| Symbol | Company | Owner | Relationship | Date | Transaction | Cost | # Shares | Value ($) | Total Shares | Filing | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| CNCE | CONCERT PHARMACEUTICALS, INC. | Tung Roger D | Chief Executive Officer | Nov 17, 2017 | Option Exercise | $4.58 | 7,340 | 33,617 | 626,305 | Nov 20, 2017, 04:12 PM | |
| CNCE | CONCERT PHARMACEUTICALS, INC. | Stuart Nancy | Chief Operating Officer | Nov 14, 2017 | Option Exercise | $4.58 | 4,215 | 19,305 | 105,117 | Nov 15, 2017, 04:09 PM | |
| CNCE | CONCERT PHARMACEUTICALS, INC. | Stuart Nancy | Chief Operating Officer | Nov 14, 2017 | Option Exercise | $18.57 | 1,039 | 19,294 | 104,078 | Nov 15, 2017, 04:09 PM | |
| CNCE | CONCERT PHARMACEUTICALS, INC. | Biotechnology Value Trading Fund OS LP | See Explanation of Responses | Oct 19, 2017 | Buy | $15.84 | 331,916 | 5,256,720 | 1,619,249 | Oct 23, 2017, 05:43 PM | |
| CNCE | CONCERT PHARMACEUTICALS, INC. | Lynch Ryan | PFO, PAO | Sep 14, 2017 | Option Exercise | $9.46 | 3,500 | 33,110 | 9,500 | Sep 18, 2017, 04:40 PM | |
| CNCE | CONCERT PHARMACEUTICALS, INC. | Lynch Ryan | PFO, PAO | Sep 14, 2017 | Sale | $14.51 | 3,500 | 50,785 | 6,000 | Sep 18, 2017, 04:40 PM | |
| CNCE | CONCERT PHARMACEUTICALS, INC. | Silverman Robert | Senior VP, General Counsel | Mar 09, 2017 | Option Exercise | $16.86 | 2,074 | 34,968 | 50,307 | Mar 13, 2017, 04:14 PM | |
| CNCE | CONCERT PHARMACEUTICALS, INC. | Silverman Robert | Senior VP, General Counsel | Mar 09, 2017 | Option Exercise | $1.13 | 30,966 | 34,992 | 51,075 | Mar 13, 2017, 04:14 PM | |
| CNCE | CONCERT PHARMACEUTICALS, INC. | Stuart Nancy | Chief Operating Officer | Mar 08, 2017 | Option Exercise | $16.04 | 147 | 2,358 | 40,902 | Mar 09, 2017, 06:44 PM | |
| CNCE | CONCERT PHARMACEUTICALS, INC. | Stuart Nancy | Chief Operating Officer | Mar 08, 2017 | Option Exercise | $1.13 | 2,098 | 2,371 | 41,049 | Mar 09, 2017, 06:44 PM | |
| CNCE | CONCERT PHARMACEUTICALS, INC. | Stuart Nancy | Chief Operating Officer | Dec 06, 2016 | Option Exercise | $8.94 | 897 | 8,019 | 38,951 | Dec 07, 2016, 04:12 PM | |
| CNCE | CONCERT PHARMACEUTICALS, INC. | Stuart Nancy | Chief Operating Officer | Dec 06, 2016 | Option Exercise | $1.13 | 7,100 | 8,023 | 39,848 | Dec 07, 2016, 04:12 PM | |
| CNCE | CONCERT PHARMACEUTICALS, INC. | HUTT PETER BARTON | Director | Nov 14, 2016 | Sale | $9.81 | 22,123 | 217,027 | 0 | Nov 21, 2016, 04:10 PM | |
| CNCE | CONCERT PHARMACEUTICALS, INC. | HUTT PETER BARTON | Director | Nov 14, 2016 | Option Exercise | $1.13 | 22,123 | 24,999 | 22,123 | Nov 21, 2016, 04:10 PM | |
| CNCE | CONCERT PHARMACEUTICALS, INC. | Auchincloss Thomas G | Director | May 12, 2016 | Buy | $10.11 | 2,000 | 20,211 | 2,000 | May 16, 2016, 05:32 PM | |
| CNCE | CONCERT PHARMACEUTICALS, INC. | Tung Roger D | Chief Executive Officer | May 11, 2016 | Buy | $10.55 | 19,610 | 206,886 | 538,965 | May 12, 2016, 04:21 PM | |
| CNCE | CONCERT PHARMACEUTICALS, INC. | Silverman Robert | Senior VP, General Counsel | Jan 20, 2016 | Option Exercise | $1.13 | 8,000 | 9,040 | 21,415 | Jan 21, 2016, 04:30 PM | |
| CNCE | CONCERT PHARMACEUTICALS, INC. | Tung Roger D | Chief Executive Officer | Jan 11, 2016 | Option Exercise | $4.58 | 18,000 | 82,440 | 519,355 | Jan 13, 2016, 05:08 PM | |
| CNCE | CONCERT PHARMACEUTICALS, INC. | ALDRICH RICHARD | Director | Dec 16, 2015 | Sale | $19.76 | 20,000 | 395,190 | 286,975 | Dec 17, 2015, 06:24 PM | |
| CNCE | CONCERT PHARMACEUTICALS, INC. | THREE ARCH MANAGEMENT III LLC | Director | Dec 14, 2015 | Sale | $20.09 | 3,922 | 78,786 | 31,763 | Dec 16, 2015, 07:47 PM | |
| CNCE | CONCERT PHARMACEUTICALS, INC. | JAEGER WILFRED E | Director | Dec 15, 2015 | Sale | $20.10 | 54,572 | 1,097,121 | 5,066 | Dec 16, 2015, 07:47 PM | |
| CNCE | CONCERT PHARMACEUTICALS, INC. | Three Arch Management IV, L.L.C. | Director | Dec 16, 2015 | Sale | $19.57 | 10,360 | 202,700 | 0 | Dec 16, 2015, 07:47 PM | |
| CNCE | CONCERT PHARMACEUTICALS, INC. | McGowan Pauline | VP, Finance | Dec 14, 2015 | Option Exercise | $3.50 | 498 | 1,743 | 498 | Dec 15, 2015, 06:06 PM | |
| CNCE | CONCERT PHARMACEUTICALS, INC. | McGowan Pauline | VP, Finance | Dec 14, 2015 | Sale | $20.07 | 498 | 9,997 | 0 | Dec 15, 2015, 06:06 PM | |
| CNCE | CONCERT PHARMACEUTICALS, INC. | Stuart Nancy | Chief Operating Officer | Nov 11, 2015 | Option Exercise | $22.78 | 456 | 10,388 | 33,748 | Nov 12, 2015, 05:48 PM | |
| CNCE | CONCERT PHARMACEUTICALS, INC. | Stuart Nancy | Chief Operating Officer | Nov 11, 2015 | Option Exercise | $1.13 | 9,200 | 10,396 | 34,204 | Nov 12, 2015, 05:48 PM | |
| CNCE | CONCERT PHARMACEUTICALS, INC. | Barrett Ronald W | Director | Nov 09, 2015 | Option Exercise | $1.13 | 17,699 | 20,000 | 17,699 | Nov 10, 2015, 05:07 PM | |
| CNCE | CONCERT PHARMACEUTICALS, INC. | Barrett Ronald W | Director | Nov 09, 2015 | Sale | $22.27 | 17,699 | 394,152 | 10,000 | Nov 10, 2015, 05:07 PM | |
| CNCE | CONCERT PHARMACEUTICALS, INC. | Silverman Robert | Senior VP, General Counsel | Nov 09, 2015 | Option Exercise | $21.95 | 185 | 4,061 | 13,415 | Nov 10, 2015, 05:04 PM | |
| CNCE | CONCERT PHARMACEUTICALS, INC. | Silverman Robert | Senior VP, General Counsel | Nov 09, 2015 | Option Exercise | $1.13 | 3,600 | 4,068 | 13,600 | Nov 10, 2015, 05:04 PM | |
| CNCE | CONCERT PHARMACEUTICALS, INC. | Stuart Nancy | Chief Operating Officer | Nov 02, 2015 | Option Exercise | $0.57 | 23,216 | 13,233 | 48,220 | Nov 03, 2015, 06:03 PM | |
| CNCE | CONCERT PHARMACEUTICALS, INC. | Stuart Nancy | Chief Operating Officer | Nov 02, 2015 | Sale | $24.29 | 23,216 | 564,019 | 25,004 | Nov 03, 2015, 06:03 PM | |
| CNCE | CONCERT PHARMACEUTICALS, INC. | Silverman Robert | Senior VP, General Counsel | Sep 18, 2015 | Option Exercise | $1.13 | 5,000 | 5,650 | 20,000 | Sep 22, 2015, 05:08 PM | |
| CNCE | CONCERT PHARMACEUTICALS, INC. | Silverman Robert | Senior VP, General Counsel | Sep 18, 2015 | Sale | $20.00 | 10,000 | 200,000 | 15,000 | Sep 22, 2015, 05:08 PM | |
| CNCE | CONCERT PHARMACEUTICALS, INC. | McGowan Pauline | VP, Finance | Sep 14, 2015 | Option Exercise | $3.50 | 497 | 1,740 | 497 | Sep 15, 2015, 05:34 PM | |
| CNCE | CONCERT PHARMACEUTICALS, INC. | McGowan Pauline | VP, Finance | Sep 14, 2015 | Sale | $18.97 | 497 | 9,430 | 0 | Sep 15, 2015, 05:34 PM | |
| CNCE | CONCERT PHARMACEUTICALS, INC. | Stuart Nancy | Chief Operating Officer | Sep 14, 2015 | Option Exercise | $1.13 | 17,000 | 19,210 | 26,000 | Sep 15, 2015, 05:25 PM | |
| CNCE | CONCERT PHARMACEUTICALS, INC. | Stuart Nancy | Chief Operating Officer | Sep 14, 2015 | Option Exercise | $19.27 | 996 | 19,193 | 25,004 | Sep 15, 2015, 05:25 PM | |
| CNCE | CONCERT PHARMACEUTICALS, INC. | THREE ARCH MANAGEMENT III LLC | Director | Sep 10, 2015 | Sale | $18.22 | 120,000 | 2,186,400 | 33,682 | Sep 14, 2015, 02:30 PM | |
| CNCE | CONCERT PHARMACEUTICALS, INC. | THREE ARCH MANAGEMENT III LLC | Director | Aug 14, 2015 | Sale | $16.32 | 130,000 | 2,121,600 | 400,581 | Aug 18, 2015, 07:59 PM | |
| CNCE | CONCERT PHARMACEUTICALS, INC. | Three Arch Management IV, L.L.C. | Director | Aug 18, 2015 | Sale | $15.70 | 630,000 | 9,891,000 | 92,386 | Aug 18, 2015, 07:59 PM | |
| CNCE | CONCERT PHARMACEUTICALS, INC. | Three Arch Management IV, L.L.C. | Director | Aug 13, 2015 | Sale | $16.75 | 92,215 | 1,544,601 | 464,177 | Aug 17, 2015, 06:53 PM | |
| CNCE | CONCERT PHARMACEUTICALS, INC. | Three Arch Management IV, L.L.C. | Director | Aug 12, 2015 | Sale | $17.49 | 97,785 | 1,710,230 | 509,289 | Aug 14, 2015, 07:20 PM | |
| CNCE | CONCERT PHARMACEUTICALS, INC. | THREE ARCH MANAGEMENT III LLC | Director | Aug 12, 2015 | Sale | $14.49 | 97,785 | 1,416,875 | 509,289 | Aug 14, 2015, 05:55 PM | |
| CNCE | CONCERT PHARMACEUTICALS, INC. | McGowan Pauline | VP, Finance | Jun 12, 2015 | Option Exercise | $3.50 | 498 | 1,743 | 498 | Jun 16, 2015, 05:17 PM | |
| CNCE | CONCERT PHARMACEUTICALS, INC. | McGowan Pauline | VP, Finance | Jun 12, 2015 | Sale | $16.08 | 498 | 8,009 | 0 | Jun 16, 2015, 05:17 PM | |
| CNCE | CONCERT PHARMACEUTICALS, INC. | Silverman Robert | Senior VP, General Counsel | Jun 08, 2015 | Sale | $16.35 | 5,000 | 81,758 | 15,000 | Jun 10, 2015, 04:05 PM | |
| CNCE | CONCERT PHARMACEUTICALS, INC. | McGowan Pauline | VP, Finance | Mar 13, 2015 | Sale | $16.00 | 498 | 7,968 | 0 | Mar 13, 2015, 06:05 PM | |
| CNCE | CONCERT PHARMACEUTICALS, INC. | McGowan Pauline | VP, Finance | Mar 13, 2015 | Option Exercise | $3.50 | 498 | 1,743 | 498 | Mar 13, 2015, 06:05 PM | |
| CNCE | CONCERT PHARMACEUTICALS, INC. | Silverman Robert | Senior VP, General Counsel | Mar 11, 2015 | Option Exercise | $1.13 | 5,000 | 5,650 | 25,000 | Mar 12, 2015, 04:14 PM | |
| CNCE | CONCERT PHARMACEUTICALS, INC. | Silverman Robert | Senior VP, General Counsel | Mar 11, 2015 | Sale | $16.00 | 5,000 | 80,000 | 20,000 | Mar 12, 2015, 04:14 PM | |
| CNCE | CONCERT PHARMACEUTICALS, INC. | Stuart Nancy | Chief Operating Officer | Mar 11, 2015 | Option Exercise | $0.57 | 46,430 | 26,465 | 56,430 | Mar 12, 2015, 04:13 PM | |
| CNCE | CONCERT PHARMACEUTICALS, INC. | Stuart Nancy | Chief Operating Officer | Mar 11, 2015 | Sale | $15.00 | 46,430 | 696,450 | 10,000 | Mar 12, 2015, 04:13 PM | |
| CNCE | CONCERT PHARMACEUTICALS, INC. | McGowan Pauline | VP, Finance | Mar 11, 2015 | Option Exercise | $3.50 | 5,973 | 20,906 | 5,973 | Mar 12, 2015, 04:11 PM | |
| CNCE | CONCERT PHARMACEUTICALS, INC. | McGowan Pauline | VP, Finance | Mar 11, 2015 | Sale | $16.00 | 5,973 | 95,568 | 0 | Mar 12, 2015, 04:11 PM | |
| CNCE | CONCERT PHARMACEUTICALS, INC. | McGowan Pauline | VP, Finance | Mar 10, 2015 | Option Exercise | $1.98 | 22,122 | 43,828 | 8,849 | Mar 11, 2015, 04:40 PM | |
| CNCE | CONCERT PHARMACEUTICALS, INC. | McGowan Pauline | VP, Finance | Mar 10, 2015 | Sale | $13.90 | 22,122 | 307,496 | 0 | Mar 11, 2015, 04:40 PM | |
| CNCE | CONCERT PHARMACEUTICALS, INC. | Tung Roger D | Chief Executive Officer | Feb 17, 2015 | Option Exercise | $1.13 | 28,495 | 32,199 | 490,017 | Feb 19, 2015, 05:15 PM | |
| CNCE | CONCERT PHARMACEUTICALS, INC. | THREE ARCH PARTNERS IV LP | 10% Owner | Nov 18, 2014 | Sale | $12.29 | 250,000 | 3,072,500 | 557,126 | Nov 20, 2014, 05:56 PM | |
| CNCE | CONCERT PHARMACEUTICALS, INC. | WAN MARK A | 10% Owner | Nov 18, 2014 | Sale | $12.29 | 250,000 | 3,072,500 | 540,375 | Nov 20, 2014, 05:56 PM | |
| CNCE | CONCERT PHARMACEUTICALS, INC. | Stuart Nancy | Chief Operating Officer | May 29, 2014 | Option Exercise | $0.57 | 10,000 | 5,700 | 10,000 | Jun 02, 2014, 05:53 PM | |
| CNCE | CONCERT PHARMACEUTICALS, INC. | Silverman Robert | Senior VP, General Counsel | May 29, 2014 | Option Exercise | $1.13 | 20,000 | 22,600 | 20,000 | Jun 02, 2014, 05:50 PM | |
| CNCE | CONCERT PHARMACEUTICALS, INC. | Tung Roger D | Chief Executive Officer | May 22, 2014 | Option Exercise | $1.13 | 60,000 | 67,800 | 461,522 | May 23, 2014, 01:06 PM | |
| CNCE | CONCERT PHARMACEUTICALS, INC. | Freund John Gordon | Director | Feb 20, 2014 | Buy | $14.00 | 150,000 | 2,100,000 | 1,208,920 | Feb 21, 2014, 05:46 PM | |
| CNCE | CONCERT PHARMACEUTICALS, INC. | Skyline Venture Management IV, LLC | 10% Owner | Feb 20, 2014 | Buy | $14.00 | 150,000 | 2,100,000 | 1,208,920 | Feb 21, 2014, 05:46 PM | |
| CNCE | CONCERT PHARMACEUTICALS, INC. | WAN MARK A | 10% Owner | Feb 19, 2014 | Buy | $14.00 | 103,500 | 1,449,000 | 801,726 | Feb 21, 2014, 03:18 PM | |
| CNCE | CONCERT PHARMACEUTICALS, INC. | THREE ARCH MANAGEMENT III LLC | Director | Feb 19, 2014 | Buy | $14.00 | 517,500 | 7,245,000 | 777,620 | Feb 21, 2014, 03:18 PM | |
| CNCE | CONCERT PHARMACEUTICALS, INC. | BROOKSIDE CAPITAL INVESTORS L P | 10% Owner | Feb 19, 2014 | Buy | $14.00 | 350,000 | 4,900,000 | 1,497,833 | Feb 21, 2014, 03:14 PM | |
| CNCE | CONCERT PHARMACEUTICALS, INC. | QVT Associates GP LLC | 10% Owner | Feb 19, 2014 | Buy | $14.00 | 600,000 | 8,400,000 | 559,999 | Feb 21, 2014, 02:02 PM | |
| CNCE | CONCERT PHARMACEUTICALS, INC. | GLAXOSMITHKLINE PLC | Former 10% Owner | Feb 19, 2014 | Buy | $14.00 | 35,000 | 490,000 | 1,356,533 | Feb 20, 2014, 06:56 PM | |
| CNCE | CONCERT PHARMACEUTICALS, INC. | Birner Hubert | 10% Owner | Feb 19, 2014 | Buy | $14.00 | 66,287 | 928,018 | 1,104,969 | Feb 20, 2014, 08:35 AM | |
| CNCE | CONCERT PHARMACEUTICALS, INC. | SCHUHSLER HELMUT | Director | Feb 19, 2014 | Buy | $14.00 | 22,713 | 317,982 | 378,703 | Feb 20, 2014, 08:35 AM |
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