| Symbol | Company | Owner | Relationship | Date | Transaction | Cost | # Shares | Value ($) | Total Shares | Filing | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| GLT | Glatfelter Corp | Carlson Capital, L.P. | 10% Owner | Sep 25, 2024 | Sale | $1.74 | 320,691 | 558,002 | 4,335,000 | Sep 26, 2024, 05:34 PM | |
| GLT | Glatfelter Corp | Carlson Capital, L.P. | 10% Owner | Sep 19, 2024 | Sale | $1.82 | 50,000 | 91,000 | 4,655,691 | Sep 23, 2024, 04:05 PM | |
| GLT | Glatfelter Corp | Capital L. Carlson | 10% Owner | Jun 28, 2024 | Sale | $1.40 | 2,262,984 | 3,168,178 | 4,705,691 | Jul 01, 2024, 04:55 PM | |
| GLT | Glatfelter Corp | Capital L. Carlson | 10% Owner | Jun 27, 2024 | Sale | $1.65 | 207,325 | 342,086 | 6,968,675 | Jul 01, 2024, 04:55 PM | |
| GLT | Glatfelter Corp | Capital L. Carlson | 10% Owner | Oct 25, 2023 | Buy | $1.55 | 25,000 | 38,697 | 7,126,000 | Oct 26, 2023, 07:06 PM | |
| GLT | Glatfelter Corp | Capital L. Carlson | 10% Owner | Oct 24, 2023 | Buy | $1.54 | 75,000 | 115,320 | 7,101,000 | Oct 26, 2023, 07:06 PM | |
| GLT | Glatfelter Corp | Capital L. Carlson | 10% Owner | Oct 26, 2023 | Buy | $1.60 | 50,000 | 80,000 | 7,176,000 | Oct 26, 2023, 07:06 PM | |
| GLT | Glatfelter Corp | Capital L. Carlson | 10% Owner | Oct 10, 2023 | Buy | $1.80 | 236,000 | 424,800 | 7,026,000 | Oct 12, 2023, 05:48 PM | |
| GLT | Glatfelter Corp | Capital L. Carlson | 10% Owner | Oct 03, 2023 | Buy | $1.90 | 75,000 | 142,500 | 6,790,000 | Oct 04, 2023, 04:05 PM | |
| GLT | Glatfelter Corp | Capital L. Carlson | 10% Owner | Oct 02, 2023 | Buy | $1.95 | 250,000 | 488,425 | 6,715,000 | Oct 04, 2023, 04:05 PM | |
| GLT | Glatfelter Corp | Capital L. Carlson | 10% Owner | Sep 05, 2023 | Buy | $1.92 | 200,000 | 384,340 | 6,365,000 | Sep 07, 2023, 05:02 PM | |
| GLT | Glatfelter Corp | Capital L. Carlson | 10% Owner | Sep 06, 2023 | Buy | $2.00 | 100,000 | 200,040 | 6,465,000 | Sep 07, 2023, 05:02 PM | |
| GLT | Glatfelter Corp | Capital L. Carlson | 10% Owner | Aug 15, 2023 | Buy | $2.00 | 185,000 | 370,129 | 6,100,000 | Aug 17, 2023, 05:41 PM | |
| GLT | Glatfelter Corp | Capital L. Carlson | 10% Owner | Aug 16, 2023 | Buy | $2.00 | 65,000 | 129,955 | 6,165,000 | Aug 17, 2023, 05:41 PM | |
| GLT | Glatfelter Corp | Capital L. Carlson | 10% Owner | Mar 29, 2023 | Buy | $3.09 | 500,000 | 1,546,900 | 5,915,000 | Mar 31, 2023, 04:16 PM | |
| GLT | Glatfelter Corp | Capital L. Carlson | 10% Owner | Jan 20, 2023 | ATM/ITM Option Exercise | $2.50 | 50,000 | 125,000 | 5,415,000 | Mar 31, 2023, 04:16 PM | |
| SWKH | SWK Holdings Corp | Capital L. Carlson | 10% Owner | May 18, 2017 | Buy | $11.00 | 1,600 | 17,599 | 9,085,619 | May 22, 2017, 04:27 PM | |
| SWKH | SWK Holdings Corp | Capital L. Carlson | 10% Owner | May 19, 2017 | Buy | $11.00 | 8,147 | 89,617 | 9,093,766 | May 22, 2017, 04:27 PM | |
| SWKH | SWK Holdings Corp | Capital L. Carlson | 10% Owner | May 15, 2017 | Buy | $11.10 | 29,900 | 331,940 | 9,083,519 | May 17, 2017, 05:43 PM | |
| SWKH | SWK Holdings Corp | Capital L. Carlson | 10% Owner | May 17, 2017 | Buy | $10.85 | 500 | 5,425 | 9,084,019 | May 17, 2017, 05:43 PM | |
| AROC US | Archrock, Inc. | Capital L. Carlson | 10% Owner | Dec 06, 2016 | Sale | $13.92 | 162,000 | 2,255,193 | 6,850,905 | Dec 08, 2016, 11:36 AM | |
| AROC US | Archrock, Inc. | Capital L. Carlson | 10% Owner | Dec 07, 2016 | Sale | $13.66 | 142,900 | 1,952,657 | 6,688,905 | Dec 08, 2016, 11:36 AM | |
| AROC US | Archrock, Inc. | Capital L. Carlson | 10% Owner | Dec 02, 2016 | Sale | $13.21 | 171,728 | 2,268,338 | 7,265,059 | Dec 06, 2016, 10:49 AM | |
| AROC US | Archrock, Inc. | Capital L. Carlson | 10% Owner | Dec 05, 2016 | Sale | $13.60 | 249,300 | 3,389,583 | 7,093,805 | Dec 06, 2016, 10:49 AM | |
| AROC US | Archrock, Inc. | Capital L. Carlson | 10% Owner | Dec 01, 2016 | Sale | $13.28 | 210,020 | 2,789,835 | 7,597,484 | Dec 02, 2016, 10:19 AM | |
| AROC US | Archrock, Inc. | Capital L. Carlson | 10% Owner | Nov 30, 2016 | Sale | $13.74 | 168,164 | 2,309,885 | 7,768,605 | Dec 02, 2016, 10:19 AM | |
| AROC US | Archrock, Inc. | Capital L. Carlson | 10% Owner | Nov 25, 2016 | Sale | $13.79 | 75,000 | 1,034,242 | 7,793,017 | Nov 29, 2016, 11:01 AM | |
| AROC US | Archrock, Inc. | Capital L. Carlson | 10% Owner | Nov 22, 2016 | Sale | $13.57 | 260,302 | 3,531,025 | 8,244,100 | Nov 25, 2016, 09:57 AM | |
| AROC US | Archrock, Inc. | Capital L. Carlson | 10% Owner | Nov 23, 2016 | Sale | $13.50 | 118,131 | 1,594,198 | 7,953,565 | Nov 25, 2016, 09:57 AM | |
| AROC US | Archrock, Inc. | Capital L. Carlson | 10% Owner | Nov 18, 2016 | Sale | $13.36 | 116,076 | 1,550,554 | 8,498,382 | Nov 22, 2016, 01:22 PM | |
| AROC US | Archrock, Inc. | Capital L. Carlson | 10% Owner | Nov 21, 2016 | Sale | $13.61 | 224,209 | 3,052,170 | 8,450,939 | Nov 22, 2016, 01:22 PM | |
| AROC US | Archrock, Inc. | Capital L. Carlson | 10% Owner | Nov 16, 2016 | Sale | $12.94 | 176,030 | 2,277,114 | 8,612,765 | Nov 18, 2016, 12:00 PM | |
| AROC US | Archrock, Inc. | Capital L. Carlson | 10% Owner | Nov 14, 2016 | Sale | $12.69 | 234,292 | 2,974,173 | 8,980,053 | Nov 16, 2016, 12:17 PM | |
| AROC US | Archrock, Inc. | Capital L. Carlson | 10% Owner | Nov 15, 2016 | Sale | $12.98 | 217,288 | 2,820,669 | 8,943,942 | Nov 16, 2016, 12:17 PM | |
| AROC US | Archrock, Inc. | Capital L. Carlson | 10% Owner | Oct 12, 2016 | Sale | $12.86 | 43,904 | 564,390 | 9,214,345 | Oct 14, 2016, 12:42 PM | |
| SWKH | SWK Holdings Corp | Capital L. Carlson | Director | Aug 29, 2016 | Buy | $9.75 | 1,500 | 14,625 | 9,053,619 | Aug 30, 2016, 11:33 AM | |
| SWKH | SWK Holdings Corp | Capital L. Carlson | Director | Aug 26, 2016 | Buy | $9.75 | 1,600 | 15,600 | 9,052,119 | Aug 30, 2016, 11:33 AM | |
| SWKH | SWK Holdings Corp | Capital L. Carlson | Director | Aug 24, 2016 | Buy | $9.75 | 2,000 | 19,500 | 9,049,019 | Aug 26, 2016, 01:12 PM | |
| SWKH | SWK Holdings Corp | Capital L. Carlson | Director | Aug 25, 2016 | Buy | $9.75 | 1,500 | 14,625 | 9,050,519 | Aug 26, 2016, 01:12 PM | |
| AROC US | Archrock, Inc. | Capital L. Carlson | 10% Owner | Feb 25, 2016 | Buy | $3.59 | 213,433 | 767,127 | 8,808,249 | Feb 29, 2016, 03:29 PM | |
| AROC US | Archrock, Inc. | Capital L. Carlson | 10% Owner | Feb 26, 2016 | Buy | $3.97 | 450,000 | 1,787,175 | 9,258,249 | Feb 29, 2016, 03:29 PM | |
| AROC US | Archrock, Inc. | Capital L. Carlson | 10% Owner | Jan 27, 2016 | Buy | $5.30 | 156,964 | 831,281 | 8,309,712 | Jan 29, 2016, 12:43 PM | |
| AROC US | Archrock, Inc. | Capital L. Carlson | 10% Owner | Jan 28, 2016 | Buy | $5.69 | 285,104 | 1,622,413 | 8,594,816 | Jan 29, 2016, 12:43 PM | |
| AROC US | Archrock, Inc. | Capital L. Carlson | 10% Owner | Jan 25, 2016 | Buy | $5.15 | 82,859 | 426,492 | 7,759,616 | Jan 27, 2016, 04:12 PM | |
| AROC US | Archrock, Inc. | Capital L. Carlson | 10% Owner | Jan 26, 2016 | Buy | $4.93 | 393,132 | 1,936,461 | 8,152,748 | Jan 27, 2016, 04:12 PM | |
| AROC US | Archrock, Inc. | Capital L. Carlson | 10% Owner | Jan 21, 2016 | Buy | $5.41 | 78,397 | 424,230 | 7,187,113 | Jan 25, 2016, 03:09 PM | |
| AROC US | Archrock, Inc. | Capital L. Carlson | 10% Owner | Jan 22, 2016 | Buy | $5.58 | 489,644 | 2,730,037 | 7,676,757 | Jan 25, 2016, 03:09 PM | |
| SWKH | SWK Holdings Corp | Capital L. Carlson | Director | Dec 15, 2015 | Buy | $11.00 | 6,000 | 66,000 | 9,018,019 | Dec 17, 2015, 11:52 AM | |
| SWKH | SWK Holdings Corp | Capital L. Carlson | Director | Dec 16, 2015 | Buy | $11.03 | 29,000 | 319,795 | 9,047,019 | Dec 17, 2015, 11:52 AM | |
| SWKH | SWK Holdings Corp | Capital L. Carlson | Director | Dec 05, 2014 | Buy | $1.37 | 17,440,525 | 23,893,519 | 90,120,229 | Dec 05, 2014, 08:48 PM | |
| SWKH | SWK Holdings Corp | Capital L. Carlson | Director | Nov 26, 2014 | ATM/ITM Option Exercise | $0.86 | 4,622,604 | 3,975,440 | 72,679,704 | Dec 01, 2014, 06:27 PM | |
| SWKH | SWK Holdings Corp | Capital L. Carlson | Director | Aug 18, 2014 | Buy | $1.37 | 55,908,000 | 76,593,960 | 68,057,100 | Aug 26, 2014, 01:28 PM | |
| TPH | TRI Pointe Homes, Inc. | Capital L. Carlson | 10% Owner | Jun 30, 2014 | Buy | $15.50 | 827,549 | 12,826,513 | 3,913,730 | Jul 10, 2014, 09:29 PM | |
| TPH | TRI Pointe Homes, Inc. | Capital L. Carlson | 10% Owner | Jul 01, 2014 | Buy | $15.54 | 192,700 | 2,994,250 | 4,106,430 | Jul 10, 2014, 09:29 PM | |
| TPH | TRI Pointe Homes, Inc. | Capital L. Carlson | 10% Owner | Jul 02, 2014 | Buy | $15.55 | 128,600 | 1,999,602 | 4,235,030 | Jul 10, 2014, 09:29 PM |