| Symbol | Company | Owner | Relationship | Date | Cost | # Shares | Value ($) | Total Shares | Filing | |
|---|---|---|---|---|---|---|---|---|---|---|
| LAB | STANDARD BIOTOOLS INC. | Casdin Partners Master Fund, L.P. | Director | May 15, 2024 | $2.57 | 500,000 | 1,282,550 | 44,523,749 | May 17, 2024, 08:11 PM | |
| LAB | STANDARD BIOTOOLS INC. | Casdin Partners Master Fund, L.P. | Director | May 16, 2024 | $2.54 | 500,000 | 1,270,950 | 45,023,749 | May 17, 2024, 08:11 PM | |
| LAB | STANDARD BIOTOOLS INC. | Casdin Partners Master Fund, L.P. | Director | May 17, 2024 | $2.56 | 352,072 | 902,044 | 45,375,821 | May 17, 2024, 08:11 PM | |
| VERU | VERU INC. | FISCH HARRY | Chief Corporate Officer | May 15, 2024 | $1.49 | 6,711 | 9,999 | 770,736 | May 17, 2024, 07:46 PM | |
| SRE | SEMPRA | MARK RICHARD J | Director | May 17, 2024 | $77.97 | 1,925 | 150,092 | 5,420 | May 17, 2024, 07:22 PM | |
| AVD | AMERICAN VANGUARD CORP | Trogele Ulrich | See Remarks | May 16, 2024 | $8.75 | 18,200 | 159,318 | 209,876 | May 17, 2024, 07:00 PM | |
| SCLX | Scilex Holding Co | Ji Henry | Executive Chairperson | May 17, 2024 | $0.88 | 50,000 | 43,985 | 50,070 | May 17, 2024, 06:42 PM | |
| SCLX | Scilex Holding Co | Chun Jay | Director | May 17, 2024 | $0.90 | 57,500 | 51,641 | 102,500 | May 17, 2024, 06:41 PM | |
| PDYN | Palladyne AI Corp. | WEIBLING DENNIS M | Director | May 15, 2024 | $1.36 | 55,000 | 74,596 | 229,831 | May 17, 2024, 05:57 PM | |
| PDYN | Palladyne AI Corp. | Wolff Benjamin G | PRESIDENT & CEO | May 15, 2024 | $1.35 | 2,655 | 3,591 | 1,259,618 | May 17, 2024, 05:53 PM | |
| RIG | Transocean Ltd. | Perestroika (Cyprus) Ltd | Director | May 15, 2024 | $6.01 | 2,000,000 | 12,020,000 | 87,574,894 | May 17, 2024, 05:44 PM | |
| RIG | Transocean Ltd. | Perestroika | Director | May 15, 2024 | $6.01 | 2,000,000 | 12,020,000 | 87,574,894 | May 17, 2024, 05:43 PM | |
| RIG | Transocean Ltd. | Mohn Frederik Wilhelm | Director | May 15, 2024 | $6.01 | 2,000,000 | 12,020,000 | 87,574,894 | May 17, 2024, 05:42 PM | |
| SCLX | Scilex Holding Co | SHAH JAISIM | See Remarks | May 16, 2024 | $0.84 | 83,061 | 69,846 | 98,943 | May 17, 2024, 05:36 PM | |
| SCLX | Scilex Holding Co | SHAH JAISIM | See Remarks | May 17, 2024 | $0.92 | 56,939 | 52,099 | 155,882 | May 17, 2024, 05:36 PM | |
| OPK | OPKO HEALTH, INC. | FROST PHILLIP MD ET AL | CEO & Chairman | May 17, 2024 | $1.29 | 163,997 | 211,195 | 211,132,222 | May 17, 2024, 05:31 PM | |
| RKT | Rocket Companies, Inc. | Rizik Matthew | Director | May 16, 2024 | $14.01 | 304 | 4,259 | 700,588 | May 17, 2024, 05:17 PM | |
| RKT | Rocket Companies, Inc. | Rizik Matthew | Director | May 17, 2024 | $13.85 | 25 | 346 | 700,613 | May 17, 2024, 05:17 PM | |
| TPL | Texas Pacific Land Corp | Cook Donald G | Director | May 15, 2024 | $611.17 | 10 | 6,112 | 244 | May 17, 2024, 05:12 PM | |
| ZONE | CleanCore Solutions, Inc. | Adams Clayton | 10% Owner | May 16, 2024 | $3.57 | 5,000 | 17,850 | 475,000 | May 17, 2024, 05:02 PM | |
| PFIE | PROFIRE ENERGY INC | Oviatt Ryan W | Co-CEO | May 17, 2024 | $1.45 | 3,950 | 5,728 | 701,951 | May 17, 2024, 04:45 PM | |
| PFIE | PROFIRE ENERGY INC | Oviatt Ryan W | Co-CEO | May 16, 2024 | $1.42 | 4,223 | 5,997 | 698,001 | May 17, 2024, 04:45 PM | |
| JMSB | John Marshall Bancorp, Inc. | Kinney Jonathan Craig | Director | May 16, 2024 | $17.02 | 300 | 5,106 | 108,998 | May 17, 2024, 04:45 PM | |
| SCLX | Scilex Holding Co | Ma Stephen Hoi | Chief Financial Officer | May 17, 2024 | $0.88 | 14,140 | 12,443 | 14,140 | May 17, 2024, 04:29 PM | |
| TLS | TELOS CORP | Schaufeld Fredrick | Director | May 17, 2024 | $3.67 | 44,821 | 164,493 | 386,265 | May 17, 2024, 04:25 PM | |
| ASTE | ASTEC INDUSTRIES INC | Merwe Jaco van der | Chief Executive Officer | May 16, 2024 | $33.70 | 2,000 | 67,400 | 73,878 | May 17, 2024, 04:05 PM | |
| CION | CION Investment Corp | BRESNER GREGG A. | President & CIO | May 17, 2024 | $12.51 | 2,000 | 25,020 | 52,099 | May 17, 2024, 03:19 PM | |
| CAPL | CrossAmerica Partners LP | Kelso Thomas E | Director | May 16, 2024 | $19.52 | 500 | 9,761 | 2,476 | May 17, 2024, 03:16 PM | |
| ZOM | Zomedica Corp. | POWERS JOHNNY D | Director | May 17, 2024 | $0.17 | 100,000 | 17,450 | 2,225,000 | May 17, 2024, 03:08 PM | |
| GABC | GERMAN AMERICAN BANCORP, INC. | SHEIDLER JACK | Director | May 15, 2024 | $33.00 | 80 | 2,640 | 61,375 | May 17, 2024, 02:29 PM | |
| RICK | RCI HOSPITALITY HOLDINGS, INC. | Elaine Johnson Martin | Director | May 15, 2024 | $47.25 | 64 | 3,024 | 9,991 | May 17, 2024, 02:01 PM | |
| SLNG | Stabilis Solutions, Inc. | Mitchell Peter C. | Director | May 15, 2024 | $4.14 | 3,564 | 14,753 | 25,000 | May 17, 2024, 02:00 PM | |
| USCB | USCB FINANCIAL HOLDINGS, INC. | Anderson Robert B. | Executive VP and CFO | May 16, 2024 | $12.15 | 525 | 6,379 | 79,933 | May 17, 2024, 01:34 PM | |
| USCB | USCB FINANCIAL HOLDINGS, INC. | Anderson Robert B. | Executive VP and CFO | May 15, 2024 | $12.13 | 5,000 | 60,650 | 79,408 | May 17, 2024, 01:34 PM | |
| PKG | PACKAGING CORP OF AMERICA | GOWLAND KAREN E | Director | May 15, 2024 | $182.06 | 300 | 54,618 | 916 | May 17, 2024, 01:11 PM | |
| BHRB | Burke & Herbert Financial Services Corp. | HINKLE GARY L | Director | May 16, 2024 | $50.29 | 210 | 10,561 | 219,660 | May 17, 2024, 12:55 PM | |
| GABC | GERMAN AMERICAN BANCORP, INC. | SEGER THOMAS W | Director | May 15, 2024 | $33.00 | 26 | 858 | 478,790 | May 17, 2024, 12:43 PM | |
| GABC | GERMAN AMERICAN BANCORP, INC. | Ellspermann Susan J | Director | May 15, 2024 | $33.00 | 52 | 1,716 | 6,313 | May 17, 2024, 12:24 PM | |
| MTX | MINERALS TECHNOLOGIES INC | JOHNSON KRISTINA M | Director | May 16, 2024 | $80.92 | 400 | 32,368 | 400 | May 17, 2024, 12:04 PM | |
| GABC | GERMAN AMERICAN BANCORP, INC. | Bawel Zachary W | Director | May 15, 2024 | $33.00 | 52 | 1,716 | 17,780 | May 17, 2024, 12:04 PM | |
| TPL | Texas Pacific Land Corp | HORIZON KINETICS ASSET MANAGEMENT LLC | 10% Owner | May 16, 2024 | $604.85 | 3 | 1,815 | 1,085,001 | May 17, 2024, 12:03 PM | |
| EQBK | EQUITY BANCSHARES INC | Everett Junetta M | Director | May 13, 2024 | $34.50 | 2,903 | 100,154 | 9,813 | May 17, 2024, 11:43 AM | |
| TMP | TOMPKINS FINANCIAL CORP | Coletti Janet M. | Director | May 16, 2024 | $47.91 | 1,000 | 47,910 | 2,000 | May 17, 2024, 11:36 AM | |
| FSK | FS KKR Capital Corp | Adams Barbara | Director | May 15, 2024 | $20.10 | 3,381 | 67,957 | 22,082 | May 17, 2024, 10:59 AM | |
| NWBI | Northwest Bancshares, Inc. | Hunter Timothy M | Director | May 16, 2024 | $11.30 | 10,000 | 113,000 | 161,474 | May 17, 2024, 10:44 AM | |
| AVD | AMERICAN VANGUARD CORP | ROSENBLOOM KEITH M | Director | May 15, 2024 | $8.88 | 40,000 | 355,200 | 1,014,155 | May 17, 2024, 10:28 AM | |
| ZOM | Zomedica Corp. | POWERS JOHNNY D | Director | May 16, 2024 | $0.18 | 25,000 | 4,600 | 2,125,000 | May 17, 2024, 10:08 AM | |
| PFLT | PennantPark Floating Rate Capital Ltd. | Briones Jose A | Director | May 13, 2024 | $11.48 | 1,740 | 19,972 | 316,853 | May 17, 2024, 08:40 AM | |
| TURN | 180 DEGREE CAPITAL CORP. /NY/ | Bigelow Robert E III | VP, Head of Fund Development | May 15, 2024 | $3.87 | 1,680 | 6,495 | 119,680 | May 17, 2024, 08:04 AM | |
| TURN | 180 DEGREE CAPITAL CORP. /NY/ | Wolfe Daniel B | President | May 16, 2024 | $3.85 | 1,000 | 3,850 | 244,000 | May 17, 2024, 08:02 AM | |
| TURN | 180 DEGREE CAPITAL CORP. /NY/ | Wolfe Daniel B | President | May 15, 2024 | $3.87 | 1,500 | 5,805 | 243,000 | May 17, 2024, 08:02 AM | |
| TURN | 180 DEGREE CAPITAL CORP. /NY/ | Rendino Kevin | Chairman and CEO | May 15, 2024 | $3.87 | 20,000 | 77,400 | 750,198 | May 17, 2024, 08:01 AM | |
| TURN | 180 DEGREE CAPITAL CORP. /NY/ | Rendino Kevin | Chairman and CEO | May 16, 2024 | $3.83 | 905 | 3,466 | 751,103 | May 17, 2024, 08:01 AM | |
| HQI | HireQuest, Inc. | Hermanns Richard | President and CEO | May 15, 2024 | $12.44 | 3,763 | 46,812 | 3,053,092 | May 17, 2024, 06:55 AM | |
| AVD | AMERICAN VANGUARD CORP | Macicek Steven D | Director | May 15, 2024 | $9.01 | 8,500 | 76,624 | 10,044 | May 17, 2024, 06:26 AM | |
| AVXL | ANAVEX LIFE SCIENCES CORP. | Thomas Steffen | Director | May 15, 2024 | $4.52 | 5,000 | 22,600 | 5,000 | May 17, 2024, 06:01 AM | |
| ALTI | AlTi Global, Inc. | Keaney Timothy F | President, Asset Management | May 15, 2024 | $4.52 | 50,195 | 226,881 | 80,904 | May 16, 2024, 09:34 PM | |
| ALTI | AlTi Global, Inc. | Keaney Timothy F | President, Asset Management | May 16, 2024 | $4.60 | 16,417 | 75,518 | 97,321 | May 16, 2024, 09:34 PM | |
| ALTI | AlTi Global, Inc. | Keaney Timothy F | President, Asset Management | May 14, 2024 | $4.62 | 17,598 | 81,303 | 30,709 | May 16, 2024, 09:34 PM | |
| AQMS | Aqua Metals, Inc. | YI SUNG | Director | May 14, 2024 | $0.39 | 75,000 | 29,250 | 105,500 | May 16, 2024, 09:33 PM | |
| IZEA | IZEA Worldwide, Inc. | GP Investments, Ltd. | 10% Owner | May 14, 2024 | $3.20 | 928,114 | 2,969,965 | 2,823,706 | May 16, 2024, 08:45 PM | |
| IZEA | IZEA Worldwide, Inc. | GP Investments, Ltd. | 10% Owner | May 16, 2024 | $2.77 | 178,330 | 493,974 | 3,002,036 | May 16, 2024, 08:45 PM | |
| PROK | PROKIDNEY CORP. | Control Empresarial de Capitales S.A. de C.V. | 10% Owner | Mar 13, 2024 | $1.50 | 50,000 | 75,090 | 63,168,645 | May 16, 2024, 08:22 PM | |
| PROK | PROKIDNEY CORP. | Control Empresarial de Capitales S.A. de C.V. | 10% Owner | Mar 14, 2024 | $1.36 | 50,000 | 67,925 | 63,218,645 | May 16, 2024, 08:22 PM | |
| PROK | PROKIDNEY CORP. | Control Empresarial de Capitales S.A. de C.V. | 10% Owner | Mar 20, 2024 | $1.40 | 33,000 | 46,111 | 63,251,645 | May 16, 2024, 08:22 PM | |
| PROK | PROKIDNEY CORP. | Control Empresarial de Capitales S.A. de C.V. | 10% Owner | Mar 22, 2024 | $1.40 | 14,000 | 19,586 | 63,265,645 | May 16, 2024, 08:22 PM | |
| PROK | PROKIDNEY CORP. | Control Empresarial de Capitales S.A. de C.V. | 10% Owner | Mar 25, 2024 | $1.43 | 30,000 | 42,954 | 63,295,645 | May 16, 2024, 08:22 PM | |
| AQMS | Aqua Metals, Inc. | SMITH EDWARD J | Director | May 14, 2024 | $0.39 | 25,000 | 9,750 | 334,050 | May 16, 2024, 08:21 PM | |
| AQMS | Aqua Metals, Inc. | Zhang Peifang | Director | May 14, 2024 | $0.39 | 62,500 | 24,375 | 313,550 | May 16, 2024, 08:20 PM | |
| AQMS | Aqua Metals, Inc. | DIVITO VINCENT L | Director | May 14, 2024 | $0.39 | 62,500 | 24,375 | 421,698 | May 16, 2024, 08:18 PM | |
| AQMS | Aqua Metals, Inc. | McMurtry David | Chief Business Officer | May 14, 2024 | $0.39 | 25,000 | 9,750 | 743,873 | May 16, 2024, 08:17 PM | |
| AQMS | Aqua Metals, Inc. | Taecker Benjamin S. | Chief Eng and Opr Officer | May 14, 2024 | $0.39 | 25,000 | 9,750 | 1,114,929 | May 16, 2024, 08:13 PM | |
| AQMS | Aqua Metals, Inc. | Merrill Judd | Chief Financial Officer | May 14, 2024 | $0.39 | 37,500 | 14,625 | 2,076,416 | May 16, 2024, 08:12 PM | |
| AQMS | Aqua Metals, Inc. | Cotton Stephen | Chief Executive Officer | May 14, 2024 | $0.39 | 250,000 | 97,500 | 6,352,233 | May 16, 2024, 08:11 PM | |
| BKTI | BK Technologies Corp | Horowitz Joshua | Director | May 14, 2024 | $13.23 | 2,893 | 38,280 | 67,068 | May 16, 2024, 08:07 PM | |
| BKTI | BK Technologies Corp | Horowitz Joshua | Director | May 15, 2024 | $13.45 | 5,572 | 74,953 | 72,640 | May 16, 2024, 08:07 PM | |
| BKTI | BK Technologies Corp | Horowitz Joshua | Director | May 16, 2024 | $13.77 | 8,169 | 112,462 | 80,809 | May 16, 2024, 08:07 PM | |
| XGN | EXAGEN INC. | ABALLI JOHN | President and CEO | May 16, 2024 | $1.92 | 40,401 | 77,570 | 40,401 | May 16, 2024, 08:02 PM | |
| AMLX | Amylyx Pharmaceuticals, Inc. | Quimi Daphne | Director | May 14, 2024 | $1.88 | 2,750 | 5,184 | 2,750 | May 16, 2024, 07:37 PM | |
| AMLX | Amylyx Pharmaceuticals, Inc. | Quimi Daphne | Director | May 15, 2024 | $1.89 | 2,250 | 4,252 | 5,000 | May 16, 2024, 07:37 PM | |
| HEAR | Turtle Beach Corp | Jimenez Terry | Director | May 14, 2024 | $16.37 | 2,025 | 33,149 | 40,909 | May 16, 2024, 07:23 PM | |
| CWD | CaliberCos Inc. | LEUNG JADE | CFO | May 15, 2024 | $0.87 | 28,500 | 24,704 | 672,052 | May 16, 2024, 06:30 PM | |
| MWA | Mueller Water Products, Inc. | Healy Brian C. | Director | May 15, 2024 | $19.18 | 2,650 | 50,818 | 2,650 | May 16, 2024, 06:28 PM | |
| AENT | ALLIANCE ENTERTAINMENT HOLDING CORP | Wielenga Terilea J | Director | May 14, 2024 | $2.55 | 3,000 | 7,650 | 8,000 | May 16, 2024, 06:11 PM | |
| AENT | ALLIANCE ENTERTAINMENT HOLDING CORP | Wielenga Terilea J | Director | May 15, 2024 | $2.55 | 5,000 | 12,750 | 13,000 | May 16, 2024, 06:11 PM | |
| AENT | ALLIANCE ENTERTAINMENT HOLDING CORP | Donaldson Walter Tommy III | Director | May 14, 2024 | $2.54 | 15,000 | 38,100 | 40,000 | May 16, 2024, 06:09 PM | |
| ARKR | ARK RESTAURANTS CORP | SATTERFIELD THOMAS A JR | 10% Owner | May 15, 2024 | $15.30 | 3,322 | 50,827 | 55,922 | May 16, 2024, 06:00 PM | |
| ARKR | ARK RESTAURANTS CORP | SATTERFIELD THOMAS A JR | 10% Owner | May 15, 2024 | $15.00 | 1,549 | 23,235 | 150,000 | May 16, 2024, 06:00 PM | |
| ARKR | ARK RESTAURANTS CORP | SATTERFIELD THOMAS A JR | 10% Owner | May 14, 2024 | $13.99 | 6,100 | 85,316 | 52,600 | May 16, 2024, 06:00 PM | |
| ARKR | ARK RESTAURANTS CORP | SATTERFIELD THOMAS A JR | 10% Owner | May 14, 2024 | $14.64 | 3,451 | 50,523 | 148,451 | May 16, 2024, 06:00 PM | |
| ARKR | ARK RESTAURANTS CORP | SATTERFIELD THOMAS A JR | 10% Owner | May 14, 2024 | $14.30 | 5,393 | 77,120 | 190,000 | May 16, 2024, 06:00 PM | |
| XELA | Exela Technologies, Inc. | CHADHA PAR | Executive Chairman | Apr 22, 2024 | $2.00 | 31,961 | 63,916 | 35,649 | May 16, 2024, 05:36 PM | |
| XELA | Exela Technologies, Inc. | CHADHA PAR | Executive Chairman | Apr 23, 2024 | $2.00 | 18,039 | 36,076 | 53,688 | May 16, 2024, 05:36 PM | |
| SCKT | SOCKET MOBILE, INC. | BASS CHARLIE | Director | May 15, 2024 | $1.44 | 5,000 | 7,204 | 1,381,651 | May 16, 2024, 05:28 PM | |
| SCKT | SOCKET MOBILE, INC. | BASS CHARLIE | Director | May 16, 2024 | $1.44 | 5,000 | 7,216 | 1,386,651 | May 16, 2024, 05:28 PM | |
| LNKB | LINKBANCORP, Inc. | Parmer George | Director | May 16, 2024 | $8.50 | 225,000 | 1,912,500 | 563,722 | May 16, 2024, 05:21 PM | |
| LNKB | LINKBANCORP, Inc. | Parmer George | Director | May 16, 2024 | $8.50 | 225,000 | 1,912,500 | 563,722 | May 16, 2024, 05:20 PM | |
| ECBK | ECB Bancorp, Inc. /MD/ | CITRANO John A | EVP, COO and CFO | May 14, 2024 | $12.10 | 1,400 | 16,944 | 45,601 | May 16, 2024, 05:16 PM | |
| ECBK | ECB Bancorp, Inc. /MD/ | CITRANO John A | EVP, COO and CFO | May 15, 2024 | $12.35 | 399 | 4,928 | 46,000 | May 16, 2024, 05:16 PM | |
| LNKB | LINKBANCORP, Inc. | Jones William Lloyd | Director | May 16, 2024 | $6.50 | 2,500 | 16,250 | 12,377 | May 16, 2024, 05:15 PM |
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