| Symbol | Company | Owner | Relationship | Date | Transaction | Cost | # Shares | Value ($) | Total Shares | Filing | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| CAT | CATERPILLAR INC | Anthony D. Fassino | Group President | May 11, 2026 | Tax Payment (Shares) | $918.65 | 5,120 | 4,703,488 | 62,324 | May 12, 2026, 01:37 PM | |
| CAT | CATERPILLAR INC | Anthony D. Fassino | Group President | May 11, 2026 | Option/RSU Exercise | $219.76 | 21,403 | 4,703,523 | 67,444 | May 12, 2026, 01:37 PM | |
| CAT | CATERPILLAR INC | Anthony D. Fassino | Group President | May 11, 2026 | Sale | $916.80 | 16,283 | 14,928,266 | 46,884 | May 12, 2026, 01:37 PM | |
| CAT | CATERPILLAR INC | Anthony D. Fassino | Group President | May 06, 2026 | Sale | $926.25 | 9,152 | 8,477,067 | 46,391 | May 07, 2026, 05:34 PM | |
| CAT | CATERPILLAR INC | Anthony D. Fassino | Group President | May 06, 2026 | Tax Payment (Shares) | $925.74 | 2,848 | 2,636,507 | 55,193 | May 07, 2026, 05:34 PM | |
| CAT | CATERPILLAR INC | Anthony D. Fassino | Group President | May 06, 2026 | Option/RSU Exercise | $219.76 | 12,000 | 2,637,120 | 58,041 | May 07, 2026, 05:34 PM | |
| CAT | CATERPILLAR INC | Anthony D. Fassino | Group President | Mar 04, 2026 | Tax Payment (Shares) | $738.42 | 346 | 255,493 | 46,041 | Mar 06, 2026, 12:40 PM | |
| CAT | CATERPILLAR INC | Anthony D. Fassino | Group President | Mar 03, 2026 | Tax Payment (Shares) | $719.13 | 337 | 242,347 | 46,387 | Mar 04, 2026, 06:13 PM | |
| CAT | CATERPILLAR INC | Anthony D. Fassino | Group President | Feb 13, 2026 | Sale | $776.90 | 7,891 | 6,130,518 | 46,643 | Feb 17, 2026, 11:10 AM | |
| CAT | CATERPILLAR INC | Anthony D. Fassino | Group President | Feb 13, 2026 | Tax Payment (Shares) | $777.41 | 3,109 | 2,416,968 | 54,534 | Feb 17, 2026, 11:10 AM | |
| CAT | CATERPILLAR INC | Anthony D. Fassino | Group President | Feb 13, 2026 | Option/RSU Exercise | $219.76 | 11,000 | 2,417,360 | 57,643 | Feb 17, 2026, 11:10 AM | |
| CAT | CATERPILLAR INC | Anthony D. Fassino | Group President | Feb 10, 2026 | Tax Payment (Shares) | $744.83 | 3,563 | 2,653,829 | 46,643 | Feb 12, 2026, 07:42 PM | |
| CAT | CATERPILLAR INC | Anthony D. Fassino | Group President | Feb 06, 2026 | Option/RSU Exercise | $196.70 | 8,288 | 1,630,250 | 49,439 | Feb 09, 2026, 12:51 PM | |
| CAT | CATERPILLAR INC | Anthony D. Fassino | Group President | Feb 06, 2026 | Sale | $722.15 | 6,033 | 4,356,731 | 41,151 | Feb 09, 2026, 12:51 PM | |
| CAT | CATERPILLAR INC | Anthony D. Fassino | Group President | Feb 06, 2026 | Tax Payment (Shares) | $722.80 | 2,255 | 1,629,914 | 47,184 | Feb 09, 2026, 12:51 PM | |
| CAT | CATERPILLAR INC | Anthony D. Fassino | Group President | Jan 12, 2026 | Tax Payment (Shares) | $621.97 | 473 | 294,192 | 41,151 | Jan 13, 2026, 02:56 PM | |
| CAT | CATERPILLAR INC | Anthony D. Fassino | Group President | Nov 10, 2025 | Tax Payment (Shares) | $569.56 | 4,316 | 2,458,221 | 49,696 | Nov 12, 2025, 03:00 PM | |
| CAT | CATERPILLAR INC | Anthony D. Fassino | Group President | Nov 10, 2025 | Option/RSU Exercise | $196.70 | 12,500 | 2,458,750 | 54,012 | Nov 12, 2025, 03:00 PM | |
| CAT | CATERPILLAR INC | Anthony D. Fassino | Group President | Nov 10, 2025 | Sale | $570.18 | 8,184 | 4,666,353 | 41,512 | Nov 12, 2025, 03:00 PM | |
| CAT | CATERPILLAR INC | Anthony D. Fassino | Group President | Mar 04, 2025 | Tax Payment (Shares) | $325.30 | 404 | 131,421 | 41,199 | Mar 05, 2025, 07:46 PM | |
| CAT | CATERPILLAR INC | Anthony D. Fassino | Group President | Feb 11, 2025 | Tax Payment (Shares) | $362.70 | 4,162 | 1,509,557 | 38,779 | Feb 13, 2025, 02:35 PM | |
| CAT | CATERPILLAR INC | Anthony D. Fassino | Group President | Jan 12, 2025 | Tax Payment (Shares) | $357.50 | 526 | 188,045 | 33,040 | Jan 14, 2025, 05:45 PM | |
| CAT | CATERPILLAR INC | Anthony D. Fassino | Group President | Nov 29, 2024 | Tax Payment (Shares) | $408.22 | 2,854 | 1,165,060 | 39,844 | Dec 02, 2024, 05:08 PM | |
| CAT | CATERPILLAR INC | Anthony D. Fassino | Group President | Nov 29, 2024 | Option/RSU Exercise | $127.60 | 9,133 | 1,165,371 | 42,698 | Dec 02, 2024, 05:08 PM | |
| CAT | CATERPILLAR INC | Anthony D. Fassino | Group President | Nov 29, 2024 | Sale | $408.59 | 6,279 | 2,565,537 | 33,565 | Dec 02, 2024, 05:08 PM | |
| CAT | CATERPILLAR INC | Anthony D. Fassino | Group President | Nov 06, 2024 | Tax Payment (Shares) | $409.72 | 2,491 | 1,020,613 | 38,951 | Nov 07, 2024, 05:05 PM | |
| CAT | CATERPILLAR INC | Anthony D. Fassino | Group President | Nov 06, 2024 | Option/RSU Exercise | $127.60 | 8,000 | 1,020,800 | 41,422 | Nov 07, 2024, 05:05 PM | |
| CAT | CATERPILLAR INC | Anthony D. Fassino | Group President | Nov 06, 2024 | Sale | $409.84 | 5,509 | 2,257,809 | 33,442 | Nov 07, 2024, 05:05 PM | |
| CAT | CATERPILLAR INC | Anthony D. Fassino | Group President | Aug 30, 2024 | Option/RSU Exercise | $127.60 | 5,000 | 638,000 | 38,442 | Sep 03, 2024, 05:06 PM | |
| CAT | CATERPILLAR INC | Anthony D. Fassino | Group President | Aug 30, 2024 | Sale | $351.36 | 3,185 | 1,119,082 | 33,442 | Sep 03, 2024, 05:06 PM | |
| CAT | CATERPILLAR INC | Anthony D. Fassino | Group President | Aug 30, 2024 | Tax Payment (Shares) | $351.43 | 1,815 | 637,845 | 36,627 | Sep 03, 2024, 05:06 PM | |
| CAT | CATERPILLAR INC | Anthony D. Fassino | Group President | Feb 28, 2024 | Tax Payment (Shares) | $329.73 | 3,306 | 1,090,087 | 28,049 | Feb 29, 2024, 02:35 PM | |
| CAT | CATERPILLAR INC | Anthony D. Fassino | Group President | Feb 28, 2024 | Option/RSU Exercise | $138.35 | 7,881 | 1,090,336 | 31,355 | Feb 29, 2024, 02:35 PM | |
| CAT | CATERPILLAR INC | Anthony D. Fassino | Group President | Feb 28, 2024 | Sale | $329.80 | 4,575 | 1,508,835 | 23,474 | Feb 29, 2024, 02:35 PM | |
| CAT | CATERPILLAR INC | Anthony D. Fassino | Group President | Feb 22, 2024 | Option/RSU Exercise | $138.35 | 7,880 | 1,090,198 | 38,269 | Feb 23, 2024, 03:47 PM | |
| CAT | CATERPILLAR INC | Anthony D. Fassino | Group President | Feb 22, 2024 | Sale | $321.96 | 4,494 | 1,446,888 | 30,389 | Feb 23, 2024, 03:47 PM | |
| CAT | CATERPILLAR INC | Anthony D. Fassino | Group President | Feb 22, 2024 | Tax Payment (Shares) | $321.95 | 3,386 | 1,090,123 | 34,883 | Feb 23, 2024, 03:47 PM | |
| CAT | CATERPILLAR INC | Anthony D. Fassino | Group President | Feb 15, 2024 | Tax Payment (Shares) | $322.00 | 6,604 | 2,126,488 | 37,830 | Feb 16, 2024, 03:53 PM | |
| CAT | CATERPILLAR INC | Anthony D. Fassino | Group President | Feb 15, 2024 | Option/RSU Exercise | $151.12 | 14,073 | 2,126,712 | 44,434 | Feb 16, 2024, 03:53 PM | |
| CAT | CATERPILLAR INC | Anthony D. Fassino | Group President | Feb 15, 2024 | Sale | $322.00 | 7,469 | 2,405,018 | 30,361 | Feb 16, 2024, 03:53 PM | |
| CAT | CATERPILLAR INC | Anthony D. Fassino | Group President | Feb 13, 2024 | Tax Payment (Shares) | $313.40 | 4,830 | 1,513,722 | 30,361 | Feb 15, 2024, 06:04 AM | |
| CAT | CATERPILLAR INC | Anthony D. Fassino | Group President | Aug 29, 2023 | Option/RSU Exercise | $82.07 | 4,140 | 339,776 | 18,875 | Aug 31, 2023, 12:56 PM | |
| CAT | CATERPILLAR INC | Anthony D. Fassino | Group President | Aug 29, 2023 | Sale | $279.00 | 2,923 | 815,517 | 16,182 | Aug 31, 2023, 12:56 PM | |
| CAT | CATERPILLAR INC | Anthony D. Fassino | Group President | Aug 30, 2023 | Tax Payment (Shares) | $282.57 | 1,401 | 395,881 | 18,922 | Aug 31, 2023, 12:56 PM | |
| CAT | CATERPILLAR INC | Anthony D. Fassino | Group President | Aug 30, 2023 | Option/RSU Exercise | $95.66 | 4,141 | 396,128 | 20,323 | Aug 31, 2023, 12:56 PM | |
| CAT | CATERPILLAR INC | Anthony D. Fassino | Group President | Aug 30, 2023 | Sale | $282.57 | 2,740 | 774,242 | 16,182 | Aug 31, 2023, 12:56 PM | |
| CAT | CATERPILLAR INC | Anthony D. Fassino | Group President | Aug 29, 2023 | Tax Payment (Shares) | $279.00 | 1,217 | 339,543 | 18,154 | Aug 31, 2023, 12:56 PM | |
| CAT | CATERPILLAR INC | Anthony D. Fassino | Group President | Feb 07, 2023 | Tax Payment (Shares) | $248.68 | 1,551 | 385,703 | 14,955 | Feb 08, 2023, 09:09 PM | |
| CAT | CATERPILLAR INC | Anthony D. Fassino | Group President | Feb 08, 2022 | Tax Payment (Shares) | $200.77 | 1,221 | 245,140 | 11,705 | Feb 10, 2022, 01:40 PM | |
| CAT | CATERPILLAR INC | Anthony D. Fassino | Group President | Feb 09, 2021 | Tax Payment (Shares) | $196.78 | 1,080 | 212,522 | 8,853 | Feb 11, 2021, 03:41 PM |
