| Symbol | Company | Owner | Relationship | Date | Transaction | Cost | # Shares | Value ($) | Total Shares | Filing | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| UPST | Upstart Holdings, Inc. | Paul Gu | SVP, Product and Data Science | Jul 14, 2021 | Option/RSU Exercise | $2.15 | 10,000 | 21,500 | 255,412 | Jul 15, 2021, 04:10 PM | |
| UPST | Upstart Holdings, Inc. | Paul Gu | SVP, Product and Data Science | Jul 13, 2021 | Option/RSU Exercise | $2.15 | 10,000 | 21,500 | 245,412 | Jul 14, 2021, 04:40 PM | |
| UPST | Upstart Holdings, Inc. | Paul Gu | SVP, Product and Data Science | Mar 05, 2021 | Option/RSU Exercise | $2.15 | 10,000 | 21,500 | 210,000 | Mar 09, 2021, 04:12 PM | |
| UPST | Upstart Holdings, Inc. | Paul Gu | SVP, Product and Data Science | Dec 18, 2020 | Sale | $18.60 | 213,124 | 3,964,106 | 200,000 | Dec 21, 2020, 05:36 PM | |
| UPST | Upstart Holdings, Inc. | Paul Gu | SVP, Product and Data Science | Dec 15, 2020 | Option/RSU Exercise | $0.15 | 213,124 | 31,969 | 413,124 | Dec 17, 2020, 05:02 PM |
