| Symbol | Company | Owner | Relationship | Date | Transaction | Cost | # Shares | Value ($) | Total Shares | Filing | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| GECC | Great Elm Capital Corp. | Matthew A. Drapkin | Director | Sep 16, 2024 | Buy | $9.92 | 9,600 | 95,236 | 75,716 | Sep 17, 2024, 09:15 AM | |
| GECC | Great Elm Capital Corp. | Matthew A. Drapkin | Director | Aug 20, 2024 | Buy | $10.01 | 3,189 | 31,922 | 64,806 | Aug 21, 2024, 08:15 PM | |
| GECC | Great Elm Capital Corp. | Matthew A. Drapkin | Director | Aug 21, 2024 | Buy | $10.12 | 1,310 | 13,257 | 66,116 | Aug 21, 2024, 08:15 PM | |
| GEG | Great Elm Group, Inc. | Matthew A. Drapkin | Director | May 22, 2024 | Buy | $1.76 | 20,001 | 35,268 | 1,958,675 | May 23, 2024, 07:34 PM | |
| GEG | Great Elm Group, Inc. | Matthew A. Drapkin | Director | May 23, 2024 | Buy | $1.75 | 5,015 | 8,794 | 1,963,690 | May 23, 2024, 07:34 PM | |
| GEG | Great Elm Group, Inc. | Matthew A. Drapkin | Director | May 21, 2024 | Buy | $1.77 | 24,984 | 44,264 | 1,938,674 | May 23, 2024, 07:34 PM | |
| GEG | Great Elm Group, Inc. | Matthew A. Drapkin | Director | Nov 13, 2023 | Buy | $1.95 | 14,438 | 28,112 | 2,101,889 | Nov 15, 2023, 08:47 PM | |
| GEG | Great Elm Group, Inc. | Matthew A. Drapkin | Director | Nov 14, 2023 | Buy | $1.99 | 185,562 | 368,916 | 2,259,600 | Nov 15, 2023, 08:47 PM | |
| GEG | Great Elm Group, Inc. | Matthew A. Drapkin | Director | Nov 15, 2023 | Buy | $1.99 | 23,384 | 46,520 | 2,279,478 | Nov 15, 2023, 08:47 PM | |
| GEG | Great Elm Group, Inc. | Matthew A. Drapkin | Director | Jun 06, 2023 | Buy | $2.10 | 2,970 | 6,237 | 2,089,583 | Jun 06, 2023, 08:45 PM | |
| GEG | Great Elm Group, Inc. | Matthew A. Drapkin | Director | Jun 02, 2023 | Buy | $2.10 | 3,005 | 6,321 | 2,079,445 | Jun 06, 2023, 08:45 PM | |
| GEG | Great Elm Group, Inc. | Matthew A. Drapkin | Director | Jun 05, 2023 | Buy | $2.08 | 8,850 | 18,393 | 2,087,036 | Jun 06, 2023, 08:45 PM | |
| GEG | Great Elm Group, Inc. | Matthew A. Drapkin | Director | May 26, 2023 | Buy | $2.05 | 4,491 | 9,206 | 2,072,855 | May 31, 2023, 08:41 PM | |
| GEG | Great Elm Group, Inc. | Matthew A. Drapkin | Director | May 31, 2023 | Buy | $2.06 | 4,678 | 9,626 | 2,076,867 | May 31, 2023, 08:41 PM | |
| GEG | Great Elm Group, Inc. | Matthew A. Drapkin | Director | May 19, 2023 | Buy | $2.00 | 243,991 | 488,421 | 2,066,763 | May 22, 2023, 09:21 PM | |
| GEG | Great Elm Group, Inc. | Matthew A. Drapkin | Director | May 22, 2023 | Buy | $2.06 | 2,612 | 5,381 | 2,069,003 | May 22, 2023, 09:21 PM | |
| GEG | Great Elm Group, Inc. | Matthew A. Drapkin | Director | May 18, 2023 | Buy | $1.97 | 50,000 | 98,500 | 1,857,483 | May 22, 2023, 09:21 PM | |
| GEG | Great Elm Group, Inc. | Matthew A. Drapkin | Director | Mar 16, 2023 | Buy | $2.37 | 23,630 | 55,989 | 1,834,591 | Mar 20, 2023, 06:13 PM | |
| GEG | Great Elm Group, Inc. | Matthew A. Drapkin | Director | Mar 09, 2023 | Buy | $2.31 | 28,613 | 66,116 | 1,828,946 | Mar 13, 2023, 08:43 PM | |
| GEG | Great Elm Group, Inc. | Matthew A. Drapkin | Director | Mar 10, 2023 | Buy | $2.24 | 16,816 | 37,616 | 1,831,325 | Mar 13, 2023, 08:43 PM | |
| GEG | Great Elm Group, Inc. | Matthew A. Drapkin | Director | Feb 22, 2023 | Buy | $2.15 | 15,062 | 32,382 | 1,823,021 | Feb 24, 2023, 09:36 PM | |
| GEG | Great Elm Group, Inc. | Matthew A. Drapkin | Director | Feb 24, 2023 | Buy | $2.14 | 13,276 | 28,424 | 1,824,897 | Feb 24, 2023, 09:36 PM | |
| GEG | Great Elm Group, Inc. | Matthew A. Drapkin | Director | Nov 04, 2022 | Buy | $2.00 | 5,579 | 11,137 | 1,820,717 | Nov 08, 2022, 07:41 PM | |
| GEG | Great Elm Group, Inc. | Matthew A. Drapkin | Director | Nov 07, 2022 | Buy | $1.99 | 1,253 | 2,497 | 1,820,887 | Nov 08, 2022, 07:41 PM | |
| GEG | Great Elm Group, Inc. | Matthew A. Drapkin | Director | Oct 27, 2022 | Buy | $1.99 | 3,964 | 7,886 | 1,819,348 | Oct 28, 2022, 08:12 PM | |
| GEG | Great Elm Group, Inc. | Matthew A. Drapkin | Director | Oct 28, 2022 | Buy | $2.00 | 4,468 | 8,920 | 1,819,961 | Oct 28, 2022, 08:12 PM | |
| GEG | Great Elm Group, Inc. | Matthew A. Drapkin | Director | Oct 26, 2022 | Buy | $1.99 | 3,168 | 6,316 | 1,818,809 | Oct 28, 2022, 08:12 PM | |
| GEG | Great Elm Group, Inc. | Matthew A. Drapkin | Director | Oct 21, 2022 | Buy | $2.00 | 5,324 | 10,647 | 1,818,378 | Oct 25, 2022, 08:29 PM | |
| GEG | Great Elm Group, Inc. | Matthew A. Drapkin | Director | Oct 18, 2022 | Buy | $2.00 | 21,493 | 42,956 | 1,817,668 | Oct 20, 2022, 09:05 PM | |
| GEG | Great Elm Group, Inc. | Matthew A. Drapkin | Director | Oct 13, 2022 | Buy | $2.00 | 6,594 | 13,187 | 1,814,111 | Oct 14, 2022, 08:15 PM | |
| GEG | Great Elm Group, Inc. | Matthew A. Drapkin | Director | Oct 14, 2022 | Buy | $2.00 | 5,278 | 10,551 | 1,814,798 | Oct 14, 2022, 08:15 PM | |
| GEG | Great Elm Group, Inc. | Matthew A. Drapkin | Director | Oct 12, 2022 | Buy | $2.00 | 1,578 | 3,150 | 1,813,242 | Oct 14, 2022, 08:15 PM | |
| GEG | Great Elm Group, Inc. | Matthew A. Drapkin | Director | Oct 06, 2022 | Buy | $2.00 | 2,214 | 4,428 | 1,808,163 | Oct 11, 2022, 08:46 PM | |
| GEG | Great Elm Group, Inc. | Matthew A. Drapkin | Director | Oct 07, 2022 | Buy | $2.00 | 1,223 | 2,446 | 1,808,854 | Oct 11, 2022, 08:46 PM | |
| GEG | Great Elm Group, Inc. | Matthew A. Drapkin | Director | Oct 10, 2022 | Buy | $2.00 | 3,347 | 6,694 | 1,810,744 | Oct 11, 2022, 08:46 PM | |
| GEG | Great Elm Group, Inc. | Matthew A. Drapkin | Director | Oct 11, 2022 | Buy | $2.00 | 6,002 | 11,994 | 1,813,036 | Oct 11, 2022, 08:46 PM | |
| GEG | Great Elm Group, Inc. | Matthew A. Drapkin | Director | Sep 26, 2022 | Buy | $1.99 | 92,309 | 183,492 | 1,796,158 | Sep 28, 2022, 09:19 PM | |
| GEG | Great Elm Group, Inc. | Matthew A. Drapkin | Director | Sep 27, 2022 | Buy | $1.99 | 13,464 | 26,845 | 1,803,763 | Sep 28, 2022, 09:19 PM | |
| GEG | Great Elm Group, Inc. | Matthew A. Drapkin | Director | Sep 28, 2022 | Buy | $2.00 | 5,561 | 11,122 | 1,806,909 | Sep 28, 2022, 09:19 PM | |
| GEG | Great Elm Group, Inc. | Matthew A. Drapkin | Director | Sep 21, 2022 | Buy | $2.05 | 6,088 | 12,480 | 1,739,843 | Sep 23, 2022, 09:00 PM | |
| GEG | Great Elm Group, Inc. | Matthew A. Drapkin | Director | Sep 23, 2022 | Buy | $2.05 | 7,375 | 15,108 | 1,744,012 | Sep 23, 2022, 09:00 PM | |
| GEG | Great Elm Group, Inc. | Matthew A. Drapkin | Director | Sep 12, 2022 | Buy | $2.05 | 6,365 | 13,048 | 1,736,390 | Sep 12, 2022, 07:11 PM | |
| GEG | Great Elm Group, Inc. | Matthew A. Drapkin | Director | Sep 08, 2022 | Buy | $2.05 | 4,361 | 8,938 | 1,728,113 | Sep 12, 2022, 07:11 PM | |
| GEG | Great Elm Group, Inc. | Matthew A. Drapkin | Director | Sep 09, 2022 | Buy | $2.05 | 8,153 | 16,714 | 1,732,760 | Sep 12, 2022, 07:11 PM | |
| GEG | Great Elm Group, Inc. | Matthew A. Drapkin | Director | Sep 01, 2022 | Buy | $2.05 | 2,422 | 4,963 | 1,724,921 | Sep 06, 2022, 08:47 PM | |
| GEG | Great Elm Group, Inc. | Matthew A. Drapkin | Director | Sep 06, 2022 | Buy | $2.05 | 1,247 | 2,556 | 1,725,630 | Sep 06, 2022, 08:47 PM | |
| GEG | Great Elm Group, Inc. | Matthew A. Drapkin | Director | Aug 17, 2022 | Buy | $2.05 | 2,027 | 4,155 | 1,723,544 | Aug 17, 2022, 09:34 PM | |
| GEG | Great Elm Group, Inc. | Matthew A. Drapkin | Director | Aug 15, 2022 | Buy | $2.02 | 26,150 | 52,888 | 1,713,379 | Aug 17, 2022, 09:34 PM | |
| GEG | Great Elm Group, Inc. | Matthew A. Drapkin | Director | Aug 16, 2022 | Buy | $2.02 | 15,877 | 32,116 | 1,722,395 | Aug 17, 2022, 09:34 PM | |
| GEG | Great Elm Group, Inc. | Matthew A. Drapkin | Director | Aug 10, 2022 | Buy | $2.04 | 4,144 | 8,443 | 1,675,201 | Aug 12, 2022, 09:29 PM | |
| GEG | Great Elm Group, Inc. | Matthew A. Drapkin | Director | Aug 12, 2022 | Buy | $2.00 | 41,120 | 82,359 | 1,698,538 | Aug 12, 2022, 09:29 PM | |
| GEG | Great Elm Group, Inc. | Matthew A. Drapkin | Director | Aug 09, 2022 | Buy | $2.05 | 8,769 | 17,958 | 1,672,852 | Aug 10, 2022, 04:55 PM | |
| GEG | Great Elm Group, Inc. | Matthew A. Drapkin | Director | Aug 08, 2022 | Buy | $2.02 | 7,233 | 14,585 | 1,667,886 | Aug 10, 2022, 04:55 PM | |
| GEG | Great Elm Group, Inc. | Matthew A. Drapkin | Director | Jul 22, 2022 | Buy | $1.98 | 26,256 | 51,945 | 1,663,556 | Jul 26, 2022, 07:21 PM | |
| GEG | Great Elm Group, Inc. | Matthew A. Drapkin | Director | Jul 26, 2022 | Buy | $1.98 | 409 | 811 | 1,663,788 | Jul 26, 2022, 07:21 PM | |
| GEG | Great Elm Group, Inc. | Matthew A. Drapkin | Director | Jul 18, 2022 | Buy | $2.00 | 3,282 | 6,559 | 1,646,653 | Jul 20, 2022, 08:16 PM | |
| GEG | Great Elm Group, Inc. | Matthew A. Drapkin | Director | Jul 20, 2022 | Buy | $1.98 | 3,658 | 7,257 | 1,648,720 | Jul 20, 2022, 08:16 PM | |
| GECC | Great Elm Capital Corp. | Matthew A. Drapkin | Director | Jun 15, 2022 | Option/RSU Exercise | $12.50 | 564,000 | 7,050,000 | 369,140 | Jun 17, 2022, 05:26 PM | |
| GECC | Great Elm Capital Corp. | Matthew A. Drapkin | Director | Jun 15, 2022 | Option/RSU Exercise | $12.50 | 20,000 | 250,000 | 21,308 | Jun 17, 2022, 05:26 PM | |
| GECC | Great Elm Capital Corp. | Matthew A. Drapkin | Director | Jun 15, 2022 | Other Acquisition or Disposition | $12.50 | 40,000 | 500,000 | 40,309 | Jun 17, 2022, 05:26 PM | |
| GEG | Great Elm Group, Inc. | Matthew A. Drapkin | Director | Jun 14, 2022 | Buy | $2.42 | 75,000 | 181,500 | 1,629,978 | Jun 16, 2022, 08:41 PM | |
| GEG | Great Elm Group, Inc. | Matthew A. Drapkin | Director | Jun 15, 2022 | Buy | $2.44 | 4,772 | 11,639 | 1,632,670 | Jun 16, 2022, 08:41 PM | |
| GEG | Great Elm Group, Inc. | Matthew A. Drapkin | Director | Jun 16, 2022 | Buy | $2.48 | 21,612 | 53,511 | 1,644,803 | Jun 16, 2022, 08:41 PM | |
| GEG | Great Elm Group, Inc. | Matthew A. Drapkin | Director | Jun 09, 2022 | Buy | $2.38 | 237,637 | 565,576 | 1,587,860 | Jun 13, 2022, 08:31 PM | |
| GECC | Great Elm Capital Corp. | Matthew A. Drapkin | Director | May 25, 2022 | Buy | $12.41 | 7,336 | 91,066 | 136,399 | May 27, 2022, 04:17 PM | |
| GEG | Great Elm Group, Inc. | Matthew A. Drapkin | Director | May 06, 2022 | Award/Grant | $1.51 | 46,230 | 69,807 | 276,711 | May 10, 2022, 09:18 PM | |
| GECC | Great Elm Capital Corp. | Matthew A. Drapkin | Director | Mar 09, 2022 | Buy | $14.70 | 1,000 | 14,700 | 1,617 | Mar 11, 2022, 09:41 PM | |
| GECC | Great Elm Capital Corp. | Matthew A. Drapkin | Director | Mar 09, 2022 | Buy | $14.70 | 1,000 | 14,700 | 48,195 | Mar 11, 2022, 07:32 PM | |
| GECC | Great Elm Capital Corp. | Matthew A. Drapkin | Director | Mar 09, 2022 | Buy | $14.70 | 617 | 9,070 | 617 | Mar 11, 2022, 07:32 PM |
