Symbol | Company | Owner | Relationship | Date | Transaction | Cost | # Shares | Value ($) | Total Shares | Filing | |
---|---|---|---|---|---|---|---|---|---|---|---|
STAA | STAAR SURGICAL CO | BROADWOOD PARTNERS, L.P. | 10% Owner | Jan 28, 2021 | Sale | $105.83 | 278,197 | 29,441,589 | 9,900,022 | Jan 28, 2021, 05:48 PM | |
OCX | OncoCyte Corp | BROADWOOD PARTNERS, L.P. | 10% Owner | Jan 20, 2021 | Buy | $3.42 | 1,460,280 | 4,999,999 | 16,176,484 | Jan 22, 2021, 04:28 PM | |
STAA | STAAR SURGICAL CO | BROADWOOD PARTNERS, L.P. | 10% Owner | Jan 12, 2021 | Sale | $89.28 | 60,000 | 5,356,800 | 10,689,905 | Jan 12, 2021, 07:58 PM | |
OCX | OncoCyte Corp | BROADWOOD PARTNERS, L.P. | 10% Owner | Apr 24, 2020 | Buy | $2.27 | 1,050,000 | 2,383,500 | 14,716,204 | Apr 28, 2020, 06:14 PM | |
OCX | OncoCyte Corp | BROADWOOD PARTNERS, L.P. | 10% Owner | Jan 02, 2020 | Buy | $2.16 | 1,391,466 | 3,000,001 | 13,666,204 | Jan 06, 2020, 06:38 PM | |
OCX | OncoCyte Corp | BROADWOOD PARTNERS, L.P. | 10% Owner | Nov 13, 2019 | Buy | $1.70 | 1,176,471 | 2,000,001 | 12,274,738 | Nov 15, 2019, 05:57 PM | |
OCX | OncoCyte Corp | BROADWOOD PARTNERS, L.P. | 10% Owner | Sep 11, 2019 | Buy | $1.66 | 2,000,000 | 3,320,000 | 11,098,267 | Sep 13, 2019, 04:57 PM | |
LCTX | Lineage Cell Therapeutics, Inc. | BROADWOOD PARTNERS, L.P. | Director | Aug 15, 2019 | Buy | $0.97 | 13,146 | 12,717 | 34,005,379 | Aug 15, 2019, 07:05 PM | |
LCTX | Lineage Cell Therapeutics, Inc. | BROADWOOD PARTNERS, L.P. | Director | Aug 13, 2019 | Buy | $0.99 | 10,000 | 9,949 | 33,990,826 | Aug 15, 2019, 07:05 PM | |
LCTX | Lineage Cell Therapeutics, Inc. | BROADWOOD PARTNERS, L.P. | Director | Aug 14, 2019 | Buy | $0.98 | 1,407 | 1,379 | 33,992,233 | Aug 15, 2019, 07:05 PM | |
OCX | OncoCyte Corp | BROADWOOD PARTNERS, L.P. | 10% Owner | Jul 02, 2019 | Buy | $2.00 | 1,000,000 | 2,000,000 | 9,098,267 | Jul 02, 2019, 05:16 PM | |
STAA | STAAR SURGICAL CO | BROADWOOD PARTNERS, L.P. | 10% Owner | May 03, 2019 | Buy | $22.23 | 100,000 | 2,223,000 | 10,840,630 | May 03, 2019, 06:39 PM | |
BTX | BIOTIME INC | BROADWOOD PARTNERS, L.P. | Director | Apr 16, 2019 | Option Exercise | $1.32 | 251,835 | 332,397 | 33,980,826 | Apr 18, 2019, 06:35 PM | |
OCX | OncoCyte Corp | BROADWOOD PARTNERS, L.P. | 10% Owner | Feb 08, 2019 | Buy | $3.75 | 533,333 | 1,999,999 | 8,098,267 | Feb 12, 2019, 05:23 PM | |
OCX | OncoCyte Corp | BROADWOOD PARTNERS, L.P. | 10% Owner | Mar 28, 2018 | Buy | $1.26 | 3,968,254 | 5,000,000 | 7,564,934 | Mar 30, 2018, 04:28 PM | |
BTX | BIOTIME INC | BROADWOOD PARTNERS, L.P. | Director | Oct 13, 2017 | Buy | $2.60 | 2,692,307 | 6,999,998 | 29,971,561 | Oct 17, 2017, 05:58 PM | |
CMRO | COMARCO INC | BROADWOOD PARTNERS, L.P. | 10% Owner | Sep 15, 2017 | Sale | $0.00100 | 1,548,636 | 1,549 | 0 | Sep 18, 2017, 05:22 PM | |
BTX | BIOTIME INC | BROADWOOD PARTNERS, L.P. | Director | Aug 22, 2017 | Buy | $2.60 | 10,000 | 25,955 | 27,279,254 | Aug 24, 2017, 06:58 PM | |
BTX | BIOTIME INC | BROADWOOD PARTNERS, L.P. | Director | Jul 31, 2017 | Buy | $2.80 | 150,000 | 420,000 | 27,269,254 | Aug 02, 2017, 06:37 PM | |
OCX | OncoCyte Corp | BROADWOOD PARTNERS, L.P. | 10% Owner | Jul 21, 2017 | Option Exercise | $3.25 | 540,000 | 1,755,000 | 3,596,680 | Jul 25, 2017, 05:14 PM | |
OCX | OncoCyte Corp | BROADWOOD PARTNERS, L.P. | 10% Owner | Feb 17, 2017 | Option Exercise | $3.25 | 425,000 | 1,381,250 | 3,056,680 | Feb 22, 2017, 05:10 PM | |
BTX | BIOTIME INC | BROADWOOD PARTNERS, L.P. | Director | Feb 15, 2017 | Buy | $2.70 | 2,222,222 | 6,000,000 | 27,119,254 | Feb 17, 2017, 05:02 PM | |
STAA | STAAR SURGICAL CO | BROADWOOD PARTNERS LP | 10% Owner | Jun 28, 2016 | Buy | $5.24 | 5,800 | 30,375 | 10,846,835 | Jun 30, 2016, 05:00 PM | |
STAA | STAAR SURGICAL CO | BROADWOOD PARTNERS LP | 10% Owner | Jun 29, 2016 | Buy | $5.24 | 8,344 | 43,706 | 10,855,179 | Jun 30, 2016, 05:00 PM | |
BTX | BIOTIME INC | BROADWOOD PARTNERS LP | Director | Jun 21, 2016 | Buy | $2.39 | 2,732,636 | 6,531,000 | 24,897,032 | Jun 23, 2016, 05:16 PM | |
STAA | STAAR SURGICAL CO | BROADWOOD PARTNERS LP | 10% Owner | May 23, 2016 | Buy | $5.24 | 3,138 | 16,443 | 10,766,331 | May 25, 2016, 05:32 PM | |
STAA | STAAR SURGICAL CO | BROADWOOD PARTNERS LP | 10% Owner | May 24, 2016 | Buy | $5.16 | 70,000 | 361,200 | 10,836,331 | May 25, 2016, 05:32 PM | |
STAA | STAAR SURGICAL CO | BROADWOOD PARTNERS LP | 10% Owner | May 25, 2016 | Buy | $5.12 | 4,704 | 24,086 | 10,841,035 | May 25, 2016, 05:32 PM | |
STAA | STAAR SURGICAL CO | BROADWOOD PARTNERS LP | 10% Owner | May 17, 2016 | Buy | $5.23 | 9,313 | 48,693 | 10,763,193 | May 19, 2016, 05:35 PM | |
STAA | STAAR SURGICAL CO | BROADWOOD PARTNERS LP | 10% Owner | May 12, 2016 | Buy | $5.65 | 143,935 | 813,463 | 10,561,605 | May 16, 2016, 05:56 PM | |
STAA | STAAR SURGICAL CO | BROADWOOD PARTNERS LP | 10% Owner | May 13, 2016 | Buy | $5.64 | 90,631 | 511,539 | 10,652,236 | May 16, 2016, 05:56 PM | |
STAA | STAAR SURGICAL CO | BROADWOOD PARTNERS LP | 10% Owner | May 16, 2016 | Buy | $5.14 | 101,644 | 522,430 | 10,753,880 | May 16, 2016, 05:56 PM | |
STAA | STAAR SURGICAL CO | BROADWOOD PARTNERS LP | 10% Owner | Feb 11, 2016 | Buy | $6.01 | 554,066 | 3,329,937 | 10,417,670 | Feb 16, 2016, 07:00 PM | |
STAA | STAAR SURGICAL CO | BROADWOOD PARTNERS LP | 10% Owner | Feb 11, 2016 | Buy | $6.01 | 554,066 | 3,329,937 | 10,417,670 | Feb 16, 2016, 05:18 PM | |
STAA | STAAR SURGICAL CO | BROADWOOD PARTNERS LP | 10% Owner | Feb 05, 2016 | Buy | $6.31 | 53,056 | 334,619 | 9,824,890 | Feb 09, 2016, 04:54 PM | |
STAA | STAAR SURGICAL CO | BROADWOOD PARTNERS LP | 10% Owner | Feb 08, 2016 | Buy | $6.15 | 26,900 | 165,497 | 9,851,790 | Feb 09, 2016, 04:54 PM | |
STAA | STAAR SURGICAL CO | BROADWOOD PARTNERS LP | 10% Owner | Feb 09, 2016 | Buy | $6.19 | 11,814 | 73,091 | 9,863,604 | Feb 09, 2016, 04:54 PM | |
STAA | STAAR SURGICAL CO | BROADWOOD PARTNERS LP | 10% Owner | Feb 02, 2016 | Buy | $6.42 | 81,599 | 523,808 | 9,731,834 | Feb 04, 2016, 05:04 PM | |
STAA | STAAR SURGICAL CO | BROADWOOD PARTNERS LP | 10% Owner | Feb 03, 2016 | Buy | $6.38 | 40,000 | 255,004 | 9,771,834 | Feb 04, 2016, 05:04 PM | |
STAA | STAAR SURGICAL CO | BROADWOOD PARTNERS LP | 10% Owner | Feb 01, 2016 | Buy | $6.48 | 12,010 | 77,837 | 9,650,235 | Feb 01, 2016, 05:11 PM | |
STAA | STAAR SURGICAL CO | BROADWOOD PARTNERS LP | 10% Owner | Jan 28, 2016 | Buy | $6.47 | 13,742 | 88,900 | 9,597,994 | Feb 01, 2016, 05:11 PM | |
STAA | STAAR SURGICAL CO | BROADWOOD PARTNERS LP | 10% Owner | Jan 29, 2016 | Buy | $6.49 | 40,231 | 260,898 | 9,638,225 | Feb 01, 2016, 05:11 PM | |
STAA | STAAR SURGICAL CO | BROADWOOD PARTNERS LP | 10% Owner | Jan 26, 2016 | Buy | $6.60 | 112,900 | 745,163 | 9,539,891 | Jan 27, 2016, 05:59 PM | |
STAA | STAAR SURGICAL CO | BROADWOOD PARTNERS LP | 10% Owner | Jan 27, 2016 | Buy | $6.53 | 44,361 | 289,629 | 9,584,252 | Jan 27, 2016, 05:59 PM | |
STAA | STAAR SURGICAL CO | BROADWOOD PARTNERS LP | 10% Owner | Jan 25, 2016 | Buy | $6.74 | 81,752 | 551,008 | 9,426,991 | Jan 27, 2016, 05:59 PM | |
BTX | BIOTIME INC | BROADWOOD PARTNERS LP | Director | Jan 20, 2016 | Buy | $2.35 | 300,000 | 705,000 | 22,164,396 | Jan 22, 2016, 05:21 PM | |
STAA | STAAR SURGICAL CO | BROADWOOD PARTNERS LP | 10% Owner | Jan 19, 2016 | Buy | $6.77 | 32,937 | 222,941 | 9,305,318 | Jan 21, 2016, 05:22 PM | |
STAA | STAAR SURGICAL CO | BROADWOOD PARTNERS LP | 10% Owner | Jan 20, 2016 | Buy | $6.73 | 39,921 | 268,680 | 9,345,239 | Jan 21, 2016, 05:22 PM | |
STAA | STAAR SURGICAL CO | BROADWOOD PARTNERS LP | 10% Owner | Jan 14, 2016 | Buy | $6.79 | 9,491 | 64,444 | 9,180,647 | Jan 15, 2016, 05:13 PM | |
STAA | STAAR SURGICAL CO | BROADWOOD PARTNERS LP | 10% Owner | Jan 15, 2016 | Buy | $6.70 | 91,734 | 615,076 | 9,272,381 | Jan 15, 2016, 05:13 PM | |
STAA | STAAR SURGICAL CO | BROADWOOD PARTNERS LP | 10% Owner | Jan 13, 2016 | Buy | $6.77 | 34,500 | 233,658 | 9,171,156 | Jan 15, 2016, 05:13 PM | |
STAA | STAAR SURGICAL CO | BROADWOOD PARTNERS LP | 10% Owner | Jan 08, 2016 | Buy | $6.82 | 164,388 | 1,121,800 | 9,104,866 | Jan 12, 2016, 05:00 PM | |
STAA | STAAR SURGICAL CO | BROADWOOD PARTNERS LP | 10% Owner | Jan 11, 2016 | Buy | $6.84 | 95,370 | 652,655 | 9,136,656 | Jan 12, 2016, 05:00 PM | |
STAA | STAAR SURGICAL CO | BROADWOOD PARTNERS LP | 10% Owner | Jan 06, 2016 | Buy | $7.04 | 4,427 | 31,166 | 8,809,920 | Jan 07, 2016, 06:29 PM | |
STAA | STAAR SURGICAL CO | BROADWOOD PARTNERS LP | 10% Owner | Jan 07, 2016 | Buy | $6.94 | 240,150 | 1,665,632 | 9,050,070 | Jan 07, 2016, 06:29 PM | |
STAA | STAAR SURGICAL CO | BROADWOOD PARTNERS LP | 10% Owner | Jan 05, 2016 | Buy | $7.09 | 22,470 | 159,281 | 8,805,493 | Jan 07, 2016, 06:29 PM | |
STAA | STAAR SURGICAL CO | BROADWOOD PARTNERS LP | 10% Owner | Dec 30, 2015 | Buy | $7.13 | 10,713 | 76,397 | 8,628,275 | Jan 04, 2016, 05:28 PM | |
STAA | STAAR SURGICAL CO | BROADWOOD PARTNERS LP | 10% Owner | Dec 31, 2015 | Buy | $7.14 | 18,648 | 133,141 | 8,646,923 | Jan 04, 2016, 05:28 PM | |
STAA | STAAR SURGICAL CO | BROADWOOD PARTNERS LP | 10% Owner | Jan 04, 2016 | Buy | $7.10 | 136,100 | 966,650 | 8,783,023 | Jan 04, 2016, 05:28 PM | |
BTX | BIOTIME INC | BROADWOOD PARTNERS LP | Director | Oct 02, 2015 | Option Exercise | $3.19 | 1,600,000 | 5,104,000 | 21,864,396 | Oct 06, 2015, 06:03 PM | |
STAA | STAAR SURGICAL CO | BROADWOOD PARTNERS LP | 10% Owner | Sep 25, 2015 | Buy | $7.07 | 141,651 | 1,002,039 | 8,448,114 | Sep 29, 2015, 06:32 PM | |
STAA | STAAR SURGICAL CO | BROADWOOD PARTNERS LP | 10% Owner | Sep 28, 2015 | Buy | $7.07 | 110,724 | 783,096 | 8,558,838 | Sep 29, 2015, 06:32 PM | |
STAA | STAAR SURGICAL CO | BROADWOOD PARTNERS LP | 10% Owner | Sep 29, 2015 | Buy | $7.13 | 58,724 | 418,614 | 8,617,562 | Sep 29, 2015, 06:32 PM | |
BTX | BIOTIME INC | BROADWOOD PARTNERS LP | Director | Sep 14, 2015 | Option Exercise | $3.29 | 2,431,611 | 8,000,000 | 20,264,396 | Sep 16, 2015, 05:47 PM | |
STAA | STAAR SURGICAL CO | BROADWOOD PARTNERS LP | 10% Owner | Aug 21, 2015 | Buy | $7.07 | 50,800 | 358,999 | 8,168,382 | Aug 25, 2015, 05:58 PM | |
STAA | STAAR SURGICAL CO | BROADWOOD PARTNERS LP | 10% Owner | Aug 24, 2015 | Buy | $7.20 | 122,577 | 883,008 | 8,290,959 | Aug 25, 2015, 05:58 PM | |
STAA | STAAR SURGICAL CO | BROADWOOD PARTNERS LP | 10% Owner | Aug 25, 2015 | Buy | $7.24 | 15,504 | 112,235 | 8,306,463 | Aug 25, 2015, 05:58 PM | |
STAA | STAAR SURGICAL CO | BROADWOOD PARTNERS LP | 10% Owner | May 27, 2015 | Option Exercise | $4.00 | 700,000 | 2,800,000 | 8,117,582 | May 29, 2015, 05:34 PM | |
AST | Asterias Biotherapeutics, Inc. | BROADWOOD PARTNERS LP | See Remarks Section | May 21, 2015 | Option Exercise | $2.34 | 1,000,000 | 2,340,000 | 1,641,025 | May 26, 2015, 05:47 PM | |
AST | Asterias Biotherapeutics, Inc. | BROADWOOD PARTNERS LP | See Remarks Section | Feb 10, 2015 | Option Exercise | $3.90 | 641,025 | 2,499,998 | 641,025 | Feb 11, 2015, 05:52 PM | |
STAA | STAAR SURGICAL CO | BROADWOOD PARTNERS LP | 10% Owner | Nov 17, 2014 | Buy | $8.63 | 118,200 | 1,019,818 | 7,346,136 | Nov 19, 2014, 06:44 PM | |
STAA | STAAR SURGICAL CO | BROADWOOD PARTNERS LP | 10% Owner | Nov 18, 2014 | Buy | $8.67 | 39,400 | 341,618 | 7,385,536 | Nov 19, 2014, 06:44 PM | |
STAA | STAAR SURGICAL CO | BROADWOOD PARTNERS LP | 10% Owner | Nov 19, 2014 | Buy | $8.67 | 32,046 | 277,775 | 7,417,582 | Nov 19, 2014, 06:44 PM | |
STAA | STAAR SURGICAL CO | BROADWOOD PARTNERS LP | 10% Owner | Nov 10, 2014 | Buy | $8.79 | 500 | 4,395 | 7,227,936 | Nov 12, 2014, 05:52 PM | |
STAA | STAAR SURGICAL CO | BROADWOOD PARTNERS LP | 10% Owner | Nov 07, 2014 | Buy | $8.91 | 60,000 | 534,876 | 7,227,436 | Nov 07, 2014, 05:56 PM | |
STAA | STAAR SURGICAL CO | BROADWOOD PARTNERS LP | 10% Owner | Nov 05, 2014 | Buy | $8.94 | 120,000 | 1,072,632 | 7,187,436 | Nov 07, 2014, 05:56 PM | |
STAA | STAAR SURGICAL CO | BROADWOOD PARTNERS LP | 10% Owner | Nov 06, 2014 | Buy | $8.89 | 60,000 | 533,370 | 7,207,436 | Nov 07, 2014, 05:56 PM | |
STAA | STAAR SURGICAL CO | BROADWOOD PARTNERS LP | 10% Owner | Oct 31, 2014 | Buy | $9.32 | 83,441 | 777,854 | 6,970,536 | Nov 04, 2014, 05:55 PM | |
STAA | STAAR SURGICAL CO | BROADWOOD PARTNERS LP | 10% Owner | Nov 03, 2014 | Buy | $9.23 | 122,900 | 1,134,318 | 7,093,436 | Nov 04, 2014, 05:55 PM | |
STAA | STAAR SURGICAL CO | BROADWOOD PARTNERS LP | 10% Owner | Nov 04, 2014 | Buy | $8.93 | 54,000 | 482,085 | 7,147,436 | Nov 04, 2014, 05:55 PM | |
BTX | BIOTIME INC | BROADWOOD PARTNERS LP | Director | Oct 08, 2014 | Option Exercise | $3.12 | 12,121,569 | 37,819,294 | 17,832,785 | Oct 08, 2014, 05:28 PM | |
BTX | BIOTIME INC | BROADWOOD PARTNERS LP | Director | Jul 22, 2014 | Buy | $2.65 | 370,000 | 980,500 | 13,792,262 | Jul 24, 2014, 05:57 PM | |
BTX | BIOTIME INC | BROADWOOD PARTNERS LP | Director | Jun 16, 2014 | Buy | $2.50 | 1,000,000 | 2,500,000 | 13,422,262 | Jun 18, 2014, 06:07 PM | |
BTX | BIOTIME INC | BROADWOOD PARTNERS LP | Director | May 16, 2014 | Buy | $2.45 | 300,000 | 735,000 | 12,422,262 | May 16, 2014, 05:56 PM | |
BTX | BIOTIME INC | BROADWOOD PARTNERS LP | Director | May 08, 2014 | Buy | $2.43 | 900,000 | 2,191,500 | 12,122,262 | May 09, 2014, 05:48 PM | |
BTX | BIOTIME INC | BROADWOOD PARTNERS LP | Director | May 01, 2014 | Buy | $2.52 | 6,000,000 | 15,120,000 | 11,822,262 | May 05, 2014, 08:00 AM | |
QCOR | QUESTCOR PHARMACEUTICALS INC | BROADWOOD PARTNERS LP | Director | Apr 07, 2014 | Sale | $83.96 | 205,000 | 17,212,088 | 2,046,660 | Apr 09, 2014, 05:45 PM | |
BTX | BIOTIME INC | BROADWOOD PARTNERS LP | Director | Feb 25, 2014 | Buy | $3.74 | 500,000 | 1,870,000 | 9,822,262 | Feb 27, 2014, 04:45 PM | |
QCOR | QUESTCOR PHARMACEUTICALS INC | BROADWOOD PARTNERS LP | Director | Feb 24, 2014 | Sale | $79.50 | 71,000 | 5,644,841 | 2,264,260 | Feb 26, 2014, 06:02 PM | |
QCOR | QUESTCOR PHARMACEUTICALS INC | BROADWOOD PARTNERS LP | Director | Feb 25, 2014 | Sale | $80.08 | 12,600 | 1,008,946 | 2,251,660 | Feb 26, 2014, 06:02 PM | |
QCOR | QUESTCOR PHARMACEUTICALS INC | BROADWOOD PARTNERS LP | Director | Feb 20, 2014 | Sale | $77.73 | 91,400 | 7,104,851 | 2,335,260 | Feb 20, 2014, 06:06 PM | |
QCOR | QUESTCOR PHARMACEUTICALS INC | BROADWOOD PARTNERS LP | Director | Feb 18, 2014 | Sale | $73.68 | 208,500 | 15,361,925 | 2,433,160 | Feb 20, 2014, 06:06 PM | |
QCOR | QUESTCOR PHARMACEUTICALS INC | BROADWOOD PARTNERS LP | Director | Feb 19, 2014 | Sale | $76.02 | 6,500 | 494,161 | 2,426,660 | Feb 20, 2014, 06:06 PM | |
QCOR | QUESTCOR PHARMACEUTICALS INC | BROADWOOD PARTNERS LP | Director | Feb 11, 2014 | Sale | $68.54 | 48,000 | 3,289,886 | 2,678,660 | Feb 13, 2014, 05:32 PM | |
QCOR | QUESTCOR PHARMACEUTICALS INC | BROADWOOD PARTNERS LP | Director | Feb 12, 2014 | Sale | $69.83 | 37,000 | 2,583,747 | 2,641,660 | Feb 13, 2014, 05:32 PM | |
QCOR | QUESTCOR PHARMACEUTICALS INC | BROADWOOD PARTNERS LP | Director | Jan 30, 2014 | Sale | $67.01 | 25,000 | 1,675,350 | 2,726,660 | Jan 31, 2014, 05:52 PM | |
QCOR | QUESTCOR PHARMACEUTICALS INC | BROADWOOD PARTNERS LP | Director | Jan 29, 2014 | Sale | $66.10 | 25,000 | 1,652,375 | 2,751,660 | Jan 31, 2014, 05:52 PM | |
QCOR | QUESTCOR PHARMACEUTICALS INC | BROADWOOD PARTNERS LP | Director | Jan 23, 2014 | Sale | $65.00 | 20,000 | 1,300,000 | 2,776,660 | Jan 27, 2014, 06:35 PM | |
BTX | BIOTIME INC | BROADWOOD PARTNERS LP | 10% Owner | Dec 26, 2013 | Buy | $3.53 | 69,042 | 243,718 | 9,091,262 | Dec 30, 2013, 06:26 PM | |
BTX | BIOTIME INC | BROADWOOD PARTNERS LP | 10% Owner | Dec 27, 2013 | Buy | $3.53 | 56,000 | 197,680 | 9,147,262 | Dec 30, 2013, 06:26 PM |