| OCSL | | Oaktree Specialty Lending Corp | Leonard M. Tannenbaum | 10% Owner | May 20, 2019 | Sale | $5.64 | 28,900 | 163,106 | 6,181,316 | May 22, 2019, 06:33 PM |
| OCSL | | Oaktree Specialty Lending Corp | Leonard M. Tannenbaum | 10% Owner | May 21, 2019 | Sale | $5.64 | 19,800 | 111,638 | 6,161,516 | May 22, 2019, 06:33 PM |
| OCSL | | Oaktree Specialty Lending Corp | Leonard M. Tannenbaum | 10% Owner | May 16, 2019 | Sale | $5.68 | 101,000 | 573,337 | 6,288,161 | May 20, 2019, 04:03 PM |
| OCSL | | Oaktree Specialty Lending Corp | Leonard M. Tannenbaum | 10% Owner | May 17, 2019 | Sale | $5.69 | 77,945 | 443,780 | 6,210,216 | May 20, 2019, 04:03 PM |
| OCSL | | Oaktree Specialty Lending Corp | Leonard M. Tannenbaum | 10% Owner | May 14, 2019 | Sale | $5.49 | 65,300 | 358,778 | 6,450,597 | May 16, 2019, 06:06 PM |
| OCSL | | Oaktree Specialty Lending Corp | Leonard M. Tannenbaum | 10% Owner | May 15, 2019 | Sale | $5.52 | 61,436 | 339,397 | 6,389,161 | May 16, 2019, 06:06 PM |
| OCSL | | Oaktree Specialty Lending Corp | Leonard M. Tannenbaum | 10% Owner | May 10, 2019 | Sale | $5.49 | 97,200 | 533,298 | 6,568,397 | May 13, 2019, 04:32 PM |
| OCSL | | Oaktree Specialty Lending Corp | Leonard M. Tannenbaum | 10% Owner | May 13, 2019 | Sale | $5.48 | 52,500 | 287,779 | 6,515,897 | May 13, 2019, 04:32 PM |
| OCSL | | Oaktree Specialty Lending Corp | Leonard M. Tannenbaum | 10% Owner | May 08, 2019 | Sale | $5.46 | 270,500 | 1,475,659 | 6,759,997 | May 10, 2019, 05:27 PM |
| OCSL | | Oaktree Specialty Lending Corp | Leonard M. Tannenbaum | 10% Owner | May 09, 2019 | Sale | $5.45 | 94,400 | 514,735 | 6,665,597 | May 10, 2019, 05:27 PM |
| OCSL | | Oaktree Specialty Lending Corp | Leonard M. Tannenbaum | 10% Owner | Aug 02, 2018 | Sale | $5.00 | 100,000 | 500,000 | 7,634,602 | Apr 24, 2019, 04:39 PM |
| OCSL | | Oaktree Specialty Lending Corp | Leonard M. Tannenbaum | 10% Owner | Aug 03, 2018 | Sale | $5.00 | 100,000 | 500,000 | 7,534,602 | Apr 24, 2019, 04:39 PM |
| OCSL | | Oaktree Specialty Lending Corp | Leonard M. Tannenbaum | 10% Owner | Aug 13, 2018 | Sale | $5.00 | 1,800 | 9,000 | 7,532,802 | Apr 24, 2019, 04:39 PM |
| OCSL | | Oaktree Specialty Lending Corp | Leonard M. Tannenbaum | 10% Owner | Apr 09, 2019 | Sale | $5.31 | 7,701 | 40,861 | 7,073,165 | Apr 11, 2019, 04:20 PM |
| OCSL | | Oaktree Specialty Lending Corp | Leonard M. Tannenbaum | 10% Owner | Apr 10, 2019 | Sale | $5.30 | 42,850 | 227,298 | 958,961 | Apr 11, 2019, 04:20 PM |
| OCSL | | Oaktree Specialty Lending Corp | Leonard M. Tannenbaum | 10% Owner | Apr 10, 2019 | Sale | $5.30 | 42,850 | 227,298 | 7,030,315 | Apr 11, 2019, 04:20 PM |
| OCSL | | Oaktree Specialty Lending Corp | Leonard M. Tannenbaum | 10% Owner | Apr 09, 2019 | Sale | $5.31 | 7,700 | 40,855 | 1,001,811 | Apr 11, 2019, 04:20 PM |
| OCSL | | Oaktree Specialty Lending Corp | Leonard M. Tannenbaum | 10% Owner | Apr 05, 2019 | Sale | $5.30 | 830 | 4,399 | 1,021,821 | Apr 09, 2019, 04:18 PM |
| OCSL | | Oaktree Specialty Lending Corp | Leonard M. Tannenbaum | 10% Owner | Apr 05, 2019 | Sale | $5.30 | 831 | 4,404 | 7,093,176 | Apr 09, 2019, 04:18 PM |
| OCSL | | Oaktree Specialty Lending Corp | Leonard M. Tannenbaum | 10% Owner | Apr 08, 2019 | Sale | $5.30 | 12,310 | 65,260 | 1,009,511 | Apr 09, 2019, 04:18 PM |
| OCSL | | Oaktree Specialty Lending Corp | Leonard M. Tannenbaum | 10% Owner | Apr 08, 2019 | Sale | $5.30 | 12,310 | 65,260 | 7,080,866 | Apr 09, 2019, 04:18 PM |
| OCSL | | Oaktree Specialty Lending Corp | Leonard M. Tannenbaum | 10% Owner | Feb 14, 2019 | Sale | $5.26 | 53,800 | 282,730 | 1,045,481 | Feb 19, 2019, 09:09 AM |
| OCSL | | Oaktree Specialty Lending Corp | Leonard M. Tannenbaum | 10% Owner | Feb 14, 2019 | Sale | $5.26 | 53,800 | 282,730 | 7,116,838 | Feb 19, 2019, 09:09 AM |
| OCSL | | Oaktree Specialty Lending Corp | Leonard M. Tannenbaum | 10% Owner | Feb 15, 2019 | Sale | $5.26 | 22,830 | 119,999 | 1,022,651 | Feb 19, 2019, 09:09 AM |
| OCSL | | Oaktree Specialty Lending Corp | Leonard M. Tannenbaum | 10% Owner | Feb 15, 2019 | Sale | $5.26 | 22,831 | 120,004 | 7,094,007 | Feb 19, 2019, 09:09 AM |
| OCSL | | Oaktree Specialty Lending Corp | Leonard M. Tannenbaum | 10% Owner | Feb 13, 2019 | Sale | $5.26 | 25,700 | 135,115 | 7,170,638 | Feb 14, 2019, 09:15 AM |
| OCSL | | Oaktree Specialty Lending Corp | Leonard M. Tannenbaum | 10% Owner | Feb 12, 2019 | Sale | $5.26 | 17,560 | 92,392 | 14,306,545 | Feb 14, 2019, 09:15 AM |
| OCSL | | Oaktree Specialty Lending Corp | Leonard M. Tannenbaum | 10% Owner | Feb 12, 2019 | Sale | $5.26 | 17,560 | 92,392 | 7,196,338 | Feb 14, 2019, 09:15 AM |
| OCSL | | Oaktree Specialty Lending Corp | Leonard M. Tannenbaum | 10% Owner | Feb 13, 2019 | Sale | $5.25 | 23,000 | 120,835 | 1,099,281 | Feb 14, 2019, 09:15 AM |
| OCSL | | Oaktree Specialty Lending Corp | Leonard M. Tannenbaum | 10% Owner | Feb 08, 2019 | Sale | $5.25 | 34,583 | 181,654 | 7,225,150 | Feb 12, 2019, 04:45 PM |
| OCSL | | Oaktree Specialty Lending Corp | Leonard M. Tannenbaum | 10% Owner | Feb 11, 2019 | Sale | $5.25 | 11,252 | 59,074 | 14,324,105 | Feb 12, 2019, 04:45 PM |
| OCSL | | Oaktree Specialty Lending Corp | Leonard M. Tannenbaum | 10% Owner | Feb 11, 2019 | Sale | $5.25 | 11,252 | 59,074 | 7,213,898 | Feb 12, 2019, 04:45 PM |
| OCSL | | Oaktree Specialty Lending Corp | Leonard M. Tannenbaum | 10% Owner | Feb 08, 2019 | Sale | $5.25 | 34,583 | 181,654 | 14,335,357 | Feb 12, 2019, 04:45 PM |
| OCSL | | Oaktree Specialty Lending Corp | Leonard M. Tannenbaum | 10% Owner | Aug 27, 2018 | Sale | $5.06 | 27,088 | 137,079 | 14,369,940 | Aug 29, 2018, 04:20 PM |
| OCSL | | Oaktree Specialty Lending Corp | Leonard M. Tannenbaum | 10% Owner | Aug 27, 2018 | Sale | $5.06 | 27,088 | 137,079 | 7,259,733 | Aug 29, 2018, 04:20 PM |
| OCSL | | Oaktree Specialty Lending Corp | Leonard M. Tannenbaum | 10% Owner | Aug 24, 2018 | Sale | $5.05 | 11,912 | 60,156 | 14,397,028 | Aug 27, 2018, 04:52 PM |
| OCSL | | Oaktree Specialty Lending Corp | Leonard M. Tannenbaum | 10% Owner | Aug 24, 2018 | Sale | $5.05 | 11,912 | 60,156 | 7,286,821 | Aug 27, 2018, 04:52 PM |
| OCSL | | Oaktree Specialty Lending Corp | Leonard M. Tannenbaum | 10% Owner | Aug 23, 2018 | Sale | $5.05 | 39,619 | 200,167 | 14,408,940 | Aug 27, 2018, 04:52 PM |
| OCSL | | Oaktree Specialty Lending Corp | Leonard M. Tannenbaum | 10% Owner | Aug 23, 2018 | Sale | $5.05 | 39,619 | 200,167 | 7,298,733 | Aug 27, 2018, 04:52 PM |
| OCSL | | Oaktree Specialty Lending Corp | Leonard M. Tannenbaum | 10% Owner | Aug 21, 2018 | Sale | $5.00 | 100,000 | 500,000 | 14,448,559 | Aug 23, 2018, 06:42 PM |
| OCSL | | Oaktree Specialty Lending Corp | Leonard M. Tannenbaum | 10% Owner | Aug 21, 2018 | Sale | $5.00 | 100,000 | 500,000 | 7,338,352 | Aug 23, 2018, 06:42 PM |
| OCSL | | Oaktree Specialty Lending Corp | Leonard M. Tannenbaum | 10% Owner | Aug 20, 2018 | Sale | $5.00 | 2,950 | 14,750 | 7,438,352 | Aug 21, 2018, 09:20 PM |
| OCSL | | Oaktree Specialty Lending Corp | Leonard M. Tannenbaum | 10% Owner | Aug 17, 2018 | Sale | $5.00 | 33,500 | 167,600 | 14,551,509 | Aug 21, 2018, 09:20 PM |
| OCSL | | Oaktree Specialty Lending Corp | Leonard M. Tannenbaum | 10% Owner | Aug 17, 2018 | Sale | $5.00 | 33,500 | 167,600 | 7,441,302 | Aug 21, 2018, 09:20 PM |
| OCSL | | Oaktree Specialty Lending Corp | Leonard M. Tannenbaum | 10% Owner | Aug 20, 2018 | Sale | $5.00 | 2,950 | 14,750 | 14,548,559 | Aug 21, 2018, 09:20 PM |
| OCSL | | Oaktree Specialty Lending Corp | Leonard M. Tannenbaum | 10% Owner | Aug 16, 2018 | Sale | $5.00 | 58,000 | 290,000 | 14,585,009 | Aug 17, 2018, 05:05 PM |
| OCSL | | Oaktree Specialty Lending Corp | Leonard M. Tannenbaum | 10% Owner | Aug 16, 2018 | Sale | $5.00 | 58,000 | 290,000 | 7,474,802 | Aug 17, 2018, 05:05 PM |
| OCSL | | Oaktree Specialty Lending Corp | Leonard M. Tannenbaum | 10% Owner | Jun 05, 2018 | Sale | $5.00 | 17,902 | 89,582 | 7,734,602 | Jun 06, 2018, 05:16 PM |
| OCSL | | Oaktree Specialty Lending Corp | Leonard M. Tannenbaum | 10% Owner | Jun 04, 2018 | Sale | $5.00 | 23,226 | 116,130 | 7,752,504 | Jun 06, 2018, 05:16 PM |
| OCSL | | Oaktree Specialty Lending Corp | Leonard M. Tannenbaum | 10% Owner | May 30, 2018 | Sale | $5.00 | 47,100 | 235,500 | 7,775,730 | May 31, 2018, 05:42 PM |
| OCSL | | Oaktree Specialty Lending Corp | Leonard M. Tannenbaum | 10% Owner | May 25, 2018 | Sale | $5.00 | 14,923 | 74,615 | 7,822,830 | May 30, 2018, 04:13 PM |
| OCSL | | Oaktree Specialty Lending Corp | Leonard M. Tannenbaum | 10% Owner | May 23, 2018 | Sale | $5.00 | 100 | 500 | 7,837,753 | May 24, 2018, 09:42 PM |
| OCSL | | Oaktree Specialty Lending Corp | Leonard M. Tannenbaum | 10% Owner | May 22, 2018 | Sale | $5.00 | 100,000 | 500,000 | 7,837,853 | May 23, 2018, 04:58 PM |
| OCSL | | Oaktree Specialty Lending Corp | Leonard M. Tannenbaum | 10% Owner | May 21, 2018 | Sale | $5.00 | 23,868 | 119,340 | 7,937,853 | May 23, 2018, 04:58 PM |
| OCSL | | Oaktree Specialty Lending Corp | Leonard M. Tannenbaum | 10% Owner | Oct 19, 2017 | Sale | $5.56 | 971,807 | 5,403,247 | 14,643,009 | Oct 25, 2017, 04:51 PM |
| OCSL | | Oaktree Specialty Lending Corp | Leonard M. Tannenbaum | 10% Owner | Oct 19, 2017 | Sale | $5.56 | 437,799 | 2,434,162 | 7,961,721 | Oct 25, 2017, 04:51 PM |
| OCSL | | Oaktree Specialty Lending Corp | Leonard M. Tannenbaum | 10% Owner | Oct 19, 2017 | Buy | $5.56 | 971,807 | 5,403,247 | 14,643,009 | Oct 23, 2017, 04:19 PM |
| OCSL | | Oaktree Specialty Lending Corp | Leonard M. Tannenbaum | 10% Owner | Oct 19, 2017 | Buy | $5.56 | 437,799 | 2,434,162 | 7,961,721 | Oct 23, 2017, 04:19 PM |
| FSC | | Fifth Street Finance Corp. | Leonard M. Tannenbaum | 10% Owner | Mar 28, 2017 | Buy | $4.75 | 266,073 | 1,263,847 | 15,512,816 | Mar 30, 2017, 05:47 PM |
| FSC | | Fifth Street Finance Corp. | Leonard M. Tannenbaum | 10% Owner | Mar 29, 2017 | Buy | $4.71 | 102,000 | 480,420 | 15,614,816 | Mar 30, 2017, 05:47 PM |
| FSC | | Fifth Street Finance Corp. | Leonard M. Tannenbaum | 10% Owner | Mar 23, 2017 | Buy | $4.66 | 210,000 | 978,600 | 210,000 | Mar 27, 2017, 06:06 PM |
| FSC | | Fifth Street Finance Corp. | Leonard M. Tannenbaum | 10% Owner | Mar 24, 2017 | Buy | $4.65 | 222,101 | 1,033,214 | 432,101 | Mar 27, 2017, 06:06 PM |
| FSC | | Fifth Street Finance Corp. | Leonard M. Tannenbaum | 10% Owner | Mar 27, 2017 | Buy | $4.68 | 223,749 | 1,048,264 | 655,850 | Mar 27, 2017, 06:06 PM |
| FSC | | Fifth Street Finance Corp. | Leonard M. Tannenbaum | 10% Owner | Mar 21, 2017 | Buy | $4.63 | 207,613 | 961,248 | 14,976,872 | Mar 23, 2017, 05:55 PM |
| FSC | | Fifth Street Finance Corp. | Leonard M. Tannenbaum | 10% Owner | Mar 22, 2017 | Buy | $4.64 | 269,871 | 1,252,201 | 15,246,743 | Mar 23, 2017, 05:55 PM |
| FSC | | Fifth Street Finance Corp. | Leonard M. Tannenbaum | 10% Owner | Mar 17, 2017 | Buy | $4.59 | 170,000 | 780,300 | 14,594,259 | Mar 21, 2017, 05:22 PM |
| FSC | | Fifth Street Finance Corp. | Leonard M. Tannenbaum | 10% Owner | Mar 20, 2017 | Buy | $4.64 | 175,000 | 812,000 | 14,769,259 | Mar 21, 2017, 05:22 PM |
| FSC | | Fifth Street Finance Corp. | Leonard M. Tannenbaum | 10% Owner | Mar 15, 2017 | Buy | $4.51 | 1,273,000 | 5,741,230 | 14,424,259 | Mar 17, 2017, 04:32 PM |
| FSC | | Fifth Street Finance Corp. | Leonard M. Tannenbaum | 10% Owner | Dec 12, 2016 | Sale | $5.61 | 34,201 | 191,868 | 12,081,639 | Mar 17, 2017, 10:40 AM |
| FSC | | Fifth Street Finance Corp. | Leonard M. Tannenbaum | 10% Owner | Dec 13, 2016 | Sale | $5.56 | 46,583 | 259,001 | 12,035,056 | Mar 17, 2017, 10:40 AM |
| FSC | | Fifth Street Finance Corp. | Leonard M. Tannenbaum | 10% Owner | Mar 13, 2017 | Buy | $4.50 | 176,476 | 794,142 | 12,844,767 | Mar 15, 2017, 06:28 PM |
| FSC | | Fifth Street Finance Corp. | Leonard M. Tannenbaum | 10% Owner | Mar 14, 2017 | Buy | $4.51 | 356,492 | 1,607,779 | 13,201,259 | Mar 15, 2017, 06:28 PM |
| FSC | | Fifth Street Finance Corp. | Leonard M. Tannenbaum | 10% Owner | Mar 09, 2017 | Buy | $4.37 | 205,169 | 896,589 | 12,278,720 | Mar 13, 2017, 05:46 PM |
| FSC | | Fifth Street Finance Corp. | Leonard M. Tannenbaum | 10% Owner | Mar 10, 2017 | Buy | $4.43 | 389,571 | 1,725,799 | 12,668,291 | Mar 13, 2017, 05:46 PM |
| FSC | | Fifth Street Finance Corp. | Leonard M. Tannenbaum | 10% Owner | Dec 23, 2016 | Sale | $5.55 | 900 | 4,995 | 12,073,551 | Dec 28, 2016, 05:29 PM |
| FSC | | Fifth Street Finance Corp. | Leonard M. Tannenbaum | 10% Owner | Dec 20, 2016 | Sale | $5.55 | 6,025 | 33,454 | 12,079,031 | Dec 22, 2016, 05:28 PM |
| FSC | | Fifth Street Finance Corp. | Leonard M. Tannenbaum | 10% Owner | Dec 21, 2016 | Sale | $5.55 | 4,580 | 25,419 | 12,074,451 | Dec 22, 2016, 05:28 PM |
| FSC | | Fifth Street Finance Corp. | Leonard M. Tannenbaum | 10% Owner | Dec 12, 2016 | Sale | $5.61 | 34,201 | 191,868 | 12,131,639 | Dec 14, 2016, 04:30 PM |
| FSC | | Fifth Street Finance Corp. | Leonard M. Tannenbaum | 10% Owner | Dec 13, 2016 | Sale | $5.56 | 46,583 | 259,001 | 12,085,056 | Dec 14, 2016, 04:30 PM |
| FSC | | Fifth Street Finance Corp. | Leonard M. Tannenbaum | 10% Owner | Dec 08, 2016 | Sale | $5.56 | 100,000 | 556,000 | 12,165,840 | Dec 12, 2016, 07:23 PM |
| FSC | | Fifth Street Finance Corp. | Leonard M. Tannenbaum | 10% Owner | Dec 09, 2016 | Sale | $5.57 | 50,000 | 278,500 | 12,115,840 | Dec 12, 2016, 07:23 PM |
| FSC | | Fifth Street Finance Corp. | Leonard M. Tannenbaum | Director | Feb 10, 2015 | Buy | $7.03 | 650,000 | 4,567,690 | 2,675,834 | Feb 11, 2015, 05:43 PM |
| FSC | | Fifth Street Finance Corp. | Leonard M. Tannenbaum | Director | Feb 11, 2015 | Buy | $6.83 | 471,851 | 3,221,806 | 3,147,685 | Feb 11, 2015, 05:43 PM |
| FSC | | Fifth Street Finance Corp. | Leonard M. Tannenbaum | CEO | Dec 13, 2013 | Buy | $8.98 | 20,000 | 179,600 | 2,001,226 | Dec 17, 2013, 02:42 PM |
| FSC | | Fifth Street Finance Corp | Leonard M. Tannenbaum | CEO | Jun 20, 2013 | Buy | $9.94 | 20,000 | 198,800 | 1,957,647 | Jun 20, 2013, 06:49 PM |
| FSC | | Fifth Street Finance Corp | Leonard M. Tannenbaum | CEO | May 29, 2013 | Buy | $10.37 | 10,000 | 103,700 | 1,909,771 | May 31, 2013, 01:56 PM |
| FSC | | Fifth Street Finance Corp | Leonard M. Tannenbaum | CEO | May 29, 2013 | Buy | $10.36 | 15,000 | 155,438 | 80,000 | May 31, 2013, 01:56 PM |
| FSC | | Fifth Street Finance Corp | Leonard M. Tannenbaum | CEO | Feb 13, 2013 | Buy | $10.86 | 15,000 | 162,900 | 1,879,169 | Feb 13, 2013, 04:47 PM |
| FSC | | Fifth Street Finance Corp | Leonard M. Tannenbaum | CEO | Dec 04, 2012 | Buy | $10.43 | 10,000 | 104,300 | 65,000 | Dec 05, 2012, 05:08 PM |
| FSC | | Fifth Street Finance Corp | Leonard M. Tannenbaum | CEO | Aug 28, 2012 | Buy | $10.48 | 5,000 | 52,400 | 1,864,169 | Aug 28, 2012, 04:07 PM |
| FSC | | Fifth Street Finance Corp | Leonard M. Tannenbaum | CEO | Aug 27, 2012 | Buy | $10.47 | 5,000 | 52,350 | 1,859,169 | Aug 28, 2012, 04:07 PM |
| FSC | | Fifth Street Finance Corp | Leonard M. Tannenbaum | CEO | May 24, 2012 | Buy | $9.29 | 10,000 | 92,900 | 55,000 | May 24, 2012, 05:24 PM |
| FSC | | Fifth Street Finance Corp | Leonard M. Tannenbaum | CEO | Mar 06, 2012 | Buy | $9.58 | 20,000 | 191,542 | 1,854,169 | Mar 07, 2012, 04:33 PM |
| FSC | | Fifth Street Finance Corp | Leonard M. Tannenbaum | CEO | Mar 06, 2012 | Buy | $9.57 | 10,000 | 95,703 | 45,000 | Mar 07, 2012, 04:33 PM |
| FSC | | Fifth Street Finance Corp | Leonard M. Tannenbaum | CEO | Dec 06, 2011 | Buy | $9.99 | 15,000 | 149,878 | 35,000 | Dec 07, 2011, 09:40 AM |
| FSC | | Fifth Street Finance Corp | Leonard M. Tannenbaum | CEO | Dec 06, 2011 | Buy | $10.00 | 5,000 | 49,999 | 1,834,169 | Dec 07, 2011, 09:40 AM |
| FSC | | Fifth Street Finance Corp | Leonard M. Tannenbaum | CEO | Aug 08, 2011 | Buy | $8.92 | 216,301 | 1,930,323 | 1,810,842 | Aug 09, 2011, 02:16 PM |
| FSC | | Fifth Street Finance Corp | Leonard M. Tannenbaum | CEO | Aug 09, 2011 | Buy | $8.40 | 10,000 | 84,000 | 1,820,842 | Aug 09, 2011, 02:16 PM |
| FSC | | Fifth Street Finance Corp | Leonard M. Tannenbaum | CEO | Jun 21, 2011 | Buy | $11.58 | 30,000 | 347,500 | 1,579,390 | Jun 22, 2011, 09:53 AM |
| FSC | | Fifth Street Finance Corp | Leonard M. Tannenbaum | CEO | Jun 14, 2011 | Buy | $11.67 | 10,000 | 116,745 | 1,549,390 | Jun 15, 2011, 10:46 AM |
