| Symbol | Company | Owner | Relationship | Date | Transaction | Cost | # Shares | Value ($) | Total Shares | Filing | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| AMP | AMERIPRISE FINANCIAL INC | James M. Cracchiolo | Chairman and CEO | Feb 19, 2013 | Sale | $69.02 | 75,126 | 5,184,881 | 295,852 | Feb 20, 2013, 05:30 PM | |
| AMP | AMERIPRISE FINANCIAL INC | James M. Cracchiolo | Chairman and CEO | Feb 20, 2013 | Tax Payment (Shares) | $69.03 | 66,725 | 4,606,027 | 329,127 | Feb 20, 2013, 05:30 PM | |
| AMP | AMERIPRISE FINANCIAL INC | James M. Cracchiolo | Chairman and CEO | Feb 20, 2013 | Option/RSU Exercise | $21.34 | 100,000 | 2,134,000 | 395,852 | Feb 20, 2013, 05:30 PM | |
| AMP | AMERIPRISE FINANCIAL INC | James M. Cracchiolo | Chairman and CEO | Feb 15, 2013 | Tax Payment (Shares) | $69.04 | 85,774 | 5,921,837 | 370,978 | Feb 20, 2013, 05:30 PM | |
| AMP | AMERIPRISE FINANCIAL INC | James M. Cracchiolo | Chairman and CEO | Feb 15, 2013 | Option/RSU Exercise | $21.34 | 128,531 | 2,742,852 | 456,752 | Feb 20, 2013, 05:30 PM | |
| AMP | AMERIPRISE FINANCIAL INC | James M. Cracchiolo | Chairman and CEO | Feb 08, 2013 | Tax Payment (Shares) | $66.49 | 13,231 | 879,729 | 328,221 | Feb 12, 2013, 07:00 PM | |
| AMP | AMERIPRISE FINANCIAL INC | James M. Cracchiolo | Chairman and CEO | Feb 07, 2013 | Tax Payment (Shares) | $66.59 | 159,905 | 10,648,607 | 347,005 | Feb 08, 2013, 05:37 PM | |
| AMP | AMERIPRISE FINANCIAL INC | James M. Cracchiolo | Chairman and CEO | Feb 07, 2013 | Option/RSU Exercise | $35.03 | 200,000 | 7,007,000 | 501,357 | Feb 08, 2013, 05:37 PM | |
| AMP | AMERIPRISE FINANCIAL INC | James M. Cracchiolo | Chairman and CEO | Feb 06, 2013 | Tax Payment (Shares) | $66.40 | 159,594 | 10,596,567 | 406,454 | Feb 08, 2013, 05:37 PM | |
| AMP | AMERIPRISE FINANCIAL INC | James M. Cracchiolo | Chairman and CEO | Feb 06, 2013 | Option/RSU Exercise | $35.03 | 200,000 | 7,007,000 | 483,703 | Feb 08, 2013, 05:37 PM | |
| AMP | AMERIPRISE FINANCIAL INC | James M. Cracchiolo | Chairman and CEO | Feb 06, 2013 | Sale | $66.36 | 22,752 | 1,509,745 | 306,453 | Feb 08, 2013, 05:37 PM | |
| AMP | AMERIPRISE FINANCIAL INC | James M. Cracchiolo | Chairman and CEO | Dec 17, 2012 | Sale | $62.25 | 83,499 | 5,198,180 | 242,958 | Dec 19, 2012, 05:12 PM | |
| AMP | AMERIPRISE FINANCIAL INC | James M. Cracchiolo | Chairman and CEO | Dec 18, 2012 | Option/RSU Exercise | $21.34 | 100,000 | 2,134,000 | 342,958 | Dec 19, 2012, 05:12 PM | |
| AMP | AMERIPRISE FINANCIAL INC | James M. Cracchiolo | Chairman and CEO | Dec 18, 2012 | Sale | $62.99 | 82,363 | 5,187,667 | 260,595 | Dec 19, 2012, 05:12 PM | |
| AMP | AMERIPRISE FINANCIAL INC | James M. Cracchiolo | Chairman and CEO | Dec 17, 2012 | Option/RSU Exercise | $21.34 | 100,000 | 2,134,000 | 326,457 | Dec 19, 2012, 05:12 PM | |
| AMP | AMERIPRISE FINANCIAL INC | James M. Cracchiolo | Chairman and CEO | Dec 07, 2012 | Option/RSU Exercise | $21.34 | 100,000 | 2,134,000 | 308,868 | Dec 11, 2012, 05:42 PM | |
| AMP | AMERIPRISE FINANCIAL INC | James M. Cracchiolo | Chairman and CEO | Dec 07, 2012 | Sale | $62.21 | 82,411 | 5,127,085 | 226,457 | Dec 11, 2012, 05:42 PM | |
| AMP | AMERIPRISE FINANCIAL INC | James M. Cracchiolo | Chairman and CEO | Nov 28, 2012 | Option/RSU Exercise | $35.03 | 78,186 | 2,739,246 | 278,366 | Nov 28, 2012, 05:56 PM | |
| AMP | AMERIPRISE FINANCIAL INC | James M. Cracchiolo | Chairman and CEO | Nov 28, 2012 | Sale | $60.51 | 69,498 | 4,205,192 | 208,868 | Nov 28, 2012, 05:56 PM | |
| AMP | AMERIPRISE FINANCIAL INC | James M. Cracchiolo | Chairman and CEO | Nov 26, 2012 | Option/RSU Exercise | $35.03 | 138,672 | 4,858,373 | 367,549 | Nov 28, 2012, 05:56 PM | |
| AMP | AMERIPRISE FINANCIAL INC | James M. Cracchiolo | Chairman and CEO | Nov 26, 2012 | Sale | $60.50 | 123,065 | 7,446,036 | 244,484 | Nov 28, 2012, 05:56 PM | |
| AMP | AMERIPRISE FINANCIAL INC | James M. Cracchiolo | Chairman and CEO | Nov 27, 2012 | Option/RSU Exercise | $35.03 | 61,328 | 2,148,626 | 305,812 | Nov 28, 2012, 05:56 PM | |
| AMP | AMERIPRISE FINANCIAL INC | James M. Cracchiolo | Chairman and CEO | Nov 27, 2012 | Sale | $60.66 | 105,632 | 6,408,091 | 200,180 | Nov 28, 2012, 05:56 PM | |
| AMP | AMERIPRISE FINANCIAL INC | James M. Cracchiolo | Chairman and CEO | Nov 06, 2012 | Sale | $60.55 | 10,462 | 633,474 | 228,877 | Nov 06, 2012, 04:38 PM | |
| AMP | AMERIPRISE FINANCIAL INC | James M. Cracchiolo | Chairman and CEO | Nov 02, 2012 | Option/RSU Exercise | $35.03 | 200,000 | 7,007,000 | 427,703 | Nov 06, 2012, 04:38 PM | |
| AMP | AMERIPRISE FINANCIAL INC | James M. Cracchiolo | Chairman and CEO | Nov 02, 2012 | Sale | $60.51 | 177,777 | 10,757,091 | 249,926 | Nov 06, 2012, 04:38 PM | |
| AMP | AMERIPRISE FINANCIAL INC | James M. Cracchiolo | Chairman and CEO | Nov 05, 2012 | Sale | $60.20 | 10,587 | 637,337 | 239,339 | Nov 06, 2012, 04:38 PM | |
| AMP | AMERIPRISE FINANCIAL INC | James M. Cracchiolo | Chairman and CEO | Sep 06, 2012 | Option/RSU Exercise | $32.59 | 100,648 | 3,279,817 | 343,557 | Sep 07, 2012, 05:28 PM | |
| AMP | AMERIPRISE FINANCIAL INC | James M. Cracchiolo | Chairman and CEO | Sep 06, 2012 | Sale | $55.64 | 115,854 | 6,446,603 | 227,703 | Sep 07, 2012, 05:28 PM | |
| AMP | AMERIPRISE FINANCIAL INC | James M. Cracchiolo | Chairman and CEO | Aug 16, 2012 | Sale | $54.53 | 28,560 | 1,557,511 | 242,909 | Aug 16, 2012, 04:47 PM | |
| AMP | AMERIPRISE FINANCIAL INC | James M. Cracchiolo | Chairman and CEO | Aug 14, 2012 | Option/RSU Exercise | $32.59 | 54,466 | 1,774,889 | 283,214 | Aug 16, 2012, 04:47 PM | |
| AMP | AMERIPRISE FINANCIAL INC | James M. Cracchiolo | Chairman and CEO | Aug 14, 2012 | Sale | $54.45 | 48,625 | 2,647,850 | 234,589 | Aug 16, 2012, 04:47 PM | |
| AMP | AMERIPRISE FINANCIAL INC | James M. Cracchiolo | Chairman and CEO | Aug 15, 2012 | Option/RSU Exercise | $32.59 | 45,534 | 1,483,821 | 280,123 | Aug 16, 2012, 04:47 PM | |
| AMP | AMERIPRISE FINANCIAL INC | James M. Cracchiolo | Chairman and CEO | Aug 15, 2012 | Sale | $54.42 | 40,654 | 2,212,236 | 239,469 | Aug 16, 2012, 04:47 PM | |
| AMP | AMERIPRISE FINANCIAL INC | James M. Cracchiolo | Chairman and CEO | Aug 16, 2012 | Option/RSU Exercise | $32.59 | 32,000 | 1,042,787 | 271,469 | Aug 16, 2012, 04:47 PM | |
| AMP | AMERIPRISE FINANCIAL INC | James M. Cracchiolo | Chairman and CEO | Mar 13, 2012 | Option/RSU Exercise | $31.31 | 57,417 | 1,797,899 | 313,362 | Mar 15, 2012, 04:52 PM | |
| AMP | AMERIPRISE FINANCIAL INC | James M. Cracchiolo | Chairman and CEO | Mar 13, 2012 | Sale | $56.70 | 84,614 | 4,797,649 | 254,748 | Mar 15, 2012, 04:52 PM | |
| AMP | AMERIPRISE FINANCIAL INC | James M. Cracchiolo | Chairman and CEO | Feb 23, 2012 | Sale | $56.43 | 84,059 | 4,743,046 | 264,276 | Feb 27, 2012, 06:02 PM | |
| AMP | AMERIPRISE FINANCIAL INC | James M. Cracchiolo | Chairman and CEO | Feb 24, 2012 | Option/RSU Exercise | $31.31 | 63,768 | 1,996,767 | 328,044 | Feb 27, 2012, 06:02 PM | |
| AMP | AMERIPRISE FINANCIAL INC | James M. Cracchiolo | Chairman and CEO | Feb 24, 2012 | Sale | $56.68 | 72,099 | 4,086,651 | 255,945 | Feb 27, 2012, 06:02 PM | |
| AMP | AMERIPRISE FINANCIAL INC | James M. Cracchiolo | Chairman and CEO | Feb 23, 2012 | Option/RSU Exercise | $31.31 | 95,418 | 2,987,824 | 348,335 | Feb 27, 2012, 06:02 PM | |
| AMP | AMERIPRISE FINANCIAL INC | James M. Cracchiolo | Chairman and CEO | Feb 08, 2012 | Tax Payment (Shares) | $54.62 | 11,438 | 624,744 | 252,917 | Feb 10, 2012, 05:46 PM | |
| AMP | AMERIPRISE FINANCIAL INC | James M. Cracchiolo | Chairman and CEO | Feb 07, 2012 | Tax Payment (Shares) | $54.92 | 4,951 | 271,909 | 264,355 | Feb 08, 2012, 07:38 PM | |
| AMP | AMERIPRISE FINANCIAL INC | James M. Cracchiolo | Chairman and CEO | Feb 08, 2011 | Tax Payment (Shares) | $60.14 | 11,815 | 710,554 | 239,820 | Feb 09, 2011, 06:37 PM | |
| AMP | AMERIPRISE FINANCIAL INC | James M. Cracchiolo | Chairman and CEO | Dec 13, 2010 | Option/RSU Exercise | $20.82 | 61,064 | 1,271,291 | 294,580 | Dec 14, 2010, 06:27 PM | |
| AMP | AMERIPRISE FINANCIAL INC | James M. Cracchiolo | Chairman and CEO | Dec 13, 2010 | Sale | $55.80 | 75,074 | 4,189,438 | 243,782 | Dec 14, 2010, 06:27 PM | |
| AMP | AMERIPRISE FINANCIAL INC | James M. Cracchiolo | Chairman and CEO | Dec 10, 2010 | Option/RSU Exercise | $20.82 | 83,338 | 1,735,014 | 302,844 | Dec 14, 2010, 06:27 PM | |
| AMP | AMERIPRISE FINANCIAL INC | James M. Cracchiolo | Chairman and CEO | Dec 10, 2010 | Sale | $55.82 | 69,328 | 3,870,139 | 233,516 | Dec 14, 2010, 06:27 PM | |
| AMP | AMERIPRISE FINANCIAL INC | James M. Cracchiolo | Chairman and CEO | Nov 14, 2010 | Tax Payment (Shares) | $52.93 | 1,575 | 83,365 | 219,506 | Nov 16, 2010, 05:38 PM |
