| Symbol | Company | Owner | Relationship | Date | Transaction | Cost | # Shares | Value ($) | Total Shares | Filing | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| FUND | SPROTT FOCUS TRUST INC. | W Whitney George | 10% Owner | Jul 23, 2015 | Buy | $6.80 | 100,000 | 679,860 | 2,786,158 | Jul 24, 2015, 12:18 PM | |
| FUND | SPROTT FOCUS TRUST INC. | W Whitney George | Vice President | Jun 29, 2015 | Buy | $7.20 | 50,000 | 359,865 | 2,686,158 | Jun 30, 2015, 04:13 PM | |
| FUND | SPROTT FOCUS TRUST INC. | W Whitney George | Vice President | Jun 03, 2015 | Buy | $7.50 | 300 | 2,250 | 2,590,158 | Jun 05, 2015, 04:03 PM | |
| FUND | SPROTT FOCUS TRUST INC. | W Whitney George | Vice President | Jun 04, 2015 | Buy | $7.49 | 46,000 | 344,388 | 2,636,158 | Jun 05, 2015, 04:03 PM | |
| FUND | SPROTT FOCUS TRUST INC. | W Whitney George | Vice President | Jun 01, 2015 | Buy | $7.50 | 24,126 | 180,945 | 2,589,858 | Jun 02, 2015, 04:05 PM | |
| FUND | SPROTT FOCUS TRUST INC. | W Whitney George | Vice President | May 29, 2015 | Buy | $7.49 | 22,592 | 169,282 | 2,565,732 | Jun 01, 2015, 04:06 PM | |
| FUND | SPROTT FOCUS TRUST INC. | W Whitney George | Vice President | May 18, 2015 | Buy | $7.58 | 12,500 | 94,713 | 160,636 | May 19, 2015, 04:06 PM | |
| FUND | SPROTT FOCUS TRUST INC. | W Whitney George | Vice President | May 14, 2015 | Buy | $7.59 | 50,000 | 379,425 | 2,543,140 | May 15, 2015, 04:03 PM | |
| FUND | SPROTT FOCUS TRUST INC. | W Whitney George | Vice President | May 11, 2015 | Buy | $7.60 | 23,785 | 180,733 | 2,493,140 | May 13, 2015, 04:22 PM | |
| FUND | SPROTT FOCUS TRUST INC. | W Whitney George | Vice President | May 06, 2015 | Buy | $7.51 | 100,000 | 751,000 | 2,443,140 | May 08, 2015, 06:20 PM | |
| FUND | SPROTT FOCUS TRUST INC. | W Whitney George | Vice President | May 08, 2015 | Buy | $7.57 | 26,215 | 198,566 | 2,469,355 | May 08, 2015, 06:20 PM | |
| FUND | ROYCE FOCUS TRUST INC | W Whitney George | Vice President | Jan 15, 2015 | Buy | $7.10 | 16,000 | 113,580 | 2,343,140 | Jan 16, 2015, 04:02 PM | |
| FUND | ROYCE FOCUS TRUST INC | W Whitney George | Vice President | Jan 12, 2015 | Buy | $7.25 | 5,000 | 36,235 | 2,295,040 | Jan 15, 2015, 04:00 PM | |
| FUND | ROYCE FOCUS TRUST INC | W Whitney George | Vice President | Jan 14, 2015 | Buy | $7.13 | 32,100 | 228,889 | 2,327,140 | Jan 15, 2015, 04:00 PM | |
| FUND | ROYCE FOCUS TRUST INC | W Whitney George | Vice President | Jan 07, 2015 | Buy | $7.20 | 6,300 | 45,329 | 2,290,040 | Jan 08, 2015, 04:40 PM | |
| FUND | ROYCE FOCUS TRUST INC | W Whitney George | Vice President | Jan 06, 2015 | Buy | $7.13 | 35,600 | 253,686 | 1,094,437 | Jan 07, 2015, 04:00 PM | |
| FUND | ROYCE FOCUS TRUST INC | W Whitney George | Vice President | Jan 05, 2015 | Gift | $7.17 | 11,550 | 82,814 | 2,283,740 | Jan 06, 2015, 04:06 PM | |
| FUND | ROYCE FOCUS TRUST INC | W Whitney George | Vice President | Jan 05, 2015 | Other Acquisition or Disposition | $7.17 | 7,700 | 55,209 | 437,817 | Jan 06, 2015, 04:06 PM | |
| FUND | ROYCE FOCUS TRUST INC | W Whitney George | Vice President | Jan 05, 2015 | Buy | $7.15 | 14,400 | 103,003 | 1,058,837 | Jan 06, 2015, 04:06 PM | |
| FUND | ROYCE FOCUS TRUST INC | W Whitney George | Vice President | Dec 30, 2014 | Buy | $7.33 | 20,600 | 150,957 | 1,044,437 | Dec 31, 2014, 04:04 PM | |
| FUND | ROYCE FOCUS TRUST INC | W Whitney George | Vice President | Dec 29, 2014 | Buy | $7.35 | 12,375 | 90,956 | 1,023,837 | Dec 30, 2014, 04:00 PM | |
| FUND | ROYCE FOCUS TRUST INC | W Whitney George | Vice President | Dec 24, 2014 | Buy | $7.35 | 7,525 | 55,286 | 996,872 | Dec 29, 2014, 03:48 PM | |
| FUND | ROYCE FOCUS TRUST INC | W Whitney George | Vice President | Dec 26, 2014 | Buy | $7.35 | 100 | 735 | 996,972 | Dec 29, 2014, 03:48 PM | |
| FUND | ROYCE FOCUS TRUST INC | W Whitney George | Vice President | Dec 22, 2014 | Buy | $7.40 | 14,540 | 107,567 | 2,262,229 | Dec 23, 2014, 02:44 PM | |
| FUND | ROYCE FOCUS TRUST INC | W Whitney George | Vice President | Dec 22, 2014 | Buy | $7.40 | 13,187 | 97,557 | 989,347 | Dec 23, 2014, 02:44 PM | |
| FUND | ROYCE FOCUS TRUST INC | W Whitney George | Vice President | Dec 19, 2014 | Buy | $7.35 | 9,330 | 68,566 | 2,247,689 | Dec 23, 2014, 12:56 PM | |
| FUND | ROYCE FOCUS TRUST INC | W Whitney George | Vice President | Dec 19, 2014 | Buy | $7.35 | 9,330 | 68,566 | 2,247,689 | Dec 23, 2014, 12:54 PM | |
| FUND | ROYCE FOCUS TRUST INC | W Whitney George | Vice President | Dec 18, 2014 | Gift | $7.33 | 15,000 | 109,950 | 2,238,359 | Dec 23, 2014, 12:45 PM | |
| FUND | ROYCE FOCUS TRUST INC | W Whitney George | Vice President | Dec 18, 2014 | Buy | $7.28 | 26,130 | 190,148 | 2,253,359 | Dec 23, 2014, 12:45 PM | |
| FUND | ROYCE FOCUS TRUST INC | W Whitney George | Vice President | Dec 19, 2014 | Buy | $7.35 | 9,330 | 68,566 | 2,247,689 | Dec 22, 2014, 04:46 PM | |
| FUND | ROYCE FOCUS TRUST INC | W Whitney George | Vice President | Dec 18, 2014 | Gift | $7.33 | 15,000 | 109,950 | 2,238,359 | Dec 19, 2014, 04:31 PM | |
| FUND | ROYCE FOCUS TRUST INC | W Whitney George | Vice President | Dec 18, 2014 | Buy | $7.28 | 26,130 | 190,148 | 2,253,359 | Dec 19, 2014, 04:31 PM | |
| FUND | ROYCE FOCUS TRUST INC | W Whitney George | Vice President | Sep 30, 2014 | Buy | $7.90 | 12,070 | 95,316 | 976,160 | Oct 01, 2014, 04:00 PM | |
| FUND | ROYCE FOCUS TRUST INC | W Whitney George | Vice President | Sep 29, 2014 | Buy | $7.90 | 6,847 | 54,086 | 964,090 | Sep 30, 2014, 04:04 PM | |
| FUND | ROYCE FOCUS TRUST INC | W Whitney George | Vice President | Sep 25, 2014 | Buy | $7.99 | 25,715 | 205,334 | 944,980 | Sep 26, 2014, 04:07 PM | |
| FUND | ROYCE FOCUS TRUST INC | W Whitney George | Vice President | Sep 24, 2014 | Buy | $7.99 | 27,315 | 218,362 | 919,265 | Sep 25, 2014, 04:00 PM | |
| FUND | ROYCE FOCUS TRUST INC | W Whitney George | Vice President | Jun 27, 2014 | Buy | $8.45 | 10,850 | 91,673 | 882,286 | Jun 30, 2014, 04:02 PM | |
| FUND | ROYCE FOCUS TRUST INC | W Whitney George | Vice President | Jun 26, 2014 | Buy | $8.44 | 19,662 | 165,943 | 871,436 | Jun 27, 2014, 04:05 PM | |
| FUND | ROYCE FOCUS TRUST INC | W Whitney George | Vice President | Jun 25, 2014 | Buy | $8.44 | 16,700 | 141,010 | 851,774 | Jun 26, 2014, 03:59 PM | |
| FUND | ROYCE FOCUS TRUST INC | W Whitney George | Vice President | Jun 24, 2014 | Buy | $8.45 | 5,527 | 46,703 | 835,074 | Jun 25, 2014, 04:02 PM | |
| FUND | ROYCE FOCUS TRUST INC | W Whitney George | Vice President | Jun 23, 2014 | Buy | $8.44 | 15,826 | 133,514 | 829,547 | Jun 24, 2014, 04:00 PM | |
| FUND | ROYCE FOCUS TRUST INC | W Whitney George | Vice President | Jun 11, 2014 | Buy | $8.25 | 3,075 | 25,359 | 813,721 | Jun 12, 2014, 04:11 PM | |
| FUND | ROYCE FOCUS TRUST INC | W Whitney George | Vice President | Jun 10, 2014 | Buy | $8.24 | 14,629 | 120,612 | 810,646 | Jun 11, 2014, 04:03 PM | |
| FUND | ROYCE FOCUS TRUST INC | W Whitney George | Vice President | Jun 09, 2014 | Buy | $8.29 | 50,000 | 414,455 | 796,017 | Jun 10, 2014, 04:14 PM | |
| FUND | ROYCE FOCUS TRUST INC | W Whitney George | Vice President | May 20, 2014 | Buy | $8.00 | 1,910 | 15,280 | 2,171,236 | May 21, 2014, 04:00 PM | |
| FUND | ROYCE FOCUS TRUST INC | W Whitney George | Vice President | May 19, 2014 | Buy | $8.00 | 373 | 2,984 | 2,169,326 | May 20, 2014, 04:16 PM | |
| FUND | ROYCE FOCUS TRUST INC | W Whitney George | Vice President | May 15, 2014 | Buy | $7.99 | 21,637 | 172,847 | 2,160,353 | May 16, 2014, 04:19 PM | |
| FUND | ROYCE FOCUS TRUST INC | W Whitney George | Vice President | May 16, 2014 | Buy | $7.99 | 8,600 | 68,708 | 2,168,953 | May 16, 2014, 04:19 PM | |
| FUND | ROYCE FOCUS TRUST INC | W Whitney George | Vice President | Apr 28, 2014 | Buy | $8.05 | 49,798 | 400,874 | 2,138,716 | Apr 29, 2014, 04:14 PM | |
| FUND | ROYCE FOCUS TRUST INC | W Whitney George | Vice President | Apr 28, 2014 | Buy | $8.05 | 49,798 | 400,874 | 2,138,716 | Apr 29, 2014, 04:11 PM | |
| FUND | ROYCE FOCUS TRUST INC | W Whitney George | Vice President | Apr 25, 2014 | Buy | $8.02 | 50,202 | 402,461 | 2,088,918 | Apr 28, 2014, 04:05 PM | |
| FUND | ROYCE FOCUS TRUST INC | W Whitney George | Vice President | Mar 13, 2014 | Buy | $7.83 | 24,916 | 195,042 | 402,054 | Mar 14, 2014, 04:01 PM | |
| FUND | ROYCE FOCUS TRUST INC | W Whitney George | Vice President | Mar 12, 2014 | Buy | $7.85 | 1,782 | 13,989 | 377,138 | Mar 13, 2014, 04:01 PM | |
| FUND | ROYCE FOCUS TRUST INC | W Whitney George | Vice President | Mar 11, 2014 | Buy | $7.90 | 4,802 | 37,931 | 375,356 | Mar 12, 2014, 04:41 PM | |
| FUND | ROYCE FOCUS TRUST INC | W Whitney George | Vice President | Mar 10, 2014 | Buy | $8.00 | 3,200 | 25,596 | 370,554 | Mar 11, 2014, 04:34 PM | |
| FUND | ROYCE FOCUS TRUST INC | W Whitney George | Vice President | Mar 06, 2014 | Buy | $8.04 | 39,367 | 316,676 | 354,737 | Mar 10, 2014, 04:03 PM | |
| FUND | ROYCE FOCUS TRUST INC | W Whitney George | Vice President | Mar 07, 2014 | Buy | $8.04 | 12,617 | 101,467 | 367,354 | Mar 10, 2014, 04:03 PM | |
| FUND | ROYCE FOCUS TRUST INC | W Whitney George | Vice President | Mar 06, 2014 | Buy | $8.04 | 39,367 | 316,676 | 2,012,933 | Mar 07, 2014, 01:28 PM | |
| FUND | ROYCE FOCUS TRUST INC | W Whitney George | Vice President | Feb 25, 2014 | Buy | $7.85 | 20,215 | 158,613 | 2,006,359 | Feb 26, 2014, 04:30 PM | |
| FUND | ROYCE FOCUS TRUST INC | W Whitney George | Vice President | Feb 26, 2014 | Buy | $7.90 | 6,574 | 51,919 | 2,012,933 | Feb 26, 2014, 04:30 PM | |
| FUND | ROYCE FOCUS TRUST INC | W Whitney George | Vice President | Feb 21, 2014 | Buy | $7.80 | 1,412 | 11,014 | 1,981,250 | Feb 24, 2014, 04:40 PM | |
| FUND | ROYCE FOCUS TRUST INC | W Whitney George | Vice President | Feb 24, 2014 | Buy | $7.85 | 4,894 | 38,416 | 1,986,144 | Feb 24, 2014, 04:40 PM | |
| FUND | ROYCE FOCUS TRUST INC | W Whitney George | Vice President | Feb 05, 2014 | Buy | $7.23 | 8,734 | 63,121 | 1,943,783 | Feb 06, 2014, 04:23 PM | |
| FUND | ROYCE FOCUS TRUST INC | W Whitney George | Vice President | Feb 06, 2014 | Buy | $7.30 | 36,055 | 263,021 | 1,979,838 | Feb 06, 2014, 04:23 PM | |
| FUND | ROYCE FOCUS TRUST INC | W Whitney George | Vice President | Jan 06, 2014 | Gift | $7.60 | 11,094 | 84,314 | 1,935,049 | Jan 07, 2014, 03:13 PM | |
| FUND | ROYCE FOCUS TRUST INC | W Whitney George | Vice President | Jan 06, 2014 | Other Acquisition or Disposition | $7.60 | 7,396 | 56,210 | 315,370 | Jan 07, 2014, 03:13 PM | |
| FUND | ROYCE FOCUS TRUST INC | W Whitney George | Vice President | Dec 11, 2013 | Buy | $7.41 | 52,200 | 386,718 | 264,495 | Dec 12, 2013, 04:29 PM | |
| FUND | ROYCE FOCUS TRUST INC | W Whitney George | Vice President | Dec 12, 2013 | Gift | $7.35 | 15,000 | 110,250 | 1,918,343 | Dec 12, 2013, 04:29 PM | |
| FUND | ROYCE FOCUS TRUST INC | W Whitney George | Vice President | Dec 12, 2013 | Buy | $7.40 | 47,800 | 353,715 | 312,295 | Dec 12, 2013, 04:29 PM | |
| FUND | ROYCE FOCUS TRUST INC | W Whitney George | Vice President | Oct 04, 2013 | Buy | $7.25 | 3,100 | 22,475 | 1,933,343 | Oct 07, 2013, 03:59 PM | |
| FUND | ROYCE FOCUS TRUST INC | W Whitney George | Vice President | Oct 03, 2013 | Buy | $7.25 | 25,000 | 181,247 | 1,930,243 | Oct 04, 2013, 03:59 PM | |
| FUND | ROYCE FOCUS TRUST INC | W Whitney George | Vice President | Oct 02, 2013 | Buy | $7.24 | 18,798 | 136,175 | 1,905,243 | Oct 03, 2013, 03:44 PM | |
| FUND | ROYCE FOCUS TRUST INC | W Whitney George | Vice President | Sep 13, 2013 | Buy | $7.24 | 15,839 | 114,712 | 1,861,370 | Sep 16, 2013, 03:59 PM | |
| FUND | ROYCE FOCUS TRUST INC | W Whitney George | Vice President | Sep 12, 2013 | Buy | $7.30 | 25,000 | 182,500 | 1,845,531 | Sep 13, 2013, 04:02 PM | |
| FUND | ROYCE FOCUS TRUST INC | W Whitney George | Vice President | Sep 11, 2013 | Buy | $7.40 | 6,118 | 45,246 | 1,820,531 | Sep 12, 2013, 04:04 PM | |
| FUND | ROYCE FOCUS TRUST INC | W Whitney George | Vice President | Sep 10, 2013 | Buy | $7.39 | 13,595 | 100,424 | 1,814,413 | Sep 11, 2013, 03:59 PM | |
| FUND | ROYCE FOCUS TRUST INC | W Whitney George | Vice President | Sep 09, 2013 | Buy | $7.27 | 3,900 | 28,353 | 1,800,818 | Sep 10, 2013, 04:00 PM | |
| FUND | ROYCE FOCUS TRUST INC | W Whitney George | Vice President | Aug 19, 2013 | Buy | $7.20 | 25,000 | 179,920 | 1,771,918 | Aug 20, 2013, 04:02 PM | |
| FUND | ROYCE FOCUS TRUST INC | W Whitney George | Vice President | Aug 20, 2013 | Buy | $7.15 | 25,000 | 178,750 | 1,796,918 | Aug 20, 2013, 04:02 PM | |
| FUND | ROYCE FOCUS TRUST INC | W Whitney George | Vice President | Aug 13, 2013 | Buy | $7.29 | 14,960 | 108,991 | 1,746,918 | Aug 14, 2013, 05:30 PM | |
| FUND | ROYCE FOCUS TRUST INC | W Whitney George | Vice President | Aug 13, 2013 | Buy | $7.29 | 14,960 | 108,991 | 1,746,918 | Aug 14, 2013, 05:28 PM | |
| FUND | ROYCE FOCUS TRUST INC | W Whitney George | Vice President | Aug 12, 2013 | Buy | $7.28 | 25,295 | 184,137 | 1,731,958 | Aug 13, 2013, 04:09 PM | |
| FUND | ROYCE FOCUS TRUST INC | W Whitney George | Vice President | Aug 09, 2013 | Buy | $7.24 | 4,523 | 32,747 | 1,706,663 | Aug 12, 2013, 04:03 PM | |
| FUND | ROYCE FOCUS TRUST INC | W Whitney George | Vice President | Aug 08, 2013 | Buy | $7.22 | 4,300 | 31,046 | 1,702,140 | Aug 09, 2013, 04:01 PM | |
| FUND | ROYCE FOCUS TRUST INC | W Whitney George | Vice President | Aug 07, 2013 | Buy | $7.22 | 26,249 | 189,468 | 1,697,840 | Aug 08, 2013, 04:01 PM | |
| FUND | ROYCE FOCUS TRUST INC | W Whitney George | Vice President | Aug 06, 2013 | Buy | $7.22 | 12,953 | 93,521 | 1,671,591 | Aug 07, 2013, 04:08 PM | |
| FUND | ROYCE FOCUS TRUST INC | W Whitney George | Vice President | Aug 05, 2013 | Buy | $7.28 | 25,000 | 181,973 | 1,658,638 | Aug 06, 2013, 04:16 PM | |
| FUND | ROYCE FOCUS TRUST INC | W Whitney George | Vice President | Jul 23, 2013 | Buy | $7.30 | 6,600 | 48,180 | 1,633,638 | Jul 24, 2013, 04:16 PM | |
| FUND | ROYCE FOCUS TRUST INC | W Whitney George | Vice President | Jul 22, 2013 | Buy | $7.25 | 25,000 | 181,250 | 1,627,038 | Jul 23, 2013, 03:57 PM | |
| FUND | ROYCE FOCUS TRUST INC | W Whitney George | Vice President | Jul 18, 2013 | Buy | $7.24 | 12,628 | 91,364 | 1,602,038 | Jul 19, 2013, 03:56 PM | |
| FUND | ROYCE FOCUS TRUST INC | W Whitney George | Vice President | Jul 17, 2013 | Buy | $7.22 | 4,009 | 28,945 | 1,589,410 | Jul 18, 2013, 04:00 PM | |
| FUND | ROYCE FOCUS TRUST INC | W Whitney George | Vice President | Jul 16, 2013 | Buy | $7.20 | 19,512 | 140,486 | 1,585,401 | Jul 17, 2013, 04:02 PM | |
| FUND | ROYCE FOCUS TRUST INC | W Whitney George | Vice President | Jul 15, 2013 | Buy | $7.18 | 13,851 | 99,450 | 1,565,889 | Jul 16, 2013, 04:00 PM | |
| FUND | ROYCE FOCUS TRUST INC | W Whitney George | Vice President | Jul 12, 2013 | Buy | $7.20 | 8,196 | 59,011 | 1,552,038 | Jul 15, 2013, 04:03 PM | |
| FUND | ROYCE FOCUS TRUST INC | W Whitney George | Vice President | Jul 11, 2013 | Buy | $7.12 | 28,092 | 200,015 | 1,543,842 | Jul 12, 2013, 04:00 PM | |
| FUND | ROYCE FOCUS TRUST INC | W Whitney George | Vice President | Jun 05, 2013 | Buy | $7.18 | 2,400 | 17,232 | 1,496,374 | Jun 06, 2013, 04:01 PM | |
| FUND | ROYCE FOCUS TRUST INC | W Whitney George | Vice President | Jun 03, 2013 | Buy | $7.15 | 473 | 3,382 | 1,493,974 | Jun 04, 2013, 04:07 PM | |
| FUND | ROYCE FOCUS TRUST INC | W Whitney George | Vice President | May 22, 2013 | Buy | $7.17 | 383 | 2,746 | 1,484,001 | May 23, 2013, 04:07 PM | |
| FUND | ROYCE FOCUS TRUST INC | W Whitney George | Vice President | May 23, 2013 | Buy | $7.16 | 9,500 | 68,041 | 1,493,501 | May 23, 2013, 04:07 PM | |
| FUND | ROYCE FOCUS TRUST INC | W Whitney George | Vice President | May 20, 2013 | Buy | $7.21 | 119,900 | 864,219 | 1,483,618 | May 21, 2013, 03:17 PM |