| Symbol | Company | Owner | Relationship | Date | Transaction | Cost | # Shares | Value ($) | Total Shares | Filing | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MS | MORGAN STANLEY | James P. Gorman | Chairman and CEO | Feb 01, 2013 | Tax Payment (Shares) | $23.35 | 81,630 | 1,906,469 | 964,814 | Feb 05, 2013, 07:01 PM | |
| MS | MORGAN STANLEY | James P. Gorman | Chairman of the Board and CEO | Oct 25, 2012 | Gift | - | 11,616 | - | 1,060,857 | Nov 16, 2012, 05:20 PM | |
| MS | MORGAN STANLEY | James P. Gorman | Chairman of the Board and CEO | Apr 30, 2012 | Gift | - | 1,463 | - | 1,069,790 | May 18, 2012, 04:52 PM | |
| MS | MORGAN STANLEY | James P. Gorman | Chairman of the Board and CEO | Feb 09, 2012 | Gift | - | 1,222 | - | 976,009 | Feb 17, 2012, 05:32 PM | |
| MS | MORGAN STANLEY | James P. Gorman | Chairman of the Board and CEO | Feb 03, 2012 | Gift | - | 2,480 | - | 977,231 | Feb 17, 2012, 05:32 PM | |
| MS | MORGAN STANLEY | James P. Gorman | Chairman of the Board and CEO | Jan 20, 2012 | Tax Payment (Shares) | $18.12 | 42,194 | 764,555 | 1,078,640 | Jan 24, 2012, 06:28 PM | |
| MS | MORGAN STANLEY | James P. Gorman | President and CEO | Nov 15, 2011 | Gift | - | 12,588 | - | 841,805 | Nov 16, 2011, 05:40 PM | |
| MS | MORGAN STANLEY | James P. Gorman | President and CEO | Aug 04, 2011 | Buy | $20.62 | 100,000 | 2,062,070 | 854,393 | Aug 04, 2011, 10:30 AM | |
| MS | MORGAN STANLEY | James P. Gorman | President and CEO | May 20, 2011 | Gift | - | 2,972 | - | 100,000 | May 23, 2011, 04:48 PM | |
| MS | MORGAN STANLEY | James P. Gorman | President and CEO | Apr 27, 2011 | Gift | - | 13,662 | - | 754,393 | May 23, 2011, 04:48 PM | |
| MS | MORGAN STANLEY | James P. Gorman | President and CEO | Feb 04, 2011 | Gift | - | 1,000 | - | 757,679 | Feb 17, 2011, 05:10 PM | |
| MS | MORGAN STANLEY | James P. Gorman | President and CEO | Jul 23, 2010 | Gift | - | 8,000 | - | 628,870 | Jul 30, 2010, 05:13 PM | |
| MS | MORGAN STANLEY | James P. Gorman | President and CEO | Jul 23, 2010 | Gift | - | 16,000 | - | 628,870 | Jul 30, 2010, 05:13 PM |
