| ETFC | | E TRADE FINANCIAL Corp | Matthew J. Audette | EVP & Chief Financial Officer | Feb 07, 2014 | Sale | $19.98 | 3,092 | 61,769 | 182,113 | Feb 10, 2014, 06:19 PM |
| ETFC | | E TRADE FINANCIAL Corp | Karl A. Roessner | EVP & General Counsel | Feb 06, 2014 | Tax Payment (Shares) | $19.51 | 7,162 | 139,766 | 214,671 | Feb 10, 2014, 06:19 PM |
| ETFC | | E TRADE FINANCIAL Corp | Karl A. Roessner | EVP & General Counsel | Feb 07, 2014 | Sale | $19.97 | 2,611 | 52,142 | 212,060 | Feb 10, 2014, 06:19 PM |
| ETFC | | E TRADE FINANCIAL Corp | Paul Idzik | Chief Executive Officer | Jan 22, 2014 | Tax Payment (Shares) | $21.45 | 115,042 | 2,468,226 | 760,870 | Jan 24, 2014, 05:01 PM |
| ETFC | | E TRADE FINANCIAL Corp | Paul Idzik | Chief Executive Officer | Jan 23, 2014 | Sale | $21.19 | 10,950 | 232,045 | 749,920 | Jan 24, 2014, 05:01 PM |
| ETFC | | E TRADE FINANCIAL Corp | Matthew J. Audette | EVP & Chief Financial Officer | Jan 06, 2014 | Sale | $20.34 | 1,294 | 26,322 | 192,826 | Jan 07, 2014, 05:01 PM |
| ETFC | | E TRADE FINANCIAL Corp | Matthew J. Audette | EVP & Chief Financial Officer | Jan 03, 2014 | Tax Payment (Shares) | $20.09 | 3,473 | 69,773 | 194,120 | Jan 07, 2014, 05:01 PM |
| ETFC | | E TRADE FINANCIAL Corp | Rodger A. Lawson | Director | Dec 04, 2013 | Buy | $18.15 | 2,754 | 49,995 | 27,169 | Dec 06, 2013, 05:30 PM |
| ETFC | | E TRADE FINANCIAL Corp | Matthew J. Audette | EVP & Chief Financial Officer | Nov 27, 2013 | Sale | $17.88 | 8,809 | 157,480 | 197,593 | Dec 02, 2013, 05:01 PM |
| ETFC | | E TRADE FINANCIAL Corp | Karl A. Roessner | EVP & General Counsel | Nov 27, 2013 | Sale | $17.88 | 14,825 | 265,001 | 221,833 | Dec 02, 2013, 05:01 PM |
| ET | | E TRADE FINANCIAL Corp | Rodger A. Lawson | Director | May 13, 2013 | Buy | $11.16 | 4,479 | 49,986 | 24,415 | May 13, 2013, 05:01 PM |
| ETFC | | E TRADE FINANCIAL Corp | Citadel Advisors LLC | Director | Mar 13, 2011 | Sale | $11.28 | 27,394,448 | 309,009,366 | 0 | Mar 15, 2013, 04:41 PM |
| ETFC | | E TRADE FINANCIAL Corp | Nicholas Utton | EVP & Chief Marketing Officer | Feb 11, 2013 | Tax Payment (Shares) | $11.03 | 6,221 | 68,602 | 334,136 | Feb 12, 2013, 05:04 PM |
| ETFC | | E TRADE FINANCIAL Corp | Nicholas Utton | EVP & Chief Marketing Officer | Feb 09, 2013 | Tax Payment (Shares) | $10.97 | 10,447 | 114,604 | 344,232 | Feb 12, 2013, 05:04 PM |
| ETFC | | E TRADE FINANCIAL Corp | Nicholas Utton | EVP & Chief Marketing Officer | Feb 10, 2013 | Tax Payment (Shares) | $10.97 | 3,875 | 42,509 | 340,357 | Feb 12, 2013, 05:04 PM |
| ETFC | | E TRADE FINANCIAL Corp | Michael John Curcio | EVP & Pres, E*TRADE Securities | Feb 09, 2013 | Tax Payment (Shares) | $10.97 | 14,903 | 163,486 | 393,776 | Feb 12, 2013, 05:01 PM |
| ETFC | | E TRADE FINANCIAL Corp | Michael John Curcio | EVP & Pres, E*TRADE Securities | Feb 10, 2013 | Tax Payment (Shares) | $10.97 | 5,075 | 55,673 | 388,701 | Feb 12, 2013, 05:01 PM |
| ETFC | | E TRADE FINANCIAL Corp | Michael John Curcio | EVP & Pres, E*TRADE Securities | Feb 11, 2013 | Tax Payment (Shares) | $11.03 | 8,774 | 96,755 | 379,927 | Feb 12, 2013, 05:01 PM |
| ETFC | | E TRADE FINANCIAL Corp | Matthew J. Audette | EVP & Chief Financial Officer | Feb 09, 2013 | Tax Payment (Shares) | $10.97 | 6,075 | 66,643 | 211,032 | Feb 12, 2013, 05:01 PM |
| ETFC | | E TRADE FINANCIAL Corp | Matthew J. Audette | EVP & Chief Financial Officer | Feb 10, 2013 | Tax Payment (Shares) | $10.97 | 705 | 7,734 | 210,327 | Feb 12, 2013, 05:01 PM |
| ETFC | | E TRADE FINANCIAL Corp | Matthew J. Audette | EVP & Chief Financial Officer | Feb 11, 2013 | Tax Payment (Shares) | $11.03 | 3,925 | 43,283 | 206,402 | Feb 12, 2013, 05:01 PM |
| ETFC | | E TRADE FINANCIAL Corp | Matthew J. Audette | EVP & Chief Financial Officer | Jan 03, 2013 | Tax Payment (Shares) | $9.19 | 3,647 | 33,534 | 134,652 | Jan 04, 2013, 05:01 PM |
| ETFC | | E TRADE FINANCIAL Corp | Rodger A. Lawson | Director | Aug 13, 2012 | Buy | $8.45 | 7,528 | 63,611 | 15,361 | Aug 13, 2012, 04:46 PM |
| ETFC | | E TRADE FINANCIAL Corp | Frank J. Petrilli | Board Member | Aug 13, 2012 | Buy | $8.39 | 119,250 | 999,995 | 137,887 | Aug 13, 2012, 04:46 PM |
| ET | | E TRADE FINANCIAL Corp | Rodger A. Lawson | Director | Feb 27, 2012 | Buy | $9.51 | 1,313 | 12,485 | 2,679 | Feb 28, 2012, 05:00 PM |
| ETFC | | E TRADE FINANCIAL Corp | Greg Framke | EVP & Chief Operating Officer | Feb 10, 2012 | Tax Payment (Shares) | $9.15 | 4,371 | 39,995 | 300,360 | Feb 13, 2012, 06:32 PM |
| ETFC | | E TRADE FINANCIAL Corp | Greg Framke | EVP & Chief Operating Officer | Feb 11, 2012 | Tax Payment (Shares) | $9.15 | 6,622 | 60,591 | 293,738 | Feb 13, 2012, 06:32 PM |
| ETFC | | E TRADE FINANCIAL Corp | Nicholas Utton | EVP & Chief Marketing Officer | Feb 10, 2012 | Tax Payment (Shares) | $9.15 | 4,026 | 36,838 | 292,037 | Feb 13, 2012, 06:32 PM |
| ETFC | | E TRADE FINANCIAL Corp | Nicholas Utton | EVP & Chief Marketing Officer | Feb 11, 2012 | Tax Payment (Shares) | $9.15 | 6,070 | 55,540 | 285,967 | Feb 13, 2012, 06:32 PM |
| ETFC | | E TRADE FINANCIAL Corp | Steven J. Freiberg | Chief Executive Officer | Feb 10, 2012 | Tax Payment (Shares) | $9.15 | 7,733 | 70,757 | 556,746 | Feb 13, 2012, 06:31 PM |
| ETFC | | E TRADE FINANCIAL Corp | Michael John Curcio | EVP & Pres, E*TRADE Securities | Feb 10, 2012 | Tax Payment (Shares) | $9.15 | 5,210 | 47,671 | 325,643 | Feb 13, 2012, 06:31 PM |
| ETFC | | E TRADE FINANCIAL Corp | Michael John Curcio | EVP & Pres, E*TRADE Securities | Feb 11, 2012 | Tax Payment (Shares) | $9.15 | 8,581 | 78,516 | 317,062 | Feb 13, 2012, 06:31 PM |
| ETFC | | E TRADE FINANCIAL Corp | Matthew J. Audette | EVP & Chief Financial Officer | Feb 11, 2012 | Tax Payment (Shares) | $9.15 | 3,830 | 35,044 | 138,299 | Feb 13, 2012, 06:31 PM |
| ETFC | | E TRADE FINANCIAL Corp | Matthew J. Audette | EVP & Chief Financial Officer | Feb 10, 2012 | Tax Payment (Shares) | $9.15 | 688 | 6,295 | 142,129 | Feb 13, 2012, 06:31 PM |
| ET | | E TRADE FINANCIAL Corp | Frank J. Petrilli | Director | Feb 01, 2012 | Buy | $8.45 | 11,500 | 97,150 | 13,483 | Feb 01, 2012, 05:01 PM |
| ETFC | | E TRADE FINANCIAL Corp | Matthew J. Audette | EVP & Chief Financial Officer | Jan 03, 2012 | Tax Payment (Shares) | $8.35 | 3,488 | 29,125 | 77,100 | Jan 05, 2012, 06:00 PM |
| ETFC | | E TRADE FINANCIAL Corp | Nicholas Utton | EVP & Chief Marketing Officer | Dec 31, 2011 | Tax Payment (Shares) | $7.97 | 16,485 | 131,303 | 186,534 | Jan 04, 2012, 08:15 PM |
| ETFC | | E TRADE FINANCIAL Corp | Greg Framke | EVP & COO | Dec 31, 2011 | Tax Payment (Shares) | $7.97 | 19,139 | 152,442 | 167,820 | Jan 04, 2012, 08:15 PM |
| ETFC | | E TRADE FINANCIAL Corp | Michael John Curcio | EVP & Pres, E*TRADE Securities | Dec 31, 2011 | Tax Payment (Shares) | $7.97 | 20,795 | 165,632 | 188,466 | Jan 04, 2012, 08:15 PM |
| ETFC | | E TRADE FINANCIAL Corp | Citadel Advisors LLC | Director | Dec 19, 2011 | Buy | $7.49 | 1,975 | 14,793 | 26,729 | Dec 21, 2011, 04:02 PM |
| ETFC | | E TRADE FINANCIAL Corp | Lewis E. Randall | Director | Nov 21, 2011 | Sale | $8.35 | 14,000 | 116,872 | 65,871 | Dec 20, 2011, 05:59 PM |
| ETFC | | E TRADE FINANCIAL Corp | Lewis E. Randall | Director | Nov 21, 2011 | Sale | $8.35 | 14,000 | 116,872 | 74,528 | Dec 12, 2011, 06:00 PM |
| ETFC | | E TRADE FINANCIAL Corp | Lewis E. Randall | Director | Jul 26, 2011 | Sale | $16.28 | 14,000 | 227,863 | 121,871 | Dec 05, 2011, 06:01 PM |
| ETFC | | E TRADE FINANCIAL Corp | Lewis E. Randall | Director | Oct 26, 2011 | Sale | $10.35 | 14,000 | 144,844 | 79,871 | Dec 05, 2011, 06:01 PM |
| ETFC | | E TRADE FINANCIAL Corp | Lewis E. Randall | Director | Sep 26, 2011 | Sale | $9.68 | 14,000 | 135,577 | 93,871 | Dec 05, 2011, 06:01 PM |
| ETFC | | E TRADE FINANCIAL Corp | Lewis E. Randall | Director | May 12, 2011 | Award/Grant | $1.43 | 3,086 | 4,428 | 8,657 | Dec 05, 2011, 06:00 PM |
| ET | | E TRADE FINANCIAL Corp | Lewis E. Randall | Director | Aug 25, 2011 | Sale | $10.64 | 14,000 | 149,016 | 107,871 | Dec 05, 2011, 06:00 PM |
| ETFC | | E TRADE FINANCIAL Corp | Nicholas Utton | EVP & Chief Marketing Officer | Nov 23, 2011 | Buy | $8.02 | 6,000 | 48,119 | 203,019 | Nov 28, 2011, 06:01 PM |
| ETFC | | E TRADE FINANCIAL Corp | Lewis E. Randall | Director | Nov 21, 2011 | Sale | $8.35 | 14,000 | 116,872 | 74,528 | Nov 23, 2011, 07:06 PM |
| ETFC | | E TRADE FINANCIAL Corp | Citadel Advisors LLC | Director | Nov 02, 2011 | Buy | $10.22 | 5,200 | 53,144 | 29,954 | Nov 02, 2011, 08:38 PM |
| ETFC | | E TRADE FINANCIAL Corp | Citadel Advisors LLC | Director | Oct 27, 2011 | Sale | $11.41 | 1,200 | 13,692 | 24,754 | Nov 02, 2011, 08:38 PM |
| ETFC | | E TRADE FINANCIAL Corp | Citadel Advisors LLC | Director | Nov 02, 2011 | Sale | $10.33 | 5,200 | 53,716 | 24,754 | Nov 02, 2011, 08:38 PM |
| ETFC | | E TRADE FINANCIAL Corp | Citadel Advisors LLC | Director | Oct 28, 2011 | Buy | $11.60 | 2,500 | 29,000 | 27,254 | Nov 02, 2011, 08:38 PM |
| ETFC | | E TRADE FINANCIAL Corp | Citadel Advisors LLC | Director | Oct 28, 2011 | Sale | $11.63 | 2,500 | 29,075 | 24,754 | Nov 02, 2011, 08:38 PM |
| ETFC | | E TRADE FINANCIAL Corp | Citadel Advisors LLC | Director | Oct 31, 2011 | Buy | $10.85 | 4,500 | 48,825 | 29,254 | Nov 02, 2011, 08:38 PM |
| ETFC | | E TRADE FINANCIAL Corp | Citadel Advisors LLC | Director | Oct 31, 2011 | Sale | $10.88 | 4,500 | 48,960 | 24,754 | Nov 02, 2011, 08:38 PM |
| ETFC | | E TRADE FINANCIAL Corp | Citadel Advisors LLC | Director | Oct 27, 2011 | Buy | $11.32 | 1,200 | 13,584 | 25,954 | Nov 02, 2011, 08:38 PM |
| ETFC | | E TRADE FINANCIAL Corp | Lewis E. Randall | Director | Oct 26, 2011 | Sale | $10.35 | 14,000 | 144,844 | 2,793 | Oct 27, 2011, 06:00 PM |
| ETFC | | E TRADE FINANCIAL Corp | Matthew J. Audette | EVP & Chief Financial Officer | Oct 23, 2011 | Tax Payment (Shares) | $9.85 | 91 | 896 | 80,588 | Oct 25, 2011, 06:00 PM |
| ETFC | | E TRADE FINANCIAL CORP | Lewis E. Randall | Director | Sep 26, 2011 | Sale | $9.68 | 14,000 | 135,577 | 16,793 | Sep 28, 2011, 06:00 AM |
| ETFC | | E TRADE FINANCIAL CORP | Lewis E. Randall | Director | Aug 25, 2011 | Sale | $10.64 | 14,000 | 149,016 | 30,793 | Aug 29, 2011, 06:00 PM |
| ETFC | | E TRADE FINANCIAL CORP | Nicholas Utton | EVP & Chief Marketing Officer | Aug 22, 2011 | Buy | $10.05 | 10,000 | 100,500 | 197,019 | Aug 24, 2011, 06:00 PM |
| ETFC | | E TRADE FINANCIAL CORP | Steven J. Freiberg | CHIEF EXECUTIVE OFFICER | Aug 10, 2011 | Buy | $10.89 | 93,000 | 1,012,770 | 235,892 | Aug 10, 2011, 06:00 PM |
| ETFC | | E TRADE FINANCIAL CORP | Lewis E. Randall | Director | Jul 26, 2011 | Sale | $16.28 | 14,000 | 227,863 | 44,793 | Jul 28, 2011, 06:00 PM |
| ETFC | | E TRADE FINANCIAL CORP | Lewis E. Randall | Director | May 12, 2011 | Award/Grant | $1.43 | 3,086 | 4,428 | 58,793 | May 16, 2011, 07:11 PM |
| ET | | E TRADE FINANCIAL CORP | Citadel Advisors LLC | Director | May 02, 2011 | Option/RSU Exercise | $10.34 | 27,394,388 | 283,257,976 | 27,394,448 | May 03, 2011, 05:21 PM |
| ETFC | | E TRADE FINANCIAL CORP | Citadel Advisors LLC | Director | Apr 25, 2011 | Option/RSU Exercise | $10.34 | 2,979,593 | 30,808,992 | 27,500,060 | Apr 27, 2011, 04:16 PM |
| ETFC | | E TRADE FINANCIAL CORP | Citadel Advisors LLC | Director | Apr 25, 2011 | Sale | $16.38 | 27,500,000 | 450,449,977 | 60 | Apr 27, 2011, 04:16 PM |
| ETFC | | E TRADE FINANCIAL CORP | Citadel Advisors LLC | Director | Feb 28, 2011 | Option/RSU Exercise | $10.34 | 20,927,947 | 216,394,975 | 24,520,467 | Mar 01, 2011, 06:26 PM |
| ET | | E TRADE FINANCIAL CORP | Citadel Advisors LLC | Director | Feb 23, 2011 | Option/RSU Exercise | $10.34 | 5,810,058 | 60,076,001 | 27,542,520 | Feb 25, 2011, 05:35 PM |
| ET | | E TRADE FINANCIAL CORP | Citadel Advisors LLC | Director | Feb 23, 2011 | Sale | $15.91 | 23,950,000 | 381,044,496 | 3,592,520 | Feb 25, 2011, 05:35 PM |
| ETFC | | E TRADE FINANCIAL CORP | Matthew J. Audette | CHIEF FINANCIAL OFFICER | Feb 20, 2011 | Tax Payment (Shares) | $17.81 | 4,871 | 86,753 | 80,746 | Feb 23, 2011, 06:11 PM |
| ETFC | | E TRADE FINANCIAL CORP | Matthew J. Audette | CHIEF FINANCIAL OFFICER | Feb 21, 2011 | Tax Payment (Shares) | $17.81 | 67 | 1,193 | 80,698 | Feb 23, 2011, 06:11 PM |
| ETFC | | E TRADE FINANCIAL CORP | Michael John Curcio | EVP&Pres. E*TRADESecuritiesLLC | Feb 20, 2011 | Tax Payment (Shares) | $17.81 | 21,841 | 388,988 | 209,261 | Feb 23, 2011, 06:10 PM |
| ETFC | | E TRADE FINANCIAL CORP | Greg Framke | EVP & Chief Info. & Ops. Ofc. | Feb 20, 2011 | Tax Payment (Shares) | $17.81 | 17,868 | 318,229 | 186,959 | Feb 23, 2011, 06:06 PM |
| ETFC | | E TRADE FINANCIAL CORP | Nicholas Utton | EVP & Chief Marketing Officer | Feb 20, 2011 | Tax Payment (Shares) | $17.81 | 13,401 | 238,672 | 187,089 | Feb 23, 2011, 06:04 PM |
| ETFC | | E TRADE FINANCIAL CORP | Matthew J. Audette | CHIEF FINANCIAL OFFICER | Feb 11, 2011 | Tax Payment (Shares) | $17.77 | 3,546 | 63,012 | 85,617 | Feb 14, 2011, 08:02 PM |
| ETFC | | E TRADE FINANCIAL CORP | Michael John Curcio | EVP&Pres. E*TRADESecuritiesLLC | Feb 11, 2011 | Tax Payment (Shares) | $17.77 | 8,745 | 155,399 | 231,211 | Feb 14, 2011, 08:02 PM |
| ETFC | | E TRADE FINANCIAL CORP | Michael John Curcio | EVP&Pres. E*TRADESecuritiesLLC | Feb 13, 2011 | Tax Payment (Shares) | $17.77 | 109 | 1,937 | 231,108 | Feb 14, 2011, 08:02 PM |
| ETFC | | E TRADE FINANCIAL CORP | Nicholas Utton | EVP & Chief Marketing Officer | Feb 11, 2011 | Tax Payment (Shares) | $17.77 | 6,213 | 110,405 | 200,490 | Feb 14, 2011, 08:00 PM |
| ETFC | | E TRADE FINANCIAL CORP | Greg Framke | EVP & Chief Info. & Ops. Ofc. | Feb 13, 2011 | Tax Payment (Shares) | $17.77 | 98 | 1,741 | 204,915 | Feb 14, 2011, 07:56 PM |
| ETFC | | E TRADE FINANCIAL CORP | Greg Framke | EVP & Chief Info. & Ops. Ofc. | Feb 11, 2011 | Tax Payment (Shares) | $17.77 | 6,780 | 120,481 | 204,925 | Feb 14, 2011, 07:56 PM |
| ETFC | | E TRADE FINANCIAL CORP | Lewis E. Randall | Director | May 28, 2009 | Award/Grant | $1.43 | 17,421 | 24,999 | 526,383 | Feb 14, 2011, 07:55 PM |
| ETFC | | E TRADE FINANCIAL CORP | Nicholas Utton | EVP & Chief Marketing Officer | Dec 31, 2010 | Tax Payment (Shares) | $15.93 | 9,570 | 152,402 | 164,711 | Jan 04, 2011, 06:07 PM |
| ETFC | | E TRADE FINANCIAL CORP | Bruce P. Nolop | EVP & CHIEF FINANCIAL OFFICER | Dec 31, 2010 | Tax Payment (Shares) | $15.93 | 17,726 | 282,287 | 110,790 | Jan 04, 2011, 06:07 PM |
| ETFC | | E TRADE FINANCIAL CORP | Greg Framke | EVP & Chief Info. & Ops. Ofc. | Dec 31, 2010 | Tax Payment (Shares) | $15.93 | 9,570 | 152,402 | 165,972 | Jan 04, 2011, 06:07 PM |
| ETFC | | E TRADE FINANCIAL CORP | Michael John Curcio | EVP&Pres. E*TRADESecuritiesLLC | Dec 31, 2010 | Tax Payment (Shares) | $15.93 | 10,398 | 165,588 | 190,412 | Jan 04, 2011, 06:07 PM |