| Symbol | Company | Owner | Relationship | Date | Transaction | Cost | # Shares | Value ($) | Total Shares | Filing | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OXSQ | Oxford Square Capital Corp. | COHEN JONATHAN H | Chief Executive Officer | Jun 14, 2023 | Option Exercise | $2.66 | 568,122 | 1,511,205 | 2,272,489 | Jul 06, 2023, 03:20 PM | |
| OXSQ | Oxford Square Capital Corp. | COHEN JONATHAN H | Chief Executive Officer | May 27, 2022 | Buy | $4.03 | 1,773 | 7,143 | 1,704,368 | May 31, 2022, 02:39 PM | |
| OXSQ | Oxford Square Capital Corp. | COHEN JONATHAN H | Chief Executive Officer | May 24, 2022 | Buy | $3.99 | 4,206 | 16,786 | 1,701,763 | May 26, 2022, 10:43 AM | |
| OXSQ | Oxford Square Capital Corp. | COHEN JONATHAN H | Chief Executive Officer | May 25, 2022 | Buy | $4.00 | 832 | 3,328 | 1,702,595 | May 26, 2022, 10:43 AM | |
| OXSQ | Oxford Square Capital Corp. | COHEN JONATHAN H | Chief Executive Officer | May 20, 2022 | Buy | $3.99 | 4,374 | 17,465 | 1,696,808 | May 23, 2022, 05:51 PM | |
| OXSQ | Oxford Square Capital Corp. | COHEN JONATHAN H | Chief Executive Officer | May 23, 2022 | Buy | $4.00 | 749 | 2,995 | 1,697,557 | May 23, 2022, 05:51 PM | |
| OXSQ | Oxford Square Capital Corp. | COHEN JONATHAN H | Chief Executive Officer | May 18, 2022 | Buy | $4.09 | 10,027 | 40,960 | 1,692,434 | May 19, 2022, 08:39 PM | |
| OXSQ | Oxford Square Capital Corp. | COHEN JONATHAN H | Chief Executive Officer | May 16, 2022 | Buy | $4.03 | 13,801 | 55,590 | 1,678,006 | May 17, 2022, 07:24 PM | |
| OXSQ | Oxford Square Capital Corp. | COHEN JONATHAN H | Chief Executive Officer | May 17, 2022 | Buy | $4.08 | 4,401 | 17,943 | 1,682,407 | May 17, 2022, 07:24 PM | |
| OXSQ | Oxford Square Capital Corp. | COHEN JONATHAN H | Chief Executive Officer | May 12, 2022 | Buy | $3.89 | 27,292 | 106,248 | 1,654,923 | May 16, 2022, 08:52 AM | |
| OXSQ | Oxford Square Capital Corp. | COHEN JONATHAN H | Chief Executive Officer | May 13, 2022 | Buy | $3.98 | 9,282 | 36,915 | 1,664,205 | May 16, 2022, 08:52 AM | |
| OXSQ | Oxford Square Capital Corp. | COHEN JONATHAN H | Chief Executive Officer | May 11, 2022 | Buy | $3.98 | 4,256 | 16,947 | 1,627,631 | May 12, 2022, 11:34 AM | |
| OXSQ | Oxford Square Capital Corp. | COHEN JONATHAN H | Chief Executive Officer | May 10, 2022 | Buy | $4.00 | 9,119 | 36,467 | 1,623,375 | May 12, 2022, 11:34 AM | |
| OXSQ | Oxford Square Capital Corp. | COHEN JONATHAN H | Chief Executive Officer | May 06, 2022 | Buy | $4.09 | 12,707 | 51,934 | 1,597,009 | May 09, 2022, 08:04 PM | |
| OXSQ | Oxford Square Capital Corp. | COHEN JONATHAN H | Chief Executive Officer | May 09, 2022 | Buy | $3.98 | 17,247 | 68,574 | 1,614,256 | May 09, 2022, 08:04 PM | |
| OXSQ | Oxford Square Capital Corp. | COHEN JONATHAN H | Chief Executive Officer | May 04, 2022 | Buy | $4.08 | 13,446 | 54,819 | 1,581,553 | May 06, 2022, 09:21 AM | |
| OXSQ | Oxford Square Capital Corp. | COHEN JONATHAN H | Chief Executive Officer | May 05, 2022 | Buy | $4.09 | 2,749 | 11,254 | 1,584,302 | May 06, 2022, 09:21 AM | |
| OXSQ | Oxford Square Capital Corp. | COHEN JONATHAN H | Chief Executive Officer | May 02, 2022 | Buy | $4.00 | 21,635 | 86,540 | 1,555,272 | May 04, 2022, 09:03 AM | |
| OXSQ | Oxford Square Capital Corp. | COHEN JONATHAN H | Chief Executive Officer | May 03, 2022 | Buy | $4.05 | 12,835 | 51,930 | 1,568,107 | May 04, 2022, 09:03 AM | |
| OXSQ | Oxford Square Capital Corp. | COHEN JONATHAN H | Chief Executive Officer | Mar 23, 2022 | Buy | $4.09 | 8,653 | 35,388 | 1,528,870 | Mar 25, 2022, 09:19 AM | |
| OXSQ | Oxford Square Capital Corp. | COHEN JONATHAN H | Chief Executive Officer | Mar 24, 2022 | Buy | $4.10 | 4,767 | 19,532 | 1,533,637 | Mar 25, 2022, 09:19 AM | |
| OXSQ | Oxford Square Capital Corp. | COHEN JONATHAN H | Chief Executive Officer | Mar 21, 2022 | Buy | $4.09 | 100 | 409 | 1,518,574 | Mar 22, 2022, 05:34 PM | |
| OXSQ | Oxford Square Capital Corp. | COHEN JONATHAN H | Chief Executive Officer | Mar 22, 2022 | Buy | $4.10 | 1,643 | 6,731 | 1,520,217 | Mar 22, 2022, 05:34 PM | |
| OXSQ | Oxford Square Capital Corp. | COHEN JONATHAN H | Chief Executive Officer | Mar 18, 2022 | Buy | $4.05 | 9,624 | 39,015 | 1,518,474 | Mar 22, 2022, 05:34 PM | |
| OXSQ | Oxford Square Capital Corp. | COHEN JONATHAN H | Chief Executive Officer | Mar 16, 2022 | Buy | $3.99 | 9,727 | 38,775 | 1,506,245 | Mar 17, 2022, 06:55 PM | |
| OXSQ | Oxford Square Capital Corp. | COHEN JONATHAN H | Chief Executive Officer | Mar 17, 2022 | Buy | $4.01 | 2,606 | 10,451 | 1,508,851 | Mar 17, 2022, 06:55 PM | |
| OXSQ | Oxford Square Capital Corp. | COHEN JONATHAN H | Chief Executive Officer | Mar 11, 2022 | Buy | $3.96 | 6,600 | 26,167 | 1,489,768 | Mar 14, 2022, 06:19 PM | |
| OXSQ | Oxford Square Capital Corp. | COHEN JONATHAN H | Chief Executive Officer | Mar 14, 2022 | Buy | $3.96 | 6,750 | 26,759 | 1,496,518 | Mar 14, 2022, 06:19 PM | |
| OXSQ | Oxford Square Capital Corp. | COHEN JONATHAN H | Chief Executive Officer | Mar 09, 2022 | Buy | $3.99 | 5,744 | 22,915 | 1,474,043 | Mar 11, 2022, 09:17 AM | |
| OXSQ | Oxford Square Capital Corp. | COHEN JONATHAN H | Chief Executive Officer | Mar 10, 2022 | Buy | $3.93 | 9,125 | 35,844 | 1,483,168 | Mar 11, 2022, 09:17 AM | |
| OXSQ | Oxford Square Capital Corp. | COHEN JONATHAN H | Chief Executive Officer | Dec 21, 2021 | Buy | $3.87 | 10,337 | 39,999 | 1,460,464 | Dec 23, 2021, 11:27 AM | |
| OXSQ | Oxford Square Capital Corp. | COHEN JONATHAN H | Chief Executive Officer | Dec 22, 2021 | Buy | $3.97 | 7,835 | 31,117 | 1,468,299 | Dec 23, 2021, 11:27 AM | |
| OXSQ | Oxford Square Capital Corp. | COHEN JONATHAN H | Chief Executive Officer | Dec 20, 2021 | Buy | $3.82 | 12,679 | 48,472 | 1,450,127 | Dec 21, 2021, 03:48 PM | |
| OXSQ | Oxford Square Capital Corp. | COHEN JONATHAN H | Chief Executive Officer | Dec 17, 2021 | Buy | $3.92 | 5,316 | 20,840 | 1,437,448 | Dec 21, 2021, 03:48 PM | |
| OXSQ | Oxford Square Capital Corp. | COHEN JONATHAN H | Chief Executive Officer | Sep 22, 2021 | Buy | $4.08 | 700 | 2,856 | 1,419,632 | Sep 24, 2021, 04:13 PM | |
| OXSQ | Oxford Square Capital Corp. | COHEN JONATHAN H | Chief Executive Officer | Sep 23, 2021 | Buy | $4.09 | 12,500 | 51,096 | 1,432,132 | Sep 24, 2021, 04:13 PM | |
| OXSQ | Oxford Square Capital Corp. | COHEN JONATHAN H | Chief Executive Officer | Sep 20, 2021 | Buy | $4.03 | 1,115 | 4,490 | 1,414,981 | Sep 22, 2021, 03:34 PM | |
| OXSQ | Oxford Square Capital Corp. | COHEN JONATHAN H | Chief Executive Officer | Sep 21, 2021 | Buy | $4.07 | 3,951 | 16,076 | 1,418,932 | Sep 22, 2021, 03:34 PM | |
| OXSQ | Oxford Square Capital Corp. | COHEN JONATHAN H | Chief Executive Officer | Aug 19, 2021 | Buy | $4.20 | 1,650 | 6,929 | 1,413,866 | Aug 23, 2021, 04:02 PM | |
| OXLC | Oxford Lane Capital Corp. | COHEN JONATHAN H | Chief Executive Officer | Mar 18, 2020 | Buy | $2.29 | 24,728 | 56,642 | 234,728 | Mar 19, 2020, 10:11 AM | |
| OXSQ | Oxford Square Capital Corp. | COHEN JONATHAN H | Chief Executive Officer | Mar 13, 2020 | Buy | $2.66 | 7,662 | 20,352 | 1,412,068 | Mar 17, 2020, 01:04 PM | |
| OXLC | Oxford Lane Capital Corp. | COHEN JONATHAN H | Chief Executive Officer | Mar 12, 2020 | Option Exercise | $25.06 | 21,474 | 538,078 | 42,970 | Mar 16, 2020, 01:03 PM | |
| OXLC | Oxford Lane Capital Corp. | COHEN JONATHAN H | Chief Executive Officer | Nov 25, 2019 | Buy | $25.48 | 20,000 | 509,604 | 64,444 | Nov 26, 2019, 04:56 PM | |
| OXSQ | Oxford Square Capital Corp. | COHEN JONATHAN H | Chief Executive Officer | Apr 17, 2018 | Buy | $6.13 | 110 | 674 | 1,405,099 | Apr 18, 2018, 10:29 AM | |
| OXSQ | Oxford Square Capital Corp. | COHEN JONATHAN H | Chief Executive Officer | Apr 16, 2018 | Buy | $6.14 | 1,204 | 7,387 | 1,404,973 | Apr 18, 2018, 10:29 AM | |
| OXSQ | Oxford Square Capital Corp. | COHEN JONATHAN H | Chief Executive Officer | Apr 11, 2018 | Buy | $6.11 | 181 | 1,106 | 1,402,761 | Apr 13, 2018, 04:15 PM | |
| OXSQ | Oxford Square Capital Corp. | COHEN JONATHAN H | Chief Executive Officer | Apr 12, 2018 | Buy | $6.13 | 230 | 1,410 | 1,402,991 | Apr 13, 2018, 04:15 PM | |
| OXSQ | Oxford Square Capital Corp. | COHEN JONATHAN H | Chief Executive Officer | Apr 13, 2018 | Buy | $6.12 | 778 | 4,764 | 1,403,769 | Apr 13, 2018, 04:15 PM | |
| OXSQ | Oxford Square Capital Corp. | COHEN JONATHAN H | Chief Executive Officer | Apr 06, 2018 | Buy | $6.20 | 323 | 2,002 | 1,402,581 | Apr 10, 2018, 05:08 PM | |
| OXSQ | Oxford Square Capital Corp. | COHEN JONATHAN H | Chief Executive Officer | Apr 02, 2018 | Buy | $6.12 | 2,188 | 13,397 | 1,400,442 | Apr 04, 2018, 04:16 PM | |
| OXSQ | Oxford Square Capital Corp. | COHEN JONATHAN H | Chief Executive Officer | Apr 03, 2018 | Buy | $6.19 | 1,817 | 11,243 | 1,402,258 | Apr 04, 2018, 04:16 PM | |
| OXSQ | Oxford Square Capital Corp. | COHEN JONATHAN H | Chief Executive Officer | Mar 28, 2018 | Buy | $6.03 | 3,930 | 23,707 | 1,394,946 | Mar 29, 2018, 04:11 PM | |
| OXSQ | Oxford Square Capital Corp. | COHEN JONATHAN H | Chief Executive Officer | Mar 29, 2018 | Buy | $6.14 | 3,309 | 20,318 | 1,398,254 | Mar 29, 2018, 04:11 PM | |
| OXSQ | Oxford Square Capital Corp. | COHEN JONATHAN H | Chief Executive Officer | Mar 26, 2018 | Buy | $6.15 | 4,100 | 25,208 | 1,385,962 | Mar 27, 2018, 04:16 PM | |
| OXSQ | Oxford Square Capital Corp. | COHEN JONATHAN H | Chief Executive Officer | Mar 27, 2018 | Buy | $5.99 | 5,504 | 32,975 | 1,391,016 | Mar 27, 2018, 04:16 PM | |
| OXSQ | Oxford Square Capital Corp. | COHEN JONATHAN H | Chief Executive Officer | Mar 23, 2018 | Buy | $6.21 | 1,966 | 12,204 | 1,381,862 | Mar 27, 2018, 04:16 PM | |
| TICC | Oxford Square Capital Corp. | COHEN JONATHAN H | Chief Executive Officer | Mar 20, 2018 | Buy | $6.13 | 3,723 | 22,832 | 1,374,310 | Mar 22, 2018, 04:56 PM | |
| TICC | Oxford Square Capital Corp. | COHEN JONATHAN H | Chief Executive Officer | Mar 21, 2018 | Buy | $6.08 | 2,569 | 15,625 | 1,376,879 | Mar 22, 2018, 04:56 PM | |
| TICC | Oxford Square Capital Corp. | COHEN JONATHAN H | Chief Executive Officer | Mar 22, 2018 | Buy | $6.15 | 3,017 | 18,569 | 1,379,896 | Mar 22, 2018, 04:56 PM | |
| TICC | Oxford Street Capital Corp. | COHEN JONATHAN H | Chief Executive Officer | Mar 15, 2018 | Buy | $6.08 | 5,262 | 32,008 | 1,358,352 | Mar 19, 2018, 04:12 PM | |
| TICC | Oxford Street Capital Corp. | COHEN JONATHAN H | Chief Executive Officer | Mar 16, 2018 | Buy | $6.12 | 5,907 | 36,165 | 1,364,258 | Mar 19, 2018, 04:12 PM | |
| TICC | Oxford Street Capital Corp. | COHEN JONATHAN H | Chief Executive Officer | Mar 19, 2018 | Buy | $6.05 | 6,329 | 38,283 | 1,370,587 | Mar 19, 2018, 04:12 PM | |
| TICC | TICC Capital Corp. | COHEN JONATHAN H | Chief Executive Officer | Mar 12, 2018 | Buy | $6.36 | 4,234 | 26,937 | 1,342,262 | Mar 14, 2018, 04:11 PM | |
| TICC | TICC Capital Corp. | COHEN JONATHAN H | Chief Executive Officer | Mar 13, 2018 | Buy | $6.25 | 5,360 | 33,482 | 1,347,621 | Mar 14, 2018, 04:11 PM | |
| TICC | TICC Capital Corp. | COHEN JONATHAN H | Chief Executive Officer | Mar 14, 2018 | Buy | $6.24 | 5,469 | 34,100 | 1,353,090 | Mar 14, 2018, 04:11 PM | |
| TICC | TICC Capital Corp. | COHEN JONATHAN H | Chief Executive Officer | Mar 07, 2018 | Buy | $6.27 | 2,855 | 17,902 | 1,330,409 | Mar 09, 2018, 04:20 PM | |
| TICC | TICC Capital Corp. | COHEN JONATHAN H | Chief Executive Officer | Mar 08, 2018 | Buy | $6.31 | 3,282 | 20,698 | 1,333,690 | Mar 09, 2018, 04:20 PM | |
| TICC | TICC Capital Corp. | COHEN JONATHAN H | Chief Executive Officer | Mar 09, 2018 | Buy | $6.38 | 4,338 | 27,663 | 1,338,028 | Mar 09, 2018, 04:20 PM | |
| TICC | TICC Capital Corp. | COHEN JONATHAN H | Chief Executive Officer | Mar 05, 2018 | Buy | $6.20 | 4,039 | 25,032 | 1,323,976 | Mar 06, 2018, 04:21 PM | |
| TICC | TICC Capital Corp. | COHEN JONATHAN H | Chief Executive Officer | Mar 06, 2018 | Buy | $6.26 | 3,578 | 22,382 | 1,327,554 | Mar 06, 2018, 04:21 PM | |
| TICC | TICC Capital Corp. | COHEN JONATHAN H | Chief Executive Officer | Mar 02, 2018 | Buy | $6.07 | 4,402 | 26,709 | 1,319,938 | Mar 06, 2018, 04:21 PM | |
| TICC | TICC Capital Corp. | COHEN JONATHAN H | Chief Executive Officer | Feb 27, 2018 | Buy | $6.03 | 6,604 | 39,811 | 1,306,146 | Mar 01, 2018, 04:26 PM | |
| TICC | TICC Capital Corp. | COHEN JONATHAN H | Chief Executive Officer | Feb 28, 2018 | Buy | $6.06 | 5,850 | 35,429 | 1,311,996 | Mar 01, 2018, 04:26 PM | |
| TICC | TICC Capital Corp. | COHEN JONATHAN H | Chief Executive Officer | Mar 01, 2018 | Buy | $6.08 | 3,900 | 23,694 | 1,315,896 | Mar 01, 2018, 04:26 PM | |
| TICC | TICC Capital Corp. | COHEN JONATHAN H | Chief Executive Officer | Feb 26, 2018 | Buy | $5.88 | 3,688 | 21,685 | 1,299,542 | Feb 26, 2018, 04:19 PM | |
| TICC | TICC Capital Corp. | COHEN JONATHAN H | Chief Executive Officer | Feb 22, 2018 | Buy | $5.71 | 1,619 | 9,251 | 1,292,887 | Feb 26, 2018, 04:19 PM | |
| TICC | TICC Capital Corp. | COHEN JONATHAN H | Chief Executive Officer | Feb 23, 2018 | Buy | $5.76 | 2,967 | 17,087 | 1,295,854 | Feb 26, 2018, 04:19 PM | |
| TICC | TICC Capital Corp. | COHEN JONATHAN H | Chief Executive Officer | Feb 16, 2018 | Buy | $5.68 | 3,688 | 20,942 | 1,282,462 | Feb 21, 2018, 06:43 PM | |
| TICC | TICC Capital Corp. | COHEN JONATHAN H | Chief Executive Officer | Feb 20, 2018 | Buy | $5.64 | 5,487 | 30,966 | 1,287,949 | Feb 21, 2018, 06:43 PM | |
| TICC | TICC Capital Corp. | COHEN JONATHAN H | Chief Executive Officer | Feb 21, 2018 | Buy | $5.70 | 3,320 | 18,920 | 1,291,268 | Feb 21, 2018, 06:43 PM | |
| TICC | TICC Capital Corp. | COHEN JONATHAN H | Chief Executive Officer | Feb 15, 2018 | Buy | $5.70 | 3,374 | 19,227 | 1,278,775 | Feb 15, 2018, 05:10 PM | |
| TICC | TICC Capital Corp. | COHEN JONATHAN H | Chief Executive Officer | Feb 13, 2018 | Buy | $5.60 | 3,739 | 20,928 | 1,272,657 | Feb 15, 2018, 05:10 PM | |
| TICC | TICC Capital Corp. | COHEN JONATHAN H | Chief Executive Officer | Feb 14, 2018 | Buy | $5.65 | 2,744 | 15,496 | 1,275,401 | Feb 15, 2018, 05:10 PM | |
| TICC | TICC Capital Corp. | COHEN JONATHAN H | Chief Executive Officer | Feb 08, 2018 | Buy | $5.54 | 4,889 | 27,063 | 1,257,258 | Feb 12, 2018, 04:52 PM | |
| TICC | TICC Capital Corp. | COHEN JONATHAN H | Chief Executive Officer | Feb 09, 2018 | Buy | $5.50 | 4,301 | 23,662 | 1,261,559 | Feb 12, 2018, 04:52 PM | |
| TICC | TICC Capital Corp. | COHEN JONATHAN H | Chief Executive Officer | Feb 12, 2018 | Buy | $5.51 | 7,360 | 40,542 | 1,268,918 | Feb 12, 2018, 04:52 PM | |
| TICC | TICC Capital Corp. | COHEN JONATHAN H | Chief Executive Officer | Dec 20, 2017 | Buy | $5.83 | 8,086 | 47,152 | 1,245,614 | Dec 21, 2017, 04:48 PM | |
| TICC | TICC Capital Corp. | COHEN JONATHAN H | Chief Executive Officer | Dec 21, 2017 | Buy | $5.84 | 6,737 | 39,338 | 1,252,351 | Dec 21, 2017, 04:48 PM | |
| TICC | TICC Capital Corp. | COHEN JONATHAN H | Chief Executive Officer | Dec 15, 2017 | Buy | $5.84 | 8,498 | 49,664 | 1,205,767 | Dec 19, 2017, 04:43 PM | |
| TICC | TICC Capital Corp. | COHEN JONATHAN H | Chief Executive Officer | Dec 18, 2017 | Buy | $5.81 | 31,161 | 181,083 | 1,236,928 | Dec 19, 2017, 04:43 PM | |
| TICC | TICC Capital Corp. | COHEN JONATHAN H | Chief Executive Officer | Dec 19, 2017 | Buy | $5.75 | 601 | 3,454 | 1,237,528 | Dec 19, 2017, 04:43 PM | |
| TICC | TICC Capital Corp. | COHEN JONATHAN H | Chief Executive Officer | Dec 11, 2017 | Buy | $6.10 | 450 | 2,745 | 1,170,087 | Dec 13, 2017, 05:02 PM | |
| TICC | TICC Capital Corp. | COHEN JONATHAN H | Chief Executive Officer | Dec 12, 2017 | Buy | $6.08 | 22,737 | 138,148 | 1,192,824 | Dec 13, 2017, 05:02 PM | |
| TICC | TICC Capital Corp. | COHEN JONATHAN H | Chief Executive Officer | Dec 13, 2017 | Buy | $5.94 | 4,445 | 26,422 | 1,197,269 | Dec 13, 2017, 05:02 PM | |
| TICC | TICC Capital Corp. | COHEN JONATHAN H | Chief Executive Officer | Nov 21, 2017 | Buy | $6.09 | 1,050 | 6,393 | 1,169,617 | Nov 24, 2017, 03:43 PM | |
| TICC | TICC Capital Corp. | COHEN JONATHAN H | Chief Executive Officer | Nov 22, 2017 | Buy | $6.10 | 20 | 122 | 1,169,637 | Nov 24, 2017, 03:43 PM | |
| TICC | TICC Capital Corp. | COHEN JONATHAN H | Chief Executive Officer | Nov 20, 2017 | Buy | $6.08 | 1,869 | 11,370 | 1,168,567 | Nov 20, 2017, 04:43 PM | |
| TICC | TICC Capital Corp. | COHEN JONATHAN H | Chief Executive Officer | Nov 16, 2017 | Buy | $6.07 | 2,956 | 17,938 | 1,164,455 | Nov 20, 2017, 04:43 PM | |
| TICC | TICC Capital Corp. | COHEN JONATHAN H | Chief Executive Officer | Nov 17, 2017 | Buy | $6.06 | 2,243 | 13,587 | 1,166,698 | Nov 20, 2017, 04:43 PM | |
| TICC | TICC Capital Corp. | COHEN JONATHAN H | Chief Executive Officer | Nov 13, 2017 | Buy | $6.02 | 12,916 | 77,774 | 1,148,886 | Nov 15, 2017, 04:45 PM |
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