SVB Financial Group. (SIVB) NASDAQ
$106.04 - (-)
Market Cap: -
As of 03/09/23 12:00 AM EST. Market closed.
SVB Financial Group. (SIVB)
NASDAQ
$106.04
- (-)
Market Cap: -
As of 03/09/23 12:00 AM EST. Market closed.
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For more than 35 years, SVB Financial Group and its subsidiaries have helped innovative companies and their investors move bold ideas forward, fast. SVB Financial Group's businesses, including Silicon Valley Bank, offer commercial and private banking, asset management, private wealth management, brokerage and investment services and funds management services to companies in the technology, life ... read more
For more than 35 years, SVB Financial Group and its subsidiaries have helped innovative companies and their investors move bold ideas forward, fast. SVB Financial Group's businesses, including Silicon Valley Bank, offer commercial and private banking, asset management, private wealth management, brokerage and investment services and funds management services to companies in the technology, life science and healthcare, private equity and venture capital, and premium wine industries. Headquartered in Santa Clara, California, SVB Financial Group operates in centers of innovation around the world. read less
COMPANY PROFILE
Sector
Finance and Insurance
Industry
Commercial Banking
CEO
Gregory Becker
Full Time Employees
3,600
CEO Compensation (Base)
$953,654
CEO Compensation (Total)
$7.65M
Sector
Finance and Insurance
Industry
Commercial Banking
CEO
Gregory Becker
Full Time Employees
3,600
CEO Compensation (Base)
$953,654
CEO Compensation (Total)
$7.65M
URL
Address
3003 Tasman Dr, California, Santa Clara, 95054.
PRICE CHART FOR SVB FINANCIAL GROUP
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NEWS
INSIDEARBITRAGE ARTICLES
KEY STATS
Open
-
Previous Close
$106.04
Days Range
- - -
52 week range
- - -
Volume
38,746,481
Avg. Volume (30 days)
0
Market Cap
-
Dividend Yield
-
P/E
-
Shares Outstanding
59,274,631
Open
-
Previous Close
$106.04
Days Range
- - -
52 week range
- - -
Volume
38,746,481
Avg. Volume (30 days)
0
Market Cap
-
Dividend Yield
-
P/E
-
Shares Outstanding
59,274,631
FINANCIAL STATEMENTS FOR SVB FINANCIAL GROUP
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INSIDER TRANSACTIONS FOR SVB FINANCIAL GROUP
| Owner | Relationship | Date | Transaction | Cost | # Shares | Value($) | Total Shares | Form 4 |
| Daniels Richard Devon | Director | Jun 22, 2023 | Buy | $0.39 | 500 | 195 | 1,010 | Jun 23, 2023, 06:55 PM |
| Daniels Richard Devon | Director | Jun 20, 2023 | Sale | $0.47 | 500 | 235 | 510 | Jun 23, 2023, 06:55 PM |
| Beck Daniel J | Chief Financial Officer | Feb 27, 2023 | Sale | $287.59 | 2,000 | 575,180 | 4,207 | Mar 01, 2023, 05:18 PM |
| BECKER GREGORY W | President and CEO | Feb 27, 2023 | Option Exercise | $105.18 | 12,451 | 1,309,596 | 105,003 | Mar 01, 2023, 05:12 PM |
| BECKER GREGORY W | President and CEO | Feb 27, 2023 | Sale | $287.42 | 12,451 | 3,578,652 | 104,104 | Mar 01, 2023, 05:12 PM |
| DRAPER MICHELLE | Chief Marketing Officer | Feb 01, 2023 | Option Exercise | $178.39 | 165 | 29,434 | 3,971 | Feb 03, 2023, 10:47 AM |
| DRAPER MICHELLE | Chief Marketing Officer | Feb 01, 2023 | Sale | $300.69 | 974 | 292,872 | 3,162 | Feb 03, 2023, 10:47 AM |
| Zuckert Michael S | General Counsel | Jan 31, 2023 | Option Exercise | $302.44 | 605 | 182,976 | 12,070 | Feb 02, 2023, 03:21 PM |
| DRAPER MICHELLE | Chief Marketing Officer | Jan 31, 2023 | Option Exercise | $302.44 | 455 | 137,610 | 3,806 | Feb 02, 2023, 03:21 PM |
| Descheneaux Michael | President, Silicon Valley Bank | Jan 31, 2023 | Option Exercise | $302.44 | 942 | 284,898 | 25,489 | Feb 02, 2023, 03:21 PM |
| Cox Philip C | Chief Operations Officer | Jan 31, 2023 | Option Exercise | $302.44 | 613 | 185,396 | 10,166 | Feb 02, 2023, 03:20 PM |
| BECKER GREGORY W | President and CEO | Jan 31, 2023 | Option Exercise | $302.44 | 3,549 | 1,073,360 | 92,552 | Feb 02, 2023, 03:20 PM |
| Beck Daniel J | Chief Financial Officer | Jan 31, 2023 | Option Exercise | $302.44 | 801 | 242,254 | 6,207 | Feb 02, 2023, 03:20 PM |
| DRAPER MICHELLE | Chief Marketing Officer | Jan 20, 2023 | Option Exercise | $178.39 | 165 | 29,434 | 4,426 | Jan 24, 2023, 10:55 AM |
| DRAPER MICHELLE | Chief Marketing Officer | Jan 20, 2023 | Sale | $300.00 | 165 | 49,500 | 4,261 | Jan 24, 2023, 10:55 AM |
| Matthews Beverly Kay | Director | Jan 03, 2023 | Buy | $232.06 | 1,000 | 232,061 | 2,374 | Jan 05, 2023, 04:45 PM |
| DRAPER MICHELLE | Chief Marketing Officer | Dec 28, 2022 | Option Exercise | $105.18 | 2,414 | 253,905 | 5,411 | Dec 30, 2022, 01:45 PM |
| DRAPER MICHELLE | Chief Marketing Officer | Dec 28, 2022 | Sale | $215.61 | 2,414 | 520,483 | 2,997 | Dec 30, 2022, 01:45 PM |
| Beck Daniel J | Chief Financial Officer | Jun 30, 2022 | Option Exercise | $335.74 | 36 | 12,087 | 5,331 | Dec 05, 2022, 03:04 PM |
| Beck Daniel J | Chief Financial Officer | Dec 01, 2022 | Sale | $231.69 | 580 | 134,380 | 4,751 | Dec 05, 2022, 03:04 PM |
| Cox Philip C | Chief Operations Officer | Jun 30, 2022 | Option Exercise | $335.74 | 36 | 12,087 | 8,522 | Nov 30, 2022, 05:04 PM |
| Cox Philip C | Chief Operations Officer | Nov 28, 2022 | Option Exercise | $217.52 | 40 | 8,701 | 8,482 | Nov 30, 2022, 05:04 PM |
| BECKER GREGORY W | President and CEO | Jun 30, 2022 | Option Exercise | $335.74 | 36 | 12,087 | 87,973 | Nov 30, 2022, 05:04 PM |
| BECKER GREGORY W | President and CEO | Nov 28, 2022 | Option Exercise | $217.52 | 257 | 55,903 | 87,800 | Nov 30, 2022, 05:04 PM |
| Descheneaux Michael | President, Silicon Valley Bank | Jun 30, 2022 | Option Exercise | $335.74 | 36 | 12,087 | 22,819 | Nov 30, 2022, 05:03 PM |
| Descheneaux Michael | President, Silicon Valley Bank | Nov 28, 2022 | Option Exercise | $217.52 | 88 | 19,142 | 22,789 | Nov 30, 2022, 05:03 PM |
| DRAPER MICHELLE | Chief Marketing Officer | Jun 30, 2022 | Option Exercise | $335.74 | 36 | 12,087 | 3,220 | Oct 14, 2022, 06:07 PM |
| DRAPER MICHELLE | Chief Marketing Officer | Oct 13, 2022 | Sale | $393.58 | 36 | 14,169 | 2,997 | Oct 14, 2022, 06:07 PM |
| STAGLIN GAREN K | Director | Jun 07, 2022 | Sale | $484.41 | 500 | 242,203 | 14,175 | Jun 09, 2022, 02:33 PM |
| STAGLIN GAREN K | Director | May 03, 2022 | Sale | $504.02 | 500 | 252,012 | 14,618 | May 05, 2022, 08:20 PM |
| DRAPER MICHELLE | Chief Marketing Officer | May 03, 2022 | Option Exercise | $512.62 | 45 | 23,068 | 3,234 | May 05, 2022, 07:50 PM |
| DRAPER MICHELLE | Chief Marketing Officer | May 03, 2022 | Sale | $505.56 | 790 | 399,392 | 3,279 | May 05, 2022, 07:50 PM |
| DRAPER MICHELLE | Chief Marketing Officer | May 05, 2022 | Sale | $524.79 | 50 | 26,239 | 3,184 | May 05, 2022, 07:50 PM |
| Izurieta Laura | Chief Risk Officer | May 03, 2022 | Option Exercise | $512.62 | 64 | 32,808 | 6,073 | May 05, 2022, 07:42 PM |
| Hon Karen | Chief Accounting Officer | May 03, 2022 | Option Exercise | $512.62 | 29 | 14,866 | 3,633 | May 05, 2022, 07:41 PM |
| Zuckert Michael S | General Counsel | May 03, 2022 | Option Exercise | $512.62 | 64 | 32,808 | 11,050 | May 05, 2022, 07:34 PM |
| Edmonds-Waters Christopher | Chief Human Resources Officer | May 03, 2022 | Option Exercise | $512.62 | 37 | 18,967 | 2,382 | May 05, 2022, 07:34 PM |
| Cox Philip C | Chief Operations Officer | May 03, 2022 | Option Exercise | $512.62 | 59 | 30,245 | 8,486 | May 05, 2022, 06:22 PM |
| Descheneaux Michael | President, Silicon Valley Bank | May 03, 2022 | Option Exercise | $512.62 | 97 | 49,724 | 22,783 | May 05, 2022, 06:21 PM |
| BECKER GREGORY W | President and CEO | May 03, 2022 | Option Exercise | $512.62 | 298 | 152,761 | 87,308 | May 05, 2022, 06:21 PM |
| Beck Daniel J | Chief Financial Officer | May 03, 2022 | Option Exercise | $512.62 | 85 | 43,573 | 5,295 | May 05, 2022, 06:21 PM |
| Izurieta Laura | Chief Risk Officer | May 01, 2022 | Option Exercise | $497.67 | 809 | 402,615 | 6,334 | May 04, 2022, 09:38 PM |
| BECKER GREGORY W | President and CEO | May 01, 2022 | Option Exercise | $497.67 | 3,879 | 1,930,462 | 83,177 | May 04, 2022, 09:33 PM |
| Zuckert Michael S | General Counsel | May 01, 2022 | Option Exercise | $497.67 | 859 | 427,499 | 10,648 | May 04, 2022, 09:23 PM |
| Beck Daniel J | Chief Financial Officer | May 01, 2022 | Option Exercise | $497.67 | 980 | 487,717 | 6,090 | May 04, 2022, 09:22 PM |
| DRAPER MICHELLE | Chief Marketing Officer | May 01, 2022 | Option Exercise | $497.67 | 780 | 388,183 | 3,649 | May 04, 2022, 09:13 PM |
| Cox Philip C | Chief Operations Officer | May 01, 2022 | Option Exercise | $497.67 | 1,311 | 652,445 | 9,637 | May 04, 2022, 09:10 PM |
| Descheneaux Michael | President, Silicon Valley Bank | May 01, 2022 | Option Exercise | $497.67 | 1,458 | 725,603 | 23,884 | May 04, 2022, 09:02 PM |
| Edmonds-Waters Christopher | Chief Human Resources Officer | May 01, 2022 | Option Exercise | $497.67 | 780 | 388,183 | 3,044 | May 04, 2022, 09:00 PM |
| Hon Karen | Chief Accounting Officer | May 01, 2022 | Option Exercise | $497.67 | 202 | 100,529 | 3,699 | May 04, 2022, 08:59 PM |
| DRAPER MICHELLE | Chief Marketing Officer | Mar 01, 2022 | Option Exercise | $105.18 | 269 | 28,293 | 3,587 | Mar 03, 2022, 05:24 PM |
| DRAPER MICHELLE | Chief Marketing Officer | Mar 01, 2022 | Sale | $603.58 | 269 | 162,363 | 3,318 | Mar 03, 2022, 05:24 PM |
| Edmonds-Waters Christopher | Chief Human Resources Officer | Feb 28, 2022 | Sale | $595.08 | 3,851 | 2,291,653 | 1,551 | Mar 02, 2022, 01:18 PM |
| Beck Daniel J | Chief Financial Officer | Feb 28, 2022 | Sale | $595.08 | 2,900 | 1,725,732 | 4,210 | Mar 02, 2022, 01:18 PM |
| Descheneaux Michael | President, Silicon Valley Bank | Feb 07, 2022 | Option Exercise | $178.39 | 975 | 173,930 | 22,354 | Feb 09, 2022, 11:42 AM |
| Descheneaux Michael | President, Silicon Valley Bank | Feb 07, 2022 | Sale | $611.55 | 1,975 | 1,207,811 | 21,379 | Feb 09, 2022, 11:42 AM |
| Beck Daniel J | Chief Financial Officer | Jan 31, 2022 | Option Exercise | $583.90 | 2,751 | 1,606,309 | 8,579 | Feb 02, 2022, 04:38 PM |
| BECKER GREGORY W | President and CEO | Jan 31, 2022 | Option Exercise | $583.90 | 11,063 | 6,459,686 | 88,868 | Feb 02, 2022, 04:37 PM |
| Cox Philip C | Chief Operations Officer | Jan 31, 2022 | Option Exercise | $583.90 | 3,842 | 2,243,344 | 12,669 | Feb 02, 2022, 04:37 PM |
| Cox Philip C | Chief Operations Officer | Feb 01, 2022 | Sale | $580.50 | 4,798 | 2,785,239 | 6,773 | Feb 02, 2022, 04:37 PM |
| Descheneaux Michael | President, Silicon Valley Bank | Jan 31, 2022 | Option Exercise | $583.90 | 4,015 | 2,344,359 | 23,548 | Feb 02, 2022, 04:37 PM |
| DRAPER MICHELLE | Chief Marketing Officer | Jan 31, 2022 | Option Exercise | $583.90 | 2,019 | 1,178,894 | 6,598 | Feb 02, 2022, 04:37 PM |
| DRAPER MICHELLE | Chief Marketing Officer | Feb 01, 2022 | Option Exercise | $105.18 | 268 | 28,188 | 3,318 | Feb 02, 2022, 04:37 PM |
| DRAPER MICHELLE | Chief Marketing Officer | Feb 01, 2022 | Sale | $582.36 | 2,814 | 1,638,753 | 5,596 | Feb 02, 2022, 04:37 PM |
| Edmonds-Waters Christopher | Chief Human Resources Officer | Jan 31, 2022 | Option Exercise | $583.90 | 2,018 | 1,178,310 | 6,136 | Feb 02, 2022, 04:37 PM |
| Izurieta Laura | Chief Risk Officer | Jan 31, 2022 | Option Exercise | $583.90 | 2,033 | 1,187,069 | 5,898 | Feb 02, 2022, 04:37 PM |
| Zuckert Michael S | General Counsel | Jan 31, 2022 | Option Exercise | $583.90 | 2,209 | 1,289,835 | 11,045 | Feb 02, 2022, 04:37 PM |
| Edmonds-Waters Christopher | Chief Human Resources Officer | Dec 30, 2021 | Option Exercise | $480.15 | 5 | 2,401 | 2,855 | Jan 21, 2022, 06:30 PM |
| Cox Philip C | Chief Operations Officer | Jan 10, 2022 | Option Exercise | $240.79 | 5,205 | 1,253,305 | 11,978 | Jan 12, 2022, 10:54 AM |
| Cox Philip C | Chief Operations Officer | Jan 10, 2022 | Sale | $721.39 | 5,205 | 3,754,835 | 11,309 | Jan 12, 2022, 10:54 AM |
| DRAPER MICHELLE | Chief Marketing Officer | Jan 03, 2022 | Option Exercise | $105.18 | 268 | 28,188 | 3,697 | Jan 05, 2022, 01:40 PM |
| DRAPER MICHELLE | Chief Marketing Officer | Jan 03, 2022 | Sale | $683.70 | 268 | 183,232 | 3,429 | Jan 05, 2022, 01:40 PM |
| Descheneaux Michael | President, Silicon Valley Bank | Dec 27, 2021 | Sale | $674.79 | 1,000 | 674,790 | 14,532 | Dec 29, 2021, 04:48 PM |
| Izurieta Laura | Chief Risk Officer | Dec 06, 2021 | Option Exercise | $221.10 | 2,962 | 654,892 | 8,042 | Dec 08, 2021, 01:17 PM |
| Izurieta Laura | Chief Risk Officer | Dec 06, 2021 | Sale | $688.94 | 6,062 | 4,176,354 | 7,324 | Dec 08, 2021, 01:17 PM |
| BECKER GREGORY W | President and CEO | Dec 01, 2021 | Option Exercise | $105.18 | 12,500 | 1,314,750 | 80,173 | Dec 03, 2021, 06:37 PM |
| BECKER GREGORY W | President and CEO | Dec 01, 2021 | Sale | $698.69 | 12,500 | 8,733,605 | 78,873 | Dec 03, 2021, 06:37 PM |
| DRAPER MICHELLE | Chief Marketing Officer | Dec 01, 2021 | Option Exercise | $129.81 | 172 | 22,327 | 3,601 | Dec 03, 2021, 12:20 PM |
| DRAPER MICHELLE | Chief Marketing Officer | Dec 01, 2021 | Sale | $702.49 | 172 | 120,828 | 3,429 | Dec 03, 2021, 12:20 PM |
| Beck Daniel J | Chief Financial Officer | Dec 01, 2021 | Sale | $702.49 | 550 | 386,369 | 3,814 | Dec 03, 2021, 12:11 PM |
| Cox Philip C | Chief Operations Officer | Nov 26, 2021 | Sale | $715.35 | 136 | 97,288 | 6,773 | Nov 30, 2021, 10:42 AM |
| Descheneaux Michael | President, Silicon Valley Bank | Nov 09, 2021 | Option Exercise | $178.39 | 1,000 | 178,390 | 17,732 | Nov 12, 2021, 11:19 AM |
| Descheneaux Michael | President, Silicon Valley Bank | Nov 09, 2021 | Sale | $736.09 | 2,200 | 1,619,398 | 16,732 | Nov 12, 2021, 11:19 AM |
| Edmonds-Waters Christopher | Chief Human Resources Officer | Jun 30, 2021 | Option Exercise | $329.24 | 23 | 7,572 | 2,850 | Nov 09, 2021, 01:31 PM |
| Edmonds-Waters Christopher | Chief Human Resources Officer | Nov 05, 2021 | Option Exercise | $747.52 | 68 | 50,831 | 2,867 | Nov 09, 2021, 01:31 PM |
| Cox Philip C | Chief Operations Officer | Jun 30, 2021 | Option Exercise | $329.24 | 64 | 21,071 | 6,909 | Nov 09, 2021, 01:05 PM |
| Cox Philip C | Chief Operations Officer | Nov 05, 2021 | Option Exercise | $747.52 | 108 | 80,732 | 6,936 | Nov 09, 2021, 01:05 PM |
| DRAPER MICHELLE | Chief Marketing Officer | Nov 01, 2021 | Option Exercise | $129.81 | 172 | 22,327 | 3,601 | Nov 03, 2021, 04:11 PM |
| DRAPER MICHELLE | Chief Marketing Officer | Nov 01, 2021 | Sale | $724.19 | 172 | 124,561 | 3,429 | Nov 03, 2021, 04:11 PM |
| DRAPER MICHELLE | Chief Marketing Officer | Oct 01, 2021 | Option Exercise | $129.81 | 172 | 22,327 | 3,711 | Oct 05, 2021, 02:55 PM |
| DRAPER MICHELLE | Chief Marketing Officer | Oct 01, 2021 | Sale | $650.00 | 299 | 194,350 | 3,539 | Oct 05, 2021, 02:55 PM |
| DRAPER MICHELLE | Chief Marketing Officer | Sep 01, 2021 | Option Exercise | $129.81 | 172 | 22,327 | 3,838 | Sep 03, 2021, 02:50 PM |
| DRAPER MICHELLE | Chief Marketing Officer | Sep 01, 2021 | Sale | $562.25 | 172 | 96,707 | 3,681 | Sep 03, 2021, 02:50 PM |
| Descheneaux Michael | President, Silicon Valley Bank | Jun 30, 2021 | Option Exercise | $329.24 | 64 | 21,071 | 17,732 | Aug 11, 2021, 11:04 AM |
| Descheneaux Michael | President, Silicon Valley Bank | Aug 09, 2021 | Option Exercise | $178.39 | 1,000 | 178,390 | 18,732 | Aug 11, 2021, 11:04 AM |
| Descheneaux Michael | President, Silicon Valley Bank | Aug 09, 2021 | Sale | $584.41 | 2,000 | 1,168,820 | 17,732 | Aug 11, 2021, 11:04 AM |
| DRAPER MICHELLE | Chief Marketing Officer | Aug 02, 2021 | Option Exercise | $129.81 | 172 | 22,327 | 3,838 | Aug 04, 2021, 11:54 AM |
| DRAPER MICHELLE | Chief Marketing Officer | Aug 02, 2021 | Sale | $554.27 | 172 | 95,334 | 3,666 | Aug 04, 2021, 11:54 AM |
| BECKER GREGORY W | President and CEO | Jun 30, 2021 | Option Exercise | $329.24 | 64 | 21,071 | 71,892 | Jul 19, 2021, 03:03 PM |
| BECKER GREGORY W | President and CEO | Jul 15, 2021 | Option Exercise | $129.81 | 16,237 | 2,107,725 | 88,129 | Jul 19, 2021, 03:03 PM |
| BECKER GREGORY W | President and CEO | Jul 15, 2021 | Sale | $584.57 | 16,237 | 9,491,646 | 87,769 | Jul 19, 2021, 03:03 PM |
| STAGLIN GAREN K | Director | Jul 13, 2021 | Buy | $588.02 | 500 | 294,010 | 14,680 | Jul 15, 2021, 11:40 AM |
| DRAPER MICHELLE | Chief Marketing Officer | Jun 30, 2021 | Option Exercise | $329.24 | 64 | 21,071 | 3,998 | Jul 08, 2021, 11:27 AM |
| DRAPER MICHELLE | Chief Marketing Officer | Jul 06, 2021 | Option Exercise | $129.81 | 173 | 22,457 | 4,171 | Jul 08, 2021, 11:27 AM |
| DRAPER MICHELLE | Chief Marketing Officer | Jul 06, 2021 | Sale | $550.00 | 395 | 217,250 | 3,949 | Jul 08, 2021, 11:27 AM |
| STAGLIN GAREN K | Director | Jul 06, 2021 | Buy | $563.04 | 500 | 281,520 | 14,180 | Jul 08, 2021, 11:22 AM |
| Hon Karen | Chief Accounting Officer | Jun 30, 2021 | Option Exercise | $329.24 | 64 | 21,071 | 3,197 | Jul 02, 2021, 02:14 PM |
| Hon Karen | Chief Accounting Officer | Jun 30, 2021 | Sale | $551.85 | 127 | 70,085 | 3,133 | Jul 02, 2021, 02:14 PM |
| STAGLIN GAREN K | Director | Jun 29, 2021 | Buy | $564.55 | 500 | 282,275 | 13,680 | Jul 01, 2021, 11:19 AM |
| STAGLIN GAREN K | Director | Jun 22, 2021 | Buy | $553.94 | 500 | 276,970 | 13,180 | Jun 24, 2021, 11:02 AM |
| Beck Daniel J | Chief Financial Officer | Jun 05, 2021 | Option Exercise | $602.38 | 549 | 330,707 | 5,279 | Jun 09, 2021, 11:30 AM |
| Beck Daniel J | Chief Financial Officer | Jun 07, 2021 | Option Exercise | $239.59 | 4,646 | 1,113,144 | 9,585 | Jun 09, 2021, 11:30 AM |
| Beck Daniel J | Chief Financial Officer | Jun 08, 2021 | Sale | $597.60 | 575 | 343,620 | 4,364 | Jun 09, 2021, 11:30 AM |
| Beck Daniel J | Chief Financial Officer | Jun 07, 2021 | Sale | $597.61 | 4,646 | 2,776,478 | 4,966 | Jun 09, 2021, 11:30 AM |
| Edmonds-Waters Christopher | Chief Human Resources Officer | May 24, 2021 | Sale | $574.27 | 127 | 72,932 | 2,827 | May 26, 2021, 11:11 AM |
| BECKER GREGORY W | President and CEO | May 01, 2021 | Option Exercise | $564.63 | 1,838 | 1,037,790 | 73,790 | May 05, 2021, 07:09 PM |
| BECKER GREGORY W | President and CEO | May 02, 2021 | Option Exercise | $564.63 | 613 | 346,118 | 71,828 | May 05, 2021, 07:09 PM |
| Descheneaux Michael | President, Silicon Valley Bank | May 02, 2021 | Option Exercise | $564.63 | 203 | 114,620 | 19,680 | May 05, 2021, 06:45 PM |
| Descheneaux Michael | President, Silicon Valley Bank | May 01, 2021 | Option Exercise | $564.63 | 648 | 365,880 | 20,361 | May 05, 2021, 06:45 PM |
| Cox Philip C | Chief Operations Officer | May 02, 2021 | Option Exercise | $564.63 | 97 | 54,769 | 6,976 | May 05, 2021, 06:39 PM |
| Cox Philip C | Chief Operations Officer | May 01, 2021 | Option Exercise | $564.63 | 396 | 223,593 | 7,389 | May 05, 2021, 06:39 PM |
| Beck Daniel J | Chief Financial Officer | May 01, 2021 | Option Exercise | $564.63 | 471 | 265,941 | 4,762 | May 05, 2021, 06:26 PM |
| Dunbar Roger F | Director | Mar 01, 2021 | Sale | $533.36 | 4,702 | 2,507,859 | 19,527 | Mar 03, 2021, 11:54 AM |
| Hon Karen | Chief Accounting Officer | Mar 01, 2021 | Option Exercise | $114.51 | 1,391 | 159,281 | 4,797 | Mar 03, 2021, 11:49 AM |
| Hon Karen | Chief Accounting Officer | Mar 01, 2021 | Sale | $531.40 | 1,391 | 739,175 | 3,926 | Mar 03, 2021, 11:49 AM |
| Daniels Richard Devon | Director | Feb 16, 2021 | Buy | $523.30 | 500 | 261,650 | 500 | Feb 18, 2021, 10:23 AM |
| Maggioncalda Jeffrey Nacey | Director | Feb 12, 2021 | Sale | $504.15 | 4,000 | 2,016,596 | 6,553 | Feb 17, 2021, 10:14 AM |
| MITCHELL KATE | Director | Feb 08, 2021 | Sale | $499.00 | 3,985 | 1,988,515 | 3,964 | Feb 10, 2021, 07:23 PM |
| BECKER GREGORY W | President and CEO | Feb 05, 2021 | Sale | $488.97 | 4,570 | 2,234,602 | 69,339 | Feb 09, 2021, 10:31 AM |
| Zuckert Michael S | General Counsel | Feb 05, 2021 | Option Exercise | $178.39 | 1,741 | 310,577 | 8,877 | Feb 09, 2021, 10:29 AM |
| Zuckert Michael S | General Counsel | Feb 05, 2021 | Sale | $488.87 | 1,741 | 851,121 | 7,136 | Feb 09, 2021, 10:29 AM |
| Cox Philip C | Chief Operations Officer | Feb 02, 2021 | Option Exercise | $155.65 | 2,913 | 453,395 | 11,651 | Feb 04, 2021, 10:25 AM |
| Cox Philip C | Chief Operations Officer | Feb 02, 2021 | Sale | $467.90 | 5,285 | 2,472,862 | 10,746 | Feb 04, 2021, 10:25 AM |
| DRAPER MICHELLE | Chief Marketing Officer | Feb 02, 2021 | Option Exercise | $119.94 | 1,885 | 226,093 | 6,483 | Feb 04, 2021, 10:22 AM |
| DRAPER MICHELLE | Chief Marketing Officer | Feb 02, 2021 | Sale | $466.51 | 2,684 | 1,252,118 | 5,631 | Feb 04, 2021, 10:22 AM |
| Izurieta Laura | Chief Risk Officer | Feb 02, 2021 | Option Exercise | $288.01 | 1,807 | 520,434 | 7,904 | Feb 04, 2021, 10:20 AM |
| Izurieta Laura | Chief Risk Officer | Feb 02, 2021 | Sale | $473.73 | 3,365 | 1,594,090 | 6,670 | Feb 04, 2021, 10:20 AM |
| China John | President of SVB Capital | Jan 29, 2021 | Option Exercise | $437.78 | 796 | 348,473 | 22,580 | Feb 02, 2021, 03:14 PM |
| Beck Daniel J | Chief Financial Officer | Jan 29, 2021 | Option Exercise | $437.78 | 1,292 | 565,612 | 4,539 | Feb 02, 2021, 03:14 PM |
| Beck Daniel J | Chief Financial Officer | Feb 01, 2021 | Option Exercise | $250.43 | 859 | 215,119 | 5,398 | Feb 02, 2021, 03:14 PM |
| Beck Daniel J | Chief Financial Officer | Feb 01, 2021 | Sale | $444.66 | 1,489 | 662,099 | 4,539 | Feb 02, 2021, 03:14 PM |
| Descheneaux Michael | President, Silicon Valley Bank | Jan 29, 2021 | Option Exercise | $437.78 | 1,559 | 682,499 | 18,374 | Feb 02, 2021, 03:14 PM |
| Cadieux Marc C | Chief Credit Officer | Jan 29, 2021 | Option Exercise | $437.78 | 914 | 400,131 | 15,274 | Feb 02, 2021, 03:13 PM |
| Cox Philip C | Chief Operations Officer | Jan 29, 2021 | Option Exercise | $437.78 | 494 | 216,263 | 8,738 | Feb 02, 2021, 02:55 PM |
| DRAPER MICHELLE | Chief Marketing Officer | Jan 29, 2021 | Option Exercise | $437.78 | 445 | 194,812 | 4,598 | Feb 02, 2021, 02:53 PM |
| Edmonds-Waters Christopher | Chief Human Resources Officer | Jan 29, 2021 | Option Exercise | $437.78 | 449 | 196,563 | 2,596 | Feb 02, 2021, 02:51 PM |
| Zuckert Michael S | General Counsel | Jan 29, 2021 | Option Exercise | $437.78 | 679 | 297,253 | 7,136 | Feb 02, 2021, 02:49 PM |
| Izurieta Laura | Chief Risk Officer | Jan 29, 2021 | Option Exercise | $437.78 | 556 | 243,406 | 6,097 | Feb 02, 2021, 12:00 AM |
| BECKER GREGORY W | President and CEO | Jan 29, 2021 | Option Exercise | $437.78 | 4,495 | 1,967,821 | 73,909 | Feb 02, 2021, 12:00 AM |
| BECKER GREGORY W | President and CEO | Jan 27, 2021 | Option Exercise | $107.98 | 12,000 | 1,295,760 | 92,904 | Jan 29, 2021, 04:16 PM |
| BECKER GREGORY W | President and CEO | Jan 27, 2021 | Sale | $462.85 | 12,000 | 5,554,161 | 92,104 | Jan 29, 2021, 04:16 PM |
| Descheneaux Michael | President, Silicon Valley Bank | Jan 27, 2021 | Option Exercise | $128.36 | 3,158 | 405,368 | 25,591 | Jan 29, 2021, 04:09 PM |
| Descheneaux Michael | President, Silicon Valley Bank | Jan 28, 2021 | Sale | $453.50 | 2,500 | 1,133,749 | 20,462 | Jan 29, 2021, 04:09 PM |
| Descheneaux Michael | President, Silicon Valley Bank | Jan 27, 2021 | Sale | $471.59 | 3,158 | 1,489,269 | 22,433 | Jan 29, 2021, 04:09 PM |
| Zuckert Michael S | General Counsel | Jan 27, 2021 | Option Exercise | $115.21 | 5,575 | 642,301 | 13,390 | Jan 29, 2021, 04:08 PM |
| Zuckert Michael S | General Counsel | Jan 27, 2021 | Sale | $466.22 | 5,575 | 2,599,174 | 13,290 | Jan 29, 2021, 04:08 PM |
| Cadieux Marc C | Chief Credit Officer | Jan 27, 2021 | Option Exercise | $107.98 | 4,479 | 483,642 | 20,667 | Jan 29, 2021, 04:05 PM |
| Cadieux Marc C | Chief Credit Officer | Jan 27, 2021 | Sale | $465.10 | 4,479 | 2,083,183 | 16,188 | Jan 29, 2021, 04:05 PM |
| Edmonds-Waters Christopher | Chief Human Resources Officer | Jan 27, 2021 | Option Exercise | $254.16 | 1,831 | 465,365 | 7,120 | Jan 29, 2021, 04:03 PM |
| Edmonds-Waters Christopher | Chief Human Resources Officer | Jan 27, 2021 | Sale | $465.10 | 4,075 | 1,895,283 | 6,272 | Jan 29, 2021, 04:03 PM |
| Edmonds-Waters Christopher | Chief Human Resources Officer | Jun 30, 2020 | Option Exercise | $183.20 | 32 | 5,862 | 4,032 | Jan 22, 2021, 12:59 PM |
| Edmonds-Waters Christopher | Chief Human Resources Officer | Dec 31, 2020 | Option Exercise | $175.34 | 13 | 2,279 | 4,045 | Jan 22, 2021, 12:59 PM |
| Cox Philip C | Chief Operations Officer | Dec 31, 2020 | Option Exercise | $175.34 | 4 | 701 | 7,591 | Jan 22, 2021, 12:54 PM |
| DRAPER MICHELLE | Chief Marketing Officer | Dec 01, 2020 | Option Exercise | $107.98 | 213 | 23,000 | 4,012 | Dec 03, 2020, 01:54 PM |
| DRAPER MICHELLE | Chief Marketing Officer | Dec 01, 2020 | Sale | $355.12 | 213 | 75,641 | 3,799 | Dec 03, 2020, 01:54 PM |
| China John | President of SVB Capital | Nov 13, 2020 | Option Exercise | $178.39 | 990 | 176,606 | 22,103 | Nov 17, 2020, 11:00 AM |
| China John | President of SVB Capital | Nov 13, 2020 | Sale | $345.00 | 990 | 341,550 | 21,113 | Nov 17, 2020, 11:00 AM |
| Descheneaux Michael | President, Silicon Valley Bank | Nov 09, 2020 | Sale | $332.71 | 2,650 | 881,681 | 18,473 | Nov 10, 2020, 07:38 PM |
| China John | President of SVB Capital | Nov 06, 2020 | Option Exercise | $105.18 | 3,799 | 399,579 | 24,912 | Nov 10, 2020, 02:56 PM |
| China John | President of SVB Capital | Nov 06, 2020 | Sale | $315.00 | 3,799 | 1,196,685 | 21,113 | Nov 10, 2020, 02:56 PM |
| Cox Philip C | Chief Operations Officer | Nov 06, 2020 | Sale | $313.06 | 480 | 150,269 | 7,587 | Nov 10, 2020, 02:55 PM |
| Cox Philip C | Chief Operations Officer | Nov 03, 2020 | Sale | $310.17 | 244 | 75,681 | 8,067 | Nov 05, 2020, 08:03 PM |
| DRAPER MICHELLE | Chief Marketing Officer | Nov 02, 2020 | Option Exercise | $107.98 | 213 | 23,000 | 4,012 | Nov 04, 2020, 10:36 AM |
| DRAPER MICHELLE | Chief Marketing Officer | Nov 02, 2020 | Sale | $292.64 | 213 | 62,332 | 3,799 | Nov 04, 2020, 10:36 AM |
| China John | President of SVB Capital | Nov 02, 2020 | Option Exercise | $115.62 | 1,264 | 146,149 | 22,377 | Nov 04, 2020, 10:33 AM |
| China John | President of SVB Capital | Nov 02, 2020 | Sale | $292.64 | 1,264 | 369,897 | 21,649 | Nov 04, 2020, 10:33 AM |
| Descheneaux Michael | President, Silicon Valley Bank | Oct 20, 2020 | Option Exercise | $129.81 | 1,495 | 194,066 | 22,618 | Oct 22, 2020, 06:37 PM |
| Descheneaux Michael | President, Silicon Valley Bank | Oct 20, 2020 | Sale | $280.00 | 1,495 | 418,600 | 21,123 | Oct 22, 2020, 06:37 PM |
| China John | President of SVB Capital | Oct 01, 2020 | Option Exercise | $129.81 | 1,264 | 164,080 | 22,377 | Oct 05, 2020, 02:40 PM |
| China John | President of SVB Capital | Oct 01, 2020 | Sale | $243.06 | 1,264 | 307,228 | 21,113 | Oct 05, 2020, 02:40 PM |
| DRAPER MICHELLE | Chief Marketing Officer | Oct 01, 2020 | Option Exercise | $107.98 | 213 | 23,000 | 4,200 | Oct 05, 2020, 02:35 PM |
| DRAPER MICHELLE | Chief Marketing Officer | Oct 01, 2020 | Sale | $243.06 | 213 | 51,772 | 3,987 | Oct 05, 2020, 02:35 PM |
| Zuckert Michael S | General Counsel | Sep 03, 2020 | Option Exercise | $122.55 | 800 | 98,040 | 7,257 | Sep 08, 2020, 06:18 PM |
| Zuckert Michael S | General Counsel | Sep 03, 2020 | Sale | $262.71 | 800 | 210,168 | 6,457 | Sep 08, 2020, 06:18 PM |
| Descheneaux Michael | President, Silicon Valley Bank | Sep 02, 2020 | Option Exercise | $105.18 | 2,500 | 262,950 | 23,623 | Sep 04, 2020, 06:34 PM |
| Descheneaux Michael | President, Silicon Valley Bank | Sep 02, 2020 | Sale | $260.00 | 2,500 | 650,000 | 21,123 | Sep 04, 2020, 06:34 PM |
| Izurieta Laura | Chief Risk Officer | Sep 02, 2020 | Option Exercise | $178.39 | 2,156 | 384,609 | 6,999 | Sep 04, 2020, 06:32 PM |
| Izurieta Laura | Chief Risk Officer | Sep 02, 2020 | Sale | $260.00 | 2,156 | 560,560 | 6,281 | Sep 04, 2020, 06:32 PM |
| China John | President of SVB Capital | Sep 01, 2020 | Option Exercise | $129.81 | 1,264 | 164,080 | 22,377 | Sep 03, 2020, 07:50 PM |
| China John | President of SVB Capital | Sep 01, 2020 | Sale | $253.20 | 1,264 | 320,045 | 21,113 | Sep 03, 2020, 07:50 PM |
| DRAPER MICHELLE | Chief Marketing Officer | Sep 01, 2020 | Option Exercise | $107.98 | 213 | 23,000 | 4,200 | Sep 03, 2020, 07:47 PM |
| DRAPER MICHELLE | Chief Marketing Officer | Sep 01, 2020 | Sale | $253.20 | 213 | 53,932 | 3,987 | Sep 03, 2020, 07:47 PM |
| Izurieta Laura | Chief Risk Officer | Sep 01, 2020 | Option Exercise | $256.16 | 415 | 106,306 | 4,843 | Sep 03, 2020, 07:45 PM |
| Robinson John F | Director | Aug 13, 2020 | Sale | $250.26 | 3,000 | 750,783 | 3,023 | Aug 17, 2020, 09:38 AM |
| Descheneaux Michael | President, Silicon Valley Bank | Jun 30, 2020 | Option Exercise | $183.20 | 98 | 17,954 | 23,213 | Aug 12, 2020, 11:17 AM |
| Descheneaux Michael | President, Silicon Valley Bank | Aug 10, 2020 | Sale | $238.83 | 2,090 | 499,155 | 21,123 | Aug 12, 2020, 11:17 AM |
| China John | President of SVB Capital | Aug 03, 2020 | Option Exercise | $116.24 | 1,264 | 146,921 | 22,377 | Aug 05, 2020, 10:20 AM |
| China John | President of SVB Capital | Aug 03, 2020 | Sale | $223.66 | 1,264 | 282,706 | 21,899 | Aug 05, 2020, 10:20 AM |
| DRAPER MICHELLE | Chief Marketing Officer | Aug 03, 2020 | Option Exercise | $107.98 | 213 | 23,000 | 4,411 | Aug 05, 2020, 10:18 AM |
| DRAPER MICHELLE | Chief Marketing Officer | Aug 03, 2020 | Sale | $223.66 | 213 | 47,640 | 4,198 | Aug 05, 2020, 10:18 AM |
| Zuckert Michael S | General Counsel | Aug 03, 2020 | Option Exercise | $122.55 | 1,100 | 134,805 | 7,557 | Aug 05, 2020, 10:17 AM |
| Zuckert Michael S | General Counsel | Aug 03, 2020 | Sale | $223.66 | 1,100 | 246,026 | 6,457 | Aug 05, 2020, 10:17 AM |
| Cox Philip C | Chief Operations Officer | Jun 30, 2020 | Option Exercise | $183.20 | 95 | 17,404 | 8,643 | Jul 30, 2020, 09:19 PM |
| Cox Philip C | Chief Operations Officer | Jul 28, 2020 | Sale | $225.00 | 332 | 74,700 | 8,311 | Jul 30, 2020, 09:19 PM |
| Cadieux Marc C | Chief Credit Officer | Jul 27, 2020 | Sale | $227.83 | 2,000 | 455,660 | 15,378 | Jul 29, 2020, 10:45 AM |
| Zuckert Michael S | General Counsel | Jul 06, 2020 | Option Exercise | $122.55 | 1,200 | 147,060 | 7,657 | Jul 08, 2020, 08:22 PM |
| Zuckert Michael S | General Counsel | Jul 06, 2020 | Sale | $213.26 | 1,200 | 255,912 | 6,457 | Jul 08, 2020, 08:22 PM |
| BECKER GREGORY W | President and CEO | Jun 30, 2020 | Option Exercise | $183.20 | 98 | 17,954 | 71,839 | Jul 06, 2020, 04:14 PM |
| BECKER GREGORY W | President and CEO | Jul 01, 2020 | Option Exercise | $107.98 | 10,745 | 1,160,245 | 82,584 | Jul 06, 2020, 04:14 PM |
| BECKER GREGORY W | President and CEO | Jul 02, 2020 | Option Exercise | $107.98 | 1,598 | 172,552 | 73,437 | Jul 06, 2020, 04:14 PM |
| BECKER GREGORY W | President and CEO | Jul 02, 2020 | Sale | $211.08 | 1,598 | 337,302 | 72,537 | Jul 06, 2020, 04:14 PM |
| BECKER GREGORY W | President and CEO | Jul 01, 2020 | Sale | $211.07 | 10,745 | 2,267,905 | 81,300 | Jul 06, 2020, 04:14 PM |
| China John | President of SVB Capital | Jun 30, 2020 | Option Exercise | $183.20 | 98 | 17,954 | 21,113 | Jul 06, 2020, 04:13 PM |
| China John | President of SVB Capital | Jul 01, 2020 | Option Exercise | $107.98 | 1,264 | 136,487 | 22,377 | Jul 06, 2020, 04:13 PM |
| China John | President of SVB Capital | Jul 01, 2020 | Sale | $213.00 | 1,264 | 269,232 | 21,113 | Jul 06, 2020, 04:13 PM |
| DRAPER MICHELLE | Chief Marketing Officer | Jun 30, 2020 | Option Exercise | $183.20 | 98 | 17,954 | 4,296 | Jul 06, 2020, 04:13 PM |
| DRAPER MICHELLE | Chief Marketing Officer | Jul 01, 2020 | Option Exercise | $107.98 | 213 | 23,000 | 4,509 | Jul 06, 2020, 04:13 PM |
| DRAPER MICHELLE | Chief Marketing Officer | Jul 01, 2020 | Sale | $213.00 | 213 | 45,369 | 4,296 | Jul 06, 2020, 04:13 PM |
| DRAPER MICHELLE | Chief Marketing Officer | Jul 02, 2020 | Sale | $212.54 | 98 | 20,829 | 4,198 | Jul 06, 2020, 04:13 PM |
| Edmonds-Waters Christopher | Chief Human Resources Officer | Jun 22, 2020 | Option Exercise | $105.18 | 804 | 84,565 | 4,804 | Jun 24, 2020, 11:11 AM |
| Edmonds-Waters Christopher | Chief Human Resources Officer | Jun 22, 2020 | Sale | $219.05 | 804 | 176,116 | 4,000 | Jun 24, 2020, 11:11 AM |
| Beck Daniel J | Chief Financial Officer | Jun 05, 2020 | Option Exercise | $235.20 | 436 | 102,547 | 2,797 | Jun 09, 2020, 08:00 PM |
| Beck Daniel J | Chief Financial Officer | Jun 05, 2020 | Option Exercise | $169.49 | 2,205 | 373,725 | 4,765 | Jun 09, 2020, 08:00 PM |
| Beck Daniel J | Chief Financial Officer | Jun 05, 2020 | Sale | $240.15 | 2,205 | 529,531 | 3,662 | Jun 09, 2020, 08:00 PM |
| DRAPER MICHELLE | Chief Marketing Officer | Jun 01, 2020 | Option Exercise | $107.98 | 213 | 23,000 | 4,411 | Jun 03, 2020, 07:42 PM |
| DRAPER MICHELLE | Chief Marketing Officer | Jun 01, 2020 | Sale | $213.41 | 213 | 45,456 | 4,198 | Jun 03, 2020, 07:42 PM |
| Cox Philip C | Chief Operations Officer | Jun 01, 2020 | Sale | $213.41 | 1,397 | 298,134 | 8,548 | Jun 03, 2020, 07:41 PM |
| China John | President of SVB Capital | Jun 01, 2020 | Option Exercise | $107.98 | 1,264 | 136,487 | 22,279 | Jun 03, 2020, 07:39 PM |
| China John | President of SVB Capital | Jun 01, 2020 | Sale | $213.41 | 1,264 | 269,750 | 21,015 | Jun 03, 2020, 07:39 PM |
| China John | President of SVB Capital | May 26, 2020 | Option Exercise | $107.98 | 1,264 | 136,487 | 22,279 | May 28, 2020, 10:00 AM |
| China John | President of SVB Capital | May 26, 2020 | Sale | $200.00 | 1,264 | 252,800 | 21,015 | May 28, 2020, 10:00 AM |
| Descheneaux Michael | President, Silicon Valley Bank | May 11, 2020 | Sale | $183.01 | 1,050 | 192,160 | 23,115 | May 13, 2020, 11:37 AM |
| BECKER GREGORY W | President and CEO | May 02, 2020 | Option Exercise | $182.35 | 1,519 | 276,990 | 72,354 | May 06, 2020, 12:26 PM |
| Cadieux Marc C | Chief Credit Officer | May 02, 2020 | Option Exercise | $182.35 | 295 | 53,793 | 16,497 | May 06, 2020, 12:22 PM |
| China John | President of SVB Capital | May 02, 2020 | Option Exercise | $182.35 | 374 | 68,199 | 21,169 | May 06, 2020, 12:18 PM |
| Cox Philip C | Chief Operations Officer | May 02, 2020 | Option Exercise | $182.35 | 240 | 43,764 | 10,053 | May 06, 2020, 11:58 AM |
| Descheneaux Michael | President, Silicon Valley Bank | May 02, 2020 | Option Exercise | $182.35 | 552 | 100,657 | 24,398 | May 06, 2020, 11:56 AM |
| DRAPER MICHELLE | Chief Marketing Officer | May 02, 2020 | Option Exercise | $182.35 | 158 | 28,811 | 4,694 | May 06, 2020, 11:53 AM |
| DRAPER MICHELLE | Chief Marketing Officer | May 05, 2020 | Sale | $189.03 | 231 | 43,666 | 4,198 | May 06, 2020, 11:53 AM |
| DRAPER MICHELLE | Chief Marketing Officer | May 04, 2020 | Sale | $181.42 | 189 | 34,288 | 4,429 | May 06, 2020, 11:53 AM |
| Edmonds-Waters Christopher | Chief Human Resources Officer | May 02, 2020 | Option Exercise | $182.35 | 142 | 25,894 | 4,060 | May 06, 2020, 11:50 AM |
| Hon Karen | Chief Accounting Officer | May 02, 2020 | Option Exercise | $182.35 | 100 | 18,235 | 3,351 | May 06, 2020, 11:47 AM |
| Izurieta Laura | Chief Risk Officer | May 02, 2020 | Option Exercise | $182.35 | 101 | 18,417 | 4,338 | May 06, 2020, 11:44 AM |
| Zuckert Michael S | General Counsel | May 02, 2020 | Option Exercise | $182.35 | 205 | 37,382 | 6,546 | May 06, 2020, 11:41 AM |
| BECKER GREGORY W | President and CEO | May 01, 2020 | Option Exercise | $184.86 | 1,031 | 190,591 | 70,739 | May 05, 2020, 08:55 PM |
| Zuckert Michael S | General Counsel | May 01, 2020 | Option Exercise | $184.86 | 124 | 22,923 | 6,309 | May 05, 2020, 08:47 PM |
| Izurieta Laura | Chief Risk Officer | May 01, 2020 | Option Exercise | $184.86 | 182 | 33,645 | 4,305 | May 05, 2020, 08:46 PM |
| Hon Karen | Chief Accounting Officer | May 01, 2020 | Option Exercise | $184.86 | 126 | 23,292 | 3,208 | May 05, 2020, 08:44 PM |
| Edmonds-Waters Christopher | Chief Human Resources Officer | May 01, 2020 | Option Exercise | $184.86 | 101 | 18,671 | 3,790 | May 05, 2020, 08:43 PM |
| DRAPER MICHELLE | Chief Marketing Officer | May 01, 2020 | Option Exercise | $184.86 | 101 | 18,671 | 4,441 | May 05, 2020, 08:41 PM |
| DRAPER MICHELLE | Chief Marketing Officer | May 01, 2020 | Option Exercise | $107.98 | 213 | 23,000 | 4,600 | May 05, 2020, 08:41 PM |
| DRAPER MICHELLE | Chief Marketing Officer | May 01, 2020 | Sale | $187.23 | 213 | 39,880 | 4,387 | May 05, 2020, 08:41 PM |
| Descheneaux Michael | President, Silicon Valley Bank | May 01, 2020 | Option Exercise | $184.86 | 416 | 76,902 | 23,716 | May 05, 2020, 08:39 PM |
| China John | President of SVB Capital | May 01, 2020 | Option Exercise | $184.86 | 250 | 46,215 | 20,766 | May 05, 2020, 08:37 PM |
| Cox Philip C | Chief Operations Officer | May 01, 2020 | Option Exercise | $184.86 | 217 | 40,115 | 9,832 | May 05, 2020, 08:36 PM |
| Cadieux Marc C | Chief Credit Officer | May 01, 2020 | Option Exercise | $184.86 | 226 | 41,778 | 16,208 | May 05, 2020, 08:34 PM |
| Beck Daniel J | Chief Financial Officer | May 01, 2020 | Option Exercise | $184.86 | 171 | 31,611 | 1,998 | May 05, 2020, 08:33 PM |
| China John | President of SVB Capital | Apr 28, 2020 | Option Exercise | $107.98 | 1,264 | 136,487 | 21,649 | Apr 30, 2020, 11:23 AM |
| China John | President of SVB Capital | Apr 28, 2020 | Sale | $200.00 | 1,264 | 252,800 | 20,385 | Apr 30, 2020, 11:23 AM |
| Cadieux Marc C | Chief Credit Officer | Apr 27, 2020 | Option Exercise | $71.11 | 3,550 | 252,441 | 18,355 | Apr 29, 2020, 11:05 AM |
| Cadieux Marc C | Chief Credit Officer | Apr 27, 2020 | Sale | $184.37 | 2,503 | 461,478 | 15,852 | Apr 29, 2020, 11:05 AM |
| DRAPER MICHELLE | Chief Marketing Officer | Apr 09, 2020 | Option Exercise | $107.98 | 213 | 23,000 | 4,411 | Apr 13, 2020, 11:22 AM |
| DRAPER MICHELLE | Chief Marketing Officer | Apr 09, 2020 | Sale | $175.00 | 213 | 37,275 | 4,198 | Apr 13, 2020, 11:22 AM |
| DRAPER MICHELLE | Chief Marketing Officer | Mar 02, 2020 | Option Exercise | $107.98 | 213 | 23,000 | 5,029 | Mar 04, 2020, 11:20 AM |
| DRAPER MICHELLE | Chief Marketing Officer | Mar 02, 2020 | Sale | $209.56 | 213 | 44,636 | 4,816 | Mar 04, 2020, 11:20 AM |
| Edmonds-Waters Christopher | Chief Human Resources Officer | Feb 28, 2020 | Sale | $203.12 | 1,174 | 238,463 | 3,547 | Mar 03, 2020, 11:40 AM |
| Hon Karen | Interim Ch. Accounting Officer | Feb 24, 2020 | Option Exercise | $71.11 | 1,430 | 101,687 | 2,887 | Feb 26, 2020, 11:23 AM |
| BECKER GREGORY W | President and CEO | Feb 20, 2020 | Option Exercise | $71.11 | 4,000 | 284,440 | 73,150 | Feb 24, 2020, 11:27 AM |
| BECKER GREGORY W | President and CEO | Feb 20, 2020 | Sale | $270.09 | 4,000 | 1,080,356 | 69,150 | Feb 24, 2020, 11:27 AM |
| Hon Karen | Interim Ch. Accounting Officer | Feb 11, 2020 | Sale | $263.00 | 457 | 120,191 | 1,809 | Feb 13, 2020, 03:32 PM |
| DRAPER MICHELLE | Chief Marketing Officer | Feb 03, 2020 | Option Exercise | $107.98 | 213 | 23,000 | 5,029 | Feb 04, 2020, 07:21 PM |
| DRAPER MICHELLE | Chief Marketing Officer | Feb 03, 2020 | Sale | $244.00 | 213 | 51,972 | 4,816 | Feb 04, 2020, 07:21 PM |
| DRAPER MICHELLE | Chief Marketing Officer | Jan 31, 2020 | Sale | $241.93 | 1,063 | 257,168 | 5,479 | Feb 04, 2020, 07:21 PM |
| Izurieta Laura | Chief Risk Officer | Jan 30, 2020 | Option Exercise | $248.14 | 735 | 182,383 | 3,995 | Feb 03, 2020, 06:32 PM |
| BECKER GREGORY W | President and CEO | Jan 30, 2020 | Option Exercise | $248.14 | 6,059 | 1,503,480 | 69,150 | Feb 03, 2020, 04:46 PM |
| Descheneaux Michael | President, Silicon Valley Bank | Jan 30, 2020 | Option Exercise | $248.14 | 1,944 | 482,384 | 22,991 | Feb 03, 2020, 04:45 PM |
| Cadieux Marc C | Chief Credit Officer | Jan 30, 2020 | Option Exercise | $248.14 | 907 | 225,063 | 14,805 | Feb 03, 2020, 04:43 PM |
| China John | President of SVB Capital | Jan 30, 2020 | Option Exercise | $248.14 | 1,261 | 312,905 | 20,385 | Feb 03, 2020, 04:42 PM |
| Cox Philip C | Chief Operations Officer | Jan 30, 2020 | Option Exercise | $248.14 | 819 | 203,227 | 9,486 | Feb 03, 2020, 04:40 PM |
| Edmonds-Waters Christopher | Chief Human Resources Officer | Jan 30, 2020 | Option Exercise | $248.14 | 658 | 163,276 | 4,721 | Feb 03, 2020, 04:38 PM |
| Zuckert Michael S | General Counsel | Jan 30, 2020 | Option Exercise | $248.14 | 672 | 166,750 | 6,043 | Feb 03, 2020, 04:37 PM |
| DRAPER MICHELLE | Chief Marketing Officer | Jan 30, 2020 | Option Exercise | $248.14 | 586 | 145,410 | 5,879 | Feb 03, 2020, 04:36 PM |
| China John | President of SVB Capital | Jan 24, 2020 | Option Exercise | $71.11 | 1,000 | 71,110 | 22,646 | Jan 28, 2020, 06:33 PM |
| China John | President of SVB Capital | Jan 24, 2020 | Sale | $270.00 | 1,000 | 270,000 | 21,646 | Jan 28, 2020, 06:33 PM |
| Descheneaux Michael | President, Silicon Valley Bank | Jan 24, 2020 | Option Exercise | $107.98 | 711 | 76,774 | 25,646 | Jan 28, 2020, 06:07 PM |
| Descheneaux Michael | President, Silicon Valley Bank | Jan 24, 2020 | Sale | $270.00 | 711 | 191,970 | 24,935 | Jan 28, 2020, 06:07 PM |
| BECKER GREGORY W | President and CEO | Jan 24, 2020 | Option Exercise | $71.11 | 1,000 | 71,110 | 76,209 | Jan 28, 2020, 06:02 PM |
| BECKER GREGORY W | President and CEO | Jan 24, 2020 | Sale | $270.04 | 1,000 | 270,039 | 75,209 | Jan 28, 2020, 06:02 PM |
| Edmonds-Waters Christopher | Chief Human Resources Officer | Dec 31, 2019 | Option Exercise | $189.86 | 11 | 2,088 | 3,547 | Jan 24, 2020, 04:08 PM |
| Edmonds-Waters Christopher | Chief Human Resources Officer | Jun 28, 2019 | Option Exercise | $166.46 | 42 | 6,991 | 3,536 | Jan 24, 2020, 04:08 PM |
| Cox Philip C | Chief Operations Officer | Dec 31, 2019 | Option Exercise | $189.86 | 26 | 4,936 | 7,997 | Jan 24, 2020, 04:07 PM |
| China John | President of SVB Capital | Jan 02, 2020 | Option Exercise | $71.11 | 1,000 | 71,110 | 19,347 | Jan 06, 2020, 11:39 AM |
| China John | President of SVB Capital | Jan 02, 2020 | Sale | $251.08 | 1,000 | 251,078 | 18,947 | Jan 06, 2020, 11:39 AM |
| DRAPER MICHELLE | Chief Marketing Officer | Jun 28, 2019 | Option Exercise | $166.46 | 127 | 21,140 | 6,020 | Jan 06, 2020, 11:33 AM |
| DRAPER MICHELLE | Chief Marketing Officer | Jan 02, 2020 | Option Exercise | $107.98 | 213 | 23,000 | 5,029 | Jan 06, 2020, 11:33 AM |
| DRAPER MICHELLE | Chief Marketing Officer | Jan 02, 2020 | Sale | $252.65 | 213 | 53,814 | 4,816 | Jan 06, 2020, 11:33 AM |
| Descheneaux Michael | President, Silicon Valley Bank | Dec 13, 2019 | Option Exercise | $105.18 | 1,000 | 105,180 | 20,438 | Dec 17, 2019, 12:06 PM |
| Descheneaux Michael | President, Silicon Valley Bank | Dec 13, 2019 | Sale | $255.00 | 1,000 | 255,000 | 19,438 | Dec 17, 2019, 12:06 PM |
| Descheneaux Michael | President, Silicon Valley Bank | Dec 12, 2019 | Option Exercise | $129.81 | 1,000 | 129,810 | 20,438 | Dec 16, 2019, 04:24 PM |
| Descheneaux Michael | President, Silicon Valley Bank | Dec 12, 2019 | Sale | $250.00 | 1,000 | 250,000 | 19,438 | Dec 16, 2019, 04:24 PM |
| BECKER GREGORY W | President and CEO | Dec 12, 2019 | Option Exercise | $71.11 | 5,000 | 355,550 | 67,013 | Dec 16, 2019, 12:05 PM |
| BECKER GREGORY W | President and CEO | Dec 12, 2019 | Sale | $245.61 | 5,000 | 1,228,062 | 63,013 | Dec 16, 2019, 12:05 PM |
| BECKER GREGORY W | President and CEO | Jun 28, 2019 | Option Exercise | $166.46 | 127 | 21,140 | 62,013 | Dec 04, 2019, 07:16 PM |
| BECKER GREGORY W | President and CEO | Dec 02, 2019 | Option Exercise | $71.11 | 4,828 | 343,319 | 66,841 | Dec 04, 2019, 07:16 PM |
| BECKER GREGORY W | President and CEO | Dec 02, 2019 | Sale | $233.48 | 4,828 | 1,127,254 | 64,244 | Dec 04, 2019, 07:16 PM |
| China John | President of SVB Capital | Dec 02, 2019 | Option Exercise | $71.11 | 1,000 | 71,110 | 19,347 | Dec 04, 2019, 07:06 PM |
| China John | President of SVB Capital | Dec 02, 2019 | Sale | $232.62 | 1,000 | 232,618 | 18,937 | Dec 04, 2019, 07:06 PM |
| Cox Philip C | Chief Operations Officer | Dec 02, 2019 | Sale | $232.66 | 350 | 81,431 | 7,971 | Dec 04, 2019, 07:01 PM |
| Descheneaux Michael | President, Silicon Valley Bank | Nov 05, 2019 | Option Exercise | $129.81 | 1,000 | 129,810 | 20,438 | Nov 07, 2019, 04:56 PM |
| Descheneaux Michael | President, Silicon Valley Bank | Nov 05, 2019 | Sale | $240.00 | 1,000 | 240,000 | 19,438 | Nov 07, 2019, 04:56 PM |
| Descheneaux Michael | President, Silicon Valley Bank | Nov 04, 2019 | Option Exercise | $107.98 | 1,500 | 161,970 | 21,938 | Nov 06, 2019, 05:47 PM |
| Descheneaux Michael | President, Silicon Valley Bank | Nov 04, 2019 | Sale | $236.12 | 2,500 | 590,295 | 20,438 | Nov 06, 2019, 05:47 PM |
| China John | President of SVB Capital | Jun 28, 2019 | Option Exercise | $166.46 | 127 | 21,140 | 18,347 | Nov 05, 2019, 06:06 PM |
| China John | President of SVB Capital | Nov 01, 2019 | Option Exercise | $71.11 | 1,000 | 71,110 | 19,347 | Nov 05, 2019, 06:06 PM |
| China John | President of SVB Capital | Nov 01, 2019 | Sale | $227.27 | 1,000 | 227,274 | 18,947 | Nov 05, 2019, 06:06 PM |
| Cadieux Marc C | Chief Credit Officer | Oct 31, 2019 | Sale | $224.17 | 1,000 | 224,170 | 13,147 | Nov 04, 2019, 11:23 AM |
| Cox Philip C | Chief Operations Officer | Sep 13, 2019 | Option Exercise | $112.12 | 1,260 | 141,270 | 9,169 | Sep 17, 2019, 07:03 PM |
| Cox Philip C | Chief Operations Officer | Sep 13, 2019 | Sale | $225.00 | 848 | 190,800 | 8,321 | Sep 17, 2019, 07:03 PM |
| Izurieta Laura | Chief Risk Officer | Sep 01, 2019 | Option Exercise | $290.01 | 278 | 80,623 | 2,349 | Sep 05, 2019, 11:55 AM |
| Descheneaux Michael | President, Silicon Valley Bank | Jun 28, 2019 | Option Exercise | $166.46 | 127 | 21,140 | 21,438 | Aug 09, 2019, 01:21 PM |
| Descheneaux Michael | President, Silicon Valley Bank | Aug 07, 2019 | Option Exercise | $107.98 | 2,000 | 215,960 | 23,438 | Aug 09, 2019, 01:21 PM |
| Descheneaux Michael | President, Silicon Valley Bank | Aug 07, 2019 | Sale | $201.19 | 3,000 | 603,570 | 21,438 | Aug 09, 2019, 01:21 PM |
| Cox Philip C | Chief Operations Officer | Aug 01, 2019 | Sale | $230.80 | 350 | 80,780 | 7,909 | Aug 02, 2019, 01:52 PM |
| Cadieux Marc C | Chief Credit Officer | Jul 31, 2019 | Sale | $229.94 | 2,000 | 459,880 | 14,147 | Aug 02, 2019, 01:20 PM |
| Cox Philip C | Chief Operations Officer | Jun 28, 2019 | Option Exercise | $166.46 | 97 | 16,147 | 8,185 | Jul 03, 2019, 12:30 PM |
| Cox Philip C | Chief Operations Officer | Jul 01, 2019 | Option Exercise | $129.81 | 271 | 35,179 | 8,456 | Jul 03, 2019, 12:30 PM |
| Cox Philip C | Chief Operations Officer | Jul 01, 2019 | Sale | $227.45 | 197 | 44,808 | 8,259 | Jul 03, 2019, 12:30 PM |
| Beck Daniel J | Chief Financial Officer | Jun 05, 2019 | Option Exercise | $212.27 | 383 | 81,299 | 1,714 | Jun 07, 2019, 12:26 PM |
| Clendening John S | Director | May 24, 2019 | Buy | $221.12 | 900 | 199,006 | 1,729 | May 29, 2019, 01:10 PM |
| Descheneaux Michael | President, Silicon Valley Bank | May 13, 2019 | Option Exercise | $112.21 | 4,500 | 504,940 | 27,311 | May 15, 2019, 06:46 PM |
| Descheneaux Michael | President, Silicon Valley Bank | May 13, 2019 | Sale | $239.55 | 6,000 | 1,437,300 | 22,811 | May 15, 2019, 06:46 PM |
| DRAPER MICHELLE | Chief Marketing Officer | May 03, 2019 | Sale | $256.01 | 196 | 50,178 | 5,893 | May 07, 2019, 12:51 PM |
| Edmonds-Waters Christopher | Chief Human Resources Officer | May 03, 2019 | Sale | $256.01 | 204 | 52,226 | 3,494 | May 07, 2019, 12:45 PM |
| Edmonds-Waters Christopher | Chief Human Resources Officer | May 02, 2019 | Option Exercise | $255.42 | 204 | 52,106 | 3,784 | May 06, 2019, 02:52 PM |
| Edmonds-Waters Christopher | Chief Human Resources Officer | May 02, 2019 | Option Exercise | $134.99 | 1,358 | 183,320 | 5,426 | May 06, 2019, 02:52 PM |
| Edmonds-Waters Christopher | Chief Human Resources Officer | May 02, 2019 | Sale | $249.57 | 1,524 | 380,345 | 4,621 | May 06, 2019, 02:52 PM |
| DRAPER MICHELLE | Chief Marketing Officer | May 02, 2019 | Option Exercise | $255.42 | 195 | 49,807 | 6,292 | May 06, 2019, 02:47 PM |
| DRAPER MICHELLE | Chief Marketing Officer | May 02, 2019 | Sale | $249.57 | 85 | 21,213 | 6,207 | May 06, 2019, 02:47 PM |
| Izurieta Laura | Chief Risk Officer | May 02, 2019 | Option Exercise | $255.42 | 68 | 17,369 | 1,706 | May 06, 2019, 02:23 PM |
| Zuckert Michael S | General Counsel | May 02, 2019 | Option Exercise | $255.42 | 208 | 53,127 | 4,882 | May 06, 2019, 02:02 PM |
| Husain Kamran F | Chief Accounting Officer | May 02, 2019 | Option Exercise | $255.42 | 251 | 64,110 | 1,408 | May 06, 2019, 01:55 PM |
| Descheneaux Michael | President, Silicon Valley Bank | May 02, 2019 | Option Exercise | $255.42 | 552 | 140,992 | 23,130 | May 06, 2019, 01:44 PM |
| Cox Philip C | Chief Operations Officer | May 02, 2019 | Option Exercise | $255.42 | 165 | 42,144 | 8,178 | May 06, 2019, 01:38 PM |
| China John | President of SVB Capital | May 02, 2019 | Option Exercise | $255.42 | 374 | 95,527 | 18,374 | May 06, 2019, 01:21 PM |
| Cadieux Marc C | Chief Credit Officer | May 02, 2019 | Option Exercise | $255.42 | 295 | 75,349 | 16,323 | May 06, 2019, 01:17 PM |
| BECKER GREGORY W | President and CEO | May 02, 2019 | Option Exercise | $255.42 | 1,520 | 388,238 | 59,435 | May 06, 2019, 12:41 PM |
| Zuckert Michael S | General Counsel | May 01, 2019 | Option Exercise | $250.43 | 159 | 39,818 | 4,669 | May 03, 2019, 03:20 PM |
| Descheneaux Michael | President, Silicon Valley Bank | May 01, 2019 | Option Exercise | $250.43 | 438 | 109,688 | 22,384 | May 03, 2019, 03:18 PM |
| Izurieta Laura | Chief Risk Officer | May 01, 2019 | Option Exercise | $250.43 | 60 | 15,026 | 1,551 | May 03, 2019, 03:15 PM |
| Cox Philip C | Chief Operations Officer | May 01, 2019 | Option Exercise | $250.43 | 153 | 38,316 | 7,855 | May 03, 2019, 03:11 PM |
| Husain Kamran F | Chief Accounting Officer | May 01, 2019 | Option Exercise | $250.43 | 191 | 47,832 | 858 | May 03, 2019, 03:09 PM |
| DRAPER MICHELLE | Chief Marketing Officer | May 01, 2019 | Option Exercise | $250.43 | 153 | 38,316 | 6,046 | May 03, 2019, 03:07 PM |
| Edmonds-Waters Christopher | Chief Human Resources Officer | May 01, 2019 | Option Exercise | $250.43 | 165 | 41,321 | 4,318 | May 03, 2019, 03:02 PM |
| Edmonds-Waters Christopher | Chief Human Resources Officer | May 01, 2019 | Option Exercise | $129.81 | 590 | 76,588 | 4,415 | May 03, 2019, 03:02 PM |
| Edmonds-Waters Christopher | Chief Human Resources Officer | May 01, 2019 | Sale | $251.10 | 590 | 148,149 | 3,728 | May 03, 2019, 03:02 PM |
| China John | President of SVB Capital | May 01, 2019 | Option Exercise | $250.43 | 267 | 66,865 | 17,988 | May 03, 2019, 02:59 PM |
| Cadieux Marc C | Chief Credit Officer | May 01, 2019 | Option Exercise | $250.43 | 210 | 52,590 | 15,960 | May 03, 2019, 02:56 PM |
| Beck Daniel J | Chief Financial Officer | May 01, 2019 | Option Exercise | $250.43 | 64 | 16,028 | 845 | May 03, 2019, 02:52 PM |
| BECKER GREGORY W | President and CEO | May 01, 2019 | Option Exercise | $250.43 | 1,155 | 289,247 | 58,680 | May 03, 2019, 02:48 PM |
| Cadieux Marc C | Chief Credit Officer | Apr 26, 2019 | Option Exercise | $64.37 | 3,600 | 231,732 | 17,941 | Apr 30, 2019, 02:20 PM |
| Cadieux Marc C | Chief Credit Officer | Apr 26, 2019 | Sale | $240.77 | 2,304 | 554,733 | 16,157 | Apr 30, 2019, 02:20 PM |
| China John | Head of Technology Banking | Feb 28, 2019 | Option Exercise | $67.14 | 11,200 | 751,948 | 28,772 | Mar 04, 2019, 07:20 PM |
| China John | Head of Technology Banking | Feb 28, 2019 | Sale | $249.12 | 11,200 | 2,790,122 | 24,172 | Mar 04, 2019, 07:20 PM |
| Edmonds-Waters Christopher | Chief Human Resources Officer | Feb 13, 2019 | Option Exercise | $133.42 | 1,948 | 259,907 | 7,163 | Feb 15, 2019, 12:26 PM |
| Edmonds-Waters Christopher | Chief Human Resources Officer | Feb 14, 2019 | Sale | $240.70 | 1,721 | 414,245 | 3,494 | Feb 15, 2019, 12:26 PM |
| Edmonds-Waters Christopher | Chief Human Resources Officer | Feb 13, 2019 | Sale | $243.88 | 1,948 | 475,088 | 5,215 | Feb 15, 2019, 12:26 PM |
| DRAPER MICHELLE | Chief Marketing Officer | Jan 30, 2019 | Option Exercise | $240.00 | 961 | 230,640 | 7,573 | Feb 01, 2019, 06:23 PM |
| DRAPER MICHELLE | Chief Marketing Officer | Jan 31, 2019 | Sale | $238.44 | 1,748 | 416,793 | 5,825 | Feb 01, 2019, 06:23 PM |
| Zuckert Michael S | General Counsel | Jan 30, 2019 | Option Exercise | $240.00 | 958 | 229,920 | 4,425 | Feb 01, 2019, 06:03 PM |
| Edmonds-Waters Christopher | Chief Human Resources Officer | Jan 30, 2019 | Option Exercise | $240.00 | 961 | 230,640 | 5,215 | Feb 01, 2019, 05:56 PM |
| Cox Philip C | Head of EMEA & President, UK | Jan 30, 2019 | Option Exercise | $240.00 | 1,433 | 343,920 | 7,539 | Feb 01, 2019, 05:47 PM |
| Cadieux Marc C | Chief Credit Officer | Jan 30, 2019 | Option Exercise | $240.00 | 1,428 | 342,720 | 14,341 | Feb 01, 2019, 05:42 PM |
| China John | Head of Technology Banking | Jan 30, 2019 | Option Exercise | $240.00 | 1,915 | 459,600 | 17,572 | Feb 01, 2019, 05:36 PM |
| Descheneaux Michael | President, Silicon Valley Bank | Jan 30, 2019 | Option Exercise | $240.00 | 3,056 | 733,440 | 21,611 | Feb 01, 2019, 05:29 PM |
| BECKER GREGORY W | President and CEO | Jan 30, 2019 | Option Exercise | $240.00 | 9,799 | 2,351,760 | 59,169 | Feb 01, 2019, 05:23 PM |
| Edmonds-Waters Christopher | Chief Human Resources Officer | Dec 31, 2018 | Option Exercise | $161.43 | 13 | 2,099 | 3,467 | Jan 25, 2019, 04:51 PM |
| Edmonds-Waters Christopher | Chief Human Resources Officer | Jun 29, 2018 | Option Exercise | $201.77 | 31 | 6,255 | 3,454 | Jan 25, 2019, 04:51 PM |
| DRAPER MICHELLE | Chief Marketing Officer | Jun 29, 2018 | Option Exercise | $201.77 | 105 | 21,186 | 5,825 | Jan 25, 2019, 04:38 PM |
| Cox Philip C | Head of EMEA & President, UK | Dec 31, 2018 | Option Exercise | $161.43 | 33 | 5,327 | 5,924 | Jan 25, 2019, 04:16 PM |
| China John | Head of Technology Banking | Jun 29, 2018 | Option Exercise | $201.77 | 105 | 21,186 | 14,407 | Jan 25, 2019, 04:09 PM |
| Cox Philip C | Head of EMEA & President, UK | Jun 29, 2018 | Option Exercise | $201.77 | 50 | 10,089 | 6,511 | Nov 30, 2018, 12:00 PM |
| Cox Philip C | Head of EMEA & President, UK | Nov 28, 2018 | Sale | $238.96 | 620 | 148,153 | 5,891 | Nov 30, 2018, 12:00 PM |
| Dreyer Michael L | Chief Operations Officer | Nov 12, 2018 | Option Exercise | $240.97 | 936 | 225,548 | 4,714 | Nov 14, 2018, 02:27 PM |
| Descheneaux Michael | President, Silicon Valley Bank | Nov 01, 2018 | Option Exercise | $107.98 | 1,000 | 107,980 | 18,289 | Nov 05, 2018, 02:44 PM |
| Descheneaux Michael | President, Silicon Valley Bank | Nov 01, 2018 | Sale | $239.73 | 1,750 | 419,523 | 17,289 | Nov 05, 2018, 02:44 PM |
| Robinson John F | Director | Sep 10, 2018 | Sale | $324.07 | 500 | 162,035 | 5,017 | Sep 12, 2018, 01:18 PM |
| Izurieta Laura | Chief Risk Officer | Sep 01, 2018 | Option Exercise | $326.21 | 278 | 90,686 | 1,414 | Sep 06, 2018, 07:26 PM |
| BECKER GREGORY W | President and CEO | Aug 06, 2018 | Option Exercise | $71.11 | 7,000 | 497,770 | 47,969 | Aug 08, 2018, 01:12 PM |
| BECKER GREGORY W | President and CEO | Aug 06, 2018 | Sale | $325.40 | 7,000 | 2,277,800 | 40,969 | Aug 08, 2018, 01:12 PM |
| Descheneaux Michael | President, Silicon Valley Bank | Jun 29, 2018 | Option Exercise | $201.77 | 105 | 21,186 | 18,039 | Aug 06, 2018, 05:49 PM |
| Descheneaux Michael | President, Silicon Valley Bank | Aug 02, 2018 | Option Exercise | $78.48 | 5,000 | 392,420 | 23,039 | Aug 06, 2018, 05:49 PM |
| Descheneaux Michael | President, Silicon Valley Bank | Aug 02, 2018 | Sale | $310.59 | 5,750 | 1,785,892 | 19,039 | Aug 06, 2018, 05:49 PM |
| BECKER GREGORY W | President and CEO | Jun 29, 2018 | Option Exercise | $201.77 | 105 | 21,186 | 53,841 | Aug 03, 2018, 06:05 PM |
| BECKER GREGORY W | President and CEO | Aug 01, 2018 | Option Exercise | $71.11 | 7,000 | 497,770 | 59,341 | Aug 03, 2018, 06:05 PM |
| BECKER GREGORY W | President and CEO | Aug 01, 2018 | Sale | $310.97 | 12,872 | 4,002,834 | 58,841 | Aug 03, 2018, 06:05 PM |
| Dreyer Michael L | Chief Operations Officer | Aug 01, 2018 | Option Exercise | $313.54 | 263 | 82,461 | 3,634 | Aug 03, 2018, 01:05 PM |
| Robinson John F | Director | Jul 10, 2018 | Sale | $304.25 | 500 | 152,125 | 5,517 | Jul 12, 2018, 06:26 PM |
| Beck Daniel J | Chief Financial Officer | Jun 05, 2018 | Option Exercise | $318.70 | 383 | 122,062 | 961 | Jun 06, 2018, 07:05 PM |
| Robinson John F | Director | May 30, 2018 | Sale | $317.53 | 1,000 | 317,530 | 6,017 | Jun 01, 2018, 12:38 PM |
| MITCHELL KATE | Director | May 30, 2018 | Sale | $314.78 | 737 | 231,992 | 7,949 | Jun 01, 2018, 12:33 PM |
| Edmonds-Waters Christopher | Head of Human Resources | May 14, 2018 | Sale | $319.15 | 2,314 | 738,504 | 3,423 | May 16, 2018, 04:34 PM |
| Husain Kamran F | Chief Accounting Officer | May 10, 2018 | Option Exercise | $122.29 | 1,000 | 122,294 | 1,816 | May 14, 2018, 06:52 PM |
| Husain Kamran F | Chief Accounting Officer | May 10, 2018 | Sale | $320.38 | 1,500 | 480,576 | 1,641 | May 14, 2018, 06:52 PM |
| Descheneaux Michael | President, Silicon Valley Bank | May 08, 2018 | Option Exercise | $105.18 | 2,000 | 210,360 | 20,684 | May 10, 2018, 04:17 PM |
| Descheneaux Michael | President, Silicon Valley Bank | May 08, 2018 | Sale | $309.05 | 2,750 | 849,883 | 18,684 | May 10, 2018, 04:17 PM |
| Edmonds-Waters Christopher | Head of Human Resources | May 02, 2018 | Option Exercise | $306.01 | 204 | 62,426 | 5,855 | May 04, 2018, 06:15 PM |
| Cox Philip C | Head EMEA India & President,UK | May 02, 2018 | Option Exercise | $306.01 | 227 | 69,464 | 7,274 | May 04, 2018, 06:10 PM |
| Cox Philip C | Head EMEA India & President,UK | May 02, 2018 | Option Exercise | $105.75 | 1,138 | 120,344 | 7,376 | May 04, 2018, 06:10 PM |
| Cox Philip C | Head EMEA India & President,UK | May 02, 2018 | Sale | $304.75 | 688 | 209,668 | 6,545 | May 04, 2018, 06:10 PM |
| Zuckert Michael S | General Counsel | May 02, 2018 | Option Exercise | $306.01 | 208 | 63,650 | 2,764 | May 04, 2018, 06:09 PM |
| Descheneaux Michael | President, Silicon Valley Bank | May 02, 2018 | Option Exercise | $306.01 | 553 | 169,224 | 30,242 | May 04, 2018, 06:06 PM |
| Descheneaux Michael | President, Silicon Valley Bank | May 02, 2018 | Option Exercise | $87.99 | 11,325 | 996,461 | 29,854 | May 04, 2018, 06:06 PM |
| Descheneaux Michael | President, Silicon Valley Bank | May 02, 2018 | Sale | $301.15 | 11,325 | 3,410,494 | 25,909 | May 04, 2018, 06:06 PM |
| Leone Roger | Chief Information Officer | May 02, 2018 | Option Exercise | $306.01 | 104 | 31,825 | 1,536 | May 04, 2018, 06:00 PM |
| Izurieta Laura | Chief Risk Officer | May 02, 2018 | Option Exercise | $306.01 | 68 | 20,809 | 771 | May 04, 2018, 05:56 PM |
| Dreyer Michael L | Chief Operations Officer | May 02, 2018 | Option Exercise | $306.01 | 96 | 29,377 | 3,139 | May 04, 2018, 05:50 PM |
| DRAPER MICHELLE | Chief Marketing Officer | May 02, 2018 | Option Exercise | $306.01 | 195 | 59,672 | 5,838 | May 04, 2018, 05:46 PM |
| China John | Head of Technology Banking | May 02, 2018 | Option Exercise | $306.01 | 374 | 114,448 | 14,522 | May 04, 2018, 05:41 PM |
| Cadieux Marc C | Chief Credit Officer | May 02, 2018 | Option Exercise | $306.01 | 296 | 90,579 | 16,168 | May 04, 2018, 05:34 PM |
| Husain Kamran F | Chief Accounting Officer | May 02, 2018 | Option Exercise | $306.01 | 252 | 77,115 | 915 | May 04, 2018, 05:33 PM |
| BECKER GREGORY W | President and CEO | May 02, 2018 | Option Exercise | $306.01 | 1,521 | 465,441 | 51,908 | May 04, 2018, 05:32 PM |
| Edmonds-Waters Christopher | Head of Human Resources | May 01, 2018 | Option Exercise | $305.46 | 99 | 30,241 | 8,391 | May 03, 2018, 09:22 PM |
| Edmonds-Waters Christopher | Head of Human Resources | May 01, 2018 | Option Exercise | $106.71 | 1,778 | 189,734 | 9,100 | May 03, 2018, 09:22 PM |
| Edmonds-Waters Christopher | Head of Human Resources | May 01, 2018 | Sale | $306.89 | 3,663 | 1,124,138 | 8,490 | May 03, 2018, 09:22 PM |
| Cox Philip C | Head EMEA India & President,UK | May 01, 2018 | Option Exercise | $305.46 | 98 | 29,935 | 5,756 | May 03, 2018, 09:15 PM |
| Cox Philip C | Head EMEA India & President,UK | May 01, 2018 | Option Exercise | $117.20 | 1,484 | 173,930 | 6,882 | May 03, 2018, 09:15 PM |
| Cox Philip C | Head EMEA India & President,UK | May 01, 2018 | Sale | $303.01 | 1,028 | 311,489 | 6,303 | May 03, 2018, 09:15 PM |
| Zuckert Michael S | General Counsel | May 01, 2018 | Option Exercise | $305.46 | 85 | 25,964 | 2,465 | May 03, 2018, 09:11 PM |
| Husain Kamran F | Chief Accounting Officer | May 01, 2018 | Option Exercise | $305.46 | 118 | 36,044 | 342 | May 03, 2018, 08:58 PM |
| DRAPER MICHELLE | Chief Marketing Officer | May 01, 2018 | Option Exercise | $305.46 | 87 | 26,575 | 5,524 | May 03, 2018, 08:52 PM |
| Descheneaux Michael | President, Silicon Valley Bank | May 01, 2018 | Option Exercise | $305.46 | 243 | 74,227 | 18,014 | May 03, 2018, 08:47 PM |
| Cadieux Marc C | Chief Credit Officer | May 01, 2018 | Option Exercise | $305.46 | 114 | 34,822 | 15,749 | May 03, 2018, 08:46 PM |
| China John | Head of Technology Banking | May 01, 2018 | Option Exercise | $305.46 | 149 | 45,514 | 13,925 | May 03, 2018, 08:44 PM |
| BECKER GREGORY W | President and CEO | May 01, 2018 | Option Exercise | $305.46 | 670 | 204,658 | 50,849 | May 03, 2018, 08:38 PM |
| BECKER GREGORY W | President and CEO | Apr 29, 2018 | Option Exercise | $299.61 | 500 | 149,805 | 50,511 | May 02, 2018, 08:15 PM |
| DRAPER MICHELLE | Chief Marketing Officer | Apr 29, 2018 | Option Exercise | $299.61 | 70 | 20,973 | 5,440 | May 02, 2018, 08:03 PM |
| Husain Kamran F | Chief Accounting Officer | Apr 29, 2018 | Option Exercise | $299.61 | 70 | 20,973 | 131 | May 02, 2018, 08:00 PM |
| Descheneaux Michael | President, Silicon Valley Bank | Apr 29, 2018 | Option Exercise | $299.61 | 200 | 59,922 | 17,720 | May 02, 2018, 07:56 PM |
| Cadieux Marc C | Chief Credit Officer | Apr 29, 2018 | Option Exercise | $299.61 | 92 | 27,564 | 15,639 | May 02, 2018, 07:52 PM |
| Edmonds-Waters Christopher | Head of Human Resources | Apr 29, 2018 | Option Exercise | $299.61 | 56 | 16,778 | 7,322 | May 02, 2018, 07:49 PM |
| China John | Head of Technology Banking | Apr 29, 2018 | Option Exercise | $299.61 | 120 | 35,953 | 13,781 | May 02, 2018, 07:44 PM |
| Cox Philip C | Head EMEA India & President,UK | Apr 29, 2018 | Option Exercise | $299.61 | 1,592 | 476,979 | 5,267 | May 02, 2018, 07:42 PM |
| BECKER GREGORY W | President and CEO | Apr 04, 2018 | Sale | $233.52 | 3,028 | 707,087 | 53,377 | Apr 06, 2018, 01:59 PM |
| BECKER GREGORY W | President and CEO | Feb 07, 2018 | Sale | $243.49 | 4,500 | 1,095,703 | 58,439 | Mar 20, 2018, 12:26 PM |
| Zuckert Michael S | General Counsel | Mar 03, 2018 | Option Exercise | $260.12 | 127 | 33,035 | 2,379 | Mar 07, 2018, 04:30 PM |
| DRAPER MICHELLE | Chief Marketing Officer | Feb 20, 2018 | Option Exercise | $88.42 | 2,510 | 221,934 | 7,879 | Feb 22, 2018, 11:53 AM |
| DRAPER MICHELLE | Chief Marketing Officer | Feb 20, 2018 | Sale | $248.95 | 2,510 | 624,854 | 5,369 | Feb 22, 2018, 11:53 AM |
| BECKER GREGORY W | President and CEO | Feb 07, 2018 | Sale | $243.49 | 4,500 | 1,095,703 | 64,661 | Feb 09, 2018, 06:05 PM |
| Leone Roger | Chief Information Officer | Feb 02, 2018 | Option Exercise | $249.10 | 55 | 13,701 | 1,301 | Feb 06, 2018, 12:24 PM |
| Cox Philip C | Head EMEA India & President,UK | Feb 02, 2018 | Sale | $252.77 | 1,175 | 297,008 | 4,097 | Feb 06, 2018, 11:44 AM |
| Zuckert Michael S | General Counsel | Jan 30, 2018 | Option Exercise | $247.02 | 625 | 154,388 | 2,144 | Feb 01, 2018, 12:49 PM |
| DRAPER MICHELLE | Chief Marketing Officer | Jan 30, 2018 | Option Exercise | $247.02 | 627 | 154,882 | 5,369 | Feb 01, 2018, 12:45 PM |
| Edmonds-Waters Christopher | Head of Human Resources | Jan 30, 2018 | Option Exercise | $247.02 | 714 | 176,372 | 7,217 | Feb 01, 2018, 12:40 PM |
| Cadieux Marc C | Chief Credit Officer | Jan 30, 2018 | Option Exercise | $247.02 | 816 | 201,568 | 15,546 | Feb 01, 2018, 12:35 PM |
| China John | Head of Technology Banking | Jan 30, 2018 | Option Exercise | $247.02 | 1,057 | 261,100 | 13,660 | Feb 01, 2018, 12:25 PM |
| Descheneaux Michael | President, Silicon Valley Bank | Jan 30, 2018 | Option Exercise | $247.02 | 1,887 | 466,127 | 17,477 | Feb 01, 2018, 12:14 PM |
| Cox Philip C | Head EMEA India & President,UK | Jan 30, 2018 | Option Exercise | $247.02 | 999 | 246,773 | 4,572 | Feb 01, 2018, 12:02 PM |
| BECKER GREGORY W | President and CEO | Jan 30, 2018 | Option Exercise | $247.02 | 6,222 | 1,536,958 | 58,539 | Feb 01, 2018, 11:47 AM |
| Cox Philip C | Head EMEA India & President,UK | Dec 29, 2017 | Option Exercise | $152.52 | 32 | 4,881 | 3,446 | Jan 26, 2018, 07:01 PM |
| Edmonds-Waters Christopher | Head of Human Resources | Dec 29, 2017 | Option Exercise | $152.52 | 13 | 1,983 | 5,931 | Jan 26, 2018, 06:55 PM |
| China John | Head of Technology Banking | Jun 30, 2017 | Option Exercise | $146.30 | 145 | 21,214 | 11,717 | Dec 07, 2017, 07:38 PM |
| China John | Head of Technology Banking | Dec 05, 2017 | Option Exercise | $54.88 | 152 | 8,342 | 11,869 | Dec 07, 2017, 07:38 PM |
| China John | Head of Technology Banking | Dec 05, 2017 | Sale | $231.73 | 152 | 35,223 | 11,717 | Dec 07, 2017, 07:38 PM |
| BECKER GREGORY W | President and CEO | Jun 30, 2017 | Option Exercise | $146.30 | 145 | 21,214 | 51,011 | Dec 07, 2017, 07:20 PM |
| BECKER GREGORY W | President and CEO | Dec 05, 2017 | Option Exercise | $64.37 | 9,511 | 612,223 | 55,922 | Dec 07, 2017, 07:20 PM |
| BECKER GREGORY W | President and CEO | Dec 05, 2017 | Sale | $232.68 | 9,511 | 2,213,022 | 51,741 | Dec 07, 2017, 07:20 PM |
| BENHAMOU ERIC | Director | Dec 01, 2017 | Sale | $226.01 | 2,000 | 452,026 | 4,782 | Dec 05, 2017, 03:32 PM |
| Edmonds-Waters Christopher | Head of Human Resources | Jun 30, 2017 | Option Exercise | $146.30 | 35 | 5,121 | 5,918 | Nov 17, 2017, 05:08 PM |
| Edmonds-Waters Christopher | Head of Human Resources | Nov 15, 2017 | Option Exercise | $100.10 | 3,630 | 363,365 | 9,548 | Nov 17, 2017, 05:08 PM |
| Edmonds-Waters Christopher | Head of Human Resources | Nov 15, 2017 | Sale | $209.86 | 3,630 | 761,798 | 8,605 | Nov 17, 2017, 05:08 PM |
| Dreyer Michael L | Chief Operations Officer | Nov 12, 2017 | Option Exercise | $212.26 | 787 | 167,049 | 2,960 | Nov 15, 2017, 07:33 PM |
| Cadieux Marc C | Chief Credit Officer | Nov 03, 2017 | Option Exercise | $60.37 | 2,260 | 136,436 | 16,322 | Nov 07, 2017, 07:01 PM |
| Cadieux Marc C | Chief Credit Officer | Nov 03, 2017 | Sale | $219.34 | 2,260 | 495,717 | 15,971 | Nov 07, 2017, 07:01 PM |
| Descheneaux Michael | President, Silicon Valley Bank | Nov 01, 2017 | Option Exercise | $64.37 | 1,500 | 96,555 | 15,364 | Nov 03, 2017, 11:35 AM |
| Descheneaux Michael | President, Silicon Valley Bank | Nov 01, 2017 | Sale | $219.38 | 1,500 | 329,074 | 13,864 | Nov 03, 2017, 11:35 AM |
| Husain Kamran F | Chief Accounting Officer | Jun 30, 2017 | Option Exercise | $146.30 | 145 | 21,214 | 890 | Nov 02, 2017, 07:37 PM |
| Husain Kamran F | Chief Accounting Officer | Oct 31, 2017 | Option Exercise | $105.14 | 2,000 | 210,285 | 2,890 | Nov 02, 2017, 07:37 PM |
| Husain Kamran F | Chief Accounting Officer | Oct 31, 2017 | Sale | $220.20 | 2,890 | 636,366 | 2,440 | Nov 02, 2017, 07:37 PM |
| Leone Roger | Chief Information Officer | Jun 30, 2017 | Option Exercise | $146.30 | 145 | 21,214 | 1,000 | Oct 31, 2017, 07:44 PM |
| Leone Roger | Chief Information Officer | Oct 27, 2017 | Option Exercise | $216.69 | 135 | 29,253 | 1,223 | Oct 31, 2017, 07:44 PM |
| Cadieux Marc C | Chief Credit Officer | Sep 03, 2017 | Option Exercise | $167.18 | 394 | 65,869 | 14,062 | Sep 07, 2017, 05:46 PM |
| Izurieta Laura | Chief Risk Officer | Sep 01, 2017 | Option Exercise | $172.53 | 305 | 52,622 | 616 | Sep 06, 2017, 06:26 PM |
| BENHAMOU ERIC | Director | Sep 01, 2017 | Sale | $172.01 | 2,000 | 344,029 | 6,672 | Sep 06, 2017, 11:41 AM |
| DRAPER MICHELLE | Chief Marketing Officer | Jun 30, 2017 | Option Exercise | $146.30 | 145 | 21,214 | 3,744 | Aug 09, 2017, 06:28 PM |
| DRAPER MICHELLE | Chief Marketing Officer | Aug 05, 2017 | Option Exercise | $182.85 | 303 | 55,404 | 4,246 | Aug 09, 2017, 06:28 PM |
| Descheneaux Michael | President, Silicon Valley Bank | Jun 30, 2017 | Option Exercise | $146.30 | 145 | 21,214 | 14,064 | Aug 04, 2017, 05:56 PM |
| Descheneaux Michael | President, Silicon Valley Bank | Aug 02, 2017 | Option Exercise | $68.22 | 3,500 | 238,775 | 17,564 | Aug 04, 2017, 05:56 PM |
| Descheneaux Michael | President, Silicon Valley Bank | Aug 02, 2017 | Sale | $182.07 | 3,500 | 637,255 | 14,064 | Aug 04, 2017, 05:56 PM |
| Cox Philip C | Head EMEA India & President,UK | Jun 30, 2017 | Option Exercise | $146.30 | 76 | 11,119 | 2,872 | Aug 03, 2017, 07:46 PM |
| Cox Philip C | Head EMEA India & President,UK | Aug 01, 2017 | Option Exercise | $98.96 | 3,566 | 352,907 | 6,438 | Aug 03, 2017, 07:46 PM |
| Cox Philip C | Head EMEA India & President,UK | Aug 01, 2017 | Sale | $182.80 | 3,024 | 552,792 | 5,641 | Aug 03, 2017, 07:46 PM |
| Dreyer Michael L | Chief Operations Officer | Aug 01, 2017 | Option Exercise | $183.39 | 285 | 52,266 | 1,731 | Aug 03, 2017, 07:25 PM |
| BENHAMOU ERIC | Director | Jun 01, 2017 | Sale | $170.30 | 2,000 | 340,593 | 8,782 | Jun 05, 2017, 05:28 PM |
| Descheneaux Michael | Chief Financial Officer | May 15, 2017 | Option Exercise | $64.37 | 5,000 | 321,850 | 20,919 | May 17, 2017, 06:37 PM |
| Descheneaux Michael | Chief Financial Officer | May 15, 2017 | Sale | $184.38 | 7,000 | 1,290,676 | 18,419 | May 17, 2017, 06:37 PM |
| Wallace Bruce | Chief Digital Officer | May 15, 2017 | Option Exercise | $100.42 | 6,790 | 681,840 | 20,010 | May 17, 2017, 06:08 PM |
| Wallace Bruce | Chief Digital Officer | May 15, 2017 | Sale | $182.58 | 8,790 | 1,604,906 | 19,910 | May 17, 2017, 06:08 PM |
| Zuckert Michael S | General Counsel | May 02, 2017 | Option Exercise | $178.39 | 89 | 15,877 | 1,019 | May 04, 2017, 09:19 PM |
| Wallace Bruce | Chief Digital Officer | May 02, 2017 | Option Exercise | $178.39 | 185 | 33,002 | 13,220 | May 04, 2017, 09:10 PM |
| Leone Roger | Chief Information Officer | May 02, 2017 | Option Exercise | $178.39 | 67 | 11,952 | 855 | May 04, 2017, 09:03 PM |
| Husain Kamran F | Chief Accounting Officer | May 02, 2017 | Option Exercise | $178.39 | 167 | 29,791 | 745 | May 04, 2017, 08:57 PM |
| Edmonds-Waters Christopher | Head of Human Resources | May 02, 2017 | Option Exercise | $178.39 | 124 | 22,120 | 5,883 | May 04, 2017, 08:53 PM |
| Cadieux Marc C | Chief Credit Officer | May 02, 2017 | Option Exercise | $178.39 | 185 | 33,002 | 13,701 | May 04, 2017, 08:48 PM |
| BECKER GREGORY W | President and CEO | May 02, 2017 | Option Exercise | $178.39 | 954 | 170,184 | 49,038 | May 04, 2017, 08:44 PM |
| DRAPER MICHELLE | Chief Marketing Officer | May 02, 2017 | Option Exercise | $178.39 | 89 | 15,877 | 3,599 | May 04, 2017, 08:39 PM |
| Descheneaux Michael | Chief Financial Officer | May 02, 2017 | Option Exercise | $178.39 | 338 | 60,296 | 15,919 | May 04, 2017, 08:25 PM |
| Cox Philip C | Head EMEA India & President,UK | May 02, 2017 | Option Exercise | $178.39 | 120 | 21,407 | 2,796 | May 04, 2017, 08:22 PM |
| China John | Head of Relationship Banking | May 02, 2017 | Option Exercise | $178.39 | 231 | 41,208 | 11,572 | May 04, 2017, 08:18 PM |
| Zuckert Michael S | General Counsel | May 01, 2017 | Option Exercise | $180.28 | 65 | 11,718 | 872 | May 03, 2017, 03:31 PM |
| DRAPER MICHELLE | Chief Marketing Officer | May 01, 2017 | Option Exercise | $180.28 | 65 | 11,718 | 3,452 | May 03, 2017, 03:24 PM |
| DRAPER MICHELLE | Chief Marketing Officer | Apr 29, 2017 | Option Exercise | $180.28 | 53 | 9,555 | 3,346 | May 03, 2017, 03:24 PM |
| Wallace Bruce | Chief Digital Officer | May 01, 2017 | Option Exercise | $180.28 | 153 | 27,583 | 13,051 | May 03, 2017, 03:01 PM |
| Wallace Bruce | Chief Digital Officer | Apr 30, 2017 | Option Exercise | $180.28 | 279 | 50,298 | 12,911 | May 03, 2017, 03:01 PM |
| Wallace Bruce | Chief Digital Officer | Apr 29, 2017 | Option Exercise | $180.28 | 91 | 16,405 | 12,540 | May 03, 2017, 03:01 PM |
| Edmonds-Waters Christopher | Head of Human Resources | Apr 30, 2017 | Option Exercise | $180.28 | 222 | 40,022 | 5,678 | May 03, 2017, 02:54 PM |
| Edmonds-Waters Christopher | Head of Human Resources | Apr 29, 2017 | Option Exercise | $180.28 | 85 | 15,324 | 5,475 | May 03, 2017, 02:54 PM |
| Edmonds-Waters Christopher | Head of Human Resources | May 01, 2017 | Option Exercise | $180.28 | 102 | 18,389 | 5,771 | May 03, 2017, 02:54 PM |
| Descheneaux Michael | Chief Financial Officer | May 01, 2017 | Option Exercise | $180.28 | 257 | 46,332 | 15,549 | May 03, 2017, 02:50 PM |
| Descheneaux Michael | Chief Financial Officer | Apr 30, 2017 | Option Exercise | $180.28 | 585 | 105,464 | 15,269 | May 03, 2017, 02:50 PM |
| Descheneaux Michael | Chief Financial Officer | Apr 29, 2017 | Option Exercise | $180.28 | 212 | 38,219 | 14,629 | May 03, 2017, 02:50 PM |
| Cox Philip C | Head EMEA India & President,UK | Apr 30, 2017 | Option Exercise | $180.28 | 259 | 46,693 | 2,536 | May 03, 2017, 02:47 PM |
| Cox Philip C | Head EMEA India & President,UK | Apr 29, 2017 | Option Exercise | $180.28 | 73 | 13,160 | 2,220 | May 03, 2017, 02:47 PM |
| Cox Philip C | Head EMEA India & President,UK | May 01, 2017 | Option Exercise | $180.28 | 94 | 16,946 | 2,650 | May 03, 2017, 02:47 PM |
| China John | Head of Relationship Banking | May 01, 2017 | Option Exercise | $180.28 | 153 | 27,583 | 11,361 | May 03, 2017, 02:43 PM |
| China John | Head of Relationship Banking | Apr 30, 2017 | Option Exercise | $180.28 | 405 | 73,013 | 11,221 | May 03, 2017, 02:43 PM |
| China John | Head of Relationship Banking | Apr 29, 2017 | Option Exercise | $180.28 | 91 | 16,405 | 10,851 | May 03, 2017, 02:43 PM |
| Cadieux Marc C | Chief Credit Officer | Apr 29, 2017 | Option Exercise | $180.28 | 97 | 17,487 | 13,213 | May 03, 2017, 02:35 PM |
| Cadieux Marc C | Chief Credit Officer | May 01, 2017 | Option Exercise | $180.28 | 118 | 21,273 | 13,532 | May 03, 2017, 02:35 PM |
| Cadieux Marc C | Chief Credit Officer | Apr 30, 2017 | Option Exercise | $180.28 | 233 | 42,005 | 13,425 | May 03, 2017, 02:35 PM |
| BECKER GREGORY W | President and CEO | May 01, 2017 | Option Exercise | $180.28 | 701 | 126,376 | 48,649 | May 03, 2017, 02:02 PM |
| BECKER GREGORY W | President and CEO | Apr 30, 2017 | Option Exercise | $180.28 | 1,148 | 206,961 | 47,150 | May 03, 2017, 02:02 PM |
| BECKER GREGORY W | President and CEO | Apr 29, 2017 | Option Exercise | $180.28 | 526 | 94,827 | 47,290 | May 03, 2017, 02:02 PM |
| STAGLIN GAREN K | Director | Mar 03, 2017 | Sale | $192.96 | 2,000 | 385,922 | 9,406 | Mar 07, 2017, 08:59 PM |
| BECKER GREGORY W | President and CEO | Mar 03, 2017 | Option Exercise | $62.04 | 23,894 | 1,482,481 | 63,552 | Mar 07, 2017, 08:17 PM |
| BECKER GREGORY W | President and CEO | Mar 03, 2017 | Sale | $193.01 | 29,630 | 5,718,815 | 48,433 | Mar 07, 2017, 08:17 PM |
| Zuckert Michael S | General Counsel | Mar 03, 2017 | Option Exercise | $193.94 | 154 | 29,867 | 766 | Mar 07, 2017, 08:02 PM |
| BENHAMOU ERIC | Director | Mar 01, 2017 | Sale | $196.92 | 2,000 | 393,835 | 8,347 | Mar 03, 2017, 05:41 PM |
| Edmonds-Waters Christopher | Head of Human Resources | Feb 13, 2017 | Option Exercise | $83.36 | 4,998 | 416,615 | 11,079 | Feb 15, 2017, 07:58 PM |
| Edmonds-Waters Christopher | Head of Human Resources | Feb 14, 2017 | Sale | $184.54 | 682 | 125,856 | 5,399 | Feb 15, 2017, 07:58 PM |
| Edmonds-Waters Christopher | Head of Human Resources | Feb 13, 2017 | Sale | $180.69 | 4,998 | 903,099 | 9,604 | Feb 15, 2017, 07:58 PM |
| Dunbar Roger F | Director | Feb 13, 2017 | Sale | $180.45 | 580 | 104,659 | 15,505 | Feb 15, 2017, 07:45 PM |
| Leone Roger | Chief Information Officer | Feb 02, 2017 | Option Exercise | $170.93 | 59 | 10,085 | 745 | Feb 06, 2017, 06:24 PM |
| Cadieux Marc C | Chief Credit Officer | Feb 01, 2017 | Option Exercise | $49.18 | 2,600 | 127,868 | 15,725 | Feb 03, 2017, 05:06 PM |
| Cadieux Marc C | Chief Credit Officer | Feb 01, 2017 | Sale | $173.04 | 2,600 | 449,912 | 15,408 | Feb 03, 2017, 05:06 PM |
| Cox Philip C | Head EMEA India & President,UK | Jan 31, 2017 | Option Exercise | $93.73 | 4,564 | 427,796 | 9,133 | Feb 02, 2017, 07:20 PM |
| Cox Philip C | Head EMEA India & President,UK | Feb 01, 2017 | Sale | $174.54 | 3,300 | 575,971 | 4,032 | Feb 02, 2017, 07:20 PM |
| Cox Philip C | Head EMEA India & President,UK | Jan 31, 2017 | Sale | $170.71 | 3,701 | 631,813 | 8,818 | Feb 02, 2017, 07:20 PM |
| Descheneaux Michael | Chief Financial Officer | Jan 31, 2017 | Option Exercise | $63.43 | 11,375 | 721,520 | 27,581 | Feb 02, 2017, 07:06 PM |
| Descheneaux Michael | Chief Financial Officer | Jan 31, 2017 | Sale | $170.54 | 13,183 | 2,248,268 | 25,606 | Feb 02, 2017, 07:06 PM |
| DRAPER MICHELLE | Chief Marketing Officer | Jan 30, 2017 | Option Exercise | $174.75 | 571 | 99,782 | 3,258 | Feb 01, 2017, 02:45 PM |
| Parsons Joan | Head of Specialty Banking | Jan 30, 2017 | Option Exercise | $174.75 | 954 | 166,712 | 23,617 | Feb 01, 2017, 02:39 PM |
| Edmonds-Waters Christopher | Head of Human Resources | Jan 30, 2017 | Option Exercise | $174.75 | 649 | 113,413 | 6,081 | Feb 01, 2017, 02:11 PM |
| Cadieux Marc C | Chief Credit Officer | Jan 30, 2017 | Option Exercise | $174.75 | 740 | 129,315 | 13,125 | Feb 01, 2017, 02:02 PM |
| Wallace Bruce | Chief Digital Officer | Jan 30, 2017 | Option Exercise | $174.75 | 955 | 166,886 | 12,389 | Feb 01, 2017, 01:36 PM |
| China John | Head of Relationship Banking | Jan 30, 2017 | Option Exercise | $174.75 | 955 | 166,886 | 10,700 | Feb 01, 2017, 01:24 PM |
| Descheneaux Michael | Chief Financial Officer | Jan 30, 2017 | Option Exercise | $174.75 | 1,519 | 265,445 | 16,206 | Feb 01, 2017, 01:13 PM |
| BECKER GREGORY W | President and CEO | Jan 30, 2017 | Option Exercise | $174.75 | 4,545 | 794,239 | 53,552 | Feb 01, 2017, 01:01 PM |
| Cox Philip C | Head EMEA India & President,UK | Jan 30, 2017 | Option Exercise | $174.75 | 740 | 129,315 | 4,569 | Feb 01, 2017, 12:35 PM |
| BECKER GREGORY W | President and CEO | Jun 30, 2016 | Option Exercise | $95.16 | 214 | 20,364 | 47,816 | Jan 30, 2017, 03:55 PM |
| Cox Philip C | Head EMEA India & President,UK | Dec 30, 2016 | Option Exercise | $79.77 | 48 | 3,829 | 3,665 | Jan 27, 2017, 07:06 PM |
| Parsons Joan | Head of Specialty Banking | Jun 30, 2016 | Option Exercise | $95.16 | 214 | 20,364 | 22,104 | Jan 27, 2017, 07:01 PM |
| Edmonds-Waters Christopher | Head of Human Resources | Dec 30, 2016 | Option Exercise | $79.77 | 26 | 2,074 | 5,086 | Jan 27, 2017, 06:56 PM |
| Edmonds-Waters Christopher | Head of Human Resources | Jun 30, 2016 | Option Exercise | $80.89 | 56 | 4,530 | 5,060 | Jan 27, 2017, 06:56 PM |
| BENHAMOU ERIC | Director | Dec 01, 2016 | Sale | $161.40 | 2,000 | 322,792 | 11,597 | Dec 05, 2016, 01:38 PM |
| Dreyer Michael L | Chief Operations Officer | Nov 12, 2016 | Option Exercise | $151.28 | 758 | 114,670 | 1,258 | Nov 16, 2016, 01:03 PM |
| Wallace Bruce | Chief Digital Officer | Nov 14, 2016 | Option Exercise | $91.74 | 2,611 | 239,535 | 13,488 | Nov 16, 2016, 12:08 PM |
| Wallace Bruce | Chief Digital Officer | Nov 14, 2016 | Sale | $151.86 | 2,611 | 396,504 | 10,877 | Nov 16, 2016, 12:08 PM |
| Husain Kamran F | Chief Accounting Officer | Jun 30, 2016 | Option Exercise | $95.16 | 214 | 20,364 | 1,187 | Nov 15, 2016, 05:38 PM |
| Husain Kamran F | Chief Accounting Officer | Nov 15, 2016 | Option Exercise | $107.98 | 300 | 32,394 | 300 | Nov 15, 2016, 05:38 PM |
| Husain Kamran F | Chief Accounting Officer | Nov 10, 2016 | Option Exercise | $73.42 | 1,802 | 132,298 | 2,989 | Nov 15, 2016, 05:38 PM |
| Husain Kamran F | Chief Accounting Officer | Nov 15, 2016 | Sale | $148.62 | 300 | 44,586 | 0 | Nov 15, 2016, 05:38 PM |
| Husain Kamran F | Chief Accounting Officer | Nov 10, 2016 | Sale | $138.53 | 2,989 | 414,065 | 2,558 | Nov 15, 2016, 05:38 PM |
| China John | Head of Relationship Banking | Nov 09, 2016 | Option Exercise | $53.64 | 3,023 | 162,169 | 12,211 | Nov 14, 2016, 09:49 AM |
| China John | Head of Relationship Banking | Nov 09, 2016 | Sale | $130.00 | 3,023 | 392,990 | 11,556 | Nov 14, 2016, 09:49 AM |
| Cox Philip C | Head EMEA India & President,UK | Jun 30, 2016 | Option Exercise | $95.16 | 150 | 14,274 | 4,017 | Nov 09, 2016, 11:59 AM |
| Cox Philip C | Head EMEA India & President,UK | Nov 07, 2016 | Sale | $123.76 | 400 | 49,504 | 3,617 | Nov 09, 2016, 11:59 AM |
| China John | Head of Relationship Banking | Jun 30, 2016 | Option Exercise | $95.16 | 214 | 20,364 | 9,188 | Nov 01, 2016, 09:16 PM |
| China John | Head of Relationship Banking | Oct 28, 2016 | Option Exercise | $49.18 | 1,200 | 59,016 | 10,388 | Nov 01, 2016, 09:16 PM |
| China John | Head of Relationship Banking | Oct 28, 2016 | Sale | $124.40 | 1,200 | 149,276 | 9,188 | Nov 01, 2016, 09:16 PM |
| Leone Roger | Chief Information Officer | Jun 30, 2016 | Option Exercise | $95.16 | 214 | 20,364 | 448 | Oct 31, 2016, 03:56 PM |
| Leone Roger | Chief Information Officer | Oct 27, 2016 | Option Exercise | $125.29 | 135 | 16,914 | 671 | Oct 31, 2016, 03:56 PM |
| Cadieux Marc C | Chief Credit Officer | Sep 03, 2016 | Option Exercise | $107.31 | 394 | 42,280 | 11,974 | Sep 08, 2016, 04:16 PM |
| BENHAMOU ERIC | Director | Aug 25, 2016 | Sale | $106.38 | 2,000 | 212,758 | 11,897 | Aug 29, 2016, 07:02 PM |
| DRAPER MICHELLE | Chief Marketing Officer | Jun 30, 2016 | Option Exercise | $80.89 | 214 | 17,310 | 1,889 | Aug 09, 2016, 12:40 PM |
| DRAPER MICHELLE | Chief Marketing Officer | Aug 05, 2016 | Option Exercise | $103.73 | 303 | 31,430 | 2,391 | Aug 09, 2016, 12:40 PM |
| Descheneaux Michael | Chief Financial Officer | Jun 30, 2016 | Option Exercise | $80.89 | 214 | 17,310 | 15,079 | Jul 28, 2016, 07:42 PM |
| Descheneaux Michael | Chief Financial Officer | Jul 26, 2016 | Option Exercise | $55.76 | 6,500 | 362,455 | 21,579 | Jul 28, 2016, 07:42 PM |
| Descheneaux Michael | Chief Financial Officer | Jul 26, 2016 | Sale | $103.21 | 8,378 | 864,670 | 21,574 | Jul 28, 2016, 07:42 PM |
| Wallace Bruce | Chief Digital Officer | Jul 26, 2016 | Option Exercise | $64.37 | 2,300 | 148,051 | 13,177 | Jul 28, 2016, 02:22 PM |
| Wallace Bruce | Chief Digital Officer | Jul 26, 2016 | Sale | $103.25 | 2,300 | 237,484 | 10,877 | Jul 28, 2016, 02:22 PM |
| BENHAMOU ERIC | Director | Jun 01, 2016 | Sale | $110.00 | 1,365 | 150,150 | 13,897 | Jun 03, 2016, 07:01 PM |
| Wallace Bruce | Chief Digital Officer | May 02, 2016 | Option Exercise | $105.18 | 507 | 53,326 | 10,877 | May 04, 2016, 09:15 PM |
| Wallace Bruce | Chief Digital Officer | May 02, 2016 | Option Exercise | $66.75 | 3,400 | 226,946 | 14,784 | May 04, 2016, 09:15 PM |
| Wallace Bruce | Chief Digital Officer | May 02, 2016 | Sale | $105.18 | 3,400 | 357,609 | 11,384 | May 04, 2016, 09:15 PM |
| Parsons Joan | Head of Specialty Banking | May 02, 2016 | Option Exercise | $105.18 | 454 | 47,752 | 21,890 | May 04, 2016, 09:10 PM |
| Edmonds-Waters Christopher | Head of Human Resources | May 02, 2016 | Option Exercise | $105.18 | 338 | 35,551 | 5,004 | May 04, 2016, 09:03 PM |
| Husain Kamran F | Chief Accounting Officer | May 02, 2016 | Option Exercise | $105.18 | 316 | 33,237 | 973 | May 04, 2016, 08:53 PM |
| DRAPER MICHELLE | Chief Marketing Officer | May 02, 2016 | Option Exercise | $105.18 | 65 | 6,837 | 1,675 | May 04, 2016, 08:41 PM |
| China John | Head of Relationship Banking | May 02, 2016 | Option Exercise | $105.18 | 572 | 60,163 | 8,974 | May 04, 2016, 08:37 PM |
| Descheneaux Michael | Chief Financial Officer | May 02, 2016 | Option Exercise | $105.18 | 841 | 88,456 | 14,865 | May 04, 2016, 08:32 PM |
| Cox Philip C | Head EMEA India & President,UK | May 02, 2016 | Option Exercise | $105.18 | 537 | 56,482 | 3,867 | May 04, 2016, 08:27 PM |
| Cadieux Marc C | Chief Credit Officer | May 02, 2016 | Option Exercise | $105.18 | 423 | 44,491 | 11,613 | May 04, 2016, 08:22 PM |
| BECKER GREGORY W | President and CEO | May 02, 2016 | Option Exercise | $105.18 | 2,528 | 265,895 | 47,602 | May 04, 2016, 08:13 PM |
| Zuckert Michael S | General Counsel | May 02, 2016 | Option Exercise | $105.18 | 65 | 6,837 | 558 | May 04, 2016, 07:41 PM |
| Wallace Bruce | Chief Digital Officer | Apr 29, 2016 | Option Exercise | $104.28 | 91 | 9,489 | 10,041 | May 03, 2016, 08:00 PM |
| Parsons Joan | Head of Specialty Banking | Apr 29, 2016 | Option Exercise | $104.28 | 79 | 8,238 | 20,951 | May 03, 2016, 07:57 PM |
| Husain Kamran F | Chief Accounting Officer | Apr 29, 2016 | Option Exercise | $104.28 | 76 | 7,925 | 454 | May 03, 2016, 07:53 PM |
| Edmonds-Waters Christopher | Head of Human Resources | Apr 29, 2016 | Option Exercise | $104.28 | 61 | 6,361 | 4,446 | May 03, 2016, 07:50 PM |
| DRAPER MICHELLE | Chief Marketing Officer | Apr 29, 2016 | Option Exercise | $104.28 | 53 | 5,527 | 1,569 | May 03, 2016, 07:48 PM |
| Descheneaux Michael | Chief Financial Officer | Apr 29, 2016 | Option Exercise | $104.28 | 147 | 15,329 | 13,169 | May 03, 2016, 07:45 PM |
| Cox Philip C | Head EMEA India & President,UK | Apr 29, 2016 | Option Exercise | $104.28 | 73 | 7,612 | 3,214 | May 03, 2016, 07:35 PM |
| China John | Head of Relationship Banking | Apr 29, 2016 | Option Exercise | $104.28 | 91 | 9,489 | 8,178 | May 03, 2016, 07:12 PM |
| Cadieux Marc C | Chief Credit Officer | Apr 29, 2016 | Option Exercise | $104.28 | 70 | 7,300 | 10,916 | May 03, 2016, 07:08 PM |
| BECKER GREGORY W | President and CEO | Apr 29, 2016 | Option Exercise | $104.28 | 526 | 54,851 | 45,287 | May 03, 2016, 07:05 PM |
| Cox Philip C | Head EMEA India & President,UK | Apr 28, 2016 | Sale | $104.89 | 500 | 52,443 | 3,126 | May 02, 2016, 05:55 PM |
| Cadieux Marc C | Chief Credit Officer | Apr 26, 2016 | Option Exercise | $106.66 | 1,136 | 121,162 | 10,801 | Apr 28, 2016, 01:46 PM |
| Cadieux Marc C | Chief Credit Officer | Apr 26, 2016 | Option Exercise | $19.48 | 4,000 | 77,920 | 11,937 | Apr 28, 2016, 01:46 PM |
| China John | Head of Relationship Banking | Apr 14, 2016 | Option Exercise | $49.18 | 645 | 31,721 | 8,672 | Apr 18, 2016, 12:37 PM |
| China John | Head of Relationship Banking | Apr 14, 2016 | Sale | $110.00 | 645 | 70,950 | 8,027 | Apr 18, 2016, 12:37 PM |
| China John | Head of Relationship Banking | Apr 04, 2016 | Option Exercise | $19.48 | 3,704 | 72,154 | 11,731 | Apr 06, 2016, 05:52 PM |
| China John | Head of Relationship Banking | Apr 04, 2016 | Sale | $102.55 | 3,704 | 379,860 | 8,027 | Apr 06, 2016, 05:52 PM |
| Zuckert Michael S | General Counsel | Mar 03, 2016 | Option Exercise | $99.45 | 137 | 13,625 | 452 | Mar 07, 2016, 02:54 PM |
| STAGLIN GAREN K | Director | Feb 22, 2016 | Buy | $88.00 | 3,000 | 264,000 | 10,669 | Feb 24, 2016, 07:54 PM |
| Miller Mary J | Director | Feb 11, 2016 | Buy | $79.25 | 1,000 | 79,250 | 1,000 | Feb 16, 2016, 07:02 PM |
| BECKER GREGORY W | President and CEO | Feb 05, 2016 | Option Exercise | $90.68 | 2,637 | 239,123 | 6,162 | Feb 09, 2016, 06:56 PM |
| Leone Roger | Chief Information Officer | Dec 31, 2015 | Option Exercise | $101.07 | 159 | 16,069 | 159 | Feb 04, 2016, 11:39 AM |
| Leone Roger | Chief Information Officer | Feb 02, 2016 | Option Exercise | $95.14 | 59 | 5,613 | 234 | Feb 04, 2016, 11:39 AM |
| BECKER GREGORY W | President and CEO | Dec 30, 2015 | Option Exercise | $64.80 | 14,467 | 937,500 | 59,272 | Jan 04, 2016, 02:16 PM |
| BECKER GREGORY W | President and CEO | Dec 30, 2015 | Sale | $120.83 | 14,467 | 1,748,035 | 56,672 | Jan 04, 2016, 02:16 PM |
| Wallace Bruce | Chief Digital Officer | Dec 21, 2015 | Option Exercise | $119.77 | 2,349 | 281,340 | 9,890 | Dec 23, 2015, 07:00 PM |
| VERISSIMO MARC J | Chief Risk Officer | Dec 21, 2015 | Option Exercise | $119.77 | 1,801 | 215,706 | 19,626 | Dec 23, 2015, 06:56 PM |
| Descheneaux Michael | Chief Financial Officer | Dec 21, 2015 | Option Exercise | $119.77 | 3,936 | 471,415 | 12,872 | Dec 23, 2015, 06:49 PM |
| Parsons Joan | Head of Specialty Banking | Jun 30, 2015 | Option Exercise | $97.86 | 217 | 21,236 | 17,946 | Dec 23, 2015, 06:46 PM |
| Parsons Joan | Head of Specialty Banking | Dec 21, 2015 | Option Exercise | $119.77 | 1,658 | 198,579 | 20,788 | Dec 23, 2015, 06:46 PM |
| Edmonds-Waters Christopher | Head of Human Resources | Dec 21, 2015 | Option Exercise | $119.77 | 1,352 | 161,929 | 4,327 | Dec 23, 2015, 06:41 PM |
| Cox Philip C | Head EMEA India & President,UK | Dec 21, 2015 | Option Exercise | $119.77 | 1,013 | 121,327 | 3,590 | Dec 23, 2015, 06:38 PM |
| China John | Head of Relationship Banking | Dec 21, 2015 | Option Exercise | $119.77 | 1,689 | 202,292 | 8,027 | Dec 23, 2015, 06:33 PM |
| BECKER GREGORY W | President and CEO | Dec 21, 2015 | Option Exercise | $119.77 | 7,828 | 937,560 | 44,805 | Dec 23, 2015, 06:29 PM |
| BECKER GREGORY W | President and CEO | Jun 30, 2015 | Option Exercise | $97.86 | 217 | 21,236 | 37,633 | Dec 18, 2015, 02:46 PM |
| BECKER GREGORY W | President and CEO | Dec 16, 2015 | Option Exercise | $60.37 | 7,000 | 422,590 | 44,633 | Dec 18, 2015, 02:46 PM |
| BECKER GREGORY W | President and CEO | Dec 16, 2015 | Sale | $125.07 | 7,000 | 875,469 | 37,633 | Dec 18, 2015, 02:46 PM |
| BENHAMOU ERIC | Director | Dec 11, 2015 | Sale | $122.89 | 1,222 | 150,166 | 15,025 | Dec 15, 2015, 11:51 AM |
| VERISSIMO MARC J | Chief Risk Officer | Nov 17, 2015 | Sale | $128.51 | 1,606 | 206,390 | 17,977 | Nov 18, 2015, 06:41 PM |
| Cox Philip C | Head EMEA India & President,UK | Jun 30, 2015 | Option Exercise | $97.86 | 112 | 10,960 | 3,148 | Nov 13, 2015, 11:28 AM |
| Cox Philip C | Head EMEA India & President,UK | Nov 11, 2015 | Sale | $136.90 | 795 | 108,839 | 2,353 | Nov 13, 2015, 11:28 AM |
| Wallace Bruce | Chief Operating Officer | Nov 06, 2015 | Option Exercise | $60.37 | 3,000 | 181,110 | 10,739 | Nov 10, 2015, 06:17 PM |
| Wallace Bruce | Chief Operating Officer | Nov 06, 2015 | Sale | $138.35 | 3,000 | 415,056 | 7,739 | Nov 10, 2015, 06:17 PM |
| VERISSIMO MARC J | Chief Risk Officer | Nov 02, 2015 | Sale | $125.47 | 5,859 | 735,129 | 5,881 | Nov 06, 2015, 05:11 PM |
| Edmonds-Waters Christopher | Head of Human Resources | Jun 30, 2015 | Option Exercise | $97.86 | 40 | 3,914 | 4,654 | Nov 05, 2015, 12:57 PM |
| Edmonds-Waters Christopher | Head of Human Resources | Nov 03, 2015 | Option Exercise | $65.24 | 4,550 | 296,825 | 4,654 | Nov 05, 2015, 12:57 PM |
| Edmonds-Waters Christopher | Head of Human Resources | Nov 03, 2015 | Sale | $124.39 | 6,225 | 774,340 | 4,254 | Nov 05, 2015, 12:57 PM |
| China John | Head of Relationship Banking | Jun 30, 2015 | Option Exercise | $97.86 | 217 | 21,236 | 6,666 | Oct 30, 2015, 06:37 PM |
| China John | Head of Relationship Banking | Oct 28, 2015 | Option Exercise | $122.50 | 1,000 | 122,500 | 5,666 | Oct 30, 2015, 06:37 PM |
| Cadieux Marc C | Chief Credit Officer | Sep 03, 2015 | Option Exercise | $124.45 | 284 | 35,344 | 7,937 | Sep 04, 2015, 10:36 AM |
| DRAPER MICHELLE | Chief Marketing Officer | Jun 30, 2015 | Option Exercise | $97.86 | 217 | 21,236 | 979 | Aug 07, 2015, 01:09 PM |
| DRAPER MICHELLE | Chief Marketing Officer | Aug 05, 2015 | Option Exercise | $147.70 | 303 | 44,753 | 1,481 | Aug 07, 2015, 01:09 PM |
| Descheneaux Michael | Chief Financial Officer | Jun 30, 2015 | Option Exercise | $97.86 | 217 | 21,236 | 8,758 | Jul 09, 2015, 02:57 PM |
| Descheneaux Michael | Chief Financial Officer | Jul 07, 2015 | Option Exercise | $38.28 | 3,767 | 144,206 | 12,525 | Jul 09, 2015, 02:57 PM |
| Descheneaux Michael | Chief Financial Officer | Jul 07, 2015 | Sale | $142.30 | 3,767 | 536,044 | 8,758 | Jul 09, 2015, 02:57 PM |
| BECKER GREGORY W | President and CEO | Jun 10, 2015 | Option Exercise | $45.19 | 5,045 | 227,984 | 42,461 | Jun 12, 2015, 07:34 PM |
| BECKER GREGORY W | President and CEO | Jun 10, 2015 | Sale | $145.00 | 5,045 | 731,525 | 37,416 | Jun 12, 2015, 07:34 PM |
| BENHAMOU ERIC | Director | Jun 01, 2015 | Sale | $133.80 | 1,496 | 200,158 | 18,448 | Jun 03, 2015, 01:05 PM |
| BENHAMOU ERIC | Director | Jun 02, 2015 | Sale | $133.01 | 1,505 | 200,188 | 15,747 | Jun 03, 2015, 01:05 PM |
| Dunbar Roger F | Director | Jun 01, 2015 | Sale | $134.10 | 500 | 67,049 | 14,131 | Jun 03, 2015, 12:50 PM |
| Cox Philip C | Head EMEA India & President,UK | May 28, 2015 | Sale | $134.13 | 1,253 | 168,062 | 3,036 | Jun 01, 2015, 02:39 PM |
| Robinson John F | Director | May 14, 2015 | Option Exercise | $136.25 | 600 | 81,750 | 5,674 | May 22, 2015, 06:04 PM |
| Robinson John F | Director | May 21, 2015 | Sale | $134.84 | 940 | 126,754 | 4,788 | May 22, 2015, 06:04 PM |
| Husain Kamran F | Chief Accounting Officer | May 12, 2015 | Option Exercise | $70.92 | 2,950 | 209,200 | 3,561 | May 14, 2015, 07:58 PM |
| Husain Kamran F | Chief Accounting Officer | May 12, 2015 | Sale | $135.04 | 3,450 | 465,879 | 3,061 | May 14, 2015, 07:58 PM |
| BECKER GREGORY W | President and CEO | May 12, 2015 | Option Exercise | $45.19 | 3,570 | 161,328 | 40,986 | May 14, 2015, 07:54 PM |
| BECKER GREGORY W | President and CEO | May 12, 2015 | Sale | $135.00 | 3,570 | 481,950 | 37,416 | May 14, 2015, 07:54 PM |
| VERISSIMO MARC J | Chief Risk Officer | May 05, 2015 | Option Exercise | $64.37 | 1,950 | 125,522 | 21,533 | May 07, 2015, 08:51 PM |
| VERISSIMO MARC J | Chief Risk Officer | May 05, 2015 | Sale | $131.16 | 1,950 | 255,754 | 19,583 | May 07, 2015, 08:51 PM |
| Cox Philip C | Head EMEA India & President,UK | May 01, 2015 | Option Exercise | $132.32 | 777 | 102,815 | 4,289 | May 05, 2015, 08:39 PM |
| Cox Philip C | Head EMEA India & President,UK | May 01, 2015 | Option Exercise | $64.37 | 812 | 52,268 | 4,882 | May 05, 2015, 08:39 PM |
| Wallace Bruce | Chief Operating Officer | May 01, 2015 | Option Exercise | $129.81 | 151 | 19,601 | 7,739 | May 05, 2015, 08:32 PM |
| Wallace Bruce | Chief Operating Officer | May 01, 2015 | Option Exercise | $85.24 | 3,811 | 324,867 | 11,550 | May 05, 2015, 08:32 PM |
| Wallace Bruce | Chief Operating Officer | May 01, 2015 | Sale | $133.02 | 3,811 | 506,924 | 7,739 | May 05, 2015, 08:32 PM |
| VERISSIMO MARC J | Chief Risk Officer | May 01, 2015 | Option Exercise | $129.81 | 141 | 18,303 | 19,583 | May 05, 2015, 08:29 PM |
| Parsons Joan | Head of Specialty Banking | May 01, 2015 | Option Exercise | $129.81 | 139 | 18,044 | 17,969 | May 05, 2015, 08:26 PM |
| Husain Kamran F | Chief Accounting Officer | May 01, 2015 | Option Exercise | $129.81 | 106 | 13,760 | 611 | May 05, 2015, 08:23 PM |
| Edmonds-Waters Christopher | Head of Human Resources | May 01, 2015 | Option Exercise | $129.81 | 104 | 13,500 | 4,614 | May 05, 2015, 08:10 PM |
| Descheneaux Michael | Chief Financial Officer | May 01, 2015 | Option Exercise | $129.81 | 370 | 48,030 | 8,541 | May 05, 2015, 08:01 PM |
| China John | Head of Relationship Banking | May 01, 2015 | Option Exercise | $129.81 | 113 | 14,669 | 6,449 | May 05, 2015, 07:56 PM |
| Cadieux Marc C | Chief Credit Officer | May 01, 2015 | Option Exercise | $129.81 | 170 | 22,068 | 7,466 | May 05, 2015, 07:50 PM |
| BECKER GREGORY W | President and CEO | May 01, 2015 | Option Exercise | $129.81 | 679 | 88,141 | 41,959 | May 05, 2015, 07:48 PM |
| Wallace Bruce | Chief Operating Officer | Apr 30, 2015 | Option Exercise | $132.76 | 245 | 32,526 | 7,490 | May 04, 2015, 08:51 PM |
| VERISSIMO MARC J | Chief Risk Officer | Apr 30, 2015 | Option Exercise | $132.76 | 207 | 27,481 | 19,349 | May 04, 2015, 08:48 PM |
| VERISSIMO MARC J | Chief Risk Officer | Apr 30, 2015 | Option Exercise | $71.11 | 1,875 | 133,331 | 21,224 | May 04, 2015, 08:48 PM |
| VERISSIMO MARC J | Chief Risk Officer | Apr 30, 2015 | Sale | $133.86 | 1,875 | 250,995 | 19,349 | May 04, 2015, 08:48 PM |
| Cox Philip C | Head EMEA India & President,UK | Apr 30, 2015 | Option Exercise | $134.42 | 4,065 | 546,436 | 3,847 | May 04, 2015, 08:43 PM |
| Cox Philip C | Head EMEA India & President,UK | Apr 30, 2015 | Option Exercise | $64.65 | 5,213 | 337,045 | 7,653 | May 04, 2015, 08:43 PM |
| Parsons Joan | Head of Specialty Banking | Apr 30, 2015 | Option Exercise | $132.76 | 220 | 29,207 | 17,683 | May 04, 2015, 08:38 PM |
| Husain Kamran F | Chief Accounting Officer | Apr 30, 2015 | Option Exercise | $132.76 | 85 | 11,285 | 437 | May 04, 2015, 08:27 PM |
| Edmonds-Waters Christopher | Head of Human Resources | Apr 30, 2015 | Option Exercise | $132.76 | 160 | 21,242 | 4,443 | May 04, 2015, 08:20 PM |
| China John | Head of Relationship Banking | Apr 30, 2015 | Option Exercise | $132.76 | 292 | 38,766 | 6,262 | May 04, 2015, 08:17 PM |
| Descheneaux Michael | Chief Financial Officer | Apr 30, 2015 | Option Exercise | $132.76 | 585 | 77,665 | 8,136 | May 04, 2015, 08:15 PM |
| Cadieux Marc C | Chief Credit Officer | Apr 30, 2015 | Option Exercise | $132.76 | 168 | 22,304 | 7,186 | May 04, 2015, 08:10 PM |
| BECKER GREGORY W | President and CEO | Apr 30, 2015 | Option Exercise | $132.76 | 1,148 | 152,408 | 41,338 | May 04, 2015, 08:08 PM |
| VERISSIMO MARC J | Chief Risk Officer | Apr 29, 2015 | Option Exercise | $133.12 | 76 | 10,117 | 19,006 | May 01, 2015, 07:30 PM |
| VERISSIMO MARC J | Chief Risk Officer | Apr 29, 2015 | Option Exercise | $60.37 | 2,000 | 120,740 | 21,006 | May 01, 2015, 07:30 PM |
| VERISSIMO MARC J | Chief Risk Officer | Apr 29, 2015 | Sale | $131.68 | 2,000 | 263,360 | 19,006 | May 01, 2015, 07:30 PM |
| Wallace Bruce | Chief Operating Officer | Apr 29, 2015 | Option Exercise | $133.12 | 91 | 12,114 | 7,085 | May 01, 2015, 07:08 PM |
| Descheneaux Michael | Chief Financial Officer | Apr 29, 2015 | Option Exercise | $133.12 | 212 | 28,221 | 9,496 | May 01, 2015, 07:05 PM |
| Descheneaux Michael | Chief Financial Officer | Apr 29, 2015 | Option Exercise | $58.93 | 5,000 | 294,670 | 14,496 | May 01, 2015, 07:05 PM |
| Descheneaux Michael | Chief Financial Officer | Apr 29, 2015 | Sale | $133.57 | 7,000 | 935,007 | 14,296 | May 01, 2015, 07:05 PM |
| Parsons Joan | Head of Specialty Banking | Apr 29, 2015 | Option Exercise | $133.12 | 79 | 10,516 | 17,228 | May 01, 2015, 06:57 PM |
| Husain Kamran F | Chief Accounting Officer | Apr 29, 2015 | Option Exercise | $133.12 | 76 | 10,117 | 297 | May 01, 2015, 06:45 PM |
| Edmonds-Waters Christopher | Head of Human Resources | Apr 29, 2015 | Option Exercise | $133.12 | 61 | 8,120 | 4,178 | May 01, 2015, 06:42 PM |
| DRAPER MICHELLE | Chief Marketing Officer | Apr 29, 2015 | Option Exercise | $133.12 | 53 | 7,055 | 762 | May 01, 2015, 06:39 PM |
| China John | Head of Relationship Banking | Apr 29, 2015 | Option Exercise | $133.12 | 91 | 12,114 | 5,779 | May 01, 2015, 06:36 PM |
| Cadieux Marc C | Chief Credit Officer | Apr 29, 2015 | Option Exercise | $133.12 | 70 | 9,318 | 6,909 | May 01, 2015, 06:33 PM |
| BECKER GREGORY W | President and CEO | Apr 29, 2015 | Option Exercise | $133.12 | 526 | 70,021 | 40,286 | May 01, 2015, 06:31 PM |
| Cox Philip C | Head EMEA India & President,UK | Apr 29, 2015 | Option Exercise | $133.12 | 73 | 9,718 | 2,124 | May 01, 2015, 06:27 PM |
| Husain Kamran F | Chief Accounting Officer | Apr 27, 2015 | Option Exercise | $127.84 | 104 | 13,295 | 171 | Apr 29, 2015, 08:06 PM |
| Wallace Bruce | Chief Operating Officer | Apr 27, 2015 | Option Exercise | $127.84 | 94 | 12,017 | 6,934 | Apr 29, 2015, 08:01 PM |
| VERISSIMO MARC J | Chief Risk Officer | Apr 27, 2015 | Option Exercise | $127.84 | 188 | 24,034 | 18,880 | Apr 29, 2015, 07:58 PM |
| Parsons Joan | Head of Specialty Banking | Apr 27, 2015 | Option Exercise | $127.84 | 163 | 20,838 | 17,065 | Apr 29, 2015, 07:55 PM |
| Edmonds-Waters Christopher | Head of Human Resources | Apr 27, 2015 | Option Exercise | $127.84 | 94 | 12,017 | 4,077 | Apr 29, 2015, 07:51 PM |
| Descheneaux Michael | Chief Financial Officer | Apr 27, 2015 | Option Exercise | $127.84 | 297 | 37,968 | 9,264 | Apr 29, 2015, 07:48 PM |
| Cox Philip C | Head EMEA India & President,UK | Apr 27, 2015 | Option Exercise | $127.84 | 169 | 21,605 | 2,035 | Apr 29, 2015, 07:43 PM |
| Cadieux Marc C | Chief Credit Officer | Apr 27, 2015 | Option Exercise | $127.84 | 106 | 13,551 | 6,793 | Apr 29, 2015, 07:40 PM |
| BECKER GREGORY W | President and CEO | Apr 27, 2015 | Option Exercise | $127.84 | 10,568 | 1,351,013 | 49,719 | Apr 29, 2015, 07:37 PM |
| BECKER GREGORY W | President and CEO | Apr 24, 2015 | Option Exercise | $45.19 | 2,430 | 109,812 | 32,552 | Apr 28, 2015, 03:21 PM |
| BECKER GREGORY W | President and CEO | Apr 24, 2015 | Sale | $135.00 | 2,430 | 328,050 | 30,122 | Apr 28, 2015, 03:21 PM |
| BECKER GREGORY W | President and CEO | Mar 23, 2015 | Option Exercise | $45.19 | 6,000 | 271,140 | 36,122 | Mar 25, 2015, 11:26 AM |
| BECKER GREGORY W | President and CEO | Mar 23, 2015 | Sale | $125.20 | 6,000 | 751,200 | 30,122 | Mar 25, 2015, 11:26 AM |
| Zuckert Michael S | General Counsel | Mar 03, 2015 | Option Exercise | $124.77 | 137 | 17,093 | 226 | Mar 05, 2015, 08:59 PM |
| BENHAMOU ERIC | Director | Mar 03, 2015 | Sale | $125.09 | 1,599 | 200,019 | 17,808 | Mar 04, 2015, 08:57 PM |
| BENHAMOU ERIC | Director | Mar 02, 2015 | Sale | $123.35 | 1,622 | 200,082 | 20,029 | Mar 04, 2015, 08:57 PM |
| Cadieux Marc C | Chief Credit Officer | Feb 17, 2015 | Option Exercise | $48.76 | 2,520 | 122,875 | 9,137 | Feb 19, 2015, 06:07 PM |
| Cadieux Marc C | Chief Credit Officer | Feb 17, 2015 | Sale | $125.48 | 2,520 | 316,210 | 6,617 | Feb 19, 2015, 06:07 PM |
| China John | Head of Relationship Banking | Feb 17, 2015 | Sale | $126.56 | 1,250 | 158,205 | 5,628 | Feb 19, 2015, 06:04 PM |
| Cox Philip C | Head EMEA India & President,UK | Feb 13, 2015 | Sale | $125.15 | 141 | 17,646 | 1,829 | Feb 18, 2015, 11:47 AM |
| China John | Head of Relationship Banking | Feb 06, 2015 | Option Exercise | $48.45 | 2,064 | 100,006 | 7,692 | Feb 10, 2015, 10:28 AM |
| China John | Head of Relationship Banking | Feb 06, 2015 | Sale | $125.09 | 814 | 101,824 | 7,628 | Feb 10, 2015, 10:28 AM |
| VERISSIMO MARC J | Chief Risk Officer | Feb 04, 2015 | Option Exercise | $71.11 | 1,875 | 133,331 | 18,568 | Feb 06, 2015, 06:53 PM |
| VERISSIMO MARC J | Chief Risk Officer | Feb 04, 2015 | Sale | $118.94 | 1,875 | 223,013 | 16,693 | Feb 06, 2015, 06:53 PM |
| BECKER GREGORY W | President and CEO | Feb 03, 2015 | Option Exercise | $48.76 | 4,450 | 216,982 | 34,572 | Feb 05, 2015, 06:57 PM |
| BECKER GREGORY W | President and CEO | Feb 03, 2015 | Sale | $120.00 | 4,450 | 534,000 | 30,122 | Feb 05, 2015, 06:57 PM |
| Wallace Bruce | Chief Operating Officer | Feb 02, 2015 | Option Exercise | $49.18 | 2,025 | 99,590 | 8,803 | Feb 04, 2015, 07:41 PM |
| Wallace Bruce | Chief Operating Officer | Feb 02, 2015 | Sale | $114.71 | 2,025 | 232,292 | 6,778 | Feb 04, 2015, 07:41 PM |
| Descheneaux Michael | Chief Financial Officer | Jan 30, 2015 | Option Exercise | $55.69 | 9,000 | 501,245 | 17,811 | Feb 03, 2015, 06:47 PM |
| Descheneaux Michael | Chief Financial Officer | Jan 30, 2015 | Sale | $113.67 | 9,000 | 1,023,000 | 16,401 | Feb 03, 2015, 06:47 PM |
| Edmonds-Waters Christopher | Head of Human Resources | Jan 28, 2015 | Option Exercise | $55.83 | 5,020 | 280,266 | 8,941 | Jan 30, 2015, 04:48 PM |
| Edmonds-Waters Christopher | Head of Human Resources | Jan 28, 2015 | Sale | $116.12 | 5,020 | 582,904 | 6,941 | Jan 30, 2015, 04:48 PM |
| VERISSIMO MARC J | Chief Risk Officer | Jan 27, 2015 | Option Exercise | $64.37 | 3,900 | 251,043 | 18,568 | Jan 29, 2015, 06:34 PM |
| VERISSIMO MARC J | Chief Risk Officer | Jan 27, 2015 | Sale | $116.71 | 3,900 | 455,173 | 14,668 | Jan 29, 2015, 06:34 PM |
| China John | Head of Relationship Banking | Jan 05, 2015 | Option Exercise | $111.93 | 137 | 15,334 | 5,628 | Jan 07, 2015, 04:36 PM |
| China John | Head of Relationship Banking | Jun 30, 2014 | Option Exercise | $87.75 | 242 | 21,235 | 4,497 | Dec 24, 2014, 12:45 PM |
| China John | Head of Relationship Banking | Dec 22, 2014 | Option Exercise | $114.84 | 1,044 | 119,893 | 5,453 | Dec 24, 2014, 12:45 PM |
| Wallace Bruce | Chief Operating Officer | Dec 22, 2014 | Option Exercise | $114.84 | 1,361 | 156,297 | 6,778 | Dec 24, 2014, 12:29 PM |
| VERISSIMO MARC J | Chief Risk Officer | Dec 22, 2014 | Option Exercise | $114.84 | 1,305 | 149,866 | 18,568 | Dec 24, 2014, 12:16 PM |
| Parsons Joan | Head of Specialty Banking | Dec 22, 2014 | Option Exercise | $114.84 | 1,368 | 157,101 | 16,728 | Dec 24, 2014, 11:57 AM |
| Edmonds-Waters Christopher | Head of Human Resources | Dec 22, 2014 | Option Exercise | $114.84 | 992 | 113,921 | 3,904 | Dec 24, 2014, 11:44 AM |
| Descheneaux Michael | Chief Financial Officer | Dec 22, 2014 | Option Exercise | $114.84 | 2,529 | 290,430 | 8,811 | Dec 24, 2014, 11:34 AM |
| BECKER GREGORY W | President and CEO | Dec 22, 2014 | Option Exercise | $114.84 | 4,592 | 527,345 | 30,122 | Dec 24, 2014, 11:28 AM |
| Descheneaux Michael | Chief Financial Officer | Nov 13, 2014 | Sale | $111.26 | 1,000 | 111,261 | 6,462 | Nov 17, 2014, 10:43 AM |
| Descheneaux Michael | Chief Financial Officer | Nov 04, 2014 | Option Exercise | $50.63 | 6,701 | 339,248 | 13,741 | Nov 06, 2014, 08:22 PM |
| Descheneaux Michael | Chief Financial Officer | Nov 04, 2014 | Sale | $110.94 | 6,701 | 743,380 | 12,341 | Nov 06, 2014, 08:22 PM |
| Wallace Bruce | Chief Operating Officer | Nov 03, 2014 | Option Exercise | $64.37 | 2,500 | 160,925 | 7,939 | Nov 05, 2014, 07:24 PM |
| Wallace Bruce | Chief Operating Officer | Nov 03, 2014 | Sale | $112.24 | 2,500 | 280,607 | 5,439 | Nov 05, 2014, 07:24 PM |
| Parsons Joan | Head of Specialty Banking | Oct 27, 2014 | Option Exercise | $104.47 | 92 | 9,611 | 15,196 | Oct 29, 2014, 08:34 PM |
| BECKER GREGORY W | President and CEO | Jun 30, 2014 | Option Exercise | $87.75 | 242 | 21,235 | 25,914 | Oct 03, 2014, 05:44 PM |
| BECKER GREGORY W | President and CEO | Oct 01, 2014 | Option Exercise | $48.76 | 12,000 | 585,120 | 37,914 | Oct 03, 2014, 05:44 PM |
| BECKER GREGORY W | President and CEO | Oct 01, 2014 | Sale | $111.19 | 12,000 | 1,334,280 | 25,914 | Oct 03, 2014, 05:44 PM |
| Parsons Joan | Head of Specialty Banking | Sep 16, 2014 | Option Exercise | $35.54 | 9,994 | 355,211 | 15,094 | Sep 18, 2014, 05:03 PM |
| Parsons Joan | Head of Specialty Banking | Sep 12, 2014 | Option Exercise | $63.95 | 12,200 | 780,153 | 23,625 | Sep 16, 2014, 07:52 PM |
| Parsons Joan | Head of Specialty Banking | Sep 12, 2014 | Sale | $115.51 | 18,525 | 2,139,829 | 18,375 | Sep 16, 2014, 07:52 PM |
| Parsons Joan | Head of Specialty Banking | Jun 30, 2014 | Option Exercise | $87.75 | 242 | 21,235 | 17,517 | Sep 15, 2014, 07:19 PM |
| Parsons Joan | Head of Specialty Banking | Sep 11, 2014 | Option Exercise | $41.26 | 6,767 | 279,227 | 24,284 | Sep 15, 2014, 07:19 PM |
| Parsons Joan | Head of Specialty Banking | Sep 11, 2014 | Sale | $113.84 | 12,859 | 1,463,844 | 23,460 | Sep 15, 2014, 07:19 PM |
| Edmonds-Waters Christopher | Head of Human Resources | Jun 30, 2014 | Option Exercise | $87.75 | 47 | 4,124 | 2,996 | Sep 05, 2014, 08:25 PM |
| Edmonds-Waters Christopher | Head of Human Resources | Sep 03, 2014 | Option Exercise | $48.97 | 6,675 | 326,862 | 9,671 | Sep 05, 2014, 08:25 PM |
| Edmonds-Waters Christopher | Head of Human Resources | Sep 03, 2014 | Sale | $112.68 | 6,675 | 752,166 | 2,996 | Sep 05, 2014, 08:25 PM |
| VERISSIMO MARC J | Chief Strategy & Risk Officer | Sep 03, 2014 | Option Exercise | $60.37 | 6,000 | 362,220 | 23,373 | Sep 05, 2014, 07:18 PM |
| VERISSIMO MARC J | Chief Strategy & Risk Officer | Sep 03, 2014 | Sale | $111.70 | 6,000 | 670,200 | 17,373 | Sep 05, 2014, 07:18 PM |
| Cadieux Marc C | Chief Credit Officer | Sep 03, 2014 | Option Exercise | $112.21 | 285 | 31,980 | 6,617 | Sep 05, 2014, 07:17 PM |
| Husain Kamran F | Chief Accounting Officer | Aug 25, 2014 | Option Exercise | $60.16 | 1,000 | 60,156 | 1,000 | Aug 27, 2014, 11:23 AM |
| Husain Kamran F | Chief Accounting Officer | Aug 25, 2014 | Sale | $110.03 | 1,000 | 110,030 | 700 | Aug 27, 2014, 11:23 AM |
| Husain Kamran F | Chief Accounting Officer | Jun 30, 2014 | Option Exercise | $87.75 | 242 | 21,235 | 873 | Aug 26, 2014, 12:27 PM |
| Husain Kamran F | Chief Accounting Officer | Aug 22, 2014 | Sale | $109.35 | 873 | 95,459 | 631 | Aug 26, 2014, 12:27 PM |
| Wallace Bruce | Chief Operating Officer | Aug 18, 2014 | Option Exercise | $61.68 | 2,875 | 177,336 | 8,314 | Aug 20, 2014, 07:13 PM |
| Wallace Bruce | Chief Operating Officer | Aug 18, 2014 | Sale | $107.95 | 2,875 | 310,348 | 7,789 | Aug 20, 2014, 07:13 PM |
| Cox Philip C | Head EMEA India & President,UK | Jun 30, 2014 | Option Exercise | $87.75 | 137 | 12,021 | 2,782 | Aug 19, 2014, 05:40 PM |
| Cox Philip C | Head EMEA India & President,UK | Aug 15, 2014 | Sale | $108.00 | 848 | 91,584 | 1,934 | Aug 19, 2014, 05:40 PM |
| Descheneaux Michael | Chief Financial Officer | Jun 30, 2014 | Option Exercise | $87.75 | 242 | 21,235 | 7,040 | Aug 19, 2014, 05:28 PM |
| Descheneaux Michael | Chief Financial Officer | Aug 15, 2014 | Option Exercise | $38.30 | 4,000 | 153,200 | 11,040 | Aug 19, 2014, 05:28 PM |
| Descheneaux Michael | Chief Financial Officer | Aug 15, 2014 | Sale | $107.37 | 4,000 | 429,469 | 10,840 | Aug 19, 2014, 05:28 PM |
| VERISSIMO MARC J | Chief Strategy & Risk Officer | Aug 12, 2014 | Option Exercise | $45.19 | 7,386 | 333,773 | 24,759 | Aug 14, 2014, 11:09 AM |
| VERISSIMO MARC J | Chief Strategy & Risk Officer | Aug 12, 2014 | Sale | $105.37 | 7,386 | 778,278 | 17,373 | Aug 14, 2014, 11:09 AM |
| DRAPER MICHELLE | Chief Marketing Officer | Aug 05, 2014 | Option Exercise | $104.60 | 303 | 31,694 | 502 | Aug 07, 2014, 05:08 PM |
| Devin Tracy Elizabeth | Chief Information Officer | Jun 03, 2014 | Option Exercise | $106.94 | 141 | 15,079 | 377 | Jun 05, 2014, 06:30 PM |
| Edmonds-Waters Christopher | Head of Human Resources | May 27, 2014 | Option Exercise | $51.24 | 6,625 | 339,461 | 9,574 | May 29, 2014, 07:20 PM |
| Edmonds-Waters Christopher | Head of Human Resources | May 27, 2014 | Sale | $106.89 | 6,625 | 708,146 | 2,949 | May 29, 2014, 07:20 PM |
| BECKER GREGORY W | President and CEO | May 15, 2014 | Option Exercise | $27.84 | 4,450 | 123,888 | 53,423 | May 16, 2014, 06:47 PM |
| BECKER GREGORY W | President and CEO | May 15, 2014 | Sale | $101.57 | 4,450 | 451,999 | 51,786 | May 16, 2014, 06:47 PM |
| Wallace Bruce | Chief Operating Officer | May 01, 2014 | Option Exercise | $107.95 | 302 | 32,601 | 5,439 | May 05, 2014, 08:06 PM |
| VERISSIMO MARC J | Chief Strategy & Risk Officer | May 01, 2014 | Option Exercise | $107.95 | 282 | 30,442 | 17,373 | May 05, 2014, 08:03 PM |
| Parsons Joan | Head of Specialty Banking | May 01, 2014 | Option Exercise | $107.95 | 278 | 30,010 | 17,275 | May 05, 2014, 08:00 PM |
| Husain Kamran F | Chief Accounting Officer | May 01, 2014 | Option Exercise | $107.95 | 212 | 22,885 | 631 | May 05, 2014, 07:57 PM |
| Edmonds-Waters Christopher | Head of Human Resources | May 01, 2014 | Option Exercise | $107.95 | 208 | 22,454 | 2,949 | May 05, 2014, 07:53 PM |
| Descheneaux Michael | Chief Financial Officer | May 01, 2014 | Option Exercise | $107.95 | 514 | 55,486 | 6,798 | May 05, 2014, 07:50 PM |
| China John | Head of Relationship Banking | May 01, 2014 | Option Exercise | $107.95 | 157 | 16,948 | 4,255 | May 05, 2014, 07:46 PM |
| Cadieux Marc C | Chief Credit Officer | May 01, 2014 | Option Exercise | $107.95 | 340 | 36,703 | 6,146 | May 05, 2014, 07:42 PM |
| Cox Philip C | Head EMEA India & President,UK | May 01, 2014 | Option Exercise | $107.95 | 368 | 39,726 | 2,645 | May 05, 2014, 07:39 PM |
| BECKER GREGORY W | President and CEO | May 01, 2014 | Option Exercise | $107.95 | 679 | 73,298 | 48,973 | May 05, 2014, 07:31 PM |
| Cox Philip C | Head EMEA India & President,UK | Apr 30, 2014 | Option Exercise | $106.69 | 361 | 38,515 | 2,421 | May 02, 2014, 08:42 PM |
| Wallace Bruce | Chief Operating Officer | Apr 30, 2014 | Option Exercise | $106.69 | 410 | 43,743 | 5,190 | May 02, 2014, 08:40 PM |
| VERISSIMO MARC J | Chief Strategy & Risk Officer | Apr 30, 2014 | Option Exercise | $106.69 | 207 | 22,085 | 17,139 | May 02, 2014, 08:38 PM |
| China John | Head of Relationship Banking | Apr 30, 2014 | Option Exercise | $106.69 | 536 | 57,186 | 4,112 | May 02, 2014, 08:36 PM |
| Parsons Joan | Head of Specialty Banking | Apr 30, 2014 | Option Exercise | $106.69 | 383 | 40,862 | 16,989 | May 02, 2014, 08:33 PM |
| Husain Kamran F | Chief Accounting Officer | Apr 30, 2014 | Option Exercise | $106.69 | 85 | 9,069 | 457 | May 02, 2014, 08:31 PM |
| Edmonds-Waters Christopher | Head of Human Resources | Apr 30, 2014 | Option Exercise | $106.69 | 160 | 17,070 | 2,778 | May 02, 2014, 08:29 PM |
| Descheneaux Michael | Chief Financial Officer | Apr 30, 2014 | Option Exercise | $106.69 | 406 | 43,316 | 6,280 | May 02, 2014, 08:27 PM |
| Cadieux Marc C | Chief Credit Officer | Apr 30, 2014 | Option Exercise | $106.69 | 262 | 27,953 | 5,866 | May 02, 2014, 08:25 PM |
| BECKER GREGORY W | President and CEO | Apr 30, 2014 | Option Exercise | $106.69 | 1,148 | 122,480 | 48,352 | May 02, 2014, 08:22 PM |
| Wallace Bruce | Chief Operating Officer | Apr 27, 2014 | Option Exercise | $108.01 | 94 | 10,153 | 4,513 | Apr 30, 2014, 08:57 PM |
| VERISSIMO MARC J | Chief Strategy & Risk Officer | Apr 27, 2014 | Option Exercise | $108.01 | 188 | 20,306 | 16,796 | Apr 30, 2014, 08:54 PM |
| Cadieux Marc C | Chief Credit Officer | Apr 27, 2014 | Option Exercise | $108.01 | 106 | 11,449 | 5,433 | Apr 30, 2014, 08:52 PM |
| Husain Kamran F | Chief Accounting Officer | Apr 27, 2014 | Option Exercise | $108.01 | 193 | 20,846 | 421 | Apr 30, 2014, 08:50 PM |
| Descheneaux Michael | Chief Financial Officer | Apr 27, 2014 | Option Exercise | $108.01 | 249 | 26,894 | 5,461 | Apr 30, 2014, 08:48 PM |
| Edmonds-Waters Christopher | Head of Human Resources | Apr 27, 2014 | Option Exercise | $108.01 | 94 | 10,153 | 2,513 | Apr 30, 2014, 08:46 PM |
| Cox Philip C | Head EMEA India & President,UK | Apr 27, 2014 | Option Exercise | $108.01 | 169 | 18,254 | 1,982 | Apr 30, 2014, 08:44 PM |
| BECKER GREGORY W | President and CEO | Apr 27, 2014 | Option Exercise | $108.01 | 551 | 59,514 | 47,300 | Apr 30, 2014, 08:40 PM |
| Parsons Joan | Head of Specialty Banking | Apr 27, 2014 | Option Exercise | $108.01 | 163 | 17,606 | 16,197 | Apr 30, 2014, 08:22 PM |
| Parsons Joan | Head of Specialty Banking | Feb 28, 2014 | Option Exercise | $125.91 | 50 | 6,296 | 15,860 | Apr 30, 2014, 08:22 PM |
| China John | Head of Relationship Mgmt | Feb 19, 2014 | Option Exercise | $48.15 | 2,000 | 96,300 | 5,623 | Feb 21, 2014, 09:40 AM |
| China John | Head of Relationship Mgmt | Feb 19, 2014 | Sale | $118.81 | 2,000 | 237,620 | 3,623 | Feb 21, 2014, 09:40 AM |
| Wallace Bruce | Chief Operating Officer | Jan 31, 2014 | Option Exercise | $62.66 | 3,500 | 219,295 | 7,857 | Feb 04, 2014, 03:19 PM |
| Wallace Bruce | Chief Operating Officer | Jan 31, 2014 | Sale | $112.16 | 3,500 | 392,565 | 6,357 | Feb 04, 2014, 03:19 PM |
| Husain Kamran F | Chief Accounting Officer | Dec 31, 2013 | Option Exercise | $73.17 | 108 | 7,902 | 108 | Jan 30, 2014, 08:14 PM |
| Husain Kamran F | Chief Accounting Officer | Jan 28, 2014 | Sale | $112.59 | 108 | 12,160 | 0 | Jan 30, 2014, 08:14 PM |
| China John | Head of Relationship Mgmt | Jan 03, 2014 | Option Exercise | $104.11 | 137 | 14,263 | 3,623 | Jan 07, 2014, 08:47 PM |
| Parsons Joan | Head of US Bankiing | Jan 02, 2014 | Option Exercise | $48.15 | 920 | 44,298 | 17,701 | Jan 06, 2014, 08:01 PM |
| Parsons Joan | Head of US Bankiing | Jan 02, 2014 | Sale | $104.01 | 1,791 | 186,282 | 16,781 | Jan 06, 2014, 08:01 PM |
| Descheneaux Michael | Chief Financial Officer | Dec 20, 2013 | Option Exercise | $104.01 | 1,431 | 148,838 | 4,960 | Dec 24, 2013, 01:33 PM |
| China John | Head of Relationship Mgmt | Dec 20, 2013 | Option Exercise | $104.01 | 188 | 19,554 | 3,448 | Dec 24, 2013, 01:30 PM |
| Edmonds-Waters Christopher | Head of Human Resources | Dec 20, 2013 | Option Exercise | $104.01 | 376 | 39,108 | 2,357 | Dec 24, 2013, 01:27 PM |
| KELLOGG HARRY W JR | Vice Chairman | Dec 20, 2013 | Option Exercise | $104.01 | 564 | 58,662 | 5,164 | Dec 24, 2013, 01:24 PM |
| Parsons Joan | Head of US Bankiing | Dec 20, 2013 | Option Exercise | $104.01 | 612 | 63,654 | 16,781 | Dec 24, 2013, 01:21 PM |
| VERISSIMO MARC J | Chief Strategy & Risk Officer | Dec 20, 2013 | Option Exercise | $104.01 | 783 | 81,440 | 16,484 | Dec 24, 2013, 01:19 PM |
| Wallace Bruce | Chief Operating Officer | Dec 20, 2013 | Option Exercise | $104.01 | 489 | 50,861 | 4,357 | Dec 24, 2013, 01:16 PM |
| BECKER GREGORY W | President and CEO | Dec 20, 2013 | Option Exercise | $104.01 | 2,349 | 244,319 | 46,601 | Dec 24, 2013, 01:13 PM |
| China John | Head of Relationship Mgmt | Jun 28, 2013 | Option Exercise | $49.50 | 429 | 21,237 | 3,836 | Dec 04, 2013, 10:37 AM |
| China John | Head of Relationship Mgmt | Dec 02, 2013 | Sale | $103.00 | 700 | 72,100 | 3,136 | Dec 04, 2013, 10:37 AM |
| BECKER GREGORY W | President and CEO | Dec 02, 2013 | Option Exercise | $27.84 | 12,000 | 334,080 | 56,450 | Dec 04, 2013, 10:13 AM |
| BECKER GREGORY W | President and CEO | Dec 02, 2013 | Sale | $101.82 | 12,000 | 1,221,900 | 52,450 | Dec 04, 2013, 10:13 AM |
| Parsons Joan | Head of US Bankiing | Nov 26, 2013 | Option Exercise | $48.15 | 1,830 | 88,115 | 15,893 | Nov 29, 2013, 01:31 PM |
| VERISSIMO MARC J | Chief Strategy & Risk Officer | Nov 18, 2013 | Option Exercise | $48.76 | 8,350 | 407,146 | 24,117 | Nov 20, 2013, 10:15 AM |
| VERISSIMO MARC J | Chief Strategy & Risk Officer | Nov 18, 2013 | Sale | $97.89 | 8,350 | 817,386 | 15,767 | Nov 20, 2013, 10:15 AM |
| Cox Philip C | Head EMEA India & President,UK | Jun 28, 2013 | Option Exercise | $49.50 | 87 | 4,307 | 690 | Nov 13, 2013, 12:26 PM |
| Cox Philip C | Head EMEA India & President,UK | Nov 11, 2013 | Option Exercise | $98.22 | 3,369 | 330,903 | 4,425 | Nov 13, 2013, 12:26 PM |
| Cox Philip C | Head EMEA India & President,UK | Nov 11, 2013 | Option Exercise | $53.30 | 4,413 | 235,196 | 5,103 | Nov 13, 2013, 12:26 PM |
| KELLOGG HARRY W JR | Vice Chairman | Nov 01, 2013 | Sale | $95.68 | 1,700 | 162,656 | 4,228 | Nov 04, 2013, 07:12 PM |
| Wallace Bruce | Chief Operating Officer | Oct 31, 2013 | Option Exercise | $53.82 | 2,950 | 158,761 | 6,796 | Nov 04, 2013, 07:06 PM |
| Wallace Bruce | Chief Operating Officer | Oct 31, 2013 | Sale | $96.20 | 2,950 | 283,784 | 5,296 | Nov 04, 2013, 07:06 PM |
| Descheneaux Michael | Chief Financial Officer | Oct 29, 2013 | Option Exercise | $40.60 | 9,000 | 365,370 | 14,902 | Oct 31, 2013, 07:46 PM |
| Descheneaux Michael | Chief Financial Officer | Oct 29, 2013 | Sale | $96.50 | 11,511 | 1,110,831 | 14,391 | Oct 31, 2013, 07:46 PM |
| VERISSIMO MARC J | Chief Strategy Officer | Oct 29, 2013 | Option Exercise | $52.72 | 6,150 | 324,228 | 21,917 | Oct 31, 2013, 07:27 PM |
| VERISSIMO MARC J | Chief Strategy Officer | Oct 29, 2013 | Sale | $96.25 | 6,150 | 591,953 | 15,767 | Oct 31, 2013, 07:27 PM |
| Parsons Joan | Head of US Bankiing | Jun 28, 2013 | Option Exercise | $49.50 | 429 | 21,237 | 13,765 | Oct 30, 2013, 11:00 AM |
| Parsons Joan | Head of US Bankiing | Oct 28, 2013 | Option Exercise | $97.77 | 146 | 14,274 | 14,127 | Oct 30, 2013, 11:00 AM |
| KELLOGG HARRY W JR | Vice Chairman | Oct 01, 2013 | Sale | $86.11 | 1,700 | 146,386 | 5,928 | Oct 02, 2013, 06:25 PM |
| KELLOGG HARRY W JR | Vice Chairman | Sep 03, 2013 | Sale | $84.37 | 1,700 | 143,429 | 7,728 | Sep 05, 2013, 11:21 AM |
| BECKER GREGORY W | President and CEO | Jun 28, 2013 | Option Exercise | $49.50 | 429 | 21,237 | 44,450 | Aug 09, 2013, 11:15 AM |
| BECKER GREGORY W | President and CEO | Aug 07, 2013 | Option Exercise | $52.72 | 12,050 | 635,276 | 56,500 | Aug 09, 2013, 11:15 AM |
| BECKER GREGORY W | President and CEO | Aug 07, 2013 | Sale | $86.25 | 12,050 | 1,039,317 | 44,450 | Aug 09, 2013, 11:15 AM |
| VERISSIMO MARC J | Chief Strategy Officer | Aug 01, 2013 | Option Exercise | $27.84 | 4,000 | 111,360 | 19,767 | Aug 05, 2013, 07:46 PM |
| VERISSIMO MARC J | Chief Strategy Officer | Aug 01, 2013 | Sale | $88.63 | 4,000 | 354,504 | 17,767 | Aug 05, 2013, 07:46 PM |
| KELLOGG HARRY W JR | Vice Chairman | Aug 01, 2013 | Option Exercise | $48.76 | 1,600 | 78,016 | 10,928 | Aug 05, 2013, 07:24 PM |
| KELLOGG HARRY W JR | Vice Chairman | Aug 01, 2013 | Sale | $87.09 | 1,700 | 148,052 | 9,328 | Aug 05, 2013, 07:24 PM |
| Jones David A | Chief Credit Officer | Jun 28, 2013 | Option Exercise | $49.50 | 429 | 21,237 | 95,174 | Aug 02, 2013, 07:50 PM |
| Jones David A | Chief Credit Officer | Jul 31, 2013 | Option Exercise | $87.73 | 19,647 | 1,723,548 | 108,189 | Aug 02, 2013, 07:50 PM |
| Jones David A | Chief Credit Officer | Jul 31, 2013 | Option Exercise | $47.07 | 28,044 | 1,320,069 | 123,218 | Aug 02, 2013, 07:50 PM |
| VERISSIMO MARC J | Chief Strategy Officer | Jul 31, 2013 | Option Exercise | $27.84 | 4,350 | 121,104 | 20,117 | Aug 02, 2013, 07:30 PM |
| VERISSIMO MARC J | Chief Strategy Officer | Jul 31, 2013 | Sale | $88.49 | 4,350 | 384,921 | 15,767 | Aug 02, 2013, 07:30 PM |
| Husain Kamran F | Chief Accounting Officer | Jun 28, 2013 | Option Exercise | $49.50 | 247 | 12,227 | 1,150 | Aug 01, 2013, 07:46 PM |
| Husain Kamran F | Chief Accounting Officer | Jul 30, 2013 | Sale | $87.80 | 1,150 | 100,967 | 950 | Aug 01, 2013, 07:46 PM |
| Descheneaux Michael | Chief Financial Officer | Jun 28, 2013 | Option Exercise | $49.50 | 429 | 21,237 | 5,902 | Aug 01, 2013, 07:41 PM |
| Descheneaux Michael | Chief Financial Officer | Jul 30, 2013 | Option Exercise | $47.62 | 15,850 | 754,757 | 21,752 | Aug 01, 2013, 07:41 PM |
| Descheneaux Michael | Chief Financial Officer | Jul 30, 2013 | Sale | $87.76 | 15,850 | 1,390,973 | 14,402 | Aug 01, 2013, 07:41 PM |
| KELLOGG HARRY W JR | Vice Chairman | Jun 30, 2013 | Option Exercise | $49.50 | 429 | 21,237 | 9,428 | Jul 03, 2013, 01:35 PM |
| KELLOGG HARRY W JR | Vice Chairman | Jul 01, 2013 | Option Exercise | $48.76 | 1,700 | 82,892 | 11,128 | Jul 03, 2013, 01:35 PM |
| KELLOGG HARRY W JR | Vice Chairman | Jul 01, 2013 | Sale | $84.82 | 1,700 | 144,194 | 9,428 | Jul 03, 2013, 01:35 PM |
| Cox Philip C | Head EMEA India & President,UK | Apr 30, 2013 | Option Exercise | $71.11 | 102 | 7,253 | 379 | Jul 02, 2013, 01:20 PM |
| Cox Philip C | Head EMEA India & President,UK | Apr 27, 2013 | Option Exercise | $71.06 | 169 | 12,009 | 256 | Jul 02, 2013, 01:02 PM |
| Cox Philip C | Head EMEA India & President,UK | May 01, 2013 | Option Exercise | $69.25 | 184 | 12,742 | 603 | Jul 02, 2013, 12:58 PM |
| KELLOGG HARRY W JR | Vice Chairman | Jun 03, 2013 | Option Exercise | $48.76 | 1,700 | 82,892 | 10,699 | Jun 04, 2013, 06:18 PM |
| KELLOGG HARRY W JR | Vice Chairman | Jun 03, 2013 | Sale | $77.61 | 1,700 | 131,937 | 8,999 | Jun 04, 2013, 06:18 PM |
| Robinson John F | Director | May 28, 2013 | Sale | $75.75 | 1,675 | 126,874 | 5,260 | May 30, 2013, 07:18 PM |
| Husain Kamran F | Chief Accounting Officer | May 15, 2013 | Option Exercise | $62.39 | 1,106 | 69,001 | 2,081 | May 16, 2013, 08:02 PM |
| Husain Kamran F | Chief Accounting Officer | May 15, 2013 | Sale | $73.81 | 1,178 | 86,950 | 1,523 | May 16, 2013, 08:02 PM |
| Descheneaux Michael | Chief Financial Officer | May 10, 2013 | Option Exercise | $51.49 | 2,900 | 149,324 | 9,392 | May 14, 2013, 08:34 PM |
| Descheneaux Michael | Chief Financial Officer | May 10, 2013 | Sale | $72.58 | 3,919 | 284,459 | 9,292 | May 14, 2013, 08:34 PM |
| Husain Kamran F | Chief Accounting Officer | May 09, 2013 | Option Exercise | $35.00 | 1,132 | 39,624 | 2,657 | May 13, 2013, 07:54 PM |
| Husain Kamran F | Chief Accounting Officer | May 09, 2013 | Sale | $72.39 | 1,682 | 121,768 | 2,078 | May 13, 2013, 07:54 PM |
| Parsons Joan | Head of US Bankiing | May 01, 2013 | Option Exercise | $69.25 | 139 | 9,626 | 13,336 | May 03, 2013, 09:49 PM |
| Wallace Bruce | Chief Operating Officer | May 01, 2013 | Option Exercise | $69.25 | 151 | 10,457 | 3,661 | May 03, 2013, 09:45 PM |
| Wallace Bruce | Chief Operating Officer | May 01, 2013 | Option Exercise | $40.06 | 2,050 | 82,122 | 4,686 | May 03, 2013, 09:45 PM |
| Wallace Bruce | Chief Operating Officer | May 01, 2013 | Sale | $69.74 | 1,865 | 130,066 | 3,846 | May 03, 2013, 09:45 PM |
| VERISSIMO MARC J | Chief Strategy Officer | May 01, 2013 | Option Exercise | $69.25 | 141 | 9,764 | 15,767 | May 03, 2013, 09:43 PM |
| Jones David A | Chief Credit Officer | May 01, 2013 | Option Exercise | $69.25 | 207 | 14,335 | 94,745 | May 03, 2013, 09:37 PM |
| Husain Kamran F | Chief Accounting Officer | May 01, 2013 | Option Exercise | $69.25 | 106 | 7,341 | 1,525 | May 03, 2013, 09:35 PM |
| Edmonds-Waters Christopher | Head of Human Resources | May 01, 2013 | Option Exercise | $69.25 | 104 | 7,202 | 1,733 | May 03, 2013, 09:32 PM |
| Descheneaux Michael | Chief Financial Officer | May 01, 2013 | Option Exercise | $69.25 | 257 | 17,797 | 6,492 | May 03, 2013, 09:30 PM |
| Cox Philip C | Head EMEA India & President,UK | May 01, 2013 | Option Exercise | $69.25 | 204 | 14,127 | 553 | May 03, 2013, 09:27 PM |
| China John | Head of Relationship Mgmt | May 01, 2013 | Option Exercise | $69.25 | 113 | 7,825 | 3,407 | May 03, 2013, 09:14 PM |
| BECKER GREGORY W | President and CEO | May 01, 2013 | Option Exercise | $69.25 | 679 | 47,021 | 44,021 | May 03, 2013, 09:12 PM |
| KELLOGG HARRY W JR | Vice Chairman | May 01, 2013 | Option Exercise | $48.76 | 1,700 | 82,892 | 10,699 | May 03, 2013, 09:10 PM |
| KELLOGG HARRY W JR | Vice Chairman | May 01, 2013 | Sale | $70.52 | 1,700 | 119,884 | 8,999 | May 03, 2013, 09:10 PM |
| Wallace Bruce | Chief Operating Officer | Apr 30, 2013 | Option Exercise | $71.11 | 165 | 11,733 | 3,412 | May 02, 2013, 09:19 PM |
| Cox Philip C | Head EMEA India & President,UK | Apr 30, 2013 | Option Exercise | $71.11 | 113 | 8,035 | 349 | May 02, 2013, 09:16 PM |
| Parsons Joan | Head of US Bankiing | Apr 30, 2013 | Option Exercise | $71.11 | 163 | 11,591 | 13,050 | May 02, 2013, 09:12 PM |
| China John | Head of Relationship Mgmt | Apr 30, 2013 | Option Exercise | $71.11 | 94 | 6,684 | 3,220 | May 02, 2013, 09:11 PM |
| Husain Kamran F | Chief Accounting Officer | Apr 28, 2013 | Option Exercise | $71.06 | 79 | 5,614 | 1,351 | May 01, 2013, 09:06 PM |
| Husain Kamran F | Chief Accounting Officer | Apr 27, 2013 | Option Exercise | $71.06 | 193 | 13,715 | 1,324 | May 01, 2013, 09:06 PM |
| Parsons Joan | Head of US Bankiing | Apr 28, 2013 | Option Exercise | $71.06 | 143 | 10,162 | 12,713 | May 01, 2013, 09:03 PM |
| Parsons Joan | Head of US Bankiing | Apr 27, 2013 | Option Exercise | $71.06 | 164 | 11,654 | 12,419 | May 01, 2013, 09:03 PM |
| Wallace Bruce | Chief Operating Officer | Apr 28, 2013 | Option Exercise | $71.06 | 148 | 10,517 | 3,140 | May 01, 2013, 09:01 PM |
| Wallace Bruce | Chief Operating Officer | Apr 27, 2013 | Option Exercise | $71.06 | 94 | 6,680 | 2,895 | May 01, 2013, 09:01 PM |
| VERISSIMO MARC J | Chief Strategy Officer | Apr 27, 2013 | Option Exercise | $71.06 | 188 | 13,359 | 15,533 | May 01, 2013, 08:52 PM |
| KELLOGG HARRY W JR | Vice Chairman | Apr 27, 2013 | Option Exercise | $71.06 | 188 | 13,359 | 8,999 | May 01, 2013, 08:50 PM |
| Jones David A | Chief Credit Officer | Apr 27, 2013 | Option Exercise | $71.06 | 188 | 13,359 | 93,902 | May 01, 2013, 08:48 PM |
| Edmonds-Waters Christopher | Head of Human Resources | Apr 27, 2013 | Option Exercise | $71.06 | 94 | 6,680 | 1,562 | May 01, 2013, 08:45 PM |
| Descheneaux Michael | Chief Financial Officer | Apr 27, 2013 | Option Exercise | $71.06 | 249 | 17,694 | 5,974 | May 01, 2013, 08:43 PM |
| Cox Philip C | Head EMEA India & President,UK | Apr 27, 2013 | Option Exercise | $71.06 | 188 | 13,359 | 237 | May 01, 2013, 08:39 PM |
| BECKER GREGORY W | President and CEO | Apr 27, 2013 | Option Exercise | $71.06 | 587 | 41,712 | 43,400 | May 01, 2013, 08:36 PM |
| VERISSIMO MARC J | Chief Strategy Officer | Jan 31, 2013 | Option Exercise | $50.38 | 8,016 | 403,846 | 23,237 | Apr 29, 2013, 07:00 PM |
| VERISSIMO MARC J | Chief Strategy Officer | Jan 31, 2013 | Sale | $66.19 | 8,016 | 530,562 | 19,221 | Apr 29, 2013, 07:00 PM |
| KELLOGG HARRY W JR | Vice Chairman | Apr 01, 2013 | Option Exercise | $50.04 | 1,700 | 85,070 | 10,387 | Apr 02, 2013, 05:24 PM |
| KELLOGG HARRY W JR | Vice Chairman | Apr 01, 2013 | Sale | $70.57 | 1,700 | 119,969 | 8,687 | Apr 02, 2013, 05:24 PM |
| Parsons Joan | Head of US Bankiing | Mar 25, 2013 | Sale | $70.03 | 25,500 | 1,785,765 | 12,083 | Mar 25, 2013, 08:06 PM |
| BECKER GREGORY W | President and CEO | Mar 20, 2013 | Option Exercise | $50.38 | 4,008 | 201,923 | 49,745 | Mar 22, 2013, 07:42 PM |
| BECKER GREGORY W | President and CEO | Mar 20, 2013 | Sale | $70.09 | 7,008 | 491,181 | 45,737 | Mar 22, 2013, 07:42 PM |
| KELLOGG HARRY W JR | Vice Chairman | Mar 08, 2013 | Option Exercise | $52.72 | 700 | 36,904 | 9,387 | Mar 11, 2013, 06:08 PM |
| KELLOGG HARRY W JR | Vice Chairman | Mar 08, 2013 | Sale | $68.35 | 700 | 47,845 | 8,687 | Mar 11, 2013, 06:08 PM |
| KELLOGG HARRY W JR | Vice Chairman | Mar 01, 2013 | Option Exercise | $52.72 | 1,000 | 52,720 | 9,687 | Mar 04, 2013, 09:11 PM |
| KELLOGG HARRY W JR | Vice Chairman | Mar 01, 2013 | Sale | $66.39 | 1,000 | 66,390 | 8,687 | Mar 04, 2013, 09:11 PM |
| KELLOGG HARRY W JR | Vice Chairman | Feb 01, 2013 | Option Exercise | $52.72 | 1,000 | 52,720 | 7,614 | Feb 28, 2013, 06:10 PM |
| KELLOGG HARRY W JR | Vice Chairman | Feb 01, 2013 | Sale | $66.22 | 1,000 | 66,224 | 8,687 | Feb 28, 2013, 06:10 PM |
| China John | Head of Relationship Mgmt | Feb 25, 2013 | Option Exercise | $51.61 | 1,750 | 90,318 | 4,650 | Feb 27, 2013, 07:21 PM |
| China John | Head of Relationship Mgmt | Feb 25, 2013 | Sale | $67.03 | 1,750 | 117,303 | 3,064 | Feb 27, 2013, 07:21 PM |
| Dent Mary | General Counsel | Feb 20, 2013 | Option Exercise | $57.40 | 3,675 | 210,958 | 14,568 | Feb 22, 2013, 08:02 PM |
| Dent Mary | General Counsel | Feb 20, 2013 | Sale | $67.90 | 3,675 | 249,549 | 12,318 | Feb 22, 2013, 08:02 PM |
| KELLOGG HARRY W JR | Vice Chairman | Feb 14, 2013 | Option Exercise | $52.72 | 2,100 | 110,712 | 10,787 | Feb 19, 2013, 07:05 PM |
| KELLOGG HARRY W JR | Vice Chairman | Feb 14, 2013 | Sale | $68.00 | 2,100 | 142,800 | 8,687 | Feb 19, 2013, 07:05 PM |
| Dent Mary | General Counsel | Dec 31, 2012 | Option Exercise | $47.58 | 104 | 4,948 | 12,318 | Feb 15, 2013, 01:04 PM |
| Dent Mary | General Counsel | Dec 31, 2012 | Option Exercise | $55.97 | 1,325 | 74,160 | 12,214 | Feb 15, 2013, 01:04 PM |
| VERISSIMO MARC J | Chief Strategy Officer | Feb 07, 2013 | Option Exercise | $50.38 | 1,984 | 99,954 | 17,205 | Feb 11, 2013, 07:42 PM |
| VERISSIMO MARC J | Chief Strategy Officer | Feb 07, 2013 | Sale | $67.17 | 1,984 | 133,267 | 15,221 | Feb 11, 2013, 07:42 PM |
| Wallace Bruce | Chief Operating Officer | Feb 07, 2013 | Option Exercise | $42.97 | 2,000 | 85,940 | 4,739 | Feb 11, 2013, 07:38 PM |
| Wallace Bruce | Chief Operating Officer | Feb 07, 2013 | Sale | $67.40 | 2,000 | 134,800 | 2,739 | Feb 11, 2013, 07:38 PM |
| Parsons Joan | Head of US Bankiing | Feb 05, 2013 | Option Exercise | $53.29 | 3,000 | 159,870 | 37,908 | Feb 07, 2013, 06:39 PM |
| BECKER GREGORY W | President and CEO | Feb 05, 2013 | Option Exercise | $50.38 | 4,008 | 201,923 | 49,745 | Feb 07, 2013, 05:58 PM |
| BECKER GREGORY W | President and CEO | Feb 05, 2013 | Sale | $67.54 | 4,008 | 270,698 | 45,737 | Feb 07, 2013, 05:58 PM |
| KELLOGG HARRY W JR | Vice Chairman | Feb 01, 2012 | Option Exercise | $52.72 | 1,000 | 52,720 | 7,614 | Feb 05, 2013, 05:51 PM |
| KELLOGG HARRY W JR | Vice Chairman | Feb 01, 2013 | Sale | $66.22 | 700 | 46,355 | 8,687 | Feb 05, 2013, 05:51 PM |
| KELLOGG HARRY W JR | Vice Chairman | Feb 01, 2012 | Sale | $66.23 | 300 | 19,869 | 7,314 | Feb 05, 2013, 05:51 PM |
| VERISSIMO MARC J | Chief Strategy Officer | Jan 31, 2013 | Option Exercise | $50.38 | 5,504 | 277,292 | 20,725 | Feb 04, 2013, 07:03 PM |
| VERISSIMO MARC J | Chief Strategy Officer | Jan 31, 2013 | Sale | $66.25 | 5,504 | 364,619 | 16,709 | Feb 04, 2013, 07:03 PM |
| Dent Mary | General Counsel | Jan 31, 2013 | Option Exercise | $48.49 | 7,752 | 375,894 | 19,862 | Feb 04, 2013, 07:02 PM |
| Dent Mary | General Counsel | Jan 31, 2013 | Sale | $65.02 | 7,752 | 504,035 | 12,110 | Feb 04, 2013, 07:02 PM |
| Descheneaux Michael | Chief Financial Officer | Jan 31, 2013 | Option Exercise | $46.42 | 1,200 | 55,704 | 8,459 | Feb 04, 2013, 06:22 PM |
| Descheneaux Michael | Chief Financial Officer | Jan 31, 2013 | Sale | $65.56 | 2,986 | 195,750 | 7,659 | Feb 04, 2013, 06:22 PM |
| Jones David A | Chief Credit Officer | Jan 30, 2013 | Option Exercise | $53.29 | 3,500 | 186,515 | 97,142 | Feb 01, 2013, 05:28 PM |
| Jones David A | Chief Credit Officer | Jan 30, 2013 | Sale | $65.69 | 3,052 | 200,498 | 95,689 | Feb 01, 2013, 05:28 PM |
| Husain Kamran F | Chief Accounting Officer | Jan 30, 2013 | Option Exercise | $44.30 | 1,798 | 79,645 | 3,540 | Feb 01, 2013, 05:25 PM |
| Husain Kamran F | Chief Accounting Officer | Jan 30, 2013 | Sale | $65.39 | 2,637 | 172,441 | 2,290 | Feb 01, 2013, 05:25 PM |
| BECKER GREGORY W | President and CEO | Jan 30, 2013 | Sale | $65.36 | 3,000 | 196,071 | 45,737 | Jan 31, 2013, 09:35 PM |
| Parsons Joan | Head of US Bankiing | Jan 27, 2013 | Option Exercise | $64.26 | 95 | 6,105 | 34,908 | Jan 29, 2013, 09:17 PM |
| KELLOGG HARRY W JR | Vice Chairman | Jan 25, 2013 | Option Exercise | $51.55 | 1,000 | 51,550 | 9,687 | Jan 28, 2013, 01:37 PM |
| KELLOGG HARRY W JR | Vice Chairman | Jan 25, 2013 | Sale | $64.00 | 1,000 | 64,002 | 9,598 | Jan 28, 2013, 01:37 PM |
| KELLOGG HARRY W JR | Vice Chairman | Jan 04, 2013 | Option Exercise | $50.38 | 1,000 | 50,380 | 9,687 | Jan 07, 2013, 08:53 PM |
| KELLOGG HARRY W JR | Vice Chairman | Jan 04, 2013 | Sale | $60.00 | 1,000 | 60,000 | 8,687 | Jan 07, 2013, 08:53 PM |
| China John | Head of Relationship Mgmt | Jan 03, 2013 | Option Exercise | $58.98 | 144 | 8,493 | 3,064 | Jan 07, 2013, 08:21 PM |
| VERISSIMO MARC J | Chief Strategy Officer | Dec 31, 2012 | Option Exercise | $47.58 | 1,325 | 63,037 | 15,221 | Jan 03, 2013, 06:25 PM |
| KELLOGG HARRY W JR | Vice Chairman | Dec 31, 2012 | Option Exercise | $47.58 | 1,816 | 86,396 | 8,687 | Jan 03, 2013, 06:24 PM |
| Jones David A | Chief Credit Officer | Dec 31, 2012 | Option Exercise | $47.58 | 126 | 5,994 | 93,642 | Jan 03, 2013, 06:23 PM |
| Jones David A | Chief Credit Officer | Dec 31, 2012 | Option Exercise | $55.97 | 1,631 | 91,287 | 93,516 | Jan 03, 2013, 06:23 PM |
| Husain Kamran F | Chief Accounting Officer | Dec 31, 2012 | Option Exercise | $47.58 | 146 | 6,946 | 1,742 | Jan 03, 2013, 06:23 PM |
| Edmonds-Waters Christopher | Head of Human Resources | Dec 31, 2012 | Option Exercise | $55.97 | 816 | 45,672 | 1,406 | Jan 03, 2013, 06:22 PM |
| Descheneaux Michael | Chief Financial Officer | Dec 31, 2012 | Option Exercise | $55.97 | 2,058 | 115,186 | 7,259 | Jan 03, 2013, 06:21 PM |
| Dent Mary | General Counsel | Dec 31, 2012 | Option Exercise | $47.58 | 104 | 4,948 | 12,110 | Jan 03, 2013, 06:20 PM |
| Dent Mary | General Counsel | Dec 31, 2012 | Option Exercise | $55.97 | 1,325 | 74,160 | 12,214 | Jan 03, 2013, 06:20 PM |
| BECKER GREGORY W | President and CEO | Dec 31, 2012 | Option Exercise | $55.97 | 3,890 | 217,723 | 48,737 | Jan 03, 2013, 06:19 PM |
| Edmonds-Waters Christopher | Head of Human Resources | Dec 05, 2012 | Option Exercise | $54.91 | 1,954 | 107,294 | 2,101 | Dec 12, 2012, 07:15 PM |
| Edmonds-Waters Christopher | Head of Human Resources | Dec 05, 2012 | Sale | $54.44 | 1,059 | 57,652 | 0 | Dec 07, 2012, 06:12 PM |
| Husain Kamran F | Chief Accounting Officer | Dec 03, 2012 | Option Exercise | $55.67 | 138 | 7,682 | 1,596 | Dec 05, 2012, 06:16 PM |
| Descheneaux Michael | Chief Financial Officer | Oct 31, 2012 | Sale | $55.86 | 1,200 | 67,032 | 2,928 | Nov 02, 2012, 05:26 PM |
| Parsons Joan | Head of US Bankiing | Oct 27, 2012 | Option Exercise | $56.59 | 105 | 5,942 | 34,753 | Oct 31, 2012, 05:55 PM |
| Parsons Joan | Head of US Bankiing | Oct 26, 2012 | Option Exercise | $56.29 | 81 | 4,559 | 34,608 | Oct 30, 2012, 03:11 PM |
| Husain Kamran F | Chief Accounting Officer | Sep 06, 2012 | Option Exercise | $34.99 | 1,133 | 39,643 | 1,938 | Sep 07, 2012, 04:54 PM |
| Husain Kamran F | Chief Accounting Officer | Sep 06, 2012 | Sale | $60.70 | 1,470 | 89,226 | 1,359 | Sep 07, 2012, 04:54 PM |
| Wallace Bruce | COO | Aug 29, 2012 | Option Exercise | $19.48 | 1,050 | 20,454 | 3,786 | Aug 30, 2012, 03:18 PM |
| Wallace Bruce | COO | Aug 29, 2012 | Sale | $59.90 | 1,050 | 62,895 | 2,736 | Aug 30, 2012, 03:18 PM |
| KELLOGG HARRY W JR | Vice Chairman | Aug 17, 2012 | Option Exercise | $50.38 | 1,000 | 50,380 | 7,614 | Aug 21, 2012, 12:33 PM |
| KELLOGG HARRY W JR | Vice Chairman | Aug 17, 2012 | Sale | $58.00 | 1,000 | 58,000 | 6,614 | Aug 21, 2012, 12:33 PM |
| Descheneaux Michael | Chief Financial Officer | Jul 31, 2012 | Option Exercise | $46.42 | 1,200 | 55,704 | 4,928 | Aug 02, 2012, 05:49 PM |
| Descheneaux Michael | Chief Financial Officer | Jul 31, 2012 | Sale | $58.01 | 2,290 | 132,832 | 4,637 | Aug 02, 2012, 05:49 PM |
| China John | Head of Relationship Mgmt | Jun 29, 2012 | Option Exercise | $41.51 | 511 | 21,214 | 2,895 | Jul 10, 2012, 05:51 PM |
| China John | Head of Relationship Mgmt | Jul 07, 2012 | Option Exercise | $56.80 | 6 | 341 | 2,906 | Jul 10, 2012, 05:51 PM |
| BECKER GREGORY W | President and CEO | Jun 29, 2012 | Option Exercise | $41.51 | 511 | 21,212 | 50,906 | Jul 03, 2012, 12:12 PM |
| BECKER GREGORY W | President and CEO | Jun 29, 2012 | Option Exercise | $50.38 | 1,984 | 99,954 | 51,979 | Jul 03, 2012, 12:12 PM |
| BECKER GREGORY W | President and CEO | Jun 29, 2012 | Sale | $58.08 | 1,584 | 91,999 | 50,395 | Jul 03, 2012, 12:12 PM |
| KELLOGG HARRY W JR | Vice Chairman | Jul 02, 2012 | Option Exercise | $50.38 | 1,000 | 50,380 | 8,091 | Jul 03, 2012, 11:25 AM |
| KELLOGG HARRY W JR | Vice Chairman | Jul 02, 2012 | Sale | $58.00 | 1,000 | 58,000 | 7,091 | Jul 03, 2012, 11:25 AM |
| KELLOGG HARRY W JR | Vice Chairman | Jun 01, 2012 | Option Exercise | $50.38 | 1,000 | 50,380 | 8,091 | Jun 01, 2012, 05:15 PM |
| KELLOGG HARRY W JR | Vice Chairman | Jun 01, 2012 | Sale | $58.00 | 1,000 | 58,000 | 7,091 | Jun 01, 2012, 05:15 PM |
| Dent Mary | General Counsel | May 11, 2012 | Option Exercise | $48.49 | 4,000 | 193,960 | 13,541 | May 11, 2012, 06:02 PM |
| Dent Mary | General Counsel | May 11, 2012 | Sale | $61.83 | 4,000 | 247,320 | 9,541 | May 11, 2012, 06:02 PM |
| KELLOGG HARRY W JR | Vice Chairman | May 01, 2012 | Option Exercise | $50.38 | 3,000 | 151,140 | 10,091 | May 03, 2012, 09:17 PM |
| KELLOGG HARRY W JR | Vice Chairman | May 01, 2012 | Sale | $64.00 | 3,000 | 192,000 | 7,091 | May 03, 2012, 09:17 PM |
| Jones David A | Chief Credit Officer | May 01, 2012 | Sale | $64.10 | 10,000 | 641,025 | 94,140 | May 03, 2012, 09:04 PM |
| Wallace Bruce | COO | Apr 30, 2012 | Option Exercise | $64.09 | 304 | 19,483 | 2,736 | May 01, 2012, 09:57 PM |
| Wallace Bruce | COO | Apr 27, 2012 | Option Exercise | $65.70 | 92 | 6,044 | 2,208 | May 01, 2012, 09:57 PM |
| VERISSIMO MARC J | Chief Strategy Officer | Apr 27, 2012 | Option Exercise | $65.70 | 184 | 12,089 | 24,598 | May 01, 2012, 09:41 PM |
| Parsons Joan | Head of US Banking | Apr 30, 2012 | Option Exercise | $64.09 | 395 | 25,316 | 39,643 | May 01, 2012, 09:34 PM |
| Parsons Joan | Head of US Banking | Apr 27, 2012 | Option Exercise | $65.70 | 158 | 10,381 | 38,789 | May 01, 2012, 09:34 PM |
| Jones David A | Chief Credit Officer | Apr 30, 2012 | Option Exercise | $64.09 | 160 | 10,254 | 104,140 | May 01, 2012, 09:12 PM |
| Jones David A | Chief Credit Officer | Apr 27, 2012 | Option Exercise | $65.70 | 184 | 12,089 | 103,863 | May 01, 2012, 09:12 PM |
| Husain Kamran F | Chief Accounting Officer | Apr 30, 2012 | Option Exercise | $64.09 | 77 | 4,935 | 1,359 | May 01, 2012, 08:54 PM |
| Husain Kamran F | Chief Accounting Officer | Apr 27, 2012 | Option Exercise | $65.70 | 187 | 12,286 | 1,226 | May 01, 2012, 08:54 PM |
| Edmonds-Waters Christopher | Head of HR | Apr 27, 2012 | Option Exercise | $65.70 | 92 | 6,044 | 1,103 | May 01, 2012, 08:30 PM |
| Descheneaux Michael | CFO | Apr 27, 2012 | Option Exercise | $65.70 | 241 | 15,834 | 4,707 | May 01, 2012, 08:21 PM |
| China John | Head of Relationship Mgmt | Apr 30, 2012 | Option Exercise | $64.09 | 159 | 10,190 | 7,128 | May 01, 2012, 08:12 PM |
| Dent Mary | General Counsel | Apr 27, 2012 | Option Exercise | $65.70 | 184 | 12,089 | 9,541 | May 01, 2012, 07:50 PM |
| KELLOGG HARRY W JR | Vice Chairman | Apr 27, 2012 | Option Exercise | $65.70 | 184 | 12,089 | 7,091 | Apr 30, 2012, 08:59 PM |
| KELLOGG HARRY W JR | Vice Chairman | Apr 26, 2012 | Option Exercise | $46.31 | 1,000 | 46,310 | 7,775 | Apr 30, 2012, 08:59 PM |
| KELLOGG HARRY W JR | Vice Chairman | Apr 26, 2012 | Sale | $64.46 | 1,000 | 64,463 | 7,375 | Apr 30, 2012, 08:59 PM |
| BECKER GREGORY W | President and CEO | Apr 27, 2012 | Option Exercise | $65.70 | 584 | 38,369 | 49,995 | Apr 30, 2012, 08:12 PM |
| BECKER GREGORY W | President and CEO | Apr 26, 2012 | Option Exercise | $46.31 | 12,841 | 594,667 | 49,329 | Apr 30, 2012, 08:12 PM |
| Wallace Bruce | Chief Operations Officer | Apr 09, 2012 | Option Exercise | $62.36 | 184 | 11,474 | 2,050 | Apr 11, 2012, 07:19 PM |
| Dennehy Brian | Chief Marketing Officer | Apr 04, 2012 | Option Exercise | $63.83 | 92 | 5,872 | 239 | Apr 06, 2012, 06:10 PM |
| KELLOGG HARRY W JR | Vice Chairman | Apr 02, 2012 | Option Exercise | $46.31 | 3,000 | 138,930 | 9,775 | Apr 04, 2012, 05:46 PM |
| KELLOGG HARRY W JR | Vice Chairman | Apr 02, 2012 | Sale | $64.00 | 3,000 | 192,011 | 9,744 | Apr 04, 2012, 05:46 PM |
| KELLOGG HARRY W JR | Vice Chairman | Mar 13, 2012 | Option Exercise | $42.13 | 7,000 | 294,930 | 13,775 | Mar 14, 2012, 06:50 PM |
| KELLOGG HARRY W JR | Vice Chairman | Mar 13, 2012 | Sale | $64.00 | 7,000 | 448,000 | 6,775 | Mar 14, 2012, 06:50 PM |
| Parsons Joan | Head of US Banking | Mar 13, 2012 | Sale | $65.00 | 5,000 | 325,000 | 38,447 | Mar 14, 2012, 06:27 PM |
| Parsons Joan | Head of US Banking | Mar 09, 2012 | Sale | $62.50 | 5,000 | 312,500 | 43,447 | Mar 12, 2012, 06:28 PM |
| China John | Head of Relationship Mgmt | Mar 02, 2012 | Option Exercise | $34.32 | 3,325 | 114,104 | 9,993 | Mar 05, 2012, 07:22 PM |
| China John | Head of Relationship Mgmt | Mar 02, 2012 | Sale | $59.01 | 3,325 | 196,205 | 7,864 | Mar 05, 2012, 07:22 PM |
| Parsons Joan | Head of US Banking | Mar 01, 2012 | Option Exercise | $28.63 | 13,675 | 391,551 | 57,413 | Mar 02, 2012, 06:22 PM |
| Parsons Joan | Head of US Banking | Feb 29, 2012 | Option Exercise | $29.45 | 4,825 | 142,114 | 58,738 | Mar 02, 2012, 06:22 PM |
| Parsons Joan | Head of US Banking | Feb 29, 2012 | Sale | $59.78 | 15,000 | 896,700 | 43,738 | Mar 02, 2012, 06:22 PM |
| Parsons Joan | Head of US Banking | Mar 01, 2012 | Sale | $60.78 | 8,966 | 544,973 | 54,832 | Mar 02, 2012, 06:22 PM |
| KELLOGG HARRY W JR | Vice Chairman | Mar 01, 2012 | Option Exercise | $17.07 | 2,000 | 34,140 | 8,775 | Mar 02, 2012, 05:32 PM |
| KELLOGG HARRY W JR | Vice Chairman | Mar 01, 2012 | Sale | $60.39 | 2,000 | 120,778 | 7,775 | Mar 02, 2012, 05:32 PM |
| VERISSIMO MARC J | Chief Strategy Officer | Feb 29, 2012 | Option Exercise | $31.29 | 3,125 | 97,781 | 24,282 | Mar 02, 2012, 05:09 PM |
| KELLOGG HARRY W JR | Vice Chairman | Feb 16, 2012 | Option Exercise | $17.07 | 6,000 | 102,420 | 12,775 | Feb 17, 2012, 07:36 PM |
| KELLOGG HARRY W JR | Vice Chairman | Feb 16, 2012 | Sale | $61.00 | 6,000 | 366,000 | 6,775 | Feb 17, 2012, 07:36 PM |
| VERISSIMO MARC J | Chief Strategy Officer | Feb 16, 2012 | Sale | $60.94 | 3,342 | 203,652 | 21,157 | Feb 17, 2012, 07:16 PM |
| BECKER GREGORY W | President and CEO | Feb 13, 2012 | Option Exercise | $25.96 | 22,159 | 575,158 | 49,875 | Feb 15, 2012, 06:37 PM |
| BECKER GREGORY W | President and CEO | Feb 13, 2012 | Sale | $58.27 | 19,999 | 1,165,334 | 29,876 | Feb 15, 2012, 06:37 PM |
| VERISSIMO MARC J | Chief Strategy Officer | Feb 09, 2012 | Option Exercise | $46.31 | 2,159 | 99,983 | 26,658 | Feb 10, 2012, 06:15 PM |
| VERISSIMO MARC J | Chief Strategy Officer | Feb 09, 2012 | Sale | $58.26 | 2,159 | 125,783 | 26,588 | Feb 10, 2012, 06:15 PM |
| Clapper David M | Director | Feb 03, 2012 | Sale | $58.78 | 4,000 | 235,122 | 11,409 | Feb 07, 2012, 09:19 PM |
| KELLOGG HARRY W JR | Vice Chairman | Feb 01, 2012 | Option Exercise | $17.07 | 1,000 | 17,070 | 7,775 | Feb 01, 2012, 08:21 PM |
| KELLOGG HARRY W JR | Vice Chairman | Feb 01, 2012 | Sale | $58.39 | 1,000 | 58,394 | 7,575 | Feb 01, 2012, 08:21 PM |
| Wallace Bruce | COO | Jan 31, 2012 | Option Exercise | $37.90 | 2,550 | 96,654 | 4,284 | Feb 01, 2012, 08:02 PM |
| Wallace Bruce | COO | Jan 31, 2012 | Sale | $58.05 | 2,550 | 148,030 | 3,734 | Feb 01, 2012, 08:02 PM |
| Husain Kamran F | Chief Accounting Officer | Jan 31, 2012 | Option Exercise | $37.25 | 1,250 | 46,563 | 2,552 | Feb 01, 2012, 06:56 PM |
| Husain Kamran F | Chief Accounting Officer | Jan 31, 2012 | Sale | $58.11 | 1,649 | 95,820 | 1,302 | Feb 01, 2012, 06:56 PM |
| HART ALEX W | Director | Feb 01, 2012 | Sale | $60.01 | 5,000 | 300,041 | 26,775 | Feb 01, 2012, 06:36 PM |
| VERISSIMO MARC J | Chief Strategy/Risk Officer | Jan 31, 2012 | Option Exercise | $46.31 | 12,841 | 594,667 | 38,940 | Feb 01, 2012, 05:58 PM |
| VERISSIMO MARC J | Chief Strategy/Risk Officer | Feb 01, 2012 | Sale | $59.96 | 1,600 | 95,936 | 24,499 | Feb 01, 2012, 05:58 PM |
| VERISSIMO MARC J | Chief Strategy/Risk Officer | Jan 31, 2012 | Sale | $57.00 | 12,841 | 731,984 | 36,940 | Feb 01, 2012, 05:58 PM |
| KELLOGG HARRY W JR | Vice Chairman | Jan 31, 2012 | Option Exercise | $17.07 | 5,000 | 85,350 | 11,775 | Feb 01, 2012, 01:36 PM |
| KELLOGG HARRY W JR | Vice Chairman | Jan 31, 2012 | Sale | $58.00 | 5,000 | 290,000 | 6,775 | Feb 01, 2012, 01:36 PM |
| Descheneaux Michael | CFO | Jan 31, 2012 | Sale | $56.98 | 509 | 29,003 | 4,198 | Jan 31, 2012, 07:29 PM |
| Edmonds-Waters Christopher | Head of HR | Jan 30, 2012 | Option Exercise | $56.78 | 215 | 12,208 | 945 | Jan 31, 2012, 07:16 PM |
| Parsons Joan | Head of US Banking | Jan 27, 2012 | Option Exercise | $56.57 | 89 | 5,035 | 53,913 | Jan 31, 2012, 06:59 PM |
| BECKER GREGORY W | President and CEO | Jan 13, 2012 | Option Exercise | $24.03 | 8,339 | 200,386 | 36,055 | Jan 18, 2012, 08:01 PM |
| BECKER GREGORY W | President and CEO | Jan 13, 2012 | Sale | $54.06 | 8,339 | 450,843 | 35,516 | Jan 18, 2012, 08:01 PM |
| Dennehy Brian | Head of Marketing | Dec 31, 2011 | Option Exercise | $40.54 | 81 | 3,283 | 81 | Jan 05, 2012, 09:13 PM |
| China John | Head/RelationshipMgmt | Jan 03, 2012 | Option Exercise | $48.84 | 131 | 6,398 | 6,707 | Jan 05, 2012, 09:01 PM |
| VERISSIMO MARC J | Chief Strategy Officer | Dec 31, 2011 | Option Exercise | $48.84 | 606 | 29,597 | 26,099 | Jan 05, 2012, 08:30 PM |
| KELLOGG HARRY W JR | Vice Chairman | Dec 31, 2011 | Option Exercise | $48.84 | 471 | 23,004 | 6,775 | Jan 05, 2012, 06:40 PM |
| Jones David A | Chief Credit Officer | Dec 31, 2011 | Option Exercise | $40.54 | 148 | 5,999 | 103,547 | Jan 05, 2012, 06:08 PM |
| Jones David A | Chief Credit Officer | Dec 31, 2011 | Option Exercise | $48.84 | 816 | 39,853 | 103,339 | Jan 05, 2012, 06:08 PM |
| Husain Kamran F | Chief Accounting Officer | Dec 05, 2011 | Option Exercise | $47.40 | 137 | 6,494 | 1,141 | Dec 07, 2011, 06:36 PM |
| Jones David A | Chief Credit Officer | Nov 21, 2011 | Option Exercise | $43.20 | 255 | 11,016 | 102,465 | Nov 22, 2011, 07:44 PM |
| Parsons Joan | Head of US Banking | Nov 21, 2011 | Option Exercise | $43.20 | 250 | 10,800 | 53,752 | Nov 22, 2011, 07:30 PM |
| China John | Head of Relationship Mgmt | Nov 21, 2011 | Option Exercise | $43.20 | 170 | 7,344 | 6,668 | Nov 22, 2011, 06:59 PM |
| Parsons Joan | Head of US Banking | Nov 11, 2011 | Option Exercise | $40.54 | 1,212 | 49,129 | 53,213 | Nov 14, 2011, 07:07 PM |
| Parsons Joan | Head of US Banking | Nov 01, 2011 | Option Exercise | $32.38 | 8,288 | 268,340 | 61,501 | Nov 02, 2011, 07:06 PM |
| Parsons Joan | Head of US Banking | Nov 01, 2011 | Sale | $43.91 | 9,500 | 417,145 | 58,126 | Nov 02, 2011, 07:06 PM |
| Parsons Joan | Head of US Banking | Oct 27, 2011 | Option Exercise | $48.32 | 79 | 3,817 | 53,213 | Oct 27, 2011, 07:34 PM |
| Parsons Joan | Head of US Banking | Oct 26, 2011 | Option Exercise | $45.25 | 61 | 2,760 | 53,042 | Oct 27, 2011, 07:34 PM |
| China John | Head of Relationship Mgmt | Sep 06, 2011 | Option Exercise | $33.83 | 3,000 | 101,490 | 9,373 | Sep 07, 2011, 07:34 PM |
| China John | Head of Relationship Mgmt | Sep 06, 2011 | Sale | $42.33 | 3,000 | 126,990 | 6,373 | Sep 07, 2011, 07:34 PM |
| Yoon Kyung | Director | Jul 29, 2011 | Sale | $60.85 | 1,980 | 120,477 | 1,900 | Aug 01, 2011, 09:23 PM |
| Jones David A | ChiefCreditOfficer | Jun 30, 2011 | Option Exercise | $46.65 | 139 | 6,484 | 112,023 | Jul 29, 2011, 02:08 PM |
| Jones David A | ChiefCreditOfficer | Jul 28, 2011 | Sale | $61.42 | 10,000 | 614,199 | 102,023 | Jul 29, 2011, 02:08 PM |
| Jones David A | ChiefCreditOfficer | May 10, 2011 | Sale | $60.00 | 1,660 | 99,600 | 111,884 | Jul 29, 2011, 02:08 PM |
| Jones David A | ChiefCreditOfficer | Apr 28, 2011 | Sale | $60.51 | 166 | 10,045 | 113,544 | Jul 29, 2011, 02:08 PM |
| Descheneaux Michael | CFO | Jun 30, 2011 | Option Exercise | $46.65 | 455 | 21,225 | 3,507 | Jul 29, 2011, 01:46 PM |
| Descheneaux Michael | CFO | Jul 28, 2011 | Option Exercise | $47.59 | 5,000 | 237,950 | 8,507 | Jul 29, 2011, 01:46 PM |
| Descheneaux Michael | CFO | Jul 28, 2011 | Sale | $61.48 | 5,000 | 307,400 | 3,507 | Jul 29, 2011, 01:46 PM |
| Dunbar Roger F | Director | Jul 28, 2011 | Sale | $61.35 | 2,300 | 141,104 | 6,500 | Jul 29, 2011, 01:17 PM |
| Yoon Kyung | Director | Jul 26, 2011 | Sale | $62.23 | 3,970 | 247,071 | 4,980 | Jul 28, 2011, 07:09 PM |
| Husain Kamran F | Chief Accounting Officer | Jun 30, 2011 | Option Exercise | $46.65 | 278 | 12,968 | 1,181 | Jul 27, 2011, 06:47 PM |
| Husain Kamran F | Chief Accounting Officer | Jul 26, 2011 | Sale | $62.58 | 278 | 17,397 | 903 | Jul 27, 2011, 06:47 PM |
| China John | Head of Relationship Mgmt | Jun 30, 2011 | Option Exercise | $46.65 | 455 | 21,225 | 2,073 | Jul 08, 2011, 06:27 PM |
| China John | Head of Relationship Mgmt | Jul 07, 2011 | Option Exercise | $61.17 | 6 | 367 | 2,084 | Jul 08, 2011, 06:27 PM |
| KELLOGG HARRY W JR | Vice Chairman | Jun 01, 2011 | Sale | $58.62 | 5,000 | 293,119 | 6,021 | Jun 02, 2011, 06:01 PM |
| Edmonds-Waters Christopher | Head of HR | May 17, 2011 | Option Exercise | $38.30 | 3,100 | 118,730 | 3,144 | May 19, 2011, 06:27 PM |
| Edmonds-Waters Christopher | Head of HR | May 17, 2011 | Sale | $57.83 | 3,100 | 179,261 | 44 | May 19, 2011, 06:27 PM |
| Husain Kamran F | Chief Accounting Officer | May 06, 2011 | Option Exercise | $34.99 | 1,133 | 39,643 | 2,318 | May 09, 2011, 07:47 PM |
| Husain Kamran F | Chief Accounting Officer | May 06, 2011 | Sale | $59.07 | 1,415 | 83,584 | 1,185 | May 09, 2011, 07:47 PM |
| Dent Mary | General Counsel | May 05, 2011 | Option Exercise | $49.93 | 12,523 | 625,324 | 20,438 | May 06, 2011, 06:04 PM |
| Dent Mary | General Counsel | May 05, 2011 | Sale | $59.19 | 12,523 | 741,186 | 16,163 | May 06, 2011, 06:04 PM |
| Descheneaux Michael | CFO | May 04, 2011 | Option Exercise | $41.19 | 7,100 | 292,422 | 10,152 | May 06, 2011, 05:39 PM |
| Descheneaux Michael | CFO | May 04, 2011 | Sale | $59.38 | 7,100 | 421,594 | 9,852 | May 06, 2011, 05:39 PM |
| VERISSIMO MARC J | Chief Strategy/Risk Officer | May 03, 2011 | Option Exercise | $31.29 | 9,375 | 293,344 | 34,780 | May 04, 2011, 05:10 PM |
| VERISSIMO MARC J | Chief Strategy/Risk Officer | May 03, 2011 | Sale | $59.99 | 9,375 | 562,406 | 25,405 | May 04, 2011, 05:10 PM |
| Wallace Bruce | Chief Ops Officer | Apr 30, 2011 | Option Exercise | $59.91 | 160 | 9,586 | 1,734 | May 03, 2011, 06:44 PM |
| Wallace Bruce | Chief Ops Officer | May 03, 2011 | Option Exercise | $19.48 | 1,050 | 20,454 | 2,784 | May 03, 2011, 06:44 PM |
| Wallace Bruce | Chief Ops Officer | May 03, 2011 | Sale | $59.93 | 1,050 | 62,925 | 1,734 | May 03, 2011, 06:44 PM |
| Parsons Joan | Head of US Banking | Apr 30, 2011 | Option Exercise | $59.91 | 158 | 9,466 | 52,453 | May 03, 2011, 06:29 PM |
| China John | Head/Relationship Mgmt | Apr 30, 2011 | Option Exercise | $59.91 | 91 | 5,452 | 5,907 | May 03, 2011, 06:12 PM |
| China John | Head/Relationship Mgmt | Apr 29, 2011 | Option Exercise | $60.44 | 68 | 4,110 | 5,748 | May 03, 2011, 06:12 PM |
| KELLOGG HARRY W JR | Vice Chairman | May 02, 2011 | Sale | $60.31 | 5,000 | 301,525 | 11,021 | May 03, 2011, 05:45 PM |
| Parsons Joan | Head of US Banking | Apr 29, 2011 | Option Exercise | $60.44 | 99 | 5,984 | 52,111 | May 02, 2011, 08:37 PM |
| Parsons Joan | Head of US Banking | Apr 28, 2011 | Option Exercise | $60.34 | 139 | 8,387 | 51,898 | May 02, 2011, 08:37 PM |
| Wallace Bruce | Chief Ops Officer | Apr 28, 2011 | Option Exercise | $60.34 | 144 | 8,689 | 1,456 | May 02, 2011, 08:25 PM |
| Jones David A | Chief Credit Officer | Apr 29, 2011 | Option Exercise | $60.44 | 203 | 12,269 | 113,710 | May 02, 2011, 08:16 PM |
| Jones David A | Chief Credit Officer | Apr 28, 2011 | Option Exercise | $26.11 | 28,000 | 731,170 | 130,798 | May 02, 2011, 08:16 PM |
| Jones David A | Chief Credit Officer | Apr 28, 2011 | Sale | $60.46 | 17,322 | 1,047,315 | 122,645 | May 02, 2011, 08:16 PM |
| Edmonds-Waters Christopher | Head of HR | Apr 29, 2011 | Option Exercise | $52.26 | 2,187 | 114,299 | 1,887 | May 02, 2011, 07:32 PM |
| Edmonds-Waters Christopher | Head of HR | Apr 29, 2011 | Sale | $60.34 | 2,280 | 137,576 | 793 | May 02, 2011, 07:32 PM |
| VERISSIMO MARC J | Chief Strategy/Risk Officer | Apr 27, 2011 | Option Exercise | $17.07 | 3,621 | 61,810 | 29,026 | Apr 29, 2011, 09:32 PM |
| VERISSIMO MARC J | Chief Strategy/Risk Officer | Apr 27, 2011 | Sale | $60.20 | 3,621 | 217,997 | 25,405 | Apr 29, 2011, 09:32 PM |
| Husain Kamran F | Chief Accounting Officer | Apr 28, 2011 | Option Exercise | $60.34 | 77 | 4,646 | 1,185 | Apr 29, 2011, 07:57 PM |
| Husain Kamran F | Chief Accounting Officer | Apr 27, 2011 | Option Exercise | $60.37 | 86 | 5,192 | 1,052 | Apr 29, 2011, 07:57 PM |
| BECKER GREGORY W | President and CEO | Apr 26, 2011 | Option Exercise | $24.03 | 7,400 | 177,822 | 40,381 | Apr 26, 2011, 07:23 PM |
| BECKER GREGORY W | President and CEO | Apr 25, 2011 | Option Exercise | $24.03 | 100 | 2,403 | 33,081 | Apr 26, 2011, 07:23 PM |
| BECKER GREGORY W | President and CEO | Apr 25, 2011 | Sale | $60.00 | 100 | 6,000 | 32,981 | Apr 26, 2011, 07:23 PM |
| BECKER GREGORY W | President and CEO | Apr 26, 2011 | Sale | $60.01 | 7,400 | 444,106 | 32,981 | Apr 26, 2011, 07:23 PM |
| Edmonds-Waters Christopher | Head of HR | Apr 04, 2011 | Option Exercise | $57.74 | 53 | 3,060 | 137 | Apr 06, 2011, 07:44 PM |
| Jones David A | Chief Credit Officer | Apr 04, 2011 | Option Exercise | $57.74 | 99 | 5,716 | 91,909 | Apr 06, 2011, 07:37 PM |
| WILCOX KENNETH P | CEO | Apr 01, 2011 | Sale | $57.53 | 6,000 | 345,177 | 20,789 | Apr 04, 2011, 07:36 PM |
| KELLOGG HARRY W JR | Vice Chairman | Apr 01, 2011 | Option Exercise | $31.29 | 2,328 | 72,843 | 21,021 | Apr 04, 2011, 07:29 PM |
| KELLOGG HARRY W JR | Vice Chairman | Apr 01, 2011 | Sale | $57.21 | 5,000 | 286,050 | 18,693 | Apr 04, 2011, 07:29 PM |
| BECKER GREGORY W | President of SVBank | Mar 29, 2011 | Option Exercise | $26.00 | 7,500 | 195,000 | 40,481 | Mar 30, 2011, 07:31 PM |
| BECKER GREGORY W | President of SVBank | Mar 29, 2011 | Sale | $57.61 | 7,500 | 432,040 | 33 | Mar 30, 2011, 07:31 PM |
| Dent Mary | General Counsel | Jun 30, 2009 | Option Exercise | $22.30 | 571 | 12,731 | 7,915 | Mar 08, 2011, 05:40 PM |
| KELLOGG HARRY W JR | Vice Chairman | Mar 01, 2011 | Option Exercise | $31.29 | 5,000 | 156,450 | 23,693 | Mar 03, 2011, 07:03 PM |
| KELLOGG HARRY W JR | Vice Chairman | Mar 01, 2011 | Sale | $53.89 | 5,000 | 269,457 | 18,693 | Mar 03, 2011, 07:03 PM |
| WILCOX KENNETH P | CEO | Mar 01, 2011 | Sale | $53.47 | 6,000 | 320,815 | 57,544 | Mar 03, 2011, 06:55 PM |
| BECKER GREGORY W | President | Feb 25, 2011 | Option Exercise | $29.87 | 39,161 | 1,169,649 | 61,409 | Feb 28, 2011, 08:06 PM |
| BECKER GREGORY W | President | Feb 25, 2011 | Sale | $53.85 | 28,428 | 1,530,832 | 49,144 | Feb 28, 2011, 08:06 PM |
| VERISSIMO MARC J | ChiefStrategyOfficer | Feb 17, 2011 | Sale | $55.20 | 2,280 | 125,845 | 25,405 | Feb 17, 2011, 07:21 PM |
| VERISSIMO MARC J | ChiefStrategyOfficer | Feb 11, 2011 | Option Exercise | $36.56 | 2,735 | 99,992 | 27,685 | Feb 15, 2011, 06:45 PM |
| VERISSIMO MARC J | ChiefStrategyOfficer | Feb 11, 2011 | Option Exercise | $26.00 | 3,500 | 91,000 | 28,450 | Feb 14, 2011, 07:11 PM |
| VERISSIMO MARC J | ChiefStrategyOfficer | Feb 11, 2011 | Sale | $54.04 | 3,500 | 189,140 | 24,950 | Feb 14, 2011, 07:11 PM |
| HART ALEX W | Director | Feb 10, 2011 | Sale | $53.74 | 5,000 | 268,724 | 22,215 | Feb 10, 2011, 08:13 PM |
| WILCOX KENNETH P | CEO | Feb 01, 2011 | Sale | $52.57 | 6,000 | 315,432 | 35,040 | Feb 08, 2011, 07:58 PM |
| WILCOX KENNETH P | CEO | Jan 25, 2011 | Option Exercise | $36.56 | 30,000 | 1,096,800 | 62,792 | Feb 08, 2011, 07:40 PM |
| WILCOX KENNETH P | CEO | Jan 25, 2011 | Sale | $52.28 | 24,000 | 1,254,624 | 38,792 | Feb 08, 2011, 07:40 PM |
| VERISSIMO MARC J | ChiefStrategyOfficer | Feb 07, 2011 | Option Exercise | $26.00 | 3,000 | 78,000 | 27,982 | Feb 08, 2011, 07:04 PM |
| VERISSIMO MARC J | ChiefStrategyOfficer | Feb 07, 2011 | Sale | $54.05 | 3,000 | 162,156 | 24,982 | Feb 08, 2011, 07:04 PM |
| Edmonds-Waters Christopher | Head of HR | Feb 03, 2011 | Option Exercise | $48.15 | 1,313 | 63,221 | 1,656 | Feb 04, 2011, 06:32 PM |
| Edmonds-Waters Christopher | Head of HR | Feb 03, 2011 | Sale | $53.10 | 1,612 | 85,597 | 343 | Feb 04, 2011, 06:32 PM |
| VERISSIMO MARC J | Chief Strategy Officer | Feb 04, 2011 | Option Exercise | $26.00 | 3,000 | 78,000 | 27,982 | Feb 04, 2011, 06:12 PM |
| VERISSIMO MARC J | Chief Strategy Officer | Feb 03, 2011 | Option Exercise | $26.00 | 3,000 | 78,000 | 27,982 | Feb 04, 2011, 06:12 PM |
| VERISSIMO MARC J | Chief Strategy Officer | Feb 04, 2011 | Sale | $53.15 | 3,000 | 159,450 | 24,982 | Feb 04, 2011, 06:12 PM |
| VERISSIMO MARC J | Chief Strategy Officer | Feb 03, 2011 | Sale | $53.18 | 3,000 | 159,534 | 24,982 | Feb 04, 2011, 06:12 PM |
| Dent Mary | General Counsel | Jan 31, 2011 | Option Exercise | $52.47 | 104 | 5,457 | 7,904 | Feb 02, 2011, 06:30 PM |
| Edmonds-Waters Christopher | Head of HR | Jan 31, 2011 | Option Exercise | $52.47 | 215 | 11,281 | 343 | Feb 02, 2011, 06:22 PM |
| KELLOGG HARRY W JR | Vice Chairman | Feb 01, 2011 | Option Exercise | $31.29 | 5,000 | 156,450 | 23,693 | Feb 02, 2011, 06:10 PM |
| KELLOGG HARRY W JR | Vice Chairman | Feb 01, 2011 | Sale | $52.52 | 5,000 | 262,602 | 19,693 | Feb 02, 2011, 06:10 PM |
| WILCOX KENNETH P | CEO | Feb 01, 2011 | Sale | $52.57 | 6,000 | 315,432 | 35,040 | Feb 02, 2011, 05:58 PM |
| VERISSIMO MARC J | ChiefStrategyOfficer | Feb 01, 2011 | Option Exercise | $26.06 | 607 | 15,820 | 24,982 | Feb 02, 2011, 05:52 PM |
| VERISSIMO MARC J | ChiefStrategyOfficer | Feb 02, 2011 | Option Exercise | $36.56 | 12,265 | 448,408 | 37,247 | Feb 02, 2011, 05:52 PM |
| VERISSIMO MARC J | ChiefStrategyOfficer | Feb 02, 2011 | Sale | $53.08 | 12,265 | 651,051 | 24,982 | Feb 02, 2011, 05:52 PM |
| Descheneaux Michael | CFO | Jan 28, 2011 | Sale | $52.57 | 2,713 | 142,617 | 3,365 | Jan 31, 2011, 06:39 PM |
| Husain Kamran F | ChiefAcctgOfficer | Jan 26, 2011 | Option Exercise | $37.25 | 1,250 | 46,563 | 2,932 | Jan 28, 2011, 06:35 PM |
| Husain Kamran F | ChiefAcctgOfficer | Jan 26, 2011 | Sale | $52.82 | 2,029 | 107,172 | 2,632 | Jan 28, 2011, 06:35 PM |
| Jones David A | ChiefCreditOfficer | Jan 26, 2011 | Option Exercise | $30.06 | 34,000 | 1,022,150 | 107,300 | Jan 28, 2011, 06:08 PM |
| Jones David A | ChiefCreditOfficer | Jan 26, 2011 | Sale | $52.69 | 24,476 | 1,289,640 | 99,020 | Jan 28, 2011, 06:08 PM |
| Edmonds-Waters Christopher | Head of HR | Jan 26, 2011 | Option Exercise | $48.76 | 3,100 | 151,156 | 3,144 | Jan 28, 2011, 05:23 PM |
| Edmonds-Waters Christopher | Head of HR | Jan 26, 2011 | Sale | $52.69 | 3,100 | 163,339 | 44 | Jan 28, 2011, 05:23 PM |
| WILCOX KENNETH P | CEO | Jan 25, 2011 | Option Exercise | $36.56 | 30,000 | 1,096,800 | 62,792 | Jan 26, 2011, 07:24 PM |
| WILCOX KENNETH P | CEO | Jan 25, 2011 | Sale | $52.38 | 30,000 | 1,571,490 | 32,792 | Jan 26, 2011, 07:24 PM |
| KELLOGG HARRY W JR | Vice Chairman | Jan 03, 2011 | Option Exercise | $28.83 | 5,000 | 144,135 | 23,216 | Jan 04, 2011, 07:31 PM |
| KELLOGG HARRY W JR | Vice Chairman | Jan 03, 2011 | Sale | $53.43 | 5,000 | 267,150 | 18,216 | Jan 04, 2011, 07:31 PM |
| WILCOX KENNETH P | CEO | Jan 03, 2010 | Sale | $53.55 | 1,172 | 62,757 | 37,617 | Jan 04, 2011, 07:09 PM |
| WILCOX KENNETH P | CEO | Jan 03, 2011 | Sale | $54.00 | 4,828 | 260,689 | 32,789 | Jan 04, 2011, 07:09 PM |
| Jones David A | Chief Credit Officer | Dec 31, 2010 | Option Exercise | $34.26 | 176 | 6,030 | 89,495 | Jan 04, 2011, 06:59 PM |
| Husain Kamran F | Chief Accounting Officer | Dec 31, 2010 | Option Exercise | $34.26 | 263 | 9,011 | 1,444 | Jan 04, 2011, 06:55 PM |
| KELLOGG HARRY W JR | Vice Chairman | Dec 17, 2010 | Option Exercise | $26.00 | 4,000 | 104,000 | 22,216 | Dec 20, 2010, 07:48 PM |
| KELLOGG HARRY W JR | Vice Chairman | Dec 17, 2010 | Sale | $53.00 | 4,000 | 212,000 | 18,216 | Dec 20, 2010, 07:48 PM |
| KELLOGG HARRY W JR | Vice Chairman | Dec 07, 2010 | Option Exercise | $26.00 | 4,000 | 104,000 | 22,216 | Dec 09, 2010, 05:13 PM |
| KELLOGG HARRY W JR | Vice Chairman | Dec 07, 2010 | Sale | $50.19 | 4,000 | 200,760 | 18,216 | Dec 09, 2010, 05:13 PM |
| Husain Kamran F | ChiefAccountingOfcr | Dec 03, 2010 | Option Exercise | $49.34 | 137 | 6,760 | 1,419 | Dec 06, 2010, 07:13 PM |
| WILCOX KENNETH P | President,CEO | Dec 01, 2010 | Sale | $47.01 | 6,000 | 282,035 | 39,309 | Dec 03, 2010, 04:57 PM |
| KELLOGG HARRY W JR | Vice Chairman | Dec 01, 2010 | Option Exercise | $26.00 | 3,000 | 78,000 | 21,216 | Dec 03, 2010, 04:43 PM |
| KELLOGG HARRY W JR | Vice Chairman | Dec 01, 2010 | Sale | $46.19 | 3,000 | 138,580 | 19,216 | Dec 03, 2010, 04:43 PM |
| VERISSIMO MARC J | ChiefStrategyOfficer | Nov 23, 2010 | Option Exercise | $26.06 | 1,600 | 41,701 | 24,375 | Nov 24, 2010, 03:42 PM |
| Jones David A | ChiefCreditOfficer | Nov 19, 2010 | Option Exercise | $46.95 | 256 | 12,019 | 89,319 | Nov 23, 2010, 07:14 PM |
| RODENO MICHAELA K | Director | Nov 18, 2010 | Option Exercise | $27.94 | 2,750 | 76,829 | 14,770 | Nov 19, 2010, 02:59 PM |
| RODENO MICHAELA K | Director | Nov 18, 2010 | Sale | $46.50 | 2,750 | 127,873 | 12,020 | Nov 19, 2010, 02:59 PM |
| Descheneaux Michael | CFO | Nov 09, 2010 | Option Exercise | $46.33 | 241 | 11,166 | 5,749 | Nov 10, 2010, 07:31 PM |
| KELLOGG HARRY W JR | President of MerchantBank | Nov 05, 2010 | Option Exercise | $30.67 | 3,000 | 92,024 | 21,216 | Nov 05, 2010, 05:34 PM |
| KELLOGG HARRY W JR | President of MerchantBank | Nov 04, 2010 | Option Exercise | $36.56 | 1,000 | 36,560 | 19,216 | Nov 05, 2010, 05:34 PM |
| KELLOGG HARRY W JR | President of MerchantBank | Nov 05, 2010 | Sale | $47.00 | 3,000 | 141,000 | 18,216 | Nov 05, 2010, 05:34 PM |
| KELLOGG HARRY W JR | President of MerchantBank | Nov 04, 2010 | Sale | $45.00 | 1,000 | 45,000 | 18,216 | Nov 05, 2010, 05:34 PM |
| KELLOGG HARRY W JR | President of Merchant Bank | Nov 01, 2010 | Option Exercise | $30.54 | 1,000 | 30,535 | 19,216 | Nov 03, 2010, 06:30 PM |
| KELLOGG HARRY W JR | President of Merchant Bank | Nov 01, 2010 | Sale | $43.49 | 1,000 | 43,490 | 18,216 | Nov 03, 2010, 06:30 PM |
| WILCOX KENNETH P | CEO | Nov 01, 2010 | Sale | $43.29 | 6,000 | 259,756 | 44,789 | Nov 03, 2010, 06:15 PM |
| KELLOGG HARRY W JR | Head of Relationship Mgmt | Oct 13, 2010 | Option Exercise | $26.40 | 2,000 | 52,800 | 20,216 | Oct 15, 2010, 05:34 PM |
| KELLOGG HARRY W JR | Head of Relationship Mgmt | Oct 13, 2010 | Sale | $45.00 | 2,000 | 90,000 | 18,216 | Oct 15, 2010, 05:34 PM |
| KELLOGG HARRY W JR | Pres of Merchant Bank | Oct 05, 2010 | Option Exercise | $26.40 | 2,000 | 52,800 | 20,216 | Oct 07, 2010, 06:48 PM |
| KELLOGG HARRY W JR | Pres of Merchant Bank | Oct 05, 2010 | Sale | $43.00 | 2,000 | 86,000 | 18,216 | Oct 07, 2010, 06:48 PM |
| WILCOX KENNETH P | CEO | Oct 01, 2010 | Sale | $42.38 | 6,000 | 254,274 | 50,789 | Oct 04, 2010, 08:31 PM |
| WILCOX KENNETH P | President & CEO | Sep 03, 2010 | Sale | $40.00 | 6,000 | 240,000 | 56,789 | Sep 08, 2010, 06:09 PM |
| WILCOX KENNETH P | President & CEO | Aug 02, 2010 | Sale | $43.95 | 6,000 | 263,700 | 62,789 | Aug 04, 2010, 05:12 PM |
Load More Insider Transactions
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Option Exercise
| Owner | Relationship | Date | Value($) |
| Daniels Richard Devon | Director | 06/22/2023 | 195 |
| Daniels Richard Devon | Director | 06/20/2023 | 235 |
| Beck Daniel J | Chief Financial Officer | 02/27/2023 | 575,180 |
| BECKER GREGORY W | President and CEO | 02/27/2023 | 1,309,596 |
| BECKER GREGORY W | President and CEO | 02/27/2023 | 3,578,652 |
| DRAPER MICHELLE | Chief Marketing Officer | 02/01/2023 | 29,434 |
| DRAPER MICHELLE | Chief Marketing Officer | 02/01/2023 | 292,872 |
| Zuckert Michael S | General Counsel | 01/31/2023 | 182,976 |
| DRAPER MICHELLE | Chief Marketing Officer | 01/31/2023 | 137,610 |
| Descheneaux Michael | President, Silicon Valley Bank | 01/31/2023 | 284,898 |
| Cox Philip C | Chief Operations Officer | 01/31/2023 | 185,396 |
| BECKER GREGORY W | President and CEO | 01/31/2023 | 1,073,360 |
| Beck Daniel J | Chief Financial Officer | 01/31/2023 | 242,254 |
| DRAPER MICHELLE | Chief Marketing Officer | 01/20/2023 | 29,434 |
| DRAPER MICHELLE | Chief Marketing Officer | 01/20/2023 | 49,500 |
| Matthews Beverly Kay | Director | 01/03/2023 | 232,061 |
| DRAPER MICHELLE | Chief Marketing Officer | 12/28/2022 | 253,905 |
| DRAPER MICHELLE | Chief Marketing Officer | 12/28/2022 | 520,483 |
| Beck Daniel J | Chief Financial Officer | 06/30/2022 | 12,087 |
| Beck Daniel J | Chief Financial Officer | 12/01/2022 | 134,380 |
| Cox Philip C | Chief Operations Officer | 06/30/2022 | 12,087 |
| Cox Philip C | Chief Operations Officer | 11/28/2022 | 8,701 |
| BECKER GREGORY W | President and CEO | 06/30/2022 | 12,087 |
| BECKER GREGORY W | President and CEO | 11/28/2022 | 55,903 |
| Descheneaux Michael | President, Silicon Valley Bank | 06/30/2022 | 12,087 |
| Descheneaux Michael | President, Silicon Valley Bank | 11/28/2022 | 19,142 |
| DRAPER MICHELLE | Chief Marketing Officer | 06/30/2022 | 12,087 |
| DRAPER MICHELLE | Chief Marketing Officer | 10/13/2022 | 14,169 |
| STAGLIN GAREN K | Director | 06/07/2022 | 242,203 |
| STAGLIN GAREN K | Director | 05/03/2022 | 252,012 |
| DRAPER MICHELLE | Chief Marketing Officer | 05/03/2022 | 23,068 |
| DRAPER MICHELLE | Chief Marketing Officer | 05/03/2022 | 399,392 |
| DRAPER MICHELLE | Chief Marketing Officer | 05/05/2022 | 26,239 |
| Izurieta Laura | Chief Risk Officer | 05/03/2022 | 32,808 |
| Hon Karen | Chief Accounting Officer | 05/03/2022 | 14,866 |
| Zuckert Michael S | General Counsel | 05/03/2022 | 32,808 |
| Edmonds-Waters Christopher | Chief Human Resources Officer | 05/03/2022 | 18,967 |
| Cox Philip C | Chief Operations Officer | 05/03/2022 | 30,245 |
| Descheneaux Michael | President, Silicon Valley Bank | 05/03/2022 | 49,724 |
| BECKER GREGORY W | President and CEO | 05/03/2022 | 152,761 |
| Beck Daniel J | Chief Financial Officer | 05/03/2022 | 43,573 |
| Izurieta Laura | Chief Risk Officer | 05/01/2022 | 402,615 |
| BECKER GREGORY W | President and CEO | 05/01/2022 | 1,930,462 |
| Zuckert Michael S | General Counsel | 05/01/2022 | 427,499 |
| Beck Daniel J | Chief Financial Officer | 05/01/2022 | 487,717 |
| DRAPER MICHELLE | Chief Marketing Officer | 05/01/2022 | 388,183 |
| Cox Philip C | Chief Operations Officer | 05/01/2022 | 652,445 |
| Descheneaux Michael | President, Silicon Valley Bank | 05/01/2022 | 725,603 |
| Edmonds-Waters Christopher | Chief Human Resources Officer | 05/01/2022 | 388,183 |
| Hon Karen | Chief Accounting Officer | 05/01/2022 | 100,529 |
| DRAPER MICHELLE | Chief Marketing Officer | 03/01/2022 | 28,293 |
| DRAPER MICHELLE | Chief Marketing Officer | 03/01/2022 | 162,363 |
| Edmonds-Waters Christopher | Chief Human Resources Officer | 02/28/2022 | 2,291,653 |
| Beck Daniel J | Chief Financial Officer | 02/28/2022 | 1,725,732 |
| Descheneaux Michael | President, Silicon Valley Bank | 02/07/2022 | 173,930 |
| Descheneaux Michael | President, Silicon Valley Bank | 02/07/2022 | 1,207,811 |
| Beck Daniel J | Chief Financial Officer | 01/31/2022 | 1,606,309 |
| BECKER GREGORY W | President and CEO | 01/31/2022 | 6,459,686 |
| Cox Philip C | Chief Operations Officer | 01/31/2022 | 2,243,344 |
| Cox Philip C | Chief Operations Officer | 02/01/2022 | 2,785,239 |
| Descheneaux Michael | President, Silicon Valley Bank | 01/31/2022 | 2,344,359 |
| DRAPER MICHELLE | Chief Marketing Officer | 01/31/2022 | 1,178,894 |
| DRAPER MICHELLE | Chief Marketing Officer | 02/01/2022 | 28,188 |
| DRAPER MICHELLE | Chief Marketing Officer | 02/01/2022 | 1,638,753 |
| Edmonds-Waters Christopher | Chief Human Resources Officer | 01/31/2022 | 1,178,310 |
| Izurieta Laura | Chief Risk Officer | 01/31/2022 | 1,187,069 |
| Zuckert Michael S | General Counsel | 01/31/2022 | 1,289,835 |
| Edmonds-Waters Christopher | Chief Human Resources Officer | 12/30/2021 | 2,401 |
| Cox Philip C | Chief Operations Officer | 01/10/2022 | 1,253,305 |
| Cox Philip C | Chief Operations Officer | 01/10/2022 | 3,754,835 |
| DRAPER MICHELLE | Chief Marketing Officer | 01/03/2022 | 28,188 |
| DRAPER MICHELLE | Chief Marketing Officer | 01/03/2022 | 183,232 |
| Descheneaux Michael | President, Silicon Valley Bank | 12/27/2021 | 674,790 |
| Izurieta Laura | Chief Risk Officer | 12/06/2021 | 654,892 |
| Izurieta Laura | Chief Risk Officer | 12/06/2021 | 4,176,354 |
| BECKER GREGORY W | President and CEO | 12/01/2021 | 1,314,750 |
| BECKER GREGORY W | President and CEO | 12/01/2021 | 8,733,605 |
| DRAPER MICHELLE | Chief Marketing Officer | 12/01/2021 | 22,327 |
| DRAPER MICHELLE | Chief Marketing Officer | 12/01/2021 | 120,828 |
| Beck Daniel J | Chief Financial Officer | 12/01/2021 | 386,369 |
| Cox Philip C | Chief Operations Officer | 11/26/2021 | 97,288 |
| Descheneaux Michael | President, Silicon Valley Bank | 11/09/2021 | 178,390 |
| Descheneaux Michael | President, Silicon Valley Bank | 11/09/2021 | 1,619,398 |
| Edmonds-Waters Christopher | Chief Human Resources Officer | 06/30/2021 | 7,572 |
| Edmonds-Waters Christopher | Chief Human Resources Officer | 11/05/2021 | 50,831 |
| Cox Philip C | Chief Operations Officer | 06/30/2021 | 21,071 |
| Cox Philip C | Chief Operations Officer | 11/05/2021 | 80,732 |
| DRAPER MICHELLE | Chief Marketing Officer | 11/01/2021 | 22,327 |
| DRAPER MICHELLE | Chief Marketing Officer | 11/01/2021 | 124,561 |
| DRAPER MICHELLE | Chief Marketing Officer | 10/01/2021 | 22,327 |
| DRAPER MICHELLE | Chief Marketing Officer | 10/01/2021 | 194,350 |
| DRAPER MICHELLE | Chief Marketing Officer | 09/01/2021 | 22,327 |
| DRAPER MICHELLE | Chief Marketing Officer | 09/01/2021 | 96,707 |
| Descheneaux Michael | President, Silicon Valley Bank | 06/30/2021 | 21,071 |
| Descheneaux Michael | President, Silicon Valley Bank | 08/09/2021 | 178,390 |
| Descheneaux Michael | President, Silicon Valley Bank | 08/09/2021 | 1,168,820 |
| DRAPER MICHELLE | Chief Marketing Officer | 08/02/2021 | 22,327 |
| DRAPER MICHELLE | Chief Marketing Officer | 08/02/2021 | 95,334 |
| BECKER GREGORY W | President and CEO | 06/30/2021 | 21,071 |
| BECKER GREGORY W | President and CEO | 07/15/2021 | 2,107,725 |
| BECKER GREGORY W | President and CEO | 07/15/2021 | 9,491,646 |
| STAGLIN GAREN K | Director | 07/13/2021 | 294,010 |
| DRAPER MICHELLE | Chief Marketing Officer | 06/30/2021 | 21,071 |
| DRAPER MICHELLE | Chief Marketing Officer | 07/06/2021 | 22,457 |
| DRAPER MICHELLE | Chief Marketing Officer | 07/06/2021 | 217,250 |
| STAGLIN GAREN K | Director | 07/06/2021 | 281,520 |
| Hon Karen | Chief Accounting Officer | 06/30/2021 | 21,071 |
| Hon Karen | Chief Accounting Officer | 06/30/2021 | 70,085 |
| STAGLIN GAREN K | Director | 06/29/2021 | 282,275 |
| STAGLIN GAREN K | Director | 06/22/2021 | 276,970 |
| Beck Daniel J | Chief Financial Officer | 06/05/2021 | 330,707 |
| Beck Daniel J | Chief Financial Officer | 06/07/2021 | 1,113,144 |
| Beck Daniel J | Chief Financial Officer | 06/08/2021 | 343,620 |
| Beck Daniel J | Chief Financial Officer | 06/07/2021 | 2,776,478 |
| Edmonds-Waters Christopher | Chief Human Resources Officer | 05/24/2021 | 72,932 |
| BECKER GREGORY W | President and CEO | 05/01/2021 | 1,037,790 |
| BECKER GREGORY W | President and CEO | 05/02/2021 | 346,118 |
| Descheneaux Michael | President, Silicon Valley Bank | 05/02/2021 | 114,620 |
| Descheneaux Michael | President, Silicon Valley Bank | 05/01/2021 | 365,880 |
| Cox Philip C | Chief Operations Officer | 05/02/2021 | 54,769 |
| Cox Philip C | Chief Operations Officer | 05/01/2021 | 223,593 |
| Beck Daniel J | Chief Financial Officer | 05/01/2021 | 265,941 |
| Dunbar Roger F | Director | 03/01/2021 | 2,507,859 |
| Hon Karen | Chief Accounting Officer | 03/01/2021 | 159,281 |
| Hon Karen | Chief Accounting Officer | 03/01/2021 | 739,175 |
| Daniels Richard Devon | Director | 02/16/2021 | 261,650 |
| Maggioncalda Jeffrey Nacey | Director | 02/12/2021 | 2,016,596 |
| MITCHELL KATE | Director | 02/08/2021 | 1,988,515 |
| BECKER GREGORY W | President and CEO | 02/05/2021 | 2,234,602 |
| Zuckert Michael S | General Counsel | 02/05/2021 | 310,577 |
| Zuckert Michael S | General Counsel | 02/05/2021 | 851,121 |
| Cox Philip C | Chief Operations Officer | 02/02/2021 | 453,395 |
| Cox Philip C | Chief Operations Officer | 02/02/2021 | 2,472,862 |
| DRAPER MICHELLE | Chief Marketing Officer | 02/02/2021 | 226,093 |
| DRAPER MICHELLE | Chief Marketing Officer | 02/02/2021 | 1,252,118 |
| Izurieta Laura | Chief Risk Officer | 02/02/2021 | 520,434 |
| Izurieta Laura | Chief Risk Officer | 02/02/2021 | 1,594,090 |
| China John | President of SVB Capital | 01/29/2021 | 348,473 |
| Beck Daniel J | Chief Financial Officer | 01/29/2021 | 565,612 |
| Beck Daniel J | Chief Financial Officer | 02/01/2021 | 215,119 |
| Beck Daniel J | Chief Financial Officer | 02/01/2021 | 662,099 |
| Descheneaux Michael | President, Silicon Valley Bank | 01/29/2021 | 682,499 |
| Cadieux Marc C | Chief Credit Officer | 01/29/2021 | 400,131 |
| Cox Philip C | Chief Operations Officer | 01/29/2021 | 216,263 |
| DRAPER MICHELLE | Chief Marketing Officer | 01/29/2021 | 194,812 |
| Edmonds-Waters Christopher | Chief Human Resources Officer | 01/29/2021 | 196,563 |
| Zuckert Michael S | General Counsel | 01/29/2021 | 297,253 |
| Izurieta Laura | Chief Risk Officer | 01/29/2021 | 243,406 |
| BECKER GREGORY W | President and CEO | 01/29/2021 | 1,967,821 |
| BECKER GREGORY W | President and CEO | 01/27/2021 | 1,295,760 |
| BECKER GREGORY W | President and CEO | 01/27/2021 | 5,554,161 |
| Descheneaux Michael | President, Silicon Valley Bank | 01/27/2021 | 405,368 |
| Descheneaux Michael | President, Silicon Valley Bank | 01/28/2021 | 1,133,749 |
| Descheneaux Michael | President, Silicon Valley Bank | 01/27/2021 | 1,489,269 |
| Zuckert Michael S | General Counsel | 01/27/2021 | 642,301 |
| Zuckert Michael S | General Counsel | 01/27/2021 | 2,599,174 |
| Cadieux Marc C | Chief Credit Officer | 01/27/2021 | 483,642 |
| Cadieux Marc C | Chief Credit Officer | 01/27/2021 | 2,083,183 |
| Edmonds-Waters Christopher | Chief Human Resources Officer | 01/27/2021 | 465,365 |
| Edmonds-Waters Christopher | Chief Human Resources Officer | 01/27/2021 | 1,895,283 |
| Edmonds-Waters Christopher | Chief Human Resources Officer | 06/30/2020 | 5,862 |
| Edmonds-Waters Christopher | Chief Human Resources Officer | 12/31/2020 | 2,279 |
| Cox Philip C | Chief Operations Officer | 12/31/2020 | 701 |
| DRAPER MICHELLE | Chief Marketing Officer | 12/01/2020 | 23,000 |
| DRAPER MICHELLE | Chief Marketing Officer | 12/01/2020 | 75,641 |
| China John | President of SVB Capital | 11/13/2020 | 176,606 |
| China John | President of SVB Capital | 11/13/2020 | 341,550 |
| Descheneaux Michael | President, Silicon Valley Bank | 11/09/2020 | 881,681 |
| China John | President of SVB Capital | 11/06/2020 | 399,579 |
| China John | President of SVB Capital | 11/06/2020 | 1,196,685 |
| Cox Philip C | Chief Operations Officer | 11/06/2020 | 150,269 |
| Cox Philip C | Chief Operations Officer | 11/03/2020 | 75,681 |
| DRAPER MICHELLE | Chief Marketing Officer | 11/02/2020 | 23,000 |
| DRAPER MICHELLE | Chief Marketing Officer | 11/02/2020 | 62,332 |
| China John | President of SVB Capital | 11/02/2020 | 146,149 |
| China John | President of SVB Capital | 11/02/2020 | 369,897 |
| Descheneaux Michael | President, Silicon Valley Bank | 10/20/2020 | 194,066 |
| Descheneaux Michael | President, Silicon Valley Bank | 10/20/2020 | 418,600 |
| China John | President of SVB Capital | 10/01/2020 | 164,080 |
| China John | President of SVB Capital | 10/01/2020 | 307,228 |
| DRAPER MICHELLE | Chief Marketing Officer | 10/01/2020 | 23,000 |
| DRAPER MICHELLE | Chief Marketing Officer | 10/01/2020 | 51,772 |
| Zuckert Michael S | General Counsel | 09/03/2020 | 98,040 |
| Zuckert Michael S | General Counsel | 09/03/2020 | 210,168 |
| Descheneaux Michael | President, Silicon Valley Bank | 09/02/2020 | 262,950 |
| Descheneaux Michael | President, Silicon Valley Bank | 09/02/2020 | 650,000 |
| Izurieta Laura | Chief Risk Officer | 09/02/2020 | 384,609 |
| Izurieta Laura | Chief Risk Officer | 09/02/2020 | 560,560 |
| China John | President of SVB Capital | 09/01/2020 | 164,080 |
| China John | President of SVB Capital | 09/01/2020 | 320,045 |
| DRAPER MICHELLE | Chief Marketing Officer | 09/01/2020 | 23,000 |
| DRAPER MICHELLE | Chief Marketing Officer | 09/01/2020 | 53,932 |
| Izurieta Laura | Chief Risk Officer | 09/01/2020 | 106,306 |
| Robinson John F | Director | 08/13/2020 | 750,783 |
| Descheneaux Michael | President, Silicon Valley Bank | 06/30/2020 | 17,954 |
| Descheneaux Michael | President, Silicon Valley Bank | 08/10/2020 | 499,155 |
| China John | President of SVB Capital | 08/03/2020 | 146,921 |
| China John | President of SVB Capital | 08/03/2020 | 282,706 |
| DRAPER MICHELLE | Chief Marketing Officer | 08/03/2020 | 23,000 |
| DRAPER MICHELLE | Chief Marketing Officer | 08/03/2020 | 47,640 |
| Zuckert Michael S | General Counsel | 08/03/2020 | 134,805 |
| Zuckert Michael S | General Counsel | 08/03/2020 | 246,026 |
| Cox Philip C | Chief Operations Officer | 06/30/2020 | 17,404 |
| Cox Philip C | Chief Operations Officer | 07/28/2020 | 74,700 |
| Cadieux Marc C | Chief Credit Officer | 07/27/2020 | 455,660 |
| Zuckert Michael S | General Counsel | 07/06/2020 | 147,060 |
| Zuckert Michael S | General Counsel | 07/06/2020 | 255,912 |
| BECKER GREGORY W | President and CEO | 06/30/2020 | 17,954 |
| BECKER GREGORY W | President and CEO | 07/01/2020 | 1,160,245 |
| BECKER GREGORY W | President and CEO | 07/02/2020 | 172,552 |
| BECKER GREGORY W | President and CEO | 07/02/2020 | 337,302 |
| BECKER GREGORY W | President and CEO | 07/01/2020 | 2,267,905 |
| China John | President of SVB Capital | 06/30/2020 | 17,954 |
| China John | President of SVB Capital | 07/01/2020 | 136,487 |
| China John | President of SVB Capital | 07/01/2020 | 269,232 |
| DRAPER MICHELLE | Chief Marketing Officer | 06/30/2020 | 17,954 |
| DRAPER MICHELLE | Chief Marketing Officer | 07/01/2020 | 23,000 |
| DRAPER MICHELLE | Chief Marketing Officer | 07/01/2020 | 45,369 |
| DRAPER MICHELLE | Chief Marketing Officer | 07/02/2020 | 20,829 |
| Edmonds-Waters Christopher | Chief Human Resources Officer | 06/22/2020 | 84,565 |
| Edmonds-Waters Christopher | Chief Human Resources Officer | 06/22/2020 | 176,116 |
| Beck Daniel J | Chief Financial Officer | 06/05/2020 | 102,547 |
| Beck Daniel J | Chief Financial Officer | 06/05/2020 | 373,725 |
| Beck Daniel J | Chief Financial Officer | 06/05/2020 | 529,531 |
| DRAPER MICHELLE | Chief Marketing Officer | 06/01/2020 | 23,000 |
| DRAPER MICHELLE | Chief Marketing Officer | 06/01/2020 | 45,456 |
| Cox Philip C | Chief Operations Officer | 06/01/2020 | 298,134 |
| China John | President of SVB Capital | 06/01/2020 | 136,487 |
| China John | President of SVB Capital | 06/01/2020 | 269,750 |
| China John | President of SVB Capital | 05/26/2020 | 136,487 |
| China John | President of SVB Capital | 05/26/2020 | 252,800 |
| Descheneaux Michael | President, Silicon Valley Bank | 05/11/2020 | 192,160 |
| BECKER GREGORY W | President and CEO | 05/02/2020 | 276,990 |
| Cadieux Marc C | Chief Credit Officer | 05/02/2020 | 53,793 |
| China John | President of SVB Capital | 05/02/2020 | 68,199 |
| Cox Philip C | Chief Operations Officer | 05/02/2020 | 43,764 |
| Descheneaux Michael | President, Silicon Valley Bank | 05/02/2020 | 100,657 |
| DRAPER MICHELLE | Chief Marketing Officer | 05/02/2020 | 28,811 |
| DRAPER MICHELLE | Chief Marketing Officer | 05/05/2020 | 43,666 |
| DRAPER MICHELLE | Chief Marketing Officer | 05/04/2020 | 34,288 |
| Edmonds-Waters Christopher | Chief Human Resources Officer | 05/02/2020 | 25,894 |
| Hon Karen | Chief Accounting Officer | 05/02/2020 | 18,235 |
| Izurieta Laura | Chief Risk Officer | 05/02/2020 | 18,417 |
| Zuckert Michael S | General Counsel | 05/02/2020 | 37,382 |
| BECKER GREGORY W | President and CEO | 05/01/2020 | 190,591 |
| Zuckert Michael S | General Counsel | 05/01/2020 | 22,923 |
| Izurieta Laura | Chief Risk Officer | 05/01/2020 | 33,645 |
| Hon Karen | Chief Accounting Officer | 05/01/2020 | 23,292 |
| Edmonds-Waters Christopher | Chief Human Resources Officer | 05/01/2020 | 18,671 |
| DRAPER MICHELLE | Chief Marketing Officer | 05/01/2020 | 18,671 |
| DRAPER MICHELLE | Chief Marketing Officer | 05/01/2020 | 23,000 |
| DRAPER MICHELLE | Chief Marketing Officer | 05/01/2020 | 39,880 |
| Descheneaux Michael | President, Silicon Valley Bank | 05/01/2020 | 76,902 |
| China John | President of SVB Capital | 05/01/2020 | 46,215 |
| Cox Philip C | Chief Operations Officer | 05/01/2020 | 40,115 |
| Cadieux Marc C | Chief Credit Officer | 05/01/2020 | 41,778 |
| Beck Daniel J | Chief Financial Officer | 05/01/2020 | 31,611 |
| China John | President of SVB Capital | 04/28/2020 | 136,487 |
| China John | President of SVB Capital | 04/28/2020 | 252,800 |
| Cadieux Marc C | Chief Credit Officer | 04/27/2020 | 252,441 |
| Cadieux Marc C | Chief Credit Officer | 04/27/2020 | 461,478 |
| DRAPER MICHELLE | Chief Marketing Officer | 04/09/2020 | 23,000 |
| DRAPER MICHELLE | Chief Marketing Officer | 04/09/2020 | 37,275 |
| DRAPER MICHELLE | Chief Marketing Officer | 03/02/2020 | 23,000 |
| DRAPER MICHELLE | Chief Marketing Officer | 03/02/2020 | 44,636 |
| Edmonds-Waters Christopher | Chief Human Resources Officer | 02/28/2020 | 238,463 |
| Hon Karen | Interim Ch. Accounting Officer | 02/24/2020 | 101,687 |
| BECKER GREGORY W | President and CEO | 02/20/2020 | 284,440 |
| BECKER GREGORY W | President and CEO | 02/20/2020 | 1,080,356 |
| Hon Karen | Interim Ch. Accounting Officer | 02/11/2020 | 120,191 |
| DRAPER MICHELLE | Chief Marketing Officer | 02/03/2020 | 23,000 |
| DRAPER MICHELLE | Chief Marketing Officer | 02/03/2020 | 51,972 |
| DRAPER MICHELLE | Chief Marketing Officer | 01/31/2020 | 257,168 |
| Izurieta Laura | Chief Risk Officer | 01/30/2020 | 182,383 |
| BECKER GREGORY W | President and CEO | 01/30/2020 | 1,503,480 |
| Descheneaux Michael | President, Silicon Valley Bank | 01/30/2020 | 482,384 |
| Cadieux Marc C | Chief Credit Officer | 01/30/2020 | 225,063 |
| China John | President of SVB Capital | 01/30/2020 | 312,905 |
| Cox Philip C | Chief Operations Officer | 01/30/2020 | 203,227 |
| Edmonds-Waters Christopher | Chief Human Resources Officer | 01/30/2020 | 163,276 |
| Zuckert Michael S | General Counsel | 01/30/2020 | 166,750 |
| DRAPER MICHELLE | Chief Marketing Officer | 01/30/2020 | 145,410 |
| China John | President of SVB Capital | 01/24/2020 | 71,110 |
| China John | President of SVB Capital | 01/24/2020 | 270,000 |
| Descheneaux Michael | President, Silicon Valley Bank | 01/24/2020 | 76,774 |
| Descheneaux Michael | President, Silicon Valley Bank | 01/24/2020 | 191,970 |
| BECKER GREGORY W | President and CEO | 01/24/2020 | 71,110 |
| BECKER GREGORY W | President and CEO | 01/24/2020 | 270,039 |
| Edmonds-Waters Christopher | Chief Human Resources Officer | 12/31/2019 | 2,088 |
| Edmonds-Waters Christopher | Chief Human Resources Officer | 06/28/2019 | 6,991 |
| Cox Philip C | Chief Operations Officer | 12/31/2019 | 4,936 |
| China John | President of SVB Capital | 01/02/2020 | 71,110 |
| China John | President of SVB Capital | 01/02/2020 | 251,078 |
| DRAPER MICHELLE | Chief Marketing Officer | 06/28/2019 | 21,140 |
| DRAPER MICHELLE | Chief Marketing Officer | 01/02/2020 | 23,000 |
| DRAPER MICHELLE | Chief Marketing Officer | 01/02/2020 | 53,814 |
| Descheneaux Michael | President, Silicon Valley Bank | 12/13/2019 | 105,180 |
| Descheneaux Michael | President, Silicon Valley Bank | 12/13/2019 | 255,000 |
| Descheneaux Michael | President, Silicon Valley Bank | 12/12/2019 | 129,810 |
| Descheneaux Michael | President, Silicon Valley Bank | 12/12/2019 | 250,000 |
| BECKER GREGORY W | President and CEO | 12/12/2019 | 355,550 |
| BECKER GREGORY W | President and CEO | 12/12/2019 | 1,228,062 |
| BECKER GREGORY W | President and CEO | 06/28/2019 | 21,140 |
| BECKER GREGORY W | President and CEO | 12/02/2019 | 343,319 |
| BECKER GREGORY W | President and CEO | 12/02/2019 | 1,127,254 |
| China John | President of SVB Capital | 12/02/2019 | 71,110 |
| China John | President of SVB Capital | 12/02/2019 | 232,618 |
| Cox Philip C | Chief Operations Officer | 12/02/2019 | 81,431 |
| Descheneaux Michael | President, Silicon Valley Bank | 11/05/2019 | 129,810 |
| Descheneaux Michael | President, Silicon Valley Bank | 11/05/2019 | 240,000 |
| Descheneaux Michael | President, Silicon Valley Bank | 11/04/2019 | 161,970 |
| Descheneaux Michael | President, Silicon Valley Bank | 11/04/2019 | 590,295 |
| China John | President of SVB Capital | 06/28/2019 | 21,140 |
| China John | President of SVB Capital | 11/01/2019 | 71,110 |
| China John | President of SVB Capital | 11/01/2019 | 227,274 |
| Cadieux Marc C | Chief Credit Officer | 10/31/2019 | 224,170 |
| Cox Philip C | Chief Operations Officer | 09/13/2019 | 141,270 |
| Cox Philip C | Chief Operations Officer | 09/13/2019 | 190,800 |
| Izurieta Laura | Chief Risk Officer | 09/01/2019 | 80,623 |
| Descheneaux Michael | President, Silicon Valley Bank | 06/28/2019 | 21,140 |
| Descheneaux Michael | President, Silicon Valley Bank | 08/07/2019 | 215,960 |
| Descheneaux Michael | President, Silicon Valley Bank | 08/07/2019 | 603,570 |
| Cox Philip C | Chief Operations Officer | 08/01/2019 | 80,780 |
| Cadieux Marc C | Chief Credit Officer | 07/31/2019 | 459,880 |
| Cox Philip C | Chief Operations Officer | 06/28/2019 | 16,147 |
| Cox Philip C | Chief Operations Officer | 07/01/2019 | 35,179 |
| Cox Philip C | Chief Operations Officer | 07/01/2019 | 44,808 |
| Beck Daniel J | Chief Financial Officer | 06/05/2019 | 81,299 |
| Clendening John S | Director | 05/24/2019 | 199,006 |
| Descheneaux Michael | President, Silicon Valley Bank | 05/13/2019 | 504,940 |
| Descheneaux Michael | President, Silicon Valley Bank | 05/13/2019 | 1,437,300 |
| DRAPER MICHELLE | Chief Marketing Officer | 05/03/2019 | 50,178 |
| Edmonds-Waters Christopher | Chief Human Resources Officer | 05/03/2019 | 52,226 |
| Edmonds-Waters Christopher | Chief Human Resources Officer | 05/02/2019 | 52,106 |
| Edmonds-Waters Christopher | Chief Human Resources Officer | 05/02/2019 | 183,320 |
| Edmonds-Waters Christopher | Chief Human Resources Officer | 05/02/2019 | 380,345 |
| DRAPER MICHELLE | Chief Marketing Officer | 05/02/2019 | 49,807 |
| DRAPER MICHELLE | Chief Marketing Officer | 05/02/2019 | 21,213 |
| Izurieta Laura | Chief Risk Officer | 05/02/2019 | 17,369 |
| Zuckert Michael S | General Counsel | 05/02/2019 | 53,127 |
| Husain Kamran F | Chief Accounting Officer | 05/02/2019 | 64,110 |
| Descheneaux Michael | President, Silicon Valley Bank | 05/02/2019 | 140,992 |
| Cox Philip C | Chief Operations Officer | 05/02/2019 | 42,144 |
| China John | President of SVB Capital | 05/02/2019 | 95,527 |
| Cadieux Marc C | Chief Credit Officer | 05/02/2019 | 75,349 |
| BECKER GREGORY W | President and CEO | 05/02/2019 | 388,238 |
| Zuckert Michael S | General Counsel | 05/01/2019 | 39,818 |
| Descheneaux Michael | President, Silicon Valley Bank | 05/01/2019 | 109,688 |
| Izurieta Laura | Chief Risk Officer | 05/01/2019 | 15,026 |
| Cox Philip C | Chief Operations Officer | 05/01/2019 | 38,316 |
| Husain Kamran F | Chief Accounting Officer | 05/01/2019 | 47,832 |
| DRAPER MICHELLE | Chief Marketing Officer | 05/01/2019 | 38,316 |
| Edmonds-Waters Christopher | Chief Human Resources Officer | 05/01/2019 | 41,321 |
| Edmonds-Waters Christopher | Chief Human Resources Officer | 05/01/2019 | 76,588 |
| Edmonds-Waters Christopher | Chief Human Resources Officer | 05/01/2019 | 148,149 |
| China John | President of SVB Capital | 05/01/2019 | 66,865 |
| Cadieux Marc C | Chief Credit Officer | 05/01/2019 | 52,590 |
| Beck Daniel J | Chief Financial Officer | 05/01/2019 | 16,028 |
| BECKER GREGORY W | President and CEO | 05/01/2019 | 289,247 |
| Cadieux Marc C | Chief Credit Officer | 04/26/2019 | 231,732 |
| Cadieux Marc C | Chief Credit Officer | 04/26/2019 | 554,733 |
| China John | Head of Technology Banking | 02/28/2019 | 751,948 |
| China John | Head of Technology Banking | 02/28/2019 | 2,790,122 |
| Edmonds-Waters Christopher | Chief Human Resources Officer | 02/13/2019 | 259,907 |
| Edmonds-Waters Christopher | Chief Human Resources Officer | 02/14/2019 | 414,245 |
| Edmonds-Waters Christopher | Chief Human Resources Officer | 02/13/2019 | 475,088 |
| DRAPER MICHELLE | Chief Marketing Officer | 01/30/2019 | 230,640 |
| DRAPER MICHELLE | Chief Marketing Officer | 01/31/2019 | 416,793 |
| Zuckert Michael S | General Counsel | 01/30/2019 | 229,920 |
| Edmonds-Waters Christopher | Chief Human Resources Officer | 01/30/2019 | 230,640 |
| Cox Philip C | Head of EMEA & President, UK | 01/30/2019 | 343,920 |
| Cadieux Marc C | Chief Credit Officer | 01/30/2019 | 342,720 |
| China John | Head of Technology Banking | 01/30/2019 | 459,600 |
| Descheneaux Michael | President, Silicon Valley Bank | 01/30/2019 | 733,440 |
| BECKER GREGORY W | President and CEO | 01/30/2019 | 2,351,760 |
| Edmonds-Waters Christopher | Chief Human Resources Officer | 12/31/2018 | 2,099 |
| Edmonds-Waters Christopher | Chief Human Resources Officer | 06/29/2018 | 6,255 |
| DRAPER MICHELLE | Chief Marketing Officer | 06/29/2018 | 21,186 |
| Cox Philip C | Head of EMEA & President, UK | 12/31/2018 | 5,327 |
| China John | Head of Technology Banking | 06/29/2018 | 21,186 |
| Cox Philip C | Head of EMEA & President, UK | 06/29/2018 | 10,089 |
| Cox Philip C | Head of EMEA & President, UK | 11/28/2018 | 148,153 |
| Dreyer Michael L | Chief Operations Officer | 11/12/2018 | 225,548 |
| Descheneaux Michael | President, Silicon Valley Bank | 11/01/2018 | 107,980 |
| Descheneaux Michael | President, Silicon Valley Bank | 11/01/2018 | 419,523 |
| Robinson John F | Director | 09/10/2018 | 162,035 |
| Izurieta Laura | Chief Risk Officer | 09/01/2018 | 90,686 |
| BECKER GREGORY W | President and CEO | 08/06/2018 | 497,770 |
| BECKER GREGORY W | President and CEO | 08/06/2018 | 2,277,800 |
| Descheneaux Michael | President, Silicon Valley Bank | 06/29/2018 | 21,186 |
| Descheneaux Michael | President, Silicon Valley Bank | 08/02/2018 | 392,420 |
| Descheneaux Michael | President, Silicon Valley Bank | 08/02/2018 | 1,785,892 |
| BECKER GREGORY W | President and CEO | 06/29/2018 | 21,186 |
| BECKER GREGORY W | President and CEO | 08/01/2018 | 497,770 |
| BECKER GREGORY W | President and CEO | 08/01/2018 | 4,002,834 |
| Dreyer Michael L | Chief Operations Officer | 08/01/2018 | 82,461 |
| Robinson John F | Director | 07/10/2018 | 152,125 |
| Beck Daniel J | Chief Financial Officer | 06/05/2018 | 122,062 |
| Robinson John F | Director | 05/30/2018 | 317,530 |
| MITCHELL KATE | Director | 05/30/2018 | 231,992 |
| Edmonds-Waters Christopher | Head of Human Resources | 05/14/2018 | 738,504 |
| Husain Kamran F | Chief Accounting Officer | 05/10/2018 | 122,294 |
| Husain Kamran F | Chief Accounting Officer | 05/10/2018 | 480,576 |
| Descheneaux Michael | President, Silicon Valley Bank | 05/08/2018 | 210,360 |
| Descheneaux Michael | President, Silicon Valley Bank | 05/08/2018 | 849,883 |
| Edmonds-Waters Christopher | Head of Human Resources | 05/02/2018 | 62,426 |
| Cox Philip C | Head EMEA India & President,UK | 05/02/2018 | 69,464 |
| Cox Philip C | Head EMEA India & President,UK | 05/02/2018 | 120,344 |
| Cox Philip C | Head EMEA India & President,UK | 05/02/2018 | 209,668 |
| Zuckert Michael S | General Counsel | 05/02/2018 | 63,650 |
| Descheneaux Michael | President, Silicon Valley Bank | 05/02/2018 | 169,224 |
| Descheneaux Michael | President, Silicon Valley Bank | 05/02/2018 | 996,461 |
| Descheneaux Michael | President, Silicon Valley Bank | 05/02/2018 | 3,410,494 |
| Leone Roger | Chief Information Officer | 05/02/2018 | 31,825 |
| Izurieta Laura | Chief Risk Officer | 05/02/2018 | 20,809 |
| Dreyer Michael L | Chief Operations Officer | 05/02/2018 | 29,377 |
| DRAPER MICHELLE | Chief Marketing Officer | 05/02/2018 | 59,672 |
| China John | Head of Technology Banking | 05/02/2018 | 114,448 |
| Cadieux Marc C | Chief Credit Officer | 05/02/2018 | 90,579 |
| Husain Kamran F | Chief Accounting Officer | 05/02/2018 | 77,115 |
| BECKER GREGORY W | President and CEO | 05/02/2018 | 465,441 |
| Edmonds-Waters Christopher | Head of Human Resources | 05/01/2018 | 30,241 |
| Edmonds-Waters Christopher | Head of Human Resources | 05/01/2018 | 189,734 |
| Edmonds-Waters Christopher | Head of Human Resources | 05/01/2018 | 1,124,138 |
| Cox Philip C | Head EMEA India & President,UK | 05/01/2018 | 29,935 |
| Cox Philip C | Head EMEA India & President,UK | 05/01/2018 | 173,930 |
| Cox Philip C | Head EMEA India & President,UK | 05/01/2018 | 311,489 |
| Zuckert Michael S | General Counsel | 05/01/2018 | 25,964 |
| Husain Kamran F | Chief Accounting Officer | 05/01/2018 | 36,044 |
| DRAPER MICHELLE | Chief Marketing Officer | 05/01/2018 | 26,575 |
| Descheneaux Michael | President, Silicon Valley Bank | 05/01/2018 | 74,227 |
| Cadieux Marc C | Chief Credit Officer | 05/01/2018 | 34,822 |
| China John | Head of Technology Banking | 05/01/2018 | 45,514 |
| BECKER GREGORY W | President and CEO | 05/01/2018 | 204,658 |
| BECKER GREGORY W | President and CEO | 04/29/2018 | 149,805 |
| DRAPER MICHELLE | Chief Marketing Officer | 04/29/2018 | 20,973 |
| Husain Kamran F | Chief Accounting Officer | 04/29/2018 | 20,973 |
| Descheneaux Michael | President, Silicon Valley Bank | 04/29/2018 | 59,922 |
| Cadieux Marc C | Chief Credit Officer | 04/29/2018 | 27,564 |
| Edmonds-Waters Christopher | Head of Human Resources | 04/29/2018 | 16,778 |
| China John | Head of Technology Banking | 04/29/2018 | 35,953 |
| Cox Philip C | Head EMEA India & President,UK | 04/29/2018 | 476,979 |
| BECKER GREGORY W | President and CEO | 04/04/2018 | 707,087 |
| BECKER GREGORY W | President and CEO | 02/07/2018 | 1,095,703 |
| Zuckert Michael S | General Counsel | 03/03/2018 | 33,035 |
| DRAPER MICHELLE | Chief Marketing Officer | 02/20/2018 | 221,934 |
| DRAPER MICHELLE | Chief Marketing Officer | 02/20/2018 | 624,854 |
| BECKER GREGORY W | President and CEO | 02/07/2018 | 1,095,703 |
| Leone Roger | Chief Information Officer | 02/02/2018 | 13,701 |
| Cox Philip C | Head EMEA India & President,UK | 02/02/2018 | 297,008 |
| Zuckert Michael S | General Counsel | 01/30/2018 | 154,388 |
| DRAPER MICHELLE | Chief Marketing Officer | 01/30/2018 | 154,882 |
| Edmonds-Waters Christopher | Head of Human Resources | 01/30/2018 | 176,372 |
| Cadieux Marc C | Chief Credit Officer | 01/30/2018 | 201,568 |
| China John | Head of Technology Banking | 01/30/2018 | 261,100 |
| Descheneaux Michael | President, Silicon Valley Bank | 01/30/2018 | 466,127 |
| Cox Philip C | Head EMEA India & President,UK | 01/30/2018 | 246,773 |
| BECKER GREGORY W | President and CEO | 01/30/2018 | 1,536,958 |
| Cox Philip C | Head EMEA India & President,UK | 12/29/2017 | 4,881 |
| Edmonds-Waters Christopher | Head of Human Resources | 12/29/2017 | 1,983 |
| China John | Head of Technology Banking | 06/30/2017 | 21,214 |
| China John | Head of Technology Banking | 12/05/2017 | 8,342 |
| China John | Head of Technology Banking | 12/05/2017 | 35,223 |
| BECKER GREGORY W | President and CEO | 06/30/2017 | 21,214 |
| BECKER GREGORY W | President and CEO | 12/05/2017 | 612,223 |
| BECKER GREGORY W | President and CEO | 12/05/2017 | 2,213,022 |
| BENHAMOU ERIC | Director | 12/01/2017 | 452,026 |
| Edmonds-Waters Christopher | Head of Human Resources | 06/30/2017 | 5,121 |
| Edmonds-Waters Christopher | Head of Human Resources | 11/15/2017 | 363,365 |
| Edmonds-Waters Christopher | Head of Human Resources | 11/15/2017 | 761,798 |
| Dreyer Michael L | Chief Operations Officer | 11/12/2017 | 167,049 |
| Cadieux Marc C | Chief Credit Officer | 11/03/2017 | 136,436 |
| Cadieux Marc C | Chief Credit Officer | 11/03/2017 | 495,717 |
| Descheneaux Michael | President, Silicon Valley Bank | 11/01/2017 | 96,555 |
| Descheneaux Michael | President, Silicon Valley Bank | 11/01/2017 | 329,074 |
| Husain Kamran F | Chief Accounting Officer | 06/30/2017 | 21,214 |
| Husain Kamran F | Chief Accounting Officer | 10/31/2017 | 210,285 |
| Husain Kamran F | Chief Accounting Officer | 10/31/2017 | 636,366 |
| Leone Roger | Chief Information Officer | 06/30/2017 | 21,214 |
| Leone Roger | Chief Information Officer | 10/27/2017 | 29,253 |
| Cadieux Marc C | Chief Credit Officer | 09/03/2017 | 65,869 |
| Izurieta Laura | Chief Risk Officer | 09/01/2017 | 52,622 |
| BENHAMOU ERIC | Director | 09/01/2017 | 344,029 |
| DRAPER MICHELLE | Chief Marketing Officer | 06/30/2017 | 21,214 |
| DRAPER MICHELLE | Chief Marketing Officer | 08/05/2017 | 55,404 |
| Descheneaux Michael | President, Silicon Valley Bank | 06/30/2017 | 21,214 |
| Descheneaux Michael | President, Silicon Valley Bank | 08/02/2017 | 238,775 |
| Descheneaux Michael | President, Silicon Valley Bank | 08/02/2017 | 637,255 |
| Cox Philip C | Head EMEA India & President,UK | 06/30/2017 | 11,119 |
| Cox Philip C | Head EMEA India & President,UK | 08/01/2017 | 352,907 |
| Cox Philip C | Head EMEA India & President,UK | 08/01/2017 | 552,792 |
| Dreyer Michael L | Chief Operations Officer | 08/01/2017 | 52,266 |
| BENHAMOU ERIC | Director | 06/01/2017 | 340,593 |
| Descheneaux Michael | Chief Financial Officer | 05/15/2017 | 321,850 |
| Descheneaux Michael | Chief Financial Officer | 05/15/2017 | 1,290,676 |
| Wallace Bruce | Chief Digital Officer | 05/15/2017 | 681,840 |
| Wallace Bruce | Chief Digital Officer | 05/15/2017 | 1,604,906 |
| Zuckert Michael S | General Counsel | 05/02/2017 | 15,877 |
| Wallace Bruce | Chief Digital Officer | 05/02/2017 | 33,002 |
| Leone Roger | Chief Information Officer | 05/02/2017 | 11,952 |
| Husain Kamran F | Chief Accounting Officer | 05/02/2017 | 29,791 |
| Edmonds-Waters Christopher | Head of Human Resources | 05/02/2017 | 22,120 |
| Cadieux Marc C | Chief Credit Officer | 05/02/2017 | 33,002 |
| BECKER GREGORY W | President and CEO | 05/02/2017 | 170,184 |
| DRAPER MICHELLE | Chief Marketing Officer | 05/02/2017 | 15,877 |
| Descheneaux Michael | Chief Financial Officer | 05/02/2017 | 60,296 |
| Cox Philip C | Head EMEA India & President,UK | 05/02/2017 | 21,407 |
| China John | Head of Relationship Banking | 05/02/2017 | 41,208 |
| Zuckert Michael S | General Counsel | 05/01/2017 | 11,718 |
| DRAPER MICHELLE | Chief Marketing Officer | 05/01/2017 | 11,718 |
| DRAPER MICHELLE | Chief Marketing Officer | 04/29/2017 | 9,555 |
| Wallace Bruce | Chief Digital Officer | 05/01/2017 | 27,583 |
| Wallace Bruce | Chief Digital Officer | 04/30/2017 | 50,298 |
| Wallace Bruce | Chief Digital Officer | 04/29/2017 | 16,405 |
| Edmonds-Waters Christopher | Head of Human Resources | 04/30/2017 | 40,022 |
| Edmonds-Waters Christopher | Head of Human Resources | 04/29/2017 | 15,324 |
| Edmonds-Waters Christopher | Head of Human Resources | 05/01/2017 | 18,389 |
| Descheneaux Michael | Chief Financial Officer | 05/01/2017 | 46,332 |
| Descheneaux Michael | Chief Financial Officer | 04/30/2017 | 105,464 |
| Descheneaux Michael | Chief Financial Officer | 04/29/2017 | 38,219 |
| Cox Philip C | Head EMEA India & President,UK | 04/30/2017 | 46,693 |
| Cox Philip C | Head EMEA India & President,UK | 04/29/2017 | 13,160 |
| Cox Philip C | Head EMEA India & President,UK | 05/01/2017 | 16,946 |
| China John | Head of Relationship Banking | 05/01/2017 | 27,583 |
| China John | Head of Relationship Banking | 04/30/2017 | 73,013 |
| China John | Head of Relationship Banking | 04/29/2017 | 16,405 |
| Cadieux Marc C | Chief Credit Officer | 04/29/2017 | 17,487 |
| Cadieux Marc C | Chief Credit Officer | 05/01/2017 | 21,273 |
| Cadieux Marc C | Chief Credit Officer | 04/30/2017 | 42,005 |
| BECKER GREGORY W | President and CEO | 05/01/2017 | 126,376 |
| BECKER GREGORY W | President and CEO | 04/30/2017 | 206,961 |
| BECKER GREGORY W | President and CEO | 04/29/2017 | 94,827 |
| STAGLIN GAREN K | Director | 03/03/2017 | 385,922 |
| BECKER GREGORY W | President and CEO | 03/03/2017 | 1,482,481 |
| BECKER GREGORY W | President and CEO | 03/03/2017 | 5,718,815 |
| Zuckert Michael S | General Counsel | 03/03/2017 | 29,867 |
| BENHAMOU ERIC | Director | 03/01/2017 | 393,835 |
| Edmonds-Waters Christopher | Head of Human Resources | 02/13/2017 | 416,615 |
| Edmonds-Waters Christopher | Head of Human Resources | 02/14/2017 | 125,856 |
| Edmonds-Waters Christopher | Head of Human Resources | 02/13/2017 | 903,099 |
| Dunbar Roger F | Director | 02/13/2017 | 104,659 |
| Leone Roger | Chief Information Officer | 02/02/2017 | 10,085 |
| Cadieux Marc C | Chief Credit Officer | 02/01/2017 | 127,868 |
| Cadieux Marc C | Chief Credit Officer | 02/01/2017 | 449,912 |
| Cox Philip C | Head EMEA India & President,UK | 01/31/2017 | 427,796 |
| Cox Philip C | Head EMEA India & President,UK | 02/01/2017 | 575,971 |
| Cox Philip C | Head EMEA India & President,UK | 01/31/2017 | 631,813 |
| Descheneaux Michael | Chief Financial Officer | 01/31/2017 | 721,520 |
| Descheneaux Michael | Chief Financial Officer | 01/31/2017 | 2,248,268 |
| DRAPER MICHELLE | Chief Marketing Officer | 01/30/2017 | 99,782 |
| Parsons Joan | Head of Specialty Banking | 01/30/2017 | 166,712 |
| Edmonds-Waters Christopher | Head of Human Resources | 01/30/2017 | 113,413 |
| Cadieux Marc C | Chief Credit Officer | 01/30/2017 | 129,315 |
| Wallace Bruce | Chief Digital Officer | 01/30/2017 | 166,886 |
| China John | Head of Relationship Banking | 01/30/2017 | 166,886 |
| Descheneaux Michael | Chief Financial Officer | 01/30/2017 | 265,445 |
| BECKER GREGORY W | President and CEO | 01/30/2017 | 794,239 |
| Cox Philip C | Head EMEA India & President,UK | 01/30/2017 | 129,315 |
| BECKER GREGORY W | President and CEO | 06/30/2016 | 20,364 |
| Cox Philip C | Head EMEA India & President,UK | 12/30/2016 | 3,829 |
| Parsons Joan | Head of Specialty Banking | 06/30/2016 | 20,364 |
| Edmonds-Waters Christopher | Head of Human Resources | 12/30/2016 | 2,074 |
| Edmonds-Waters Christopher | Head of Human Resources | 06/30/2016 | 4,530 |
| BENHAMOU ERIC | Director | 12/01/2016 | 322,792 |
| Dreyer Michael L | Chief Operations Officer | 11/12/2016 | 114,670 |
| Wallace Bruce | Chief Digital Officer | 11/14/2016 | 239,535 |
| Wallace Bruce | Chief Digital Officer | 11/14/2016 | 396,504 |
| Husain Kamran F | Chief Accounting Officer | 06/30/2016 | 20,364 |
| Husain Kamran F | Chief Accounting Officer | 11/15/2016 | 32,394 |
| Husain Kamran F | Chief Accounting Officer | 11/10/2016 | 132,298 |
| Husain Kamran F | Chief Accounting Officer | 11/15/2016 | 44,586 |
| Husain Kamran F | Chief Accounting Officer | 11/10/2016 | 414,065 |
| China John | Head of Relationship Banking | 11/09/2016 | 162,169 |
| China John | Head of Relationship Banking | 11/09/2016 | 392,990 |
| Cox Philip C | Head EMEA India & President,UK | 06/30/2016 | 14,274 |
| Cox Philip C | Head EMEA India & President,UK | 11/07/2016 | 49,504 |
| China John | Head of Relationship Banking | 06/30/2016 | 20,364 |
| China John | Head of Relationship Banking | 10/28/2016 | 59,016 |
| China John | Head of Relationship Banking | 10/28/2016 | 149,276 |
| Leone Roger | Chief Information Officer | 06/30/2016 | 20,364 |
| Leone Roger | Chief Information Officer | 10/27/2016 | 16,914 |
| Cadieux Marc C | Chief Credit Officer | 09/03/2016 | 42,280 |
| BENHAMOU ERIC | Director | 08/25/2016 | 212,758 |
| DRAPER MICHELLE | Chief Marketing Officer | 06/30/2016 | 17,310 |
| DRAPER MICHELLE | Chief Marketing Officer | 08/05/2016 | 31,430 |
| Descheneaux Michael | Chief Financial Officer | 06/30/2016 | 17,310 |
| Descheneaux Michael | Chief Financial Officer | 07/26/2016 | 362,455 |
| Descheneaux Michael | Chief Financial Officer | 07/26/2016 | 864,670 |
| Wallace Bruce | Chief Digital Officer | 07/26/2016 | 148,051 |
| Wallace Bruce | Chief Digital Officer | 07/26/2016 | 237,484 |
| BENHAMOU ERIC | Director | 06/01/2016 | 150,150 |
| Wallace Bruce | Chief Digital Officer | 05/02/2016 | 53,326 |
| Wallace Bruce | Chief Digital Officer | 05/02/2016 | 226,946 |
| Wallace Bruce | Chief Digital Officer | 05/02/2016 | 357,609 |
| Parsons Joan | Head of Specialty Banking | 05/02/2016 | 47,752 |
| Edmonds-Waters Christopher | Head of Human Resources | 05/02/2016 | 35,551 |
| Husain Kamran F | Chief Accounting Officer | 05/02/2016 | 33,237 |
| DRAPER MICHELLE | Chief Marketing Officer | 05/02/2016 | 6,837 |
| China John | Head of Relationship Banking | 05/02/2016 | 60,163 |
| Descheneaux Michael | Chief Financial Officer | 05/02/2016 | 88,456 |
| Cox Philip C | Head EMEA India & President,UK | 05/02/2016 | 56,482 |
| Cadieux Marc C | Chief Credit Officer | 05/02/2016 | 44,491 |
| BECKER GREGORY W | President and CEO | 05/02/2016 | 265,895 |
| Zuckert Michael S | General Counsel | 05/02/2016 | 6,837 |
| Wallace Bruce | Chief Digital Officer | 04/29/2016 | 9,489 |
| Parsons Joan | Head of Specialty Banking | 04/29/2016 | 8,238 |
| Husain Kamran F | Chief Accounting Officer | 04/29/2016 | 7,925 |
| Edmonds-Waters Christopher | Head of Human Resources | 04/29/2016 | 6,361 |
| DRAPER MICHELLE | Chief Marketing Officer | 04/29/2016 | 5,527 |
| Descheneaux Michael | Chief Financial Officer | 04/29/2016 | 15,329 |
| Cox Philip C | Head EMEA India & President,UK | 04/29/2016 | 7,612 |
| China John | Head of Relationship Banking | 04/29/2016 | 9,489 |
| Cadieux Marc C | Chief Credit Officer | 04/29/2016 | 7,300 |
| BECKER GREGORY W | President and CEO | 04/29/2016 | 54,851 |
| Cox Philip C | Head EMEA India & President,UK | 04/28/2016 | 52,443 |
| Cadieux Marc C | Chief Credit Officer | 04/26/2016 | 121,162 |
| Cadieux Marc C | Chief Credit Officer | 04/26/2016 | 77,920 |
| China John | Head of Relationship Banking | 04/14/2016 | 31,721 |
| China John | Head of Relationship Banking | 04/14/2016 | 70,950 |
| China John | Head of Relationship Banking | 04/04/2016 | 72,154 |
| China John | Head of Relationship Banking | 04/04/2016 | 379,860 |
| Zuckert Michael S | General Counsel | 03/03/2016 | 13,625 |
| STAGLIN GAREN K | Director | 02/22/2016 | 264,000 |
| Miller Mary J | Director | 02/11/2016 | 79,250 |
| BECKER GREGORY W | President and CEO | 02/05/2016 | 239,123 |
| Leone Roger | Chief Information Officer | 12/31/2015 | 16,069 |
| Leone Roger | Chief Information Officer | 02/02/2016 | 5,613 |
| BECKER GREGORY W | President and CEO | 12/30/2015 | 937,500 |
| BECKER GREGORY W | President and CEO | 12/30/2015 | 1,748,035 |
| Wallace Bruce | Chief Digital Officer | 12/21/2015 | 281,340 |
| VERISSIMO MARC J | Chief Risk Officer | 12/21/2015 | 215,706 |
| Descheneaux Michael | Chief Financial Officer | 12/21/2015 | 471,415 |
| Parsons Joan | Head of Specialty Banking | 06/30/2015 | 21,236 |
| Parsons Joan | Head of Specialty Banking | 12/21/2015 | 198,579 |
| Edmonds-Waters Christopher | Head of Human Resources | 12/21/2015 | 161,929 |
| Cox Philip C | Head EMEA India & President,UK | 12/21/2015 | 121,327 |
| China John | Head of Relationship Banking | 12/21/2015 | 202,292 |
| BECKER GREGORY W | President and CEO | 12/21/2015 | 937,560 |
| BECKER GREGORY W | President and CEO | 06/30/2015 | 21,236 |
| BECKER GREGORY W | President and CEO | 12/16/2015 | 422,590 |
| BECKER GREGORY W | President and CEO | 12/16/2015 | 875,469 |
| BENHAMOU ERIC | Director | 12/11/2015 | 150,166 |
| VERISSIMO MARC J | Chief Risk Officer | 11/17/2015 | 206,390 |
| Cox Philip C | Head EMEA India & President,UK | 06/30/2015 | 10,960 |
| Cox Philip C | Head EMEA India & President,UK | 11/11/2015 | 108,839 |
| Wallace Bruce | Chief Operating Officer | 11/06/2015 | 181,110 |
| Wallace Bruce | Chief Operating Officer | 11/06/2015 | 415,056 |
| VERISSIMO MARC J | Chief Risk Officer | 11/02/2015 | 735,129 |
| Edmonds-Waters Christopher | Head of Human Resources | 06/30/2015 | 3,914 |
| Edmonds-Waters Christopher | Head of Human Resources | 11/03/2015 | 296,825 |
| Edmonds-Waters Christopher | Head of Human Resources | 11/03/2015 | 774,340 |
| China John | Head of Relationship Banking | 06/30/2015 | 21,236 |
| China John | Head of Relationship Banking | 10/28/2015 | 122,500 |
| Cadieux Marc C | Chief Credit Officer | 09/03/2015 | 35,344 |
| DRAPER MICHELLE | Chief Marketing Officer | 06/30/2015 | 21,236 |
| DRAPER MICHELLE | Chief Marketing Officer | 08/05/2015 | 44,753 |
| Descheneaux Michael | Chief Financial Officer | 06/30/2015 | 21,236 |
| Descheneaux Michael | Chief Financial Officer | 07/07/2015 | 144,206 |
| Descheneaux Michael | Chief Financial Officer | 07/07/2015 | 536,044 |
| BECKER GREGORY W | President and CEO | 06/10/2015 | 227,984 |
| BECKER GREGORY W | President and CEO | 06/10/2015 | 731,525 |
| BENHAMOU ERIC | Director | 06/01/2015 | 200,158 |
| BENHAMOU ERIC | Director | 06/02/2015 | 200,188 |
| Dunbar Roger F | Director | 06/01/2015 | 67,049 |
| Cox Philip C | Head EMEA India & President,UK | 05/28/2015 | 168,062 |
| Robinson John F | Director | 05/14/2015 | 81,750 |
| Robinson John F | Director | 05/21/2015 | 126,754 |
| Husain Kamran F | Chief Accounting Officer | 05/12/2015 | 209,200 |
| Husain Kamran F | Chief Accounting Officer | 05/12/2015 | 465,879 |
| BECKER GREGORY W | President and CEO | 05/12/2015 | 161,328 |
| BECKER GREGORY W | President and CEO | 05/12/2015 | 481,950 |
| VERISSIMO MARC J | Chief Risk Officer | 05/05/2015 | 125,522 |
| VERISSIMO MARC J | Chief Risk Officer | 05/05/2015 | 255,754 |
| Cox Philip C | Head EMEA India & President,UK | 05/01/2015 | 102,815 |
| Cox Philip C | Head EMEA India & President,UK | 05/01/2015 | 52,268 |
| Wallace Bruce | Chief Operating Officer | 05/01/2015 | 19,601 |
| Wallace Bruce | Chief Operating Officer | 05/01/2015 | 324,867 |
| Wallace Bruce | Chief Operating Officer | 05/01/2015 | 506,924 |
| VERISSIMO MARC J | Chief Risk Officer | 05/01/2015 | 18,303 |
| Parsons Joan | Head of Specialty Banking | 05/01/2015 | 18,044 |
| Husain Kamran F | Chief Accounting Officer | 05/01/2015 | 13,760 |
| Edmonds-Waters Christopher | Head of Human Resources | 05/01/2015 | 13,500 |
| Descheneaux Michael | Chief Financial Officer | 05/01/2015 | 48,030 |
| China John | Head of Relationship Banking | 05/01/2015 | 14,669 |
| Cadieux Marc C | Chief Credit Officer | 05/01/2015 | 22,068 |
| BECKER GREGORY W | President and CEO | 05/01/2015 | 88,141 |
| Wallace Bruce | Chief Operating Officer | 04/30/2015 | 32,526 |
| VERISSIMO MARC J | Chief Risk Officer | 04/30/2015 | 27,481 |
| VERISSIMO MARC J | Chief Risk Officer | 04/30/2015 | 133,331 |
| VERISSIMO MARC J | Chief Risk Officer | 04/30/2015 | 250,995 |
| Cox Philip C | Head EMEA India & President,UK | 04/30/2015 | 546,436 |
| Cox Philip C | Head EMEA India & President,UK | 04/30/2015 | 337,045 |
| Parsons Joan | Head of Specialty Banking | 04/30/2015 | 29,207 |
| Husain Kamran F | Chief Accounting Officer | 04/30/2015 | 11,285 |
| Edmonds-Waters Christopher | Head of Human Resources | 04/30/2015 | 21,242 |
| China John | Head of Relationship Banking | 04/30/2015 | 38,766 |
| Descheneaux Michael | Chief Financial Officer | 04/30/2015 | 77,665 |
| Cadieux Marc C | Chief Credit Officer | 04/30/2015 | 22,304 |
| BECKER GREGORY W | President and CEO | 04/30/2015 | 152,408 |
| VERISSIMO MARC J | Chief Risk Officer | 04/29/2015 | 10,117 |
| VERISSIMO MARC J | Chief Risk Officer | 04/29/2015 | 120,740 |
| VERISSIMO MARC J | Chief Risk Officer | 04/29/2015 | 263,360 |
| Wallace Bruce | Chief Operating Officer | 04/29/2015 | 12,114 |
| Descheneaux Michael | Chief Financial Officer | 04/29/2015 | 28,221 |
| Descheneaux Michael | Chief Financial Officer | 04/29/2015 | 294,670 |
| Descheneaux Michael | Chief Financial Officer | 04/29/2015 | 935,007 |
| Parsons Joan | Head of Specialty Banking | 04/29/2015 | 10,516 |
| Husain Kamran F | Chief Accounting Officer | 04/29/2015 | 10,117 |
| Edmonds-Waters Christopher | Head of Human Resources | 04/29/2015 | 8,120 |
| DRAPER MICHELLE | Chief Marketing Officer | 04/29/2015 | 7,055 |
| China John | Head of Relationship Banking | 04/29/2015 | 12,114 |
| Cadieux Marc C | Chief Credit Officer | 04/29/2015 | 9,318 |
| BECKER GREGORY W | President and CEO | 04/29/2015 | 70,021 |
| Cox Philip C | Head EMEA India & President,UK | 04/29/2015 | 9,718 |
| Husain Kamran F | Chief Accounting Officer | 04/27/2015 | 13,295 |
| Wallace Bruce | Chief Operating Officer | 04/27/2015 | 12,017 |
| VERISSIMO MARC J | Chief Risk Officer | 04/27/2015 | 24,034 |
| Parsons Joan | Head of Specialty Banking | 04/27/2015 | 20,838 |
| Edmonds-Waters Christopher | Head of Human Resources | 04/27/2015 | 12,017 |
| Descheneaux Michael | Chief Financial Officer | 04/27/2015 | 37,968 |
| Cox Philip C | Head EMEA India & President,UK | 04/27/2015 | 21,605 |
| Cadieux Marc C | Chief Credit Officer | 04/27/2015 | 13,551 |
| BECKER GREGORY W | President and CEO | 04/27/2015 | 1,351,013 |
| BECKER GREGORY W | President and CEO | 04/24/2015 | 109,812 |
| BECKER GREGORY W | President and CEO | 04/24/2015 | 328,050 |
| BECKER GREGORY W | President and CEO | 03/23/2015 | 271,140 |
| BECKER GREGORY W | President and CEO | 03/23/2015 | 751,200 |
| Zuckert Michael S | General Counsel | 03/03/2015 | 17,093 |
| BENHAMOU ERIC | Director | 03/03/2015 | 200,019 |
| BENHAMOU ERIC | Director | 03/02/2015 | 200,082 |
| Cadieux Marc C | Chief Credit Officer | 02/17/2015 | 122,875 |
| Cadieux Marc C | Chief Credit Officer | 02/17/2015 | 316,210 |
| China John | Head of Relationship Banking | 02/17/2015 | 158,205 |
| Cox Philip C | Head EMEA India & President,UK | 02/13/2015 | 17,646 |
| China John | Head of Relationship Banking | 02/06/2015 | 100,006 |
| China John | Head of Relationship Banking | 02/06/2015 | 101,824 |
| VERISSIMO MARC J | Chief Risk Officer | 02/04/2015 | 133,331 |
| VERISSIMO MARC J | Chief Risk Officer | 02/04/2015 | 223,013 |
| BECKER GREGORY W | President and CEO | 02/03/2015 | 216,982 |
| BECKER GREGORY W | President and CEO | 02/03/2015 | 534,000 |
| Wallace Bruce | Chief Operating Officer | 02/02/2015 | 99,590 |
| Wallace Bruce | Chief Operating Officer | 02/02/2015 | 232,292 |
| Descheneaux Michael | Chief Financial Officer | 01/30/2015 | 501,245 |
| Descheneaux Michael | Chief Financial Officer | 01/30/2015 | 1,023,000 |
| Edmonds-Waters Christopher | Head of Human Resources | 01/28/2015 | 280,266 |
| Edmonds-Waters Christopher | Head of Human Resources | 01/28/2015 | 582,904 |
| VERISSIMO MARC J | Chief Risk Officer | 01/27/2015 | 251,043 |
| VERISSIMO MARC J | Chief Risk Officer | 01/27/2015 | 455,173 |
| China John | Head of Relationship Banking | 01/05/2015 | 15,334 |
| China John | Head of Relationship Banking | 06/30/2014 | 21,235 |
| China John | Head of Relationship Banking | 12/22/2014 | 119,893 |
| Wallace Bruce | Chief Operating Officer | 12/22/2014 | 156,297 |
| VERISSIMO MARC J | Chief Risk Officer | 12/22/2014 | 149,866 |
| Parsons Joan | Head of Specialty Banking | 12/22/2014 | 157,101 |
| Edmonds-Waters Christopher | Head of Human Resources | 12/22/2014 | 113,921 |
| Descheneaux Michael | Chief Financial Officer | 12/22/2014 | 290,430 |
| BECKER GREGORY W | President and CEO | 12/22/2014 | 527,345 |
| Descheneaux Michael | Chief Financial Officer | 11/13/2014 | 111,261 |
| Descheneaux Michael | Chief Financial Officer | 11/04/2014 | 339,248 |
| Descheneaux Michael | Chief Financial Officer | 11/04/2014 | 743,380 |
| Wallace Bruce | Chief Operating Officer | 11/03/2014 | 160,925 |
| Wallace Bruce | Chief Operating Officer | 11/03/2014 | 280,607 |
| Parsons Joan | Head of Specialty Banking | 10/27/2014 | 9,611 |
| BECKER GREGORY W | President and CEO | 06/30/2014 | 21,235 |
| BECKER GREGORY W | President and CEO | 10/01/2014 | 585,120 |
| BECKER GREGORY W | President and CEO | 10/01/2014 | 1,334,280 |
| Parsons Joan | Head of Specialty Banking | 09/16/2014 | 355,211 |
| Parsons Joan | Head of Specialty Banking | 09/12/2014 | 780,153 |
| Parsons Joan | Head of Specialty Banking | 09/12/2014 | 2,139,829 |
| Parsons Joan | Head of Specialty Banking | 06/30/2014 | 21,235 |
| Parsons Joan | Head of Specialty Banking | 09/11/2014 | 279,227 |
| Parsons Joan | Head of Specialty Banking | 09/11/2014 | 1,463,844 |
| Edmonds-Waters Christopher | Head of Human Resources | 06/30/2014 | 4,124 |
| Edmonds-Waters Christopher | Head of Human Resources | 09/03/2014 | 326,862 |
| Edmonds-Waters Christopher | Head of Human Resources | 09/03/2014 | 752,166 |
| VERISSIMO MARC J | Chief Strategy & Risk Officer | 09/03/2014 | 362,220 |
| VERISSIMO MARC J | Chief Strategy & Risk Officer | 09/03/2014 | 670,200 |
| Cadieux Marc C | Chief Credit Officer | 09/03/2014 | 31,980 |
| Husain Kamran F | Chief Accounting Officer | 08/25/2014 | 60,156 |
| Husain Kamran F | Chief Accounting Officer | 08/25/2014 | 110,030 |
| Husain Kamran F | Chief Accounting Officer | 06/30/2014 | 21,235 |
| Husain Kamran F | Chief Accounting Officer | 08/22/2014 | 95,459 |
| Wallace Bruce | Chief Operating Officer | 08/18/2014 | 177,336 |
| Wallace Bruce | Chief Operating Officer | 08/18/2014 | 310,348 |
| Cox Philip C | Head EMEA India & President,UK | 06/30/2014 | 12,021 |
| Cox Philip C | Head EMEA India & President,UK | 08/15/2014 | 91,584 |
| Descheneaux Michael | Chief Financial Officer | 06/30/2014 | 21,235 |
| Descheneaux Michael | Chief Financial Officer | 08/15/2014 | 153,200 |
| Descheneaux Michael | Chief Financial Officer | 08/15/2014 | 429,469 |
| VERISSIMO MARC J | Chief Strategy & Risk Officer | 08/12/2014 | 333,773 |
| VERISSIMO MARC J | Chief Strategy & Risk Officer | 08/12/2014 | 778,278 |
| DRAPER MICHELLE | Chief Marketing Officer | 08/05/2014 | 31,694 |
| Devin Tracy Elizabeth | Chief Information Officer | 06/03/2014 | 15,079 |
| Edmonds-Waters Christopher | Head of Human Resources | 05/27/2014 | 339,461 |
| Edmonds-Waters Christopher | Head of Human Resources | 05/27/2014 | 708,146 |
| BECKER GREGORY W | President and CEO | 05/15/2014 | 123,888 |
| BECKER GREGORY W | President and CEO | 05/15/2014 | 451,999 |
| Wallace Bruce | Chief Operating Officer | 05/01/2014 | 32,601 |
| VERISSIMO MARC J | Chief Strategy & Risk Officer | 05/01/2014 | 30,442 |
| Parsons Joan | Head of Specialty Banking | 05/01/2014 | 30,010 |
| Husain Kamran F | Chief Accounting Officer | 05/01/2014 | 22,885 |
| Edmonds-Waters Christopher | Head of Human Resources | 05/01/2014 | 22,454 |
| Descheneaux Michael | Chief Financial Officer | 05/01/2014 | 55,486 |
| China John | Head of Relationship Banking | 05/01/2014 | 16,948 |
| Cadieux Marc C | Chief Credit Officer | 05/01/2014 | 36,703 |
| Cox Philip C | Head EMEA India & President,UK | 05/01/2014 | 39,726 |
| BECKER GREGORY W | President and CEO | 05/01/2014 | 73,298 |
| Cox Philip C | Head EMEA India & President,UK | 04/30/2014 | 38,515 |
| Wallace Bruce | Chief Operating Officer | 04/30/2014 | 43,743 |
| VERISSIMO MARC J | Chief Strategy & Risk Officer | 04/30/2014 | 22,085 |
| China John | Head of Relationship Banking | 04/30/2014 | 57,186 |
| Parsons Joan | Head of Specialty Banking | 04/30/2014 | 40,862 |
| Husain Kamran F | Chief Accounting Officer | 04/30/2014 | 9,069 |
| Edmonds-Waters Christopher | Head of Human Resources | 04/30/2014 | 17,070 |
| Descheneaux Michael | Chief Financial Officer | 04/30/2014 | 43,316 |
| Cadieux Marc C | Chief Credit Officer | 04/30/2014 | 27,953 |
| BECKER GREGORY W | President and CEO | 04/30/2014 | 122,480 |
| Wallace Bruce | Chief Operating Officer | 04/27/2014 | 10,153 |
| VERISSIMO MARC J | Chief Strategy & Risk Officer | 04/27/2014 | 20,306 |
| Cadieux Marc C | Chief Credit Officer | 04/27/2014 | 11,449 |
| Husain Kamran F | Chief Accounting Officer | 04/27/2014 | 20,846 |
| Descheneaux Michael | Chief Financial Officer | 04/27/2014 | 26,894 |
| Edmonds-Waters Christopher | Head of Human Resources | 04/27/2014 | 10,153 |
| Cox Philip C | Head EMEA India & President,UK | 04/27/2014 | 18,254 |
| BECKER GREGORY W | President and CEO | 04/27/2014 | 59,514 |
| Parsons Joan | Head of Specialty Banking | 04/27/2014 | 17,606 |
| Parsons Joan | Head of Specialty Banking | 02/28/2014 | 6,296 |
| China John | Head of Relationship Mgmt | 02/19/2014 | 96,300 |
| China John | Head of Relationship Mgmt | 02/19/2014 | 237,620 |
| Wallace Bruce | Chief Operating Officer | 01/31/2014 | 219,295 |
| Wallace Bruce | Chief Operating Officer | 01/31/2014 | 392,565 |
| Husain Kamran F | Chief Accounting Officer | 12/31/2013 | 7,902 |
| Husain Kamran F | Chief Accounting Officer | 01/28/2014 | 12,160 |
| China John | Head of Relationship Mgmt | 01/03/2014 | 14,263 |
| Parsons Joan | Head of US Bankiing | 01/02/2014 | 44,298 |
| Parsons Joan | Head of US Bankiing | 01/02/2014 | 186,282 |
| Descheneaux Michael | Chief Financial Officer | 12/20/2013 | 148,838 |
| China John | Head of Relationship Mgmt | 12/20/2013 | 19,554 |
| Edmonds-Waters Christopher | Head of Human Resources | 12/20/2013 | 39,108 |
| KELLOGG HARRY W JR | Vice Chairman | 12/20/2013 | 58,662 |
| Parsons Joan | Head of US Bankiing | 12/20/2013 | 63,654 |
| VERISSIMO MARC J | Chief Strategy & Risk Officer | 12/20/2013 | 81,440 |
| Wallace Bruce | Chief Operating Officer | 12/20/2013 | 50,861 |
| BECKER GREGORY W | President and CEO | 12/20/2013 | 244,319 |
| China John | Head of Relationship Mgmt | 06/28/2013 | 21,237 |
| China John | Head of Relationship Mgmt | 12/02/2013 | 72,100 |
| BECKER GREGORY W | President and CEO | 12/02/2013 | 334,080 |
| BECKER GREGORY W | President and CEO | 12/02/2013 | 1,221,900 |
| Parsons Joan | Head of US Bankiing | 11/26/2013 | 88,115 |
| VERISSIMO MARC J | Chief Strategy & Risk Officer | 11/18/2013 | 407,146 |
| VERISSIMO MARC J | Chief Strategy & Risk Officer | 11/18/2013 | 817,386 |
| Cox Philip C | Head EMEA India & President,UK | 06/28/2013 | 4,307 |
| Cox Philip C | Head EMEA India & President,UK | 11/11/2013 | 330,903 |
| Cox Philip C | Head EMEA India & President,UK | 11/11/2013 | 235,196 |
| KELLOGG HARRY W JR | Vice Chairman | 11/01/2013 | 162,656 |
| Wallace Bruce | Chief Operating Officer | 10/31/2013 | 158,761 |
| Wallace Bruce | Chief Operating Officer | 10/31/2013 | 283,784 |
| Descheneaux Michael | Chief Financial Officer | 10/29/2013 | 365,370 |
| Descheneaux Michael | Chief Financial Officer | 10/29/2013 | 1,110,831 |
| VERISSIMO MARC J | Chief Strategy Officer | 10/29/2013 | 324,228 |
| VERISSIMO MARC J | Chief Strategy Officer | 10/29/2013 | 591,953 |
| Parsons Joan | Head of US Bankiing | 06/28/2013 | 21,237 |
| Parsons Joan | Head of US Bankiing | 10/28/2013 | 14,274 |
| KELLOGG HARRY W JR | Vice Chairman | 10/01/2013 | 146,386 |
| KELLOGG HARRY W JR | Vice Chairman | 09/03/2013 | 143,429 |
| BECKER GREGORY W | President and CEO | 06/28/2013 | 21,237 |
| BECKER GREGORY W | President and CEO | 08/07/2013 | 635,276 |
| BECKER GREGORY W | President and CEO | 08/07/2013 | 1,039,317 |
| VERISSIMO MARC J | Chief Strategy Officer | 08/01/2013 | 111,360 |
| VERISSIMO MARC J | Chief Strategy Officer | 08/01/2013 | 354,504 |
| KELLOGG HARRY W JR | Vice Chairman | 08/01/2013 | 78,016 |
| KELLOGG HARRY W JR | Vice Chairman | 08/01/2013 | 148,052 |
| Jones David A | Chief Credit Officer | 06/28/2013 | 21,237 |
| Jones David A | Chief Credit Officer | 07/31/2013 | 1,723,548 |
| Jones David A | Chief Credit Officer | 07/31/2013 | 1,320,069 |
| VERISSIMO MARC J | Chief Strategy Officer | 07/31/2013 | 121,104 |
| VERISSIMO MARC J | Chief Strategy Officer | 07/31/2013 | 384,921 |
| Husain Kamran F | Chief Accounting Officer | 06/28/2013 | 12,227 |
| Husain Kamran F | Chief Accounting Officer | 07/30/2013 | 100,967 |
| Descheneaux Michael | Chief Financial Officer | 06/28/2013 | 21,237 |
| Descheneaux Michael | Chief Financial Officer | 07/30/2013 | 754,757 |
| Descheneaux Michael | Chief Financial Officer | 07/30/2013 | 1,390,973 |
| KELLOGG HARRY W JR | Vice Chairman | 06/30/2013 | 21,237 |
| KELLOGG HARRY W JR | Vice Chairman | 07/01/2013 | 82,892 |
| KELLOGG HARRY W JR | Vice Chairman | 07/01/2013 | 144,194 |
| Cox Philip C | Head EMEA India & President,UK | 04/30/2013 | 7,253 |
| Cox Philip C | Head EMEA India & President,UK | 04/27/2013 | 12,009 |
| Cox Philip C | Head EMEA India & President,UK | 05/01/2013 | 12,742 |
| KELLOGG HARRY W JR | Vice Chairman | 06/03/2013 | 82,892 |
| KELLOGG HARRY W JR | Vice Chairman | 06/03/2013 | 131,937 |
| Robinson John F | Director | 05/28/2013 | 126,874 |
| Husain Kamran F | Chief Accounting Officer | 05/15/2013 | 69,001 |
| Husain Kamran F | Chief Accounting Officer | 05/15/2013 | 86,950 |
| Descheneaux Michael | Chief Financial Officer | 05/10/2013 | 149,324 |
| Descheneaux Michael | Chief Financial Officer | 05/10/2013 | 284,459 |
| Husain Kamran F | Chief Accounting Officer | 05/09/2013 | 39,624 |
| Husain Kamran F | Chief Accounting Officer | 05/09/2013 | 121,768 |
| Parsons Joan | Head of US Bankiing | 05/01/2013 | 9,626 |
| Wallace Bruce | Chief Operating Officer | 05/01/2013 | 10,457 |
| Wallace Bruce | Chief Operating Officer | 05/01/2013 | 82,122 |
| Wallace Bruce | Chief Operating Officer | 05/01/2013 | 130,066 |
| VERISSIMO MARC J | Chief Strategy Officer | 05/01/2013 | 9,764 |
| Jones David A | Chief Credit Officer | 05/01/2013 | 14,335 |
| Husain Kamran F | Chief Accounting Officer | 05/01/2013 | 7,341 |
| Edmonds-Waters Christopher | Head of Human Resources | 05/01/2013 | 7,202 |
| Descheneaux Michael | Chief Financial Officer | 05/01/2013 | 17,797 |
| Cox Philip C | Head EMEA India & President,UK | 05/01/2013 | 14,127 |
| China John | Head of Relationship Mgmt | 05/01/2013 | 7,825 |
| BECKER GREGORY W | President and CEO | 05/01/2013 | 47,021 |
| KELLOGG HARRY W JR | Vice Chairman | 05/01/2013 | 82,892 |
| KELLOGG HARRY W JR | Vice Chairman | 05/01/2013 | 119,884 |
| Wallace Bruce | Chief Operating Officer | 04/30/2013 | 11,733 |
| Cox Philip C | Head EMEA India & President,UK | 04/30/2013 | 8,035 |
| Parsons Joan | Head of US Bankiing | 04/30/2013 | 11,591 |
| China John | Head of Relationship Mgmt | 04/30/2013 | 6,684 |
| Husain Kamran F | Chief Accounting Officer | 04/28/2013 | 5,614 |
| Husain Kamran F | Chief Accounting Officer | 04/27/2013 | 13,715 |
| Parsons Joan | Head of US Bankiing | 04/28/2013 | 10,162 |
| Parsons Joan | Head of US Bankiing | 04/27/2013 | 11,654 |
| Wallace Bruce | Chief Operating Officer | 04/28/2013 | 10,517 |
| Wallace Bruce | Chief Operating Officer | 04/27/2013 | 6,680 |
| VERISSIMO MARC J | Chief Strategy Officer | 04/27/2013 | 13,359 |
| KELLOGG HARRY W JR | Vice Chairman | 04/27/2013 | 13,359 |
| Jones David A | Chief Credit Officer | 04/27/2013 | 13,359 |
| Edmonds-Waters Christopher | Head of Human Resources | 04/27/2013 | 6,680 |
| Descheneaux Michael | Chief Financial Officer | 04/27/2013 | 17,694 |
| Cox Philip C | Head EMEA India & President,UK | 04/27/2013 | 13,359 |
| BECKER GREGORY W | President and CEO | 04/27/2013 | 41,712 |
| VERISSIMO MARC J | Chief Strategy Officer | 01/31/2013 | 403,846 |
| VERISSIMO MARC J | Chief Strategy Officer | 01/31/2013 | 530,562 |
| KELLOGG HARRY W JR | Vice Chairman | 04/01/2013 | 85,070 |
| KELLOGG HARRY W JR | Vice Chairman | 04/01/2013 | 119,969 |
| Parsons Joan | Head of US Bankiing | 03/25/2013 | 1,785,765 |
| BECKER GREGORY W | President and CEO | 03/20/2013 | 201,923 |
| BECKER GREGORY W | President and CEO | 03/20/2013 | 491,181 |
| KELLOGG HARRY W JR | Vice Chairman | 03/08/2013 | 36,904 |
| KELLOGG HARRY W JR | Vice Chairman | 03/08/2013 | 47,845 |
| KELLOGG HARRY W JR | Vice Chairman | 03/01/2013 | 52,720 |
| KELLOGG HARRY W JR | Vice Chairman | 03/01/2013 | 66,390 |
| KELLOGG HARRY W JR | Vice Chairman | 02/01/2013 | 52,720 |
| KELLOGG HARRY W JR | Vice Chairman | 02/01/2013 | 66,224 |
| China John | Head of Relationship Mgmt | 02/25/2013 | 90,318 |
| China John | Head of Relationship Mgmt | 02/25/2013 | 117,303 |
| Dent Mary | General Counsel | 02/20/2013 | 210,958 |
| Dent Mary | General Counsel | 02/20/2013 | 249,549 |
| KELLOGG HARRY W JR | Vice Chairman | 02/14/2013 | 110,712 |
| KELLOGG HARRY W JR | Vice Chairman | 02/14/2013 | 142,800 |
| Dent Mary | General Counsel | 12/31/2012 | 4,948 |
| Dent Mary | General Counsel | 12/31/2012 | 74,160 |
| VERISSIMO MARC J | Chief Strategy Officer | 02/07/2013 | 99,954 |
| VERISSIMO MARC J | Chief Strategy Officer | 02/07/2013 | 133,267 |
| Wallace Bruce | Chief Operating Officer | 02/07/2013 | 85,940 |
| Wallace Bruce | Chief Operating Officer | 02/07/2013 | 134,800 |
| Parsons Joan | Head of US Bankiing | 02/05/2013 | 159,870 |
| BECKER GREGORY W | President and CEO | 02/05/2013 | 201,923 |
| BECKER GREGORY W | President and CEO | 02/05/2013 | 270,698 |
| KELLOGG HARRY W JR | Vice Chairman | 02/01/2012 | 52,720 |
| KELLOGG HARRY W JR | Vice Chairman | 02/01/2013 | 46,355 |
| KELLOGG HARRY W JR | Vice Chairman | 02/01/2012 | 19,869 |
| VERISSIMO MARC J | Chief Strategy Officer | 01/31/2013 | 277,292 |
| VERISSIMO MARC J | Chief Strategy Officer | 01/31/2013 | 364,619 |
| Dent Mary | General Counsel | 01/31/2013 | 375,894 |
| Dent Mary | General Counsel | 01/31/2013 | 504,035 |
| Descheneaux Michael | Chief Financial Officer | 01/31/2013 | 55,704 |
| Descheneaux Michael | Chief Financial Officer | 01/31/2013 | 195,750 |
| Jones David A | Chief Credit Officer | 01/30/2013 | 186,515 |
| Jones David A | Chief Credit Officer | 01/30/2013 | 200,498 |
| Husain Kamran F | Chief Accounting Officer | 01/30/2013 | 79,645 |
| Husain Kamran F | Chief Accounting Officer | 01/30/2013 | 172,441 |
| BECKER GREGORY W | President and CEO | 01/30/2013 | 196,071 |
| Parsons Joan | Head of US Bankiing | 01/27/2013 | 6,105 |
| KELLOGG HARRY W JR | Vice Chairman | 01/25/2013 | 51,550 |
| KELLOGG HARRY W JR | Vice Chairman | 01/25/2013 | 64,002 |
| KELLOGG HARRY W JR | Vice Chairman | 01/04/2013 | 50,380 |
| KELLOGG HARRY W JR | Vice Chairman | 01/04/2013 | 60,000 |
| China John | Head of Relationship Mgmt | 01/03/2013 | 8,493 |
| VERISSIMO MARC J | Chief Strategy Officer | 12/31/2012 | 63,037 |
| KELLOGG HARRY W JR | Vice Chairman | 12/31/2012 | 86,396 |
| Jones David A | Chief Credit Officer | 12/31/2012 | 5,994 |
| Jones David A | Chief Credit Officer | 12/31/2012 | 91,287 |
| Husain Kamran F | Chief Accounting Officer | 12/31/2012 | 6,946 |
| Edmonds-Waters Christopher | Head of Human Resources | 12/31/2012 | 45,672 |
| Descheneaux Michael | Chief Financial Officer | 12/31/2012 | 115,186 |
| Dent Mary | General Counsel | 12/31/2012 | 4,948 |
| Dent Mary | General Counsel | 12/31/2012 | 74,160 |
| BECKER GREGORY W | President and CEO | 12/31/2012 | 217,723 |
| Edmonds-Waters Christopher | Head of Human Resources | 12/05/2012 | 107,294 |
| Edmonds-Waters Christopher | Head of Human Resources | 12/05/2012 | 57,652 |
| Husain Kamran F | Chief Accounting Officer | 12/03/2012 | 7,682 |
| Descheneaux Michael | Chief Financial Officer | 10/31/2012 | 67,032 |
| Parsons Joan | Head of US Bankiing | 10/27/2012 | 5,942 |
| Parsons Joan | Head of US Bankiing | 10/26/2012 | 4,559 |
| Husain Kamran F | Chief Accounting Officer | 09/06/2012 | 39,643 |
| Husain Kamran F | Chief Accounting Officer | 09/06/2012 | 89,226 |
| Wallace Bruce | COO | 08/29/2012 | 20,454 |
| Wallace Bruce | COO | 08/29/2012 | 62,895 |
| KELLOGG HARRY W JR | Vice Chairman | 08/17/2012 | 50,380 |
| KELLOGG HARRY W JR | Vice Chairman | 08/17/2012 | 58,000 |
| Descheneaux Michael | Chief Financial Officer | 07/31/2012 | 55,704 |
| Descheneaux Michael | Chief Financial Officer | 07/31/2012 | 132,832 |
| China John | Head of Relationship Mgmt | 06/29/2012 | 21,214 |
| China John | Head of Relationship Mgmt | 07/07/2012 | 341 |
| BECKER GREGORY W | President and CEO | 06/29/2012 | 21,212 |
| BECKER GREGORY W | President and CEO | 06/29/2012 | 99,954 |
| BECKER GREGORY W | President and CEO | 06/29/2012 | 91,999 |
| KELLOGG HARRY W JR | Vice Chairman | 07/02/2012 | 50,380 |
| KELLOGG HARRY W JR | Vice Chairman | 07/02/2012 | 58,000 |
| KELLOGG HARRY W JR | Vice Chairman | 06/01/2012 | 50,380 |
| KELLOGG HARRY W JR | Vice Chairman | 06/01/2012 | 58,000 |
| Dent Mary | General Counsel | 05/11/2012 | 193,960 |
| Dent Mary | General Counsel | 05/11/2012 | 247,320 |
| KELLOGG HARRY W JR | Vice Chairman | 05/01/2012 | 151,140 |
| KELLOGG HARRY W JR | Vice Chairman | 05/01/2012 | 192,000 |
| Jones David A | Chief Credit Officer | 05/01/2012 | 641,025 |
| Wallace Bruce | COO | 04/30/2012 | 19,483 |
| Wallace Bruce | COO | 04/27/2012 | 6,044 |
| VERISSIMO MARC J | Chief Strategy Officer | 04/27/2012 | 12,089 |
| Parsons Joan | Head of US Banking | 04/30/2012 | 25,316 |
| Parsons Joan | Head of US Banking | 04/27/2012 | 10,381 |
| Jones David A | Chief Credit Officer | 04/30/2012 | 10,254 |
| Jones David A | Chief Credit Officer | 04/27/2012 | 12,089 |
| Husain Kamran F | Chief Accounting Officer | 04/30/2012 | 4,935 |
| Husain Kamran F | Chief Accounting Officer | 04/27/2012 | 12,286 |
| Edmonds-Waters Christopher | Head of HR | 04/27/2012 | 6,044 |
| Descheneaux Michael | CFO | 04/27/2012 | 15,834 |
| China John | Head of Relationship Mgmt | 04/30/2012 | 10,190 |
| Dent Mary | General Counsel | 04/27/2012 | 12,089 |
| KELLOGG HARRY W JR | Vice Chairman | 04/27/2012 | 12,089 |
| KELLOGG HARRY W JR | Vice Chairman | 04/26/2012 | 46,310 |
| KELLOGG HARRY W JR | Vice Chairman | 04/26/2012 | 64,463 |
| BECKER GREGORY W | President and CEO | 04/27/2012 | 38,369 |
| BECKER GREGORY W | President and CEO | 04/26/2012 | 594,667 |
| Wallace Bruce | Chief Operations Officer | 04/09/2012 | 11,474 |
| Dennehy Brian | Chief Marketing Officer | 04/04/2012 | 5,872 |
| KELLOGG HARRY W JR | Vice Chairman | 04/02/2012 | 138,930 |
| KELLOGG HARRY W JR | Vice Chairman | 04/02/2012 | 192,011 |
| KELLOGG HARRY W JR | Vice Chairman | 03/13/2012 | 294,930 |
| KELLOGG HARRY W JR | Vice Chairman | 03/13/2012 | 448,000 |
| Parsons Joan | Head of US Banking | 03/13/2012 | 325,000 |
| Parsons Joan | Head of US Banking | 03/09/2012 | 312,500 |
| China John | Head of Relationship Mgmt | 03/02/2012 | 114,104 |
| China John | Head of Relationship Mgmt | 03/02/2012 | 196,205 |
| Parsons Joan | Head of US Banking | 03/01/2012 | 391,551 |
| Parsons Joan | Head of US Banking | 02/29/2012 | 142,114 |
| Parsons Joan | Head of US Banking | 02/29/2012 | 896,700 |
| Parsons Joan | Head of US Banking | 03/01/2012 | 544,973 |
| KELLOGG HARRY W JR | Vice Chairman | 03/01/2012 | 34,140 |
| KELLOGG HARRY W JR | Vice Chairman | 03/01/2012 | 120,778 |
| VERISSIMO MARC J | Chief Strategy Officer | 02/29/2012 | 97,781 |
| KELLOGG HARRY W JR | Vice Chairman | 02/16/2012 | 102,420 |
| KELLOGG HARRY W JR | Vice Chairman | 02/16/2012 | 366,000 |
| VERISSIMO MARC J | Chief Strategy Officer | 02/16/2012 | 203,652 |
| BECKER GREGORY W | President and CEO | 02/13/2012 | 575,158 |
| BECKER GREGORY W | President and CEO | 02/13/2012 | 1,165,334 |
| VERISSIMO MARC J | Chief Strategy Officer | 02/09/2012 | 99,983 |
| VERISSIMO MARC J | Chief Strategy Officer | 02/09/2012 | 125,783 |
| Clapper David M | Director | 02/03/2012 | 235,122 |
| KELLOGG HARRY W JR | Vice Chairman | 02/01/2012 | 17,070 |
| KELLOGG HARRY W JR | Vice Chairman | 02/01/2012 | 58,394 |
| Wallace Bruce | COO | 01/31/2012 | 96,654 |
| Wallace Bruce | COO | 01/31/2012 | 148,030 |
| Husain Kamran F | Chief Accounting Officer | 01/31/2012 | 46,563 |
| Husain Kamran F | Chief Accounting Officer | 01/31/2012 | 95,820 |
| HART ALEX W | Director | 02/01/2012 | 300,041 |
| VERISSIMO MARC J | Chief Strategy/Risk Officer | 01/31/2012 | 594,667 |
| VERISSIMO MARC J | Chief Strategy/Risk Officer | 02/01/2012 | 95,936 |
| VERISSIMO MARC J | Chief Strategy/Risk Officer | 01/31/2012 | 731,984 |
| KELLOGG HARRY W JR | Vice Chairman | 01/31/2012 | 85,350 |
| KELLOGG HARRY W JR | Vice Chairman | 01/31/2012 | 290,000 |
| Descheneaux Michael | CFO | 01/31/2012 | 29,003 |
| Edmonds-Waters Christopher | Head of HR | 01/30/2012 | 12,208 |
| Parsons Joan | Head of US Banking | 01/27/2012 | 5,035 |
| BECKER GREGORY W | President and CEO | 01/13/2012 | 200,386 |
| BECKER GREGORY W | President and CEO | 01/13/2012 | 450,843 |
| Dennehy Brian | Head of Marketing | 12/31/2011 | 3,283 |
| China John | Head/RelationshipMgmt | 01/03/2012 | 6,398 |
| VERISSIMO MARC J | Chief Strategy Officer | 12/31/2011 | 29,597 |
| KELLOGG HARRY W JR | Vice Chairman | 12/31/2011 | 23,004 |
| Jones David A | Chief Credit Officer | 12/31/2011 | 5,999 |
| Jones David A | Chief Credit Officer | 12/31/2011 | 39,853 |
| Husain Kamran F | Chief Accounting Officer | 12/05/2011 | 6,494 |
| Jones David A | Chief Credit Officer | 11/21/2011 | 11,016 |
| Parsons Joan | Head of US Banking | 11/21/2011 | 10,800 |
| China John | Head of Relationship Mgmt | 11/21/2011 | 7,344 |
| Parsons Joan | Head of US Banking | 11/11/2011 | 49,129 |
| Parsons Joan | Head of US Banking | 11/01/2011 | 268,340 |
| Parsons Joan | Head of US Banking | 11/01/2011 | 417,145 |
| Parsons Joan | Head of US Banking | 10/27/2011 | 3,817 |
| Parsons Joan | Head of US Banking | 10/26/2011 | 2,760 |
| China John | Head of Relationship Mgmt | 09/06/2011 | 101,490 |
| China John | Head of Relationship Mgmt | 09/06/2011 | 126,990 |
| Yoon Kyung | Director | 07/29/2011 | 120,477 |
| Jones David A | ChiefCreditOfficer | 06/30/2011 | 6,484 |
| Jones David A | ChiefCreditOfficer | 07/28/2011 | 614,199 |
| Jones David A | ChiefCreditOfficer | 05/10/2011 | 99,600 |
| Jones David A | ChiefCreditOfficer | 04/28/2011 | 10,045 |
| Descheneaux Michael | CFO | 06/30/2011 | 21,225 |
| Descheneaux Michael | CFO | 07/28/2011 | 237,950 |
| Descheneaux Michael | CFO | 07/28/2011 | 307,400 |
| Dunbar Roger F | Director | 07/28/2011 | 141,104 |
| Yoon Kyung | Director | 07/26/2011 | 247,071 |
| Husain Kamran F | Chief Accounting Officer | 06/30/2011 | 12,968 |
| Husain Kamran F | Chief Accounting Officer | 07/26/2011 | 17,397 |
| China John | Head of Relationship Mgmt | 06/30/2011 | 21,225 |
| China John | Head of Relationship Mgmt | 07/07/2011 | 367 |
| KELLOGG HARRY W JR | Vice Chairman | 06/01/2011 | 293,119 |
| Edmonds-Waters Christopher | Head of HR | 05/17/2011 | 118,730 |
| Edmonds-Waters Christopher | Head of HR | 05/17/2011 | 179,261 |
| Husain Kamran F | Chief Accounting Officer | 05/06/2011 | 39,643 |
| Husain Kamran F | Chief Accounting Officer | 05/06/2011 | 83,584 |
| Dent Mary | General Counsel | 05/05/2011 | 625,324 |
| Dent Mary | General Counsel | 05/05/2011 | 741,186 |
| Descheneaux Michael | CFO | 05/04/2011 | 292,422 |
| Descheneaux Michael | CFO | 05/04/2011 | 421,594 |
| VERISSIMO MARC J | Chief Strategy/Risk Officer | 05/03/2011 | 293,344 |
| VERISSIMO MARC J | Chief Strategy/Risk Officer | 05/03/2011 | 562,406 |
| Wallace Bruce | Chief Ops Officer | 04/30/2011 | 9,586 |
| Wallace Bruce | Chief Ops Officer | 05/03/2011 | 20,454 |
| Wallace Bruce | Chief Ops Officer | 05/03/2011 | 62,925 |
| Parsons Joan | Head of US Banking | 04/30/2011 | 9,466 |
| China John | Head/Relationship Mgmt | 04/30/2011 | 5,452 |
| China John | Head/Relationship Mgmt | 04/29/2011 | 4,110 |
| KELLOGG HARRY W JR | Vice Chairman | 05/02/2011 | 301,525 |
| Parsons Joan | Head of US Banking | 04/29/2011 | 5,984 |
| Parsons Joan | Head of US Banking | 04/28/2011 | 8,387 |
| Wallace Bruce | Chief Ops Officer | 04/28/2011 | 8,689 |
| Jones David A | Chief Credit Officer | 04/29/2011 | 12,269 |
| Jones David A | Chief Credit Officer | 04/28/2011 | 731,170 |
| Jones David A | Chief Credit Officer | 04/28/2011 | 1,047,315 |
| Edmonds-Waters Christopher | Head of HR | 04/29/2011 | 114,299 |
| Edmonds-Waters Christopher | Head of HR | 04/29/2011 | 137,576 |
| VERISSIMO MARC J | Chief Strategy/Risk Officer | 04/27/2011 | 61,810 |
| VERISSIMO MARC J | Chief Strategy/Risk Officer | 04/27/2011 | 217,997 |
| Husain Kamran F | Chief Accounting Officer | 04/28/2011 | 4,646 |
| Husain Kamran F | Chief Accounting Officer | 04/27/2011 | 5,192 |
| BECKER GREGORY W | President and CEO | 04/26/2011 | 177,822 |
| BECKER GREGORY W | President and CEO | 04/25/2011 | 2,403 |
| BECKER GREGORY W | President and CEO | 04/25/2011 | 6,000 |
| BECKER GREGORY W | President and CEO | 04/26/2011 | 444,106 |
| Edmonds-Waters Christopher | Head of HR | 04/04/2011 | 3,060 |
| Jones David A | Chief Credit Officer | 04/04/2011 | 5,716 |
| WILCOX KENNETH P | CEO | 04/01/2011 | 345,177 |
| KELLOGG HARRY W JR | Vice Chairman | 04/01/2011 | 72,843 |
| KELLOGG HARRY W JR | Vice Chairman | 04/01/2011 | 286,050 |
| BECKER GREGORY W | President of SVBank | 03/29/2011 | 195,000 |
| BECKER GREGORY W | President of SVBank | 03/29/2011 | 432,040 |
| Dent Mary | General Counsel | 06/30/2009 | 12,731 |
| KELLOGG HARRY W JR | Vice Chairman | 03/01/2011 | 156,450 |
| KELLOGG HARRY W JR | Vice Chairman | 03/01/2011 | 269,457 |
| WILCOX KENNETH P | CEO | 03/01/2011 | 320,815 |
| BECKER GREGORY W | President | 02/25/2011 | 1,169,649 |
| BECKER GREGORY W | President | 02/25/2011 | 1,530,832 |
| VERISSIMO MARC J | ChiefStrategyOfficer | 02/17/2011 | 125,845 |
| VERISSIMO MARC J | ChiefStrategyOfficer | 02/11/2011 | 99,992 |
| VERISSIMO MARC J | ChiefStrategyOfficer | 02/11/2011 | 91,000 |
| VERISSIMO MARC J | ChiefStrategyOfficer | 02/11/2011 | 189,140 |
| HART ALEX W | Director | 02/10/2011 | 268,724 |
| WILCOX KENNETH P | CEO | 02/01/2011 | 315,432 |
| WILCOX KENNETH P | CEO | 01/25/2011 | 1,096,800 |
| WILCOX KENNETH P | CEO | 01/25/2011 | 1,254,624 |
| VERISSIMO MARC J | ChiefStrategyOfficer | 02/07/2011 | 78,000 |
| VERISSIMO MARC J | ChiefStrategyOfficer | 02/07/2011 | 162,156 |
| Edmonds-Waters Christopher | Head of HR | 02/03/2011 | 63,221 |
| Edmonds-Waters Christopher | Head of HR | 02/03/2011 | 85,597 |
| VERISSIMO MARC J | Chief Strategy Officer | 02/04/2011 | 78,000 |
| VERISSIMO MARC J | Chief Strategy Officer | 02/03/2011 | 78,000 |
| VERISSIMO MARC J | Chief Strategy Officer | 02/04/2011 | 159,450 |
| VERISSIMO MARC J | Chief Strategy Officer | 02/03/2011 | 159,534 |
| Dent Mary | General Counsel | 01/31/2011 | 5,457 |
| Edmonds-Waters Christopher | Head of HR | 01/31/2011 | 11,281 |
| KELLOGG HARRY W JR | Vice Chairman | 02/01/2011 | 156,450 |
| KELLOGG HARRY W JR | Vice Chairman | 02/01/2011 | 262,602 |
| WILCOX KENNETH P | CEO | 02/01/2011 | 315,432 |
| VERISSIMO MARC J | ChiefStrategyOfficer | 02/01/2011 | 15,820 |
| VERISSIMO MARC J | ChiefStrategyOfficer | 02/02/2011 | 448,408 |
| VERISSIMO MARC J | ChiefStrategyOfficer | 02/02/2011 | 651,051 |
| Descheneaux Michael | CFO | 01/28/2011 | 142,617 |
| Husain Kamran F | ChiefAcctgOfficer | 01/26/2011 | 46,563 |
| Husain Kamran F | ChiefAcctgOfficer | 01/26/2011 | 107,172 |
| Jones David A | ChiefCreditOfficer | 01/26/2011 | 1,022,150 |
| Jones David A | ChiefCreditOfficer | 01/26/2011 | 1,289,640 |
| Edmonds-Waters Christopher | Head of HR | 01/26/2011 | 151,156 |
| Edmonds-Waters Christopher | Head of HR | 01/26/2011 | 163,339 |
| WILCOX KENNETH P | CEO | 01/25/2011 | 1,096,800 |
| WILCOX KENNETH P | CEO | 01/25/2011 | 1,571,490 |
| KELLOGG HARRY W JR | Vice Chairman | 01/03/2011 | 144,135 |
| KELLOGG HARRY W JR | Vice Chairman | 01/03/2011 | 267,150 |
| WILCOX KENNETH P | CEO | 01/03/2010 | 62,757 |
| WILCOX KENNETH P | CEO | 01/03/2011 | 260,689 |
| Jones David A | Chief Credit Officer | 12/31/2010 | 6,030 |
| Husain Kamran F | Chief Accounting Officer | 12/31/2010 | 9,011 |
| KELLOGG HARRY W JR | Vice Chairman | 12/17/2010 | 104,000 |
| KELLOGG HARRY W JR | Vice Chairman | 12/17/2010 | 212,000 |
| KELLOGG HARRY W JR | Vice Chairman | 12/07/2010 | 104,000 |
| KELLOGG HARRY W JR | Vice Chairman | 12/07/2010 | 200,760 |
| Husain Kamran F | ChiefAccountingOfcr | 12/03/2010 | 6,760 |
| WILCOX KENNETH P | President,CEO | 12/01/2010 | 282,035 |
| KELLOGG HARRY W JR | Vice Chairman | 12/01/2010 | 78,000 |
| KELLOGG HARRY W JR | Vice Chairman | 12/01/2010 | 138,580 |
| VERISSIMO MARC J | ChiefStrategyOfficer | 11/23/2010 | 41,701 |
| Jones David A | ChiefCreditOfficer | 11/19/2010 | 12,019 |
| RODENO MICHAELA K | Director | 11/18/2010 | 76,829 |
| RODENO MICHAELA K | Director | 11/18/2010 | 127,873 |
| Descheneaux Michael | CFO | 11/09/2010 | 11,166 |
| KELLOGG HARRY W JR | President of MerchantBank | 11/05/2010 | 92,024 |
| KELLOGG HARRY W JR | President of MerchantBank | 11/04/2010 | 36,560 |
| KELLOGG HARRY W JR | President of MerchantBank | 11/05/2010 | 141,000 |
| KELLOGG HARRY W JR | President of MerchantBank | 11/04/2010 | 45,000 |
| KELLOGG HARRY W JR | President of Merchant Bank | 11/01/2010 | 30,535 |
| KELLOGG HARRY W JR | President of Merchant Bank | 11/01/2010 | 43,490 |
| WILCOX KENNETH P | CEO | 11/01/2010 | 259,756 |
| KELLOGG HARRY W JR | Head of Relationship Mgmt | 10/13/2010 | 52,800 |
| KELLOGG HARRY W JR | Head of Relationship Mgmt | 10/13/2010 | 90,000 |
| KELLOGG HARRY W JR | Pres of Merchant Bank | 10/05/2010 | 52,800 |
| KELLOGG HARRY W JR | Pres of Merchant Bank | 10/05/2010 | 86,000 |
| WILCOX KENNETH P | CEO | 10/01/2010 | 254,274 |
| WILCOX KENNETH P | President & CEO | 09/03/2010 | 240,000 |
| WILCOX KENNETH P | President & CEO | 08/02/2010 | 263,700 |
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