Piper Sandler Co`s. (PIPR) NEW YORK STOCK EXCHANGE INC.
$195.48 (0.12) (-0.06%)
Market Cap: $3.46B
As of 04/24/24 04:00 PM EDT. Market closed.
Piper Sandler Co`s. (PIPR)
NEW YORK STOCK EXCHANGE INC.
$195.48
(0.12) (-0.06%)
Market Cap: $3.46B
As of 04/24/24 04:00 PM EDT. Market closed.
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piper sandler companies (nyse: pipr) is a leading investment bank driven to help clients realize the power of partnership®. founded in 1895, the firm is headquartered in minneapolis with more than 50 offices across the u.s. and in london, aberdeen and hong kong. we offer a full suite of products to serve our clients’ business life cycle needs, geographic reach in an increasingly global market, ... read more
COMPANY PROFILE
Sector
Industry
CEO
Chad Abraham
Full Time Employees
1,512
URL
Address
800 Nicollet Mall, Suite 900, Mail Stop J09s02, Minnesota, Minneapolis, 55402.
Sector
Industry
CEO
Chad Abraham
Full Time Employees
1,512
Address
800 Nicollet Mall, Suite 900, Mail Stop J09s02, Minnesota, Minneapolis, 55402.
PRICE CHART FOR PIPER SANDLER CO`S
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To:
NEWS
INSIDEARBITRAGE ARTICLES
KEY STATS
Open
-
Previous Close
$195.60
Days Range
$194.10 - $197.12
52 week range
$119.03 - $202.76
Volume
92,190
Avg. Volume (30 days)
95,116
Market Cap
$3.46B
Dividend Yield
1.73%
P/E
-
Shares Outstanding
17,720,403
Open
-
Previous Close
$195.60
Days Range
$194.10 - $197.12
52 week range
$119.03 - $202.76
Volume
92,190
Avg. Volume (30 days)
95,116
Market Cap
$3.46B
Dividend Yield
1.73%
P/E
-
Shares Outstanding
17,720,403
FINANCIAL STATEMENTS FOR PIPER SANDLER CO`S
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INSIDER TRANSACTIONS FOR PIPER SANDLER CO`S
| Owner | Relationship | Date | Transaction | Cost | # Shares | Value($) | Total Shares | Form 4 |
| Schoneman Debbra L. | President | Mar 04, 2024 | Sale | $190.72 | 4,795 | 914,479 | 13,533 | Mar 04, 2024, 06:31 PM |
| Schoneman Debbra L. | President | Feb 29, 2024 | Sale | $190.05 | 205 | 38,960 | 16,935 | Mar 04, 2024, 06:31 PM |
| Schoneman Debbra L. | President | Feb 27, 2024 | Sale | $184.23 | 495 | 91,195 | 17,192 | Feb 28, 2024, 04:49 PM |
| Schoneman Debbra L. | President | Feb 26, 2024 | Sale | $184.84 | 3,555 | 657,091 | 14,393 | Feb 28, 2024, 04:49 PM |
| Abraham Chad R | CEO and Chairman | Feb 06, 2024 | Sale | $181.25 | 1,031 | 186,869 | 35,423 | Feb 07, 2024, 05:56 PM |
| Abraham Chad R | CEO and Chairman | Feb 05, 2024 | Sale | $185.03 | 6,662 | 1,232,682 | 37,147 | Feb 07, 2024, 05:56 PM |
| Abraham Chad R | CEO and Chairman | Feb 07, 2024 | Sale | $180.18 | 11,307 | 2,037,334 | 27,262 | Feb 07, 2024, 05:56 PM |
| Doyle Jonathan J | Hd of Financial Services Group | Feb 07, 2024 | Sale | $179.79 | 2,013 | 361,909 | 167,214 | Feb 07, 2024, 05:49 PM |
| Doyle Jonathan J | Hd of Financial Services Group | Feb 06, 2024 | Sale | $181.08 | 8,000 | 1,448,612 | 173,573 | Feb 07, 2024, 05:49 PM |
| Doyle Jonathan J | Hd of Financial Services Group | Feb 05, 2024 | Sale | $183.90 | 19,987 | 3,675,579 | 196,114 | Feb 07, 2024, 05:49 PM |
| Schoneman Debbra L. | President | Feb 05, 2024 | Sale | $184.13 | 5,000 | 920,649 | 51,999 | Feb 07, 2024, 05:45 PM |
| Schoneman Debbra L. | President | Dec 15, 2023 | Sale | $180.12 | 950 | 171,114 | 14,021 | Dec 15, 2023, 04:53 PM |
| Schoneman Debbra L. | President | Dec 14, 2023 | Sale | $173.88 | 4,796 | 833,919 | 18,901 | Dec 15, 2023, 04:53 PM |
| Schoneman Debbra L. | President | Dec 13, 2023 | Sale | $170.04 | 204 | 34,688 | 19,767 | Dec 15, 2023, 04:53 PM |
| TAYLOR SCOTT C | Director | Dec 08, 2023 | Option Exercise | $164.55 | 26 | 4,278 | 16,983 | Dec 11, 2023, 04:23 PM |
| Sterling Brian R | Director | Dec 08, 2023 | Option Exercise | $164.55 | 8 | 1,316 | 23,466 | Dec 11, 2023, 04:22 PM |
| SORAN PHILIP | Director | Dec 08, 2023 | Option Exercise | $164.55 | 63 | 10,367 | 22,970 | Dec 11, 2023, 04:20 PM |
| SMITH SHERRY M | Director | Dec 08, 2023 | Option Exercise | $164.55 | 31 | 5,101 | 12,348 | Dec 11, 2023, 04:18 PM |
| Mitchell Robbin | Director | Dec 08, 2023 | Option Exercise | $164.55 | 9 | 1,481 | 2,213 | Dec 11, 2023, 04:17 PM |
| HOLT VICTORIA M | Director | Dec 08, 2023 | Option Exercise | $164.55 | 22 | 3,620 | 6,032 | Dec 11, 2023, 04:13 PM |
| FITZGERALD WILLIAM R | Director | Dec 08, 2023 | Option Exercise | $164.55 | 82 | 13,493 | 24,278 | Dec 11, 2023, 04:11 PM |
| Schoneman Debbra L. | President | Dec 04, 2023 | Sale | $160.56 | 5,000 | 802,776 | 20,937 | Dec 05, 2023, 05:05 PM |
| TAYLOR SCOTT C | Director | Sep 08, 2023 | Option Exercise | $146.10 | 28 | 4,091 | 16,763 | Sep 11, 2023, 04:44 PM |
| Sterling Brian R | Director | Sep 08, 2023 | Option Exercise | $146.10 | 8 | 1,169 | 23,282 | Sep 11, 2023, 04:41 PM |
| SORAN PHILIP | Director | Sep 08, 2023 | Option Exercise | $146.10 | 70 | 10,227 | 22,678 | Sep 11, 2023, 04:39 PM |
| SMITH SHERRY M | Director | Sep 08, 2023 | Option Exercise | $146.10 | 34 | 4,967 | 12,317 | Sep 11, 2023, 04:35 PM |
| Mitchell Robbin | Director | Sep 08, 2023 | Option Exercise | $146.10 | 10 | 1,461 | 2,204 | Sep 11, 2023, 04:33 PM |
| HOLT VICTORIA M | Director | Sep 08, 2023 | Option Exercise | $146.10 | 25 | 3,653 | 6,010 | Sep 11, 2023, 04:30 PM |
| FITZGERALD WILLIAM R | Director | Sep 08, 2023 | Option Exercise | $146.10 | 92 | 13,441 | 24,196 | Sep 11, 2023, 04:27 PM |
| Sterling Brian R | Director | Jun 09, 2023 | Option Exercise | $137.14 | 7 | 960 | 23,081 | Jun 12, 2023, 05:35 PM |
| SORAN PHILIP | Director | Jun 09, 2023 | Option Exercise | $137.14 | 73 | 10,011 | 22,347 | Jun 12, 2023, 05:33 PM |
| TAYLOR SCOTT C | Director | Jun 09, 2023 | Option Exercise | $137.14 | 29 | 3,977 | 16,522 | Jun 12, 2023, 05:31 PM |
| SMITH SHERRY M | Director | Jun 09, 2023 | Option Exercise | $137.14 | 36 | 4,937 | 12,283 | Jun 12, 2023, 05:29 PM |
| Mitchell Robbin | Director | Jun 09, 2023 | Option Exercise | $137.14 | 10 | 1,371 | 2,194 | Jun 12, 2023, 05:25 PM |
| HOLT VICTORIA M | Director | Jun 09, 2023 | Option Exercise | $137.14 | 27 | 3,703 | 5,985 | Jun 12, 2023, 05:23 PM |
| FITZGERALD WILLIAM R | Director | Jun 09, 2023 | Option Exercise | $137.14 | 98 | 13,440 | 24,104 | Jun 12, 2023, 05:21 PM |
| Abraham Chad R | CEO and Chairman | May 22, 2023 | Sale | $130.27 | 2,223 | 289,590 | 27,222 | May 23, 2023, 05:04 PM |
| Abraham Chad R | CEO and Chairman | May 23, 2023 | Sale | $130.45 | 3,106 | 405,188 | 24,666 | May 23, 2023, 05:04 PM |
| Abraham Chad R | CEO and Chairman | May 19, 2023 | Sale | $130.00 | 100 | 13,000 | 29,445 | May 22, 2023, 05:23 PM |
| Abraham Chad R | CEO and Chairman | May 18, 2023 | Sale | $130.00 | 100 | 13,000 | 29,545 | May 22, 2023, 05:23 PM |
| Sterling Brian R | Director | May 17, 2023 | Option Exercise | $129.14 | 775 | 100,083 | 23,074 | May 18, 2023, 03:31 PM |
| SORAN PHILIP | Director | May 17, 2023 | Option Exercise | $129.14 | 775 | 100,083 | 22,274 | May 18, 2023, 03:28 PM |
| TAYLOR SCOTT C | Director | May 17, 2023 | Option Exercise | $129.14 | 775 | 100,083 | 16,493 | May 18, 2023, 03:26 PM |
| SCHREIER THOMAS S JR | Director | May 17, 2023 | Option Exercise | $129.14 | 775 | 100,083 | 6,576 | May 18, 2023, 03:24 PM |
| SMITH SHERRY M | Director | May 17, 2023 | Option Exercise | $129.14 | 775 | 100,083 | 12,247 | May 18, 2023, 03:22 PM |
| Mitchell Robbin | Director | May 17, 2023 | Option Exercise | $129.14 | 775 | 100,083 | 2,184 | May 18, 2023, 03:20 PM |
| HOLT VICTORIA M | Director | May 17, 2023 | Option Exercise | $129.14 | 775 | 100,083 | 5,958 | May 18, 2023, 03:18 PM |
| FITZGERALD WILLIAM R | Director | May 17, 2023 | Option Exercise | $129.14 | 775 | 100,083 | 24,006 | May 18, 2023, 03:16 PM |
| Abraham Chad R | CEO and Chairman | May 08, 2023 | Sale | $130.00 | 1 | 130 | 29,645 | May 10, 2023, 05:02 PM |
| Abraham Chad R | CEO and Chairman | May 04, 2023 | Sale | $123.62 | 7,444 | 920,233 | 38,760 | May 05, 2023, 05:13 PM |
| Abraham Chad R | CEO and Chairman | May 03, 2023 | Sale | $127.20 | 12,556 | 1,597,153 | 50,416 | May 05, 2023, 05:13 PM |
| Abraham Chad R | CEO and Chairman | May 05, 2023 | Sale | $130.05 | 1,970 | 256,199 | 29,646 | May 05, 2023, 05:13 PM |
| Doyle Jonathan J | Hd of Financial Services Group | Feb 09, 2023 | Sale | $152.21 | 5,000 | 761,072 | 213,674 | Feb 09, 2023, 05:17 PM |
| Doyle Jonathan J | Hd of Financial Services Group | Feb 08, 2023 | Sale | $152.70 | 5,000 | 763,512 | 221,357 | Feb 09, 2023, 05:17 PM |
| Doyle Jonathan J | Hd of Financial Services Group | Feb 07, 2023 | Sale | $151.75 | 5,000 | 758,745 | 225,985 | Feb 09, 2023, 05:17 PM |
| Sterling Brian R | Director | Dec 30, 2022 | Option Exercise | $130.19 | 155 | 20,179 | 22,102 | Jan 03, 2023, 04:27 PM |
| SORAN PHILIP | Director | Dec 30, 2022 | Option Exercise | $130.19 | 243 | 31,636 | 21,043 | Jan 03, 2023, 04:24 PM |
| Doyle Jonathan J | Hd of Financial Services Group | Dec 23, 2022 | Sale | $134.09 | 4,600 | 616,825 | 246,734 | Dec 23, 2022, 04:52 PM |
| Doyle Jonathan J | Hd of Financial Services Group | Dec 22, 2022 | Sale | $133.19 | 5,000 | 665,932 | 251,970 | Dec 23, 2022, 04:52 PM |
| Sterling Brian R | Director | Dec 09, 2022 | Option Exercise | $136.61 | 6 | 820 | 21,947 | Dec 12, 2022, 04:19 PM |
| SORAN PHILIP | Director | Dec 09, 2022 | Option Exercise | $136.61 | 66 | 9,016 | 20,800 | Dec 12, 2022, 04:17 PM |
| TAYLOR SCOTT C | Director | Dec 09, 2022 | Option Exercise | $136.61 | 25 | 3,415 | 15,447 | Dec 12, 2022, 04:15 PM |
| SMITH SHERRY M | Director | Dec 09, 2022 | Option Exercise | $136.61 | 33 | 4,508 | 11,373 | Dec 12, 2022, 04:13 PM |
| Mitchell Robbin | Director | Dec 09, 2022 | Option Exercise | $136.61 | 7 | 956 | 1,390 | Dec 12, 2022, 04:11 PM |
| HOLT VICTORIA M | Director | Dec 09, 2022 | Option Exercise | $136.61 | 23 | 3,142 | 5,114 | Dec 12, 2022, 04:08 PM |
| FITZGERALD WILLIAM R | Director | Dec 09, 2022 | Option Exercise | $136.61 | 93 | 12,705 | 22,944 | Dec 12, 2022, 04:06 PM |
| Sterling Brian R | Director | Sep 30, 2022 | Option Exercise | $104.74 | 193 | 20,215 | 21,941 | Oct 03, 2022, 04:19 PM |
| SORAN PHILIP | Director | Sep 30, 2022 | Option Exercise | $104.74 | 301 | 31,527 | 22,537 | Oct 03, 2022, 04:16 PM |
| Sterling Brian R | Director | Sep 09, 2022 | Option Exercise | $115.97 | 6 | 696 | 21,748 | Sep 12, 2022, 04:32 PM |
| SORAN PHILIP | Director | Sep 09, 2022 | Option Exercise | $115.97 | 76 | 8,814 | 22,236 | Sep 12, 2022, 04:30 PM |
| TAYLOR SCOTT C | Director | Sep 09, 2022 | Option Exercise | $115.97 | 29 | 3,363 | 15,422 | Sep 12, 2022, 04:29 PM |
| SMITH SHERRY M | Director | Sep 09, 2022 | Option Exercise | $115.97 | 38 | 4,407 | 11,340 | Sep 12, 2022, 04:25 PM |
| Mitchell Robbin | Director | Sep 09, 2022 | Option Exercise | $115.97 | 8 | 928 | 1,383 | Sep 12, 2022, 04:23 PM |
| HOLT VICTORIA M | Director | Sep 09, 2022 | Option Exercise | $115.97 | 27 | 3,131 | 5,091 | Sep 12, 2022, 04:20 PM |
| FITZGERALD WILLIAM R | Director | Sep 09, 2022 | Option Exercise | $115.97 | 109 | 12,641 | 22,851 | Sep 12, 2022, 04:18 PM |
| Sterling Brian R | Director | Jul 01, 2022 | Option Exercise | $112.08 | 178 | 19,950 | 21,742 | Jul 05, 2022, 04:25 PM |
| SORAN PHILIP | Director | Jul 01, 2022 | Option Exercise | $112.08 | 279 | 31,270 | 22,160 | Jul 05, 2022, 04:19 PM |
| TAYLOR SCOTT C | Director | Jun 10, 2022 | Option Exercise | $116.98 | 28 | 3,275 | 15,393 | Jun 13, 2022, 05:07 PM |
| Sterling Brian R | Director | Jun 10, 2022 | Option Exercise | $116.98 | 5 | 585 | 21,564 | Jun 13, 2022, 05:05 PM |
| SORAN PHILIP | Director | Jun 10, 2022 | Option Exercise | $116.98 | 73 | 8,540 | 21,881 | Jun 13, 2022, 05:04 PM |
| SMITH SHERRY M | Director | Jun 10, 2022 | Option Exercise | $116.98 | 38 | 4,445 | 11,302 | Jun 13, 2022, 05:01 PM |
| Mitchell Robbin | Director | Jun 10, 2022 | Option Exercise | $116.98 | 8 | 936 | 1,375 | Jun 13, 2022, 04:59 PM |
| HOLT VICTORIA M | Director | Jun 10, 2022 | Option Exercise | $116.98 | 26 | 3,041 | 5,064 | Jun 13, 2022, 04:57 PM |
| FITZGERALD WILLIAM R | Director | Jun 10, 2022 | Option Exercise | $116.98 | 108 | 12,634 | 22,742 | Jun 13, 2022, 04:55 PM |
| TAYLOR SCOTT C | Director | May 06, 2022 | Option Exercise | $125.75 | 756 | 95,067 | 15,365 | May 09, 2022, 04:49 PM |
| Sterling Brian R | Director | May 06, 2022 | Option Exercise | $125.75 | 756 | 95,067 | 21,559 | May 09, 2022, 04:46 PM |
| SORAN PHILIP | Director | May 06, 2022 | Option Exercise | $125.75 | 756 | 95,067 | 21,808 | May 09, 2022, 04:43 PM |
| SMITH SHERRY M | Director | May 06, 2022 | Option Exercise | $125.75 | 756 | 95,067 | 11,264 | May 09, 2022, 04:39 PM |
| SCHREIER THOMAS S JR | Director | May 06, 2022 | Option Exercise | $125.75 | 756 | 95,067 | 5,801 | May 09, 2022, 04:37 PM |
| Mitchell Robbin | Director | May 06, 2022 | Option Exercise | $125.75 | 756 | 95,067 | 1,367 | May 09, 2022, 04:34 PM |
| HOLT VICTORIA M | Director | May 06, 2022 | Option Exercise | $125.75 | 756 | 95,067 | 5,038 | May 09, 2022, 04:31 PM |
| FITZGERALD WILLIAM R | Director | May 06, 2022 | Option Exercise | $125.75 | 756 | 95,067 | 22,634 | May 09, 2022, 04:27 PM |
| Sterling Brian R | Director | Mar 11, 2022 | Option Exercise | $124.28 | 26 | 3,231 | 20,652 | Mar 14, 2022, 06:12 PM |
| TAYLOR SCOTT C | Director | Mar 11, 2022 | Option Exercise | $124.28 | 215 | 26,720 | 14,609 | Mar 14, 2022, 06:06 PM |
| SMITH SHERRY M | Director | Mar 11, 2022 | Option Exercise | $124.28 | 256 | 31,816 | 10,508 | Mar 14, 2022, 05:56 PM |
| SORAN PHILIP | Director | Mar 11, 2022 | Option Exercise | $124.28 | 552 | 68,603 | 20,817 | Mar 14, 2022, 05:46 PM |
| Mitchell Robbin | Director | Mar 11, 2022 | Option Exercise | $124.28 | 25 | 3,107 | 611 | Mar 14, 2022, 05:40 PM |
| HOLT VICTORIA M | Director | Mar 11, 2022 | Option Exercise | $124.28 | 169 | 21,003 | 4,282 | Mar 14, 2022, 05:32 PM |
| FITZGERALD WILLIAM R | Director | Mar 11, 2022 | Option Exercise | $124.28 | 795 | 98,803 | 21,878 | Mar 14, 2022, 05:25 PM |
| SORAN PHILIP | Director | Dec 31, 2021 | Option Exercise | $178.51 | 188 | 33,560 | 20,265 | Jan 03, 2022, 04:53 PM |
| Sterling Brian R | Director | Dec 31, 2021 | Option Exercise | $178.51 | 141 | 25,170 | 20,626 | Jan 03, 2022, 04:50 PM |
| Sterling Brian R | Director | Dec 10, 2021 | Option Exercise | $166.16 | 11 | 1,828 | 20,485 | Dec 13, 2021, 04:33 PM |
| SORAN PHILIP | Director | Dec 10, 2021 | Option Exercise | $166.16 | 278 | 46,192 | 20,077 | Dec 13, 2021, 04:31 PM |
| TAYLOR SCOTT C | Director | Dec 10, 2021 | Option Exercise | $166.16 | 110 | 18,278 | 14,394 | Dec 13, 2021, 04:28 PM |
| SMITH SHERRY M | Director | Dec 10, 2021 | Option Exercise | $166.16 | 131 | 21,767 | 10,252 | Dec 13, 2021, 04:26 PM |
| Mitchell Robbin | Director | Dec 10, 2021 | Option Exercise | $166.16 | 13 | 2,160 | 586 | Dec 13, 2021, 04:23 PM |
| HOLT VICTORIA M | Director | Dec 10, 2021 | Option Exercise | $166.16 | 87 | 14,456 | 4,113 | Dec 13, 2021, 04:20 PM |
| FITZGERALD WILLIAM R | Director | Dec 10, 2021 | Option Exercise | $166.16 | 405 | 67,295 | 21,083 | Dec 13, 2021, 04:16 PM |
| Geelan John W | General Counsel | Nov 05, 2021 | Sale | $179.41 | 2,500 | 448,537 | 15,267 | Nov 05, 2021, 04:56 PM |
| Sterling Brian R | Director | Oct 01, 2021 | Option Exercise | $142.19 | 142 | 20,191 | 20,474 | Oct 04, 2021, 12:44 PM |
| SORAN PHILIP | Director | Oct 01, 2021 | Option Exercise | $142.19 | 222 | 31,566 | 19,799 | Oct 04, 2021, 12:33 PM |
| Mitchell Robbin | Director | Sep 27, 2021 | Option Exercise | $148.47 | 573 | 85,073 | 573 | Sep 28, 2021, 01:23 PM |
| Doyle Jonathan J | Hd of Financial Services Group | Sep 16, 2021 | Sale | $133.24 | 1,650 | 219,847 | 244,072 | Sep 16, 2021, 05:15 PM |
| Doyle Jonathan J | Hd of Financial Services Group | Sep 14, 2021 | Sale | $134.67 | 6,478 | 872,420 | 253,611 | Sep 15, 2021, 04:51 PM |
| Doyle Jonathan J | Hd of Financial Services Group | Sep 13, 2021 | Sale | $135.37 | 4,296 | 581,551 | 258,017 | Sep 15, 2021, 04:51 PM |
| Doyle Jonathan J | Hd of Financial Services Group | Sep 15, 2021 | Sale | $135.02 | 5,047 | 681,436 | 249,336 | Sep 15, 2021, 04:51 PM |
| Sterling Brian R | Director | Sep 10, 2021 | Option Exercise | $135.04 | 2 | 270 | 20,332 | Sep 10, 2021, 06:10 PM |
| SORAN PHILIP | Director | Sep 10, 2021 | Option Exercise | $135.04 | 52 | 7,022 | 19,577 | Sep 10, 2021, 06:08 PM |
| TAYLOR SCOTT C | Director | Sep 10, 2021 | Option Exercise | $135.04 | 21 | 2,836 | 14,284 | Sep 10, 2021, 06:06 PM |
| SMITH SHERRY M | Director | Sep 10, 2021 | Option Exercise | $135.04 | 25 | 3,376 | 10,121 | Sep 10, 2021, 06:04 PM |
| HOLT VICTORIA M | Director | Sep 10, 2021 | Option Exercise | $135.04 | 17 | 2,296 | 4,026 | Sep 10, 2021, 06:03 PM |
| FITZGERALD WILLIAM R | Director | Sep 10, 2021 | Option Exercise | $135.04 | 77 | 10,398 | 20,678 | Sep 10, 2021, 06:00 PM |
| Doyle Jonathan J | Hd of Financial Services Group | Sep 10, 2021 | Sale | $134.94 | 6,168 | 832,335 | 266,378 | Sep 10, 2021, 05:14 PM |
| Doyle Jonathan J | Hd of Financial Services Group | Sep 09, 2021 | Sale | $135.58 | 5,703 | 773,211 | 270,619 | Sep 10, 2021, 05:14 PM |
| Doyle Jonathan J | Hd of Financial Services Group | Sep 08, 2021 | Sale | $135.30 | 5,745 | 777,272 | 274,210 | Sep 10, 2021, 05:14 PM |
| Doyle Jonathan J | Hd of Financial Services Group | Sep 07, 2021 | Sale | $137.85 | 10,033 | 1,383,064 | 284,330 | Sep 07, 2021, 06:08 PM |
| Doyle Jonathan J | Hd of Financial Services Group | Sep 03, 2021 | Sale | $143.46 | 4,435 | 636,234 | 292,694 | Sep 07, 2021, 06:08 PM |
| Doyle Jonathan J | Hd of Financial Services Group | Sep 02, 2021 | Sale | $143.33 | 4,496 | 644,402 | 294,399 | Sep 07, 2021, 06:08 PM |
| Schoneman Debbra L. | President | Aug 16, 2021 | Sale | $144.04 | 5,000 | 720,200 | 64,544 | Aug 17, 2021, 04:14 PM |
| Abraham Chad R | Chief Executive Officer | Aug 09, 2021 | Sale | $138.52 | 963 | 133,390 | 69,765 | Aug 09, 2021, 06:12 PM |
| Abraham Chad R | Chief Executive Officer | Aug 06, 2021 | Sale | $137.91 | 6,824 | 941,119 | 76,153 | Aug 09, 2021, 06:12 PM |
| Abraham Chad R | Chief Executive Officer | Aug 05, 2021 | Sale | $135.15 | 2,213 | 299,087 | 76,853 | Aug 05, 2021, 06:20 PM |
| Abraham Chad R | Chief Executive Officer | Aug 04, 2021 | Sale | $129.77 | 1,700 | 220,603 | 80,647 | Aug 05, 2021, 06:20 PM |
| Abraham Chad R | Chief Executive Officer | Aug 03, 2021 | Sale | $128.82 | 8,300 | 1,069,198 | 88,386 | Aug 05, 2021, 06:20 PM |
| Sterling Brian R | Director | Jul 01, 2021 | Option Exercise | $130.27 | 154 | 20,062 | 20,330 | Jul 02, 2021, 02:01 PM |
| SORAN PHILIP | Director | Jul 01, 2021 | Option Exercise | $130.27 | 240 | 31,265 | 19,525 | Jul 02, 2021, 01:58 PM |
| SORAN PHILIP | Director | Jun 11, 2021 | Option Exercise | $130.77 | 43 | 5,623 | 19,285 | Jun 14, 2021, 03:34 PM |
| TAYLOR SCOTT C | Director | Jun 11, 2021 | Option Exercise | $130.77 | 18 | 2,354 | 14,263 | Jun 14, 2021, 03:31 PM |
| SMITH SHERRY M | Director | Jun 11, 2021 | Option Exercise | $130.77 | 21 | 2,746 | 10,096 | Jun 14, 2021, 03:28 PM |
| FITZGERALD WILLIAM R | Director | Jun 11, 2021 | Option Exercise | $130.77 | 65 | 8,500 | 20,601 | Jun 14, 2021, 03:22 PM |
| SORAN PHILIP | Director | Apr 01, 2021 | Option Exercise | $112.49 | 274 | 30,822 | 18,485 | Apr 05, 2021, 04:55 PM |
| TAYLOR SCOTT C | Director | Mar 12, 2021 | Option Exercise | $123.00 | 92 | 11,316 | 13,488 | Mar 15, 2021, 04:16 PM |
| SORAN PHILIP | Director | Mar 12, 2021 | Option Exercise | $123.00 | 205 | 25,215 | 18,211 | Mar 15, 2021, 04:14 PM |
| SMITH SHERRY M | Director | Mar 12, 2021 | Option Exercise | $123.00 | 95 | 11,685 | 9,318 | Mar 15, 2021, 04:11 PM |
| PIPER ADDISON L | Director | Mar 12, 2021 | Option Exercise | $123.00 | 73 | 8,979 | 31,542 | Mar 15, 2021, 04:09 PM |
| HOLT VICTORIA M | Director | Mar 12, 2021 | Option Exercise | $123.00 | 59 | 7,257 | 3,238 | Mar 15, 2021, 04:06 PM |
| FITZGERALD WILLIAM R | Director | Mar 12, 2021 | Option Exercise | $123.00 | 325 | 39,975 | 19,779 | Mar 15, 2021, 04:03 PM |
| LaRue R Scott | Co-Head Global IB and Cap Mkts | Feb 08, 2021 | Sale | $101.96 | 15,000 | 1,529,400 | 48,360 | Feb 09, 2021, 04:33 PM |
| Sterling Brian R | Director | Jan 04, 2021 | Option Exercise | $99.28 | 605 | 60,064 | 19,248 | Jan 05, 2021, 03:17 PM |
| SORAN PHILIP | Director | Dec 31, 2020 | Option Exercise | $100.90 | 297 | 29,967 | 18,006 | Jan 05, 2021, 03:13 PM |
| SORAN PHILIP | Director | Dec 11, 2020 | Option Exercise | $102.91 | 40 | 4,116 | 17,709 | Dec 14, 2020, 02:57 PM |
| TAYLOR SCOTT C | Director | Dec 11, 2020 | Option Exercise | $102.91 | 19 | 1,955 | 13,396 | Dec 14, 2020, 02:54 PM |
| SMITH SHERRY M | Director | Dec 11, 2020 | Option Exercise | $102.91 | 19 | 1,955 | 9,223 | Dec 14, 2020, 02:52 PM |
| PIPER ADDISON L | Director | Dec 11, 2020 | Option Exercise | $102.91 | 15 | 1,544 | 31,469 | Dec 14, 2020, 02:49 PM |
| HOLT VICTORIA M | Director | Dec 11, 2020 | Option Exercise | $102.91 | 12 | 1,235 | 3,179 | Dec 14, 2020, 02:46 PM |
| FITZGERALD WILLIAM R | Director | Dec 11, 2020 | Option Exercise | $102.91 | 65 | 6,689 | 19,454 | Dec 14, 2020, 02:43 PM |
| LaRue R Scott | Co-Head Global IB and Cap Mkts | Nov 09, 2020 | Sale | $89.47 | 9,400 | 841,000 | 58,360 | Nov 10, 2020, 04:02 PM |
| LaRue R Scott | Co-Head Global IB and Cap Mkts | Nov 06, 2020 | Sale | $85.00 | 600 | 51,000 | 67,760 | Nov 10, 2020, 04:02 PM |
| SORAN PHILIP | Director | Oct 01, 2020 | Option Exercise | $73.44 | 394 | 28,935 | 17,669 | Oct 05, 2020, 03:12 PM |
| SORAN PHILIP | Director | Sep 11, 2020 | Option Exercise | $67.53 | 47 | 3,174 | 17,275 | Sep 14, 2020, 03:56 PM |
| TAYLOR SCOTT C | Director | Sep 11, 2020 | Option Exercise | $67.53 | 22 | 1,486 | 13,377 | Sep 14, 2020, 03:53 PM |
| SMITH SHERRY M | Director | Sep 11, 2020 | Option Exercise | $67.53 | 23 | 1,553 | 9,204 | Sep 14, 2020, 03:50 PM |
| PIPER ADDISON L | Director | Sep 11, 2020 | Option Exercise | $67.53 | 18 | 1,216 | 31,454 | Sep 14, 2020, 03:46 PM |
| HOLT VICTORIA M | Director | Sep 11, 2020 | Option Exercise | $67.53 | 14 | 945 | 3,167 | Sep 14, 2020, 03:43 PM |
| FITZGERALD WILLIAM R | Director | Sep 11, 2020 | Option Exercise | $67.53 | 79 | 5,335 | 19,389 | Sep 14, 2020, 03:40 PM |
| SORAN PHILIP | Director | Jul 01, 2020 | Option Exercise | $57.48 | 347 | 19,946 | 17,228 | Jul 02, 2020, 02:54 PM |
| SORAN PHILIP | Director | Jun 12, 2020 | Option Exercise | $63.86 | 32 | 2,044 | 16,881 | Jun 15, 2020, 03:18 PM |
| TAYLOR SCOTT C | Director | Jun 12, 2020 | Option Exercise | $63.86 | 16 | 1,022 | 13,355 | Jun 15, 2020, 03:15 PM |
| SMITH SHERRY M | Director | Jun 12, 2020 | Option Exercise | $63.86 | 17 | 1,086 | 9,181 | Jun 15, 2020, 03:12 PM |
| PIPER ADDISON L | Director | Jun 12, 2020 | Option Exercise | $63.86 | 13 | 830 | 31,436 | Jun 15, 2020, 03:10 PM |
| HOLT VICTORIA M | Director | Jun 12, 2020 | Option Exercise | $63.86 | 10 | 639 | 3,153 | Jun 15, 2020, 03:07 PM |
| FITZGERALD WILLIAM R | Director | Jun 12, 2020 | Option Exercise | $63.86 | 55 | 3,512 | 19,310 | Jun 15, 2020, 03:03 PM |
| TAYLOR SCOTT C | Director | May 18, 2020 | Option Exercise | $52.18 | 1,725 | 90,011 | 13,339 | May 18, 2020, 04:37 PM |
| SORAN PHILIP | Director | May 18, 2020 | Option Exercise | $52.18 | 1,725 | 90,011 | 16,849 | May 18, 2020, 04:34 PM |
| SMITH SHERRY M | Director | May 18, 2020 | Option Exercise | $52.18 | 1,725 | 90,011 | 9,164 | May 18, 2020, 04:30 PM |
| SCHREIER THOMAS S JR | Director | May 18, 2020 | Option Exercise | $52.18 | 1,725 | 90,011 | 4,288 | May 18, 2020, 04:27 PM |
| PIPER ADDISON L | Director | May 18, 2020 | Option Exercise | $52.18 | 1,725 | 90,011 | 31,423 | May 18, 2020, 04:23 PM |
| HOLT VICTORIA M | Director | May 18, 2020 | Option Exercise | $52.18 | 1,725 | 90,011 | 3,143 | May 18, 2020, 04:20 PM |
| FITZGERALD WILLIAM R | Director | May 18, 2020 | Option Exercise | $52.18 | 1,725 | 90,011 | 19,255 | May 18, 2020, 04:16 PM |
| SORAN PHILIP | Director | Apr 01, 2020 | Option Exercise | $47.46 | 420 | 19,933 | 15,124 | Apr 02, 2020, 05:26 PM |
| Carter Timothy L | Chief Financial Officer | Mar 20, 2020 | Buy | $37.67 | 2,000 | 75,340 | 9,222 | Mar 20, 2020, 06:08 PM |
| Abraham Chad R | Chairman & CEO | Mar 20, 2020 | Buy | $38.52 | 400 | 15,408 | 75,816 | Mar 20, 2020, 06:00 PM |
| Abraham Chad R | Chairman & CEO | Mar 19, 2020 | Buy | $34.39 | 1,600 | 55,017 | 75,416 | Mar 20, 2020, 06:00 PM |
| SORAN PHILIP | Director | Mar 13, 2020 | Option Exercise | $49.47 | 176 | 8,707 | 14,704 | Mar 17, 2020, 04:42 PM |
| TAYLOR SCOTT C | Director | Mar 13, 2020 | Option Exercise | $49.47 | 72 | 3,562 | 11,614 | Mar 17, 2020, 04:36 PM |
| SMITH SHERRY M | Director | Mar 13, 2020 | Option Exercise | $49.47 | 115 | 5,689 | 7,439 | Mar 17, 2020, 04:32 PM |
| PIPER ADDISON L | Director | Mar 13, 2020 | Option Exercise | $49.47 | 88 | 4,353 | 29,698 | Mar 17, 2020, 04:28 PM |
| HOLT VICTORIA M | Director | Mar 13, 2020 | Option Exercise | $49.47 | 32 | 1,583 | 1,418 | Mar 17, 2020, 04:24 PM |
| FITZGERALD WILLIAM R | Director | Mar 13, 2020 | Option Exercise | $49.47 | 390 | 19,293 | 17,530 | Mar 17, 2020, 04:21 PM |
| Schoneman Debbra L. | President | Mar 13, 2020 | Buy | $47.04 | 5,000 | 235,187 | 63,185 | Mar 17, 2020, 04:14 PM |
| LaRue R Scott | Co-Head Global IB and Cap Mkts | Mar 11, 2020 | Buy | $54.50 | 10,000 | 545,000 | 68,360 | Mar 12, 2020, 04:11 PM |
| SORAN PHILIP | Director | Dec 31, 2019 | Option Exercise | $79.94 | 376 | 30,057 | 14,528 | Jan 02, 2020, 02:11 PM |
| TAYLOR SCOTT C | Director | Dec 31, 2019 | Option Exercise | $79.94 | 300 | 23,982 | 11,542 | Jan 02, 2020, 02:06 PM |
| HOLT VICTORIA M | Director | Dec 31, 2019 | Option Exercise | $79.94 | 230 | 18,386 | 1,386 | Jan 02, 2020, 02:02 PM |
| JOHNSON B KRISTINE | Director | Dec 13, 2019 | Option Exercise | $81.62 | 9 | 735 | 11,794 | Dec 16, 2019, 04:53 PM |
| SORAN PHILIP | Director | Dec 13, 2019 | Option Exercise | $81.62 | 34 | 2,775 | 14,152 | Dec 16, 2019, 04:35 PM |
| TAYLOR SCOTT C | Director | Dec 13, 2019 | Option Exercise | $81.62 | 13 | 1,061 | 11,242 | Dec 16, 2019, 04:32 PM |
| SMITH SHERRY M | Director | Dec 13, 2019 | Option Exercise | $81.62 | 23 | 1,877 | 7,324 | Dec 16, 2019, 04:29 PM |
| PIPER ADDISON L | Director | Dec 13, 2019 | Option Exercise | $81.62 | 18 | 1,469 | 29,610 | Dec 16, 2019, 04:25 PM |
| HOLT VICTORIA M | Director | Dec 13, 2019 | Option Exercise | $81.62 | 6 | 490 | 1,156 | Dec 16, 2019, 04:19 PM |
| FITZGERALD WILLIAM R | Director | Dec 13, 2019 | Option Exercise | $81.62 | 79 | 6,448 | 17,140 | Dec 16, 2019, 04:14 PM |
| TAYLOR SCOTT C | Director | Oct 01, 2019 | Option Exercise | $72.66 | 330 | 23,978 | 11,229 | Oct 02, 2019, 12:16 PM |
| SORAN PHILIP | Director | Oct 01, 2019 | Option Exercise | $72.66 | 399 | 28,991 | 14,118 | Oct 02, 2019, 12:12 PM |
| HOLT VICTORIA M | Director | Oct 01, 2019 | Option Exercise | $72.66 | 40 | 2,906 | 1,150 | Oct 02, 2019, 12:04 PM |
| HOLT VICTORIA M | Director | Sep 16, 2019 | Option Exercise | $77.84 | 1,110 | 86,402 | 1,110 | Sep 18, 2019, 05:36 PM |
| TAYLOR SCOTT C | Director | Jun 14, 2019 | Option Exercise | $73.43 | 12 | 881 | 10,586 | Jun 17, 2019, 03:45 PM |
| SORAN PHILIP | Director | Jun 14, 2019 | Option Exercise | $73.43 | 33 | 2,423 | 13,301 | Jun 17, 2019, 03:44 PM |
| JOHNSON B KRISTINE | Director | Jun 14, 2019 | Option Exercise | $73.43 | 10 | 734 | 11,775 | Jun 17, 2019, 03:43 PM |
| SMITH SHERRY M | Director | Jun 14, 2019 | Option Exercise | $73.43 | 26 | 1,909 | 7,277 | Jun 17, 2019, 03:42 PM |
| FITZGERALD WILLIAM R | Director | Jun 14, 2019 | Option Exercise | $73.43 | 87 | 6,388 | 16,979 | Jun 17, 2019, 03:41 PM |
| PIPER ADDISON L | Director | Jun 14, 2019 | Option Exercise | $73.43 | 20 | 1,469 | 29,573 | Jun 17, 2019, 03:40 PM |
| SCHREIER THOMAS S JR | Director | May 20, 2019 | Option Exercise | $78.36 | 1,149 | 90,036 | 2,563 | May 20, 2019, 04:30 PM |
| TAYLOR SCOTT C | Director | May 20, 2019 | Option Exercise | $78.36 | 1,149 | 90,036 | 10,574 | May 20, 2019, 04:26 PM |
| SORAN PHILIP | Director | May 20, 2019 | Option Exercise | $78.36 | 1,149 | 90,036 | 13,268 | May 20, 2019, 04:26 PM |
| JOHNSON B KRISTINE | Director | May 20, 2019 | Option Exercise | $78.36 | 1,149 | 90,036 | 11,765 | May 20, 2019, 04:25 PM |
| SMITH SHERRY M | Director | May 20, 2019 | Option Exercise | $78.36 | 1,149 | 90,036 | 7,251 | May 20, 2019, 04:24 PM |
| FITZGERALD WILLIAM R | Director | May 20, 2019 | Option Exercise | $78.36 | 1,149 | 90,036 | 16,892 | May 20, 2019, 04:23 PM |
| PIPER ADDISON L | Director | May 20, 2019 | Option Exercise | $78.36 | 1,149 | 90,036 | 29,553 | May 20, 2019, 04:22 PM |
| TAYLOR SCOTT C | Director | Mar 15, 2019 | Option Exercise | $72.63 | 14 | 1,017 | 9,143 | Mar 19, 2019, 03:22 PM |
| SORAN PHILIP | Director | Mar 15, 2019 | Option Exercise | $72.63 | 92 | 6,682 | 11,737 | Mar 19, 2019, 03:21 PM |
| SMITH SHERRY M | Director | Mar 15, 2019 | Option Exercise | $72.63 | 93 | 6,755 | 6,102 | Mar 19, 2019, 03:21 PM |
| PIPER ADDISON L | Director | Mar 15, 2019 | Option Exercise | $72.63 | 71 | 5,157 | 28,404 | Mar 19, 2019, 03:20 PM |
| JOHNSON B KRISTINE | Director | Mar 15, 2019 | Option Exercise | $72.63 | 36 | 2,615 | 10,616 | Mar 19, 2019, 03:19 PM |
| FITZGERALD WILLIAM R | Director | Mar 15, 2019 | Option Exercise | $72.63 | 295 | 21,426 | 15,743 | Mar 19, 2019, 03:19 PM |
| TAYLOR SCOTT C | Director | Dec 14, 2018 | Option Exercise | $66.64 | 5 | 333 | 9,129 | Dec 18, 2018, 05:03 PM |
| SORAN PHILIP | Director | Dec 14, 2018 | Option Exercise | $66.64 | 25 | 1,666 | 11,248 | Dec 18, 2018, 05:03 PM |
| SMITH SHERRY M | Director | Dec 14, 2018 | Option Exercise | $66.64 | 28 | 1,866 | 6,009 | Dec 18, 2018, 05:02 PM |
| PIPER ADDISON L | Director | Dec 14, 2018 | Option Exercise | $66.64 | 21 | 1,399 | 28,333 | Dec 18, 2018, 05:01 PM |
| JOHNSON B KRISTINE | Director | Dec 14, 2018 | Option Exercise | $66.64 | 11 | 733 | 10,580 | Dec 18, 2018, 05:01 PM |
| FITZGERALD WILLIAM R | Director | Dec 14, 2018 | Option Exercise | $66.64 | 85 | 5,664 | 15,183 | Dec 18, 2018, 05:00 PM |
| SCHREIER THOMAS S JR | Director | Sep 14, 2018 | Option Exercise | $77.00 | 1,091 | 84,007 | 1,267 | Sep 18, 2018, 04:07 PM |
| TAYLOR SCOTT C | Director | Sep 14, 2018 | Option Exercise | $77.00 | 4 | 308 | 9,124 | Sep 18, 2018, 04:06 PM |
| SORAN PHILIP | Director | Sep 14, 2018 | Option Exercise | $77.00 | 20 | 1,540 | 10,873 | Sep 18, 2018, 04:05 PM |
| JOHNSON B KRISTINE | Director | Sep 14, 2018 | Option Exercise | $77.00 | 9 | 693 | 10,569 | Sep 18, 2018, 04:04 PM |
| SMITH SHERRY M | Director | Sep 14, 2018 | Option Exercise | $77.00 | 24 | 1,848 | 5,981 | Sep 18, 2018, 04:04 PM |
| FITZGERALD WILLIAM R | Director | Sep 14, 2018 | Option Exercise | $77.00 | 73 | 5,621 | 14,864 | Sep 18, 2018, 04:03 PM |
| PIPER ADDISON L | Director | Sep 14, 2018 | Option Exercise | $77.00 | 18 | 1,386 | 28,312 | Sep 18, 2018, 04:02 PM |
| SORAN PHILIP | Director | Jun 15, 2018 | Option Exercise | $80.10 | 18 | 1,442 | 10,515 | Jun 18, 2018, 04:10 PM |
| TAYLOR SCOTT C | Director | Jun 15, 2018 | Option Exercise | $80.10 | 4 | 320 | 9,120 | Jun 18, 2018, 04:09 PM |
| SMITH SHERRY M | Director | Jun 15, 2018 | Option Exercise | $80.10 | 23 | 1,842 | 5,957 | Jun 18, 2018, 04:08 PM |
| PIPER ADDISON L | Director | Jun 15, 2018 | Option Exercise | $80.10 | 18 | 1,442 | 28,294 | Jun 18, 2018, 04:07 PM |
| JOHNSON B KRISTINE | Director | Jun 15, 2018 | Option Exercise | $80.10 | 9 | 721 | 12,328 | Jun 18, 2018, 04:06 PM |
| FITZGERALD WILLIAM R | Director | Jun 15, 2018 | Option Exercise | $80.10 | 68 | 5,447 | 14,565 | Jun 18, 2018, 04:05 PM |
| Volpi Michele | Director | May 17, 2018 | Option Exercise | $77.25 | 311 | 24,025 | 12,342 | May 18, 2018, 11:37 AM |
| TAYLOR SCOTT C | Director | Mar 15, 2018 | Option Exercise | $86.25 | 16 | 1,380 | 8,080 | Mar 16, 2018, 04:33 PM |
| SORAN PHILIP | Director | Mar 15, 2018 | Option Exercise | $86.25 | 77 | 6,641 | 9,168 | Mar 16, 2018, 04:33 PM |
| SMITH SHERRY M | Director | Mar 15, 2018 | Option Exercise | $86.25 | 85 | 7,331 | 4,898 | Mar 16, 2018, 04:31 PM |
| PIPER ADDISON L | Director | Mar 15, 2018 | Option Exercise | $86.25 | 83 | 7,159 | 27,240 | Mar 16, 2018, 04:30 PM |
| JOHNSON B KRISTINE | Director | Mar 15, 2018 | Option Exercise | $86.25 | 42 | 3,623 | 11,283 | Mar 16, 2018, 04:30 PM |
| FITZGERALD WILLIAM R | Director | Mar 15, 2018 | Option Exercise | $86.25 | 300 | 25,875 | 13,249 | Mar 16, 2018, 04:29 PM |
| Fairman Francis E IV | Head, Public Finance Services | Feb 02, 2018 | Sale | $96.13 | 10,000 | 961,297 | 51,513 | Feb 05, 2018, 04:37 PM |
| DUFF ANDREW S | Director | Feb 02, 2018 | Sale | $93.44 | 50,000 | 4,671,937 | 238,248 | Feb 05, 2018, 04:32 PM |
| SORAN PHILIP | Director | Dec 15, 2017 | Option Exercise | $79.10 | 13 | 1,028 | 9,091 | Dec 19, 2017, 12:52 PM |
| TAYLOR SCOTT C | Director | Dec 15, 2017 | Option Exercise | $79.10 | 3 | 237 | 7,931 | Dec 19, 2017, 12:51 PM |
| SMITH SHERRY M | Director | Dec 15, 2017 | Option Exercise | $79.10 | 15 | 1,186 | 4,813 | Dec 19, 2017, 12:51 PM |
| PIPER ADDISON L | Director | Dec 15, 2017 | Option Exercise | $79.10 | 15 | 1,186 | 27,157 | Dec 19, 2017, 12:50 PM |
| JOHNSON B KRISTINE | Director | Dec 15, 2017 | Option Exercise | $79.10 | 7 | 554 | 12,799 | Dec 19, 2017, 12:49 PM |
| FITZGERALD WILLIAM R | Director | Dec 15, 2017 | Option Exercise | $79.10 | 51 | 4,034 | 12,743 | Dec 19, 2017, 12:48 PM |
| TAYLOR SCOTT C | Director | Sep 15, 2017 | Option Exercise | $55.10 | 3 | 165 | 7,739 | Sep 18, 2017, 04:14 PM |
| SORAN PHILIP | Director | Sep 15, 2017 | Option Exercise | $55.10 | 19 | 1,047 | 9,078 | Sep 18, 2017, 04:12 PM |
| SMITH SHERRY M | Director | Sep 15, 2017 | Option Exercise | $55.10 | 21 | 1,157 | 4,798 | Sep 18, 2017, 04:11 PM |
| PIPER ADDISON L | Director | Sep 15, 2017 | Option Exercise | $55.10 | 21 | 1,157 | 27,142 | Sep 18, 2017, 04:10 PM |
| JOHNSON B KRISTINE | Director | Sep 15, 2017 | Option Exercise | $55.10 | 10 | 551 | 12,792 | Sep 18, 2017, 04:09 PM |
| FITZGERALD WILLIAM R | Director | Sep 15, 2017 | Option Exercise | $55.10 | 70 | 3,857 | 12,399 | Sep 18, 2017, 04:09 PM |
| Crawshaw Christopher D | Head of Asset Management | Aug 04, 2017 | Sale | $63.65 | 8,168 | 519,884 | 26,583 | Aug 08, 2017, 05:31 PM |
| Crawshaw Christopher D | Head of Asset Management | Aug 02, 2017 | Sale | $63.50 | 320 | 20,320 | 34,751 | Aug 03, 2017, 04:00 PM |
| Winges Martin Bradley | Head of Fixed Income Services | Jul 28, 2017 | Sale | $64.42 | 3,000 | 193,246 | 46,133 | Jul 31, 2017, 04:03 PM |
| Smith Thomas Gregory | Chief Strategy Officer | Jul 31, 2017 | Sale | $62.46 | 1,500 | 93,686 | 15,279 | Jul 31, 2017, 04:02 PM |
| SORAN PHILIP | Director | Jun 15, 2017 | Option Exercise | $61.80 | 17 | 1,051 | 9,059 | Jun 19, 2017, 10:48 AM |
| TAYLOR SCOTT C | Director | Jun 15, 2017 | Option Exercise | $61.80 | 1 | 62 | 7,553 | Jun 19, 2017, 10:48 AM |
| SMITH SHERRY M | Director | Jun 15, 2017 | Option Exercise | $61.80 | 19 | 1,174 | 4,777 | Jun 19, 2017, 10:46 AM |
| PIPER ADDISON L | Director | Jun 15, 2017 | Option Exercise | $61.80 | 18 | 1,112 | 27,121 | Jun 19, 2017, 10:44 AM |
| JOHNSON B KRISTINE | Director | Jun 15, 2017 | Option Exercise | $61.80 | 9 | 556 | 12,782 | Jun 19, 2017, 10:43 AM |
| FITZGERALD WILLIAM R | Director | Jun 15, 2017 | Option Exercise | $61.80 | 61 | 3,770 | 12,036 | Jun 19, 2017, 10:42 AM |
| Volpi Michele | Director | May 11, 2017 | Option Exercise | $60.45 | 348 | 21,037 | 11,617 | May 12, 2017, 04:03 PM |
| Fairman Francis E IV | Head, Public Finance Services | May 02, 2017 | Option Exercise | $60.93 | 3,000 | 182,789 | 53,046 | May 04, 2017, 04:00 PM |
| SORAN PHILIP | Director | Mar 13, 2017 | Option Exercise | $67.80 | 15 | 1,017 | 7,884 | Mar 14, 2017, 04:30 PM |
| SMITH SHERRY M | Director | Mar 13, 2017 | Option Exercise | $67.80 | 17 | 1,153 | 3,600 | Mar 14, 2017, 04:30 PM |
| PIPER ADDISON L | Director | Mar 13, 2017 | Option Exercise | $67.80 | 17 | 1,153 | 25,945 | Mar 14, 2017, 04:29 PM |
| JOHNSON B KRISTINE | Director | Mar 13, 2017 | Option Exercise | $67.80 | 9 | 610 | 11,615 | Mar 14, 2017, 04:29 PM |
| FITZGERALD WILLIAM R | Director | Mar 13, 2017 | Option Exercise | $67.80 | 49 | 3,322 | 10,521 | Mar 14, 2017, 04:28 PM |
| Winges Martin Bradley | CIO and Head of Fixed Income | Feb 23, 2017 | Sale | $73.50 | 2,000 | 147,000 | 44,710 | Feb 24, 2017, 04:31 PM |
| LaRue R Scott | Co-Head Global IB and Cap Mkts | Feb 18, 2017 | Option Exercise | $76.05 | 2,308 | 175,523 | 30,731 | Feb 22, 2017, 04:33 PM |
| LaRue R Scott | Co-Head Global IB and Cap Mkts | Feb 17, 2017 | Option Exercise | $76.05 | 2,842 | 216,134 | 35,728 | Feb 22, 2017, 04:33 PM |
| Winges Martin Bradley | CIO and Head of Fixed Income | Feb 18, 2017 | Option Exercise | $76.05 | 422 | 32,093 | 46,710 | Feb 22, 2017, 04:32 PM |
| Winges Martin Bradley | CIO and Head of Fixed Income | Feb 17, 2017 | Option Exercise | $76.05 | 842 | 64,034 | 47,132 | Feb 22, 2017, 04:32 PM |
| Smith Thomas Gregory | Chief Strategy Officer | Feb 18, 2017 | Option Exercise | $76.05 | 76 | 5,780 | 13,944 | Feb 22, 2017, 04:32 PM |
| Smith Thomas Gregory | Chief Strategy Officer | Feb 17, 2017 | Option Exercise | $76.05 | 98 | 7,453 | 14,020 | Feb 22, 2017, 04:32 PM |
| Schoneman Debbra L. | Chief Financial Officer | Feb 18, 2017 | Option Exercise | $76.05 | 531 | 40,383 | 31,243 | Feb 22, 2017, 04:31 PM |
| Schoneman Debbra L. | Chief Financial Officer | Feb 17, 2017 | Option Exercise | $76.05 | 835 | 63,502 | 31,774 | Feb 22, 2017, 04:31 PM |
| Klinefelter Jeffrey P | Global Head of Equities | Feb 18, 2017 | Option Exercise | $76.05 | 1,818 | 138,259 | 50,336 | Feb 22, 2017, 04:30 PM |
| Klinefelter Jeffrey P | Global Head of Equities | Feb 17, 2017 | Option Exercise | $76.05 | 1,328 | 100,994 | 52,154 | Feb 22, 2017, 04:30 PM |
| Geelan John W | General Counsel | Feb 18, 2017 | Option Exercise | $76.05 | 60 | 4,563 | 5,801 | Feb 22, 2017, 04:29 PM |
| Geelan John W | General Counsel | Feb 17, 2017 | Option Exercise | $76.05 | 93 | 7,073 | 5,861 | Feb 22, 2017, 04:29 PM |
| Fairman Francis E IV | Head, Public Finance Services | Feb 18, 2017 | Option Exercise | $76.05 | 394 | 29,964 | 56,046 | Feb 22, 2017, 04:28 PM |
| Fairman Francis E IV | Head, Public Finance Services | Feb 17, 2017 | Option Exercise | $76.05 | 331 | 25,173 | 56,440 | Feb 22, 2017, 04:28 PM |
| Esckilsen Christine N | Chief of Human Capital | Feb 17, 2017 | Option Exercise | $76.05 | 67 | 5,095 | 5,649 | Feb 22, 2017, 04:28 PM |
| Esckilsen Christine N | Chief of Human Capital | Feb 18, 2017 | Option Exercise | $76.05 | 59 | 4,487 | 5,590 | Feb 22, 2017, 04:28 PM |
| DUFF ANDREW S | Chairman and CEO | Feb 18, 2017 | Option Exercise | $76.05 | 4,410 | 335,381 | 243,834 | Feb 22, 2017, 04:27 PM |
| DUFF ANDREW S | Chairman and CEO | Feb 17, 2017 | Option Exercise | $76.05 | 4,242 | 322,604 | 248,244 | Feb 22, 2017, 04:27 PM |
| Crawshaw Christopher D | Head of Asset Management | Feb 17, 2017 | Option Exercise | $76.05 | 808 | 61,448 | 30,076 | Feb 22, 2017, 04:26 PM |
| Abraham Chad R | Co-Head Global IB and Cap Mkts | Feb 17, 2017 | Option Exercise | $76.05 | 2,631 | 200,088 | 58,669 | Feb 22, 2017, 04:26 PM |
| Abraham Chad R | Co-Head Global IB and Cap Mkts | Feb 18, 2017 | Option Exercise | $76.05 | 2,997 | 227,922 | 55,672 | Feb 22, 2017, 04:26 PM |
| LaRue R Scott | Co-Head Global IB and Cap Mkts | Feb 16, 2017 | Option Exercise | $78.85 | 2,748 | 216,680 | 43,172 | Feb 21, 2017, 04:59 PM |
| Winges Martin Bradley | CIO and Head of Fixed Income | Feb 16, 2017 | Option Exercise | $78.85 | 1,679 | 132,389 | 47,974 | Feb 21, 2017, 04:56 PM |
| Smith Thomas Gregory | Chief Strategy Officer | Feb 16, 2017 | Option Exercise | $78.85 | 131 | 10,329 | 14,118 | Feb 21, 2017, 04:55 PM |
| Schoneman Debbra L. | Chief Financial Officer | Feb 16, 2017 | Option Exercise | $78.85 | 923 | 72,779 | 32,609 | Feb 21, 2017, 04:55 PM |
| Klinefelter Jeffrey P | Global Head of Equities | Feb 16, 2017 | Option Exercise | $78.85 | 2,316 | 182,617 | 53,482 | Feb 21, 2017, 04:54 PM |
| Geelan John W | General Counsel | Feb 16, 2017 | Option Exercise | $78.85 | 125 | 9,856 | 5,954 | Feb 21, 2017, 04:53 PM |
| Fairman Francis E IV | Head, Public Finance Services | Feb 16, 2017 | Option Exercise | $78.85 | 1,144 | 90,204 | 56,771 | Feb 21, 2017, 04:52 PM |
| Esckilsen Christine N | Chief of Human Capital | Feb 16, 2017 | Option Exercise | $78.85 | 248 | 19,555 | 5,716 | Feb 21, 2017, 04:52 PM |
| DUFF ANDREW S | Chairman and CEO | Feb 16, 2017 | Option Exercise | $78.85 | 6,168 | 486,347 | 252,486 | Feb 21, 2017, 04:50 PM |
| Crawshaw Christopher D | Head of Asset Management | Feb 16, 2017 | Option Exercise | $78.85 | 767 | 60,478 | 30,884 | Feb 21, 2017, 04:50 PM |
| Abraham Chad R | Co-Head Global IB and Cap Mkts | Feb 16, 2017 | Option Exercise | $78.85 | 2,470 | 194,759 | 61,300 | Feb 21, 2017, 04:49 PM |
| LaRue R Scott | Co-Head Global IB and Cap Mkts | Feb 15, 2017 | Sale | $81.51 | 5,000 | 407,530 | 16,604 | Feb 17, 2017, 04:30 PM |
| Crawshaw Christopher D | Head of Asset Management | Feb 13, 2017 | Sale | $79.76 | 10,000 | 797,590 | 31,651 | Feb 14, 2017, 05:03 PM |
| Esckilsen Christine N | Chief of Human Capital | Feb 13, 2017 | Sale | $79.72 | 1,500 | 119,577 | 5,466 | Feb 14, 2017, 05:00 PM |
| Klinefelter Jeffrey P | Global Head of Equities | Feb 10, 2017 | Sale | $77.13 | 4,650 | 358,659 | 52,806 | Feb 13, 2017, 04:33 PM |
| Crawshaw Christopher D | Head of Asset Management | Feb 10, 2017 | Sale | $79.12 | 10,000 | 791,190 | 41,651 | Feb 13, 2017, 04:33 PM |
| Schoneman Debbra L. | Chief Financial Officer | Feb 07, 2017 | Sale | $76.09 | 7,000 | 532,621 | 29,445 | Feb 08, 2017, 04:36 PM |
| Abraham Chad R | Co-Head Global IB and Cap Mkts | Feb 03, 2017 | Sale | $75.32 | 13,215 | 995,305 | 54,297 | Feb 06, 2017, 05:23 PM |
| Winges Martin Bradley | CIO and Head of Fixed Income | Feb 03, 2017 | Sale | $75.39 | 5,795 | 436,879 | 45,261 | Feb 06, 2017, 05:11 PM |
| LaRue R Scott | Co-Head Global IB and Cap Mkts | Feb 03, 2017 | Sale | $75.33 | 15,000 | 1,129,999 | 59,157 | Feb 06, 2017, 05:10 PM |
| Klinefelter Jeffrey P | Global Head of Equities | Feb 03, 2017 | Sale | $75.39 | 10,000 | 753,930 | 56,856 | Feb 06, 2017, 05:10 PM |
| Fairman Francis E IV | Head, Public Finance Services | Feb 03, 2017 | Option Exercise | $70.13 | 2,496 | 175,044 | 64,666 | Feb 06, 2017, 05:09 PM |
| Fairman Francis E IV | Head, Public Finance Services | Feb 03, 2017 | Sale | $75.34 | 12,496 | 941,409 | 62,170 | Feb 06, 2017, 05:09 PM |
| DUFF ANDREW S | Chairman and CEO | Feb 03, 2017 | Option Exercise | $70.13 | 9,641 | 676,123 | 253,878 | Feb 06, 2017, 05:05 PM |
| DUFF ANDREW S | Chairman and CEO | Feb 03, 2017 | Sale | $75.35 | 9,641 | 726,475 | 244,237 | Feb 06, 2017, 05:05 PM |
| JOHNSON B KRISTINE | Director | Nov 04, 2016 | Sale | $53.45 | 1,425 | 76,162 | 12,706 | Dec 01, 2016, 04:40 PM |
| DUFF ANDREW S | Chairman and CEO | Nov 14, 2016 | Option Exercise | $41.09 | 32,149 | 1,321,002 | 276,386 | Nov 15, 2016, 07:33 PM |
| DUFF ANDREW S | Chairman and CEO | Nov 14, 2016 | Sale | $65.44 | 32,149 | 2,103,908 | 258,637 | Nov 15, 2016, 07:33 PM |
| Schoneman Debbra L. | Chief Financial Officer | Nov 14, 2016 | Sale | $65.54 | 10,000 | 655,411 | 44,964 | Nov 15, 2016, 07:28 PM |
| Esckilsen Christine N | Chief of Human Capital | Nov 11, 2016 | Sale | $64.75 | 2,000 | 129,500 | 6,966 | Nov 14, 2016, 04:46 PM |
| LaRue R Scott | Co-Head Global IB and Cap Mkts | Nov 09, 2016 | Sale | $59.29 | 10,000 | 592,900 | 74,157 | Nov 10, 2016, 04:57 PM |
| Harvey Stuart C. JR | President and COO | Nov 08, 2016 | Buy | $55.15 | 4,000 | 220,616 | 4,000 | Nov 08, 2016, 05:41 PM |
| JOHNSON B KRISTINE | Director | Nov 04, 2016 | Sale | $53.45 | 1,425 | 76,162 | 12,706 | Nov 04, 2016, 04:30 PM |
| Klinefelter Jeffrey P | Global Head of Equities | Oct 31, 2016 | Sale | $56.47 | 750 | 42,354 | 0 | Nov 03, 2016, 04:31 PM |
| Esckilsen Christine N | Chief of Human Capital | Nov 01, 2016 | Sale | $56.97 | 2,000 | 113,933 | 8,966 | Nov 01, 2016, 05:05 PM |
| Klinefelter Jeffrey P | Global Head of Equities | Oct 31, 2016 | Sale | $56.24 | 10,000 | 562,408 | 66,856 | Nov 01, 2016, 05:03 PM |
| Abraham Chad R | Co-Head Global IB and Cap Mkts | Oct 31, 2016 | Sale | $56.33 | 17,048 | 960,273 | 67,512 | Nov 01, 2016, 04:46 PM |
| Crawshaw Christopher D | Head of Asset Management | Aug 03, 2016 | Sale | $41.88 | 5,000 | 209,424 | 51,651 | Aug 04, 2016, 04:52 PM |
| Winges Martin Bradley | CIO and Head of Fixed Income | Jul 29, 2016 | Sale | $41.58 | 2,500 | 103,939 | 50,856 | Aug 01, 2016, 05:18 PM |
| Smith Thomas Gregory | Chief Strategy Officer | Aug 01, 2016 | Sale | $41.42 | 2,500 | 103,549 | 13,751 | Aug 01, 2016, 05:18 PM |
| Crawshaw Christopher D | Head of Asset Management | Jul 29, 2016 | Sale | $41.45 | 21,737 | 900,949 | 56,651 | Aug 01, 2016, 05:17 PM |
| LaRue R Scott | Co-Head Global IB and Cap Mkts | May 25, 2016 | Sale | $41.76 | 20,000 | 835,200 | 79,653 | May 26, 2016, 04:37 PM |
| Volpi Michele | Director | May 04, 2016 | Option Exercise | $38.84 | 541 | 21,012 | 10,808 | May 06, 2016, 05:14 PM |
| LaRue R Scott | Co-Head Global IB and Cap Mkts | Feb 17, 2016 | Option Exercise | $41.95 | 2,070 | 86,837 | 79,270 | Mar 04, 2016, 04:47 PM |
| LaRue R Scott | Co-Head Global IB and Cap Mkts | Feb 16, 2016 | Option Exercise | $41.58 | 1,095 | 45,530 | 81,340 | Mar 04, 2016, 04:47 PM |
| Geelan John W | General Counsel | Feb 17, 2016 | Option Exercise | $41.95 | 93 | 3,901 | 1,563 | Mar 04, 2016, 04:46 PM |
| Esckilsen Christine N | Chief of Human Capital | Feb 17, 2016 | Option Exercise | $41.95 | 67 | 2,811 | 6,002 | Mar 04, 2016, 04:46 PM |
| Crawshaw Christopher D | Head of Asset Management | Feb 17, 2016 | Option Exercise | $41.95 | 859 | 36,035 | 70,974 | Mar 04, 2016, 04:45 PM |
| Winges Martin Bradley | CIO and Head of Fixed Income | Feb 17, 2016 | Option Exercise | $41.95 | 842 | 35,322 | 39,807 | Mar 04, 2016, 04:44 PM |
| Winges Martin Bradley | CIO and Head of Fixed Income | Feb 16, 2016 | Option Exercise | $41.58 | 2,635 | 109,563 | 40,649 | Mar 04, 2016, 04:44 PM |
| Winges Martin Bradley | CIO and Head of Fixed Income | Feb 16, 2016 | Sale | $41.35 | 5,500 | 227,417 | 34,307 | Mar 04, 2016, 04:44 PM |
| Smith Thomas Gregory | Chief Strategy Officer | Feb 17, 2016 | Option Exercise | $41.95 | 98 | 4,111 | 12,203 | Mar 04, 2016, 04:43 PM |
| Smith Thomas Gregory | Chief Strategy Officer | Feb 16, 2016 | Option Exercise | $41.58 | 91 | 3,784 | 12,301 | Mar 04, 2016, 04:43 PM |
| Schoneman Debbra L. | Chief Financial Officer | Feb 17, 2016 | Option Exercise | $41.95 | 820 | 34,399 | 30,879 | Mar 04, 2016, 04:42 PM |
| Schoneman Debbra L. | Chief Financial Officer | Feb 16, 2016 | Option Exercise | $41.58 | 613 | 25,489 | 31,699 | Mar 04, 2016, 04:42 PM |
| Klinefelter Jeffrey P | Global Head of Equities | Feb 17, 2016 | Option Exercise | $41.95 | 1,319 | 55,332 | 53,193 | Mar 04, 2016, 04:42 PM |
| Klinefelter Jeffrey P | Global Head of Equities | Feb 16, 2016 | Option Exercise | $41.58 | 959 | 39,875 | 54,512 | Mar 04, 2016, 04:42 PM |
| Fairman Francis E IV | Head, Public Finance Services | Feb 17, 2016 | Option Exercise | $41.95 | 324 | 13,592 | 47,492 | Mar 04, 2016, 04:40 PM |
| Fairman Francis E IV | Head, Public Finance Services | Feb 16, 2016 | Option Exercise | $41.58 | 997 | 41,455 | 47,816 | Mar 04, 2016, 04:40 PM |
| DUFF ANDREW S | Chairman and CEO | Feb 17, 2016 | Option Exercise | $41.95 | 2,957 | 124,046 | 190,846 | Mar 04, 2016, 04:40 PM |
| DUFF ANDREW S | Chairman and CEO | Feb 16, 2016 | Option Exercise | $41.58 | 2,345 | 97,505 | 193,803 | Mar 04, 2016, 04:40 PM |
| Abraham Chad R | Co-Head Global IB and Cap Mkts | Feb 17, 2016 | Option Exercise | $41.95 | 1,851 | 77,649 | 59,739 | Mar 04, 2016, 04:39 PM |
| Abraham Chad R | Co-Head Global IB and Cap Mkts | Feb 16, 2016 | Option Exercise | $41.58 | 952 | 39,584 | 61,590 | Mar 04, 2016, 04:39 PM |
| Winges Martin Bradley | CIO and Head of Fixed Income | Feb 18, 2016 | Option Exercise | $41.87 | 421 | 17,627 | 48,497 | Feb 22, 2016, 04:35 PM |
| Smith Thomas Gregory | Chief Strategy Officer | Feb 18, 2016 | Option Exercise | $41.87 | 75 | 3,140 | 13,137 | Feb 22, 2016, 04:35 PM |
| Schoneman Debbra L. | Chief Financial Officer | Feb 18, 2016 | Option Exercise | $41.87 | 531 | 22,233 | 38,586 | Feb 22, 2016, 04:34 PM |
| LaRue R Scott | Co-Head Global IB and Cap Mkts | Feb 18, 2016 | Option Exercise | $41.87 | 1,668 | 69,839 | 99,663 | Feb 22, 2016, 04:34 PM |
| Klinefelter Jeffrey P | Global Head of Equities | Feb 18, 2016 | Option Exercise | $41.87 | 1,489 | 62,344 | 71,997 | Feb 22, 2016, 04:33 PM |
| Geelan John W | General Counsel | Feb 18, 2016 | Option Exercise | $41.87 | 60 | 2,512 | 2,463 | Feb 22, 2016, 04:33 PM |
| Fairman Francis E IV | Head, Public Finance Services | Feb 18, 2016 | Option Exercise | $41.87 | 393 | 16,455 | 57,311 | Feb 22, 2016, 04:32 PM |
| Esckilsen Christine N | Chief of Human Capital | Feb 18, 2016 | Option Exercise | $41.87 | 58 | 2,428 | 7,852 | Feb 22, 2016, 04:32 PM |
| DUFF ANDREW S | Chairman and CEO | Feb 18, 2016 | Option Exercise | $41.87 | 3,210 | 134,403 | 234,217 | Feb 22, 2016, 04:31 PM |
| Abraham Chad R | Co-Head Global IB and Cap Mkts | Feb 18, 2016 | Option Exercise | $41.87 | 2,089 | 87,466 | 79,701 | Feb 22, 2016, 04:30 PM |
| Winges Martin Bradley | CIO and Head of Fixed Income | Feb 17, 2016 | Option Exercise | $41.95 | 842 | 35,322 | 39,807 | Feb 18, 2016, 06:54 PM |
| Winges Martin Bradley | CIO and Head of Fixed Income | Feb 15, 2016 | Option Exercise | $41.58 | 2,635 | 109,563 | 40,649 | Feb 18, 2016, 06:54 PM |
| Winges Martin Bradley | CIO and Head of Fixed Income | Feb 16, 2016 | Sale | $41.35 | 5,500 | 227,417 | 34,307 | Feb 18, 2016, 06:54 PM |
| Smith Thomas Gregory | Chief Strategy Officer | Feb 17, 2016 | Option Exercise | $41.95 | 98 | 4,111 | 12,203 | Feb 18, 2016, 06:53 PM |
| Smith Thomas Gregory | Chief Strategy Officer | Feb 15, 2016 | Option Exercise | $41.58 | 91 | 3,784 | 12,301 | Feb 18, 2016, 06:53 PM |
| Schoneman Debbra L. | Chief Financial Officer | Feb 15, 2016 | Option Exercise | $41.58 | 613 | 25,489 | 31,699 | Feb 18, 2016, 06:53 PM |
| Schoneman Debbra L. | Chief Financial Officer | Feb 17, 2016 | Option Exercise | $41.95 | 820 | 34,399 | 30,879 | Feb 18, 2016, 06:53 PM |
| LaRue R Scott | Co-Head Global IB and Cap Mkts | Feb 17, 2016 | Option Exercise | $41.95 | 2,060 | 86,417 | 79,280 | Feb 18, 2016, 06:52 PM |
| LaRue R Scott | Co-Head Global IB and Cap Mkts | Feb 15, 2016 | Option Exercise | $41.58 | 1,095 | 45,530 | 81,340 | Feb 18, 2016, 06:52 PM |
| Klinefelter Jeffrey P | Global Head of Equities | Feb 17, 2016 | Option Exercise | $41.95 | 1,319 | 55,332 | 53,193 | Feb 18, 2016, 06:51 PM |
| Klinefelter Jeffrey P | Global Head of Equities | Feb 15, 2016 | Option Exercise | $41.58 | 959 | 39,875 | 54,512 | Feb 18, 2016, 06:51 PM |
| Geelan John W | General Counsel | Feb 17, 2016 | Option Exercise | $41.95 | 93 | 3,901 | 1,563 | Feb 18, 2016, 06:51 PM |
| Fairman Francis E IV | Head, Public Finance Services | Feb 15, 2016 | Option Exercise | $41.58 | 997 | 41,455 | 47,816 | Feb 18, 2016, 06:50 PM |
| Fairman Francis E IV | Head, Public Finance Services | Feb 17, 2016 | Option Exercise | $41.95 | 324 | 13,592 | 47,492 | Feb 18, 2016, 06:50 PM |
| Esckilsen Christine N | Chief of Human Capital | Feb 17, 2016 | Option Exercise | $41.95 | 67 | 2,811 | 6,002 | Feb 18, 2016, 06:50 PM |
| DUFF ANDREW S | Chairman and CEO | Feb 17, 2015 | Option Exercise | $41.95 | 2,957 | 124,046 | 190,846 | Feb 18, 2016, 06:49 PM |
| DUFF ANDREW S | Chairman and CEO | Feb 15, 2016 | Option Exercise | $41.58 | 2,345 | 97,505 | 193,803 | Feb 18, 2016, 06:49 PM |
| Crawshaw Christopher D | Head of Asset Management | Feb 17, 2016 | Option Exercise | $41.95 | 859 | 36,035 | 70,974 | Feb 18, 2016, 06:49 PM |
| Abraham Chad R | Co-Head Global IB and Cap Mkts | Feb 17, 2016 | Option Exercise | $41.95 | 1,851 | 77,649 | 59,739 | Feb 18, 2016, 06:48 PM |
| Abraham Chad R | Co-Head Global IB and Cap Mkts | Feb 15, 2016 | Option Exercise | $41.58 | 952 | 39,584 | 61,590 | Feb 18, 2016, 06:48 PM |
| SMITH SHERRY M | Director | Jan 27, 2016 | Option Exercise | $33.72 | 1,780 | 60,022 | 1,780 | Jan 29, 2016, 04:51 PM |
| PIPER ADDISON L | Director | Nov 24, 2015 | Option Exercise | $35.32 | 174 | 6,146 | 0 | Dec 03, 2015, 04:45 PM |
| LaRue R Scott | Co-Head Global IB and Cap Mkts | Dec 01, 2015 | Option Exercise | $35.32 | 770 | 27,197 | 0 | Dec 03, 2015, 04:43 PM |
| Fairman Francis E IV | Head, Public Finance Services | Dec 01, 2015 | Option Exercise | $35.32 | 1,006 | 35,533 | 0 | Dec 03, 2015, 04:42 PM |
| Crawshaw Christopher D | Head of Asset Management | Dec 01, 2015 | Option Exercise | $35.32 | 175 | 6,181 | 0 | Dec 03, 2015, 04:41 PM |
| Abraham Chad R | Co-Head Global IB and Cap Mkts | Dec 01, 2015 | Option Exercise | $35.32 | 3,630 | 128,215 | 0 | Dec 03, 2015, 04:41 PM |
| PIPER ADDISON L | Director | Nov 24, 2015 | Sale | $39.48 | 156 | 6,159 | 0 | Nov 25, 2015, 06:03 PM |
| LaRue R Scott | Co-Head Global IB and Cap Mkts | Nov 17, 2015 | Buy | $34.58 | 15,000 | 518,668 | 82,435 | Nov 18, 2015, 06:56 PM |
| Volpi Michele | Director | May 13, 2015 | Option Exercise | $49.15 | 428 | 21,036 | 9,546 | May 14, 2015, 05:17 PM |
| Geelan John W | General Counsel | Feb 18, 2015 | Option Exercise | $54.56 | 60 | 3,274 | 938 | Apr 01, 2015, 05:30 PM |
| DUFF ANDREW S | Chairman and CEO | Feb 24, 2015 | Sale | $52.96 | 2,858 | 151,367 | 0 | Feb 25, 2015, 04:18 PM |
| Winges Martin Bradley | CIO and Head of Fixed Income | Feb 18, 2015 | Option Exercise | $54.56 | 421 | 22,970 | 27,712 | Feb 19, 2015, 06:14 PM |
| Winges Martin Bradley | CIO and Head of Fixed Income | Feb 17, 2015 | Option Exercise | $55.26 | 2,618 | 144,671 | 28,133 | Feb 19, 2015, 06:14 PM |
| Winges Martin Bradley | CIO and Head of Fixed Income | Feb 17, 2015 | Sale | $52.95 | 85 | 4,501 | 0 | Feb 19, 2015, 06:14 PM |
| Schoneman Debbra L. | Chief Financial Officer | Feb 18, 2015 | Option Exercise | $54.56 | 526 | 28,699 | 16,795 | Feb 19, 2015, 06:13 PM |
| Schoneman Debbra L. | Chief Financial Officer | Feb 17, 2015 | Option Exercise | $55.26 | 733 | 40,506 | 17,885 | Feb 19, 2015, 06:13 PM |
| LaRue R Scott | Co-Head Global IB and Cap Mkts | Feb 18, 2015 | Option Exercise | $54.56 | 1,660 | 90,570 | 43,369 | Feb 19, 2015, 06:12 PM |
| LaRue R Scott | Co-Head Global IB and Cap Mkts | Feb 17, 2015 | Option Exercise | $55.26 | 1,838 | 101,568 | 46,032 | Feb 19, 2015, 06:12 PM |
| Klinefelter Jeffrey P | Global Head of Equities | Feb 18, 2015 | Option Exercise | $54.56 | 1,489 | 81,240 | 43,622 | Feb 19, 2015, 06:10 PM |
| Klinefelter Jeffrey P | Global Head of Equities | Feb 17, 2015 | Option Exercise | $55.26 | 2,238 | 123,672 | 45,993 | Feb 19, 2015, 06:10 PM |
| Geelan John W | General Counsel | Feb 18, 2015 | Option Exercise | $54.56 | 154 | 8,402 | 844 | Feb 19, 2015, 06:09 PM |
| Fairman Francis E IV | Head, Public Finance Services | Feb 17, 2015 | Option Exercise | $55.26 | 975 | 53,878 | 37,529 | Feb 19, 2015, 06:09 PM |
| Fairman Francis E IV | Head, Public Finance Services | Feb 18, 2015 | Option Exercise | $54.56 | 393 | 21,442 | 37,136 | Feb 19, 2015, 06:09 PM |
| Abraham Chad R | Co-Head Global IB and Cap Mkts | Feb 18, 2015 | Option Exercise | $54.56 | 2,088 | 113,921 | 37,888 | Feb 19, 2015, 06:08 PM |
| Abraham Chad R | Co-Head Global IB and Cap Mkts | Feb 17, 2015 | Option Exercise | $55.26 | 933 | 51,558 | 39,976 | Feb 19, 2015, 06:08 PM |
| DUFF ANDREW S | Chairman and CEO | Feb 18, 2015 | Option Exercise | $54.56 | 3,499 | 190,905 | 153,631 | Feb 19, 2015, 06:07 PM |
| DUFF ANDREW S | Chairman and CEO | Feb 17, 2015 | Option Exercise | $55.26 | 4,040 | 223,250 | 159,437 | Feb 19, 2015, 06:07 PM |
| Klinefelter Jeffrey P | Global Head of Equities | Feb 06, 2015 | Sale | $55.10 | 7,200 | 396,720 | 47,349 | Feb 10, 2015, 04:55 PM |
| Klinefelter Jeffrey P | Global Head of Equities | Nov 10, 2014 | Sale | $58.93 | 750 | 44,194 | 750 | Feb 10, 2015, 04:53 PM |
| DUFF ANDREW S | Chairman and CEO | Nov 17, 2014 | Option Exercise | $39.62 | 11,719 | 464,307 | 172,889 | Nov 18, 2014, 05:08 PM |
| DUFF ANDREW S | Chairman and CEO | Nov 17, 2014 | Sale | $56.41 | 11,719 | 661,102 | 162,741 | Nov 18, 2014, 05:08 PM |
| Klinefelter Jeffrey P | Global Head of Equities | Nov 12, 2014 | Sale | $56.46 | 1,619 | 91,409 | 0 | Nov 14, 2014, 04:31 PM |
| Klinefelter Jeffrey P | Global Head of Equities | Nov 10, 2014 | Sale | $58.93 | 750 | 44,194 | 0 | Nov 12, 2014, 04:33 PM |
| Winges Martin Bradley | Head, Fixed Income Services | Nov 10, 2014 | Sale | $56.48 | 1,156 | 65,290 | 85 | Nov 12, 2014, 04:32 PM |
| Schoneman Debbra L. | Chief Financial Officer | Nov 07, 2014 | Sale | $55.45 | 1,617 | 89,657 | 0 | Nov 10, 2014, 04:30 PM |
| POLSKY LISA | Director | Nov 07, 2014 | Sale | $57.05 | 7,000 | 399,330 | 12,829 | Nov 10, 2014, 04:30 PM |
| LaRue R Scott | Co-Head Global IB | Nov 06, 2014 | Sale | $57.37 | 6,670 | 382,658 | 46,867 | Nov 07, 2014, 04:32 PM |
| Fairman Francis E IV | Head, Public Finance Services | Nov 05, 2014 | Option Exercise | $42.71 | 8,894 | 379,887 | 45,263 | Nov 05, 2014, 07:41 PM |
| Fairman Francis E IV | Head, Public Finance Services | Nov 05, 2014 | Sale | $57.72 | 8,894 | 513,379 | 38,504 | Nov 05, 2014, 07:41 PM |
| Schoneman Debbra L. | Chief Financial Officer | Oct 31, 2014 | Option Exercise | $39.62 | 290 | 11,490 | 18,344 | Oct 31, 2014, 05:25 PM |
| Schoneman Debbra L. | Chief Financial Officer | Oct 31, 2014 | Sale | $56.33 | 290 | 16,336 | 18,054 | Oct 31, 2014, 05:25 PM |
| Fairman Francis E IV | Head, Public Finance Services | Oct 31, 2014 | Option Exercise | $39.62 | 1,391 | 55,111 | 39,895 | Oct 31, 2014, 05:11 PM |
| Fairman Francis E IV | Head, Public Finance Services | Oct 31, 2014 | Sale | $56.54 | 1,391 | 78,647 | 38,504 | Oct 31, 2014, 05:11 PM |
| Abraham Chad R | Global Co-Head IB and Cap Mkts | Oct 30, 2014 | Option Exercise | $39.62 | 4,442 | 175,992 | 45,351 | Oct 31, 2014, 04:45 PM |
| Abraham Chad R | Global Co-Head IB and Cap Mkts | Oct 30, 2014 | Sale | $53.97 | 4,442 | 239,713 | 40,909 | Oct 31, 2014, 04:45 PM |
| Winges Martin Bradley | Head, Fixed Income Services | Oct 28, 2014 | Sale | $54.85 | 2,000 | 109,700 | 30,751 | Oct 28, 2014, 05:18 PM |
| Abraham Chad R | Global Co-Head IB and Cap Mkts | Oct 28, 2014 | Sale | $55.17 | 5,000 | 275,831 | 40,909 | Oct 28, 2014, 05:12 PM |
| Abraham Chad R | Global Co-Head IB and Cap Mkts | Oct 27, 2014 | Sale | $52.78 | 5,000 | 263,914 | 45,909 | Oct 28, 2014, 05:12 PM |
| DUFF ANDREW S | Chairman and CEO | Aug 19, 2014 | Sale | $53.85 | 15,000 | 807,719 | 161,170 | Aug 21, 2014, 04:33 PM |
| LaRue R Scott | Co-Head Global IB | Aug 11, 2014 | Option Exercise | $39.62 | 3,609 | 142,989 | 57,146 | Aug 12, 2014, 04:52 PM |
| LaRue R Scott | Co-Head Global IB | Aug 11, 2014 | Sale | $53.62 | 3,609 | 193,505 | 53,537 | Aug 12, 2014, 04:52 PM |
| PIPER ADDISON L | Director | Aug 01, 2014 | Option Exercise | $39.62 | 2,171 | 86,015 | 24,128 | Aug 01, 2014, 04:30 PM |
| PIPER ADDISON L | Director | Aug 01, 2014 | Sale | $50.96 | 2,171 | 110,631 | 21,957 | Aug 01, 2014, 04:30 PM |
| Klinefelter Jeffrey P | Global Head of Equities | Jul 25, 2014 | Sale | $51.50 | 7,500 | 386,254 | 54,849 | Jul 28, 2014, 07:22 PM |
| Abraham Chad R | Global Co-Head IB and Cap Mkts | Jul 25, 2014 | Sale | $51.60 | 5,000 | 257,983 | 50,909 | Jul 28, 2014, 07:21 PM |
| Geelan John W | General Counsel | May 12, 2014 | Sale | $43.54 | 1,136 | 49,461 | 0 | Jun 04, 2014, 04:41 PM |
| Volpi Michele | Director | May 07, 2014 | Option Exercise | $42.61 | 423 | 18,024 | 8,549 | May 08, 2014, 05:23 PM |
| Winges Martin Bradley | Head, Fixed Income Services | Apr 28, 2014 | Option Exercise | $39.62 | 573 | 22,702 | 33,324 | Apr 29, 2014, 05:27 PM |
| Winges Martin Bradley | Head, Fixed Income Services | Apr 28, 2014 | Sale | $43.44 | 5,573 | 242,117 | 32,751 | Apr 29, 2014, 05:27 PM |
| JOHNSON B KRISTINE | Director | Apr 28, 2014 | Option Exercise | $28.01 | 5,713 | 160,021 | 14,464 | Apr 29, 2014, 05:26 PM |
| JOHNSON B KRISTINE | Director | Apr 28, 2014 | Sale | $43.64 | 5,713 | 249,338 | 8,751 | Apr 29, 2014, 05:26 PM |
| Winges Martin Bradley | Head, Fixed Income Services | Feb 16, 2013 | Option Exercise | $41.01 | 5,344 | 219,157 | 64,223 | Feb 20, 2014, 05:12 PM |
| Winges Martin Bradley | Head, Fixed Income Services | Feb 18, 2014 | Option Exercise | $40.12 | 3,444 | 138,173 | 38,945 | Feb 20, 2014, 05:11 PM |
| Winges Martin Bradley | Head, Fixed Income Services | Feb 18, 2014 | Sale | $39.32 | 2,395 | 94,171 | 37,751 | Feb 20, 2014, 05:11 PM |
| Schoneman Debbra L. | Chief Financial Officer | Feb 15, 2013 | Option Exercise | $41.01 | 152 | 6,234 | 35,574 | Feb 20, 2014, 05:07 PM |
| Schoneman Debbra L. | Chief Financial Officer | Feb 16, 2013 | Option Exercise | $41.01 | 1,571 | 64,427 | 38,832 | Feb 20, 2014, 05:07 PM |
| Schoneman Debbra L. | Chief Financial Officer | Feb 18, 2014 | Option Exercise | $40.12 | 1,125 | 45,135 | 14,072 | Feb 20, 2014, 05:06 PM |
| LaRue R Scott | Global Co-Head IB and Cap Mkts | Feb 18, 2014 | Option Exercise | $40.12 | 2,991 | 119,999 | 41,999 | Feb 20, 2014, 05:04 PM |
| Klinefelter Jeffrey P | Global Head of Equities | Feb 16, 2013 | Option Exercise | $41.01 | 1,334 | 54,707 | 59,995 | Feb 20, 2014, 05:00 PM |
| Klinefelter Jeffrey P | Global Head of Equities | Feb 15, 2013 | Option Exercise | $41.01 | 1,304 | 53,477 | 53,455 | Feb 20, 2014, 05:00 PM |
| Klinefelter Jeffrey P | Global Head of Equities | Feb 18, 2014 | Option Exercise | $40.12 | 3,438 | 137,933 | 58,812 | Feb 20, 2014, 04:59 PM |
| Klinefelter Jeffrey P | Global Head of Equities | Feb 18, 2013 | Sale | $40.10 | 7,500 | 300,766 | 62,349 | Feb 20, 2014, 04:59 PM |
| Fairman Francis E IV | Head, Public Finance Services | Feb 16, 2013 | Option Exercise | $41.01 | 4,327 | 177,450 | 61,015 | Feb 20, 2014, 04:55 PM |
| Fairman Francis E IV | Head, Public Finance Services | Feb 18, 2014 | Option Exercise | $40.12 | 1,920 | 77,030 | 35,911 | Feb 20, 2014, 04:53 PM |
| DUFF ANDREW S | Chairman and CEO | Feb 16, 2013 | Option Exercise | $41.01 | 11,329 | 464,602 | 233,727 | Feb 20, 2014, 04:52 PM |
| DUFF ANDREW S | Chairman and CEO | Feb 15, 2013 | Option Exercise | $41.01 | 1,704 | 69,881 | 224,463 | Feb 20, 2014, 04:52 PM |
| DUFF ANDREW S | Chairman and CEO | Feb 18, 2014 | Option Exercise | $40.12 | 6,683 | 268,122 | 152,741 | Feb 20, 2014, 04:50 PM |
| Abraham Chad R | Global Co-Head IB and Cap Mkts | Feb 16, 2013 | Option Exercise | $41.01 | 3,061 | 125,532 | 39,561 | Feb 20, 2014, 04:49 PM |
| Abraham Chad R | Global Co-Head IB and Cap Mkts | Feb 18, 2014 | Option Exercise | $40.12 | 2,300 | 92,276 | 38,115 | Feb 20, 2014, 04:47 PM |
| FRANCIS MICHAEL | Director | Jan 30, 2014 | Option Exercise | $28.01 | 5,713 | 160,021 | 18,464 | Feb 03, 2014, 05:54 PM |
| FRANCIS MICHAEL | Director | Jan 30, 2014 | Sale | $40.31 | 5,713 | 230,290 | 12,751 | Feb 03, 2014, 05:54 PM |
| LaRue R Scott | Co-Head Global IB | May 15, 2013 | Sale | $35.81 | 6,934 | 248,307 | 43,208 | May 17, 2013, 11:34 AM |
| Volpi Michele | Director | May 08, 2013 | Option Exercise | $33.95 | 531 | 18,027 | 7,563 | May 09, 2013, 03:15 PM |
| O'Brien Brien M | Head of Asset Management | Feb 27, 2013 | Sale | $39.09 | 11,000 | 429,966 | 116,616 | Mar 01, 2013, 09:30 AM |
| O'Brien Brien M | Head of Asset Management | Feb 20, 2013 | Sale | $41.12 | 12,000 | 493,424 | 127,616 | Feb 21, 2013, 06:05 PM |
| Winges Martin Bradley | Head, Fixed Income Services | Feb 15, 2013 | Option Exercise | $41.01 | 880 | 36,089 | 46,647 | Feb 20, 2013, 05:10 PM |
| Winges Martin Bradley | Head, Fixed Income Services | Feb 16, 2013 | Option Exercise | $41.01 | 5,416 | 222,110 | 64,151 | Feb 20, 2013, 05:10 PM |
| Schoneman Debbra L. | Chief Financial Officer | Feb 16, 2013 | Option Exercise | $41.01 | 1,637 | 67,133 | 38,749 | Feb 20, 2013, 05:09 PM |
| Schoneman Debbra L. | Chief Financial Officer | Feb 15, 2013 | Option Exercise | $41.01 | 609 | 24,975 | 35,726 | Feb 20, 2013, 05:09 PM |
| LaRue R Scott | Global Co-Head IB and Cap Mkts | Feb 15, 2013 | Option Exercise | $41.01 | 1,970 | 80,790 | 42,907 | Feb 20, 2013, 05:07 PM |
| Klinefelter Jeffrey P | Global Head of Equities | Feb 16, 2013 | Option Exercise | $41.01 | 1,395 | 57,209 | 59,871 | Feb 20, 2013, 05:05 PM |
| Klinefelter Jeffrey P | Global Head of Equities | Feb 15, 2013 | Option Exercise | $41.01 | 2,613 | 107,159 | 54,759 | Feb 20, 2013, 05:05 PM |
| Geelan John W | General Counsel | Feb 16, 2013 | Option Exercise | $41.01 | 137 | 5,618 | 536 | Feb 20, 2013, 05:03 PM |
| Fairman Francis E IV | Head, Public Finance Services | Feb 16, 2013 | Option Exercise | $41.01 | 4,400 | 180,444 | 60,942 | Feb 20, 2013, 05:01 PM |
| Fairman Francis E IV | Head, Public Finance Services | Feb 15, 2013 | Option Exercise | $41.01 | 1,000 | 41,010 | 57,112 | Feb 20, 2013, 05:01 PM |
| DUFF ANDREW S | Chairman and CEO | Feb 15, 2013 | Option Exercise | $41.01 | 4,403 | 180,567 | 226,167 | Feb 20, 2013, 04:59 PM |
| DUFF ANDREW S | Chairman and CEO | Feb 16, 2013 | Option Exercise | $41.01 | 9,477 | 388,652 | 235,547 | Feb 20, 2013, 04:59 PM |
| Abraham Chad R | Global Co-Head IB and Cap Mkts | Feb 16, 2013 | Option Exercise | $41.01 | 3,042 | 124,752 | 39,580 | Feb 20, 2013, 04:57 PM |
| Abraham Chad R | Global Co-Head IB and Cap Mkts | Feb 15, 2013 | Option Exercise | $41.01 | 1,401 | 57,455 | 34,803 | Feb 20, 2013, 04:57 PM |
| O'Brien Brien M | Head of Asset Management | Feb 13, 2013 | Sale | $42.05 | 5,000 | 210,238 | 139,616 | Feb 13, 2013, 06:54 PM |
| O'Brien Brien M | Head of Asset Management | Feb 12, 2013 | Sale | $41.96 | 10,000 | 419,635 | 144,616 | Feb 13, 2013, 06:54 PM |
| Klinefelter Jeffrey P | Global Head of Equities | Feb 13, 2013 | Sale | $41.80 | 5,000 | 209,001 | 56,005 | Feb 13, 2013, 06:51 PM |
| LaRue R Scott | Co-Head Global IB | Feb 06, 2013 | Sale | $40.94 | 5,000 | 204,712 | 45,219 | Feb 07, 2013, 12:27 PM |
| Winges Martin Bradley | Head, Fixed Income Services | Feb 04, 2013 | Option Exercise | $39.62 | 5,230 | 207,238 | 884 | Feb 05, 2013, 07:00 PM |
| Winges Martin Bradley | Head, Fixed Income Services | Feb 04, 2013 | Option Exercise | $40.00 | 10,835 | 433,400 | 47,527 | Feb 05, 2013, 07:00 PM |
| O'Brien Brien M | Head of Asset Management | Feb 04, 2013 | Sale | $40.04 | 9,730 | 389,593 | 19,118 | Feb 05, 2013, 06:49 PM |
| O'Brien Brien M | Head of Asset Management | Feb 04, 2013 | Sale | $40.04 | 270 | 10,811 | 154,616 | Feb 05, 2013, 06:49 PM |
| LaRue R Scott | Co-Head Global IB | Jan 31, 2013 | Sale | $38.38 | 15,000 | 575,658 | 49,019 | Feb 01, 2013, 07:13 PM |
| Klinefelter Jeffrey P | Global Head of Equities | Jan 31, 2013 | Sale | $38.65 | 10,000 | 386,469 | 61,005 | Feb 01, 2013, 07:12 PM |
| O'Brien Brien M | Head of Asset Management | Feb 01, 2013 | Sale | $40.12 | 1,700 | 68,199 | 28,848 | Feb 01, 2013, 07:09 PM |
| O'Brien Brien M | Head of Asset Management | Feb 01, 2013 | Sale | $40.12 | 8,300 | 332,969 | 154,886 | Feb 01, 2013, 07:09 PM |
| O'Brien Brien M | Head of Asset Management | Jan 31, 2013 | Sale | $38.54 | 2,000 | 77,080 | 30,548 | Feb 01, 2013, 07:09 PM |
| O'Brien Brien M | Head of Asset Management | Jan 31, 2013 | Sale | $38.54 | 10,000 | 385,401 | 163,186 | Feb 01, 2013, 07:09 PM |
| O'Brien Brien M | Head of Asset Management | Oct 31, 2012 | Sale | $26.50 | 10,965 | 290,587 | 181,686 | Nov 01, 2012, 05:54 PM |
| LaRue R Scott | Co-Head Global IB | Oct 22, 2012 | Sale | $27.25 | 5,000 | 136,250 | 64,019 | Oct 24, 2012, 06:09 PM |
| LaRue R Scott | Co-Head Global IB | Oct 19, 2012 | Sale | $27.25 | 4,800 | 130,800 | 74,019 | Oct 22, 2012, 06:05 PM |
| LaRue R Scott | Co-Head Global IB | Oct 18, 2012 | Sale | $27.32 | 5,200 | 142,064 | 78,819 | Oct 22, 2012, 06:05 PM |
| LaRue R Scott | Co-Head Global IB | Oct 22, 2012 | Sale | $27.40 | 5,000 | 137,005 | 69,019 | Oct 22, 2012, 06:05 PM |
| Abraham Chad R | Co-Head Global IB | Oct 18, 2012 | Sale | $27.59 | 10,000 | 275,934 | 36,204 | Oct 22, 2012, 06:03 PM |
| O'Brien Brien M | Head of Asset Management | Oct 22, 2012 | Sale | $27.71 | 5,000 | 138,574 | 192,651 | Oct 22, 2012, 06:01 PM |
| O'Brien Brien M | Head of Asset Management | Oct 19, 2012 | Sale | $27.11 | 15,000 | 406,637 | 197,651 | Oct 22, 2012, 06:01 PM |
| O'Brien Brien M | Head of Asset Management | Oct 18, 2012 | Sale | $27.53 | 15,000 | 412,919 | 212,651 | Oct 22, 2012, 06:01 PM |
| O'Brien Brien M | Head of Asset Management | Aug 16, 2012 | Sale | $23.23 | 10,000 | 232,323 | 227,651 | Aug 17, 2012, 05:06 PM |
| O'Brien Brien M | Head of Asset Management | Aug 08, 2012 | Sale | $21.97 | 5,000 | 109,864 | 237,651 | Aug 08, 2012, 05:12 PM |
| O'Brien Brien M | Head of Asset Management | Aug 07, 2012 | Sale | $21.52 | 2,149 | 46,241 | 242,651 | Aug 08, 2012, 05:12 PM |
| O'Brien Brien M | Head of Asset Management | Aug 06, 2012 | Sale | $21.37 | 7,851 | 167,779 | 244,800 | Aug 08, 2012, 05:12 PM |
| O'Brien Brien M | Head of Asset Management | Jul 27, 2012 | Sale | $21.24 | 10,000 | 212,423 | 252,651 | Jul 30, 2012, 05:18 PM |
| O'Brien Brien M | Head of Asset Management | Jul 26, 2012 | Sale | $20.47 | 433 | 8,864 | 0 | Jul 30, 2012, 05:18 PM |
| O'Brien Brien M | Head of Asset Management | Jul 26, 2012 | Sale | $20.51 | 20,000 | 410,126 | 262,651 | Jul 30, 2012, 05:18 PM |
| Volpi Michele | Director | May 09, 2012 | Option Exercise | $22.58 | 797 | 17,996 | 6,326 | May 11, 2012, 04:04 PM |
| O'Brien Brien M | Head of Asset Management | Apr 24, 2012 | Sale | $24.40 | 13,845 | 337,862 | 32,548 | Apr 26, 2012, 03:28 PM |
| O'Brien Brien M | Head of Asset Management | Apr 24, 2012 | Sale | $24.40 | 6,155 | 150,202 | 282,651 | Apr 26, 2012, 03:28 PM |
| Winges Martin Bradley | Head, Fixed Income Services | Feb 17, 2012 | Option Exercise | $23.85 | 923 | 22,014 | 58,362 | Feb 22, 2012, 04:44 PM |
| LaRue R Scott | Co-Head Global IB | Feb 17, 2012 | Option Exercise | $23.85 | 43,740 | 1,043,199 | 84,019 | Feb 22, 2012, 04:42 PM |
| Abraham Chad R | Co-Head Global IB | Feb 17, 2012 | Option Exercise | $23.85 | 358 | 8,538 | 46,204 | Feb 22, 2012, 04:41 PM |
| Winges Martin Bradley | Head, Fixed Income Services | Feb 15, 2012 | Option Exercise | $23.08 | 888 | 20,495 | 59,285 | Feb 17, 2012, 02:30 PM |
| Schoneman Debbra L. | Chief Financial Officer | Feb 15, 2012 | Option Exercise | $23.08 | 418 | 9,647 | 34,866 | Feb 17, 2012, 02:28 PM |
| PETERSON ROBERT W | Global Head of Equities | Feb 15, 2012 | Option Exercise | $23.08 | 1,276 | 29,450 | 102,760 | Feb 17, 2012, 02:27 PM |
| LaRue R Scott | Co-Head Global IB | Feb 15, 2012 | Option Exercise | $23.08 | 1,291 | 29,796 | 121,584 | Feb 17, 2012, 02:25 PM |
| FIREBAUGH RONALD T | Co-Head Pub Fin & Fixed Income | Feb 15, 2012 | Option Exercise | $23.08 | 249 | 5,747 | 41,000 | Feb 17, 2012, 02:25 PM |
| Fairman Francis E IV | Head, Public Finance Services | Feb 15, 2012 | Option Exercise | $23.08 | 1,007 | 23,242 | 58,112 | Feb 17, 2012, 02:22 PM |
| DUFF ANDREW S | Chairman and CEO | Feb 15, 2012 | Option Exercise | $23.08 | 2,618 | 60,423 | 213,626 | Feb 17, 2012, 02:19 PM |
| CHOSY JAMES L | General Counsel | Feb 15, 2012 | Option Exercise | $23.08 | 249 | 5,747 | 29,686 | Feb 17, 2012, 02:18 PM |
| Abraham Chad R | Co-Head Global IB | Feb 15, 2012 | Option Exercise | $23.08 | 1,382 | 31,897 | 46,562 | Feb 17, 2012, 02:16 PM |
| O'Brien Brien M | Head of Asset Management | Feb 10, 2012 | Sale | $23.17 | 964 | 22,340 | 46,393 | Feb 13, 2012, 03:00 PM |
| O'Brien Brien M | Head of Asset Management | Feb 10, 2012 | Sale | $23.17 | 7,835 | 181,569 | 288,806 | Feb 13, 2012, 03:00 PM |
| O'Brien Brien M | Head of Asset Management | Feb 09, 2012 | Sale | $24.00 | 406 | 9,744 | 47,357 | Feb 13, 2012, 03:00 PM |
| O'Brien Brien M | Head of Asset Management | Feb 09, 2012 | Sale | $24.00 | 3,295 | 79,080 | 296,641 | Feb 13, 2012, 03:00 PM |
| Winges Martin Bradley | Head, Fixed Income Services | Jan 26, 2012 | Buy | $21.96 | 5,269 | 115,710 | 5,963 | Jan 30, 2012, 05:42 PM |
| O'Brien Brien M | Head of Asset Management | Jan 26, 2012 | Sale | $21.88 | 3,833 | 83,883 | 47,763 | Jan 27, 2012, 05:35 PM |
| O'Brien Brien M | Head of Asset Management | Jan 26, 2012 | Sale | $21.88 | 31,167 | 682,074 | 299,936 | Jan 27, 2012, 05:35 PM |
| O'Brien Brien M | Head of Asset Management | Nov 15, 2011 | Sale | $20.42 | 3,500 | 71,481 | 51,596 | Jan 10, 2012, 05:12 PM |
| O'Brien Brien M | Head of Asset Management | Nov 15, 2011 | Sale | $20.42 | 6,500 | 132,750 | 331,103 | Jan 10, 2012, 05:12 PM |
| O'Brien Brien M | Head of Asset Management | Nov 10, 2011 | Sale | $20.12 | 3,500 | 70,433 | 55,096 | Jan 10, 2012, 05:10 PM |
| O'Brien Brien M | Head of Asset Management | Nov 10, 2011 | Sale | $20.12 | 6,500 | 130,804 | 337,603 | Jan 10, 2012, 05:10 PM |
| O'Brien Brien M | Head of Asset Management | Nov 04, 2011 | Sale | $19.43 | 6,500 | 126,264 | 58,596 | Jan 10, 2012, 05:08 PM |
| O'Brien Brien M | Head of Asset Management | Nov 04, 2011 | Sale | $19.43 | 13,500 | 262,240 | 344,103 | Jan 10, 2012, 05:08 PM |
| O'Brien Brien M | Head of Asset Management | Nov 15, 2011 | Sale | $20.42 | 10,000 | 204,230 | 317,603 | Nov 15, 2011, 07:01 PM |
| O'Brien Brien M | Head of Asset Management | Nov 10, 2011 | Sale | $20.12 | 10,000 | 201,237 | 327,603 | Nov 10, 2011, 06:11 PM |
| O'Brien Brien M | Head of Asset Management | Nov 04, 2011 | Sale | $19.43 | 20,000 | 388,504 | 337,603 | Nov 07, 2011, 05:09 PM |
| DUFF ANDREW S | Chairman and CEO | Oct 26, 2011 | Buy | $18.40 | 5,000 | 92,000 | 216,244 | Oct 27, 2011, 04:45 PM |
| Schoneman Debbra L. | Chief Financial Officer | Feb 15, 2011 | Option Exercise | $42.34 | 684 | 28,961 | 31,898 | Feb 17, 2011, 05:25 PM |
| SCHNETTLER THOMAS P | President and COO | Feb 15, 2011 | Option Exercise | $42.38 | 5,428 | 230,039 | 149,264 | Feb 17, 2011, 05:23 PM |
| CHOSY JAMES L | General Counsel | Feb 15, 2011 | Option Exercise | $42.34 | 932 | 39,461 | 29,668 | Feb 17, 2011, 05:21 PM |
| DUFF ANDREW S | Chairman and CEO | Feb 15, 2011 | Option Exercise | $42.34 | 6,287 | 266,192 | 187,724 | Feb 17, 2011, 05:19 PM |
| PIPER ADDISON L | Director | Aug 12, 2010 | Buy | $28.02 | 2,000 | 56,030 | 14,370 | Aug 12, 2010, 05:50 PM |
| FIREBAUGH RONALD T | Chief Administrative Officer | Jul 23, 2010 | Buy | $28.09 | 3,500 | 98,315 | 40,141 | Jul 23, 2010, 02:46 PM |
| DUFF ANDREW S | Chairman and CEO | Jul 22, 2010 | Buy | $28.19 | 5,000 | 140,942 | 194,011 | Jul 23, 2010, 02:44 PM |
Load More Insider Transactions
Buy
Sale
Option Exercise
| Owner | Relationship | Date | Value($) |
| Schoneman Debbra L. | President | 03/04/2024 | 914,479 |
| Schoneman Debbra L. | President | 02/29/2024 | 38,960 |
| Schoneman Debbra L. | President | 02/27/2024 | 91,195 |
| Schoneman Debbra L. | President | 02/26/2024 | 657,091 |
| Abraham Chad R | CEO and Chairman | 02/06/2024 | 186,869 |
| Abraham Chad R | CEO and Chairman | 02/05/2024 | 1,232,682 |
| Abraham Chad R | CEO and Chairman | 02/07/2024 | 2,037,334 |
| Doyle Jonathan J | Hd of Financial Services Group | 02/07/2024 | 361,909 |
| Doyle Jonathan J | Hd of Financial Services Group | 02/06/2024 | 1,448,612 |
| Doyle Jonathan J | Hd of Financial Services Group | 02/05/2024 | 3,675,579 |
| Schoneman Debbra L. | President | 02/05/2024 | 920,649 |
| Schoneman Debbra L. | President | 12/15/2023 | 171,114 |
| Schoneman Debbra L. | President | 12/14/2023 | 833,919 |
| Schoneman Debbra L. | President | 12/13/2023 | 34,688 |
| TAYLOR SCOTT C | Director | 12/08/2023 | 4,278 |
| Sterling Brian R | Director | 12/08/2023 | 1,316 |
| SORAN PHILIP | Director | 12/08/2023 | 10,367 |
| SMITH SHERRY M | Director | 12/08/2023 | 5,101 |
| Mitchell Robbin | Director | 12/08/2023 | 1,481 |
| HOLT VICTORIA M | Director | 12/08/2023 | 3,620 |
| FITZGERALD WILLIAM R | Director | 12/08/2023 | 13,493 |
| Schoneman Debbra L. | President | 12/04/2023 | 802,776 |
| TAYLOR SCOTT C | Director | 09/08/2023 | 4,091 |
| Sterling Brian R | Director | 09/08/2023 | 1,169 |
| SORAN PHILIP | Director | 09/08/2023 | 10,227 |
| SMITH SHERRY M | Director | 09/08/2023 | 4,967 |
| Mitchell Robbin | Director | 09/08/2023 | 1,461 |
| HOLT VICTORIA M | Director | 09/08/2023 | 3,653 |
| FITZGERALD WILLIAM R | Director | 09/08/2023 | 13,441 |
| Sterling Brian R | Director | 06/09/2023 | 960 |
| SORAN PHILIP | Director | 06/09/2023 | 10,011 |
| TAYLOR SCOTT C | Director | 06/09/2023 | 3,977 |
| SMITH SHERRY M | Director | 06/09/2023 | 4,937 |
| Mitchell Robbin | Director | 06/09/2023 | 1,371 |
| HOLT VICTORIA M | Director | 06/09/2023 | 3,703 |
| FITZGERALD WILLIAM R | Director | 06/09/2023 | 13,440 |
| Abraham Chad R | CEO and Chairman | 05/22/2023 | 289,590 |
| Abraham Chad R | CEO and Chairman | 05/23/2023 | 405,188 |
| Abraham Chad R | CEO and Chairman | 05/19/2023 | 13,000 |
| Abraham Chad R | CEO and Chairman | 05/18/2023 | 13,000 |
| Sterling Brian R | Director | 05/17/2023 | 100,083 |
| SORAN PHILIP | Director | 05/17/2023 | 100,083 |
| TAYLOR SCOTT C | Director | 05/17/2023 | 100,083 |
| SCHREIER THOMAS S JR | Director | 05/17/2023 | 100,083 |
| SMITH SHERRY M | Director | 05/17/2023 | 100,083 |
| Mitchell Robbin | Director | 05/17/2023 | 100,083 |
| HOLT VICTORIA M | Director | 05/17/2023 | 100,083 |
| FITZGERALD WILLIAM R | Director | 05/17/2023 | 100,083 |
| Abraham Chad R | CEO and Chairman | 05/08/2023 | 130 |
| Abraham Chad R | CEO and Chairman | 05/04/2023 | 920,233 |
| Abraham Chad R | CEO and Chairman | 05/03/2023 | 1,597,153 |
| Abraham Chad R | CEO and Chairman | 05/05/2023 | 256,199 |
| Doyle Jonathan J | Hd of Financial Services Group | 02/09/2023 | 761,072 |
| Doyle Jonathan J | Hd of Financial Services Group | 02/08/2023 | 763,512 |
| Doyle Jonathan J | Hd of Financial Services Group | 02/07/2023 | 758,745 |
| Sterling Brian R | Director | 12/30/2022 | 20,179 |
| SORAN PHILIP | Director | 12/30/2022 | 31,636 |
| Doyle Jonathan J | Hd of Financial Services Group | 12/23/2022 | 616,825 |
| Doyle Jonathan J | Hd of Financial Services Group | 12/22/2022 | 665,932 |
| Sterling Brian R | Director | 12/09/2022 | 820 |
| SORAN PHILIP | Director | 12/09/2022 | 9,016 |
| TAYLOR SCOTT C | Director | 12/09/2022 | 3,415 |
| SMITH SHERRY M | Director | 12/09/2022 | 4,508 |
| Mitchell Robbin | Director | 12/09/2022 | 956 |
| HOLT VICTORIA M | Director | 12/09/2022 | 3,142 |
| FITZGERALD WILLIAM R | Director | 12/09/2022 | 12,705 |
| Sterling Brian R | Director | 09/30/2022 | 20,215 |
| SORAN PHILIP | Director | 09/30/2022 | 31,527 |
| Sterling Brian R | Director | 09/09/2022 | 696 |
| SORAN PHILIP | Director | 09/09/2022 | 8,814 |
| TAYLOR SCOTT C | Director | 09/09/2022 | 3,363 |
| SMITH SHERRY M | Director | 09/09/2022 | 4,407 |
| Mitchell Robbin | Director | 09/09/2022 | 928 |
| HOLT VICTORIA M | Director | 09/09/2022 | 3,131 |
| FITZGERALD WILLIAM R | Director | 09/09/2022 | 12,641 |
| Sterling Brian R | Director | 07/01/2022 | 19,950 |
| SORAN PHILIP | Director | 07/01/2022 | 31,270 |
| TAYLOR SCOTT C | Director | 06/10/2022 | 3,275 |
| Sterling Brian R | Director | 06/10/2022 | 585 |
| SORAN PHILIP | Director | 06/10/2022 | 8,540 |
| SMITH SHERRY M | Director | 06/10/2022 | 4,445 |
| Mitchell Robbin | Director | 06/10/2022 | 936 |
| HOLT VICTORIA M | Director | 06/10/2022 | 3,041 |
| FITZGERALD WILLIAM R | Director | 06/10/2022 | 12,634 |
| TAYLOR SCOTT C | Director | 05/06/2022 | 95,067 |
| Sterling Brian R | Director | 05/06/2022 | 95,067 |
| SORAN PHILIP | Director | 05/06/2022 | 95,067 |
| SMITH SHERRY M | Director | 05/06/2022 | 95,067 |
| SCHREIER THOMAS S JR | Director | 05/06/2022 | 95,067 |
| Mitchell Robbin | Director | 05/06/2022 | 95,067 |
| HOLT VICTORIA M | Director | 05/06/2022 | 95,067 |
| FITZGERALD WILLIAM R | Director | 05/06/2022 | 95,067 |
| Sterling Brian R | Director | 03/11/2022 | 3,231 |
| TAYLOR SCOTT C | Director | 03/11/2022 | 26,720 |
| SMITH SHERRY M | Director | 03/11/2022 | 31,816 |
| SORAN PHILIP | Director | 03/11/2022 | 68,603 |
| Mitchell Robbin | Director | 03/11/2022 | 3,107 |
| HOLT VICTORIA M | Director | 03/11/2022 | 21,003 |
| FITZGERALD WILLIAM R | Director | 03/11/2022 | 98,803 |
| SORAN PHILIP | Director | 12/31/2021 | 33,560 |
| Sterling Brian R | Director | 12/31/2021 | 25,170 |
| Sterling Brian R | Director | 12/10/2021 | 1,828 |
| SORAN PHILIP | Director | 12/10/2021 | 46,192 |
| TAYLOR SCOTT C | Director | 12/10/2021 | 18,278 |
| SMITH SHERRY M | Director | 12/10/2021 | 21,767 |
| Mitchell Robbin | Director | 12/10/2021 | 2,160 |
| HOLT VICTORIA M | Director | 12/10/2021 | 14,456 |
| FITZGERALD WILLIAM R | Director | 12/10/2021 | 67,295 |
| Geelan John W | General Counsel | 11/05/2021 | 448,537 |
| Sterling Brian R | Director | 10/01/2021 | 20,191 |
| SORAN PHILIP | Director | 10/01/2021 | 31,566 |
| Mitchell Robbin | Director | 09/27/2021 | 85,073 |
| Doyle Jonathan J | Hd of Financial Services Group | 09/16/2021 | 219,847 |
| Doyle Jonathan J | Hd of Financial Services Group | 09/14/2021 | 872,420 |
| Doyle Jonathan J | Hd of Financial Services Group | 09/13/2021 | 581,551 |
| Doyle Jonathan J | Hd of Financial Services Group | 09/15/2021 | 681,436 |
| Sterling Brian R | Director | 09/10/2021 | 270 |
| SORAN PHILIP | Director | 09/10/2021 | 7,022 |
| TAYLOR SCOTT C | Director | 09/10/2021 | 2,836 |
| SMITH SHERRY M | Director | 09/10/2021 | 3,376 |
| HOLT VICTORIA M | Director | 09/10/2021 | 2,296 |
| FITZGERALD WILLIAM R | Director | 09/10/2021 | 10,398 |
| Doyle Jonathan J | Hd of Financial Services Group | 09/10/2021 | 832,335 |
| Doyle Jonathan J | Hd of Financial Services Group | 09/09/2021 | 773,211 |
| Doyle Jonathan J | Hd of Financial Services Group | 09/08/2021 | 777,272 |
| Doyle Jonathan J | Hd of Financial Services Group | 09/07/2021 | 1,383,064 |
| Doyle Jonathan J | Hd of Financial Services Group | 09/03/2021 | 636,234 |
| Doyle Jonathan J | Hd of Financial Services Group | 09/02/2021 | 644,402 |
| Schoneman Debbra L. | President | 08/16/2021 | 720,200 |
| Abraham Chad R | Chief Executive Officer | 08/09/2021 | 133,390 |
| Abraham Chad R | Chief Executive Officer | 08/06/2021 | 941,119 |
| Abraham Chad R | Chief Executive Officer | 08/05/2021 | 299,087 |
| Abraham Chad R | Chief Executive Officer | 08/04/2021 | 220,603 |
| Abraham Chad R | Chief Executive Officer | 08/03/2021 | 1,069,198 |
| Sterling Brian R | Director | 07/01/2021 | 20,062 |
| SORAN PHILIP | Director | 07/01/2021 | 31,265 |
| SORAN PHILIP | Director | 06/11/2021 | 5,623 |
| TAYLOR SCOTT C | Director | 06/11/2021 | 2,354 |
| SMITH SHERRY M | Director | 06/11/2021 | 2,746 |
| FITZGERALD WILLIAM R | Director | 06/11/2021 | 8,500 |
| SORAN PHILIP | Director | 04/01/2021 | 30,822 |
| TAYLOR SCOTT C | Director | 03/12/2021 | 11,316 |
| SORAN PHILIP | Director | 03/12/2021 | 25,215 |
| SMITH SHERRY M | Director | 03/12/2021 | 11,685 |
| PIPER ADDISON L | Director | 03/12/2021 | 8,979 |
| HOLT VICTORIA M | Director | 03/12/2021 | 7,257 |
| FITZGERALD WILLIAM R | Director | 03/12/2021 | 39,975 |
| LaRue R Scott | Co-Head Global IB and Cap Mkts | 02/08/2021 | 1,529,400 |
| Sterling Brian R | Director | 01/04/2021 | 60,064 |
| SORAN PHILIP | Director | 12/31/2020 | 29,967 |
| SORAN PHILIP | Director | 12/11/2020 | 4,116 |
| TAYLOR SCOTT C | Director | 12/11/2020 | 1,955 |
| SMITH SHERRY M | Director | 12/11/2020 | 1,955 |
| PIPER ADDISON L | Director | 12/11/2020 | 1,544 |
| HOLT VICTORIA M | Director | 12/11/2020 | 1,235 |
| FITZGERALD WILLIAM R | Director | 12/11/2020 | 6,689 |
| LaRue R Scott | Co-Head Global IB and Cap Mkts | 11/09/2020 | 841,000 |
| LaRue R Scott | Co-Head Global IB and Cap Mkts | 11/06/2020 | 51,000 |
| SORAN PHILIP | Director | 10/01/2020 | 28,935 |
| SORAN PHILIP | Director | 09/11/2020 | 3,174 |
| TAYLOR SCOTT C | Director | 09/11/2020 | 1,486 |
| SMITH SHERRY M | Director | 09/11/2020 | 1,553 |
| PIPER ADDISON L | Director | 09/11/2020 | 1,216 |
| HOLT VICTORIA M | Director | 09/11/2020 | 945 |
| FITZGERALD WILLIAM R | Director | 09/11/2020 | 5,335 |
| SORAN PHILIP | Director | 07/01/2020 | 19,946 |
| SORAN PHILIP | Director | 06/12/2020 | 2,044 |
| TAYLOR SCOTT C | Director | 06/12/2020 | 1,022 |
| SMITH SHERRY M | Director | 06/12/2020 | 1,086 |
| PIPER ADDISON L | Director | 06/12/2020 | 830 |
| HOLT VICTORIA M | Director | 06/12/2020 | 639 |
| FITZGERALD WILLIAM R | Director | 06/12/2020 | 3,512 |
| TAYLOR SCOTT C | Director | 05/18/2020 | 90,011 |
| SORAN PHILIP | Director | 05/18/2020 | 90,011 |
| SMITH SHERRY M | Director | 05/18/2020 | 90,011 |
| SCHREIER THOMAS S JR | Director | 05/18/2020 | 90,011 |
| PIPER ADDISON L | Director | 05/18/2020 | 90,011 |
| HOLT VICTORIA M | Director | 05/18/2020 | 90,011 |
| FITZGERALD WILLIAM R | Director | 05/18/2020 | 90,011 |
| SORAN PHILIP | Director | 04/01/2020 | 19,933 |
| Carter Timothy L | Chief Financial Officer | 03/20/2020 | 75,340 |
| Abraham Chad R | Chairman & CEO | 03/20/2020 | 15,408 |
| Abraham Chad R | Chairman & CEO | 03/19/2020 | 55,017 |
| SORAN PHILIP | Director | 03/13/2020 | 8,707 |
| TAYLOR SCOTT C | Director | 03/13/2020 | 3,562 |
| SMITH SHERRY M | Director | 03/13/2020 | 5,689 |
| PIPER ADDISON L | Director | 03/13/2020 | 4,353 |
| HOLT VICTORIA M | Director | 03/13/2020 | 1,583 |
| FITZGERALD WILLIAM R | Director | 03/13/2020 | 19,293 |
| Schoneman Debbra L. | President | 03/13/2020 | 235,187 |
| LaRue R Scott | Co-Head Global IB and Cap Mkts | 03/11/2020 | 545,000 |
| SORAN PHILIP | Director | 12/31/2019 | 30,057 |
| TAYLOR SCOTT C | Director | 12/31/2019 | 23,982 |
| HOLT VICTORIA M | Director | 12/31/2019 | 18,386 |
| JOHNSON B KRISTINE | Director | 12/13/2019 | 735 |
| SORAN PHILIP | Director | 12/13/2019 | 2,775 |
| TAYLOR SCOTT C | Director | 12/13/2019 | 1,061 |
| SMITH SHERRY M | Director | 12/13/2019 | 1,877 |
| PIPER ADDISON L | Director | 12/13/2019 | 1,469 |
| HOLT VICTORIA M | Director | 12/13/2019 | 490 |
| FITZGERALD WILLIAM R | Director | 12/13/2019 | 6,448 |
| TAYLOR SCOTT C | Director | 10/01/2019 | 23,978 |
| SORAN PHILIP | Director | 10/01/2019 | 28,991 |
| HOLT VICTORIA M | Director | 10/01/2019 | 2,906 |
| HOLT VICTORIA M | Director | 09/16/2019 | 86,402 |
| TAYLOR SCOTT C | Director | 06/14/2019 | 881 |
| SORAN PHILIP | Director | 06/14/2019 | 2,423 |
| JOHNSON B KRISTINE | Director | 06/14/2019 | 734 |
| SMITH SHERRY M | Director | 06/14/2019 | 1,909 |
| FITZGERALD WILLIAM R | Director | 06/14/2019 | 6,388 |
| PIPER ADDISON L | Director | 06/14/2019 | 1,469 |
| SCHREIER THOMAS S JR | Director | 05/20/2019 | 90,036 |
| TAYLOR SCOTT C | Director | 05/20/2019 | 90,036 |
| SORAN PHILIP | Director | 05/20/2019 | 90,036 |
| JOHNSON B KRISTINE | Director | 05/20/2019 | 90,036 |
| SMITH SHERRY M | Director | 05/20/2019 | 90,036 |
| FITZGERALD WILLIAM R | Director | 05/20/2019 | 90,036 |
| PIPER ADDISON L | Director | 05/20/2019 | 90,036 |
| TAYLOR SCOTT C | Director | 03/15/2019 | 1,017 |
| SORAN PHILIP | Director | 03/15/2019 | 6,682 |
| SMITH SHERRY M | Director | 03/15/2019 | 6,755 |
| PIPER ADDISON L | Director | 03/15/2019 | 5,157 |
| JOHNSON B KRISTINE | Director | 03/15/2019 | 2,615 |
| FITZGERALD WILLIAM R | Director | 03/15/2019 | 21,426 |
| TAYLOR SCOTT C | Director | 12/14/2018 | 333 |
| SORAN PHILIP | Director | 12/14/2018 | 1,666 |
| SMITH SHERRY M | Director | 12/14/2018 | 1,866 |
| PIPER ADDISON L | Director | 12/14/2018 | 1,399 |
| JOHNSON B KRISTINE | Director | 12/14/2018 | 733 |
| FITZGERALD WILLIAM R | Director | 12/14/2018 | 5,664 |
| SCHREIER THOMAS S JR | Director | 09/14/2018 | 84,007 |
| TAYLOR SCOTT C | Director | 09/14/2018 | 308 |
| SORAN PHILIP | Director | 09/14/2018 | 1,540 |
| JOHNSON B KRISTINE | Director | 09/14/2018 | 693 |
| SMITH SHERRY M | Director | 09/14/2018 | 1,848 |
| FITZGERALD WILLIAM R | Director | 09/14/2018 | 5,621 |
| PIPER ADDISON L | Director | 09/14/2018 | 1,386 |
| SORAN PHILIP | Director | 06/15/2018 | 1,442 |
| TAYLOR SCOTT C | Director | 06/15/2018 | 320 |
| SMITH SHERRY M | Director | 06/15/2018 | 1,842 |
| PIPER ADDISON L | Director | 06/15/2018 | 1,442 |
| JOHNSON B KRISTINE | Director | 06/15/2018 | 721 |
| FITZGERALD WILLIAM R | Director | 06/15/2018 | 5,447 |
| Volpi Michele | Director | 05/17/2018 | 24,025 |
| TAYLOR SCOTT C | Director | 03/15/2018 | 1,380 |
| SORAN PHILIP | Director | 03/15/2018 | 6,641 |
| SMITH SHERRY M | Director | 03/15/2018 | 7,331 |
| PIPER ADDISON L | Director | 03/15/2018 | 7,159 |
| JOHNSON B KRISTINE | Director | 03/15/2018 | 3,623 |
| FITZGERALD WILLIAM R | Director | 03/15/2018 | 25,875 |
| Fairman Francis E IV | Head, Public Finance Services | 02/02/2018 | 961,297 |
| DUFF ANDREW S | Director | 02/02/2018 | 4,671,937 |
| SORAN PHILIP | Director | 12/15/2017 | 1,028 |
| TAYLOR SCOTT C | Director | 12/15/2017 | 237 |
| SMITH SHERRY M | Director | 12/15/2017 | 1,186 |
| PIPER ADDISON L | Director | 12/15/2017 | 1,186 |
| JOHNSON B KRISTINE | Director | 12/15/2017 | 554 |
| FITZGERALD WILLIAM R | Director | 12/15/2017 | 4,034 |
| TAYLOR SCOTT C | Director | 09/15/2017 | 165 |
| SORAN PHILIP | Director | 09/15/2017 | 1,047 |
| SMITH SHERRY M | Director | 09/15/2017 | 1,157 |
| PIPER ADDISON L | Director | 09/15/2017 | 1,157 |
| JOHNSON B KRISTINE | Director | 09/15/2017 | 551 |
| FITZGERALD WILLIAM R | Director | 09/15/2017 | 3,857 |
| Crawshaw Christopher D | Head of Asset Management | 08/04/2017 | 519,884 |
| Crawshaw Christopher D | Head of Asset Management | 08/02/2017 | 20,320 |
| Winges Martin Bradley | Head of Fixed Income Services | 07/28/2017 | 193,246 |
| Smith Thomas Gregory | Chief Strategy Officer | 07/31/2017 | 93,686 |
| SORAN PHILIP | Director | 06/15/2017 | 1,051 |
| TAYLOR SCOTT C | Director | 06/15/2017 | 62 |
| SMITH SHERRY M | Director | 06/15/2017 | 1,174 |
| PIPER ADDISON L | Director | 06/15/2017 | 1,112 |
| JOHNSON B KRISTINE | Director | 06/15/2017 | 556 |
| FITZGERALD WILLIAM R | Director | 06/15/2017 | 3,770 |
| Volpi Michele | Director | 05/11/2017 | 21,037 |
| Fairman Francis E IV | Head, Public Finance Services | 05/02/2017 | 182,789 |
| SORAN PHILIP | Director | 03/13/2017 | 1,017 |
| SMITH SHERRY M | Director | 03/13/2017 | 1,153 |
| PIPER ADDISON L | Director | 03/13/2017 | 1,153 |
| JOHNSON B KRISTINE | Director | 03/13/2017 | 610 |
| FITZGERALD WILLIAM R | Director | 03/13/2017 | 3,322 |
| Winges Martin Bradley | CIO and Head of Fixed Income | 02/23/2017 | 147,000 |
| LaRue R Scott | Co-Head Global IB and Cap Mkts | 02/18/2017 | 175,523 |
| LaRue R Scott | Co-Head Global IB and Cap Mkts | 02/17/2017 | 216,134 |
| Winges Martin Bradley | CIO and Head of Fixed Income | 02/18/2017 | 32,093 |
| Winges Martin Bradley | CIO and Head of Fixed Income | 02/17/2017 | 64,034 |
| Smith Thomas Gregory | Chief Strategy Officer | 02/18/2017 | 5,780 |
| Smith Thomas Gregory | Chief Strategy Officer | 02/17/2017 | 7,453 |
| Schoneman Debbra L. | Chief Financial Officer | 02/18/2017 | 40,383 |
| Schoneman Debbra L. | Chief Financial Officer | 02/17/2017 | 63,502 |
| Klinefelter Jeffrey P | Global Head of Equities | 02/18/2017 | 138,259 |
| Klinefelter Jeffrey P | Global Head of Equities | 02/17/2017 | 100,994 |
| Geelan John W | General Counsel | 02/18/2017 | 4,563 |
| Geelan John W | General Counsel | 02/17/2017 | 7,073 |
| Fairman Francis E IV | Head, Public Finance Services | 02/18/2017 | 29,964 |
| Fairman Francis E IV | Head, Public Finance Services | 02/17/2017 | 25,173 |
| Esckilsen Christine N | Chief of Human Capital | 02/17/2017 | 5,095 |
| Esckilsen Christine N | Chief of Human Capital | 02/18/2017 | 4,487 |
| DUFF ANDREW S | Chairman and CEO | 02/18/2017 | 335,381 |
| DUFF ANDREW S | Chairman and CEO | 02/17/2017 | 322,604 |
| Crawshaw Christopher D | Head of Asset Management | 02/17/2017 | 61,448 |
| Abraham Chad R | Co-Head Global IB and Cap Mkts | 02/17/2017 | 200,088 |
| Abraham Chad R | Co-Head Global IB and Cap Mkts | 02/18/2017 | 227,922 |
| LaRue R Scott | Co-Head Global IB and Cap Mkts | 02/16/2017 | 216,680 |
| Winges Martin Bradley | CIO and Head of Fixed Income | 02/16/2017 | 132,389 |
| Smith Thomas Gregory | Chief Strategy Officer | 02/16/2017 | 10,329 |
| Schoneman Debbra L. | Chief Financial Officer | 02/16/2017 | 72,779 |
| Klinefelter Jeffrey P | Global Head of Equities | 02/16/2017 | 182,617 |
| Geelan John W | General Counsel | 02/16/2017 | 9,856 |
| Fairman Francis E IV | Head, Public Finance Services | 02/16/2017 | 90,204 |
| Esckilsen Christine N | Chief of Human Capital | 02/16/2017 | 19,555 |
| DUFF ANDREW S | Chairman and CEO | 02/16/2017 | 486,347 |
| Crawshaw Christopher D | Head of Asset Management | 02/16/2017 | 60,478 |
| Abraham Chad R | Co-Head Global IB and Cap Mkts | 02/16/2017 | 194,759 |
| LaRue R Scott | Co-Head Global IB and Cap Mkts | 02/15/2017 | 407,530 |
| Crawshaw Christopher D | Head of Asset Management | 02/13/2017 | 797,590 |
| Esckilsen Christine N | Chief of Human Capital | 02/13/2017 | 119,577 |
| Klinefelter Jeffrey P | Global Head of Equities | 02/10/2017 | 358,659 |
| Crawshaw Christopher D | Head of Asset Management | 02/10/2017 | 791,190 |
| Schoneman Debbra L. | Chief Financial Officer | 02/07/2017 | 532,621 |
| Abraham Chad R | Co-Head Global IB and Cap Mkts | 02/03/2017 | 995,305 |
| Winges Martin Bradley | CIO and Head of Fixed Income | 02/03/2017 | 436,879 |
| LaRue R Scott | Co-Head Global IB and Cap Mkts | 02/03/2017 | 1,129,999 |
| Klinefelter Jeffrey P | Global Head of Equities | 02/03/2017 | 753,930 |
| Fairman Francis E IV | Head, Public Finance Services | 02/03/2017 | 175,044 |
| Fairman Francis E IV | Head, Public Finance Services | 02/03/2017 | 941,409 |
| DUFF ANDREW S | Chairman and CEO | 02/03/2017 | 676,123 |
| DUFF ANDREW S | Chairman and CEO | 02/03/2017 | 726,475 |
| JOHNSON B KRISTINE | Director | 11/04/2016 | 76,162 |
| DUFF ANDREW S | Chairman and CEO | 11/14/2016 | 1,321,002 |
| DUFF ANDREW S | Chairman and CEO | 11/14/2016 | 2,103,908 |
| Schoneman Debbra L. | Chief Financial Officer | 11/14/2016 | 655,411 |
| Esckilsen Christine N | Chief of Human Capital | 11/11/2016 | 129,500 |
| LaRue R Scott | Co-Head Global IB and Cap Mkts | 11/09/2016 | 592,900 |
| Harvey Stuart C. JR | President and COO | 11/08/2016 | 220,616 |
| JOHNSON B KRISTINE | Director | 11/04/2016 | 76,162 |
| Klinefelter Jeffrey P | Global Head of Equities | 10/31/2016 | 42,354 |
| Esckilsen Christine N | Chief of Human Capital | 11/01/2016 | 113,933 |
| Klinefelter Jeffrey P | Global Head of Equities | 10/31/2016 | 562,408 |
| Abraham Chad R | Co-Head Global IB and Cap Mkts | 10/31/2016 | 960,273 |
| Crawshaw Christopher D | Head of Asset Management | 08/03/2016 | 209,424 |
| Winges Martin Bradley | CIO and Head of Fixed Income | 07/29/2016 | 103,939 |
| Smith Thomas Gregory | Chief Strategy Officer | 08/01/2016 | 103,549 |
| Crawshaw Christopher D | Head of Asset Management | 07/29/2016 | 900,949 |
| LaRue R Scott | Co-Head Global IB and Cap Mkts | 05/25/2016 | 835,200 |
| Volpi Michele | Director | 05/04/2016 | 21,012 |
| LaRue R Scott | Co-Head Global IB and Cap Mkts | 02/17/2016 | 86,837 |
| LaRue R Scott | Co-Head Global IB and Cap Mkts | 02/16/2016 | 45,530 |
| Geelan John W | General Counsel | 02/17/2016 | 3,901 |
| Esckilsen Christine N | Chief of Human Capital | 02/17/2016 | 2,811 |
| Crawshaw Christopher D | Head of Asset Management | 02/17/2016 | 36,035 |
| Winges Martin Bradley | CIO and Head of Fixed Income | 02/17/2016 | 35,322 |
| Winges Martin Bradley | CIO and Head of Fixed Income | 02/16/2016 | 109,563 |
| Winges Martin Bradley | CIO and Head of Fixed Income | 02/16/2016 | 227,417 |
| Smith Thomas Gregory | Chief Strategy Officer | 02/17/2016 | 4,111 |
| Smith Thomas Gregory | Chief Strategy Officer | 02/16/2016 | 3,784 |
| Schoneman Debbra L. | Chief Financial Officer | 02/17/2016 | 34,399 |
| Schoneman Debbra L. | Chief Financial Officer | 02/16/2016 | 25,489 |
| Klinefelter Jeffrey P | Global Head of Equities | 02/17/2016 | 55,332 |
| Klinefelter Jeffrey P | Global Head of Equities | 02/16/2016 | 39,875 |
| Fairman Francis E IV | Head, Public Finance Services | 02/17/2016 | 13,592 |
| Fairman Francis E IV | Head, Public Finance Services | 02/16/2016 | 41,455 |
| DUFF ANDREW S | Chairman and CEO | 02/17/2016 | 124,046 |
| DUFF ANDREW S | Chairman and CEO | 02/16/2016 | 97,505 |
| Abraham Chad R | Co-Head Global IB and Cap Mkts | 02/17/2016 | 77,649 |
| Abraham Chad R | Co-Head Global IB and Cap Mkts | 02/16/2016 | 39,584 |
| Winges Martin Bradley | CIO and Head of Fixed Income | 02/18/2016 | 17,627 |
| Smith Thomas Gregory | Chief Strategy Officer | 02/18/2016 | 3,140 |
| Schoneman Debbra L. | Chief Financial Officer | 02/18/2016 | 22,233 |
| LaRue R Scott | Co-Head Global IB and Cap Mkts | 02/18/2016 | 69,839 |
| Klinefelter Jeffrey P | Global Head of Equities | 02/18/2016 | 62,344 |
| Geelan John W | General Counsel | 02/18/2016 | 2,512 |
| Fairman Francis E IV | Head, Public Finance Services | 02/18/2016 | 16,455 |
| Esckilsen Christine N | Chief of Human Capital | 02/18/2016 | 2,428 |
| DUFF ANDREW S | Chairman and CEO | 02/18/2016 | 134,403 |
| Abraham Chad R | Co-Head Global IB and Cap Mkts | 02/18/2016 | 87,466 |
| Winges Martin Bradley | CIO and Head of Fixed Income | 02/17/2016 | 35,322 |
| Winges Martin Bradley | CIO and Head of Fixed Income | 02/15/2016 | 109,563 |
| Winges Martin Bradley | CIO and Head of Fixed Income | 02/16/2016 | 227,417 |
| Smith Thomas Gregory | Chief Strategy Officer | 02/17/2016 | 4,111 |
| Smith Thomas Gregory | Chief Strategy Officer | 02/15/2016 | 3,784 |
| Schoneman Debbra L. | Chief Financial Officer | 02/15/2016 | 25,489 |
| Schoneman Debbra L. | Chief Financial Officer | 02/17/2016 | 34,399 |
| LaRue R Scott | Co-Head Global IB and Cap Mkts | 02/17/2016 | 86,417 |
| LaRue R Scott | Co-Head Global IB and Cap Mkts | 02/15/2016 | 45,530 |
| Klinefelter Jeffrey P | Global Head of Equities | 02/17/2016 | 55,332 |
| Klinefelter Jeffrey P | Global Head of Equities | 02/15/2016 | 39,875 |
| Geelan John W | General Counsel | 02/17/2016 | 3,901 |
| Fairman Francis E IV | Head, Public Finance Services | 02/15/2016 | 41,455 |
| Fairman Francis E IV | Head, Public Finance Services | 02/17/2016 | 13,592 |
| Esckilsen Christine N | Chief of Human Capital | 02/17/2016 | 2,811 |
| DUFF ANDREW S | Chairman and CEO | 02/17/2015 | 124,046 |
| DUFF ANDREW S | Chairman and CEO | 02/15/2016 | 97,505 |
| Crawshaw Christopher D | Head of Asset Management | 02/17/2016 | 36,035 |
| Abraham Chad R | Co-Head Global IB and Cap Mkts | 02/17/2016 | 77,649 |
| Abraham Chad R | Co-Head Global IB and Cap Mkts | 02/15/2016 | 39,584 |
| SMITH SHERRY M | Director | 01/27/2016 | 60,022 |
| PIPER ADDISON L | Director | 11/24/2015 | 6,146 |
| LaRue R Scott | Co-Head Global IB and Cap Mkts | 12/01/2015 | 27,197 |
| Fairman Francis E IV | Head, Public Finance Services | 12/01/2015 | 35,533 |
| Crawshaw Christopher D | Head of Asset Management | 12/01/2015 | 6,181 |
| Abraham Chad R | Co-Head Global IB and Cap Mkts | 12/01/2015 | 128,215 |
| PIPER ADDISON L | Director | 11/24/2015 | 6,159 |
| LaRue R Scott | Co-Head Global IB and Cap Mkts | 11/17/2015 | 518,668 |
| Volpi Michele | Director | 05/13/2015 | 21,036 |
| Geelan John W | General Counsel | 02/18/2015 | 3,274 |
| DUFF ANDREW S | Chairman and CEO | 02/24/2015 | 151,367 |
| Winges Martin Bradley | CIO and Head of Fixed Income | 02/18/2015 | 22,970 |
| Winges Martin Bradley | CIO and Head of Fixed Income | 02/17/2015 | 144,671 |
| Winges Martin Bradley | CIO and Head of Fixed Income | 02/17/2015 | 4,501 |
| Schoneman Debbra L. | Chief Financial Officer | 02/18/2015 | 28,699 |
| Schoneman Debbra L. | Chief Financial Officer | 02/17/2015 | 40,506 |
| LaRue R Scott | Co-Head Global IB and Cap Mkts | 02/18/2015 | 90,570 |
| LaRue R Scott | Co-Head Global IB and Cap Mkts | 02/17/2015 | 101,568 |
| Klinefelter Jeffrey P | Global Head of Equities | 02/18/2015 | 81,240 |
| Klinefelter Jeffrey P | Global Head of Equities | 02/17/2015 | 123,672 |
| Geelan John W | General Counsel | 02/18/2015 | 8,402 |
| Fairman Francis E IV | Head, Public Finance Services | 02/17/2015 | 53,878 |
| Fairman Francis E IV | Head, Public Finance Services | 02/18/2015 | 21,442 |
| Abraham Chad R | Co-Head Global IB and Cap Mkts | 02/18/2015 | 113,921 |
| Abraham Chad R | Co-Head Global IB and Cap Mkts | 02/17/2015 | 51,558 |
| DUFF ANDREW S | Chairman and CEO | 02/18/2015 | 190,905 |
| DUFF ANDREW S | Chairman and CEO | 02/17/2015 | 223,250 |
| Klinefelter Jeffrey P | Global Head of Equities | 02/06/2015 | 396,720 |
| Klinefelter Jeffrey P | Global Head of Equities | 11/10/2014 | 44,194 |
| DUFF ANDREW S | Chairman and CEO | 11/17/2014 | 464,307 |
| DUFF ANDREW S | Chairman and CEO | 11/17/2014 | 661,102 |
| Klinefelter Jeffrey P | Global Head of Equities | 11/12/2014 | 91,409 |
| Klinefelter Jeffrey P | Global Head of Equities | 11/10/2014 | 44,194 |
| Winges Martin Bradley | Head, Fixed Income Services | 11/10/2014 | 65,290 |
| Schoneman Debbra L. | Chief Financial Officer | 11/07/2014 | 89,657 |
| POLSKY LISA | Director | 11/07/2014 | 399,330 |
| LaRue R Scott | Co-Head Global IB | 11/06/2014 | 382,658 |
| Fairman Francis E IV | Head, Public Finance Services | 11/05/2014 | 379,887 |
| Fairman Francis E IV | Head, Public Finance Services | 11/05/2014 | 513,379 |
| Schoneman Debbra L. | Chief Financial Officer | 10/31/2014 | 11,490 |
| Schoneman Debbra L. | Chief Financial Officer | 10/31/2014 | 16,336 |
| Fairman Francis E IV | Head, Public Finance Services | 10/31/2014 | 55,111 |
| Fairman Francis E IV | Head, Public Finance Services | 10/31/2014 | 78,647 |
| Abraham Chad R | Global Co-Head IB and Cap Mkts | 10/30/2014 | 175,992 |
| Abraham Chad R | Global Co-Head IB and Cap Mkts | 10/30/2014 | 239,713 |
| Winges Martin Bradley | Head, Fixed Income Services | 10/28/2014 | 109,700 |
| Abraham Chad R | Global Co-Head IB and Cap Mkts | 10/28/2014 | 275,831 |
| Abraham Chad R | Global Co-Head IB and Cap Mkts | 10/27/2014 | 263,914 |
| DUFF ANDREW S | Chairman and CEO | 08/19/2014 | 807,719 |
| LaRue R Scott | Co-Head Global IB | 08/11/2014 | 142,989 |
| LaRue R Scott | Co-Head Global IB | 08/11/2014 | 193,505 |
| PIPER ADDISON L | Director | 08/01/2014 | 86,015 |
| PIPER ADDISON L | Director | 08/01/2014 | 110,631 |
| Klinefelter Jeffrey P | Global Head of Equities | 07/25/2014 | 386,254 |
| Abraham Chad R | Global Co-Head IB and Cap Mkts | 07/25/2014 | 257,983 |
| Geelan John W | General Counsel | 05/12/2014 | 49,461 |
| Volpi Michele | Director | 05/07/2014 | 18,024 |
| Winges Martin Bradley | Head, Fixed Income Services | 04/28/2014 | 22,702 |
| Winges Martin Bradley | Head, Fixed Income Services | 04/28/2014 | 242,117 |
| JOHNSON B KRISTINE | Director | 04/28/2014 | 160,021 |
| JOHNSON B KRISTINE | Director | 04/28/2014 | 249,338 |
| Winges Martin Bradley | Head, Fixed Income Services | 02/16/2013 | 219,157 |
| Winges Martin Bradley | Head, Fixed Income Services | 02/18/2014 | 138,173 |
| Winges Martin Bradley | Head, Fixed Income Services | 02/18/2014 | 94,171 |
| Schoneman Debbra L. | Chief Financial Officer | 02/15/2013 | 6,234 |
| Schoneman Debbra L. | Chief Financial Officer | 02/16/2013 | 64,427 |
| Schoneman Debbra L. | Chief Financial Officer | 02/18/2014 | 45,135 |
| LaRue R Scott | Global Co-Head IB and Cap Mkts | 02/18/2014 | 119,999 |
| Klinefelter Jeffrey P | Global Head of Equities | 02/16/2013 | 54,707 |
| Klinefelter Jeffrey P | Global Head of Equities | 02/15/2013 | 53,477 |
| Klinefelter Jeffrey P | Global Head of Equities | 02/18/2014 | 137,933 |
| Klinefelter Jeffrey P | Global Head of Equities | 02/18/2013 | 300,766 |
| Fairman Francis E IV | Head, Public Finance Services | 02/16/2013 | 177,450 |
| Fairman Francis E IV | Head, Public Finance Services | 02/18/2014 | 77,030 |
| DUFF ANDREW S | Chairman and CEO | 02/16/2013 | 464,602 |
| DUFF ANDREW S | Chairman and CEO | 02/15/2013 | 69,881 |
| DUFF ANDREW S | Chairman and CEO | 02/18/2014 | 268,122 |
| Abraham Chad R | Global Co-Head IB and Cap Mkts | 02/16/2013 | 125,532 |
| Abraham Chad R | Global Co-Head IB and Cap Mkts | 02/18/2014 | 92,276 |
| FRANCIS MICHAEL | Director | 01/30/2014 | 160,021 |
| FRANCIS MICHAEL | Director | 01/30/2014 | 230,290 |
| LaRue R Scott | Co-Head Global IB | 05/15/2013 | 248,307 |
| Volpi Michele | Director | 05/08/2013 | 18,027 |
| O'Brien Brien M | Head of Asset Management | 02/27/2013 | 429,966 |
| O'Brien Brien M | Head of Asset Management | 02/20/2013 | 493,424 |
| Winges Martin Bradley | Head, Fixed Income Services | 02/15/2013 | 36,089 |
| Winges Martin Bradley | Head, Fixed Income Services | 02/16/2013 | 222,110 |
| Schoneman Debbra L. | Chief Financial Officer | 02/16/2013 | 67,133 |
| Schoneman Debbra L. | Chief Financial Officer | 02/15/2013 | 24,975 |
| LaRue R Scott | Global Co-Head IB and Cap Mkts | 02/15/2013 | 80,790 |
| Klinefelter Jeffrey P | Global Head of Equities | 02/16/2013 | 57,209 |
| Klinefelter Jeffrey P | Global Head of Equities | 02/15/2013 | 107,159 |
| Geelan John W | General Counsel | 02/16/2013 | 5,618 |
| Fairman Francis E IV | Head, Public Finance Services | 02/16/2013 | 180,444 |
| Fairman Francis E IV | Head, Public Finance Services | 02/15/2013 | 41,010 |
| DUFF ANDREW S | Chairman and CEO | 02/15/2013 | 180,567 |
| DUFF ANDREW S | Chairman and CEO | 02/16/2013 | 388,652 |
| Abraham Chad R | Global Co-Head IB and Cap Mkts | 02/16/2013 | 124,752 |
| Abraham Chad R | Global Co-Head IB and Cap Mkts | 02/15/2013 | 57,455 |
| O'Brien Brien M | Head of Asset Management | 02/13/2013 | 210,238 |
| O'Brien Brien M | Head of Asset Management | 02/12/2013 | 419,635 |
| Klinefelter Jeffrey P | Global Head of Equities | 02/13/2013 | 209,001 |
| LaRue R Scott | Co-Head Global IB | 02/06/2013 | 204,712 |
| Winges Martin Bradley | Head, Fixed Income Services | 02/04/2013 | 207,238 |
| Winges Martin Bradley | Head, Fixed Income Services | 02/04/2013 | 433,400 |
| O'Brien Brien M | Head of Asset Management | 02/04/2013 | 389,593 |
| O'Brien Brien M | Head of Asset Management | 02/04/2013 | 10,811 |
| LaRue R Scott | Co-Head Global IB | 01/31/2013 | 575,658 |
| Klinefelter Jeffrey P | Global Head of Equities | 01/31/2013 | 386,469 |
| O'Brien Brien M | Head of Asset Management | 02/01/2013 | 68,199 |
| O'Brien Brien M | Head of Asset Management | 02/01/2013 | 332,969 |
| O'Brien Brien M | Head of Asset Management | 01/31/2013 | 77,080 |
| O'Brien Brien M | Head of Asset Management | 01/31/2013 | 385,401 |
| O'Brien Brien M | Head of Asset Management | 10/31/2012 | 290,587 |
| LaRue R Scott | Co-Head Global IB | 10/22/2012 | 136,250 |
| LaRue R Scott | Co-Head Global IB | 10/19/2012 | 130,800 |
| LaRue R Scott | Co-Head Global IB | 10/18/2012 | 142,064 |
| LaRue R Scott | Co-Head Global IB | 10/22/2012 | 137,005 |
| Abraham Chad R | Co-Head Global IB | 10/18/2012 | 275,934 |
| O'Brien Brien M | Head of Asset Management | 10/22/2012 | 138,574 |
| O'Brien Brien M | Head of Asset Management | 10/19/2012 | 406,637 |
| O'Brien Brien M | Head of Asset Management | 10/18/2012 | 412,919 |
| O'Brien Brien M | Head of Asset Management | 08/16/2012 | 232,323 |
| O'Brien Brien M | Head of Asset Management | 08/08/2012 | 109,864 |
| O'Brien Brien M | Head of Asset Management | 08/07/2012 | 46,241 |
| O'Brien Brien M | Head of Asset Management | 08/06/2012 | 167,779 |
| O'Brien Brien M | Head of Asset Management | 07/27/2012 | 212,423 |
| O'Brien Brien M | Head of Asset Management | 07/26/2012 | 8,864 |
| O'Brien Brien M | Head of Asset Management | 07/26/2012 | 410,126 |
| Volpi Michele | Director | 05/09/2012 | 17,996 |
| O'Brien Brien M | Head of Asset Management | 04/24/2012 | 337,862 |
| O'Brien Brien M | Head of Asset Management | 04/24/2012 | 150,202 |
| Winges Martin Bradley | Head, Fixed Income Services | 02/17/2012 | 22,014 |
| LaRue R Scott | Co-Head Global IB | 02/17/2012 | 1,043,199 |
| Abraham Chad R | Co-Head Global IB | 02/17/2012 | 8,538 |
| Winges Martin Bradley | Head, Fixed Income Services | 02/15/2012 | 20,495 |
| Schoneman Debbra L. | Chief Financial Officer | 02/15/2012 | 9,647 |
| PETERSON ROBERT W | Global Head of Equities | 02/15/2012 | 29,450 |
| LaRue R Scott | Co-Head Global IB | 02/15/2012 | 29,796 |
| FIREBAUGH RONALD T | Co-Head Pub Fin & Fixed Income | 02/15/2012 | 5,747 |
| Fairman Francis E IV | Head, Public Finance Services | 02/15/2012 | 23,242 |
| DUFF ANDREW S | Chairman and CEO | 02/15/2012 | 60,423 |
| CHOSY JAMES L | General Counsel | 02/15/2012 | 5,747 |
| Abraham Chad R | Co-Head Global IB | 02/15/2012 | 31,897 |
| O'Brien Brien M | Head of Asset Management | 02/10/2012 | 22,340 |
| O'Brien Brien M | Head of Asset Management | 02/10/2012 | 181,569 |
| O'Brien Brien M | Head of Asset Management | 02/09/2012 | 9,744 |
| O'Brien Brien M | Head of Asset Management | 02/09/2012 | 79,080 |
| Winges Martin Bradley | Head, Fixed Income Services | 01/26/2012 | 115,710 |
| O'Brien Brien M | Head of Asset Management | 01/26/2012 | 83,883 |
| O'Brien Brien M | Head of Asset Management | 01/26/2012 | 682,074 |
| O'Brien Brien M | Head of Asset Management | 11/15/2011 | 71,481 |
| O'Brien Brien M | Head of Asset Management | 11/15/2011 | 132,750 |
| O'Brien Brien M | Head of Asset Management | 11/10/2011 | 70,433 |
| O'Brien Brien M | Head of Asset Management | 11/10/2011 | 130,804 |
| O'Brien Brien M | Head of Asset Management | 11/04/2011 | 126,264 |
| O'Brien Brien M | Head of Asset Management | 11/04/2011 | 262,240 |
| O'Brien Brien M | Head of Asset Management | 11/15/2011 | 204,230 |
| O'Brien Brien M | Head of Asset Management | 11/10/2011 | 201,237 |
| O'Brien Brien M | Head of Asset Management | 11/04/2011 | 388,504 |
| DUFF ANDREW S | Chairman and CEO | 10/26/2011 | 92,000 |
| Schoneman Debbra L. | Chief Financial Officer | 02/15/2011 | 28,961 |
| SCHNETTLER THOMAS P | President and COO | 02/15/2011 | 230,039 |
| CHOSY JAMES L | General Counsel | 02/15/2011 | 39,461 |
| DUFF ANDREW S | Chairman and CEO | 02/15/2011 | 266,192 |
| PIPER ADDISON L | Director | 08/12/2010 | 56,030 |
| FIREBAUGH RONALD T | Chief Administrative Officer | 07/23/2010 | 98,315 |
| DUFF ANDREW S | Chairman and CEO | 07/22/2010 | 140,942 |
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FUNDS WITH A POSITION IN PIPER SANDLER CO`S
| Fund | # Shares Owned | % of Portfolio | % Change | Investing Style |
|---|---|---|---|---|
| BLACKROCK INC. | 2,531,363 | 0.01% | 6.02% | Other |
| GEODE CAPITAL MANAGEMENT, LLC | 341,690 | 0.00625% | 5.33% | Other |
| FISHER ASSET MANAGEMENT, LLC | 102,470 | 0.00947% | -12.9% | Other |
| RENAISSANCE TECHNOLOGIES LLC | 45,095 | 0.01% | -24.71% | Other |
| AQR CAPITAL MANAGEMENT LLC | 2,760 | 0.00091% | -25.79% | Other |
CHANGE IN SHARES OUTSTANDING FOR PIPER SANDLER CO`S
STOCK BUYBACKS FOR PIPER SANDLER CO`S
Period of Report
Previous Period
% Change in Shares
10-K/10-Q Filings
Quarter
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Period of Report: 12/31/2023
10-K/10-Q Filings: View
Previous Period
% Change in Shares
Quarter
09/30/2023
0.65%
1Q
06/30/2023
1.66%
2Q
03/31/2023
1.08%
3Q
12/31/2022
2.65%
4Q
09/30/2022
3.79%
5Q
06/30/2022
2.65%
6Q
03/31/2022
0.43%
7Q
12/31/2021
0.06%
8Q
09/30/2021
1.88%
9Q
06/30/2021
2.46%
10Q
03/31/2021
5.47%
11Q
12/31/2020
9.48%
12Q
09/30/2020
16.93%
13Q
06/30/2020
19.98%
14Q
03/31/2020
20.52%
15Q
12/31/2019
23.16%
16Q
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BUYBACK ANNOUNCEMENT(S) FOR PIPER SANDLER CO`S
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