Legg Mason, Inc.. (LM) New York Stock Exchange
$49.99 - (-)
Market Cap: $4.45B
As of 07/31/20 12:00 AM EDT. Market closed.
Legg Mason, Inc.. (LM)
New York Stock Exchange
$49.99
- (-)
Market Cap: $4.45B
As of 07/31/20 12:00 AM EDT. Market closed.
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Legg Mason, Inc. provides securities brokerage, trading and investment services. The firm's segment includes Global Asset Management. The segment: Global Asset Management provides investment advisory services to institutional and individual clients and to company-sponsored investment funds. It also offers Mutual Funds, ETFs, Closed-End Funds, Managed Accounts, Money Market Funds, Variable ... read more
COMPANY PROFILE
Sector
Finance
Industry
Investment Managers
CEO
Joseph Andrew Sullivan
Full Time Employees
3,059
CEO Compensation (Base)
$500,000
CEO Compensation (Total)
$9.95M
Sector
Finance
Industry
Investment Managers
CEO
Joseph Andrew Sullivan
Full Time Employees
3,059
CEO Compensation (Base)
$500,000
CEO Compensation (Total)
$9.95M
Address
100 International Drive, MD, Baltimore, 21202-1099.
PRICE CHART FOR LEGG MASON, INC.
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NEWS
INSIDEARBITRAGE ARTICLES
KEY STATS
Open
-
Previous Close
$49.99
Days Range
- - -
52 week range
$33.99 - $50.70
Volume
0
Avg. Volume (30 days)
1,802,904
Market Cap
$4.45B
Dividend Yield
-
P/E
-
Shares Outstanding
88,948,600
Open
-
Previous Close
$49.99
Days Range
- - -
52 week range
$33.99 - $50.70
Volume
0
Avg. Volume (30 days)
1,802,904
Market Cap
$4.45B
Dividend Yield
-
P/E
-
Shares Outstanding
88,948,600
FINANCIAL STATEMENTS FOR LEGG MASON, INC.
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INSIDER TRANSACTIONS FOR LEGG MASON, INC.
| Owner | Relationship | Date | Transaction | Cost | # Shares | Value($) | Total Shares | Form 4 |
| SULLIVAN JOSEPH A | Chairman, President & CEO | Jun 10, 2020 | Option Exercise | $36.02 | 757,864 | 27,299,711 | 1,350,824 | Jun 12, 2020, 12:36 PM |
| SULLIVAN JOSEPH A | Chairman, President & CEO | Jun 10, 2020 | Sale | $49.98 | 648,178 | 32,395,936 | 702,646 | Jun 12, 2020, 12:36 PM |
| SULLIVAN JOSEPH A | Chairman, President & CEO | Jun 09, 2020 | Option Exercise | $31.46 | 20,603 | 648,170 | 609,594 | Jun 11, 2020, 05:09 PM |
| SULLIVAN JOSEPH A | Chairman, President & CEO | Jun 09, 2020 | Sale | $50.04 | 16,634 | 832,365 | 592,960 | Jun 11, 2020, 05:09 PM |
| SULLIVAN JOSEPH A | Chairman, President & CEO | Jun 08, 2020 | Option Exercise | $31.46 | 276,536 | 8,699,822 | 812,247 | Jun 10, 2020, 04:54 PM |
| SULLIVAN JOSEPH A | Chairman, President & CEO | Jun 08, 2020 | Sale | $50.04 | 223,256 | 11,171,730 | 588,991 | Jun 10, 2020, 04:54 PM |
| GARDEN EDWARD P | Director | May 20, 2020 | Sale | $49.80 | 2,457,808 | 122,399,080 | 0 | May 22, 2020, 04:53 PM |
| PELTZ NELSON | Director | May 20, 2020 | Sale | $49.80 | 2,457,808 | 122,399,080 | 0 | May 22, 2020, 04:52 PM |
| GARDEN EDWARD P | Director | May 18, 2020 | Sale | $49.85 | 777,593 | 38,765,499 | 2,779,842 | May 19, 2020, 06:43 PM |
| GARDEN EDWARD P | Director | May 15, 2020 | Sale | $49.88 | 324,269 | 16,173,468 | 3,557,435 | May 19, 2020, 06:43 PM |
| GARDEN EDWARD P | Director | May 19, 2020 | Sale | $49.82 | 322,034 | 16,043,960 | 2,457,808 | May 19, 2020, 06:43 PM |
| PELTZ NELSON | Director | May 19, 2020 | Sale | $49.82 | 322,034 | 16,043,960 | 2,457,808 | May 19, 2020, 06:42 PM |
| PELTZ NELSON | Director | May 18, 2020 | Sale | $49.85 | 777,593 | 38,765,499 | 2,779,842 | May 19, 2020, 06:42 PM |
| PELTZ NELSON | Director | May 15, 2020 | Sale | $49.88 | 324,269 | 16,173,468 | 3,557,435 | May 19, 2020, 06:42 PM |
| SULLIVAN JOSEPH A | Chairman, President & CEO | Apr 30, 2020 | Option Exercise | $49.77 | 14,892 | 741,175 | 535,711 | May 04, 2020, 02:00 PM |
| Lattin Patricia | Executive Vice President | Apr 30, 2020 | Option Exercise | $49.77 | 3,559 | 177,131 | 43,634 | May 04, 2020, 01:58 PM |
| Johnson Terence | Executive Vice President | Apr 30, 2020 | Option Exercise | $49.77 | 6,068 | 302,004 | 156,587 | May 04, 2020, 01:57 PM |
| Merchant Thomas C | Exec VP & General Counsel | Apr 30, 2020 | Option Exercise | $49.77 | 1,642 | 81,722 | 93,270 | May 04, 2020, 01:56 PM |
| Nachtwey Peter | Sr. Executive VP & CFO | Apr 30, 2020 | Option Exercise | $49.77 | 8,556 | 425,832 | 176,586 | May 04, 2020, 01:53 PM |
| SULLIVAN JOSEPH A | Chairman, President & CEO | Apr 13, 2020 | Option Exercise | $49.13 | 26,589 | 1,306,318 | 580,758 | Apr 15, 2020, 01:29 PM |
| Merchant Thomas C | Exec VP & General Counsel | Apr 13, 2020 | Option Exercise | $49.13 | 4,036 | 198,289 | 94,912 | Apr 15, 2020, 01:28 PM |
| Nachtwey Peter | Sr. Executive VP & CFO | Apr 13, 2020 | Option Exercise | $49.13 | 6,260 | 307,554 | 185,142 | Apr 15, 2020, 01:27 PM |
| Johnson Terence | Executive Vice President | Apr 13, 2020 | Option Exercise | $49.13 | 8,725 | 428,659 | 162,655 | Apr 15, 2020, 01:25 PM |
| Johnson Terence | Executive Vice President | Mar 31, 2020 | Option Exercise | $36.44 | 205,752 | 7,497,895 | 331,118 | Apr 01, 2020, 06:06 PM |
| Johnson Terence | Executive Vice President | Mar 31, 2020 | Sale | $48.79 | 178,300 | 8,699,555 | 312,560 | Apr 01, 2020, 06:06 PM |
| SULLIVAN JOSEPH A | Chairman, President & CEO | Mar 31, 2020 | Option Exercise | $23.72 | 34,847 | 826,571 | 574,743 | Apr 01, 2020, 06:04 PM |
| SULLIVAN JOSEPH A | Chairman, President & CEO | Mar 31, 2020 | Sale | $48.74 | 22,871 | 1,114,733 | 551,872 | Apr 01, 2020, 06:04 PM |
| Nachtwey Peter | Sr. Executive VP & CFO | Mar 12, 2020 | Sale | $48.32 | 11,350 | 548,432 | 175,494 | Mar 12, 2020, 03:05 PM |
| Merchant Thomas C | Exec VP & General Counsel | Mar 04, 2020 | Option Exercise | $35.69 | 41,822 | 1,492,479 | 124,545 | Mar 06, 2020, 03:59 PM |
| Merchant Thomas C | Exec VP & General Counsel | Mar 04, 2020 | Sale | $49.82 | 33,952 | 1,691,489 | 90,593 | Mar 06, 2020, 03:59 PM |
| Nachtwey Peter | Sr. Executive VP & CFO | Mar 04, 2020 | Option Exercise | $38.56 | 115,411 | 4,449,896 | 288,565 | Mar 06, 2020, 03:58 PM |
| Nachtwey Peter | Sr. Executive VP & CFO | Mar 04, 2020 | Sale | $49.82 | 101,721 | 5,067,558 | 248,583 | Mar 06, 2020, 03:58 PM |
| Johnson Terence | Executive Vice President | Mar 05, 2020 | Option Exercise | $23.72 | 1,987 | 47,132 | 126,802 | Mar 06, 2020, 03:57 PM |
| Johnson Terence | Executive Vice President | Mar 05, 2020 | Sale | $49.92 | 1,436 | 71,685 | 125,366 | Mar 06, 2020, 03:57 PM |
| Lattin Patricia | Executive Vice President | Mar 03, 2020 | Option Exercise | $38.50 | 26,574 | 1,023,213 | 70,179 | Mar 05, 2020, 03:58 PM |
| Lattin Patricia | Executive Vice President | Mar 03, 2020 | Sale | $49.81 | 22,626 | 1,127,001 | 47,553 | Mar 05, 2020, 03:58 PM |
| Merchant Thomas C | Exec VP & General Counsel | Mar 03, 2020 | Option Exercise | $37.69 | 24,998 | 942,066 | 103,736 | Mar 05, 2020, 03:57 PM |
| Merchant Thomas C | Exec VP & General Counsel | Mar 03, 2020 | Sale | $49.83 | 21,013 | 1,047,078 | 82,723 | Mar 05, 2020, 03:57 PM |
| Nachtwey Peter | Sr. Executive VP & CFO | Mar 03, 2020 | Option Exercise | $29.22 | 46,764 | 1,366,379 | 195,742 | Mar 05, 2020, 03:56 PM |
| Nachtwey Peter | Sr. Executive VP & CFO | Mar 03, 2020 | Sale | $49.83 | 22,588 | 1,125,560 | 173,154 | Mar 05, 2020, 03:56 PM |
| Johnson Terence | Executive Vice President | May 16, 2019 | Option Exercise | $33.99 | 19,040 | 647,170 | 143,340 | May 17, 2019, 01:54 PM |
| Johnson Terence | Executive Vice President | May 16, 2019 | Sale | $36.21 | 18,525 | 670,790 | 124,815 | May 17, 2019, 01:54 PM |
| SULLIVAN JOSEPH A | Sr. Executive Vice President | May 16, 2019 | Option Exercise | $33.99 | 27,418 | 931,938 | 566,025 | May 17, 2019, 01:47 PM |
| SULLIVAN JOSEPH A | Sr. Executive Vice President | May 16, 2019 | Sale | $36.18 | 26,470 | 957,685 | 539,555 | May 17, 2019, 01:47 PM |
| Merchant Thomas C | Exec VP & General Counsel | May 16, 2019 | Option Exercise | $33.99 | 5,712 | 194,151 | 84,298 | May 17, 2019, 01:45 PM |
| Merchant Thomas C | Exec VP & General Counsel | May 16, 2019 | Sale | $36.11 | 5,582 | 201,566 | 78,716 | May 17, 2019, 01:45 PM |
| Nachtwey Peter | Chief Financial Officer | May 16, 2019 | Option Exercise | $33.99 | 9,520 | 323,585 | 158,171 | May 17, 2019, 01:43 PM |
| Nachtwey Peter | Chief Financial Officer | May 16, 2019 | Sale | $36.13 | 9,193 | 332,143 | 148,978 | May 17, 2019, 01:43 PM |
| Schliessler Ursula | EVP & CAO | May 16, 2019 | Option Exercise | $33.99 | 3,713 | 126,205 | 27,495 | May 17, 2019, 01:41 PM |
| Schliessler Ursula | EVP & CAO | May 16, 2019 | Sale | $36.03 | 3,608 | 129,996 | 23,887 | May 17, 2019, 01:41 PM |
| Lattin Patricia | Executive Vice President | May 15, 2019 | Option Exercise | $33.99 | 2,380 | 80,896 | 45,947 | May 17, 2019, 01:39 PM |
| Lattin Patricia | Executive Vice President | May 15, 2019 | Sale | $34.99 | 2,342 | 81,947 | 43,605 | May 17, 2019, 01:39 PM |
| Merchant Thomas C | Exec VP & General Counsel | Apr 30, 2019 | Option Exercise | $33.52 | 1,085 | 36,369 | 66,536 | May 02, 2019, 04:25 PM |
| SULLIVAN JOSEPH A | Chairman, President & CEO | Apr 30, 2019 | Option Exercise | $33.52 | 1,800 | 60,336 | 466,776 | May 02, 2019, 04:14 PM |
| Cashman Frances | Executive Vice President | Apr 30, 2019 | Option Exercise | $33.52 | 4,943 | 165,689 | 55,136 | May 02, 2019, 03:52 PM |
| Lattin Patricia | Executive Vice President | Apr 30, 2019 | Option Exercise | $33.52 | 3,421 | 114,672 | 37,595 | May 02, 2019, 03:48 PM |
| Nachtwey Peter | Exec VP & CFO | Apr 30, 2019 | Option Exercise | $33.52 | 4,949 | 165,890 | 146,436 | May 02, 2019, 03:46 PM |
| Schliessler Ursula | EVP & CAO | Apr 30, 2019 | Option Exercise | $33.52 | 2,481 | 83,163 | 23,782 | May 02, 2019, 03:43 PM |
| Johnson Terence | Executive Vice President | Apr 30, 2019 | Option Exercise | $33.52 | 5,685 | 190,561 | 107,208 | May 02, 2019, 03:42 PM |
| Hoops Thomas K | Executive Vice President | Apr 30, 2019 | Option Exercise | $33.52 | 3,641 | 122,046 | 93,884 | May 02, 2019, 03:39 PM |
| Kenney John | Executive Vice President | Apr 30, 2019 | Option Exercise | $33.52 | 4,165 | 139,611 | 50,374 | May 02, 2019, 03:36 PM |
| SULLIVAN JOSEPH A | Chairman, President & CEO | Apr 15, 2019 | Option Exercise | $32.69 | 7,059 | 230,723 | 480,277 | Apr 17, 2019, 01:50 PM |
| Schliessler Ursula | EVP & CAO | Apr 15, 2019 | Option Exercise | $32.69 | 977 | 31,933 | 26,263 | Apr 17, 2019, 01:48 PM |
| Johnson Terence | Executive Vice President | Apr 15, 2019 | Option Exercise | $32.69 | 3,751 | 122,601 | 112,893 | Apr 17, 2019, 01:46 PM |
| Hoops Thomas K | Executive Vice President | Apr 15, 2019 | Option Exercise | $32.69 | 1,526 | 49,877 | 97,525 | Apr 17, 2019, 01:44 PM |
| Merchant Thomas C | Exec VP & General Counsel | Apr 15, 2019 | Option Exercise | $32.69 | 980 | 32,031 | 68,125 | Apr 17, 2019, 01:41 PM |
| Nachtwey Peter | Exec VP & CFO | Apr 15, 2019 | Option Exercise | $32.69 | 2,050 | 67,004 | 151,386 | Apr 17, 2019, 01:40 PM |
| Cashman Frances | Executive Vice President | Sep 24, 2018 | Option Exercise | $31.47 | 10,064 | 316,714 | 72,937 | Sep 26, 2018, 03:58 PM |
| Cashman Frances | Executive Vice President | Sep 24, 2018 | Sale | $31.61 | 10,058 | 317,905 | 72,437 | Sep 26, 2018, 03:58 PM |
| Johnson Terence | Executive Vice President | May 17, 2018 | Option Exercise | $39.00 | 4,928 | 192,192 | 108,664 | May 18, 2018, 02:17 PM |
| Johnson Terence | Executive Vice President | May 17, 2018 | Option Exercise | $33.25 | 5,781 | 192,218 | 113,592 | May 18, 2018, 02:17 PM |
| Lattin Patricia | Executive Vice President | May 16, 2018 | Option Exercise | $33.25 | 974 | 32,386 | 42,419 | May 18, 2018, 02:14 PM |
| Lattin Patricia | Executive Vice President | May 16, 2018 | Sale | $38.95 | 898 | 34,977 | 41,521 | May 18, 2018, 02:14 PM |
| Merchant Thomas C | Exec VP & General Counsel | May 16, 2018 | Option Exercise | $33.25 | 2,801 | 93,133 | 68,741 | May 18, 2018, 02:12 PM |
| Merchant Thomas C | Exec VP & General Counsel | May 16, 2018 | Sale | $38.80 | 2,537 | 98,436 | 66,204 | May 18, 2018, 02:12 PM |
| Lattin Patricia | Executive Vice President | May 15, 2018 | Option Exercise | $33.25 | 974 | 32,386 | 42,419 | May 17, 2018, 05:24 PM |
| Lattin Patricia | Executive Vice President | May 16, 2018 | Sale | $38.95 | 898 | 34,977 | 41,521 | May 17, 2018, 05:24 PM |
| SULLIVAN JOSEPH A | Sr. Executive Vice President | May 16, 2018 | Option Exercise | $33.25 | 34,626 | 1,151,315 | 496,558 | May 17, 2018, 05:16 PM |
| SULLIVAN JOSEPH A | Sr. Executive Vice President | May 16, 2018 | Sale | $38.81 | 31,336 | 1,216,060 | 495,258 | May 17, 2018, 05:16 PM |
| Merchant Thomas C | Exec VP & General Counsel | May 15, 2018 | Option Exercise | $33.25 | 2,801 | 93,133 | 68,741 | May 17, 2018, 05:12 PM |
| Merchant Thomas C | Exec VP & General Counsel | May 16, 2018 | Sale | $38.80 | 2,537 | 98,436 | 66,204 | May 17, 2018, 05:12 PM |
| Nachtwey Peter | Exec VP & CFO | May 01, 2018 | Option Exercise | $39.60 | 3,257 | 128,977 | 126,541 | May 02, 2018, 02:46 PM |
| Hoops Thomas K | Executive Vice President | May 01, 2018 | Option Exercise | $39.60 | 2,457 | 97,297 | 77,097 | May 02, 2018, 02:44 PM |
| Johnson Terence | Executive Vice President | May 01, 2018 | Option Exercise | $39.60 | 7,360 | 291,456 | 107,811 | May 02, 2018, 02:43 PM |
| Schliessler Ursula | EVP & CAO | May 01, 2018 | Option Exercise | $39.60 | 1,860 | 73,656 | 17,184 | May 02, 2018, 02:42 PM |
| Lattin Patricia | Executive Vice President | May 01, 2018 | Option Exercise | $39.60 | 2,786 | 110,326 | 35,636 | May 02, 2018, 02:38 PM |
| Cashman Frances | Executive Vice President | May 01, 2018 | Option Exercise | $39.60 | 4,355 | 172,458 | 51,098 | May 02, 2018, 02:37 PM |
| Merchant Thomas C | Exec VP & General Counsel | May 01, 2018 | Option Exercise | $39.60 | 1,003 | 39,719 | 54,225 | May 02, 2018, 02:36 PM |
| SULLIVAN JOSEPH A | Chairman, President & CEO | May 01, 2018 | Option Exercise | $39.60 | 1,471 | 58,252 | 385,176 | May 02, 2018, 02:26 PM |
| Kenney John | Executive Vice President | May 01, 2018 | Option Exercise | $39.60 | 4,669 | 184,892 | 42,684 | May 02, 2018, 02:24 PM |
| Chen Tian Qiao | Director | Jun 28, 2017 | Sale | $38.43 | 4,232,500 | 162,654,976 | 5,567,653 | Jun 30, 2017, 05:02 PM |
| Johnson Terence | Executive Vice President | May 01, 2017 | Sale | $37.24 | 8,777 | 326,855 | 100,415 | May 02, 2017, 03:30 PM |
| Schliessler Ursula | EVP & CAO | May 01, 2017 | Sale | $37.39 | 1,745 | 65,246 | 14,445 | May 02, 2017, 03:28 PM |
| SULLIVAN JOSEPH A | Chairman, President & CEO | May 01, 2017 | Option Exercise | $37.98 | 4,413 | 167,606 | 350,346 | May 02, 2017, 03:20 PM |
| Hoops Thomas K | Executive Vice President | May 01, 2017 | Option Exercise | $37.98 | 8,585 | 326,058 | 69,193 | May 02, 2017, 03:19 PM |
| Merchant Thomas C | Exec VP & General Counsel | May 01, 2017 | Option Exercise | $37.98 | 941 | 35,739 | 48,568 | May 02, 2017, 03:16 PM |
| Nachtwey Peter | Exec VP & CFO | May 01, 2017 | Option Exercise | $37.98 | 3,327 | 126,359 | 117,125 | May 02, 2017, 03:15 PM |
| Johnson Terence | Executive Vice President | Mar 24, 2017 | Option Exercise | $27.45 | 15,000 | 411,750 | 122,517 | Mar 27, 2017, 02:14 PM |
| Johnson Terence | Executive Vice President | Mar 24, 2017 | Sale | $34.88 | 13,325 | 464,776 | 109,192 | Mar 27, 2017, 02:14 PM |
| SULLIVAN JOSEPH A | Chairman, President & CEO | Feb 16, 2017 | Option Exercise | $27.45 | 35,000 | 960,750 | 387,156 | Feb 17, 2017, 12:37 PM |
| SULLIVAN JOSEPH A | Chairman, President & CEO | Feb 16, 2017 | Sale | $36.06 | 29,744 | 1,072,569 | 357,412 | Feb 17, 2017, 12:37 PM |
| Merchant Thomas C | Exec VP & General Counsel | Feb 16, 2017 | Option Exercise | $27.45 | 7,500 | 205,875 | 56,101 | Feb 17, 2017, 12:36 PM |
| Merchant Thomas C | Exec VP & General Counsel | Feb 16, 2017 | Sale | $36.06 | 6,595 | 237,816 | 49,506 | Feb 17, 2017, 12:36 PM |
| Chen Tian Qiao | 10% Owner | Jan 18, 2017 | Buy | $31.58 | 30,405 | 960,129 | 9,800,153 | Jan 20, 2017, 08:17 PM |
| Chen Tian Qiao | 10% Owner | Jan 10, 2017 | Sale | $31.14 | 340,000 | 10,586,206 | 9,750,153 | Jan 11, 2017, 06:22 AM |
| Chen Tian Qiao | 10% Owner | Jan 09, 2017 | Sale | $30.76 | 420,000 | 12,917,898 | 10,090,153 | Jan 11, 2017, 06:22 AM |
| Chen Tian Qiao | 10% Owner | Jun 22, 2016 | Sale | $32.11 | 16,000 | 513,704 | 10,510,153 | Jun 24, 2016, 06:56 AM |
| DAVIDSON CAROL ANTHONY | Director | Jun 06, 2016 | Buy | $33.92 | 3,000 | 101,760 | 3,000 | Jun 07, 2016, 10:00 AM |
| SULLIVAN JOSEPH A | Chairman, President & CEO | May 02, 2016 | Option Exercise | $32.66 | 9,498 | 310,205 | 298,535 | May 03, 2016, 01:54 PM |
| Merchant Thomas C | Exec VP & General Counsel | May 02, 2016 | Option Exercise | $32.66 | 1,478 | 48,271 | 41,418 | May 03, 2016, 01:52 PM |
| Nachtwey Peter | Exec VP & CFO | May 02, 2016 | Option Exercise | $32.66 | 4,032 | 131,685 | 105,183 | May 03, 2016, 01:51 PM |
| Hoops Thomas K | Executive Vice President | May 02, 2016 | Option Exercise | $32.66 | 7,564 | 247,040 | 65,294 | May 03, 2016, 01:50 PM |
| Schliessler Ursula | EVP & CAO | May 02, 2016 | Sale | $31.69 | 1,659 | 52,568 | 11,394 | May 03, 2016, 01:49 PM |
| Johnson Terence | Executive Vice President | May 02, 2016 | Sale | $31.65 | 9,519 | 301,276 | 87,737 | May 03, 2016, 01:47 PM |
| TRIAN FUND MANAGEMENT, L.P. | Former 10% Owner | Apr 11, 2016 | Sale | $32.00 | 10,526,153 | 336,836,896 | 513,743 | Apr 12, 2016, 09:32 AM |
| TRIAN FUND MANAGEMENT, L.P. | Former 10% Owner | Apr 11, 2016 | Sale | $32.00 | 10,526,153 | 336,836,896 | 513,743 | Apr 12, 2016, 09:31 AM |
| SULLIVAN JOSEPH A | Chairman, President & CEO | Feb 01, 2016 | Option Exercise | $14.81 | 70,822 | 1,048,874 | 360,811 | Feb 02, 2016, 02:55 PM |
| SULLIVAN JOSEPH A | Chairman, President & CEO | Feb 01, 2016 | Sale | $29.70 | 53,418 | 1,586,515 | 307,393 | Feb 02, 2016, 02:55 PM |
| REED W ALLEN | Director | Jan 26, 2016 | Buy | $29.68 | 10,000 | 296,800 | 43,813 | Jan 27, 2016, 03:14 PM |
| Kass Dennis M. | Director | Jan 26, 2016 | Buy | $29.80 | 3,500 | 104,300 | 24,378 | Jan 27, 2016, 03:13 PM |
| Nachtwey Peter | Exec VP & CFO | Jan 26, 2016 | Buy | $29.92 | 20,000 | 598,400 | 109,215 | Jan 26, 2016, 04:43 PM |
| Murphy John V | Director | Jan 26, 2016 | Buy | $29.74 | 5,000 | 148,700 | 17,707 | Jan 26, 2016, 04:41 PM |
| MYERS JOHN H | Director | Jan 26, 2016 | Buy | $29.77 | 2,000 | 59,540 | 15,207 | Jan 26, 2016, 04:40 PM |
| SULLIVAN JOSEPH A | Chairman, President & CEO | Jan 26, 2016 | Buy | $29.81 | 25,000 | 745,250 | 289,989 | Jan 26, 2016, 04:39 PM |
| PELTZ NELSON | Former 10% Owner | May 27, 2015 | Sale | $54.04 | 164,218 | 8,874,308 | 11,039,896 | May 28, 2015, 09:10 AM |
| PELTZ NELSON | Former 10% Owner | May 26, 2015 | Sale | $53.63 | 150,000 | 8,043,975 | 11,204,114 | May 28, 2015, 09:10 AM |
| PELTZ NELSON | 10% Owner | May 20, 2015 | Sale | $54.08 | 83,600 | 4,520,929 | 11,354,114 | May 20, 2015, 05:36 PM |
| PELTZ NELSON | 10% Owner | May 19, 2015 | Sale | $54.57 | 15,200 | 829,418 | 11,437,714 | May 20, 2015, 05:36 PM |
| PELTZ NELSON | 10% Owner | May 18, 2015 | Sale | $54.62 | 120,000 | 6,554,184 | 11,452,914 | May 20, 2015, 05:36 PM |
| Schliessler Ursula | EVP & CAO | May 05, 2015 | Sale | $55.32 | 1,518 | 83,976 | 14,375 | May 06, 2015, 10:53 AM |
| PELTZ NELSON | 10% Owner | May 05, 2015 | Sale | $55.31 | 132,000 | 7,300,352 | 11,572,914 | May 05, 2015, 05:31 PM |
| PELTZ NELSON | 10% Owner | May 04, 2015 | Sale | $55.25 | 200,000 | 11,050,280 | 11,704,914 | May 05, 2015, 05:31 PM |
| PELTZ NELSON | 10% Owner | May 01, 2015 | Sale | $55.07 | 85,000 | 4,680,950 | 11,904,914 | May 05, 2015, 05:31 PM |
| SULLIVAN JOSEPH A | Chairman, President & CEO | Apr 30, 2015 | Option Exercise | $53.14 | 9,083 | 482,671 | 226,317 | May 04, 2015, 03:07 PM |
| Merchant Thomas C | Exec VP & General Counsel | Apr 30, 2015 | Option Exercise | $53.14 | 1,426 | 75,778 | 38,444 | May 04, 2015, 02:47 PM |
| Johnson Terence | Executive Vice President | May 01, 2015 | Sale | $54.27 | 8,996 | 488,213 | 83,423 | May 04, 2015, 02:31 PM |
| Hoops Thomas K | Executive Vice President | Apr 30, 2015 | Option Exercise | $53.14 | 16,576 | 880,849 | 64,896 | May 04, 2015, 02:27 PM |
| Nachtwey Peter | Exec VP & CFO | Apr 30, 2015 | Option Exercise | $53.14 | 4,837 | 257,038 | 79,510 | May 04, 2015, 02:21 PM |
| PELTZ NELSON | 10% Owner | Apr 13, 2015 | Sale | $55.01 | 50,000 | 2,750,595 | 11,989,914 | Apr 15, 2015, 05:25 PM |
| PELTZ NELSON | 10% Owner | Apr 07, 2015 | Sale | $55.03 | 20,050 | 1,103,414 | 12,039,914 | Apr 08, 2015, 05:31 PM |
| PELTZ NELSON | 10% Owner | Apr 06, 2015 | Sale | $55.17 | 200,000 | 11,033,080 | 12,059,964 | Apr 08, 2015, 05:31 PM |
| PELTZ NELSON | 10% Owner | Apr 01, 2015 | Sale | $55.21 | 128,000 | 7,066,688 | 12,759,964 | Apr 02, 2015, 06:38 PM |
| PELTZ NELSON | 10% Owner | Apr 02, 2015 | Sale | $55.54 | 500,000 | 27,768,850 | 12,259,964 | Apr 02, 2015, 06:38 PM |
| Murphy Jennifer | Exec VP & CAO | Jan 01, 2015 | Option Exercise | $53.68 | 263 | 14,118 | 18,581 | Jan 05, 2015, 01:45 PM |
| KRONGARD CHERYL GORDON | Director | Dec 22, 2014 | Sale | $54.27 | 1,240 | 67,299 | 27,369 | Dec 23, 2014, 11:56 AM |
| Johnson Terence | Executive Vice President | May 05, 2014 | Sale | $46.10 | 9,100 | 419,510 | 78,173 | May 05, 2014, 02:11 PM |
| SULLIVAN JOSEPH A | President & CEO | Apr 30, 2014 | Option Exercise | $46.54 | 13,656 | 635,550 | 305,514 | May 02, 2014, 11:29 AM |
| Merchant Thomas C | Exec VP & General Counsel | Apr 30, 2014 | Option Exercise | $46.54 | 2,487 | 115,745 | 36,034 | May 02, 2014, 11:20 AM |
| Nachtwey Peter | Sr. Exec VP & CFO | Apr 30, 2014 | Option Exercise | $46.54 | 6,798 | 316,379 | 74,236 | May 02, 2014, 11:13 AM |
| SULLIVAN JOSEPH A | President & CEO | Mar 31, 2014 | Option Exercise | $49.05 | 55,836 | 2,738,756 | 319,058 | Apr 02, 2014, 01:30 PM |
| Merchant Thomas C | Exec VP & General Counsel | Mar 31, 2014 | Option Exercise | $49.05 | 7,047 | 345,655 | 38,520 | Apr 02, 2014, 01:12 PM |
| Nachtwey Peter | Sr Exec VP & CFO | Mar 31, 2014 | Option Exercise | $49.05 | 26,645 | 1,306,937 | 81,034 | Apr 02, 2014, 01:05 PM |
| Murphy Jennifer | Executive VP and CAO | Jan 01, 2014 | Option Exercise | $43.53 | 263 | 11,448 | 14,191 | Jan 02, 2014, 02:26 PM |
| REED W ALLEN | Director | Oct 29, 2013 | Sale | $38.59 | 19,987 | 771,298 | 28,737 | Oct 30, 2013, 03:58 PM |
| Johnson Terence | Executive Vice President | Apr 16, 2013 | Buy | $31.14 | 78 | 2,429 | 87,273 | Jun 06, 2013, 11:27 AM |
| Kass Dennis M. | Director | May 02, 2013 | Option Exercise | $31.46 | 3,973 | 124,991 | 3,973 | May 03, 2013, 12:23 PM |
| Johnson Terence | Executive Vice President | May 02, 2013 | Sale | $31.35 | 7,423 | 232,711 | 63,924 | May 03, 2013, 12:14 PM |
| Nachtwey Peter | Sr. Executive VP & CFO | Apr 30, 2013 | Option Exercise | $31.42 | 2,925 | 91,904 | 88,566 | May 01, 2013, 05:07 PM |
| Merchant Thomas C | Exec. VP & General Counsel | Apr 30, 2013 | Option Exercise | $31.42 | 1,983 | 62,306 | 40,655 | May 01, 2013, 05:01 PM |
| SULLIVAN JOSEPH A | President & CEO | Apr 30, 2013 | Option Exercise | $31.42 | 11,987 | 376,632 | 363,427 | May 01, 2013, 04:51 PM |
| REED W ALLEN | Director | Nov 02, 2012 | Buy | $25.40 | 10,000 | 254,000 | 45,130 | Nov 05, 2012, 12:35 PM |
| REED W ALLEN | Director | Nov 01, 2012 | Buy | $25.69 | 10,000 | 256,900 | 35,130 | Nov 05, 2012, 12:35 PM |
| PELTZ NELSON | Director | Sep 28, 2012 | Option Exercise | $24.84 | 1,822,946 | 45,281,979 | 12,884,337 | Sep 28, 2012, 05:12 PM |
| SULLIVAN JOSEPH A | Sr. Executive Vice President | Apr 30, 2012 | Option Exercise | $26.14 | 8,565 | 223,889 | 225,102 | May 02, 2012, 02:07 PM |
| Nattans Jeffrey A | Executive Vice President | Apr 30, 2012 | Option Exercise | $26.14 | 3,500 | 91,490 | 47,397 | May 02, 2012, 01:45 PM |
| Nachtwey Peter | Sr. Executive VP & CFO | Apr 30, 2012 | Option Exercise | $26.14 | 923 | 24,127 | 10,187 | May 02, 2012, 01:38 PM |
| Lemke Thomas P | Executive VP & General Counsel | Apr 30, 2012 | Option Exercise | $26.14 | 2,761 | 72,173 | 40,902 | May 02, 2012, 01:32 PM |
| FETTING MARK R | Chairman, President & CEO | Apr 30, 2012 | Option Exercise | $26.14 | 12,055 | 315,118 | 186,827 | May 02, 2012, 01:25 PM |
| Dewhurst Ronald R | Sr. Executive VP/Managing Dir. | Apr 30, 2012 | Option Exercise | $26.14 | 11,780 | 307,929 | 125,215 | May 02, 2012, 01:06 PM |
| Lemke Thomas P | Executive VP & General Counsel | Sep 09, 2011 | Buy | $26.39 | 4,000 | 105,560 | 43,663 | Sep 12, 2011, 03:52 PM |
| CAHILL JOHN T | Director | Aug 08, 2011 | Buy | $24.93 | 10,000 | 249,300 | 37,397 | Aug 09, 2011, 03:46 PM |
| PELTZ NELSON | Director | Aug 04, 2011 | Buy | $28.06 | 790,000 | 22,169,217 | 14,702,269 | Aug 08, 2011, 04:53 PM |
| PELTZ NELSON | Director | Aug 03, 2011 | Buy | $28.60 | 1,351,000 | 38,632,656 | 13,912,269 | Aug 08, 2011, 04:53 PM |
| PELTZ NELSON | Director | Aug 02, 2011 | Buy | $28.65 | 410,000 | 11,745,885 | 12,561,269 | Aug 08, 2011, 04:53 PM |
| PELTZ NELSON | Director | Aug 01, 2011 | Buy | $29.36 | 890,000 | 26,127,464 | 12,151,269 | Aug 08, 2011, 04:53 PM |
| PELTZ NELSON | Director | Aug 01, 2011 | Option Exercise | $29.36 | 890,000 | 26,127,464 | 12,151,269 | Aug 03, 2011, 05:36 PM |
| PELTZ NELSON | Director | Aug 03, 2011 | Option Exercise | $28.60 | 1,351,000 | 38,632,656 | 13,912,269 | Aug 03, 2011, 05:36 PM |
| PELTZ NELSON | Director | Aug 02, 2011 | Option Exercise | $28.65 | 410,000 | 11,745,885 | 12,561,269 | Aug 03, 2011, 05:36 PM |
| CAHILL JOHN T | Director | Aug 01, 2011 | Buy | $29.30 | 10,000 | 293,000 | 27,397 | Aug 02, 2011, 03:01 PM |
| PELTZ NELSON | Director | Mar 30, 2011 | Buy | $35.94 | 130,436 | 4,688,509 | 11,257,370 | Mar 31, 2011, 05:29 PM |
| PELTZ NELSON | Director | Mar 29, 2011 | Buy | $35.08 | 39,564 | 1,387,937 | 11,126,934 | Mar 31, 2011, 05:29 PM |
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Buy
Sale
Option Exercise
| Owner | Relationship | Date | Value($) |
| SULLIVAN JOSEPH A | Chairman, President & CEO | 06/10/2020 | 27,299,711 |
| SULLIVAN JOSEPH A | Chairman, President & CEO | 06/10/2020 | 32,395,936 |
| SULLIVAN JOSEPH A | Chairman, President & CEO | 06/09/2020 | 648,170 |
| SULLIVAN JOSEPH A | Chairman, President & CEO | 06/09/2020 | 832,365 |
| SULLIVAN JOSEPH A | Chairman, President & CEO | 06/08/2020 | 8,699,822 |
| SULLIVAN JOSEPH A | Chairman, President & CEO | 06/08/2020 | 11,171,730 |
| GARDEN EDWARD P | Director | 05/20/2020 | 122,399,080 |
| PELTZ NELSON | Director | 05/20/2020 | 122,399,080 |
| GARDEN EDWARD P | Director | 05/18/2020 | 38,765,499 |
| GARDEN EDWARD P | Director | 05/15/2020 | 16,173,468 |
| GARDEN EDWARD P | Director | 05/19/2020 | 16,043,960 |
| PELTZ NELSON | Director | 05/19/2020 | 16,043,960 |
| PELTZ NELSON | Director | 05/18/2020 | 38,765,499 |
| PELTZ NELSON | Director | 05/15/2020 | 16,173,468 |
| SULLIVAN JOSEPH A | Chairman, President & CEO | 04/30/2020 | 741,175 |
| Lattin Patricia | Executive Vice President | 04/30/2020 | 177,131 |
| Johnson Terence | Executive Vice President | 04/30/2020 | 302,004 |
| Merchant Thomas C | Exec VP & General Counsel | 04/30/2020 | 81,722 |
| Nachtwey Peter | Sr. Executive VP & CFO | 04/30/2020 | 425,832 |
| SULLIVAN JOSEPH A | Chairman, President & CEO | 04/13/2020 | 1,306,318 |
| Merchant Thomas C | Exec VP & General Counsel | 04/13/2020 | 198,289 |
| Nachtwey Peter | Sr. Executive VP & CFO | 04/13/2020 | 307,554 |
| Johnson Terence | Executive Vice President | 04/13/2020 | 428,659 |
| Johnson Terence | Executive Vice President | 03/31/2020 | 7,497,895 |
| Johnson Terence | Executive Vice President | 03/31/2020 | 8,699,555 |
| SULLIVAN JOSEPH A | Chairman, President & CEO | 03/31/2020 | 826,571 |
| SULLIVAN JOSEPH A | Chairman, President & CEO | 03/31/2020 | 1,114,733 |
| Nachtwey Peter | Sr. Executive VP & CFO | 03/12/2020 | 548,432 |
| Merchant Thomas C | Exec VP & General Counsel | 03/04/2020 | 1,492,479 |
| Merchant Thomas C | Exec VP & General Counsel | 03/04/2020 | 1,691,489 |
| Nachtwey Peter | Sr. Executive VP & CFO | 03/04/2020 | 4,449,896 |
| Nachtwey Peter | Sr. Executive VP & CFO | 03/04/2020 | 5,067,558 |
| Johnson Terence | Executive Vice President | 03/05/2020 | 47,132 |
| Johnson Terence | Executive Vice President | 03/05/2020 | 71,685 |
| Lattin Patricia | Executive Vice President | 03/03/2020 | 1,023,213 |
| Lattin Patricia | Executive Vice President | 03/03/2020 | 1,127,001 |
| Merchant Thomas C | Exec VP & General Counsel | 03/03/2020 | 942,066 |
| Merchant Thomas C | Exec VP & General Counsel | 03/03/2020 | 1,047,078 |
| Nachtwey Peter | Sr. Executive VP & CFO | 03/03/2020 | 1,366,379 |
| Nachtwey Peter | Sr. Executive VP & CFO | 03/03/2020 | 1,125,560 |
| Johnson Terence | Executive Vice President | 05/16/2019 | 647,170 |
| Johnson Terence | Executive Vice President | 05/16/2019 | 670,790 |
| SULLIVAN JOSEPH A | Sr. Executive Vice President | 05/16/2019 | 931,938 |
| SULLIVAN JOSEPH A | Sr. Executive Vice President | 05/16/2019 | 957,685 |
| Merchant Thomas C | Exec VP & General Counsel | 05/16/2019 | 194,151 |
| Merchant Thomas C | Exec VP & General Counsel | 05/16/2019 | 201,566 |
| Nachtwey Peter | Chief Financial Officer | 05/16/2019 | 323,585 |
| Nachtwey Peter | Chief Financial Officer | 05/16/2019 | 332,143 |
| Schliessler Ursula | EVP & CAO | 05/16/2019 | 126,205 |
| Schliessler Ursula | EVP & CAO | 05/16/2019 | 129,996 |
| Lattin Patricia | Executive Vice President | 05/15/2019 | 80,896 |
| Lattin Patricia | Executive Vice President | 05/15/2019 | 81,947 |
| Merchant Thomas C | Exec VP & General Counsel | 04/30/2019 | 36,369 |
| SULLIVAN JOSEPH A | Chairman, President & CEO | 04/30/2019 | 60,336 |
| Cashman Frances | Executive Vice President | 04/30/2019 | 165,689 |
| Lattin Patricia | Executive Vice President | 04/30/2019 | 114,672 |
| Nachtwey Peter | Exec VP & CFO | 04/30/2019 | 165,890 |
| Schliessler Ursula | EVP & CAO | 04/30/2019 | 83,163 |
| Johnson Terence | Executive Vice President | 04/30/2019 | 190,561 |
| Hoops Thomas K | Executive Vice President | 04/30/2019 | 122,046 |
| Kenney John | Executive Vice President | 04/30/2019 | 139,611 |
| SULLIVAN JOSEPH A | Chairman, President & CEO | 04/15/2019 | 230,723 |
| Schliessler Ursula | EVP & CAO | 04/15/2019 | 31,933 |
| Johnson Terence | Executive Vice President | 04/15/2019 | 122,601 |
| Hoops Thomas K | Executive Vice President | 04/15/2019 | 49,877 |
| Merchant Thomas C | Exec VP & General Counsel | 04/15/2019 | 32,031 |
| Nachtwey Peter | Exec VP & CFO | 04/15/2019 | 67,004 |
| Cashman Frances | Executive Vice President | 09/24/2018 | 316,714 |
| Cashman Frances | Executive Vice President | 09/24/2018 | 317,905 |
| Johnson Terence | Executive Vice President | 05/17/2018 | 192,192 |
| Johnson Terence | Executive Vice President | 05/17/2018 | 192,218 |
| Lattin Patricia | Executive Vice President | 05/16/2018 | 32,386 |
| Lattin Patricia | Executive Vice President | 05/16/2018 | 34,977 |
| Merchant Thomas C | Exec VP & General Counsel | 05/16/2018 | 93,133 |
| Merchant Thomas C | Exec VP & General Counsel | 05/16/2018 | 98,436 |
| Lattin Patricia | Executive Vice President | 05/15/2018 | 32,386 |
| Lattin Patricia | Executive Vice President | 05/16/2018 | 34,977 |
| SULLIVAN JOSEPH A | Sr. Executive Vice President | 05/16/2018 | 1,151,315 |
| SULLIVAN JOSEPH A | Sr. Executive Vice President | 05/16/2018 | 1,216,060 |
| Merchant Thomas C | Exec VP & General Counsel | 05/15/2018 | 93,133 |
| Merchant Thomas C | Exec VP & General Counsel | 05/16/2018 | 98,436 |
| Nachtwey Peter | Exec VP & CFO | 05/01/2018 | 128,977 |
| Hoops Thomas K | Executive Vice President | 05/01/2018 | 97,297 |
| Johnson Terence | Executive Vice President | 05/01/2018 | 291,456 |
| Schliessler Ursula | EVP & CAO | 05/01/2018 | 73,656 |
| Lattin Patricia | Executive Vice President | 05/01/2018 | 110,326 |
| Cashman Frances | Executive Vice President | 05/01/2018 | 172,458 |
| Merchant Thomas C | Exec VP & General Counsel | 05/01/2018 | 39,719 |
| SULLIVAN JOSEPH A | Chairman, President & CEO | 05/01/2018 | 58,252 |
| Kenney John | Executive Vice President | 05/01/2018 | 184,892 |
| Chen Tian Qiao | Director | 06/28/2017 | 162,654,976 |
| Johnson Terence | Executive Vice President | 05/01/2017 | 326,855 |
| Schliessler Ursula | EVP & CAO | 05/01/2017 | 65,246 |
| SULLIVAN JOSEPH A | Chairman, President & CEO | 05/01/2017 | 167,606 |
| Hoops Thomas K | Executive Vice President | 05/01/2017 | 326,058 |
| Merchant Thomas C | Exec VP & General Counsel | 05/01/2017 | 35,739 |
| Nachtwey Peter | Exec VP & CFO | 05/01/2017 | 126,359 |
| Johnson Terence | Executive Vice President | 03/24/2017 | 411,750 |
| Johnson Terence | Executive Vice President | 03/24/2017 | 464,776 |
| SULLIVAN JOSEPH A | Chairman, President & CEO | 02/16/2017 | 960,750 |
| SULLIVAN JOSEPH A | Chairman, President & CEO | 02/16/2017 | 1,072,569 |
| Merchant Thomas C | Exec VP & General Counsel | 02/16/2017 | 205,875 |
| Merchant Thomas C | Exec VP & General Counsel | 02/16/2017 | 237,816 |
| Chen Tian Qiao | 10% Owner | 01/18/2017 | 960,129 |
| Chen Tian Qiao | 10% Owner | 01/10/2017 | 10,586,206 |
| Chen Tian Qiao | 10% Owner | 01/09/2017 | 12,917,898 |
| Chen Tian Qiao | 10% Owner | 06/22/2016 | 513,704 |
| DAVIDSON CAROL ANTHONY | Director | 06/06/2016 | 101,760 |
| SULLIVAN JOSEPH A | Chairman, President & CEO | 05/02/2016 | 310,205 |
| Merchant Thomas C | Exec VP & General Counsel | 05/02/2016 | 48,271 |
| Nachtwey Peter | Exec VP & CFO | 05/02/2016 | 131,685 |
| Hoops Thomas K | Executive Vice President | 05/02/2016 | 247,040 |
| Schliessler Ursula | EVP & CAO | 05/02/2016 | 52,568 |
| Johnson Terence | Executive Vice President | 05/02/2016 | 301,276 |
| TRIAN FUND MANAGEMENT, L.P. | Former 10% Owner | 04/11/2016 | 336,836,896 |
| TRIAN FUND MANAGEMENT, L.P. | Former 10% Owner | 04/11/2016 | 336,836,896 |
| SULLIVAN JOSEPH A | Chairman, President & CEO | 02/01/2016 | 1,048,874 |
| SULLIVAN JOSEPH A | Chairman, President & CEO | 02/01/2016 | 1,586,515 |
| REED W ALLEN | Director | 01/26/2016 | 296,800 |
| Kass Dennis M. | Director | 01/26/2016 | 104,300 |
| Nachtwey Peter | Exec VP & CFO | 01/26/2016 | 598,400 |
| Murphy John V | Director | 01/26/2016 | 148,700 |
| MYERS JOHN H | Director | 01/26/2016 | 59,540 |
| SULLIVAN JOSEPH A | Chairman, President & CEO | 01/26/2016 | 745,250 |
| PELTZ NELSON | Former 10% Owner | 05/27/2015 | 8,874,308 |
| PELTZ NELSON | Former 10% Owner | 05/26/2015 | 8,043,975 |
| PELTZ NELSON | 10% Owner | 05/20/2015 | 4,520,929 |
| PELTZ NELSON | 10% Owner | 05/19/2015 | 829,418 |
| PELTZ NELSON | 10% Owner | 05/18/2015 | 6,554,184 |
| Schliessler Ursula | EVP & CAO | 05/05/2015 | 83,976 |
| PELTZ NELSON | 10% Owner | 05/05/2015 | 7,300,352 |
| PELTZ NELSON | 10% Owner | 05/04/2015 | 11,050,280 |
| PELTZ NELSON | 10% Owner | 05/01/2015 | 4,680,950 |
| SULLIVAN JOSEPH A | Chairman, President & CEO | 04/30/2015 | 482,671 |
| Merchant Thomas C | Exec VP & General Counsel | 04/30/2015 | 75,778 |
| Johnson Terence | Executive Vice President | 05/01/2015 | 488,213 |
| Hoops Thomas K | Executive Vice President | 04/30/2015 | 880,849 |
| Nachtwey Peter | Exec VP & CFO | 04/30/2015 | 257,038 |
| PELTZ NELSON | 10% Owner | 04/13/2015 | 2,750,595 |
| PELTZ NELSON | 10% Owner | 04/07/2015 | 1,103,414 |
| PELTZ NELSON | 10% Owner | 04/06/2015 | 11,033,080 |
| PELTZ NELSON | 10% Owner | 04/01/2015 | 7,066,688 |
| PELTZ NELSON | 10% Owner | 04/02/2015 | 27,768,850 |
| Murphy Jennifer | Exec VP & CAO | 01/01/2015 | 14,118 |
| KRONGARD CHERYL GORDON | Director | 12/22/2014 | 67,299 |
| Johnson Terence | Executive Vice President | 05/05/2014 | 419,510 |
| SULLIVAN JOSEPH A | President & CEO | 04/30/2014 | 635,550 |
| Merchant Thomas C | Exec VP & General Counsel | 04/30/2014 | 115,745 |
| Nachtwey Peter | Sr. Exec VP & CFO | 04/30/2014 | 316,379 |
| SULLIVAN JOSEPH A | President & CEO | 03/31/2014 | 2,738,756 |
| Merchant Thomas C | Exec VP & General Counsel | 03/31/2014 | 345,655 |
| Nachtwey Peter | Sr Exec VP & CFO | 03/31/2014 | 1,306,937 |
| Murphy Jennifer | Executive VP and CAO | 01/01/2014 | 11,448 |
| REED W ALLEN | Director | 10/29/2013 | 771,298 |
| Johnson Terence | Executive Vice President | 04/16/2013 | 2,429 |
| Kass Dennis M. | Director | 05/02/2013 | 124,991 |
| Johnson Terence | Executive Vice President | 05/02/2013 | 232,711 |
| Nachtwey Peter | Sr. Executive VP & CFO | 04/30/2013 | 91,904 |
| Merchant Thomas C | Exec. VP & General Counsel | 04/30/2013 | 62,306 |
| SULLIVAN JOSEPH A | President & CEO | 04/30/2013 | 376,632 |
| REED W ALLEN | Director | 11/02/2012 | 254,000 |
| REED W ALLEN | Director | 11/01/2012 | 256,900 |
| PELTZ NELSON | Director | 09/28/2012 | 45,281,979 |
| SULLIVAN JOSEPH A | Sr. Executive Vice President | 04/30/2012 | 223,889 |
| Nattans Jeffrey A | Executive Vice President | 04/30/2012 | 91,490 |
| Nachtwey Peter | Sr. Executive VP & CFO | 04/30/2012 | 24,127 |
| Lemke Thomas P | Executive VP & General Counsel | 04/30/2012 | 72,173 |
| FETTING MARK R | Chairman, President & CEO | 04/30/2012 | 315,118 |
| Dewhurst Ronald R | Sr. Executive VP/Managing Dir. | 04/30/2012 | 307,929 |
| Lemke Thomas P | Executive VP & General Counsel | 09/09/2011 | 105,560 |
| CAHILL JOHN T | Director | 08/08/2011 | 249,300 |
| PELTZ NELSON | Director | 08/04/2011 | 22,169,217 |
| PELTZ NELSON | Director | 08/03/2011 | 38,632,656 |
| PELTZ NELSON | Director | 08/02/2011 | 11,745,885 |
| PELTZ NELSON | Director | 08/01/2011 | 26,127,464 |
| PELTZ NELSON | Director | 08/01/2011 | 26,127,464 |
| PELTZ NELSON | Director | 08/03/2011 | 38,632,656 |
| PELTZ NELSON | Director | 08/02/2011 | 11,745,885 |
| CAHILL JOHN T | Director | 08/01/2011 | 293,000 |
| PELTZ NELSON | Director | 03/30/2011 | 4,688,509 |
| PELTZ NELSON | Director | 03/29/2011 | 1,387,937 |
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BUYBACK ANNOUNCEMENT(S) FOR LEGG MASON, INC.
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