Special Opportunities Fund Inc. (SPE) NEW YORK STOCK EXCHANGE INC.

$12.64 0.01 (0.08%)

Market Cap: $141.23M

As of 03/28/24 04:00 PM EDT. Market closed.

(SPE)

Special Opportunities Fund Inc. (SPE)
NEW YORK STOCK EXCHANGE INC.

$12.64
0.01 (0.08%)

Market Cap: $141.23M

As of 03/28/24 04:00 PM EDT. Market closed.

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special opportunities is an executive office company located in 2924 e ermina ave, spokane, washington, united ... read more

special opportunities is an executive office company located in 2924 e ermina ave, spokane, washington, united states. read less

COMPANY PROFILE
Sector
Finance and Insurance
Industry
Securities and Commodity Exchanges
URL
Address
C/O Us Bancorp Fund Services, Llc, 615 East Michigan Avenue, Wisconsin, Milwaukee, 53202.
Sector
Finance and Insurance
Industry
Securities and Commodity Exchanges
Address
C/O Us Bancorp Fund Services, Llc, 615 East Michigan Avenue, Wisconsin, Milwaukee, 53202.
PRICE CHART FOR SPECIAL OPPORTUNITIES FUND INC
1w
1m
3m
6m
YTD
1y
5y
MAX
From: To:
NEWS
INSIDEARBITRAGE ARTICLES
KEY STATS
Open
$12.67
Previous Close
$12.63
Days Range
$12.55 - $12.73
52 week range
$9.84 - $12.73
Volume
27,933
Avg. Volume (30 days)
26,051
Market Cap
$141.23M
Dividend Yield
8.10%
P/E
-
Shares Outstanding
11,182,133
Open
$12.67
Previous Close
$12.63
Days Range
$12.55 - $12.73
52 week range
$9.84 - $12.73
Volume
27,933
Avg. Volume (30 days)
26,051
Market Cap
$141.23M
Dividend Yield
8.10%
P/E
-
Shares Outstanding
11,182,133
FINANCIAL STATEMENTS FOR SPECIAL OPPORTUNITIES FUND INC
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Open in: SeekingAlpha Yahoo Finance Fidelity MorningStar

INSIDER TRANSACTIONS FOR SPECIAL OPPORTUNITIES FUND INC
OwnerRelationshipDateTransactionCost# SharesValue($)Total SharesForm 4
GOLDSTEIN PHILLIPChairman and SecretaryDec 28, 2023 Buy$11.781,36316,05531,822Jan 02, 2024, 03:53 PM
GOLDSTEIN PHILLIPChairman and SecretaryApr 06, 2023 Buy$10.855,00054,25031,459Apr 07, 2023, 08:37 AM
GOLDSTEIN PHILLIPChairman and SecretaryApr 05, 2023 Buy$10.852,40026,04026,459Apr 07, 2023, 08:37 AM
GOLDSTEIN PHILLIPChairman and SecretaryMar 30, 2023 Buy$10.851,56817,01324,059Mar 31, 2023, 05:00 PM
GOLDSTEIN PHILLIPChairman and SecretaryMar 29, 2023 Buy$10.746757,24922,491Mar 31, 2023, 05:00 PM
GOLDSTEIN PHILLIPChairman and SecretaryFeb 03, 2023 Buy$11.852,00023,70021,816Feb 07, 2023, 05:00 PM
GOLDSTEIN PHILLIPChairman and SecretaryJan 30, 2023 Buy$11.632,00023,26019,816Feb 01, 2023, 05:00 PM
Das Rajeev PVice PresidentApr 05, 2022 Option Exercise$15.695138,0492,583Apr 08, 2022, 01:57 PM
WALDEN CHARLES CDirectorApr 05, 2022 Option Exercise$15.695,01478,67025,271Apr 07, 2022, 05:02 PM
GOLDSTEIN PHILLIPChairman and SecretaryApr 05, 2022 Option Exercise$15.693,53455,44817,816Apr 07, 2022, 05:02 PM
HELLERMAN GERALDDirectorApr 05, 2022 Option Exercise$15.695,33383,67537,984Apr 07, 2022, 05:01 PM
HELLERMAN GERALDDirectorApr 06, 2022 Buy$14.795,60082,80543,584Apr 07, 2022, 05:01 PM
Dakos AndrewPresidentApr 05, 2022 Option Exercise$15.691542,416782Apr 07, 2022, 05:01 PM
Dakos AndrewPresidentApr 05, 2022 Option Exercise$15.6996815,1885,257Apr 07, 2022, 05:01 PM
Dakos AndrewPresidentApr 05, 2022 Option Exercise$15.692,01631,63110,162Apr 07, 2022, 05:01 PM
GOLDSTEIN PHILLIPChairman and SecretaryFeb 07, 2022 Buy$14.762,00029,51021,350Feb 09, 2022, 05:00 PM
HELLERMAN GERALDDirectorJan 28, 2022 Buy$14.516008,70643,318Jan 28, 2022, 05:12 PM
HELLERMAN GERALDDirectorJan 26, 2022 Buy$14.651,07015,68042,718Jan 28, 2022, 05:12 PM
GOLDSTEIN PHILLIPChairman and SecretaryDec 16, 2021 Sale$15.552,54239,52919,350Dec 20, 2021, 05:00 PM
HELLERMAN GERALDDirectorSep 20, 2021 Buy$15.162,47237,48841,648Sep 21, 2021, 05:02 PM
HELLERMAN GERALDDirectorJul 19, 2021 Buy$14.991,00014,99539,175Jul 20, 2021, 05:04 PM
HELLERMAN GERALDDirectorOct 28, 2020 Buy$11.482,00022,96035,684Oct 28, 2020, 05:18 PM
GOLDSTEIN PHILLIPChairman and SecretaryJul 22, 2020 Buy$11.805,00059,000113,747Aug 18, 2020, 05:26 PM
GOLDSTEIN PHILLIPChairman and SecretaryJul 21, 2020 Buy$11.855,00059,250108,747Aug 18, 2020, 05:26 PM
GOLDSTEIN PHILLIPChairman and SecretaryJul 15, 2020 Buy$11.746,41875,347108,734Aug 18, 2020, 01:39 PM
GOLDSTEIN PHILLIPChairman and SecretaryJul 15, 2020 Sale$11.744,98758,547103,747Aug 18, 2020, 01:39 PM
GOLDSTEIN PHILLIPChairman and SecretaryJul 15, 2020 Sale$11.741,43116,8001,000Aug 18, 2020, 01:39 PM
GOLDSTEIN PHILLIPChairman and SecretaryJul 22, 2020 Buy$11.805,00059,000123,721Jul 23, 2020, 11:51 AM
GOLDSTEIN PHILLIPChairman and SecretaryJul 21, 2020 Buy$11.855,00059,250118,721Jul 23, 2020, 11:51 AM
GOLDSTEIN PHILLIPChairman and SecretaryJul 15, 2020 Buy$11.741,43116,8003,862Jul 16, 2020, 05:00 PM
GOLDSTEIN PHILLIPChairman and SecretaryJul 15, 2020 Buy$11.7411,405133,895113,721Jul 16, 2020, 05:00 PM
HELLERMAN GERALDDirectorApr 03, 2020 Buy$8.721,0008,72033,684Apr 07, 2020, 03:16 PM
HELLERMAN GERALDCCOMar 09, 2020 Buy$12.541,00012,53632,353Mar 10, 2020, 05:10 PM
Dakos AndrewPresidentFeb 28, 2020 Buy$13.251,00013,2505,921Mar 03, 2020, 12:00 AM
HELLERMAN GERALDCCOJul 25, 2019 Buy$13.982,70037,74629,483Jul 29, 2019, 05:01 PM
HELLERMAN GERALDCCOMay 23, 2019 Buy$13.311,50019,96526,992May 24, 2019, 05:05 PM
GOLDSTEIN PHILLIPChairman and SecretaryMar 19, 2019 Buy$13.364,00053,440107,291Mar 20, 2019, 03:16 PM
GOLDSTEIN PHILLIPChairman and SecretaryJan 28, 2019 Buy$12.683,10039,303103,291Jan 29, 2019, 05:58 PM
GOLDSTEIN PHILLIPChairman and SecretaryJan 15, 2019 Buy$12.493,10038,718100,191Jan 16, 2019, 05:30 PM
GOLDSTEIN PHILLIPChairman and SecretaryJan 02, 2019 Buy$11.7533597,091Jan 04, 2019, 05:30 PM
GOLDSTEIN PHILLIPChairman and SecretaryDec 19, 2018 Buy$11.615,00058,05097,088Jan 04, 2019, 05:30 PM
GOLDSTEIN PHILLIPChairman and SecretaryDec 27, 2018 Buy$11.326,00067,89092,088Dec 31, 2018, 05:31 PM
HELLERMAN GERALDCCOOct 11, 2018 Buy$14.471,00014,47022,793Oct 11, 2018, 06:00 PM
GOLDSTEIN PHILLIPChairman and SecretaryJul 02, 2018 Buy$14.952,40735,98586,088Jul 03, 2018, 01:22 PM
GOLDSTEIN PHILLIPChairman and SecretaryJun 28, 2018 Buy$14.95931,39083,681Jul 02, 2018, 07:46 AM
GOLDSTEIN PHILLIPChairman and SecretaryMay 24, 2018 Buy$15.003,00045,00083,588May 25, 2018, 11:45 AM
GOLDSTEIN PHILLIPChairman and SecretaryMay 11, 2018 Buy$15.031862,79680,588May 15, 2018, 10:03 AM
GOLDSTEIN PHILLIPChairman and SecretaryApr 13, 2018 Buy$14.893,00044,67080,402Apr 17, 2018, 10:51 AM
GOLDSTEIN PHILLIPChairman and SecretaryMar 27, 2018 Buy$14.702,50036,75077,402Mar 29, 2018, 11:23 AM
GOLDSTEIN PHILLIPChairman and SecretaryMar 23, 2018 Buy$14.553,00043,65074,902Mar 26, 2018, 11:49 AM
GOLDSTEIN PHILLIPChairman and SecretaryMar 22, 2018 Buy$14.746309,28671,902Mar 26, 2018, 11:49 AM
HELLERMAN GERALDCCOMar 22, 2018 Buy$14.821,00014,82021,793Mar 22, 2018, 05:16 PM
GOLDSTEIN PHILLIPChairman and SecretaryFeb 27, 2018 Buy$14.921,00014,92071,272Mar 01, 2018, 02:50 PM
HELLERMAN GERALDCCOFeb 05, 2018 Buy$14.985,20077,89620,793Feb 07, 2018, 12:31 PM
GOLDSTEIN PHILLIPChairman and SecretaryFeb 02, 2018 Buy$15.141,00015,14070,272Feb 06, 2018, 12:08 PM
HELLERMAN GERALDCCOJan 04, 2018 Buy$15.102,00030,20013,899Jan 08, 2018, 09:56 AM
GOLDSTEIN PHILLIPChairman and SecretaryAug 03, 2017 Buy$15.421,59624,61069,272Aug 07, 2017, 02:36 PM
GOLDSTEIN PHILLIPChairman and SecretaryAug 03, 2017 Buy$15.521,59624,77069,272Aug 04, 2017, 03:22 PM
GOLDSTEIN PHILLIPChairman and SecretaryAug 01, 2017 Option Exercise$15.4169267,676Aug 03, 2017, 03:19 PM
HELLERMAN GERALDCCO and CFONov 01, 2016 Buy$14.163,00042,48011,899Nov 02, 2016, 02:22 PM
WALDEN CHARLES CDirectorOct 26, 2016 Option Exercise$15.614,49470,15120,506Oct 31, 2016, 03:19 PM
HELLERMAN GERALDCCO and CFOOct 26, 2016 Option Exercise$15.612,32136,2318,899Oct 31, 2016, 03:18 PM
GOLDSTEIN PHILLIPChairman and SecretaryOct 26, 2016 Option Exercise$15.6114,830231,49667,670Oct 31, 2016, 03:17 PM
Dakos AndrewPresidentOct 26, 2016 Option Exercise$15.611,07916,8434,921Oct 31, 2016, 03:17 PM
Dakos AndrewPresidentOct 26, 2016 Option Exercise$15.611392,170633Oct 31, 2016, 03:17 PM
Dakos AndrewPresidentOct 26, 2016 Option Exercise$15.6195114,8454,336Oct 31, 2016, 03:17 PM
GOLDSTEIN PHILLIPChairman and SecretaryJun 03, 2016 Buy$13.5011482,500Jun 03, 2016, 05:00 PM
GOLDSTEIN PHILLIPChairman and SecretaryJun 02, 2016 Buy$13.5075210,15282,499Jun 03, 2016, 05:00 PM
GOLDSTEIN PHILLIPChairman and SecretaryJun 01, 2016 Buy$13.5090812,25881,747Jun 03, 2016, 05:00 PM
GOLDSTEIN PHILLIPChairman and SecretaryApr 01, 2016 Buy$13.064,00052,2404,213Apr 05, 2016, 12:54 PM
HELLERMAN GERALDCCO and CFOMar 01, 2016 Buy$12.4597112,0899,388Mar 04, 2016, 01:48 PM
GOLDSTEIN PHILLIPChairman and SecretaryMar 03, 2016 Buy$12.521001,25280,839Mar 04, 2016, 12:21 PM
GOLDSTEIN PHILLIPChairman and SecretaryMar 02, 2016 Buy$12.471001,24780,739Mar 04, 2016, 12:21 PM
GOLDSTEIN PHILLIPChairman and SecretaryJan 06, 2016 Buy$12.952,50032,37580,639Mar 04, 2016, 10:38 AM
GOLDSTEIN PHILLIPChairman and SecretaryJan 05, 2016 Buy$13.032453,19278,139Mar 04, 2016, 10:38 AM
Dakos AndrewPresidentFeb 03, 2016 Buy$12.462,00024,9206,000Feb 04, 2016, 02:29 PM
GOLDSTEIN PHILLIPChairman and SecretaryJan 06, 2016 Buy$12.952,50032,37580,884Jan 07, 2016, 11:02 AM
GOLDSTEIN PHILLIPChairman and SecretaryJan 05, 2015 Buy$13.032453,19278,139Jan 07, 2016, 11:02 AM
HELLERMAN GERALDCCO and CFOJan 04, 2016 Buy$13.051,50019,57511,220Jan 04, 2016, 02:57 PM
GOLDSTEIN PHILLIPChairman and SecretaryDec 02, 2015 Buy$14.448,000115,54977,894Dec 03, 2015, 01:59 PM
GOLDSTEIN PHILLIPChairman and SecretaryOct 01, 2015 Buy$14.113,00042,3309,000Nov 19, 2015, 12:55 PM
GOLDSTEIN PHILLIPChairman and SecretaryOct 02, 2015 Buy$14.051,90026,69513,969Nov 19, 2015, 12:55 PM
GOLDSTEIN PHILLIPChairman and SecretaryNov 04, 2015 Buy$14.563,20046,59213,000Nov 19, 2015, 12:55 PM
GOLDSTEIN PHILLIPChairman and SecretaryNov 03, 2015 Buy$14.5680011,6489,800Nov 19, 2015, 12:55 PM
GOLDSTEIN PHILLIPChairman and SecretaryNov 03, 2015 Buy$14.551,86727,16569,894Nov 04, 2015, 11:49 AM
GOLDSTEIN PHILLIPChairman and SecretaryNov 02, 2015 Buy$14.553,13345,58568,027Nov 04, 2015, 11:49 AM
HELLERMAN GERALDCCO and CFOAug 25, 2015 Buy$14.281,50021,42210,720Aug 25, 2015, 05:12 PM
HELLERMAN GERALDCCO and CFOAug 19, 2015 Buy$14.851,00014,8509,220Aug 19, 2015, 01:04 PM
HELLERMAN GERALDCCO and CFOAug 07, 2015 Buy$15.021,00015,0208,220Aug 10, 2015, 10:00 AM
HARRIS BEN HDirectorJun 08, 2015 Buy$15.546,20196,3646,201Jun 11, 2015, 05:47 PM
HARRIS BEN HDirectorJun 03, 2015 Buy$15.542,20034,1866,757Jun 11, 2015, 05:47 PM
HARRIS BEN HDirectorJun 02, 2015 Buy$15.501,00015,5004,557Jun 11, 2015, 05:47 PM
HARRIS BEN HDirectorJun 08, 2015 Sale$15.546,20196,3640Jun 11, 2015, 05:47 PM
Das Rajeev PVice President and TreasurerJan 16, 2015 Option Exercise$15.392714,1713,096Apr 14, 2015, 11:56 AM
Dakos AndrewPresidentFeb 02, 2015 Buy$14.954,00059,7984,000Feb 03, 2015, 02:13 PM
Samuels StevenJan 30, 2015 Sale$14.853,37550,109500Feb 02, 2015, 05:34 PM
GOLDSTEIN PHILLIPChairman and SecretaryJan 30, 2015 Buy$14.925,50082,06012,069Feb 02, 2015, 04:19 PM
GOLDSTEIN PHILLIPChairman and SecretaryJan 29, 2015 Buy$14.983,00044,94064,894Feb 02, 2015, 04:19 PM
WALDEN CHARLES CDirectorJan 20, 2015 Buy$15.192,00030,38020,551Jan 21, 2015, 10:41 AM
Lunder MarcDirectorJan 14, 2015 Buy$15.243,10047,2433,300Jan 15, 2015, 12:31 PM
Lunder MarcDirectorJan 07, 2015 Buy$15.273,50053,4583,500Jan 08, 2015, 01:18 PM
Lunder MarcDirectorJan 07, 2015 Buy$15.302003,060200Jan 08, 2015, 01:18 PM
GOLDSTEIN PHILLIPChairman and SecretaryDec 24, 2014 Buy$15.192,69940,99861,894Dec 29, 2014, 12:13 PM
GOLDSTEIN PHILLIPChairman and SecretaryDec 23, 2014 Buy$15.1910,301156,52259,195Dec 24, 2014, 12:47 PM
GOLDSTEIN PHILLIPChairman and SecretaryDec 22, 2014 Buy$15.233,00045,69053,894Dec 24, 2014, 12:47 PM
HELLERMAN GERALDCCO and CFOFeb 26, 2014 Buy$16.0090014,4005,170Feb 27, 2014, 02:48 PM
Das Rajeev PVice President and TreasurerJan 24, 2014 Option Exercise$16.903255,4922,825Feb 18, 2014, 03:35 PM
GOLDSTEIN PHILLIPChairman and SecretaryJan 24, 2014 Option Exercise$16.905,88299,40637,253Feb 03, 2014, 04:38 PM
GOLDSTEIN PHILLIPChairman and SecretaryJan 24, 2014 Option Exercise$16.9015253132Feb 03, 2014, 04:38 PM
HELLERMAN GERALDCCO and CFODec 26, 2013 Buy$16.971,00016,9706,384Jan 07, 2014, 04:13 PM
HELLERMAN GERALDCCO and CFOAug 21, 2013 Buy$17.051,00017,0505,250Aug 22, 2013, 12:51 PM
HELLERMAN GERALDCCO and CFOMay 01, 2013 Buy$17.082,00034,1664,250May 02, 2013, 03:31 PM
Das Rajeev PVP and TreasurerDec 26, 2012 Buy$14.972,50037,4252,500Dec 27, 2012, 02:35 PM
Samuels StevenInvestment Advisor PrincipalSep 17, 2012 Buy$15.771,00015,7723,360Nov 16, 2012, 01:52 PM
CHADWICK JAMES MDirectorOct 11, 2012 Buy$15.9475011,955750Oct 11, 2012, 05:09 PM
GOLDSTEIN PHILLIPChairman and SecretaryAug 31, 2012 Buy$15.222,89644,07732,958Sep 04, 2012, 04:37 PM
GOLDSTEIN PHILLIPChairman and SecretaryJul 06, 2012 Buy$14.9410,561157,75330,062Jul 09, 2012, 01:26 PM
HELLERMAN GERALDChief Compliance Officer & CFOJun 29, 2012 Buy$15.152854,318750Jun 29, 2012, 03:23 PM
HELLERMAN GERALDChief Compliance Officer & CFOJun 27, 2012 Buy$15.1073011,0234,270Jun 29, 2012, 03:23 PM
GOLDSTEIN PHILLIPChairman and SecretaryJun 25, 2012 Buy$15.015,00075,05019,501Jun 26, 2012, 09:50 AM
WALDEN CHARLES CDirectorJun 01, 2012 Buy$14.981,00014,97512,355Jun 05, 2012, 04:47 PM
GOLDSTEIN PHILLIPDirectorAug 25, 2011 Buy$14.423,15145,43714,501Aug 26, 2011, 02:18 PM
WALDEN CHARLES CDirectorAug 10, 2011 Buy$14.2589012,68311,000Aug 11, 2011, 05:41 PM
WALDEN CHARLES CDirectorAug 09, 2011 Buy$14.271101,57010,110Aug 11, 2011, 05:41 PM
HARRIS BEN HDirectorMay 20, 2011 Buy$15.591,00015,5905,000Aug 09, 2011, 05:56 PM
GOLDSTEIN PHILLIPDirectorAug 08, 2011 Buy$14.265,00071,30011,350Aug 09, 2011, 11:52 AM
WALDEN CHARLES CDirectorAug 05, 2011 Buy$14.951,00014,95010,000Aug 08, 2011, 09:06 AM
HELLERMAN GERALDDirectorJul 27, 2011 Buy$15.611,00015,6105,000Jul 28, 2011, 04:07 PM
HELLERMAN GERALDDirectorSep 21, 2010 Buy$13.401,00013,4002,250Jul 25, 2011, 10:14 AM
HARRIS BEN HDirectorMay 19, 2011 Buy$15.591,00015,5901,000May 20, 2011, 03:56 PM
Dakos AndrewDirector/OfficerMar 29, 2011 Buy$15.3890013,8400Mar 30, 2011, 10:31 AM
Dakos AndrewDirector/OfficerMar 28, 2011 Buy$15.221001,5220Mar 29, 2011, 11:49 AM
HARRIS BEN HDirectorDec 09, 2010 Buy$14.531,00014,5301,000Dec 10, 2010, 10:42 AM
HELLERMAN GERALDDirectorSep 21, 2010 Buy$13.401,00013,4002,250Oct 18, 2010, 02:00 PM
HELLERMAN GERALDDirectorJul 21, 2010 Buy$13.401,00013,4001,000Oct 06, 2010, 01:54 PM
HARRIS BEN HDirectorAug 16, 2010 Buy$13.291,00013,2952,000Aug 18, 2010, 04:38 PM
HARRIS BEN HDirectorAug 16, 2010 Buy$13.304005,3202,000Aug 18, 2010, 04:38 PM
GOLDSTEIN PHILLIPDirectorAug 06, 2010 Buy$13.285,00066,4006,350Aug 09, 2010, 10:47 AM
GOLDSTEIN PHILLIPDirectorJul 23, 2010 Buy$12.921,35017,4421,350Jul 26, 2010, 12:22 PM
HELLERMAN GERALDDirectorJul 21, 2010 Buy$12.991,00012,9861,000Jul 22, 2010, 02:47 PM
Load More Insider Transactions
Buy Sale Option Exercise
OwnerRelationshipDateValue($)
GOLDSTEIN PHILLIPChairman and Secretary12/28/202316,055
GOLDSTEIN PHILLIPChairman and Secretary04/06/202354,250
GOLDSTEIN PHILLIPChairman and Secretary04/05/202326,040
GOLDSTEIN PHILLIPChairman and Secretary03/30/202317,013
GOLDSTEIN PHILLIPChairman and Secretary03/29/20237,249
GOLDSTEIN PHILLIPChairman and Secretary02/03/202323,700
GOLDSTEIN PHILLIPChairman and Secretary01/30/202323,260
Das Rajeev PVice President04/05/20228,049
WALDEN CHARLES CDirector04/05/202278,670
GOLDSTEIN PHILLIPChairman and Secretary04/05/202255,448
HELLERMAN GERALDDirector04/05/202283,675
HELLERMAN GERALDDirector04/06/202282,805
Dakos AndrewPresident04/05/20222,416
Dakos AndrewPresident04/05/202215,188
Dakos AndrewPresident04/05/202231,631
GOLDSTEIN PHILLIPChairman and Secretary02/07/202229,510
HELLERMAN GERALDDirector01/28/20228,706
HELLERMAN GERALDDirector01/26/202215,680
GOLDSTEIN PHILLIPChairman and Secretary12/16/202139,529
HELLERMAN GERALDDirector09/20/202137,488
HELLERMAN GERALDDirector07/19/202114,995
HELLERMAN GERALDDirector10/28/202022,960
GOLDSTEIN PHILLIPChairman and Secretary07/22/202059,000
GOLDSTEIN PHILLIPChairman and Secretary07/21/202059,250
GOLDSTEIN PHILLIPChairman and Secretary07/15/202075,347
GOLDSTEIN PHILLIPChairman and Secretary07/15/202058,547
GOLDSTEIN PHILLIPChairman and Secretary07/15/202016,800
GOLDSTEIN PHILLIPChairman and Secretary07/22/202059,000
GOLDSTEIN PHILLIPChairman and Secretary07/21/202059,250
GOLDSTEIN PHILLIPChairman and Secretary07/15/202016,800
GOLDSTEIN PHILLIPChairman and Secretary07/15/2020133,895
HELLERMAN GERALDDirector04/03/20208,720
HELLERMAN GERALDCCO03/09/202012,536
Dakos AndrewPresident02/28/202013,250
HELLERMAN GERALDCCO07/25/201937,746
HELLERMAN GERALDCCO05/23/201919,965
GOLDSTEIN PHILLIPChairman and Secretary03/19/201953,440
GOLDSTEIN PHILLIPChairman and Secretary01/28/201939,303
GOLDSTEIN PHILLIPChairman and Secretary01/15/201938,718
GOLDSTEIN PHILLIPChairman and Secretary01/02/201935
GOLDSTEIN PHILLIPChairman and Secretary12/19/201858,050
GOLDSTEIN PHILLIPChairman and Secretary12/27/201867,890
HELLERMAN GERALDCCO10/11/201814,470
GOLDSTEIN PHILLIPChairman and Secretary07/02/201835,985
GOLDSTEIN PHILLIPChairman and Secretary06/28/20181,390
GOLDSTEIN PHILLIPChairman and Secretary05/24/201845,000
GOLDSTEIN PHILLIPChairman and Secretary05/11/20182,796
GOLDSTEIN PHILLIPChairman and Secretary04/13/201844,670
GOLDSTEIN PHILLIPChairman and Secretary03/27/201836,750
GOLDSTEIN PHILLIPChairman and Secretary03/23/201843,650
GOLDSTEIN PHILLIPChairman and Secretary03/22/20189,286
HELLERMAN GERALDCCO03/22/201814,820
GOLDSTEIN PHILLIPChairman and Secretary02/27/201814,920
HELLERMAN GERALDCCO02/05/201877,896
GOLDSTEIN PHILLIPChairman and Secretary02/02/201815,140
HELLERMAN GERALDCCO01/04/201830,200
GOLDSTEIN PHILLIPChairman and Secretary08/03/201724,610
GOLDSTEIN PHILLIPChairman and Secretary08/03/201724,770
GOLDSTEIN PHILLIPChairman and Secretary08/01/201792
HELLERMAN GERALDCCO and CFO11/01/201642,480
WALDEN CHARLES CDirector10/26/201670,151
HELLERMAN GERALDCCO and CFO10/26/201636,231
GOLDSTEIN PHILLIPChairman and Secretary10/26/2016231,496
Dakos AndrewPresident10/26/201616,843
Dakos AndrewPresident10/26/20162,170
Dakos AndrewPresident10/26/201614,845
GOLDSTEIN PHILLIPChairman and Secretary06/03/201614
GOLDSTEIN PHILLIPChairman and Secretary06/02/201610,152
GOLDSTEIN PHILLIPChairman and Secretary06/01/201612,258
GOLDSTEIN PHILLIPChairman and Secretary04/01/201652,240
HELLERMAN GERALDCCO and CFO03/01/201612,089
GOLDSTEIN PHILLIPChairman and Secretary03/03/20161,252
GOLDSTEIN PHILLIPChairman and Secretary03/02/20161,247
GOLDSTEIN PHILLIPChairman and Secretary01/06/201632,375
GOLDSTEIN PHILLIPChairman and Secretary01/05/20163,192
Dakos AndrewPresident02/03/201624,920
GOLDSTEIN PHILLIPChairman and Secretary01/06/201632,375
GOLDSTEIN PHILLIPChairman and Secretary01/05/20153,192
HELLERMAN GERALDCCO and CFO01/04/201619,575
GOLDSTEIN PHILLIPChairman and Secretary12/02/2015115,549
GOLDSTEIN PHILLIPChairman and Secretary10/01/201542,330
GOLDSTEIN PHILLIPChairman and Secretary10/02/201526,695
GOLDSTEIN PHILLIPChairman and Secretary11/04/201546,592
GOLDSTEIN PHILLIPChairman and Secretary11/03/201511,648
GOLDSTEIN PHILLIPChairman and Secretary11/03/201527,165
GOLDSTEIN PHILLIPChairman and Secretary11/02/201545,585
HELLERMAN GERALDCCO and CFO08/25/201521,422
HELLERMAN GERALDCCO and CFO08/19/201514,850
HELLERMAN GERALDCCO and CFO08/07/201515,020
HARRIS BEN HDirector06/08/201596,364
HARRIS BEN HDirector06/03/201534,186
HARRIS BEN HDirector06/02/201515,500
HARRIS BEN HDirector06/08/201596,364
Das Rajeev PVice President and Treasurer01/16/20154,171
Dakos AndrewPresident02/02/201559,798
Samuels Steven01/30/201550,109
GOLDSTEIN PHILLIPChairman and Secretary01/30/201582,060
GOLDSTEIN PHILLIPChairman and Secretary01/29/201544,940
WALDEN CHARLES CDirector01/20/201530,380
Lunder MarcDirector01/14/201547,243
Lunder MarcDirector01/07/201553,458
Lunder MarcDirector01/07/20153,060
GOLDSTEIN PHILLIPChairman and Secretary12/24/201440,998
GOLDSTEIN PHILLIPChairman and Secretary12/23/2014156,522
GOLDSTEIN PHILLIPChairman and Secretary12/22/201445,690
HELLERMAN GERALDCCO and CFO02/26/201414,400
Das Rajeev PVice President and Treasurer01/24/20145,492
GOLDSTEIN PHILLIPChairman and Secretary01/24/201499,406
GOLDSTEIN PHILLIPChairman and Secretary01/24/2014253
HELLERMAN GERALDCCO and CFO12/26/201316,970
HELLERMAN GERALDCCO and CFO08/21/201317,050
HELLERMAN GERALDCCO and CFO05/01/201334,166
Das Rajeev PVP and Treasurer12/26/201237,425
Samuels StevenInvestment Advisor Principal09/17/201215,772
CHADWICK JAMES MDirector10/11/201211,955
GOLDSTEIN PHILLIPChairman and Secretary08/31/201244,077
GOLDSTEIN PHILLIPChairman and Secretary07/06/2012157,753
HELLERMAN GERALDChief Compliance Officer & CFO06/29/20124,318
HELLERMAN GERALDChief Compliance Officer & CFO06/27/201211,023
GOLDSTEIN PHILLIPChairman and Secretary06/25/201275,050
WALDEN CHARLES CDirector06/01/201214,975
GOLDSTEIN PHILLIPDirector08/25/201145,437
WALDEN CHARLES CDirector08/10/201112,683
WALDEN CHARLES CDirector08/09/20111,570
HARRIS BEN HDirector05/20/201115,590
GOLDSTEIN PHILLIPDirector08/08/201171,300
WALDEN CHARLES CDirector08/05/201114,950
HELLERMAN GERALDDirector07/27/201115,610
HELLERMAN GERALDDirector09/21/201013,400
HARRIS BEN HDirector05/19/201115,590
Dakos AndrewDirector/Officer03/29/201113,840
Dakos AndrewDirector/Officer03/28/20111,522
HARRIS BEN HDirector12/09/201014,530
HELLERMAN GERALDDirector09/21/201013,400
HELLERMAN GERALDDirector07/21/201013,400
HARRIS BEN HDirector08/16/201013,295
HARRIS BEN HDirector08/16/20105,320
GOLDSTEIN PHILLIPDirector08/06/201066,400
GOLDSTEIN PHILLIPDirector07/23/201017,442
HELLERMAN GERALDDirector07/21/201012,986
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FUNDS WITH A POSITION IN SPECIAL OPPORTUNITIES FUND INC
Fund# Shares Owned% of Portfolio% ChangeInvesting Style
ALPINE GLOBAL MANAGEMENT, LLC21,4240.08%5%Event Driven
BUYBACK ANNOUNCEMENT(S) FOR SPECIAL OPPORTUNITIES FUND INC
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