. (SCMP)
$18 - (-)
Market Cap: -
As of 07/22/19 12:00 AM EDT. Market closed.
. (SCMP)
$18
- (-)
Market Cap: -
As of 07/22/19 12:00 AM EDT. Market closed.
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KEY STATS
Open
-
Previous Close
$18
Days Range
- - -
52 week range
- - -
Volume
0
Avg. Volume (30 days)
0
Market Cap
-
Dividend Yield
-
P/E
-
Shares Outstanding
0
Open
-
Previous Close
$18
Days Range
- - -
52 week range
- - -
Volume
0
Avg. Volume (30 days)
0
Market Cap
-
Dividend Yield
-
P/E
-
Shares Outstanding
0
FINANCIAL STATEMENTS FOR
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INSIDER TRANSACTIONS FOR
| Owner | Relationship | Date | Transaction | Cost | # Shares | Value($) | Total Shares | Form 4 |
| Kuno Sachiko | 10% Owner | Feb 13, 2018 | Option Exercise | $18.00 | 5,137,344 | 92,472,192 | 0 | Feb 14, 2018, 05:50 PM |
| Ueno Ryuji | 10% Owner | Feb 13, 2018 | Option Exercise | $18.00 | 5,406,585 | 97,318,530 | 0 | Feb 14, 2018, 05:47 PM |
| OCONNELL MAUREEN | Director | Feb 13, 2018 | Option Exercise | $18.00 | 5,130 | 92,340 | 0 | Feb 13, 2018, 04:59 PM |
| Walbert Timothy P | Director | Feb 13, 2018 | Option Exercise | $18.00 | 5,130 | 92,340 | 0 | Feb 13, 2018, 04:59 PM |
| Spiegel Robert J. | Director | Feb 13, 2018 | Option Exercise | $18.00 | 5,130 | 92,340 | 0 | Feb 13, 2018, 04:57 PM |
| Edick Paul R | Director | Feb 13, 2018 | Option Exercise | $18.00 | 14,930 | 268,740 | 0 | Feb 13, 2018, 04:54 PM |
| Donley Matthew Maxwell | EVP, Global HR, IT & Strategy | Feb 13, 2018 | Option Exercise | $18.00 | 36,975 | 665,550 | 36,975 | Feb 13, 2018, 04:54 PM |
| Greenleaf Peter | Chief Executive Officer | Feb 13, 2018 | Option Exercise | $18.00 | 129,729 | 2,335,122 | 0 | Feb 13, 2018, 04:54 PM |
| JOHNSON JOHN | Director | Feb 13, 2018 | Option Exercise | $18.00 | 5,130 | 92,340 | 0 | Feb 13, 2018, 04:52 PM |
| Kiener Peter A | Chief Science Officer | Feb 13, 2018 | Option Exercise | $18.00 | 44,856 | 807,408 | 0 | Feb 13, 2018, 04:51 PM |
| Lichtlen Peter | Chief Medical Officer | Feb 13, 2018 | Option Exercise | $18.00 | 24,000 | 432,000 | 0 | Feb 13, 2018, 04:48 PM |
| PFREUNDSCHUH PETER P. | CFO | Feb 13, 2018 | Option Exercise | $18.00 | 263 | 4,734 | 0 | Feb 13, 2018, 04:47 PM |
| Bryan Jones W. | Sr. Vice Pres., BD & Licensing | Feb 13, 2018 | Option Exercise | $18.00 | 5,139 | 92,502 | 0 | Feb 13, 2018, 04:44 PM |
| Meyenburg Jason Patrick | Chief Commercial Officer | Feb 13, 2018 | Option Exercise | $18.00 | 30,228 | 544,104 | 0 | Feb 13, 2018, 04:41 PM |
| Driggs Alex | General Counsel & Corp. Sec. | Feb 13, 2018 | Option Exercise | $18.00 | 6,084 | 109,512 | 0 | Feb 13, 2018, 04:41 PM |
| PFREUNDSCHUH PETER P. | CFO | Sep 30, 2017 | Option Exercise | $9.10 | 131 | 1,192 | 131 | Jan 12, 2018, 06:05 PM |
| PFREUNDSCHUH PETER P. | CFO | Dec 31, 2017 | Option Exercise | $9.10 | 263 | 2,393 | 263 | Jan 12, 2018, 06:05 PM |
| Bryan Jones W. | Sr. Vice Pres., BD & Licensing | Dec 31, 2017 | Option Exercise | $10.24 | 439 | 4,495 | 5,139 | Jan 12, 2018, 04:36 PM |
| Greenleaf Peter | Chief Executive Officer | Dec 31, 2017 | Option Exercise | $9.10 | 171 | 1,556 | 4,792 | Jan 04, 2018, 05:16 PM |
| Kiener Peter A | Chief Science Officer | Dec 31, 2017 | Option Exercise | $9.10 | 329 | 2,994 | 44,856 | Jan 04, 2018, 05:16 PM |
| Donley Matthew Maxwell | EVP, Global HR, IT & Strategy | Dec 31, 2017 | Option Exercise | $9.10 | 330 | 3,003 | 36,975 | Jan 04, 2018, 05:15 PM |
| Driggs Alex | General Counsel & Corp. Sec. | Dec 31, 2017 | Option Exercise | $9.10 | 660 | 6,006 | 6,084 | Jan 04, 2018, 05:15 PM |
| Kiener Peter A | Chief Science Officer | Dec 28, 2017 | Option Exercise | $17.98 | 27,496 | 494,378 | 44,527 | Jan 02, 2018, 05:00 PM |
| Donley Matthew Maxwell | EVP, Global HR, IT & Strategy | Dec 28, 2017 | Option Exercise | $17.98 | 19,353 | 347,967 | 36,645 | Jan 02, 2018, 04:58 PM |
| Driggs Alex | General Counsel & Corp. Sec. | Dec 28, 2017 | Option Exercise | $17.98 | 2,025 | 36,409 | 5,424 | Jan 02, 2018, 04:56 PM |
| Kiener Peter A | Chief Science Officer | Dec 07, 2017 | Option Exercise | $8.33 | 50,000 | 416,500 | 52,023 | Dec 11, 2017, 05:30 PM |
| Kiener Peter A | Chief Science Officer | Dec 07, 2017 | Sale | $16.50 | 50,000 | 825,000 | 2,023 | Dec 11, 2017, 05:30 PM |
| Kiener Peter A | Chief Science Officer | Sep 30, 2017 | Option Exercise | $9.10 | 330 | 3,003 | 2,023 | Oct 05, 2017, 04:40 PM |
| Donley Matthew Maxwell | EVP, Global HR, IT & Strategy | Sep 30, 2017 | Option Exercise | $9.10 | 330 | 3,003 | 2,998 | Oct 05, 2017, 04:37 PM |
| Driggs Alex | General Counsel & Corp. Sec. | Sep 30, 2017 | Option Exercise | $9.10 | 659 | 5,997 | 1,331 | Oct 05, 2017, 04:35 PM |
| Greenleaf Peter | CEO | Sep 30, 2017 | Option Exercise | $9.10 | 659 | 5,997 | 4,621 | Oct 05, 2017, 04:32 PM |
| Ueno Ryuji | 10% Owner | Sep 11, 2017 | Sale | $12.00 | 1,000,000 | 12,000,000 | 8,006,585 | Sep 13, 2017, 05:50 PM |
| Kuno Sachiko | 10% Owner | Sep 11, 2017 | Sale | $12.00 | 1,000,000 | 12,000,000 | 7,137,344 | Sep 13, 2017, 05:50 PM |
| Meyenburg Jason Patrick | Chief Commercial Officer | Sep 06, 2017 | Buy | $12.13 | 4,000 | 48,500 | 30,228 | Sep 08, 2017, 04:40 PM |
| Bryan Jones W. | Sr. Vice Pres., BD & Licensing | Aug 04, 2017 | Buy | $10.60 | 4,700 | 49,820 | 4,700 | Aug 07, 2017, 04:35 PM |
| Kiener Peter A | Chief Science Officer | Jun 30, 2017 | Option Exercise | $8.93 | 336 | 3,000 | 1,693 | Jul 07, 2017, 04:46 PM |
| Greenleaf Peter | CEO | Jun 30, 2017 | Option Exercise | $8.93 | 673 | 6,010 | 3,962 | Jul 07, 2017, 04:45 PM |
| Driggs Alex | Acting General Counsel | Jun 30, 2017 | Option Exercise | $8.93 | 672 | 6,001 | 672 | Jul 07, 2017, 04:40 PM |
| Donley Matthew Maxwell | EVP, Global HR, IT & Strategy | Jun 30, 2017 | Option Exercise | $8.93 | 336 | 3,000 | 2,668 | Jul 07, 2017, 04:35 PM |
| Alder Matthias | EVP, Gen. Council & Sec. | Jun 30, 2017 | Option Exercise | $8.93 | 673 | 6,010 | 4,763 | Jul 07, 2017, 04:30 PM |
| Kiener Peter A | Chief Science Officer | Mar 31, 2017 | Option Exercise | $9.35 | 321 | 3,001 | 1,357 | May 10, 2017, 04:03 PM |
| Greenleaf Peter | CEO | Mar 31, 2017 | Option Exercise | $9.35 | 641 | 5,993 | 3,289 | May 10, 2017, 04:02 PM |
| Donley Matthew Maxwell | EVP, Global HR, IT & Strategy | Mar 31, 2017 | Option Exercise | $9.35 | 321 | 3,001 | 2,332 | May 10, 2017, 04:02 PM |
| Alder Matthias | EVP, Gen. Council & Sec. | Mar 31, 2017 | Option Exercise | $9.35 | 641 | 5,993 | 4,224 | May 10, 2017, 04:01 PM |
| Smith Andrew P | Chief Financial Officer | Dec 31, 2016 | Option Exercise | $10.46 | 143 | 1,496 | 491 | Jan 06, 2017, 04:03 PM |
| Kiener Peter A | Chief Scientific Officer | Dec 31, 2016 | Option Exercise | $10.46 | 287 | 3,002 | 1,036 | Jan 06, 2017, 04:03 PM |
| Greenleaf Peter | Chief Executive Officer | Dec 31, 2016 | Option Exercise | $10.46 | 135 | 1,412 | 2,648 | Jan 06, 2017, 04:02 PM |
| Donley Matthew Maxwell | Exec.VicePres,HumanResources | Dec 31, 2016 | Option Exercise | $10.46 | 286 | 2,992 | 2,011 | Jan 06, 2017, 04:02 PM |
| Alder Matthias | EVP, Bus. Dev.&Lic, G.C. &Sec. | Dec 31, 2016 | Option Exercise | $10.46 | 134 | 1,402 | 3,583 | Jan 06, 2017, 04:01 PM |
| Greenleaf Peter | CEO | Nov 29, 2016 | Option Exercise | $6.75 | 82,459 | 556,598 | 84,972 | Nov 30, 2016, 04:01 PM |
| Greenleaf Peter | CEO | Nov 28, 2016 | Option Exercise | $6.75 | 117,541 | 793,402 | 120,054 | Nov 30, 2016, 04:01 PM |
| Greenleaf Peter | CEO | Nov 29, 2016 | Sale | $16.75 | 82,459 | 1,381,188 | 2,513 | Nov 30, 2016, 04:01 PM |
| Greenleaf Peter | CEO | Nov 28, 2016 | Sale | $16.91 | 117,541 | 1,987,618 | 2,513 | Nov 30, 2016, 04:01 PM |
| Getman Daniel P | Director | Nov 28, 2016 | Option Exercise | $6.80 | 16,201 | 110,167 | 16,201 | Nov 30, 2016, 04:01 PM |
| Getman Daniel P | Director | Nov 29, 2016 | Option Exercise | $6.80 | 3,799 | 25,833 | 3,799 | Nov 30, 2016, 04:01 PM |
| Getman Daniel P | Director | Nov 28, 2016 | Sale | $16.89 | 16,201 | 273,635 | 0 | Nov 30, 2016, 04:01 PM |
| Getman Daniel P | Director | Nov 29, 2016 | Sale | $16.75 | 3,799 | 63,633 | 0 | Nov 30, 2016, 04:01 PM |
| Alder Matthias | EVP, Bus. Dev.&Lic, G.C. &Sec. | Nov 23, 2016 | Option Exercise | $8.33 | 26,000 | 216,580 | 29,449 | Nov 28, 2016, 09:30 PM |
| Alder Matthias | EVP, Bus. Dev.&Lic, G.C. &Sec. | Nov 28, 2016 | Option Exercise | $8.33 | 24,975 | 208,042 | 28,424 | Nov 28, 2016, 09:30 PM |
| Alder Matthias | EVP, Bus. Dev.&Lic, G.C. &Sec. | Nov 25, 2016 | Option Exercise | $8.33 | 99,025 | 824,878 | 102,474 | Nov 28, 2016, 09:30 PM |
| Alder Matthias | EVP, Bus. Dev.&Lic, G.C. &Sec. | Nov 23, 2016 | Sale | $15.77 | 26,000 | 410,020 | 3,449 | Nov 28, 2016, 09:30 PM |
| Alder Matthias | EVP, Bus. Dev.&Lic, G.C. &Sec. | Nov 28, 2016 | Sale | $16.73 | 24,975 | 417,832 | 3,449 | Nov 28, 2016, 09:30 PM |
| Alder Matthias | EVP, Bus. Dev.&Lic, G.C. &Sec. | Nov 25, 2016 | Sale | $15.88 | 99,025 | 1,572,517 | 3,449 | Nov 28, 2016, 09:30 PM |
| Smith Andrew P | Chief Financial Officer | Nov 15, 2016 | Sale | $15.58 | 1,766 | 27,514 | 348 | Nov 16, 2016, 04:01 PM |
| Smith Andrew P | Chief Financial Officer | Sep 30, 2016 | Option Exercise | $9.38 | 160 | 1,501 | 2,114 | Oct 21, 2016, 04:06 PM |
| Kiener Peter A | Chief Scientific Officer | Sep 30, 2016 | Option Exercise | $9.38 | 320 | 3,002 | 749 | Oct 21, 2016, 04:06 PM |
| Greenleaf Peter | Chief Executive Officer | Sep 30, 2016 | Option Exercise | $9.38 | 640 | 6,003 | 2,513 | Oct 21, 2016, 04:06 PM |
| Donley Matthew Maxwell | Exec.VicePres,HumanResources | Sep 30, 2016 | Option Exercise | $9.38 | 320 | 3,002 | 1,725 | Oct 21, 2016, 04:05 PM |
| Alder Matthias | EVP, Bus. Dev.&Lic, G.C. &Sec. | Sep 30, 2016 | Option Exercise | $9.38 | 639 | 5,994 | 3,449 | Oct 21, 2016, 04:05 PM |
| Smith Andrew P | Chief Financial Officer | Jun 30, 2016 | Option Exercise | $9.32 | 188 | 1,752 | 1,954 | Jul 18, 2016, 05:06 PM |
| Kiener Peter A | Chief Scientific Officer | Jun 30, 2016 | Option Exercise | $9.32 | 300 | 2,796 | 429 | Jul 18, 2016, 05:06 PM |
| Greenleaf Peter | Chief Executive Officer | Jun 30, 2016 | Option Exercise | $9.32 | 751 | 6,999 | 1,873 | Jul 18, 2016, 05:05 PM |
| Donley Matthew Maxwell | Exec. V.P., Human Resources | Mar 31, 2016 | Option Exercise | $9.32 | 376 | 3,504 | 1,405 | Jul 18, 2016, 05:05 PM |
| Alder Matthias | EVP, Bus. Dev.&Lic, G.C. &Sec. | Jun 30, 2016 | Option Exercise | $9.32 | 752 | 7,009 | 2,810 | Jul 18, 2016, 05:05 PM |
| Smith Andrew P | Chief Financial Officer | Mar 31, 2016 | Option Exercise | $9.29 | 161 | 1,496 | 1,766 | Jun 16, 2016, 04:31 PM |
| Kiener Peter A | Chief Scientific Officer | Mar 31, 2016 | Option Exercise | $9.29 | 129 | 1,198 | 129 | Jun 16, 2016, 04:31 PM |
| Greenleaf Peter | Chief Executive Officer | Mar 31, 2016 | Option Exercise | $9.29 | 646 | 6,001 | 1,122 | Jun 16, 2016, 04:31 PM |
| Donley Matthew Maxwell | Exec. V.P., Human Resources | Mar 31, 2016 | Option Exercise | $9.29 | 323 | 3,001 | 1,029 | Jun 16, 2016, 04:30 PM |
| Alder Matthias | EVP, Bus.Dev.&Lic, G.C. &Sec. | Mar 31, 2016 | Option Exercise | $9.29 | 645 | 5,992 | 2,058 | Jun 16, 2016, 04:30 PM |
| Greenleaf Peter | Chief Executive Officer | Dec 31, 2015 | Option Exercise | $14.70 | 476 | 6,997 | 476 | Mar 04, 2016, 05:56 PM |
| Donley Matthew Maxwell | Exec. V.P., Human Resources | Dec 31, 2015 | Option Exercise | $14.70 | 238 | 3,499 | 706 | Mar 04, 2016, 05:44 PM |
| Alder Matthias | EVP, Business Dev. & Licensing | Dec 31, 2015 | Option Exercise | $14.70 | 477 | 7,012 | 1,413 | Mar 04, 2016, 05:40 PM |
| Miele Stanley G | Chief Commercial Officer | Sep 30, 2015 | Option Exercise | $14.52 | 41 | 595 | 93 | Nov 20, 2015, 04:09 PM |
| Miele Stanley G | Chief Commercial Officer | Jun 30, 2015 | Option Exercise | $13.37 | 52 | 695 | 52 | Nov 20, 2015, 04:09 PM |
| Alder Matthias | EVP, Business Dev. & Licensing | Sep 30, 2015 | Option Exercise | $14.52 | 413 | 5,997 | 936 | Nov 20, 2015, 04:08 PM |
| Alder Matthias | EVP, Business Dev. & Licensing | Jun 30, 2015 | Option Exercise | $13.37 | 523 | 6,993 | 523 | Nov 20, 2015, 04:08 PM |
| Donley Matthew Maxwell | Exec. V.P., Human Resources | Sep 30, 2015 | Option Exercise | $14.52 | 207 | 3,006 | 468 | Nov 20, 2015, 04:05 PM |
| Donley Matthew Maxwell | Exec. V.P., Human Resources | Jun 30, 2015 | Option Exercise | $13.37 | 261 | 3,490 | 261 | Nov 20, 2015, 04:05 PM |
| Smith Andrew P | Chief Financial Officer | Nov 16, 2015 | Buy | $17.03 | 1,605 | 27,333 | 1,605 | Nov 18, 2015, 04:01 PM |
| Getman Daniel P | Director | Aug 28, 2015 | Option Exercise | $3.20 | 30,000 | 96,000 | 30,000 | Aug 31, 2015, 04:57 PM |
| Getman Daniel P | Director | Aug 28, 2015 | Sale | $28.14 | 30,000 | 844,200 | 0 | Aug 31, 2015, 04:57 PM |
| Knapp Thomas J | Former Officer | Jul 20, 2015 | Option Exercise | $12.38 | 64,528 | 798,714 | 45,000 | Jul 22, 2015, 04:58 PM |
| Knapp Thomas J | Former Officer | Jul 20, 2015 | Sale | $23.43 | 64,528 | 1,511,891 | 0 | Jul 22, 2015, 04:58 PM |
| Kuno Sachiko | 10% Owner | Mar 31, 2015 | Sale | $14.00 | 1,186,113 | 16,605,582 | 20,274,689 | Apr 02, 2015, 05:58 PM |
| Kuno Sachiko | 10% Owner | Mar 31, 2015 | Sale | $14.00 | 353,530 | 4,949,420 | 0 | Apr 02, 2015, 05:58 PM |
| Kuno Sachiko | 10% Owner | Mar 31, 2015 | Sale | $14.00 | 60,357 | 844,998 | 0 | Apr 02, 2015, 05:58 PM |
| S&R Technology Holdings, LLC | 10% Owner | Mar 31, 2015 | Sale | $14.00 | 1,186,113 | 16,605,582 | 20,274,689 | Apr 02, 2015, 05:51 PM |
| Ueno Ryuji | 10% Owner | Mar 31, 2015 | Sale | $14.00 | 353,530 | 4,949,420 | 0 | Apr 02, 2015, 05:49 PM |
| Ueno Ryuji | 10% Owner | Mar 31, 2015 | Sale | $14.00 | 1,186,113 | 16,605,582 | 20,274,689 | Apr 02, 2015, 05:49 PM |
| Ueno Ryuji | 10% Owner | Mar 31, 2015 | Sale | $14.00 | 60,357 | 844,998 | 0 | Apr 02, 2015, 05:49 PM |
| Celeste Anthony C. | Director | Mar 11, 2015 | Option Exercise | $7.29 | 65,966 | 480,942 | 20,000 | Mar 18, 2015, 09:38 PM |
| Celeste Anthony C. | Director | Mar 11, 2015 | Sale | $17.34 | 65,966 | 1,143,850 | 0 | Mar 18, 2015, 09:38 PM |
| Ashton William | Director | Mar 11, 2015 | Option Exercise | $4.46 | 74,004 | 329,741 | 30,000 | Mar 18, 2015, 09:37 PM |
| Ashton William | Director | Mar 12, 2015 | Option Exercise | $7.76 | 55,762 | 432,959 | 20,000 | Mar 18, 2015, 09:37 PM |
| Ashton William | Director | Mar 12, 2015 | Sale | $17.55 | 55,762 | 978,623 | 0 | Mar 18, 2015, 09:37 PM |
| Ashton William | Director | Mar 11, 2015 | Sale | $17.32 | 74,004 | 1,281,749 | 0 | Mar 18, 2015, 09:37 PM |
| Claiborne Cary J | Dec 16, 2014 | Option Exercise | $4.07 | 42,900 | 174,603 | 45,764 | Dec 17, 2014, 05:34 PM | |
| Claiborne Cary J | Dec 15, 2014 | Option Exercise | $4.07 | 7,100 | 28,897 | 9,964 | Dec 17, 2014, 05:34 PM | |
| Claiborne Cary J | Dec 16, 2014 | Sale | $12.91 | 42,900 | 553,839 | 2,864 | Dec 17, 2014, 05:34 PM | |
| Claiborne Cary J | Dec 15, 2014 | Sale | $12.89 | 7,100 | 91,519 | 2,864 | Dec 17, 2014, 05:34 PM | |
| S&R Technology Holdings, LLC | 10% Owner | Aug 07, 2014 | Sale | $6.31 | 66,961 | 422,845 | 22,460,802 | Aug 07, 2014, 06:08 PM |
| S&R Technology Holdings, LLC | 10% Owner | Aug 06, 2014 | Sale | $6.32 | 30,523 | 193,000 | 22,527,763 | Aug 07, 2014, 06:08 PM |
| S&R Technology Holdings, LLC | 10% Owner | Aug 05, 2014 | Sale | $6.24 | 84,243 | 525,744 | 22,558,286 | Aug 07, 2014, 06:08 PM |
| Ueno Ryuji | 10% Owner | Aug 07, 2014 | Sale | $6.31 | 66,961 | 422,845 | 22,460,802 | Aug 07, 2014, 06:02 PM |
| Ueno Ryuji | 10% Owner | Aug 06, 2014 | Sale | $6.32 | 30,523 | 193,000 | 22,527,763 | Aug 07, 2014, 06:02 PM |
| Ueno Ryuji | 10% Owner | Aug 05, 2014 | Sale | $6.24 | 84,243 | 525,744 | 22,558,286 | Aug 07, 2014, 06:02 PM |
| Kuno Sachiko | 10% Owner | Aug 07, 2014 | Sale | $6.31 | 66,961 | 422,845 | 22,460,802 | Aug 07, 2014, 06:00 PM |
| Kuno Sachiko | 10% Owner | Aug 06, 2014 | Sale | $6.32 | 30,523 | 193,000 | 22,527,763 | Aug 07, 2014, 06:00 PM |
| Kuno Sachiko | 10% Owner | Aug 05, 2014 | Sale | $6.24 | 84,243 | 525,744 | 22,558,286 | Aug 07, 2014, 06:00 PM |
| Kuno Sachiko | 10% Owner | Aug 04, 2014 | Sale | $6.03 | 46,393 | 279,856 | 22,642,529 | Aug 05, 2014, 07:04 PM |
| Kuno Sachiko | 10% Owner | Aug 01, 2014 | Sale | $6.01 | 94,480 | 567,778 | 22,688,922 | Aug 05, 2014, 07:04 PM |
| S&R Technology Holdings, LLC | 10% Owner | Aug 01, 2014 | Sale | $6.01 | 94,480 | 567,778 | 22,688,922 | Aug 05, 2014, 07:03 PM |
| S&R Technology Holdings, LLC | 10% Owner | Aug 04, 2014 | Sale | $6.03 | 46,393 | 279,856 | 22,642,529 | Aug 05, 2014, 07:03 PM |
| Ueno Ryuji | 10% Owner | Aug 04, 2014 | Sale | $6.03 | 46,393 | 279,856 | 22,642,529 | Aug 05, 2014, 06:59 PM |
| Ueno Ryuji | 10% Owner | Aug 01, 2014 | Sale | $6.01 | 94,480 | 567,778 | 22,688,922 | Aug 05, 2014, 06:59 PM |
| S&R Technology Holdings, LLC | 10% Owner | Jul 31, 2014 | Sale | $6.25 | 100 | 625 | 22,783,402 | Aug 01, 2014, 08:04 PM |
| S&R Technology Holdings, LLC | 10% Owner | Jul 30, 2014 | Sale | $6.25 | 300 | 1,875 | 22,783,502 | Aug 01, 2014, 08:04 PM |
| Kuno Sachiko | 10% Owner | Jul 31, 2014 | Sale | $6.25 | 100 | 625 | 22,783,402 | Aug 01, 2014, 07:58 PM |
| Kuno Sachiko | 10% Owner | Jul 30, 2014 | Sale | $6.25 | 300 | 1,875 | 22,783,502 | Aug 01, 2014, 07:58 PM |
| Ueno Ryuji | 10% Owner | Jul 31, 2014 | Sale | $6.25 | 100 | 625 | 22,783,402 | Aug 01, 2014, 07:57 PM |
| Ueno Ryuji | 10% Owner | Jul 30, 2014 | Sale | $6.25 | 300 | 1,875 | 22,783,502 | Aug 01, 2014, 07:57 PM |
| S&R Technology Holdings, LLC | 10% Owner | Jul 25, 2014 | Sale | $6.25 | 555 | 3,469 | 22,783,802 | Jul 28, 2014, 08:48 PM |
| S&R Technology Holdings, LLC | 10% Owner | Jul 24, 2014 | Sale | $6.26 | 15,600 | 97,622 | 22,784,357 | Jul 28, 2014, 08:48 PM |
| Kuno Sachiko | 10% Owner | Jul 25, 2014 | Sale | $6.25 | 555 | 3,469 | 22,783,802 | Jul 28, 2014, 08:45 PM |
| Kuno Sachiko | 10% Owner | Jul 24, 2014 | Sale | $6.26 | 15,600 | 97,622 | 22,784,357 | Jul 28, 2014, 08:45 PM |
| Ueno Ryuji | 10% Owner | Jul 24, 2014 | Sale | $6.26 | 15,600 | 97,622 | 22,784,357 | Jul 28, 2014, 08:45 PM |
| Ueno Ryuji | 10% Owner | Jul 25, 2014 | Sale | $6.25 | 555 | 3,469 | 22,783,802 | Jul 28, 2014, 08:45 PM |
| S&R Technology Holdings, LLC | 10% Owner | Jul 23, 2014 | Sale | $6.32 | 3,245 | 20,507 | 22,799,957 | Jul 23, 2014, 06:33 PM |
| S&R Technology Holdings, LLC | 10% Owner | Jul 22, 2014 | Sale | $6.25 | 2,500 | 15,634 | 22,803,202 | Jul 23, 2014, 06:33 PM |
| S&R Technology Holdings, LLC | 10% Owner | Jul 21, 2014 | Sale | $6.25 | 100 | 625 | 22,805,702 | Jul 23, 2014, 06:33 PM |
| Kuno Sachiko | 10% Owner | Jul 21, 2014 | Sale | $6.25 | 100 | 625 | 22,805,702 | Jul 23, 2014, 06:31 PM |
| Kuno Sachiko | 10% Owner | Jul 23, 2014 | Sale | $6.32 | 3,245 | 20,507 | 22,799,957 | Jul 23, 2014, 06:31 PM |
| Kuno Sachiko | 10% Owner | Jul 22, 2014 | Sale | $6.25 | 2,500 | 15,634 | 22,803,202 | Jul 23, 2014, 06:31 PM |
| Ueno Ryuji | 10% Owner | Jul 23, 2014 | Sale | $6.32 | 3,245 | 20,507 | 22,799,957 | Jul 23, 2014, 06:30 PM |
| Ueno Ryuji | 10% Owner | Jul 22, 2014 | Sale | $6.25 | 2,500 | 15,634 | 22,803,202 | Jul 23, 2014, 06:30 PM |
| Ueno Ryuji | 10% Owner | Jul 21, 2014 | Sale | $6.25 | 100 | 625 | 22,805,702 | Jul 23, 2014, 06:30 PM |
| Kuno Sachiko | 10% Owner | Jul 18, 2014 | Sale | $6.27 | 7,400 | 46,370 | 22,805,802 | Jul 21, 2014, 06:48 PM |
| Kuno Sachiko | 10% Owner | Jul 17, 2014 | Sale | $6.27 | 7,600 | 47,669 | 22,813,202 | Jul 21, 2014, 06:48 PM |
| S&R Technology Holdings, LLC | 10% Owner | Jul 17, 2014 | Sale | $6.27 | 7,600 | 47,669 | 22,813,202 | Jul 21, 2014, 06:40 PM |
| S&R Technology Holdings, LLC | 10% Owner | Jul 18, 2014 | Sale | $6.27 | 7,400 | 46,370 | 22,805,802 | Jul 21, 2014, 06:40 PM |
| Ueno Ryuji | 10% Owner | Jul 18, 2014 | Sale | $6.27 | 7,400 | 46,370 | 22,805,802 | Jul 21, 2014, 06:38 PM |
| Ueno Ryuji | 10% Owner | Jul 17, 2014 | Sale | $6.27 | 7,600 | 47,669 | 22,813,202 | Jul 21, 2014, 06:38 PM |
| Claiborne Cary J | Chief Financial Officer | Jun 30, 2014 | Option Exercise | $6.56 | 267 | 1,752 | 2,621 | Jul 10, 2014, 12:45 PM |
| Claiborne Cary J | Chief Financial Officer | Mar 31, 2014 | Option Exercise | $6.79 | 220 | 1,494 | 2,354 | Jul 10, 2014, 12:43 PM |
| Ueno Ryuji | 10% Owner | May 21, 2014 | Option Exercise | $4.41 | 205,000 | 904,050 | 353,530 | May 23, 2014, 02:48 PM |
| Ueno Ryuji | 10% Owner | Apr 29, 2014 | Sale | $6.63 | 16,467 | 109,237 | 22,820,802 | Apr 30, 2014, 06:01 PM |
| Ueno Ryuji | 10% Owner | Apr 28, 2014 | Sale | $6.65 | 97,133 | 646,274 | 22,837,269 | Apr 30, 2014, 06:01 PM |
| Kuno Sachiko | 10% Owner | Apr 29, 2014 | Sale | $6.63 | 16,467 | 109,237 | 22,820,802 | Apr 30, 2014, 05:55 PM |
| Kuno Sachiko | 10% Owner | Apr 28, 2014 | Sale | $6.65 | 97,133 | 646,274 | 22,837,269 | Apr 30, 2014, 05:55 PM |
| S&R Technology Holdings, LLC | 10% Owner | Apr 29, 2014 | Sale | $6.63 | 16,467 | 109,237 | 22,820,802 | Apr 30, 2014, 05:55 PM |
| S&R Technology Holdings, LLC | 10% Owner | Apr 28, 2014 | Sale | $6.65 | 97,133 | 646,274 | 22,837,269 | Apr 30, 2014, 05:55 PM |
| Ueno Ryuji | 10% Owner | Apr 25, 2014 | Sale | $6.62 | 51,300 | 339,437 | 22,934,402 | Apr 25, 2014, 06:25 PM |
| Ueno Ryuji | 10% Owner | Apr 24, 2014 | Sale | $6.77 | 28,700 | 194,351 | 22,985,702 | Apr 25, 2014, 06:25 PM |
| Ueno Ryuji | 10% Owner | Apr 23, 2014 | Sale | $6.73 | 38,700 | 260,478 | 23,014,402 | Apr 25, 2014, 06:25 PM |
| S&R Technology Holdings, LLC | 10% Owner | Apr 25, 2014 | Sale | $6.62 | 51,300 | 339,437 | 22,934,402 | Apr 25, 2014, 06:25 PM |
| S&R Technology Holdings, LLC | 10% Owner | Apr 24, 2014 | Sale | $6.77 | 28,700 | 194,351 | 22,985,702 | Apr 25, 2014, 06:25 PM |
| S&R Technology Holdings, LLC | 10% Owner | Apr 23, 2014 | Sale | $6.73 | 38,700 | 260,478 | 23,014,402 | Apr 25, 2014, 06:25 PM |
| Kuno Sachiko | 10% Owner | Apr 25, 2014 | Sale | $6.62 | 51,300 | 339,437 | 22,934,402 | Apr 25, 2014, 06:21 PM |
| Kuno Sachiko | 10% Owner | Apr 24, 2014 | Sale | $6.77 | 28,700 | 194,351 | 22,985,702 | Apr 25, 2014, 06:21 PM |
| Kuno Sachiko | 10% Owner | Apr 23, 2014 | Sale | $6.73 | 38,700 | 260,478 | 23,014,402 | Apr 25, 2014, 06:21 PM |
| S&R Technology Holdings, LLC | 10% Owner | Apr 22, 2014 | Sale | $6.82 | 75,400 | 514,590 | 23,053,102 | Apr 22, 2014, 08:29 PM |
| S&R Technology Holdings, LLC | 10% Owner | Apr 21, 2014 | Sale | $6.71 | 23,800 | 159,800 | 23,128,502 | Apr 22, 2014, 08:29 PM |
| S&R Technology Holdings, LLC | 10% Owner | Apr 17, 2014 | Sale | $6.74 | 28,500 | 192,079 | 23,152,302 | Apr 22, 2014, 08:29 PM |
| Ueno Ryuji | 10% Owner | Apr 22, 2014 | Sale | $6.82 | 75,400 | 514,590 | 23,053,102 | Apr 22, 2014, 08:21 PM |
| Ueno Ryuji | 10% Owner | Apr 21, 2014 | Sale | $6.71 | 23,800 | 159,800 | 23,128,502 | Apr 22, 2014, 08:21 PM |
| Ueno Ryuji | 10% Owner | Apr 17, 2014 | Sale | $6.74 | 28,500 | 192,079 | 23,152,302 | Apr 22, 2014, 08:21 PM |
| Kuno Sachiko | 10% Owner | Apr 22, 2014 | Sale | $6.82 | 75,400 | 514,590 | 23,053,102 | Apr 22, 2014, 08:20 PM |
| Kuno Sachiko | 10% Owner | Apr 21, 2014 | Sale | $6.71 | 23,800 | 159,800 | 23,128,502 | Apr 22, 2014, 08:20 PM |
| Kuno Sachiko | 10% Owner | Apr 17, 2014 | Sale | $6.74 | 28,500 | 192,079 | 23,152,302 | Apr 22, 2014, 08:20 PM |
| Dolecek Gayle R | Director | Mar 18, 2014 | Option Exercise | $4.41 | 1,200 | 5,292 | 1,200 | Mar 21, 2014, 09:16 AM |
| Dolecek Gayle R | Director | Mar 18, 2014 | Sale | $8.03 | 1,200 | 9,636 | 0 | Mar 21, 2014, 09:16 AM |
| Claiborne Cary J | Chief Financial Officer | Feb 27, 2014 | Option Exercise | $4.07 | 2,500 | 10,175 | 2,500 | Feb 28, 2014, 06:53 PM |
| Claiborne Cary J | Chief Financial Officer | Feb 27, 2014 | Sale | $9.00 | 2,500 | 22,507 | 110 | Feb 28, 2014, 06:53 PM |
| Dolecek Gayle R | Director | Feb 18, 2014 | Option Exercise | $4.41 | 9,067 | 39,985 | 9,067 | Feb 21, 2014, 03:57 PM |
| Dolecek Gayle R | Director | Feb 18, 2014 | Sale | $8.04 | 9,067 | 72,899 | 0 | Feb 21, 2014, 03:57 PM |
| Celeste Anthony C. | Director | Feb 14, 2014 | Option Exercise | $4.47 | 63,800 | 285,058 | 68,800 | Feb 19, 2014, 11:28 AM |
| Dolecek Gayle R | Director | Jan 13, 2014 | Option Exercise | $4.41 | 9,066 | 39,981 | 9,066 | Jan 23, 2014, 07:33 AM |
| Dolecek Gayle R | Director | Jan 13, 2014 | Sale | $9.21 | 9,066 | 83,498 | 0 | Jan 23, 2014, 07:33 AM |
| S&R Technology Holdings, LLC | 10% Owner | Jan 17, 2014 | Sale | $10.36 | 360,000 | 3,728,412 | 24,180,802 | Jan 22, 2014, 06:08 PM |
| Kuno Sachiko | 10% Owner | Jan 17, 2014 | Sale | $10.36 | 360,000 | 3,728,412 | 24,180,802 | Jan 22, 2014, 06:04 PM |
| Ueno Ryuji | CEO, Chief Scientific Officer | Jan 17, 2014 | Sale | $10.36 | 360,000 | 3,728,412 | 24,180,802 | Jan 22, 2014, 05:55 PM |
| Claiborne Cary J | Chief Financial Officer | Jan 07, 2014 | Option Exercise | $4.40 | 2,500 | 10,991 | 2,500 | Jan 09, 2014, 05:05 PM |
| Claiborne Cary J | Chief Financial Officer | Jan 07, 2014 | Sale | $9.00 | 2,500 | 22,500 | 0 | Jan 09, 2014, 05:05 PM |
| Claiborne Cary J | Chief Financial Officer | Dec 31, 2013 | Option Exercise | $8.93 | 196 | 1,750 | 2,134 | Jan 06, 2014, 02:39 PM |
| Dolecek Gayle R | Director | Dec 16, 2013 | Option Exercise | $8.00 | 54,400 | 435,200 | 332,700 | Dec 18, 2013, 07:34 PM |
| Claiborne Cary J | Chief financial officer | Nov 25, 2013 | Option Exercise | $7.64 | 12,989 | 99,236 | 109,898 | Nov 26, 2013, 04:25 PM |
| Claiborne Cary J | Chief financial officer | Nov 22, 2013 | Option Exercise | $7.46 | 3,511 | 26,192 | 122,887 | Nov 26, 2013, 04:25 PM |
| Miele Stanley G | SVP, Sales & Marketing | Nov 22, 2013 | Option Exercise | $7.50 | 50,000 | 375,000 | 173,400 | Nov 26, 2013, 02:08 PM |
| Ueno Ryuji | CEO, Chief Scientific Officer | Oct 16, 2013 | Sale | $6.35 | 360,000 | 2,287,116 | 24,540,802 | Oct 18, 2013, 04:11 PM |
| Kuno Sachiko | 10% Owner | Oct 16, 2013 | Sale | $6.35 | 360,000 | 2,287,116 | 24,540,802 | Oct 18, 2013, 04:11 PM |
| S&R Technology Holdings, LLC | 10% Owner | Oct 16, 2013 | Sale | $6.35 | 360,000 | 2,287,116 | 24,540,802 | Oct 18, 2013, 04:07 PM |
| Claiborne Cary J | Chief financial officer | Sep 30, 2013 | Option Exercise | $5.93 | 253 | 1,500 | 1,938 | Oct 01, 2013, 04:24 PM |
| S&R Technology Holdings, LLC | 10% Owner | Sep 18, 2013 | Sale | $5.69 | 11,200 | 63,754 | 24,900,802 | Sep 18, 2013, 07:58 PM |
| S&R Technology Holdings, LLC | 10% Owner | Sep 17, 2013 | Sale | $5.73 | 12,600 | 72,207 | 24,912,002 | Sep 18, 2013, 07:58 PM |
| S&R Technology Holdings, LLC | 10% Owner | Sep 16, 2013 | Sale | $5.64 | 14,662 | 82,700 | 24,924,602 | Sep 18, 2013, 07:58 PM |
| Kuno Sachiko | 10% Owner | Sep 17, 2013 | Sale | $5.73 | 12,600 | 72,207 | 24,912,002 | Sep 18, 2013, 07:52 PM |
| Kuno Sachiko | 10% Owner | Sep 16, 2013 | Sale | $5.64 | 14,662 | 82,700 | 24,924,602 | Sep 18, 2013, 07:52 PM |
| Kuno Sachiko | 10% Owner | Sep 18, 2013 | Sale | $5.69 | 11,200 | 63,754 | 24,900,802 | Sep 18, 2013, 07:52 PM |
| Ueno Ryuji | CEO, Chief Scientific Officer | Sep 17, 2013 | Sale | $5.73 | 12,600 | 72,207 | 24,912,002 | Sep 18, 2013, 07:51 PM |
| Ueno Ryuji | CEO, Chief Scientific Officer | Sep 16, 2013 | Sale | $5.64 | 14,662 | 82,700 | 24,924,602 | Sep 18, 2013, 07:51 PM |
| Ueno Ryuji | CEO, Chief Scientific Officer | Sep 18, 2013 | Sale | $5.69 | 11,200 | 63,754 | 24,900,802 | Sep 18, 2013, 07:51 PM |
| S&R Technology Holdings, LLC | 10% Owner | Sep 03, 2013 | Sale | $5.59 | 38,462 | 214,887 | 24,939,264 | Sep 05, 2013, 05:31 PM |
| Kuno Sachiko | 10% Owner | Sep 03, 2013 | Sale | $5.59 | 38,462 | 214,887 | 24,939,264 | Sep 05, 2013, 05:27 PM |
| Ueno Ryuji | CEO, Chief Scientific Officer | Sep 03, 2013 | Sale | $5.59 | 38,462 | 214,887 | 24,939,264 | Sep 05, 2013, 05:22 PM |
| Kuno Sachiko | 10% Owner | Aug 19, 2013 | Sale | $6.04 | 38,462 | 232,257 | 24,977,726 | Aug 21, 2013, 01:42 PM |
| S&R Technology Holdings, LLC | 10% Owner | Aug 19, 2013 | Sale | $6.04 | 38,462 | 232,257 | 24,977,726 | Aug 21, 2013, 01:39 PM |
| Ueno Ryuji | CEO, Chief Scientific Officer | Aug 19, 2013 | Sale | $6.04 | 38,462 | 232,257 | 24,977,726 | Aug 21, 2013, 01:38 PM |
| Ueno Ryuji | CEO, Chief Scientific Officer | Aug 06, 2013 | Sale | $6.21 | 24,100 | 149,671 | 25,016,188 | Aug 07, 2013, 01:59 PM |
| Ueno Ryuji | CEO, Chief Scientific Officer | Aug 05, 2013 | Sale | $6.20 | 14,362 | 88,991 | 25,040,288 | Aug 07, 2013, 01:59 PM |
| S&R Technology Holdings, LLC | 10% Owner | Aug 06, 2013 | Sale | $6.21 | 24,100 | 149,671 | 25,016,188 | Aug 07, 2013, 01:59 PM |
| S&R Technology Holdings, LLC | 10% Owner | Aug 05, 2013 | Sale | $6.20 | 14,362 | 88,991 | 25,040,288 | Aug 07, 2013, 01:59 PM |
| Kuno Sachiko | 10% Owner | Aug 06, 2013 | Sale | $6.21 | 24,100 | 149,671 | 25,016,188 | Aug 07, 2013, 01:55 PM |
| Kuno Sachiko | 10% Owner | Aug 05, 2013 | Sale | $6.20 | 14,362 | 88,991 | 25,040,288 | Aug 07, 2013, 01:55 PM |
| S&R Technology Holdings, LLC | 10% Owner | Jul 24, 2013 | Sale | $6.46 | 20,700 | 133,805 | 25,054,650 | Jul 24, 2013, 07:57 PM |
| S&R Technology Holdings, LLC | 10% Owner | Jul 23, 2013 | Sale | $6.60 | 12,300 | 81,158 | 25,075,350 | Jul 24, 2013, 07:57 PM |
| S&R Technology Holdings, LLC | 10% Owner | Jul 22, 2013 | Sale | $6.57 | 5,462 | 35,873 | 25,087,650 | Jul 24, 2013, 07:57 PM |
| Kuno Sachiko | 10% Owner | Jul 24, 2013 | Sale | $6.46 | 20,700 | 133,805 | 25,054,650 | Jul 24, 2013, 07:53 PM |
| Kuno Sachiko | 10% Owner | Jul 23, 2013 | Sale | $6.60 | 12,300 | 81,158 | 25,075,350 | Jul 24, 2013, 07:53 PM |
| Kuno Sachiko | 10% Owner | Jul 22, 2013 | Sale | $6.57 | 5,462 | 35,873 | 25,087,650 | Jul 24, 2013, 07:53 PM |
| Ueno Ryuji | CEO, Chief Scientific Officer | Jul 24, 2013 | Sale | $6.46 | 20,700 | 133,805 | 25,054,650 | Jul 24, 2013, 07:49 PM |
| Ueno Ryuji | CEO, Chief Scientific Officer | Jul 23, 2013 | Sale | $6.60 | 12,300 | 81,158 | 25,075,350 | Jul 24, 2013, 07:49 PM |
| Ueno Ryuji | CEO, Chief Scientific Officer | Jul 22, 2013 | Sale | $6.57 | 5,462 | 35,873 | 25,087,650 | Jul 24, 2013, 07:49 PM |
| Ueno Ryuji | CEO, Chief Scientific Officer | Jul 09, 2013 | Sale | $6.49 | 10,300 | 66,810 | 25,093,112 | Jul 10, 2013, 06:49 PM |
| Ueno Ryuji | CEO, Chief Scientific Officer | Jul 08, 2013 | Sale | $6.48 | 28,162 | 182,450 | 25,103,412 | Jul 10, 2013, 06:49 PM |
| Kuno Sachiko | 10% Owner | Jul 09, 2013 | Sale | $6.49 | 10,300 | 66,810 | 25,093,112 | Jul 10, 2013, 06:47 PM |
| Kuno Sachiko | 10% Owner | Jul 08, 2013 | Sale | $6.48 | 28,162 | 182,450 | 25,103,412 | Jul 10, 2013, 06:47 PM |
| S&R Technology Holdings, LLC | 10% Owner | Jul 09, 2013 | Sale | $6.49 | 10,300 | 66,810 | 25,093,112 | Jul 10, 2013, 06:46 PM |
| S&R Technology Holdings, LLC | 10% Owner | Jul 08, 2013 | Sale | $6.48 | 28,162 | 182,450 | 25,103,412 | Jul 10, 2013, 06:46 PM |
| Claiborne Cary J | Chief financial officer | Jun 28, 2013 | Option Exercise | $6.25 | 280 | 1,750 | 1,685 | Jul 02, 2013, 05:41 PM |
| Ueno Ryuji | CEO, Chief Scientific Officer | Jun 24, 2013 | Sale | $6.61 | 38,462 | 254,234 | 25,131,574 | Jun 26, 2013, 05:49 PM |
| Kuno Sachiko | 10% Owner | Jun 24, 2013 | Sale | $6.61 | 38,462 | 254,234 | 25,131,574 | Jun 26, 2013, 05:48 PM |
| S&R Technology Holdings, LLC | 10% Owner | Jun 24, 2013 | Sale | $6.61 | 38,462 | 254,234 | 25,131,574 | Jun 26, 2013, 05:48 PM |
| Ueno Ryuji | CEO, Chief Scientific Officer | Jun 10, 2013 | Sale | $7.29 | 38,462 | 280,384 | 25,170,036 | Jun 12, 2013, 06:05 PM |
| S&R Technology Holdings, LLC | 10% Owner | Jun 10, 2013 | Sale | $7.29 | 38,462 | 280,384 | 25,170,036 | Jun 12, 2013, 05:59 PM |
| Kuno Sachiko | 10% Owner | Jun 10, 2013 | Sale | $7.29 | 38,462 | 280,384 | 25,170,036 | Jun 12, 2013, 05:58 PM |
| MAUDLIN TIMOTHY I | Director | May 15, 2013 | Buy | $9.82 | 32,870 | 322,783 | 32,870 | Jun 05, 2013, 03:43 PM |
| S&R Technology Holdings, LLC | 10% Owner | May 28, 2013 | Sale | $8.79 | 38,462 | 338,193 | 25,208,498 | May 30, 2013, 06:48 PM |
| Kuno Sachiko | 10% Owner | May 28, 2013 | Sale | $8.79 | 38,462 | 338,193 | 25,208,498 | May 30, 2013, 06:44 PM |
| Ueno Ryuji | CEO, Chief Scientific Officer | May 28, 2013 | Sale | $8.79 | 38,462 | 338,193 | 25,208,498 | May 30, 2013, 06:43 PM |
| Claiborne Cary J | Chief financial officer | May 24, 2013 | Option Exercise | $9.00 | 10,300 | 92,735 | 125,865 | May 29, 2013, 04:05 PM |
| Claiborne Cary J | Chief Financial Officer | May 20, 2013 | Sale | $9.50 | 2,240 | 21,280 | 138,565 | May 22, 2013, 05:06 PM |
| Claiborne Cary J | Chief Financial Officer | May 21, 2013 | Sale | $9.55 | 2,400 | 22,914 | 136,165 | May 22, 2013, 05:06 PM |
| Miele Stanley G | SVP, Sales and Marketing | May 20, 2013 | Sale | $9.60 | 6,400 | 61,454 | 223,200 | May 21, 2013, 01:25 PM |
| Miele Stanley G | SVP, Sales and Marketing | May 16, 2013 | Sale | $9.67 | 48,600 | 470,035 | 229,600 | May 17, 2013, 01:42 PM |
| Ueno Ryuji | CEO, Chief Scientific Officer | May 13, 2013 | Sale | $9.27 | 38,462 | 356,585 | 25,246,960 | May 15, 2013, 06:18 PM |
| S&R Technology Holdings, LLC | 10% Owner | May 13, 2013 | Sale | $9.27 | 38,462 | 356,585 | 25,246,960 | May 15, 2013, 06:13 PM |
| Kuno Sachiko | 10% Owner | May 13, 2013 | Sale | $9.27 | 38,462 | 356,585 | 25,246,960 | May 15, 2013, 06:09 PM |
| Ueno Ryuji | CEO, Chief Scientific Officer | Apr 29, 2013 | Sale | $9.28 | 38,462 | 357,062 | 25,285,422 | May 01, 2013, 04:36 PM |
| S&R Technology Holdings, LLC | 10% Owner | Apr 29, 2013 | Sale | $9.28 | 38,462 | 357,062 | 25,285,422 | May 01, 2013, 04:33 PM |
| Kuno Sachiko | 10% Owner | Apr 29, 2013 | Sale | $9.28 | 38,462 | 357,062 | 25,285,422 | May 01, 2013, 04:32 PM |
| Ueno Ryuji | CEO, Chief Scientific Officer | Apr 16, 2013 | Sale | $6.81 | 2,600 | 17,702 | 25,323,884 | Apr 17, 2013, 05:36 PM |
| Ueno Ryuji | CEO, Chief Scientific Officer | Apr 15, 2013 | Sale | $6.87 | 35,862 | 246,300 | 25,326,484 | Apr 17, 2013, 05:36 PM |
| S&R Technology Holdings, LLC | 10% Owner | Apr 16, 2013 | Sale | $6.81 | 2,600 | 17,702 | 25,323,884 | Apr 17, 2013, 05:33 PM |
| S&R Technology Holdings, LLC | 10% Owner | Apr 15, 2013 | Sale | $6.87 | 35,862 | 246,300 | 25,326,484 | Apr 17, 2013, 05:33 PM |
| Kuno Sachiko | 10% Owner | Apr 16, 2013 | Sale | $6.81 | 2,600 | 17,702 | 25,323,884 | Apr 17, 2013, 05:32 PM |
| Kuno Sachiko | 10% Owner | Apr 15, 2013 | Sale | $6.87 | 35,862 | 246,300 | 25,326,484 | Apr 17, 2013, 05:32 PM |
| Claiborne Cary J | Chief financial officer | Mar 28, 2013 | Option Exercise | $6.21 | 242 | 1,504 | 1,405 | Apr 05, 2013, 01:30 PM |
| S&R Technology Holdings, LLC | 10% Owner | Apr 01, 2013 | Sale | $6.25 | 38,462 | 240,476 | 25,362,346 | Apr 03, 2013, 04:19 PM |
| Ueno Ryuji | CEO, Chief Scientific Officer | Apr 01, 2013 | Sale | $6.25 | 38,462 | 240,476 | 25,362,346 | Apr 03, 2013, 04:15 PM |
| S&R Technology Holdings, LLC | 10% Owner | Mar 18, 2013 | Sale | $5.28 | 38,462 | 203,218 | 25,400,808 | Mar 20, 2013, 05:30 PM |
| Ueno Ryuji | CEO, Chief Scientific Officer | Mar 18, 2013 | Sale | $5.28 | 38,462 | 203,218 | 25,400,808 | Mar 20, 2013, 05:29 PM |
| Kuno Sachiko | 10% Owner | Mar 18, 2013 | Sale | $5.28 | 38,462 | 203,218 | 25,400,808 | Mar 20, 2013, 05:25 PM |
| S&R Technology Holdings, LLC | 10% Owner | Mar 04, 2013 | Sale | $5.04 | 38,462 | 193,752 | 25,439,270 | Mar 06, 2013, 03:30 PM |
| Kuno Sachiko | 10% Owner | Mar 04, 2013 | Sale | $5.04 | 38,462 | 193,752 | 25,439,270 | Mar 06, 2013, 03:29 PM |
| Ueno Ryuji | CEO, Chief Scientific Officer | Mar 04, 2013 | Sale | $5.04 | 38,462 | 193,752 | 25,439,270 | Mar 06, 2013, 03:26 PM |
| Ueno Ryuji | CEO, Chief Scientific Officer | Feb 19, 2013 | Sale | $5.14 | 38,462 | 197,729 | 25,477,732 | Feb 21, 2013, 06:51 PM |
| Ueno Ryuji | CEO, Chief Scientific Officer | Jan 08, 2013 | Sale | $5.00 | 29,307 | 146,626 | 25,516,194 | Feb 21, 2013, 06:51 PM |
| Ueno Ryuji | CEO, Chief Scientific Officer | Nov 02, 2012 | Sale | $5.00 | 867 | 4,339 | 25,545,501 | Feb 21, 2013, 06:51 PM |
| Kuno Sachiko | 10% Owner | Feb 19, 2013 | Sale | $5.14 | 38,462 | 197,729 | 25,477,732 | Feb 21, 2013, 06:50 PM |
| Kuno Sachiko | 10% Owner | Jan 08, 2013 | Sale | $5.00 | 29,307 | 146,626 | 25,516,194 | Feb 21, 2013, 06:50 PM |
| Kuno Sachiko | 10% Owner | Nov 02, 2012 | Sale | $5.00 | 867 | 4,339 | 25,545,501 | Feb 21, 2013, 06:50 PM |
| S&R Technology Holdings, LLC | 10% Owner | Feb 19, 2013 | Sale | $5.14 | 38,462 | 197,729 | 25,477,732 | Feb 21, 2013, 06:49 PM |
| S&R Technology Holdings, LLC | 10% Owner | Jan 08, 2013 | Sale | $5.00 | 29,307 | 146,626 | 25,516,194 | Feb 21, 2013, 06:49 PM |
| S&R Technology Holdings, LLC | 10% Owner | Nov 02, 2012 | Sale | $5.00 | 867 | 4,339 | 25,545,501 | Feb 21, 2013, 06:49 PM |
| Kuno Sachiko | 10% Owner | Feb 04, 2013 | Sale | $5.22 | 38,462 | 200,729 | 25,546,368 | Feb 06, 2013, 04:38 PM |
| Ueno Ryuji | CEO, Chief Scientific Officer | Feb 04, 2013 | Sale | $5.22 | 38,462 | 200,729 | 25,546,368 | Feb 06, 2013, 04:35 PM |
| S&R Technology Holdings, LLC | 10% Owner | Feb 04, 2013 | Sale | $5.22 | 38,462 | 200,729 | 25,546,368 | Feb 06, 2013, 04:32 PM |
| Kuno Sachiko | 10% Owner | Jan 22, 2013 | Sale | $5.21 | 38,462 | 200,252 | 25,584,830 | Jan 24, 2013, 05:58 PM |
| Ueno Ryuji | CEO, Chief Scientific Officer | Jan 22, 2013 | Sale | $5.21 | 38,462 | 200,252 | 25,584,830 | Jan 24, 2013, 05:54 PM |
| S&R Technology Holdings, LLC | 10% Owner | Jan 22, 2013 | Sale | $5.21 | 38,462 | 200,252 | 25,584,830 | Jan 24, 2013, 05:54 PM |
| Ueno Ryuji | CEO, Chief Scientific Officer | Jan 09, 2013 | Sale | $5.04 | 4,776 | 24,067 | 25,623,292 | Jan 11, 2013, 04:13 PM |
| Kuno Sachiko | 10% Owner | Jan 09, 2013 | Sale | $5.04 | 4,776 | 24,067 | 25,623,292 | Jan 11, 2013, 04:05 PM |
| S&R Technology Holdings, LLC | 10% Owner | Jan 09, 2013 | Sale | $5.04 | 4,776 | 24,067 | 25,623,292 | Jan 11, 2013, 03:59 PM |
| S&R Technology Holdings, LLC | 10% Owner | Jan 07, 2013 | Sale | $5.00 | 4,379 | 21,895 | 25,628,068 | Jan 09, 2013, 06:40 PM |
| Ueno Ryuji | CEO, Chief Scientific Officer | Jan 07, 2013 | Sale | $5.00 | 4,379 | 21,895 | 25,628,068 | Jan 09, 2013, 06:38 PM |
| Kuno Sachiko | 10% Owner | Jan 07, 2013 | Sale | $5.00 | 4,379 | 21,895 | 25,628,068 | Jan 09, 2013, 06:37 PM |
| Claiborne Cary J | Chief Financial Officer | Dec 31, 2012 | Option Exercise | $4.66 | 376 | 1,750 | 1,163 | Jan 04, 2013, 05:24 PM |
| Kuno Sachiko | 10% Owner | Jan 03, 2013 | Sale | $5.01 | 9,000 | 45,069 | 25,632,447 | Jan 04, 2013, 02:12 PM |
| Kuno Sachiko | 10% Owner | Jan 02, 2013 | Sale | $5.00 | 9,200 | 46,014 | 25,641,447 | Jan 04, 2013, 02:12 PM |
| Ueno Ryuji | CEO, Chief Scientific Officer | Jan 02, 2013 | Sale | $5.00 | 9,200 | 46,014 | 25,641,447 | Jan 04, 2013, 02:10 PM |
| Ueno Ryuji | CEO, Chief Scientific Officer | Jan 03, 2013 | Sale | $5.01 | 9,000 | 45,069 | 25,632,447 | Jan 04, 2013, 02:10 PM |
| S&R Technology Holdings, LLC | 10% Owner | Jan 03, 2013 | Sale | $5.01 | 9,000 | 45,069 | 25,632,447 | Jan 04, 2013, 02:08 PM |
| S&R Technology Holdings, LLC | 10% Owner | Jan 02, 2013 | Sale | $5.00 | 9,200 | 46,014 | 25,641,447 | Jan 04, 2013, 02:08 PM |
| S&R Technology Holdings, LLC | 10% Owner | Dec 26, 2012 | Sale | $5.00 | 4,346 | 21,732 | 26,150,647 | Dec 27, 2012, 10:30 AM |
| S&R Technology Holdings, LLC | 10% Owner | Dec 24, 2012 | Sale | $5.01 | 15,916 | 79,793 | 26,154,993 | Dec 27, 2012, 10:30 AM |
| Ueno Ryuji | CEO, Chief Scientific Officer | Dec 26, 2012 | Sale | $5.00 | 4,346 | 21,732 | 26,150,647 | Dec 27, 2012, 10:28 AM |
| Ueno Ryuji | CEO, Chief Scientific Officer | Dec 24, 2012 | Sale | $5.01 | 15,916 | 79,793 | 26,154,993 | Dec 27, 2012, 10:28 AM |
| Kuno Sachiko | 10% Owner | Dec 26, 2012 | Sale | $5.00 | 4,346 | 21,732 | 26,150,647 | Dec 27, 2012, 10:28 AM |
| Kuno Sachiko | 10% Owner | Dec 24, 2012 | Sale | $5.01 | 15,916 | 79,793 | 26,154,993 | Dec 27, 2012, 10:28 AM |
| Kuno Sachiko | 10% Owner | Dec 12, 2012 | Sale | $5.28 | 38,462 | 203,141 | 26,170,909 | Dec 14, 2012, 06:24 PM |
| Ueno Ryuji | CEO, Chief Scientific Officer | Dec 12, 2012 | Sale | $5.28 | 38,462 | 203,141 | 26,170,909 | Dec 14, 2012, 06:22 PM |
| S&R Technology Holdings, LLC | 10% Owner | Dec 12, 2012 | Sale | $5.28 | 38,462 | 203,141 | 26,170,909 | Dec 14, 2012, 06:20 PM |
| Kuno Sachiko | 10% Owner | Dec 06, 2012 | Option Exercise | $4.41 | 8,320 | 36,691 | 60,357 | Dec 10, 2012, 06:45 PM |
| S&R Technology Holdings, LLC | 10% Owner | Nov 29, 2012 | Sale | $5.03 | 24,029 | 120,967 | 26,209,371 | Nov 30, 2012, 04:56 PM |
| S&R Technology Holdings, LLC | 10% Owner | Nov 28, 2012 | Sale | $5.02 | 28,028 | 140,619 | 26,233,400 | Nov 30, 2012, 04:56 PM |
| Kuno Sachiko | 10% Owner | Nov 29, 2012 | Sale | $5.03 | 24,029 | 120,967 | 26,209,371 | Nov 30, 2012, 04:55 PM |
| Kuno Sachiko | 10% Owner | Nov 28, 2012 | Sale | $5.02 | 28,028 | 140,619 | 26,233,400 | Nov 30, 2012, 04:55 PM |
| Ueno Ryuji | CEO, Chief Scientific Officer | Nov 29, 2012 | Sale | $5.03 | 24,029 | 120,967 | 26,209,371 | Nov 30, 2012, 04:52 PM |
| Ueno Ryuji | CEO, Chief Scientific Officer | Nov 28, 2012 | Sale | $5.02 | 28,028 | 140,619 | 26,233,400 | Nov 30, 2012, 04:52 PM |
| Kuno Sachiko | 10% Owner | Nov 27, 2012 | Sale | $5.00 | 2,800 | 14,002 | 26,261,428 | Nov 27, 2012, 08:03 PM |
| Kuno Sachiko | 10% Owner | Nov 26, 2012 | Sale | $5.00 | 6,405 | 32,025 | 26,264,228 | Nov 27, 2012, 08:03 PM |
| Kuno Sachiko | 10% Owner | Nov 23, 2012 | Sale | $5.00 | 3,000 | 15,007 | 26,270,633 | Nov 27, 2012, 08:03 PM |
| Ueno Ryuji | CEO, Chief Scientific Officer | Nov 27, 2012 | Sale | $5.00 | 2,800 | 14,002 | 26,261,428 | Nov 27, 2012, 06:59 PM |
| Ueno Ryuji | CEO, Chief Scientific Officer | Nov 26, 2012 | Sale | $5.00 | 6,405 | 32,025 | 26,264,228 | Nov 27, 2012, 06:59 PM |
| Ueno Ryuji | CEO, Chief Scientific Officer | Nov 23, 2012 | Sale | $5.00 | 3,000 | 15,007 | 26,270,633 | Nov 27, 2012, 06:59 PM |
| S&R Technology Holdings, LLC | 10% Owner | Nov 26, 2012 | Sale | $5.00 | 6,405 | 32,025 | 26,264,228 | Nov 27, 2012, 06:58 PM |
| S&R Technology Holdings, LLC | 10% Owner | Nov 23, 2012 | Sale | $5.00 | 3,000 | 15,007 | 26,270,633 | Nov 27, 2012, 06:58 PM |
| S&R Technology Holdings, LLC | 10% Owner | Nov 27, 2012 | Sale | $5.00 | 2,800 | 14,002 | 26,261,428 | Nov 27, 2012, 06:58 PM |
| Kuno Sachiko | 10% Owner | Nov 14, 2012 | Sale | $5.01 | 700 | 3,504 | 26,273,633 | Nov 16, 2012, 04:56 PM |
| Ueno Ryuji | CEO, Chief Scientific Officer | Nov 14, 2012 | Sale | $5.01 | 700 | 3,504 | 26,273,633 | Nov 16, 2012, 04:55 PM |
| S&R Technology Holdings, LLC | 10% Owner | Nov 14, 2012 | Sale | $5.01 | 700 | 3,504 | 26,273,633 | Nov 16, 2012, 04:53 PM |
| S&R Technology Holdings, LLC | 10% Owner | Nov 13, 2012 | Sale | $5.00 | 8,362 | 41,825 | 26,274,333 | Nov 14, 2012, 04:45 PM |
| S&R Technology Holdings, LLC | 10% Owner | Nov 12, 2012 | Sale | $5.00 | 3,600 | 18,004 | 26,282,695 | Nov 14, 2012, 04:45 PM |
| Ueno Ryuji | CEO, Chief Scientific Officer | Nov 12, 2012 | Sale | $5.00 | 3,600 | 18,004 | 26,282,695 | Nov 14, 2012, 04:45 PM |
| Ueno Ryuji | CEO, Chief Scientific Officer | Nov 13, 2012 | Sale | $5.00 | 8,362 | 41,825 | 26,274,333 | Nov 14, 2012, 04:45 PM |
| Kuno Sachiko | 10% Owner | Nov 13, 2012 | Sale | $5.00 | 8,362 | 41,825 | 26,274,333 | Nov 14, 2012, 04:43 PM |
| Kuno Sachiko | 10% Owner | Nov 12, 2012 | Sale | $5.00 | 3,600 | 18,004 | 26,282,695 | Nov 14, 2012, 04:43 PM |
| S&R Technology Holdings, LLC | 10% Owner | Nov 01, 2012 | Sale | $5.02 | 23,910 | 119,952 | 26,286,295 | Nov 02, 2012, 07:26 PM |
| S&R Technology Holdings, LLC | 10% Owner | Oct 31, 2012 | Sale | $5.13 | 13,685 | 70,214 | 26,310,205 | Nov 02, 2012, 07:26 PM |
| Ueno Ryuji | CEO, Chief Scientific Officer | Nov 01, 2012 | Sale | $5.02 | 23,910 | 119,952 | 26,286,295 | Nov 02, 2012, 07:25 PM |
| Ueno Ryuji | CEO, Chief Scientific Officer | Oct 31, 2012 | Sale | $5.13 | 13,685 | 70,214 | 26,310,205 | Nov 02, 2012, 07:25 PM |
| Kuno Sachiko | 10% Owner | Nov 01, 2012 | Sale | $5.02 | 23,910 | 119,952 | 26,286,295 | Nov 02, 2012, 07:22 PM |
| Kuno Sachiko | 10% Owner | Oct 31, 2012 | Sale | $5.13 | 13,685 | 70,214 | 26,310,205 | Nov 02, 2012, 07:22 PM |
| Kuno Sachiko | 10% Owner | Oct 15, 2012 | Sale | $5.86 | 38,462 | 225,518 | 26,323,890 | Oct 17, 2012, 10:35 AM |
| Ueno Ryuji | CEO, Chief Scientific Officer | Oct 15, 2012 | Sale | $5.86 | 38,462 | 225,518 | 26,323,890 | Oct 17, 2012, 10:32 AM |
| S&R Technology Holdings, LLC | 10% Owner | Oct 15, 2012 | Sale | $5.86 | 38,462 | 225,518 | 26,323,890 | Oct 17, 2012, 10:31 AM |
| S&R Technology Holdings, LLC | 10% Owner | Oct 01, 2012 | Sale | $5.15 | 38,450 | 198,194 | 26,362,352 | Oct 03, 2012, 06:05 PM |
| Ueno Ryuji | CEO, Chief Scientific Officer | Oct 01, 2012 | Sale | $5.15 | 38,450 | 198,194 | 26,362,352 | Oct 03, 2012, 06:02 PM |
| Claiborne Cary J | Chief Financial Officer | Sep 28, 2012 | Option Exercise | $4.78 | 313 | 1,496 | 787 | Oct 02, 2012, 01:29 PM |
| Claiborne Cary J | Chief Financial Officer | Jun 29, 2012 | Option Exercise | $6.68 | 263 | 1,756 | 474 | Jul 20, 2012, 02:38 PM |
| Nantahala Capital Management, LLC | 10% Owner | Apr 23, 2012 | Sale | $8.25 | 33,620 | 277,402 | 97,788 | Apr 24, 2012, 06:07 PM |
| Nantahala Capital Management, LLC | 10% Owner | Apr 23, 2012 | Sale | $8.25 | 124,389 | 1,026,346 | 371,662 | Apr 24, 2012, 06:07 PM |
| Nantahala Capital Management, LLC | 10% Owner | Apr 23, 2012 | Sale | $8.25 | 61,891 | 510,669 | 275,640 | Apr 24, 2012, 06:07 PM |
| Claiborne Cary J | Chief Financial Officer | Mar 30, 2012 | Option Exercise | $7.08 | 211 | 1,493 | 211 | Apr 06, 2012, 09:41 AM |
Load More Insider Transactions
Buy
Sale
Option Exercise
| Owner | Relationship | Date | Value($) |
| Kuno Sachiko | 10% Owner | 02/13/2018 | 92,472,192 |
| Ueno Ryuji | 10% Owner | 02/13/2018 | 97,318,530 |
| OCONNELL MAUREEN | Director | 02/13/2018 | 92,340 |
| Walbert Timothy P | Director | 02/13/2018 | 92,340 |
| Spiegel Robert J. | Director | 02/13/2018 | 92,340 |
| Edick Paul R | Director | 02/13/2018 | 268,740 |
| Donley Matthew Maxwell | EVP, Global HR, IT & Strategy | 02/13/2018 | 665,550 |
| Greenleaf Peter | Chief Executive Officer | 02/13/2018 | 2,335,122 |
| JOHNSON JOHN | Director | 02/13/2018 | 92,340 |
| Kiener Peter A | Chief Science Officer | 02/13/2018 | 807,408 |
| Lichtlen Peter | Chief Medical Officer | 02/13/2018 | 432,000 |
| PFREUNDSCHUH PETER P. | CFO | 02/13/2018 | 4,734 |
| Bryan Jones W. | Sr. Vice Pres., BD & Licensing | 02/13/2018 | 92,502 |
| Meyenburg Jason Patrick | Chief Commercial Officer | 02/13/2018 | 544,104 |
| Driggs Alex | General Counsel & Corp. Sec. | 02/13/2018 | 109,512 |
| PFREUNDSCHUH PETER P. | CFO | 09/30/2017 | 1,192 |
| PFREUNDSCHUH PETER P. | CFO | 12/31/2017 | 2,393 |
| Bryan Jones W. | Sr. Vice Pres., BD & Licensing | 12/31/2017 | 4,495 |
| Greenleaf Peter | Chief Executive Officer | 12/31/2017 | 1,556 |
| Kiener Peter A | Chief Science Officer | 12/31/2017 | 2,994 |
| Donley Matthew Maxwell | EVP, Global HR, IT & Strategy | 12/31/2017 | 3,003 |
| Driggs Alex | General Counsel & Corp. Sec. | 12/31/2017 | 6,006 |
| Kiener Peter A | Chief Science Officer | 12/28/2017 | 494,378 |
| Donley Matthew Maxwell | EVP, Global HR, IT & Strategy | 12/28/2017 | 347,967 |
| Driggs Alex | General Counsel & Corp. Sec. | 12/28/2017 | 36,409 |
| Kiener Peter A | Chief Science Officer | 12/07/2017 | 416,500 |
| Kiener Peter A | Chief Science Officer | 12/07/2017 | 825,000 |
| Kiener Peter A | Chief Science Officer | 09/30/2017 | 3,003 |
| Donley Matthew Maxwell | EVP, Global HR, IT & Strategy | 09/30/2017 | 3,003 |
| Driggs Alex | General Counsel & Corp. Sec. | 09/30/2017 | 5,997 |
| Greenleaf Peter | CEO | 09/30/2017 | 5,997 |
| Ueno Ryuji | 10% Owner | 09/11/2017 | 12,000,000 |
| Kuno Sachiko | 10% Owner | 09/11/2017 | 12,000,000 |
| Meyenburg Jason Patrick | Chief Commercial Officer | 09/06/2017 | 48,500 |
| Bryan Jones W. | Sr. Vice Pres., BD & Licensing | 08/04/2017 | 49,820 |
| Kiener Peter A | Chief Science Officer | 06/30/2017 | 3,000 |
| Greenleaf Peter | CEO | 06/30/2017 | 6,010 |
| Driggs Alex | Acting General Counsel | 06/30/2017 | 6,001 |
| Donley Matthew Maxwell | EVP, Global HR, IT & Strategy | 06/30/2017 | 3,000 |
| Alder Matthias | EVP, Gen. Council & Sec. | 06/30/2017 | 6,010 |
| Kiener Peter A | Chief Science Officer | 03/31/2017 | 3,001 |
| Greenleaf Peter | CEO | 03/31/2017 | 5,993 |
| Donley Matthew Maxwell | EVP, Global HR, IT & Strategy | 03/31/2017 | 3,001 |
| Alder Matthias | EVP, Gen. Council & Sec. | 03/31/2017 | 5,993 |
| Smith Andrew P | Chief Financial Officer | 12/31/2016 | 1,496 |
| Kiener Peter A | Chief Scientific Officer | 12/31/2016 | 3,002 |
| Greenleaf Peter | Chief Executive Officer | 12/31/2016 | 1,412 |
| Donley Matthew Maxwell | Exec.VicePres,HumanResources | 12/31/2016 | 2,992 |
| Alder Matthias | EVP, Bus. Dev.&Lic, G.C. &Sec. | 12/31/2016 | 1,402 |
| Greenleaf Peter | CEO | 11/29/2016 | 556,598 |
| Greenleaf Peter | CEO | 11/28/2016 | 793,402 |
| Greenleaf Peter | CEO | 11/29/2016 | 1,381,188 |
| Greenleaf Peter | CEO | 11/28/2016 | 1,987,618 |
| Getman Daniel P | Director | 11/28/2016 | 110,167 |
| Getman Daniel P | Director | 11/29/2016 | 25,833 |
| Getman Daniel P | Director | 11/28/2016 | 273,635 |
| Getman Daniel P | Director | 11/29/2016 | 63,633 |
| Alder Matthias | EVP, Bus. Dev.&Lic, G.C. &Sec. | 11/23/2016 | 216,580 |
| Alder Matthias | EVP, Bus. Dev.&Lic, G.C. &Sec. | 11/28/2016 | 208,042 |
| Alder Matthias | EVP, Bus. Dev.&Lic, G.C. &Sec. | 11/25/2016 | 824,878 |
| Alder Matthias | EVP, Bus. Dev.&Lic, G.C. &Sec. | 11/23/2016 | 410,020 |
| Alder Matthias | EVP, Bus. Dev.&Lic, G.C. &Sec. | 11/28/2016 | 417,832 |
| Alder Matthias | EVP, Bus. Dev.&Lic, G.C. &Sec. | 11/25/2016 | 1,572,517 |
| Smith Andrew P | Chief Financial Officer | 11/15/2016 | 27,514 |
| Smith Andrew P | Chief Financial Officer | 09/30/2016 | 1,501 |
| Kiener Peter A | Chief Scientific Officer | 09/30/2016 | 3,002 |
| Greenleaf Peter | Chief Executive Officer | 09/30/2016 | 6,003 |
| Donley Matthew Maxwell | Exec.VicePres,HumanResources | 09/30/2016 | 3,002 |
| Alder Matthias | EVP, Bus. Dev.&Lic, G.C. &Sec. | 09/30/2016 | 5,994 |
| Smith Andrew P | Chief Financial Officer | 06/30/2016 | 1,752 |
| Kiener Peter A | Chief Scientific Officer | 06/30/2016 | 2,796 |
| Greenleaf Peter | Chief Executive Officer | 06/30/2016 | 6,999 |
| Donley Matthew Maxwell | Exec. V.P., Human Resources | 03/31/2016 | 3,504 |
| Alder Matthias | EVP, Bus. Dev.&Lic, G.C. &Sec. | 06/30/2016 | 7,009 |
| Smith Andrew P | Chief Financial Officer | 03/31/2016 | 1,496 |
| Kiener Peter A | Chief Scientific Officer | 03/31/2016 | 1,198 |
| Greenleaf Peter | Chief Executive Officer | 03/31/2016 | 6,001 |
| Donley Matthew Maxwell | Exec. V.P., Human Resources | 03/31/2016 | 3,001 |
| Alder Matthias | EVP, Bus.Dev.&Lic, G.C. &Sec. | 03/31/2016 | 5,992 |
| Greenleaf Peter | Chief Executive Officer | 12/31/2015 | 6,997 |
| Donley Matthew Maxwell | Exec. V.P., Human Resources | 12/31/2015 | 3,499 |
| Alder Matthias | EVP, Business Dev. & Licensing | 12/31/2015 | 7,012 |
| Miele Stanley G | Chief Commercial Officer | 09/30/2015 | 595 |
| Miele Stanley G | Chief Commercial Officer | 06/30/2015 | 695 |
| Alder Matthias | EVP, Business Dev. & Licensing | 09/30/2015 | 5,997 |
| Alder Matthias | EVP, Business Dev. & Licensing | 06/30/2015 | 6,993 |
| Donley Matthew Maxwell | Exec. V.P., Human Resources | 09/30/2015 | 3,006 |
| Donley Matthew Maxwell | Exec. V.P., Human Resources | 06/30/2015 | 3,490 |
| Smith Andrew P | Chief Financial Officer | 11/16/2015 | 27,333 |
| Getman Daniel P | Director | 08/28/2015 | 96,000 |
| Getman Daniel P | Director | 08/28/2015 | 844,200 |
| Knapp Thomas J | Former Officer | 07/20/2015 | 798,714 |
| Knapp Thomas J | Former Officer | 07/20/2015 | 1,511,891 |
| Kuno Sachiko | 10% Owner | 03/31/2015 | 16,605,582 |
| Kuno Sachiko | 10% Owner | 03/31/2015 | 4,949,420 |
| Kuno Sachiko | 10% Owner | 03/31/2015 | 844,998 |
| S&R Technology Holdings, LLC | 10% Owner | 03/31/2015 | 16,605,582 |
| Ueno Ryuji | 10% Owner | 03/31/2015 | 4,949,420 |
| Ueno Ryuji | 10% Owner | 03/31/2015 | 16,605,582 |
| Ueno Ryuji | 10% Owner | 03/31/2015 | 844,998 |
| Celeste Anthony C. | Director | 03/11/2015 | 480,942 |
| Celeste Anthony C. | Director | 03/11/2015 | 1,143,850 |
| Ashton William | Director | 03/11/2015 | 329,741 |
| Ashton William | Director | 03/12/2015 | 432,959 |
| Ashton William | Director | 03/12/2015 | 978,623 |
| Ashton William | Director | 03/11/2015 | 1,281,749 |
| Claiborne Cary J | 12/16/2014 | 174,603 | |
| Claiborne Cary J | 12/15/2014 | 28,897 | |
| Claiborne Cary J | 12/16/2014 | 553,839 | |
| Claiborne Cary J | 12/15/2014 | 91,519 | |
| S&R Technology Holdings, LLC | 10% Owner | 08/07/2014 | 422,845 |
| S&R Technology Holdings, LLC | 10% Owner | 08/06/2014 | 193,000 |
| S&R Technology Holdings, LLC | 10% Owner | 08/05/2014 | 525,744 |
| Ueno Ryuji | 10% Owner | 08/07/2014 | 422,845 |
| Ueno Ryuji | 10% Owner | 08/06/2014 | 193,000 |
| Ueno Ryuji | 10% Owner | 08/05/2014 | 525,744 |
| Kuno Sachiko | 10% Owner | 08/07/2014 | 422,845 |
| Kuno Sachiko | 10% Owner | 08/06/2014 | 193,000 |
| Kuno Sachiko | 10% Owner | 08/05/2014 | 525,744 |
| Kuno Sachiko | 10% Owner | 08/04/2014 | 279,856 |
| Kuno Sachiko | 10% Owner | 08/01/2014 | 567,778 |
| S&R Technology Holdings, LLC | 10% Owner | 08/01/2014 | 567,778 |
| S&R Technology Holdings, LLC | 10% Owner | 08/04/2014 | 279,856 |
| Ueno Ryuji | 10% Owner | 08/04/2014 | 279,856 |
| Ueno Ryuji | 10% Owner | 08/01/2014 | 567,778 |
| S&R Technology Holdings, LLC | 10% Owner | 07/31/2014 | 625 |
| S&R Technology Holdings, LLC | 10% Owner | 07/30/2014 | 1,875 |
| Kuno Sachiko | 10% Owner | 07/31/2014 | 625 |
| Kuno Sachiko | 10% Owner | 07/30/2014 | 1,875 |
| Ueno Ryuji | 10% Owner | 07/31/2014 | 625 |
| Ueno Ryuji | 10% Owner | 07/30/2014 | 1,875 |
| S&R Technology Holdings, LLC | 10% Owner | 07/25/2014 | 3,469 |
| S&R Technology Holdings, LLC | 10% Owner | 07/24/2014 | 97,622 |
| Kuno Sachiko | 10% Owner | 07/25/2014 | 3,469 |
| Kuno Sachiko | 10% Owner | 07/24/2014 | 97,622 |
| Ueno Ryuji | 10% Owner | 07/24/2014 | 97,622 |
| Ueno Ryuji | 10% Owner | 07/25/2014 | 3,469 |
| S&R Technology Holdings, LLC | 10% Owner | 07/23/2014 | 20,507 |
| S&R Technology Holdings, LLC | 10% Owner | 07/22/2014 | 15,634 |
| S&R Technology Holdings, LLC | 10% Owner | 07/21/2014 | 625 |
| Kuno Sachiko | 10% Owner | 07/21/2014 | 625 |
| Kuno Sachiko | 10% Owner | 07/23/2014 | 20,507 |
| Kuno Sachiko | 10% Owner | 07/22/2014 | 15,634 |
| Ueno Ryuji | 10% Owner | 07/23/2014 | 20,507 |
| Ueno Ryuji | 10% Owner | 07/22/2014 | 15,634 |
| Ueno Ryuji | 10% Owner | 07/21/2014 | 625 |
| Kuno Sachiko | 10% Owner | 07/18/2014 | 46,370 |
| Kuno Sachiko | 10% Owner | 07/17/2014 | 47,669 |
| S&R Technology Holdings, LLC | 10% Owner | 07/17/2014 | 47,669 |
| S&R Technology Holdings, LLC | 10% Owner | 07/18/2014 | 46,370 |
| Ueno Ryuji | 10% Owner | 07/18/2014 | 46,370 |
| Ueno Ryuji | 10% Owner | 07/17/2014 | 47,669 |
| Claiborne Cary J | Chief Financial Officer | 06/30/2014 | 1,752 |
| Claiborne Cary J | Chief Financial Officer | 03/31/2014 | 1,494 |
| Ueno Ryuji | 10% Owner | 05/21/2014 | 904,050 |
| Ueno Ryuji | 10% Owner | 04/29/2014 | 109,237 |
| Ueno Ryuji | 10% Owner | 04/28/2014 | 646,274 |
| Kuno Sachiko | 10% Owner | 04/29/2014 | 109,237 |
| Kuno Sachiko | 10% Owner | 04/28/2014 | 646,274 |
| S&R Technology Holdings, LLC | 10% Owner | 04/29/2014 | 109,237 |
| S&R Technology Holdings, LLC | 10% Owner | 04/28/2014 | 646,274 |
| Ueno Ryuji | 10% Owner | 04/25/2014 | 339,437 |
| Ueno Ryuji | 10% Owner | 04/24/2014 | 194,351 |
| Ueno Ryuji | 10% Owner | 04/23/2014 | 260,478 |
| S&R Technology Holdings, LLC | 10% Owner | 04/25/2014 | 339,437 |
| S&R Technology Holdings, LLC | 10% Owner | 04/24/2014 | 194,351 |
| S&R Technology Holdings, LLC | 10% Owner | 04/23/2014 | 260,478 |
| Kuno Sachiko | 10% Owner | 04/25/2014 | 339,437 |
| Kuno Sachiko | 10% Owner | 04/24/2014 | 194,351 |
| Kuno Sachiko | 10% Owner | 04/23/2014 | 260,478 |
| S&R Technology Holdings, LLC | 10% Owner | 04/22/2014 | 514,590 |
| S&R Technology Holdings, LLC | 10% Owner | 04/21/2014 | 159,800 |
| S&R Technology Holdings, LLC | 10% Owner | 04/17/2014 | 192,079 |
| Ueno Ryuji | 10% Owner | 04/22/2014 | 514,590 |
| Ueno Ryuji | 10% Owner | 04/21/2014 | 159,800 |
| Ueno Ryuji | 10% Owner | 04/17/2014 | 192,079 |
| Kuno Sachiko | 10% Owner | 04/22/2014 | 514,590 |
| Kuno Sachiko | 10% Owner | 04/21/2014 | 159,800 |
| Kuno Sachiko | 10% Owner | 04/17/2014 | 192,079 |
| Dolecek Gayle R | Director | 03/18/2014 | 5,292 |
| Dolecek Gayle R | Director | 03/18/2014 | 9,636 |
| Claiborne Cary J | Chief Financial Officer | 02/27/2014 | 10,175 |
| Claiborne Cary J | Chief Financial Officer | 02/27/2014 | 22,507 |
| Dolecek Gayle R | Director | 02/18/2014 | 39,985 |
| Dolecek Gayle R | Director | 02/18/2014 | 72,899 |
| Celeste Anthony C. | Director | 02/14/2014 | 285,058 |
| Dolecek Gayle R | Director | 01/13/2014 | 39,981 |
| Dolecek Gayle R | Director | 01/13/2014 | 83,498 |
| S&R Technology Holdings, LLC | 10% Owner | 01/17/2014 | 3,728,412 |
| Kuno Sachiko | 10% Owner | 01/17/2014 | 3,728,412 |
| Ueno Ryuji | CEO, Chief Scientific Officer | 01/17/2014 | 3,728,412 |
| Claiborne Cary J | Chief Financial Officer | 01/07/2014 | 10,991 |
| Claiborne Cary J | Chief Financial Officer | 01/07/2014 | 22,500 |
| Claiborne Cary J | Chief Financial Officer | 12/31/2013 | 1,750 |
| Dolecek Gayle R | Director | 12/16/2013 | 435,200 |
| Claiborne Cary J | Chief financial officer | 11/25/2013 | 99,236 |
| Claiborne Cary J | Chief financial officer | 11/22/2013 | 26,192 |
| Miele Stanley G | SVP, Sales & Marketing | 11/22/2013 | 375,000 |
| Ueno Ryuji | CEO, Chief Scientific Officer | 10/16/2013 | 2,287,116 |
| Kuno Sachiko | 10% Owner | 10/16/2013 | 2,287,116 |
| S&R Technology Holdings, LLC | 10% Owner | 10/16/2013 | 2,287,116 |
| Claiborne Cary J | Chief financial officer | 09/30/2013 | 1,500 |
| S&R Technology Holdings, LLC | 10% Owner | 09/18/2013 | 63,754 |
| S&R Technology Holdings, LLC | 10% Owner | 09/17/2013 | 72,207 |
| S&R Technology Holdings, LLC | 10% Owner | 09/16/2013 | 82,700 |
| Kuno Sachiko | 10% Owner | 09/17/2013 | 72,207 |
| Kuno Sachiko | 10% Owner | 09/16/2013 | 82,700 |
| Kuno Sachiko | 10% Owner | 09/18/2013 | 63,754 |
| Ueno Ryuji | CEO, Chief Scientific Officer | 09/17/2013 | 72,207 |
| Ueno Ryuji | CEO, Chief Scientific Officer | 09/16/2013 | 82,700 |
| Ueno Ryuji | CEO, Chief Scientific Officer | 09/18/2013 | 63,754 |
| S&R Technology Holdings, LLC | 10% Owner | 09/03/2013 | 214,887 |
| Kuno Sachiko | 10% Owner | 09/03/2013 | 214,887 |
| Ueno Ryuji | CEO, Chief Scientific Officer | 09/03/2013 | 214,887 |
| Kuno Sachiko | 10% Owner | 08/19/2013 | 232,257 |
| S&R Technology Holdings, LLC | 10% Owner | 08/19/2013 | 232,257 |
| Ueno Ryuji | CEO, Chief Scientific Officer | 08/19/2013 | 232,257 |
| Ueno Ryuji | CEO, Chief Scientific Officer | 08/06/2013 | 149,671 |
| Ueno Ryuji | CEO, Chief Scientific Officer | 08/05/2013 | 88,991 |
| S&R Technology Holdings, LLC | 10% Owner | 08/06/2013 | 149,671 |
| S&R Technology Holdings, LLC | 10% Owner | 08/05/2013 | 88,991 |
| Kuno Sachiko | 10% Owner | 08/06/2013 | 149,671 |
| Kuno Sachiko | 10% Owner | 08/05/2013 | 88,991 |
| S&R Technology Holdings, LLC | 10% Owner | 07/24/2013 | 133,805 |
| S&R Technology Holdings, LLC | 10% Owner | 07/23/2013 | 81,158 |
| S&R Technology Holdings, LLC | 10% Owner | 07/22/2013 | 35,873 |
| Kuno Sachiko | 10% Owner | 07/24/2013 | 133,805 |
| Kuno Sachiko | 10% Owner | 07/23/2013 | 81,158 |
| Kuno Sachiko | 10% Owner | 07/22/2013 | 35,873 |
| Ueno Ryuji | CEO, Chief Scientific Officer | 07/24/2013 | 133,805 |
| Ueno Ryuji | CEO, Chief Scientific Officer | 07/23/2013 | 81,158 |
| Ueno Ryuji | CEO, Chief Scientific Officer | 07/22/2013 | 35,873 |
| Ueno Ryuji | CEO, Chief Scientific Officer | 07/09/2013 | 66,810 |
| Ueno Ryuji | CEO, Chief Scientific Officer | 07/08/2013 | 182,450 |
| Kuno Sachiko | 10% Owner | 07/09/2013 | 66,810 |
| Kuno Sachiko | 10% Owner | 07/08/2013 | 182,450 |
| S&R Technology Holdings, LLC | 10% Owner | 07/09/2013 | 66,810 |
| S&R Technology Holdings, LLC | 10% Owner | 07/08/2013 | 182,450 |
| Claiborne Cary J | Chief financial officer | 06/28/2013 | 1,750 |
| Ueno Ryuji | CEO, Chief Scientific Officer | 06/24/2013 | 254,234 |
| Kuno Sachiko | 10% Owner | 06/24/2013 | 254,234 |
| S&R Technology Holdings, LLC | 10% Owner | 06/24/2013 | 254,234 |
| Ueno Ryuji | CEO, Chief Scientific Officer | 06/10/2013 | 280,384 |
| S&R Technology Holdings, LLC | 10% Owner | 06/10/2013 | 280,384 |
| Kuno Sachiko | 10% Owner | 06/10/2013 | 280,384 |
| MAUDLIN TIMOTHY I | Director | 05/15/2013 | 322,783 |
| S&R Technology Holdings, LLC | 10% Owner | 05/28/2013 | 338,193 |
| Kuno Sachiko | 10% Owner | 05/28/2013 | 338,193 |
| Ueno Ryuji | CEO, Chief Scientific Officer | 05/28/2013 | 338,193 |
| Claiborne Cary J | Chief financial officer | 05/24/2013 | 92,735 |
| Claiborne Cary J | Chief Financial Officer | 05/20/2013 | 21,280 |
| Claiborne Cary J | Chief Financial Officer | 05/21/2013 | 22,914 |
| Miele Stanley G | SVP, Sales and Marketing | 05/20/2013 | 61,454 |
| Miele Stanley G | SVP, Sales and Marketing | 05/16/2013 | 470,035 |
| Ueno Ryuji | CEO, Chief Scientific Officer | 05/13/2013 | 356,585 |
| S&R Technology Holdings, LLC | 10% Owner | 05/13/2013 | 356,585 |
| Kuno Sachiko | 10% Owner | 05/13/2013 | 356,585 |
| Ueno Ryuji | CEO, Chief Scientific Officer | 04/29/2013 | 357,062 |
| S&R Technology Holdings, LLC | 10% Owner | 04/29/2013 | 357,062 |
| Kuno Sachiko | 10% Owner | 04/29/2013 | 357,062 |
| Ueno Ryuji | CEO, Chief Scientific Officer | 04/16/2013 | 17,702 |
| Ueno Ryuji | CEO, Chief Scientific Officer | 04/15/2013 | 246,300 |
| S&R Technology Holdings, LLC | 10% Owner | 04/16/2013 | 17,702 |
| S&R Technology Holdings, LLC | 10% Owner | 04/15/2013 | 246,300 |
| Kuno Sachiko | 10% Owner | 04/16/2013 | 17,702 |
| Kuno Sachiko | 10% Owner | 04/15/2013 | 246,300 |
| Claiborne Cary J | Chief financial officer | 03/28/2013 | 1,504 |
| S&R Technology Holdings, LLC | 10% Owner | 04/01/2013 | 240,476 |
| Ueno Ryuji | CEO, Chief Scientific Officer | 04/01/2013 | 240,476 |
| S&R Technology Holdings, LLC | 10% Owner | 03/18/2013 | 203,218 |
| Ueno Ryuji | CEO, Chief Scientific Officer | 03/18/2013 | 203,218 |
| Kuno Sachiko | 10% Owner | 03/18/2013 | 203,218 |
| S&R Technology Holdings, LLC | 10% Owner | 03/04/2013 | 193,752 |
| Kuno Sachiko | 10% Owner | 03/04/2013 | 193,752 |
| Ueno Ryuji | CEO, Chief Scientific Officer | 03/04/2013 | 193,752 |
| Ueno Ryuji | CEO, Chief Scientific Officer | 02/19/2013 | 197,729 |
| Ueno Ryuji | CEO, Chief Scientific Officer | 01/08/2013 | 146,626 |
| Ueno Ryuji | CEO, Chief Scientific Officer | 11/02/2012 | 4,339 |
| Kuno Sachiko | 10% Owner | 02/19/2013 | 197,729 |
| Kuno Sachiko | 10% Owner | 01/08/2013 | 146,626 |
| Kuno Sachiko | 10% Owner | 11/02/2012 | 4,339 |
| S&R Technology Holdings, LLC | 10% Owner | 02/19/2013 | 197,729 |
| S&R Technology Holdings, LLC | 10% Owner | 01/08/2013 | 146,626 |
| S&R Technology Holdings, LLC | 10% Owner | 11/02/2012 | 4,339 |
| Kuno Sachiko | 10% Owner | 02/04/2013 | 200,729 |
| Ueno Ryuji | CEO, Chief Scientific Officer | 02/04/2013 | 200,729 |
| S&R Technology Holdings, LLC | 10% Owner | 02/04/2013 | 200,729 |
| Kuno Sachiko | 10% Owner | 01/22/2013 | 200,252 |
| Ueno Ryuji | CEO, Chief Scientific Officer | 01/22/2013 | 200,252 |
| S&R Technology Holdings, LLC | 10% Owner | 01/22/2013 | 200,252 |
| Ueno Ryuji | CEO, Chief Scientific Officer | 01/09/2013 | 24,067 |
| Kuno Sachiko | 10% Owner | 01/09/2013 | 24,067 |
| S&R Technology Holdings, LLC | 10% Owner | 01/09/2013 | 24,067 |
| S&R Technology Holdings, LLC | 10% Owner | 01/07/2013 | 21,895 |
| Ueno Ryuji | CEO, Chief Scientific Officer | 01/07/2013 | 21,895 |
| Kuno Sachiko | 10% Owner | 01/07/2013 | 21,895 |
| Claiborne Cary J | Chief Financial Officer | 12/31/2012 | 1,750 |
| Kuno Sachiko | 10% Owner | 01/03/2013 | 45,069 |
| Kuno Sachiko | 10% Owner | 01/02/2013 | 46,014 |
| Ueno Ryuji | CEO, Chief Scientific Officer | 01/02/2013 | 46,014 |
| Ueno Ryuji | CEO, Chief Scientific Officer | 01/03/2013 | 45,069 |
| S&R Technology Holdings, LLC | 10% Owner | 01/03/2013 | 45,069 |
| S&R Technology Holdings, LLC | 10% Owner | 01/02/2013 | 46,014 |
| S&R Technology Holdings, LLC | 10% Owner | 12/26/2012 | 21,732 |
| S&R Technology Holdings, LLC | 10% Owner | 12/24/2012 | 79,793 |
| Ueno Ryuji | CEO, Chief Scientific Officer | 12/26/2012 | 21,732 |
| Ueno Ryuji | CEO, Chief Scientific Officer | 12/24/2012 | 79,793 |
| Kuno Sachiko | 10% Owner | 12/26/2012 | 21,732 |
| Kuno Sachiko | 10% Owner | 12/24/2012 | 79,793 |
| Kuno Sachiko | 10% Owner | 12/12/2012 | 203,141 |
| Ueno Ryuji | CEO, Chief Scientific Officer | 12/12/2012 | 203,141 |
| S&R Technology Holdings, LLC | 10% Owner | 12/12/2012 | 203,141 |
| Kuno Sachiko | 10% Owner | 12/06/2012 | 36,691 |
| S&R Technology Holdings, LLC | 10% Owner | 11/29/2012 | 120,967 |
| S&R Technology Holdings, LLC | 10% Owner | 11/28/2012 | 140,619 |
| Kuno Sachiko | 10% Owner | 11/29/2012 | 120,967 |
| Kuno Sachiko | 10% Owner | 11/28/2012 | 140,619 |
| Ueno Ryuji | CEO, Chief Scientific Officer | 11/29/2012 | 120,967 |
| Ueno Ryuji | CEO, Chief Scientific Officer | 11/28/2012 | 140,619 |
| Kuno Sachiko | 10% Owner | 11/27/2012 | 14,002 |
| Kuno Sachiko | 10% Owner | 11/26/2012 | 32,025 |
| Kuno Sachiko | 10% Owner | 11/23/2012 | 15,007 |
| Ueno Ryuji | CEO, Chief Scientific Officer | 11/27/2012 | 14,002 |
| Ueno Ryuji | CEO, Chief Scientific Officer | 11/26/2012 | 32,025 |
| Ueno Ryuji | CEO, Chief Scientific Officer | 11/23/2012 | 15,007 |
| S&R Technology Holdings, LLC | 10% Owner | 11/26/2012 | 32,025 |
| S&R Technology Holdings, LLC | 10% Owner | 11/23/2012 | 15,007 |
| S&R Technology Holdings, LLC | 10% Owner | 11/27/2012 | 14,002 |
| Kuno Sachiko | 10% Owner | 11/14/2012 | 3,504 |
| Ueno Ryuji | CEO, Chief Scientific Officer | 11/14/2012 | 3,504 |
| S&R Technology Holdings, LLC | 10% Owner | 11/14/2012 | 3,504 |
| S&R Technology Holdings, LLC | 10% Owner | 11/13/2012 | 41,825 |
| S&R Technology Holdings, LLC | 10% Owner | 11/12/2012 | 18,004 |
| Ueno Ryuji | CEO, Chief Scientific Officer | 11/12/2012 | 18,004 |
| Ueno Ryuji | CEO, Chief Scientific Officer | 11/13/2012 | 41,825 |
| Kuno Sachiko | 10% Owner | 11/13/2012 | 41,825 |
| Kuno Sachiko | 10% Owner | 11/12/2012 | 18,004 |
| S&R Technology Holdings, LLC | 10% Owner | 11/01/2012 | 119,952 |
| S&R Technology Holdings, LLC | 10% Owner | 10/31/2012 | 70,214 |
| Ueno Ryuji | CEO, Chief Scientific Officer | 11/01/2012 | 119,952 |
| Ueno Ryuji | CEO, Chief Scientific Officer | 10/31/2012 | 70,214 |
| Kuno Sachiko | 10% Owner | 11/01/2012 | 119,952 |
| Kuno Sachiko | 10% Owner | 10/31/2012 | 70,214 |
| Kuno Sachiko | 10% Owner | 10/15/2012 | 225,518 |
| Ueno Ryuji | CEO, Chief Scientific Officer | 10/15/2012 | 225,518 |
| S&R Technology Holdings, LLC | 10% Owner | 10/15/2012 | 225,518 |
| S&R Technology Holdings, LLC | 10% Owner | 10/01/2012 | 198,194 |
| Ueno Ryuji | CEO, Chief Scientific Officer | 10/01/2012 | 198,194 |
| Claiborne Cary J | Chief Financial Officer | 09/28/2012 | 1,496 |
| Claiborne Cary J | Chief Financial Officer | 06/29/2012 | 1,756 |
| Nantahala Capital Management, LLC | 10% Owner | 04/23/2012 | 277,402 |
| Nantahala Capital Management, LLC | 10% Owner | 04/23/2012 | 1,026,346 |
| Nantahala Capital Management, LLC | 10% Owner | 04/23/2012 | 510,669 |
| Claiborne Cary J | Chief Financial Officer | 03/30/2012 | 1,493 |
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