. (NOR)
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As of 12/31/69 07:00 PM EST. Market closed.
. (NOR)
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As of 12/31/69 07:00 PM EST. Market closed.
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INSIDER TRANSACTIONS FOR
| Owner | Relationship | Date | Transaction | Cost | # Shares | Value($) | Total Shares | Form 4 |
| Brooks William H JR | Director | Dec 31, 2015 | Option Exercise | $0.32 | 100 | 32 | 26,120 | Jan 05, 2016, 03:04 PM |
| Brooks William H JR | Director | Dec 07, 2015 | Option Exercise | $14.00 | 1 | 14 | 126,058 | Dec 09, 2015, 07:56 PM |
| Boyles Dale W | Chief Financial Officer | Nov 05, 2015 | Option Exercise | $2.00 | 473 | 946 | 4,209 | Nov 06, 2015, 09:26 PM |
| SCHUMACHER ALAN H | Director | Oct 29, 2015 | Sale | $1.74 | 5,000 | 8,700 | 15,159 | Oct 30, 2015, 08:41 AM |
| SCHUMACHER ALAN H | Director | Sep 30, 2015 | Option Exercise | $1.64 | 1 | 2 | 20,159 | Oct 02, 2015, 04:01 PM |
| RICKERTSEN CARL J | Director | Sep 30, 2015 | Option Exercise | $1.64 | 1 | 2 | 25,641 | Oct 02, 2015, 04:00 PM |
| Brooks William H JR | Director | Sep 30, 2015 | Option Exercise | $1.64 | 1 | 2 | 25,967 | Oct 02, 2015, 04:00 PM |
| Brooks William H JR | Director | Sep 30, 2015 | Option Exercise | $1.64 | 98 | 161 | 25,869 | Oct 02, 2015, 04:00 PM |
| Rolfe Ronald S | Director | Sep 30, 2015 | Option Exercise | $1.64 | 1 | 2 | 18,275 | Oct 02, 2015, 03:59 PM |
| Smith Layle Kiplind | President and CEO | Jul 23, 2015 | Buy | $0.51 | 196,000 | 99,196 | 878,885 | Jul 23, 2015, 05:32 PM |
| Brooks William H JR | Director | Jul 06, 2015 | Option Exercise | $0.85 | 824 | 704 | 179,311 | Jul 08, 2015, 01:52 PM |
| Brooks William H JR | Director | Jun 30, 2015 | Option Exercise | $0.85 | 17,161 | 14,587 | 177,193 | Jul 02, 2015, 05:53 PM |
| MIKLICH THOMAS R | Director | Jun 30, 2015 | Option Exercise | $0.85 | 16,471 | 14,000 | 100,104 | Jul 02, 2015, 05:53 PM |
| Rolfe Ronald S | Director | Jun 11, 2015 | Option Exercise | $1.30 | 219 | 285 | 64,177 | Jun 12, 2015, 09:54 PM |
| MIKLICH THOMAS R | Director | Jun 10, 2015 | Option Exercise | $1.34 | 32 | 43 | 57,751 | Jun 12, 2015, 09:51 PM |
| Brooks William H JR | Director | Jun 10, 2015 | Option Exercise | $1.34 | 32 | 43 | 133,069 | Jun 12, 2015, 09:51 PM |
| MIKLICH THOMAS R | Director | Jun 01, 2015 | Option Exercise | $1.66 | 4,233 | 7,027 | 57,670 | Jun 03, 2015, 05:58 PM |
| Brooks William H JR | Director | Jun 01, 2015 | Option Exercise | $1.66 | 4,233 | 7,027 | 132,988 | Jun 03, 2015, 05:56 PM |
| Croft Scott M | Pres-Primary & Value Added Bus | May 26, 2015 | Sale | $2.04 | 30,400 | 61,885 | 58,951 | May 27, 2015, 03:17 PM |
| Smith Layle Kiplind | President and CEO | May 18, 2015 | Option Exercise | $1.14 | 200,000 | 228,000 | 682,885 | May 20, 2015, 06:00 PM |
| EVANS RICHARD B | Director | May 18, 2015 | Buy | $2.31 | 50,000 | 115,700 | 105,835 | May 20, 2015, 06:00 PM |
| SCHUMACHER ALAN H | Director | May 19, 2015 | Buy | $2.26 | 10,000 | 22,600 | 65,624 | May 20, 2015, 05:59 PM |
| APOLLO INVESTMENT FUND VI L P | 10% Owner | May 15, 2015 | Sale | $2.08 | 11,888,289 | 24,668,200 | 0 | May 19, 2015, 05:03 PM |
| Noranda Holdings LP | 10% Owner | May 15, 2015 | Sale | $2.08 | 10,951,711 | 22,724,801 | 0 | May 19, 2015, 05:02 PM |
| Sagor Elliot G. | Director | May 15, 2015 | Buy | $2.34 | 10,000 | 23,400 | 10,000 | May 18, 2015, 12:11 PM |
| Rolfe Ronald S | Director | May 14, 2015 | Buy | $2.21 | 10,000 | 22,100 | 48,729 | May 14, 2015, 01:48 PM |
| Rolfe Ronald S | Director | May 12, 2015 | Buy | $2.23 | 10,000 | 22,300 | 38,729 | May 13, 2015, 06:49 PM |
| MIKLICH THOMAS R | Director | May 12, 2015 | Buy | $2.11 | 25,000 | 52,747 | 46,787 | May 13, 2015, 06:49 PM |
| RICKERTSEN CARL J | Director | May 12, 2015 | Buy | $2.14 | 40,000 | 85,600 | 100,152 | May 13, 2015, 06:49 PM |
| Croft Scott M | Pres-Primary & Value Added Bus | May 02, 2015 | Option Exercise | $3.35 | 2,780 | 9,313 | 89,351 | May 05, 2015, 12:07 PM |
| Boyles Dale W | Chief Financial Officer | May 02, 2015 | Option Exercise | $3.35 | 2,350 | 7,872 | 22,533 | May 05, 2015, 12:06 PM |
| Lehman Gail E | Gen Counsel/Sec/Chief Adm Off | May 02, 2015 | Option Exercise | $3.35 | 2,350 | 7,872 | 82,627 | May 05, 2015, 12:06 PM |
| Smith Layle Kiplind | President and CEO | May 02, 2015 | Option Exercise | $3.35 | 17,319 | 58,019 | 482,885 | May 05, 2015, 12:06 PM |
| Croft Scott M | Pres-Primary & Added Value Bus | Apr 12, 2015 | Option Exercise | $3.22 | 1,095 | 3,526 | 83,540 | Apr 14, 2015, 02:00 PM |
| Lehman Gail E | General Counsel/Sec/CAO | Apr 12, 2015 | Option Exercise | $3.22 | 925 | 2,979 | 76,386 | Apr 14, 2015, 02:00 PM |
| Brooks William H JR | Director | Mar 31, 2015 | Option Exercise | $2.97 | 685 | 2,034 | 122,105 | Apr 02, 2015, 06:52 PM |
| Rolfe Ronald S | Director | Mar 26, 2015 | Buy | $3.04 | 86 | 261 | 26,286 | Mar 31, 2015, 11:53 AM |
| Lehman Gail E | General Counsel/Sec/CAO | Mar 09, 2015 | Option Exercise | $2.98 | 2,573 | 7,668 | 108,189 | Mar 11, 2015, 04:34 PM |
| Smith Layle Kiplind | CEO | Mar 09, 2015 | Option Exercise | $2.98 | 16,407 | 48,893 | 618,391 | Mar 11, 2015, 04:34 PM |
| Croft Scott M | Pres-Downstream | Mar 09, 2015 | Option Exercise | $2.98 | 2,443 | 7,280 | 104,345 | Mar 11, 2015, 04:33 PM |
| Lehman Gail E | General Counsel/Sec/CAO | Mar 06, 2015 | Option Exercise | $2.96 | 2,276 | 6,737 | 102,740 | Mar 10, 2015, 05:52 PM |
| Croft Scott M | Pres-Downstream | Mar 06, 2015 | Option Exercise | $2.96 | 2,276 | 6,737 | 112,698 | Mar 10, 2015, 05:52 PM |
| Smith Layle Kiplind | CEO | Mar 06, 2015 | Option Exercise | $2.96 | 14,211 | 42,065 | 595,688 | Mar 10, 2015, 05:52 PM |
| Brooks William H JR | Director | Sep 30, 2014 | Option Exercise | $4.52 | 852 | 3,851 | 126,058 | Feb 23, 2015, 09:07 AM |
| MIKLICH THOMAS R | Director | Sep 30, 2014 | Option Exercise | $4.52 | 852 | 3,851 | 32,451 | Feb 23, 2015, 09:05 AM |
| Boyles Dale W | Chief Financial Officer | Nov 05, 2014 | Option Exercise | $3.88 | 2,766 | 10,732 | 80,838 | Feb 23, 2015, 09:03 AM |
| MIKLICH THOMAS R | Director | Dec 31, 2014 | Option Exercise | $3.52 | 854 | 3,006 | 41,056 | Jan 05, 2015, 04:51 PM |
| Brooks William H JR | Director | Dec 31, 2014 | Option Exercise | $3.52 | 854 | 3,006 | 135,844 | Jan 05, 2015, 04:51 PM |
| Rolfe Ronald S | Director | Sep 18, 2014 | Buy | $5.30 | 38 | 201 | 41,446 | Sep 19, 2014, 04:13 PM |
| Croft Scott M | Pres-Downstream | Sep 16, 2014 | Sale | $5.37 | 20,000 | 107,400 | 93,878 | Sep 18, 2014, 06:23 PM |
| MIKLICH THOMAS R | Director | Jun 17, 2014 | Option Exercise | $3.50 | 1,432 | 5,012 | 41,824 | Jun 19, 2014, 03:45 PM |
| Brooks William H JR | Director | Jun 17, 2014 | Option Exercise | $3.50 | 1,432 | 5,012 | 126,871 | Jun 19, 2014, 03:44 PM |
| Rolfe Ronald S | Director | May 28, 2014 | Buy | $3.16 | 46 | 145 | 21,255 | May 30, 2014, 03:12 PM |
| SCHUMACHER ALAN H | Director | May 16, 2014 | Buy | $3.12 | 6,000 | 18,720 | 46,664 | May 16, 2014, 03:38 PM |
| RICKERTSEN CARL J | Director | May 09, 2014 | Buy | $3.05 | 20,000 | 60,918 | 47,053 | May 12, 2014, 05:59 PM |
| Smith Layle Kiplind | CEO | Apr 22, 2014 | Option Exercise | $4.25 | 119,629 | 508,423 | 445,151 | Apr 23, 2014, 06:44 PM |
| Croft Scott M | Pres-Downstream | Apr 22, 2014 | Option Exercise | $4.25 | 27,878 | 118,482 | 86,379 | Apr 23, 2014, 06:44 PM |
| Boyles Dale W | Chief Financial Officer | Apr 22, 2014 | Option Exercise | $4.25 | 6,434 | 27,345 | 50,684 | Apr 23, 2014, 06:44 PM |
| Lehman Gail E | General Counsel/Sec/CAO | Apr 22, 2014 | Option Exercise | $4.25 | 27,958 | 118,822 | 70,513 | Apr 23, 2014, 06:44 PM |
| Rolfe Ronald S | Director | Mar 27, 2014 | Option Exercise | $3.84 | 38 | 146 | 15,141 | Mar 31, 2014, 05:57 PM |
| APOLLO INVESTMENT FUND VI L P | 10% Owner | Mar 17, 2014 | Sale | $4.50 | 5,205,030 | 23,422,635 | 11,888,289 | Mar 19, 2014, 05:01 PM |
| Noranda Holdings LP | 10% Owner | Mar 17, 2014 | Sale | $4.50 | 4,794,970 | 21,577,365 | 10,951,711 | Mar 19, 2014, 05:00 PM |
| Rolfe Ronald S | Director | Dec 06, 2013 | Buy | $2.67 | 36 | 96 | 10,103 | Dec 09, 2013, 06:03 PM |
| Lehman Gail E | General Counsel/Sec/CAO | Dec 05, 2013 | Option Exercise | $2.64 | 17 | 45 | 9,622 | Dec 09, 2013, 06:01 PM |
| Lehman Gail E | General Counsel/Sec | Dec 01, 2013 | Option Exercise | $2.81 | 4,376 | 12,297 | 9,579 | Dec 02, 2013, 03:20 PM |
| Boyles Dale W | Chief Financial Officer | Nov 25, 2013 | Buy | $2.61 | 5,500 | 14,328 | 45,500 | Nov 26, 2013, 12:22 PM |
| Rolfe Ronald S | Director | Oct 31, 2013 | Buy | $2.73 | 5,000 | 13,650 | 10,067 | Oct 31, 2013, 04:27 PM |
| MAHONEY ROBERT B | Former CFO as of 10.26.13 | Oct 26, 2013 | Option Exercise | $2.88 | 6,500 | 18,720 | 184,702 | Oct 29, 2013, 08:48 PM |
| Hale Wayne | President-Upstream | Oct 03, 2013 | Option Exercise | $2.29 | 2,193 | 5,022 | 26,616 | Oct 07, 2013, 09:35 PM |
| Hale Wayne | President-Upstream | Oct 03, 2013 | Option Exercise | $2.29 | 1,915 | 4,385 | 25,658 | Oct 07, 2013, 09:35 PM |
| Rolfe Ronald S | Director | Aug 29, 2013 | Buy | $2.91 | 67 | 195 | 5,067 | Sep 03, 2013, 04:24 PM |
| Rolfe Ronald S | Director | Jul 25, 2013 | Buy | $3.16 | 5,000 | 15,800 | 5,000 | Jul 26, 2013, 11:51 AM |
| MAHONEY ROBERT B | CFO | Jun 10, 2013 | Option Exercise | $4.03 | 12,294 | 49,545 | 178,202 | Jun 12, 2013, 04:47 PM |
| MAHONEY ROBERT B | CFO | Jun 10, 2013 | Option Exercise | $0.69 | 30,000 | 20,700 | 190,496 | Jun 12, 2013, 04:47 PM |
| EVANS RICHARD B | Director | Mar 04, 2013 | Buy | $4.15 | 10,000 | 41,500 | 37,122 | Mar 04, 2013, 05:13 PM |
| Smith Layle Kiplind | Pres/CEO | Mar 04, 2013 | Buy | $4.14 | 20,000 | 82,704 | 238,279 | Mar 04, 2013, 02:39 PM |
| Lehman Gail E | General Counsel | Dec 04, 2012 | Option Exercise | $5.93 | 2,085 | 12,364 | 13,955 | Dec 04, 2012, 04:52 PM |
| Hale Wayne | President Upstream | Oct 03, 2012 | Option Exercise | $6.26 | 2,039 | 12,764 | 5,664 | Oct 09, 2012, 11:20 AM |
| MAHONEY ROBERT B | CFO | Jun 11, 2012 | Option Exercise | $0.69 | 24,000 | 16,560 | 168,581 | Jun 13, 2012, 01:31 PM |
| MAHONEY ROBERT B | CFO | Jun 11, 2012 | Option Exercise | $7.92 | 8,085 | 64,033 | 160,496 | Jun 13, 2012, 01:31 PM |
| SCHUMACHER ALAN H | Director | May 31, 2012 | Buy | $7.67 | 5,000 | 38,350 | 26,382 | Jun 01, 2012, 10:43 AM |
| RICKERTSEN CARL J | Director | May 15, 2012 | Buy | $8.40 | 20,000 | 168,000 | 20,000 | May 15, 2012, 05:59 PM |
| APOLLO INVESTMENT FUND VI L P | 10% Owner | Mar 13, 2012 | Sale | $10.61 | 5,205,030 | 55,225,367 | 17,093,319 | Mar 15, 2012, 05:42 PM |
| Noranda Holdings LP | 10% Owner | Mar 13, 2012 | Sale | $10.61 | 4,794,970 | 50,874,630 | 15,746,681 | Mar 15, 2012, 05:41 PM |
| MAHONEY ROBERT B | CFO | Mar 04, 2012 | Option Exercise | $12.96 | 1,118 | 14,489 | 25,896 | Mar 07, 2012, 04:38 PM |
| Lehman Gail E | General Counsel/Sec | Mar 04, 2012 | Option Exercise | $12.96 | 1,131 | 14,658 | 56,357 | Mar 07, 2012, 04:35 PM |
| Smith Layle Kiplind | CEO | Mar 04, 2012 | Option Exercise | $12.96 | 4,754 | 61,612 | 126,241 | Mar 07, 2012, 04:14 PM |
| Croft Scott M | Pres-Downstream | Mar 04, 2012 | Option Exercise | $12.96 | 1,131 | 14,658 | 25,896 | Mar 07, 2012, 03:21 PM |
| SCHUMACHER ALAN H | Director | Nov 21, 2011 | Buy | $7.46 | 5,000 | 37,278 | 10,000 | Nov 22, 2011, 11:30 AM |
| MAHONEY ROBERT B | CFO | Jun 20, 2011 | Option Exercise | $0.69 | 18,000 | 12,420 | 116,500 | Jun 20, 2011, 04:50 PM |
| SCHUMACHER ALAN H | Director | Apr 25, 2011 | Buy | $15.18 | 5,000 | 75,901 | 5,000 | Apr 25, 2011, 05:46 PM |
| MAHONEY ROBERT B | CFO | Jan 04, 2011 | Option Exercise | $0.69 | 18,000 | 12,420 | 88,000 | Jan 06, 2011, 09:01 AM |
| MAHONEY ROBERT B | CFO | Dec 14, 2010 | Buy | $11.90 | 10,000 | 119,000 | 70,000 | Dec 15, 2010, 11:15 AM |
| Lorentzen Kyle David | COO | Nov 08, 2010 | Buy | $12.10 | 2,000 | 24,200 | 81,500 | Nov 09, 2010, 09:07 AM |
| Smith Layle Kiplind | Pres/CEO | Nov 02, 2010 | Buy | $10.37 | 5,000 | 51,850 | 205,000 | Nov 02, 2010, 01:52 PM |
| EVANS RICHARD B | Director | Sep 14, 2010 | Buy | $8.27 | 10,000 | 82,702 | 10,000 | Sep 14, 2010, 04:17 PM |
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Buy
Sale
Option Exercise
| Owner | Relationship | Date | Value($) |
| Brooks William H JR | Director | 12/31/2015 | 32 |
| Brooks William H JR | Director | 12/07/2015 | 14 |
| Boyles Dale W | Chief Financial Officer | 11/05/2015 | 946 |
| SCHUMACHER ALAN H | Director | 10/29/2015 | 8,700 |
| SCHUMACHER ALAN H | Director | 09/30/2015 | 2 |
| RICKERTSEN CARL J | Director | 09/30/2015 | 2 |
| Brooks William H JR | Director | 09/30/2015 | 2 |
| Brooks William H JR | Director | 09/30/2015 | 161 |
| Rolfe Ronald S | Director | 09/30/2015 | 2 |
| Smith Layle Kiplind | President and CEO | 07/23/2015 | 99,196 |
| Brooks William H JR | Director | 07/06/2015 | 704 |
| Brooks William H JR | Director | 06/30/2015 | 14,587 |
| MIKLICH THOMAS R | Director | 06/30/2015 | 14,000 |
| Rolfe Ronald S | Director | 06/11/2015 | 285 |
| MIKLICH THOMAS R | Director | 06/10/2015 | 43 |
| Brooks William H JR | Director | 06/10/2015 | 43 |
| MIKLICH THOMAS R | Director | 06/01/2015 | 7,027 |
| Brooks William H JR | Director | 06/01/2015 | 7,027 |
| Croft Scott M | Pres-Primary & Value Added Bus | 05/26/2015 | 61,885 |
| Smith Layle Kiplind | President and CEO | 05/18/2015 | 228,000 |
| EVANS RICHARD B | Director | 05/18/2015 | 115,700 |
| SCHUMACHER ALAN H | Director | 05/19/2015 | 22,600 |
| APOLLO INVESTMENT FUND VI L P | 10% Owner | 05/15/2015 | 24,668,200 |
| Noranda Holdings LP | 10% Owner | 05/15/2015 | 22,724,801 |
| Sagor Elliot G. | Director | 05/15/2015 | 23,400 |
| Rolfe Ronald S | Director | 05/14/2015 | 22,100 |
| Rolfe Ronald S | Director | 05/12/2015 | 22,300 |
| MIKLICH THOMAS R | Director | 05/12/2015 | 52,747 |
| RICKERTSEN CARL J | Director | 05/12/2015 | 85,600 |
| Croft Scott M | Pres-Primary & Value Added Bus | 05/02/2015 | 9,313 |
| Boyles Dale W | Chief Financial Officer | 05/02/2015 | 7,872 |
| Lehman Gail E | Gen Counsel/Sec/Chief Adm Off | 05/02/2015 | 7,872 |
| Smith Layle Kiplind | President and CEO | 05/02/2015 | 58,019 |
| Croft Scott M | Pres-Primary & Added Value Bus | 04/12/2015 | 3,526 |
| Lehman Gail E | General Counsel/Sec/CAO | 04/12/2015 | 2,979 |
| Brooks William H JR | Director | 03/31/2015 | 2,034 |
| Rolfe Ronald S | Director | 03/26/2015 | 261 |
| Lehman Gail E | General Counsel/Sec/CAO | 03/09/2015 | 7,668 |
| Smith Layle Kiplind | CEO | 03/09/2015 | 48,893 |
| Croft Scott M | Pres-Downstream | 03/09/2015 | 7,280 |
| Lehman Gail E | General Counsel/Sec/CAO | 03/06/2015 | 6,737 |
| Croft Scott M | Pres-Downstream | 03/06/2015 | 6,737 |
| Smith Layle Kiplind | CEO | 03/06/2015 | 42,065 |
| Brooks William H JR | Director | 09/30/2014 | 3,851 |
| MIKLICH THOMAS R | Director | 09/30/2014 | 3,851 |
| Boyles Dale W | Chief Financial Officer | 11/05/2014 | 10,732 |
| MIKLICH THOMAS R | Director | 12/31/2014 | 3,006 |
| Brooks William H JR | Director | 12/31/2014 | 3,006 |
| Rolfe Ronald S | Director | 09/18/2014 | 201 |
| Croft Scott M | Pres-Downstream | 09/16/2014 | 107,400 |
| MIKLICH THOMAS R | Director | 06/17/2014 | 5,012 |
| Brooks William H JR | Director | 06/17/2014 | 5,012 |
| Rolfe Ronald S | Director | 05/28/2014 | 145 |
| SCHUMACHER ALAN H | Director | 05/16/2014 | 18,720 |
| RICKERTSEN CARL J | Director | 05/09/2014 | 60,918 |
| Smith Layle Kiplind | CEO | 04/22/2014 | 508,423 |
| Croft Scott M | Pres-Downstream | 04/22/2014 | 118,482 |
| Boyles Dale W | Chief Financial Officer | 04/22/2014 | 27,345 |
| Lehman Gail E | General Counsel/Sec/CAO | 04/22/2014 | 118,822 |
| Rolfe Ronald S | Director | 03/27/2014 | 146 |
| APOLLO INVESTMENT FUND VI L P | 10% Owner | 03/17/2014 | 23,422,635 |
| Noranda Holdings LP | 10% Owner | 03/17/2014 | 21,577,365 |
| Rolfe Ronald S | Director | 12/06/2013 | 96 |
| Lehman Gail E | General Counsel/Sec/CAO | 12/05/2013 | 45 |
| Lehman Gail E | General Counsel/Sec | 12/01/2013 | 12,297 |
| Boyles Dale W | Chief Financial Officer | 11/25/2013 | 14,328 |
| Rolfe Ronald S | Director | 10/31/2013 | 13,650 |
| MAHONEY ROBERT B | Former CFO as of 10.26.13 | 10/26/2013 | 18,720 |
| Hale Wayne | President-Upstream | 10/03/2013 | 5,022 |
| Hale Wayne | President-Upstream | 10/03/2013 | 4,385 |
| Rolfe Ronald S | Director | 08/29/2013 | 195 |
| Rolfe Ronald S | Director | 07/25/2013 | 15,800 |
| MAHONEY ROBERT B | CFO | 06/10/2013 | 49,545 |
| MAHONEY ROBERT B | CFO | 06/10/2013 | 20,700 |
| EVANS RICHARD B | Director | 03/04/2013 | 41,500 |
| Smith Layle Kiplind | Pres/CEO | 03/04/2013 | 82,704 |
| Lehman Gail E | General Counsel | 12/04/2012 | 12,364 |
| Hale Wayne | President Upstream | 10/03/2012 | 12,764 |
| MAHONEY ROBERT B | CFO | 06/11/2012 | 16,560 |
| MAHONEY ROBERT B | CFO | 06/11/2012 | 64,033 |
| SCHUMACHER ALAN H | Director | 05/31/2012 | 38,350 |
| RICKERTSEN CARL J | Director | 05/15/2012 | 168,000 |
| APOLLO INVESTMENT FUND VI L P | 10% Owner | 03/13/2012 | 55,225,367 |
| Noranda Holdings LP | 10% Owner | 03/13/2012 | 50,874,630 |
| MAHONEY ROBERT B | CFO | 03/04/2012 | 14,489 |
| Lehman Gail E | General Counsel/Sec | 03/04/2012 | 14,658 |
| Smith Layle Kiplind | CEO | 03/04/2012 | 61,612 |
| Croft Scott M | Pres-Downstream | 03/04/2012 | 14,658 |
| SCHUMACHER ALAN H | Director | 11/21/2011 | 37,278 |
| MAHONEY ROBERT B | CFO | 06/20/2011 | 12,420 |
| SCHUMACHER ALAN H | Director | 04/25/2011 | 75,901 |
| MAHONEY ROBERT B | CFO | 01/04/2011 | 12,420 |
| MAHONEY ROBERT B | CFO | 12/14/2010 | 119,000 |
| Lorentzen Kyle David | COO | 11/08/2010 | 24,200 |
| Smith Layle Kiplind | Pres/CEO | 11/02/2010 | 51,850 |
| EVANS RICHARD B | Director | 09/14/2010 | 82,702 |
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