GT Advanced Technologies Inc. (GTAT) OTC MARKETS
$40 - (-)
Market Cap: $23.93M
As of 10/13/21 12:00 AM EDT. Market closed.
GT Advanced Technologies Inc. (GTAT)
OTC MARKETS
$40
- (-)
Market Cap: $23.93M
As of 10/13/21 12:00 AM EDT. Market closed.
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COMPANY PROFILE
Sector
Manufacturing
Industry
Semiconductor and Related Device Manufacturing
CEO
Greg Knight
Full Time Employees
541
Sector
Manufacturing
Industry
Semiconductor and Related Device Manufacturing
CEO
Greg Knight
Full Time Employees
541
URL
Address
5 Wentworth Dr, New Hampshire, Hudson, 03051-4929.
PRICE CHART FOR GT ADVANCED TECHNOLOGIES INC
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INSIDEARBITRAGE ARTICLES
KEY STATS
Open
-
Previous Close
$40
Days Range
$40 - $40
52 week range
$25 - $86.75
Volume
0
Avg. Volume (30 days)
1,619
Market Cap
$23.93M
Dividend Yield
-
P/E
-
Shares Outstanding
598,181
Open
-
Previous Close
$40
Days Range
$40 - $40
52 week range
$25 - $86.75
Volume
0
Avg. Volume (30 days)
1,619
Market Cap
$23.93M
Dividend Yield
-
P/E
-
Shares Outstanding
598,181
FINANCIAL STATEMENTS FOR GT ADVANCED TECHNOLOGIES INC
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INSIDER TRANSACTIONS FOR GT ADVANCED TECHNOLOGIES INC
| Owner | Relationship | Date | Transaction | Cost | # Shares | Value($) | Total Shares | Form 4 |
| Gutierrez Thomas | President and CEO | Sep 06, 2014 | Option Exercise | $16.70 | 6,670 | 111,389 | 178,131 | Sep 09, 2014, 04:35 PM |
| Gutierrez Thomas | President and CEO | Sep 08, 2014 | Sale | $17.38 | 9,232 | 160,448 | 168,899 | Sep 09, 2014, 04:35 PM |
| KIM HO IL | V.P., Chief Adm. Off., GC | Sep 06, 2014 | Option Exercise | $16.70 | 3,136 | 52,371 | 48,507 | Sep 09, 2014, 04:32 PM |
| KIM HO IL | V.P., Chief Adm. Off., GC | Sep 08, 2014 | Sale | $17.39 | 3,516 | 61,158 | 44,991 | Sep 09, 2014, 04:32 PM |
| Ford Jeffrey John | VP, Asia Ind Furnace | Sep 06, 2014 | Option Exercise | $16.70 | 2,790 | 46,593 | 48,853 | Sep 09, 2014, 04:30 PM |
| Keck David W | Exec.VP, Solar Business | Sep 06, 2014 | Option Exercise | $16.70 | 3,189 | 53,256 | 48,454 | Sep 09, 2014, 04:27 PM |
| Squiller Daniel | Chief Operating Officer | Sep 02, 2014 | Sale | $18.00 | 15,000 | 270,000 | 232,735 | Sep 04, 2014, 04:41 PM |
| Squiller Daniel | Chief Operating Officer | Aug 19, 2014 | Sale | $18.39 | 10,000 | 183,900 | 247,735 | Aug 21, 2014, 04:32 PM |
| Keck David W | Exec.VP, Worldwide Sales/Svcs. | Aug 07, 2014 | Option Exercise | $5.44 | 7,660 | 41,670 | 109,317 | Aug 11, 2014, 04:43 PM |
| Keck David W | Exec.VP, Worldwide Sales/Svcs. | Aug 07, 2014 | Sale | $15.11 | 64,326 | 971,847 | 101,657 | Aug 11, 2014, 04:43 PM |
| Ford Jeffrey John | VP, Asia | Aug 08, 2014 | Option Exercise | $5.44 | 2,585 | 14,062 | 59,483 | Aug 11, 2014, 04:40 PM |
| Ford Jeffrey John | VP, Asia | Aug 08, 2014 | Sale | $15.50 | 14,492 | 224,639 | 56,898 | Aug 11, 2014, 04:40 PM |
| Ford Jeffrey John | VP, Asia | Aug 07, 2014 | Sale | $15.11 | 16,000 | 241,806 | 56,898 | Aug 11, 2014, 04:40 PM |
| Squiller Daniel | Chief Operating Officer | Aug 04, 2014 | Sale | $14.00 | 4,400 | 61,600 | 257,735 | Aug 05, 2014, 04:16 PM |
| Squiller Daniel | Chief Operating Officer | Aug 01, 2014 | Sale | $14.00 | 600 | 8,400 | 262,135 | Aug 05, 2014, 04:16 PM |
| Squiller Daniel | Chief Operating Officer | Jul 02, 2014 | Option Exercise | $19.77 | 95,400 | 1,886,058 | 277,735 | Jul 07, 2014, 04:17 PM |
| Squiller Daniel | Chief Operating Officer | Jul 03, 2014 | Sale | $20.05 | 15,000 | 300,736 | 272,735 | Jul 07, 2014, 04:17 PM |
| Gutierrez Thomas | President and CEO | Jul 01, 2014 | Option Exercise | $5.36 | 50,000 | 268,000 | 228,131 | Jul 03, 2014, 02:17 PM |
| Gutierrez Thomas | President and CEO | Jul 01, 2014 | Sale | $19.11 | 59,232 | 1,132,019 | 178,131 | Jul 03, 2014, 02:17 PM |
| KIM HO IL | V.P., Chief Adm. Off., GC | Jul 01, 2014 | Option Exercise | $5.44 | 2,789 | 15,172 | 51,296 | Jul 03, 2014, 02:10 PM |
| KIM HO IL | V.P., Chief Adm. Off., GC | Jul 01, 2014 | Sale | $19.07 | 6,305 | 120,250 | 48,507 | Jul 03, 2014, 02:10 PM |
| Ford Jeffrey John | VP, Asia Ind Furnace | Jun 06, 2014 | Option Exercise | $15.99 | 2,790 | 44,612 | 72,898 | Jun 10, 2014, 04:15 PM |
| Keck David W | Exec.VP, Solar Business | Jun 06, 2014 | Option Exercise | $15.99 | 3,189 | 50,992 | 101,657 | Jun 10, 2014, 04:12 PM |
| KIM HO IL | V.P., Chief Adm. Off., GC | Jun 06, 2014 | Option Exercise | $15.99 | 3,136 | 50,145 | 48,507 | Jun 10, 2014, 04:09 PM |
| Gutierrez Thomas | President and CEO | Jun 06, 2014 | Option Exercise | $15.99 | 6,670 | 106,653 | 178,131 | Jun 10, 2014, 04:07 PM |
| WROE THOMAS JR | Director | Jun 05, 2014 | Sale | $16.13 | 10,845 | 174,960 | 24,733 | Jun 05, 2014, 04:45 PM |
| Gutierrez Thomas | President and CEO | Jun 02, 2014 | Option Exercise | $16.68 | 27,423 | 457,416 | 246,953 | Jun 04, 2014, 04:57 PM |
| Gutierrez Thomas | President and CEO | Jun 03, 2014 | Sale | $15.77 | 78,054 | 1,230,990 | 168,899 | Jun 04, 2014, 04:57 PM |
| KIM HO IL | V.P., Chief Adm. Off., GC | Jun 02, 2014 | Option Exercise | $16.68 | 11,071 | 184,664 | 63,845 | Jun 04, 2014, 04:55 PM |
| KIM HO IL | V.P., Chief Adm. Off., GC | Jun 03, 2014 | Option Exercise | $5.44 | 25,000 | 136,000 | 88,845 | Jun 04, 2014, 04:55 PM |
| KIM HO IL | V.P., Chief Adm. Off., GC | Jun 03, 2014 | Sale | $15.91 | 43,854 | 697,688 | 63,845 | Jun 04, 2014, 04:55 PM |
| Keck David W | EVP, Solar Business | Jun 02, 2014 | Option Exercise | $16.68 | 12,084 | 201,561 | 98,194 | Jun 04, 2014, 04:51 PM |
| Ford Jeffrey John | VP, Asia, Industrial Furnace | Jun 02, 2014 | Option Exercise | $16.68 | 12,259 | 204,480 | 69,036 | Jun 04, 2014, 04:48 PM |
| FMR LLC | Edward C. Johnson 3d | May 27, 2014 | Sale | $15.98 | 464,771 | 7,425,228 | 1,078,006 | May 29, 2014, 04:48 PM |
| Squiller Daniel | Chief Operating Officer | May 23, 2014 | Sale | $15.88 | 76,190 | 1,210,271 | 186,568 | May 28, 2014, 04:24 PM |
| Ford Jeffrey John | VP, Asia | May 13, 2014 | Option Exercise | $14.28 | 5,114 | 73,028 | 52,069 | May 15, 2014, 04:17 PM |
| KIM HO IL | V.P., Chief Adm. Off., GC | May 13, 2014 | Option Exercise | $14.28 | 5,748 | 82,081 | 51,435 | May 15, 2014, 04:14 PM |
| Keck David W | Exec.VP, Solar Business | May 13, 2014 | Option Exercise | $14.28 | 5,846 | 83,481 | 85,073 | May 15, 2014, 04:11 PM |
| Gutierrez Thomas | President and CEO | May 13, 2014 | Option Exercise | $14.28 | 28,981 | 413,849 | 209,004 | May 15, 2014, 04:04 PM |
| Ford Jeffrey John | VP, Asia | May 12, 2014 | Option Exercise | $5.44 | 7,755 | 42,187 | 52,746 | May 13, 2014, 04:13 PM |
| Ford Jeffrey John | VP, Asia | May 09, 2014 | Sale | $13.47 | 24,275 | 326,885 | 68,391 | May 13, 2014, 04:13 PM |
| Ford Jeffrey John | VP, Asia | May 12, 2014 | Sale | $13.27 | 31,155 | 413,274 | 44,991 | May 13, 2014, 04:13 PM |
| KIM HO IL | V.P., Chief Adm. Off., GC | May 01, 2014 | Option Exercise | $5.44 | 25,000 | 136,000 | 69,991 | May 02, 2014, 04:57 PM |
| KIM HO IL | V.P., Chief Adm. Off., GC | May 01, 2014 | Sale | $17.05 | 25,000 | 426,200 | 44,991 | May 02, 2014, 04:57 PM |
| Gutierrez Thomas | President and CEO | May 01, 2014 | Option Exercise | $5.36 | 50,000 | 268,000 | 218,899 | May 02, 2014, 04:56 PM |
| Gutierrez Thomas | President and CEO | May 01, 2014 | Sale | $17.12 | 117,730 | 2,015,940 | 168,899 | May 02, 2014, 04:56 PM |
| WROE THOMAS JR | Director | Apr 14, 2014 | Sale | $16.48 | 5,250 | 86,520 | 7,864 | Apr 17, 2014, 12:43 PM |
| WROE THOMAS JR | Director | Apr 14, 2014 | Sale | $16.48 | 5,250 | 86,520 | 7,864 | Apr 16, 2014, 04:33 PM |
| GODSHALK ERNEST L III | Director | Apr 02, 2014 | Option Exercise | $1.66 | 17,920 | 29,747 | 81,752 | Apr 03, 2014, 03:59 PM |
| GODSHALK ERNEST L III | Director | Apr 01, 2014 | Option Exercise | $2.27 | 23,598 | 53,493 | 87,430 | Apr 03, 2014, 03:59 PM |
| GODSHALK ERNEST L III | Director | Apr 02, 2014 | Sale | $18.17 | 17,920 | 325,581 | 63,832 | Apr 03, 2014, 03:59 PM |
| GODSHALK ERNEST L III | Director | Apr 01, 2014 | Sale | $17.31 | 23,598 | 408,548 | 67,430 | Apr 03, 2014, 03:59 PM |
| KIM HO IL | V.P., Chief Adm. Off., GC | Apr 01, 2014 | Option Exercise | $5.07 | 25,000 | 126,762 | 103,660 | Apr 03, 2014, 03:57 PM |
| KIM HO IL | V.P., Chief Adm. Off., GC | Apr 01, 2014 | Sale | $17.22 | 58,669 | 1,010,092 | 69,991 | Apr 03, 2014, 03:57 PM |
| GODSHALK ERNEST L III | Director | Mar 19, 2014 | Option Exercise | $2.46 | 25,000 | 61,400 | 88,832 | Mar 20, 2014, 04:46 PM |
| GODSHALK ERNEST L III | Director | Mar 18, 2014 | Option Exercise | $2.46 | 25,000 | 61,400 | 88,832 | Mar 20, 2014, 04:46 PM |
| GODSHALK ERNEST L III | Director | Mar 19, 2014 | Sale | $19.01 | 25,000 | 475,322 | 83,832 | Mar 20, 2014, 04:46 PM |
| GODSHALK ERNEST L III | Director | Mar 18, 2014 | Sale | $18.00 | 25,000 | 450,054 | 83,832 | Mar 20, 2014, 04:46 PM |
| GODSHALK ERNEST L III | Director | Mar 11, 2014 | Option Exercise | $3.37 | 35,000 | 117,800 | 95,714 | Mar 13, 2014, 04:16 PM |
| GODSHALK ERNEST L III | Director | Mar 12, 2014 | Option Exercise | $5.64 | 8,598 | 48,493 | 70,993 | Mar 13, 2014, 04:16 PM |
| GODSHALK ERNEST L III | Director | Mar 11, 2014 | Sale | $17.19 | 33,319 | 572,911 | 87,414 | Mar 13, 2014, 04:16 PM |
| GODSHALK ERNEST L III | Director | Mar 12, 2014 | Sale | $17.02 | 7,161 | 121,860 | 63,893 | Mar 13, 2014, 04:16 PM |
| KIM HO IL | V.P., Chief Adm. Off., GC | Mar 11, 2014 | Option Exercise | $4.81 | 25,000 | 120,250 | 138,940 | Mar 13, 2014, 04:13 PM |
| KIM HO IL | V.P., Chief Adm. Off., GC | Mar 12, 2014 | Sale | $16.66 | 3,360 | 55,971 | 78,660 | Mar 13, 2014, 04:13 PM |
| KIM HO IL | V.P., Chief Adm. Off., GC | Mar 11, 2014 | Sale | $17.26 | 56,920 | 982,176 | 129,295 | Mar 13, 2014, 04:13 PM |
| Gutierrez Thomas | President and CEO | Mar 12, 2014 | Option Exercise | $5.36 | 100,000 | 536,000 | 326,629 | Mar 13, 2014, 04:10 PM |
| Gutierrez Thomas | President and CEO | Mar 12, 2014 | Sale | $16.66 | 75,000 | 1,249,222 | 251,629 | Mar 13, 2014, 04:10 PM |
| Gutierrez Thomas | President and CEO | Mar 11, 2014 | Sale | $17.26 | 143,625 | 2,478,613 | 366,338 | Mar 13, 2014, 04:10 PM |
| Gutierrez Thomas | President and CEO | Mar 13, 2014 | Sale | $17.13 | 15,000 | 256,885 | 236,629 | Mar 13, 2014, 04:10 PM |
| Gutierrez Thomas | President and CEO | Mar 06, 2014 | Option Exercise | $16.98 | 6,670 | 113,257 | 370,254 | Mar 10, 2014, 04:27 PM |
| Ford Jeffrey John | VP, Asia | Mar 06, 2014 | Option Exercise | $16.98 | 2,790 | 47,374 | 92,666 | Mar 10, 2014, 04:17 PM |
| Keck David W | Exec.VP, Solar Business | Mar 06, 2014 | Option Exercise | $16.98 | 3,189 | 54,149 | 78,727 | Mar 10, 2014, 04:15 PM |
| KIM HO IL | V.P., Chief Adm. Off., GC | Mar 06, 2014 | Option Exercise | $16.98 | 2,165 | 36,762 | 113,940 | Mar 10, 2014, 04:13 PM |
| GAYNOR RICHARD J | Vice President, CFO | Mar 06, 2014 | Option Exercise | $16.98 | 2,790 | 47,374 | 125,311 | Mar 10, 2014, 04:11 PM |
| GAYNOR RICHARD J | Vice President, CFO | Mar 01, 2014 | Option Exercise | $14.33 | 13,037 | 186,820 | 121,449 | Mar 04, 2014, 04:09 PM |
| Ford Jeffrey John | VP,Bus.Dev., DSS | Feb 25, 2014 | Option Exercise | $5.31 | 138,696 | 736,049 | 302,473 | Feb 27, 2014, 04:27 PM |
| Ford Jeffrey John | VP,Bus.Dev., DSS | Feb 26, 2014 | Sale | $14.01 | 21,075 | 295,360 | 106,616 | Feb 27, 2014, 04:27 PM |
| Ford Jeffrey John | VP,Bus.Dev., DSS | Feb 25, 2014 | Sale | $14.00 | 192,594 | 2,697,133 | 213,900 | Feb 27, 2014, 04:27 PM |
| Keck David W | Exec.VP, Worldwide Sales/Svcs. | Feb 25, 2014 | Option Exercise | $5.18 | 78,638 | 407,201 | 277,757 | Feb 27, 2014, 04:24 PM |
| Keck David W | Exec.VP, Worldwide Sales/Svcs. | Feb 26, 2014 | Sale | $14.06 | 11,760 | 165,300 | 82,453 | Feb 27, 2014, 04:24 PM |
| Keck David W | Exec.VP, Worldwide Sales/Svcs. | Feb 25, 2014 | Sale | $14.04 | 190,733 | 2,678,434 | 146,002 | Feb 27, 2014, 04:24 PM |
| KIM HO IL | V.P., Chief Adm. Off., GC | Feb 03, 2014 | Option Exercise | $4.81 | 25,000 | 120,250 | 188,203 | Feb 05, 2014, 04:18 PM |
| KIM HO IL | V.P., Chief Adm. Off., GC | Feb 03, 2014 | Sale | $10.23 | 78,750 | 805,974 | 173,203 | Feb 05, 2014, 04:18 PM |
| GAYNOR RICHARD J | Vice President, CFO | Feb 03, 2014 | Option Exercise | $5.56 | 75,000 | 417,000 | 227,657 | Feb 05, 2014, 04:16 PM |
| GAYNOR RICHARD J | Vice President, CFO | Feb 04, 2014 | Sale | $9.64 | 8,000 | 77,102 | 103,407 | Feb 05, 2014, 04:16 PM |
| GAYNOR RICHARD J | Vice President, CFO | Feb 03, 2014 | Sale | $10.25 | 116,250 | 1,191,138 | 207,657 | Feb 05, 2014, 04:16 PM |
| Gutierrez Thomas | President and CEO | Feb 03, 2014 | Sale | $10.19 | 200,000 | 2,038,885 | 461,022 | Feb 05, 2014, 04:14 PM |
| Gutierrez Thomas | President and CEO | Jan 15, 2014 | Option Exercise | $9.16 | 76,384 | 699,677 | 561,022 | Jan 17, 2014, 04:14 PM |
| Ford Jeffrey John | VP, Bus.Dev., DSS | Jan 15, 2014 | Option Exercise | $9.16 | 8,322 | 76,230 | 163,777 | Jan 17, 2014, 04:11 PM |
| GAYNOR RICHARD J | Vice President, CFO | Jan 15, 2014 | Option Exercise | $9.16 | 21,341 | 195,484 | 152,657 | Jan 17, 2014, 04:09 PM |
| Keck David W | Exec.VP, Worldwide Sales/Svcs. | Jan 15, 2014 | Option Exercise | $9.16 | 19,567 | 179,234 | 199,119 | Jan 17, 2014, 04:07 PM |
| KIM HO IL | V.P., Chief Adm. Off., GC | Jan 15, 2014 | Option Exercise | $9.16 | 19,109 | 175,038 | 163,203 | Jan 17, 2014, 04:04 PM |
| GAYNOR RICHARD J | Vice President, CFO | Dec 12, 2013 | Option Exercise | $5.56 | 35,000 | 194,600 | 190,308 | Dec 13, 2013, 04:10 PM |
| GAYNOR RICHARD J | Vice President, CFO | Dec 13, 2013 | Sale | $8.05 | 6,250 | 50,288 | 101,308 | Dec 13, 2013, 04:10 PM |
| GAYNOR RICHARD J | Vice President, CFO | Dec 12, 2013 | Sale | $7.99 | 86,250 | 688,730 | 144,058 | Dec 13, 2013, 04:10 PM |
| GODSHALK ERNEST L III | Director | Dec 11, 2013 | Option Exercise | $1.66 | 50,000 | 83,000 | 111,270 | Dec 13, 2013, 04:03 PM |
| GODSHALK ERNEST L III | Director | Dec 12, 2013 | Option Exercise | $1.66 | 47,920 | 79,547 | 133,190 | Dec 13, 2013, 04:03 PM |
| GODSHALK ERNEST L III | Director | Dec 12, 2013 | Sale | $7.84 | 25,269 | 198,033 | 60,714 | Dec 13, 2013, 04:03 PM |
| GODSHALK ERNEST L III | Director | Dec 11, 2013 | Sale | $8.30 | 26,000 | 215,800 | 85,270 | Dec 13, 2013, 04:03 PM |
| Gutierrez Thomas | President and CEO | Dec 06, 2013 | Option Exercise | $8.67 | 6,670 | 57,829 | 418,359 | Dec 10, 2013, 04:17 PM |
| GAYNOR RICHARD J | Vice President, CFO, CAO | Dec 06, 2013 | Option Exercise | $8.67 | 1,819 | 15,771 | 155,308 | Dec 10, 2013, 04:15 PM |
| Ford Jeffrey John | VP, Bus.Dev., DSS | Dec 06, 2013 | Option Exercise | $8.67 | 1,819 | 15,771 | 143,528 | Dec 10, 2013, 04:11 PM |
| Keck David W | Exec.VP, Worldwide Sales/Svcs. | Dec 06, 2013 | Option Exercise | $8.67 | 3,249 | 28,169 | 161,544 | Dec 10, 2013, 04:08 PM |
| KIM HO IL | V.P., Chief Adm. Off., GC | Dec 06, 2013 | Option Exercise | $8.67 | 2,171 | 18,823 | 125,170 | Dec 10, 2013, 04:05 PM |
| Gutierrez Thomas | President and CEO | Nov 10, 2013 | Option Exercise | $9.47 | 17,735 | 167,950 | 409,127 | Nov 12, 2013, 04:25 PM |
| GAYNOR RICHARD J | Vice President, CFO, CAO | Nov 10, 2013 | Option Exercise | $9.47 | 5,781 | 54,746 | 150,475 | Nov 12, 2013, 04:24 PM |
| Ford Jeffrey John | VP/GM, DSS Business Dev. | Nov 10, 2013 | Option Exercise | $9.47 | 5,781 | 54,746 | 138,695 | Nov 12, 2013, 04:22 PM |
| Keck David W | Exec.VP, Wordwide Sales/Svcs. | Nov 10, 2013 | Option Exercise | $9.47 | 9,275 | 87,834 | 158,141 | Nov 12, 2013, 04:20 PM |
| KIM HO IL | V.P., Chief Admin Officer, GC | Nov 10, 2013 | Option Exercise | $9.47 | 5,521 | 52,284 | 120,689 | Nov 12, 2013, 04:18 PM |
| Gutierrez Thomas | President and CEO | Oct 29, 2013 | Option Exercise | $8.01 | 36,039 | 288,672 | 384,585 | Oct 31, 2013, 04:30 PM |
| Gutierrez Thomas | President and CEO | Sep 06, 2013 | Option Exercise | $6.80 | 4,349 | 29,573 | 320,624 | Sep 10, 2013, 04:03 PM |
| Ford Jeffrey John | VP, Bus.Dev., DSS | Sep 06, 2013 | Option Exercise | $6.80 | 1,819 | 12,369 | 123,337 | Sep 10, 2013, 04:02 PM |
| GAYNOR RICHARD J | Vice President, CFO, CAO | Sep 06, 2013 | Option Exercise | $6.80 | 1,819 | 12,369 | 135,117 | Sep 10, 2013, 04:00 PM |
| Keck David W | Exec.VP, Worldwide Sales/Svcs. | Sep 06, 2013 | Option Exercise | $6.80 | 2,888 | 19,638 | 146,227 | Sep 10, 2013, 03:59 PM |
| KIM HO IL | V.P., Chief Adm. Off., GC | Sep 06, 2013 | Option Exercise | $6.80 | 2,171 | 14,763 | 109,299 | Sep 10, 2013, 03:58 PM |
| Singh Vikram | Exec.VP, Adv.Systems, R&D | Sep 06, 2013 | Option Exercise | $6.80 | 2,171 | 14,763 | 62,497 | Sep 10, 2013, 03:56 PM |
| KIM HO IL | VP, Chief Adm. Off, GC | Sep 01, 2013 | Option Exercise | $6.46 | 3,537 | 22,849 | 104,819 | Sep 03, 2013, 12:23 PM |
| Keck David W | Exec.VP, Worldwide Sales/Svcs. | Sep 01, 2013 | Option Exercise | $6.46 | 4,705 | 30,394 | 142,514 | Sep 03, 2013, 12:10 PM |
| Ford Jeffrey John | VP, Bus.Dev., DSS | Sep 01, 2013 | Option Exercise | $6.46 | 2,279 | 14,722 | 118,505 | Sep 03, 2013, 12:00 PM |
| Granara John | VP Finance, Controller, CAO | Jun 15, 2013 | Option Exercise | $3.78 | 3,865 | 14,610 | 24,953 | Jun 17, 2013, 04:02 PM |
| Gutierrez Thomas | President and CEO | Jun 06, 2013 | Option Exercise | $4.35 | 17,397 | 75,677 | 309,071 | Jun 07, 2013, 02:01 PM |
| GAYNOR RICHARD J | Vice President, CFO | Jun 06, 2013 | Option Exercise | $4.35 | 7,277 | 31,655 | 130,285 | Jun 07, 2013, 01:59 PM |
| Ford Jeffrey John | VP, Bus.Dev., DSS | Jun 06, 2013 | Option Exercise | $4.35 | 10,758 | 46,797 | 112,448 | Jun 07, 2013, 01:58 PM |
| Keck David W | Exec.VP, Worldwide Sales/Svcs. | Jun 06, 2013 | Option Exercise | $4.35 | 11,555 | 50,264 | 136,383 | Jun 07, 2013, 01:57 PM |
| KIM HO IL | V.P., Chief Adm. Off., GC | Jun 06, 2013 | Option Exercise | $4.35 | 8,687 | 37,788 | 97,520 | Jun 07, 2013, 01:56 PM |
| Singh Vikram | Exec.VP, Adv.Systems, R&D | Jun 06, 2013 | Option Exercise | $4.35 | 8,687 | 37,788 | 61,017 | Jun 07, 2013, 01:55 PM |
| Granara John | VP Finance, Controller, CAO | Jun 02, 2013 | Option Exercise | $4.45 | 3,346 | 14,890 | 16,654 | Jun 03, 2013, 12:15 PM |
| GAYNOR RICHARD J | Vice President, CFO | Jun 02, 2013 | Option Exercise | $4.45 | 4,774 | 21,244 | 110,954 | Jun 03, 2013, 12:11 PM |
| KIM HO IL | V.P., Chief Adm. Off., GC | Jun 02, 2013 | Option Exercise | $4.45 | 7,585 | 33,753 | 79,599 | Jun 03, 2013, 12:05 PM |
| Keck David W | EVP, Worldwide Sales/Services | Jun 02, 2013 | Option Exercise | $4.45 | 10,945 | 48,705 | 121,330 | Jun 03, 2013, 11:59 AM |
| Ford Jeffrey John | VP, Business Development, DSS | Jun 02, 2013 | Option Exercise | $4.45 | 11,736 | 52,225 | 96,598 | Jun 03, 2013, 11:53 AM |
| Gutierrez Thomas | President and CEO | Jun 02, 2012 | Option Exercise | $4.45 | 11,594 | 51,593 | 262,859 | Jun 03, 2013, 11:45 AM |
| Gutierrez Thomas | President and CEO | Jun 02, 2013 | Option Exercise | $4.45 | 6,284 | 27,964 | 232,059 | Jun 03, 2013, 11:45 AM |
| Singh Vikram | Executive VP, Adv.Systems,R&D | Jun 02, 2013 | Option Exercise | $4.45 | 3,663 | 16,300 | 43,096 | Jun 03, 2013, 11:34 AM |
| Singh Vikram | Executive VP, Adv.Systems,R&D | Jun 01, 2013 | Option Exercise | $4.45 | 6,423 | 28,582 | 35,537 | Jun 03, 2013, 11:34 AM |
| GAYNOR RICHARD J | Vice President, CFO | Mar 01, 2013 | Option Exercise | $2.78 | 9,405 | 26,146 | 98,272 | Mar 04, 2013, 04:38 PM |
| Gray David C | Chief Strategy/New Bus.Officer | Jan 19, 2013 | Option Exercise | $3.15 | 10,436 | 32,873 | 98,533 | Jan 22, 2013, 03:06 PM |
| Diuguid Cheryl A | VP, GM, Sapphire Materials/Eq. | Jan 03, 2013 | Option Exercise | $3.42 | 6,793 | 23,232 | 35,559 | Jan 07, 2013, 04:06 PM |
| KIM HO IL | V.P., Chief Admin Officer, GC | Dec 15, 2012 | Option Exercise | $3.48 | 926 | 3,222 | 63,703 | Dec 17, 2012, 03:15 PM |
| Keck David W | Exec VP/GM, Poly/PV | Dec 12, 2012 | Option Exercise | $3.54 | 11,379 | 40,282 | 107,071 | Dec 13, 2012, 03:53 PM |
| Ford Jeffrey John | VP Bus. Dev. - DSS | Dec 12, 2012 | Option Exercise | $3.54 | 4,108 | 14,542 | 79,109 | Dec 13, 2012, 03:49 PM |
| KIM HO IL | V.P., Chief Admin Officer, GC | Nov 15, 2012 | Option Exercise | $3.24 | 926 | 3,000 | 61,712 | Nov 16, 2012, 01:54 PM |
| Ford Jeffrey John | VP/GM, DSS Business Dev. | Nov 10, 2012 | Option Exercise | $4.01 | 5,514 | 22,111 | 67,467 | Nov 13, 2012, 04:29 PM |
| KIM HO IL | V.P., Chief Admin Officer, GC | Nov 10, 2012 | Option Exercise | $4.01 | 5,369 | 21,530 | 59,721 | Nov 13, 2012, 04:24 PM |
| Keck David W | VP/GM, PolySilicon Dev. | Nov 10, 2012 | Option Exercise | $4.01 | 9,163 | 36,744 | 92,200 | Nov 13, 2012, 04:21 PM |
| Gray David C | Chief Strategy Officer | Nov 10, 2012 | Option Exercise | $4.01 | 6,711 | 26,911 | 81,469 | Nov 13, 2012, 04:18 PM |
| GAYNOR RICHARD J | Vice President, CFO | Nov 10, 2012 | Option Exercise | $4.01 | 5,591 | 22,420 | 76,598 | Nov 13, 2012, 04:16 PM |
| Gutierrez Thomas | President and CEO | Nov 10, 2012 | Option Exercise | $4.01 | 15,409 | 61,790 | 215,365 | Nov 13, 2012, 04:13 PM |
| Gutierrez Thomas | President and CEO | Oct 29, 2012 | Option Exercise | $5.12 | 36,450 | 186,624 | 188,497 | Oct 31, 2012, 04:16 PM |
| KIM HO IL | V.P., Chief Admin Officer, GC | Oct 15, 2012 | Option Exercise | $4.72 | 925 | 4,366 | 48,179 | Oct 17, 2012, 04:08 PM |
| KIM HO IL | V.P., Chief Admin Officer, GC | Sep 15, 2012 | Option Exercise | $6.52 | 926 | 6,038 | 46,118 | Sep 17, 2012, 04:32 PM |
| KIM HO IL | VP, Chief Adm. Off, GC | Sep 01, 2012 | Option Exercise | $5.80 | 3,440 | 19,952 | 44,197 | Sep 04, 2012, 05:08 PM |
| Keck David W | VP/GM, PolySilicon Dev. | Sep 01, 2012 | Option Exercise | $5.80 | 3,613 | 20,955 | 80,224 | Sep 04, 2012, 05:06 PM |
| Gray David C | Chief Strategy Officer | Sep 01, 2012 | Option Exercise | $5.80 | 3,440 | 19,952 | 67,041 | Sep 04, 2012, 05:04 PM |
| Ford Jeffrey John | VP/GM, Asia PV & Sapphire Eq. | Sep 01, 2012 | Option Exercise | $5.80 | 2,174 | 12,609 | 51,842 | Sep 04, 2012, 05:02 PM |
| Singh Vikram | Exec.VP, Advanced Systems, R&D | Aug 30, 2012 | Sale | $5.71 | 16,000 | 91,333 | 18,960 | Aug 31, 2012, 04:24 PM |
| Gutierrez Thomas | President and CEO | Aug 31, 2012 | Sale | $5.85 | 43,000 | 251,705 | 124,947 | Aug 31, 2012, 04:22 PM |
| Gutierrez Thomas | President and CEO | Aug 30, 2012 | Sale | $5.97 | 57,000 | 340,148 | 167,947 | Aug 31, 2012, 04:22 PM |
| Ford Jeffrey John | VP/GM, Asia PV & Sapphire Eq. | Aug 29, 2012 | Sale | $6.00 | 12,600 | 75,600 | 45,680 | Aug 30, 2012, 04:06 PM |
| Ford Jeffrey John | VP/GM, Asia PV & Sapphire Eq. | Aug 28, 2012 | Sale | $6.01 | 28,547 | 171,687 | 58,280 | Aug 30, 2012, 04:06 PM |
| KIM HO IL | VP,Chief Adm.Officer,GC | Aug 29, 2012 | Sale | $6.00 | 7,000 | 42,000 | 36,800 | Aug 30, 2012, 04:02 PM |
| KIM HO IL | VP,Chief Adm.Officer,GC | Aug 28, 2012 | Sale | $6.02 | 25,345 | 152,524 | 43,800 | Aug 30, 2012, 04:02 PM |
| KIM HO IL | V.P., Chief Admin Officer, GC | Aug 15, 2012 | Option Exercise | $5.39 | 926 | 4,991 | 69,145 | Aug 16, 2012, 11:13 AM |
| Gray David C | Chief Strategy/New Bus.Officer | Aug 11, 2012 | Option Exercise | $5.32 | 3,391 | 18,040 | 59,644 | Aug 14, 2012, 01:55 PM |
| KIM HO IL | V.P., Chief Admin Officer, GC | Jul 15, 2012 | Option Exercise | $5.01 | 925 | 4,634 | 67,154 | Jul 17, 2012, 03:20 PM |
| KIM HO IL | V.P., Chief Admin Officer, GC | Jun 15, 2012 | Option Exercise | $4.83 | 926 | 4,473 | 65,163 | Jun 19, 2012, 10:50 AM |
| KIM HO IL | V.P., Chief Adm. Off., GC | Jun 02, 2012 | Option Exercise | $4.05 | 7,454 | 30,189 | 63,172 | Jun 05, 2012, 03:50 PM |
| Keck David W | Vice President GM Polysilicon | Jun 02, 2012 | Option Exercise | $4.05 | 8,405 | 34,040 | 73,000 | Jun 05, 2012, 03:49 PM |
| Gray David C | VP-Strategic Development | Jun 02, 2012 | Option Exercise | $4.05 | 9,278 | 37,576 | 52,354 | Jun 05, 2012, 03:47 PM |
| Gutierrez Thomas | President and CEO | Jun 02, 2012 | Option Exercise | $4.05 | 23,827 | 96,499 | 224,947 | Jun 05, 2012, 03:44 PM |
| GAYNOR RICHARD J | Vice President, CFO | Jun 02, 2012 | Option Exercise | $4.05 | 4,617 | 18,699 | 61,050 | Jun 05, 2012, 03:43 PM |
| Ford Jeffrey John | VP, GM, Asia | Jun 02, 2012 | Option Exercise | $4.05 | 7,624 | 30,877 | 86,827 | Jun 05, 2012, 03:40 PM |
| Diuguid Cheryl A | VP, GM, Sapphire Materials/Eq. | Jun 02, 2012 | Option Exercise | $4.05 | 2,968 | 12,020 | 22,352 | Jun 05, 2012, 03:39 PM |
| Singh Vikram | VP/GM, Photovoltaic SBU | Jun 02, 2012 | Option Exercise | $4.05 | 3,562 | 14,426 | 34,960 | Jun 05, 2012, 03:36 PM |
| Singh Vikram | VP/GM, Photovoltaic SBU | Jun 01, 2012 | Option Exercise | $4.05 | 6,350 | 25,718 | 27,300 | Jun 05, 2012, 03:36 PM |
| KIM HO IL | V.P., Chief Admin Officer, GC | May 15, 2012 | Option Exercise | $5.29 | 926 | 4,899 | 47,144 | May 17, 2012, 04:47 PM |
| KIM HO IL | V.P., Chief Admin Officer, GC | Apr 15, 2012 | Option Exercise | $7.29 | 925 | 6,743 | 45,153 | Apr 17, 2012, 03:04 PM |
| KIM HO IL | V.P., Chief Admin Officer, GC | Mar 15, 2012 | Option Exercise | $8.42 | 926 | 7,797 | 43,162 | Mar 15, 2012, 05:20 PM |
| GAYNOR RICHARD J | Vice President, CFO | Mar 01, 2012 | Option Exercise | $8.42 | 8,467 | 71,292 | 48,210 | Mar 05, 2012, 10:36 AM |
| KIM HO IL | V.P., Chief Admin Officer, GC | Feb 15, 2012 | Option Exercise | $8.93 | 1,048 | 9,359 | 41,171 | Feb 16, 2012, 06:12 PM |
| Keck David W | Vice President-GM, Polysilicon | Feb 03, 2012 | Option Exercise | $5.53 | 79,633 | 440,077 | 147,446 | Feb 06, 2012, 05:08 PM |
| Keck David W | Vice President-GM, Polysilicon | Feb 06, 2012 | Sale | $9.37 | 14,750 | 138,221 | 69,100 | Feb 06, 2012, 05:08 PM |
| Keck David W | Vice President-GM, Polysilicon | Feb 03, 2012 | Sale | $9.44 | 76,496 | 722,263 | 140,446 | Feb 06, 2012, 05:08 PM |
| Gray David C | VP - Strategic Development | Jan 19, 2012 | Option Exercise | $8.37 | 9,283 | 77,699 | 64,406 | Jan 23, 2012, 04:20 PM |
| Gray David C | VP - Strategic Development | Jan 20, 2012 | Sale | $8.31 | 32,000 | 266,029 | 32,406 | Jan 23, 2012, 04:20 PM |
| KIM HO IL | V.P., Chief Admin Officer, GC | Jan 15, 2012 | Option Exercise | $8.12 | 1,048 | 8,510 | 39,302 | Jan 17, 2012, 04:05 PM |
| Diuguid Cheryl A | VP, GM, Sapphire Materials/Eq | Jan 03, 2012 | Option Exercise | $7.55 | 5,902 | 44,560 | 14,098 | Jan 05, 2012, 04:12 PM |
| KIM HO IL | V.P., Chief Adm. Off., GC | Dec 15, 2011 | Option Exercise | $7.14 | 926 | 6,612 | 37,434 | Dec 15, 2011, 05:20 PM |
| Keck David W | Vice President GM Polysilicon | Dec 12, 2011 | Option Exercise | $7.73 | 8,754 | 67,668 | 67,813 | Dec 14, 2011, 11:00 AM |
| Ford Jeffrey John | VP, GM, Asia | Dec 12, 2011 | Option Exercise | $7.73 | 4,165 | 32,195 | 65,225 | Dec 14, 2011, 10:38 AM |
| Gutierrez Thomas | President and CEO | Nov 21, 2011 | Buy | $7.42 | 13,000 | 96,509 | 183,402 | Nov 22, 2011, 10:30 AM |
| KIM HO IL | V.P., Chief Adm. Off., GC | Nov 15, 2011 | Option Exercise | $7.89 | 926 | 7,306 | 35,443 | Nov 16, 2011, 04:09 PM |
| Gray David C | VP-Strategic Development | Nov 10, 2011 | Option Exercise | $7.80 | 6,711 | 52,346 | 57,009 | Nov 14, 2011, 04:17 PM |
| Gray David C | VP-Strategic Development | Nov 11, 2011 | Sale | $8.11 | 10,820 | 87,714 | 46,189 | Nov 14, 2011, 04:17 PM |
| Keck David W | Vice President GM Polysilicon | Nov 10, 2011 | Option Exercise | $7.80 | 7,049 | 54,982 | 50,317 | Nov 14, 2011, 04:14 PM |
| Ford Jeffrey John | VP, GM, Asia | Nov 10, 2011 | Option Exercise | $7.80 | 5,591 | 43,610 | 53,640 | Nov 14, 2011, 04:13 PM |
| KIM HO IL | V.P., Chief Adm. Off., GC | Nov 10, 2011 | Option Exercise | $7.80 | 5,369 | 41,878 | 33,452 | Nov 14, 2011, 04:10 PM |
| GAYNOR RICHARD J | Vice President, CFO | Nov 10, 2011 | Option Exercise | $7.80 | 5,591 | 43,610 | 25,598 | Nov 14, 2011, 04:08 PM |
| Gutierrez Thomas | President and CEO | Nov 10, 2011 | Option Exercise | $7.80 | 11,182 | 87,220 | 170,402 | Nov 14, 2011, 04:06 PM |
| Gutierrez Thomas | President and CEO | Oct 29, 2011 | Option Exercise | $8.95 | 26,450 | 236,727 | 139,306 | Oct 31, 2011, 04:28 PM |
| KIM HO IL | V.P., Chief Adm. Off., GC | Oct 15, 2011 | Option Exercise | $7.69 | 925 | 7,113 | 23,403 | Oct 17, 2011, 04:30 PM |
| KIM HO IL | V.P., Chief Adm. Off., GC | Oct 17, 2011 | Sale | $7.43 | 1,493 | 11,099 | 21,910 | Oct 17, 2011, 04:30 PM |
| KIM HO IL | V.P., Chief Adm. Off., GC | Sep 15, 2011 | Option Exercise | $10.23 | 926 | 9,473 | 22,905 | Sep 19, 2011, 11:02 AM |
| KIM HO IL | V.P., Chief Adm. Off., GC | Sep 16, 2011 | Sale | $10.27 | 1,493 | 15,329 | 21,412 | Sep 19, 2011, 11:02 AM |
| Gutierrez Thomas | President and CEO | Sep 14, 2011 | Option Exercise | $5.38 | 238,815 | 1,284,644 | 300,330 | Sep 16, 2011, 04:47 PM |
| Gutierrez Thomas | President and CEO | Sep 16, 2011 | Sale | $10.17 | 28,100 | 285,836 | 70,756 | Sep 16, 2011, 04:47 PM |
| Gutierrez Thomas | President and CEO | Sep 15, 2011 | Sale | $11.17 | 7,900 | 88,211 | 97,356 | Sep 16, 2011, 04:47 PM |
| Gutierrez Thomas | President and CEO | Sep 14, 2011 | Sale | $11.24 | 198,574 | 2,231,352 | 164,330 | Sep 16, 2011, 04:47 PM |
| Keck David W | Vice President GM Polysilicon | Sep 07, 2011 | Option Exercise | $5.25 | 40,763 | 214,165 | 84,961 | Sep 09, 2011, 11:07 AM |
| Keck David W | Vice President GM Polysilicon | Sep 07, 2011 | Sale | $11.79 | 48,734 | 574,384 | 48,048 | Sep 09, 2011, 11:07 AM |
| Keck David W | Vice President GM Polysilicon | Sep 01, 2011 | Option Exercise | $11.73 | 3,614 | 42,392 | 31,301 | Sep 06, 2011, 03:40 PM |
| Gray David C | VP-Strategic Development | Sep 01, 2011 | Option Exercise | $11.73 | 3,440 | 40,351 | 47,935 | Sep 06, 2011, 12:32 PM |
| Gray David C | VP-Strategic Development | Sep 01, 2011 | Option Exercise | $4.81 | 20,641 | 99,283 | 68,576 | Sep 06, 2011, 12:32 PM |
| Gray David C | VP-Strategic Development | Sep 02, 2011 | Sale | $11.13 | 7,395 | 82,318 | 46,279 | Sep 06, 2011, 12:32 PM |
| Gray David C | VP-Strategic Development | Sep 01, 2011 | Sale | $11.12 | 18,600 | 206,844 | 53,076 | Sep 06, 2011, 12:32 PM |
| Ford Jeffrey John | VP, GM, Asia | Sep 01, 2011 | Option Exercise | $11.73 | 2,204 | 25,853 | 38,092 | Sep 06, 2011, 10:53 AM |
| KIM HO IL | V.P., Chief Adm. Off., GC | Sep 01, 2011 | Option Exercise | $11.73 | 3,440 | 40,351 | 26,461 | Sep 06, 2011, 10:28 AM |
| KIM HO IL | V.P., Chief Adm. Off., GC | Sep 02, 2011 | Sale | $11.17 | 5,547 | 61,968 | 20,914 | Sep 06, 2011, 10:28 AM |
| KIM HO IL | V.P., Chief Adm. Off., GC | Aug 15, 2011 | Option Exercise | $12.49 | 926 | 11,566 | 22,405 | Aug 17, 2011, 03:35 PM |
| KIM HO IL | V.P., Chief Adm. Off., GC | Aug 16, 2011 | Sale | $12.26 | 3,341 | 40,946 | 20,912 | Aug 17, 2011, 03:35 PM |
| Gray David C | VP-Strategic Development | Aug 11, 2011 | Option Exercise | $12.10 | 3,391 | 41,031 | 44,731 | Aug 12, 2011, 02:52 PM |
| Gray David C | VP-Strategic Development | Aug 12, 2011 | Option Exercise | $7.90 | 21,579 | 170,474 | 66,310 | Aug 12, 2011, 02:52 PM |
| Gray David C | VP-Strategic Development | Aug 12, 2011 | Sale | $12.03 | 25,772 | 310,048 | 60,843 | Aug 12, 2011, 02:52 PM |
| GAYNOR RICHARD J | Vice President, CFO | Aug 10, 2011 | Option Exercise | $5.56 | 20,000 | 111,200 | 28,050 | Aug 12, 2011, 02:50 PM |
| GAYNOR RICHARD J | Vice President, CFO | Aug 11, 2011 | Sale | $11.90 | 3,000 | 35,696 | 10,050 | Aug 12, 2011, 02:50 PM |
| GAYNOR RICHARD J | Vice President, CFO | Aug 10, 2011 | Sale | $11.91 | 15,000 | 178,576 | 13,050 | Aug 12, 2011, 02:50 PM |
| KIM HO IL | V.P., Chief Adm. Off., GC | Jul 15, 2011 | Option Exercise | $15.14 | 925 | 14,005 | 28,626 | Jul 19, 2011, 01:23 PM |
| KIM HO IL | V.P., Chief Adm. Off., GC | Jul 18, 2011 | Option Exercise | $5.44 | 10,000 | 54,400 | 38,626 | Jul 19, 2011, 01:23 PM |
| KIM HO IL | V.P., Chief Adm. Off., GC | Jul 19, 2011 | Option Exercise | $5.44 | 5,000 | 27,200 | 24,164 | Jul 19, 2011, 01:23 PM |
| KIM HO IL | V.P., Chief Adm. Off., GC | Jul 19, 2011 | Sale | $14.95 | 5,150 | 76,996 | 20,414 | Jul 19, 2011, 01:23 PM |
| KIM HO IL | V.P., Chief Adm. Off., GC | Jul 18, 2011 | Sale | $14.35 | 18,062 | 259,122 | 35,710 | Jul 19, 2011, 01:23 PM |
| Gutierrez Thomas | President and CEO | Jun 28, 2011 | Option Exercise | $5.36 | 55,558 | 297,791 | 97,745 | Jun 29, 2011, 12:02 PM |
| Gutierrez Thomas | President and CEO | Jun 29, 2011 | Sale | $16.25 | 3,960 | 64,346 | 61,515 | Jun 29, 2011, 12:02 PM |
| Gutierrez Thomas | President and CEO | Jun 28, 2011 | Sale | $16.00 | 32,270 | 516,320 | 65,475 | Jun 29, 2011, 12:02 PM |
| Gray David C | VP-Strategic Development | Jun 27, 2011 | Option Exercise | $5.44 | 31,020 | 168,749 | 72,900 | Jun 28, 2011, 04:34 PM |
| Gray David C | VP-Strategic Development | Jun 27, 2011 | Sale | $15.37 | 35,459 | 545,162 | 64,961 | Jun 28, 2011, 04:34 PM |
| KIM HO IL | V.P., Chief Adm. Off., GC | Jun 15, 2011 | Option Exercise | $13.12 | 926 | 12,149 | 41,502 | Jun 17, 2011, 04:03 PM |
| KIM HO IL | V.P., Chief Adm. Off., GC | Jun 16, 2011 | Option Exercise | $4.81 | 5,000 | 24,050 | 46,502 | Jun 17, 2011, 04:03 PM |
| KIM HO IL | V.P., Chief Adm. Off., GC | Jun 17, 2011 | Sale | $13.00 | 700 | 9,100 | 26,635 | Jun 17, 2011, 04:03 PM |
| KIM HO IL | V.P., Chief Adm. Off., GC | Jun 16, 2011 | Sale | $13.08 | 19,167 | 250,690 | 31,085 | Jun 17, 2011, 04:03 PM |
| Ford Jeffrey John | VP, GM, Asia | Jun 06, 2011 | Option Exercise | $5.48 | 177,412 | 971,337 | 217,044 | Jun 09, 2011, 10:51 AM |
| Ford Jeffrey John | VP, GM, Asia | Jun 07, 2011 | Sale | $12.85 | 8,556 | 109,945 | 31,960 | Jun 09, 2011, 10:51 AM |
| Ford Jeffrey John | VP, GM, Asia | Jun 06, 2011 | Sale | $13.44 | 176,528 | 2,371,826 | 61,687 | Jun 09, 2011, 10:51 AM |
| Ford Jeffrey John | VP, GM, Asia | Jun 06, 2011 | Option Exercise | $5.48 | 177,412 | 971,337 | 217,044 | Jun 08, 2011, 04:34 PM |
| Ford Jeffrey John | VP, GM, Asia | Jun 07, 2011 | Sale | $13.85 | 8,556 | 118,501 | 31,960 | Jun 08, 2011, 04:34 PM |
| Ford Jeffrey John | VP, GM, Asia | Jun 06, 2011 | Sale | $13.44 | 176,528 | 2,371,826 | 61,687 | Jun 08, 2011, 04:34 PM |
| Ford Jeffrey John | VP, GM, Asia | Jun 02, 2011 | Option Exercise | $12.03 | 4,102 | 49,347 | 39,632 | Jun 06, 2011, 04:48 PM |
| Gutierrez Thomas | President and CEO | Jun 02, 2011 | Option Exercise | $12.03 | 6,077 | 73,106 | 53,676 | Jun 06, 2011, 04:43 PM |
| Gutierrez Thomas | President and CEO | Jun 03, 2011 | Sale | $13.02 | 11,489 | 149,638 | 42,187 | Jun 06, 2011, 04:43 PM |
| KIM HO IL | V.P., Chief Adm. Off., GC | Jun 02, 2011 | Option Exercise | $12.03 | 3,100 | 37,293 | 44,510 | Jun 06, 2011, 04:40 PM |
| KIM HO IL | V.P., Chief Adm. Off., GC | Jun 03, 2011 | Sale | $13.22 | 4,999 | 66,087 | 39,511 | Jun 06, 2011, 04:40 PM |
| Gray David C | VP-Strategic Development | Jun 02, 2011 | Option Exercise | $12.03 | 4,924 | 59,236 | 41,880 | Jun 06, 2011, 04:38 PM |
| Keck David W | Vice President GM Polysilicon | Jun 02, 2011 | Option Exercise | $12.03 | 3,831 | 46,087 | 24,078 | Jun 06, 2011, 04:36 PM |
| Singh Vikram | VP/GM, Photovoltaic SBU | Jun 01, 2011 | Option Exercise | $12.12 | 6,350 | 76,962 | 13,650 | Jun 06, 2011, 04:35 PM |
| GAYNOR RICHARD J | Vice President, CFO | Jun 03, 2011 | Option Exercise | $5.56 | 10,000 | 55,600 | 15,550 | Jun 03, 2011, 03:43 PM |
| GAYNOR RICHARD J | Vice President, CFO | Jun 01, 2011 | Option Exercise | $5.56 | 20,000 | 111,200 | 31,324 | Jun 03, 2011, 03:43 PM |
| GAYNOR RICHARD J | Vice President, CFO | Jun 03, 2011 | Sale | $13.03 | 7,500 | 97,762 | 8,050 | Jun 03, 2011, 03:43 PM |
| GAYNOR RICHARD J | Vice President, CFO | Jun 02, 2011 | Sale | $12.19 | 2,281 | 27,805 | 5,550 | Jun 03, 2011, 03:43 PM |
| GAYNOR RICHARD J | Vice President, CFO | Jun 01, 2011 | Sale | $12.19 | 23,493 | 286,315 | 16,324 | Jun 03, 2011, 03:43 PM |
| Gutierrez Thomas | President and CEO | May 18, 2011 | Option Exercise | $5.36 | 97,049 | 520,183 | 135,824 | May 18, 2011, 04:19 PM |
| Gutierrez Thomas | President and CEO | May 16, 2011 | Option Exercise | $5.36 | 25,500 | 136,680 | 69,050 | May 18, 2011, 04:19 PM |
| Gutierrez Thomas | President and CEO | May 18, 2011 | Sale | $12.04 | 99,049 | 1,192,550 | 36,775 | May 18, 2011, 04:19 PM |
| Gutierrez Thomas | President and CEO | May 16, 2011 | Sale | $12.01 | 30,275 | 363,603 | 38,775 | May 18, 2011, 04:19 PM |
| KIM HO IL | V.P., Chief Adm. Off., GC | May 15, 2011 | Option Exercise | $11.36 | 926 | 10,519 | 49,817 | May 17, 2011, 04:56 PM |
| KIM HO IL | V.P., Chief Adm. Off., GC | May 16, 2011 | Sale | $11.86 | 11,973 | 142,000 | 37,844 | May 17, 2011, 04:56 PM |
| Johnson Richard Ernest | VP-Finance, PAO | Apr 30, 2011 | Option Exercise | $11.17 | 622 | 6,948 | 53,349 | May 02, 2011, 11:51 AM |
| KIM HO IL | V.P., Chief Adm. Off., GC | Apr 15, 2011 | Option Exercise | $9.69 | 925 | 8,963 | 51,686 | Apr 18, 2011, 02:59 PM |
| KIM HO IL | V.P., Chief Adm. Off., GC | Apr 18, 2011 | Sale | $9.41 | 3,860 | 36,311 | 47,826 | Apr 18, 2011, 02:59 PM |
| Johnson Richard Ernest | VP-Finance, PAO | Mar 31, 2011 | Option Exercise | $10.67 | 622 | 6,637 | 53,970 | Apr 04, 2011, 10:36 AM |
| KIM HO IL | V.P., Chief Adm. Off., GC | Mar 15, 2011 | Option Exercise | $10.65 | 926 | 9,862 | 49,695 | Mar 16, 2011, 09:43 AM |
| Keck David W | Vice President GM Polysilicon | Mar 01, 2011 | Option Exercise | $5.36 | 49,104 | 263,384 | 65,524 | Mar 03, 2011, 04:10 PM |
| Keck David W | Vice President GM Polysilicon | Mar 01, 2011 | Sale | $10.58 | 49,104 | 519,520 | 40,972 | Mar 03, 2011, 04:10 PM |
| GAYNOR RICHARD J | Vice President, CFO | Mar 01, 2011 | Option Exercise | $10.61 | 8,432 | 89,464 | 22,647 | Mar 03, 2011, 04:03 PM |
| GAYNOR RICHARD J | Vice President, CFO | Mar 02, 2011 | Sale | $10.63 | 123 | 1,307 | 11,324 | Mar 03, 2011, 04:03 PM |
| GAYNOR RICHARD J | Vice President, CFO | Mar 01, 2011 | Sale | $10.43 | 11,200 | 116,816 | 11,447 | Mar 03, 2011, 04:03 PM |
| Johnson Richard Ernest | VP-Finance, PAO | Feb 28, 2011 | Option Exercise | $10.69 | 705 | 7,536 | 54,592 | Mar 01, 2011, 07:06 PM |
| Johnson Richard Ernest | VP Finance-CAO | Feb 16, 2011 | Sale | $11.24 | 3,500 | 39,340 | 55,297 | Feb 17, 2011, 03:37 PM |
| KIM HO IL | V.P., Chief Adm. Off., GC | Feb 15, 2011 | Option Exercise | $11.10 | 1,048 | 11,633 | 47,704 | Feb 17, 2011, 11:15 AM |
| Ford Jeffrey John | VP, GM, Asia | Feb 11, 2011 | Option Exercise | $1.66 | 146,880 | 243,821 | 175,103 | Feb 15, 2011, 04:41 PM |
| Ford Jeffrey John | VP, GM, Asia | Feb 11, 2011 | Sale | $10.85 | 146,880 | 1,593,648 | 28,223 | Feb 15, 2011, 04:41 PM |
| Ford Jeffrey John | VP, GM, Asia | Feb 11, 2011 | Option Exercise | $1.66 | 146,880 | 243,821 | 163,518 | Feb 15, 2011, 04:16 PM |
| Ford Jeffrey John | VP, GM, Asia | Feb 11, 2011 | Sale | $10.85 | 146,880 | 1,593,648 | 16,638 | Feb 15, 2011, 04:16 PM |
| Tattersfield John J F | Vice President Operations | Feb 08, 2011 | Option Exercise | $5.52 | 114,696 | 633,322 | 114,696 | Feb 09, 2011, 04:25 PM |
| Tattersfield John J F | Vice President Operations | Feb 08, 2011 | Sale | $10.46 | 114,696 | 1,199,284 | 0 | Feb 09, 2011, 04:25 PM |
| Tattersfield John J F | Vice President Operations | Feb 07, 2011 | Sale | $11.01 | 38,486 | 423,562 | 0 | Feb 09, 2011, 04:25 PM |
| Gray David C | VP-Strategic Development | Feb 07, 2011 | Option Exercise | $4.81 | 1,720 | 8,273 | 42,215 | Feb 09, 2011, 04:23 PM |
| Gray David C | VP-Strategic Development | Feb 07, 2011 | Sale | $11.10 | 10,922 | 121,234 | 31,293 | Feb 09, 2011, 04:23 PM |
| Johnson Richard Ernest | VP-Finance, PAO | Jan 31, 2011 | Option Exercise | $11.05 | 704 | 7,779 | 58,797 | Feb 01, 2011, 03:17 PM |
| Ford Jeffrey John | Vice President GM, Asia | Sep 01, 2010 | Option Exercise | $8.26 | 2,204 | 18,205 | 16,638 | Jan 28, 2011, 10:35 AM |
| Gray David C | VP - Strategic Development | Jan 19, 2011 | Option Exercise | $10.75 | 9,096 | 97,782 | 40,495 | Jan 20, 2011, 11:21 AM |
| KIM HO IL | V.P., Chief Adm. Off., GC | Jan 15, 2011 | Option Exercise | $10.75 | 1,048 | 11,266 | 45,835 | Jan 18, 2011, 01:00 PM |
| Johnson Richard Ernest | VP-Finance, PAO | Dec 31, 2010 | Option Exercise | $9.12 | 704 | 6,420 | 60,123 | Jan 03, 2011, 03:55 PM |
| KIM HO IL | V.P., Chief Adm. Off., GC | Dec 15, 2010 | Option Exercise | $8.59 | 926 | 7,954 | 41,906 | Dec 16, 2010, 10:02 AM |
| G3W VENTURES LLC | 10% Owner | Dec 14, 2010 | Sale | $8.93 | 945,600 | 8,439,858 | 16,638,149 | Dec 15, 2010, 07:08 PM |
| G3W VENTURES LLC | 10% Owner | Dec 13, 2010 | Sale | $9.19 | 54,400 | 499,838 | 17,583,749 | Dec 15, 2010, 07:08 PM |
| Oaktree Capital Group Holdings GP, LLC | 10% Owner | Dec 14, 2010 | Sale | $8.93 | 945,600 | 8,439,858 | 16,638,149 | Dec 15, 2010, 07:07 PM |
| Oaktree Capital Group Holdings GP, LLC | 10% Owner | Dec 13, 2010 | Sale | $9.19 | 54,400 | 499,838 | 17,583,749 | Dec 15, 2010, 07:07 PM |
| OAKTREE CAPITAL MANAGEMENT LP | 10% Owner | Dec 14, 2010 | Sale | $8.93 | 945,600 | 8,439,858 | 16,638,149 | Dec 15, 2010, 07:07 PM |
| OAKTREE CAPITAL MANAGEMENT LP | 10% Owner | Dec 13, 2010 | Sale | $9.19 | 54,400 | 499,838 | 17,583,749 | Dec 15, 2010, 07:07 PM |
| Keck David W | Vice President GM Polysilicon | Dec 12, 2010 | Option Exercise | $9.10 | 8,754 | 79,661 | 41,139 | Dec 14, 2010, 05:19 PM |
| Keck David W | Vice President GM Polysilicon | Dec 13, 2010 | Option Exercise | $5.08 | 19,183 | 97,484 | 60,322 | Dec 14, 2010, 05:19 PM |
| Keck David W | Vice President GM Polysilicon | Dec 13, 2010 | Sale | $9.43 | 31,005 | 292,377 | 29,317 | Dec 14, 2010, 05:19 PM |
| KIM HO IL | VP,Chief Adm.Off,GC | Dec 13, 2010 | Option Exercise | $4.81 | 12,901 | 62,054 | 63,553 | Dec 14, 2010, 04:44 PM |
| KIM HO IL | VP,Chief Adm.Off,GC | Dec 13, 2010 | Sale | $9.38 | 23,568 | 221,068 | 39,985 | Dec 14, 2010, 04:44 PM |
| Ford Jeffrey John | Vice President GM, Asia | Dec 12, 2010 | Option Exercise | $9.10 | 4,165 | 37,902 | 27,475 | Dec 14, 2010, 04:36 PM |
| Johnson Richard Ernest | VP Finance-CAO | Dec 12, 2010 | Option Exercise | $9.10 | 2,679 | 24,379 | 63,327 | Dec 14, 2010, 04:23 PM |
| Johnson Richard Ernest | VP Finance-CAO | Dec 13, 2010 | Sale | $9.32 | 2,500 | 23,300 | 60,827 | Dec 14, 2010, 04:23 PM |
| Tattersfield John J F | Vice President Operations | Dec 12, 2010 | Option Exercise | $9.10 | 10,001 | 91,009 | 50,395 | Dec 14, 2010, 04:10 PM |
| Tattersfield John J F | Vice President Operations | Dec 13, 2010 | Option Exercise | $5.14 | 21,580 | 111,003 | 71,975 | Dec 14, 2010, 04:10 PM |
| Tattersfield John J F | Vice President Operations | Dec 13, 2010 | Sale | $9.09 | 33,489 | 304,415 | 38,486 | Dec 14, 2010, 04:10 PM |
| Keck David W | Vice President GM Polysilicon | Dec 12, 2010 | Option Exercise | $9.10 | 8,754 | 79,661 | 41,139 | Dec 14, 2010, 03:47 PM |
| Keck David W | Vice President GM Polysilicon | Dec 13, 2010 | Option Exercise | $5.08 | 19,183 | 97,484 | 60,322 | Dec 14, 2010, 03:47 PM |
| Keck David W | Vice President GM Polysilicon | Dec 13, 2010 | Sale | $9.10 | 31,005 | 282,146 | 29,317 | Dec 14, 2010, 03:47 PM |
| Gutierrez Thomas | President and CEO | Dec 10, 2010 | Sale | $9.12 | 30,000 | 273,600 | 43,550 | Dec 14, 2010, 01:47 PM |
| Gray David C | VP,GM,PV | Dec 10, 2010 | Option Exercise | $4.81 | 12,901 | 62,054 | 38,691 | Dec 14, 2010, 01:46 PM |
| Gray David C | VP,GM,PV | Dec 10, 2010 | Sale | $9.12 | 16,600 | 151,392 | 22,091 | Dec 14, 2010, 01:46 PM |
| Johnson Richard Ernest | VP-Finance, PAO | Nov 30, 2010 | Option Exercise | $6.69 | 622 | 4,161 | 56,946 | Dec 01, 2010, 11:35 AM |
| KIM HO IL | V.P., Chief Adm. Off., GC | Nov 15, 2010 | Option Exercise | $8.61 | 926 | 7,973 | 52,643 | Nov 16, 2010, 10:52 AM |
| OAKTREE CAPITAL MANAGEMENT LP | Director | Nov 08, 2010 | Sale | $8.60 | 7,000,000 | 60,200,003 | 17,638,149 | Nov 09, 2010, 04:13 PM |
| OAKTREE CAPITAL MANAGEMENT LP | Director | Nov 05, 2010 | Sale | $7.66 | 26,500,000 | 203,005,905 | 24,638,149 | Nov 09, 2010, 04:13 PM |
| Oaktree Capital Group Holdings GP, LLC | Director | Nov 08, 2010 | Sale | $8.60 | 7,000,000 | 60,200,003 | 17,638,149 | Nov 09, 2010, 04:12 PM |
| Oaktree Capital Group Holdings GP, LLC | Director | Nov 05, 2010 | Sale | $7.66 | 26,500,000 | 203,005,905 | 24,638,149 | Nov 09, 2010, 04:12 PM |
| Van Sweden R. Chad | Director | Nov 08, 2010 | Sale | $8.60 | 7,000,000 | 60,200,003 | 17,638,149 | Nov 09, 2010, 04:12 PM |
| Van Sweden R. Chad | Director | Nov 05, 2010 | Sale | $7.66 | 26,500,000 | 203,005,905 | 24,638,149 | Nov 09, 2010, 04:12 PM |
| GT SOLAR HOLDINGS, LLC | 10% Owner | Nov 08, 2010 | Sale | $8.60 | 7,000,000 | 60,200,003 | 17,638,149 | Nov 09, 2010, 04:12 PM |
| GT SOLAR HOLDINGS, LLC | 10% Owner | Nov 05, 2010 | Sale | $7.66 | 26,500,000 | 203,005,905 | 24,638,149 | Nov 09, 2010, 04:12 PM |
| Forth J Bradford | Director | Nov 08, 2010 | Sale | $8.60 | 7,000,000 | 60,200,003 | 17,638,149 | Nov 09, 2010, 04:12 PM |
| Forth J Bradford | Director | Nov 05, 2010 | Sale | $7.66 | 26,500,000 | 203,005,905 | 24,638,149 | Nov 09, 2010, 04:12 PM |
| Johnson Richard Ernest | VP-Finance, PAO | Oct 31, 2010 | Option Exercise | $8.23 | 622 | 5,119 | 57,568 | Nov 01, 2010, 01:03 PM |
| Gutierrez Thomas | President and CEO | Oct 29, 2010 | Option Exercise | $8.23 | 26,450 | 217,683 | 73,550 | Nov 01, 2010, 12:43 PM |
| KIM HO IL | V.P., Chief Adm. Off., GC | Oct 15, 2010 | Option Exercise | $9.07 | 925 | 8,390 | 50,652 | Oct 18, 2010, 11:40 AM |
| Johnson Richard Ernest | VP-Finance, PAO | Sep 30, 2010 | Option Exercise | $8.37 | 622 | 5,206 | 58,190 | Oct 04, 2010, 11:04 AM |
| Van Sweden R. Chad | Director | Sep 21, 2010 | Sale | $7.39 | 650,000 | 4,803,500 | 51,138,149 | Sep 21, 2010, 06:16 PM |
| OAKTREE CAPITAL MANAGEMENT LP | Director | Sep 21, 2010 | Sale | $7.39 | 650,000 | 4,803,500 | 51,138,149 | Sep 21, 2010, 06:16 PM |
| Forth J Bradford | Director | Sep 21, 2010 | Sale | $7.39 | 650,000 | 4,803,500 | 51,138,149 | Sep 21, 2010, 06:15 PM |
| Oaktree Capital Group Holdings GP, LLC | Director | Sep 21, 2010 | Sale | $7.39 | 650,000 | 4,803,500 | 51,138,149 | Sep 21, 2010, 06:15 PM |
| GT SOLAR HOLDINGS, LLC | 10% Owner | Sep 21, 2010 | Sale | $7.39 | 650,000 | 4,803,500 | 51,138,149 | Sep 21, 2010, 06:15 PM |
| Van Sweden R. Chad | Director | Sep 15, 2010 | Sale | $7.12 | 25,000,000 | 178,007,599 | 65,788,149 | Sep 20, 2010, 05:49 PM |
| Van Sweden R. Chad | Director | Sep 15, 2010 | Sale | $7.12 | 25,000,000 | 178,007,599 | 65,788,149 | Sep 20, 2010, 05:49 PM |
| Van Sweden R. Chad | Director | Sep 15, 2010 | Sale | $7.12 | 25,000,000 | 178,007,599 | 65,788,149 | Sep 20, 2010, 05:49 PM |
| GT SOLAR HOLDINGS, LLC | 10% Owner | Sep 15, 2010 | Sale | $7.12 | 25,000,000 | 178,007,599 | 65,788,149 | Sep 17, 2010, 04:12 PM |
| OAKTREE CAPITAL MANAGEMENT LP | Director | Sep 15, 2010 | Sale | $7.12 | 25,000,000 | 178,007,599 | 65,788,149 | Sep 17, 2010, 04:11 PM |
| Forth J Bradford | Director | Sep 15, 2010 | Sale | $7.12 | 25,000,000 | 178,007,599 | 65,788,149 | Sep 17, 2010, 04:11 PM |
| Oaktree Capital Group Holdings GP, LLC | Director | Sep 15, 2010 | Sale | $7.12 | 50,000,000 | 356,015,199 | 65,788,149 | Sep 17, 2010, 04:11 PM |
| Conaway John Michal | Director | Sep 16, 2010 | Sale | $7.78 | 9,000 | 70,020 | 17,231 | Sep 16, 2010, 01:41 PM |
| KIM HO IL | V.P., Chief Adm. Off., GC | Sep 15, 2010 | Option Exercise | $7.69 | 926 | 7,121 | 48,661 | Sep 16, 2010, 12:32 PM |
| Johnson Richard Ernest | VP-Finance, PAO | Aug 31, 2010 | Option Exercise | $7.73 | 622 | 4,808 | 55,385 | Sep 02, 2010, 10:21 AM |
| Johnson Richard Ernest | VP-Finance, PAO | Sep 01, 2010 | Option Exercise | $8.26 | 1,593 | 13,158 | 58,812 | Sep 02, 2010, 10:21 AM |
| Tattersfield John J F | Vice President Operations | Sep 01, 2010 | Option Exercise | $8.26 | 3,440 | 28,414 | 28,896 | Sep 02, 2010, 10:20 AM |
| KIM HO IL | V.P, Chief Adm.Officer, GC | Sep 01, 2010 | Option Exercise | $8.26 | 3,440 | 28,414 | 46,670 | Sep 02, 2010, 10:18 AM |
| Keck David W | Vice President GM Polysilicon | Sep 01, 2010 | Option Exercise | $8.26 | 3,614 | 29,852 | 23,643 | Sep 02, 2010, 10:16 AM |
| Gray David C | VP, GM, PV | Sep 01, 2010 | Option Exercise | $8.26 | 3,440 | 28,414 | 25,790 | Sep 02, 2010, 10:15 AM |
| Ford Jeffrey John | Vice President GM, Asia | Sep 01, 2010 | Option Exercise | $8.26 | 2,952 | 24,384 | 15,890 | Sep 02, 2010, 10:13 AM |
| KIM HO IL | V.P., Chief Adm. Off., GC | Aug 15, 2010 | Option Exercise | $7.95 | 926 | 7,362 | 39,273 | Aug 16, 2010, 12:52 PM |
| Johnson Richard Ernest | VP-Finance, PAO | Jul 31, 2010 | Option Exercise | $6.48 | 622 | 4,031 | 56,007 | Aug 02, 2010, 10:11 AM |
Load More Insider Transactions
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Sale
Option Exercise
| Owner | Relationship | Date | Value($) |
| Gutierrez Thomas | President and CEO | 09/06/2014 | 111,389 |
| Gutierrez Thomas | President and CEO | 09/08/2014 | 160,448 |
| KIM HO IL | V.P., Chief Adm. Off., GC | 09/06/2014 | 52,371 |
| KIM HO IL | V.P., Chief Adm. Off., GC | 09/08/2014 | 61,158 |
| Ford Jeffrey John | VP, Asia Ind Furnace | 09/06/2014 | 46,593 |
| Keck David W | Exec.VP, Solar Business | 09/06/2014 | 53,256 |
| Squiller Daniel | Chief Operating Officer | 09/02/2014 | 270,000 |
| Squiller Daniel | Chief Operating Officer | 08/19/2014 | 183,900 |
| Keck David W | Exec.VP, Worldwide Sales/Svcs. | 08/07/2014 | 41,670 |
| Keck David W | Exec.VP, Worldwide Sales/Svcs. | 08/07/2014 | 971,847 |
| Ford Jeffrey John | VP, Asia | 08/08/2014 | 14,062 |
| Ford Jeffrey John | VP, Asia | 08/08/2014 | 224,639 |
| Ford Jeffrey John | VP, Asia | 08/07/2014 | 241,806 |
| Squiller Daniel | Chief Operating Officer | 08/04/2014 | 61,600 |
| Squiller Daniel | Chief Operating Officer | 08/01/2014 | 8,400 |
| Squiller Daniel | Chief Operating Officer | 07/02/2014 | 1,886,058 |
| Squiller Daniel | Chief Operating Officer | 07/03/2014 | 300,736 |
| Gutierrez Thomas | President and CEO | 07/01/2014 | 268,000 |
| Gutierrez Thomas | President and CEO | 07/01/2014 | 1,132,019 |
| KIM HO IL | V.P., Chief Adm. Off., GC | 07/01/2014 | 15,172 |
| KIM HO IL | V.P., Chief Adm. Off., GC | 07/01/2014 | 120,250 |
| Ford Jeffrey John | VP, Asia Ind Furnace | 06/06/2014 | 44,612 |
| Keck David W | Exec.VP, Solar Business | 06/06/2014 | 50,992 |
| KIM HO IL | V.P., Chief Adm. Off., GC | 06/06/2014 | 50,145 |
| Gutierrez Thomas | President and CEO | 06/06/2014 | 106,653 |
| WROE THOMAS JR | Director | 06/05/2014 | 174,960 |
| Gutierrez Thomas | President and CEO | 06/02/2014 | 457,416 |
| Gutierrez Thomas | President and CEO | 06/03/2014 | 1,230,990 |
| KIM HO IL | V.P., Chief Adm. Off., GC | 06/02/2014 | 184,664 |
| KIM HO IL | V.P., Chief Adm. Off., GC | 06/03/2014 | 136,000 |
| KIM HO IL | V.P., Chief Adm. Off., GC | 06/03/2014 | 697,688 |
| Keck David W | EVP, Solar Business | 06/02/2014 | 201,561 |
| Ford Jeffrey John | VP, Asia, Industrial Furnace | 06/02/2014 | 204,480 |
| FMR LLC | Edward C. Johnson 3d | 05/27/2014 | 7,425,228 |
| Squiller Daniel | Chief Operating Officer | 05/23/2014 | 1,210,271 |
| Ford Jeffrey John | VP, Asia | 05/13/2014 | 73,028 |
| KIM HO IL | V.P., Chief Adm. Off., GC | 05/13/2014 | 82,081 |
| Keck David W | Exec.VP, Solar Business | 05/13/2014 | 83,481 |
| Gutierrez Thomas | President and CEO | 05/13/2014 | 413,849 |
| Ford Jeffrey John | VP, Asia | 05/12/2014 | 42,187 |
| Ford Jeffrey John | VP, Asia | 05/09/2014 | 326,885 |
| Ford Jeffrey John | VP, Asia | 05/12/2014 | 413,274 |
| KIM HO IL | V.P., Chief Adm. Off., GC | 05/01/2014 | 136,000 |
| KIM HO IL | V.P., Chief Adm. Off., GC | 05/01/2014 | 426,200 |
| Gutierrez Thomas | President and CEO | 05/01/2014 | 268,000 |
| Gutierrez Thomas | President and CEO | 05/01/2014 | 2,015,940 |
| WROE THOMAS JR | Director | 04/14/2014 | 86,520 |
| WROE THOMAS JR | Director | 04/14/2014 | 86,520 |
| GODSHALK ERNEST L III | Director | 04/02/2014 | 29,747 |
| GODSHALK ERNEST L III | Director | 04/01/2014 | 53,493 |
| GODSHALK ERNEST L III | Director | 04/02/2014 | 325,581 |
| GODSHALK ERNEST L III | Director | 04/01/2014 | 408,548 |
| KIM HO IL | V.P., Chief Adm. Off., GC | 04/01/2014 | 126,762 |
| KIM HO IL | V.P., Chief Adm. Off., GC | 04/01/2014 | 1,010,092 |
| GODSHALK ERNEST L III | Director | 03/19/2014 | 61,400 |
| GODSHALK ERNEST L III | Director | 03/18/2014 | 61,400 |
| GODSHALK ERNEST L III | Director | 03/19/2014 | 475,322 |
| GODSHALK ERNEST L III | Director | 03/18/2014 | 450,054 |
| GODSHALK ERNEST L III | Director | 03/11/2014 | 117,800 |
| GODSHALK ERNEST L III | Director | 03/12/2014 | 48,493 |
| GODSHALK ERNEST L III | Director | 03/11/2014 | 572,911 |
| GODSHALK ERNEST L III | Director | 03/12/2014 | 121,860 |
| KIM HO IL | V.P., Chief Adm. Off., GC | 03/11/2014 | 120,250 |
| KIM HO IL | V.P., Chief Adm. Off., GC | 03/12/2014 | 55,971 |
| KIM HO IL | V.P., Chief Adm. Off., GC | 03/11/2014 | 982,176 |
| Gutierrez Thomas | President and CEO | 03/12/2014 | 536,000 |
| Gutierrez Thomas | President and CEO | 03/12/2014 | 1,249,222 |
| Gutierrez Thomas | President and CEO | 03/11/2014 | 2,478,613 |
| Gutierrez Thomas | President and CEO | 03/13/2014 | 256,885 |
| Gutierrez Thomas | President and CEO | 03/06/2014 | 113,257 |
| Ford Jeffrey John | VP, Asia | 03/06/2014 | 47,374 |
| Keck David W | Exec.VP, Solar Business | 03/06/2014 | 54,149 |
| KIM HO IL | V.P., Chief Adm. Off., GC | 03/06/2014 | 36,762 |
| GAYNOR RICHARD J | Vice President, CFO | 03/06/2014 | 47,374 |
| GAYNOR RICHARD J | Vice President, CFO | 03/01/2014 | 186,820 |
| Ford Jeffrey John | VP,Bus.Dev., DSS | 02/25/2014 | 736,049 |
| Ford Jeffrey John | VP,Bus.Dev., DSS | 02/26/2014 | 295,360 |
| Ford Jeffrey John | VP,Bus.Dev., DSS | 02/25/2014 | 2,697,133 |
| Keck David W | Exec.VP, Worldwide Sales/Svcs. | 02/25/2014 | 407,201 |
| Keck David W | Exec.VP, Worldwide Sales/Svcs. | 02/26/2014 | 165,300 |
| Keck David W | Exec.VP, Worldwide Sales/Svcs. | 02/25/2014 | 2,678,434 |
| KIM HO IL | V.P., Chief Adm. Off., GC | 02/03/2014 | 120,250 |
| KIM HO IL | V.P., Chief Adm. Off., GC | 02/03/2014 | 805,974 |
| GAYNOR RICHARD J | Vice President, CFO | 02/03/2014 | 417,000 |
| GAYNOR RICHARD J | Vice President, CFO | 02/04/2014 | 77,102 |
| GAYNOR RICHARD J | Vice President, CFO | 02/03/2014 | 1,191,138 |
| Gutierrez Thomas | President and CEO | 02/03/2014 | 2,038,885 |
| Gutierrez Thomas | President and CEO | 01/15/2014 | 699,677 |
| Ford Jeffrey John | VP, Bus.Dev., DSS | 01/15/2014 | 76,230 |
| GAYNOR RICHARD J | Vice President, CFO | 01/15/2014 | 195,484 |
| Keck David W | Exec.VP, Worldwide Sales/Svcs. | 01/15/2014 | 179,234 |
| KIM HO IL | V.P., Chief Adm. Off., GC | 01/15/2014 | 175,038 |
| GAYNOR RICHARD J | Vice President, CFO | 12/12/2013 | 194,600 |
| GAYNOR RICHARD J | Vice President, CFO | 12/13/2013 | 50,288 |
| GAYNOR RICHARD J | Vice President, CFO | 12/12/2013 | 688,730 |
| GODSHALK ERNEST L III | Director | 12/11/2013 | 83,000 |
| GODSHALK ERNEST L III | Director | 12/12/2013 | 79,547 |
| GODSHALK ERNEST L III | Director | 12/12/2013 | 198,033 |
| GODSHALK ERNEST L III | Director | 12/11/2013 | 215,800 |
| Gutierrez Thomas | President and CEO | 12/06/2013 | 57,829 |
| GAYNOR RICHARD J | Vice President, CFO, CAO | 12/06/2013 | 15,771 |
| Ford Jeffrey John | VP, Bus.Dev., DSS | 12/06/2013 | 15,771 |
| Keck David W | Exec.VP, Worldwide Sales/Svcs. | 12/06/2013 | 28,169 |
| KIM HO IL | V.P., Chief Adm. Off., GC | 12/06/2013 | 18,823 |
| Gutierrez Thomas | President and CEO | 11/10/2013 | 167,950 |
| GAYNOR RICHARD J | Vice President, CFO, CAO | 11/10/2013 | 54,746 |
| Ford Jeffrey John | VP/GM, DSS Business Dev. | 11/10/2013 | 54,746 |
| Keck David W | Exec.VP, Wordwide Sales/Svcs. | 11/10/2013 | 87,834 |
| KIM HO IL | V.P., Chief Admin Officer, GC | 11/10/2013 | 52,284 |
| Gutierrez Thomas | President and CEO | 10/29/2013 | 288,672 |
| Gutierrez Thomas | President and CEO | 09/06/2013 | 29,573 |
| Ford Jeffrey John | VP, Bus.Dev., DSS | 09/06/2013 | 12,369 |
| GAYNOR RICHARD J | Vice President, CFO, CAO | 09/06/2013 | 12,369 |
| Keck David W | Exec.VP, Worldwide Sales/Svcs. | 09/06/2013 | 19,638 |
| KIM HO IL | V.P., Chief Adm. Off., GC | 09/06/2013 | 14,763 |
| Singh Vikram | Exec.VP, Adv.Systems, R&D | 09/06/2013 | 14,763 |
| KIM HO IL | VP, Chief Adm. Off, GC | 09/01/2013 | 22,849 |
| Keck David W | Exec.VP, Worldwide Sales/Svcs. | 09/01/2013 | 30,394 |
| Ford Jeffrey John | VP, Bus.Dev., DSS | 09/01/2013 | 14,722 |
| Granara John | VP Finance, Controller, CAO | 06/15/2013 | 14,610 |
| Gutierrez Thomas | President and CEO | 06/06/2013 | 75,677 |
| GAYNOR RICHARD J | Vice President, CFO | 06/06/2013 | 31,655 |
| Ford Jeffrey John | VP, Bus.Dev., DSS | 06/06/2013 | 46,797 |
| Keck David W | Exec.VP, Worldwide Sales/Svcs. | 06/06/2013 | 50,264 |
| KIM HO IL | V.P., Chief Adm. Off., GC | 06/06/2013 | 37,788 |
| Singh Vikram | Exec.VP, Adv.Systems, R&D | 06/06/2013 | 37,788 |
| Granara John | VP Finance, Controller, CAO | 06/02/2013 | 14,890 |
| GAYNOR RICHARD J | Vice President, CFO | 06/02/2013 | 21,244 |
| KIM HO IL | V.P., Chief Adm. Off., GC | 06/02/2013 | 33,753 |
| Keck David W | EVP, Worldwide Sales/Services | 06/02/2013 | 48,705 |
| Ford Jeffrey John | VP, Business Development, DSS | 06/02/2013 | 52,225 |
| Gutierrez Thomas | President and CEO | 06/02/2012 | 51,593 |
| Gutierrez Thomas | President and CEO | 06/02/2013 | 27,964 |
| Singh Vikram | Executive VP, Adv.Systems,R&D | 06/02/2013 | 16,300 |
| Singh Vikram | Executive VP, Adv.Systems,R&D | 06/01/2013 | 28,582 |
| GAYNOR RICHARD J | Vice President, CFO | 03/01/2013 | 26,146 |
| Gray David C | Chief Strategy/New Bus.Officer | 01/19/2013 | 32,873 |
| Diuguid Cheryl A | VP, GM, Sapphire Materials/Eq. | 01/03/2013 | 23,232 |
| KIM HO IL | V.P., Chief Admin Officer, GC | 12/15/2012 | 3,222 |
| Keck David W | Exec VP/GM, Poly/PV | 12/12/2012 | 40,282 |
| Ford Jeffrey John | VP Bus. Dev. - DSS | 12/12/2012 | 14,542 |
| KIM HO IL | V.P., Chief Admin Officer, GC | 11/15/2012 | 3,000 |
| Ford Jeffrey John | VP/GM, DSS Business Dev. | 11/10/2012 | 22,111 |
| KIM HO IL | V.P., Chief Admin Officer, GC | 11/10/2012 | 21,530 |
| Keck David W | VP/GM, PolySilicon Dev. | 11/10/2012 | 36,744 |
| Gray David C | Chief Strategy Officer | 11/10/2012 | 26,911 |
| GAYNOR RICHARD J | Vice President, CFO | 11/10/2012 | 22,420 |
| Gutierrez Thomas | President and CEO | 11/10/2012 | 61,790 |
| Gutierrez Thomas | President and CEO | 10/29/2012 | 186,624 |
| KIM HO IL | V.P., Chief Admin Officer, GC | 10/15/2012 | 4,366 |
| KIM HO IL | V.P., Chief Admin Officer, GC | 09/15/2012 | 6,038 |
| KIM HO IL | VP, Chief Adm. Off, GC | 09/01/2012 | 19,952 |
| Keck David W | VP/GM, PolySilicon Dev. | 09/01/2012 | 20,955 |
| Gray David C | Chief Strategy Officer | 09/01/2012 | 19,952 |
| Ford Jeffrey John | VP/GM, Asia PV & Sapphire Eq. | 09/01/2012 | 12,609 |
| Singh Vikram | Exec.VP, Advanced Systems, R&D | 08/30/2012 | 91,333 |
| Gutierrez Thomas | President and CEO | 08/31/2012 | 251,705 |
| Gutierrez Thomas | President and CEO | 08/30/2012 | 340,148 |
| Ford Jeffrey John | VP/GM, Asia PV & Sapphire Eq. | 08/29/2012 | 75,600 |
| Ford Jeffrey John | VP/GM, Asia PV & Sapphire Eq. | 08/28/2012 | 171,687 |
| KIM HO IL | VP,Chief Adm.Officer,GC | 08/29/2012 | 42,000 |
| KIM HO IL | VP,Chief Adm.Officer,GC | 08/28/2012 | 152,524 |
| KIM HO IL | V.P., Chief Admin Officer, GC | 08/15/2012 | 4,991 |
| Gray David C | Chief Strategy/New Bus.Officer | 08/11/2012 | 18,040 |
| KIM HO IL | V.P., Chief Admin Officer, GC | 07/15/2012 | 4,634 |
| KIM HO IL | V.P., Chief Admin Officer, GC | 06/15/2012 | 4,473 |
| KIM HO IL | V.P., Chief Adm. Off., GC | 06/02/2012 | 30,189 |
| Keck David W | Vice President GM Polysilicon | 06/02/2012 | 34,040 |
| Gray David C | VP-Strategic Development | 06/02/2012 | 37,576 |
| Gutierrez Thomas | President and CEO | 06/02/2012 | 96,499 |
| GAYNOR RICHARD J | Vice President, CFO | 06/02/2012 | 18,699 |
| Ford Jeffrey John | VP, GM, Asia | 06/02/2012 | 30,877 |
| Diuguid Cheryl A | VP, GM, Sapphire Materials/Eq. | 06/02/2012 | 12,020 |
| Singh Vikram | VP/GM, Photovoltaic SBU | 06/02/2012 | 14,426 |
| Singh Vikram | VP/GM, Photovoltaic SBU | 06/01/2012 | 25,718 |
| KIM HO IL | V.P., Chief Admin Officer, GC | 05/15/2012 | 4,899 |
| KIM HO IL | V.P., Chief Admin Officer, GC | 04/15/2012 | 6,743 |
| KIM HO IL | V.P., Chief Admin Officer, GC | 03/15/2012 | 7,797 |
| GAYNOR RICHARD J | Vice President, CFO | 03/01/2012 | 71,292 |
| KIM HO IL | V.P., Chief Admin Officer, GC | 02/15/2012 | 9,359 |
| Keck David W | Vice President-GM, Polysilicon | 02/03/2012 | 440,077 |
| Keck David W | Vice President-GM, Polysilicon | 02/06/2012 | 138,221 |
| Keck David W | Vice President-GM, Polysilicon | 02/03/2012 | 722,263 |
| Gray David C | VP - Strategic Development | 01/19/2012 | 77,699 |
| Gray David C | VP - Strategic Development | 01/20/2012 | 266,029 |
| KIM HO IL | V.P., Chief Admin Officer, GC | 01/15/2012 | 8,510 |
| Diuguid Cheryl A | VP, GM, Sapphire Materials/Eq | 01/03/2012 | 44,560 |
| KIM HO IL | V.P., Chief Adm. Off., GC | 12/15/2011 | 6,612 |
| Keck David W | Vice President GM Polysilicon | 12/12/2011 | 67,668 |
| Ford Jeffrey John | VP, GM, Asia | 12/12/2011 | 32,195 |
| Gutierrez Thomas | President and CEO | 11/21/2011 | 96,509 |
| KIM HO IL | V.P., Chief Adm. Off., GC | 11/15/2011 | 7,306 |
| Gray David C | VP-Strategic Development | 11/10/2011 | 52,346 |
| Gray David C | VP-Strategic Development | 11/11/2011 | 87,714 |
| Keck David W | Vice President GM Polysilicon | 11/10/2011 | 54,982 |
| Ford Jeffrey John | VP, GM, Asia | 11/10/2011 | 43,610 |
| KIM HO IL | V.P., Chief Adm. Off., GC | 11/10/2011 | 41,878 |
| GAYNOR RICHARD J | Vice President, CFO | 11/10/2011 | 43,610 |
| Gutierrez Thomas | President and CEO | 11/10/2011 | 87,220 |
| Gutierrez Thomas | President and CEO | 10/29/2011 | 236,727 |
| KIM HO IL | V.P., Chief Adm. Off., GC | 10/15/2011 | 7,113 |
| KIM HO IL | V.P., Chief Adm. Off., GC | 10/17/2011 | 11,099 |
| KIM HO IL | V.P., Chief Adm. Off., GC | 09/15/2011 | 9,473 |
| KIM HO IL | V.P., Chief Adm. Off., GC | 09/16/2011 | 15,329 |
| Gutierrez Thomas | President and CEO | 09/14/2011 | 1,284,644 |
| Gutierrez Thomas | President and CEO | 09/16/2011 | 285,836 |
| Gutierrez Thomas | President and CEO | 09/15/2011 | 88,211 |
| Gutierrez Thomas | President and CEO | 09/14/2011 | 2,231,352 |
| Keck David W | Vice President GM Polysilicon | 09/07/2011 | 214,165 |
| Keck David W | Vice President GM Polysilicon | 09/07/2011 | 574,384 |
| Keck David W | Vice President GM Polysilicon | 09/01/2011 | 42,392 |
| Gray David C | VP-Strategic Development | 09/01/2011 | 40,351 |
| Gray David C | VP-Strategic Development | 09/01/2011 | 99,283 |
| Gray David C | VP-Strategic Development | 09/02/2011 | 82,318 |
| Gray David C | VP-Strategic Development | 09/01/2011 | 206,844 |
| Ford Jeffrey John | VP, GM, Asia | 09/01/2011 | 25,853 |
| KIM HO IL | V.P., Chief Adm. Off., GC | 09/01/2011 | 40,351 |
| KIM HO IL | V.P., Chief Adm. Off., GC | 09/02/2011 | 61,968 |
| KIM HO IL | V.P., Chief Adm. Off., GC | 08/15/2011 | 11,566 |
| KIM HO IL | V.P., Chief Adm. Off., GC | 08/16/2011 | 40,946 |
| Gray David C | VP-Strategic Development | 08/11/2011 | 41,031 |
| Gray David C | VP-Strategic Development | 08/12/2011 | 170,474 |
| Gray David C | VP-Strategic Development | 08/12/2011 | 310,048 |
| GAYNOR RICHARD J | Vice President, CFO | 08/10/2011 | 111,200 |
| GAYNOR RICHARD J | Vice President, CFO | 08/11/2011 | 35,696 |
| GAYNOR RICHARD J | Vice President, CFO | 08/10/2011 | 178,576 |
| KIM HO IL | V.P., Chief Adm. Off., GC | 07/15/2011 | 14,005 |
| KIM HO IL | V.P., Chief Adm. Off., GC | 07/18/2011 | 54,400 |
| KIM HO IL | V.P., Chief Adm. Off., GC | 07/19/2011 | 27,200 |
| KIM HO IL | V.P., Chief Adm. Off., GC | 07/19/2011 | 76,996 |
| KIM HO IL | V.P., Chief Adm. Off., GC | 07/18/2011 | 259,122 |
| Gutierrez Thomas | President and CEO | 06/28/2011 | 297,791 |
| Gutierrez Thomas | President and CEO | 06/29/2011 | 64,346 |
| Gutierrez Thomas | President and CEO | 06/28/2011 | 516,320 |
| Gray David C | VP-Strategic Development | 06/27/2011 | 168,749 |
| Gray David C | VP-Strategic Development | 06/27/2011 | 545,162 |
| KIM HO IL | V.P., Chief Adm. Off., GC | 06/15/2011 | 12,149 |
| KIM HO IL | V.P., Chief Adm. Off., GC | 06/16/2011 | 24,050 |
| KIM HO IL | V.P., Chief Adm. Off., GC | 06/17/2011 | 9,100 |
| KIM HO IL | V.P., Chief Adm. Off., GC | 06/16/2011 | 250,690 |
| Ford Jeffrey John | VP, GM, Asia | 06/06/2011 | 971,337 |
| Ford Jeffrey John | VP, GM, Asia | 06/07/2011 | 109,945 |
| Ford Jeffrey John | VP, GM, Asia | 06/06/2011 | 2,371,826 |
| Ford Jeffrey John | VP, GM, Asia | 06/06/2011 | 971,337 |
| Ford Jeffrey John | VP, GM, Asia | 06/07/2011 | 118,501 |
| Ford Jeffrey John | VP, GM, Asia | 06/06/2011 | 2,371,826 |
| Ford Jeffrey John | VP, GM, Asia | 06/02/2011 | 49,347 |
| Gutierrez Thomas | President and CEO | 06/02/2011 | 73,106 |
| Gutierrez Thomas | President and CEO | 06/03/2011 | 149,638 |
| KIM HO IL | V.P., Chief Adm. Off., GC | 06/02/2011 | 37,293 |
| KIM HO IL | V.P., Chief Adm. Off., GC | 06/03/2011 | 66,087 |
| Gray David C | VP-Strategic Development | 06/02/2011 | 59,236 |
| Keck David W | Vice President GM Polysilicon | 06/02/2011 | 46,087 |
| Singh Vikram | VP/GM, Photovoltaic SBU | 06/01/2011 | 76,962 |
| GAYNOR RICHARD J | Vice President, CFO | 06/03/2011 | 55,600 |
| GAYNOR RICHARD J | Vice President, CFO | 06/01/2011 | 111,200 |
| GAYNOR RICHARD J | Vice President, CFO | 06/03/2011 | 97,762 |
| GAYNOR RICHARD J | Vice President, CFO | 06/02/2011 | 27,805 |
| GAYNOR RICHARD J | Vice President, CFO | 06/01/2011 | 286,315 |
| Gutierrez Thomas | President and CEO | 05/18/2011 | 520,183 |
| Gutierrez Thomas | President and CEO | 05/16/2011 | 136,680 |
| Gutierrez Thomas | President and CEO | 05/18/2011 | 1,192,550 |
| Gutierrez Thomas | President and CEO | 05/16/2011 | 363,603 |
| KIM HO IL | V.P., Chief Adm. Off., GC | 05/15/2011 | 10,519 |
| KIM HO IL | V.P., Chief Adm. Off., GC | 05/16/2011 | 142,000 |
| Johnson Richard Ernest | VP-Finance, PAO | 04/30/2011 | 6,948 |
| KIM HO IL | V.P., Chief Adm. Off., GC | 04/15/2011 | 8,963 |
| KIM HO IL | V.P., Chief Adm. Off., GC | 04/18/2011 | 36,311 |
| Johnson Richard Ernest | VP-Finance, PAO | 03/31/2011 | 6,637 |
| KIM HO IL | V.P., Chief Adm. Off., GC | 03/15/2011 | 9,862 |
| Keck David W | Vice President GM Polysilicon | 03/01/2011 | 263,384 |
| Keck David W | Vice President GM Polysilicon | 03/01/2011 | 519,520 |
| GAYNOR RICHARD J | Vice President, CFO | 03/01/2011 | 89,464 |
| GAYNOR RICHARD J | Vice President, CFO | 03/02/2011 | 1,307 |
| GAYNOR RICHARD J | Vice President, CFO | 03/01/2011 | 116,816 |
| Johnson Richard Ernest | VP-Finance, PAO | 02/28/2011 | 7,536 |
| Johnson Richard Ernest | VP Finance-CAO | 02/16/2011 | 39,340 |
| KIM HO IL | V.P., Chief Adm. Off., GC | 02/15/2011 | 11,633 |
| Ford Jeffrey John | VP, GM, Asia | 02/11/2011 | 243,821 |
| Ford Jeffrey John | VP, GM, Asia | 02/11/2011 | 1,593,648 |
| Ford Jeffrey John | VP, GM, Asia | 02/11/2011 | 243,821 |
| Ford Jeffrey John | VP, GM, Asia | 02/11/2011 | 1,593,648 |
| Tattersfield John J F | Vice President Operations | 02/08/2011 | 633,322 |
| Tattersfield John J F | Vice President Operations | 02/08/2011 | 1,199,284 |
| Tattersfield John J F | Vice President Operations | 02/07/2011 | 423,562 |
| Gray David C | VP-Strategic Development | 02/07/2011 | 8,273 |
| Gray David C | VP-Strategic Development | 02/07/2011 | 121,234 |
| Johnson Richard Ernest | VP-Finance, PAO | 01/31/2011 | 7,779 |
| Ford Jeffrey John | Vice President GM, Asia | 09/01/2010 | 18,205 |
| Gray David C | VP - Strategic Development | 01/19/2011 | 97,782 |
| KIM HO IL | V.P., Chief Adm. Off., GC | 01/15/2011 | 11,266 |
| Johnson Richard Ernest | VP-Finance, PAO | 12/31/2010 | 6,420 |
| KIM HO IL | V.P., Chief Adm. Off., GC | 12/15/2010 | 7,954 |
| G3W VENTURES LLC | 10% Owner | 12/14/2010 | 8,439,858 |
| G3W VENTURES LLC | 10% Owner | 12/13/2010 | 499,838 |
| Oaktree Capital Group Holdings GP, LLC | 10% Owner | 12/14/2010 | 8,439,858 |
| Oaktree Capital Group Holdings GP, LLC | 10% Owner | 12/13/2010 | 499,838 |
| OAKTREE CAPITAL MANAGEMENT LP | 10% Owner | 12/14/2010 | 8,439,858 |
| OAKTREE CAPITAL MANAGEMENT LP | 10% Owner | 12/13/2010 | 499,838 |
| Keck David W | Vice President GM Polysilicon | 12/12/2010 | 79,661 |
| Keck David W | Vice President GM Polysilicon | 12/13/2010 | 97,484 |
| Keck David W | Vice President GM Polysilicon | 12/13/2010 | 292,377 |
| KIM HO IL | VP,Chief Adm.Off,GC | 12/13/2010 | 62,054 |
| KIM HO IL | VP,Chief Adm.Off,GC | 12/13/2010 | 221,068 |
| Ford Jeffrey John | Vice President GM, Asia | 12/12/2010 | 37,902 |
| Johnson Richard Ernest | VP Finance-CAO | 12/12/2010 | 24,379 |
| Johnson Richard Ernest | VP Finance-CAO | 12/13/2010 | 23,300 |
| Tattersfield John J F | Vice President Operations | 12/12/2010 | 91,009 |
| Tattersfield John J F | Vice President Operations | 12/13/2010 | 111,003 |
| Tattersfield John J F | Vice President Operations | 12/13/2010 | 304,415 |
| Keck David W | Vice President GM Polysilicon | 12/12/2010 | 79,661 |
| Keck David W | Vice President GM Polysilicon | 12/13/2010 | 97,484 |
| Keck David W | Vice President GM Polysilicon | 12/13/2010 | 282,146 |
| Gutierrez Thomas | President and CEO | 12/10/2010 | 273,600 |
| Gray David C | VP,GM,PV | 12/10/2010 | 62,054 |
| Gray David C | VP,GM,PV | 12/10/2010 | 151,392 |
| Johnson Richard Ernest | VP-Finance, PAO | 11/30/2010 | 4,161 |
| KIM HO IL | V.P., Chief Adm. Off., GC | 11/15/2010 | 7,973 |
| OAKTREE CAPITAL MANAGEMENT LP | Director | 11/08/2010 | 60,200,003 |
| OAKTREE CAPITAL MANAGEMENT LP | Director | 11/05/2010 | 203,005,905 |
| Oaktree Capital Group Holdings GP, LLC | Director | 11/08/2010 | 60,200,003 |
| Oaktree Capital Group Holdings GP, LLC | Director | 11/05/2010 | 203,005,905 |
| Van Sweden R. Chad | Director | 11/08/2010 | 60,200,003 |
| Van Sweden R. Chad | Director | 11/05/2010 | 203,005,905 |
| GT SOLAR HOLDINGS, LLC | 10% Owner | 11/08/2010 | 60,200,003 |
| GT SOLAR HOLDINGS, LLC | 10% Owner | 11/05/2010 | 203,005,905 |
| Forth J Bradford | Director | 11/08/2010 | 60,200,003 |
| Forth J Bradford | Director | 11/05/2010 | 203,005,905 |
| Johnson Richard Ernest | VP-Finance, PAO | 10/31/2010 | 5,119 |
| Gutierrez Thomas | President and CEO | 10/29/2010 | 217,683 |
| KIM HO IL | V.P., Chief Adm. Off., GC | 10/15/2010 | 8,390 |
| Johnson Richard Ernest | VP-Finance, PAO | 09/30/2010 | 5,206 |
| Van Sweden R. Chad | Director | 09/21/2010 | 4,803,500 |
| OAKTREE CAPITAL MANAGEMENT LP | Director | 09/21/2010 | 4,803,500 |
| Forth J Bradford | Director | 09/21/2010 | 4,803,500 |
| Oaktree Capital Group Holdings GP, LLC | Director | 09/21/2010 | 4,803,500 |
| GT SOLAR HOLDINGS, LLC | 10% Owner | 09/21/2010 | 4,803,500 |
| Van Sweden R. Chad | Director | 09/15/2010 | 178,007,599 |
| Van Sweden R. Chad | Director | 09/15/2010 | 178,007,599 |
| Van Sweden R. Chad | Director | 09/15/2010 | 178,007,599 |
| GT SOLAR HOLDINGS, LLC | 10% Owner | 09/15/2010 | 178,007,599 |
| OAKTREE CAPITAL MANAGEMENT LP | Director | 09/15/2010 | 178,007,599 |
| Forth J Bradford | Director | 09/15/2010 | 178,007,599 |
| Oaktree Capital Group Holdings GP, LLC | Director | 09/15/2010 | 356,015,199 |
| Conaway John Michal | Director | 09/16/2010 | 70,020 |
| KIM HO IL | V.P., Chief Adm. Off., GC | 09/15/2010 | 7,121 |
| Johnson Richard Ernest | VP-Finance, PAO | 08/31/2010 | 4,808 |
| Johnson Richard Ernest | VP-Finance, PAO | 09/01/2010 | 13,158 |
| Tattersfield John J F | Vice President Operations | 09/01/2010 | 28,414 |
| KIM HO IL | V.P, Chief Adm.Officer, GC | 09/01/2010 | 28,414 |
| Keck David W | Vice President GM Polysilicon | 09/01/2010 | 29,852 |
| Gray David C | VP, GM, PV | 09/01/2010 | 28,414 |
| Ford Jeffrey John | Vice President GM, Asia | 09/01/2010 | 24,384 |
| KIM HO IL | V.P., Chief Adm. Off., GC | 08/15/2010 | 7,362 |
| Johnson Richard Ernest | VP-Finance, PAO | 07/31/2010 | 4,031 |
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