ClearBridge MLP and Midstream Fund Inc. (CEM) NEW YORK STOCK EXCHANGE INC.
$45.78 0.62 (1.37%)
Market Cap: $600.37M
As of 03/28/24 04:00 PM EDT. Market closed.
ClearBridge MLP and Midstream Fund Inc. (CEM)
NEW YORK STOCK EXCHANGE INC.
$45.78
0.62 (1.37%)
Market Cap: $600.37M
As of 03/28/24 04:00 PM EDT. Market closed.
legg mason and franklin templeton are now one firm. on friday, august 14th, this legg mason page will become inactive. please follow the @franklintempleton company page to continue to receive updates and insights: ... read more
legg mason and franklin templeton are now one firm. on friday, august 14th, this legg mason page will become inactive. please follow the @franklintempleton company page to continue to receive updates and insights: https://www.linkedin.com/company/franklin-templeton read less
Owner | Relationship | Date | Transaction | Cost | # Shares | Value($) | Total Shares | Form 4 |
Saba Capital Management, L.P. | 10% Owner | Dec 06, 2023 | Buy | $38.34 | 300 | 11,502 | 2,189,802 | Dec 07, 2023, 02:12 PM |
Saba Capital Management, L.P. | 10% Owner | Dec 05, 2023 | Buy | $38.63 | 22,986 | 887,949 | 2,189,502 | Dec 07, 2023, 02:12 PM |
Saba Capital Management, L.P. | 10% Owner | Dec 04, 2023 | Buy | $38.66 | 17,378 | 671,833 | 2,166,516 | Dec 05, 2023, 01:00 PM |
Saba Capital Management, L.P. | 10% Owner | Dec 01, 2023 | Buy | $38.78 | 13,440 | 521,203 | 2,149,138 | Dec 05, 2023, 01:00 PM |
Saba Capital Management, L.P. | 10% Owner | Nov 30, 2023 | Buy | $38.36 | 19,348 | 742,189 | 2,135,698 | Dec 01, 2023, 06:11 PM |
Saba Capital Management, L.P. | 10% Owner | Nov 29, 2023 | Buy | $37.39 | 26,440 | 988,592 | 2,116,350 | Dec 01, 2023, 06:11 PM |
Saba Capital Management, L.P. | 10% Owner | Nov 28, 2023 | Buy | $36.79 | 28,533 | 1,049,729 | 2,089,910 | Nov 28, 2023, 05:37 PM |
Saba Capital Management, L.P. | 10% Owner | Nov 10, 2023 | Buy | $35.95 | 4,893 | 175,903 | 2,061,377 | Nov 13, 2023, 10:22 AM |
Saba Capital Management, L.P. | 10% Owner | Nov 09, 2023 | Buy | $35.50 | 44,315 | 1,573,183 | 2,056,484 | Nov 13, 2023, 10:22 AM |
Saba Capital Management, L.P. | 10% Owner | Nov 08, 2023 | Buy | $35.47 | 59,909 | 2,124,972 | 2,012,169 | Nov 09, 2023, 10:04 AM |
Saba Capital Management, L.P. | 10% Owner | Nov 07, 2023 | Buy | $35.83 | 38,868 | 1,392,641 | 1,952,260 | Nov 09, 2023, 10:04 AM |
Saba Capital Management, L.P. | 10% Owner | Nov 06, 2023 | Buy | $36.51 | 9,103 | 332,351 | 1,913,392 | Nov 06, 2023, 07:08 PM |
Saba Capital Management, L.P. | 10% Owner | Nov 03, 2023 | Buy | $36.58 | 3,613 | 132,164 | 1,904,289 | Nov 06, 2023, 07:08 PM |
Saba Capital Management, L.P. | 10% Owner | Nov 02, 2023 | Buy | $36.41 | 87,614 | 3,190,026 | 1,900,676 | Nov 03, 2023, 04:19 PM |
Saba Capital Management, L.P. | 10% Owner | Nov 01, 2023 | Buy | $34.22 | 518 | 17,726 | 1,813,062 | Nov 03, 2023, 04:19 PM |
Saba Capital Management, L.P. | 10% Owner | Oct 31, 2023 | Buy | $34.32 | 4,578 | 157,117 | 1,812,544 | Oct 31, 2023, 06:18 PM |
Saba Capital Management, L.P. | 10% Owner | Oct 30, 2023 | Buy | $34.08 | 14,764 | 503,157 | 1,807,966 | Oct 31, 2023, 06:18 PM |
Saba Capital Management, L.P. | 10% Owner | Oct 27, 2023 | Buy | $34.40 | 44,184 | 1,519,930 | 1,793,202 | Oct 30, 2023, 11:05 AM |
Saba Capital Management, L.P. | 10% Owner | Oct 26, 2023 | Buy | $34.78 | 24,076 | 837,363 | 1,749,018 | Oct 30, 2023, 11:05 AM |
Saba Capital Management, L.P. | 10% Owner | Oct 25, 2023 | Buy | $35.03 | 14,113 | 494,378 | 1,724,942 | Oct 25, 2023, 05:43 PM |
Saba Capital Management, L.P. | 10% Owner | Oct 02, 2023 | Buy | $34.68 | 30,772 | 1,067,173 | 1,710,829 | Oct 03, 2023, 06:41 PM |
Saba Capital Management, L.P. | 10% Owner | Aug 18, 2023 | Buy | $37.14 | 30,622 | 1,137,301 | 1,680,057 | Aug 21, 2023, 01:01 PM |
Saba Capital Management, L.P. | 10% Owner | Aug 17, 2023 | Buy | $36.93 | 4,975 | 183,727 | 1,649,435 | Aug 21, 2023, 01:01 PM |
Saba Capital Management, L.P. | 10% Owner | Jul 31, 2023 | Buy | $37.19 | 2,668 | 99,223 | 1,644,460 | Aug 02, 2023, 01:15 PM |
Saba Capital Management, L.P. | 10% Owner | Jul 28, 2023 | Buy | $36.77 | 24,216 | 890,422 | 1,641,792 | Jul 31, 2023, 11:11 AM |
Saba Capital Management, L.P. | 10% Owner | Jul 27, 2023 | Buy | $36.55 | 6,701 | 244,922 | 1,617,576 | Jul 31, 2023, 11:11 AM |
Saba Capital Management, L.P. | 10% Owner | Jul 26, 2023 | Buy | $36.59 | 11,885 | 434,872 | 1,610,875 | Jul 26, 2023, 06:10 PM |
Saba Capital Management, L.P. | 10% Owner | Jul 21, 2023 | Buy | $35.98 | 26,288 | 945,842 | 1,598,990 | Jul 25, 2023, 03:01 PM |
Saba Capital Management, L.P. | 10% Owner | Jul 20, 2023 | Buy | $35.88 | 35,598 | 1,277,256 | 1,572,702 | Jul 21, 2023, 09:22 AM |
Saba Capital Management, L.P. | 10% Owner | Jul 19, 2023 | Buy | $35.60 | 11,677 | 415,701 | 1,537,104 | Jul 21, 2023, 09:22 AM |
Saba Capital Management, L.P. | 10% Owner | Jul 18, 2023 | Buy | $35.45 | 20,962 | 743,103 | 1,525,427 | Jul 19, 2023, 12:06 PM |
Saba Capital Management, L.P. | 10% Owner | Jul 17, 2023 | Buy | $34.94 | 44,435 | 1,552,559 | 1,504,465 | Jul 19, 2023, 12:06 PM |
Saba Capital Management, L.P. | 10% Owner | Jul 11, 2023 | Buy | $35.08 | 4,635 | 162,596 | 1,460,030 | Jul 11, 2023, 04:34 PM |
Saba Capital Management, L.P. | 10% Owner | Jul 05, 2023 | Buy | $34.77 | 9,396 | 326,699 | 1,455,395 | Jul 07, 2023, 03:35 PM |
Saba Capital Management, L.P. | 10% Owner | Jul 03, 2023 | Buy | $35.08 | 14,536 | 509,923 | 1,445,999 | Jul 05, 2023, 11:31 AM |
Saba Capital Management, L.P. | 10% Owner | Jun 30, 2023 | Buy | $34.87 | 18,897 | 658,938 | 1,431,463 | Jul 05, 2023, 11:31 AM |
Saba Capital Management, L.P. | 10% Owner | Jun 29, 2023 | Buy | $34.13 | 336 | 11,468 | 1,412,566 | Jun 30, 2023, 01:39 PM |
Saba Capital Management, L.P. | 10% Owner | Jun 28, 2023 | Buy | $33.34 | 2,166 | 72,214 | 1,412,230 | Jun 30, 2023, 01:39 PM |
Saba Capital Management, L.P. | 10% Owner | Jun 27, 2023 | Buy | $32.99 | 4 | 132 | 1,410,064 | Jun 28, 2023, 11:03 AM |
Saba Capital Management, L.P. | 10% Owner | Jun 26, 2023 | Buy | $32.91 | 13,202 | 434,478 | 1,410,060 | Jun 28, 2023, 11:03 AM |
Saba Capital Management, L.P. | 10% Owner | Jun 23, 2023 | Buy | $32.47 | 7,771 | 252,324 | 1,396,858 | Jun 26, 2023, 09:15 AM |
Saba Capital Management, L.P. | 10% Owner | Jun 22, 2023 | Buy | $32.90 | 1,620 | 53,298 | 1,389,087 | Jun 26, 2023, 09:15 AM |
Saba Capital Management, L.P. | 10% Owner | Jun 20, 2023 | Buy | $33.96 | 7,685 | 260,983 | 1,387,467 | Jun 22, 2023, 10:21 AM |
Saba Capital Management, L.P. | 10% Owner | Jun 16, 2023 | Buy | $34.10 | 9,364 | 319,312 | 1,379,782 | Jun 20, 2023, 12:45 PM |
Saba Capital Management, L.P. | 10% Owner | Jun 15, 2023 | Buy | $33.84 | 3,477 | 117,662 | 1,370,418 | Jun 20, 2023, 12:45 PM |
Saba Capital Management, L.P. | 10% Owner | Jun 14, 2023 | Buy | $33.49 | 18,702 | 626,330 | 1,366,941 | Jun 15, 2023, 02:58 PM |
GUARDIAN LIFE INSURANCE CO OF AMERICA | 10% Owner | Jan 08, 2023 | Sale | $100000.00 | 42 | 4,200,000 | 200,000 | Apr 10, 2023, 05:02 PM |
PRUDENTIAL FINANCIAL INC | 10% Owner | Nov 17, 2022 | Option Exercise | $100000.00 | 320 | 32,000,000 | 160 | Nov 21, 2022, 03:24 PM |
PRUDENTIAL FINANCIAL INC | 10% Owner | Nov 17, 2022 | Buy | $35.00 | 285,715 | 10,000,025 | 285,715 | Nov 21, 2022, 03:24 PM |
CRONIN DANIEL P | Director | Oct 05, 2022 | Sale | $32.51 | 2,476 | 80,493 | 0 | Oct 07, 2022, 11:22 AM |
HUTCHINSON WILLIAM R | Director | Dec 04, 2020 | Sale | $18.77 | 1,400 | 26,278 | 0 | Dec 07, 2020, 08:54 AM |
Eades Chris | Portfolio Manager | Nov 16, 2020 | Buy | $15.65 | 6,550 | 102,535 | 9,292 | Nov 18, 2020, 07:55 PM |
AMERICAN INTERNATIONAL GROUP INC | See Remarks | Mar 27, 2020 | Option Exercise | $1180402.45 | 2,884,804 | 3,405,229,703,568 | 2,051,901 | Mar 30, 2020, 01:49 PM |
AMERICAN INTERNATIONAL GROUP INC | See Remarks | Mar 25, 2020 | Option Exercise | $779633.10 | 1,887,255 | 1,471,366,467,616 | 3,494,306 | Mar 26, 2020, 04:16 PM |
AMERICAN INTERNATIONAL GROUP INC | See Remarks | Mar 23, 2020 | Option Exercise | $3674681.86 | 8,897,058 | 32,693,857,646,680 | 4,437,933 | Mar 25, 2020, 04:36 PM |
Clarfeld Michael | Portfolio Manager | Mar 13, 2020 | Buy | $3.12 | 5,000 | 15,579 | 7,000 | Mar 13, 2020, 03:07 PM |
CRONIN DANIEL P | Director | Mar 12, 2020 | Buy | $3.60 | 5,000 | 18,018 | 10,066 | Mar 12, 2020, 02:03 PM |
Agdern Robert D | Director | Dec 19, 2019 | Sale | $11.50 | 3,095 | 35,593 | 0 | Dec 23, 2019, 11:31 AM |
COHEN HARRY D | Man. Dir & CIO of Subadviser | Nov 21, 2019 | Sale | $9.91 | 7,234 | 71,717 | 7,215 | Dec 02, 2019, 12:19 PM |
COHEN HARRY D | Man. Dir & CIO of Subadviser | Oct 28, 2019 | Sale | $10.70 | 1,738 | 18,600 | 0 | Oct 30, 2019, 08:31 AM |
Glasser Scott | Co-Chief Inv. Officer Sub Adv. | Dec 31, 2018 | Sale | $10.30 | 24,584 | 253,208 | 0 | Jan 03, 2019, 09:54 AM |
Freeman Richard A | Portfolio Manager of the Fund | Dec 28, 2018 | Sale | $10.12 | 31,421 | 317,968 | 0 | Jan 02, 2019, 11:57 AM |
Freeman Richard A | Portfolio Manager of the Fund | Dec 26, 2018 | Sale | $9.83 | 26,611 | 261,645 | 31,421 | Dec 28, 2018, 12:04 PM |
Murphy Terrence | CEO of Subadviser | Dec 12, 2018 | Sale | $11.39 | 6,479 | 73,815 | 0 | Dec 14, 2018, 09:53 AM |
COHEN HARRY D | Man. Dir & CIO of Subadviser | Dec 10, 2018 | Sale | $11.25 | 58,784 | 661,520 | 1,738 | Dec 12, 2018, 04:39 PM |
COHEN HARRY D | Man. Dir & CIO of Subadviser | Dec 10, 2018 | Sale | $11.25 | 58,784 | 661,520 | 1,738 | Dec 12, 2018, 02:37 PM |
MANNING BARBARA BROOKE | CCO/GC of Subadviser | Dec 04, 2018 | Sale | $12.12 | 1,608 | 19,490 | 0 | Dec 06, 2018, 12:05 PM |
HUTCHINSON WILLIAM R | Director | May 14, 2018 | Buy | $14.76 | 7,000 | 103,306 | 7,000 | May 15, 2018, 10:23 AM |
COLMAN CAROL L | Director | Mar 12, 2018 | Buy | $14.48 | 2,000 | 28,960 | 8,120 | Mar 12, 2018, 02:21 PM |
COLMAN CAROL L | Director | Mar 08, 2018 | Buy | $14.15 | 5,000 | 70,728 | 6,120 | Mar 12, 2018, 10:56 AM |
Eades Chris | Portfolio Manager | Dec 11, 2017 | Buy | $13.71 | 1,830 | 25,090 | 6,430 | Dec 12, 2017, 01:14 PM |
Vanderlee Peter | Portfolio Manager of the Fund | Dec 07, 2017 | Sale | $12.88 | 500 | 6,440 | 2,800 | Dec 08, 2017, 11:42 AM |
Eades Chris | Portfolio Manager | Sep 13, 2017 | Buy | $14.96 | 1,000 | 14,959 | 4,600 | Sep 14, 2017, 02:11 PM |
Eades Chris | Portfolio Manager | May 31, 2017 | Buy | $15.68 | 1,600 | 25,093 | 3,600 | Jun 01, 2017, 11:45 AM |
AMERICAN INTERNATIONAL GROUP INC | See Remarks | Feb 12, 2016 | Option Exercise | $1728082.19 | 4,227,408 | 7,305,308,493,662 | 8,886,463 | Apr 28, 2017, 05:55 PM |
Vanderlee Peter | Portfolio Manager of the Fund | Dec 20, 2016 | Buy | $15.29 | 300 | 4,587 | 3,300 | Dec 22, 2016, 12:20 PM |
Freeman Richard A | Portfolio Manager of the Fund | Dec 19, 2016 | Sale | $15.06 | 6,601 | 99,378 | 47,877 | Dec 21, 2016, 04:34 PM |
KAMERICK EILEEN A | Director | Sep 16, 2016 | Buy | $15.38 | 1,382 | 21,262 | 1,382 | Sep 19, 2016, 03:37 PM |
Agdern Robert D | Director | Jul 21, 2016 | Buy | $16.07 | 3,095 | 49,727 | 3,095 | Jul 25, 2016, 05:49 PM |
PRUDENTIAL FINANCIAL INC | 10% Owner | Feb 24, 2016 | Option Exercise | $103132.00 | 420 | 43,315,440 | 160 | Feb 26, 2016, 03:40 PM |
PRUDENTIAL FINANCIAL INC | 10% Owner | Feb 24, 2016 | Option Exercise | $102958.00 | 152 | 15,649,616 | 58 | Feb 26, 2016, 03:40 PM |
COHEN HARRY D | Man. Dir & CIO of Subadviser | Dec 07, 2015 | Buy | $13.97 | 10,000 | 139,720 | 57,479 | Dec 09, 2015, 05:07 PM |
COHEN HARRY D | Man. Dir & CIO of Subadviser | Dec 01, 2015 | Buy | $18.52 | 15,000 | 277,800 | 46,666 | Dec 03, 2015, 04:49 PM |
HUTCHINSON WILLIAM R | Director | Sep 25, 2015 | Sale | $19.27 | 3,499 | 67,418 | 0 | Sep 29, 2015, 09:44 PM |
HUTCHINSON WILLIAM R | Director | Sep 25, 2015 | Sale | $19.27 | 2,501 | 48,187 | 0 | Sep 29, 2015, 09:44 PM |
COLMAN CAROL L | Director | Sep 10, 2015 | Sale | $21.06 | 2,000 | 42,120 | 1,120 | Sep 14, 2015, 05:21 PM |
Vanderlee Peter | Jul 28, 2015 | Buy | $21.85 | 500 | 10,925 | 3,000 | Jul 29, 2015, 11:40 AM | |
Fuller Kenneth | CEO, Pres. & Chairman | Mar 03, 2015 | Buy | $26.65 | 300 | 7,995 | 300 | Mar 05, 2015, 03:58 PM |
MASSACHUSETTS MUTUAL LIFE INSURANCE CO | 10% Owner | Apr 30, 2014 | Buy | $1.00 | 3,600,000 | 3,600,000 | 3,600,000 | May 02, 2014, 04:29 PM |
MASSACHUSETTS MUTUAL LIFE INSURANCE CO | 10% Owner | Apr 30, 2014 | Buy | $1.00 | 1,150,000 | 1,150,000 | 1,150,000 | May 02, 2014, 04:29 PM |
MASSACHUSETTS MUTUAL LIFE INSURANCE CO | 10% Owner | Apr 30, 2014 | Buy | $1.00 | 2,500,000 | 2,500,000 | 2,500,000 | May 02, 2014, 04:29 PM |
MASSACHUSETTS MUTUAL LIFE INSURANCE CO | 10% Owner | Apr 30, 2014 | Buy | $1.00 | 17,750,000 | 17,750,000 | 17,750,000 | May 02, 2014, 04:29 PM |
Eades Chris | Jun 26, 2013 | Buy | $27.01 | 1,000 | 27,008 | 2,000 | Jun 28, 2013, 02:45 PM | |
COHEN HARRY D | Man. Dir. & CIO of Subadviser | Jan 02, 2013 | Buy | $23.79 | 4,000 | 95,141 | 4,138 | Jan 04, 2013, 06:19 PM |
COHEN HARRY D | Man. Dir. & CIO of Subadviser | Aug 15, 2011 | Buy | $21.36 | 5,000 | 106,800 | 26,073 | Nov 29, 2011, 04:53 PM |
COHEN HARRY D | Aug 15, 2011 | Buy | $22.08 | 5,000 | 110,380 | 20,697 | Aug 15, 2011, 04:40 PM | |
COHEN HARRY D | Man.Dir & CIO of Subadviser | Jun 08, 2011 | Buy | $21.19 | 5,000 | 105,950 | 15,698 | Jun 09, 2011, 03:05 PM |
Murphy Terrence | Dir, Pres, CFO & COO of Subavr | Jun 08, 2011 | Buy | $21.21 | 1,000 | 21,210 | 3,611 | Jun 09, 2011, 02:59 PM |
Freeman Richard A | Portfolio Manager of the Fund | Jun 08, 2011 | Buy | $21.08 | 10,000 | 210,800 | 36,744 | Jun 09, 2011, 12:17 PM |
COLMAN CAROL L | Director | Jan 24, 2011 | Buy | $21.71 | 2,000 | 43,420 | 3,000 | Jan 25, 2011, 02:57 PM |
Clarfeld Michael ` | Portfolio Manager of the Fund | Aug 27, 2010 | Buy | $19.97 | 1,000 | 19,970 | 2,000 | Aug 27, 2010, 02:59 PM |
Murphy Terrence | CFO of Legg Mason | Aug 19, 2010 | Buy | $20.25 | 1,000 | 20,250 | 2,500 | Aug 20, 2010, 05:21 PM |
Eades Chris | Man. Dir. & CIO of Subadviser | Aug 12, 2010 | Buy | $20.07 | 1,000 | 20,067 | 1,000 | Aug 16, 2010, 05:17 PM |
Fund | # Shares Owned | % of Portfolio | % Change | Investing Style |
---|---|---|---|---|
ALPINE GLOBAL MANAGEMENT, LLC | 67,400 | 0.86% | 103.01% | Event Driven |
KAYNE ANDERSON CAPITAL ADVISORS LP | 34,840 | 0.04% | No change | Other |
BLACKSTONE INC. | 14,754 | 0.00266% | No change | Other |
BULLDOG INVESTORS, LLP | 8,213 | 0.11% | New | Activists |