Advent Convertible and Income Fund. (AVK) NEW YORK STOCK EXCHANGE INC.

$11.42 (0.16) (-1.34%)

Market Cap: $400.25M

As of 04/25/24 02:32 PM EDT. Market open.

(AVK)

Advent Convertible and Income Fund. (AVK)
NEW YORK STOCK EXCHANGE INC.

$11.42
(0.16) (-1.34%)

Market Cap: $400.25M

As of 04/25/24 02:32 PM EDT. Market open.

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for more than 20 years, rydex|sgi has been dedicated to helping investors and financial professionals navigate diverse market conditions with confidence. we are structured around five core competencies, which we believe are essential to modern, diversified portfolios: fundamental active alpha (equity and fixed-income); alternative assets and strategies; opportunistic; target beta; and asset ... read more

COMPANY PROFILE
Sector
Finance and Insurance
Industry
Securities and Commodity Exchanges
CEO
Tracy Maitland
Full Time Employees
68
URL
Address
227 W Monroe St, Illinois, Chicago, 60606-5055.
Sector
Finance and Insurance
Industry
Securities and Commodity Exchanges
CEO
Tracy Maitland
Full Time Employees
68
URL
Address
227 W Monroe St, Illinois, Chicago, 60606-5055.
PRICE CHART FOR ADVENT CONVERTIBLE AND INCOME FUND
1w
1m
3m
6m
YTD
1y
5y
MAX
From: To:
NEWS
INSIDEARBITRAGE ARTICLES
KEY STATS
Open
$11.38
Previous Close
$11.57
Days Range
$11.47 - $11.75
52 week range
$8.68 - $11.95
Volume
120,489
Avg. Volume (30 days)
142,310
Market Cap
$400.25M
Dividend Yield
11.49%
P/E
-
Shares Outstanding
34,593,769
Open
$11.38
Previous Close
$11.57
Days Range
$11.47 - $11.75
52 week range
$8.68 - $11.95
Volume
120,489
Avg. Volume (30 days)
142,310
Market Cap
$400.25M
Dividend Yield
11.49%
P/E
-
Shares Outstanding
34,593,769
FINANCIAL STATEMENTS FOR ADVENT CONVERTIBLE AND INCOME FUND
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INSIDER TRANSACTIONS FOR ADVENT CONVERTIBLE AND INCOME FUND
OwnerRelationshipDateTransactionCost# SharesValue($)Total SharesForm 4
Stuebe Nancy E.DirectorFeb 02, 2024 Buy$11.864004,7453,933Feb 02, 2024, 01:11 PM
MAITLAND TRACY VCHAIRMAN, PRESIDENT & CEODec 20, 2023 Sale$11.177,16380,01134,087Dec 22, 2023, 11:56 AM
Stuebe Nancy E.DirectorNov 08, 2023 Buy$10.254004,1003,423Nov 08, 2023, 12:16 PM
Stuebe Nancy E.DirectorAug 02, 2023 Buy$11.843754,4402,922Aug 02, 2023, 10:12 AM
MAITLAND TRACY VCHAIRMAN, PRESIDENT & CEOJul 18, 2023 Sale$11.7219,048223,19141,250Jul 18, 2023, 04:50 PM
MAITLAND TRACY VCHAIRMAN, PRESIDENT & CEOJul 17, 2023 Sale$11.6810,000116,78060,298Jul 18, 2023, 04:50 PM
MAITLAND TRACY VCHAIRMAN, PRESIDENT & CEOJul 14, 2023 Sale$11.6830,000350,31070,298Jul 18, 2023, 04:50 PM
ADVENT CAPITAL MANAGEMENT /DE/INVESTMENT MANAGERJul 18, 2023 Sale$11.7219,048223,1910Jul 18, 2023, 04:47 PM
ADVENT CAPITAL MANAGEMENT /DE/INVESTMENT MANAGERJul 17, 2023 Sale$11.6810,000116,78019,048Jul 18, 2023, 04:47 PM
ADVENT CAPITAL MANAGEMENT /DE/INVESTMENT MANAGERJul 14, 2023 Sale$11.6830,000350,31029,048Jul 18, 2023, 04:47 PM
Stuebe Nancy E.DirectorMay 16, 2023 Buy$11.593453,9972,473Jun 13, 2023, 04:49 PM
Stuebe Nancy E.DirectorMay 16, 2023 Buy$11.593453,9972,819May 17, 2023, 10:53 AM
Stuebe Nancy E.DirectorJan 26, 2023 Buy$12.364004,9462,050Jan 26, 2023, 04:00 PM
Stuebe Nancy E.DirectorOct 24, 2022 Buy$10.714504,8201,605Oct 24, 2022, 11:04 AM
Stuebe Nancy E.DirectorMay 13, 2022 Buy$12.842753,5321,104May 13, 2022, 10:16 AM
Stuebe Nancy E.DirectorMar 11, 2022 Buy$14.682593,802816Mar 14, 2022, 10:19 AM
Barnes Randall CDirectorJan 13, 2022 Buy$17.871,37024,48211,355Jan 13, 2022, 12:48 PM
Barnes Randall CDirectorJan 10, 2022 Buy$18.201,00018,2009,985Jan 11, 2022, 10:31 AM
Stuebe Nancy E.DirectorDec 30, 2021 Buy$17.951953,501549Jan 07, 2022, 04:57 PM
Stuebe Nancy E.DirectorSep 20, 2021 Buy$18.901853,496354Jan 07, 2022, 04:57 PM
Stuebe Nancy E.DirectorJun 07, 2021 Buy$19.461693,289169Jan 07, 2022, 04:57 PM
Barnes Randall CDirectorJan 04, 2022 Buy$18.251,00018,2508,985Jan 05, 2022, 11:11 AM
Barnes Randall CDirectorDec 30, 2021 Buy$17.751,00017,7507,985Dec 30, 2021, 10:25 AM
MAITLAND TRACY VCHAIRMAN, PRESIDENT & CEODec 29, 2021 Sale$17.7719,000337,586100,298Dec 29, 2021, 05:00 PM
MAITLAND TRACY VCHAIRMAN, PRESIDENT & CEODec 28, 2021 Sale$17.7025,000442,545119,298Dec 29, 2021, 05:00 PM
MAITLAND TRACY VCHAIRMAN, PRESIDENT & CEODec 27, 2021 Sale$17.8950,000894,370144,298Dec 29, 2021, 05:00 PM
ADVENT CAPITAL MANAGEMENT /DE/INVESTMENT MANAGERDec 29, 2021 Sale$17.7719,000337,58659,048Dec 29, 2021, 04:57 PM
ADVENT CAPITAL MANAGEMENT /DE/INVESTMENT MANAGERDec 28, 2021 Sale$17.7025,000442,54578,048Dec 29, 2021, 04:57 PM
ADVENT CAPITAL MANAGEMENT /DE/INVESTMENT MANAGERDec 27, 2021 Sale$17.8950,000894,370103,048Dec 29, 2021, 04:57 PM
SEIZERT GERALD LDirectorNov 22, 2021 Sale$18.5270012,9661,000Nov 24, 2021, 02:42 PM
SEIZERT GERALD LDirectorNov 22, 2021 Sale$18.525,00092,6176,115Nov 24, 2021, 02:42 PM
SEIZERT GERALD LDirectorNov 22, 2021 Sale$18.525,00092,6176,816Nov 24, 2021, 02:42 PM
SEIZERT GERALD LDirectorNov 22, 2021 Sale$18.5213,190244,32410,763Nov 24, 2021, 02:42 PM
Barnes Randall CDirectorJul 19, 2021 Buy$18.1764011,6296,986Jul 20, 2021, 10:32 AM
SEIZERT GERALD LDirectorJan 31, 2020 Sale$15.4815,395238,3087,739Feb 05, 2020, 04:39 PM
SEIZERT GERALD LDirectorJan 31, 2020 Sale$15.4713,124203,04111,816Feb 05, 2020, 04:39 PM
SEIZERT GERALD LDirectorJan 30, 2020 Sale$15.4927,072419,3267,024Jan 31, 2020, 03:41 PM
SEIZERT GERALD LDirectorJan 30, 2020 Sale$15.5314,290221,91514,290Jan 31, 2020, 03:41 PM
SEIZERT GERALD LDirectorJan 29, 2020 Sale$15.6418,249285,3580Jan 31, 2020, 03:41 PM
ADVENT CAPITAL MANAGEMENT /DE/Investment ManagerJan 16, 2019 Buy$13.6121,000285,762151,508Dec 23, 2019, 09:51 AM
MAITLAND TRACY VChairman, President & CEOJan 16, 2019 Buy$13.6121,000285,762192,758Dec 23, 2019, 09:48 AM
SMART MICHAEL ADirectorSep 10, 2019 Buy$14.243434,808Sep 10, 2019, 04:09 PM
SMART MICHAEL ADirectorSep 03, 2019 Buy$14.244,69766,8734,805Sep 03, 2019, 07:04 PM
SMART MICHAEL ADirectorApr 12, 2019 Sale$14.953675,487108Apr 15, 2019, 10:29 AM
SMART MICHAEL ADirectorApr 11, 2019 Sale$15.001,03315,495475Apr 15, 2019, 10:29 AM
SMART MICHAEL ADirectorFeb 13, 2019 Sale$14.501,50021,7501,508Feb 13, 2019, 03:44 PM
SEIZERT GERALD LDirectorJan 29, 2019 Option Exercise$13.7222,356306,72424,940Jan 30, 2019, 04:24 PM
SEIZERT GERALD LDirectorJan 29, 2019 Option Exercise$13.7222,356306,7240Jan 30, 2019, 04:24 PM
MAITLAND TRACY VChairman, President & CEOJan 16, 2019 Buy$13.6121,000285,762177,250Jan 16, 2019, 05:13 PM
ADVENT CAPITAL MANAGEMENT /DE/Investment ManagerJan 16, 2019 Buy$13.6121,000285,762136,000Jan 16, 2019, 05:13 PM
MAITLAND TRACY VChairman, President & CEOJan 09, 2019 Buy$13.5315,000203,010156,250Jan 11, 2019, 04:18 PM
ADVENT CAPITAL MANAGEMENT /DE/Investment ManagerJan 09, 2019 Buy$13.5315,000203,010115,000Jan 11, 2019, 04:18 PM
SMART MICHAEL ADirectorDec 28, 2018 Sale$12.431401,7413,000Dec 31, 2018, 03:03 PM
MEDINA DEREKDirectorDec 28, 2018 Buy$12.564,09951,4737,000Dec 28, 2018, 05:21 PM
SMART MICHAEL ADirectorDec 26, 2018 Sale$12.272402,9443,400Dec 27, 2018, 04:45 PM
SMART MICHAEL ADirectorDec 27, 2018 Sale$12.282603,1933,140Dec 27, 2018, 04:45 PM
MAITLAND TRACY VChairman, President & CEOOct 10, 2018 Buy$14.7020,000293,958141,250Oct 12, 2018, 01:25 PM
ADVENT CAPITAL MANAGEMENT /DE/Investment ManagerOct 10, 2018 Buy$14.7020,000293,958100,000Oct 12, 2018, 01:24 PM
MAITLAND TRACY VChairman, President & CEOSep 27, 2018 Buy$15.696,00094,154121,250Oct 01, 2018, 04:14 PM
ADVENT CAPITAL MANAGEMENT /DE/Investment ManagerSep 27, 2018 Buy$15.696,00094,15480,000Oct 01, 2018, 04:13 PM
ADVENT CAPITAL MANAGEMENT /DE/Investment ManagerSep 10, 2018 Buy$15.7112,000188,46474,000Sep 11, 2018, 11:09 AM
ADVENT CAPITAL MANAGEMENT /DE/Investment ManagerSep 07, 2018 Buy$15.7012,000188,37062,000Sep 11, 2018, 11:09 AM
MAITLAND TRACY VChairman, President & CEOSep 10, 2018 Buy$15.7112,000188,464115,250Sep 11, 2018, 11:05 AM
MAITLAND TRACY VChairman, President & CEOSep 07, 2018 Buy$15.7012,000188,370103,250Sep 11, 2018, 11:05 AM
SEIZERT GERALD LDirectorSep 06, 2018 Buy$15.661,70026,617141,281Sep 07, 2018, 04:58 PM
SEIZERT GERALD LDirectorSep 06, 2018 Buy$15.653,50054,775139,581Sep 07, 2018, 04:58 PM
SEIZERT GERALD LDirectorSep 06, 2018 Buy$15.662,00031,320136,081Sep 07, 2018, 04:58 PM
SEIZERT GERALD LDirectorSep 06, 2018 Buy$15.6916,500258,892134,081Sep 07, 2018, 04:58 PM
MAITLAND TRACY VChairman, President & CEOSep 06, 2018 Buy$15.6838,000595,97791,250Sep 06, 2018, 05:40 PM
MAITLAND TRACY VChairman, President & CEOSep 05, 2018 Buy$15.6912,000188,26653,250Sep 06, 2018, 05:40 PM
ADVENT CAPITAL MANAGEMENT /DE/Investment ManagerSep 06, 2018 Buy$15.6838,000595,97750,000Sep 06, 2018, 05:39 PM
ADVENT CAPITAL MANAGEMENT /DE/Investment ManagerSep 05, 2018 Buy$15.6912,000188,26612,000Sep 06, 2018, 05:39 PM
Huang TonyV.P. & Assistant SecretarySep 05, 2018 Buy$15.662,06632,3627,100Sep 05, 2018, 03:19 PM
MAITLAND TRACY VChairman, President & CEOAug 27, 2018 Option Exercise$0.4725,61411,91441,251Aug 29, 2018, 10:51 AM
MEDINA DEREKDirectorAug 27, 2018 Option Exercise$0.431,7517532,902Aug 28, 2018, 04:42 PM
SEIZERT GERALD LDirectorAug 27, 2018 Option Exercise$0.4262,68726,315117,581Aug 28, 2018, 03:19 PM
SMART MICHAEL ADirectorAug 27, 2018 Option Exercise$0.432,4001,0353,650Aug 28, 2018, 03:16 PM
LATRONICA PAULPortfolio ManagerAug 27, 2018 Option Exercise$0.403,6831,4674,072Aug 28, 2018, 03:15 PM
Huang TonyV.P. & Assistant SecretaryAug 27, 2018 Option Exercise$0.484,9352,3475,035Aug 28, 2018, 03:12 PM
Black DanielDirectorAug 27, 2018 Option Exercise$0.435,8402,49510,874Aug 28, 2018, 03:10 PM
NYBERG RONALDDirectorAug 27, 2018 Option Exercise$0.441,4356363,350Aug 28, 2018, 03:05 PM
Barnes Randall CDirectorAug 27, 2018 Option Exercise$0.433,9641,6896,346Aug 28, 2018, 02:56 PM
Saba Capital Management, L.P.10% OwnerSep 01, 2017 Sale$16.216,609107,1322,357,824Sep 05, 2017, 11:40 AM
Saba Capital Management, L.P.10% OwnerAug 31, 2017 Sale$16.1716,681269,7322,364,433Sep 05, 2017, 11:40 AM
Saba Capital Management, L.P.10% OwnerAug 30, 2017 Sale$16.0736,486586,3302,381,114Sep 05, 2017, 11:40 AM
Saba Capital Management, L.P.10% OwnerAug 29, 2017 Sale$16.0241,399663,2122,417,600Aug 30, 2017, 11:18 AM
Saba Capital Management, L.P.10% OwnerAug 28, 2017 Sale$16.042,20035,2882,458,999Aug 30, 2017, 11:18 AM
Saba Capital Management, L.P.10% OwnerAug 24, 2017 Sale$15.998,120129,8392,470,999Aug 28, 2017, 12:04 PM
Saba Capital Management, L.P.10% OwnerAug 25, 2017 Sale$16.079,800157,4862,461,199Aug 28, 2017, 12:04 PM
Saba Capital Management, L.P.10% OwnerAug 23, 2017 Sale$15.9816,554264,5332,479,119Aug 24, 2017, 11:42 AM
Saba Capital Management, L.P.10% OwnerAug 22, 2017 Sale$15.998,059128,8632,495,673Aug 24, 2017, 11:42 AM
Saba Capital Management, L.P.10% OwnerAug 21, 2017 Sale$16.001,06317,0082,503,732Aug 22, 2017, 02:55 PM
Saba Capital Management, L.P.10% OwnerAug 17, 2017 Sale$16.047,210115,6482,504,795Aug 18, 2017, 11:52 AM
Saba Capital Management, L.P.10% OwnerAug 10, 2017 Sale$16.188,500137,5302,512,005Aug 14, 2017, 12:37 PM
Saba Capital Management, L.P.10% OwnerAug 08, 2017 Sale$16.3936,803603,2012,520,505Aug 10, 2017, 01:09 PM
Saba Capital Management, L.P.10% OwnerAug 07, 2017 Sale$16.422,00032,8402,557,308Aug 08, 2017, 12:21 PM
Saba Capital Management, L.P.10% OwnerAug 04, 2017 Sale$16.472,18535,9872,559,308Aug 08, 2017, 12:21 PM
Saba Capital Management, L.P.10% OwnerAug 03, 2017 Sale$16.4731,032511,0972,561,493Aug 03, 2017, 04:36 PM
Saba Capital Management, L.P.10% OwnerAug 02, 2017 Sale$16.532,12035,0442,592,525Aug 03, 2017, 04:36 PM
Saba Capital Management, L.P.10% OwnerAug 01, 2017 Sale$16.7130,684512,7302,594,645Aug 03, 2017, 04:36 PM
Saba Capital Management, L.P.10% OwnerJan 17, 2017 Buy$15.031,89928,5422,625,329Jan 19, 2017, 02:09 PM
Saba Capital Management, L.P.10% OwnerJan 09, 2017 Buy$15.2611,012168,0432,623,430Jan 10, 2017, 10:19 AM
Saba Capital Management, L.P.10% OwnerJan 06, 2017 Buy$15.274,31265,8442,612,418Jan 10, 2017, 10:19 AM
Saba Capital Management, L.P.10% OwnerJan 05, 2017 Buy$14.962,90043,3842,608,106Jan 06, 2017, 02:14 PM
Saba Capital Management, L.P.10% OwnerJan 04, 2017 Buy$14.8710,700159,1092,605,206Jan 06, 2017, 02:14 PM
Saba Capital Management, L.P.10% OwnerDec 29, 2016 Buy$14.661,60023,4562,594,506Jan 03, 2017, 10:44 AM
Saba Capital Management, L.P.10% OwnerDec 19, 2016 Buy$14.6613,329195,4032,589,383Dec 22, 2016, 11:34 AM
Saba Capital Management, L.P.10% OwnerDec 21, 2016 Buy$14.683,52351,7182,592,906Dec 22, 2016, 11:34 AM
Saba Capital Management, L.P.10% OwnerDec 16, 2016 Buy$14.6627,701406,0972,576,054Dec 19, 2016, 11:24 AM
Saba Capital Management, L.P.10% OwnerDec 15, 2016 Buy$14.6333,998497,3912,548,353Dec 19, 2016, 11:24 AM
Saba Capital Management, L.P.10% OwnerDec 14, 2016 Buy$14.6119,971291,7762,514,355Dec 15, 2016, 10:42 AM
Saba Capital Management, L.P.10% OwnerDec 13, 2016 Buy$14.482,60937,7782,494,384Dec 15, 2016, 10:42 AM
Saba Capital Management, L.P.10% OwnerDec 12, 2016 Buy$14.456,67296,4102,491,775Dec 13, 2016, 11:47 AM
Saba Capital Management, L.P.10% OwnerDec 09, 2016 Buy$14.4715,541224,8782,485,103Dec 13, 2016, 11:47 AM
Saba Capital Management, L.P.10% OwnerDec 08, 2016 Buy$14.4224,739356,7362,469,562Dec 09, 2016, 11:16 AM
SEIZERT GERALD LDirectorNov 04, 2016 Buy$13.425,00067,11515,659Nov 07, 2016, 02:51 PM
SEIZERT GERALD LDirectorNov 04, 2016 Buy$13.421,00013,4151,029Nov 07, 2016, 02:51 PM
SEIZERT GERALD LDirectorNov 04, 2016 Buy$13.424,00053,6749,029Nov 07, 2016, 02:51 PM
Saba Capital Management, L.P.10% OwnerNov 02, 2016 Buy$13.621,24316,9302,444,823Nov 03, 2016, 02:20 PM
Saba Capital Management, L.P.10% OwnerSep 01, 2016 Buy$15.083,21348,4522,442,180Sep 06, 2016, 11:50 AM
Saba Capital Management, L.P.10% OwnerSep 02, 2016 Buy$15.191,40021,2662,443,580Sep 06, 2016, 11:50 AM
Saba Capital Management, L.P.10% OwnerAug 12, 2016 Buy$14.694,88371,7312,423,531Aug 15, 2016, 01:13 PM
Saba Capital Management, L.P.10% OwnerAug 11, 2016 Buy$14.676,43694,4162,418,648Aug 15, 2016, 01:13 PM
Saba Capital Management, L.P.10% OwnerAug 10, 2016 Buy$14.695,13875,4772,412,212Aug 15, 2016, 01:13 PM
Black DanielDirectorJan 05, 2016 Buy$13.712,00027,4204,031Jan 05, 2016, 03:33 PM
SEIZERT GERALD LDirectorAug 26, 2015 Buy$14.556,50094,60148,100Aug 27, 2015, 02:19 PM
SEIZERT GERALD LDirectorAug 14, 2015 Buy$15.5530,912480,68241,600Aug 27, 2015, 01:57 PM
SEIZERT GERALD LDirectorAug 14, 2015 Buy$15.5530,912480,68261,671Aug 27, 2015, 01:38 PM
LATRONICA PAULJan 12, 2015 Buy$16.243004,872300Feb 09, 2015, 12:14 PM
LATRONICA PAULJan 12, 2015 Sale$16.223004,8660Feb 09, 2015, 12:14 PM
Huang TonyV.P. & Assistant SecretaryJan 16, 2015 Buy$6.2710,00062,70010,000Jan 26, 2015, 03:41 PM
LATRONICA PAULPortfolio ManagerJan 12, 2015 Buy$16.243004,872300Jan 16, 2015, 12:33 PM
LATRONICA PAULPortfolio ManagerJan 12, 2015 Sale$16.223004,8660Jan 16, 2015, 12:33 PM
SEIZERT GERALD LDirectorDec 30, 2014 Buy$16.242,50040,60030,759Dec 30, 2014, 05:22 PM
SEIZERT GERALD LDirectorDec 30, 2014 Buy$16.252,00032,50028,259Dec 30, 2014, 05:18 PM
Barnes Randall CDirectorOct 10, 2014 Buy$16.661,00016,6592,382Oct 14, 2014, 12:08 PM
Barnes Randall CDirectorFeb 18, 2014 Sale$18.782,38844,8470Feb 20, 2014, 12:47 PM
Barnes Randall CDirectorJan 22, 2014 Sale$18.771,00018,7702,389Jan 22, 2014, 05:44 PM
Barnes Randall CDirectorJan 09, 2014 Sale$18.742,00037,4803,389Jan 22, 2014, 05:44 PM
Barnes Randall CDirectorJan 22, 2014 Sale$18.762,00037,5200Jan 22, 2014, 05:44 PM
SEIZERT GERALD LDirectorJan 02, 2014 Buy$18.333,00054,98225,414Jan 02, 2014, 03:17 PM
NYBERG RONALDDirectorDec 23, 2013 Buy$18.454518,3211,973Dec 26, 2013, 04:44 PM
SMART MICHAEL ADirectorJan 14, 2013 Buy$16.892504,2221,250Jan 14, 2013, 06:27 PM
SMART MICHAEL ADirectorDec 27, 2012 Buy$15.826009,4911,000Dec 27, 2012, 01:55 PM
SEIZERT GERALD LDirectorDec 18, 2012 Buy$15.961,50023,93722,058Dec 20, 2012, 02:51 PM
Black DanielDirectorDec 11, 2012 Sale$16.042,70043,3081,775Dec 11, 2012, 02:40 PM
BANK OF AMERICA CORP /DE/10% OwnerOct 25, 2011 Buy$14.931001,493100Oct 31, 2011, 02:33 PM
BANK OF AMERICA CORP /DE/10% OwnerOct 25, 2011 Sale$14.991001,4990Oct 31, 2011, 02:33 PM
BANK OF AMERICA CORP /DE/10% OwnerMay 03, 2011 Buy$19.421633,165163Jul 11, 2011, 05:16 PM
BANK OF AMERICA CORP /DE/10% OwnerMay 26, 2011 Buy$19.153005,745300Jul 11, 2011, 05:16 PM
BANK OF AMERICA CORP /DE/10% OwnerMay 24, 2011 Buy$19.123005,737300Jul 11, 2011, 05:16 PM
BANK OF AMERICA CORP /DE/10% OwnerMay 26, 2011 Sale$19.003005,7000Jul 11, 2011, 05:16 PM
BANK OF AMERICA CORP /DE/10% OwnerMay 24, 2011 Sale$19.083005,7240Jul 11, 2011, 05:16 PM
BANK OF AMERICA CORP /DE/10% OwnerMay 03, 2011 Sale$19.371633,1570Jul 11, 2011, 05:16 PM
BANK OF AMERICA CORP /DE/10% OwnerMay 26, 2011 Buy$9.388007,504800Jul 11, 2011, 05:15 PM
BANK OF AMERICA CORP /DE/10% OwnerMay 24, 2011 Buy$9.472001,894200Jul 11, 2011, 05:15 PM
BANK OF AMERICA CORP /DE/10% OwnerMay 26, 2011 Sale$9.458007,5600Jul 11, 2011, 05:15 PM
BANK OF AMERICA CORP /DE/10% OwnerMay 24, 2011 Sale$9.512001,9020Jul 11, 2011, 05:15 PM
MEDINA DEREKDirectorJun 13, 2011 Buy$18.0260010,8121,150Jun 15, 2011, 01:15 PM
BANK OF AMERICA CORP /DE/10% OwnerJun 06, 2011 Buy$18.60601,11660Jun 08, 2011, 05:15 PM
BANK OF AMERICA CORP /DE/10% OwnerJun 06, 2011 Sale$18.60601,1160Jun 08, 2011, 05:15 PM
BANK OF AMERICA CORP /DE/10% OwnerApr 21, 2011 Buy$19.6762512,294625May 13, 2011, 11:45 AM
BANK OF AMERICA CORP /DE/10% OwnerApr 21, 2011 Sale$19.1862511,9880May 13, 2011, 11:45 AM
BANK OF AMERICA CORP /DE/10% OwnerMar 28, 2011 Buy$19.871402,782140May 03, 2011, 10:22 AM
BANK OF AMERICA CORP /DE/10% OwnerMar 28, 2011 Sale$19.891402,7850May 03, 2011, 10:22 AM
BANK OF AMERICA CORP /DE/10% OwnerFeb 11, 2011 Buy$19.044007,616400May 03, 2011, 10:19 AM
BANK OF AMERICA CORP /DE/10% OwnerJan 03, 2011 Buy$18.285009,140500May 03, 2011, 10:19 AM
BANK OF AMERICA CORP /DE/10% OwnerFeb 04, 2011 Buy$19.1181015,482810May 03, 2011, 10:19 AM
BANK OF AMERICA CORP /DE/10% OwnerJan 19, 2011 Buy$18.28851,55485May 03, 2011, 10:19 AM
BANK OF AMERICA CORP /DE/10% OwnerJan 04, 2011 Buy$18.325009,161500May 03, 2011, 10:19 AM
BANK OF AMERICA CORP /DE/10% OwnerJan 03, 2011 Sale$18.141,00018,143400May 03, 2011, 10:19 AM
BANK OF AMERICA CORP /DE/10% OwnerFeb 04, 2011 Sale$19.1781015,530210May 03, 2011, 10:19 AM
BANK OF AMERICA CORP /DE/10% OwnerJan 19, 2011 Sale$18.34851,5590May 03, 2011, 10:19 AM
BANK OF AMERICA CORP /DE/10% OwnerFeb 11, 2011 Sale$19.044007,614200May 03, 2011, 10:19 AM
NYBERG RONALDDirectorMar 23, 2011 Buy$19.853056,0541,266Apr 04, 2011, 10:00 AM
BANK OF AMERICA CORP /DE/10% OwnerDec 07, 2009 Buy$15.0070010,502700Mar 17, 2011, 05:40 PM
BANK OF AMERICA CORP /DE/10% OwnerDec 04, 2009 Buy$15.0110,200153,10310,200Mar 17, 2011, 05:40 PM
BANK OF AMERICA CORP /DE/10% OwnerDec 07, 2009 Sale$15.0070010,5000Mar 17, 2011, 05:40 PM
BANK OF AMERICA CORP /DE/10% OwnerDec 04, 2009 Sale$14.8610,200151,5688,800Mar 17, 2011, 05:40 PM
BANK OF AMERICA CORP /DE/10% OwnerMar 17, 2010 Buy$16.778,359140,1808,359Mar 17, 2011, 04:54 PM
BANK OF AMERICA CORP /DE/10% OwnerJan 11, 2010 Buy$16.372924,780292Mar 17, 2011, 04:54 PM
BANK OF AMERICA CORP /DE/10% OwnerMar 17, 2010 Sale$16.538,359138,1527,759Mar 17, 2011, 04:54 PM
BANK OF AMERICA CORP /DE/10% OwnerJan 11, 2010 Sale$16.362924,7770Mar 17, 2011, 04:54 PM
BANK OF AMERICA CORP /DE/10% OwnerDec 08, 2009 Buy$7.881,0007,8791,000Mar 17, 2011, 04:51 PM
BANK OF AMERICA CORP /DE/10% OwnerMar 03, 2010 Buy$8.571,0008,5701,000Mar 17, 2011, 04:51 PM
BANK OF AMERICA CORP /DE/10% OwnerDec 07, 2009 Buy$7.911,0007,9101,000Mar 17, 2011, 04:51 PM
BANK OF AMERICA CORP /DE/10% OwnerJan 26, 2010 Buy$8.252520625Mar 17, 2011, 04:51 PM
BANK OF AMERICA CORP /DE/10% OwnerDec 23, 2009 Buy$8.171,0008,1701,000Mar 17, 2011, 04:51 PM
BANK OF AMERICA CORP /DE/10% OwnerOct 06, 2010 Buy$9.322018620Mar 17, 2011, 04:51 PM
BANK OF AMERICA CORP /DE/10% OwnerDec 08, 2009 Sale$7.961,0007,9600Mar 17, 2011, 04:51 PM
BANK OF AMERICA CORP /DE/10% OwnerMar 03, 2010 Sale$8.561,0008,564550Mar 17, 2011, 04:51 PM
BANK OF AMERICA CORP /DE/10% OwnerDec 07, 2009 Sale$7.851,0007,851900Mar 17, 2011, 04:51 PM
BANK OF AMERICA CORP /DE/10% OwnerJan 26, 2010 Sale$8.39252100Mar 17, 2011, 04:51 PM
BANK OF AMERICA CORP /DE/10% OwnerDec 23, 2009 Sale$8.129007,306200Mar 17, 2011, 04:51 PM
BANK OF AMERICA CORP /DE/10% OwnerOct 06, 2010 Sale$9.36201870Mar 17, 2011, 04:51 PM
Black DanielDirectorNov 15, 2010 Sale$18.205009,1024,575Nov 15, 2010, 03:22 PM
Black DanielDirectorNov 15, 2010 Sale$18.205009,1024,575Nov 15, 2010, 03:22 PM
Black DanielDirectorNov 11, 2010 Sale$18.315009,1534,975Nov 12, 2010, 11:53 AM
Black DanielDirectorNov 11, 2010 Sale$18.315009,1534,975Nov 12, 2010, 11:53 AM
Black DanielDirectorNov 10, 2010 Sale$18.255009,1265,475Nov 10, 2010, 03:44 PM
Black DanielDirectorNov 10, 2010 Sale$18.255009,1265,475Nov 10, 2010, 03:44 PM
Barnes Randall CDirectorOct 07, 2010 Sale$17.765,00088,8008,440Oct 12, 2010, 10:33 AM
Barnes Randall CDirectorOct 07, 2010 Sale$17.765,00088,80013,440Oct 12, 2010, 10:33 AM
Barnes Randall CDirectorAug 13, 2010 Sale$16.8811718,511Aug 18, 2010, 04:13 PM
Barnes Randall CDirectorAug 13, 2010 Sale$16.8811718,511Aug 18, 2010, 04:13 PM
MEDINA DEREKDirectorAug 12, 2010 Buy$16.934507,619550Aug 13, 2010, 03:33 PM
SMART MICHAEL ADirectorJul 30, 2010 Buy$16.814006,726400Aug 02, 2010, 11:55 AM
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Buy Sale Option Exercise
OwnerRelationshipDateValue($)
Stuebe Nancy E.Director02/02/20244,745
MAITLAND TRACY VCHAIRMAN, PRESIDENT & CEO12/20/202380,011
Stuebe Nancy E.Director11/08/20234,100
Stuebe Nancy E.Director08/02/20234,440
MAITLAND TRACY VCHAIRMAN, PRESIDENT & CEO07/18/2023223,191
MAITLAND TRACY VCHAIRMAN, PRESIDENT & CEO07/17/2023116,780
MAITLAND TRACY VCHAIRMAN, PRESIDENT & CEO07/14/2023350,310
ADVENT CAPITAL MANAGEMENT /DE/INVESTMENT MANAGER07/18/2023223,191
ADVENT CAPITAL MANAGEMENT /DE/INVESTMENT MANAGER07/17/2023116,780
ADVENT CAPITAL MANAGEMENT /DE/INVESTMENT MANAGER07/14/2023350,310
Stuebe Nancy E.Director05/16/20233,997
Stuebe Nancy E.Director05/16/20233,997
Stuebe Nancy E.Director01/26/20234,946
Stuebe Nancy E.Director10/24/20224,820
Stuebe Nancy E.Director05/13/20223,532
Stuebe Nancy E.Director03/11/20223,802
Barnes Randall CDirector01/13/202224,482
Barnes Randall CDirector01/10/202218,200
Stuebe Nancy E.Director12/30/20213,501
Stuebe Nancy E.Director09/20/20213,496
Stuebe Nancy E.Director06/07/20213,289
Barnes Randall CDirector01/04/202218,250
Barnes Randall CDirector12/30/202117,750
MAITLAND TRACY VCHAIRMAN, PRESIDENT & CEO12/29/2021337,586
MAITLAND TRACY VCHAIRMAN, PRESIDENT & CEO12/28/2021442,545
MAITLAND TRACY VCHAIRMAN, PRESIDENT & CEO12/27/2021894,370
ADVENT CAPITAL MANAGEMENT /DE/INVESTMENT MANAGER12/29/2021337,586
ADVENT CAPITAL MANAGEMENT /DE/INVESTMENT MANAGER12/28/2021442,545
ADVENT CAPITAL MANAGEMENT /DE/INVESTMENT MANAGER12/27/2021894,370
SEIZERT GERALD LDirector11/22/202112,966
SEIZERT GERALD LDirector11/22/202192,617
SEIZERT GERALD LDirector11/22/202192,617
SEIZERT GERALD LDirector11/22/2021244,324
Barnes Randall CDirector07/19/202111,629
SEIZERT GERALD LDirector01/31/2020238,308
SEIZERT GERALD LDirector01/31/2020203,041
SEIZERT GERALD LDirector01/30/2020419,326
SEIZERT GERALD LDirector01/30/2020221,915
SEIZERT GERALD LDirector01/29/2020285,358
ADVENT CAPITAL MANAGEMENT /DE/Investment Manager01/16/2019285,762
MAITLAND TRACY VChairman, President & CEO01/16/2019285,762
SMART MICHAEL ADirector09/10/201943
SMART MICHAEL ADirector09/03/201966,873
SMART MICHAEL ADirector04/12/20195,487
SMART MICHAEL ADirector04/11/201915,495
SMART MICHAEL ADirector02/13/201921,750
SEIZERT GERALD LDirector01/29/2019306,724
SEIZERT GERALD LDirector01/29/2019306,724
MAITLAND TRACY VChairman, President & CEO01/16/2019285,762
ADVENT CAPITAL MANAGEMENT /DE/Investment Manager01/16/2019285,762
MAITLAND TRACY VChairman, President & CEO01/09/2019203,010
ADVENT CAPITAL MANAGEMENT /DE/Investment Manager01/09/2019203,010
SMART MICHAEL ADirector12/28/20181,741
MEDINA DEREKDirector12/28/201851,473
SMART MICHAEL ADirector12/26/20182,944
SMART MICHAEL ADirector12/27/20183,193
MAITLAND TRACY VChairman, President & CEO10/10/2018293,958
ADVENT CAPITAL MANAGEMENT /DE/Investment Manager10/10/2018293,958
MAITLAND TRACY VChairman, President & CEO09/27/201894,154
ADVENT CAPITAL MANAGEMENT /DE/Investment Manager09/27/201894,154
ADVENT CAPITAL MANAGEMENT /DE/Investment Manager09/10/2018188,464
ADVENT CAPITAL MANAGEMENT /DE/Investment Manager09/07/2018188,370
MAITLAND TRACY VChairman, President & CEO09/10/2018188,464
MAITLAND TRACY VChairman, President & CEO09/07/2018188,370
SEIZERT GERALD LDirector09/06/201826,617
SEIZERT GERALD LDirector09/06/201854,775
SEIZERT GERALD LDirector09/06/201831,320
SEIZERT GERALD LDirector09/06/2018258,892
MAITLAND TRACY VChairman, President & CEO09/06/2018595,977
MAITLAND TRACY VChairman, President & CEO09/05/2018188,266
ADVENT CAPITAL MANAGEMENT /DE/Investment Manager09/06/2018595,977
ADVENT CAPITAL MANAGEMENT /DE/Investment Manager09/05/2018188,266
Huang TonyV.P. & Assistant Secretary09/05/201832,362
MAITLAND TRACY VChairman, President & CEO08/27/201811,914
MEDINA DEREKDirector08/27/2018753
SEIZERT GERALD LDirector08/27/201826,315
SMART MICHAEL ADirector08/27/20181,035
LATRONICA PAULPortfolio Manager08/27/20181,467
Huang TonyV.P. & Assistant Secretary08/27/20182,347
Black DanielDirector08/27/20182,495
NYBERG RONALDDirector08/27/2018636
Barnes Randall CDirector08/27/20181,689
Saba Capital Management, L.P.10% Owner09/01/2017107,132
Saba Capital Management, L.P.10% Owner08/31/2017269,732
Saba Capital Management, L.P.10% Owner08/30/2017586,330
Saba Capital Management, L.P.10% Owner08/29/2017663,212
Saba Capital Management, L.P.10% Owner08/28/201735,288
Saba Capital Management, L.P.10% Owner08/24/2017129,839
Saba Capital Management, L.P.10% Owner08/25/2017157,486
Saba Capital Management, L.P.10% Owner08/23/2017264,533
Saba Capital Management, L.P.10% Owner08/22/2017128,863
Saba Capital Management, L.P.10% Owner08/21/201717,008
Saba Capital Management, L.P.10% Owner08/17/2017115,648
Saba Capital Management, L.P.10% Owner08/10/2017137,530
Saba Capital Management, L.P.10% Owner08/08/2017603,201
Saba Capital Management, L.P.10% Owner08/07/201732,840
Saba Capital Management, L.P.10% Owner08/04/201735,987
Saba Capital Management, L.P.10% Owner08/03/2017511,097
Saba Capital Management, L.P.10% Owner08/02/201735,044
Saba Capital Management, L.P.10% Owner08/01/2017512,730
Saba Capital Management, L.P.10% Owner01/17/201728,542
Saba Capital Management, L.P.10% Owner01/09/2017168,043
Saba Capital Management, L.P.10% Owner01/06/201765,844
Saba Capital Management, L.P.10% Owner01/05/201743,384
Saba Capital Management, L.P.10% Owner01/04/2017159,109
Saba Capital Management, L.P.10% Owner12/29/201623,456
Saba Capital Management, L.P.10% Owner12/19/2016195,403
Saba Capital Management, L.P.10% Owner12/21/201651,718
Saba Capital Management, L.P.10% Owner12/16/2016406,097
Saba Capital Management, L.P.10% Owner12/15/2016497,391
Saba Capital Management, L.P.10% Owner12/14/2016291,776
Saba Capital Management, L.P.10% Owner12/13/201637,778
Saba Capital Management, L.P.10% Owner12/12/201696,410
Saba Capital Management, L.P.10% Owner12/09/2016224,878
Saba Capital Management, L.P.10% Owner12/08/2016356,736
SEIZERT GERALD LDirector11/04/201667,115
SEIZERT GERALD LDirector11/04/201613,415
SEIZERT GERALD LDirector11/04/201653,674
Saba Capital Management, L.P.10% Owner11/02/201616,930
Saba Capital Management, L.P.10% Owner09/01/201648,452
Saba Capital Management, L.P.10% Owner09/02/201621,266
Saba Capital Management, L.P.10% Owner08/12/201671,731
Saba Capital Management, L.P.10% Owner08/11/201694,416
Saba Capital Management, L.P.10% Owner08/10/201675,477
Black DanielDirector01/05/201627,420
SEIZERT GERALD LDirector08/26/201594,601
SEIZERT GERALD LDirector08/14/2015480,682
SEIZERT GERALD LDirector08/14/2015480,682
LATRONICA PAUL01/12/20154,872
LATRONICA PAUL01/12/20154,866
Huang TonyV.P. & Assistant Secretary01/16/201562,700
LATRONICA PAULPortfolio Manager01/12/20154,872
LATRONICA PAULPortfolio Manager01/12/20154,866
SEIZERT GERALD LDirector12/30/201440,600
SEIZERT GERALD LDirector12/30/201432,500
Barnes Randall CDirector10/10/201416,659
Barnes Randall CDirector02/18/201444,847
Barnes Randall CDirector01/22/201418,770
Barnes Randall CDirector01/09/201437,480
Barnes Randall CDirector01/22/201437,520
SEIZERT GERALD LDirector01/02/201454,982
NYBERG RONALDDirector12/23/20138,321
SMART MICHAEL ADirector01/14/20134,222
SMART MICHAEL ADirector12/27/20129,491
SEIZERT GERALD LDirector12/18/201223,937
Black DanielDirector12/11/201243,308
BANK OF AMERICA CORP /DE/10% Owner10/25/20111,493
BANK OF AMERICA CORP /DE/10% Owner10/25/20111,499
BANK OF AMERICA CORP /DE/10% Owner05/03/20113,165
BANK OF AMERICA CORP /DE/10% Owner05/26/20115,745
BANK OF AMERICA CORP /DE/10% Owner05/24/20115,737
BANK OF AMERICA CORP /DE/10% Owner05/26/20115,700
BANK OF AMERICA CORP /DE/10% Owner05/24/20115,724
BANK OF AMERICA CORP /DE/10% Owner05/03/20113,157
BANK OF AMERICA CORP /DE/10% Owner05/26/20117,504
BANK OF AMERICA CORP /DE/10% Owner05/24/20111,894
BANK OF AMERICA CORP /DE/10% Owner05/26/20117,560
BANK OF AMERICA CORP /DE/10% Owner05/24/20111,902
MEDINA DEREKDirector06/13/201110,812
BANK OF AMERICA CORP /DE/10% Owner06/06/20111,116
BANK OF AMERICA CORP /DE/10% Owner06/06/20111,116
BANK OF AMERICA CORP /DE/10% Owner04/21/201112,294
BANK OF AMERICA CORP /DE/10% Owner04/21/201111,988
BANK OF AMERICA CORP /DE/10% Owner03/28/20112,782
BANK OF AMERICA CORP /DE/10% Owner03/28/20112,785
BANK OF AMERICA CORP /DE/10% Owner02/11/20117,616
BANK OF AMERICA CORP /DE/10% Owner01/03/20119,140
BANK OF AMERICA CORP /DE/10% Owner02/04/201115,482
BANK OF AMERICA CORP /DE/10% Owner01/19/20111,554
BANK OF AMERICA CORP /DE/10% Owner01/04/20119,161
BANK OF AMERICA CORP /DE/10% Owner01/03/201118,143
BANK OF AMERICA CORP /DE/10% Owner02/04/201115,530
BANK OF AMERICA CORP /DE/10% Owner01/19/20111,559
BANK OF AMERICA CORP /DE/10% Owner02/11/20117,614
NYBERG RONALDDirector03/23/20116,054
BANK OF AMERICA CORP /DE/10% Owner12/07/200910,502
BANK OF AMERICA CORP /DE/10% Owner12/04/2009153,103
BANK OF AMERICA CORP /DE/10% Owner12/07/200910,500
BANK OF AMERICA CORP /DE/10% Owner12/04/2009151,568
BANK OF AMERICA CORP /DE/10% Owner03/17/2010140,180
BANK OF AMERICA CORP /DE/10% Owner01/11/20104,780
BANK OF AMERICA CORP /DE/10% Owner03/17/2010138,152
BANK OF AMERICA CORP /DE/10% Owner01/11/20104,777
BANK OF AMERICA CORP /DE/10% Owner12/08/20097,879
BANK OF AMERICA CORP /DE/10% Owner03/03/20108,570
BANK OF AMERICA CORP /DE/10% Owner12/07/20097,910
BANK OF AMERICA CORP /DE/10% Owner01/26/2010206
BANK OF AMERICA CORP /DE/10% Owner12/23/20098,170
BANK OF AMERICA CORP /DE/10% Owner10/06/2010186
BANK OF AMERICA CORP /DE/10% Owner12/08/20097,960
BANK OF AMERICA CORP /DE/10% Owner03/03/20108,564
BANK OF AMERICA CORP /DE/10% Owner12/07/20097,851
BANK OF AMERICA CORP /DE/10% Owner01/26/2010210
BANK OF AMERICA CORP /DE/10% Owner12/23/20097,306
BANK OF AMERICA CORP /DE/10% Owner10/06/2010187
Black DanielDirector11/15/20109,102
Black DanielDirector11/15/20109,102
Black DanielDirector11/11/20109,153
Black DanielDirector11/11/20109,153
Black DanielDirector11/10/20109,126
Black DanielDirector11/10/20109,126
Barnes Randall CDirector10/07/201088,800
Barnes Randall CDirector10/07/201088,800
Barnes Randall CDirector08/13/201017
Barnes Randall CDirector08/13/201017
MEDINA DEREKDirector08/12/20107,619
SMART MICHAEL ADirector07/30/20106,726
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FUNDS WITH A POSITION IN ADVENT CONVERTIBLE AND INCOME FUND
Fund# Shares Owned% of Portfolio% ChangeInvesting Style
AQR ARBITRAGE LLC243,1940.11%232.2%Event Driven
BUYBACK ANNOUNCEMENT(S) FOR ADVENT CONVERTIBLE AND INCOME FUND
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