Retail Opportunity Investments Corp. (ROIC) NASDAQ
$15.11 (0.07) (-0.46%)
Market Cap: $1.93B
As of 09/06/24 04:00 PM EDT. Market closed.
Retail Opportunity Investments Corp. (ROIC)
NASDAQ
$15.11
(0.07) (-0.46%)
Market Cap: $1.93B
As of 09/06/24 04:00 PM EDT. Market closed.
Retail Opportunity Investments Corp. (NASDAQ: ROIC), is a fully-integrated, self-managed real estate investment trust (REIT) that specializes in the acquisition, ownership and management of grocery-anchored shopping centers located in densely populated, metropolitan markets across the West Coast. As of September 30, 2020, ROIC owned 88 shopping centers encompassing approximately 10.1 million ... read more
Owner | Relationship | Date | Transaction | Cost | # Shares | Value($) | Total Shares | Form 4 |
SCHOEBEL RICHARD K. | Chief Operating Officer | Jan 15, 2024 | Option Exercise | $14.03 | 20,635 | 289,509 | 479,478 | Jan 16, 2024, 05:13 PM |
Haines Michael B. | EVP CFO, TREASURER & SECRETARY | Jan 15, 2024 | Option Exercise | $14.03 | 18,819 | 264,031 | 359,782 | Jan 16, 2024, 05:13 PM |
BAKER RICHARD A. | Director | Jan 15, 2024 | Option Exercise | $14.03 | 5,985 | 83,970 | 331,675 | Jan 16, 2024, 05:13 PM |
TANZ STUART A | Chief Executive Officer | Jan 15, 2024 | Option Exercise | $14.03 | 77,240 | 1,083,677 | 1,899,625 | Jan 16, 2024, 05:12 PM |
Silveira Lauren N. | VP, Chief Accounting Officer | Jan 01, 2024 | Option Exercise | $14.03 | 2,458 | 34,486 | 25,109 | Jan 03, 2024, 04:10 PM |
Haines Michael B. | EVP CFO, TREASURER & SECRETARY | Jan 01, 2024 | Option Exercise | $14.03 | 14,003 | 196,462 | 325,855 | Jan 03, 2024, 04:09 PM |
BAKER RICHARD A. | Director | Jan 01, 2024 | Option Exercise | $14.03 | 4,842 | 67,933 | 319,152 | Jan 03, 2024, 04:08 PM |
SCHOEBEL RICHARD K. | Chief Operating Officer | Jan 01, 2024 | Option Exercise | $14.03 | 15,297 | 214,617 | 442,279 | Jan 03, 2024, 04:07 PM |
Indiveri Michael J. | Director | Oct 30, 2023 | Buy | $11.16 | 1,500 | 16,740 | 9,900 | Nov 01, 2023, 04:16 PM |
POMERANTZ LAURA H | Director | Aug 31, 2023 | Sale | $13.45 | 4,000 | 53,820 | 51,557 | Sep 01, 2023, 04:17 PM |
POMERANTZ LAURA H | Director | Mar 07, 2023 | Sale | $13.78 | 10,800 | 148,789 | 55,557 | Mar 09, 2023, 04:31 PM |
SCHOEBEL RICHARD K. | Chief Operating Officer | Jan 25, 2023 | Option Exercise | $15.03 | 15,442 | 232,093 | 409,957 | Jan 26, 2023, 04:52 PM |
Haines Michael B. | EVP CFO, TREASURER & SECRETARY | Jan 25, 2023 | Option Exercise | $15.03 | 14,083 | 211,667 | 296,441 | Jan 26, 2023, 04:51 PM |
TANZ STUART A | Chief Executive Officer | Jan 25, 2023 | Option Exercise | $15.03 | 46,444 | 698,053 | 1,858,777 | Jan 26, 2023, 04:51 PM |
BAKER RICHARD A. | Director | Jan 25, 2023 | Option Exercise | $15.03 | 4,616 | 69,378 | 309,113 | Jan 26, 2023, 04:50 PM |
TANZ STUART A | Chief Executive Officer | Jan 01, 2023 | Option Exercise | $15.03 | 46,097 | 692,838 | 1,771,247 | Jan 04, 2023, 07:37 PM |
BAKER RICHARD A. | Director | Jan 01, 2023 | Option Exercise | $15.03 | 4,434 | 66,643 | 299,440 | Jan 04, 2023, 04:42 PM |
Sneve Laurie A. | Sr.VP,Chief Accounting Officer | Jan 01, 2023 | Option Exercise | $15.03 | 8,084 | 121,503 | 150,951 | Jan 04, 2023, 04:41 PM |
Haines Michael B. | EVP CFO, TREASURER & SECRETARY | Jan 01, 2023 | Option Exercise | $15.03 | 12,464 | 187,334 | 269,797 | Jan 04, 2023, 04:39 PM |
SCHOEBEL RICHARD K. | Chief Operating Officer | Jan 01, 2023 | Option Exercise | $15.03 | 13,606 | 204,498 | 380,742 | Jan 04, 2023, 04:38 PM |
POMERANTZ LAURA H | Director | Dec 12, 2022 | Sale | $15.55 | 6,425 | 99,940 | 59,704 | Dec 13, 2022, 04:15 PM |
Sneve Laurie A. | Sr.VP,Chief Accounting Officer | Mar 01, 2022 | Option Exercise | $12.43 | 15,000 | 186,450 | 159,035 | Mar 02, 2022, 06:22 PM |
SCHOEBEL RICHARD K. | Chief Operating Officer | Jan 01, 2022 | Option Exercise | $19.60 | 13,357 | 261,797 | 357,088 | Jan 04, 2022, 04:15 PM |
Sneve Laurie A. | Sr.VP,Chief Accounting Officer | Jan 01, 2022 | Option Exercise | $19.60 | 7,906 | 154,958 | 124,035 | Jan 04, 2022, 04:12 PM |
Zorn Eric S | Director | Apr 30, 2021 | Sale | $17.45 | 30,000 | 523,542 | 71,414 | May 03, 2021, 04:20 PM |
SCHOEBEL RICHARD K. | Chief Operating Officer | Mar 03, 2021 | Option Exercise | $10.88 | 35,000 | 380,800 | 380,445 | Mar 05, 2021, 04:03 PM |
SCHOEBEL RICHARD K. | Chief Operating Officer | Mar 04, 2021 | Sale | $15.86 | 10,000 | 158,550 | 375,445 | Mar 05, 2021, 04:03 PM |
SCHOEBEL RICHARD K. | Chief Operating Officer | Mar 03, 2021 | Sale | $16.15 | 14,000 | 226,170 | 352,445 | Mar 05, 2021, 04:03 PM |
BAKER RICHARD A. | Director | Jan 01, 2021 | Option Exercise | $13.39 | 5,510 | 73,779 | 284,387 | Jan 11, 2021, 04:46 PM |
TANZ STUART A | Chief Executive Officer | Jan 01, 2021 | Option Exercise | $13.39 | 58,510 | 783,449 | 1,629,454 | Jan 05, 2021, 04:32 PM |
SCHOEBEL RICHARD K. | Chief Operating Officer | Jan 01, 2021 | Option Exercise | $13.39 | 17,192 | 230,201 | 320,889 | Jan 05, 2021, 04:24 PM |
Haines Michael B. | EVP CFO, TREASURER & SECRETARY | Jan 01, 2021 | Option Exercise | $13.39 | 15,735 | 210,692 | 225,346 | Jan 05, 2021, 04:23 PM |
BAKER RICHARD A. | Director | Jan 01, 2021 | Option Exercise | $13.39 | 915 | 12,252 | 288,982 | Jan 05, 2021, 12:00 AM |
Sneve Laurie A. | Sr.VP,Chief Accounting Officer | Jan 01, 2021 | Option Exercise | $13.39 | 7,557 | 101,188 | 108,841 | Jan 05, 2021, 12:00 AM |
Zorn Eric S | Director | Apr 28, 2020 | Buy | $9.22 | 29,112 | 268,424 | 93,946 | Apr 30, 2020, 04:34 PM |
PERSICO CHARLES J. | Director | Feb 21, 2020 | Sale | $16.93 | 7,475 | 126,541 | 23,559 | Feb 25, 2020, 04:08 PM |
TANZ STUART A | Chief Executive Officer | Jan 01, 2020 | Option Exercise | $17.66 | 54,066 | 954,806 | 1,544,176 | Jan 03, 2020, 07:45 PM |
TANZ STUART A | Chief Executive Officer | Jan 20, 2016 | Option Exercise | $17.19 | 31,675 | 544,493 | 1,568,966 | Jan 03, 2020, 07:45 PM |
BAKER RICHARD A. | Director | Jan 01, 2020 | Option Exercise | $17.66 | 4,909 | 86,693 | 274,410 | Jan 03, 2020, 07:44 PM |
Sneve Laurie A. | Sr.VP,Chief Accounting Officer | Jan 01, 2020 | Option Exercise | $17.66 | 7,367 | 130,101 | 96,398 | Jan 03, 2020, 07:44 PM |
SCHOEBEL RICHARD K. | Chief Operating Officer | Jan 01, 2020 | Option Exercise | $17.66 | 15,171 | 267,920 | 289,686 | Jan 03, 2020, 07:43 PM |
Haines Michael B. | EVP CFO, TREASURER & SECRETARY | Jan 01, 2020 | Option Exercise | $17.66 | 13,859 | 244,750 | 196,944 | Jan 03, 2020, 07:42 PM |
SCHOEBEL RICHARD K. | Chief Operating Officer | Nov 18, 2019 | Option Exercise | $10.40 | 21,000 | 218,400 | 295,174 | Nov 19, 2019, 04:36 PM |
SCHOEBEL RICHARD K. | Chief Operating Officer | Nov 15, 2019 | Sale | $18.23 | 6,000 | 109,380 | 274,174 | Nov 19, 2019, 04:36 PM |
Haines Michael B. | EVP CFO, TREASURER & SECRETARY | Nov 18, 2019 | Option Exercise | $12.41 | 15,000 | 186,150 | 201,997 | Nov 19, 2019, 04:34 PM |
Haines Michael B. | EVP CFO, TREASURER & SECRETARY | Nov 15, 2019 | Sale | $18.30 | 10,000 | 183,000 | 186,997 | Nov 19, 2019, 04:34 PM |
SCHOEBEL RICHARD K. | Chief Operating Officer | Nov 12, 2019 | Sale | $18.08 | 6,000 | 108,470 | 280,174 | Nov 13, 2019, 06:46 PM |
POMERANTZ LAURA H | Director | Oct 31, 2019 | Sale | $18.66 | 13,275 | 247,759 | 47,897 | Nov 01, 2019, 05:11 PM |
BAKER RICHARD A. | Director | Oct 31, 2019 | Sale | $18.66 | 50,000 | 933,125 | 273,026 | Nov 01, 2019, 05:10 PM |
BAKER RICHARD A. | Director | Oct 10, 2019 | Option Exercise | $10.25 | 50,000 | 512,500 | 323,026 | Oct 15, 2019, 05:08 PM |
TANZ STUART A | Chief Executive Officer | Oct 07, 2019 | Option Exercise | $10.25 | 50,000 | 512,500 | 1,600,641 | Oct 09, 2019, 04:33 PM |
TANZ STUART A | Chief Executive Officer | Sep 09, 2019 | Option Exercise | $10.25 | 50,000 | 512,500 | 1,550,641 | Sep 11, 2019, 06:07 PM |
TANZ STUART A | Chief Executive Officer | Jan 01, 2019 | Option Exercise | $15.88 | 52,706 | 836,971 | 1,395,131 | Jan 03, 2019, 09:23 PM |
Sneve Laurie A. | Sr.VP,Chief Accounting Officer | Jan 01, 2019 | Option Exercise | $15.88 | 7,396 | 117,448 | 83,765 | Jan 03, 2019, 09:22 PM |
SCHOEBEL RICHARD K. | Chief Operating Officer | Jan 01, 2019 | Option Exercise | $15.88 | 16,488 | 261,829 | 249,539 | Jan 03, 2019, 09:21 PM |
Haines Michael B. | EVP CFO, TREASURER & SECRETARY | Jan 01, 2019 | Option Exercise | $15.88 | 14,952 | 237,438 | 163,586 | Jan 03, 2019, 09:12 PM |
BAKER RICHARD A. | Director | Jan 01, 2019 | Option Exercise | $15.88 | 3,701 | 58,772 | 261,303 | Jan 03, 2019, 09:11 PM |
Haines Michael B. | EVP CFO, TREASURER & SECRETARY | Oct 25, 2018 | Option Exercise | $12.41 | 10,000 | 124,100 | 162,601 | Oct 29, 2018, 04:31 PM |
SCHOEBEL RICHARD K. | Chief Operating Officer | Aug 02, 2018 | Option Exercise | $10.40 | 14,000 | 145,600 | 248,290 | Aug 06, 2018, 05:00 PM |
PERSICO CHARLES J. | Director | May 01, 2018 | Sale | $17.13 | 5,800 | 99,326 | 19,075 | May 03, 2018, 04:30 PM |
Sneve Laurie A. | Sr.VP,Chief Accounting Officer | Jan 01, 2018 | Option Exercise | $19.95 | 7,626 | 152,139 | 71,161 | Jan 03, 2018, 04:34 PM |
Haines Michael B. | EVP CFO, TREASURER & SECRETARY | Jan 01, 2018 | Option Exercise | $19.95 | 11,080 | 221,046 | 120,453 | Jan 03, 2018, 04:31 PM |
BAKER RICHARD A. | Director | Jan 01, 2018 | Option Exercise | $19.95 | 2,158 | 43,052 | 249,337 | Jan 03, 2018, 04:30 PM |
TANZ STUART A | Chief Executive Officer | Jan 01, 2018 | Option Exercise | $19.95 | 11,345 | 226,333 | 1,293,515 | Jan 03, 2018, 12:00 AM |
SCHOEBEL RICHARD K. | Chief Operating Officer | Jan 01, 2018 | Option Exercise | $19.95 | 12,510 | 249,575 | 199,040 | Jan 03, 2018, 12:00 AM |
TANZ STUART A | Chief Executive Officer | Jan 01, 2017 | Option Exercise | $21.13 | 21,357 | 451,273 | 1,201,144 | Jan 04, 2017, 07:11 PM |
Haines Michael B. | EVP CFO, TREASURER & SECRETARY | Jan 01, 2017 | Option Exercise | $21.13 | 12,382 | 261,632 | 100,517 | Jan 04, 2017, 07:11 PM |
Sneve Laurie A. | Sr.VP,Chief Accounting Officer | Jan 01, 2017 | Option Exercise | $21.13 | 7,344 | 155,179 | 58,787 | Jan 04, 2017, 07:10 PM |
SCHOEBEL RICHARD K. | Chief Operating Officer | Jan 01, 2017 | Option Exercise | $21.13 | 14,761 | 311,900 | 177,009 | Jan 04, 2017, 07:04 PM |
BAKER RICHARD A. | Director | Jan 01, 2017 | Option Exercise | $21.13 | 2,962 | 62,587 | 249,604 | Jan 04, 2017, 07:03 PM |
PERSICO CHARLES J. | Director | May 11, 2011 | Sale | $10.83 | 5,000 | 54,141 | 0 | Jan 04, 2017, 06:41 PM |
PERSICO CHARLES J. | Director | May 18, 2011 | Sale | $11.09 | 10,000 | 110,863 | 20,139 | Jan 04, 2017, 06:41 PM |
Indiveri Michael J. | Director | Aug 25, 2016 | Buy | $22.33 | 2,900 | 64,751 | 8,400 | Aug 29, 2016, 04:34 PM |
Indiveri Michael J. | Director | Aug 16, 2016 | Buy | $21.72 | 5,500 | 119,449 | 5,500 | Aug 18, 2016, 04:30 PM |
TANZ STUART A | Chief Executive Officer | Jan 01, 2016 | Option Exercise | $17.90 | 29,535 | 528,676 | 1,104,334 | Jan 05, 2016, 08:21 PM |
SCHOEBEL RICHARD K. | Chief Operating Officer | Jan 01, 2016 | Option Exercise | $17.90 | 16,835 | 301,346 | 152,853 | Jan 05, 2016, 08:20 PM |
Haines Michael B. | EVP CFO, TREASURER & SECRETARY | Jan 01, 2016 | Option Exercise | $17.90 | 9,751 | 174,543 | 79,149 | Jan 05, 2016, 08:19 PM |
BAKER RICHARD A. | Director | Jan 01, 2016 | Option Exercise | $17.90 | 3,173 | 56,797 | 243,574 | Jan 05, 2016, 08:18 PM |
Sneve Laurie A. | Sr.VP,Chief Accounting Officer | Jan 01, 2016 | Option Exercise | $17.90 | 4,869 | 87,155 | 46,131 | Jan 05, 2016, 08:16 PM |
TANZ STUART A | Chief Executive Officer | Jan 01, 2015 | Option Exercise | $16.79 | 53,466 | 897,694 | 996,969 | Jan 05, 2015, 05:27 PM |
SCHOEBEL RICHARD K. | Chief Operating Officer | Jan 01, 2015 | Option Exercise | $16.79 | 17,453 | 293,036 | 124,455 | Jan 05, 2015, 05:24 PM |
BAKER RICHARD A. | Director | Jan 01, 2015 | Option Exercise | $16.79 | 3,582 | 60,142 | 236,680 | Jan 05, 2015, 05:19 PM |
SCHOEBEL RICHARD K. | Chief Operating Officer | Dec 09, 2014 | Option Exercise | $16.75 | 2,597 | 43,500 | 121,075 | Dec 17, 2014, 04:40 PM |
TANZ STUART A | Chief Executive Officer | Jan 01, 2014 | Option Exercise | $14.72 | 24,935 | 367,043 | 904,602 | Jan 03, 2014, 05:47 PM |
SCHOEBEL RICHARD K. | Chief Operating Officer | Jan 01, 2014 | Option Exercise | $14.72 | 10,877 | 160,109 | 101,172 | Jan 03, 2014, 05:46 PM |
SCHOEBEL RICHARD K. | Chief Operating Officer | Dec 31, 2013 | Option Exercise | $14.72 | 4,517 | 66,490 | 98,715 | Jan 03, 2014, 05:46 PM |
BAKER RICHARD A. | Director | Jan 01, 2014 | Option Exercise | $14.72 | 2,459 | 36,196 | 231,512 | Jan 03, 2014, 05:45 PM |
BAKER RICHARD A. | Director | Dec 31, 2013 | Option Exercise | $14.72 | 1,372 | 20,196 | 230,221 | Jan 03, 2014, 05:45 PM |
SCHOEBEL RICHARD K. | Chief Operating Officer | Dec 09, 2013 | Option Exercise | $15.07 | 2,579 | 38,866 | 97,399 | Dec 11, 2013, 03:57 PM |
PERSICO CHARLES J. | Director | May 29, 2013 | Sale | $14.04 | 10,000 | 140,378 | 5,000 | May 31, 2013, 12:37 PM |
MEYER EDWARD H | Director | May 07, 2013 | Buy | $15.50 | 20,000 | 310,000 | 20,000 | May 08, 2013, 08:04 PM |
Neibart Lee S | Director | Feb 01, 2013 | Option Exercise | $13.13 | 7,311,500 | 95,999,996 | 688,500 | Feb 05, 2013, 06:09 PM |
Neibart Lee S | Director | Feb 01, 2013 | Option Exercise | $12.00 | 8,000,000 | 96,000,000 | 8,000,000 | Feb 05, 2013, 06:09 PM |
BAKER RICHARD A. | Director | Feb 01, 2013 | Option Exercise | $13.13 | 7,311,500 | 95,999,996 | 688,500 | Feb 05, 2013, 06:07 PM |
BAKER RICHARD A. | Director | Feb 01, 2013 | Option Exercise | $12.00 | 8,000,000 | 96,000,000 | 8,000,000 | Feb 05, 2013, 06:07 PM |
NRDC Capital Management, LLC | 10% Owner | Feb 01, 2013 | Option Exercise | $13.13 | 7,311,500 | 95,999,996 | 688,500 | Feb 05, 2013, 06:06 PM |
NRDC Capital Management, LLC | 10% Owner | Feb 01, 2013 | Option Exercise | $12.00 | 8,000,000 | 96,000,000 | 8,000,000 | Feb 05, 2013, 06:06 PM |
BAKER RICHARD A. | Director | Jan 01, 2013 | Option Exercise | $12.85 | 1,883 | 24,197 | 55,433 | Jan 14, 2013, 05:37 PM |
BAKER RICHARD A. | Director | Dec 31, 2012 | Option Exercise | $12.85 | 1,306 | 16,782 | 54,816 | Jan 14, 2013, 05:37 PM |
SCHOEBEL RICHARD K. | Chief Operating Officer | Jan 01, 2013 | Option Exercise | $12.85 | 5,975 | 76,779 | 82,724 | Jan 14, 2013, 05:36 PM |
SCHOEBEL RICHARD K. | Chief Operating Officer | Dec 31, 2012 | Option Exercise | $12.85 | 4,649 | 59,740 | 82,032 | Jan 14, 2013, 05:36 PM |
TANZ STUART A | Chief Executive Officer | Jan 01, 2013 | Option Exercise | $12.85 | 13,562 | 174,272 | 800,369 | Jan 14, 2013, 05:36 PM |
SCHOEBEL RICHARD | Chief Operating Officer | Dec 31, 2012 | Option Exercise | $12.85 | 4,649 | 59,740 | 73,453 | Jan 03, 2013, 09:23 PM |
SCHOEBEL RICHARD | Chief Operating Officer | Jan 01, 2013 | Option Exercise | $12.85 | 5,975 | 76,779 | 67,478 | Jan 03, 2013, 09:23 PM |
TANZ STUART A | Chief Executive Officer | Jan 01, 2013 | Option Exercise | $12.85 | 13,562 | 174,272 | 754,536 | Jan 03, 2013, 09:23 PM |
Baker Richard A. | Director | Jan 01, 2013 | Option Exercise | $12.85 | 1,883 | 24,197 | 45,608 | Jan 03, 2013, 09:22 PM |
Baker Richard A. | Director | Dec 31, 2012 | Option Exercise | $12.85 | 1,306 | 16,782 | 47,491 | Jan 03, 2013, 09:22 PM |
Baker Richard A. | Director | Oct 20, 2012 | Option Exercise | $12.82 | 5,242 | 67,202 | 48,797 | Dec 13, 2012, 07:15 PM |
ROCHE JOHN | Chief Financial Officer | Oct 20, 2012 | Option Exercise | $12.82 | 6,036 | 77,382 | 126,505 | Dec 13, 2012, 07:15 PM |
SCHOEBEL RICHARD | Chief Operating Officer | Dec 12, 2012 | Option Exercise | $12.80 | 2,746 | 35,149 | 78,102 | Dec 13, 2012, 03:49 PM |
Baker Richard A. | Executive Chairman | Dec 31, 2011 | Option Exercise | $11.84 | 1,310 | 15,510 | 46,539 | Jan 04, 2012, 06:38 PM |
ROCHE JOHN | Chief Financial Officer | Dec 31, 2011 | Option Exercise | $11.84 | 12,742 | 150,865 | 118,791 | Jan 04, 2012, 06:37 PM |
GLENHILL ADVISORS LLC | Not a 10% owner | Oct 28, 2011 | Sale | $11.29 | 10,000 | 112,942 | 2,305,000 | Oct 31, 2011, 04:41 PM |
GLENHILL ADVISORS LLC | Not a 10% owner | Oct 27, 2011 | Sale | $11.17 | 10,000 | 111,737 | 2,315,000 | Oct 31, 2011, 04:41 PM |
Baker Richard A. | Executive Chairman | Oct 25, 2011 | Option Exercise | $10.93 | 5,242 | 57,295 | 45,766 | Oct 28, 2011, 05:09 PM |
Baker Richard A. | Executive Chairman | Dec 06, 2010 | Option Exercise | $9.71 | 5,242 | 50,900 | 44,758 | Dec 07, 2010, 04:56 PM |
PERSICO CHARLES J. | Director | Aug 13, 2010 | Sale | $9.56 | 15,000 | 143,383 | 10,000 | Aug 17, 2010, 03:19 PM |
Owner | Relationship | Date | Value($) |
SCHOEBEL RICHARD K. | Chief Operating Officer | 01/15/2024 | 289,509 |
Haines Michael B. | EVP CFO, TREASURER & SECRETARY | 01/15/2024 | 264,031 |
BAKER RICHARD A. | Director | 01/15/2024 | 83,970 |
TANZ STUART A | Chief Executive Officer | 01/15/2024 | 1,083,677 |
Silveira Lauren N. | VP, Chief Accounting Officer | 01/01/2024 | 34,486 |
Haines Michael B. | EVP CFO, TREASURER & SECRETARY | 01/01/2024 | 196,462 |
BAKER RICHARD A. | Director | 01/01/2024 | 67,933 |
SCHOEBEL RICHARD K. | Chief Operating Officer | 01/01/2024 | 214,617 |
Indiveri Michael J. | Director | 10/30/2023 | 16,740 |
POMERANTZ LAURA H | Director | 08/31/2023 | 53,820 |
POMERANTZ LAURA H | Director | 03/07/2023 | 148,789 |
SCHOEBEL RICHARD K. | Chief Operating Officer | 01/25/2023 | 232,093 |
Haines Michael B. | EVP CFO, TREASURER & SECRETARY | 01/25/2023 | 211,667 |
TANZ STUART A | Chief Executive Officer | 01/25/2023 | 698,053 |
BAKER RICHARD A. | Director | 01/25/2023 | 69,378 |
TANZ STUART A | Chief Executive Officer | 01/01/2023 | 692,838 |
BAKER RICHARD A. | Director | 01/01/2023 | 66,643 |
Sneve Laurie A. | Sr.VP,Chief Accounting Officer | 01/01/2023 | 121,503 |
Haines Michael B. | EVP CFO, TREASURER & SECRETARY | 01/01/2023 | 187,334 |
SCHOEBEL RICHARD K. | Chief Operating Officer | 01/01/2023 | 204,498 |
POMERANTZ LAURA H | Director | 12/12/2022 | 99,940 |
Sneve Laurie A. | Sr.VP,Chief Accounting Officer | 03/01/2022 | 186,450 |
SCHOEBEL RICHARD K. | Chief Operating Officer | 01/01/2022 | 261,797 |
Sneve Laurie A. | Sr.VP,Chief Accounting Officer | 01/01/2022 | 154,958 |
Zorn Eric S | Director | 04/30/2021 | 523,542 |
SCHOEBEL RICHARD K. | Chief Operating Officer | 03/03/2021 | 380,800 |
SCHOEBEL RICHARD K. | Chief Operating Officer | 03/04/2021 | 158,550 |
SCHOEBEL RICHARD K. | Chief Operating Officer | 03/03/2021 | 226,170 |
BAKER RICHARD A. | Director | 01/01/2021 | 73,779 |
TANZ STUART A | Chief Executive Officer | 01/01/2021 | 783,449 |
SCHOEBEL RICHARD K. | Chief Operating Officer | 01/01/2021 | 230,201 |
Haines Michael B. | EVP CFO, TREASURER & SECRETARY | 01/01/2021 | 210,692 |
BAKER RICHARD A. | Director | 01/01/2021 | 12,252 |
Sneve Laurie A. | Sr.VP,Chief Accounting Officer | 01/01/2021 | 101,188 |
Zorn Eric S | Director | 04/28/2020 | 268,424 |
PERSICO CHARLES J. | Director | 02/21/2020 | 126,541 |
TANZ STUART A | Chief Executive Officer | 01/01/2020 | 954,806 |
TANZ STUART A | Chief Executive Officer | 01/20/2016 | 544,493 |
BAKER RICHARD A. | Director | 01/01/2020 | 86,693 |
Sneve Laurie A. | Sr.VP,Chief Accounting Officer | 01/01/2020 | 130,101 |
SCHOEBEL RICHARD K. | Chief Operating Officer | 01/01/2020 | 267,920 |
Haines Michael B. | EVP CFO, TREASURER & SECRETARY | 01/01/2020 | 244,750 |
SCHOEBEL RICHARD K. | Chief Operating Officer | 11/18/2019 | 218,400 |
SCHOEBEL RICHARD K. | Chief Operating Officer | 11/15/2019 | 109,380 |
Haines Michael B. | EVP CFO, TREASURER & SECRETARY | 11/18/2019 | 186,150 |
Haines Michael B. | EVP CFO, TREASURER & SECRETARY | 11/15/2019 | 183,000 |
SCHOEBEL RICHARD K. | Chief Operating Officer | 11/12/2019 | 108,470 |
POMERANTZ LAURA H | Director | 10/31/2019 | 247,759 |
BAKER RICHARD A. | Director | 10/31/2019 | 933,125 |
BAKER RICHARD A. | Director | 10/10/2019 | 512,500 |
TANZ STUART A | Chief Executive Officer | 10/07/2019 | 512,500 |
TANZ STUART A | Chief Executive Officer | 09/09/2019 | 512,500 |
TANZ STUART A | Chief Executive Officer | 01/01/2019 | 836,971 |
Sneve Laurie A. | Sr.VP,Chief Accounting Officer | 01/01/2019 | 117,448 |
SCHOEBEL RICHARD K. | Chief Operating Officer | 01/01/2019 | 261,829 |
Haines Michael B. | EVP CFO, TREASURER & SECRETARY | 01/01/2019 | 237,438 |
BAKER RICHARD A. | Director | 01/01/2019 | 58,772 |
Haines Michael B. | EVP CFO, TREASURER & SECRETARY | 10/25/2018 | 124,100 |
SCHOEBEL RICHARD K. | Chief Operating Officer | 08/02/2018 | 145,600 |
PERSICO CHARLES J. | Director | 05/01/2018 | 99,326 |
Sneve Laurie A. | Sr.VP,Chief Accounting Officer | 01/01/2018 | 152,139 |
Haines Michael B. | EVP CFO, TREASURER & SECRETARY | 01/01/2018 | 221,046 |
BAKER RICHARD A. | Director | 01/01/2018 | 43,052 |
TANZ STUART A | Chief Executive Officer | 01/01/2018 | 226,333 |
SCHOEBEL RICHARD K. | Chief Operating Officer | 01/01/2018 | 249,575 |
TANZ STUART A | Chief Executive Officer | 01/01/2017 | 451,273 |
Haines Michael B. | EVP CFO, TREASURER & SECRETARY | 01/01/2017 | 261,632 |
Sneve Laurie A. | Sr.VP,Chief Accounting Officer | 01/01/2017 | 155,179 |
SCHOEBEL RICHARD K. | Chief Operating Officer | 01/01/2017 | 311,900 |
BAKER RICHARD A. | Director | 01/01/2017 | 62,587 |
PERSICO CHARLES J. | Director | 05/11/2011 | 54,141 |
PERSICO CHARLES J. | Director | 05/18/2011 | 110,863 |
Indiveri Michael J. | Director | 08/25/2016 | 64,751 |
Indiveri Michael J. | Director | 08/16/2016 | 119,449 |
TANZ STUART A | Chief Executive Officer | 01/01/2016 | 528,676 |
SCHOEBEL RICHARD K. | Chief Operating Officer | 01/01/2016 | 301,346 |
Haines Michael B. | EVP CFO, TREASURER & SECRETARY | 01/01/2016 | 174,543 |
BAKER RICHARD A. | Director | 01/01/2016 | 56,797 |
Sneve Laurie A. | Sr.VP,Chief Accounting Officer | 01/01/2016 | 87,155 |
TANZ STUART A | Chief Executive Officer | 01/01/2015 | 897,694 |
SCHOEBEL RICHARD K. | Chief Operating Officer | 01/01/2015 | 293,036 |
BAKER RICHARD A. | Director | 01/01/2015 | 60,142 |
SCHOEBEL RICHARD K. | Chief Operating Officer | 12/09/2014 | 43,500 |
TANZ STUART A | Chief Executive Officer | 01/01/2014 | 367,043 |
SCHOEBEL RICHARD K. | Chief Operating Officer | 01/01/2014 | 160,109 |
SCHOEBEL RICHARD K. | Chief Operating Officer | 12/31/2013 | 66,490 |
BAKER RICHARD A. | Director | 01/01/2014 | 36,196 |
BAKER RICHARD A. | Director | 12/31/2013 | 20,196 |
SCHOEBEL RICHARD K. | Chief Operating Officer | 12/09/2013 | 38,866 |
PERSICO CHARLES J. | Director | 05/29/2013 | 140,378 |
MEYER EDWARD H | Director | 05/07/2013 | 310,000 |
Neibart Lee S | Director | 02/01/2013 | 95,999,996 |
Neibart Lee S | Director | 02/01/2013 | 96,000,000 |
BAKER RICHARD A. | Director | 02/01/2013 | 95,999,996 |
BAKER RICHARD A. | Director | 02/01/2013 | 96,000,000 |
NRDC Capital Management, LLC | 10% Owner | 02/01/2013 | 95,999,996 |
NRDC Capital Management, LLC | 10% Owner | 02/01/2013 | 96,000,000 |
BAKER RICHARD A. | Director | 01/01/2013 | 24,197 |
BAKER RICHARD A. | Director | 12/31/2012 | 16,782 |
SCHOEBEL RICHARD K. | Chief Operating Officer | 01/01/2013 | 76,779 |
SCHOEBEL RICHARD K. | Chief Operating Officer | 12/31/2012 | 59,740 |
TANZ STUART A | Chief Executive Officer | 01/01/2013 | 174,272 |
SCHOEBEL RICHARD | Chief Operating Officer | 12/31/2012 | 59,740 |
SCHOEBEL RICHARD | Chief Operating Officer | 01/01/2013 | 76,779 |
TANZ STUART A | Chief Executive Officer | 01/01/2013 | 174,272 |
Baker Richard A. | Director | 01/01/2013 | 24,197 |
Baker Richard A. | Director | 12/31/2012 | 16,782 |
Baker Richard A. | Director | 10/20/2012 | 67,202 |
ROCHE JOHN | Chief Financial Officer | 10/20/2012 | 77,382 |
SCHOEBEL RICHARD | Chief Operating Officer | 12/12/2012 | 35,149 |
Baker Richard A. | Executive Chairman | 12/31/2011 | 15,510 |
ROCHE JOHN | Chief Financial Officer | 12/31/2011 | 150,865 |
GLENHILL ADVISORS LLC | Not a 10% owner | 10/28/2011 | 112,942 |
GLENHILL ADVISORS LLC | Not a 10% owner | 10/27/2011 | 111,737 |
Baker Richard A. | Executive Chairman | 10/25/2011 | 57,295 |
Baker Richard A. | Executive Chairman | 12/06/2010 | 50,900 |
PERSICO CHARLES J. | Director | 08/13/2010 | 143,383 |
Fund | # Shares Owned | % of Portfolio | % Change | Investing Style |
---|---|---|---|---|
BLACKROCK INC. | 23,175,745 | 0.00652% | -1.46% | Other |
GEODE CAPITAL MANAGEMENT, LLC | 3,266,552 | 0.00356% | 3.54% | Other |
BALYASNY ASSET MANAGEMENT L.P. | 1,620,610 | 0.04% | New | Event Driven |
EASTERLY INVESTMENT PARTNERS LLC | 605,642 | 0.59% | Exited | Other |
DAVIS SELECTED ADVISERS | 499,455 | 0% | -11.42% | Value |
RENAISSANCE TECHNOLOGIES LLC | 305,000 | 0.00643% | -37.54% | Other |
OCONNOR, A DISTINCT BUSINESS UNIT OF UBS ASSET MANAGEMENT AMERICAS (LLC) | 339,896 | 0.26% | 96.59% | Value |
D. E. SHAW & CO., INC. | 216,903 | 0.00252% | 7.29% | Other |
AQR CAPITAL MANAGEMENT LLC | 215,539 | 0.00411% | 50.92% | Other |
THIRD AVENUE MANAGEMENT LLC | 90,000 | 0.19% | No change | Value |
HOLOCENE ADVISORS, LP | 29,468 | 0.00139% | Exited | Growth At A Reasonable Price |
TUDOR INVESTMENT CORP ET AL | 14,358 | 0.00117% | Exited | Event Driven, Other |
MAGNETAR FINANCIAL LLC | 10,296 | 0.00267% | New | Event Driven, Other |
Period of Report: 06/30/2024
10-K/10-Q Filings: View