ROC Energy Acquisition Corp. (ROC) NASDAQ
$8.05 -0.16 (-1.89%)
Market Cap: $220.18M
As of 06/01/23 02:09 PM EDT. Market open.
ROC Energy Acquisition Corp. (ROC)
NASDAQ
$8.05
-0.16 (-1.89%)
Market Cap: $220.18M
As of 06/01/23 02:09 PM EDT. Market open.
ROC Energy Acquisition Corp. is a blank check company formed for the purpose of effecting a merger, share exchange, asset acquisition, share purchase, reorganization or similar business combination with one or more ... read more
ROC Energy Acquisition Corp. is a blank check company formed for the purpose of effecting a merger, share exchange, asset acquisition, share purchase, reorganization or similar business combination with one or more businesses. read less
COMPANY PROFILE
Sector
Industry
URL
Address
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Sector
Industry
Full Time Employees
2
URL
Address
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PRICE CHART FOR ROC ENERGY ACQUISITION CORP
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To:
NEWS
KEY STATS
Open
$8.28
Previous Close
$8.20
Days Range
$8 - $8.52
52 week range
$7.73 - $11.24
Volume
131,584
Avg. Volume (30 days)
160,073
Market Cap
$220.18M
Dividend Yield
0.00%
P/E
-
Shares Outstanding
26,851,000
Open
$8.28
Previous Close
$8.20
Days Range
$8 - $8.52
52 week range
$7.73 - $11.24
Volume
131,584
Avg. Volume (30 days)
160,073
Market Cap
$220.18M
Dividend Yield
0.00%
P/E
-
Shares Outstanding
26,851,000
Open in: 
Open in:
INSIDER TRANSACTIONS FOR ROC ENERGY ACQUISITION CORP
| Owner | Relationship | Date | Transaction | Cost | # Shares | Value($) | Total Shares | Form 4 |
| Ghasemi Seifi | Director | Jan 12, 2015 | Option Exercise | $78.68 | 28,485 | 2,241,200 | 5,106 | Jan 23, 2015, 11:48 AM |
| Riordan Thomas | Executive VP & Chief Admin Ofr | Jan 12, 2015 | Option Exercise | $78.68 | 21,130 | 1,662,508 | 8,142 | Jan 22, 2015, 12:37 PM |
| Zatta Robert J | Chief Executive Officer & CFO | Jan 12, 2015 | Option Exercise | $78.68 | 21,130 | 1,662,508 | 8,142 | Jan 21, 2015, 04:39 PM |
| Masters J Kent | Director | Dec 11, 2014 | Option Exercise | $31.73 | 7,878 | 249,969 | 25,264 | Dec 12, 2014, 05:37 PM |
| Masters J Kent | Director | Dec 11, 2014 | Sale | $77.64 | 7,878 | 611,666 | 17,386 | Dec 12, 2014, 05:37 PM |
| Riordan Thomas | EVP & Chief Admin Officer | Dec 04, 2014 | Sale | $79.08 | 46,985 | 3,715,809 | 31,236 | Dec 05, 2014, 04:37 PM |
| Zatta Robert J | Chief Executive Officer & CFO | Nov 24, 2014 | Sale | $79.15 | 22,466 | 1,778,276 | 34,096 | Nov 25, 2014, 04:25 PM |
| Zatta Robert J | Chief Executive Officer & CFO | Nov 20, 2014 | Sale | $78.85 | 32,990 | 2,601,327 | 56,562 | Nov 24, 2014, 05:15 PM |
| Ghasemi Seifi | Director | Nov 20, 2014 | Option Exercise | $23.79 | 131,358 | 3,125,007 | 842,788 | Nov 24, 2014, 05:15 PM |
| Ghasemi Seifi | Director | Nov 20, 2014 | Sale | $78.89 | 131,358 | 10,363,358 | 711,430 | Nov 24, 2014, 05:15 PM |
| Ghasemi Seifi | Director | Nov 19, 2014 | Option Exercise | $9.18 | 317,737 | 2,916,826 | 1,029,167 | Nov 20, 2014, 04:12 PM |
| Ghasemi Seifi | Director | Nov 18, 2014 | Option Exercise | $32.39 | 140,426 | 4,548,398 | 851,856 | Nov 20, 2014, 04:12 PM |
| Ghasemi Seifi | Director | Nov 19, 2014 | Sale | $78.88 | 317,737 | 25,063,094 | 711,430 | Nov 20, 2014, 04:12 PM |
| Ghasemi Seifi | Director | Nov 18, 2014 | Sale | $79.08 | 140,426 | 11,104,888 | 711,430 | Nov 20, 2014, 04:12 PM |
| ERIKSON SHELDON R | Director | Nov 18, 2014 | Sale | $79.11 | 35,236 | 2,787,520 | 0 | Nov 20, 2014, 04:12 PM |
| Riordan Thomas | Exec V.P & Chief Admin Officer | Jun 30, 2014 | Sale | $75.89 | 11,206 | 850,423 | 77,968 | Jul 01, 2014, 06:28 PM |
| Zatta Robert J | Acting CEO & CFO | Jun 30, 2014 | Sale | $75.89 | 10,003 | 759,128 | 89,299 | Jul 01, 2014, 06:27 PM |
| Zatta Robert J | Senior VP & CFO | May 28, 2014 | Sale | $75.88 | 7,887 | 598,466 | 99,302 | May 30, 2014, 04:40 PM |
| Riordan Thomas | Senior VP, Law & Administratio | May 28, 2014 | Sale | $76.43 | 10,419 | 796,284 | 89,374 | May 30, 2014, 04:39 PM |
| Zatta Robert J | Senior Vice President & CFO | Apr 28, 2014 | Sale | $71.22 | 9,775 | 696,176 | 107,055 | Apr 29, 2014, 07:08 PM |
| Riordan Thomas | SVP Law and Administration | Apr 28, 2014 | Sale | $71.22 | 10,000 | 712,200 | 99,459 | Apr 29, 2014, 07:08 PM |
| Zatta Robert J | SVP & Chief Financial Officer | Mar 28, 2014 | Sale | $73.06 | 8,372 | 611,658 | 116,830 | Apr 01, 2014, 05:13 PM |
| Riordan Thomas | SVP, Law & Administration | Mar 28, 2014 | Sale | $73.98 | 11,599 | 858,063 | 111,859 | Apr 01, 2014, 05:13 PM |
| Zatta Robert J | SVP & Chief Financial Officer | Feb 28, 2014 | Sale | $79.47 | 9,501 | 755,044 | 125,077 | Mar 04, 2014, 06:07 PM |
| Riordan Thomas | SVP, Law & Administration | Feb 28, 2014 | Sale | $79.47 | 10,853 | 862,488 | 120,933 | Mar 04, 2014, 06:06 PM |
| Ghasemi Seifi | Chairman & Chief Exec Officer | Dec 10, 2013 | Option Exercise | $14.61 | 206,000 | 3,009,660 | 911,790 | Dec 12, 2013, 08:28 PM |
| Ghasemi Seifi | Chairman & Chief Exec Officer | Dec 12, 2013 | Option Exercise | $20.01 | 389,084 | 7,784,812 | 904,298 | Dec 12, 2013, 08:28 PM |
| Ghasemi Seifi | Chairman & Chief Exec Officer | Dec 11, 2013 | Option Exercise | $14.61 | 30,300 | 442,683 | 736,090 | Dec 12, 2013, 08:28 PM |
| Ghasemi Seifi | Chairman & Chief Exec Officer | Dec 10, 2013 | Sale | $72.34 | 206,000 | 14,903,009 | 705,790 | Dec 12, 2013, 08:28 PM |
| Ghasemi Seifi | Chairman & Chief Exec Officer | Dec 12, 2013 | Sale | $69.82 | 389,084 | 27,165,834 | 705,790 | Dec 12, 2013, 08:28 PM |
| Ghasemi Seifi | Chairman & Chief Exec Officer | Dec 11, 2013 | Sale | $71.25 | 30,300 | 2,158,866 | 705,890 | Dec 12, 2013, 08:28 PM |
| Zatta Robert J | Sen VP&Chief Financial Officer | Aug 07, 2013 | Option Exercise | $30.50 | 32,500 | 991,194 | 155,523 | Aug 09, 2013, 02:28 PM |
| Zatta Robert J | Sen VP&Chief Financial Officer | Aug 07, 2013 | Sale | $64.92 | 32,500 | 2,109,968 | 130,172 | Aug 09, 2013, 02:28 PM |
| Riordan Thomas | Sen VP, Law & Adminstration | Aug 08, 2013 | Option Exercise | $29.78 | 51,624 | 1,537,603 | 170,662 | Aug 09, 2013, 02:27 PM |
| Riordan Thomas | Sen VP, Law & Adminstration | Aug 08, 2013 | Sale | $65.50 | 51,624 | 3,381,616 | 155,126 | Aug 09, 2013, 02:27 PM |
| Riordan Thomas | Senior Vice Pres, Law & Admin | Feb 19, 2013 | Option Exercise | $29.62 | 14,853 | 439,951 | 119,038 | Feb 21, 2013, 05:03 PM |
| Zatta Robert J | SVP & Chief Financial Officer | Dec 31, 2012 | Option Exercise | $49.46 | 12,902 | 638,133 | 123,023 | Jan 22, 2013, 12:09 PM |
| Riordan Thomas | SVP, Law & Administration | Dec 31, 2012 | Option Exercise | $49.46 | 9,763 | 482,878 | 104,185 | Jan 22, 2013, 12:09 PM |
| Ghasemi Seifi | Chairman and CEO | Dec 31, 2012 | Option Exercise | $49.46 | 63,136 | 3,122,707 | 703,273 | Jan 22, 2013, 12:09 PM |
| Riordan Thomas | Sen VP, Law & Administration | Dec 06, 2012 | Option Exercise | $14.61 | 6,624 | 96,777 | 112,554 | Dec 07, 2012, 04:43 PM |
| Riordan Thomas | Sen VP, Law & Administration | Dec 06, 2012 | Sale | $46.72 | 6,624 | 309,496 | 105,930 | Dec 07, 2012, 04:43 PM |
| Riordan Thomas | Sen VP, Law & Administration | Dec 03, 2012 | Option Exercise | $14.61 | 9,700 | 141,717 | 115,630 | Dec 05, 2012, 06:59 PM |
| Riordan Thomas | Sen VP, Law & Administration | Dec 05, 2012 | Option Exercise | $14.61 | 17,901 | 261,534 | 123,831 | Dec 05, 2012, 06:59 PM |
| Riordan Thomas | Sen VP, Law & Administration | Dec 05, 2012 | Sale | $46.29 | 17,901 | 828,559 | 105,930 | Dec 05, 2012, 06:59 PM |
| Riordan Thomas | Sen VP, Law & Administration | Dec 03, 2012 | Sale | $46.31 | 9,700 | 449,168 | 105,930 | Dec 05, 2012, 06:59 PM |
| Zatta Robert J | Senior VP & CFO | Nov 29, 2012 | Option Exercise | $28.95 | 40,863 | 1,183,049 | 163,485 | Dec 03, 2012, 04:51 PM |
| Zatta Robert J | Senior VP & CFO | Nov 29, 2012 | Sale | $44.69 | 35,663 | 1,593,615 | 142,121 | Dec 03, 2012, 04:51 PM |
| KKR Millennium Fund L.P. | 10% Owner | Nov 19, 2012 | Sale | $42.67 | 6,900,838 | 294,458,745 | 0 | Nov 21, 2012, 05:12 PM |
| KKR Fund Holdings L.P. | 10% Owner | Nov 19, 2012 | Sale | $42.67 | 6,900,838 | 294,458,745 | 0 | Nov 21, 2012, 05:12 PM |
| KKR Millennium Fund L.P. | 10% Owner | Nov 14, 2012 | Option Exercise | $45.85 | 305,351 | 14,000,954 | 1,739,923 | Nov 16, 2012, 05:32 PM |
| KKR Millennium Fund L.P. | 10% Owner | Nov 14, 2012 | Option Exercise | $14.39 | 973,170 | 14,000,997 | 2,045,274 | Nov 16, 2012, 05:32 PM |
| KKR Fund Holdings L.P. | 10% Owner | Nov 14, 2012 | Option Exercise | $45.85 | 305,351 | 14,000,954 | 1,739,923 | Nov 16, 2012, 05:31 PM |
| KKR Fund Holdings L.P. | 10% Owner | Nov 14, 2012 | Option Exercise | $14.39 | 973,170 | 14,000,997 | 2,045,274 | Nov 16, 2012, 05:31 PM |
| Zatta Robert J | SVP & Chief Financial Officer | Mar 14, 2012 | Option Exercise | $10.98 | 39,776 | 436,793 | 159,311 | Mar 16, 2012, 06:00 PM |
| Zatta Robert J | SVP & Chief Financial Officer | Mar 14, 2012 | Sale | $52.54 | 36,689 | 1,927,730 | 156,411 | Mar 16, 2012, 06:00 PM |
| Riordan Thomas | Sen. VP, Law & Administration | Mar 13, 2012 | Option Exercise | $9.18 | 29,536 | 271,140 | 135,466 | Mar 15, 2012, 06:28 PM |
| Riordan Thomas | Sen. VP, Law & Administration | Mar 13, 2012 | Sale | $50.76 | 29,536 | 1,499,182 | 105,930 | Mar 15, 2012, 06:28 PM |
| Maine Douglas L | Director | Feb 28, 2012 | Option Exercise | $20.00 | 12,500 | 250,000 | 56,290 | Feb 29, 2012, 06:35 PM |
| Maine Douglas L | Director | Feb 28, 2012 | Sale | $53.51 | 12,500 | 668,875 | 43,790 | Feb 29, 2012, 06:35 PM |
| Zatta Robert J | SVP & Chief Financial Officer | Feb 13, 2012 | Option Exercise | $9.18 | 18,155 | 166,663 | 119,535 | Feb 15, 2012, 04:42 PM |
| Riordan Thomas | Sr. VP, Law & Administration | Feb 02, 2012 | Option Exercise | $9.18 | 18,155 | 166,663 | 105,930 | Feb 06, 2012, 02:16 PM |
| Ghasemi Seifi | Chairman & Chief Exec Officer | Jan 18, 2012 | Option Exercise | $16.08 | 29,022 | 466,636 | 735,399 | Jan 20, 2012, 03:37 PM |
| Ghasemi Seifi | Chairman and CEO | Sep 29, 2011 | Option Exercise | $14.61 | 103,862 | 1,517,424 | 679,772 | Oct 03, 2011, 05:37 PM |
| Ghasemi Seifi | Chairman and CEO | Sep 08, 2011 | Option Exercise | $47.89 | 186,213 | 8,917,740 | 575,910 | Sep 09, 2011, 05:55 PM |
| Ghasemi Seifi | Chairman and CEO | Sep 08, 2011 | Option Exercise | $14.61 | 300,000 | 4,383,000 | 762,123 | Sep 09, 2011, 05:55 PM |
| DICCIANI NANCE K | Director | Aug 17, 2011 | Buy | $50.45 | 2,000 | 100,893 | 24,056 | Aug 18, 2011, 04:45 PM |
| ERIKSON SHELDON R | Director | Aug 16, 2011 | Option Exercise | $18.90 | 12,500 | 236,250 | 35,389 | Aug 17, 2011, 01:48 PM |
| ERIKSON SHELDON R | Director | Aug 16, 2011 | Sale | $50.90 | 4,650 | 236,703 | 30,739 | Aug 17, 2011, 01:48 PM |
| Zatta Robert J | SVP & CFO | Jul 15, 2011 | Option Exercise | $14.61 | 10,000 | 146,100 | 105,109 | Jul 19, 2011, 04:37 PM |
| Zatta Robert J | SVP & CFO | Jul 15, 2011 | Sale | $57.25 | 10,000 | 572,500 | 95,109 | Jul 19, 2011, 04:37 PM |
| Zatta Robert J | Senior Vice President & CFO | Jun 21, 2011 | Option Exercise | $14.61 | 5,000 | 73,050 | 100,109 | Jun 23, 2011, 03:52 PM |
| Zatta Robert J | Senior Vice President & CFO | Jun 21, 2011 | Sale | $50.00 | 5,000 | 250,000 | 95,109 | Jun 23, 2011, 03:52 PM |
| Zatta Robert J | Senior Vice President & CFO | Jun 15, 2011 | Option Exercise | $14.61 | 5,000 | 73,050 | 100,109 | Jun 16, 2011, 03:14 PM |
| Zatta Robert J | Senior Vice President & CFO | Jun 15, 2011 | Sale | $48.00 | 5,000 | 240,000 | 95,109 | Jun 16, 2011, 03:14 PM |
| Zatta Robert J | S.V.P& Chief Financial Officer | May 16, 2011 | Option Exercise | $14.61 | 28,599 | 417,831 | 118,336 | May 18, 2011, 08:32 PM |
| Zatta Robert J | S.V.P& Chief Financial Officer | May 16, 2011 | Sale | $50.30 | 23,227 | 1,168,313 | 102,631 | May 18, 2011, 08:32 PM |
| Riordan Thomas | S.V.P., Law & Administration | May 16, 2011 | Option Exercise | $14.61 | 59,809 | 873,809 | 142,813 | May 18, 2011, 08:31 PM |
| Riordan Thomas | S.V.P., Law & Administration | May 18, 2011 | Option Exercise | $14.61 | 1,796 | 26,240 | 84,800 | May 18, 2011, 08:31 PM |
| Riordan Thomas | S.V.P., Law & Administration | May 18, 2011 | Sale | $50.02 | 1,796 | 89,834 | 83,004 | May 18, 2011, 08:31 PM |
| Riordan Thomas | S.V.P., Law & Administration | May 16, 2011 | Sale | $50.33 | 59,809 | 3,009,894 | 92,204 | May 18, 2011, 08:31 PM |
| KKR 1996 FUND L P | 10% Owner | May 05, 2011 | Sale | $53.77 | 8,000,000 | 430,160,004 | 5,011,109 | May 09, 2011, 04:46 PM |
| Riordan Thomas | SVP, Law & Administration | Mar 01, 2011 | Option Exercise | $46.03 | 543 | 24,994 | 83,004 | Mar 03, 2011, 07:53 PM |
| Zatta Robert J | SVP & Chief Financial Officer | Mar 01, 2011 | Option Exercise | $46.03 | 624 | 28,723 | 89,737 | Mar 03, 2011, 07:52 PM |
| Sullivan James T | Controller & Prin Acct Officer | Mar 01, 2011 | Option Exercise | $46.03 | 127 | 5,846 | 22,646 | Mar 03, 2011, 07:50 PM |
| Ghasemi Seifi | Chairman & Chief Exec Officer | Mar 01, 2011 | Option Exercise | $46.03 | 2,904 | 133,671 | 462,123 | Mar 03, 2011, 07:44 PM |
| KKR 1996 FUND L P | 10% Owner | Dec 23, 2010 | Sale | $37.52 | 6,236,979 | 234,011,455 | 5,231,416 | Feb 14, 2011, 06:58 PM |
| Zatta Robert J | Senior VP & CFO | Dec 15, 2010 | Option Exercise | $14.61 | 20,000 | 292,200 | 86,478 | Dec 17, 2010, 05:04 PM |
| Zatta Robert J | Senior VP & CFO | Dec 15, 2010 | Sale | $41.40 | 20,000 | 828,012 | 66,478 | Dec 17, 2010, 05:04 PM |
| Zatta Robert J | Senior Vice President & CFO | Nov 15, 2010 | Option Exercise | $14.61 | 20,000 | 292,200 | 79,566 | Nov 17, 2010, 05:47 PM |
| Zatta Robert J | Senior Vice President & CFO | Nov 15, 2010 | Sale | $36.54 | 20,000 | 730,900 | 59,566 | Nov 17, 2010, 05:47 PM |
| Zatta Robert J | Senior VP & Chief Financial Of | Oct 15, 2010 | Option Exercise | $14.61 | 33,957 | 496,112 | 93,523 | Oct 19, 2010, 06:01 PM |
| Zatta Robert J | Senior VP & Chief Financial Of | Oct 15, 2010 | Sale | $34.71 | 33,957 | 1,178,736 | 59,566 | Oct 19, 2010, 06:01 PM |
| Zatta Robert J | Senior Vice President & CFO | Sep 24, 2010 | Option Exercise | $14.61 | 30,000 | 438,300 | 89,566 | Sep 27, 2010, 07:28 PM |
| Zatta Robert J | Senior Vice President & CFO | Sep 24, 2010 | Sale | $32.03 | 30,000 | 960,759 | 59,566 | Sep 27, 2010, 07:28 PM |
| Zatta Robert J | Senior V.P. & CFO | Sep 15, 2010 | Option Exercise | $14.61 | 16,132 | 235,689 | 75,698 | Sep 17, 2010, 10:19 AM |
| Zatta Robert J | Senior V.P. & CFO | Sep 15, 2010 | Sale | $29.36 | 16,132 | 473,695 | 59,566 | Sep 17, 2010, 10:19 AM |
| Riordan Thomas | SVP, Law & Administration | Sep 09, 2010 | Option Exercise | $28.00 | 7,142 | 199,976 | 55,867 | Sep 13, 2010, 06:47 PM |
| Riordan Thomas | SVP, Law & Administration | Sep 09, 2010 | Option Exercise | $14.61 | 13,690 | 200,011 | 59,438 | Sep 13, 2010, 06:47 PM |
| Zatta Robert J | Senior Vice President & CFO | Sep 09, 2010 | Option Exercise | $28.00 | 7,142 | 199,976 | 59,566 | Sep 13, 2010, 06:44 PM |
| Zatta Robert J | Senior Vice President & CFO | Sep 09, 2010 | Option Exercise | $14.61 | 13,690 | 200,011 | 63,137 | Sep 13, 2010, 06:44 PM |
| Zatta Robert J | SVP & CFO | Aug 16, 2010 | Option Exercise | $14.61 | 10,000 | 146,100 | 63,018 | Aug 18, 2010, 02:30 PM |
| Zatta Robert J | SVP & CFO | Aug 16, 2010 | Sale | $27.86 | 10,000 | 278,650 | 53,018 | Aug 18, 2010, 02:30 PM |
| Sullivan James T | Controller & Princ.l Acct. Off | Aug 05, 2010 | Option Exercise | $14.61 | 6,845 | 100,005 | 20,483 | Aug 06, 2010, 05:24 PM |
| Sullivan James T | Controller & Princ.l Acct. Off | Aug 05, 2010 | Sale | $30.31 | 6,845 | 207,454 | 13,638 | Aug 06, 2010, 05:24 PM |
| Riordan Thomas | Senior VP, Law & Admin | Jul 29, 2010 | Option Exercise | $14.61 | 100,058 | 1,461,847 | 110,926 | Jul 30, 2010, 06:00 PM |
| Riordan Thomas | Senior VP, Law & Admin | Jul 29, 2010 | Sale | $28.56 | 100,058 | 2,857,722 | 49,319 | Jul 30, 2010, 06:00 PM |
| Zatta Robert J | Senior VP & CFO | Jul 29, 2010 | Option Exercise | $14.61 | 12,975 | 189,565 | 65,993 | Jul 30, 2010, 05:53 PM |
| Zatta Robert J | Senior VP & CFO | Jul 29, 2010 | Sale | $28.64 | 12,975 | 371,578 | 53,018 | Jul 30, 2010, 05:53 PM |
Load More Insider Transactions
Buy
Sale
Option Exercise
| Owner | Relationship | Date | Value($) |
| Ghasemi Seifi | Director | 01/12/2015 | 2,241,200 |
| Riordan Thomas | Executive VP & Chief Admin Ofr | 01/12/2015 | 1,662,508 |
| Zatta Robert J | Chief Executive Officer & CFO | 01/12/2015 | 1,662,508 |
| Masters J Kent | Director | 12/11/2014 | 249,969 |
| Masters J Kent | Director | 12/11/2014 | 611,666 |
| Riordan Thomas | EVP & Chief Admin Officer | 12/04/2014 | 3,715,809 |
| Zatta Robert J | Chief Executive Officer & CFO | 11/24/2014 | 1,778,276 |
| Zatta Robert J | Chief Executive Officer & CFO | 11/20/2014 | 2,601,327 |
| Ghasemi Seifi | Director | 11/20/2014 | 3,125,007 |
| Ghasemi Seifi | Director | 11/20/2014 | 10,363,358 |
| Ghasemi Seifi | Director | 11/19/2014 | 2,916,826 |
| Ghasemi Seifi | Director | 11/18/2014 | 4,548,398 |
| Ghasemi Seifi | Director | 11/19/2014 | 25,063,094 |
| Ghasemi Seifi | Director | 11/18/2014 | 11,104,888 |
| ERIKSON SHELDON R | Director | 11/18/2014 | 2,787,520 |
| Riordan Thomas | Exec V.P & Chief Admin Officer | 06/30/2014 | 850,423 |
| Zatta Robert J | Acting CEO & CFO | 06/30/2014 | 759,128 |
| Zatta Robert J | Senior VP & CFO | 05/28/2014 | 598,466 |
| Riordan Thomas | Senior VP, Law & Administratio | 05/28/2014 | 796,284 |
| Zatta Robert J | Senior Vice President & CFO | 04/28/2014 | 696,176 |
| Riordan Thomas | SVP Law and Administration | 04/28/2014 | 712,200 |
| Zatta Robert J | SVP & Chief Financial Officer | 03/28/2014 | 611,658 |
| Riordan Thomas | SVP, Law & Administration | 03/28/2014 | 858,063 |
| Zatta Robert J | SVP & Chief Financial Officer | 02/28/2014 | 755,044 |
| Riordan Thomas | SVP, Law & Administration | 02/28/2014 | 862,488 |
| Ghasemi Seifi | Chairman & Chief Exec Officer | 12/10/2013 | 3,009,660 |
| Ghasemi Seifi | Chairman & Chief Exec Officer | 12/12/2013 | 7,784,812 |
| Ghasemi Seifi | Chairman & Chief Exec Officer | 12/11/2013 | 442,683 |
| Ghasemi Seifi | Chairman & Chief Exec Officer | 12/10/2013 | 14,903,009 |
| Ghasemi Seifi | Chairman & Chief Exec Officer | 12/12/2013 | 27,165,834 |
| Ghasemi Seifi | Chairman & Chief Exec Officer | 12/11/2013 | 2,158,866 |
| Zatta Robert J | Sen VP&Chief Financial Officer | 08/07/2013 | 991,194 |
| Zatta Robert J | Sen VP&Chief Financial Officer | 08/07/2013 | 2,109,968 |
| Riordan Thomas | Sen VP, Law & Adminstration | 08/08/2013 | 1,537,603 |
| Riordan Thomas | Sen VP, Law & Adminstration | 08/08/2013 | 3,381,616 |
| Riordan Thomas | Senior Vice Pres, Law & Admin | 02/19/2013 | 439,951 |
| Zatta Robert J | SVP & Chief Financial Officer | 12/31/2012 | 638,133 |
| Riordan Thomas | SVP, Law & Administration | 12/31/2012 | 482,878 |
| Ghasemi Seifi | Chairman and CEO | 12/31/2012 | 3,122,707 |
| Riordan Thomas | Sen VP, Law & Administration | 12/06/2012 | 96,777 |
| Riordan Thomas | Sen VP, Law & Administration | 12/06/2012 | 309,496 |
| Riordan Thomas | Sen VP, Law & Administration | 12/03/2012 | 141,717 |
| Riordan Thomas | Sen VP, Law & Administration | 12/05/2012 | 261,534 |
| Riordan Thomas | Sen VP, Law & Administration | 12/05/2012 | 828,559 |
| Riordan Thomas | Sen VP, Law & Administration | 12/03/2012 | 449,168 |
| Zatta Robert J | Senior VP & CFO | 11/29/2012 | 1,183,049 |
| Zatta Robert J | Senior VP & CFO | 11/29/2012 | 1,593,615 |
| KKR Millennium Fund L.P. | 10% Owner | 11/19/2012 | 294,458,745 |
| KKR Fund Holdings L.P. | 10% Owner | 11/19/2012 | 294,458,745 |
| KKR Millennium Fund L.P. | 10% Owner | 11/14/2012 | 14,000,954 |
| KKR Millennium Fund L.P. | 10% Owner | 11/14/2012 | 14,000,997 |
| KKR Fund Holdings L.P. | 10% Owner | 11/14/2012 | 14,000,954 |
| KKR Fund Holdings L.P. | 10% Owner | 11/14/2012 | 14,000,997 |
| Zatta Robert J | SVP & Chief Financial Officer | 03/14/2012 | 436,793 |
| Zatta Robert J | SVP & Chief Financial Officer | 03/14/2012 | 1,927,730 |
| Riordan Thomas | Sen. VP, Law & Administration | 03/13/2012 | 271,140 |
| Riordan Thomas | Sen. VP, Law & Administration | 03/13/2012 | 1,499,182 |
| Maine Douglas L | Director | 02/28/2012 | 250,000 |
| Maine Douglas L | Director | 02/28/2012 | 668,875 |
| Zatta Robert J | SVP & Chief Financial Officer | 02/13/2012 | 166,663 |
| Riordan Thomas | Sr. VP, Law & Administration | 02/02/2012 | 166,663 |
| Ghasemi Seifi | Chairman & Chief Exec Officer | 01/18/2012 | 466,636 |
| Ghasemi Seifi | Chairman and CEO | 09/29/2011 | 1,517,424 |
| Ghasemi Seifi | Chairman and CEO | 09/08/2011 | 8,917,740 |
| Ghasemi Seifi | Chairman and CEO | 09/08/2011 | 4,383,000 |
| DICCIANI NANCE K | Director | 08/17/2011 | 100,893 |
| ERIKSON SHELDON R | Director | 08/16/2011 | 236,250 |
| ERIKSON SHELDON R | Director | 08/16/2011 | 236,703 |
| Zatta Robert J | SVP & CFO | 07/15/2011 | 146,100 |
| Zatta Robert J | SVP & CFO | 07/15/2011 | 572,500 |
| Zatta Robert J | Senior Vice President & CFO | 06/21/2011 | 73,050 |
| Zatta Robert J | Senior Vice President & CFO | 06/21/2011 | 250,000 |
| Zatta Robert J | Senior Vice President & CFO | 06/15/2011 | 73,050 |
| Zatta Robert J | Senior Vice President & CFO | 06/15/2011 | 240,000 |
| Zatta Robert J | S.V.P& Chief Financial Officer | 05/16/2011 | 417,831 |
| Zatta Robert J | S.V.P& Chief Financial Officer | 05/16/2011 | 1,168,313 |
| Riordan Thomas | S.V.P., Law & Administration | 05/16/2011 | 873,809 |
| Riordan Thomas | S.V.P., Law & Administration | 05/18/2011 | 26,240 |
| Riordan Thomas | S.V.P., Law & Administration | 05/18/2011 | 89,834 |
| Riordan Thomas | S.V.P., Law & Administration | 05/16/2011 | 3,009,894 |
| KKR 1996 FUND L P | 10% Owner | 05/05/2011 | 430,160,004 |
| Riordan Thomas | SVP, Law & Administration | 03/01/2011 | 24,994 |
| Zatta Robert J | SVP & Chief Financial Officer | 03/01/2011 | 28,723 |
| Sullivan James T | Controller & Prin Acct Officer | 03/01/2011 | 5,846 |
| Ghasemi Seifi | Chairman & Chief Exec Officer | 03/01/2011 | 133,671 |
| KKR 1996 FUND L P | 10% Owner | 12/23/2010 | 234,011,455 |
| Zatta Robert J | Senior VP & CFO | 12/15/2010 | 292,200 |
| Zatta Robert J | Senior VP & CFO | 12/15/2010 | 828,012 |
| Zatta Robert J | Senior Vice President & CFO | 11/15/2010 | 292,200 |
| Zatta Robert J | Senior Vice President & CFO | 11/15/2010 | 730,900 |
| Zatta Robert J | Senior VP & Chief Financial Of | 10/15/2010 | 496,112 |
| Zatta Robert J | Senior VP & Chief Financial Of | 10/15/2010 | 1,178,736 |
| Zatta Robert J | Senior Vice President & CFO | 09/24/2010 | 438,300 |
| Zatta Robert J | Senior Vice President & CFO | 09/24/2010 | 960,759 |
| Zatta Robert J | Senior V.P. & CFO | 09/15/2010 | 235,689 |
| Zatta Robert J | Senior V.P. & CFO | 09/15/2010 | 473,695 |
| Riordan Thomas | SVP, Law & Administration | 09/09/2010 | 199,976 |
| Riordan Thomas | SVP, Law & Administration | 09/09/2010 | 200,011 |
| Zatta Robert J | Senior Vice President & CFO | 09/09/2010 | 199,976 |
| Zatta Robert J | Senior Vice President & CFO | 09/09/2010 | 200,011 |
| Zatta Robert J | SVP & CFO | 08/16/2010 | 146,100 |
| Zatta Robert J | SVP & CFO | 08/16/2010 | 278,650 |
| Sullivan James T | Controller & Princ.l Acct. Off | 08/05/2010 | 100,005 |
| Sullivan James T | Controller & Princ.l Acct. Off | 08/05/2010 | 207,454 |
| Riordan Thomas | Senior VP, Law & Admin | 07/29/2010 | 1,461,847 |
| Riordan Thomas | Senior VP, Law & Admin | 07/29/2010 | 2,857,722 |
| Zatta Robert J | Senior VP & CFO | 07/29/2010 | 189,565 |
| Zatta Robert J | Senior VP & CFO | 07/29/2010 | 371,578 |
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FUNDS WITH A POSITION IN ROC ENERGY ACQUISITION CORP
| Fund | # Shares Owned | % of Portfolio | % Change | Investing Style |
|---|---|---|---|---|
| WESTCHESTER CAPITAL MANAGEMENT, LLC | 930,992 | 0.29% | 110.57% | Event Driven |
| D. E. SHAW & CO., INC. | 890,957 | 0.00995% | No change | Other |
| FIR TREE CAPITAL MANAGEMENT LP | 796,266 | 0.66% | 327.87% | Value, Event Driven |
| SCULPTOR CAPITAL LP | 756,112 | 0.18% | No change | Event Driven |
| TACONIC CAPITAL ADVISORS LP | 590,000 | 0.25% | Exited | Event Driven |
| AQR ARBITRAGE LLC | 565,872 | 0.18% | -2.4% | Event Driven |
| BALYASNY ASSET MANAGEMENT L.P. | 500,000 | 0.01% | No change | Event Driven |
| OAKTREE CAPITAL MANAGEMENT LP | 400,000 | 0.04% | Exited | Other |
| MAGNETAR FINANCIAL LLC | 306,700 | 0.06% | No change | Event Driven, Other |
| UBS OCONNOR LLC | 231,686 | 0.11% | No change | Value |
| GLAZER CAPITAL, LLC | 224,206 | 0.13% | 73.24% | Event Driven |
| BULLDOG INVESTORS, LLP | 181,587 | 0.61% | -5.89% | Activists |
| HGC INVESTMENT MANAGEMENT INC. | 14,000 | 0.00759% | No change | Event Driven |