Raymond James Financial, Inc.. (RJF) NEW YORK STOCK EXCHANGE INC.
$93.27 1.50 (1.64%)
Market Cap: $20.09B
As of 03/31/23 04:03 PM EDT. Market closed.
Raymond James Financial, Inc.. (RJF)
NEW YORK STOCK EXCHANGE INC.
$93.27
1.50 (1.64%)
Market Cap: $20.09B
As of 03/31/23 04:03 PM EDT. Market closed.
Raymond James Financial, Inc. is a leading diversified financial services company providing private client group, capital markets, asset management, banking and other services to individuals, corporations and municipalities. The company has approximately 8,200 financial advisors. Total client assets are $923 billion. Public since 1983, the firm is headquartered in St. Petersburg, ... read more
Raymond James Financial, Inc. is a leading diversified financial services company providing private client group, capital markets, asset management, banking and other services to individuals, corporations and municipalities. The company has approximately 8,200 financial advisors. Total client assets are $923 billion. Public since 1983, the firm is headquartered in St. Petersburg, Florida. read less
COMPANY PROFILE
Sector
Finance and Insurance
Industry
Investment Banking and Securities Dealing
CEO
Paul Reilly
Full Time Employees
17,000
CEO Compensation (Base)
$500,000
CEO Compensation (Total)
$11.12M
Sector
Finance and Insurance
Industry
Investment Banking and Securities Dealing
CEO
Paul Reilly
Full Time Employees
17,000
CEO Compensation (Base)
$500,000
CEO Compensation (Total)
$11.12M
Address
880 Carillon Pkwy, Florida, St Petersburg, 33716-1102.
PRICE CHART FOR RAYMOND JAMES FINANCIAL, INC.
From:
To:
NEWS
KEY STATS
Open
$92.04
Previous Close
$91.77
Days Range
$91.93 - $93.32
52 week range
$83.54 - $124.94
Volume
1,313,383
Avg. Volume (30 days)
2,113,066
Market Cap
$20.09B
Dividend Yield
1.62%
P/E
12.83
Shares Outstanding
215,351,531
Open
$92.04
Previous Close
$91.77
Days Range
$91.93 - $93.32
52 week range
$83.54 - $124.94
Volume
1,313,383
Avg. Volume (30 days)
2,113,066
Market Cap
$20.09B
Dividend Yield
1.62%
P/E
12.83
Shares Outstanding
215,351,531
Open in: 
Open in:
INSIDER TRANSACTIONS FOR RAYMOND JAMES FINANCIAL, INC.
| Owner | Relationship | Date | Transaction | Cost | # Shares | Value($) | Total Shares | Form 4 |
| Perry Jodi | President, ICD for RJFS | Feb 06, 2023 | Sale | $112.30 | 6,343 | 712,319 | 7,150 | Feb 08, 2023, 07:39 AM |
| Curtis Scott A | President, PCG | Jan 03, 2023 | Option Exercise | $106.11 | 1,039 | 110,248 | 169,091 | Jan 05, 2023, 04:16 PM |
| REILLY PAUL C | Chair & CEO | Jan 03, 2023 | Option Exercise | $106.11 | 26,749 | 2,838,336 | 240,750 | Jan 05, 2023, 04:07 PM |
| Dowdle Jeffrey A | COO & Head of Asset Mgmt. | Jan 03, 2023 | Option Exercise | $106.11 | 1,039 | 110,248 | 53,595 | Jan 05, 2023, 01:38 PM |
| Raney Steven M | President & CEO RJBank | Jan 03, 2023 | Option Exercise | $106.11 | 569 | 60,377 | 54,566 | Jan 05, 2023, 01:13 PM |
| Elwyn Tashtego S | CEO & President - RJA | Jan 03, 2023 | Option Exercise | $106.11 | 1,062 | 112,689 | 59,755 | Jan 05, 2023, 01:11 PM |
| Perry Jodi | President, ICD for RJFS | Jan 03, 2023 | Option Exercise | $106.11 | 176 | 18,675 | 13,493 | Jan 05, 2023, 01:10 PM |
| Catanese George | Chief Risk Officer | Jan 03, 2023 | Option Exercise | $106.11 | 296 | 31,409 | 12,081 | Jan 05, 2023, 01:10 PM |
| Bunn James E | Pres-GlobEq&Inv Banking-RJA | Jan 03, 2023 | Option Exercise | $106.11 | 3,761 | 399,080 | 41,386 | Jan 05, 2023, 01:07 PM |
| Allaire Bella Loykhter | Executive Vice President-RJA | Jan 03, 2023 | Option Exercise | $106.11 | 1,157 | 122,769 | 82,074 | Jan 05, 2023, 01:07 PM |
| Santelli Jonathan N | EVP, Gen Counsel, Secy | Jan 03, 2023 | Option Exercise | $106.11 | 498 | 52,843 | 16,320 | Jan 05, 2023, 11:41 AM |
| Raney Steven M | President & CEO RJBank | Dec 15, 2022 | Sale | $107.58 | 5,577 | 599,974 | 56,537 | Dec 19, 2022, 04:02 PM |
| REILLY PAUL C | Chair & CEO | Dec 13, 2022 | Option Exercise | $111.52 | 14,332 | 1,598,305 | 291,515 | Dec 15, 2022, 05:30 PM |
| REILLY PAUL C | Chair & CEO | Dec 14, 2022 | Sale | $111.27 | 24,016 | 2,672,332 | 267,499 | Dec 15, 2022, 05:30 PM |
| Catanese George | Chief Risk Officer | Dec 13, 2022 | Option Exercise | $111.52 | 381 | 42,489 | 12,377 | Dec 15, 2022, 05:16 PM |
| Allaire Bella Loykhter | Executive Vice President-RJA | Dec 13, 2022 | Option Exercise | $111.52 | 1,487 | 165,830 | 83,231 | Dec 15, 2022, 05:12 PM |
| Curtis Scott A | President, PCG | Dec 13, 2022 | Option Exercise | $111.52 | 1,334 | 148,768 | 170,630 | Dec 15, 2022, 04:56 PM |
| Santelli Jonathan N | EVP, Gen Counsel, Secy | Dec 13, 2022 | Option Exercise | $111.52 | 519 | 57,879 | 16,818 | Dec 15, 2022, 04:49 PM |
| Aisenbrey Christopher S | Chief Human Resources Officer | Dec 13, 2022 | Option Exercise | $111.52 | 72 | 8,029 | 5,919 | Dec 15, 2022, 03:45 PM |
| Dowdle Jeffrey A | COO & Head of Asset Mgmt. | Dec 13, 2022 | Option Exercise | $111.52 | 1,334 | 148,768 | 54,634 | Dec 15, 2022, 03:44 PM |
| Bunn James E | Pres-GlobEq&Inv Banking-RJA | Dec 13, 2022 | Option Exercise | $111.52 | 3,891 | 433,924 | 45,147 | Dec 15, 2022, 03:42 PM |
| Raney Steven M | President & CEO RJBank | Dec 13, 2022 | Option Exercise | $111.52 | 732 | 81,633 | 62,114 | Dec 15, 2022, 03:31 PM |
| Elwyn Tashtego S | CEO & President - RJA | Dec 13, 2022 | Option Exercise | $111.52 | 1,215 | 135,497 | 61,517 | Dec 15, 2022, 03:01 PM |
| Perry Jodi | President, ICD for RJFS | Dec 13, 2022 | Option Exercise | $111.52 | 178 | 19,851 | 13,669 | Dec 14, 2022, 02:13 PM |
| Perry Jodi | President, ICD for RJFS | Dec 12, 2022 | Option Exercise | $114.58 | 1,062 | 121,684 | 13,394 | Dec 14, 2022, 02:13 PM |
| Shoukry Paul M | CFO and Treasurer | Dec 13, 2022 | Option Exercise | $111.52 | 369 | 41,151 | 16,700 | Dec 14, 2022, 11:18 AM |
| Shoukry Paul M | CFO and Treasurer | Dec 12, 2022 | Option Exercise | $114.58 | 1,062 | 121,684 | 16,131 | Dec 14, 2022, 11:18 AM |
| Catanese George | Chief Risk Officer | Dec 08, 2022 | Sale | $114.02 | 3,489 | 397,830 | 11,862 | Dec 09, 2022, 10:50 AM |
| REILLY PAUL C | Chair & CEO | Nov 30, 2022 | Option Exercise | $116.90 | 1,475 | 172,428 | 267,111 | Dec 01, 2022, 04:42 PM |
| REILLY PAUL C | Chair & CEO | Nov 29, 2022 | Option Exercise | $115.37 | 1,387 | 160,018 | 188,719 | Dec 01, 2022, 04:42 PM |
| Santelli Jonathan N | EVP, Gen Counsel, Secy | Nov 30, 2022 | Option Exercise | $116.90 | 527 | 61,606 | 16,018 | Dec 01, 2022, 04:25 PM |
| Santelli Jonathan N | EVP, Gen Counsel, Secy | Nov 29, 2022 | Option Exercise | $115.37 | 365 | 42,110 | 13,317 | Dec 01, 2022, 04:25 PM |
| Perry Jodi | President, ICD for RJFS | Nov 29, 2022 | Option Exercise | $115.37 | 365 | 42,110 | 11,162 | Dec 01, 2022, 03:47 PM |
| Elwyn Tashtego S | CEO & President - RJA | Nov 30, 2022 | Option Exercise | $116.90 | 590 | 68,971 | 59,642 | Dec 01, 2022, 02:55 PM |
| Elwyn Tashtego S | CEO & President - RJA | Nov 29, 2022 | Option Exercise | $115.37 | 590 | 68,068 | 54,904 | Dec 01, 2022, 02:55 PM |
| Dowdle Jeffrey A | COO & Head of Asset Mgmt. | Nov 30, 2022 | Option Exercise | $116.90 | 590 | 68,971 | 52,362 | Dec 01, 2022, 02:54 PM |
| Dowdle Jeffrey A | COO & Head of Asset Mgmt. | Nov 29, 2022 | Option Exercise | $115.37 | 555 | 64,030 | 46,729 | Dec 01, 2022, 02:54 PM |
| Curtis Scott A | President, PCG | Nov 29, 2022 | Option Exercise | $115.37 | 555 | 64,030 | 162,725 | Dec 01, 2022, 02:48 PM |
| Curtis Scott A | President, PCG | Nov 30, 2022 | Option Exercise | $116.90 | 590 | 68,971 | 168,358 | Dec 01, 2022, 02:48 PM |
| Catanese George | Chief Risk Officer | Nov 30, 2022 | Option Exercise | $116.90 | 219 | 25,601 | 15,351 | Dec 01, 2022, 02:48 PM |
| Catanese George | Chief Risk Officer | Nov 29, 2022 | Option Exercise | $115.37 | 198 | 22,843 | 13,322 | Dec 01, 2022, 02:48 PM |
| Bunn James E | Pres-GlobEq&Inv Banking-RJA | Nov 30, 2022 | Option Exercise | $116.90 | 944 | 110,354 | 39,738 | Dec 01, 2022, 02:47 PM |
| Bunn James E | Pres-GlobEq&Inv Banking-RJA | Nov 29, 2022 | Option Exercise | $115.37 | 590 | 68,068 | 24,736 | Dec 01, 2022, 02:47 PM |
| Raney Steven M | President & CEO RJBank | Nov 30, 2022 | Option Exercise | $116.90 | 590 | 68,971 | 60,814 | Dec 01, 2022, 02:46 PM |
| Raney Steven M | President & CEO RJBank | Nov 29, 2022 | Option Exercise | $115.37 | 409 | 47,186 | 57,314 | Dec 01, 2022, 02:46 PM |
| Oorlog Jonathan W JR | Senior VP and Controller | Nov 29, 2022 | Option Exercise | $115.37 | 109 | 12,575 | 13,336 | Dec 01, 2022, 02:04 PM |
| Allaire Bella Loykhter | Executive Vice President-RJA | Nov 30, 2022 | Option Exercise | $116.90 | 590 | 68,971 | 80,699 | Dec 01, 2022, 01:21 PM |
| Allaire Bella Loykhter | Executive Vice President-RJA | Nov 29, 2022 | Option Exercise | $115.37 | 555 | 64,030 | 74,526 | Dec 01, 2022, 01:21 PM |
| Aisenbrey Christopher S | Chief Human Resources Officer | Nov 29, 2022 | Option Exercise | $115.37 | 109 | 12,575 | 5,808 | Dec 01, 2022, 12:26 PM |
| Shoukry Paul M | CFO and Treasurer | Nov 29, 2022 | Option Exercise | $115.37 | 219 | 25,266 | 15,373 | Dec 01, 2022, 12:25 PM |
| Aisenbrey Christopher S | Chief Human Resources Officer | Nov 22, 2022 | Option Exercise | $123.52 | 744 | 91,899 | 6,124 | Nov 25, 2022, 01:33 PM |
| REILLY PAUL C | Chair & CEO | Nov 22, 2022 | Option Exercise | $123.52 | 4,162 | 514,090 | 186,356 | Nov 25, 2022, 01:31 PM |
| Santelli Jonathan N | EVP, Gen Counsel, Secy | Nov 22, 2022 | Option Exercise | $123.52 | 1,095 | 135,254 | 12,182 | Nov 25, 2022, 01:26 PM |
| Dowdle Jeffrey A | COO & Head of Asset Mgmt. | Nov 22, 2022 | Option Exercise | $123.52 | 1,074 | 132,660 | 47,104 | Nov 25, 2022, 01:21 PM |
| Raney Steven M | President & CEO RJBank | Nov 22, 2022 | Option Exercise | $123.52 | 990 | 122,285 | 56,223 | Nov 25, 2022, 09:59 AM |
| Allaire Bella Loykhter | Executive Vice President-RJA | Nov 22, 2022 | Option Exercise | $123.52 | 1,176 | 145,260 | 73,581 | Nov 25, 2022, 09:55 AM |
| Catanese George | Chief Risk Officer | Nov 22, 2022 | Option Exercise | $123.52 | 594 | 73,371 | 12,620 | Nov 25, 2022, 09:54 AM |
| Bunn James E | Pres-GlobEq&Inv Banking-RJA | Nov 22, 2022 | Option Exercise | $123.52 | 1,770 | 218,630 | 23,826 | Nov 25, 2022, 09:38 AM |
| Curtis Scott A | President, PCG | Nov 22, 2022 | Option Exercise | $123.52 | 1,102 | 136,119 | 161,780 | Nov 25, 2022, 09:36 AM |
| Elwyn Tashtego S | CEO & President - RJA | Nov 22, 2022 | Option Exercise | $123.52 | 1,122 | 138,589 | 53,994 | Nov 25, 2022, 09:35 AM |
| Perry Jodi | President, ICD for RJFS | Nov 22, 2022 | Option Exercise | $123.52 | 1,168 | 144,271 | 11,122 | Nov 25, 2022, 09:34 AM |
| Shoukry Paul M | CFO and Treasurer | Nov 22, 2022 | Option Exercise | $123.52 | 1,314 | 162,305 | 15,787 | Nov 25, 2022, 09:31 AM |
| Oorlog Jonathan W JR | Senior VP and Controller | Nov 22, 2022 | Option Exercise | $123.52 | 517 | 63,860 | 13,409 | Nov 23, 2022, 04:36 PM |
| JAMES THOMAS A | Chairman Emeritus | Nov 15, 2022 | Sale | $123.80 | 1,350 | 167,131 | 0 | Nov 17, 2022, 03:06 PM |
| Bunn James E | Pres-GlobEq&Inv Banking-RJA | Sep 08, 2022 | Sale | $106.75 | 4,000 | 427,004 | 21,096 | Sep 12, 2022, 08:08 AM |
| Bunn James E | Pres-GlobEq&Inv Banking-RJA | May 03, 2022 | Sale | $100.21 | 6,000 | 601,290 | 25,096 | May 04, 2022, 04:01 PM |
| Allaire Bella Loykhter | Executive Vice President-RJA | Feb 10, 2022 | Sale | $114.78 | 15,000 | 1,721,700 | 70,357 | Feb 14, 2022, 11:59 AM |
| Dowdle Jeffrey A | COO & Head of Asset Mgmt. | Feb 07, 2022 | Sale | $112.73 | 18,972 | 2,138,676 | 43,437 | Feb 09, 2022, 01:26 PM |
| REILLY PAUL C | Chairman & CEO | Jan 03, 2022 | Option Exercise | $102.86 | 29,317 | 3,015,547 | 179,268 | Jan 05, 2022, 12:21 PM |
| Raney Steven M | President & CEO RJBank | Jan 03, 2022 | Option Exercise | $102.86 | 582 | 59,865 | 52,531 | Jan 05, 2022, 12:21 PM |
| Santelli Jonathan N | EVP, Gen Counsel, Secy | Jan 03, 2022 | Option Exercise | $102.86 | 472 | 48,550 | 8,777 | Jan 05, 2022, 12:18 PM |
| Perry Jodi | President, ICD for RJFS | Jan 03, 2022 | Option Exercise | $102.86 | 126 | 12,960 | 6,395 | Jan 05, 2022, 12:18 PM |
| Allaire Bella Loykhter | Executive Vice President-RJA | Jan 03, 2022 | Option Exercise | $102.86 | 1,247 | 128,266 | 85,357 | Jan 05, 2022, 12:18 PM |
| Elwyn Tashtego S | CEO & President - RJA | Jan 03, 2022 | Option Exercise | $102.86 | 1,145 | 117,775 | 54,049 | Jan 05, 2022, 12:14 PM |
| Dowdle Jeffrey A | COO & Head of Asset Mgmt. | Jan 03, 2022 | Option Exercise | $102.86 | 1,074 | 110,472 | 62,409 | Jan 05, 2022, 12:13 PM |
| Curtis Scott A | President, PCG | Jan 03, 2022 | Option Exercise | $102.86 | 1,109 | 114,072 | 158,382 | Jan 05, 2022, 11:58 AM |
| Catanese George | Chief Risk Officer | Jan 03, 2022 | Option Exercise | $102.86 | 304 | 31,269 | 10,559 | Jan 05, 2022, 11:54 AM |
| Bunn James E | Pres-GlobEq&Inv Banking-RJA | Jan 03, 2022 | Option Exercise | $102.86 | 3,200 | 329,152 | 31,096 | Jan 05, 2022, 11:47 AM |
| REILLY PAUL C | Chairman & CEO | Dec 14, 2021 | Option Exercise | $96.40 | 16,154 | 1,557,246 | 216,635 | Dec 16, 2021, 04:55 PM |
| Carson John C Jr. | President | Dec 14, 2021 | Option Exercise | $96.40 | 1,285 | 123,874 | 93,846 | Dec 16, 2021, 04:52 PM |
| Catanese George | Chief Risk Officer | Dec 14, 2021 | Option Exercise | $96.40 | 404 | 38,946 | 10,863 | Dec 16, 2021, 01:57 PM |
| Santelli Jonathan N | EVP, Gen Counsel, Secy | Dec 14, 2021 | Option Exercise | $96.40 | 507 | 48,875 | 9,249 | Dec 16, 2021, 01:55 PM |
| Shoukry Paul M | CFO and Treasurer | Dec 14, 2021 | Option Exercise | $96.40 | 281 | 27,088 | 11,606 | Dec 16, 2021, 01:55 PM |
| Raney Steven M | President & CEO RJBank | Dec 14, 2021 | Option Exercise | $96.40 | 771 | 74,324 | 53,113 | Dec 16, 2021, 01:53 PM |
| Elwyn Tashtego S | CEO & President - RJA | Dec 14, 2021 | Option Exercise | $96.40 | 1,366 | 131,682 | 55,194 | Dec 16, 2021, 01:51 PM |
| Perry Jodi | President, ICD for RJFS | Dec 14, 2021 | Option Exercise | $96.40 | 133 | 12,821 | 6,521 | Dec 16, 2021, 01:50 PM |
| Dowdle Jeffrey A | COO & Head of Asset Mgmt. | Dec 14, 2021 | Option Exercise | $96.40 | 1,423 | 137,177 | 63,483 | Dec 16, 2021, 01:49 PM |
| Bunn James E | Pres-GlobEq&Inv Banking-RJA | Dec 14, 2021 | Option Exercise | $96.40 | 3,611 | 348,100 | 40,743 | Dec 16, 2021, 01:47 PM |
| Bunn James E | Pres-GlobEq&Inv Banking-RJA | Dec 14, 2021 | Sale | $96.15 | 6,447 | 619,890 | 34,296 | Dec 16, 2021, 01:47 PM |
| Curtis Scott A | President, PCG | Dec 14, 2021 | Option Exercise | $96.40 | 1,468 | 141,515 | 159,491 | Dec 16, 2021, 01:45 PM |
| Allaire Bella Loykhter | Executive Vice President-RJA | Dec 14, 2021 | Option Exercise | $96.40 | 1,652 | 159,253 | 86,604 | Dec 16, 2021, 01:43 PM |
| Raney Steven M | President & CEO RJBank | Dec 02, 2021 | Sale | $96.12 | 5,000 | 480,600 | 52,800 | Dec 06, 2021, 03:10 PM |
| Santelli Jonathan N | EVP, Gen Counsel, Secy | Dec 01, 2021 | Sale | $100.05 | 3,400 | 340,173 | 8,466 | Dec 02, 2021, 07:57 PM |
| Santelli Jonathan N | EVP, Gen Counsel, Secy | Nov 30, 2021 | Option Exercise | $98.29 | 1,164 | 114,410 | 10,809 | Dec 01, 2021, 05:59 PM |
| Santelli Jonathan N | EVP, Gen Counsel, Secy | Nov 29, 2021 | Option Exercise | $100.57 | 1,095 | 110,124 | 8,391 | Dec 01, 2021, 05:59 PM |
| REILLY PAUL C | Chairman & CEO | Nov 30, 2021 | Option Exercise | $98.29 | 2,655 | 260,960 | 107,425 | Dec 01, 2021, 05:58 PM |
| REILLY PAUL C | Chairman & CEO | Nov 29, 2021 | Option Exercise | $100.57 | 4,426 | 445,123 | 101,855 | Dec 01, 2021, 05:58 PM |
| Dowdle Jeffrey A | COO & Head of Asset Mgmt. | Nov 29, 2021 | Option Exercise | $100.57 | 1,095 | 110,124 | 53,960 | Dec 01, 2021, 04:44 PM |
| Dowdle Jeffrey A | COO & Head of Asset Mgmt. | Nov 30, 2021 | Option Exercise | $98.29 | 784 | 77,059 | 56,568 | Dec 01, 2021, 04:44 PM |
| Shoukry Paul M | CFO and Treasurer | Nov 30, 2021 | Option Exercise | $98.29 | 219 | 21,526 | 12,171 | Dec 01, 2021, 04:36 PM |
| Shoukry Paul M | CFO and Treasurer | Nov 29, 2021 | Option Exercise | $100.57 | 657 | 66,074 | 11,490 | Dec 01, 2021, 04:36 PM |
| Perry Jodi | President, ICD for RJFS | Nov 30, 2021 | Option Exercise | $98.29 | 73 | 7,175 | 5,889 | Dec 01, 2021, 04:02 PM |
| Perry Jodi | President, ICD for RJFS | Nov 29, 2021 | Option Exercise | $100.57 | 1,095 | 110,124 | 5,662 | Dec 01, 2021, 04:02 PM |
| Raney Steven M | President & CEO RJBank | Nov 29, 2021 | Option Exercise | $100.57 | 1,095 | 110,124 | 52,820 | Dec 01, 2021, 03:57 PM |
| Raney Steven M | President & CEO RJBank | Nov 30, 2021 | Option Exercise | $98.29 | 730 | 71,752 | 55,455 | Dec 01, 2021, 03:57 PM |
| Oorlog Jonathan W JR | Senior VP and Controller | Nov 30, 2021 | Option Exercise | $98.29 | 109 | 10,714 | 11,262 | Dec 01, 2021, 03:47 PM |
| Oorlog Jonathan W JR | Senior VP and Controller | Nov 29, 2021 | Option Exercise | $100.57 | 307 | 30,875 | 10,921 | Dec 01, 2021, 03:47 PM |
| Catanese George | Chief Risk Officer | Nov 30, 2021 | Option Exercise | $98.29 | 365 | 35,876 | 9,167 | Dec 01, 2021, 03:45 PM |
| Catanese George | Chief Risk Officer | Nov 29, 2021 | Option Exercise | $100.57 | 657 | 66,074 | 7,813 | Dec 01, 2021, 03:45 PM |
| Elwyn Tashtego S | CEO & President - RJA | Nov 30, 2021 | Option Exercise | $98.29 | 742 | 72,931 | 49,302 | Dec 01, 2021, 03:40 PM |
| Elwyn Tashtego S | CEO & President - RJA | Nov 29, 2021 | Option Exercise | $100.57 | 1,095 | 110,124 | 46,673 | Dec 01, 2021, 03:40 PM |
| Bunn James E | Pres-GlobEq&Inv Banking-RJA | Nov 30, 2021 | Option Exercise | $98.29 | 803 | 78,927 | 24,101 | Dec 01, 2021, 02:58 PM |
| Bunn James E | Pres-GlobEq&Inv Banking-RJA | Nov 29, 2021 | Option Exercise | $100.57 | 1,095 | 110,124 | 21,020 | Dec 01, 2021, 02:58 PM |
| Allaire Bella Loykhter | Executive Vice President-RJA | Nov 30, 2021 | Option Exercise | $98.29 | 1,085 | 106,645 | 78,753 | Dec 01, 2021, 02:42 PM |
| Allaire Bella Loykhter | Executive Vice President-RJA | Nov 29, 2021 | Option Exercise | $100.57 | 1,095 | 110,124 | 75,605 | Dec 01, 2021, 02:42 PM |
| Curtis Scott A | President, PCG | Nov 30, 2021 | Option Exercise | $98.29 | 1,180 | 115,982 | 153,149 | Dec 01, 2021, 01:58 PM |
| Curtis Scott A | President, PCG | Nov 29, 2021 | Option Exercise | $100.57 | 1,770 | 178,009 | 150,739 | Dec 01, 2021, 01:58 PM |
| Carson John C Jr. | President | Nov 30, 2021 | Option Exercise | $98.29 | 936 | 91,999 | 87,640 | Dec 01, 2021, 01:58 PM |
| Carson John C Jr. | President | Nov 29, 2021 | Option Exercise | $100.57 | 1,095 | 110,124 | 85,108 | Dec 01, 2021, 01:58 PM |
| Shoukry Paul M | CFO and Treasurer | Nov 22, 2021 | Option Exercise | $98.64 | 219 | 21,602 | 9,447 | Nov 23, 2021, 03:15 PM |
| Perry Jodi | President, ICD for RJFS | Nov 22, 2021 | Option Exercise | $98.64 | 73 | 7,201 | 2,257 | Nov 23, 2021, 02:53 PM |
| Oorlog Jonathan W JR | Senior VP and Controller | Nov 22, 2021 | Option Exercise | $98.64 | 107 | 10,554 | 9,878 | Nov 23, 2021, 02:52 PM |
| Bunn James E | Pres-GlobEq&Inv Banking-RJA | Nov 11, 2021 | Sale | $100.73 | 15,166 | 1,527,732 | 17,615 | Nov 15, 2021, 09:08 AM |
| Curtis Scott A | President, PCG | Sep 07, 2021 | Option Exercise | $55.49 | 5,334 | 295,984 | 98,673 | Sep 08, 2021, 12:18 PM |
| Curtis Scott A | President, PCG | Jul 16, 2021 | Option Exercise | $55.49 | 5,300 | 294,097 | 93,339 | Jul 20, 2021, 11:29 AM |
| Santelli Jonathan N | EVP, Gen Counsel, Secy | May 25, 2021 | Option Exercise | $131.79 | 728 | 95,943 | 5,596 | May 27, 2021, 03:52 PM |
| Santelli Jonathan N | EVP, Gen Counsel, Secy | May 26, 2021 | Sale | $133.03 | 2,272 | 302,237 | 3,324 | May 27, 2021, 03:52 PM |
| Raney Steven M | President & CEO RJBank | May 10, 2021 | Sale | $135.80 | 2,000 | 271,597 | 34,530 | May 11, 2021, 05:06 PM |
| Allaire Bella Loykhter | Executive Vice President-RJA | Mar 29, 2021 | Sale | $123.59 | 9,330 | 1,153,095 | 48,200 | Apr 09, 2021, 04:48 PM |
| Curtis Scott A | President, PCG | Mar 11, 2021 | Sale | $118.09 | 10,000 | 1,180,880 | 88,039 | Mar 15, 2021, 09:45 AM |
| Dowdle Jeffrey A | COO & Head of Asset Mgmt. | Mar 03, 2021 | Sale | $119.10 | 750 | 89,325 | 750 | Mar 05, 2021, 01:15 PM |
| Dowdle Jeffrey A | COO & Head of Asset Mgmt. | Mar 03, 2021 | Sale | $119.11 | 750 | 89,336 | 750 | Mar 05, 2021, 01:15 PM |
| Dowdle Jeffrey A | COO & Head of Asset Mgmt. | Mar 03, 2021 | Sale | $118.72 | 9,596 | 1,139,199 | 33,525 | Mar 05, 2021, 01:15 PM |
| Perry Jodi | President, ICD for RJFS | Mar 03, 2021 | Sale | $119.50 | 1,264 | 151,051 | 3,205 | Mar 04, 2021, 01:27 PM |
| GODBOLD FRANCIS S | Vice Chairman | Feb 24, 2021 | Sale | $121.52 | 25,042 | 3,043,154 | 134,500 | Feb 26, 2021, 04:02 PM |
| REILLY PAUL C | Chairman & CEO | Feb 24, 2021 | Sale | $121.39 | 3,967 | 481,542 | 73,354 | Feb 26, 2021, 10:15 AM |
| REILLY PAUL C | Chairman & CEO | Feb 25, 2021 | Sale | $120.29 | 10,000 | 1,202,890 | 63,354 | Feb 26, 2021, 10:15 AM |
| Allison Paul D | Chair, President & CEO RJ Ltd. | Feb 22, 2021 | Sale | $117.99 | 10,000 | 1,179,880 | 13,950 | Feb 23, 2021, 12:36 PM |
| JAMES THOMAS A | Chairman Emeritus | Feb 19, 2021 | Sale | $116.62 | 192,392 | 22,435,985 | 442,754 | Feb 22, 2021, 04:51 PM |
| JAMES THOMAS A | Chairman Emeritus | Feb 18, 2021 | Sale | $116.58 | 27,608 | 3,218,568 | 635,146 | Feb 22, 2021, 04:51 PM |
| JAMES THOMAS A | Chairman Emeritus | Feb 11, 2021 | Sale | $112.94 | 48,018 | 5,423,297 | 11,726,874 | Feb 12, 2021, 11:56 AM |
| JAMES THOMAS A | Chairman Emeritus | Feb 09, 2021 | Sale | $111.15 | 120,604 | 13,405,253 | 11,891,775 | Feb 10, 2021, 04:02 PM |
| JAMES THOMAS A | Chairman Emeritus | Feb 08, 2021 | Sale | $110.26 | 81,378 | 8,972,982 | 11,895,496 | Feb 10, 2021, 04:02 PM |
| Allison Paul D | Chair, President & CEO RJ Ltd. | Jan 29, 2021 | Option Exercise | $99.93 | 6,941 | 693,614 | 25,613 | Feb 02, 2021, 12:27 PM |
| Allison Paul D | Chair, President & CEO RJ Ltd. | Jan 29, 2021 | Option Exercise | $55.49 | 12,500 | 693,625 | 32,554 | Feb 02, 2021, 12:27 PM |
| Allison Paul D | Chair, President & CEO RJ Ltd. | Feb 01, 2021 | Sale | $100.95 | 7,000 | 706,657 | 18,613 | Feb 02, 2021, 12:27 PM |
| REILLY PAUL C | Chairman & CEO | Jan 04, 2021 | Option Exercise | $94.03 | 8,547 | 803,674 | 77,321 | Jan 06, 2021, 04:22 PM |
| Dowdle Jeffrey A | COO & Head of Asset Mgmt. | Jan 04, 2021 | Option Exercise | $94.03 | 495 | 46,545 | 43,121 | Jan 06, 2021, 04:22 PM |
| Allaire Bella Loykhter | Executive Vice President-RJA | Jan 04, 2021 | Option Exercise | $94.03 | 595 | 55,948 | 57,530 | Jan 06, 2021, 03:50 PM |
| Curtis Scott A | President, PCG | Jan 04, 2021 | Option Exercise | $94.03 | 555 | 52,187 | 98,039 | Jan 06, 2021, 03:00 PM |
| Santelli Jonathan N | EVP, Gen Counsel, Secy | Jan 04, 2021 | Option Exercise | $94.03 | 197 | 18,524 | 3,324 | Jan 06, 2021, 02:53 PM |
| Elwyn Tashtego S | CEO & President - RJA | Jan 04, 2021 | Option Exercise | $94.03 | 567 | 53,315 | 31,567 | Jan 06, 2021, 01:45 PM |
| Raney Steven M | President & CEO RJBank | Jan 04, 2021 | Option Exercise | $94.03 | 363 | 34,133 | 34,849 | Jan 06, 2021, 01:35 PM |
| Carson John C Jr. | President | Jan 04, 2021 | Option Exercise | $94.03 | 734 | 69,018 | 54,340 | Jan 06, 2021, 01:27 PM |
| Perry Jodi | President, ICD for RJFS | Dec 15, 2020 | Option Exercise | $93.49 | 63 | 5,890 | 4,434 | Dec 17, 2020, 04:21 PM |
| Catanese George | Chief Risk Officer | Dec 15, 2020 | Option Exercise | $93.49 | 403 | 37,676 | 3,847 | Dec 17, 2020, 12:45 PM |
| Allaire Bella Loykhter | Executive Vice President-RJA | Dec 15, 2020 | Option Exercise | $93.49 | 800 | 74,792 | 58,125 | Dec 17, 2020, 12:42 PM |
| Elwyn Tashtego S | CEO & President - RJA | Dec 15, 2020 | Option Exercise | $93.49 | 635 | 59,366 | 32,134 | Dec 17, 2020, 10:59 AM |
| Raney Steven M | President & CEO RJBank | Dec 15, 2020 | Option Exercise | $93.49 | 386 | 36,087 | 38,986 | Dec 17, 2020, 10:57 AM |
| Raney Steven M | President & CEO RJBank | Dec 15, 2020 | Sale | $93.64 | 3,224 | 301,906 | 35,762 | Dec 17, 2020, 10:57 AM |
| Dowdle Jeffrey A | COO & Head of Asset Mgmt. | Dec 15, 2020 | Option Exercise | $93.49 | 667 | 62,358 | 43,616 | Dec 17, 2020, 08:48 AM |
| Santelli Jonathan N | EVP, Gen Counsel, Secy | Dec 15, 2020 | Option Exercise | $93.49 | 210 | 19,633 | 3,521 | Dec 17, 2020, 08:46 AM |
| Shoukry Paul M | CFO and Treasurer | Dec 15, 2020 | Option Exercise | $93.49 | 37 | 3,459 | 5,844 | Dec 17, 2020, 08:44 AM |
| Curtis Scott A | President, PCG | Dec 15, 2020 | Option Exercise | $93.49 | 747 | 69,837 | 98,594 | Dec 17, 2020, 08:42 AM |
| Bunn James E | Pres-GlobEq&Inv Banking-RJA | Dec 15, 2020 | Option Exercise | $93.49 | 3,532 | 330,207 | 20,106 | Dec 17, 2020, 08:21 AM |
| Carson John C Jr. | President | Dec 15, 2020 | Option Exercise | $93.49 | 987 | 92,275 | 55,074 | Dec 16, 2020, 07:41 PM |
| REILLY PAUL C | Chairman & CEO | Dec 15, 2020 | Option Exercise | $93.49 | 8,114 | 758,578 | 85,868 | Dec 16, 2020, 01:17 PM |
| REILLY PAUL C | Chairman & CEO | Dec 14, 2020 | Sale | $92.84 | 13,816 | 1,282,684 | 72,052 | Dec 16, 2020, 01:17 PM |
| Allaire Bella Loykhter | Executive Vice President-RJA | Dec 09, 2020 | Sale | $92.23 | 5,313 | 490,030 | 60,939 | Dec 11, 2020, 08:30 AM |
| Dowdle Jeffrey A | COO & Head of Asset Mgmt. | Dec 04, 2020 | Option Exercise | $95.83 | 9,009 | 863,332 | 42,480 | Dec 08, 2020, 04:09 PM |
| Dowdle Jeffrey A | COO & Head of Asset Mgmt. | Dec 04, 2020 | Option Exercise | $55.49 | 12,500 | 693,625 | 51,489 | Dec 08, 2020, 04:09 PM |
| Catanese George | Chief Risk Officer | Dec 04, 2020 | Sale | $96.45 | 4,891 | 471,731 | 7,974 | Dec 07, 2020, 05:06 PM |
| Santelli Jonathan N | EVP, Gen Counsel, Secy | Dec 03, 2020 | Sale | $94.40 | 3,000 | 283,212 | 5,440 | Dec 04, 2020, 04:20 PM |
| REILLY PAUL C | Chairman & CEO | Dec 03, 2020 | Sale | $94.63 | 34,532 | 3,267,867 | 85,868 | Dec 04, 2020, 02:58 PM |
| REILLY PAUL C | Chairman & CEO | Dec 02, 2020 | Sale | $93.82 | 5,880 | 551,650 | 120,400 | Dec 04, 2020, 02:58 PM |
| REILLY PAUL C | Chairman & CEO | Nov 30, 2020 | Option Exercise | $90.95 | 3,620 | 329,239 | 101,726 | Dec 02, 2020, 05:22 PM |
| Dowdle Jeffrey A | COO & Head of Asset Mgmt. | Nov 30, 2020 | Option Exercise | $90.95 | 1,146 | 104,229 | 37,595 | Dec 02, 2020, 12:31 PM |
| Allaire Bella Loykhter | Executive Vice President-RJA | Nov 30, 2020 | Option Exercise | $90.95 | 1,023 | 93,042 | 60,067 | Dec 02, 2020, 10:48 AM |
| Santelli Jonathan N | EVP, Gen Counsel, Secy | Nov 30, 2020 | Option Exercise | $90.95 | 973 | 88,494 | 6,260 | Dec 02, 2020, 09:42 AM |
| Carson John C Jr. | President | Nov 30, 2020 | Option Exercise | $90.95 | 926 | 84,220 | 50,750 | Dec 02, 2020, 09:41 AM |
| Shoukry Paul M | CFO and Treasurer | Nov 30, 2020 | Option Exercise | $90.95 | 146 | 13,279 | 5,785 | Dec 02, 2020, 09:40 AM |
| Elwyn Tashtego S | CEO & President - RJA | Nov 30, 2020 | Option Exercise | $90.95 | 973 | 88,494 | 31,227 | Dec 02, 2020, 09:37 AM |
| Perry Jodi | President, ICD for RJFS | Nov 30, 2020 | Option Exercise | $90.95 | 48 | 4,366 | 4,190 | Dec 02, 2020, 09:15 AM |
| Raney Steven M | President & CEO RJBank | Nov 30, 2020 | Option Exercise | $90.95 | 973 | 88,494 | 37,858 | Dec 02, 2020, 09:14 AM |
| Curtis Scott A | President, PCG | Nov 30, 2020 | Option Exercise | $90.95 | 1,004 | 91,314 | 95,670 | Dec 02, 2020, 09:00 AM |
| Catanese George | Chief Risk Officer | Nov 30, 2020 | Option Exercise | $90.95 | 507 | 46,112 | 8,616 | Dec 02, 2020, 08:21 AM |
| Bunn James E | Pres-GlobEq&Inv Banking-RJA | Nov 30, 2020 | Option Exercise | $90.95 | 1,314 | 119,508 | 15,829 | Dec 02, 2020, 08:20 AM |
| Perry Jodi | President, ICD for RJFS | Nov 22, 2020 | Option Exercise | $88.51 | 146 | 12,922 | 4,038 | Nov 24, 2020, 02:46 PM |
| Shoukry Paul M | CFO and Treasurer | Nov 22, 2020 | Option Exercise | $88.51 | 438 | 38,767 | 5,331 | Nov 24, 2020, 11:11 AM |
| Shoukry Paul M | CFO and Treasurer | Nov 19, 2020 | Option Exercise | $89.20 | 145 | 12,934 | 3,969 | Nov 23, 2020, 08:40 AM |
| Perry Jodi | President, ICD for RJFS | Nov 19, 2020 | Option Exercise | $89.20 | 48 | 4,282 | 3,584 | Nov 23, 2020, 08:25 AM |
| Allaire Bella Loykhter | Executive Vice President-RJA | Nov 18, 2020 | Option Exercise | $89.08 | 365 | 32,514 | 55,992 | Nov 20, 2020, 03:30 PM |
| Bunn James E | Pres-GlobEq&Inv Banking-RJA | Nov 19, 2020 | Option Exercise | $89.20 | 68 | 6,066 | 10,575 | Nov 20, 2020, 03:06 PM |
| Dowdle Jeffrey A | COO & Head of Asset Mgmt. | Nov 18, 2020 | Option Exercise | $89.08 | 243 | 21,646 | 33,881 | Nov 20, 2020, 01:27 PM |
| Raney Steven M | President & CEO RJBank | Nov 18, 2020 | Option Exercise | $89.08 | 243 | 21,646 | 34,101 | Nov 20, 2020, 11:01 AM |
| Curtis Scott A | President, PCG | Nov 18, 2020 | Option Exercise | $89.08 | 365 | 32,514 | 84,924 | Nov 20, 2020, 10:56 AM |
| Curtis Scott A | President, PCG | Nov 19, 2020 | Option Exercise | $48.20 | 7,497 | 361,355 | 92,421 | Nov 20, 2020, 10:56 AM |
| REILLY PAUL C | Chairman & CEO | Nov 18, 2020 | Option Exercise | $89.08 | 787 | 70,106 | 92,988 | Nov 20, 2020, 10:13 AM |
| Carson John C Jr. | President | Nov 18, 2020 | Option Exercise | $89.08 | 243 | 21,646 | 46,981 | Nov 20, 2020, 09:16 AM |
| Elwyn Tashtego S | CEO & President - RJA | Nov 18, 2020 | Option Exercise | $89.08 | 365 | 32,514 | 27,470 | Nov 20, 2020, 09:02 AM |
| Catanese George | Chief Risk Officer | Nov 18, 2020 | Option Exercise | $89.08 | 73 | 6,503 | 6,508 | Nov 20, 2020, 08:52 AM |
| Perry Jodi | President, ICD for RJFS | Nov 18, 2020 | Sale | $90.08 | 659 | 59,363 | 3,432 | Nov 20, 2020, 08:23 AM |
| Dowdle Jeffrey A | COO & Head of Asset Mgmt. | Nov 17, 2020 | Sale | $88.29 | 9,200 | 812,307 | 33,124 | Nov 19, 2020, 08:36 AM |
| JAMES THOMAS A | Chairman Emeritus | Nov 10, 2020 | Sale | $85.92 | 52,552 | 4,515,336 | 11,969,732 | Nov 12, 2020, 08:56 AM |
| JAMES THOMAS A | Chairman Emeritus | Nov 09, 2020 | Sale | $86.74 | 47,448 | 4,115,454 | 12,022,284 | Nov 12, 2020, 08:56 AM |
| Dowdle Jeffrey A | COO & Head of Asset Mgmt. | Nov 09, 2020 | Option Exercise | $85.59 | 8,135 | 696,275 | 42,324 | Nov 12, 2020, 06:01 AM |
| Dowdle Jeffrey A | COO & Head of Asset Mgmt. | Nov 09, 2020 | Option Exercise | $48.20 | 12,500 | 602,500 | 50,459 | Nov 12, 2020, 06:01 AM |
| Allison Paul D | Chair, President & CEO RJ Ltd. | Nov 03, 2020 | Option Exercise | $79.98 | 7,533 | 602,489 | 21,381 | Nov 05, 2020, 04:53 PM |
| Allison Paul D | Chair, President & CEO RJ Ltd. | Nov 03, 2020 | Option Exercise | $48.20 | 12,500 | 602,500 | 28,914 | Nov 05, 2020, 04:53 PM |
| Allison Paul D | Chair, President & CEO RJ Ltd. | Nov 04, 2020 | Sale | $78.07 | 4,150 | 323,992 | 17,231 | Nov 05, 2020, 04:53 PM |
| Allison Paul D | Chair, President & CEO RJ Ltd. | Nov 04, 2020 | Sale | $77.97 | 1,550 | 120,846 | 23,950 | Nov 05, 2020, 04:53 PM |
| Allaire Bella Loykhter | Executive Vice President-RJA | Nov 02, 2020 | Sale | $77.91 | 3,178 | 247,587 | 54,857 | Nov 04, 2020, 03:05 PM |
| Bunn James E | Pres-GlobEq&Inv Banking-RJA | Aug 06, 2020 | Option Exercise | $48.20 | 800 | 38,560 | 10,363 | Aug 07, 2020, 03:49 PM |
| Santelli Jonathan N | EVP, Gen Counsel, Secy | Jun 09, 2020 | Sale | $81.33 | 1,250 | 101,664 | 2,503 | Jun 10, 2020, 12:04 PM |
| Carson John C Jr. | President | Jun 05, 2020 | Sale | $82.53 | 10,000 | 825,271 | 46,224 | Jun 08, 2020, 04:23 PM |
| JULIEN JEFFREY P | Executive VP - Fin | Jun 05, 2020 | Sale | $81.58 | 9,150 | 746,444 | 42,092 | Jun 08, 2020, 04:21 PM |
| Santelli Jonathan N | EVP, Gen Counsel, Secy | May 25, 2020 | Option Exercise | $65.21 | 722 | 47,082 | 3,753 | May 27, 2020, 08:54 AM |
| Carson John C Jr. | President | May 06, 2020 | Sale | $62.83 | 8,222 | 516,549 | 56,224 | May 07, 2020, 09:29 AM |
| Carson John C Jr. | President | May 05, 2020 | Sale | $63.77 | 6,778 | 432,264 | 64,446 | May 07, 2020, 09:29 AM |
| GODBOLD FRANCIS S | Vice Chairman | Mar 12, 2020 | Buy | $61.49 | 12,500 | 768,582 | 159,542 | Mar 16, 2020, 10:09 AM |
| Perry Jodi | President, ICD for RJFS | Mar 12, 2020 | Option Exercise | $53.87 | 1,800 | 96,966 | 3,975 | Mar 13, 2020, 12:19 PM |
| REILLY PAUL C | Chairman & CEO | Mar 10, 2020 | Option Exercise | $72.06 | 1,985 | 143,039 | 91,775 | Mar 12, 2020, 04:04 PM |
| REILLY PAUL C | Chairman & CEO | Mar 10, 2020 | Option Exercise | $55.49 | 2,500 | 138,725 | 93,760 | Mar 12, 2020, 04:04 PM |
| GODBOLD FRANCIS S | Vice Chairman | Mar 09, 2020 | Buy | $65.40 | 12,542 | 820,224 | 147,042 | Mar 11, 2020, 01:40 PM |
| ACKART JENNIFER C | SVP, Controller & CAO | Mar 04, 2020 | Option Exercise | $79.79 | 2,933 | 234,024 | 6,979 | Mar 06, 2020, 11:31 AM |
| ACKART JENNIFER C | SVP, Controller & CAO | Mar 04, 2020 | Option Exercise | $52.22 | 3,880 | 202,609 | 9,912 | Mar 06, 2020, 11:31 AM |
| Curtis Scott A | President, PCG | Mar 03, 2020 | Option Exercise | $55.49 | 1,866 | 103,544 | 83,789 | Mar 04, 2020, 01:27 PM |
| Allaire Bella Loykhter | Executive Vice President-RJA | Feb 20, 2020 | Sale | $101.26 | 10,800 | 1,093,608 | 58,035 | Feb 24, 2020, 11:12 AM |
| Dowdle Jeffrey A | COO & Head of Asset Mgmt. | Feb 20, 2020 | Sale | $100.52 | 8,692 | 873,746 | 37,959 | Feb 21, 2020, 01:53 PM |
| Bunn James E | Pres-GlobEq&Inv Banking-RJA | Jan 29, 2020 | Sale | $91.05 | 5,120 | 466,176 | 9,563 | Jan 31, 2020, 11:23 AM |
| Allaire Bella Loykhter | Executive Vice President-RJA | Jan 09, 2020 | Option Exercise | $92.85 | 2,652 | 246,238 | 68,835 | Jan 13, 2020, 09:26 AM |
| Allaire Bella Loykhter | Executive Vice President-RJA | Jan 09, 2020 | Option Exercise | $52.18 | 4,574 | 238,692 | 71,487 | Jan 13, 2020, 09:26 AM |
| REILLY PAUL C | Chairman & CEO | Jan 02, 2020 | Option Exercise | $90.78 | 7,834 | 711,171 | 91,260 | Jan 06, 2020, 04:33 PM |
| Dowdle Jeffrey A | COO & Head of Asset Mgmt. | Jan 02, 2020 | Option Exercise | $90.78 | 677 | 61,458 | 46,651 | Jan 06, 2020, 04:02 PM |
| Santelli Jonathan N | EVP, Gen Counsel, Secy | Jan 02, 2020 | Option Exercise | $90.78 | 102 | 9,260 | 1,475 | Jan 06, 2020, 10:31 AM |
| Raney Steven M | President & CEO RJBank | Jan 02, 2020 | Option Exercise | $90.78 | 369 | 33,498 | 33,142 | Jan 06, 2020, 10:31 AM |
| Elwyn Tashtego S | CEO & President - RJA | Jan 02, 2020 | Option Exercise | $90.78 | 585 | 53,106 | 27,350 | Jan 06, 2020, 10:30 AM |
| Curtis Scott A | President, PCG | Jan 02, 2020 | Option Exercise | $90.78 | 677 | 61,458 | 81,923 | Jan 06, 2020, 10:30 AM |
| Carson John C Jr. | President | Jan 02, 2020 | Option Exercise | $90.78 | 1,107 | 100,493 | 71,224 | Jan 06, 2020, 10:29 AM |
| Allaire Bella Loykhter | Executive Vice President-RJA | Jan 02, 2020 | Option Exercise | $90.78 | 632 | 57,373 | 66,913 | Jan 06, 2020, 10:28 AM |
| JULIEN JEFFREY P | Executive VP - Fin | Jan 02, 2020 | Option Exercise | $55.49 | 2,500 | 138,725 | 51,242 | Jan 03, 2020, 03:43 PM |
| TROCIN JEFFREY E | Vice Chairman | Dec 23, 2019 | Option Exercise | $55.49 | 1,802 | 99,993 | 185,890 | Dec 26, 2019, 06:01 AM |
| REILLY PAUL C | Chairman & CEO | Dec 15, 2019 | Option Exercise | $90.88 | 6,825 | 620,256 | 110,873 | Dec 17, 2019, 03:41 PM |
| REILLY PAUL C | Chairman & CEO | Dec 13, 2019 | Sale | $90.62 | 11,621 | 1,053,115 | 99,252 | Dec 17, 2019, 03:41 PM |
| Catanese George | Chief Risk Officer | Dec 15, 2019 | Option Exercise | $90.88 | 421 | 38,260 | 6,281 | Dec 17, 2019, 02:57 PM |
| Curtis Scott A | President, PCG | Dec 15, 2019 | Option Exercise | $90.88 | 705 | 64,070 | 82,600 | Dec 17, 2019, 02:44 PM |
| Dowdle Jeffrey A | COO & Head of Asset Mgmt. | Dec 15, 2019 | Option Exercise | $90.88 | 705 | 64,070 | 47,328 | Dec 17, 2019, 01:49 PM |
| Raney Steven M | President & CEO RJBank | Dec 15, 2019 | Option Exercise | $90.88 | 352 | 31,990 | 33,511 | Dec 17, 2019, 01:39 PM |
| Carson John C Jr. | President | Dec 15, 2019 | Option Exercise | $90.88 | 1,339 | 121,688 | 72,331 | Dec 17, 2019, 01:32 PM |
| Bunn James E | Pres-GlobEq&Inv Banking-RJA | Dec 15, 2019 | Option Exercise | $90.88 | 1,808 | 164,311 | 14,683 | Dec 17, 2019, 01:31 PM |
| Santelli Jonathan N | EVP, Gen Counsel, Secy | Dec 15, 2019 | Option Exercise | $90.88 | 98 | 8,906 | 1,577 | Dec 17, 2019, 12:16 PM |
| Allaire Bella Loykhter | Executive Vice President-RJA | Dec 15, 2019 | Option Exercise | $90.88 | 765 | 69,523 | 67,545 | Dec 17, 2019, 12:10 PM |
| Elwyn Tashtego S | CEO & President - RJA | Dec 15, 2019 | Option Exercise | $90.88 | 596 | 54,164 | 27,935 | Dec 17, 2019, 12:07 PM |
| Elwyn Tashtego S | CEO & President - RJA | Dec 13, 2019 | Option Exercise | $55.49 | 1,802 | 99,993 | 27,014 | Dec 17, 2019, 12:07 PM |
| Perry Jodi | President, ICD for RJFS | Dec 15, 2019 | Option Exercise | $90.88 | 50 | 4,544 | 2,126 | Dec 16, 2019, 05:59 PM |
| ACKART JENNIFER C | SVP, Controller & CAO | Dec 15, 2019 | Option Exercise | $90.88 | 70 | 6,362 | 6,032 | Dec 16, 2019, 05:06 PM |
| ACKART JENNIFER C | SVP, Controller & CAO | Dec 12, 2019 | Sale | $90.50 | 2,500 | 226,250 | 5,811 | Dec 16, 2019, 05:06 PM |
| Elwyn Tashtego S | CEO & President - RJA | Dec 11, 2019 | Option Exercise | $55.49 | 3,134 | 173,906 | 28,346 | Dec 12, 2019, 11:33 AM |
| Elwyn Tashtego S | CEO & President - RJA | Dec 11, 2019 | Sale | $89.43 | 3,134 | 280,276 | 25,212 | Dec 12, 2019, 11:33 AM |
| ACKART JENNIFER C | SVP, Controller & CAO | Dec 06, 2019 | Sale | $90.87 | 2,000 | 181,744 | 8,426 | Dec 10, 2019, 03:28 PM |
| Allison Paul D | Chair, President & CEO RJ Ltd. | Dec 06, 2019 | Sale | $90.85 | 9,628 | 874,687 | 0 | Dec 09, 2019, 03:48 PM |
| Catanese George | Chief Risk Officer | Nov 30, 2019 | Option Exercise | $89.82 | 292 | 26,227 | 6,668 | Dec 03, 2019, 03:52 PM |
| Catanese George | Chief Risk Officer | Dec 03, 2019 | Sale | $86.99 | 908 | 78,987 | 5,760 | Dec 03, 2019, 03:52 PM |
| REILLY PAUL C | Chairman & CEO | Nov 30, 2019 | Option Exercise | $89.82 | 2,361 | 212,065 | 110,873 | Dec 03, 2019, 03:51 PM |
| Dowdle Jeffrey A | COO & Head of Asset Mgmt. | Nov 30, 2019 | Option Exercise | $89.82 | 763 | 68,533 | 45,960 | Dec 03, 2019, 12:55 PM |
| Carson John C Jr. | President | Nov 30, 2019 | Option Exercise | $89.82 | 730 | 65,569 | 70,050 | Dec 03, 2019, 11:47 AM |
| Allaire Bella Loykhter | Executive Vice President-RJA | Nov 30, 2019 | Option Exercise | $89.82 | 1,022 | 91,796 | 66,241 | Dec 03, 2019, 11:14 AM |
| Raney Steven M | President & CEO RJBank | Nov 30, 2019 | Option Exercise | $89.82 | 730 | 65,569 | 35,135 | Dec 03, 2019, 07:01 AM |
| ACKART JENNIFER C | SVP, Controller & CAO | Nov 30, 2019 | Option Exercise | $89.82 | 438 | 39,341 | 10,426 | Dec 03, 2019, 06:56 AM |
| Bunn James E | Pres-GlobEq&Inv Banking-RJA | Nov 30, 2019 | Option Exercise | $89.82 | 438 | 39,341 | 11,894 | Dec 03, 2019, 06:54 AM |
| Santelli Jonathan N | EVP, Gen Counsel, Secy | Nov 30, 2019 | Option Exercise | $89.82 | 730 | 65,569 | 3,695 | Dec 03, 2019, 06:53 AM |
| Santelli Jonathan N | EVP, Gen Counsel, Secy | Dec 02, 2019 | Sale | $88.22 | 2,270 | 200,255 | 1,425 | Dec 03, 2019, 06:53 AM |
| Curtis Scott A | President, PCG | Nov 30, 2019 | Option Exercise | $89.82 | 730 | 65,569 | 81,627 | Dec 03, 2019, 06:53 AM |
| Elwyn Tashtego S | CEO & President - RJA | Nov 30, 2019 | Option Exercise | $89.82 | 730 | 65,569 | 25,412 | Dec 03, 2019, 06:48 AM |
| Perry Jodi | President, ICD for RJFS | Nov 30, 2019 | Option Exercise | $89.82 | 146 | 13,114 | 1,923 | Dec 03, 2019, 06:47 AM |
| Raney Steven M | President & CEO RJBank | Nov 27, 2019 | Option Exercise | $55.49 | 1,802 | 99,993 | 32,865 | Nov 29, 2019, 12:39 PM |
| Raney Steven M | President & CEO RJBank | Nov 26, 2019 | Option Exercise | $55.49 | 698 | 38,732 | 36,462 | Nov 29, 2019, 12:39 PM |
| Raney Steven M | President & CEO RJBank | Nov 26, 2019 | Sale | $89.05 | 5,399 | 480,787 | 31,063 | Nov 29, 2019, 12:39 PM |
| ACKART JENNIFER C | SVP, Controller & CAO | Nov 27, 2019 | Sale | $90.00 | 3,000 | 270,000 | 9,064 | Nov 29, 2019, 12:37 PM |
| Catanese George | Chief Risk Officer | Nov 22, 2019 | Sale | $88.86 | 5,510 | 489,617 | 5,760 | Nov 25, 2019, 12:50 PM |
| Carson John C Jr. | President | Nov 20, 2019 | Option Exercise | $55.49 | 5,000 | 277,450 | 72,748 | Nov 22, 2019, 10:07 AM |
| Carson John C Jr. | President | Nov 21, 2019 | Sale | $89.37 | 5,000 | 446,850 | 62,748 | Nov 22, 2019, 10:07 AM |
| Carson John C Jr. | President | Nov 20, 2019 | Sale | $88.31 | 5,000 | 441,544 | 67,748 | Nov 22, 2019, 10:07 AM |
| Perry Jodi | President, ICD for RJFS | Nov 19, 2019 | Option Exercise | $89.25 | 48 | 4,284 | 1,469 | Nov 21, 2019, 04:16 PM |
| ACKART JENNIFER C | SVP, Controller & CAO | Nov 19, 2019 | Option Exercise | $89.25 | 205 | 18,296 | 9,872 | Nov 21, 2019, 04:16 PM |
| ACKART JENNIFER C | SVP, Controller & CAO | Nov 20, 2019 | Option Exercise | $88.97 | 1,808 | 160,858 | 12,064 | Nov 21, 2019, 04:16 PM |
| ACKART JENNIFER C | SVP, Controller & CAO | Nov 20, 2019 | Option Exercise | $37.87 | 4,000 | 151,480 | 13,872 | Nov 21, 2019, 04:16 PM |
| Bunn James E | Pres-GlobEq&Inv Banking-RJA | Nov 19, 2019 | Option Exercise | $89.25 | 68 | 6,069 | 10,532 | Nov 21, 2019, 10:23 AM |
| Catanese George | Chief Risk Officer | Nov 18, 2019 | Option Exercise | $89.44 | 72 | 6,440 | 6,270 | Nov 20, 2019, 03:45 PM |
| Catanese George | Chief Risk Officer | Nov 20, 2019 | Option Exercise | $55.49 | 2,320 | 128,737 | 11,270 | Nov 20, 2019, 03:45 PM |
| Catanese George | Chief Risk Officer | Nov 19, 2019 | Option Exercise | $55.49 | 2,680 | 148,713 | 8,950 | Nov 20, 2019, 03:45 PM |
| Dowdle Jeffrey A | COO & Head of Asset Mgmt. | Nov 18, 2019 | Option Exercise | $89.44 | 243 | 21,734 | 41,232 | Nov 20, 2019, 02:27 PM |
| Allaire Bella Loykhter | Executive Vice President-RJA | Nov 18, 2019 | Option Exercise | $89.44 | 365 | 32,646 | 60,188 | Nov 20, 2019, 12:52 PM |
| Carson John C Jr. | President | Nov 18, 2019 | Option Exercise | $89.44 | 243 | 21,734 | 67,748 | Nov 20, 2019, 11:24 AM |
| REILLY PAUL C | Chairman & CEO | Nov 18, 2019 | Option Exercise | $89.44 | 787 | 70,389 | 81,595 | Nov 20, 2019, 11:15 AM |
| Raney Steven M | President & CEO RJBank | Nov 18, 2019 | Option Exercise | $89.44 | 243 | 21,734 | 34,518 | Nov 20, 2019, 11:14 AM |
| Elwyn Tashtego S | CEO & President - RJA | Nov 18, 2019 | Option Exercise | $89.44 | 365 | 32,646 | 21,033 | Nov 20, 2019, 11:14 AM |
| Curtis Scott A | President, PCG | Nov 18, 2019 | Option Exercise | $89.44 | 365 | 32,646 | 76,866 | Nov 20, 2019, 11:13 AM |
| Dowdle Jeffrey A | COO & Head of Asset Mgmt. | Nov 08, 2019 | Option Exercise | $89.29 | 6,363 | 568,152 | 40,475 | Nov 12, 2019, 03:53 PM |
| Dowdle Jeffrey A | COO & Head of Asset Mgmt. | Nov 08, 2019 | Option Exercise | $37.87 | 12,500 | 473,375 | 46,838 | Nov 12, 2019, 03:53 PM |
| Catanese George | Chief Risk Officer | Nov 07, 2019 | Sale | $89.61 | 464 | 41,581 | 6,042 | Nov 12, 2019, 03:21 PM |
| TROCIN JEFFREY E | Vice Chairman | Nov 05, 2019 | Sale | $88.09 | 17,360 | 1,529,268 | 175,410 | Nov 07, 2019, 03:07 PM |
| Curtis Scott A | President, PCG | Nov 05, 2019 | Option Exercise | $37.87 | 1,582 | 59,910 | 76,731 | Nov 07, 2019, 03:07 PM |
| Allison Paul D | Chair, President & CEO RJ Ltd. | Oct 28, 2019 | Option Exercise | $84.80 | 5,582 | 473,354 | 36,270 | Oct 30, 2019, 01:27 PM |
| Allison Paul D | Chair, President & CEO RJ Ltd. | Oct 28, 2019 | Option Exercise | $37.87 | 12,500 | 473,375 | 41,852 | Oct 30, 2019, 01:27 PM |
| Allison Paul D | Chair, President & CEO RJ Ltd. | Oct 29, 2019 | Sale | $84.50 | 1,950 | 164,771 | 34,320 | Oct 30, 2019, 01:27 PM |
| Bunn James E | Pres-GlobEq&Inv Banking-RJA | Oct 28, 2019 | Sale | $84.60 | 6,395 | 541,011 | 10,320 | Oct 29, 2019, 12:09 PM |
| Dowdle Jeffrey A | CAO & President, Asset Mgmt. | Sep 12, 2019 | Sale | $84.91 | 8,398 | 713,080 | 34,338 | Sep 16, 2019, 06:51 AM |
| Santelli Jonathan N | EVP, Gen Counsel, Secy | Sep 11, 2019 | Sale | $84.80 | 1,200 | 101,756 | 1,078 | Sep 13, 2019, 07:49 AM |
| JULIEN JEFFREY P | CFO, Executive VP - Fin | Aug 30, 2019 | Sale | $78.59 | 15,756 | 1,238,296 | 39,592 | Aug 30, 2019, 02:02 PM |
| TROCIN JEFFREY E | Vice Chairman | Aug 05, 2019 | Option Exercise | $48.20 | 10,426 | 502,533 | 192,696 | Aug 07, 2019, 03:06 PM |
| JULIEN JEFFREY P | CFO, Executive VP - Fin | Aug 01, 2019 | Option Exercise | $51.85 | 5,000 | 259,225 | 55,348 | Aug 05, 2019, 01:49 PM |
| Allaire Bella Loykhter | Executive Vice President-RJA | Jun 17, 2019 | Option Exercise | $82.24 | 2,175 | 178,872 | 59,053 | Jun 19, 2019, 09:01 AM |
| Allaire Bella Loykhter | Executive Vice President-RJA | Jun 17, 2019 | Option Exercise | $54.43 | 2,926 | 159,258 | 61,228 | Jun 19, 2019, 09:01 AM |
| Santelli Jonathan N | EVP, Gen Counsel, Secy | May 29, 2019 | Sale | $84.82 | 725 | 61,498 | 2,278 | May 30, 2019, 05:24 PM |
| Raney Steven M | President & CEO RJBank | May 06, 2019 | Option Exercise | $51.85 | 5,000 | 259,225 | 36,531 | May 08, 2019, 11:03 AM |
| Raney Steven M | President & CEO RJBank | May 06, 2019 | Sale | $90.60 | 2,926 | 265,096 | 33,605 | May 08, 2019, 11:03 AM |
| Allison Paul D | Chair, President & CEO RJ Ltd. | May 03, 2019 | Sale | $90.46 | 5,000 | 452,284 | 24,352 | May 07, 2019, 09:44 AM |
| TROCIN JEFFREY E | Co-Pres-GlobEq&Inv Banking-RJA | Apr 29, 2019 | Sale | $91.11 | 13,157 | 1,198,717 | 182,201 | May 01, 2019, 12:49 PM |
| JULIEN JEFFREY P | CFO, Executive VP - Fin | Apr 29, 2019 | Sale | $90.99 | 28,073 | 2,554,288 | 67,738 | May 01, 2019, 08:23 AM |
| REILLY PAUL C | Chief Executive Officer | Apr 29, 2019 | Sale | $91.35 | 60,000 | 5,481,048 | 80,382 | Apr 30, 2019, 05:50 PM |
| JULIEN JEFFREY P | CFO, Executive VP - Fin | Apr 24, 2019 | Option Exercise | $48.20 | 200 | 9,640 | 6,060 | Apr 26, 2019, 10:10 AM |
| Curtis Scott A | President, PCG | Mar 19, 2019 | Option Exercise | $48.20 | 2,503 | 120,645 | 75,149 | Mar 20, 2019, 04:07 PM |
| JULIEN JEFFREY P | CFO, Executive VP - Fin | Jan 18, 2019 | Option Exercise | $48.20 | 200 | 9,640 | 5,860 | Jan 23, 2019, 07:44 AM |
| REILLY PAUL C | Chief Executive Officer | Jan 02, 2019 | Option Exercise | $74.04 | 7,713 | 571,071 | 140,382 | Jan 04, 2019, 03:06 PM |
| Allaire Bella Loykhter | Executive Vice President-RJA | Jan 02, 2019 | Option Exercise | $74.04 | 774 | 57,307 | 58,302 | Jan 04, 2019, 01:24 PM |
| Carson John C Jr. | President | Jan 02, 2019 | Option Exercise | $74.04 | 1,074 | 79,519 | 66,991 | Jan 04, 2019, 12:58 PM |
| Raney Steven M | President & CEO RJBank | Jan 02, 2019 | Option Exercise | $74.04 | 321 | 23,767 | 31,457 | Jan 04, 2019, 12:49 PM |
| Elwyn Tashtego S | President - RJA | Jan 02, 2019 | Option Exercise | $74.04 | 620 | 45,905 | 21,632 | Jan 04, 2019, 12:44 PM |
| Curtis Scott A | President, PCG | Jan 02, 2019 | Option Exercise | $74.04 | 671 | 49,681 | 72,646 | Jan 04, 2019, 11:52 AM |
| REILLY PAUL C | Chief Executive Officer | Dec 15, 2018 | Option Exercise | $74.34 | 7,729 | 574,574 | 148,095 | Dec 18, 2018, 03:51 PM |
| Raney Steven M | President & CEO RJBank | Dec 15, 2018 | Option Exercise | $74.34 | 338 | 25,127 | 31,778 | Dec 18, 2018, 03:09 PM |
| Curtis Scott A | President, PCG | Dec 15, 2018 | Option Exercise | $74.34 | 745 | 55,383 | 73,317 | Dec 18, 2018, 03:09 PM |
| Catanese George | Chief Risk Officer | Dec 15, 2018 | Option Exercise | $74.34 | 301 | 22,376 | 6,506 | Dec 18, 2018, 03:09 PM |
| Carson John C Jr. | President | Dec 15, 2018 | Option Exercise | $74.34 | 1,434 | 106,604 | 68,065 | Dec 18, 2018, 03:09 PM |
| Bunn James E | Co-Pres-GlobEq&Inv Banking-RJA | Dec 15, 2018 | Option Exercise | $74.34 | 4,143 | 307,991 | 16,715 | Dec 18, 2018, 03:09 PM |
| Allaire Bella Loykhter | Executive Vice President-RJA | Dec 15, 2018 | Option Exercise | $74.34 | 881 | 65,494 | 59,076 | Dec 18, 2018, 03:09 PM |
| ACKART JENNIFER C | SVP, Controller | Dec 15, 2018 | Option Exercise | $74.34 | 74 | 5,501 | 9,217 | Dec 18, 2018, 03:09 PM |
| Elwyn Tashtego S | President - RJA | Dec 15, 2018 | Option Exercise | $74.34 | 678 | 50,403 | 22,252 | Dec 18, 2018, 03:09 PM |
| Elwyn Tashtego S | President - RJA | Dec 14, 2018 | Option Exercise | $48.43 | 2,064 | 99,951 | 21,207 | Dec 18, 2018, 03:09 PM |
| TROCIN JEFFREY E | Co-Pres-GlobEq&Inv Banking-RJA | Dec 12, 2018 | Option Exercise | $48.20 | 2,074 | 99,967 | 190,875 | Dec 14, 2018, 10:53 AM |
| Perry Jodi | President, ICD for RJFS | Dec 04, 2018 | Option Exercise | $76.25 | 50 | 3,813 | 1,226 | Dec 06, 2018, 02:18 PM |
| Catanese George | SVP, Chief Risk Officer | Dec 04, 2018 | Sale | $78.71 | 6,611 | 520,352 | 6,180 | Dec 06, 2018, 07:22 AM |
| REILLY PAUL C | Chief Executive Officer | Nov 26, 2018 | Option Exercise | $79.16 | 3,632 | 287,509 | 108,611 | Nov 28, 2018, 09:29 AM |
| REILLY PAUL C | Chief Executive Officer | Nov 26, 2018 | Option Exercise | $51.85 | 5,000 | 259,225 | 112,243 | Nov 28, 2018, 09:29 AM |
| Catanese George | SVP, Chief Risk Officer | Nov 21, 2018 | Option Exercise | $76.10 | 487 | 37,061 | 12,791 | Nov 26, 2018, 09:45 AM |
| Catanese George | SVP, Chief Risk Officer | Nov 21, 2018 | Option Exercise | $48.20 | 5,000 | 241,000 | 11,278 | Nov 26, 2018, 09:45 AM |
| Bunn James E | Co-Pres-GlobEq&Inv Banking-RJA | Nov 21, 2018 | Option Exercise | $76.10 | 243 | 18,492 | 10,329 | Nov 26, 2018, 09:40 AM |
| REILLY PAUL C | Chief Executive Officer | Nov 21, 2018 | Option Exercise | $76.10 | 787 | 59,891 | 107,243 | Nov 26, 2018, 09:24 AM |
| Elwyn Tashtego S | President - RJA | Nov 21, 2018 | Option Exercise | $76.10 | 487 | 37,061 | 16,973 | Nov 26, 2018, 09:16 AM |
| Allaire Bella Loykhter | Executive Vice President-RJA | Nov 21, 2018 | Option Exercise | $76.10 | 787 | 59,891 | 54,895 | Nov 26, 2018, 09:15 AM |
| Curtis Scott A | President, PCG | Nov 21, 2018 | Option Exercise | $76.10 | 487 | 37,061 | 69,779 | Nov 26, 2018, 08:24 AM |
| ACKART JENNIFER C | SVP, Controller | Nov 19, 2018 | Option Exercise | $77.91 | 623 | 48,538 | 8,985 | Nov 21, 2018, 11:13 AM |
| Perry Jodi | President, ICD for RJFS | Nov 19, 2018 | Option Exercise | $77.91 | 142 | 11,063 | 1,018 | Nov 21, 2018, 09:35 AM |
| Bunn James E | Co-Pres-GlobEq&Inv Banking-RJA | Nov 19, 2018 | Option Exercise | $77.91 | 204 | 15,894 | 9,572 | Nov 21, 2018, 09:16 AM |
| REILLY PAUL C | Chief Executive Officer | Nov 18, 2018 | Option Exercise | $78.74 | 2,361 | 185,905 | 106,030 | Nov 20, 2018, 03:19 PM |
| Raney Steven M | President & CEO RJBank | Nov 18, 2018 | Option Exercise | $78.74 | 730 | 57,480 | 30,727 | Nov 20, 2018, 03:19 PM |
| Curtis Scott A | President - RJFS | Nov 18, 2018 | Option Exercise | $78.74 | 1,095 | 86,220 | 68,266 | Nov 20, 2018, 01:34 PM |
| Allaire Bella Loykhter | Executive Vice President-RJA | Nov 18, 2018 | Option Exercise | $78.74 | 1,638 | 128,976 | 53,682 | Nov 20, 2018, 10:05 AM |
| Elwyn Tashtego S | President - RJA | Nov 18, 2018 | Option Exercise | $78.74 | 1,095 | 86,220 | 15,460 | Nov 20, 2018, 08:12 AM |
| Carson John C Jr. | President | Nov 18, 2018 | Option Exercise | $78.74 | 730 | 57,480 | 60,738 | Nov 20, 2018, 08:12 AM |
| Elwyn Tashtego S | President - RJA | Oct 29, 2018 | Buy | $73.75 | 1,500 | 110,625 | 12,055 | Oct 30, 2018, 04:21 PM |
| Curtis Scott A | President - RJFS | Oct 26, 2018 | Option Exercise | $73.00 | 468 | 34,164 | 64,861 | Oct 30, 2018, 02:48 PM |
| Curtis Scott A | President - RJFS | Oct 26, 2018 | Option Exercise | $37.87 | 4,000 | 151,480 | 65,329 | Oct 30, 2018, 02:48 PM |
| Allaire Bella Loykhter | Executive Vice President-RJA | Oct 26, 2018 | Option Exercise | $73.00 | 19,845 | 1,448,685 | 50,820 | Oct 30, 2018, 02:47 PM |
| Allaire Bella Loykhter | Executive Vice President-RJA | Oct 26, 2018 | Option Exercise | $46.42 | 27,390 | 1,271,573 | 70,665 | Oct 30, 2018, 02:47 PM |
| REILLY PAUL C | Chief Executive Officer | Oct 25, 2018 | Option Exercise | $75.56 | 15,749 | 1,189,994 | 102,391 | Oct 29, 2018, 04:49 PM |
| REILLY PAUL C | Chief Executive Officer | Oct 25, 2018 | Option Exercise | $49.65 | 19,890 | 987,548 | 118,140 | Oct 29, 2018, 04:49 PM |
| JULIEN JEFFREY P | CFO, Executive VP - Fin | Oct 26, 2018 | Option Exercise | $51.34 | 17,390 | 892,873 | 70,165 | Oct 29, 2018, 04:38 PM |
| TROCIN JEFFREY E | Co-Pres-GlobEq&Inv Banking-RJA | Oct 24, 2018 | Option Exercise | $37.87 | 17,360 | 657,423 | 180,167 | Oct 26, 2018, 10:21 AM |
| Curtis Scott A | President - RJFS | Aug 28, 2018 | Option Exercise | $37.87 | 4,418 | 167,310 | 61,329 | Aug 30, 2018, 01:56 PM |
| Santelli Jonathan N | EVP, Gen Counsel, Secy | May 25, 2018 | Option Exercise | $99.47 | 727 | 72,315 | 2,273 | May 30, 2018, 03:10 PM |
| Santelli Jonathan N | EVP, Gen Counsel, Secy | May 30, 2018 | Sale | $96.99 | 2,270 | 220,170 | 3 | May 30, 2018, 03:10 PM |
| Allison Paul D | Chair, President & CEO RJ Ltd. | Mar 14, 2018 | Sale | $96.65 | 6,600 | 637,894 | 21,142 | Mar 16, 2018, 07:46 AM |
| ZANK DENNIS W | Chief Operating Officer | Mar 09, 2018 | Sale | $98.63 | 20,003 | 1,972,812 | 130,846 | Mar 13, 2018, 07:38 AM |
| Allaire Bella Loykhter | Executive Vice President-RJA | Feb 27, 2018 | Option Exercise | $93.70 | 1,066 | 99,884 | 43,275 | Mar 01, 2018, 09:44 AM |
| Allaire Bella Loykhter | Executive Vice President-RJA | Feb 27, 2018 | Option Exercise | $38.31 | 2,610 | 99,977 | 44,341 | Mar 01, 2018, 09:44 AM |
| ACKART JENNIFER C | SVP, Controller | Feb 15, 2018 | Sale | $91.00 | 5,000 | 455,000 | 7,028 | Feb 16, 2018, 11:05 AM |
| Bunn James E | Co-Pres-GlobEq&Inv Banking-RJA | Jan 30, 2018 | Sale | $96.31 | 3,000 | 288,930 | 9,966 | Jan 31, 2018, 09:18 AM |
| Elwyn Tashtego S | President - RJA | Jan 29, 2018 | Sale | $97.36 | 7,275 | 708,327 | 10,871 | Jan 31, 2018, 08:40 AM |
| Carson John C Jr. | President | Jan 29, 2018 | Option Exercise | $55.49 | 1,802 | 99,993 | 58,468 | Jan 31, 2018, 08:39 AM |
| JULIEN JEFFREY P | CFO, Executive VP - Fin | Jan 23, 2018 | Option Exercise | $42.46 | 1,800 | 76,430 | 5,540 | Jan 25, 2018, 11:35 AM |
| Bunn James E | Co-Pres-GlobEq&Inv Banking-RJA | Jan 02, 2018 | Option Exercise | $88.86 | 3,075 | 273,245 | 12,966 | Jan 04, 2018, 05:39 PM |
| Bunn James E | Co-Pres-GlobEq&Inv Banking-RJA | Jan 02, 2018 | Option Exercise | $51.03 | 5,897 | 300,940 | 16,041 | Jan 04, 2018, 05:39 PM |
| REILLY PAUL C | Chief Executive Officer | Jan 02, 2018 | Option Exercise | $88.86 | 4,293 | 381,476 | 98,250 | Jan 04, 2018, 05:35 PM |
| Curtis Scott A | President - RJFS | Jan 02, 2018 | Option Exercise | $88.86 | 498 | 44,252 | 56,911 | Jan 04, 2018, 11:14 AM |
| Raney Steven M | President & CEO RJBank | Jan 02, 2018 | Option Exercise | $88.86 | 268 | 23,814 | 28,260 | Jan 04, 2018, 11:14 AM |
| Elwyn Tashtego S | President - RJA | Jan 02, 2018 | Option Exercise | $88.86 | 498 | 44,252 | 18,146 | Jan 04, 2018, 11:14 AM |
| Carson John C Jr. | President | Jan 02, 2018 | Option Exercise | $88.86 | 997 | 88,593 | 56,666 | Jan 04, 2018, 11:13 AM |
| Allaire Bella Loykhter | Executive Vice President-RJA | Jan 02, 2018 | Option Exercise | $88.86 | 678 | 60,247 | 41,731 | Jan 04, 2018, 11:13 AM |
| TROCIN JEFFREY E | Co-Pres-GlobEq&Inv Banking-RJA | Dec 21, 2017 | Option Exercise | $37.87 | 2,640 | 99,977 | 162,626 | Dec 22, 2017, 11:12 AM |
| Curtis Scott A | President - RJFS | Dec 15, 2017 | Option Exercise | $88.24 | 612 | 54,003 | 57,409 | Dec 19, 2017, 04:45 PM |
| Bunn James E | Co-Pres-GlobEq&Inv Banking-RJA | Dec 15, 2017 | Option Exercise | $88.24 | 6,804 | 600,385 | 10,144 | Dec 19, 2017, 04:42 PM |
| ACKART JENNIFER C | SVP, Controller | Dec 15, 2017 | Option Exercise | $88.24 | 74 | 6,530 | 12,528 | Dec 19, 2017, 04:03 PM |
| Carson John C Jr. | President | Dec 15, 2017 | Option Exercise | $88.24 | 1,490 | 131,478 | 57,663 | Dec 19, 2017, 04:03 PM |
| Allaire Bella Loykhter | Executive Vice President-RJA | Dec 15, 2017 | Option Exercise | $88.24 | 880 | 77,651 | 42,409 | Dec 19, 2017, 04:02 PM |
| Raney Steven M | President & CEO RJBank | Dec 15, 2017 | Option Exercise | $88.24 | 325 | 28,678 | 28,528 | Dec 19, 2017, 04:01 PM |
| Catanese George | SVP, Chief Risk Officer | Dec 15, 2017 | Sale | $88.29 | 506 | 44,675 | 5,378 | Dec 19, 2017, 04:01 PM |
| Elwyn Tashtego S | President - RJA | Dec 15, 2017 | Option Exercise | $88.24 | 612 | 54,003 | 18,751 | Dec 19, 2017, 04:00 PM |
| REILLY PAUL C | Chief Executive Officer | Dec 15, 2017 | Option Exercise | $88.24 | 5,600 | 494,144 | 102,543 | Dec 18, 2017, 06:39 PM |
| REILLY PAUL C | Chief Executive Officer | Dec 14, 2017 | Sale | $87.77 | 12,681 | 1,113,063 | 94,001 | Dec 18, 2017, 06:39 PM |
| Elwyn Tashtego S | President - RJA | Dec 11, 2017 | Option Exercise | $39.95 | 2,503 | 99,985 | 18,003 | Dec 13, 2017, 01:06 PM |
| TROCIN JEFFREY E | Co-Pres-GlobEq&Inv Banking-RJA | Dec 11, 2017 | Sale | $88.89 | 16,184 | 1,438,625 | 153,599 | Dec 12, 2017, 03:08 PM |
| Dowdle Jeffrey A | President, Asset Mgmt Group | Dec 07, 2017 | Sale | $88.67 | 8,021 | 711,191 | 39,086 | Dec 11, 2017, 11:21 AM |
| JULIEN JEFFREY P | CFO, Executive VP - Fin | Dec 05, 2017 | Option Exercise | $38.31 | 2,610 | 99,977 | 50,494 | Dec 07, 2017, 06:22 PM |
| Catanese George | SVP, Chief Risk Officer | Dec 04, 2017 | Option Exercise | $37.87 | 800 | 30,296 | 5,478 | Dec 05, 2017, 03:16 PM |
| ACKART JENNIFER C | SVP, Controller | Nov 30, 2017 | Sale | $89.23 | 3,000 | 267,683 | 12,409 | Dec 01, 2017, 05:58 PM |
| REILLY PAUL C | Chief Executive Officer | Nov 29, 2017 | Option Exercise | $88.40 | 1,129 | 99,804 | 118,682 | Dec 01, 2017, 05:51 PM |
| REILLY PAUL C | Chief Executive Officer | Nov 29, 2017 | Option Exercise | $38.31 | 2,610 | 99,977 | 119,811 | Dec 01, 2017, 05:51 PM |
| Raney Steven M | President & CEO RJBank | Nov 30, 2017 | Option Exercise | $88.30 | 1,072 | 94,658 | 38,390 | Dec 01, 2017, 04:16 PM |
| Raney Steven M | President & CEO RJBank | Nov 30, 2017 | Option Exercise | $50.51 | 12,500 | 631,350 | 39,462 | Dec 01, 2017, 04:16 PM |
| Raney Steven M | President & CEO RJBank | Nov 30, 2017 | Sale | $88.95 | 9,890 | 879,717 | 28,500 | Dec 01, 2017, 04:16 PM |
| ZANK DENNIS W | Chief Operating Officer | Nov 29, 2017 | Option Exercise | $37.87 | 2,500 | 94,675 | 146,701 | Dec 01, 2017, 04:09 PM |
| Elwyn Tashtego S | President - RJA | Nov 28, 2017 | Option Exercise | $54.28 | 8,997 | 488,330 | 23,675 | Nov 30, 2017, 06:38 PM |
| Elwyn Tashtego S | President - RJA | Nov 28, 2017 | Sale | $85.17 | 8,997 | 766,307 | 14,678 | Nov 30, 2017, 06:38 PM |
| JAMES THOMAS A | Chairman Emeritus | Nov 27, 2017 | Sale | $85.42 | 47,290 | 4,039,663 | 12,258,746 | Nov 29, 2017, 07:12 PM |
| JAMES THOMAS A | Chairman Emeritus | Nov 28, 2017 | Sale | $86.15 | 152,710 | 13,155,807 | 12,186,358 | Nov 29, 2017, 07:12 PM |
| JULIEN JEFFREY P | CFO, Executive VP - Fin | Nov 27, 2017 | Sale | $85.27 | 11,925 | 1,016,819 | 45,466 | Nov 29, 2017, 07:10 PM |
| Bunn James E | Co-Pres-GlobEq&Inv Banking-RJA | Nov 21, 2017 | Option Exercise | $85.15 | 272 | 23,161 | 728 | Nov 22, 2017, 05:15 PM |
| REILLY PAUL C | Chief Executive Officer | Nov 21, 2017 | Option Exercise | $85.15 | 760 | 64,714 | 102,210 | Nov 22, 2017, 05:15 PM |
| Allaire Bella Loykhter | Executive Vice President-RJA | Nov 21, 2017 | Option Exercise | $85.15 | 547 | 46,577 | 38,966 | Nov 22, 2017, 05:15 PM |
| Elwyn Tashtego S | President - RJA | Nov 21, 2017 | Option Exercise | $85.15 | 547 | 46,577 | 14,678 | Nov 22, 2017, 05:15 PM |
| Curtis Scott A | President - RJFS | Nov 21, 2017 | Option Exercise | $85.15 | 547 | 46,577 | 55,129 | Nov 22, 2017, 05:14 PM |
| Catanese George | SVP, Chief Risk Officer | Nov 21, 2017 | Sale | $85.63 | 2,000 | 171,264 | 4,678 | Nov 22, 2017, 05:13 PM |
| GODBOLD FRANCIS S | Vice Chairman | Nov 21, 2017 | Sale | $85.51 | 45,000 | 3,848,126 | 153,000 | Nov 22, 2017, 01:55 PM |
| ZANK DENNIS W | Chief Operating Officer | Nov 21, 2017 | Option Exercise | $48.20 | 110 | 5,302 | 139,728 | Nov 22, 2017, 12:40 PM |
| REILLY PAUL C | Chief Executive Officer | Aug 08, 2017 | Sale | $83.17 | 33,000 | 2,744,571 | 128,980 | Aug 10, 2017, 11:17 AM |
| Allaire Bella Loykhter | Executive Vice President-RJA | Jul 31, 2017 | Sale | $82.83 | 4,000 | 331,323 | 37,513 | Aug 01, 2017, 05:16 PM |
| Santelli Jonathan N | EVP, Gen Counsel, Secy | May 25, 2017 | Option Exercise | $73.64 | 1,120 | 82,477 | 1,880 | May 30, 2017, 04:37 PM |
| Santelli Jonathan N | EVP, Gen Counsel, Secy | May 26, 2017 | Sale | $73.30 | 1,880 | 137,804 | 0 | May 30, 2017, 04:37 PM |
| ACKART JENNIFER C | SVP, Controller | Mar 03, 2017 | Sale | $80.00 | 2,500 | 200,000 | 15,499 | Mar 07, 2017, 03:45 PM |
| ZANK DENNIS W | Chief Operating Officer | Mar 01, 2017 | Sale | $81.57 | 6,054 | 493,815 | 140,339 | Mar 02, 2017, 09:01 AM |
| Raney Steven M | President & CEO RJBank | Feb 21, 2017 | Option Exercise | $79.24 | 5,385 | 426,707 | 28,014 | Feb 22, 2017, 02:09 PM |
| Raney Steven M | President & CEO RJBank | Feb 21, 2017 | Option Exercise | $48.20 | 7,500 | 361,500 | 33,399 | Feb 22, 2017, 02:09 PM |
| Raney Steven M | President & CEO RJBank | Feb 22, 2017 | Sale | $79.10 | 2,115 | 167,296 | 25,899 | Feb 22, 2017, 02:09 PM |
| Elwyn Tashtego S | President - RJA | Feb 21, 2017 | Sale | $79.21 | 4,000 | 316,823 | 13,425 | Feb 21, 2017, 03:06 PM |
| Elwyn Tashtego S | President - RJA | Feb 09, 2017 | Option Exercise | $37.87 | 2,418 | 91,570 | 17,875 | Feb 09, 2017, 02:17 PM |
| ZANK DENNIS W | Chief Operating Officer | Feb 07, 2017 | Sale | $76.98 | 12,500 | 962,266 | 146,393 | Feb 08, 2017, 09:54 AM |
| Catanese George | SVP, Chief Risk Officer | Jan 31, 2017 | Sale | $74.53 | 4,500 | 335,397 | 4,678 | Feb 01, 2017, 10:41 AM |
| Elwyn Tashtego S | President - RJA | Jan 30, 2017 | Option Exercise | $37.87 | 791 | 29,955 | 16,248 | Jan 31, 2017, 08:43 AM |
| Elwyn Tashtego S | President - RJA | Jan 30, 2017 | Sale | $74.03 | 791 | 58,558 | 15,457 | Jan 31, 2017, 08:43 AM |
| TROCIN JEFFREY E | Executive Vice President - RJF | Jan 19, 2017 | Option Exercise | $72.21 | 491 | 35,455 | 162,724 | Jan 23, 2017, 04:10 PM |
| TROCIN JEFFREY E | Executive Vice President - RJF | Jan 19, 2017 | Option Exercise | $27.10 | 1,310 | 35,501 | 163,215 | Jan 23, 2017, 04:10 PM |
| TROCIN JEFFREY E | Executive Vice President - RJF | Jan 06, 2017 | Option Exercise | $74.66 | 1,339 | 99,970 | 161,905 | Jan 10, 2017, 11:51 AM |
| TROCIN JEFFREY E | Executive Vice President - RJF | Jan 06, 2017 | Option Exercise | $27.10 | 3,690 | 99,999 | 163,244 | Jan 10, 2017, 11:51 AM |
| REILLY PAUL C | Chief Executive Officer | Jan 03, 2017 | Option Exercise | $69.68 | 3,293 | 229,456 | 133,970 | Jan 05, 2017, 04:17 PM |
| ACKART JENNIFER C | SVP, Controller | Jan 04, 2017 | Option Exercise | $72.31 | 2,623 | 189,669 | 20,499 | Jan 05, 2017, 04:04 PM |
| ACKART JENNIFER C | SVP, Controller | Jan 04, 2017 | Option Exercise | $27.10 | 7,000 | 189,700 | 23,122 | Jan 05, 2017, 04:04 PM |
| Allaire Bella Loykhter | Executive Vice President-RJA | Jan 03, 2017 | Option Exercise | $69.68 | 649 | 45,222 | 41,513 | Jan 05, 2017, 03:07 PM |
| Carson John C Jr. | President | Jan 03, 2017 | Option Exercise | $69.68 | 1,203 | 83,825 | 51,400 | Jan 05, 2017, 01:59 PM |
| Curtis Scott A | President - RJFS | Jan 04, 2017 | Option Exercise | $27.10 | 7,057 | 191,245 | 54,176 | Jan 05, 2017, 01:16 PM |
| ZANK DENNIS W | Chief Operating Officer | Jan 03, 2017 | Option Exercise | $43.47 | 11,310 | 491,676 | 158,893 | Jan 04, 2017, 11:56 AM |
| ZANK DENNIS W | Chief Operating Officer | Dec 15, 2016 | Sale | $73.08 | 4,095 | 299,270 | 147,583 | Dec 19, 2016, 01:41 PM |
| Catanese George | Senior Vice President | Dec 15, 2016 | Sale | $71.89 | 1,179 | 84,762 | 9,178 | Dec 19, 2016, 11:08 AM |
| REILLY PAUL C | Chief Executive Officer | Dec 13, 2016 | Option Exercise | $71.60 | 5,270 | 377,332 | 137,263 | Dec 15, 2016, 04:22 PM |
| JULIEN JEFFREY P | CFO, Executive VP - Fin | Dec 13, 2016 | Option Exercise | $27.10 | 500 | 13,550 | 3,740 | Dec 15, 2016, 08:45 AM |
| JULIEN JEFFREY P | CFO, Executive VP - Fin | Dec 13, 2016 | Option Exercise | $27.10 | 5,000 | 135,500 | 59,136 | Dec 15, 2016, 08:45 AM |
| Curtis Scott A | President - RJFS | Dec 13, 2016 | Option Exercise | $71.60 | 810 | 57,996 | 47,119 | Dec 15, 2016, 08:30 AM |
| Catanese George | Senior Vice President | Dec 13, 2016 | Option Exercise | $71.60 | 143 | 10,239 | 10,357 | Dec 15, 2016, 08:17 AM |
| Allaire Bella Loykhter | Executive Vice President-RJA | Dec 13, 2016 | Option Exercise | $71.60 | 859 | 61,504 | 42,162 | Dec 14, 2016, 04:14 PM |
| Carson John C Jr. | President | Dec 13, 2016 | Option Exercise | $71.60 | 2,040 | 146,064 | 52,603 | Dec 14, 2016, 04:03 PM |
| ACKART JENNIFER C | SVP, Controller | Dec 13, 2016 | Option Exercise | $71.60 | 62 | 4,439 | 16,122 | Dec 14, 2016, 03:47 PM |
| Elwyn Tashtego S | President - RJA | Dec 13, 2016 | Option Exercise | $71.60 | 954 | 68,306 | 15,873 | Dec 14, 2016, 03:28 PM |
| Elwyn Tashtego S | President - RJA | Dec 12, 2016 | Option Exercise | $27.10 | 2,000 | 54,200 | 14,552 | Dec 14, 2016, 03:28 PM |
| Carson John C Jr. | President | Dec 08, 2016 | Sale | $73.83 | 20,000 | 1,476,574 | 49,780 | Dec 09, 2016, 12:51 PM |
| Raney Steven M | President & CEO RJBank | Dec 06, 2016 | Option Exercise | $73.36 | 1,363 | 99,990 | 25,387 | Dec 08, 2016, 01:50 PM |
| Raney Steven M | President & CEO RJBank | Dec 06, 2016 | Option Exercise | $27.10 | 3,690 | 99,999 | 26,750 | Dec 08, 2016, 01:50 PM |
| Raney Steven M | President & CEO RJBank | Dec 07, 2016 | Option Exercise | $36.62 | 11,310 | 414,201 | 36,697 | Dec 08, 2016, 01:50 PM |
| Raney Steven M | President & CEO RJBank | Dec 07, 2016 | Sale | $73.19 | 11,310 | 827,834 | 25,387 | Dec 08, 2016, 01:50 PM |
| REILLY PAUL C | Chief Executive Officer | Dec 05, 2016 | Option Exercise | $73.52 | 828 | 60,875 | 125,534 | Dec 07, 2016, 04:41 PM |
| REILLY PAUL C | Chief Executive Officer | Dec 06, 2016 | Option Exercise | $27.10 | 3,690 | 99,999 | 129,224 | Dec 07, 2016, 04:41 PM |
| REILLY PAUL C | Chief Executive Officer | Dec 05, 2016 | Option Exercise | $27.10 | 1,310 | 35,501 | 126,362 | Dec 07, 2016, 04:41 PM |
| ZANK DENNIS W | Chief Operating Officer | Dec 05, 2016 | Sale | $73.22 | 7,910 | 579,196 | 147,643 | Dec 06, 2016, 02:47 PM |
| Allison Paul D | Chair, President & CEO RJ Ltd. | Nov 30, 2016 | Sale | $71.80 | 16,500 | 1,184,619 | 21,744 | Dec 01, 2016, 04:51 PM |
| REILLY PAUL C | Chief Executive Officer | Nov 29, 2016 | Sale | $71.26 | 50,000 | 3,562,780 | 125,052 | Dec 01, 2016, 07:36 AM |
| ZANK DENNIS W | Chief Operating Officer | Nov 29, 2016 | Option Exercise | $27.10 | 3,690 | 99,999 | 155,553 | Nov 30, 2016, 04:44 PM |
| Catanese George | Senior Vice President | Nov 29, 2016 | Option Exercise | $71.10 | 1,260 | 89,586 | 10,254 | Nov 30, 2016, 03:21 PM |
| Catanese George | Senior Vice President | Nov 29, 2016 | Option Exercise | $37.87 | 3,200 | 121,184 | 11,514 | Nov 30, 2016, 03:21 PM |
| Catanese George | Senior Vice President | Nov 28, 2016 | Sale | $71.51 | 6,197 | 443,138 | 8,314 | Nov 30, 2016, 03:21 PM |
| Allaire Bella Loykhter | Executive Vice President-RJA | Nov 28, 2016 | Option Exercise | $71.17 | 3,807 | 270,944 | 40,973 | Nov 30, 2016, 08:15 AM |
| Allaire Bella Loykhter | Executive Vice President-RJA | Nov 28, 2016 | Option Exercise | $27.10 | 10,000 | 271,000 | 44,780 | Nov 30, 2016, 08:15 AM |
| Elwyn Tashtego S | President - RJA | Nov 28, 2016 | Option Exercise | $48.20 | 6,000 | 289,200 | 18,552 | Nov 29, 2016, 04:25 PM |
| Elwyn Tashtego S | President - RJA | Nov 29, 2016 | Sale | $71.03 | 6,000 | 426,180 | 12,552 | Nov 29, 2016, 04:25 PM |
| ACKART JENNIFER C | SVP, Controller | Nov 28, 2016 | Sale | $71.63 | 7,500 | 537,211 | 15,957 | Nov 28, 2016, 03:13 PM |
| Allison Paul D | Chair, President & CEO RJ Ltd. | Nov 22, 2016 | Option Exercise | $73.33 | 4,619 | 338,711 | 38,244 | Nov 23, 2016, 04:11 PM |
| Allison Paul D | Chair, President & CEO RJ Ltd. | Nov 22, 2016 | Option Exercise | $27.10 | 12,500 | 338,750 | 42,863 | Nov 23, 2016, 04:11 PM |
| REILLY PAUL C | Chief Executive Officer | Nov 21, 2016 | Option Exercise | $72.32 | 1,840 | 133,069 | 176,302 | Nov 23, 2016, 04:01 PM |
| Dowdle Jeffrey A | President, Asset Mgmt Group | Nov 22, 2016 | Option Exercise | $73.33 | 3,695 | 270,954 | 42,728 | Nov 23, 2016, 03:57 PM |
| Dowdle Jeffrey A | President, Asset Mgmt Group | Nov 22, 2016 | Option Exercise | $27.10 | 10,000 | 271,000 | 46,423 | Nov 23, 2016, 03:57 PM |
| Allaire Bella Loykhter | Executive Vice President-RJA | Nov 21, 2016 | Option Exercise | $72.32 | 1,664 | 120,340 | 34,780 | Nov 23, 2016, 03:47 PM |
| Curtis Scott A | President - RJFS | Nov 21, 2016 | Option Exercise | $72.32 | 1,641 | 118,677 | 46,336 | Nov 23, 2016, 03:30 PM |
| Catanese George | Senior Vice President | Nov 22, 2016 | Option Exercise | $73.33 | 2,092 | 153,406 | 14,511 | Nov 23, 2016, 02:52 PM |
| Catanese George | Senior Vice President | Nov 21, 2016 | Option Exercise | $72.32 | 1,640 | 118,605 | 9,103 | Nov 23, 2016, 02:52 PM |
| Catanese George | Senior Vice President | Nov 22, 2016 | Option Exercise | $27.10 | 7,500 | 203,250 | 16,603 | Nov 23, 2016, 02:52 PM |
| Elwyn Tashtego S | President - RJA | Nov 21, 2016 | Option Exercise | $72.32 | 1,641 | 118,677 | 12,552 | Nov 23, 2016, 01:19 PM |
| JULIEN JEFFREY P | CFO, Executive VP - Fin | Nov 15, 2016 | Option Exercise | $71.90 | 7,000 | 503,300 | 51,907 | Nov 17, 2016, 03:42 PM |
| JULIEN JEFFREY P | CFO, Executive VP - Fin | Nov 15, 2016 | Option Exercise | $27.10 | 12,500 | 338,750 | 58,907 | Nov 17, 2016, 03:42 PM |
| JULIEN JEFFREY P | CFO, Executive VP - Fin | Sep 01, 2016 | Sale | $57.62 | 18,600 | 1,071,661 | 46,407 | Sep 02, 2016, 02:46 PM |
| ZANK DENNIS W | Chief Operating Officer | Aug 29, 2016 | Sale | $57.64 | 10,010 | 577,013 | 148,369 | Aug 30, 2016, 03:22 PM |
| Allison Paul D | Chair, President & CEO RJ Ltd. | Aug 25, 2016 | Option Exercise | $56.59 | 5,986 | 338,748 | 28,544 | Aug 29, 2016, 04:28 PM |
| Allison Paul D | Chair, President & CEO RJ Ltd. | Aug 25, 2016 | Option Exercise | $27.10 | 12,500 | 338,750 | 34,530 | Aug 29, 2016, 04:28 PM |
| Allaire Bella Loykhter | Executive Vice President-RJA | Aug 25, 2016 | Option Exercise | $56.59 | 1,367 | 77,359 | 28,417 | Aug 29, 2016, 03:07 PM |
| Elwyn Tashtego S | President - RJA | Aug 17, 2016 | Option Exercise | $37.87 | 4,791 | 181,435 | 12,434 | Aug 18, 2016, 04:41 PM |
| Elwyn Tashtego S | President - RJA | Aug 17, 2016 | Sale | $56.72 | 3,791 | 215,029 | 8,643 | Aug 18, 2016, 04:41 PM |
| Catanese George | Senior Vice President | Jul 25, 2016 | Sale | $53.89 | 4,158 | 224,095 | 8,739 | Jul 26, 2016, 04:23 PM |
| ZANK DENNIS W | Chief Operating Officer | Jun 06, 2016 | Sale | $56.54 | 15,000 | 848,166 | 158,379 | Jun 07, 2016, 04:01 PM |
| Dowdle Jeffrey A | President, Asset Mgmt Group | May 26, 2016 | Sale | $54.18 | 4,000 | 216,720 | 6,000 | May 31, 2016, 10:02 AM |
| Dowdle Jeffrey A | President, Asset Mgmt Group | May 26, 2016 | Sale | $54.18 | 900 | 48,762 | 0 | May 31, 2016, 10:02 AM |
| STORY SUSAN N | Director | Jul 15, 2015 | Option Exercise | $58.20 | 36 | 2,095 | 11,571 | Mar 03, 2016, 03:26 PM |
| STORY SUSAN N | Director | Apr 16, 2012 | Option Exercise | $35.32 | 4 | 141 | 1,032 | Mar 03, 2016, 03:26 PM |
| STORY SUSAN N | Director | Oct 15, 2013 | Option Exercise | $41.67 | 12 | 500 | 3,586 | Mar 03, 2016, 03:26 PM |
| STORY SUSAN N | Director | Jul 15, 2010 | Option Exercise | $26.07 | 4 | 104 | 1,004 | Mar 03, 2016, 03:26 PM |
| STORY SUSAN N | Director | Apr 15, 2015 | Option Exercise | $55.87 | 37 | 2,067 | 11,535 | Mar 03, 2016, 03:26 PM |
| STORY SUSAN N | Director | Jan 17, 2012 | Option Exercise | $34.43 | 4 | 138 | 1,028 | Mar 03, 2016, 03:26 PM |
| STORY SUSAN N | Director | Jul 15, 2013 | Option Exercise | $44.15 | 11 | 486 | 3,574 | Mar 03, 2016, 03:26 PM |
| STORY SUSAN N | Director | Jan 15, 2015 | Option Exercise | $53.98 | 25 | 1,349 | 9,898 | Mar 03, 2016, 03:26 PM |
| STORY SUSAN N | Director | Oct 18, 2011 | Option Exercise | $27.62 | 5 | 138 | 1,024 | Mar 03, 2016, 03:26 PM |
| STORY SUSAN N | Director | Apr 15, 2013 | Option Exercise | $45.82 | 11 | 504 | 3,563 | Mar 03, 2016, 03:26 PM |
| STORY SUSAN N | Director | Oct 15, 2014 | Option Exercise | $51.23 | 23 | 1,178 | 7,374 | Mar 03, 2016, 03:26 PM |
| STORY SUSAN N | Director | Jul 18, 2011 | Option Exercise | $32.98 | 4 | 132 | 1,020 | Mar 03, 2016, 03:26 PM |
| STORY SUSAN N | Director | Jan 16, 2013 | Option Exercise | $41.54 | 12 | 498 | 3,552 | Mar 03, 2016, 03:26 PM |
| STORY SUSAN N | Director | Jul 15, 2014 | Option Exercise | $49.36 | 24 | 1,185 | 7,351 | Mar 03, 2016, 03:26 PM |
| STORY SUSAN N | Director | Apr 18, 2011 | Option Exercise | $37.48 | 4 | 150 | 1,016 | Mar 03, 2016, 03:26 PM |
| STORY SUSAN N | Director | Jan 15, 2016 | Option Exercise | $50.75 | 46 | 2,335 | 11,658 | Mar 03, 2016, 03:26 PM |
| STORY SUSAN N | Director | Oct 15, 2012 | Option Exercise | $36.89 | 4 | 148 | 1,040 | Mar 03, 2016, 03:26 PM |
| STORY SUSAN N | Director | Apr 15, 2014 | Option Exercise | $51.43 | 23 | 1,183 | 7,327 | Mar 03, 2016, 03:26 PM |
| STORY SUSAN N | Director | Jan 19, 2011 | Option Exercise | $33.57 | 4 | 134 | 1,012 | Mar 03, 2016, 03:26 PM |
| STORY SUSAN N | Director | Oct 15, 2015 | Option Exercise | $51.17 | 41 | 2,098 | 11,612 | Mar 03, 2016, 03:26 PM |
| STORY SUSAN N | Director | Jul 17, 2012 | Option Exercise | $33.00 | 4 | 132 | 1,036 | Mar 03, 2016, 03:26 PM |
| STORY SUSAN N | Director | Jan 16, 2014 | Option Exercise | $52.98 | 18 | 954 | 6,104 | Mar 03, 2016, 03:26 PM |
| STORY SUSAN N | Director | Oct 15, 2010 | Option Exercise | $27.31 | 4 | 109 | 1,008 | Mar 03, 2016, 03:26 PM |
| GODBOLD FRANCIS S | Vice Chairman | Feb 11, 2016 | Buy | $40.04 | 18,000 | 720,744 | 221,000 | Feb 12, 2016, 08:21 AM |
| Esty Benjamin | Director | Feb 08, 2016 | Buy | $42.18 | 1,000 | 42,180 | 1,300 | Feb 08, 2016, 04:02 PM |
| GODBOLD FRANCIS S | Vice Chairman | Feb 03, 2016 | Buy | $40.94 | 20,000 | 818,880 | 203,000 | Feb 05, 2016, 04:16 PM |
| JULIEN JEFFREY P | CFO, Executive VP - Fin | Feb 03, 2016 | Option Exercise | $27.10 | 7,500 | 203,250 | 65,007 | Feb 04, 2016, 11:18 AM |
| TROCIN JEFFREY E | Executive Vice President - RJF | Jan 26, 2016 | Option Exercise | $27.10 | 5,000 | 135,500 | 151,835 | Jan 27, 2016, 01:30 PM |
| GODBOLD FRANCIS S | Vice Chairman | Jan 25, 2016 | Buy | $43.57 | 22,000 | 958,474 | 183,000 | Jan 27, 2016, 10:13 AM |
| TROCIN JEFFREY E | Executive Vice President - RJF | Jan 11, 2016 | Option Exercise | $25.28 | 7,910 | 199,965 | 146,835 | Jan 13, 2016, 04:03 PM |
| ZANK DENNIS W | Chief Operating Officer | Jan 07, 2016 | Option Exercise | $33.56 | 12,500 | 419,525 | 173,379 | Jan 08, 2016, 03:37 PM |
| REILLY PAUL C | Chief Executive Officer | Jan 04, 2016 | Option Exercise | $56.34 | 2,836 | 159,780 | 190,167 | Jan 06, 2016, 04:11 PM |
| Raney Steven M | President & CEO RJBank | Jan 04, 2016 | Option Exercise | $56.34 | 174 | 9,803 | 21,907 | Jan 06, 2016, 10:20 AM |
| Allaire Bella Loykhter | Executive Vice President-RJA | Jan 04, 2016 | Option Exercise | $56.34 | 7,823 | 440,748 | 31,998 | Jan 06, 2016, 10:16 AM |
| Allaire Bella Loykhter | Executive Vice President-RJA | Jan 04, 2016 | Option Exercise | $27.10 | 15,000 | 406,500 | 32,607 | Jan 06, 2016, 10:16 AM |
| JULIEN JEFFREY P | CFO, Executive VP - Fin | Jan 04, 2016 | Option Exercise | $56.34 | 7,248 | 408,352 | 57,507 | Jan 06, 2016, 07:31 AM |
| JULIEN JEFFREY P | CFO, Executive VP - Fin | Jan 04, 2016 | Option Exercise | $28.74 | 500 | 14,370 | 3,240 | Jan 06, 2016, 07:31 AM |
| JULIEN JEFFREY P | CFO, Executive VP - Fin | Jan 04, 2016 | Option Exercise | $25.28 | 25,000 | 632,000 | 64,755 | Jan 06, 2016, 07:31 AM |
| Elwyn Tashtego S | President - RJA | Dec 29, 2015 | Option Exercise | $27.10 | 4,757 | 128,915 | 7,743 | Dec 31, 2015, 11:19 AM |
| REILLY PAUL C | Chief Executive Officer | Dec 14, 2015 | Option Exercise | $56.32 | 4,492 | 252,989 | 193,003 | Dec 16, 2015, 04:16 PM |
| Allaire Bella Loykhter | Executive Vice President-RJA | Dec 14, 2015 | Option Exercise | $56.32 | 784 | 44,155 | 17,607 | Dec 16, 2015, 04:10 PM |
| Raney Steven M | President & CEO RJBank | Dec 14, 2015 | Option Exercise | $56.32 | 224 | 12,616 | 27,081 | Dec 16, 2015, 08:28 AM |
| Raney Steven M | President & CEO RJBank | Dec 14, 2015 | Option Exercise | $27.10 | 5,000 | 135,500 | 26,771 | Dec 16, 2015, 08:28 AM |
| Raney Steven M | President & CEO RJBank | Dec 14, 2015 | Sale | $55.89 | 5,000 | 279,450 | 22,081 | Dec 16, 2015, 08:28 AM |
| Curtis Scott A | President - RJFS | Dec 14, 2015 | Option Exercise | $56.32 | 777 | 43,761 | 42,192 | Dec 16, 2015, 08:18 AM |
| Elwyn Tashtego S | President - RJA | Dec 14, 2015 | Option Exercise | $56.32 | 982 | 55,306 | 3,086 | Dec 16, 2015, 08:10 AM |
| ACKART JENNIFER C | SVP, Controller | Dec 14, 2015 | Option Exercise | $56.32 | 56 | 3,154 | 23,457 | Dec 16, 2015, 08:01 AM |
| TROCIN JEFFREY E | Executive Vice President - RJF | Dec 09, 2015 | Sale | $59.11 | 1,100 | 65,018 | 1,115 | Dec 11, 2015, 07:33 AM |
| JAMES THOMAS A | Executive Chairman | Dec 09, 2015 | Sale | $59.27 | 7,000 | 414,914 | 13,340,739 | Dec 10, 2015, 12:49 PM |
| JAMES THOMAS A | Executive Chairman | Dec 08, 2015 | Sale | $59.28 | 20,800 | 1,233,086 | 13,347,739 | Dec 10, 2015, 12:49 PM |
| JAMES THOMAS A | Executive Chairman | Dec 07, 2015 | Sale | $59.38 | 18,141 | 1,077,158 | 13,368,539 | Dec 08, 2015, 02:03 PM |
| JAMES THOMAS A | Executive Chairman | Dec 04, 2015 | Sale | $59.43 | 130,498 | 7,755,927 | 13,386,680 | Dec 08, 2015, 02:03 PM |
| REILLY PAUL C | Chief Executive Officer | Dec 01, 2015 | Option Exercise | $58.96 | 22,598 | 1,332,378 | 172,195 | Dec 03, 2015, 04:22 PM |
| REILLY PAUL C | Chief Executive Officer | Dec 02, 2015 | Option Exercise | $25.28 | 13,955 | 352,782 | 186,150 | Dec 03, 2015, 04:22 PM |
| REILLY PAUL C | Chief Executive Officer | Dec 01, 2015 | Option Exercise | $28.67 | 38,545 | 1,105,243 | 194,793 | Dec 03, 2015, 04:22 PM |
| Dowdle Jeffrey A | Executive Vice President-AMG | Oct 16, 2015 | Option Exercise | $52.21 | 3,872 | 202,157 | 30,966 | Oct 20, 2015, 03:48 PM |
| Dowdle Jeffrey A | Executive Vice President-AMG | Oct 16, 2015 | Option Exercise | $25.28 | 8,000 | 202,240 | 34,838 | Oct 20, 2015, 03:48 PM |
| Allaire Bella Loykhter | Executive Vice President-RJA | Aug 25, 2015 | Option Exercise | $50.10 | 1,361 | 68,186 | 14,654 | Aug 27, 2015, 02:02 PM |
| TROCIN JEFFREY E | Executive Vice President - RJF | Aug 25, 2015 | Option Exercise | $27.10 | 15,000 | 406,500 | 134,444 | Aug 26, 2015, 04:17 PM |
| Elwyn Tashtego S | President - RJA | Aug 06, 2015 | Option Exercise | $27.10 | 3,243 | 87,885 | 5,143 | Aug 10, 2015, 09:11 AM |
| Elwyn Tashtego S | President - RJA | Aug 06, 2015 | Sale | $58.92 | 3,243 | 191,078 | 1,900 | Aug 10, 2015, 09:11 AM |
| Curtis Scott A | President - RJFS | May 08, 2015 | Sale | $57.92 | 6,845 | 396,431 | 41,566 | May 12, 2015, 08:49 AM |
| Carson John C Jr. | President | Apr 20, 2015 | Option Exercise | $56.59 | 39,257 | 2,221,554 | 60,429 | Apr 22, 2015, 10:22 AM |
| Raney Steven M | President & CEO RJBank | Mar 06, 2015 | Option Exercise | $26.92 | 16,627 | 447,631 | 20,904 | Mar 09, 2015, 12:24 PM |
| Raney Steven M | President & CEO RJBank | Mar 05, 2015 | Sale | $58.01 | 16,627 | 964,546 | 4,277 | Mar 09, 2015, 12:24 PM |
| Raney Steven M | President & CEO RJBank | Mar 05, 2015 | Option Exercise | $25.28 | 2,328 | 58,852 | 20,904 | Mar 06, 2015, 12:01 PM |
| Raney Steven M | President & CEO RJBank | Mar 04, 2015 | Sale | $58.00 | 2,328 | 135,024 | 18,576 | Mar 06, 2015, 12:01 PM |
| Saltzman Robert | Director | Feb 12, 2015 | Option Exercise | $26.69 | 2,500 | 66,725 | 9,700 | Feb 17, 2015, 08:37 AM |
| ZANK DENNIS W | Chief Operating Officer | Feb 11, 2015 | Sale | $56.36 | 14,093 | 794,283 | 157,969 | Feb 12, 2015, 08:20 AM |
| Dowdle Jeffrey A | Executive Vice President-AMG | Feb 04, 2015 | Sale | $54.39 | 10,428 | 567,219 | 26,353 | Feb 05, 2015, 11:10 AM |
| Matecki Paul | Sr. VP - General Counsel | Jan 23, 2015 | Option Exercise | $52.61 | 2,642 | 138,996 | 33,156 | Jan 27, 2015, 04:15 PM |
| Matecki Paul | Sr. VP - General Counsel | Jan 23, 2015 | Option Exercise | $25.28 | 5,500 | 139,040 | 35,798 | Jan 27, 2015, 04:15 PM |
| JULIEN JEFFREY P | CFO, Executive VP - Fin | Jan 23, 2015 | Option Exercise | $25.28 | 500 | 12,640 | 2,740 | Jan 27, 2015, 04:08 PM |
| ZANK DENNIS W | Chief Operating Officer | Jan 26, 2015 | Option Exercise | $25.28 | 3,955 | 99,982 | 172,062 | Jan 27, 2015, 11:58 AM |
| ACKART JENNIFER C | SVP, Controller | Jan 22, 2015 | Option Exercise | $54.41 | 2,555 | 139,018 | 23,306 | Jan 23, 2015, 04:32 PM |
| ACKART JENNIFER C | SVP, Controller | Jan 22, 2015 | Option Exercise | $25.28 | 5,500 | 139,040 | 25,861 | Jan 23, 2015, 04:32 PM |
| STORY SUSAN N | Director | Jan 14, 2015 | Option Exercise | $26.69 | 2,500 | 66,725 | 9,700 | Jan 15, 2015, 04:29 PM |
| ZANK DENNIS W | Chief Operating Officer | Jan 14, 2015 | Option Exercise | $27.10 | 15,000 | 406,500 | 168,107 | Jan 15, 2015, 10:56 AM |
| Curtis Scott A | President - RJFS | Jan 05, 2015 | Option Exercise | $26.71 | 3,743 | 99,979 | 48,411 | Jan 07, 2015, 04:51 PM |
| REILLY PAUL C | Chief Executive Officer | Dec 15, 2014 | Option Exercise | $54.80 | 11,536 | 632,173 | 160,903 | Dec 17, 2014, 05:28 PM |
| ACKART JENNIFER C | SVP, Controller | Dec 15, 2014 | Option Exercise | $54.80 | 31 | 1,699 | 20,361 | Dec 17, 2014, 05:16 PM |
| Raney Steven M | President & CEO RJBank | Dec 15, 2014 | Option Exercise | $54.80 | 187 | 10,248 | 20,850 | Dec 17, 2014, 04:43 PM |
| Allaire Bella Loykhter | Executive Vice President-RJA | Dec 15, 2014 | Option Exercise | $54.80 | 79 | 4,329 | 11,015 | Dec 17, 2014, 02:57 PM |
| Elwyn Tashtego S | President - RJA | Dec 15, 2014 | Option Exercise | $25.28 | 1,000 | 25,280 | 2,084 | Dec 17, 2014, 02:49 PM |
| Curtis Scott A | President - RJFS | Dec 02, 2014 | Option Exercise | $56.21 | 205 | 11,523 | 44,668 | Dec 04, 2014, 05:02 PM |
| Elwyn Tashtego S | President - RJA | Dec 02, 2014 | Option Exercise | $56.21 | 295 | 16,582 | 1,084 | Dec 04, 2014, 04:41 PM |
| Catanese George | Senior Vice President | Dec 01, 2014 | Option Exercise | $55.67 | 2,248 | 125,146 | 8,953 | Dec 03, 2014, 04:51 PM |
| Catanese George | Senior Vice President | Dec 02, 2014 | Option Exercise | $25.28 | 549 | 13,879 | 9,402 | Dec 03, 2014, 04:51 PM |
| Catanese George | Senior Vice President | Dec 01, 2014 | Option Exercise | $25.28 | 4,951 | 125,161 | 12,720 | Dec 03, 2014, 04:51 PM |
| Catanese George | Senior Vice President | Dec 01, 2014 | Sale | $55.67 | 1,519 | 84,557 | 11,201 | Dec 03, 2014, 04:51 PM |
| Catanese George | Senior Vice President | Dec 03, 2014 | Sale | $56.64 | 549 | 31,096 | 8,853 | Dec 03, 2014, 04:51 PM |
| Raney Steven M | President & CEO RJBank | Nov 26, 2014 | Option Exercise | $56.45 | 1,771 | 99,973 | 20,238 | Dec 01, 2014, 03:39 PM |
| Raney Steven M | President & CEO RJBank | Nov 26, 2014 | Option Exercise | $25.28 | 4,155 | 105,038 | 22,159 | Dec 01, 2014, 03:39 PM |
| Raney Steven M | President & CEO RJBank | Nov 26, 2014 | Sale | $56.25 | 150 | 8,438 | 22,009 | Dec 01, 2014, 03:39 PM |
| Allison Paul D | Chair, President & CEO RJ Ltd. | Nov 25, 2014 | Option Exercise | $56.47 | 4,476 | 252,760 | 16,924 | Nov 26, 2014, 05:12 PM |
| Allison Paul D | Chair, President & CEO RJ Ltd. | Nov 25, 2014 | Option Exercise | $25.28 | 10,000 | 252,800 | 21,400 | Nov 26, 2014, 05:12 PM |
| HABERMEYER H WILLIAM JR | Director | Nov 24, 2014 | Option Exercise | $26.69 | 2,500 | 66,725 | 2,500 | Nov 26, 2014, 09:20 AM |
| HABERMEYER H WILLIAM JR | Director | Nov 24, 2014 | Sale | $56.23 | 2,500 | 140,572 | 0 | Nov 26, 2014, 09:20 AM |
| ZANK DENNIS W | Chief Operating Officer | Nov 24, 2014 | Option Exercise | $25.28 | 3,955 | 99,982 | 139,357 | Nov 25, 2014, 10:19 AM |
| Allison Paul D | Chair, President & CEO RJ Ltd. | Nov 13, 2014 | Sale | $57.02 | 6,400 | 364,939 | 11,400 | Nov 17, 2014, 10:09 AM |
| TROCIN JEFFREY E | Executive Vice President - RJF | Nov 10, 2014 | Sale | $56.81 | 1,000 | 56,808 | 2,215 | Nov 12, 2014, 08:24 AM |
| ZANK DENNIS W | Chief Operating Officer | Nov 06, 2014 | Sale | $56.78 | 7,542 | 428,248 | 135,402 | Nov 07, 2014, 02:31 PM |
| HABERMEYER H WILLIAM JR | Director | Nov 06, 2014 | Sale | $56.76 | 1,200 | 68,115 | 0 | Nov 07, 2014, 02:27 PM |
| Allaire Bella Loykhter | Executive Vice President-RJA | Aug 25, 2014 | Option Exercise | $54.70 | 4,096 | 224,051 | 10,904 | Aug 27, 2014, 04:19 PM |
| ZANK DENNIS W | Chief Operating Officer | Aug 22, 2014 | Sale | $54.32 | 9,430 | 512,194 | 142,944 | Aug 26, 2014, 11:11 AM |
| JULIEN JEFFREY P | CFO, Executive VP - Fin | Aug 12, 2014 | Sale | $51.72 | 10,000 | 517,178 | 30,061 | Aug 14, 2014, 08:23 AM |
| Dowdle Jeffrey A | President, AMS - RJA | May 14, 2014 | Sale | $50.00 | 3,683 | 184,168 | 31,063 | May 16, 2014, 01:52 PM |
| REILLY PAUL C | Chief Executive Officer | May 01, 2014 | Option Exercise | $49.52 | 16,172 | 800,837 | 150,356 | May 05, 2014, 04:25 PM |
| Broader Shelley G. | Director | Feb 27, 2014 | Option Exercise | $26.69 | 2,500 | 66,725 | 7,200 | Mar 03, 2014, 04:50 PM |
| SIMMONS HARDWICK | Director | Feb 26, 2014 | Option Exercise | $26.69 | 2,500 | 66,725 | 49,106 | Feb 27, 2014, 09:21 AM |
| ZANK DENNIS W | Chief Operating Officer | Feb 13, 2014 | Sale | $50.42 | 11,148 | 562,094 | 152,374 | Feb 14, 2014, 10:17 AM |
| REILLY PAUL C | Chief Executive Officer | Feb 05, 2014 | Option Exercise | $49.02 | 811 | 39,755 | 166,528 | Feb 07, 2014, 05:08 PM |
| REILLY PAUL C | Chief Executive Officer | Feb 05, 2014 | Option Exercise | $15.91 | 2,500 | 39,775 | 167,339 | Feb 07, 2014, 05:08 PM |
| Saltzman Robert | Director | Jan 30, 2014 | Option Exercise | $15.91 | 2,500 | 39,775 | 6,000 | Jan 31, 2014, 09:40 AM |
| JULIEN JEFFREY P | CFO, Executive VP - Fin | Jan 27, 2014 | Option Exercise | $30.44 | 3,792 | 115,428 | 40,061 | Jan 28, 2014, 03:49 PM |
| JULIEN JEFFREY P | CFO, Executive VP - Fin | Jan 02, 2014 | Option Exercise | $30.44 | 11,208 | 341,172 | 36,269 | Jan 03, 2014, 11:35 AM |
| REILLY PAUL C | Chief Executive Officer | Dec 16, 2013 | Option Exercise | $48.84 | 5,521 | 269,646 | 169,939 | Dec 17, 2013, 05:03 PM |
| STORY SUSAN N | Director | Dec 05, 2013 | Option Exercise | $15.91 | 2,500 | 39,775 | 6,000 | Dec 09, 2013, 08:17 AM |
| TROCIN JEFFREY E | Executive Vice President - RJF | Dec 03, 2013 | Buy | $41.14 | 119 | 4,896 | 104,747 | Dec 05, 2013, 08:14 AM |
| Raney Steven M | President & CEO RJBank | Dec 03, 2013 | Buy | $41.14 | 129 | 5,307 | 17,651 | Dec 04, 2013, 10:55 AM |
| ACKART JENNIFER C | SVP, Controller | Nov 29, 2013 | Sale | $48.23 | 3,000 | 144,693 | 20,278 | Dec 03, 2013, 02:24 PM |
| ARMSTRONG KENNETH E | Assistant Secretary | Nov 27, 2013 | Option Exercise | $48.17 | 1,469 | 70,762 | 7,061 | Nov 27, 2013, 12:17 PM |
| ARMSTRONG KENNETH E | Assistant Secretary | Nov 27, 2013 | Option Exercise | $25.28 | 2,800 | 70,784 | 8,530 | Nov 27, 2013, 12:17 PM |
| Raney Steven M | President & CEO RJBank | Nov 25, 2013 | Option Exercise | $25.28 | 2,290 | 57,891 | 17,522 | Nov 27, 2013, 08:33 AM |
| TROCIN JEFFREY E | Executive Vice President - RJF | Nov 26, 2013 | Option Exercise | $48.64 | 1,085 | 52,774 | 107,091 | Nov 27, 2013, 08:20 AM |
| TROCIN JEFFREY E | Executive Vice President - RJF | Nov 26, 2013 | Option Exercise | $25.28 | 2,090 | 52,835 | 108,176 | Nov 27, 2013, 08:20 AM |
| HELCK CHESTER B | Executive Vice President | Nov 25, 2013 | Sale | $48.30 | 25,000 | 1,207,600 | 102,574 | Nov 26, 2013, 03:12 PM |
| ZANK DENNIS W | Chief Operating Officer | Nov 25, 2013 | Option Exercise | $25.28 | 2,090 | 52,835 | 154,121 | Nov 25, 2013, 10:32 AM |
| Catanese George | Senior Vice President | Nov 18, 2013 | Sale | $46.98 | 1,680 | 78,927 | 7,769 | Nov 19, 2013, 10:14 AM |
| HABERMEYER H WILLIAM JR | Director | Nov 12, 2013 | Sale | $45.81 | 3,550 | 162,639 | 0 | Nov 13, 2013, 03:38 PM |
| Allison Paul D | Chair, President & CEO RJ Ltd. | Nov 12, 2013 | Sale | $46.05 | 7,000 | 322,351 | 12,761 | Nov 13, 2013, 12:26 PM |
| Broader Shelley G. | Director | Nov 06, 2013 | Option Exercise | $15.91 | 2,500 | 39,775 | 3,500 | Nov 07, 2013, 08:58 AM |
| Matecki Paul | Sr. VP - General Counsel | Jan 08, 2013 | Option Exercise | $30.44 | 5,000 | 152,200 | 34,032 | Oct 31, 2013, 02:47 PM |
| HELCK CHESTER B | Executive Vice President | Oct 25, 2013 | Option Exercise | $44.73 | 10,207 | 456,559 | 128,574 | Oct 28, 2013, 10:20 AM |
| HELCK CHESTER B | Executive Vice President | Oct 25, 2013 | Option Exercise | $30.44 | 15,000 | 456,600 | 138,781 | Oct 28, 2013, 10:20 AM |
| TROCIN JEFFREY E | Executive Vice President - RJF | Sep 04, 2013 | Buy | $35.72 | 137 | 4,894 | 106,086 | Sep 06, 2013, 03:44 PM |
| Dowdle Jeffrey A | President, AMS - RJA | Sep 04, 2013 | Buy | $35.72 | 594 | 21,218 | 31,234 | Sep 05, 2013, 10:55 AM |
| Raney Steven M | President & CEO RJBank | Sep 04, 2013 | Buy | $35.72 | 148 | 5,287 | 15,232 | Sep 05, 2013, 10:44 AM |
| Allison Paul D | Chair, President & CEO RJ Ltd. | Aug 06, 2013 | Sale | $44.12 | 2,500 | 110,300 | 1,828 | Aug 07, 2013, 08:35 AM |
| Raney Steven M | President & CEO RJBank | Jun 04, 2013 | Buy | $36.97 | 143 | 5,287 | 15,084 | Jun 05, 2013, 03:36 PM |
| TROCIN JEFFREY E | Executive Vice President - RJF | Jun 04, 2013 | Buy | $36.97 | 132 | 4,880 | 105,949 | Jun 05, 2013, 02:46 PM |
| Dowdle Jeffrey A | President, AMS - RJA | May 21, 2013 | Sale | $44.98 | 4,122 | 185,405 | 30,640 | May 23, 2013, 09:19 AM |
| TROCIN JEFFREY E | Executive Vice President - RJF | May 20, 2013 | Option Exercise | $45.68 | 1,999 | 91,314 | 105,817 | May 21, 2013, 09:23 AM |
| TROCIN JEFFREY E | Executive Vice President - RJF | May 20, 2013 | Option Exercise | $30.44 | 3,000 | 91,320 | 107,816 | May 21, 2013, 09:23 AM |
| Allison Paul D | Chair, President & CEO RJ Ltd. | May 03, 2013 | Sale | $42.40 | 4,500 | 190,801 | 4,328 | May 06, 2013, 03:59 PM |
| REILLY PAUL C | Chief Executive Officer | May 01, 2013 | Option Exercise | $40.29 | 14,948 | 602,255 | 162,298 | May 03, 2013, 08:26 AM |
| Raney Steven M | President & CEO RJBank | Mar 04, 2013 | Buy | $36.85 | 144 | 5,306 | 14,941 | Mar 06, 2013, 04:22 PM |
| TROCIN JEFFREY E | Executive Vice President - RJF | Mar 04, 2013 | Buy | $36.85 | 133 | 4,901 | 104,876 | Mar 06, 2013, 04:18 PM |
| ZANK DENNIS W | Chief Operating Officer | Feb 28, 2013 | Sale | $44.16 | 23,199 | 1,024,496 | 152,031 | Mar 01, 2013, 12:15 PM |
| Allison Paul D | Chair, President & CEO RJ Ltd. | Feb 27, 2013 | Sale | $44.15 | 2,500 | 110,384 | 8,828 | Feb 28, 2013, 11:57 AM |
| REILLY PAUL C | Chief Executive Officer | Feb 12, 2013 | Option Exercise | $25.87 | 2,500 | 64,675 | 184,017 | Feb 14, 2013, 11:23 AM |
| JAMES THOMAS A | Executive Chairman | Feb 12, 2013 | Sale | $45.40 | 52,419 | 2,379,828 | 12,381,862 | Feb 13, 2013, 01:40 PM |
| JAMES THOMAS A | Executive Chairman | Feb 11, 2013 | Sale | $45.44 | 15,513 | 704,864 | 12,434,281 | Feb 13, 2013, 01:40 PM |
| TROCIN JEFFREY E | Executive Vice President - RJF | Feb 06, 2013 | Sale | $45.13 | 15,638 | 705,807 | 104,743 | Feb 07, 2013, 03:40 PM |
| TROCIN JEFFREY E | Executive Vice President - RJF | Feb 06, 2013 | Sale | $45.13 | 362 | 16,339 | 3,215 | Feb 07, 2013, 03:40 PM |
| JAMES THOMAS A | Executive Chairman | Feb 05, 2013 | Sale | $45.43 | 76,320 | 3,466,897 | 12,449,794 | Feb 07, 2013, 01:14 PM |
| REILLY PAUL C | Chief Executive Officer | Feb 01, 2013 | Sale | $45.25 | 40,000 | 1,809,936 | 181,517 | Feb 05, 2013, 01:18 PM |
| JAMES THOMAS A | Executive Chairman | Feb 01, 2013 | Sale | $45.31 | 55,748 | 2,526,131 | 12,526,114 | Feb 05, 2013, 10:56 AM |
| JAMES THOMAS A | Executive Chairman | Jan 29, 2013 | Sale | $44.68 | 86,216 | 3,851,829 | 12,581,862 | Jan 30, 2013, 08:40 AM |
| JAMES THOMAS A | Executive Chairman | Jan 28, 2013 | Sale | $44.52 | 213,784 | 9,516,701 | 12,668,078 | Jan 30, 2013, 08:40 AM |
| HELCK CHESTER B | Executive Vice President | Jan 28, 2013 | Sale | $44.51 | 25,000 | 1,112,655 | 123,781 | Jan 29, 2013, 04:36 PM |
| JULIEN JEFFREY P | CFO, Executive VP - Fin | Jan 28, 2013 | Sale | $44.35 | 11,908 | 528,176 | 21,928 | Jan 29, 2013, 11:52 AM |
| ZANK DENNIS W | Chief Operating Officer | Jan 28, 2013 | Option Exercise | $27.86 | 30,000 | 835,800 | 195,091 | Jan 29, 2013, 10:24 AM |
| ZANK DENNIS W | Chief Operating Officer | Jan 28, 2013 | Sale | $44.50 | 19,861 | 883,894 | 175,230 | Jan 29, 2013, 10:24 AM |
| Catanese George | Senior Vice President | Jan 25, 2013 | Option Exercise | $43.72 | 3,481 | 152,189 | 9,549 | Jan 29, 2013, 08:26 AM |
| Catanese George | Senior Vice President | Jan 25, 2013 | Option Exercise | $30.44 | 5,000 | 152,200 | 13,030 | Jan 29, 2013, 08:26 AM |
| ACKART JENNIFER C | SVP, Controller | Jan 24, 2013 | Option Exercise | $41.89 | 3,633 | 152,186 | 23,278 | Jan 28, 2013, 11:31 AM |
| ACKART JENNIFER C | SVP, Controller | Jan 24, 2013 | Option Exercise | $30.44 | 5,000 | 152,200 | 26,911 | Jan 28, 2013, 11:31 AM |
| ARMSTRONG KENNETH E | Assistant Secretary | Jan 25, 2013 | Option Exercise | $30.44 | 240 | 7,306 | 5,730 | Jan 28, 2013, 09:19 AM |
| JULIEN JEFFREY P | CFO, Executive VP - Fin | Jan 25, 2013 | Option Exercise | $30.44 | 1,200 | 36,528 | 2,240 | Jan 28, 2013, 08:42 AM |
| Saltzman Robert | Director | Jan 16, 2013 | Option Exercise | $25.87 | 2,500 | 64,675 | 3,500 | Jan 17, 2013, 08:37 AM |
| Matecki Paul | Sr. VP - General Counsel | Jan 08, 2013 | Option Exercise | $41.01 | 3,711 | 152,188 | 30,321 | Jan 09, 2013, 09:56 AM |
| Matecki Paul | Sr. VP - General Counsel | Jan 08, 2012 | Option Exercise | $30.44 | 5,000 | 152,200 | 34,702 | Jan 09, 2013, 09:56 AM |
| REILLY PAUL C | Chief Executive Officer | Dec 17, 2012 | Option Exercise | $37.46 | 628 | 23,525 | 221,517 | Dec 19, 2012, 05:03 PM |
| Broader Shelley G. | Director | Nov 06, 2012 | Sale | $39.81 | 2,500 | 99,516 | 1,000 | Dec 14, 2012, 09:58 AM |
| TROCIN JEFFREY E | Executive Vice President - RJF | Dec 06, 2012 | Option Exercise | $37.31 | 3,013 | 112,415 | 122,831 | Dec 06, 2012, 03:50 PM |
| TROCIN JEFFREY E | Executive Vice President - RJF | Dec 05, 2012 | Option Exercise | $37.31 | 7,339 | 273,818 | 119,559 | Dec 06, 2012, 03:50 PM |
| TROCIN JEFFREY E | Executive Vice President - RJF | Dec 04, 2012 | Option Exercise | $37.58 | 9,531 | 358,175 | 117,902 | Dec 06, 2012, 03:50 PM |
| TROCIN JEFFREY E | Executive Vice President - RJF | Dec 04, 2012 | Option Exercise | $25.28 | 14,169 | 358,192 | 127,281 | Dec 06, 2012, 03:50 PM |
| TROCIN JEFFREY E | Executive Vice President - RJF | Dec 06, 2012 | Option Exercise | $29.32 | 3,835 | 112,449 | 123,394 | Dec 06, 2012, 03:50 PM |
| TROCIN JEFFREY E | Executive Vice President - RJF | Dec 05, 2012 | Option Exercise | $30.44 | 8,996 | 273,838 | 126,898 | Dec 06, 2012, 03:50 PM |
| TROCIN JEFFREY E | Executive Vice President - RJF | Dec 04, 2012 | Buy | $32.13 | 152 | 4,884 | 127,433 | Dec 06, 2012, 03:50 PM |
| Raney Steven M | President & CEO RJBank | Dec 04, 2012 | Buy | $32.13 | 165 | 5,301 | 14,797 | Dec 05, 2012, 04:05 PM |
| SIMMONS HARDWICK | Director | Dec 04, 2012 | Option Exercise | $20.89 | 5,000 | 104,450 | 45,406 | Dec 05, 2012, 09:18 AM |
| HABERMEYER H WILLIAM JR | Director | Nov 30, 2012 | Option Exercise | $20.89 | 5,000 | 104,450 | 8,550 | Dec 03, 2012, 04:00 PM |
| HABERMEYER H WILLIAM JR | Director | Nov 30, 2012 | Sale | $37.55 | 5,000 | 187,773 | 3,550 | Dec 03, 2012, 04:00 PM |
| Raney Steven M | President & CEO RJBank | Dec 03, 2012 | Option Exercise | $37.75 | 1,439 | 54,322 | 14,632 | Dec 03, 2012, 01:38 PM |
| Raney Steven M | President & CEO RJBank | Nov 30, 2012 | Option Exercise | $25.28 | 15,600 | 394,368 | 30,271 | Dec 03, 2012, 01:38 PM |
| Raney Steven M | President & CEO RJBank | Nov 30, 2012 | Sale | $37.62 | 14,200 | 534,235 | 16,071 | Dec 03, 2012, 01:38 PM |
| STORY SUSAN N | Director | Nov 30, 2012 | Option Exercise | $25.87 | 2,500 | 64,675 | 3,500 | Dec 03, 2012, 01:16 PM |
| Dowdle Jeffrey A | President, AMS - RJA | Nov 30, 2012 | Option Exercise | $37.75 | 6,047 | 228,274 | 34,762 | Dec 03, 2012, 12:37 PM |
| Dowdle Jeffrey A | President, AMS - RJA | Nov 30, 2012 | Option Exercise | $30.44 | 7,500 | 228,300 | 40,809 | Dec 03, 2012, 12:37 PM |
| Raney Steven M | President & CEO RJBank | Nov 27, 2012 | Option Exercise | $30.44 | 1,500 | 45,660 | 16,171 | Nov 29, 2012, 10:18 AM |
| Raney Steven M | President & CEO RJBank | Nov 27, 2012 | Sale | $37.52 | 1,500 | 56,275 | 14,671 | Nov 29, 2012, 10:18 AM |
| Allison Paul D | Chair, President & CEO RJ Ltd. | Nov 26, 2012 | Option Exercise | $37.91 | 10,002 | 379,176 | 31,089 | Nov 28, 2012, 11:23 AM |
| Allison Paul D | Chair, President & CEO RJ Ltd. | Nov 26, 2012 | Option Exercise | $25.28 | 15,000 | 379,200 | 41,091 | Nov 28, 2012, 11:23 AM |
| ARMSTRONG KENNETH E | Assistant Secretary | Nov 14, 2012 | Option Exercise | $30.44 | 960 | 29,222 | 5,490 | Nov 15, 2012, 01:38 PM |
| JAMES THOMAS A | Executive Chairman | Nov 06, 2012 | Sale | $39.60 | 90,000 | 3,563,775 | 13,111,762 | Nov 07, 2012, 03:29 PM |
| TROCIN JEFFREY E | Executive Vice President - RJF | Nov 05, 2012 | Sale | $38.71 | 2,130 | 82,458 | 3,577 | Nov 07, 2012, 01:00 PM |
| Broader Shelley G. | Director | Nov 06, 2012 | Option Exercise | $25.87 | 2,500 | 64,675 | 3,500 | Nov 06, 2012, 06:35 PM |
| JULIEN JEFFREY P | CFO, Executive VP - Fin | Nov 02, 2012 | Sale | $38.91 | 15,000 | 583,592 | 33,836 | Nov 05, 2012, 07:01 PM |
| Raney Steven M | President & CEO RJBank | Sep 05, 2012 | Option Exercise | $30.44 | 6,000 | 182,640 | 20,785 | Sep 06, 2012, 01:25 PM |
| Raney Steven M | President & CEO RJBank | Sep 05, 2012 | Buy | $30.18 | 176 | 5,312 | 20,961 | Sep 06, 2012, 01:25 PM |
| Raney Steven M | President & CEO RJBank | Sep 05, 2012 | Sale | $36.12 | 6,000 | 216,734 | 14,961 | Sep 06, 2012, 01:25 PM |
| TROCIN JEFFREY E | Executive Vice President - RJF | Sep 05, 2012 | Buy | $30.18 | 162 | 4,889 | 113,382 | Sep 06, 2012, 09:32 AM |
| Dowdle Jeffrey A | President, AMS - RJA | Aug 13, 2012 | Sale | $34.47 | 1,500 | 51,707 | 1,500 | Aug 14, 2012, 09:04 AM |
| Dowdle Jeffrey A | President, AMS - RJA | Aug 13, 2012 | Sale | $34.47 | 1,500 | 51,703 | 1,500 | Aug 14, 2012, 09:04 AM |
| Dowdle Jeffrey A | President, AMS - RJA | Aug 13, 2012 | Sale | $34.44 | 900 | 30,996 | 1,500 | Aug 14, 2012, 09:04 AM |
| TROCIN JEFFREY E | Executive Vice President - RJF | Jun 04, 2012 | Buy | $28.18 | 174 | 4,903 | 113,220 | Jun 08, 2012, 11:14 AM |
| Dowdle Jeffrey A | President, AMS - RJA | Jun 04, 2012 | Buy | $28.18 | 754 | 21,248 | 35,284 | Jun 06, 2012, 11:57 AM |
| Raney Steven M | President & CEO RJBank | Jun 04, 2012 | Buy | $28.18 | 188 | 5,298 | 14,785 | Jun 06, 2012, 10:44 AM |
| REILLY PAUL C | Chief Executive Officer | May 01, 2012 | Option Exercise | $36.86 | 20,030 | 738,306 | 222,301 | May 03, 2012, 11:01 AM |
| TROCIN JEFFREY E | Executive Vice President - RJF | Mar 02, 2012 | Buy | $30.46 | 160 | 4,874 | 113,046 | Mar 06, 2012, 04:15 PM |
| Raney Steven M | President & CEO RJBank | Mar 02, 2012 | Buy | $30.46 | 174 | 5,300 | 14,597 | Mar 06, 2012, 10:52 AM |
| REILLY PAUL C | Chief Executive Officer | Feb 16, 2012 | Option Exercise | $31.82 | 2,500 | 79,550 | 255,873 | Feb 21, 2012, 01:24 PM |
| JAMES THOMAS A | Executive Chairman | Feb 10, 2012 | Sale | $34.58 | 1,200 | 41,498 | 122,931 | Feb 14, 2012, 04:14 PM |
| HABERMEYER H WILLIAM JR | Director | Jan 30, 2012 | Option Exercise | $31.82 | 2,500 | 79,550 | 6,050 | Jan 31, 2012, 08:15 AM |
| HABERMEYER H WILLIAM JR | Director | Jan 30, 2012 | Sale | $34.15 | 2,500 | 85,378 | 3,550 | Jan 31, 2012, 08:15 AM |
| TROCIN JEFFREY E | Executive Vice President - RJF | Jan 24, 2012 | Option Exercise | $34.60 | 10,825 | 374,545 | 114,631 | Jan 25, 2012, 11:02 AM |
| TROCIN JEFFREY E | Executive Vice President - RJF | Jan 24, 2012 | Option Exercise | $24.97 | 15,000 | 374,600 | 125,456 | Jan 25, 2012, 11:02 AM |
| JULIEN JEFFREY P | CFO, Executive VP - Fin | Jan 20, 2012 | Option Exercise | $34.66 | 10,807 | 374,571 | 48,836 | Jan 24, 2012, 08:07 AM |
| JULIEN JEFFREY P | CFO, Executive VP - Fin | Jan 20, 2012 | Option Exercise | $24.97 | 15,000 | 374,600 | 59,643 | Jan 24, 2012, 08:07 AM |
| HELCK CHESTER B | Executive Vice President | Jan 20, 2012 | Option Exercise | $34.66 | 10,807 | 374,571 | 158,781 | Jan 23, 2012, 10:40 AM |
| HELCK CHESTER B | Executive Vice President | Jan 20, 2012 | Option Exercise | $24.97 | 15,000 | 374,600 | 169,588 | Jan 23, 2012, 10:40 AM |
| SIMMONS HARDWICK | Director | Jan 13, 2012 | Option Exercise | $31.82 | 2,500 | 79,550 | 40,406 | Jan 17, 2012, 09:24 AM |
| ZANK DENNIS W | President - RJA | Dec 22, 2011 | Option Exercise | $24.97 | 15,000 | 374,600 | 165,091 | Dec 23, 2011, 10:53 AM |
| BIEVER ANGELA | Chief Administrative Officer | Dec 02, 2011 | Buy | $25.02 | 561 | 14,036 | 36,108 | Dec 06, 2011, 02:46 PM |
| TROCIN JEFFREY E | Executive Vice President - RJF | Dec 02, 2011 | Buy | $25.02 | 195 | 4,879 | 110,456 | Dec 05, 2011, 04:23 PM |
| AVERITT RICHARD G | CEO - RJFS | Dec 02, 2011 | Buy | $25.02 | 278 | 6,956 | 186,670 | Dec 05, 2011, 04:23 PM |
| ARMSTRONG KENNETH E | Assistant Secretary | Dec 02, 2011 | Buy | $25.02 | 299 | 7,481 | 4,530 | Dec 05, 2011, 02:57 PM |
| Raney Steven M | President & CEO RJBank | Dec 02, 2011 | Buy | $25.02 | 212 | 5,304 | 14,423 | Dec 05, 2011, 02:11 PM |
| JAMES THOMAS A | Executive Chairman | Nov 08, 2011 | Sale | $31.30 | 25,000 | 782,445 | 7,541,030 | Nov 09, 2011, 04:07 PM |
| Allison Paul D | Chair, President & CEO RJ Ltd. | Oct 03, 2011 | Sale | $24.48 | 7,950 | 194,637 | 18,237 | Nov 09, 2011, 10:30 AM |
| JAMES THOMAS A | Executive Chairman | Oct 24, 2011 | Sale | $30.90 | 1,000 | 30,900 | 123,131 | Oct 25, 2011, 05:02 PM |
| AVERITT RICHARD G | CEO - RJFS | Sep 02, 2011 | Buy | $23.41 | 610 | 14,280 | 186,392 | Sep 07, 2011, 03:57 PM |
| TROCIN JEFFREY E | Executive Vice President - RJF | Sep 02, 2011 | Buy | $23.41 | 209 | 4,893 | 110,261 | Sep 07, 2011, 03:57 PM |
| Raney Steven M | President & CEO RJBank | Sep 02, 2011 | Buy | $23.41 | 226 | 5,291 | 14,211 | Sep 07, 2011, 08:55 AM |
| SAYLER VAN C | Senior Vice President | Sep 01, 2011 | Sale | $27.64 | 5,000 | 138,197 | 50,658 | Sep 02, 2011, 12:32 PM |
| AVERITT RICHARD G | CEO - RJFS | Aug 11, 2011 | Buy | $25.93 | 10,000 | 259,286 | 185,782 | Aug 15, 2011, 08:53 AM |
| GODBOLD FRANCIS S | Vice Chairman | Aug 10, 2011 | Buy | $25.90 | 5,989 | 155,115 | 500,000 | Aug 11, 2011, 09:49 AM |
| GODBOLD FRANCIS S | Vice Chairman | Aug 09, 2011 | Buy | $26.22 | 8,600 | 225,505 | 494,011 | Aug 10, 2011, 03:21 PM |
| GODBOLD FRANCIS S | Vice Chairman | Aug 08, 2011 | Buy | $26.25 | 10,000 | 262,500 | 485,411 | Aug 10, 2011, 03:21 PM |
| TROCIN JEFFREY E | Executive Vice President - RJF | Jun 02, 2011 | Buy | $29.59 | 165 | 4,882 | 111,052 | Jun 06, 2011, 12:57 PM |
| Raney Steven M | President & CEO RJBank | Jun 02, 2011 | Buy | $29.59 | 179 | 5,297 | 13,985 | Jun 03, 2011, 01:07 PM |
| SAYLER VAN C | Senior Vice President | Jun 01, 2011 | Sale | $35.42 | 5,000 | 177,082 | 55,658 | Jun 01, 2011, 05:22 PM |
| Raney Steven M | President & CEO RJBank | Mar 02, 2011 | Buy | $32.09 | 165 | 5,295 | 13,806 | Mar 04, 2011, 02:25 PM |
| TROCIN JEFFREY E | Executive Vice President - RJF | Mar 02, 2011 | Buy | $32.09 | 152 | 4,878 | 110,887 | Mar 04, 2011, 02:25 PM |
| SAYLER VAN C | Senior Vice President | Mar 01, 2011 | Sale | $37.46 | 50,212 | 1,880,800 | 104,583 | Mar 02, 2011, 05:04 PM |
| TROCIN JEFFREY E | Executive Vice President - RJF | Feb 18, 2011 | Sale | $39.57 | 11,972 | 473,752 | 110,735 | Feb 18, 2011, 04:46 PM |
| RIESS RICHARD K | Executive Vice President | Feb 15, 2011 | Option Exercise | $30.44 | 9,000 | 273,960 | 25,391 | Feb 17, 2011, 11:51 AM |
| RIESS RICHARD K | Executive Vice President | Feb 15, 2011 | Sale | $38.83 | 9,000 | 349,475 | 16,391 | Feb 17, 2011, 11:51 AM |
| REILLY PAUL C | Chief Executive Officer | Feb 14, 2011 | Option Exercise | $38.67 | 1,753 | 67,789 | 253,373 | Feb 16, 2011, 04:55 PM |
| REILLY PAUL C | Chief Executive Officer | Feb 14, 2011 | Option Exercise | $30.13 | 2,250 | 67,800 | 255,126 | Feb 16, 2011, 04:55 PM |
| EITEL JOHN TIMOTHY | Chief Information Officer | Feb 15, 2011 | Option Exercise | $38.79 | 9,657 | 374,595 | 63,539 | Feb 16, 2011, 03:22 PM |
| EITEL JOHN TIMOTHY | Chief Information Officer | Feb 15, 2011 | Option Exercise | $24.97 | 15,000 | 374,600 | 73,196 | Feb 16, 2011, 03:22 PM |
| BIEVER ANGELA | Chief Administrative Officer | Feb 11, 2011 | Option Exercise | $30.13 | 2,250 | 67,800 | 37,607 | Feb 15, 2011, 12:22 PM |
| BIEVER ANGELA | Chief Administrative Officer | Feb 11, 2011 | Sale | $38.44 | 2,000 | 76,879 | 35,607 | Feb 15, 2011, 12:22 PM |
| SIMMONS HARDWICK | Director | Feb 11, 2011 | Option Exercise | $30.13 | 1,650 | 49,720 | 37,906 | Feb 14, 2011, 11:58 AM |
| HELCK CHESTER B | Chief Operating Officer | Feb 10, 2011 | Sale | $38.04 | 20,000 | 760,754 | 164,588 | Feb 14, 2011, 11:10 AM |
| RIESS RICHARD K | Executive Vice President | Feb 01, 2011 | Option Exercise | $24.97 | 3,750 | 93,650 | 20,141 | Feb 02, 2011, 10:07 AM |
| RIESS RICHARD K | Executive Vice President | Feb 01, 2011 | Sale | $36.81 | 3,750 | 138,039 | 16,391 | Feb 02, 2011, 10:07 AM |
| ACKART JENNIFER C | Chief Accounting Officer | Jan 31, 2011 | Option Exercise | $36.22 | 827 | 29,954 | 21,911 | Feb 02, 2011, 10:07 AM |
| ACKART JENNIFER C | Chief Accounting Officer | Jan 31, 2011 | Option Exercise | $24.97 | 1,200 | 29,968 | 22,738 | Feb 02, 2011, 10:07 AM |
| HABERMEYER H WILLIAM JR | Director | Jan 28, 2011 | Option Exercise | $30.13 | 2,250 | 67,800 | 5,800 | Jan 31, 2011, 05:50 PM |
| HABERMEYER H WILLIAM JR | Director | Jan 28, 2011 | Sale | $36.04 | 2,250 | 81,094 | 3,550 | Jan 31, 2011, 05:50 PM |
| RIESS RICHARD K | Executive Vice President | Jan 25, 2011 | Option Exercise | $24.97 | 11,250 | 280,950 | 27,641 | Jan 27, 2011, 11:57 AM |
| RIESS RICHARD K | Executive Vice President | Jan 25, 2011 | Sale | $35.67 | 11,250 | 401,260 | 16,391 | Jan 27, 2011, 11:57 AM |
| Matecki Paul | Sr. VP - General Counsel | Jan 21, 2011 | Option Exercise | $35.34 | 4,239 | 149,806 | 29,702 | Jan 24, 2011, 01:35 PM |
| Matecki Paul | Sr. VP - General Counsel | Jan 21, 2011 | Option Exercise | $24.97 | 6,000 | 149,840 | 33,941 | Jan 24, 2011, 01:35 PM |
| AVERITT RICHARD G | CEO - RJFS | Jan 20, 2011 | Sale | $34.50 | 50,000 | 1,725,135 | 175,782 | Jan 24, 2011, 09:50 AM |
| Catanese George | Senior Vice President | Jan 21, 2011 | Option Exercise | $35.34 | 4,239 | 149,806 | 8,111 | Jan 24, 2011, 09:49 AM |
| Catanese George | Senior Vice President | Jan 21, 2011 | Option Exercise | $24.97 | 6,000 | 149,820 | 12,350 | Jan 24, 2011, 09:49 AM |
| HELCK CHESTER B | Chief Operating Officer | Jan 18, 2011 | Sale | $34.00 | 20,000 | 680,086 | 184,588 | Jan 19, 2011, 09:29 AM |
| SIMMONS HARDWICK | Director | Dec 28, 2010 | Option Exercise | $30.13 | 600 | 18,080 | 36,256 | Dec 29, 2010, 05:17 PM |
| HELCK CHESTER B | Chief Operating Officer | Dec 13, 2010 | Sale | $32.00 | 20,000 | 640,058 | 214,588 | Dec 14, 2010, 04:08 PM |
| SHIELDS KENNETH A | Director | Dec 09, 2010 | Sale | $31.08 | 15,000 | 466,146 | 0 | Dec 10, 2010, 01:36 PM |
| SHIELDS KENNETH A | Director | Dec 07, 2010 | Option Exercise | $24.97 | 15,000 | 374,600 | 15,000 | Dec 09, 2010, 02:29 PM |
| RIESS RICHARD K | Executive Vice President | Dec 07, 2010 | Sale | $30.89 | 9,689 | 299,301 | 16,391 | Dec 08, 2010, 11:45 AM |
| AVERITT RICHARD G | CEO - RJFS | Dec 02, 2010 | Buy | $24.95 | 557 | 13,897 | 225,782 | Dec 06, 2010, 10:38 AM |
| ARMSTRONG KENNETH E | Assistant Secretary | Dec 02, 2010 | Buy | $24.95 | 288 | 7,186 | 4,231 | Dec 03, 2010, 12:40 PM |
| TROCIN JEFFREY E | Executive Vice President - RJF | Dec 02, 2010 | Buy | $24.95 | 196 | 4,890 | 123,182 | Dec 03, 2010, 12:37 PM |
| ACKART JENNIFER C | Chief Accounting Officer | Nov 12, 2010 | Option Exercise | $30.66 | 3,909 | 119,850 | 21,456 | Nov 16, 2010, 06:08 PM |
| ACKART JENNIFER C | Chief Accounting Officer | Nov 12, 2010 | Option Exercise | $24.97 | 4,800 | 119,872 | 25,365 | Nov 16, 2010, 06:08 PM |
| AVERITT RICHARD G | CEO - RJFS | Nov 04, 2010 | Sale | $30.01 | 50,000 | 1,500,730 | 225,225 | Nov 08, 2010, 01:39 PM |
| TROCIN JEFFREY E | Executive Vice President - RJF | Sep 02, 2010 | Buy | $20.14 | 243 | 4,894 | 122,986 | Sep 07, 2010, 12:05 PM |
| BIEVER ANGELA | Chief Administrative Officer | Sep 02, 2010 | Buy | $20.14 | 1,000 | 20,140 | 35,407 | Sep 07, 2010, 10:25 AM |
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| Owner | Relationship | Date | Value($) |
| Perry Jodi | President, ICD for RJFS | 02/06/2023 | 712,319 |
| Curtis Scott A | President, PCG | 01/03/2023 | 110,248 |
| REILLY PAUL C | Chair & CEO | 01/03/2023 | 2,838,336 |
| Dowdle Jeffrey A | COO & Head of Asset Mgmt. | 01/03/2023 | 110,248 |
| Raney Steven M | President & CEO RJBank | 01/03/2023 | 60,377 |
| Elwyn Tashtego S | CEO & President - RJA | 01/03/2023 | 112,689 |
| Perry Jodi | President, ICD for RJFS | 01/03/2023 | 18,675 |
| Catanese George | Chief Risk Officer | 01/03/2023 | 31,409 |
| Bunn James E | Pres-GlobEq&Inv Banking-RJA | 01/03/2023 | 399,080 |
| Allaire Bella Loykhter | Executive Vice President-RJA | 01/03/2023 | 122,769 |
| Santelli Jonathan N | EVP, Gen Counsel, Secy | 01/03/2023 | 52,843 |
| Raney Steven M | President & CEO RJBank | 12/15/2022 | 599,974 |
| REILLY PAUL C | Chair & CEO | 12/13/2022 | 1,598,305 |
| REILLY PAUL C | Chair & CEO | 12/14/2022 | 2,672,332 |
| Catanese George | Chief Risk Officer | 12/13/2022 | 42,489 |
| Allaire Bella Loykhter | Executive Vice President-RJA | 12/13/2022 | 165,830 |
| Curtis Scott A | President, PCG | 12/13/2022 | 148,768 |
| Santelli Jonathan N | EVP, Gen Counsel, Secy | 12/13/2022 | 57,879 |
| Aisenbrey Christopher S | Chief Human Resources Officer | 12/13/2022 | 8,029 |
| Dowdle Jeffrey A | COO & Head of Asset Mgmt. | 12/13/2022 | 148,768 |
| Bunn James E | Pres-GlobEq&Inv Banking-RJA | 12/13/2022 | 433,924 |
| Raney Steven M | President & CEO RJBank | 12/13/2022 | 81,633 |
| Elwyn Tashtego S | CEO & President - RJA | 12/13/2022 | 135,497 |
| Perry Jodi | President, ICD for RJFS | 12/13/2022 | 19,851 |
| Perry Jodi | President, ICD for RJFS | 12/12/2022 | 121,684 |
| Shoukry Paul M | CFO and Treasurer | 12/13/2022 | 41,151 |
| Shoukry Paul M | CFO and Treasurer | 12/12/2022 | 121,684 |
| Catanese George | Chief Risk Officer | 12/08/2022 | 397,830 |
| REILLY PAUL C | Chair & CEO | 11/30/2022 | 172,428 |
| REILLY PAUL C | Chair & CEO | 11/29/2022 | 160,018 |
| Santelli Jonathan N | EVP, Gen Counsel, Secy | 11/30/2022 | 61,606 |
| Santelli Jonathan N | EVP, Gen Counsel, Secy | 11/29/2022 | 42,110 |
| Perry Jodi | President, ICD for RJFS | 11/29/2022 | 42,110 |
| Elwyn Tashtego S | CEO & President - RJA | 11/30/2022 | 68,971 |
| Elwyn Tashtego S | CEO & President - RJA | 11/29/2022 | 68,068 |
| Dowdle Jeffrey A | COO & Head of Asset Mgmt. | 11/30/2022 | 68,971 |
| Dowdle Jeffrey A | COO & Head of Asset Mgmt. | 11/29/2022 | 64,030 |
| Curtis Scott A | President, PCG | 11/29/2022 | 64,030 |
| Curtis Scott A | President, PCG | 11/30/2022 | 68,971 |
| Catanese George | Chief Risk Officer | 11/30/2022 | 25,601 |
| Catanese George | Chief Risk Officer | 11/29/2022 | 22,843 |
| Bunn James E | Pres-GlobEq&Inv Banking-RJA | 11/30/2022 | 110,354 |
| Bunn James E | Pres-GlobEq&Inv Banking-RJA | 11/29/2022 | 68,068 |
| Raney Steven M | President & CEO RJBank | 11/30/2022 | 68,971 |
| Raney Steven M | President & CEO RJBank | 11/29/2022 | 47,186 |
| Oorlog Jonathan W JR | Senior VP and Controller | 11/29/2022 | 12,575 |
| Allaire Bella Loykhter | Executive Vice President-RJA | 11/30/2022 | 68,971 |
| Allaire Bella Loykhter | Executive Vice President-RJA | 11/29/2022 | 64,030 |
| Aisenbrey Christopher S | Chief Human Resources Officer | 11/29/2022 | 12,575 |
| Shoukry Paul M | CFO and Treasurer | 11/29/2022 | 25,266 |
| Aisenbrey Christopher S | Chief Human Resources Officer | 11/22/2022 | 91,899 |
| REILLY PAUL C | Chair & CEO | 11/22/2022 | 514,090 |
| Santelli Jonathan N | EVP, Gen Counsel, Secy | 11/22/2022 | 135,254 |
| Dowdle Jeffrey A | COO & Head of Asset Mgmt. | 11/22/2022 | 132,660 |
| Raney Steven M | President & CEO RJBank | 11/22/2022 | 122,285 |
| Allaire Bella Loykhter | Executive Vice President-RJA | 11/22/2022 | 145,260 |
| Catanese George | Chief Risk Officer | 11/22/2022 | 73,371 |
| Bunn James E | Pres-GlobEq&Inv Banking-RJA | 11/22/2022 | 218,630 |
| Curtis Scott A | President, PCG | 11/22/2022 | 136,119 |
| Elwyn Tashtego S | CEO & President - RJA | 11/22/2022 | 138,589 |
| Perry Jodi | President, ICD for RJFS | 11/22/2022 | 144,271 |
| Shoukry Paul M | CFO and Treasurer | 11/22/2022 | 162,305 |
| Oorlog Jonathan W JR | Senior VP and Controller | 11/22/2022 | 63,860 |
| JAMES THOMAS A | Chairman Emeritus | 11/15/2022 | 167,131 |
| Bunn James E | Pres-GlobEq&Inv Banking-RJA | 09/08/2022 | 427,004 |
| Bunn James E | Pres-GlobEq&Inv Banking-RJA | 05/03/2022 | 601,290 |
| Allaire Bella Loykhter | Executive Vice President-RJA | 02/10/2022 | 1,721,700 |
| Dowdle Jeffrey A | COO & Head of Asset Mgmt. | 02/07/2022 | 2,138,676 |
| REILLY PAUL C | Chairman & CEO | 01/03/2022 | 3,015,547 |
| Raney Steven M | President & CEO RJBank | 01/03/2022 | 59,865 |
| Santelli Jonathan N | EVP, Gen Counsel, Secy | 01/03/2022 | 48,550 |
| Perry Jodi | President, ICD for RJFS | 01/03/2022 | 12,960 |
| Allaire Bella Loykhter | Executive Vice President-RJA | 01/03/2022 | 128,266 |
| Elwyn Tashtego S | CEO & President - RJA | 01/03/2022 | 117,775 |
| Dowdle Jeffrey A | COO & Head of Asset Mgmt. | 01/03/2022 | 110,472 |
| Curtis Scott A | President, PCG | 01/03/2022 | 114,072 |
| Catanese George | Chief Risk Officer | 01/03/2022 | 31,269 |
| Bunn James E | Pres-GlobEq&Inv Banking-RJA | 01/03/2022 | 329,152 |
| REILLY PAUL C | Chairman & CEO | 12/14/2021 | 1,557,246 |
| Carson John C Jr. | President | 12/14/2021 | 123,874 |
| Catanese George | Chief Risk Officer | 12/14/2021 | 38,946 |
| Santelli Jonathan N | EVP, Gen Counsel, Secy | 12/14/2021 | 48,875 |
| Shoukry Paul M | CFO and Treasurer | 12/14/2021 | 27,088 |
| Raney Steven M | President & CEO RJBank | 12/14/2021 | 74,324 |
| Elwyn Tashtego S | CEO & President - RJA | 12/14/2021 | 131,682 |
| Perry Jodi | President, ICD for RJFS | 12/14/2021 | 12,821 |
| Dowdle Jeffrey A | COO & Head of Asset Mgmt. | 12/14/2021 | 137,177 |
| Bunn James E | Pres-GlobEq&Inv Banking-RJA | 12/14/2021 | 348,100 |
| Bunn James E | Pres-GlobEq&Inv Banking-RJA | 12/14/2021 | 619,890 |
| Curtis Scott A | President, PCG | 12/14/2021 | 141,515 |
| Allaire Bella Loykhter | Executive Vice President-RJA | 12/14/2021 | 159,253 |
| Raney Steven M | President & CEO RJBank | 12/02/2021 | 480,600 |
| Santelli Jonathan N | EVP, Gen Counsel, Secy | 12/01/2021 | 340,173 |
| Santelli Jonathan N | EVP, Gen Counsel, Secy | 11/30/2021 | 114,410 |
| Santelli Jonathan N | EVP, Gen Counsel, Secy | 11/29/2021 | 110,124 |
| REILLY PAUL C | Chairman & CEO | 11/30/2021 | 260,960 |
| REILLY PAUL C | Chairman & CEO | 11/29/2021 | 445,123 |
| Dowdle Jeffrey A | COO & Head of Asset Mgmt. | 11/29/2021 | 110,124 |
| Dowdle Jeffrey A | COO & Head of Asset Mgmt. | 11/30/2021 | 77,059 |
| Shoukry Paul M | CFO and Treasurer | 11/30/2021 | 21,526 |
| Shoukry Paul M | CFO and Treasurer | 11/29/2021 | 66,074 |
| Perry Jodi | President, ICD for RJFS | 11/30/2021 | 7,175 |
| Perry Jodi | President, ICD for RJFS | 11/29/2021 | 110,124 |
| Raney Steven M | President & CEO RJBank | 11/29/2021 | 110,124 |
| Raney Steven M | President & CEO RJBank | 11/30/2021 | 71,752 |
| Oorlog Jonathan W JR | Senior VP and Controller | 11/30/2021 | 10,714 |
| Oorlog Jonathan W JR | Senior VP and Controller | 11/29/2021 | 30,875 |
| Catanese George | Chief Risk Officer | 11/30/2021 | 35,876 |
| Catanese George | Chief Risk Officer | 11/29/2021 | 66,074 |
| Elwyn Tashtego S | CEO & President - RJA | 11/30/2021 | 72,931 |
| Elwyn Tashtego S | CEO & President - RJA | 11/29/2021 | 110,124 |
| Bunn James E | Pres-GlobEq&Inv Banking-RJA | 11/30/2021 | 78,927 |
| Bunn James E | Pres-GlobEq&Inv Banking-RJA | 11/29/2021 | 110,124 |
| Allaire Bella Loykhter | Executive Vice President-RJA | 11/30/2021 | 106,645 |
| Allaire Bella Loykhter | Executive Vice President-RJA | 11/29/2021 | 110,124 |
| Curtis Scott A | President, PCG | 11/30/2021 | 115,982 |
| Curtis Scott A | President, PCG | 11/29/2021 | 178,009 |
| Carson John C Jr. | President | 11/30/2021 | 91,999 |
| Carson John C Jr. | President | 11/29/2021 | 110,124 |
| Shoukry Paul M | CFO and Treasurer | 11/22/2021 | 21,602 |
| Perry Jodi | President, ICD for RJFS | 11/22/2021 | 7,201 |
| Oorlog Jonathan W JR | Senior VP and Controller | 11/22/2021 | 10,554 |
| Bunn James E | Pres-GlobEq&Inv Banking-RJA | 11/11/2021 | 1,527,732 |
| Curtis Scott A | President, PCG | 09/07/2021 | 295,984 |
| Curtis Scott A | President, PCG | 07/16/2021 | 294,097 |
| Santelli Jonathan N | EVP, Gen Counsel, Secy | 05/25/2021 | 95,943 |
| Santelli Jonathan N | EVP, Gen Counsel, Secy | 05/26/2021 | 302,237 |
| Raney Steven M | President & CEO RJBank | 05/10/2021 | 271,597 |
| Allaire Bella Loykhter | Executive Vice President-RJA | 03/29/2021 | 1,153,095 |
| Curtis Scott A | President, PCG | 03/11/2021 | 1,180,880 |
| Dowdle Jeffrey A | COO & Head of Asset Mgmt. | 03/03/2021 | 89,325 |
| Dowdle Jeffrey A | COO & Head of Asset Mgmt. | 03/03/2021 | 89,336 |
| Dowdle Jeffrey A | COO & Head of Asset Mgmt. | 03/03/2021 | 1,139,199 |
| Perry Jodi | President, ICD for RJFS | 03/03/2021 | 151,051 |
| GODBOLD FRANCIS S | Vice Chairman | 02/24/2021 | 3,043,154 |
| REILLY PAUL C | Chairman & CEO | 02/24/2021 | 481,542 |
| REILLY PAUL C | Chairman & CEO | 02/25/2021 | 1,202,890 |
| Allison Paul D | Chair, President & CEO RJ Ltd. | 02/22/2021 | 1,179,880 |
| JAMES THOMAS A | Chairman Emeritus | 02/19/2021 | 22,435,985 |
| JAMES THOMAS A | Chairman Emeritus | 02/18/2021 | 3,218,568 |
| JAMES THOMAS A | Chairman Emeritus | 02/11/2021 | 5,423,297 |
| JAMES THOMAS A | Chairman Emeritus | 02/09/2021 | 13,405,253 |
| JAMES THOMAS A | Chairman Emeritus | 02/08/2021 | 8,972,982 |
| Allison Paul D | Chair, President & CEO RJ Ltd. | 01/29/2021 | 693,614 |
| Allison Paul D | Chair, President & CEO RJ Ltd. | 01/29/2021 | 693,625 |
| Allison Paul D | Chair, President & CEO RJ Ltd. | 02/01/2021 | 706,657 |
| REILLY PAUL C | Chairman & CEO | 01/04/2021 | 803,674 |
| Dowdle Jeffrey A | COO & Head of Asset Mgmt. | 01/04/2021 | 46,545 |
| Allaire Bella Loykhter | Executive Vice President-RJA | 01/04/2021 | 55,948 |
| Curtis Scott A | President, PCG | 01/04/2021 | 52,187 |
| Santelli Jonathan N | EVP, Gen Counsel, Secy | 01/04/2021 | 18,524 |
| Elwyn Tashtego S | CEO & President - RJA | 01/04/2021 | 53,315 |
| Raney Steven M | President & CEO RJBank | 01/04/2021 | 34,133 |
| Carson John C Jr. | President | 01/04/2021 | 69,018 |
| Perry Jodi | President, ICD for RJFS | 12/15/2020 | 5,890 |
| Catanese George | Chief Risk Officer | 12/15/2020 | 37,676 |
| Allaire Bella Loykhter | Executive Vice President-RJA | 12/15/2020 | 74,792 |
| Elwyn Tashtego S | CEO & President - RJA | 12/15/2020 | 59,366 |
| Raney Steven M | President & CEO RJBank | 12/15/2020 | 36,087 |
| Raney Steven M | President & CEO RJBank | 12/15/2020 | 301,906 |
| Dowdle Jeffrey A | COO & Head of Asset Mgmt. | 12/15/2020 | 62,358 |
| Santelli Jonathan N | EVP, Gen Counsel, Secy | 12/15/2020 | 19,633 |
| Shoukry Paul M | CFO and Treasurer | 12/15/2020 | 3,459 |
| Curtis Scott A | President, PCG | 12/15/2020 | 69,837 |
| Bunn James E | Pres-GlobEq&Inv Banking-RJA | 12/15/2020 | 330,207 |
| Carson John C Jr. | President | 12/15/2020 | 92,275 |
| REILLY PAUL C | Chairman & CEO | 12/15/2020 | 758,578 |
| REILLY PAUL C | Chairman & CEO | 12/14/2020 | 1,282,684 |
| Allaire Bella Loykhter | Executive Vice President-RJA | 12/09/2020 | 490,030 |
| Dowdle Jeffrey A | COO & Head of Asset Mgmt. | 12/04/2020 | 863,332 |
| Dowdle Jeffrey A | COO & Head of Asset Mgmt. | 12/04/2020 | 693,625 |
| Catanese George | Chief Risk Officer | 12/04/2020 | 471,731 |
| Santelli Jonathan N | EVP, Gen Counsel, Secy | 12/03/2020 | 283,212 |
| REILLY PAUL C | Chairman & CEO | 12/03/2020 | 3,267,867 |
| REILLY PAUL C | Chairman & CEO | 12/02/2020 | 551,650 |
| REILLY PAUL C | Chairman & CEO | 11/30/2020 | 329,239 |
| Dowdle Jeffrey A | COO & Head of Asset Mgmt. | 11/30/2020 | 104,229 |
| Allaire Bella Loykhter | Executive Vice President-RJA | 11/30/2020 | 93,042 |
| Santelli Jonathan N | EVP, Gen Counsel, Secy | 11/30/2020 | 88,494 |
| Carson John C Jr. | President | 11/30/2020 | 84,220 |
| Shoukry Paul M | CFO and Treasurer | 11/30/2020 | 13,279 |
| Elwyn Tashtego S | CEO & President - RJA | 11/30/2020 | 88,494 |
| Perry Jodi | President, ICD for RJFS | 11/30/2020 | 4,366 |
| Raney Steven M | President & CEO RJBank | 11/30/2020 | 88,494 |
| Curtis Scott A | President, PCG | 11/30/2020 | 91,314 |
| Catanese George | Chief Risk Officer | 11/30/2020 | 46,112 |
| Bunn James E | Pres-GlobEq&Inv Banking-RJA | 11/30/2020 | 119,508 |
| Perry Jodi | President, ICD for RJFS | 11/22/2020 | 12,922 |
| Shoukry Paul M | CFO and Treasurer | 11/22/2020 | 38,767 |
| Shoukry Paul M | CFO and Treasurer | 11/19/2020 | 12,934 |
| Perry Jodi | President, ICD for RJFS | 11/19/2020 | 4,282 |
| Allaire Bella Loykhter | Executive Vice President-RJA | 11/18/2020 | 32,514 |
| Bunn James E | Pres-GlobEq&Inv Banking-RJA | 11/19/2020 | 6,066 |
| Dowdle Jeffrey A | COO & Head of Asset Mgmt. | 11/18/2020 | 21,646 |
| Raney Steven M | President & CEO RJBank | 11/18/2020 | 21,646 |
| Curtis Scott A | President, PCG | 11/18/2020 | 32,514 |
| Curtis Scott A | President, PCG | 11/19/2020 | 361,355 |
| REILLY PAUL C | Chairman & CEO | 11/18/2020 | 70,106 |
| Carson John C Jr. | President | 11/18/2020 | 21,646 |
| Elwyn Tashtego S | CEO & President - RJA | 11/18/2020 | 32,514 |
| Catanese George | Chief Risk Officer | 11/18/2020 | 6,503 |
| Perry Jodi | President, ICD for RJFS | 11/18/2020 | 59,363 |
| Dowdle Jeffrey A | COO & Head of Asset Mgmt. | 11/17/2020 | 812,307 |
| JAMES THOMAS A | Chairman Emeritus | 11/10/2020 | 4,515,336 |
| JAMES THOMAS A | Chairman Emeritus | 11/09/2020 | 4,115,454 |
| Dowdle Jeffrey A | COO & Head of Asset Mgmt. | 11/09/2020 | 696,275 |
| Dowdle Jeffrey A | COO & Head of Asset Mgmt. | 11/09/2020 | 602,500 |
| Allison Paul D | Chair, President & CEO RJ Ltd. | 11/03/2020 | 602,489 |
| Allison Paul D | Chair, President & CEO RJ Ltd. | 11/03/2020 | 602,500 |
| Allison Paul D | Chair, President & CEO RJ Ltd. | 11/04/2020 | 323,992 |
| Allison Paul D | Chair, President & CEO RJ Ltd. | 11/04/2020 | 120,846 |
| Allaire Bella Loykhter | Executive Vice President-RJA | 11/02/2020 | 247,587 |
| Bunn James E | Pres-GlobEq&Inv Banking-RJA | 08/06/2020 | 38,560 |
| Santelli Jonathan N | EVP, Gen Counsel, Secy | 06/09/2020 | 101,664 |
| Carson John C Jr. | President | 06/05/2020 | 825,271 |
| JULIEN JEFFREY P | Executive VP - Fin | 06/05/2020 | 746,444 |
| Santelli Jonathan N | EVP, Gen Counsel, Secy | 05/25/2020 | 47,082 |
| Carson John C Jr. | President | 05/06/2020 | 516,549 |
| Carson John C Jr. | President | 05/05/2020 | 432,264 |
| GODBOLD FRANCIS S | Vice Chairman | 03/12/2020 | 768,582 |
| Perry Jodi | President, ICD for RJFS | 03/12/2020 | 96,966 |
| REILLY PAUL C | Chairman & CEO | 03/10/2020 | 143,039 |
| REILLY PAUL C | Chairman & CEO | 03/10/2020 | 138,725 |
| GODBOLD FRANCIS S | Vice Chairman | 03/09/2020 | 820,224 |
| ACKART JENNIFER C | SVP, Controller & CAO | 03/04/2020 | 234,024 |
| ACKART JENNIFER C | SVP, Controller & CAO | 03/04/2020 | 202,609 |
| Curtis Scott A | President, PCG | 03/03/2020 | 103,544 |
| Allaire Bella Loykhter | Executive Vice President-RJA | 02/20/2020 | 1,093,608 |
| Dowdle Jeffrey A | COO & Head of Asset Mgmt. | 02/20/2020 | 873,746 |
| Bunn James E | Pres-GlobEq&Inv Banking-RJA | 01/29/2020 | 466,176 |
| Allaire Bella Loykhter | Executive Vice President-RJA | 01/09/2020 | 246,238 |
| Allaire Bella Loykhter | Executive Vice President-RJA | 01/09/2020 | 238,692 |
| REILLY PAUL C | Chairman & CEO | 01/02/2020 | 711,171 |
| Dowdle Jeffrey A | COO & Head of Asset Mgmt. | 01/02/2020 | 61,458 |
| Santelli Jonathan N | EVP, Gen Counsel, Secy | 01/02/2020 | 9,260 |
| Raney Steven M | President & CEO RJBank | 01/02/2020 | 33,498 |
| Elwyn Tashtego S | CEO & President - RJA | 01/02/2020 | 53,106 |
| Curtis Scott A | President, PCG | 01/02/2020 | 61,458 |
| Carson John C Jr. | President | 01/02/2020 | 100,493 |
| Allaire Bella Loykhter | Executive Vice President-RJA | 01/02/2020 | 57,373 |
| JULIEN JEFFREY P | Executive VP - Fin | 01/02/2020 | 138,725 |
| TROCIN JEFFREY E | Vice Chairman | 12/23/2019 | 99,993 |
| REILLY PAUL C | Chairman & CEO | 12/15/2019 | 620,256 |
| REILLY PAUL C | Chairman & CEO | 12/13/2019 | 1,053,115 |
| Catanese George | Chief Risk Officer | 12/15/2019 | 38,260 |
| Curtis Scott A | President, PCG | 12/15/2019 | 64,070 |
| Dowdle Jeffrey A | COO & Head of Asset Mgmt. | 12/15/2019 | 64,070 |
| Raney Steven M | President & CEO RJBank | 12/15/2019 | 31,990 |
| Carson John C Jr. | President | 12/15/2019 | 121,688 |
| Bunn James E | Pres-GlobEq&Inv Banking-RJA | 12/15/2019 | 164,311 |
| Santelli Jonathan N | EVP, Gen Counsel, Secy | 12/15/2019 | 8,906 |
| Allaire Bella Loykhter | Executive Vice President-RJA | 12/15/2019 | 69,523 |
| Elwyn Tashtego S | CEO & President - RJA | 12/15/2019 | 54,164 |
| Elwyn Tashtego S | CEO & President - RJA | 12/13/2019 | 99,993 |
| Perry Jodi | President, ICD for RJFS | 12/15/2019 | 4,544 |
| ACKART JENNIFER C | SVP, Controller & CAO | 12/15/2019 | 6,362 |
| ACKART JENNIFER C | SVP, Controller & CAO | 12/12/2019 | 226,250 |
| Elwyn Tashtego S | CEO & President - RJA | 12/11/2019 | 173,906 |
| Elwyn Tashtego S | CEO & President - RJA | 12/11/2019 | 280,276 |
| ACKART JENNIFER C | SVP, Controller & CAO | 12/06/2019 | 181,744 |
| Allison Paul D | Chair, President & CEO RJ Ltd. | 12/06/2019 | 874,687 |
| Catanese George | Chief Risk Officer | 11/30/2019 | 26,227 |
| Catanese George | Chief Risk Officer | 12/03/2019 | 78,987 |
| REILLY PAUL C | Chairman & CEO | 11/30/2019 | 212,065 |
| Dowdle Jeffrey A | COO & Head of Asset Mgmt. | 11/30/2019 | 68,533 |
| Carson John C Jr. | President | 11/30/2019 | 65,569 |
| Allaire Bella Loykhter | Executive Vice President-RJA | 11/30/2019 | 91,796 |
| Raney Steven M | President & CEO RJBank | 11/30/2019 | 65,569 |
| ACKART JENNIFER C | SVP, Controller & CAO | 11/30/2019 | 39,341 |
| Bunn James E | Pres-GlobEq&Inv Banking-RJA | 11/30/2019 | 39,341 |
| Santelli Jonathan N | EVP, Gen Counsel, Secy | 11/30/2019 | 65,569 |
| Santelli Jonathan N | EVP, Gen Counsel, Secy | 12/02/2019 | 200,255 |
| Curtis Scott A | President, PCG | 11/30/2019 | 65,569 |
| Elwyn Tashtego S | CEO & President - RJA | 11/30/2019 | 65,569 |
| Perry Jodi | President, ICD for RJFS | 11/30/2019 | 13,114 |
| Raney Steven M | President & CEO RJBank | 11/27/2019 | 99,993 |
| Raney Steven M | President & CEO RJBank | 11/26/2019 | 38,732 |
| Raney Steven M | President & CEO RJBank | 11/26/2019 | 480,787 |
| ACKART JENNIFER C | SVP, Controller & CAO | 11/27/2019 | 270,000 |
| Catanese George | Chief Risk Officer | 11/22/2019 | 489,617 |
| Carson John C Jr. | President | 11/20/2019 | 277,450 |
| Carson John C Jr. | President | 11/21/2019 | 446,850 |
| Carson John C Jr. | President | 11/20/2019 | 441,544 |
| Perry Jodi | President, ICD for RJFS | 11/19/2019 | 4,284 |
| ACKART JENNIFER C | SVP, Controller & CAO | 11/19/2019 | 18,296 |
| ACKART JENNIFER C | SVP, Controller & CAO | 11/20/2019 | 160,858 |
| ACKART JENNIFER C | SVP, Controller & CAO | 11/20/2019 | 151,480 |
| Bunn James E | Pres-GlobEq&Inv Banking-RJA | 11/19/2019 | 6,069 |
| Catanese George | Chief Risk Officer | 11/18/2019 | 6,440 |
| Catanese George | Chief Risk Officer | 11/20/2019 | 128,737 |
| Catanese George | Chief Risk Officer | 11/19/2019 | 148,713 |
| Dowdle Jeffrey A | COO & Head of Asset Mgmt. | 11/18/2019 | 21,734 |
| Allaire Bella Loykhter | Executive Vice President-RJA | 11/18/2019 | 32,646 |
| Carson John C Jr. | President | 11/18/2019 | 21,734 |
| REILLY PAUL C | Chairman & CEO | 11/18/2019 | 70,389 |
| Raney Steven M | President & CEO RJBank | 11/18/2019 | 21,734 |
| Elwyn Tashtego S | CEO & President - RJA | 11/18/2019 | 32,646 |
| Curtis Scott A | President, PCG | 11/18/2019 | 32,646 |
| Dowdle Jeffrey A | COO & Head of Asset Mgmt. | 11/08/2019 | 568,152 |
| Dowdle Jeffrey A | COO & Head of Asset Mgmt. | 11/08/2019 | 473,375 |
| Catanese George | Chief Risk Officer | 11/07/2019 | 41,581 |
| TROCIN JEFFREY E | Vice Chairman | 11/05/2019 | 1,529,268 |
| Curtis Scott A | President, PCG | 11/05/2019 | 59,910 |
| Allison Paul D | Chair, President & CEO RJ Ltd. | 10/28/2019 | 473,354 |
| Allison Paul D | Chair, President & CEO RJ Ltd. | 10/28/2019 | 473,375 |
| Allison Paul D | Chair, President & CEO RJ Ltd. | 10/29/2019 | 164,771 |
| Bunn James E | Pres-GlobEq&Inv Banking-RJA | 10/28/2019 | 541,011 |
| Dowdle Jeffrey A | CAO & President, Asset Mgmt. | 09/12/2019 | 713,080 |
| Santelli Jonathan N | EVP, Gen Counsel, Secy | 09/11/2019 | 101,756 |
| JULIEN JEFFREY P | CFO, Executive VP - Fin | 08/30/2019 | 1,238,296 |
| TROCIN JEFFREY E | Vice Chairman | 08/05/2019 | 502,533 |
| JULIEN JEFFREY P | CFO, Executive VP - Fin | 08/01/2019 | 259,225 |
| Allaire Bella Loykhter | Executive Vice President-RJA | 06/17/2019 | 178,872 |
| Allaire Bella Loykhter | Executive Vice President-RJA | 06/17/2019 | 159,258 |
| Santelli Jonathan N | EVP, Gen Counsel, Secy | 05/29/2019 | 61,498 |
| Raney Steven M | President & CEO RJBank | 05/06/2019 | 259,225 |
| Raney Steven M | President & CEO RJBank | 05/06/2019 | 265,096 |
| Allison Paul D | Chair, President & CEO RJ Ltd. | 05/03/2019 | 452,284 |
| TROCIN JEFFREY E | Co-Pres-GlobEq&Inv Banking-RJA | 04/29/2019 | 1,198,717 |
| JULIEN JEFFREY P | CFO, Executive VP - Fin | 04/29/2019 | 2,554,288 |
| REILLY PAUL C | Chief Executive Officer | 04/29/2019 | 5,481,048 |
| JULIEN JEFFREY P | CFO, Executive VP - Fin | 04/24/2019 | 9,640 |
| Curtis Scott A | President, PCG | 03/19/2019 | 120,645 |
| JULIEN JEFFREY P | CFO, Executive VP - Fin | 01/18/2019 | 9,640 |
| REILLY PAUL C | Chief Executive Officer | 01/02/2019 | 571,071 |
| Allaire Bella Loykhter | Executive Vice President-RJA | 01/02/2019 | 57,307 |
| Carson John C Jr. | President | 01/02/2019 | 79,519 |
| Raney Steven M | President & CEO RJBank | 01/02/2019 | 23,767 |
| Elwyn Tashtego S | President - RJA | 01/02/2019 | 45,905 |
| Curtis Scott A | President, PCG | 01/02/2019 | 49,681 |
| REILLY PAUL C | Chief Executive Officer | 12/15/2018 | 574,574 |
| Raney Steven M | President & CEO RJBank | 12/15/2018 | 25,127 |
| Curtis Scott A | President, PCG | 12/15/2018 | 55,383 |
| Catanese George | Chief Risk Officer | 12/15/2018 | 22,376 |
| Carson John C Jr. | President | 12/15/2018 | 106,604 |
| Bunn James E | Co-Pres-GlobEq&Inv Banking-RJA | 12/15/2018 | 307,991 |
| Allaire Bella Loykhter | Executive Vice President-RJA | 12/15/2018 | 65,494 |
| ACKART JENNIFER C | SVP, Controller | 12/15/2018 | 5,501 |
| Elwyn Tashtego S | President - RJA | 12/15/2018 | 50,403 |
| Elwyn Tashtego S | President - RJA | 12/14/2018 | 99,951 |
| TROCIN JEFFREY E | Co-Pres-GlobEq&Inv Banking-RJA | 12/12/2018 | 99,967 |
| Perry Jodi | President, ICD for RJFS | 12/04/2018 | 3,813 |
| Catanese George | SVP, Chief Risk Officer | 12/04/2018 | 520,352 |
| REILLY PAUL C | Chief Executive Officer | 11/26/2018 | 287,509 |
| REILLY PAUL C | Chief Executive Officer | 11/26/2018 | 259,225 |
| Catanese George | SVP, Chief Risk Officer | 11/21/2018 | 37,061 |
| Catanese George | SVP, Chief Risk Officer | 11/21/2018 | 241,000 |
| Bunn James E | Co-Pres-GlobEq&Inv Banking-RJA | 11/21/2018 | 18,492 |
| REILLY PAUL C | Chief Executive Officer | 11/21/2018 | 59,891 |
| Elwyn Tashtego S | President - RJA | 11/21/2018 | 37,061 |
| Allaire Bella Loykhter | Executive Vice President-RJA | 11/21/2018 | 59,891 |
| Curtis Scott A | President, PCG | 11/21/2018 | 37,061 |
| ACKART JENNIFER C | SVP, Controller | 11/19/2018 | 48,538 |
| Perry Jodi | President, ICD for RJFS | 11/19/2018 | 11,063 |
| Bunn James E | Co-Pres-GlobEq&Inv Banking-RJA | 11/19/2018 | 15,894 |
| REILLY PAUL C | Chief Executive Officer | 11/18/2018 | 185,905 |
| Raney Steven M | President & CEO RJBank | 11/18/2018 | 57,480 |
| Curtis Scott A | President - RJFS | 11/18/2018 | 86,220 |
| Allaire Bella Loykhter | Executive Vice President-RJA | 11/18/2018 | 128,976 |
| Elwyn Tashtego S | President - RJA | 11/18/2018 | 86,220 |
| Carson John C Jr. | President | 11/18/2018 | 57,480 |
| Elwyn Tashtego S | President - RJA | 10/29/2018 | 110,625 |
| Curtis Scott A | President - RJFS | 10/26/2018 | 34,164 |
| Curtis Scott A | President - RJFS | 10/26/2018 | 151,480 |
| Allaire Bella Loykhter | Executive Vice President-RJA | 10/26/2018 | 1,448,685 |
| Allaire Bella Loykhter | Executive Vice President-RJA | 10/26/2018 | 1,271,573 |
| REILLY PAUL C | Chief Executive Officer | 10/25/2018 | 1,189,994 |
| REILLY PAUL C | Chief Executive Officer | 10/25/2018 | 987,548 |
| JULIEN JEFFREY P | CFO, Executive VP - Fin | 10/26/2018 | 892,873 |
| TROCIN JEFFREY E | Co-Pres-GlobEq&Inv Banking-RJA | 10/24/2018 | 657,423 |
| Curtis Scott A | President - RJFS | 08/28/2018 | 167,310 |
| Santelli Jonathan N | EVP, Gen Counsel, Secy | 05/25/2018 | 72,315 |
| Santelli Jonathan N | EVP, Gen Counsel, Secy | 05/30/2018 | 220,170 |
| Allison Paul D | Chair, President & CEO RJ Ltd. | 03/14/2018 | 637,894 |
| ZANK DENNIS W | Chief Operating Officer | 03/09/2018 | 1,972,812 |
| Allaire Bella Loykhter | Executive Vice President-RJA | 02/27/2018 | 99,884 |
| Allaire Bella Loykhter | Executive Vice President-RJA | 02/27/2018 | 99,977 |
| ACKART JENNIFER C | SVP, Controller | 02/15/2018 | 455,000 |
| Bunn James E | Co-Pres-GlobEq&Inv Banking-RJA | 01/30/2018 | 288,930 |
| Elwyn Tashtego S | President - RJA | 01/29/2018 | 708,327 |
| Carson John C Jr. | President | 01/29/2018 | 99,993 |
| JULIEN JEFFREY P | CFO, Executive VP - Fin | 01/23/2018 | 76,430 |
| Bunn James E | Co-Pres-GlobEq&Inv Banking-RJA | 01/02/2018 | 273,245 |
| Bunn James E | Co-Pres-GlobEq&Inv Banking-RJA | 01/02/2018 | 300,940 |
| REILLY PAUL C | Chief Executive Officer | 01/02/2018 | 381,476 |
| Curtis Scott A | President - RJFS | 01/02/2018 | 44,252 |
| Raney Steven M | President & CEO RJBank | 01/02/2018 | 23,814 |
| Elwyn Tashtego S | President - RJA | 01/02/2018 | 44,252 |
| Carson John C Jr. | President | 01/02/2018 | 88,593 |
| Allaire Bella Loykhter | Executive Vice President-RJA | 01/02/2018 | 60,247 |
| TROCIN JEFFREY E | Co-Pres-GlobEq&Inv Banking-RJA | 12/21/2017 | 99,977 |
| Curtis Scott A | President - RJFS | 12/15/2017 | 54,003 |
| Bunn James E | Co-Pres-GlobEq&Inv Banking-RJA | 12/15/2017 | 600,385 |
| ACKART JENNIFER C | SVP, Controller | 12/15/2017 | 6,530 |
| Carson John C Jr. | President | 12/15/2017 | 131,478 |
| Allaire Bella Loykhter | Executive Vice President-RJA | 12/15/2017 | 77,651 |
| Raney Steven M | President & CEO RJBank | 12/15/2017 | 28,678 |
| Catanese George | SVP, Chief Risk Officer | 12/15/2017 | 44,675 |
| Elwyn Tashtego S | President - RJA | 12/15/2017 | 54,003 |
| REILLY PAUL C | Chief Executive Officer | 12/15/2017 | 494,144 |
| REILLY PAUL C | Chief Executive Officer | 12/14/2017 | 1,113,063 |
| Elwyn Tashtego S | President - RJA | 12/11/2017 | 99,985 |
| TROCIN JEFFREY E | Co-Pres-GlobEq&Inv Banking-RJA | 12/11/2017 | 1,438,625 |
| Dowdle Jeffrey A | President, Asset Mgmt Group | 12/07/2017 | 711,191 |
| JULIEN JEFFREY P | CFO, Executive VP - Fin | 12/05/2017 | 99,977 |
| Catanese George | SVP, Chief Risk Officer | 12/04/2017 | 30,296 |
| ACKART JENNIFER C | SVP, Controller | 11/30/2017 | 267,683 |
| REILLY PAUL C | Chief Executive Officer | 11/29/2017 | 99,804 |
| REILLY PAUL C | Chief Executive Officer | 11/29/2017 | 99,977 |
| Raney Steven M | President & CEO RJBank | 11/30/2017 | 94,658 |
| Raney Steven M | President & CEO RJBank | 11/30/2017 | 631,350 |
| Raney Steven M | President & CEO RJBank | 11/30/2017 | 879,717 |
| ZANK DENNIS W | Chief Operating Officer | 11/29/2017 | 94,675 |
| Elwyn Tashtego S | President - RJA | 11/28/2017 | 488,330 |
| Elwyn Tashtego S | President - RJA | 11/28/2017 | 766,307 |
| JAMES THOMAS A | Chairman Emeritus | 11/27/2017 | 4,039,663 |
| JAMES THOMAS A | Chairman Emeritus | 11/28/2017 | 13,155,807 |
| JULIEN JEFFREY P | CFO, Executive VP - Fin | 11/27/2017 | 1,016,819 |
| Bunn James E | Co-Pres-GlobEq&Inv Banking-RJA | 11/21/2017 | 23,161 |
| REILLY PAUL C | Chief Executive Officer | 11/21/2017 | 64,714 |
| Allaire Bella Loykhter | Executive Vice President-RJA | 11/21/2017 | 46,577 |
| Elwyn Tashtego S | President - RJA | 11/21/2017 | 46,577 |
| Curtis Scott A | President - RJFS | 11/21/2017 | 46,577 |
| Catanese George | SVP, Chief Risk Officer | 11/21/2017 | 171,264 |
| GODBOLD FRANCIS S | Vice Chairman | 11/21/2017 | 3,848,126 |
| ZANK DENNIS W | Chief Operating Officer | 11/21/2017 | 5,302 |
| REILLY PAUL C | Chief Executive Officer | 08/08/2017 | 2,744,571 |
| Allaire Bella Loykhter | Executive Vice President-RJA | 07/31/2017 | 331,323 |
| Santelli Jonathan N | EVP, Gen Counsel, Secy | 05/25/2017 | 82,477 |
| Santelli Jonathan N | EVP, Gen Counsel, Secy | 05/26/2017 | 137,804 |
| ACKART JENNIFER C | SVP, Controller | 03/03/2017 | 200,000 |
| ZANK DENNIS W | Chief Operating Officer | 03/01/2017 | 493,815 |
| Raney Steven M | President & CEO RJBank | 02/21/2017 | 426,707 |
| Raney Steven M | President & CEO RJBank | 02/21/2017 | 361,500 |
| Raney Steven M | President & CEO RJBank | 02/22/2017 | 167,296 |
| Elwyn Tashtego S | President - RJA | 02/21/2017 | 316,823 |
| Elwyn Tashtego S | President - RJA | 02/09/2017 | 91,570 |
| ZANK DENNIS W | Chief Operating Officer | 02/07/2017 | 962,266 |
| Catanese George | SVP, Chief Risk Officer | 01/31/2017 | 335,397 |
| Elwyn Tashtego S | President - RJA | 01/30/2017 | 29,955 |
| Elwyn Tashtego S | President - RJA | 01/30/2017 | 58,558 |
| TROCIN JEFFREY E | Executive Vice President - RJF | 01/19/2017 | 35,455 |
| TROCIN JEFFREY E | Executive Vice President - RJF | 01/19/2017 | 35,501 |
| TROCIN JEFFREY E | Executive Vice President - RJF | 01/06/2017 | 99,970 |
| TROCIN JEFFREY E | Executive Vice President - RJF | 01/06/2017 | 99,999 |
| REILLY PAUL C | Chief Executive Officer | 01/03/2017 | 229,456 |
| ACKART JENNIFER C | SVP, Controller | 01/04/2017 | 189,669 |
| ACKART JENNIFER C | SVP, Controller | 01/04/2017 | 189,700 |
| Allaire Bella Loykhter | Executive Vice President-RJA | 01/03/2017 | 45,222 |
| Carson John C Jr. | President | 01/03/2017 | 83,825 |
| Curtis Scott A | President - RJFS | 01/04/2017 | 191,245 |
| ZANK DENNIS W | Chief Operating Officer | 01/03/2017 | 491,676 |
| ZANK DENNIS W | Chief Operating Officer | 12/15/2016 | 299,270 |
| Catanese George | Senior Vice President | 12/15/2016 | 84,762 |
| REILLY PAUL C | Chief Executive Officer | 12/13/2016 | 377,332 |
| JULIEN JEFFREY P | CFO, Executive VP - Fin | 12/13/2016 | 13,550 |
| JULIEN JEFFREY P | CFO, Executive VP - Fin | 12/13/2016 | 135,500 |
| Curtis Scott A | President - RJFS | 12/13/2016 | 57,996 |
| Catanese George | Senior Vice President | 12/13/2016 | 10,239 |
| Allaire Bella Loykhter | Executive Vice President-RJA | 12/13/2016 | 61,504 |
| Carson John C Jr. | President | 12/13/2016 | 146,064 |
| ACKART JENNIFER C | SVP, Controller | 12/13/2016 | 4,439 |
| Elwyn Tashtego S | President - RJA | 12/13/2016 | 68,306 |
| Elwyn Tashtego S | President - RJA | 12/12/2016 | 54,200 |
| Carson John C Jr. | President | 12/08/2016 | 1,476,574 |
| Raney Steven M | President & CEO RJBank | 12/06/2016 | 99,990 |
| Raney Steven M | President & CEO RJBank | 12/06/2016 | 99,999 |
| Raney Steven M | President & CEO RJBank | 12/07/2016 | 414,201 |
| Raney Steven M | President & CEO RJBank | 12/07/2016 | 827,834 |
| REILLY PAUL C | Chief Executive Officer | 12/05/2016 | 60,875 |
| REILLY PAUL C | Chief Executive Officer | 12/06/2016 | 99,999 |
| REILLY PAUL C | Chief Executive Officer | 12/05/2016 | 35,501 |
| ZANK DENNIS W | Chief Operating Officer | 12/05/2016 | 579,196 |
| Allison Paul D | Chair, President & CEO RJ Ltd. | 11/30/2016 | 1,184,619 |
| REILLY PAUL C | Chief Executive Officer | 11/29/2016 | 3,562,780 |
| ZANK DENNIS W | Chief Operating Officer | 11/29/2016 | 99,999 |
| Catanese George | Senior Vice President | 11/29/2016 | 89,586 |
| Catanese George | Senior Vice President | 11/29/2016 | 121,184 |
| Catanese George | Senior Vice President | 11/28/2016 | 443,138 |
| Allaire Bella Loykhter | Executive Vice President-RJA | 11/28/2016 | 270,944 |
| Allaire Bella Loykhter | Executive Vice President-RJA | 11/28/2016 | 271,000 |
| Elwyn Tashtego S | President - RJA | 11/28/2016 | 289,200 |
| Elwyn Tashtego S | President - RJA | 11/29/2016 | 426,180 |
| ACKART JENNIFER C | SVP, Controller | 11/28/2016 | 537,211 |
| Allison Paul D | Chair, President & CEO RJ Ltd. | 11/22/2016 | 338,711 |
| Allison Paul D | Chair, President & CEO RJ Ltd. | 11/22/2016 | 338,750 |
| REILLY PAUL C | Chief Executive Officer | 11/21/2016 | 133,069 |
| Dowdle Jeffrey A | President, Asset Mgmt Group | 11/22/2016 | 270,954 |
| Dowdle Jeffrey A | President, Asset Mgmt Group | 11/22/2016 | 271,000 |
| Allaire Bella Loykhter | Executive Vice President-RJA | 11/21/2016 | 120,340 |
| Curtis Scott A | President - RJFS | 11/21/2016 | 118,677 |
| Catanese George | Senior Vice President | 11/22/2016 | 153,406 |
| Catanese George | Senior Vice President | 11/21/2016 | 118,605 |
| Catanese George | Senior Vice President | 11/22/2016 | 203,250 |
| Elwyn Tashtego S | President - RJA | 11/21/2016 | 118,677 |
| JULIEN JEFFREY P | CFO, Executive VP - Fin | 11/15/2016 | 503,300 |
| JULIEN JEFFREY P | CFO, Executive VP - Fin | 11/15/2016 | 338,750 |
| JULIEN JEFFREY P | CFO, Executive VP - Fin | 09/01/2016 | 1,071,661 |
| ZANK DENNIS W | Chief Operating Officer | 08/29/2016 | 577,013 |
| Allison Paul D | Chair, President & CEO RJ Ltd. | 08/25/2016 | 338,748 |
| Allison Paul D | Chair, President & CEO RJ Ltd. | 08/25/2016 | 338,750 |
| Allaire Bella Loykhter | Executive Vice President-RJA | 08/25/2016 | 77,359 |
| Elwyn Tashtego S | President - RJA | 08/17/2016 | 181,435 |
| Elwyn Tashtego S | President - RJA | 08/17/2016 | 215,029 |
| Catanese George | Senior Vice President | 07/25/2016 | 224,095 |
| ZANK DENNIS W | Chief Operating Officer | 06/06/2016 | 848,166 |
| Dowdle Jeffrey A | President, Asset Mgmt Group | 05/26/2016 | 216,720 |
| Dowdle Jeffrey A | President, Asset Mgmt Group | 05/26/2016 | 48,762 |
| STORY SUSAN N | Director | 07/15/2015 | 2,095 |
| STORY SUSAN N | Director | 04/16/2012 | 141 |
| STORY SUSAN N | Director | 10/15/2013 | 500 |
| STORY SUSAN N | Director | 07/15/2010 | 104 |
| STORY SUSAN N | Director | 04/15/2015 | 2,067 |
| STORY SUSAN N | Director | 01/17/2012 | 138 |
| STORY SUSAN N | Director | 07/15/2013 | 486 |
| STORY SUSAN N | Director | 01/15/2015 | 1,349 |
| STORY SUSAN N | Director | 10/18/2011 | 138 |
| STORY SUSAN N | Director | 04/15/2013 | 504 |
| STORY SUSAN N | Director | 10/15/2014 | 1,178 |
| STORY SUSAN N | Director | 07/18/2011 | 132 |
| STORY SUSAN N | Director | 01/16/2013 | 498 |
| STORY SUSAN N | Director | 07/15/2014 | 1,185 |
| STORY SUSAN N | Director | 04/18/2011 | 150 |
| STORY SUSAN N | Director | 01/15/2016 | 2,335 |
| STORY SUSAN N | Director | 10/15/2012 | 148 |
| STORY SUSAN N | Director | 04/15/2014 | 1,183 |
| STORY SUSAN N | Director | 01/19/2011 | 134 |
| STORY SUSAN N | Director | 10/15/2015 | 2,098 |
| STORY SUSAN N | Director | 07/17/2012 | 132 |
| STORY SUSAN N | Director | 01/16/2014 | 954 |
| STORY SUSAN N | Director | 10/15/2010 | 109 |
| GODBOLD FRANCIS S | Vice Chairman | 02/11/2016 | 720,744 |
| Esty Benjamin | Director | 02/08/2016 | 42,180 |
| GODBOLD FRANCIS S | Vice Chairman | 02/03/2016 | 818,880 |
| JULIEN JEFFREY P | CFO, Executive VP - Fin | 02/03/2016 | 203,250 |
| TROCIN JEFFREY E | Executive Vice President - RJF | 01/26/2016 | 135,500 |
| GODBOLD FRANCIS S | Vice Chairman | 01/25/2016 | 958,474 |
| TROCIN JEFFREY E | Executive Vice President - RJF | 01/11/2016 | 199,965 |
| ZANK DENNIS W | Chief Operating Officer | 01/07/2016 | 419,525 |
| REILLY PAUL C | Chief Executive Officer | 01/04/2016 | 159,780 |
| Raney Steven M | President & CEO RJBank | 01/04/2016 | 9,803 |
| Allaire Bella Loykhter | Executive Vice President-RJA | 01/04/2016 | 440,748 |
| Allaire Bella Loykhter | Executive Vice President-RJA | 01/04/2016 | 406,500 |
| JULIEN JEFFREY P | CFO, Executive VP - Fin | 01/04/2016 | 408,352 |
| JULIEN JEFFREY P | CFO, Executive VP - Fin | 01/04/2016 | 14,370 |
| JULIEN JEFFREY P | CFO, Executive VP - Fin | 01/04/2016 | 632,000 |
| Elwyn Tashtego S | President - RJA | 12/29/2015 | 128,915 |
| REILLY PAUL C | Chief Executive Officer | 12/14/2015 | 252,989 |
| Allaire Bella Loykhter | Executive Vice President-RJA | 12/14/2015 | 44,155 |
| Raney Steven M | President & CEO RJBank | 12/14/2015 | 12,616 |
| Raney Steven M | President & CEO RJBank | 12/14/2015 | 135,500 |
| Raney Steven M | President & CEO RJBank | 12/14/2015 | 279,450 |
| Curtis Scott A | President - RJFS | 12/14/2015 | 43,761 |
| Elwyn Tashtego S | President - RJA | 12/14/2015 | 55,306 |
| ACKART JENNIFER C | SVP, Controller | 12/14/2015 | 3,154 |
| TROCIN JEFFREY E | Executive Vice President - RJF | 12/09/2015 | 65,018 |
| JAMES THOMAS A | Executive Chairman | 12/09/2015 | 414,914 |
| JAMES THOMAS A | Executive Chairman | 12/08/2015 | 1,233,086 |
| JAMES THOMAS A | Executive Chairman | 12/07/2015 | 1,077,158 |
| JAMES THOMAS A | Executive Chairman | 12/04/2015 | 7,755,927 |
| REILLY PAUL C | Chief Executive Officer | 12/01/2015 | 1,332,378 |
| REILLY PAUL C | Chief Executive Officer | 12/02/2015 | 352,782 |
| REILLY PAUL C | Chief Executive Officer | 12/01/2015 | 1,105,243 |
| Dowdle Jeffrey A | Executive Vice President-AMG | 10/16/2015 | 202,157 |