B. Riley Financial Inc. (RILY) NASDAQ
$37.30 -0.51 (-1.35%)
Market Cap: $1.06B
As of 06/09/23 03:59 PM EDT. Market closed.
B. Riley Financial Inc. (RILY)
NASDAQ
$37.30
-0.51 (-1.35%)
Market Cap: $1.06B
As of 06/09/23 03:59 PM EDT. Market closed.
B. Riley Financial provides collaborative financial services solutions tailored to fit the capital raising, business, operational, and financial advisory needs of its clients and partners. B. Riley operates through several subsidiaries that offer a diverse range of complementary end-to-end capabilities spanning investment banking and institutional brokerage, private wealth and investment ... read more
B. Riley Financial provides collaborative financial services solutions tailored to fit the capital raising, business, operational, and financial advisory needs of its clients and partners. B. Riley operates through several subsidiaries that offer a diverse range of complementary end-to-end capabilities spanning investment banking and institutional brokerage, private wealth and investment management, financial consulting, corporate restructuring, operations management, risk and compliance, due diligence, forensic accounting, litigation support, appraisal and valuation, auction and liquidation services. Certain registered affiliates of B. Riley originate and underwrite senior secured loans for asset-rich companies. B. Riley also makes proprietary investments in companies and assets with attractive return profiles. read less
COMPANY PROFILE
Sector
Finance and Insurance
Industry
Investment Banking and Securities Dealing
CEO Compensation (Base)
$600,000
CEO Compensation (Total)
$2.66M
Sector
Finance and Insurance
Industry
Investment Banking and Securities Dealing
Full Time Employees
2,210
CEO Compensation (Base)
$600,000
CEO Compensation (Total)
$2.66M
Address
.
PRICE CHART FOR B. RILEY FINANCIAL INC
From:
To:
NEWS
KEY STATS
Open
$37.87
Previous Close
$37.81
Days Range
$36.99 - $38.44
52 week range
$23.52 - $53.13
Volume
135,550
Avg. Volume (30 days)
214,979
Market Cap
$1.06B
Dividend Yield
9.95%
P/E
-
Shares Outstanding
28,135,636
Open
$37.87
Previous Close
$37.81
Days Range
$36.99 - $38.44
52 week range
$23.52 - $53.13
Volume
135,550
Avg. Volume (30 days)
214,979
Market Cap
$1.06B
Dividend Yield
9.95%
P/E
-
Shares Outstanding
28,135,636
Open in: 
Open in:
INSIDER TRANSACTIONS FOR B. RILEY FINANCIAL INC
| Owner | Relationship | Date | Transaction | Cost | # Shares | Value($) | Total Shares | Form 4 |
| Young Kenneth M | President | Jun 02, 2023 | Option Exercise | $36.43 | 7,108 | 258,944 | 230,950 | Jun 06, 2023, 04:37 PM |
| WEITZMAN HOWARD | SVP, Chief Accounting Officer | Jun 02, 2023 | Option Exercise | $36.43 | 910 | 33,151 | 47,456 | Jun 06, 2023, 04:35 PM |
| RILEY BRYANT R | Chairman and Co-CEO | Jun 02, 2023 | Option Exercise | $36.43 | 13,928 | 507,397 | 6,644,847 | Jun 06, 2023, 04:34 PM |
| Moore Andrew | CEO B. Riley Securities, Inc. | Jun 02, 2023 | Option Exercise | $36.43 | 7,297 | 265,830 | 374,120 | Jun 06, 2023, 04:33 PM |
| KELLEHER THOMAS J /ADV | Co-CEO | Jun 02, 2023 | Option Exercise | $36.43 | 13,928 | 507,397 | 116,005 | Jun 06, 2023, 04:31 PM |
| Forman Alan N | EVP, General Counsel, Sec | Jun 02, 2023 | Option Exercise | $36.43 | 1,404 | 51,148 | 130,566 | Jun 06, 2023, 04:31 PM |
| Ahn Phillip J. | CFO & Chief Operating Officer | Jun 02, 2023 | Option Exercise | $36.43 | 6,306 | 229,728 | 278,708 | Jun 06, 2023, 04:30 PM |
| Moore Andrew | CEO B. Riley Securities, Inc. | May 24, 2023 | Option Exercise | $36.83 | 3,657 | 134,687 | 381,417 | May 26, 2023, 05:01 PM |
| KELLEHER THOMAS J /ADV | Co-CEO | May 24, 2023 | Option Exercise | $36.83 | 6,856 | 252,506 | 129,933 | May 26, 2023, 05:01 PM |
| Ahn Phillip J. | CFO & Chief Operating Officer | May 24, 2023 | Option Exercise | $36.83 | 2,765 | 101,835 | 285,014 | May 26, 2023, 05:00 PM |
| WEITZMAN HOWARD | SVP, Chief Accounting Officer | May 24, 2023 | Option Exercise | $36.83 | 1,371 | 50,494 | 48,366 | May 26, 2023, 05:00 PM |
| RILEY BRYANT R | Chairman and Co-CEO | May 24, 2023 | Option Exercise | $36.83 | 6,856 | 252,506 | 6,658,775 | May 26, 2023, 05:00 PM |
| Young Kenneth M | President | May 24, 2023 | Option Exercise | $36.83 | 3,562 | 131,188 | 238,058 | May 26, 2023, 05:00 PM |
| Forman Alan N | EVP, General Counsel, Sec | May 24, 2023 | Option Exercise | $36.83 | 2,353 | 86,661 | 131,970 | May 26, 2023, 05:00 PM |
| RILEY BRYANT R | Chairman and Co-CEO | May 16, 2023 | Buy | $32.95 | 20,000 | 659,062 | 6,665,631 | May 17, 2023, 08:18 PM |
| RILEY BRYANT R | Chairman and Co-CEO | May 16, 2023 | Buy | $32.95 | 20,000 | 659,062 | 6,640,631 | May 16, 2023, 03:20 PM |
| RILEY BRYANT R | Chairman and Co-CEO | May 08, 2023 | Buy | $34.66 | 25,000 | 866,413 | 6,620,631 | May 08, 2023, 12:50 PM |
| PAULSON RANDALL E | Director | Mar 17, 2023 | Buy | $29.90 | 10,000 | 298,991 | 301,899 | Mar 20, 2023, 08:59 AM |
| RILEY BRYANT R | Chairman and Co-CEO | Mar 17, 2023 | Buy | $29.90 | 25,000 | 747,463 | 6,620,631 | Mar 20, 2023, 08:55 AM |
| ANTIN ROBERT L | Director | Mar 17, 2023 | Buy | $29.87 | 15,000 | 447,989 | 43,498 | Mar 20, 2023, 08:36 AM |
| ANTIN ROBERT L | Director | Mar 16, 2023 | Buy | $31.97 | 3,000 | 95,910 | 28,498 | Mar 20, 2023, 08:36 AM |
| Young Kenneth M | President | Mar 17, 2023 | Buy | $31.46 | 2,485 | 78,180 | 32,085 | Mar 17, 2023, 01:06 PM |
| RILEY BRYANT R | Chairman and Co-CEO | Mar 15, 2023 | Buy | $29.87 | 12,963 | 387,223 | 6,595,631 | Mar 16, 2023, 10:30 AM |
| KELLEHER THOMAS J /ADV | Co-CEO | Mar 15, 2023 | Buy | $31.13 | 10,000 | 311,301 | 32,300 | Mar 16, 2023, 10:30 AM |
| PAULSON RANDALL E | Director | Mar 15, 2023 | Buy | $30.93 | 5,000 | 154,658 | 291,899 | Mar 16, 2023, 10:30 AM |
| Moore Andrew | CEO B. Riley Securities, Inc. | Mar 10, 2023 | Buy | $33.25 | 5,000 | 166,266 | 385,074 | Mar 14, 2023, 01:34 PM |
| RILEY BRYANT R | Chairman and Co-CEO | Mar 07, 2023 | Buy | $40.45 | 7,500 | 303,409 | 6,582,668 | Mar 07, 2023, 01:58 PM |
| RILEY BRYANT R | Chairman and Co-CEO | Mar 07, 2023 | Buy | $40.58 | 7,500 | 304,352 | 207,500 | Mar 07, 2023, 01:58 PM |
| RILEY BRYANT R | Chairman and Co-CEO | Mar 07, 2023 | Buy | $40.58 | 1,000 | 40,584 | 17,537 | Mar 07, 2023, 01:58 PM |
| RILEY BRYANT R | Chairman and Co-CEO | Mar 07, 2023 | Buy | $40.56 | 1,000 | 40,563 | 17,538 | Mar 07, 2023, 01:58 PM |
| RILEY BRYANT R | Chairman and Co-CEO | Mar 07, 2023 | Buy | $40.58 | 1,000 | 40,583 | 17,538 | Mar 07, 2023, 01:58 PM |
| RILEY BRYANT R | Chairman and Co-CEO | Mar 07, 2023 | Buy | $40.58 | 1,000 | 40,584 | 17,538 | Mar 07, 2023, 01:58 PM |
| PAULSON RANDALL E | Director | Feb 23, 2023 | Buy | $36.85 | 10,000 | 368,495 | 286,899 | Feb 27, 2023, 05:32 PM |
| Moore Andrew | CEO B. Riley Securities, Inc. | Feb 24, 2023 | Buy | $36.78 | 10,000 | 367,774 | 355,462 | Feb 27, 2023, 05:31 PM |
| Ahn Phillip J. | CFO & Chief Operating Officer | Feb 08, 2023 | Option Exercise | $39.60 | 11,186 | 442,966 | 263,167 | Feb 10, 2023, 04:12 PM |
| Young Kenneth M | President | Feb 08, 2023 | Option Exercise | $39.60 | 18,737 | 741,985 | 223,161 | Feb 10, 2023, 04:11 PM |
| WEITZMAN HOWARD | SVP, Chief Accounting Officer | Dec 30, 2022 | Option Exercise | $29.07 | 575 | 16,715 | 30,473 | Feb 10, 2023, 04:09 PM |
| WEITZMAN HOWARD | SVP, Chief Accounting Officer | Feb 08, 2023 | Option Exercise | $39.60 | 2,101 | 83,200 | 48,372 | Feb 10, 2023, 04:09 PM |
| Moore Andrew | CEO B. Riley Securities, Inc. | Feb 08, 2023 | Option Exercise | $39.60 | 20,643 | 817,463 | 345,462 | Feb 10, 2023, 04:07 PM |
| Labran Renee E | Director | Feb 09, 2023 | Buy | $39.97 | 250 | 9,993 | 3,633 | Feb 09, 2023, 03:31 PM |
| D Agostino Robert P | Director | Feb 09, 2023 | Buy | $40.59 | 12,500 | 507,396 | 153,573 | Feb 09, 2023, 01:06 PM |
| RILEY BRYANT R | Chairman and Co-CEO | Feb 08, 2023 | Buy | $40.18 | 135,923 | 5,460,788 | 6,375,943 | Feb 09, 2023, 10:19 AM |
| Moore Andrew | CEO B. Riley Securities, Inc. | Feb 08, 2023 | Buy | $38.75 | 40,000 | 1,549,856 | 281,105 | Feb 08, 2023, 02:36 PM |
| PAULSON RANDALL E | Director | Jan 09, 2023 | Buy | $37.22 | 20,000 | 744,346 | 276,899 | Jan 09, 2023, 08:20 PM |
| RILEY BRYANT R | Chairman and Co-CEO | Dec 29, 2022 | Buy | $33.82 | 20,541 | 694,651 | 6,240,020 | Dec 30, 2022, 06:10 AM |
| RILEY BRYANT R | Chairman and Co-CEO | Dec 28, 2022 | Buy | $31.29 | 6,023 | 188,462 | 6,219,479 | Dec 30, 2022, 06:10 AM |
| Brandt Tamara Sue | Director | Dec 28, 2022 | Buy | $32.01 | 625 | 20,006 | 2,563 | Dec 30, 2022, 06:08 AM |
| Sheldon Michael Joseph | Director | Dec 16, 2022 | Buy | $39.86 | 10,026 | 399,627 | 54,680 | Dec 20, 2022, 06:07 AM |
| Labran Renee E | Director | Dec 16, 2022 | Buy | $40.40 | 247 | 9,978 | 3,383 | Dec 20, 2022, 06:02 AM |
| RILEY BRYANT R | Chairman and Co-CEO | Dec 16, 2022 | Buy | $40.13 | 120,000 | 4,815,612 | 6,213,456 | Dec 19, 2022, 06:19 AM |
| RILEY BRYANT R | Chairman and Co-CEO | Dec 14, 2022 | Buy | $41.93 | 38,812 | 1,627,244 | 6,068,741 | Dec 15, 2022, 02:51 PM |
| RILEY BRYANT R | Chairman and Co-CEO | Dec 15, 2022 | Buy | $40.34 | 24,715 | 996,902 | 6,093,456 | Dec 15, 2022, 02:51 PM |
| RILEY BRYANT R | Chairman and Co-CEO | Dec 05, 2022 | Buy | $43.92 | 50,000 | 2,196,025 | 6,029,929 | Dec 05, 2022, 03:59 PM |
| RILEY BRYANT R | Chairman and Co-CEO | Dec 02, 2022 | Buy | $44.33 | 1,514 | 67,111 | 5,979,929 | Dec 05, 2022, 03:59 PM |
| PAULSON RANDALL E | Director | Nov 30, 2022 | Buy | $42.84 | 2,600 | 111,375 | 256,899 | Dec 01, 2022, 09:00 AM |
| PAULSON RANDALL E | Director | Sep 16, 2022 | Buy | $46.92 | 5,892 | 276,460 | 254,299 | Sep 19, 2022, 09:28 AM |
| RILEY BRYANT R | Chairman and Co-CEO | Sep 16, 2022 | Buy | $46.83 | 8,509 | 398,453 | 5,978,415 | Sep 19, 2022, 09:28 AM |
| RILEY BRYANT R | Chairman and Co-CEO | Sep 14, 2022 | Buy | $47.68 | 1,000 | 47,677 | 16,537 | Sep 14, 2022, 02:55 PM |
| RILEY BRYANT R | Chairman and Co-CEO | Sep 14, 2022 | Buy | $47.68 | 1,000 | 47,677 | 16,538 | Sep 14, 2022, 02:55 PM |
| RILEY BRYANT R | Chairman and Co-CEO | Sep 14, 2022 | Buy | $47.68 | 1,000 | 47,677 | 16,538 | Sep 14, 2022, 02:55 PM |
| RILEY BRYANT R | Chairman and Co-CEO | Sep 14, 2022 | Buy | $47.68 | 1,000 | 47,677 | 16,538 | Sep 14, 2022, 02:55 PM |
| RILEY BRYANT R | Chairman and Co-CEO | Sep 14, 2022 | Buy | $47.46 | 25,000 | 1,186,397 | 5,969,906 | Sep 14, 2022, 02:55 PM |
| Moore Andrew | CEO B. Riley Securities, Inc. | Sep 07, 2022 | Buy | $48.12 | 5,000 | 240,603 | 261,105 | Sep 08, 2022, 09:28 AM |
| PAULSON RANDALL E | Director | Aug 31, 2022 | Buy | $49.76 | 25,000 | 1,243,898 | 248,407 | Sep 01, 2022, 09:28 AM |
| RILEY BRYANT R | Chairman and Co-CEO | Aug 31, 2022 | Buy | $49.76 | 25,000 | 1,243,898 | 5,944,906 | Sep 01, 2022, 09:28 AM |
| RILEY BRYANT R | Chairman and Co-CEO | Aug 30, 2022 | Buy | $49.17 | 25,000 | 1,229,338 | 5,919,906 | Sep 01, 2022, 09:28 AM |
| PAULSON RANDALL E | Director | Aug 02, 2022 | Buy | $52.33 | 12,500 | 654,174 | 223,407 | Aug 02, 2022, 04:08 PM |
| PAULSON RANDALL E | Director | Aug 02, 2022 | Buy | $52.33 | 15,000 | 785,009 | 225,907 | Aug 02, 2022, 02:17 PM |
| PAULSON RANDALL E | Director | Aug 01, 2022 | Buy | $52.13 | 25,000 | 1,303,370 | 210,907 | Aug 02, 2022, 02:17 PM |
| RILEY BRYANT R | Chairman and Co-CEO | Jun 10, 2022 | Option Exercise | $49.00 | 3,205 | 157,030 | 5,884,906 | Jun 14, 2022, 09:00 AM |
| RILEY BRYANT R | Chairman and Co-CEO | Jun 13, 2022 | Option Exercise | $47.00 | 10,000 | 469,993 | 5,894,906 | Jun 14, 2022, 09:00 AM |
| Young Kenneth M | President | Jun 02, 2022 | Option Exercise | $54.07 | 3,558 | 192,381 | 166,898 | Jun 03, 2022, 04:35 PM |
| Moore Andrew | CEO B. Riley Securities, Inc. | Jun 02, 2022 | Option Exercise | $54.07 | 3,652 | 197,464 | 256,105 | Jun 03, 2022, 04:34 PM |
| Forman Alan N | EVP, General Counsel, Sec | Jun 02, 2022 | Option Exercise | $54.07 | 703 | 38,011 | 96,939 | Jun 03, 2022, 04:33 PM |
| WEITZMAN HOWARD | SVP, Chief Accounting Officer | Jun 02, 2022 | Option Exercise | $54.07 | 456 | 24,656 | 29,898 | Jun 03, 2022, 04:32 PM |
| Ahn Phillip J. | CFO & Chief Operating Officer | Jun 02, 2022 | Option Exercise | $54.07 | 3,156 | 170,645 | 199,353 | Jun 03, 2022, 04:31 PM |
| KELLEHER THOMAS J /ADV | Co-CEO | Jun 02, 2022 | Option Exercise | $54.07 | 6,971 | 376,922 | 320,205 | Jun 03, 2022, 04:30 PM |
| ASHER DANIEL | 10% Owner | May 20, 2022 | Option Exercise | $49.93 | 124,400 | 6,211,500 | 1,246,993 | May 27, 2022, 04:01 PM |
| ASHER DANIEL | 10% Owner | May 20, 2022 | Option Exercise | $50.00 | 1,100 | 55,000 | 1,369,693 | May 27, 2022, 04:01 PM |
| KELLEHER THOMAS J /ADV | Co-CEO | May 24, 2022 | Option Exercise | $49.56 | 13,216 | 654,985 | 327,176 | May 26, 2022, 05:03 PM |
| Moore Andrew | CEO B. Riley Securities, Inc. | May 24, 2022 | Option Exercise | $49.56 | 7,049 | 349,348 | 259,757 | May 26, 2022, 05:03 PM |
| WEITZMAN HOWARD | SVP, Chief Accounting Officer | May 24, 2022 | Option Exercise | $49.56 | 2,643 | 130,987 | 30,354 | May 26, 2022, 05:01 PM |
| Young Kenneth M | President | May 24, 2022 | Option Exercise | $49.56 | 6,868 | 340,378 | 170,456 | May 26, 2022, 05:01 PM |
| Ahn Phillip J. | CFO & Chief Operating Officer | Jun 30, 2021 | Option Exercise | $64.18 | 331 | 21,242 | 185,793 | May 26, 2022, 05:00 PM |
| Ahn Phillip J. | CFO & Chief Operating Officer | May 24, 2022 | Option Exercise | $49.56 | 5,332 | 264,254 | 202,509 | May 26, 2022, 05:00 PM |
| Forman Alan N | EVP, General Counsel, Sec | May 24, 2022 | Option Exercise | $49.56 | 4,536 | 224,804 | 97,642 | May 26, 2022, 05:00 PM |
| ASHER DANIEL | 10% Owner | May 20, 2022 | Buy | $50.09 | 18,800 | 941,679 | 1,370,793 | May 24, 2022, 04:23 PM |
| ASHER DANIEL | 10% Owner | May 23, 2022 | Buy | $49.60 | 1,100 | 54,560 | 1,262,493 | May 24, 2022, 04:23 PM |
| ASHER DANIEL | 10% Owner | May 23, 2022 | Buy | $49.60 | 16,100 | 798,491 | 1,261,393 | May 24, 2022, 04:23 PM |
| ASHER DANIEL | 10% Owner | May 20, 2022 | Sale | $50.00 | 1,100 | 55,000 | 1,369,693 | May 24, 2022, 04:23 PM |
| ASHER DANIEL | 10% Owner | May 20, 2022 | Sale | $50.00 | 124,400 | 6,220,000 | 1,246,993 | May 24, 2022, 04:23 PM |
| ASHER DANIEL | 10% Owner | May 19, 2022 | Buy | $49.95 | 1,200 | 59,940 | 1,351,993 | May 20, 2022, 05:00 PM |
| ASHER DANIEL | 10% Owner | May 18, 2022 | Buy | $50.42 | 21,200 | 1,068,896 | 1,350,793 | May 19, 2022, 03:59 PM |
| ASHER DANIEL | 10% Owner | May 17, 2022 | Buy | $49.40 | 6,000 | 296,430 | 1,329,593 | May 18, 2022, 05:06 PM |
| ASHER DANIEL | 10% Owner | May 17, 2022 | Sale | $51.00 | 300 | 15,300 | 1,323,593 | May 18, 2022, 05:06 PM |
| ASHER DANIEL | 10% Owner | May 16, 2022 | Buy | $49.09 | 5,290 | 259,701 | 1,323,893 | May 17, 2022, 04:43 PM |
| RILEY BRYANT R | Chairman and Co-CEO | May 13, 2022 | Buy | $48.30 | 50,000 | 2,414,860 | 5,839,609 | May 13, 2022, 05:09 PM |
| KELLEHER THOMAS J /ADV | Co-CEO | May 11, 2022 | Buy | $46.14 | 5,000 | 230,684 | 29,300 | May 12, 2022, 12:04 PM |
| RILEY BRYANT R | Chairman and Co-CEO | May 11, 2022 | Buy | $45.70 | 16,296 | 744,791 | 5,789,609 | May 12, 2022, 12:04 PM |
| Labran Renee E | Director | May 09, 2022 | Buy | $48.98 | 408 | 19,984 | 1,646 | May 10, 2022, 02:32 PM |
| RILEY BRYANT R | Chairman and Co-CEO | May 10, 2022 | Buy | $46.13 | 50,000 | 2,306,490 | 5,773,313 | May 10, 2022, 12:38 PM |
| RILEY BRYANT R | Chairman and Co-CEO | May 09, 2022 | Buy | $48.70 | 25,000 | 1,217,500 | 5,723,313 | May 10, 2022, 12:38 PM |
| PAULSON RANDALL E | Director | May 03, 2022 | Buy | $48.46 | 10,000 | 484,592 | 184,417 | May 04, 2022, 01:23 PM |
| RILEY BRYANT R | Chairman and Co-CEO | May 03, 2022 | Buy | $48.71 | 48,814 | 2,377,662 | 5,698,313 | May 03, 2022, 03:14 PM |
| RILEY BRYANT R | Chairman and Co-CEO | May 02, 2022 | Buy | $46.85 | 192,529 | 9,020,138 | 5,649,499 | May 03, 2022, 11:57 AM |
| Moore Andrew | CEO B. Riley Securities, Inc. | May 02, 2022 | Buy | $45.94 | 10,000 | 459,377 | 244,758 | May 03, 2022, 11:55 AM |
| Young Kenneth M | President | May 02, 2022 | Buy | $46.69 | 2,500 | 116,734 | 29,600 | May 03, 2022, 11:53 AM |
| Sheldon Michael Joseph | Director | May 02, 2022 | Buy | $47.68 | 10,000 | 476,792 | 43,164 | May 03, 2022, 11:53 AM |
| PAULSON RANDALL E | Director | May 02, 2022 | Buy | $46.03 | 20,000 | 920,520 | 174,417 | May 03, 2022, 11:52 AM |
| ANTIN ROBERT L | Director | May 02, 2022 | Buy | $45.53 | 10,000 | 455,300 | 24,008 | May 03, 2022, 11:52 AM |
| RILEY BRYANT R | Chairman and Co-CEO | Mar 09, 2022 | Buy | $62.83 | 30,000 | 1,884,981 | 5,456,970 | Mar 10, 2022, 09:00 AM |
| PAULSON RANDALL E | Director | Feb 28, 2022 | Buy | $59.04 | 40,000 | 2,361,530 | 154,417 | Mar 02, 2022, 09:09 AM |
| Labran Renee E | Director | Mar 01, 2022 | Buy | $58.53 | 340 | 19,899 | 1,238 | Mar 02, 2022, 09:07 AM |
| Sheldon Michael Joseph | Director | Mar 01, 2022 | Buy | $59.51 | 8,430 | 501,695 | 33,164 | Mar 02, 2022, 09:06 AM |
| Young Kenneth M | President | Mar 01, 2022 | Buy | $58.98 | 10,000 | 589,752 | 27,100 | Mar 02, 2022, 09:05 AM |
| KELLEHER THOMAS J /ADV | Co-CEO | Jun 30, 2021 | Option Exercise | $64.18 | 331 | 21,242 | 298,300 | Mar 02, 2022, 09:04 AM |
| KELLEHER THOMAS J /ADV | Co-CEO | Feb 28, 2022 | Buy | $58.64 | 4,300 | 252,154 | 24,300 | Mar 02, 2022, 09:04 AM |
| RILEY BRYANT R | Chairman and Co-CEO | Mar 01, 2022 | Buy | $58.63 | 35,542 | 2,083,849 | 5,426,970 | Mar 02, 2022, 09:02 AM |
| RILEY BRYANT R | Chairman and Co-CEO | Feb 28, 2022 | Buy | $58.77 | 49,458 | 2,906,647 | 5,391,428 | Mar 02, 2022, 09:02 AM |
| RILEY BRYANT R | Chairman and Co-CEO | Dec 06, 2021 | Buy | $75.17 | 1,722 | 129,444 | 5,347,320 | Dec 07, 2021, 04:56 PM |
| RILEY BRYANT R | Chairman and Co-CEO | Nov 17, 2021 | Buy | $77.35 | 20,000 | 1,547,000 | 5,218,633 | Nov 18, 2021, 09:00 AM |
| Young Kenneth M | President | Jun 30, 2021 | Option Exercise | $64.18 | 331 | 21,242 | 155,276 | Nov 04, 2021, 09:00 AM |
| Young Kenneth M | President | Nov 03, 2021 | Buy | $78.31 | 1,000 | 78,313 | 17,100 | Nov 04, 2021, 09:00 AM |
| PAULSON RANDALL E | Director | Sep 13, 2021 | Buy | $60.51 | 15,000 | 907,659 | 114,417 | Sep 14, 2021, 09:00 AM |
| Moore Andrew | CEO B. Riley Securities, Inc. | Sep 10, 2021 | Buy | $60.20 | 5,000 | 301,000 | 234,758 | Sep 10, 2021, 02:26 PM |
| PAULSON RANDALL E | Director | Aug 19, 2021 | Buy | $60.82 | 10,000 | 608,220 | 99,417 | Aug 20, 2021, 08:30 AM |
| RILEY BRYANT R | Chairman and Co-CEO | Aug 19, 2021 | Buy | $60.61 | 135,000 | 8,181,729 | 5,198,633 | Aug 19, 2021, 01:14 PM |
| RILEY BRYANT R | Chairman and Co-CEO | Aug 17, 2021 | Buy | $63.59 | 15,000 | 953,899 | 5,063,633 | Aug 17, 2021, 03:11 PM |
| Moore Andrew | CEO B. Riley Securities, Inc. | Jun 30, 2021 | Option Exercise | $64.18 | 331 | 21,242 | 229,427 | Aug 17, 2021, 03:08 PM |
| Moore Andrew | CEO B. Riley Securities, Inc. | Aug 17, 2021 | Buy | $63.70 | 5,000 | 318,500 | 229,758 | Aug 17, 2021, 03:08 PM |
| RILEY BRYANT R | Chairman and Co-CEO | Aug 13, 2021 | Buy | $64.48 | 8,005 | 516,175 | 5,048,633 | Aug 13, 2021, 06:09 PM |
| RILEY BRYANT R | Chairman and Co-CEO | Aug 11, 2021 | Buy | $67.68 | 1,359 | 91,973 | 5,040,628 | Aug 13, 2021, 06:09 PM |
| RILEY BRYANT R | Chairman and Co-CEO | Aug 10, 2021 | Buy | $68.22 | 15,000 | 1,023,262 | 5,039,269 | Aug 11, 2021, 08:31 AM |
| RILEY BRYANT R | Chairman and Co-CEO | Aug 04, 2021 | Buy | $64.98 | 451 | 29,308 | 15,197 | Aug 06, 2021, 07:02 PM |
| RILEY BRYANT R | Chairman and Co-CEO | Aug 04, 2021 | Buy | $64.98 | 451 | 29,308 | 15,197 | Aug 06, 2021, 07:02 PM |
| RILEY BRYANT R | Chairman and Co-CEO | Aug 04, 2021 | Buy | $64.98 | 450 | 29,243 | 15,196 | Aug 06, 2021, 07:02 PM |
| RILEY BRYANT R | Chairman and Co-CEO | Aug 04, 2021 | Buy | $64.98 | 451 | 29,308 | 15,197 | Aug 06, 2021, 07:02 PM |
| KELLEHER THOMAS J /ADV | Co-CEO | May 24, 2021 | Option Exercise | $73.78 | 17,348 | 1,279,935 | 256,456 | May 26, 2021, 04:20 PM |
| Ahn Phillip J. | CFO & Chief Operating Officer | May 24, 2021 | Option Exercise | $73.78 | 7,497 | 553,129 | 163,414 | May 26, 2021, 04:19 PM |
| Young Kenneth M | President | May 24, 2021 | Option Exercise | $73.78 | 9,914 | 731,455 | 131,697 | May 26, 2021, 04:19 PM |
| WEITZMAN HOWARD | SVP, Chief Accounting Officer | May 24, 2021 | Option Exercise | $73.78 | 3,317 | 244,728 | 44,398 | May 26, 2021, 04:19 PM |
| Moore Andrew | CEO B. Riley Securities, Inc. | May 24, 2021 | Option Exercise | $73.78 | 10,355 | 763,992 | 202,379 | May 26, 2021, 04:18 PM |
| Moore Andrew | CEO B. Riley Securities, Inc. | May 06, 2021 | Buy | $67.68 | 5,000 | 338,424 | 212,734 | May 06, 2021, 02:45 PM |
| RILEY BRYANT R | Chairman and Co-CEO | Jan 29, 2021 | Buy | $48.25 | 1,500 | 72,370 | 4,983,177 | Feb 02, 2021, 08:31 AM |
| RILEY BRYANT R | Chairman and Co-CEO | Jan 28, 2021 | Buy | $48.71 | 6,791 | 330,817 | 4,981,677 | Jan 29, 2021, 08:30 AM |
| RILEY BRYANT R | Chairman and Co-CEO | Jan 27, 2021 | Buy | $48.42 | 11,209 | 542,759 | 4,974,886 | Jan 29, 2021, 08:30 AM |
| RILEY BRYANT R | Chairman and Co-CEO | Jan 26, 2021 | Buy | $48.56 | 4,093 | 198,767 | 4,955,770 | Jan 27, 2021, 02:50 PM |
| RILEY BRYANT R | Chairman and Co-CEO | Jan 27, 2021 | Buy | $47.91 | 7,907 | 378,786 | 4,963,677 | Jan 27, 2021, 02:50 PM |
| Sheldon Michael Joseph | Director | Jan 25, 2021 | Buy | $48.95 | 2,089 | 102,257 | 23,660 | Jan 25, 2021, 02:53 PM |
| RILEY BRYANT R | Chairman and Co-CEO | Jan 22, 2021 | Buy | $47.78 | 1,672 | 79,883 | 4,951,677 | Jan 25, 2021, 08:30 AM |
| RILEY BRYANT R | Chairman and Co-CEO | Jan 22, 2021 | Buy | $47.45 | 842 | 39,953 | 6,417 | Jan 25, 2021, 08:30 AM |
| RILEY BRYANT R | Chairman and Co-CEO | Jan 22, 2021 | Buy | $47.45 | 842 | 39,953 | 6,417 | Jan 25, 2021, 08:30 AM |
| RILEY BRYANT R | Chairman and Co-CEO | Jan 22, 2021 | Buy | $47.45 | 842 | 39,953 | 6,417 | Jan 25, 2021, 08:30 AM |
| RILEY BRYANT R | Chairman and Co-CEO | Jan 22, 2021 | Buy | $47.45 | 842 | 39,953 | 6,417 | Jan 25, 2021, 08:30 AM |
| RILEY BRYANT R | Chairman and Co-CEO | Jan 22, 2021 | Buy | $47.26 | 4,960 | 234,423 | 84,369 | Jan 25, 2021, 08:30 AM |
| Young Kenneth M | President | Jan 13, 2021 | Buy | $46.00 | 1,600 | 73,600 | 16,100 | Jan 13, 2021, 08:36 AM |
| RILEY BRYANT R | Chairman and Co-CEO | Jan 13, 2021 | Buy | $46.00 | 100,000 | 4,600,000 | 4,950,005 | Jan 13, 2021, 08:34 AM |
| PAULSON RANDALL E | Director | Jan 13, 2021 | Buy | $46.00 | 10,000 | 460,000 | 88,343 | Jan 13, 2021, 08:34 AM |
| KELLEHER THOMAS J /ADV | Co-CEO | Jan 13, 2021 | Buy | $46.00 | 10,000 | 460,000 | 459,848 | Jan 13, 2021, 08:34 AM |
| Ahn Phillip J. | CFO & Chief Operating Officer | Dec 15, 2020 | Option Exercise | $36.78 | 46,188 | 1,698,795 | 170,911 | Dec 16, 2020, 08:31 PM |
| Young Kenneth M | President | Dec 15, 2020 | Option Exercise | $36.78 | 44,808 | 1,648,038 | 141,611 | Dec 16, 2020, 08:31 PM |
| KELLEHER THOMAS J /ADV | Co-CEO | Dec 15, 2020 | Option Exercise | $36.78 | 99,160 | 3,647,105 | 273,804 | Dec 16, 2020, 08:31 PM |
| WEITZMAN HOWARD | SVP, Chief Accounting Officer | Dec 15, 2020 | Option Exercise | $36.78 | 11,547 | 424,699 | 47,715 | Dec 16, 2020, 08:31 PM |
| RILEY BRYANT R | Chairman and Co-CEO | Dec 15, 2020 | Option Exercise | $36.78 | 99,160 | 3,647,105 | 4,850,005 | Dec 16, 2020, 08:30 PM |
| Forman Alan N | EVP, General Counsel, Sec | Dec 15, 2020 | Option Exercise | $36.78 | 22,769 | 837,444 | 99,988 | Dec 16, 2020, 08:30 PM |
| Moore Andrew | CEO B. Riley Securities, Inc. | Dec 15, 2020 | Option Exercise | $36.78 | 46,188 | 1,698,795 | 207,734 | Dec 16, 2020, 08:30 PM |
| Ahn Phillip J. | CFO & Chief Operating Officer | Jun 30, 2020 | Option Exercise | $18.50 | 992 | 18,348 | 117,099 | Dec 07, 2020, 09:19 PM |
| RILEY BRYANT R | Chairman and Co-CEO | Nov 19, 2020 | Buy | $32.53 | 15,000 | 487,984 | 4,749,165 | Nov 20, 2020, 06:02 AM |
| RILEY BRYANT R | Chairman and Co-CEO | Nov 03, 2020 | Buy | $26.66 | 141,728 | 3,778,213 | 317,915 | Nov 05, 2020, 06:11 PM |
| PAULSON RANDALL E | Director | Nov 03, 2020 | Buy | $26.65 | 40,000 | 1,066,008 | 78,343 | Nov 03, 2020, 03:14 PM |
| RILEY BRYANT R | Chairman and Co-CEO | Nov 03, 2020 | Buy | $26.66 | 60,000 | 1,599,510 | 4,734,165 | Nov 03, 2020, 03:13 PM |
| RILEY BRYANT R | Chairman and Co-CEO | Sep 08, 2020 | Buy | $25.59 | 1,224 | 31,328 | 4,674,165 | Sep 09, 2020, 05:05 PM |
| RILEY BRYANT R | Chairman and Co-CEO | Sep 04, 2020 | Buy | $26.21 | 2,282 | 59,815 | 4,672,941 | Sep 08, 2020, 08:31 AM |
| RILEY BRYANT R | Chairman and Co-CEO | Sep 02, 2020 | Buy | $27.15 | 700 | 19,005 | 5,575 | Sep 03, 2020, 08:54 AM |
| RILEY BRYANT R | Chairman and Co-CEO | Sep 02, 2020 | Buy | $27.15 | 700 | 19,005 | 5,575 | Sep 03, 2020, 08:54 AM |
| RILEY BRYANT R | Chairman and Co-CEO | Sep 02, 2020 | Buy | $27.15 | 700 | 19,005 | 5,575 | Sep 03, 2020, 08:54 AM |
| RILEY BRYANT R | Chairman and Co-CEO | Sep 02, 2020 | Buy | $27.15 | 15,000 | 407,250 | 4,670,659 | Sep 03, 2020, 08:54 AM |
| RILEY BRYANT R | Chairman and Co-CEO | Sep 02, 2020 | Buy | $27.15 | 700 | 19,005 | 5,575 | Sep 03, 2020, 08:54 AM |
| RILEY BRYANT R | Chairman and Co-CEO | Aug 26, 2020 | Buy | $26.67 | 20,000 | 533,312 | 4,655,659 | Aug 27, 2020, 08:50 AM |
| PAULSON RANDALL E | Director | Aug 07, 2020 | Buy | $26.96 | 25,000 | 674,020 | 38,343 | Aug 07, 2020, 11:45 AM |
| Young Kenneth M | President | Jun 30, 2020 | Option Exercise | $18.50 | 992 | 18,348 | 86,419 | Aug 07, 2020, 09:57 AM |
| Young Kenneth M | President | Aug 06, 2020 | Buy | $27.28 | 1,000 | 27,280 | 14,500 | Aug 07, 2020, 09:57 AM |
| RILEY BRYANT R | Chairman and Co-CEO | Aug 06, 2020 | Buy | $27.15 | 25,000 | 678,745 | 4,635,659 | Aug 07, 2020, 09:55 AM |
| RILEY BRYANT R | Chairman and Co-CEO | Jun 10, 2020 | Buy | $22.74 | 10,689 | 243,094 | 4,610,659 | Jun 10, 2020, 11:49 AM |
| RILEY BRYANT R | Chairman and Co-CEO | Jun 09, 2020 | Buy | $22.98 | 9,311 | 213,946 | 4,599,970 | Jun 10, 2020, 11:49 AM |
| RILEY BRYANT R | Chairman and Co-CEO | Jun 03, 2020 | Buy | $20.81 | 40,000 | 832,260 | 4,590,659 | Jun 04, 2020, 09:01 AM |
| Ahn Phillip J. | CFO & Chief Operating Officer | May 22, 2020 | Option Exercise | $18.54 | 8,535 | 158,239 | 116,107 | May 26, 2020, 05:31 PM |
| Young Kenneth M | President | May 22, 2020 | Option Exercise | $18.54 | 8,455 | 156,756 | 85,427 | May 26, 2020, 05:30 PM |
| WEITZMAN HOWARD | SVP, Chief Accounting Officer | May 22, 2020 | Option Exercise | $18.54 | 2,872 | 53,247 | 34,262 | May 26, 2020, 05:29 PM |
| RILEY BRYANT R | Chairman and Co-CEO | May 21, 2020 | Buy | $18.25 | 1,835 | 33,485 | 4,550,659 | May 26, 2020, 05:28 PM |
| Moore Andrew | CEO of B. Riley FBR, Inc. | May 22, 2020 | Option Exercise | $18.54 | 8,831 | 163,727 | 152,930 | May 26, 2020, 05:27 PM |
| Forman Alan N | EVP, General Counsel, Sec | May 22, 2020 | Option Exercise | $18.54 | 5,657 | 104,881 | 72,757 | May 26, 2020, 05:26 PM |
| KELLEHER THOMAS J /ADV | Co-CEO | May 22, 2020 | Option Exercise | $18.54 | 8,131 | 150,749 | 171,972 | May 26, 2020, 05:25 PM |
| ANTIN ROBERT L | Director | Mar 20, 2020 | Buy | $18.65 | 2,000 | 37,300 | 9,478 | Mar 20, 2020, 09:36 PM |
| Williams Mikel H | Director | Mar 13, 2020 | Buy | $19.61 | 8,870 | 173,955 | 60,582 | Mar 19, 2020, 08:59 PM |
| Young Kenneth M | President | Dec 31, 2019 | Option Exercise | $21.40 | 340 | 7,277 | 71,758 | Mar 16, 2020, 06:53 PM |
| Young Kenneth M | President | Mar 13, 2020 | Buy | $20.24 | 3,500 | 70,825 | 13,500 | Mar 16, 2020, 06:53 PM |
| Moore Andrew | CEO of B. Riley FBR, Inc. | Mar 16, 2020 | Buy | $18.08 | 6,000 | 108,470 | 139,637 | Mar 16, 2020, 03:44 PM |
| Sheldon Michael Joseph | Director | Mar 13, 2020 | Buy | $18.91 | 5,327 | 100,734 | 18,115 | Mar 13, 2020, 02:40 PM |
| RILEY BRYANT R | Chairman and Co-CEO | Mar 11, 2020 | Buy | $20.20 | 4,654 | 94,022 | 4,507,342 | Mar 13, 2020, 10:01 AM |
| Forman Alan N | EVP, General Counsel, Sec | Mar 11, 2020 | Buy | $20.19 | 4,000 | 80,763 | 64,587 | Mar 13, 2020, 10:00 AM |
| Ahn Phillip J. | CFO & Chief Operating Officer | Mar 11, 2020 | Buy | $20.21 | 4,000 | 80,853 | 105,284 | Mar 13, 2020, 10:00 AM |
| KELLEHER THOMAS J /ADV | Co-CEO | Mar 11, 2020 | Buy | $20.19 | 2,500 | 50,476 | 5,600 | Mar 11, 2020, 06:11 PM |
| KELLEHER THOMAS J /ADV | Co-CEO | Mar 09, 2020 | Buy | $20.67 | 2,500 | 51,686 | 3,100 | Mar 11, 2020, 06:11 PM |
| KELLEHER THOMAS J /ADV | Co-CEO | Mar 11, 2020 | Buy | $20.19 | 2,500 | 50,476 | 15,100 | Mar 11, 2020, 06:11 PM |
| KELLEHER THOMAS J /ADV | Co-CEO | Mar 09, 2020 | Buy | $20.67 | 2,500 | 51,686 | 12,600 | Mar 11, 2020, 06:11 PM |
| RILEY BRYANT R | Chairman and Co-CEO | Aug 14, 2019 | Buy | $20.09 | 8,269 | 166,106 | 4,502,688 | Aug 15, 2019, 11:05 AM |
| RILEY BRYANT R | Chairman and Co-CEO | Aug 13, 2019 | Buy | $20.53 | 11,731 | 240,785 | 4,494,419 | Aug 15, 2019, 11:05 AM |
| Young Kenneth M | President | Jun 28, 2019 | Option Exercise | $17.73 | 788 | 13,972 | 71,418 | Jul 16, 2019, 06:18 PM |
| Moore Andrew | CEO of B. Riley FBR, Inc. | Jun 28, 2019 | Option Exercise | $17.73 | 1,198 | 21,242 | 133,637 | Jul 16, 2019, 06:10 PM |
| KELLEHER THOMAS J /ADV | Co-CEO | Jun 28, 2019 | Option Exercise | $17.73 | 1,198 | 21,242 | 138,621 | Jul 16, 2019, 06:09 PM |
| Ahn Phillip J. | CFO & Chief Operating Officer | Jun 28, 2019 | Option Exercise | $17.73 | 1,198 | 21,242 | 101,284 | Jul 16, 2019, 06:06 PM |
| WEITZMAN HOWARD | SVP, Chief Accounting Officer | May 24, 2019 | Option Exercise | $20.32 | 3,152 | 64,049 | 38,838 | May 29, 2019, 05:02 PM |
| WEITZMAN HOWARD | SVP, Chief Accounting Officer | May 24, 2019 | Sale | $19.49 | 10,000 | 194,900 | 28,838 | May 29, 2019, 05:02 PM |
| Gumaer Andrew | CEO of Great American Grp, LLC | May 24, 2019 | Option Exercise | $20.32 | 9,125 | 185,420 | 320,867 | May 29, 2019, 05:02 PM |
| Ahn Phillip J. | CFO & Chief Operating Officer | Dec 31, 2018 | Option Exercise | $12.07 | 573 | 6,916 | 88,770 | May 29, 2019, 05:01 PM |
| Ahn Phillip J. | CFO & Chief Operating Officer | May 24, 2019 | Option Exercise | $20.32 | 6,642 | 134,965 | 100,086 | May 29, 2019, 05:01 PM |
| Young Kenneth M | President | May 24, 2019 | Option Exercise | $20.32 | 5,207 | 105,806 | 70,630 | May 29, 2019, 05:01 PM |
| Forman Alan N | EVP, General Counsel, Sec | May 24, 2019 | Option Exercise | $20.32 | 4,893 | 99,426 | 60,587 | May 29, 2019, 05:00 PM |
| RILEY BRYANT R | Chairman and Co-CEO | May 09, 2019 | Buy | $19.28 | 25,516 | 491,839 | 4,444,207 | May 09, 2019, 03:05 PM |
| RILEY BRYANT R | Chairman and Co-CEO | May 08, 2019 | Buy | $19.25 | 9,738 | 187,455 | 4,418,691 | May 09, 2019, 03:05 PM |
| RILEY BRYANT R | Chairman and Co-CEO | May 07, 2019 | Buy | $19.00 | 4,975 | 94,525 | 4,408,953 | May 09, 2019, 03:05 PM |
| Sims Todd D. | Director | Aug 09, 2018 | Buy | $22.38 | 2,250 | 50,364 | 11,651 | Mar 18, 2019, 06:49 PM |
| Young Kenneth M | President | Dec 31, 2018 | Option Exercise | $12.07 | 230 | 2,776 | 55,314 | Mar 18, 2019, 06:49 PM |
| Young Kenneth M | President | Mar 15, 2019 | Buy | $17.16 | 10,000 | 171,599 | 10,000 | Mar 18, 2019, 06:49 PM |
| KELLEHER THOMAS J /ADV | Co-CEO | Dec 31, 2018 | Option Exercise | $12.07 | 1,091 | 13,168 | 98,942 | Mar 15, 2019, 06:35 PM |
| KELLEHER THOMAS J /ADV | Co-CEO | Mar 14, 2019 | Buy | $16.75 | 10,000 | 167,512 | 10,100 | Mar 15, 2019, 06:35 PM |
| Moore Andrew | CEO of B. Riley FBR, Inc. | Dec 31, 2018 | Option Exercise | $12.07 | 1,091 | 13,168 | 101,916 | Mar 14, 2019, 08:44 PM |
| Moore Andrew | CEO of B. Riley FBR, Inc. | Mar 14, 2019 | Buy | $16.97 | 10,000 | 169,747 | 111,916 | Mar 14, 2019, 08:44 PM |
| RILEY BRYANT R | Chairman and Co-CEO | Mar 08, 2019 | Buy | $16.95 | 32,945 | 558,273 | 4,403,978 | Mar 08, 2019, 05:23 PM |
| RILEY BRYANT R | Chairman and Co-CEO | Mar 07, 2019 | Buy | $16.93 | 13,945 | 236,051 | 4,371,033 | Mar 08, 2019, 05:23 PM |
| RILEY BRYANT R | Chairman and Co-CEO | Mar 06, 2019 | Buy | $16.82 | 3,110 | 52,320 | 4,357,088 | Mar 08, 2019, 05:23 PM |
| Sheldon Michael Joseph | Director | Feb 22, 2019 | Buy | $16.52 | 5,310 | 87,710 | 10,178 | Feb 26, 2019, 05:00 PM |
| RILEY BRYANT R | Chairman and Co-CEO | Feb 22, 2019 | Buy | $16.63 | 1,201 | 19,973 | 4,353,978 | Feb 25, 2019, 05:00 PM |
| RILEY BRYANT R | Chairman and Co-CEO | Feb 21, 2019 | Buy | $16.28 | 19,512 | 317,644 | 4,352,777 | Feb 25, 2019, 05:00 PM |
| D Agostino Robert P | Director | Feb 22, 2019 | Buy | $16.63 | 679 | 11,292 | 132,443 | Feb 25, 2019, 05:00 PM |
| D Agostino Robert P | Director | Feb 21, 2019 | Buy | $16.30 | 7,662 | 124,857 | 131,764 | Feb 25, 2019, 05:00 PM |
| RILEY BRYANT R | Chairman and Co-CEO | Feb 13, 2019 | Buy | $15.65 | 12,699 | 198,709 | 4,333,265 | Feb 14, 2019, 05:06 PM |
| RILEY BRYANT R | Chairman and Co-CEO | Dec 10, 2018 | Buy | $17.15 | 4,330 | 74,256 | 4,875 | Dec 11, 2018, 03:12 PM |
| RILEY BRYANT R | Chairman and Co-CEO | Dec 10, 2018 | Buy | $17.15 | 4,330 | 74,256 | 4,875 | Dec 11, 2018, 03:12 PM |
| RILEY BRYANT R | Chairman and Co-CEO | Dec 10, 2018 | Buy | $17.15 | 4,330 | 74,256 | 4,875 | Dec 11, 2018, 03:12 PM |
| RILEY BRYANT R | Chairman and Co-CEO | Dec 07, 2018 | Buy | $17.40 | 4,400 | 76,560 | 73,617 | Dec 11, 2018, 03:12 PM |
| RILEY BRYANT R | Chairman and Co-CEO | Dec 07, 2018 | Buy | $17.28 | 10,500 | 181,440 | 4,322,666 | Dec 11, 2018, 03:12 PM |
| RILEY BRYANT R | Chairman and Co-CEO | Dec 10, 2018 | Buy | $17.15 | 4,330 | 74,256 | 4,875 | Dec 11, 2018, 03:12 PM |
| Young Kenneth M | President | Oct 01, 2018 | Option Exercise | $22.01 | 1,996 | 43,932 | 55,084 | Oct 03, 2018, 05:00 PM |
| Gumaer Andrew | CEO of Great American Grp, LLC | Aug 22, 2018 | Option Exercise | $22.20 | 9,716 | 215,695 | 329,992 | Aug 24, 2018, 04:15 PM |
| Wunderlich Gary Kent JR | Director | Jul 03, 2018 | Option Exercise | $22.70 | 3,981 | 90,369 | 241,213 | Jul 06, 2018, 04:30 PM |
| Ahn Phillip J. | CFO & Chief Operating Officer | May 24, 2018 | Option Exercise | $20.85 | 4,566 | 95,201 | 70,197 | May 29, 2018, 05:02 PM |
| Forman Alan N | EVP, General Counsel, Sec | May 24, 2018 | Option Exercise | $20.85 | 3,364 | 70,139 | 39,153 | May 29, 2018, 05:01 PM |
| Gumaer Andrew | CEO of Great American Grp, LLC | May 24, 2018 | Option Exercise | $20.85 | 6,530 | 136,151 | 319,708 | May 29, 2018, 05:01 PM |
| RILEY BRYANT R | Chairman and CEO | May 24, 2018 | Option Exercise | $20.85 | 13,093 | 272,989 | 4,274,346 | May 29, 2018, 05:01 PM |
| WEITZMAN HOWARD | SVP, Chief Accounting Officer | May 24, 2018 | Option Exercise | $20.85 | 2,172 | 45,286 | 25,794 | May 29, 2018, 05:00 PM |
| RILEY BRYANT R | Chairman and CEO | Mar 16, 2018 | Buy | $18.25 | 221,181 | 4,036,553 | 4,287,439 | Mar 19, 2018, 05:15 PM |
| RILEY BRYANT R | Chairman and CEO | Mar 13, 2018 | Buy | $18.65 | 7,200 | 134,280 | 69,217 | Mar 15, 2018, 08:29 PM |
| WEITZMAN HOWARD | SVP, Chief Accounting Officer | Dec 10, 2017 | Option Exercise | $18.30 | 1,447 | 26,480 | 27,966 | Dec 12, 2017, 06:03 PM |
| Gumaer Andrew | CEO of Great American Grp, LLC | Dec 10, 2017 | Option Exercise | $18.30 | 3,618 | 66,209 | 326,238 | Dec 12, 2017, 06:02 PM |
| RILEY BRYANT R | Chairman and CEO | Dec 01, 2017 | Buy | $17.80 | 26,072 | 464,063 | 4,066,258 | Dec 04, 2017, 12:59 PM |
| RILEY BRYANT R | Chairman and CEO | Dec 01, 2017 | Buy | $17.95 | 5,000 | 89,750 | 62,017 | Dec 04, 2017, 12:59 PM |
| RILEY BRYANT R | Chairman and CEO | Nov 30, 2017 | Buy | $18.15 | 7,500 | 136,128 | 57,017 | Dec 04, 2017, 12:59 PM |
| RILEY BRYANT R | Chairman and CEO | Nov 20, 2017 | Buy | $17.75 | 8,679 | 154,052 | 49,517 | Nov 20, 2017, 04:11 PM |
| RILEY BRYANT R | Chairman and CEO | Nov 17, 2017 | Buy | $17.70 | 5,413 | 95,810 | 40,838 | Nov 20, 2017, 04:11 PM |
| RILEY BRYANT R | Chairman and CEO | Nov 16, 2017 | Buy | $17.15 | 7,325 | 125,624 | 35,425 | Nov 20, 2017, 04:11 PM |
| HENDRIX RICHARD J | Director | Jul 03, 2017 | Option Exercise | $18.35 | 14,792 | 271,433 | 236,862 | Jul 06, 2017, 08:10 PM |
| RILEY BRYANT R | Chairman and CEO | Jun 15, 2017 | Buy | $15.55 | 28,000 | 435,411 | 28,100 | Jun 16, 2017, 12:36 PM |
| RILEY BRYANT R | Chairman and CEO | Jun 02, 2017 | Buy | $14.56 | 31,480 | 458,311 | 4,001,476 | Jun 06, 2017, 08:02 PM |
| KELLEHER THOMAS J /ADV | President | Jun 02, 2017 | Buy | $14.56 | 3,148 | 45,831 | 48,757 | Jun 06, 2017, 08:02 PM |
| HENDRIX RICHARD J | Director | Jun 01, 2017 | Option Exercise | $14.70 | 10,607 | 155,923 | 248,596 | Jun 05, 2017, 08:28 PM |
| Forman Alan N | EVP, General Counsel, Sec | May 24, 2017 | Option Exercise | $14.10 | 2,278 | 32,120 | 28,001 | May 26, 2017, 05:16 PM |
| Gumaer Andrew | CEO of Great American Grp, LLC | May 24, 2017 | Option Exercise | $14.10 | 3,847 | 54,243 | 305,662 | May 26, 2017, 05:15 PM |
| ASHER DANIEL | 10% Owner | May 22, 2017 | Sale | $15.50 | 125 | 1,938 | 2,344,193 | May 24, 2017, 04:06 PM |
| ASHER DANIEL | 10% Owner | Apr 25, 2017 | Sale | $15.10 | 1,577 | 23,813 | 2,344,318 | Apr 27, 2017, 04:10 PM |
| Sims Todd D. | Director | Mar 16, 2017 | Buy | $14.97 | 3,300 | 49,387 | 4,533 | Mar 20, 2017, 04:02 PM |
| ASHER DANIEL | 10% Owner | Mar 14, 2017 | Sale | $15.00 | 932 | 13,980 | 2,345,895 | Mar 16, 2017, 04:01 PM |
| ASHER DANIEL | 10% Owner | Mar 13, 2017 | Sale | $15.40 | 507 | 7,808 | 2,346,827 | Mar 15, 2017, 04:00 PM |
| ASHER DANIEL | 10% Owner | Mar 10, 2017 | Sale | $15.60 | 2,640 | 41,185 | 2,348,974 | Mar 14, 2017, 04:05 PM |
| ASHER DANIEL | 10% Owner | Mar 03, 2017 | Sale | $15.25 | 198 | 3,020 | 2,349,974 | Mar 07, 2017, 04:00 PM |
| ASHER DANIEL | 10% Owner | Mar 02, 2017 | Sale | $15.60 | 184 | 2,870 | 2,350,172 | Mar 07, 2017, 03:46 PM |
| ASHER DANIEL | 10% Owner | Mar 02, 2017 | Sale | $15.60 | 184 | 2,870 | 2,349,974 | Mar 06, 2017, 04:05 PM |
| ASHER DANIEL | 10% Owner | Mar 01, 2017 | Sale | $15.70 | 1,067 | 16,752 | 2,350,356 | Mar 03, 2017, 04:10 PM |
| ASHER DANIEL | 10% Owner | Feb 22, 2017 | Sale | $16.10 | 1,800 | 28,985 | 2,353,623 | Mar 02, 2017, 04:08 PM |
| ASHER DANIEL | 10% Owner | Jan 27, 2017 | Sale | $20.81 | 515 | 10,715 | 2,353,738 | Mar 02, 2017, 03:55 PM |
| ASHER DANIEL | 10% Owner | Jan 25, 2017 | Sale | $20.90 | 2,663 | 55,651 | 2,354,238 | Mar 02, 2017, 03:45 PM |
| ASHER DANIEL | 10% Owner | Feb 22, 2017 | Buy | $16.10 | 1,800 | 28,985 | 2,353,623 | Feb 24, 2017, 09:00 AM |
| ASHER DANIEL | 10% Owner | Jan 27, 2017 | Buy | $20.81 | 515 | 10,715 | 2,353,738 | Jan 30, 2017, 08:49 AM |
| ASHER DANIEL | 10% Owner | Jan 25, 2017 | Buy | $20.90 | 2,663 | 55,651 | 2,354,238 | Jan 26, 2017, 09:29 AM |
| KELLEHER THOMAS J /ADV | President | Dec 10, 2016 | Option Exercise | $16.90 | 3,618 | 61,144 | 45,609 | Dec 13, 2016, 08:02 PM |
| Ahn Phillip J. | CFO & Chief Operating Officer | Dec 10, 2016 | Option Exercise | $16.90 | 2,894 | 48,909 | 55,408 | Dec 13, 2016, 08:01 PM |
| WEITZMAN HOWARD | SVP, Chief Accounting Officer | Dec 10, 2016 | Option Exercise | $16.90 | 1,448 | 24,471 | 20,703 | Dec 13, 2016, 08:00 PM |
| Gumaer Andrew | CEO of Great American Grp, LLC | Dec 10, 2016 | Option Exercise | $16.90 | 3,618 | 61,144 | 309,509 | Dec 13, 2016, 07:58 PM |
| Forman Alan N | EVP, General Counsel, Sec | Dec 10, 2016 | Option Exercise | $16.90 | 2,112 | 35,693 | 30,279 | Dec 13, 2016, 07:56 PM |
| RILEY BRYANT R | Chairman and CEO | Dec 10, 2016 | Option Exercise | $16.90 | 5,789 | 97,834 | 3,969,996 | Dec 13, 2016, 07:53 PM |
| ASHER DANIEL | 10% Owner | Jul 19, 2016 | Buy | $9.10 | 149,700 | 1,362,270 | 2,356,901 | Jul 21, 2016, 11:31 AM |
| ASHER DANIEL | 10% Owner | Jul 14, 2016 | Buy | $9.10 | 95,210 | 866,158 | 2,207,201 | Jul 15, 2016, 11:31 AM |
| ASHER DANIEL | 10% Owner | Jul 13, 2016 | Buy | $9.05 | 100 | 905 | 2,111,991 | Jul 15, 2016, 11:31 AM |
| ASHER DANIEL | 10% Owner | Jul 05, 2016 | Buy | $8.92 | 100 | 892 | 2,111,891 | Jul 15, 2016, 11:31 AM |
| ASHER DANIEL | 10% Owner | Jul 07, 2016 | Buy | $8.86 | 3,275 | 29,016 | 2,111,791 | Jul 12, 2016, 04:33 PM |
| ASHER DANIEL | 10% Owner | Jul 06, 2016 | Buy | $8.78 | 4,816 | 42,284 | 2,108,516 | Jul 12, 2016, 04:33 PM |
| ASHER DANIEL | 10% Owner | Jul 05, 2016 | Buy | $8.92 | 3,700 | 33,004 | 2,103,700 | Jul 12, 2016, 04:33 PM |
| Forman Alan N | EVP, General Counsel, Sec. | May 05, 2016 | Buy | $9.50 | 3,000 | 28,500 | 17,201 | May 09, 2016, 02:54 PM |
| KELLEHER THOMAS J /ADV | President | May 06, 2016 | Buy | $9.50 | 1,500 | 14,250 | 600 | May 09, 2016, 02:53 PM |
| KELLEHER THOMAS J /ADV | President | May 06, 2016 | Buy | $9.50 | 500 | 4,750 | 600 | May 09, 2016, 02:53 PM |
| KELLEHER THOMAS J /ADV | President | May 06, 2016 | Buy | $9.50 | 16,000 | 152,000 | 456,248 | May 09, 2016, 02:53 PM |
| Todaro Richard L | Director | May 05, 2016 | Buy | $9.50 | 10,000 | 95,000 | 17,537 | May 09, 2016, 12:39 PM |
| Ahn Phillip J. | CFO &COO | May 05, 2016 | Buy | $9.50 | 4,000 | 38,000 | 38,048 | May 09, 2016, 12:38 PM |
| D Agostino Robert P | Director | May 05, 2016 | Buy | $9.50 | 40,000 | 380,000 | 116,602 | May 06, 2016, 03:27 PM |
| Williams Mikel H | Director | May 05, 2016 | Buy | $9.50 | 40,000 | 380,000 | 41,602 | May 06, 2016, 03:25 PM |
| RILEY BRYANT R | Chairman and CEO | May 05, 2016 | Buy | $9.50 | 152,372 | 1,447,534 | 3,935,278 | May 06, 2016, 03:23 PM |
| Forman Alan N | EVP, General Counsel, Sec. | May 12, 2015 | Option Exercise | $10.50 | 85 | 893 | 14,201 | May 12, 2015, 04:29 PM |
| RILEY BRYANT R | Chairman and CEO | Dec 29, 2014 | Option Exercise | $5.00 | 8,875 | 44,375 | 3,744,810 | Dec 30, 2014, 04:07 PM |
| RILEY BRYANT R | Chairman and CEO | Aug 26, 2014 | Buy | $8.00 | 100 | 800 | 100 | Aug 27, 2014, 05:15 PM |
| RILEY BRYANT R | Chairman and CEO | Aug 26, 2014 | Buy | $8.00 | 400 | 3,200 | 3,753,685 | Aug 27, 2014, 05:15 PM |
| KELLEHER THOMAS J /ADV | President | Aug 26, 2014 | Buy | $8.00 | 500 | 4,000 | 440,748 | Aug 27, 2014, 05:14 PM |
| RILEY BRYANT R | Chairman and CEO | May 19, 2014 | Buy | $5.00 | 200,000 | 1,000,000 | 200,000 | Jun 20, 2014, 05:02 PM |
| MILLER LLOYD I III | 10% Owner | May 19, 2014 | Buy | $0.25 | 4,000,000 | 1,000,000 | 4,000,000 | May 22, 2014, 04:37 PM |
| MILLER LLOYD I III | 10% Owner | May 19, 2014 | Buy | $0.25 | 12,000,000 | 3,000,000 | 12,467,600 | May 22, 2014, 04:37 PM |
| MILLER LLOYD I III | 10% Owner | May 19, 2014 | Buy | $0.25 | 12,000,000 | 3,000,000 | 12,342,500 | May 22, 2014, 04:37 PM |
| MILLER LLOYD I III | 10% Owner | May 19, 2014 | Buy | $0.25 | 10,000,000 | 2,500,000 | 11,535,600 | May 22, 2014, 04:37 PM |
| HILTON HUGH G | Director | May 19, 2014 | Buy | $0.25 | 200,000 | 50,000 | 200,000 | May 21, 2014, 08:14 PM |
| Carpenter Scott K | EVP, Retail Services | May 19, 2014 | Buy | $0.25 | 856,000 | 214,000 | 1,000,136 | May 21, 2014, 07:56 PM |
| HART MATTHEW J | Director | May 19, 2014 | Buy | $0.25 | 200,000 | 50,000 | 250,435 | May 21, 2014, 07:49 PM |
| WEITZMAN HOWARD | SVP, Chief Accounting Officer | May 19, 2014 | Buy | $0.25 | 150,000 | 37,500 | 150,000 | May 21, 2014, 07:47 PM |
| WEITZMAN HOWARD | SVP, Chief Accounting Officer | May 19, 2014 | Buy | $0.25 | 50,000 | 12,500 | 50,000 | May 21, 2014, 07:47 PM |
| Ahn Phillip J. | CFO & COO | May 19, 2014 | Buy | $0.25 | 300,000 | 75,000 | 300,000 | May 21, 2014, 07:44 PM |
| Gumaer Andrew | Chairman & CEO | May 19, 2014 | Buy | $0.25 | 6,720,000 | 1,680,000 | 6,720,000 | May 21, 2014, 07:36 PM |
| ELLIOTT INTERNATIONAL, L.P. | 10% Owner | May 19, 2014 | Buy | $0.25 | 26,308,000 | 6,577,000 | 29,985,400 | May 21, 2014, 07:07 PM |
| ELLIOTT ASSOCIATES, L.P. | 10% Owner | May 19, 2014 | Buy | $0.25 | 13,692,000 | 3,423,000 | 16,143,600 | May 21, 2014, 07:05 PM |
| MILLER LLOYD I III | 10% Owner | Dec 30, 2013 | Buy | $0.23 | 92,000 | 21,160 | 2,220,600 | Dec 31, 2013, 02:00 PM |
| MILLER LLOYD I III | 10% Owner | Dec 27, 2013 | Buy | $0.20 | 70,600 | 14,120 | 467,600 | Dec 30, 2013, 01:10 PM |
| MILLER LLOYD I III | 10% Owner | Nov 14, 2013 | Buy | $0.24 | 221,011 | 53,043 | 2,128,600 | Nov 18, 2013, 03:04 PM |
| MILLER LLOYD I III | 10% Owner | Nov 13, 2013 | Buy | $0.24 | 268,000 | 64,320 | 1,907,589 | Nov 14, 2013, 03:03 PM |
| MILLER LLOYD I III | 10% Owner | Nov 12, 2013 | Buy | $0.24 | 10,989 | 2,637 | 1,639,589 | Nov 13, 2013, 02:45 PM |
| MILLER LLOYD I III | 10% Owner | Aug 30, 2013 | Buy | $0.24 | 200,500 | 48,120 | 1,781,976 | Sep 03, 2013, 03:02 PM |
| MILLER LLOYD I III | 10% Owner | Aug 29, 2013 | Buy | $0.24 | 200,000 | 48,100 | 1,581,476 | Aug 30, 2013, 01:51 PM |
| MILLER LLOYD I III | 10% Owner | Aug 21, 2013 | Buy | $0.29 | 289,476 | 83,948 | 1,381,476 | Aug 22, 2013, 02:30 PM |
| MILLER LLOYD I III | 10% Owner | Aug 07, 2013 | Buy | $0.33 | 93,600 | 30,888 | 1,628,600 | Aug 09, 2013, 11:47 AM |
| MILLER LLOYD I III | 10% Owner | Nov 20, 2012 | Buy | $0.26 | 250,000 | 64,000 | 1,535,000 | Nov 21, 2012, 02:10 PM |
| MILLER LLOYD I III | 10% Owner | Nov 16, 2012 | Buy | $0.30 | 8,156 | 2,447 | 1,285,000 | Nov 19, 2012, 03:26 PM |
| Erickson Paul | EVP and CFO | Aug 19, 2011 | Buy | $0.12 | 50,000 | 5,750 | 191,653 | Aug 25, 2011, 04:15 PM |
| ELLIOTT INTERNATIONAL, L.P. | 10% Owner | Aug 03, 2011 | Buy | $0.08 | 507,120 | 40,570 | 3,677,400 | Aug 05, 2011, 04:04 PM |
| ELLIOTT ASSOCIATES, L.P. | 10% Owner | Aug 03, 2011 | Buy | $0.08 | 338,080 | 27,046 | 2,451,600 | Aug 05, 2011, 04:03 PM |
| ELLIOTT ASSOCIATES, L.P. | 10% Owner | Aug 02, 2011 | Buy | $0.06 | 300,000 | 19,500 | 2,113,520 | Aug 03, 2011, 06:30 PM |
| ELLIOTT ASSOCIATES, L.P. | 10% Owner | Aug 01, 2011 | Buy | $0.06 | 400,000 | 24,000 | 1,813,520 | Aug 03, 2011, 06:30 PM |
| Klein Mark D | Director | Jul 15, 2011 | Option Exercise | $0.30 | 14,000 | 4,200 | 278,630 | Jul 20, 2011, 06:06 AM |
| HILTON HUGH G | Director | Jul 15, 2011 | Option Exercise | $0.30 | 17,820 | 5,346 | 40,435 | Jul 20, 2011, 06:06 AM |
| LEVITT MICHAEL J | Director | Jul 15, 2011 | Option Exercise | $0.30 | 14,000 | 4,200 | 44,255 | Jul 20, 2011, 06:06 AM |
| HART MATTHEW J | Director | Jul 15, 2011 | Option Exercise | $0.30 | 17,820 | 5,346 | 50,435 | Jul 20, 2011, 06:05 AM |
| RILEY BRYANT R | Director | Jul 15, 2011 | Option Exercise | $0.30 | 17,820 | 5,346 | 44,255 | Jul 19, 2011, 04:58 PM |
Load More Insider Transactions
Buy
Sale
Option Exercise
| Owner | Relationship | Date | Value($) |
| Young Kenneth M | President | 06/02/2023 | 258,944 |
| WEITZMAN HOWARD | SVP, Chief Accounting Officer | 06/02/2023 | 33,151 |
| RILEY BRYANT R | Chairman and Co-CEO | 06/02/2023 | 507,397 |
| Moore Andrew | CEO B. Riley Securities, Inc. | 06/02/2023 | 265,830 |
| KELLEHER THOMAS J /ADV | Co-CEO | 06/02/2023 | 507,397 |
| Forman Alan N | EVP, General Counsel, Sec | 06/02/2023 | 51,148 |
| Ahn Phillip J. | CFO & Chief Operating Officer | 06/02/2023 | 229,728 |
| Moore Andrew | CEO B. Riley Securities, Inc. | 05/24/2023 | 134,687 |
| KELLEHER THOMAS J /ADV | Co-CEO | 05/24/2023 | 252,506 |
| Ahn Phillip J. | CFO & Chief Operating Officer | 05/24/2023 | 101,835 |
| WEITZMAN HOWARD | SVP, Chief Accounting Officer | 05/24/2023 | 50,494 |
| RILEY BRYANT R | Chairman and Co-CEO | 05/24/2023 | 252,506 |
| Young Kenneth M | President | 05/24/2023 | 131,188 |
| Forman Alan N | EVP, General Counsel, Sec | 05/24/2023 | 86,661 |
| RILEY BRYANT R | Chairman and Co-CEO | 05/16/2023 | 659,062 |
| RILEY BRYANT R | Chairman and Co-CEO | 05/16/2023 | 659,062 |
| RILEY BRYANT R | Chairman and Co-CEO | 05/08/2023 | 866,413 |
| PAULSON RANDALL E | Director | 03/17/2023 | 298,991 |
| RILEY BRYANT R | Chairman and Co-CEO | 03/17/2023 | 747,463 |
| ANTIN ROBERT L | Director | 03/17/2023 | 447,989 |
| ANTIN ROBERT L | Director | 03/16/2023 | 95,910 |
| Young Kenneth M | President | 03/17/2023 | 78,180 |
| RILEY BRYANT R | Chairman and Co-CEO | 03/15/2023 | 387,223 |
| KELLEHER THOMAS J /ADV | Co-CEO | 03/15/2023 | 311,301 |
| PAULSON RANDALL E | Director | 03/15/2023 | 154,658 |
| Moore Andrew | CEO B. Riley Securities, Inc. | 03/10/2023 | 166,266 |
| RILEY BRYANT R | Chairman and Co-CEO | 03/07/2023 | 303,409 |
| RILEY BRYANT R | Chairman and Co-CEO | 03/07/2023 | 304,352 |
| RILEY BRYANT R | Chairman and Co-CEO | 03/07/2023 | 40,584 |
| RILEY BRYANT R | Chairman and Co-CEO | 03/07/2023 | 40,563 |
| RILEY BRYANT R | Chairman and Co-CEO | 03/07/2023 | 40,583 |
| RILEY BRYANT R | Chairman and Co-CEO | 03/07/2023 | 40,584 |
| PAULSON RANDALL E | Director | 02/23/2023 | 368,495 |
| Moore Andrew | CEO B. Riley Securities, Inc. | 02/24/2023 | 367,774 |
| Ahn Phillip J. | CFO & Chief Operating Officer | 02/08/2023 | 442,966 |
| Young Kenneth M | President | 02/08/2023 | 741,985 |
| WEITZMAN HOWARD | SVP, Chief Accounting Officer | 12/30/2022 | 16,715 |
| WEITZMAN HOWARD | SVP, Chief Accounting Officer | 02/08/2023 | 83,200 |
| Moore Andrew | CEO B. Riley Securities, Inc. | 02/08/2023 | 817,463 |
| Labran Renee E | Director | 02/09/2023 | 9,993 |
| D Agostino Robert P | Director | 02/09/2023 | 507,396 |
| RILEY BRYANT R | Chairman and Co-CEO | 02/08/2023 | 5,460,788 |
| Moore Andrew | CEO B. Riley Securities, Inc. | 02/08/2023 | 1,549,856 |
| PAULSON RANDALL E | Director | 01/09/2023 | 744,346 |
| RILEY BRYANT R | Chairman and Co-CEO | 12/29/2022 | 694,651 |
| RILEY BRYANT R | Chairman and Co-CEO | 12/28/2022 | 188,462 |
| Brandt Tamara Sue | Director | 12/28/2022 | 20,006 |
| Sheldon Michael Joseph | Director | 12/16/2022 | 399,627 |
| Labran Renee E | Director | 12/16/2022 | 9,978 |
| RILEY BRYANT R | Chairman and Co-CEO | 12/16/2022 | 4,815,612 |
| RILEY BRYANT R | Chairman and Co-CEO | 12/14/2022 | 1,627,244 |
| RILEY BRYANT R | Chairman and Co-CEO | 12/15/2022 | 996,902 |
| RILEY BRYANT R | Chairman and Co-CEO | 12/05/2022 | 2,196,025 |
| RILEY BRYANT R | Chairman and Co-CEO | 12/02/2022 | 67,111 |
| PAULSON RANDALL E | Director | 11/30/2022 | 111,375 |
| PAULSON RANDALL E | Director | 09/16/2022 | 276,460 |
| RILEY BRYANT R | Chairman and Co-CEO | 09/16/2022 | 398,453 |
| RILEY BRYANT R | Chairman and Co-CEO | 09/14/2022 | 47,677 |
| RILEY BRYANT R | Chairman and Co-CEO | 09/14/2022 | 47,677 |
| RILEY BRYANT R | Chairman and Co-CEO | 09/14/2022 | 47,677 |
| RILEY BRYANT R | Chairman and Co-CEO | 09/14/2022 | 47,677 |
| RILEY BRYANT R | Chairman and Co-CEO | 09/14/2022 | 1,186,397 |
| Moore Andrew | CEO B. Riley Securities, Inc. | 09/07/2022 | 240,603 |
| PAULSON RANDALL E | Director | 08/31/2022 | 1,243,898 |
| RILEY BRYANT R | Chairman and Co-CEO | 08/31/2022 | 1,243,898 |
| RILEY BRYANT R | Chairman and Co-CEO | 08/30/2022 | 1,229,338 |
| PAULSON RANDALL E | Director | 08/02/2022 | 654,174 |
| PAULSON RANDALL E | Director | 08/02/2022 | 785,009 |
| PAULSON RANDALL E | Director | 08/01/2022 | 1,303,370 |
| RILEY BRYANT R | Chairman and Co-CEO | 06/10/2022 | 157,030 |
| RILEY BRYANT R | Chairman and Co-CEO | 06/13/2022 | 469,993 |
| Young Kenneth M | President | 06/02/2022 | 192,381 |
| Moore Andrew | CEO B. Riley Securities, Inc. | 06/02/2022 | 197,464 |
| Forman Alan N | EVP, General Counsel, Sec | 06/02/2022 | 38,011 |
| WEITZMAN HOWARD | SVP, Chief Accounting Officer | 06/02/2022 | 24,656 |
| Ahn Phillip J. | CFO & Chief Operating Officer | 06/02/2022 | 170,645 |
| KELLEHER THOMAS J /ADV | Co-CEO | 06/02/2022 | 376,922 |
| ASHER DANIEL | 10% Owner | 05/20/2022 | 6,211,500 |
| ASHER DANIEL | 10% Owner | 05/20/2022 | 55,000 |
| KELLEHER THOMAS J /ADV | Co-CEO | 05/24/2022 | 654,985 |
| Moore Andrew | CEO B. Riley Securities, Inc. | 05/24/2022 | 349,348 |
| WEITZMAN HOWARD | SVP, Chief Accounting Officer | 05/24/2022 | 130,987 |
| Young Kenneth M | President | 05/24/2022 | 340,378 |
| Ahn Phillip J. | CFO & Chief Operating Officer | 06/30/2021 | 21,242 |
| Ahn Phillip J. | CFO & Chief Operating Officer | 05/24/2022 | 264,254 |
| Forman Alan N | EVP, General Counsel, Sec | 05/24/2022 | 224,804 |
| ASHER DANIEL | 10% Owner | 05/20/2022 | 941,679 |
| ASHER DANIEL | 10% Owner | 05/23/2022 | 54,560 |
| ASHER DANIEL | 10% Owner | 05/23/2022 | 798,491 |
| ASHER DANIEL | 10% Owner | 05/20/2022 | 55,000 |
| ASHER DANIEL | 10% Owner | 05/20/2022 | 6,220,000 |
| ASHER DANIEL | 10% Owner | 05/19/2022 | 59,940 |
| ASHER DANIEL | 10% Owner | 05/18/2022 | 1,068,896 |
| ASHER DANIEL | 10% Owner | 05/17/2022 | 296,430 |
| ASHER DANIEL | 10% Owner | 05/17/2022 | 15,300 |
| ASHER DANIEL | 10% Owner | 05/16/2022 | 259,701 |
| RILEY BRYANT R | Chairman and Co-CEO | 05/13/2022 | 2,414,860 |
| KELLEHER THOMAS J /ADV | Co-CEO | 05/11/2022 | 230,684 |
| RILEY BRYANT R | Chairman and Co-CEO | 05/11/2022 | 744,791 |
| Labran Renee E | Director | 05/09/2022 | 19,984 |
| RILEY BRYANT R | Chairman and Co-CEO | 05/10/2022 | 2,306,490 |
| RILEY BRYANT R | Chairman and Co-CEO | 05/09/2022 | 1,217,500 |
| PAULSON RANDALL E | Director | 05/03/2022 | 484,592 |
| RILEY BRYANT R | Chairman and Co-CEO | 05/03/2022 | 2,377,662 |
| RILEY BRYANT R | Chairman and Co-CEO | 05/02/2022 | 9,020,138 |
| Moore Andrew | CEO B. Riley Securities, Inc. | 05/02/2022 | 459,377 |
| Young Kenneth M | President | 05/02/2022 | 116,734 |
| Sheldon Michael Joseph | Director | 05/02/2022 | 476,792 |
| PAULSON RANDALL E | Director | 05/02/2022 | 920,520 |
| ANTIN ROBERT L | Director | 05/02/2022 | 455,300 |
| RILEY BRYANT R | Chairman and Co-CEO | 03/09/2022 | 1,884,981 |
| PAULSON RANDALL E | Director | 02/28/2022 | 2,361,530 |
| Labran Renee E | Director | 03/01/2022 | 19,899 |
| Sheldon Michael Joseph | Director | 03/01/2022 | 501,695 |
| Young Kenneth M | President | 03/01/2022 | 589,752 |
| KELLEHER THOMAS J /ADV | Co-CEO | 06/30/2021 | 21,242 |
| KELLEHER THOMAS J /ADV | Co-CEO | 02/28/2022 | 252,154 |
| RILEY BRYANT R | Chairman and Co-CEO | 03/01/2022 | 2,083,849 |
| RILEY BRYANT R | Chairman and Co-CEO | 02/28/2022 | 2,906,647 |
| RILEY BRYANT R | Chairman and Co-CEO | 12/06/2021 | 129,444 |
| RILEY BRYANT R | Chairman and Co-CEO | 11/17/2021 | 1,547,000 |
| Young Kenneth M | President | 06/30/2021 | 21,242 |
| Young Kenneth M | President | 11/03/2021 | 78,313 |
| PAULSON RANDALL E | Director | 09/13/2021 | 907,659 |
| Moore Andrew | CEO B. Riley Securities, Inc. | 09/10/2021 | 301,000 |
| PAULSON RANDALL E | Director | 08/19/2021 | 608,220 |
| RILEY BRYANT R | Chairman and Co-CEO | 08/19/2021 | 8,181,729 |
| RILEY BRYANT R | Chairman and Co-CEO | 08/17/2021 | 953,899 |
| Moore Andrew | CEO B. Riley Securities, Inc. | 06/30/2021 | 21,242 |
| Moore Andrew | CEO B. Riley Securities, Inc. | 08/17/2021 | 318,500 |
| RILEY BRYANT R | Chairman and Co-CEO | 08/13/2021 | 516,175 |
| RILEY BRYANT R | Chairman and Co-CEO | 08/11/2021 | 91,973 |
| RILEY BRYANT R | Chairman and Co-CEO | 08/10/2021 | 1,023,262 |
| RILEY BRYANT R | Chairman and Co-CEO | 08/04/2021 | 29,308 |
| RILEY BRYANT R | Chairman and Co-CEO | 08/04/2021 | 29,308 |
| RILEY BRYANT R | Chairman and Co-CEO | 08/04/2021 | 29,243 |
| RILEY BRYANT R | Chairman and Co-CEO | 08/04/2021 | 29,308 |
| KELLEHER THOMAS J /ADV | Co-CEO | 05/24/2021 | 1,279,935 |
| Ahn Phillip J. | CFO & Chief Operating Officer | 05/24/2021 | 553,129 |
| Young Kenneth M | President | 05/24/2021 | 731,455 |
| WEITZMAN HOWARD | SVP, Chief Accounting Officer | 05/24/2021 | 244,728 |
| Moore Andrew | CEO B. Riley Securities, Inc. | 05/24/2021 | 763,992 |
| Moore Andrew | CEO B. Riley Securities, Inc. | 05/06/2021 | 338,424 |
| RILEY BRYANT R | Chairman and Co-CEO | 01/29/2021 | 72,370 |
| RILEY BRYANT R | Chairman and Co-CEO | 01/28/2021 | 330,817 |
| RILEY BRYANT R | Chairman and Co-CEO | 01/27/2021 | 542,759 |
| RILEY BRYANT R | Chairman and Co-CEO | 01/26/2021 | 198,767 |
| RILEY BRYANT R | Chairman and Co-CEO | 01/27/2021 | 378,786 |
| Sheldon Michael Joseph | Director | 01/25/2021 | 102,257 |
| RILEY BRYANT R | Chairman and Co-CEO | 01/22/2021 | 79,883 |
| RILEY BRYANT R | Chairman and Co-CEO | 01/22/2021 | 39,953 |
| RILEY BRYANT R | Chairman and Co-CEO | 01/22/2021 | 39,953 |
| RILEY BRYANT R | Chairman and Co-CEO | 01/22/2021 | 39,953 |
| RILEY BRYANT R | Chairman and Co-CEO | 01/22/2021 | 39,953 |
| RILEY BRYANT R | Chairman and Co-CEO | 01/22/2021 | 234,423 |
| Young Kenneth M | President | 01/13/2021 | 73,600 |
| RILEY BRYANT R | Chairman and Co-CEO | 01/13/2021 | 4,600,000 |
| PAULSON RANDALL E | Director | 01/13/2021 | 460,000 |
| KELLEHER THOMAS J /ADV | Co-CEO | 01/13/2021 | 460,000 |
| Ahn Phillip J. | CFO & Chief Operating Officer | 12/15/2020 | 1,698,795 |
| Young Kenneth M | President | 12/15/2020 | 1,648,038 |
| KELLEHER THOMAS J /ADV | Co-CEO | 12/15/2020 | 3,647,105 |
| WEITZMAN HOWARD | SVP, Chief Accounting Officer | 12/15/2020 | 424,699 |
| RILEY BRYANT R | Chairman and Co-CEO | 12/15/2020 | 3,647,105 |
| Forman Alan N | EVP, General Counsel, Sec | 12/15/2020 | 837,444 |
| Moore Andrew | CEO B. Riley Securities, Inc. | 12/15/2020 | 1,698,795 |
| Ahn Phillip J. | CFO & Chief Operating Officer | 06/30/2020 | 18,348 |
| RILEY BRYANT R | Chairman and Co-CEO | 11/19/2020 | 487,984 |
| RILEY BRYANT R | Chairman and Co-CEO | 11/03/2020 | 3,778,213 |
| PAULSON RANDALL E | Director | 11/03/2020 | 1,066,008 |
| RILEY BRYANT R | Chairman and Co-CEO | 11/03/2020 | 1,599,510 |
| RILEY BRYANT R | Chairman and Co-CEO | 09/08/2020 | 31,328 |
| RILEY BRYANT R | Chairman and Co-CEO | 09/04/2020 | 59,815 |
| RILEY BRYANT R | Chairman and Co-CEO | 09/02/2020 | 19,005 |
| RILEY BRYANT R | Chairman and Co-CEO | 09/02/2020 | 19,005 |
| RILEY BRYANT R | Chairman and Co-CEO | 09/02/2020 | 19,005 |
| RILEY BRYANT R | Chairman and Co-CEO | 09/02/2020 | 407,250 |
| RILEY BRYANT R | Chairman and Co-CEO | 09/02/2020 | 19,005 |
| RILEY BRYANT R | Chairman and Co-CEO | 08/26/2020 | 533,312 |
| PAULSON RANDALL E | Director | 08/07/2020 | 674,020 |
| Young Kenneth M | President | 06/30/2020 | 18,348 |
| Young Kenneth M | President | 08/06/2020 | 27,280 |
| RILEY BRYANT R | Chairman and Co-CEO | 08/06/2020 | 678,745 |
| RILEY BRYANT R | Chairman and Co-CEO | 06/10/2020 | 243,094 |
| RILEY BRYANT R | Chairman and Co-CEO | 06/09/2020 | 213,946 |
| RILEY BRYANT R | Chairman and Co-CEO | 06/03/2020 | 832,260 |
| Ahn Phillip J. | CFO & Chief Operating Officer | 05/22/2020 | 158,239 |
| Young Kenneth M | President | 05/22/2020 | 156,756 |
| WEITZMAN HOWARD | SVP, Chief Accounting Officer | 05/22/2020 | 53,247 |
| RILEY BRYANT R | Chairman and Co-CEO | 05/21/2020 | 33,485 |
| Moore Andrew | CEO of B. Riley FBR, Inc. | 05/22/2020 | 163,727 |
| Forman Alan N | EVP, General Counsel, Sec | 05/22/2020 | 104,881 |
| KELLEHER THOMAS J /ADV | Co-CEO | 05/22/2020 | 150,749 |
| ANTIN ROBERT L | Director | 03/20/2020 | 37,300 |
| Williams Mikel H | Director | 03/13/2020 | 173,955 |
| Young Kenneth M | President | 12/31/2019 | 7,277 |
| Young Kenneth M | President | 03/13/2020 | 70,825 |
| Moore Andrew | CEO of B. Riley FBR, Inc. | 03/16/2020 | 108,470 |
| Sheldon Michael Joseph | Director | 03/13/2020 | 100,734 |
| RILEY BRYANT R | Chairman and Co-CEO | 03/11/2020 | 94,022 |
| Forman Alan N | EVP, General Counsel, Sec | 03/11/2020 | 80,763 |
| Ahn Phillip J. | CFO & Chief Operating Officer | 03/11/2020 | 80,853 |
| KELLEHER THOMAS J /ADV | Co-CEO | 03/11/2020 | 50,476 |
| KELLEHER THOMAS J /ADV | Co-CEO | 03/09/2020 | 51,686 |
| KELLEHER THOMAS J /ADV | Co-CEO | 03/11/2020 | 50,476 |
| KELLEHER THOMAS J /ADV | Co-CEO | 03/09/2020 | 51,686 |
| RILEY BRYANT R | Chairman and Co-CEO | 08/14/2019 | 166,106 |
| RILEY BRYANT R | Chairman and Co-CEO | 08/13/2019 | 240,785 |
| Young Kenneth M | President | 06/28/2019 | 13,972 |
| Moore Andrew | CEO of B. Riley FBR, Inc. | 06/28/2019 | 21,242 |
| KELLEHER THOMAS J /ADV | Co-CEO | 06/28/2019 | 21,242 |
| Ahn Phillip J. | CFO & Chief Operating Officer | 06/28/2019 | 21,242 |
| WEITZMAN HOWARD | SVP, Chief Accounting Officer | 05/24/2019 | 64,049 |
| WEITZMAN HOWARD | SVP, Chief Accounting Officer | 05/24/2019 | 194,900 |
| Gumaer Andrew | CEO of Great American Grp, LLC | 05/24/2019 | 185,420 |
| Ahn Phillip J. | CFO & Chief Operating Officer | 12/31/2018 | 6,916 |
| Ahn Phillip J. | CFO & Chief Operating Officer | 05/24/2019 | 134,965 |
| Young Kenneth M | President | 05/24/2019 | 105,806 |
| Forman Alan N | EVP, General Counsel, Sec | 05/24/2019 | 99,426 |
| RILEY BRYANT R | Chairman and Co-CEO | 05/09/2019 | 491,839 |
| RILEY BRYANT R | Chairman and Co-CEO | 05/08/2019 | 187,455 |
| RILEY BRYANT R | Chairman and Co-CEO | 05/07/2019 | 94,525 |
| Sims Todd D. | Director | 08/09/2018 | 50,364 |
| Young Kenneth M | President | 12/31/2018 | 2,776 |
| Young Kenneth M | President | 03/15/2019 | 171,599 |
| KELLEHER THOMAS J /ADV | Co-CEO | 12/31/2018 | 13,168 |
| KELLEHER THOMAS J /ADV | Co-CEO | 03/14/2019 | 167,512 |
| Moore Andrew | CEO of B. Riley FBR, Inc. | 12/31/2018 | 13,168 |
| Moore Andrew | CEO of B. Riley FBR, Inc. | 03/14/2019 | 169,747 |
| RILEY BRYANT R | Chairman and Co-CEO | 03/08/2019 | 558,273 |
| RILEY BRYANT R | Chairman and Co-CEO | 03/07/2019 | 236,051 |
| RILEY BRYANT R | Chairman and Co-CEO | 03/06/2019 | 52,320 |
| Sheldon Michael Joseph | Director | 02/22/2019 | 87,710 |
| RILEY BRYANT R | Chairman and Co-CEO | 02/22/2019 | 19,973 |
| RILEY BRYANT R | Chairman and Co-CEO | 02/21/2019 | 317,644 |
| D Agostino Robert P | Director | 02/22/2019 | 11,292 |
| D Agostino Robert P | Director | 02/21/2019 | 124,857 |
| RILEY BRYANT R | Chairman and Co-CEO | 02/13/2019 | 198,709 |
| RILEY BRYANT R | Chairman and Co-CEO | 12/10/2018 | 74,256 |
| RILEY BRYANT R | Chairman and Co-CEO | 12/10/2018 | 74,256 |
| RILEY BRYANT R | Chairman and Co-CEO | 12/10/2018 | 74,256 |
| RILEY BRYANT R | Chairman and Co-CEO | 12/07/2018 | 76,560 |
| RILEY BRYANT R | Chairman and Co-CEO | 12/07/2018 | 181,440 |
| RILEY BRYANT R | Chairman and Co-CEO | 12/10/2018 | 74,256 |
| Young Kenneth M | President | 10/01/2018 | 43,932 |
| Gumaer Andrew | CEO of Great American Grp, LLC | 08/22/2018 | 215,695 |
| Wunderlich Gary Kent JR | Director | 07/03/2018 | 90,369 |
| Ahn Phillip J. | CFO & Chief Operating Officer | 05/24/2018 | 95,201 |
| Forman Alan N | EVP, General Counsel, Sec | 05/24/2018 | 70,139 |
| Gumaer Andrew | CEO of Great American Grp, LLC | 05/24/2018 | 136,151 |
| RILEY BRYANT R | Chairman and CEO | 05/24/2018 | 272,989 |
| WEITZMAN HOWARD | SVP, Chief Accounting Officer | 05/24/2018 | 45,286 |
| RILEY BRYANT R | Chairman and CEO | 03/16/2018 | 4,036,553 |
| RILEY BRYANT R | Chairman and CEO | 03/13/2018 | 134,280 |
| WEITZMAN HOWARD | SVP, Chief Accounting Officer | 12/10/2017 | 26,480 |
| Gumaer Andrew | CEO of Great American Grp, LLC | 12/10/2017 | 66,209 |
| RILEY BRYANT R | Chairman and CEO | 12/01/2017 | 464,063 |
| RILEY BRYANT R | Chairman and CEO | 12/01/2017 | 89,750 |
| RILEY BRYANT R | Chairman and CEO | 11/30/2017 | 136,128 |
| RILEY BRYANT R | Chairman and CEO | 11/20/2017 | 154,052 |
| RILEY BRYANT R | Chairman and CEO | 11/17/2017 | 95,810 |
| RILEY BRYANT R | Chairman and CEO | 11/16/2017 | 125,624 |
| HENDRIX RICHARD J | Director | 07/03/2017 | 271,433 |
| RILEY BRYANT R | Chairman and CEO | 06/15/2017 | 435,411 |
| RILEY BRYANT R | Chairman and CEO | 06/02/2017 | 458,311 |
| KELLEHER THOMAS J /ADV | President | 06/02/2017 | 45,831 |
| HENDRIX RICHARD J | Director | 06/01/2017 | 155,923 |
| Forman Alan N | EVP, General Counsel, Sec | 05/24/2017 | 32,120 |
| Gumaer Andrew | CEO of Great American Grp, LLC | 05/24/2017 | 54,243 |
| ASHER DANIEL | 10% Owner | 05/22/2017 | 1,938 |
| ASHER DANIEL | 10% Owner | 04/25/2017 | 23,813 |
| Sims Todd D. | Director | 03/16/2017 | 49,387 |
| ASHER DANIEL | 10% Owner | 03/14/2017 | 13,980 |
| ASHER DANIEL | 10% Owner | 03/13/2017 | 7,808 |
| ASHER DANIEL | 10% Owner | 03/10/2017 | 41,185 |
| ASHER DANIEL | 10% Owner | 03/03/2017 | 3,020 |
| ASHER DANIEL | 10% Owner | 03/02/2017 | 2,870 |
| ASHER DANIEL | 10% Owner | 03/02/2017 | 2,870 |
| ASHER DANIEL | 10% Owner | 03/01/2017 | 16,752 |
| ASHER DANIEL | 10% Owner | 02/22/2017 | 28,985 |
| ASHER DANIEL | 10% Owner | 01/27/2017 | 10,715 |
| ASHER DANIEL | 10% Owner | 01/25/2017 | 55,651 |
| ASHER DANIEL | 10% Owner | 02/22/2017 | 28,985 |
| ASHER DANIEL | 10% Owner | 01/27/2017 | 10,715 |
| ASHER DANIEL | 10% Owner | 01/25/2017 | 55,651 |
| KELLEHER THOMAS J /ADV | President | 12/10/2016 | 61,144 |
| Ahn Phillip J. | CFO & Chief Operating Officer | 12/10/2016 | 48,909 |
| WEITZMAN HOWARD | SVP, Chief Accounting Officer | 12/10/2016 | 24,471 |
| Gumaer Andrew | CEO of Great American Grp, LLC | 12/10/2016 | 61,144 |
| Forman Alan N | EVP, General Counsel, Sec | 12/10/2016 | 35,693 |
| RILEY BRYANT R | Chairman and CEO | 12/10/2016 | 97,834 |
| ASHER DANIEL | 10% Owner | 07/19/2016 | 1,362,270 |
| ASHER DANIEL | 10% Owner | 07/14/2016 | 866,158 |
| ASHER DANIEL | 10% Owner | 07/13/2016 | 905 |
| ASHER DANIEL | 10% Owner | 07/05/2016 | 892 |
| ASHER DANIEL | 10% Owner | 07/07/2016 | 29,016 |
| ASHER DANIEL | 10% Owner | 07/06/2016 | 42,284 |
| ASHER DANIEL | 10% Owner | 07/05/2016 | 33,004 |
| Forman Alan N | EVP, General Counsel, Sec. | 05/05/2016 | 28,500 |
| KELLEHER THOMAS J /ADV | President | 05/06/2016 | 14,250 |
| KELLEHER THOMAS J /ADV | President | 05/06/2016 | 4,750 |
| KELLEHER THOMAS J /ADV | President | 05/06/2016 | 152,000 |
| Todaro Richard L | Director | 05/05/2016 | 95,000 |
| Ahn Phillip J. | CFO &COO | 05/05/2016 | 38,000 |
| D Agostino Robert P | Director | 05/05/2016 | 380,000 |
| Williams Mikel H | Director | 05/05/2016 | 380,000 |
| RILEY BRYANT R | Chairman and CEO | 05/05/2016 | 1,447,534 |
| Forman Alan N | EVP, General Counsel, Sec. | 05/12/2015 | 893 |
| RILEY BRYANT R | Chairman and CEO | 12/29/2014 | 44,375 |
| RILEY BRYANT R | Chairman and CEO | 08/26/2014 | 800 |
| RILEY BRYANT R | Chairman and CEO | 08/26/2014 | 3,200 |
| KELLEHER THOMAS J /ADV | President | 08/26/2014 | 4,000 |
| RILEY BRYANT R | Chairman and CEO | 05/19/2014 | 1,000,000 |
| MILLER LLOYD I III | 10% Owner | 05/19/2014 | 1,000,000 |
| MILLER LLOYD I III | 10% Owner | 05/19/2014 | 3,000,000 |
| MILLER LLOYD I III | 10% Owner | 05/19/2014 | 3,000,000 |
| MILLER LLOYD I III | 10% Owner | 05/19/2014 | 2,500,000 |
| HILTON HUGH G | Director | 05/19/2014 | 50,000 |
| Carpenter Scott K | EVP, Retail Services | 05/19/2014 | 214,000 |
| HART MATTHEW J | Director | 05/19/2014 | 50,000 |
| WEITZMAN HOWARD | SVP, Chief Accounting Officer | 05/19/2014 | 37,500 |
| WEITZMAN HOWARD | SVP, Chief Accounting Officer | 05/19/2014 | 12,500 |
| Ahn Phillip J. | CFO & COO | 05/19/2014 | 75,000 |
| Gumaer Andrew | Chairman & CEO | 05/19/2014 | 1,680,000 |
| ELLIOTT INTERNATIONAL, L.P. | 10% Owner | 05/19/2014 | 6,577,000 |
| ELLIOTT ASSOCIATES, L.P. | 10% Owner | 05/19/2014 | 3,423,000 |
| MILLER LLOYD I III | 10% Owner | 12/30/2013 | 21,160 |
| MILLER LLOYD I III | 10% Owner | 12/27/2013 | 14,120 |
| MILLER LLOYD I III | 10% Owner | 11/14/2013 | 53,043 |
| MILLER LLOYD I III | 10% Owner | 11/13/2013 | 64,320 |
| MILLER LLOYD I III | 10% Owner | 11/12/2013 | 2,637 |
| MILLER LLOYD I III | 10% Owner | 08/30/2013 | 48,120 |
| MILLER LLOYD I III | 10% Owner | 08/29/2013 | 48,100 |
| MILLER LLOYD I III | 10% Owner | 08/21/2013 | 83,948 |
| MILLER LLOYD I III | 10% Owner | 08/07/2013 | 30,888 |
| MILLER LLOYD I III | 10% Owner | 11/20/2012 | 64,000 |
| MILLER LLOYD I III | 10% Owner | 11/16/2012 | 2,447 |
| Erickson Paul | EVP and CFO | 08/19/2011 | 5,750 |
| ELLIOTT INTERNATIONAL, L.P. | 10% Owner | 08/03/2011 | 40,570 |
| ELLIOTT ASSOCIATES, L.P. | 10% Owner | 08/03/2011 | 27,046 |
| ELLIOTT ASSOCIATES, L.P. | 10% Owner | 08/02/2011 | 19,500 |
| ELLIOTT ASSOCIATES, L.P. | 10% Owner | 08/01/2011 | 24,000 |
| Klein Mark D | Director | 07/15/2011 | 4,200 |
| HILTON HUGH G | Director | 07/15/2011 | 5,346 |
| LEVITT MICHAEL J | Director | 07/15/2011 | 4,200 |
| HART MATTHEW J | Director | 07/15/2011 | 5,346 |
| RILEY BRYANT R | Director | 07/15/2011 | 5,346 |
Load More Insider Transactions
FUNDS WITH A POSITION IN B. RILEY FINANCIAL INC
| Fund | # Shares Owned | % of Portfolio | % Change | Investing Style |
|---|---|---|---|---|
| BLACKROCK INC. | 2,778,041 | 0.00233% | -2.16% | Other |
| SOROS FUND MANAGEMENT LLC | 652,500 (Put) | 0.29% | New | Other |
| ROYCE & ASSOCIATES LP | 532,832 | 0.15% | -7.31% | Value |
| GEODE CAPITAL MANAGEMENT, LLC | 378,149 | 0.00139% | 4.69% | Other |
| MILLER VALUE PARTNERS, LLC | 132,300 | 0.23% | 51.2% | Value |
| RENAISSANCE TECHNOLOGIES LLC | 119,139 | 0.00558% | Exited | Other |
| FULLER & THALER ASSET MANAGEMENT, INC. | 97,570 | 0.02% | -0.09% | Other |
| BALYASNY ASSET MANAGEMENT LLC | 74,300 (Put) | 0.00696% | Exited | Event Driven |
| FIRST EAGLE INVESTMENT MANAGEMENT, LLC | 70,165 | 0.00527% | 79.11% | Value |
| SOROS FUND MANAGEMENT LLC | 64,341 | 0.03% | New | Other |
| HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC | 57,000 | 0.00748% | Exited | Value |
| D. E. SHAW & CO., INC. | 50,000 (Call) | 0.00152% | 66.67% | Other |
| TUDOR INVESTMENT CORP ET AL | 42,456 | 0.03% | Exited | Event Driven, Other |
| D. E. SHAW & CO., INC. | 20,000 (Put) | 0.00061% | New | Other |
| HOLOCENE ADVISORS, LP | 11,844 | 0.00165% | New | Growth At A Reasonable Price |
| AQR CAPITAL MANAGEMENT LLC | 7,961 | 0.00062% | Exited | Other |
CHANGE IN SHARES OUTSTANDING FOR B. RILEY FINANCIAL INC
STOCK BUYBACKS FOR B. RILEY FINANCIAL INC
Period of Report
Previous Period
% Change in Shares
10-K/10-Q Filings
Quarter
Load More
Period of Report: 03/31/2023
10-K/10-Q Filings: View
Previous Period
% Change in Shares
Quarter
09/30/2022
5.15%
2Q
06/30/2022
5.58%
3Q
03/31/2022
5.95%
4Q
12/31/2021
1.75%
5Q
09/30/2021
2.74%
6Q
06/30/2021
2.87%
7Q
03/31/2021
2.80%
8Q
12/31/2020
11.34%
9Q
09/30/2020
10.58%
10Q
06/30/2020
14.27%
11Q
03/31/2020
13.39%
12Q
09/30/2019
8.30%
14Q
03/31/2019
10.59%
16Q
Load More
BUYBACK ANNOUNCEMENT(S) FOR B. RILEY FINANCIAL INC
Price on Announcement
$61.79
Buyback/Market Cap (%)
2.92%
Buyback Amount
$50M
Buyback Shares
809,192
Buyback Type
New
Repurchase Method
Market Price
Date Announced
10/28/2021 (Announcement)
Market Cap at Announcement
$1.71B
Price on Announcement
$61.79
Buyback/Market Cap (%)
2.92%
Buyback Amount
$50M
Buyback Shares
809,192
Buyback Type
New
Repurchase Method
Market Price