. (QLTI)
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As of 12/31/69 07:00 PM EST. Market closed.
. (QLTI)
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Market Cap: -
As of 12/31/69 07:00 PM EST. Market closed.
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INSIDER TRANSACTIONS FOR
| Owner | Relationship | Date | Transaction | Cost | # Shares | Value($) | Total Shares | Form 4 |
| STONEPINE CAPITAL, L.P. | 10% Owner | Dec 10, 2019 | Buy | $0.69 | 5,202 | 3,598 | 3,908,167 | Dec 12, 2019, 04:25 PM |
| STONEPINE CAPITAL, L.P. | 10% Owner | Dec 12, 2019 | Buy | $0.70 | 1,000 | 700 | 3,909,207 | Dec 12, 2019, 04:25 PM |
| STONEPINE CAPITAL, L.P. | 10% Owner | Dec 11, 2019 | Buy | $0.69 | 40 | 28 | 3,908,207 | Dec 12, 2019, 04:25 PM |
| STONEPINE CAPITAL, L.P. | 10% Owner | Dec 09, 2019 | Buy | $0.70 | 4,500 | 3,150 | 3,902,965 | Dec 09, 2019, 04:51 PM |
| STONEPINE CAPITAL, L.P. | 10% Owner | Dec 06, 2019 | Buy | $0.70 | 40 | 28 | 3,898,465 | Dec 09, 2019, 04:51 PM |
| STONEPINE CAPITAL, L.P. | 10% Owner | Dec 05, 2019 | Buy | $0.70 | 5,160 | 3,612 | 3,898,425 | Dec 09, 2019, 04:51 PM |
| STONEPINE CAPITAL, L.P. | 10% Owner | Nov 22, 2019 | Buy | $0.75 | 89,845 | 67,033 | 3,893,265 | Nov 26, 2019, 05:24 PM |
| STONEPINE CAPITAL, L.P. | 10% Owner | Oct 11, 2019 | Buy | $0.65 | 100,000 | 64,900 | 3,803,420 | Oct 16, 2019, 05:33 PM |
| PRICE MICHAEL DENNIS | Chief Financial Officer | Sep 24, 2019 | Option Exercise | $0.76 | 3,926 | 2,984 | 14,111 | Sep 26, 2019, 06:30 PM |
| Chan Barbara Y | See Remarks | Sep 24, 2019 | Option Exercise | $0.76 | 1,688 | 1,283 | 16,387 | Sep 26, 2019, 06:29 PM |
| Louis Roger | See Remarks | May 09, 2019 | Option Exercise | $1.22 | 155 | 189 | 1,162 | May 13, 2019, 04:06 PM |
| Buono Linda | Sr. VP, Human Resources | May 09, 2019 | Option Exercise | $1.22 | 77 | 94 | 570 | May 13, 2019, 04:06 PM |
| Harshbarger Benjamin | See Remarks | May 09, 2019 | Option Exercise | $1.22 | 212 | 259 | 3,683 | May 13, 2019, 04:05 PM |
| Chan Barbara Y | See remarks | Mar 15, 2019 | Option Exercise | $1.26 | 996 | 1,255 | 18,075 | Mar 19, 2019, 04:05 PM |
| Broadfin Healthcare Master Fund Ltd | 10% Owner | Dec 27, 2018 | Sale | $0.86 | 171,116 | 146,307 | 1,654,869 | Dec 27, 2018, 05:34 PM |
| Broadfin Healthcare Master Fund Ltd | 10% Owner | Dec 26, 2018 | Sale | $0.91 | 278,485 | 254,715 | 1,946,954 | Dec 27, 2018, 05:34 PM |
| Broadfin Healthcare Master Fund Ltd | 10% Owner | Dec 24, 2018 | Sale | $0.98 | 400 | 392 | 1,948,154 | Dec 27, 2018, 05:34 PM |
| Chan Barbara Y | See Remarks | Dec 06, 2018 | Option Exercise | $1.28 | 3,313 | 4,241 | 19,071 | Dec 10, 2018, 04:16 PM |
| PRICE MICHAEL DENNIS | Chief Financial Officer | Nov 27, 2018 | Option Exercise | $0.92 | 1,963 | 1,806 | 18,037 | Nov 28, 2018, 05:12 PM |
| Harshbarger Benjamin | General Counsel | May 09, 2018 | Option Exercise | $4.26 | 322 | 1,372 | 4,143 | Nov 05, 2018, 06:36 PM |
| Harshbarger Benjamin | General Counsel | Sep 17, 2018 | Option Exercise | $3.94 | 98 | 386 | 3,895 | Nov 05, 2018, 06:36 PM |
| Harshbarger Benjamin | General Counsel | May 15, 2018 | Option Exercise | $4.15 | 150 | 623 | 3,993 | Nov 05, 2018, 06:36 PM |
| HACKMAN JEFFREY | C.O.O. and Interim C.E.O. | Nov 01, 2018 | Option Exercise | $0.90 | 32,149 | 28,841 | 110,351 | Nov 05, 2018, 06:35 PM |
| Louis Roger | See Remarks | May 09, 2018 | Option Exercise | $4.26 | 161 | 686 | 1,317 | May 11, 2018, 04:04 PM |
| Buono Linda | Sr. VP, Human Resources | May 09, 2018 | Option Exercise | $4.26 | 80 | 341 | 647 | May 11, 2018, 04:03 PM |
| Harshbarger Benjamin | General Counsel | Apr 01, 2018 | Option Exercise | $3.50 | 52 | 182 | 4,465 | Apr 03, 2018, 12:00 AM |
| Chan Barbara Y | See Remarks | Dec 06, 2017 | Option Exercise | $3.33 | 1,216 | 4,049 | 13,784 | Dec 08, 2017, 04:29 PM |
| Harshbarger Benjamin | General Counsel | Sep 17, 2017 | Option Exercise | $7.08 | 109 | 772 | 1,673 | Sep 19, 2017, 04:46 PM |
| Stern Donald K | Director | Jun 12, 2017 | Buy | $9.10 | 2,500 | 22,750 | 2,500 | Jun 13, 2017, 04:05 PM |
| Aryeh Jason | Director | May 15, 2017 | Buy | $8.95 | 361 | 3,231 | 242,433 | May 17, 2017, 05:43 PM |
| Harshbarger Benjamin | General Counsel | May 15, 2017 | Option Exercise | $8.97 | 232 | 2,081 | 1,445 | May 17, 2017, 04:02 PM |
| Szela Mary T | Chief Executive Officer | May 09, 2017 | Option Exercise | $9.42 | 2,248 | 21,176 | 4,384 | May 11, 2017, 04:02 PM |
| PERRY GREGORY D | See Remarks | May 09, 2017 | Option Exercise | $9.42 | 710 | 6,688 | 1,683 | May 11, 2017, 04:02 PM |
| Louis Roger | See Remarks | May 09, 2017 | Option Exercise | $9.42 | 162 | 1,526 | 385 | May 11, 2017, 04:02 PM |
| Harshbarger Benjamin | General Counsel | May 09, 2017 | Option Exercise | $9.42 | 234 | 2,204 | 960 | May 11, 2017, 04:01 PM |
| Buono Linda | Sr. VP, Human Resources | May 09, 2017 | Option Exercise | $9.42 | 93 | 876 | 181 | May 11, 2017, 04:01 PM |
| Harshbarger Benjamin | General Counsel | Apr 01, 2017 | Option Exercise | $10.74 | 57 | 612 | 470 | Apr 04, 2017, 04:02 PM |
| SMITH SANDFORD D | Director | Jan 27, 2017 | Option Exercise | $9.38 | 148 | 1,388 | 900 | Jan 31, 2017, 04:02 PM |
| Aryeh Jason | Director | Nov 29, 2016 | Option Exercise | $1.76 | 1,136,363 | 1,999,999 | 1,210,363 | Dec 01, 2016, 04:06 PM |
| STONEPINE CAPITAL, L.P. | 10% Owner | Sep 13, 2016 | Buy | $1.54 | 61,704 | 95,166 | 5,706,704 | Sep 15, 2016, 07:48 PM |
| STONEPINE CAPITAL, L.P. | 10% Owner | Sep 15, 2016 | Buy | $1.55 | 14,928 | 23,138 | 5,778,496 | Sep 15, 2016, 07:48 PM |
| STONEPINE CAPITAL, L.P. | 10% Owner | Sep 14, 2016 | Buy | $1.55 | 56,864 | 88,270 | 5,763,568 | Sep 15, 2016, 07:48 PM |
| Aryeh Jason | Director | Dec 29, 2015 | Buy | $2.50 | 18,400 | 45,996 | 461,478 | Dec 30, 2015, 08:00 PM |
| Aryeh Jason | Director | Jun 30, 2015 | Option Exercise | $3.46 | 50,000 | 172,750 | 74,000 | Jul 01, 2015, 04:09 PM |
| Sabba Stephen L | Director | Jun 29, 2015 | Option Exercise | $3.49 | 25,000 | 87,125 | 37,000 | Jul 01, 2015, 04:07 PM |
| Thomas John C | Director | Jun 29, 2015 | Option Exercise | $3.49 | 25,000 | 87,125 | 37,000 | Jul 01, 2015, 04:05 PM |
| Meckler Jeffrey A | Director | Jun 29, 2015 | Option Exercise | $3.49 | 25,000 | 87,125 | 107,000 | Jul 01, 2015, 04:03 PM |
| KOZARICH JOHN W | Director | Jun 29, 2015 | Option Exercise | $3.49 | 25,000 | 87,125 | 57,000 | Jul 01, 2015, 04:01 PM |
| COX GEOFFREY F | Interim CEO | Jun 29, 2015 | Option Exercise | $3.62 | 72,500 | 262,475 | 78,500 | Jul 01, 2015, 03:59 PM |
| Aryeh Jason | Director | Jun 16, 2015 | Buy | $3.47 | 288,000 | 999,360 | 288,000 | Jun 18, 2015, 05:08 PM |
| AXIAL CAPITAL MANAGEMENT, LLC | 10% Owner | Jun 16, 2015 | Sale | $3.47 | 8,865,036 | 30,771,427 | 0 | Jun 17, 2015, 11:20 AM |
| Axial Capital Master, L.P. | 10% Owner | Jun 16, 2015 | Sale | $3.47 | 7,563,053 | 26,252,114 | 0 | Jun 17, 2015, 11:15 AM |
| KOZARICH JOHN W | Director | Dec 22, 2014 | Buy | $3.62 | 8,300 | 30,061 | 22,000 | Dec 23, 2014, 02:03 PM |
| KOZARICH JOHN W | Director | Dec 19, 2014 | Buy | $3.45 | 1,700 | 5,865 | 13,700 | Dec 23, 2014, 02:03 PM |
| Meckler Jeffrey A | Director | Dec 18, 2014 | Buy | $3.60 | 20,000 | 72,000 | 72,000 | Dec 19, 2014, 02:13 PM |
| NB Public Equity K/S | 10% Owner | Jul 11, 2014 | Sale | $5.80 | 1,000,000 | 5,800,000 | 6,447,626 | Jul 15, 2014, 05:24 PM |
| Axial Capital Master, L.P. | 10% Owner | Jul 01, 2013 | Sale | $4.39 | 288,890 | 1,268,227 | 7,563,053 | Jul 02, 2013, 06:19 PM |
| Meckler Jeffrey A | Director | Jun 28, 2013 | Buy | $4.36 | 30,000 | 130,800 | 50,000 | Jul 01, 2013, 02:29 PM |
| Jagpal Sukhi | Chief Financial Officer | May 14, 2013 | Option Exercise | $7.12 | 10,000 | 71,200 | 11,200 | May 15, 2013, 10:27 AM |
| Jagpal Sukhi | Chief Financial Officer | May 14, 2013 | Sale | $7.95 | 10,000 | 79,501 | 1,300 | May 15, 2013, 10:27 AM |
| KOZARICH JOHN W | Director | May 13, 2013 | Buy | $7.97 | 10,000 | 79,700 | 10,000 | May 14, 2013, 04:06 PM |
| Meckler Jeffrey A | Director | May 03, 2013 | Buy | $7.96 | 20,000 | 159,200 | 20,000 | May 06, 2013, 03:41 PM |
| Lussow Alexander R | Sr. VP, Bus. Dev. & Comm. Op. | May 03, 2013 | Option Exercise | $7.14 | 90,000 | 642,600 | 110,000 | May 06, 2013, 03:39 PM |
| Lussow Alexander R | Sr. VP, Bus. Dev. & Comm. Op. | May 03, 2013 | Sale | $7.85 | 90,000 | 706,500 | 20,000 | May 06, 2013, 03:39 PM |
| Lussow Alexander R | Sr. VP, Bus. Dev. & Comm. Op. | Dec 28, 2012 | Option Exercise | $3.75 | 50,000 | 187,500 | 70,000 | Dec 28, 2012, 05:08 PM |
| Lussow Alexander R | Sr. VP, Bus. Dev. & Comm. Op. | Dec 27, 2012 | Option Exercise | $4.16 | 180,000 | 749,000 | 200,000 | Dec 28, 2012, 05:08 PM |
| Lussow Alexander R | Sr. VP, Bus. Dev. & Comm. Op. | Dec 28, 2012 | Sale | $7.51 | 50,000 | 375,315 | 20,000 | Dec 28, 2012, 05:08 PM |
| Lussow Alexander R | Sr. VP, Bus. Dev. & Comm. Op. | Dec 27, 2012 | Sale | $7.53 | 180,000 | 1,354,734 | 20,000 | Dec 28, 2012, 05:08 PM |
| Lussow Alexander R | Sr. VP, Bus. Dev. & Comm. Op. | Dec 12, 2012 | Option Exercise | $3.79 | 5,000 | 18,950 | 25,000 | Dec 13, 2012, 10:38 AM |
| Lussow Alexander R | Sr. VP, Bus. Dev. & Comm. Op. | Dec 12, 2012 | Sale | $8.02 | 5,000 | 40,100 | 20,000 | Dec 13, 2012, 10:38 AM |
| Lussow Alexander R | Sr. VP, Bus. Dev. & Comm. Op. | Nov 28, 2012 | Option Exercise | $3.76 | 5,000 | 18,800 | 25,000 | Nov 29, 2012, 04:27 PM |
| Lussow Alexander R | Sr. VP, Bus. Dev. & Comm. Op. | Nov 28, 2012 | Sale | $7.88 | 5,000 | 39,400 | 20,000 | Nov 29, 2012, 04:27 PM |
| Lussow Alexander R | Sr. VP, Bus. Dev. & Comm. Op. | Nov 20, 2012 | Option Exercise | $3.74 | 5,000 | 18,700 | 25,000 | Nov 21, 2012, 03:04 PM |
| Lussow Alexander R | Sr. VP, Bus. Dev. & Comm. Op. | Nov 20, 2012 | Sale | $7.81 | 5,000 | 39,050 | 20,000 | Nov 21, 2012, 03:04 PM |
| Lussow Alexander R | Sr. VP, Bus. Dev. & Comm. Op. | Nov 01, 2012 | Option Exercise | $3.74 | 5,000 | 18,700 | 25,000 | Nov 05, 2012, 01:51 PM |
| Lussow Alexander R | Sr. VP, Bus. Dev. & Comm. Op. | Nov 01, 2012 | Sale | $7.52 | 5,000 | 37,600 | 20,000 | Nov 05, 2012, 01:51 PM |
| Lussow Alexander R | Sr. VP, Bus. Dev. & Comm. Op. | Oct 22, 2012 | Option Exercise | $3.75 | 10,000 | 37,500 | 25,000 | Oct 23, 2012, 01:16 PM |
| Lussow Alexander R | Sr. VP, Bus. Dev. & Comm. Op. | Oct 22, 2012 | Sale | $7.72 | 10,000 | 77,200 | 20,000 | Oct 23, 2012, 01:16 PM |
| Aryeh Jason | Director | Oct 11, 2012 | Option Exercise | $10.00 | 500 | 5,000 | 155,078 | Oct 15, 2012, 07:12 PM |
| Lussow Alexander R | Sr. VP, Bus. Dev. & Comm. Op. | Oct 05, 2012 | Option Exercise | $3.82 | 5,000 | 19,100 | 25,000 | Oct 05, 2012, 03:30 PM |
| Lussow Alexander R | Sr. VP, Bus. Dev. & Comm. Op. | Oct 05, 2012 | Sale | $7.72 | 5,000 | 38,600 | 20,000 | Oct 05, 2012, 03:30 PM |
| Aryeh Jason | Director | Sep 22, 2012 | Option Exercise | $10.00 | 1,000 | 10,000 | 154,578 | Sep 25, 2012, 06:05 PM |
| Lussow Alexander R | Sr. VP, Bus. Dev. & Comm. Op. | Sep 18, 2012 | Option Exercise | $3.83 | 5,000 | 19,150 | 25,000 | Sep 19, 2012, 03:50 PM |
| Lussow Alexander R | Sr. VP, Bus. Dev. & Comm. Op. | Sep 18, 2012 | Sale | $7.57 | 5,000 | 37,850 | 20,000 | Sep 19, 2012, 03:50 PM |
| Lussow Alexander R | Sr. VP, Bus. Dev. & Comm. Op. | Sep 05, 2012 | Option Exercise | $3.77 | 5,000 | 18,850 | 25,000 | Sep 06, 2012, 09:50 AM |
| Lussow Alexander R | Sr. VP, Bus. Dev. & Comm. Op. | Sep 05, 2012 | Sale | $7.55 | 5,000 | 37,750 | 20,000 | Sep 06, 2012, 09:50 AM |
| Lussow Alexander R | Sr. VP, Bus. Dev. & Comm. Op. | Aug 20, 2012 | Option Exercise | $3.77 | 5,000 | 18,858 | 25,000 | Aug 20, 2012, 07:12 PM |
| Lussow Alexander R | Sr. VP, Bus. Dev. & Comm. Op. | Aug 20, 2012 | Sale | $7.67 | 5,000 | 38,350 | 20,000 | Aug 20, 2012, 07:12 PM |
| LUPINI LINDA | Senior VP, HR & Org. Dev. | Aug 13, 2012 | Option Exercise | $2.45 | 77,007 | 188,898 | 92,007 | Aug 15, 2012, 07:03 PM |
| LUPINI LINDA | Senior VP, HR & Org. Dev. | Aug 13, 2012 | Sale | $7.58 | 77,007 | 583,929 | 15,000 | Aug 15, 2012, 07:03 PM |
| LUPINI LINDA | Senior VP, HR & Org. Dev. | Aug 08, 2012 | Option Exercise | $2.45 | 22,993 | 56,402 | 37,993 | Aug 10, 2012, 01:47 PM |
| LUPINI LINDA | Senior VP, HR & Org. Dev. | Aug 08, 2012 | Sale | $7.85 | 22,993 | 180,495 | 15,000 | Aug 10, 2012, 01:47 PM |
| Lussow Alexander R | Sr. VP, Bus. Dev. & Comm. Op. | Aug 08, 2012 | Option Exercise | $3.75 | 5,000 | 18,765 | 25,000 | Aug 08, 2012, 02:10 PM |
| Lussow Alexander R | Sr. VP, Bus. Dev. & Comm. Op. | Aug 08, 2012 | Sale | $7.92 | 5,000 | 39,600 | 20,000 | Aug 08, 2012, 02:10 PM |
| Jagpal Sukhi | Interim CFO | Aug 03, 2012 | Option Exercise | $4.94 | 67,000 | 330,960 | 68,200 | Aug 07, 2012, 03:59 PM |
| Jagpal Sukhi | Interim CFO | Aug 03, 2012 | Sale | $8.19 | 67,000 | 548,730 | 1,200 | Aug 07, 2012, 03:59 PM |
| Lussow Alexander R | Sr. VP, Bus. Dev. & Comm. Op. | Jul 24, 2012 | Option Exercise | $3.65 | 5,000 | 18,270 | 25,000 | Jul 25, 2012, 06:34 PM |
| Lussow Alexander R | Sr. VP, Bus. Dev. & Comm. Op. | Jul 24, 2012 | Sale | $8.28 | 5,000 | 41,400 | 20,000 | Jul 25, 2012, 06:34 PM |
| CLARKE C BOYD | Former Director | Jul 09, 2012 | Sale | $7.62 | 20,000 | 152,460 | 0 | Jul 11, 2012, 01:19 PM |
| CLARKE C BOYD | Former Director | Jul 09, 2012 | Sale | $7.62 | 55,450 | 422,291 | 0 | Jul 11, 2012, 01:19 PM |
| Lussow Alexander R | Sr. VP, Bus. Dev. & Comm. Op. | Jul 09, 2012 | Option Exercise | $3.66 | 5,000 | 18,286 | 25,000 | Jul 10, 2012, 02:57 PM |
| Lussow Alexander R | Sr. VP, Bus. Dev. & Comm. Op. | Jul 09, 2012 | Sale | $7.53 | 5,000 | 37,650 | 20,000 | Jul 10, 2012, 02:57 PM |
| Lussow Alexander R | Sr. VP, Bus. Dev. & Comm. Op. | Jun 21, 2012 | Option Exercise | $3.63 | 5,000 | 18,130 | 25,000 | Jun 22, 2012, 06:46 PM |
| Lussow Alexander R | Sr. VP, Bus. Dev. & Comm. Op. | Jun 21, 2012 | Sale | $7.65 | 5,000 | 38,250 | 20,000 | Jun 22, 2012, 06:46 PM |
| Lussow Alexander R | Sr. VP, Bus. Dev. & Comm. Op. | Jun 15, 2012 | Option Exercise | $3.64 | 5,000 | 18,206 | 25,000 | Jun 19, 2012, 06:41 PM |
| Lussow Alexander R | Sr. VP, Bus. Dev. & Comm. Op. | Jun 15, 2012 | Sale | $7.47 | 5,000 | 37,350 | 20,000 | Jun 19, 2012, 06:41 PM |
| Aryeh Jason | Director | Jun 16, 2012 | Option Exercise | $10.00 | 2,500 | 25,000 | 153,578 | Jun 19, 2012, 04:58 PM |
| NB Public Equity K/S | 10% Owner | May 16, 2012 | Buy | $6.67 | 50,000 | 333,340 | 7,447,626 | May 18, 2012, 01:59 PM |
| CLARKE C BOYD | Director | May 15, 2012 | Buy | $6.56 | 2,450 | 16,072 | 75,450 | May 16, 2012, 04:52 PM |
| Lussow Alexander R | Sr. VP, Bus. Dev. & Comm. Op. | Nov 28, 2011 | Option Exercise | $3.61 | 5,600 | 20,218 | 25,600 | Nov 30, 2011, 08:32 PM |
| Lussow Alexander R | Sr. VP, Bus. Dev. & Comm. Op. | Nov 29, 2011 | Option Exercise | $3.62 | 24,400 | 88,357 | 44,400 | Nov 30, 2011, 08:32 PM |
| Lussow Alexander R | Sr. VP, Bus. Dev. & Comm. Op. | Nov 28, 2011 | Sale | $7.03 | 5,600 | 39,361 | 20,000 | Nov 30, 2011, 08:32 PM |
| Lussow Alexander R | Sr. VP, Bus. Dev. & Comm. Op. | Nov 29, 2011 | Sale | $6.75 | 24,400 | 164,642 | 40,000 | Nov 30, 2011, 08:32 PM |
| Lussow Alexander R | Sr. VP, Bus. Dev. & Comm. Op. | Nov 23, 2011 | Buy | $6.77 | 5,000 | 33,853 | 20,000 | Nov 23, 2011, 06:04 PM |
| Lussow Alexander R | Sr. VP, Bus. Dev. & Comm. Op. | Nov 22, 2011 | Buy | $6.91 | 5,000 | 34,548 | 15,000 | Nov 23, 2011, 06:04 PM |
| LUPINI LINDA | Senior VP, HR & Org. Dev. | Nov 21, 2011 | Buy | $7.06 | 5,000 | 35,290 | 15,000 | Nov 22, 2011, 01:45 PM |
| NB Public Equity K/S | 10% Owner | Aug 30, 2011 | Sale | $7.26 | 128,287 | 931,402 | 7,399,326 | Sep 01, 2011, 07:42 PM |
| NB Public Equity K/S | 10% Owner | Aug 31, 2011 | Sale | $7.24 | 1,700 | 12,306 | 7,397,626 | Sep 01, 2011, 07:42 PM |
| Axial Capital Master, L.P. | 10% Owner | Aug 26, 2010 | Buy | $5.70 | 42,571 | 242,655 | 5,527,269 | Aug 31, 2011, 08:26 PM |
| Axial Capital Master, L.P. | 10% Owner | Nov 01, 2010 | Buy | $5.73 | 55,471 | 317,849 | 5,752,907 | Aug 31, 2011, 08:26 PM |
| Axial Capital Master, L.P. | 10% Owner | Aug 30, 2011 | Buy | $7.24 | 271,702 | 1,967,122 | 7,851,943 | Aug 31, 2011, 08:26 PM |
| Axial Capital Master, L.P. | 10% Owner | Aug 11, 2010 | Buy | $5.73 | 85,141 | 487,858 | 5,484,698 | Aug 31, 2011, 08:26 PM |
| Axial Capital Master, L.P. | 10% Owner | Oct 29, 2010 | Buy | $5.65 | 55,471 | 313,411 | 5,697,436 | Aug 31, 2011, 08:26 PM |
| Axial Capital Master, L.P. | 10% Owner | Aug 29, 2011 | Buy | $7.25 | 1,725,000 | 12,506,250 | 7,580,241 | Aug 31, 2011, 08:26 PM |
| Axial Capital Master, L.P. | 10% Owner | Jul 30, 2010 | Buy | $5.75 | 37,226 | 214,050 | 5,399,557 | Aug 31, 2011, 08:26 PM |
| Axial Capital Master, L.P. | 10% Owner | Sep 01, 2010 | Buy | $5.76 | 5,318 | 30,632 | 5,641,965 | Aug 31, 2011, 08:26 PM |
| Axial Capital Master, L.P. | 10% Owner | Nov 11, 2010 | Buy | $5.72 | 61,492 | 351,734 | 5,855,241 | Aug 31, 2011, 08:26 PM |
| Axial Capital Master, L.P. | 10% Owner | Aug 31, 2010 | Buy | $5.78 | 60,506 | 349,725 | 5,636,647 | Aug 31, 2011, 08:26 PM |
| Axial Capital Master, L.P. | 10% Owner | Nov 08, 2010 | Buy | $5.63 | 3,667 | 20,645 | 5,793,749 | Aug 31, 2011, 08:26 PM |
| Axial Capital Master, L.P. | 10% Owner | Aug 30, 2010 | Buy | $5.73 | 6,301 | 36,105 | 5,576,141 | Aug 31, 2011, 08:26 PM |
| Axial Capital Master, L.P. | 10% Owner | Nov 03, 2010 | Buy | $5.63 | 2,217 | 12,482 | 5,790,082 | Aug 31, 2011, 08:26 PM |
| Axial Capital Master, L.P. | 10% Owner | Aug 27, 2010 | Buy | $5.81 | 42,571 | 247,338 | 5,569,840 | Aug 31, 2011, 08:26 PM |
| Axial Capital Master, L.P. | 10% Owner | Nov 02, 2010 | Buy | $5.81 | 34,958 | 203,106 | 5,787,865 | Aug 31, 2011, 08:26 PM |
| AXIAL CAPITAL MANAGEMENT, LLC | 10% Owner | Aug 30, 2011 | Buy | $7.24 | 275,000 | 1,991,000 | 8,865,036 | Aug 31, 2011, 08:12 PM |
| AXIAL CAPITAL MANAGEMENT, LLC | 10% Owner | Aug 29, 2011 | Buy | $7.25 | 1,725,000 | 12,506,250 | 8,590,036 | Aug 31, 2011, 08:12 PM |
| NB Public Equity K/S | 10% Owner | Aug 29, 2011 | Sale | $7.08 | 200,000 | 1,416,860 | 7,527,613 | Aug 31, 2011, 07:31 PM |
| CLARKE C BOYD | Director | Jun 17, 2011 | Buy | $6.75 | 4,000 | 27,000 | 73,000 | Jun 20, 2011, 06:25 PM |
| AXIAL CAPITAL MANAGEMENT, LLC | 10% Owner | Nov 11, 2010 | Buy | $5.72 | 72,100 | 412,412 | 6,865,036 | Dec 08, 2010, 09:38 AM |
| AXIAL CAPITAL MANAGEMENT, LLC | 10% Owner | Nov 08, 2010 | Buy | $5.60 | 4,300 | 24,080 | 6,792,936 | Nov 10, 2010, 04:45 PM |
| BUTCHOFSKY ROBERT | President and CEO | Nov 05, 2010 | Buy | $5.62 | 3,000 | 16,872 | 168,497 | Nov 08, 2010, 01:51 PM |
| AXIAL CAPITAL MANAGEMENT, LLC | 10% Owner | Nov 03, 2010 | Buy | $5.60 | 2,600 | 14,560 | 6,788,636 | Nov 05, 2010, 04:23 PM |
| AXIAL CAPITAL MANAGEMENT, LLC | 10% Owner | Nov 02, 2010 | Buy | $5.78 | 41,000 | 236,980 | 6,786,036 | Nov 02, 2010, 05:04 PM |
| AXIAL CAPITAL MANAGEMENT, LLC | 10% Owner | Nov 01, 2010 | Buy | $5.70 | 65,000 | 370,500 | 6,745,036 | Nov 02, 2010, 05:04 PM |
| AXIAL CAPITAL MANAGEMENT, LLC | 10% Owner | Oct 29, 2010 | Buy | $5.62 | 65,000 | 365,300 | 6,680,036 | Nov 02, 2010, 05:04 PM |
| AXIAL CAPITAL MANAGEMENT, LLC | 10% Owner | Sep 01, 2010 | Buy | $5.75 | 5,318 | 30,579 | 6,615,036 | Sep 02, 2010, 04:37 PM |
| AXIAL CAPITAL MANAGEMENT, LLC | 10% Owner | Aug 31, 2010 | Buy | $5.75 | 60,506 | 347,910 | 6,609,718 | Sep 02, 2010, 04:37 PM |
| AXIAL CAPITAL MANAGEMENT, LLC | 10% Owner | Aug 30, 2010 | Buy | $5.70 | 7,400 | 42,180 | 6,549,212 | Aug 30, 2010, 05:50 PM |
| AXIAL CAPITAL MANAGEMENT, LLC | 10% Owner | Aug 27, 2010 | Buy | $5.78 | 50,000 | 289,000 | 6,541,812 | Aug 30, 2010, 05:50 PM |
| AXIAL CAPITAL MANAGEMENT, LLC | 10% Owner | Aug 26, 2010 | Buy | $5.67 | 50,000 | 283,500 | 6,491,812 | Aug 30, 2010, 05:50 PM |
| AXIAL CAPITAL MANAGEMENT, LLC | 10% Owner | Aug 11, 2010 | Buy | $5.70 | 100,000 | 570,000 | 6,441,812 | Aug 13, 2010, 05:25 PM |
| AXIAL CAPITAL MANAGEMENT, LLC | 10% Owner | Jul 30, 2010 | Buy | $5.72 | 37,226 | 212,933 | 6,341,812 | Aug 03, 2010, 05:00 PM |
| CLARKE C BOYD | Director | Aug 02, 2010 | Buy | $5.75 | 3,000 | 17,248 | 69,000 | Aug 03, 2010, 04:08 PM |
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| Owner | Relationship | Date | Value($) |
| STONEPINE CAPITAL, L.P. | 10% Owner | 12/10/2019 | 3,598 |
| STONEPINE CAPITAL, L.P. | 10% Owner | 12/12/2019 | 700 |
| STONEPINE CAPITAL, L.P. | 10% Owner | 12/11/2019 | 28 |
| STONEPINE CAPITAL, L.P. | 10% Owner | 12/09/2019 | 3,150 |
| STONEPINE CAPITAL, L.P. | 10% Owner | 12/06/2019 | 28 |
| STONEPINE CAPITAL, L.P. | 10% Owner | 12/05/2019 | 3,612 |
| STONEPINE CAPITAL, L.P. | 10% Owner | 11/22/2019 | 67,033 |
| STONEPINE CAPITAL, L.P. | 10% Owner | 10/11/2019 | 64,900 |
| PRICE MICHAEL DENNIS | Chief Financial Officer | 09/24/2019 | 2,984 |
| Chan Barbara Y | See Remarks | 09/24/2019 | 1,283 |
| Louis Roger | See Remarks | 05/09/2019 | 189 |
| Buono Linda | Sr. VP, Human Resources | 05/09/2019 | 94 |
| Harshbarger Benjamin | See Remarks | 05/09/2019 | 259 |
| Chan Barbara Y | See remarks | 03/15/2019 | 1,255 |
| Broadfin Healthcare Master Fund Ltd | 10% Owner | 12/27/2018 | 146,307 |
| Broadfin Healthcare Master Fund Ltd | 10% Owner | 12/26/2018 | 254,715 |
| Broadfin Healthcare Master Fund Ltd | 10% Owner | 12/24/2018 | 392 |
| Chan Barbara Y | See Remarks | 12/06/2018 | 4,241 |
| PRICE MICHAEL DENNIS | Chief Financial Officer | 11/27/2018 | 1,806 |
| Harshbarger Benjamin | General Counsel | 05/09/2018 | 1,372 |
| Harshbarger Benjamin | General Counsel | 09/17/2018 | 386 |
| Harshbarger Benjamin | General Counsel | 05/15/2018 | 623 |
| HACKMAN JEFFREY | C.O.O. and Interim C.E.O. | 11/01/2018 | 28,841 |
| Louis Roger | See Remarks | 05/09/2018 | 686 |
| Buono Linda | Sr. VP, Human Resources | 05/09/2018 | 341 |
| Harshbarger Benjamin | General Counsel | 04/01/2018 | 182 |
| Chan Barbara Y | See Remarks | 12/06/2017 | 4,049 |
| Harshbarger Benjamin | General Counsel | 09/17/2017 | 772 |
| Stern Donald K | Director | 06/12/2017 | 22,750 |
| Aryeh Jason | Director | 05/15/2017 | 3,231 |
| Harshbarger Benjamin | General Counsel | 05/15/2017 | 2,081 |
| Szela Mary T | Chief Executive Officer | 05/09/2017 | 21,176 |
| PERRY GREGORY D | See Remarks | 05/09/2017 | 6,688 |
| Louis Roger | See Remarks | 05/09/2017 | 1,526 |
| Harshbarger Benjamin | General Counsel | 05/09/2017 | 2,204 |
| Buono Linda | Sr. VP, Human Resources | 05/09/2017 | 876 |
| Harshbarger Benjamin | General Counsel | 04/01/2017 | 612 |
| SMITH SANDFORD D | Director | 01/27/2017 | 1,388 |
| Aryeh Jason | Director | 11/29/2016 | 1,999,999 |
| STONEPINE CAPITAL, L.P. | 10% Owner | 09/13/2016 | 95,166 |
| STONEPINE CAPITAL, L.P. | 10% Owner | 09/15/2016 | 23,138 |
| STONEPINE CAPITAL, L.P. | 10% Owner | 09/14/2016 | 88,270 |
| Aryeh Jason | Director | 12/29/2015 | 45,996 |
| Aryeh Jason | Director | 06/30/2015 | 172,750 |
| Sabba Stephen L | Director | 06/29/2015 | 87,125 |
| Thomas John C | Director | 06/29/2015 | 87,125 |
| Meckler Jeffrey A | Director | 06/29/2015 | 87,125 |
| KOZARICH JOHN W | Director | 06/29/2015 | 87,125 |
| COX GEOFFREY F | Interim CEO | 06/29/2015 | 262,475 |
| Aryeh Jason | Director | 06/16/2015 | 999,360 |
| AXIAL CAPITAL MANAGEMENT, LLC | 10% Owner | 06/16/2015 | 30,771,427 |
| Axial Capital Master, L.P. | 10% Owner | 06/16/2015 | 26,252,114 |
| KOZARICH JOHN W | Director | 12/22/2014 | 30,061 |
| KOZARICH JOHN W | Director | 12/19/2014 | 5,865 |
| Meckler Jeffrey A | Director | 12/18/2014 | 72,000 |
| NB Public Equity K/S | 10% Owner | 07/11/2014 | 5,800,000 |
| Axial Capital Master, L.P. | 10% Owner | 07/01/2013 | 1,268,227 |
| Meckler Jeffrey A | Director | 06/28/2013 | 130,800 |
| Jagpal Sukhi | Chief Financial Officer | 05/14/2013 | 71,200 |
| Jagpal Sukhi | Chief Financial Officer | 05/14/2013 | 79,501 |
| KOZARICH JOHN W | Director | 05/13/2013 | 79,700 |
| Meckler Jeffrey A | Director | 05/03/2013 | 159,200 |
| Lussow Alexander R | Sr. VP, Bus. Dev. & Comm. Op. | 05/03/2013 | 642,600 |
| Lussow Alexander R | Sr. VP, Bus. Dev. & Comm. Op. | 05/03/2013 | 706,500 |
| Lussow Alexander R | Sr. VP, Bus. Dev. & Comm. Op. | 12/28/2012 | 187,500 |
| Lussow Alexander R | Sr. VP, Bus. Dev. & Comm. Op. | 12/27/2012 | 749,000 |
| Lussow Alexander R | Sr. VP, Bus. Dev. & Comm. Op. | 12/28/2012 | 375,315 |
| Lussow Alexander R | Sr. VP, Bus. Dev. & Comm. Op. | 12/27/2012 | 1,354,734 |
| Lussow Alexander R | Sr. VP, Bus. Dev. & Comm. Op. | 12/12/2012 | 18,950 |
| Lussow Alexander R | Sr. VP, Bus. Dev. & Comm. Op. | 12/12/2012 | 40,100 |
| Lussow Alexander R | Sr. VP, Bus. Dev. & Comm. Op. | 11/28/2012 | 18,800 |
| Lussow Alexander R | Sr. VP, Bus. Dev. & Comm. Op. | 11/28/2012 | 39,400 |
| Lussow Alexander R | Sr. VP, Bus. Dev. & Comm. Op. | 11/20/2012 | 18,700 |
| Lussow Alexander R | Sr. VP, Bus. Dev. & Comm. Op. | 11/20/2012 | 39,050 |
| Lussow Alexander R | Sr. VP, Bus. Dev. & Comm. Op. | 11/01/2012 | 18,700 |
| Lussow Alexander R | Sr. VP, Bus. Dev. & Comm. Op. | 11/01/2012 | 37,600 |
| Lussow Alexander R | Sr. VP, Bus. Dev. & Comm. Op. | 10/22/2012 | 37,500 |
| Lussow Alexander R | Sr. VP, Bus. Dev. & Comm. Op. | 10/22/2012 | 77,200 |
| Aryeh Jason | Director | 10/11/2012 | 5,000 |
| Lussow Alexander R | Sr. VP, Bus. Dev. & Comm. Op. | 10/05/2012 | 19,100 |
| Lussow Alexander R | Sr. VP, Bus. Dev. & Comm. Op. | 10/05/2012 | 38,600 |
| Aryeh Jason | Director | 09/22/2012 | 10,000 |
| Lussow Alexander R | Sr. VP, Bus. Dev. & Comm. Op. | 09/18/2012 | 19,150 |
| Lussow Alexander R | Sr. VP, Bus. Dev. & Comm. Op. | 09/18/2012 | 37,850 |
| Lussow Alexander R | Sr. VP, Bus. Dev. & Comm. Op. | 09/05/2012 | 18,850 |
| Lussow Alexander R | Sr. VP, Bus. Dev. & Comm. Op. | 09/05/2012 | 37,750 |
| Lussow Alexander R | Sr. VP, Bus. Dev. & Comm. Op. | 08/20/2012 | 18,858 |
| Lussow Alexander R | Sr. VP, Bus. Dev. & Comm. Op. | 08/20/2012 | 38,350 |
| LUPINI LINDA | Senior VP, HR & Org. Dev. | 08/13/2012 | 188,898 |
| LUPINI LINDA | Senior VP, HR & Org. Dev. | 08/13/2012 | 583,929 |
| LUPINI LINDA | Senior VP, HR & Org. Dev. | 08/08/2012 | 56,402 |
| LUPINI LINDA | Senior VP, HR & Org. Dev. | 08/08/2012 | 180,495 |
| Lussow Alexander R | Sr. VP, Bus. Dev. & Comm. Op. | 08/08/2012 | 18,765 |
| Lussow Alexander R | Sr. VP, Bus. Dev. & Comm. Op. | 08/08/2012 | 39,600 |
| Jagpal Sukhi | Interim CFO | 08/03/2012 | 330,960 |
| Jagpal Sukhi | Interim CFO | 08/03/2012 | 548,730 |
| Lussow Alexander R | Sr. VP, Bus. Dev. & Comm. Op. | 07/24/2012 | 18,270 |
| Lussow Alexander R | Sr. VP, Bus. Dev. & Comm. Op. | 07/24/2012 | 41,400 |
| CLARKE C BOYD | Former Director | 07/09/2012 | 152,460 |
| CLARKE C BOYD | Former Director | 07/09/2012 | 422,291 |
| Lussow Alexander R | Sr. VP, Bus. Dev. & Comm. Op. | 07/09/2012 | 18,286 |
| Lussow Alexander R | Sr. VP, Bus. Dev. & Comm. Op. | 07/09/2012 | 37,650 |
| Lussow Alexander R | Sr. VP, Bus. Dev. & Comm. Op. | 06/21/2012 | 18,130 |
| Lussow Alexander R | Sr. VP, Bus. Dev. & Comm. Op. | 06/21/2012 | 38,250 |
| Lussow Alexander R | Sr. VP, Bus. Dev. & Comm. Op. | 06/15/2012 | 18,206 |
| Lussow Alexander R | Sr. VP, Bus. Dev. & Comm. Op. | 06/15/2012 | 37,350 |
| Aryeh Jason | Director | 06/16/2012 | 25,000 |
| NB Public Equity K/S | 10% Owner | 05/16/2012 | 333,340 |
| CLARKE C BOYD | Director | 05/15/2012 | 16,072 |
| Lussow Alexander R | Sr. VP, Bus. Dev. & Comm. Op. | 11/28/2011 | 20,218 |
| Lussow Alexander R | Sr. VP, Bus. Dev. & Comm. Op. | 11/29/2011 | 88,357 |
| Lussow Alexander R | Sr. VP, Bus. Dev. & Comm. Op. | 11/28/2011 | 39,361 |
| Lussow Alexander R | Sr. VP, Bus. Dev. & Comm. Op. | 11/29/2011 | 164,642 |
| Lussow Alexander R | Sr. VP, Bus. Dev. & Comm. Op. | 11/23/2011 | 33,853 |
| Lussow Alexander R | Sr. VP, Bus. Dev. & Comm. Op. | 11/22/2011 | 34,548 |
| LUPINI LINDA | Senior VP, HR & Org. Dev. | 11/21/2011 | 35,290 |
| NB Public Equity K/S | 10% Owner | 08/30/2011 | 931,402 |
| NB Public Equity K/S | 10% Owner | 08/31/2011 | 12,306 |
| Axial Capital Master, L.P. | 10% Owner | 08/26/2010 | 242,655 |
| Axial Capital Master, L.P. | 10% Owner | 11/01/2010 | 317,849 |
| Axial Capital Master, L.P. | 10% Owner | 08/30/2011 | 1,967,122 |
| Axial Capital Master, L.P. | 10% Owner | 08/11/2010 | 487,858 |
| Axial Capital Master, L.P. | 10% Owner | 10/29/2010 | 313,411 |
| Axial Capital Master, L.P. | 10% Owner | 08/29/2011 | 12,506,250 |
| Axial Capital Master, L.P. | 10% Owner | 07/30/2010 | 214,050 |
| Axial Capital Master, L.P. | 10% Owner | 09/01/2010 | 30,632 |
| Axial Capital Master, L.P. | 10% Owner | 11/11/2010 | 351,734 |
| Axial Capital Master, L.P. | 10% Owner | 08/31/2010 | 349,725 |
| Axial Capital Master, L.P. | 10% Owner | 11/08/2010 | 20,645 |
| Axial Capital Master, L.P. | 10% Owner | 08/30/2010 | 36,105 |
| Axial Capital Master, L.P. | 10% Owner | 11/03/2010 | 12,482 |
| Axial Capital Master, L.P. | 10% Owner | 08/27/2010 | 247,338 |
| Axial Capital Master, L.P. | 10% Owner | 11/02/2010 | 203,106 |
| AXIAL CAPITAL MANAGEMENT, LLC | 10% Owner | 08/30/2011 | 1,991,000 |
| AXIAL CAPITAL MANAGEMENT, LLC | 10% Owner | 08/29/2011 | 12,506,250 |
| NB Public Equity K/S | 10% Owner | 08/29/2011 | 1,416,860 |
| CLARKE C BOYD | Director | 06/17/2011 | 27,000 |
| AXIAL CAPITAL MANAGEMENT, LLC | 10% Owner | 11/11/2010 | 412,412 |
| AXIAL CAPITAL MANAGEMENT, LLC | 10% Owner | 11/08/2010 | 24,080 |
| BUTCHOFSKY ROBERT | President and CEO | 11/05/2010 | 16,872 |
| AXIAL CAPITAL MANAGEMENT, LLC | 10% Owner | 11/03/2010 | 14,560 |
| AXIAL CAPITAL MANAGEMENT, LLC | 10% Owner | 11/02/2010 | 236,980 |
| AXIAL CAPITAL MANAGEMENT, LLC | 10% Owner | 11/01/2010 | 370,500 |
| AXIAL CAPITAL MANAGEMENT, LLC | 10% Owner | 10/29/2010 | 365,300 |
| AXIAL CAPITAL MANAGEMENT, LLC | 10% Owner | 09/01/2010 | 30,579 |
| AXIAL CAPITAL MANAGEMENT, LLC | 10% Owner | 08/31/2010 | 347,910 |
| AXIAL CAPITAL MANAGEMENT, LLC | 10% Owner | 08/30/2010 | 42,180 |
| AXIAL CAPITAL MANAGEMENT, LLC | 10% Owner | 08/27/2010 | 289,000 |
| AXIAL CAPITAL MANAGEMENT, LLC | 10% Owner | 08/26/2010 | 283,500 |
| AXIAL CAPITAL MANAGEMENT, LLC | 10% Owner | 08/11/2010 | 570,000 |
| AXIAL CAPITAL MANAGEMENT, LLC | 10% Owner | 07/30/2010 | 212,933 |
| CLARKE C BOYD | Director | 08/02/2010 | 17,248 |
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