Portman Ridge Finance Corp. (PTMN) NASDAQ
$20.61 0.10 (0.49%)
Market Cap: $196.86M
As of 03/31/23 04:00 PM EDT. Market closed.

Portman Ridge Finance Corp. (PTMN)
NASDAQ
$20.61
0.10 (0.49%)
Market Cap: $196.86M
As of 03/31/23 04:00 PM EDT. Market closed.
Portman Ridge Finance Corporation is a publicly traded, externally managed investment company that has elected to be regulated as a business development company under the Investment Company Act of 1940. Portman Ridge's middle market investment business originates, structures, finances and manages a portfolio of term loans, mezzanine investments and selected equity securities in middle market ... read more
Portman Ridge Finance Corporation is a publicly traded, externally managed investment company that has elected to be regulated as a business development company under the Investment Company Act of 1940. Portman Ridge's middle market investment business originates, structures, finances and manages a portfolio of term loans, mezzanine investments and selected equity securities in middle market companies. Portman Ridge's investment activities are managed by its investment adviser, Sierra Crest Investment Management LLC, an affiliate of BC Partners Advisors, LP. read less
Owner | Relationship | Date | Transaction | Cost | # Shares | Value($) | Total Shares | Form 4 |
Schafer Patrick | Chief Investment Officer | Nov 15, 2021 | Buy | $25.04 | 1,000 | 25,038 | 5,950 | Nov 16, 2021, 06:52 PM |
Goldthorpe Edward J. | President, CEO | Sep 09, 2020 | Buy | $1.23 | 1,469 | 1,807 | 97,651 | Sep 11, 2020, 05:00 PM |
Warshauer Robert Herman | Director | Aug 26, 2020 | Buy | $1.16 | 20,000 | 23,200 | 20,000 | Aug 27, 2020, 05:43 PM |
Duka Alexander | Director | Aug 25, 2020 | Buy | $1.16 | 10,000 | 11,600 | 10,000 | Aug 26, 2020, 05:19 PM |
Schafer Patrick | Chief Investment Officer | Aug 12, 2020 | Buy | $1.28 | 25,000 | 31,990 | 49,500 | Aug 13, 2020, 04:56 PM |
Goldthorpe Edward J. | President, CEO | Mar 23, 2020 | Buy | $0.85 | 4,600 | 3,917 | 96,182 | Mar 24, 2020, 04:41 PM |
Goldthorpe Edward J. | President, CEO | Mar 16, 2020 | Buy | $1.31 | 100 | 131 | 91,582 | Mar 17, 2020, 08:18 PM |
Schafer Patrick | Chief Investment Officer | Mar 16, 2020 | Buy | $1.36 | 4,000 | 5,426 | 24,500 | Mar 16, 2020, 04:57 PM |
Goldthorpe Edward J. | President, CEO | Mar 12, 2020 | Buy | $1.55 | 27,955 | 43,350 | 91,482 | Mar 13, 2020, 04:31 PM |
Goldthorpe Edward J. | President, CEO | Mar 11, 2020 | Buy | $1.70 | 6,650 | 11,318 | 63,527 | Mar 13, 2020, 04:31 PM |
Schafer Patrick | Chief Investment Officer | Mar 12, 2020 | Buy | $1.55 | 5,000 | 7,750 | 10,000 | Mar 13, 2020, 04:26 PM |
Schafer Patrick | Chief Investment Officer | Mar 13, 2020 | Buy | $1.51 | 10,500 | 15,887 | 20,500 | Mar 13, 2020, 04:26 PM |
Goldthorpe Edward J. | President, CEO | Dec 04, 2019 | Buy | $2.07 | 1,000 | 2,071 | 56,877 | Dec 05, 2019, 06:37 PM |
Goldthorpe Edward J. | President, CEO | Dec 03, 2019 | Buy | $2.06 | 23,238 | 47,852 | 55,877 | Dec 05, 2019, 06:37 PM |
Schafer Patrick | Chief Investment Officer | Nov 25, 2019 | Buy | $2.07 | 3,000 | 6,210 | 5,000 | Nov 26, 2019, 04:16 PM |
Schafer Patrick | Chief Investment Officer | Nov 22, 2019 | Buy | $2.09 | 2,000 | 4,174 | 2,000 | Nov 25, 2019, 06:05 AM |
LACOVARA CHRISTOPHER | Director | Nov 18, 2019 | Sale | $2.04 | 79,703 | 162,562 | 212,634 | Nov 19, 2019, 04:17 PM |
LACOVARA CHRISTOPHER | Director | Nov 14, 2019 | Sale | $2.19 | 122,066 | 267,240 | 580,754 | Nov 18, 2019, 08:13 PM |
LACOVARA CHRISTOPHER | Director | Nov 15, 2019 | Sale | $2.09 | 168,231 | 351,590 | 373,600 | Nov 18, 2019, 08:13 PM |
Goldthorpe Edward J. | President, CEO | Sep 05, 2019 | Buy | $2.43 | 700 | 1,698 | 32,639 | Sep 06, 2019, 04:30 PM |
Goldthorpe Edward J. | President, CEO | Sep 04, 2019 | Buy | $2.38 | 3,700 | 8,820 | 31,939 | Sep 06, 2019, 04:30 PM |
Goldthorpe Edward J. | President, CEO | Aug 22, 2019 | Buy | $2.19 | 5,300 | 11,582 | 28,239 | Aug 26, 2019, 08:07 PM |
Goldthorpe Edward J. | President, CEO | Aug 21, 2019 | Buy | $2.19 | 600 | 1,316 | 22,939 | Aug 26, 2019, 08:07 PM |
Goldthorpe Edward J. | President, CEO | Aug 19, 2019 | Buy | $2.19 | 8,900 | 19,481 | 20,400 | Aug 20, 2019, 05:32 PM |
Goldthorpe Edward J. | President, CEO | Aug 20, 2019 | Buy | $2.17 | 1,939 | 4,208 | 22,339 | Aug 20, 2019, 05:32 PM |
Goldthorpe Edward J. | President, CEO | Aug 13, 2019 | Buy | $2.29 | 11,500 | 26,381 | 11,500 | Aug 14, 2019, 05:50 PM |
Corless R Jon | Chief Investment Officer | Jun 23, 2018 | Option Exercise | $3.26 | 2,436 | 7,941 | 99,966 | Jun 27, 2018, 04:36 PM |
Gilpin Edward U | CFO, Treasurer and Secretary | Jun 23, 2018 | Option Exercise | $3.26 | 696 | 2,269 | 108,755 | Jun 27, 2018, 04:35 PM |
Pearson Dayl W | President and CEO | Jun 23, 2018 | Option Exercise | $3.26 | 5,360 | 17,474 | 343,493 | Jun 27, 2018, 04:34 PM |
Corless R Jon | Chief Investment Officer | Jun 20, 2018 | Option Exercise | $3.24 | 2,886 | 9,351 | 102,402 | Jun 21, 2018, 03:20 PM |
Gilpin Edward U | CFO, Treasurer and Secretary | Jun 20, 2018 | Option Exercise | $3.24 | 4,723 | 15,303 | 109,451 | Jun 21, 2018, 03:19 PM |
Corless R Jon | Chief Investment Officer | Jun 23, 2017 | Option Exercise | $3.47 | 2,651 | 9,199 | 95,231 | Jun 27, 2017, 04:38 PM |
Gilpin Edward U | CFO, Treasurer and Secretary | Jun 23, 2017 | Option Exercise | $3.47 | 757 | 2,627 | 96,933 | Jun 27, 2017, 04:37 PM |
Pearson Dayl W | President and CEO | Jun 23, 2017 | Option Exercise | $3.47 | 8,137 | 28,235 | 320,117 | Jun 27, 2017, 04:36 PM |
Pearson Dayl W | President and CEO | Jun 20, 2017 | Option Exercise | $3.40 | 10,548 | 35,863 | 328,254 | Jun 22, 2017, 02:14 PM |
Gilpin Edward U | CFO, Treasurer and Secretary | Jun 20, 2017 | Option Exercise | $3.40 | 5,141 | 17,479 | 97,690 | Jun 22, 2017, 02:11 PM |
Corless R Jon | Chief Investment Officer | Jun 20, 2017 | Option Exercise | $3.40 | 3,141 | 10,679 | 97,882 | Jun 22, 2017, 02:09 PM |
Corless R Jon | Chief Investment Officer | May 05, 2017 | Option Exercise | $3.66 | 5,134 | 18,790 | 101,023 | May 09, 2017, 07:39 AM |
Gilpin Edward U | CFO, Treasurer and Secretary | May 05, 2017 | Option Exercise | $3.66 | 10,269 | 37,585 | 102,831 | May 09, 2017, 07:37 AM |
Gilpin Edward U | CFO, Treasurer and Secretary | Jun 23, 2016 | Option Exercise | $3.80 | 757 | 2,877 | 113,100 | Jun 29, 2016, 11:01 AM |
Gilpin Edward U | CFO, Treasurer and Secretary | Jun 20, 2016 | Option Exercise | $3.75 | 5,141 | 19,279 | 113,857 | Jun 29, 2016, 11:01 AM |
Gilpin Edward U | CFO, Treasurer and Secretary | Jun 15, 2016 | Option Exercise | $3.69 | 4,407 | 16,262 | 118,998 | Jun 29, 2016, 11:01 AM |
Corless R Jon | Chief Investment Officer | Jun 20, 2016 | Option Exercise | $3.75 | 3,141 | 11,779 | 108,808 | Jun 29, 2016, 10:58 AM |
Corless R Jon | Chief Investment Officer | Jun 23, 2016 | Option Exercise | $3.80 | 2,651 | 10,074 | 106,157 | Jun 29, 2016, 10:58 AM |
Pearson Dayl W | President and CEO | Jun 23, 2016 | Option Exercise | $3.80 | 8,137 | 30,921 | 338,802 | Jun 29, 2016, 10:57 AM |
Pearson Dayl W | President and CEO | Jun 20, 2016 | Option Exercise | $3.75 | 14,057 | 52,714 | 346,939 | Jun 29, 2016, 10:57 AM |
Corless R Jon | Chief Investment Officer | May 06, 2016 | Option Exercise | $3.33 | 5,134 | 17,096 | 111,949 | May 10, 2016, 02:06 PM |
Gilpin Edward U | CFO, Treasurer and Secretary | May 06, 2016 | Option Exercise | $3.33 | 10,269 | 34,196 | 123,405 | May 10, 2016, 02:04 PM |
JACOBI C MICHAEL | Director | Aug 12, 2015 | Buy | $4.82 | 5,460 | 26,320 | 45,460 | Aug 13, 2015, 01:28 PM |
Pearson Dayl W | President and CEO | Jun 20, 2015 | Option Exercise | $6.07 | 10,757 | 65,295 | 297,882 | Jun 23, 2015, 05:21 PM |
Corless R Jon | Chief Investment Officer | Jun 20, 2015 | Option Exercise | $6.07 | 3,141 | 19,066 | 88,395 | Jun 23, 2015, 05:20 PM |
Gilpin Edward U | CFO, Treasurer and Secretary | Jun 20, 2015 | Option Exercise | $6.07 | 5,141 | 31,206 | 125,478 | Jun 23, 2015, 05:20 PM |
Simeone Jill | General Counsel and CCO | Jun 20, 2015 | Option Exercise | $6.07 | 3,184 | 19,327 | 27,718 | Jun 23, 2015, 05:19 PM |
Gilligan Daniel P. | Vice President | Jun 20, 2015 | Option Exercise | $6.07 | 2,856 | 17,336 | 64,876 | Jun 23, 2015, 05:18 PM |
Gilpin Edward U | CFO, Treasurer and Secretary | Jun 16, 2015 | Option Exercise | $6.02 | 4,408 | 26,536 | 130,619 | Jun 19, 2015, 05:29 PM |
JACOBI C MICHAEL | Director | May 22, 2015 | Option Exercise | $6.18 | 4,333 | 26,775 | 39,000 | May 27, 2015, 03:53 PM |
Kehler Dean C | Director | May 30, 2014 | Option Exercise | $7.95 | 330,000 | 2,623,659 | 1,673,800 | Jun 02, 2014, 11:45 AM |
Bloom Jay R | Director | May 29, 2014 | Option Exercise | $7.95 | 330,000 | 2,623,847 | 1,473,000 | Jun 02, 2014, 11:43 AM |
Corless R Jon | Chief Investment Officer | Nov 13, 2013 | Option Exercise | $8.04 | 5,000 | 40,200 | 57,543 | Nov 14, 2013, 01:56 PM |
Pearson Dayl W | President and CEO | Nov 13, 2013 | Option Exercise | $8.01 | 3,000 | 24,023 | 197,391 | Nov 13, 2013, 04:27 PM |
JACOBI C MICHAEL | Director | Aug 15, 2013 | Option Exercise | $8.75 | 1,500 | 13,125 | 33,667 | Aug 15, 2013, 06:13 PM |
Kehler Dean C | Director | Feb 08, 2013 | Option Exercise | $9.31 | 200,000 | 1,862,260 | 3,075,000 | Feb 11, 2013, 04:59 PM |
Corless R Jon | Chief Investment Officer | Nov 29, 2012 | Option Exercise | $8.67 | 25,160 | 218,039 | 44,756 | Dec 03, 2012, 08:39 PM |
Owner | Relationship | Date | Value($) |
Schafer Patrick | Chief Investment Officer | 11/15/2021 | 25,038 |
Goldthorpe Edward J. | President, CEO | 09/09/2020 | 1,807 |
Warshauer Robert Herman | Director | 08/26/2020 | 23,200 |
Duka Alexander | Director | 08/25/2020 | 11,600 |
Schafer Patrick | Chief Investment Officer | 08/12/2020 | 31,990 |
Goldthorpe Edward J. | President, CEO | 03/23/2020 | 3,917 |
Goldthorpe Edward J. | President, CEO | 03/16/2020 | 131 |
Schafer Patrick | Chief Investment Officer | 03/16/2020 | 5,426 |
Goldthorpe Edward J. | President, CEO | 03/12/2020 | 43,350 |
Goldthorpe Edward J. | President, CEO | 03/11/2020 | 11,318 |
Schafer Patrick | Chief Investment Officer | 03/12/2020 | 7,750 |
Schafer Patrick | Chief Investment Officer | 03/13/2020 | 15,887 |
Goldthorpe Edward J. | President, CEO | 12/04/2019 | 2,071 |
Goldthorpe Edward J. | President, CEO | 12/03/2019 | 47,852 |
Schafer Patrick | Chief Investment Officer | 11/25/2019 | 6,210 |
Schafer Patrick | Chief Investment Officer | 11/22/2019 | 4,174 |
LACOVARA CHRISTOPHER | Director | 11/18/2019 | 162,562 |
LACOVARA CHRISTOPHER | Director | 11/14/2019 | 267,240 |
LACOVARA CHRISTOPHER | Director | 11/15/2019 | 351,590 |
Goldthorpe Edward J. | President, CEO | 09/05/2019 | 1,698 |
Goldthorpe Edward J. | President, CEO | 09/04/2019 | 8,820 |
Goldthorpe Edward J. | President, CEO | 08/22/2019 | 11,582 |
Goldthorpe Edward J. | President, CEO | 08/21/2019 | 1,316 |
Goldthorpe Edward J. | President, CEO | 08/19/2019 | 19,481 |
Goldthorpe Edward J. | President, CEO | 08/20/2019 | 4,208 |
Goldthorpe Edward J. | President, CEO | 08/13/2019 | 26,381 |
Corless R Jon | Chief Investment Officer | 06/23/2018 | 7,941 |
Gilpin Edward U | CFO, Treasurer and Secretary | 06/23/2018 | 2,269 |
Pearson Dayl W | President and CEO | 06/23/2018 | 17,474 |
Corless R Jon | Chief Investment Officer | 06/20/2018 | 9,351 |
Gilpin Edward U | CFO, Treasurer and Secretary | 06/20/2018 | 15,303 |
Corless R Jon | Chief Investment Officer | 06/23/2017 | 9,199 |
Gilpin Edward U | CFO, Treasurer and Secretary | 06/23/2017 | 2,627 |
Pearson Dayl W | President and CEO | 06/23/2017 | 28,235 |
Pearson Dayl W | President and CEO | 06/20/2017 | 35,863 |
Gilpin Edward U | CFO, Treasurer and Secretary | 06/20/2017 | 17,479 |
Corless R Jon | Chief Investment Officer | 06/20/2017 | 10,679 |
Corless R Jon | Chief Investment Officer | 05/05/2017 | 18,790 |
Gilpin Edward U | CFO, Treasurer and Secretary | 05/05/2017 | 37,585 |
Gilpin Edward U | CFO, Treasurer and Secretary | 06/23/2016 | 2,877 |
Gilpin Edward U | CFO, Treasurer and Secretary | 06/20/2016 | 19,279 |
Gilpin Edward U | CFO, Treasurer and Secretary | 06/15/2016 | 16,262 |
Corless R Jon | Chief Investment Officer | 06/20/2016 | 11,779 |
Corless R Jon | Chief Investment Officer | 06/23/2016 | 10,074 |
Pearson Dayl W | President and CEO | 06/23/2016 | 30,921 |
Pearson Dayl W | President and CEO | 06/20/2016 | 52,714 |
Corless R Jon | Chief Investment Officer | 05/06/2016 | 17,096 |
Gilpin Edward U | CFO, Treasurer and Secretary | 05/06/2016 | 34,196 |
JACOBI C MICHAEL | Director | 08/12/2015 | 26,320 |
Pearson Dayl W | President and CEO | 06/20/2015 | 65,295 |
Corless R Jon | Chief Investment Officer | 06/20/2015 | 19,066 |
Gilpin Edward U | CFO, Treasurer and Secretary | 06/20/2015 | 31,206 |
Simeone Jill | General Counsel and CCO | 06/20/2015 | 19,327 |
Gilligan Daniel P. | Vice President | 06/20/2015 | 17,336 |
Gilpin Edward U | CFO, Treasurer and Secretary | 06/16/2015 | 26,536 |
JACOBI C MICHAEL | Director | 05/22/2015 | 26,775 |
Kehler Dean C | Director | 05/30/2014 | 2,623,659 |
Bloom Jay R | Director | 05/29/2014 | 2,623,847 |
Corless R Jon | Chief Investment Officer | 11/13/2013 | 40,200 |
Pearson Dayl W | President and CEO | 11/13/2013 | 24,023 |
JACOBI C MICHAEL | Director | 08/15/2013 | 13,125 |
Kehler Dean C | Director | 02/08/2013 | 1,862,260 |
Corless R Jon | Chief Investment Officer | 11/29/2012 | 218,039 |
Fund | # Shares Owned | % of Portfolio | % Change | Investing Style |
---|---|---|---|---|
BULLDOG INVESTORS, LLP | 116,480 | 0.81% | -8.04% | Activists |
BLACKROCK INC. | 59,428 | 0.00004% | 2.87% | Other |