. (PJC)
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As of 12/31/69 07:00 PM EST. Market closed.
. (PJC)
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Market Cap: -
As of 12/31/69 07:00 PM EST. Market closed.
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INSIDER TRANSACTIONS FOR
| Owner | Relationship | Date | Transaction | Cost | # Shares | Value($) | Total Shares | Form 4 |
| Schoneman Debbra L. | President | Dec 04, 2023 | Sale | $160.56 | 5,000 | 802,776 | 20,937 | Dec 05, 2023, 05:05 PM |
| TAYLOR SCOTT C | Director | Sep 08, 2023 | Option Exercise | $146.10 | 28 | 4,091 | 16,763 | Sep 11, 2023, 04:44 PM |
| Sterling Brian R | Director | Sep 08, 2023 | Option Exercise | $146.10 | 8 | 1,169 | 23,282 | Sep 11, 2023, 04:41 PM |
| SORAN PHILIP | Director | Sep 08, 2023 | Option Exercise | $146.10 | 70 | 10,227 | 22,678 | Sep 11, 2023, 04:39 PM |
| SMITH SHERRY M | Director | Sep 08, 2023 | Option Exercise | $146.10 | 34 | 4,967 | 12,317 | Sep 11, 2023, 04:35 PM |
| Mitchell Robbin | Director | Sep 08, 2023 | Option Exercise | $146.10 | 10 | 1,461 | 2,204 | Sep 11, 2023, 04:33 PM |
| HOLT VICTORIA M | Director | Sep 08, 2023 | Option Exercise | $146.10 | 25 | 3,653 | 6,010 | Sep 11, 2023, 04:30 PM |
| FITZGERALD WILLIAM R | Director | Sep 08, 2023 | Option Exercise | $146.10 | 92 | 13,441 | 24,196 | Sep 11, 2023, 04:27 PM |
| Sterling Brian R | Director | Jun 09, 2023 | Option Exercise | $137.14 | 7 | 960 | 23,081 | Jun 12, 2023, 05:35 PM |
| SORAN PHILIP | Director | Jun 09, 2023 | Option Exercise | $137.14 | 73 | 10,011 | 22,347 | Jun 12, 2023, 05:33 PM |
| TAYLOR SCOTT C | Director | Jun 09, 2023 | Option Exercise | $137.14 | 29 | 3,977 | 16,522 | Jun 12, 2023, 05:31 PM |
| SMITH SHERRY M | Director | Jun 09, 2023 | Option Exercise | $137.14 | 36 | 4,937 | 12,283 | Jun 12, 2023, 05:29 PM |
| Mitchell Robbin | Director | Jun 09, 2023 | Option Exercise | $137.14 | 10 | 1,371 | 2,194 | Jun 12, 2023, 05:25 PM |
| HOLT VICTORIA M | Director | Jun 09, 2023 | Option Exercise | $137.14 | 27 | 3,703 | 5,985 | Jun 12, 2023, 05:23 PM |
| FITZGERALD WILLIAM R | Director | Jun 09, 2023 | Option Exercise | $137.14 | 98 | 13,440 | 24,104 | Jun 12, 2023, 05:21 PM |
| Abraham Chad R | CEO and Chairman | May 23, 2023 | Sale | $130.45 | 3,106 | 405,188 | 24,666 | May 23, 2023, 05:04 PM |
| Abraham Chad R | CEO and Chairman | May 22, 2023 | Sale | $130.27 | 2,223 | 289,590 | 27,222 | May 23, 2023, 05:04 PM |
| Abraham Chad R | CEO and Chairman | May 19, 2023 | Sale | $130.00 | 100 | 13,000 | 29,445 | May 22, 2023, 05:23 PM |
| Abraham Chad R | CEO and Chairman | May 18, 2023 | Sale | $130.00 | 100 | 13,000 | 29,545 | May 22, 2023, 05:23 PM |
| Sterling Brian R | Director | May 17, 2023 | Option Exercise | $129.14 | 775 | 100,083 | 23,074 | May 18, 2023, 03:31 PM |
| SORAN PHILIP | Director | May 17, 2023 | Option Exercise | $129.14 | 775 | 100,083 | 22,274 | May 18, 2023, 03:28 PM |
| TAYLOR SCOTT C | Director | May 17, 2023 | Option Exercise | $129.14 | 775 | 100,083 | 16,493 | May 18, 2023, 03:26 PM |
| SCHREIER THOMAS S JR | Director | May 17, 2023 | Option Exercise | $129.14 | 775 | 100,083 | 6,576 | May 18, 2023, 03:24 PM |
| SMITH SHERRY M | Director | May 17, 2023 | Option Exercise | $129.14 | 775 | 100,083 | 12,247 | May 18, 2023, 03:22 PM |
| Mitchell Robbin | Director | May 17, 2023 | Option Exercise | $129.14 | 775 | 100,083 | 2,184 | May 18, 2023, 03:20 PM |
| HOLT VICTORIA M | Director | May 17, 2023 | Option Exercise | $129.14 | 775 | 100,083 | 5,958 | May 18, 2023, 03:18 PM |
| FITZGERALD WILLIAM R | Director | May 17, 2023 | Option Exercise | $129.14 | 775 | 100,083 | 24,006 | May 18, 2023, 03:16 PM |
| Abraham Chad R | CEO and Chairman | May 08, 2023 | Sale | $130.00 | 1 | 130 | 29,645 | May 10, 2023, 05:02 PM |
| Abraham Chad R | CEO and Chairman | May 05, 2023 | Sale | $130.05 | 1,970 | 256,199 | 29,646 | May 05, 2023, 05:13 PM |
| Abraham Chad R | CEO and Chairman | May 04, 2023 | Sale | $123.62 | 7,444 | 920,233 | 38,760 | May 05, 2023, 05:13 PM |
| Abraham Chad R | CEO and Chairman | May 03, 2023 | Sale | $127.20 | 12,556 | 1,597,153 | 50,416 | May 05, 2023, 05:13 PM |
| Doyle Jonathan J | Hd of Financial Services Group | Feb 09, 2023 | Sale | $152.21 | 5,000 | 761,072 | 213,674 | Feb 09, 2023, 05:17 PM |
| Doyle Jonathan J | Hd of Financial Services Group | Feb 08, 2023 | Sale | $152.70 | 5,000 | 763,512 | 221,357 | Feb 09, 2023, 05:17 PM |
| Doyle Jonathan J | Hd of Financial Services Group | Feb 07, 2023 | Sale | $151.75 | 5,000 | 758,745 | 225,985 | Feb 09, 2023, 05:17 PM |
| Sterling Brian R | Director | Dec 30, 2022 | Option Exercise | $130.19 | 155 | 20,179 | 22,102 | Jan 03, 2023, 04:27 PM |
| SORAN PHILIP | Director | Dec 30, 2022 | Option Exercise | $130.19 | 243 | 31,636 | 21,043 | Jan 03, 2023, 04:24 PM |
| Doyle Jonathan J | Hd of Financial Services Group | Dec 23, 2022 | Sale | $134.09 | 4,600 | 616,825 | 246,734 | Dec 23, 2022, 04:52 PM |
| Doyle Jonathan J | Hd of Financial Services Group | Dec 22, 2022 | Sale | $133.19 | 5,000 | 665,932 | 251,970 | Dec 23, 2022, 04:52 PM |
| Sterling Brian R | Director | Dec 09, 2022 | Option Exercise | $136.61 | 6 | 820 | 21,947 | Dec 12, 2022, 04:19 PM |
| SORAN PHILIP | Director | Dec 09, 2022 | Option Exercise | $136.61 | 66 | 9,016 | 20,800 | Dec 12, 2022, 04:17 PM |
| TAYLOR SCOTT C | Director | Dec 09, 2022 | Option Exercise | $136.61 | 25 | 3,415 | 15,447 | Dec 12, 2022, 04:15 PM |
| SMITH SHERRY M | Director | Dec 09, 2022 | Option Exercise | $136.61 | 33 | 4,508 | 11,373 | Dec 12, 2022, 04:13 PM |
| Mitchell Robbin | Director | Dec 09, 2022 | Option Exercise | $136.61 | 7 | 956 | 1,390 | Dec 12, 2022, 04:11 PM |
| HOLT VICTORIA M | Director | Dec 09, 2022 | Option Exercise | $136.61 | 23 | 3,142 | 5,114 | Dec 12, 2022, 04:08 PM |
| FITZGERALD WILLIAM R | Director | Dec 09, 2022 | Option Exercise | $136.61 | 93 | 12,705 | 22,944 | Dec 12, 2022, 04:06 PM |
| Sterling Brian R | Director | Sep 30, 2022 | Option Exercise | $104.74 | 193 | 20,215 | 21,941 | Oct 03, 2022, 04:19 PM |
| SORAN PHILIP | Director | Sep 30, 2022 | Option Exercise | $104.74 | 301 | 31,527 | 22,537 | Oct 03, 2022, 04:16 PM |
| Sterling Brian R | Director | Sep 09, 2022 | Option Exercise | $115.97 | 6 | 696 | 21,748 | Sep 12, 2022, 04:32 PM |
| SORAN PHILIP | Director | Sep 09, 2022 | Option Exercise | $115.97 | 76 | 8,814 | 22,236 | Sep 12, 2022, 04:30 PM |
| TAYLOR SCOTT C | Director | Sep 09, 2022 | Option Exercise | $115.97 | 29 | 3,363 | 15,422 | Sep 12, 2022, 04:29 PM |
| SMITH SHERRY M | Director | Sep 09, 2022 | Option Exercise | $115.97 | 38 | 4,407 | 11,340 | Sep 12, 2022, 04:25 PM |
| Mitchell Robbin | Director | Sep 09, 2022 | Option Exercise | $115.97 | 8 | 928 | 1,383 | Sep 12, 2022, 04:23 PM |
| HOLT VICTORIA M | Director | Sep 09, 2022 | Option Exercise | $115.97 | 27 | 3,131 | 5,091 | Sep 12, 2022, 04:20 PM |
| FITZGERALD WILLIAM R | Director | Sep 09, 2022 | Option Exercise | $115.97 | 109 | 12,641 | 22,851 | Sep 12, 2022, 04:18 PM |
| Sterling Brian R | Director | Jul 01, 2022 | Option Exercise | $112.08 | 178 | 19,950 | 21,742 | Jul 05, 2022, 04:25 PM |
| SORAN PHILIP | Director | Jul 01, 2022 | Option Exercise | $112.08 | 279 | 31,270 | 22,160 | Jul 05, 2022, 04:19 PM |
| TAYLOR SCOTT C | Director | Jun 10, 2022 | Option Exercise | $116.98 | 28 | 3,275 | 15,393 | Jun 13, 2022, 05:07 PM |
| Sterling Brian R | Director | Jun 10, 2022 | Option Exercise | $116.98 | 5 | 585 | 21,564 | Jun 13, 2022, 05:05 PM |
| SORAN PHILIP | Director | Jun 10, 2022 | Option Exercise | $116.98 | 73 | 8,540 | 21,881 | Jun 13, 2022, 05:04 PM |
| SMITH SHERRY M | Director | Jun 10, 2022 | Option Exercise | $116.98 | 38 | 4,445 | 11,302 | Jun 13, 2022, 05:01 PM |
| Mitchell Robbin | Director | Jun 10, 2022 | Option Exercise | $116.98 | 8 | 936 | 1,375 | Jun 13, 2022, 04:59 PM |
| HOLT VICTORIA M | Director | Jun 10, 2022 | Option Exercise | $116.98 | 26 | 3,041 | 5,064 | Jun 13, 2022, 04:57 PM |
| FITZGERALD WILLIAM R | Director | Jun 10, 2022 | Option Exercise | $116.98 | 108 | 12,634 | 22,742 | Jun 13, 2022, 04:55 PM |
| TAYLOR SCOTT C | Director | May 06, 2022 | Option Exercise | $125.75 | 756 | 95,067 | 15,365 | May 09, 2022, 04:49 PM |
| Sterling Brian R | Director | May 06, 2022 | Option Exercise | $125.75 | 756 | 95,067 | 21,559 | May 09, 2022, 04:46 PM |
| SORAN PHILIP | Director | May 06, 2022 | Option Exercise | $125.75 | 756 | 95,067 | 21,808 | May 09, 2022, 04:43 PM |
| SMITH SHERRY M | Director | May 06, 2022 | Option Exercise | $125.75 | 756 | 95,067 | 11,264 | May 09, 2022, 04:39 PM |
| SCHREIER THOMAS S JR | Director | May 06, 2022 | Option Exercise | $125.75 | 756 | 95,067 | 5,801 | May 09, 2022, 04:37 PM |
| Mitchell Robbin | Director | May 06, 2022 | Option Exercise | $125.75 | 756 | 95,067 | 1,367 | May 09, 2022, 04:34 PM |
| HOLT VICTORIA M | Director | May 06, 2022 | Option Exercise | $125.75 | 756 | 95,067 | 5,038 | May 09, 2022, 04:31 PM |
| FITZGERALD WILLIAM R | Director | May 06, 2022 | Option Exercise | $125.75 | 756 | 95,067 | 22,634 | May 09, 2022, 04:27 PM |
| Sterling Brian R | Director | Mar 11, 2022 | Option Exercise | $124.28 | 26 | 3,231 | 20,652 | Mar 14, 2022, 06:12 PM |
| TAYLOR SCOTT C | Director | Mar 11, 2022 | Option Exercise | $124.28 | 215 | 26,720 | 14,609 | Mar 14, 2022, 06:06 PM |
| SMITH SHERRY M | Director | Mar 11, 2022 | Option Exercise | $124.28 | 256 | 31,816 | 10,508 | Mar 14, 2022, 05:56 PM |
| SORAN PHILIP | Director | Mar 11, 2022 | Option Exercise | $124.28 | 552 | 68,603 | 20,817 | Mar 14, 2022, 05:46 PM |
| Mitchell Robbin | Director | Mar 11, 2022 | Option Exercise | $124.28 | 25 | 3,107 | 611 | Mar 14, 2022, 05:40 PM |
| HOLT VICTORIA M | Director | Mar 11, 2022 | Option Exercise | $124.28 | 169 | 21,003 | 4,282 | Mar 14, 2022, 05:32 PM |
| FITZGERALD WILLIAM R | Director | Mar 11, 2022 | Option Exercise | $124.28 | 795 | 98,803 | 21,878 | Mar 14, 2022, 05:25 PM |
| SORAN PHILIP | Director | Dec 31, 2021 | Option Exercise | $178.51 | 188 | 33,560 | 20,265 | Jan 03, 2022, 04:53 PM |
| Sterling Brian R | Director | Dec 31, 2021 | Option Exercise | $178.51 | 141 | 25,170 | 20,626 | Jan 03, 2022, 04:50 PM |
| Sterling Brian R | Director | Dec 10, 2021 | Option Exercise | $166.16 | 11 | 1,828 | 20,485 | Dec 13, 2021, 04:33 PM |
| SORAN PHILIP | Director | Dec 10, 2021 | Option Exercise | $166.16 | 278 | 46,192 | 20,077 | Dec 13, 2021, 04:31 PM |
| TAYLOR SCOTT C | Director | Dec 10, 2021 | Option Exercise | $166.16 | 110 | 18,278 | 14,394 | Dec 13, 2021, 04:28 PM |
| SMITH SHERRY M | Director | Dec 10, 2021 | Option Exercise | $166.16 | 131 | 21,767 | 10,252 | Dec 13, 2021, 04:26 PM |
| Mitchell Robbin | Director | Dec 10, 2021 | Option Exercise | $166.16 | 13 | 2,160 | 586 | Dec 13, 2021, 04:23 PM |
| HOLT VICTORIA M | Director | Dec 10, 2021 | Option Exercise | $166.16 | 87 | 14,456 | 4,113 | Dec 13, 2021, 04:20 PM |
| FITZGERALD WILLIAM R | Director | Dec 10, 2021 | Option Exercise | $166.16 | 405 | 67,295 | 21,083 | Dec 13, 2021, 04:16 PM |
| Geelan John W | General Counsel | Nov 05, 2021 | Sale | $179.41 | 2,500 | 448,537 | 15,267 | Nov 05, 2021, 04:56 PM |
| Sterling Brian R | Director | Oct 01, 2021 | Option Exercise | $142.19 | 142 | 20,191 | 20,474 | Oct 04, 2021, 12:44 PM |
| SORAN PHILIP | Director | Oct 01, 2021 | Option Exercise | $142.19 | 222 | 31,566 | 19,799 | Oct 04, 2021, 12:33 PM |
| Mitchell Robbin | Director | Sep 27, 2021 | Option Exercise | $148.47 | 573 | 85,073 | 573 | Sep 28, 2021, 01:23 PM |
| Doyle Jonathan J | Hd of Financial Services Group | Sep 16, 2021 | Sale | $133.24 | 1,650 | 219,847 | 244,072 | Sep 16, 2021, 05:15 PM |
| Doyle Jonathan J | Hd of Financial Services Group | Sep 14, 2021 | Sale | $134.67 | 6,478 | 872,420 | 253,611 | Sep 15, 2021, 04:51 PM |
| Doyle Jonathan J | Hd of Financial Services Group | Sep 13, 2021 | Sale | $135.37 | 4,296 | 581,551 | 258,017 | Sep 15, 2021, 04:51 PM |
| Doyle Jonathan J | Hd of Financial Services Group | Sep 15, 2021 | Sale | $135.02 | 5,047 | 681,436 | 249,336 | Sep 15, 2021, 04:51 PM |
| Sterling Brian R | Director | Sep 10, 2021 | Option Exercise | $135.04 | 2 | 270 | 20,332 | Sep 10, 2021, 06:10 PM |
| SORAN PHILIP | Director | Sep 10, 2021 | Option Exercise | $135.04 | 52 | 7,022 | 19,577 | Sep 10, 2021, 06:08 PM |
| TAYLOR SCOTT C | Director | Sep 10, 2021 | Option Exercise | $135.04 | 21 | 2,836 | 14,284 | Sep 10, 2021, 06:06 PM |
| SMITH SHERRY M | Director | Sep 10, 2021 | Option Exercise | $135.04 | 25 | 3,376 | 10,121 | Sep 10, 2021, 06:04 PM |
| HOLT VICTORIA M | Director | Sep 10, 2021 | Option Exercise | $135.04 | 17 | 2,296 | 4,026 | Sep 10, 2021, 06:03 PM |
| FITZGERALD WILLIAM R | Director | Sep 10, 2021 | Option Exercise | $135.04 | 77 | 10,398 | 20,678 | Sep 10, 2021, 06:00 PM |
| Doyle Jonathan J | Hd of Financial Services Group | Sep 10, 2021 | Sale | $134.94 | 6,168 | 832,335 | 266,378 | Sep 10, 2021, 05:14 PM |
| Doyle Jonathan J | Hd of Financial Services Group | Sep 09, 2021 | Sale | $135.58 | 5,703 | 773,211 | 270,619 | Sep 10, 2021, 05:14 PM |
| Doyle Jonathan J | Hd of Financial Services Group | Sep 08, 2021 | Sale | $135.30 | 5,745 | 777,272 | 274,210 | Sep 10, 2021, 05:14 PM |
| Doyle Jonathan J | Hd of Financial Services Group | Sep 02, 2021 | Sale | $143.33 | 4,496 | 644,402 | 294,399 | Sep 07, 2021, 06:08 PM |
| Doyle Jonathan J | Hd of Financial Services Group | Sep 07, 2021 | Sale | $137.85 | 10,033 | 1,383,064 | 284,330 | Sep 07, 2021, 06:08 PM |
| Doyle Jonathan J | Hd of Financial Services Group | Sep 03, 2021 | Sale | $143.46 | 4,435 | 636,234 | 292,694 | Sep 07, 2021, 06:08 PM |
| Schoneman Debbra L. | President | Aug 16, 2021 | Sale | $144.04 | 5,000 | 720,200 | 64,544 | Aug 17, 2021, 04:14 PM |
| Abraham Chad R | Chief Executive Officer | Aug 09, 2021 | Sale | $138.52 | 963 | 133,390 | 69,765 | Aug 09, 2021, 06:12 PM |
| Abraham Chad R | Chief Executive Officer | Aug 06, 2021 | Sale | $137.91 | 6,824 | 941,119 | 76,153 | Aug 09, 2021, 06:12 PM |
| Abraham Chad R | Chief Executive Officer | Aug 05, 2021 | Sale | $135.15 | 2,213 | 299,087 | 76,853 | Aug 05, 2021, 06:20 PM |
| Abraham Chad R | Chief Executive Officer | Aug 04, 2021 | Sale | $129.77 | 1,700 | 220,603 | 80,647 | Aug 05, 2021, 06:20 PM |
| Abraham Chad R | Chief Executive Officer | Aug 03, 2021 | Sale | $128.82 | 8,300 | 1,069,198 | 88,386 | Aug 05, 2021, 06:20 PM |
| Sterling Brian R | Director | Jul 01, 2021 | Option Exercise | $130.27 | 154 | 20,062 | 20,330 | Jul 02, 2021, 02:01 PM |
| SORAN PHILIP | Director | Jul 01, 2021 | Option Exercise | $130.27 | 240 | 31,265 | 19,525 | Jul 02, 2021, 01:58 PM |
| SORAN PHILIP | Director | Jun 11, 2021 | Option Exercise | $130.77 | 43 | 5,623 | 19,285 | Jun 14, 2021, 03:34 PM |
| TAYLOR SCOTT C | Director | Jun 11, 2021 | Option Exercise | $130.77 | 18 | 2,354 | 14,263 | Jun 14, 2021, 03:31 PM |
| SMITH SHERRY M | Director | Jun 11, 2021 | Option Exercise | $130.77 | 21 | 2,746 | 10,096 | Jun 14, 2021, 03:28 PM |
| FITZGERALD WILLIAM R | Director | Jun 11, 2021 | Option Exercise | $130.77 | 65 | 8,500 | 20,601 | Jun 14, 2021, 03:22 PM |
| SORAN PHILIP | Director | Apr 01, 2021 | Option Exercise | $112.49 | 274 | 30,822 | 18,485 | Apr 05, 2021, 04:55 PM |
| TAYLOR SCOTT C | Director | Mar 12, 2021 | Option Exercise | $123.00 | 92 | 11,316 | 13,488 | Mar 15, 2021, 04:16 PM |
| SORAN PHILIP | Director | Mar 12, 2021 | Option Exercise | $123.00 | 205 | 25,215 | 18,211 | Mar 15, 2021, 04:14 PM |
| SMITH SHERRY M | Director | Mar 12, 2021 | Option Exercise | $123.00 | 95 | 11,685 | 9,318 | Mar 15, 2021, 04:11 PM |
| PIPER ADDISON L | Director | Mar 12, 2021 | Option Exercise | $123.00 | 73 | 8,979 | 31,542 | Mar 15, 2021, 04:09 PM |
| HOLT VICTORIA M | Director | Mar 12, 2021 | Option Exercise | $123.00 | 59 | 7,257 | 3,238 | Mar 15, 2021, 04:06 PM |
| FITZGERALD WILLIAM R | Director | Mar 12, 2021 | Option Exercise | $123.00 | 325 | 39,975 | 19,779 | Mar 15, 2021, 04:03 PM |
| LaRue R Scott | Co-Head Global IB and Cap Mkts | Feb 08, 2021 | Sale | $101.96 | 15,000 | 1,529,400 | 48,360 | Feb 09, 2021, 04:33 PM |
| Sterling Brian R | Director | Jan 04, 2021 | Option Exercise | $99.28 | 605 | 60,064 | 19,248 | Jan 05, 2021, 03:17 PM |
| SORAN PHILIP | Director | Dec 31, 2020 | Option Exercise | $100.90 | 297 | 29,967 | 18,006 | Jan 05, 2021, 03:13 PM |
| SORAN PHILIP | Director | Dec 11, 2020 | Option Exercise | $102.91 | 40 | 4,116 | 17,709 | Dec 14, 2020, 02:57 PM |
| TAYLOR SCOTT C | Director | Dec 11, 2020 | Option Exercise | $102.91 | 19 | 1,955 | 13,396 | Dec 14, 2020, 02:54 PM |
| SMITH SHERRY M | Director | Dec 11, 2020 | Option Exercise | $102.91 | 19 | 1,955 | 9,223 | Dec 14, 2020, 02:52 PM |
| PIPER ADDISON L | Director | Dec 11, 2020 | Option Exercise | $102.91 | 15 | 1,544 | 31,469 | Dec 14, 2020, 02:49 PM |
| HOLT VICTORIA M | Director | Dec 11, 2020 | Option Exercise | $102.91 | 12 | 1,235 | 3,179 | Dec 14, 2020, 02:46 PM |
| FITZGERALD WILLIAM R | Director | Dec 11, 2020 | Option Exercise | $102.91 | 65 | 6,689 | 19,454 | Dec 14, 2020, 02:43 PM |
| LaRue R Scott | Co-Head Global IB and Cap Mkts | Nov 09, 2020 | Sale | $89.47 | 9,400 | 841,000 | 58,360 | Nov 10, 2020, 04:02 PM |
| LaRue R Scott | Co-Head Global IB and Cap Mkts | Nov 06, 2020 | Sale | $85.00 | 600 | 51,000 | 67,760 | Nov 10, 2020, 04:02 PM |
| SORAN PHILIP | Director | Oct 01, 2020 | Option Exercise | $73.44 | 394 | 28,935 | 17,669 | Oct 05, 2020, 03:12 PM |
| SORAN PHILIP | Director | Sep 11, 2020 | Option Exercise | $67.53 | 47 | 3,174 | 17,275 | Sep 14, 2020, 03:56 PM |
| TAYLOR SCOTT C | Director | Sep 11, 2020 | Option Exercise | $67.53 | 22 | 1,486 | 13,377 | Sep 14, 2020, 03:53 PM |
| SMITH SHERRY M | Director | Sep 11, 2020 | Option Exercise | $67.53 | 23 | 1,553 | 9,204 | Sep 14, 2020, 03:50 PM |
| PIPER ADDISON L | Director | Sep 11, 2020 | Option Exercise | $67.53 | 18 | 1,216 | 31,454 | Sep 14, 2020, 03:46 PM |
| HOLT VICTORIA M | Director | Sep 11, 2020 | Option Exercise | $67.53 | 14 | 945 | 3,167 | Sep 14, 2020, 03:43 PM |
| FITZGERALD WILLIAM R | Director | Sep 11, 2020 | Option Exercise | $67.53 | 79 | 5,335 | 19,389 | Sep 14, 2020, 03:40 PM |
| SORAN PHILIP | Director | Jul 01, 2020 | Option Exercise | $57.48 | 347 | 19,946 | 17,228 | Jul 02, 2020, 02:54 PM |
| SORAN PHILIP | Director | Jun 12, 2020 | Option Exercise | $63.86 | 32 | 2,044 | 16,881 | Jun 15, 2020, 03:18 PM |
| TAYLOR SCOTT C | Director | Jun 12, 2020 | Option Exercise | $63.86 | 16 | 1,022 | 13,355 | Jun 15, 2020, 03:15 PM |
| SMITH SHERRY M | Director | Jun 12, 2020 | Option Exercise | $63.86 | 17 | 1,086 | 9,181 | Jun 15, 2020, 03:12 PM |
| PIPER ADDISON L | Director | Jun 12, 2020 | Option Exercise | $63.86 | 13 | 830 | 31,436 | Jun 15, 2020, 03:10 PM |
| HOLT VICTORIA M | Director | Jun 12, 2020 | Option Exercise | $63.86 | 10 | 639 | 3,153 | Jun 15, 2020, 03:07 PM |
| FITZGERALD WILLIAM R | Director | Jun 12, 2020 | Option Exercise | $63.86 | 55 | 3,512 | 19,310 | Jun 15, 2020, 03:03 PM |
| TAYLOR SCOTT C | Director | May 18, 2020 | Option Exercise | $52.18 | 1,725 | 90,011 | 13,339 | May 18, 2020, 04:37 PM |
| SORAN PHILIP | Director | May 18, 2020 | Option Exercise | $52.18 | 1,725 | 90,011 | 16,849 | May 18, 2020, 04:34 PM |
| SMITH SHERRY M | Director | May 18, 2020 | Option Exercise | $52.18 | 1,725 | 90,011 | 9,164 | May 18, 2020, 04:30 PM |
| SCHREIER THOMAS S JR | Director | May 18, 2020 | Option Exercise | $52.18 | 1,725 | 90,011 | 4,288 | May 18, 2020, 04:27 PM |
| PIPER ADDISON L | Director | May 18, 2020 | Option Exercise | $52.18 | 1,725 | 90,011 | 31,423 | May 18, 2020, 04:23 PM |
| HOLT VICTORIA M | Director | May 18, 2020 | Option Exercise | $52.18 | 1,725 | 90,011 | 3,143 | May 18, 2020, 04:20 PM |
| FITZGERALD WILLIAM R | Director | May 18, 2020 | Option Exercise | $52.18 | 1,725 | 90,011 | 19,255 | May 18, 2020, 04:16 PM |
| SORAN PHILIP | Director | Apr 01, 2020 | Option Exercise | $47.46 | 420 | 19,933 | 15,124 | Apr 02, 2020, 05:26 PM |
| Carter Timothy L | Chief Financial Officer | Mar 20, 2020 | Buy | $37.67 | 2,000 | 75,340 | 9,222 | Mar 20, 2020, 06:08 PM |
| Abraham Chad R | Chairman & CEO | Mar 20, 2020 | Buy | $38.52 | 400 | 15,408 | 75,816 | Mar 20, 2020, 06:00 PM |
| Abraham Chad R | Chairman & CEO | Mar 19, 2020 | Buy | $34.39 | 1,600 | 55,017 | 75,416 | Mar 20, 2020, 06:00 PM |
| SORAN PHILIP | Director | Mar 13, 2020 | Option Exercise | $49.47 | 176 | 8,707 | 14,704 | Mar 17, 2020, 04:42 PM |
| TAYLOR SCOTT C | Director | Mar 13, 2020 | Option Exercise | $49.47 | 72 | 3,562 | 11,614 | Mar 17, 2020, 04:36 PM |
| SMITH SHERRY M | Director | Mar 13, 2020 | Option Exercise | $49.47 | 115 | 5,689 | 7,439 | Mar 17, 2020, 04:32 PM |
| PIPER ADDISON L | Director | Mar 13, 2020 | Option Exercise | $49.47 | 88 | 4,353 | 29,698 | Mar 17, 2020, 04:28 PM |
| HOLT VICTORIA M | Director | Mar 13, 2020 | Option Exercise | $49.47 | 32 | 1,583 | 1,418 | Mar 17, 2020, 04:24 PM |
| FITZGERALD WILLIAM R | Director | Mar 13, 2020 | Option Exercise | $49.47 | 390 | 19,293 | 17,530 | Mar 17, 2020, 04:21 PM |
| Schoneman Debbra L. | President | Mar 13, 2020 | Buy | $47.04 | 5,000 | 235,187 | 63,185 | Mar 17, 2020, 04:14 PM |
| LaRue R Scott | Co-Head Global IB and Cap Mkts | Mar 11, 2020 | Buy | $54.50 | 10,000 | 545,000 | 68,360 | Mar 12, 2020, 04:11 PM |
| SORAN PHILIP | Director | Dec 31, 2019 | Option Exercise | $79.94 | 376 | 30,057 | 14,528 | Jan 02, 2020, 02:11 PM |
| TAYLOR SCOTT C | Director | Dec 31, 2019 | Option Exercise | $79.94 | 300 | 23,982 | 11,542 | Jan 02, 2020, 02:06 PM |
| HOLT VICTORIA M | Director | Dec 31, 2019 | Option Exercise | $79.94 | 230 | 18,386 | 1,386 | Jan 02, 2020, 02:02 PM |
| JOHNSON B KRISTINE | Director | Dec 13, 2019 | Option Exercise | $81.62 | 9 | 735 | 11,794 | Dec 16, 2019, 04:53 PM |
| SORAN PHILIP | Director | Dec 13, 2019 | Option Exercise | $81.62 | 34 | 2,775 | 14,152 | Dec 16, 2019, 04:35 PM |
| TAYLOR SCOTT C | Director | Dec 13, 2019 | Option Exercise | $81.62 | 13 | 1,061 | 11,242 | Dec 16, 2019, 04:32 PM |
| SMITH SHERRY M | Director | Dec 13, 2019 | Option Exercise | $81.62 | 23 | 1,877 | 7,324 | Dec 16, 2019, 04:29 PM |
| PIPER ADDISON L | Director | Dec 13, 2019 | Option Exercise | $81.62 | 18 | 1,469 | 29,610 | Dec 16, 2019, 04:25 PM |
| HOLT VICTORIA M | Director | Dec 13, 2019 | Option Exercise | $81.62 | 6 | 490 | 1,156 | Dec 16, 2019, 04:19 PM |
| FITZGERALD WILLIAM R | Director | Dec 13, 2019 | Option Exercise | $81.62 | 79 | 6,448 | 17,140 | Dec 16, 2019, 04:14 PM |
| TAYLOR SCOTT C | Director | Oct 01, 2019 | Option Exercise | $72.66 | 330 | 23,978 | 11,229 | Oct 02, 2019, 12:16 PM |
| SORAN PHILIP | Director | Oct 01, 2019 | Option Exercise | $72.66 | 399 | 28,991 | 14,118 | Oct 02, 2019, 12:12 PM |
| HOLT VICTORIA M | Director | Oct 01, 2019 | Option Exercise | $72.66 | 40 | 2,906 | 1,150 | Oct 02, 2019, 12:04 PM |
| HOLT VICTORIA M | Director | Sep 16, 2019 | Option Exercise | $77.84 | 1,110 | 86,402 | 1,110 | Sep 18, 2019, 05:36 PM |
| TAYLOR SCOTT C | Director | Jun 14, 2019 | Option Exercise | $73.43 | 12 | 881 | 10,586 | Jun 17, 2019, 03:45 PM |
| SORAN PHILIP | Director | Jun 14, 2019 | Option Exercise | $73.43 | 33 | 2,423 | 13,301 | Jun 17, 2019, 03:44 PM |
| JOHNSON B KRISTINE | Director | Jun 14, 2019 | Option Exercise | $73.43 | 10 | 734 | 11,775 | Jun 17, 2019, 03:43 PM |
| SMITH SHERRY M | Director | Jun 14, 2019 | Option Exercise | $73.43 | 26 | 1,909 | 7,277 | Jun 17, 2019, 03:42 PM |
| FITZGERALD WILLIAM R | Director | Jun 14, 2019 | Option Exercise | $73.43 | 87 | 6,388 | 16,979 | Jun 17, 2019, 03:41 PM |
| PIPER ADDISON L | Director | Jun 14, 2019 | Option Exercise | $73.43 | 20 | 1,469 | 29,573 | Jun 17, 2019, 03:40 PM |
| SCHREIER THOMAS S JR | Director | May 20, 2019 | Option Exercise | $78.36 | 1,149 | 90,036 | 2,563 | May 20, 2019, 04:30 PM |
| TAYLOR SCOTT C | Director | May 20, 2019 | Option Exercise | $78.36 | 1,149 | 90,036 | 10,574 | May 20, 2019, 04:26 PM |
| SORAN PHILIP | Director | May 20, 2019 | Option Exercise | $78.36 | 1,149 | 90,036 | 13,268 | May 20, 2019, 04:26 PM |
| JOHNSON B KRISTINE | Director | May 20, 2019 | Option Exercise | $78.36 | 1,149 | 90,036 | 11,765 | May 20, 2019, 04:25 PM |
| SMITH SHERRY M | Director | May 20, 2019 | Option Exercise | $78.36 | 1,149 | 90,036 | 7,251 | May 20, 2019, 04:24 PM |
| FITZGERALD WILLIAM R | Director | May 20, 2019 | Option Exercise | $78.36 | 1,149 | 90,036 | 16,892 | May 20, 2019, 04:23 PM |
| PIPER ADDISON L | Director | May 20, 2019 | Option Exercise | $78.36 | 1,149 | 90,036 | 29,553 | May 20, 2019, 04:22 PM |
| TAYLOR SCOTT C | Director | Mar 15, 2019 | Option Exercise | $72.63 | 14 | 1,017 | 9,143 | Mar 19, 2019, 03:22 PM |
| SORAN PHILIP | Director | Mar 15, 2019 | Option Exercise | $72.63 | 92 | 6,682 | 11,737 | Mar 19, 2019, 03:21 PM |
| SMITH SHERRY M | Director | Mar 15, 2019 | Option Exercise | $72.63 | 93 | 6,755 | 6,102 | Mar 19, 2019, 03:21 PM |
| PIPER ADDISON L | Director | Mar 15, 2019 | Option Exercise | $72.63 | 71 | 5,157 | 28,404 | Mar 19, 2019, 03:20 PM |
| JOHNSON B KRISTINE | Director | Mar 15, 2019 | Option Exercise | $72.63 | 36 | 2,615 | 10,616 | Mar 19, 2019, 03:19 PM |
| FITZGERALD WILLIAM R | Director | Mar 15, 2019 | Option Exercise | $72.63 | 295 | 21,426 | 15,743 | Mar 19, 2019, 03:19 PM |
| TAYLOR SCOTT C | Director | Dec 14, 2018 | Option Exercise | $66.64 | 5 | 333 | 9,129 | Dec 18, 2018, 05:03 PM |
| SORAN PHILIP | Director | Dec 14, 2018 | Option Exercise | $66.64 | 25 | 1,666 | 11,248 | Dec 18, 2018, 05:03 PM |
| SMITH SHERRY M | Director | Dec 14, 2018 | Option Exercise | $66.64 | 28 | 1,866 | 6,009 | Dec 18, 2018, 05:02 PM |
| PIPER ADDISON L | Director | Dec 14, 2018 | Option Exercise | $66.64 | 21 | 1,399 | 28,333 | Dec 18, 2018, 05:01 PM |
| JOHNSON B KRISTINE | Director | Dec 14, 2018 | Option Exercise | $66.64 | 11 | 733 | 10,580 | Dec 18, 2018, 05:01 PM |
| FITZGERALD WILLIAM R | Director | Dec 14, 2018 | Option Exercise | $66.64 | 85 | 5,664 | 15,183 | Dec 18, 2018, 05:00 PM |
| SCHREIER THOMAS S JR | Director | Sep 14, 2018 | Option Exercise | $77.00 | 1,091 | 84,007 | 1,267 | Sep 18, 2018, 04:07 PM |
| TAYLOR SCOTT C | Director | Sep 14, 2018 | Option Exercise | $77.00 | 4 | 308 | 9,124 | Sep 18, 2018, 04:06 PM |
| SORAN PHILIP | Director | Sep 14, 2018 | Option Exercise | $77.00 | 20 | 1,540 | 10,873 | Sep 18, 2018, 04:05 PM |
| JOHNSON B KRISTINE | Director | Sep 14, 2018 | Option Exercise | $77.00 | 9 | 693 | 10,569 | Sep 18, 2018, 04:04 PM |
| SMITH SHERRY M | Director | Sep 14, 2018 | Option Exercise | $77.00 | 24 | 1,848 | 5,981 | Sep 18, 2018, 04:04 PM |
| FITZGERALD WILLIAM R | Director | Sep 14, 2018 | Option Exercise | $77.00 | 73 | 5,621 | 14,864 | Sep 18, 2018, 04:03 PM |
| PIPER ADDISON L | Director | Sep 14, 2018 | Option Exercise | $77.00 | 18 | 1,386 | 28,312 | Sep 18, 2018, 04:02 PM |
| SORAN PHILIP | Director | Jun 15, 2018 | Option Exercise | $80.10 | 18 | 1,442 | 10,515 | Jun 18, 2018, 04:10 PM |
| TAYLOR SCOTT C | Director | Jun 15, 2018 | Option Exercise | $80.10 | 4 | 320 | 9,120 | Jun 18, 2018, 04:09 PM |
| SMITH SHERRY M | Director | Jun 15, 2018 | Option Exercise | $80.10 | 23 | 1,842 | 5,957 | Jun 18, 2018, 04:08 PM |
| PIPER ADDISON L | Director | Jun 15, 2018 | Option Exercise | $80.10 | 18 | 1,442 | 28,294 | Jun 18, 2018, 04:07 PM |
| JOHNSON B KRISTINE | Director | Jun 15, 2018 | Option Exercise | $80.10 | 9 | 721 | 12,328 | Jun 18, 2018, 04:06 PM |
| FITZGERALD WILLIAM R | Director | Jun 15, 2018 | Option Exercise | $80.10 | 68 | 5,447 | 14,565 | Jun 18, 2018, 04:05 PM |
| Volpi Michele | Director | May 17, 2018 | Option Exercise | $77.25 | 311 | 24,025 | 12,342 | May 18, 2018, 11:37 AM |
| TAYLOR SCOTT C | Director | Mar 15, 2018 | Option Exercise | $86.25 | 16 | 1,380 | 8,080 | Mar 16, 2018, 04:33 PM |
| SORAN PHILIP | Director | Mar 15, 2018 | Option Exercise | $86.25 | 77 | 6,641 | 9,168 | Mar 16, 2018, 04:33 PM |
| SMITH SHERRY M | Director | Mar 15, 2018 | Option Exercise | $86.25 | 85 | 7,331 | 4,898 | Mar 16, 2018, 04:31 PM |
| PIPER ADDISON L | Director | Mar 15, 2018 | Option Exercise | $86.25 | 83 | 7,159 | 27,240 | Mar 16, 2018, 04:30 PM |
| JOHNSON B KRISTINE | Director | Mar 15, 2018 | Option Exercise | $86.25 | 42 | 3,623 | 11,283 | Mar 16, 2018, 04:30 PM |
| FITZGERALD WILLIAM R | Director | Mar 15, 2018 | Option Exercise | $86.25 | 300 | 25,875 | 13,249 | Mar 16, 2018, 04:29 PM |
| Fairman Francis E IV | Head, Public Finance Services | Feb 02, 2018 | Sale | $96.13 | 10,000 | 961,297 | 51,513 | Feb 05, 2018, 04:37 PM |
| DUFF ANDREW S | Director | Feb 02, 2018 | Sale | $93.44 | 50,000 | 4,671,937 | 238,248 | Feb 05, 2018, 04:32 PM |
| SORAN PHILIP | Director | Dec 15, 2017 | Option Exercise | $79.10 | 13 | 1,028 | 9,091 | Dec 19, 2017, 12:52 PM |
| TAYLOR SCOTT C | Director | Dec 15, 2017 | Option Exercise | $79.10 | 3 | 237 | 7,931 | Dec 19, 2017, 12:51 PM |
| SMITH SHERRY M | Director | Dec 15, 2017 | Option Exercise | $79.10 | 15 | 1,186 | 4,813 | Dec 19, 2017, 12:51 PM |
| PIPER ADDISON L | Director | Dec 15, 2017 | Option Exercise | $79.10 | 15 | 1,186 | 27,157 | Dec 19, 2017, 12:50 PM |
| JOHNSON B KRISTINE | Director | Dec 15, 2017 | Option Exercise | $79.10 | 7 | 554 | 12,799 | Dec 19, 2017, 12:49 PM |
| FITZGERALD WILLIAM R | Director | Dec 15, 2017 | Option Exercise | $79.10 | 51 | 4,034 | 12,743 | Dec 19, 2017, 12:48 PM |
| TAYLOR SCOTT C | Director | Sep 15, 2017 | Option Exercise | $55.10 | 3 | 165 | 7,739 | Sep 18, 2017, 04:14 PM |
| SORAN PHILIP | Director | Sep 15, 2017 | Option Exercise | $55.10 | 19 | 1,047 | 9,078 | Sep 18, 2017, 04:12 PM |
| SMITH SHERRY M | Director | Sep 15, 2017 | Option Exercise | $55.10 | 21 | 1,157 | 4,798 | Sep 18, 2017, 04:11 PM |
| PIPER ADDISON L | Director | Sep 15, 2017 | Option Exercise | $55.10 | 21 | 1,157 | 27,142 | Sep 18, 2017, 04:10 PM |
| JOHNSON B KRISTINE | Director | Sep 15, 2017 | Option Exercise | $55.10 | 10 | 551 | 12,792 | Sep 18, 2017, 04:09 PM |
| FITZGERALD WILLIAM R | Director | Sep 15, 2017 | Option Exercise | $55.10 | 70 | 3,857 | 12,399 | Sep 18, 2017, 04:09 PM |
| Crawshaw Christopher D | Head of Asset Management | Aug 04, 2017 | Sale | $63.65 | 8,168 | 519,884 | 26,583 | Aug 08, 2017, 05:31 PM |
| Crawshaw Christopher D | Head of Asset Management | Aug 02, 2017 | Sale | $63.50 | 320 | 20,320 | 34,751 | Aug 03, 2017, 04:00 PM |
| Winges Martin Bradley | Head of Fixed Income Services | Jul 28, 2017 | Sale | $64.42 | 3,000 | 193,246 | 46,133 | Jul 31, 2017, 04:03 PM |
| Smith Thomas Gregory | Chief Strategy Officer | Jul 31, 2017 | Sale | $62.46 | 1,500 | 93,686 | 15,279 | Jul 31, 2017, 04:02 PM |
| SORAN PHILIP | Director | Jun 15, 2017 | Option Exercise | $61.80 | 17 | 1,051 | 9,059 | Jun 19, 2017, 10:48 AM |
| TAYLOR SCOTT C | Director | Jun 15, 2017 | Option Exercise | $61.80 | 1 | 62 | 7,553 | Jun 19, 2017, 10:48 AM |
| SMITH SHERRY M | Director | Jun 15, 2017 | Option Exercise | $61.80 | 19 | 1,174 | 4,777 | Jun 19, 2017, 10:46 AM |
| PIPER ADDISON L | Director | Jun 15, 2017 | Option Exercise | $61.80 | 18 | 1,112 | 27,121 | Jun 19, 2017, 10:44 AM |
| JOHNSON B KRISTINE | Director | Jun 15, 2017 | Option Exercise | $61.80 | 9 | 556 | 12,782 | Jun 19, 2017, 10:43 AM |
| FITZGERALD WILLIAM R | Director | Jun 15, 2017 | Option Exercise | $61.80 | 61 | 3,770 | 12,036 | Jun 19, 2017, 10:42 AM |
| Volpi Michele | Director | May 11, 2017 | Option Exercise | $60.45 | 348 | 21,037 | 11,617 | May 12, 2017, 04:03 PM |
| Fairman Francis E IV | Head, Public Finance Services | May 02, 2017 | Option Exercise | $60.93 | 3,000 | 182,789 | 53,046 | May 04, 2017, 04:00 PM |
| SORAN PHILIP | Director | Mar 13, 2017 | Option Exercise | $67.80 | 15 | 1,017 | 7,884 | Mar 14, 2017, 04:30 PM |
| SMITH SHERRY M | Director | Mar 13, 2017 | Option Exercise | $67.80 | 17 | 1,153 | 3,600 | Mar 14, 2017, 04:30 PM |
| PIPER ADDISON L | Director | Mar 13, 2017 | Option Exercise | $67.80 | 17 | 1,153 | 25,945 | Mar 14, 2017, 04:29 PM |
| JOHNSON B KRISTINE | Director | Mar 13, 2017 | Option Exercise | $67.80 | 9 | 610 | 11,615 | Mar 14, 2017, 04:29 PM |
| FITZGERALD WILLIAM R | Director | Mar 13, 2017 | Option Exercise | $67.80 | 49 | 3,322 | 10,521 | Mar 14, 2017, 04:28 PM |
| Winges Martin Bradley | CIO and Head of Fixed Income | Feb 23, 2017 | Sale | $73.50 | 2,000 | 147,000 | 44,710 | Feb 24, 2017, 04:31 PM |
| LaRue R Scott | Co-Head Global IB and Cap Mkts | Feb 18, 2017 | Option Exercise | $76.05 | 2,308 | 175,523 | 30,731 | Feb 22, 2017, 04:33 PM |
| LaRue R Scott | Co-Head Global IB and Cap Mkts | Feb 17, 2017 | Option Exercise | $76.05 | 2,842 | 216,134 | 35,728 | Feb 22, 2017, 04:33 PM |
| Winges Martin Bradley | CIO and Head of Fixed Income | Feb 18, 2017 | Option Exercise | $76.05 | 422 | 32,093 | 46,710 | Feb 22, 2017, 04:32 PM |
| Winges Martin Bradley | CIO and Head of Fixed Income | Feb 17, 2017 | Option Exercise | $76.05 | 842 | 64,034 | 47,132 | Feb 22, 2017, 04:32 PM |
| Smith Thomas Gregory | Chief Strategy Officer | Feb 17, 2017 | Option Exercise | $76.05 | 98 | 7,453 | 14,020 | Feb 22, 2017, 04:32 PM |
| Smith Thomas Gregory | Chief Strategy Officer | Feb 18, 2017 | Option Exercise | $76.05 | 76 | 5,780 | 13,944 | Feb 22, 2017, 04:32 PM |
| Schoneman Debbra L. | Chief Financial Officer | Feb 18, 2017 | Option Exercise | $76.05 | 531 | 40,383 | 31,243 | Feb 22, 2017, 04:31 PM |
| Schoneman Debbra L. | Chief Financial Officer | Feb 17, 2017 | Option Exercise | $76.05 | 835 | 63,502 | 31,774 | Feb 22, 2017, 04:31 PM |
| Klinefelter Jeffrey P | Global Head of Equities | Feb 18, 2017 | Option Exercise | $76.05 | 1,818 | 138,259 | 50,336 | Feb 22, 2017, 04:30 PM |
| Klinefelter Jeffrey P | Global Head of Equities | Feb 17, 2017 | Option Exercise | $76.05 | 1,328 | 100,994 | 52,154 | Feb 22, 2017, 04:30 PM |
| Geelan John W | General Counsel | Feb 17, 2017 | Option Exercise | $76.05 | 93 | 7,073 | 5,861 | Feb 22, 2017, 04:29 PM |
| Geelan John W | General Counsel | Feb 18, 2017 | Option Exercise | $76.05 | 60 | 4,563 | 5,801 | Feb 22, 2017, 04:29 PM |
| Fairman Francis E IV | Head, Public Finance Services | Feb 18, 2017 | Option Exercise | $76.05 | 394 | 29,964 | 56,046 | Feb 22, 2017, 04:28 PM |
| Fairman Francis E IV | Head, Public Finance Services | Feb 17, 2017 | Option Exercise | $76.05 | 331 | 25,173 | 56,440 | Feb 22, 2017, 04:28 PM |
| Esckilsen Christine N | Chief of Human Capital | Feb 18, 2017 | Option Exercise | $76.05 | 59 | 4,487 | 5,590 | Feb 22, 2017, 04:28 PM |
| Esckilsen Christine N | Chief of Human Capital | Feb 17, 2017 | Option Exercise | $76.05 | 67 | 5,095 | 5,649 | Feb 22, 2017, 04:28 PM |
| DUFF ANDREW S | Chairman and CEO | Feb 18, 2017 | Option Exercise | $76.05 | 4,410 | 335,381 | 243,834 | Feb 22, 2017, 04:27 PM |
| DUFF ANDREW S | Chairman and CEO | Feb 17, 2017 | Option Exercise | $76.05 | 4,242 | 322,604 | 248,244 | Feb 22, 2017, 04:27 PM |
| Crawshaw Christopher D | Head of Asset Management | Feb 17, 2017 | Option Exercise | $76.05 | 808 | 61,448 | 30,076 | Feb 22, 2017, 04:26 PM |
| Abraham Chad R | Co-Head Global IB and Cap Mkts | Feb 17, 2017 | Option Exercise | $76.05 | 2,631 | 200,088 | 58,669 | Feb 22, 2017, 04:26 PM |
| Abraham Chad R | Co-Head Global IB and Cap Mkts | Feb 18, 2017 | Option Exercise | $76.05 | 2,997 | 227,922 | 55,672 | Feb 22, 2017, 04:26 PM |
| LaRue R Scott | Co-Head Global IB and Cap Mkts | Feb 16, 2017 | Option Exercise | $78.85 | 2,748 | 216,680 | 43,172 | Feb 21, 2017, 04:59 PM |
| Winges Martin Bradley | CIO and Head of Fixed Income | Feb 16, 2017 | Option Exercise | $78.85 | 1,679 | 132,389 | 47,974 | Feb 21, 2017, 04:56 PM |
| Smith Thomas Gregory | Chief Strategy Officer | Feb 16, 2017 | Option Exercise | $78.85 | 131 | 10,329 | 14,118 | Feb 21, 2017, 04:55 PM |
| Schoneman Debbra L. | Chief Financial Officer | Feb 16, 2017 | Option Exercise | $78.85 | 923 | 72,779 | 32,609 | Feb 21, 2017, 04:55 PM |
| Klinefelter Jeffrey P | Global Head of Equities | Feb 16, 2017 | Option Exercise | $78.85 | 2,316 | 182,617 | 53,482 | Feb 21, 2017, 04:54 PM |
| Geelan John W | General Counsel | Feb 16, 2017 | Option Exercise | $78.85 | 125 | 9,856 | 5,954 | Feb 21, 2017, 04:53 PM |
| Fairman Francis E IV | Head, Public Finance Services | Feb 16, 2017 | Option Exercise | $78.85 | 1,144 | 90,204 | 56,771 | Feb 21, 2017, 04:52 PM |
| Esckilsen Christine N | Chief of Human Capital | Feb 16, 2017 | Option Exercise | $78.85 | 248 | 19,555 | 5,716 | Feb 21, 2017, 04:52 PM |
| DUFF ANDREW S | Chairman and CEO | Feb 16, 2017 | Option Exercise | $78.85 | 6,168 | 486,347 | 252,486 | Feb 21, 2017, 04:50 PM |
| Crawshaw Christopher D | Head of Asset Management | Feb 16, 2017 | Option Exercise | $78.85 | 767 | 60,478 | 30,884 | Feb 21, 2017, 04:50 PM |
| Abraham Chad R | Co-Head Global IB and Cap Mkts | Feb 16, 2017 | Option Exercise | $78.85 | 2,470 | 194,759 | 61,300 | Feb 21, 2017, 04:49 PM |
| LaRue R Scott | Co-Head Global IB and Cap Mkts | Feb 15, 2017 | Sale | $81.51 | 5,000 | 407,530 | 16,604 | Feb 17, 2017, 04:30 PM |
| Crawshaw Christopher D | Head of Asset Management | Feb 13, 2017 | Sale | $79.76 | 10,000 | 797,590 | 31,651 | Feb 14, 2017, 05:03 PM |
| Esckilsen Christine N | Chief of Human Capital | Feb 13, 2017 | Sale | $79.72 | 1,500 | 119,577 | 5,466 | Feb 14, 2017, 05:00 PM |
| Klinefelter Jeffrey P | Global Head of Equities | Feb 10, 2017 | Sale | $77.13 | 4,650 | 358,659 | 52,806 | Feb 13, 2017, 04:33 PM |
| Crawshaw Christopher D | Head of Asset Management | Feb 10, 2017 | Sale | $79.12 | 10,000 | 791,190 | 41,651 | Feb 13, 2017, 04:33 PM |
| Schoneman Debbra L. | Chief Financial Officer | Feb 07, 2017 | Sale | $76.09 | 7,000 | 532,621 | 29,445 | Feb 08, 2017, 04:36 PM |
| Abraham Chad R | Co-Head Global IB and Cap Mkts | Feb 03, 2017 | Sale | $75.32 | 13,215 | 995,305 | 54,297 | Feb 06, 2017, 05:23 PM |
| Winges Martin Bradley | CIO and Head of Fixed Income | Feb 03, 2017 | Sale | $75.39 | 5,795 | 436,879 | 45,261 | Feb 06, 2017, 05:11 PM |
| LaRue R Scott | Co-Head Global IB and Cap Mkts | Feb 03, 2017 | Sale | $75.33 | 15,000 | 1,129,999 | 59,157 | Feb 06, 2017, 05:10 PM |
| Klinefelter Jeffrey P | Global Head of Equities | Feb 03, 2017 | Sale | $75.39 | 10,000 | 753,930 | 56,856 | Feb 06, 2017, 05:10 PM |
| Fairman Francis E IV | Head, Public Finance Services | Feb 03, 2017 | Option Exercise | $70.13 | 2,496 | 175,044 | 64,666 | Feb 06, 2017, 05:09 PM |
| Fairman Francis E IV | Head, Public Finance Services | Feb 03, 2017 | Sale | $75.34 | 12,496 | 941,409 | 62,170 | Feb 06, 2017, 05:09 PM |
| DUFF ANDREW S | Chairman and CEO | Feb 03, 2017 | Option Exercise | $70.13 | 9,641 | 676,123 | 253,878 | Feb 06, 2017, 05:05 PM |
| DUFF ANDREW S | Chairman and CEO | Feb 03, 2017 | Sale | $75.35 | 9,641 | 726,475 | 244,237 | Feb 06, 2017, 05:05 PM |
| JOHNSON B KRISTINE | Director | Nov 04, 2016 | Sale | $53.45 | 1,425 | 76,162 | 12,706 | Dec 01, 2016, 04:40 PM |
| DUFF ANDREW S | Chairman and CEO | Nov 14, 2016 | Option Exercise | $41.09 | 32,149 | 1,321,002 | 276,386 | Nov 15, 2016, 07:33 PM |
| DUFF ANDREW S | Chairman and CEO | Nov 14, 2016 | Sale | $65.44 | 32,149 | 2,103,908 | 258,637 | Nov 15, 2016, 07:33 PM |
| Schoneman Debbra L. | Chief Financial Officer | Nov 14, 2016 | Sale | $65.54 | 10,000 | 655,411 | 44,964 | Nov 15, 2016, 07:28 PM |
| Esckilsen Christine N | Chief of Human Capital | Nov 11, 2016 | Sale | $64.75 | 2,000 | 129,500 | 6,966 | Nov 14, 2016, 04:46 PM |
| LaRue R Scott | Co-Head Global IB and Cap Mkts | Nov 09, 2016 | Sale | $59.29 | 10,000 | 592,900 | 74,157 | Nov 10, 2016, 04:57 PM |
| Harvey Stuart C. JR | President and COO | Nov 08, 2016 | Buy | $55.15 | 4,000 | 220,616 | 4,000 | Nov 08, 2016, 05:41 PM |
| JOHNSON B KRISTINE | Director | Nov 04, 2016 | Sale | $53.45 | 1,425 | 76,162 | 12,706 | Nov 04, 2016, 04:30 PM |
| Klinefelter Jeffrey P | Global Head of Equities | Oct 31, 2016 | Sale | $56.47 | 750 | 42,354 | 0 | Nov 03, 2016, 04:31 PM |
| Esckilsen Christine N | Chief of Human Capital | Nov 01, 2016 | Sale | $56.97 | 2,000 | 113,933 | 8,966 | Nov 01, 2016, 05:05 PM |
| Klinefelter Jeffrey P | Global Head of Equities | Oct 31, 2016 | Sale | $56.24 | 10,000 | 562,408 | 66,856 | Nov 01, 2016, 05:03 PM |
| Abraham Chad R | Co-Head Global IB and Cap Mkts | Oct 31, 2016 | Sale | $56.33 | 17,048 | 960,273 | 67,512 | Nov 01, 2016, 04:46 PM |
| Crawshaw Christopher D | Head of Asset Management | Aug 03, 2016 | Sale | $41.88 | 5,000 | 209,424 | 51,651 | Aug 04, 2016, 04:52 PM |
| Winges Martin Bradley | CIO and Head of Fixed Income | Jul 29, 2016 | Sale | $41.58 | 2,500 | 103,939 | 50,856 | Aug 01, 2016, 05:18 PM |
| Smith Thomas Gregory | Chief Strategy Officer | Aug 01, 2016 | Sale | $41.42 | 2,500 | 103,549 | 13,751 | Aug 01, 2016, 05:18 PM |
| Crawshaw Christopher D | Head of Asset Management | Jul 29, 2016 | Sale | $41.45 | 21,737 | 900,949 | 56,651 | Aug 01, 2016, 05:17 PM |
| LaRue R Scott | Co-Head Global IB and Cap Mkts | May 25, 2016 | Sale | $41.76 | 20,000 | 835,200 | 79,653 | May 26, 2016, 04:37 PM |
| Volpi Michele | Director | May 04, 2016 | Option Exercise | $38.84 | 541 | 21,012 | 10,808 | May 06, 2016, 05:14 PM |
| LaRue R Scott | Co-Head Global IB and Cap Mkts | Feb 17, 2016 | Option Exercise | $41.95 | 2,070 | 86,837 | 79,270 | Mar 04, 2016, 04:47 PM |
| LaRue R Scott | Co-Head Global IB and Cap Mkts | Feb 16, 2016 | Option Exercise | $41.58 | 1,095 | 45,530 | 81,340 | Mar 04, 2016, 04:47 PM |
| Geelan John W | General Counsel | Feb 17, 2016 | Option Exercise | $41.95 | 93 | 3,901 | 1,563 | Mar 04, 2016, 04:46 PM |
| Esckilsen Christine N | Chief of Human Capital | Feb 17, 2016 | Option Exercise | $41.95 | 67 | 2,811 | 6,002 | Mar 04, 2016, 04:46 PM |
| Crawshaw Christopher D | Head of Asset Management | Feb 17, 2016 | Option Exercise | $41.95 | 859 | 36,035 | 70,974 | Mar 04, 2016, 04:45 PM |
| Winges Martin Bradley | CIO and Head of Fixed Income | Feb 17, 2016 | Option Exercise | $41.95 | 842 | 35,322 | 39,807 | Mar 04, 2016, 04:44 PM |
| Winges Martin Bradley | CIO and Head of Fixed Income | Feb 16, 2016 | Option Exercise | $41.58 | 2,635 | 109,563 | 40,649 | Mar 04, 2016, 04:44 PM |
| Winges Martin Bradley | CIO and Head of Fixed Income | Feb 16, 2016 | Sale | $41.35 | 5,500 | 227,417 | 34,307 | Mar 04, 2016, 04:44 PM |
| Smith Thomas Gregory | Chief Strategy Officer | Feb 17, 2016 | Option Exercise | $41.95 | 98 | 4,111 | 12,203 | Mar 04, 2016, 04:43 PM |
| Smith Thomas Gregory | Chief Strategy Officer | Feb 16, 2016 | Option Exercise | $41.58 | 91 | 3,784 | 12,301 | Mar 04, 2016, 04:43 PM |
| Schoneman Debbra L. | Chief Financial Officer | Feb 17, 2016 | Option Exercise | $41.95 | 820 | 34,399 | 30,879 | Mar 04, 2016, 04:42 PM |
| Schoneman Debbra L. | Chief Financial Officer | Feb 16, 2016 | Option Exercise | $41.58 | 613 | 25,489 | 31,699 | Mar 04, 2016, 04:42 PM |
| Klinefelter Jeffrey P | Global Head of Equities | Feb 17, 2016 | Option Exercise | $41.95 | 1,319 | 55,332 | 53,193 | Mar 04, 2016, 04:42 PM |
| Klinefelter Jeffrey P | Global Head of Equities | Feb 16, 2016 | Option Exercise | $41.58 | 959 | 39,875 | 54,512 | Mar 04, 2016, 04:42 PM |
| Fairman Francis E IV | Head, Public Finance Services | Feb 17, 2016 | Option Exercise | $41.95 | 324 | 13,592 | 47,492 | Mar 04, 2016, 04:40 PM |
| Fairman Francis E IV | Head, Public Finance Services | Feb 16, 2016 | Option Exercise | $41.58 | 997 | 41,455 | 47,816 | Mar 04, 2016, 04:40 PM |
| DUFF ANDREW S | Chairman and CEO | Feb 17, 2016 | Option Exercise | $41.95 | 2,957 | 124,046 | 190,846 | Mar 04, 2016, 04:40 PM |
| DUFF ANDREW S | Chairman and CEO | Feb 16, 2016 | Option Exercise | $41.58 | 2,345 | 97,505 | 193,803 | Mar 04, 2016, 04:40 PM |
| Abraham Chad R | Co-Head Global IB and Cap Mkts | Feb 16, 2016 | Option Exercise | $41.58 | 952 | 39,584 | 61,590 | Mar 04, 2016, 04:39 PM |
| Abraham Chad R | Co-Head Global IB and Cap Mkts | Feb 17, 2016 | Option Exercise | $41.95 | 1,851 | 77,649 | 59,739 | Mar 04, 2016, 04:39 PM |
| Winges Martin Bradley | CIO and Head of Fixed Income | Feb 18, 2016 | Option Exercise | $41.87 | 421 | 17,627 | 48,497 | Feb 22, 2016, 04:35 PM |
| Smith Thomas Gregory | Chief Strategy Officer | Feb 18, 2016 | Option Exercise | $41.87 | 75 | 3,140 | 13,137 | Feb 22, 2016, 04:35 PM |
| Schoneman Debbra L. | Chief Financial Officer | Feb 18, 2016 | Option Exercise | $41.87 | 531 | 22,233 | 38,586 | Feb 22, 2016, 04:34 PM |
| LaRue R Scott | Co-Head Global IB and Cap Mkts | Feb 18, 2016 | Option Exercise | $41.87 | 1,668 | 69,839 | 99,663 | Feb 22, 2016, 04:34 PM |
| Klinefelter Jeffrey P | Global Head of Equities | Feb 18, 2016 | Option Exercise | $41.87 | 1,489 | 62,344 | 71,997 | Feb 22, 2016, 04:33 PM |
| Geelan John W | General Counsel | Feb 18, 2016 | Option Exercise | $41.87 | 60 | 2,512 | 2,463 | Feb 22, 2016, 04:33 PM |
| Fairman Francis E IV | Head, Public Finance Services | Feb 18, 2016 | Option Exercise | $41.87 | 393 | 16,455 | 57,311 | Feb 22, 2016, 04:32 PM |
| Esckilsen Christine N | Chief of Human Capital | Feb 18, 2016 | Option Exercise | $41.87 | 58 | 2,428 | 7,852 | Feb 22, 2016, 04:32 PM |
| DUFF ANDREW S | Chairman and CEO | Feb 18, 2016 | Option Exercise | $41.87 | 3,210 | 134,403 | 234,217 | Feb 22, 2016, 04:31 PM |
| Abraham Chad R | Co-Head Global IB and Cap Mkts | Feb 18, 2016 | Option Exercise | $41.87 | 2,089 | 87,466 | 79,701 | Feb 22, 2016, 04:30 PM |
| Winges Martin Bradley | CIO and Head of Fixed Income | Feb 17, 2016 | Option Exercise | $41.95 | 842 | 35,322 | 39,807 | Feb 18, 2016, 06:54 PM |
| Winges Martin Bradley | CIO and Head of Fixed Income | Feb 15, 2016 | Option Exercise | $41.58 | 2,635 | 109,563 | 40,649 | Feb 18, 2016, 06:54 PM |
| Winges Martin Bradley | CIO and Head of Fixed Income | Feb 16, 2016 | Sale | $41.35 | 5,500 | 227,417 | 34,307 | Feb 18, 2016, 06:54 PM |
| Smith Thomas Gregory | Chief Strategy Officer | Feb 17, 2016 | Option Exercise | $41.95 | 98 | 4,111 | 12,203 | Feb 18, 2016, 06:53 PM |
| Smith Thomas Gregory | Chief Strategy Officer | Feb 15, 2016 | Option Exercise | $41.58 | 91 | 3,784 | 12,301 | Feb 18, 2016, 06:53 PM |
| Schoneman Debbra L. | Chief Financial Officer | Feb 17, 2016 | Option Exercise | $41.95 | 820 | 34,399 | 30,879 | Feb 18, 2016, 06:53 PM |
| Schoneman Debbra L. | Chief Financial Officer | Feb 15, 2016 | Option Exercise | $41.58 | 613 | 25,489 | 31,699 | Feb 18, 2016, 06:53 PM |
| LaRue R Scott | Co-Head Global IB and Cap Mkts | Feb 17, 2016 | Option Exercise | $41.95 | 2,060 | 86,417 | 79,280 | Feb 18, 2016, 06:52 PM |
| LaRue R Scott | Co-Head Global IB and Cap Mkts | Feb 15, 2016 | Option Exercise | $41.58 | 1,095 | 45,530 | 81,340 | Feb 18, 2016, 06:52 PM |
| Klinefelter Jeffrey P | Global Head of Equities | Feb 17, 2016 | Option Exercise | $41.95 | 1,319 | 55,332 | 53,193 | Feb 18, 2016, 06:51 PM |
| Klinefelter Jeffrey P | Global Head of Equities | Feb 15, 2016 | Option Exercise | $41.58 | 959 | 39,875 | 54,512 | Feb 18, 2016, 06:51 PM |
| Geelan John W | General Counsel | Feb 17, 2016 | Option Exercise | $41.95 | 93 | 3,901 | 1,563 | Feb 18, 2016, 06:51 PM |
| Fairman Francis E IV | Head, Public Finance Services | Feb 17, 2016 | Option Exercise | $41.95 | 324 | 13,592 | 47,492 | Feb 18, 2016, 06:50 PM |
| Fairman Francis E IV | Head, Public Finance Services | Feb 15, 2016 | Option Exercise | $41.58 | 997 | 41,455 | 47,816 | Feb 18, 2016, 06:50 PM |
| Esckilsen Christine N | Chief of Human Capital | Feb 17, 2016 | Option Exercise | $41.95 | 67 | 2,811 | 6,002 | Feb 18, 2016, 06:50 PM |
| DUFF ANDREW S | Chairman and CEO | Feb 15, 2016 | Option Exercise | $41.58 | 2,345 | 97,505 | 193,803 | Feb 18, 2016, 06:49 PM |
| DUFF ANDREW S | Chairman and CEO | Feb 17, 2015 | Option Exercise | $41.95 | 2,957 | 124,046 | 190,846 | Feb 18, 2016, 06:49 PM |
| Crawshaw Christopher D | Head of Asset Management | Feb 17, 2016 | Option Exercise | $41.95 | 859 | 36,035 | 70,974 | Feb 18, 2016, 06:49 PM |
| Abraham Chad R | Co-Head Global IB and Cap Mkts | Feb 17, 2016 | Option Exercise | $41.95 | 1,851 | 77,649 | 59,739 | Feb 18, 2016, 06:48 PM |
| Abraham Chad R | Co-Head Global IB and Cap Mkts | Feb 15, 2016 | Option Exercise | $41.58 | 952 | 39,584 | 61,590 | Feb 18, 2016, 06:48 PM |
| SMITH SHERRY M | Director | Jan 27, 2016 | Option Exercise | $33.72 | 1,780 | 60,022 | 1,780 | Jan 29, 2016, 04:51 PM |
| PIPER ADDISON L | Director | Nov 24, 2015 | Option Exercise | $35.32 | 174 | 6,146 | 0 | Dec 03, 2015, 04:45 PM |
| LaRue R Scott | Co-Head Global IB and Cap Mkts | Dec 01, 2015 | Option Exercise | $35.32 | 770 | 27,197 | 0 | Dec 03, 2015, 04:43 PM |
| Fairman Francis E IV | Head, Public Finance Services | Dec 01, 2015 | Option Exercise | $35.32 | 1,006 | 35,533 | 0 | Dec 03, 2015, 04:42 PM |
| Crawshaw Christopher D | Head of Asset Management | Dec 01, 2015 | Option Exercise | $35.32 | 175 | 6,181 | 0 | Dec 03, 2015, 04:41 PM |
| Abraham Chad R | Co-Head Global IB and Cap Mkts | Dec 01, 2015 | Option Exercise | $35.32 | 3,630 | 128,215 | 0 | Dec 03, 2015, 04:41 PM |
| PIPER ADDISON L | Director | Nov 24, 2015 | Sale | $39.48 | 156 | 6,159 | 0 | Nov 25, 2015, 06:03 PM |
| LaRue R Scott | Co-Head Global IB and Cap Mkts | Nov 17, 2015 | Buy | $34.58 | 15,000 | 518,668 | 82,435 | Nov 18, 2015, 06:56 PM |
| Volpi Michele | Director | May 13, 2015 | Option Exercise | $49.15 | 428 | 21,036 | 9,546 | May 14, 2015, 05:17 PM |
| Geelan John W | General Counsel | Feb 18, 2015 | Option Exercise | $54.56 | 60 | 3,274 | 938 | Apr 01, 2015, 05:30 PM |
| DUFF ANDREW S | Chairman and CEO | Feb 24, 2015 | Sale | $52.96 | 2,858 | 151,367 | 0 | Feb 25, 2015, 04:18 PM |
| Winges Martin Bradley | CIO and Head of Fixed Income | Feb 17, 2015 | Option Exercise | $55.26 | 2,618 | 144,671 | 28,133 | Feb 19, 2015, 06:14 PM |
| Winges Martin Bradley | CIO and Head of Fixed Income | Feb 18, 2015 | Option Exercise | $54.56 | 421 | 22,970 | 27,712 | Feb 19, 2015, 06:14 PM |
| Winges Martin Bradley | CIO and Head of Fixed Income | Feb 17, 2015 | Sale | $52.95 | 85 | 4,501 | 0 | Feb 19, 2015, 06:14 PM |
| Schoneman Debbra L. | Chief Financial Officer | Feb 18, 2015 | Option Exercise | $54.56 | 526 | 28,699 | 16,795 | Feb 19, 2015, 06:13 PM |
| Schoneman Debbra L. | Chief Financial Officer | Feb 17, 2015 | Option Exercise | $55.26 | 733 | 40,506 | 17,885 | Feb 19, 2015, 06:13 PM |
| LaRue R Scott | Co-Head Global IB and Cap Mkts | Feb 18, 2015 | Option Exercise | $54.56 | 1,660 | 90,570 | 43,369 | Feb 19, 2015, 06:12 PM |
| LaRue R Scott | Co-Head Global IB and Cap Mkts | Feb 17, 2015 | Option Exercise | $55.26 | 1,838 | 101,568 | 46,032 | Feb 19, 2015, 06:12 PM |
| Klinefelter Jeffrey P | Global Head of Equities | Feb 18, 2015 | Option Exercise | $54.56 | 1,489 | 81,240 | 43,622 | Feb 19, 2015, 06:10 PM |
| Klinefelter Jeffrey P | Global Head of Equities | Feb 17, 2015 | Option Exercise | $55.26 | 2,238 | 123,672 | 45,993 | Feb 19, 2015, 06:10 PM |
| Geelan John W | General Counsel | Feb 18, 2015 | Option Exercise | $54.56 | 154 | 8,402 | 844 | Feb 19, 2015, 06:09 PM |
| Fairman Francis E IV | Head, Public Finance Services | Feb 18, 2015 | Option Exercise | $54.56 | 393 | 21,442 | 37,136 | Feb 19, 2015, 06:09 PM |
| Fairman Francis E IV | Head, Public Finance Services | Feb 17, 2015 | Option Exercise | $55.26 | 975 | 53,878 | 37,529 | Feb 19, 2015, 06:09 PM |
| Abraham Chad R | Co-Head Global IB and Cap Mkts | Feb 18, 2015 | Option Exercise | $54.56 | 2,088 | 113,921 | 37,888 | Feb 19, 2015, 06:08 PM |
| Abraham Chad R | Co-Head Global IB and Cap Mkts | Feb 17, 2015 | Option Exercise | $55.26 | 933 | 51,558 | 39,976 | Feb 19, 2015, 06:08 PM |
| DUFF ANDREW S | Chairman and CEO | Feb 18, 2015 | Option Exercise | $54.56 | 3,499 | 190,905 | 153,631 | Feb 19, 2015, 06:07 PM |
| DUFF ANDREW S | Chairman and CEO | Feb 17, 2015 | Option Exercise | $55.26 | 4,040 | 223,250 | 159,437 | Feb 19, 2015, 06:07 PM |
| Klinefelter Jeffrey P | Global Head of Equities | Feb 06, 2015 | Sale | $55.10 | 7,200 | 396,720 | 47,349 | Feb 10, 2015, 04:55 PM |
| Klinefelter Jeffrey P | Global Head of Equities | Nov 10, 2014 | Sale | $58.93 | 750 | 44,194 | 750 | Feb 10, 2015, 04:53 PM |
| DUFF ANDREW S | Chairman and CEO | Nov 17, 2014 | Option Exercise | $39.62 | 11,719 | 464,307 | 172,889 | Nov 18, 2014, 05:08 PM |
| DUFF ANDREW S | Chairman and CEO | Nov 17, 2014 | Sale | $56.41 | 11,719 | 661,102 | 162,741 | Nov 18, 2014, 05:08 PM |
| Klinefelter Jeffrey P | Global Head of Equities | Nov 12, 2014 | Sale | $56.46 | 1,619 | 91,409 | 0 | Nov 14, 2014, 04:31 PM |
| Klinefelter Jeffrey P | Global Head of Equities | Nov 10, 2014 | Sale | $58.93 | 750 | 44,194 | 0 | Nov 12, 2014, 04:33 PM |
| Winges Martin Bradley | Head, Fixed Income Services | Nov 10, 2014 | Sale | $56.48 | 1,156 | 65,290 | 85 | Nov 12, 2014, 04:32 PM |
| Schoneman Debbra L. | Chief Financial Officer | Nov 07, 2014 | Sale | $55.45 | 1,617 | 89,657 | 0 | Nov 10, 2014, 04:30 PM |
| POLSKY LISA | Director | Nov 07, 2014 | Sale | $57.05 | 7,000 | 399,330 | 12,829 | Nov 10, 2014, 04:30 PM |
| LaRue R Scott | Co-Head Global IB | Nov 06, 2014 | Sale | $57.37 | 6,670 | 382,658 | 46,867 | Nov 07, 2014, 04:32 PM |
| Fairman Francis E IV | Head, Public Finance Services | Nov 05, 2014 | Option Exercise | $42.71 | 8,894 | 379,887 | 45,263 | Nov 05, 2014, 07:41 PM |
| Fairman Francis E IV | Head, Public Finance Services | Nov 05, 2014 | Sale | $57.72 | 8,894 | 513,379 | 38,504 | Nov 05, 2014, 07:41 PM |
| Schoneman Debbra L. | Chief Financial Officer | Oct 31, 2014 | Option Exercise | $39.62 | 290 | 11,490 | 18,344 | Oct 31, 2014, 05:25 PM |
| Schoneman Debbra L. | Chief Financial Officer | Oct 31, 2014 | Sale | $56.33 | 290 | 16,336 | 18,054 | Oct 31, 2014, 05:25 PM |
| Fairman Francis E IV | Head, Public Finance Services | Oct 31, 2014 | Option Exercise | $39.62 | 1,391 | 55,111 | 39,895 | Oct 31, 2014, 05:11 PM |
| Fairman Francis E IV | Head, Public Finance Services | Oct 31, 2014 | Sale | $56.54 | 1,391 | 78,647 | 38,504 | Oct 31, 2014, 05:11 PM |
| Abraham Chad R | Global Co-Head IB and Cap Mkts | Oct 30, 2014 | Option Exercise | $39.62 | 4,442 | 175,992 | 45,351 | Oct 31, 2014, 04:45 PM |
| Abraham Chad R | Global Co-Head IB and Cap Mkts | Oct 30, 2014 | Sale | $53.97 | 4,442 | 239,713 | 40,909 | Oct 31, 2014, 04:45 PM |
| Winges Martin Bradley | Head, Fixed Income Services | Oct 28, 2014 | Sale | $54.85 | 2,000 | 109,700 | 30,751 | Oct 28, 2014, 05:18 PM |
| Abraham Chad R | Global Co-Head IB and Cap Mkts | Oct 28, 2014 | Sale | $55.17 | 5,000 | 275,831 | 40,909 | Oct 28, 2014, 05:12 PM |
| Abraham Chad R | Global Co-Head IB and Cap Mkts | Oct 27, 2014 | Sale | $52.78 | 5,000 | 263,914 | 45,909 | Oct 28, 2014, 05:12 PM |
| DUFF ANDREW S | Chairman and CEO | Aug 19, 2014 | Sale | $53.85 | 15,000 | 807,719 | 161,170 | Aug 21, 2014, 04:33 PM |
| LaRue R Scott | Co-Head Global IB | Aug 11, 2014 | Option Exercise | $39.62 | 3,609 | 142,989 | 57,146 | Aug 12, 2014, 04:52 PM |
| LaRue R Scott | Co-Head Global IB | Aug 11, 2014 | Sale | $53.62 | 3,609 | 193,505 | 53,537 | Aug 12, 2014, 04:52 PM |
| PIPER ADDISON L | Director | Aug 01, 2014 | Option Exercise | $39.62 | 2,171 | 86,015 | 24,128 | Aug 01, 2014, 04:30 PM |
| PIPER ADDISON L | Director | Aug 01, 2014 | Sale | $50.96 | 2,171 | 110,631 | 21,957 | Aug 01, 2014, 04:30 PM |
| Klinefelter Jeffrey P | Global Head of Equities | Jul 25, 2014 | Sale | $51.50 | 7,500 | 386,254 | 54,849 | Jul 28, 2014, 07:22 PM |
| Abraham Chad R | Global Co-Head IB and Cap Mkts | Jul 25, 2014 | Sale | $51.60 | 5,000 | 257,983 | 50,909 | Jul 28, 2014, 07:21 PM |
| Geelan John W | General Counsel | May 12, 2014 | Sale | $43.54 | 1,136 | 49,461 | 0 | Jun 04, 2014, 04:41 PM |
| Volpi Michele | Director | May 07, 2014 | Option Exercise | $42.61 | 423 | 18,024 | 8,549 | May 08, 2014, 05:23 PM |
| Winges Martin Bradley | Head, Fixed Income Services | Apr 28, 2014 | Option Exercise | $39.62 | 573 | 22,702 | 33,324 | Apr 29, 2014, 05:27 PM |
| Winges Martin Bradley | Head, Fixed Income Services | Apr 28, 2014 | Sale | $43.44 | 5,573 | 242,117 | 32,751 | Apr 29, 2014, 05:27 PM |
| JOHNSON B KRISTINE | Director | Apr 28, 2014 | Option Exercise | $28.01 | 5,713 | 160,021 | 14,464 | Apr 29, 2014, 05:26 PM |
| JOHNSON B KRISTINE | Director | Apr 28, 2014 | Sale | $43.64 | 5,713 | 249,338 | 8,751 | Apr 29, 2014, 05:26 PM |
| Winges Martin Bradley | Head, Fixed Income Services | Feb 16, 2013 | Option Exercise | $41.01 | 5,344 | 219,157 | 64,223 | Feb 20, 2014, 05:12 PM |
| Winges Martin Bradley | Head, Fixed Income Services | Feb 18, 2014 | Option Exercise | $40.12 | 3,444 | 138,173 | 38,945 | Feb 20, 2014, 05:11 PM |
| Winges Martin Bradley | Head, Fixed Income Services | Feb 18, 2014 | Sale | $39.32 | 2,395 | 94,171 | 37,751 | Feb 20, 2014, 05:11 PM |
| Schoneman Debbra L. | Chief Financial Officer | Feb 16, 2013 | Option Exercise | $41.01 | 1,571 | 64,427 | 38,832 | Feb 20, 2014, 05:07 PM |
| Schoneman Debbra L. | Chief Financial Officer | Feb 15, 2013 | Option Exercise | $41.01 | 152 | 6,234 | 35,574 | Feb 20, 2014, 05:07 PM |
| Schoneman Debbra L. | Chief Financial Officer | Feb 18, 2014 | Option Exercise | $40.12 | 1,125 | 45,135 | 14,072 | Feb 20, 2014, 05:06 PM |
| LaRue R Scott | Global Co-Head IB and Cap Mkts | Feb 18, 2014 | Option Exercise | $40.12 | 2,991 | 119,999 | 41,999 | Feb 20, 2014, 05:04 PM |
| Klinefelter Jeffrey P | Global Head of Equities | Feb 16, 2013 | Option Exercise | $41.01 | 1,334 | 54,707 | 59,995 | Feb 20, 2014, 05:00 PM |
| Klinefelter Jeffrey P | Global Head of Equities | Feb 15, 2013 | Option Exercise | $41.01 | 1,304 | 53,477 | 53,455 | Feb 20, 2014, 05:00 PM |
| Klinefelter Jeffrey P | Global Head of Equities | Feb 18, 2014 | Option Exercise | $40.12 | 3,438 | 137,933 | 58,812 | Feb 20, 2014, 04:59 PM |
| Klinefelter Jeffrey P | Global Head of Equities | Feb 18, 2013 | Sale | $40.10 | 7,500 | 300,766 | 62,349 | Feb 20, 2014, 04:59 PM |
| Fairman Francis E IV | Head, Public Finance Services | Feb 16, 2013 | Option Exercise | $41.01 | 4,327 | 177,450 | 61,015 | Feb 20, 2014, 04:55 PM |
| Fairman Francis E IV | Head, Public Finance Services | Feb 18, 2014 | Option Exercise | $40.12 | 1,920 | 77,030 | 35,911 | Feb 20, 2014, 04:53 PM |
| DUFF ANDREW S | Chairman and CEO | Feb 16, 2013 | Option Exercise | $41.01 | 11,329 | 464,602 | 233,727 | Feb 20, 2014, 04:52 PM |
| DUFF ANDREW S | Chairman and CEO | Feb 15, 2013 | Option Exercise | $41.01 | 1,704 | 69,881 | 224,463 | Feb 20, 2014, 04:52 PM |
| DUFF ANDREW S | Chairman and CEO | Feb 18, 2014 | Option Exercise | $40.12 | 6,683 | 268,122 | 152,741 | Feb 20, 2014, 04:50 PM |
| Abraham Chad R | Global Co-Head IB and Cap Mkts | Feb 16, 2013 | Option Exercise | $41.01 | 3,061 | 125,532 | 39,561 | Feb 20, 2014, 04:49 PM |
| Abraham Chad R | Global Co-Head IB and Cap Mkts | Feb 18, 2014 | Option Exercise | $40.12 | 2,300 | 92,276 | 38,115 | Feb 20, 2014, 04:47 PM |
| FRANCIS MICHAEL | Director | Jan 30, 2014 | Option Exercise | $28.01 | 5,713 | 160,021 | 18,464 | Feb 03, 2014, 05:54 PM |
| FRANCIS MICHAEL | Director | Jan 30, 2014 | Sale | $40.31 | 5,713 | 230,290 | 12,751 | Feb 03, 2014, 05:54 PM |
| LaRue R Scott | Co-Head Global IB | May 15, 2013 | Sale | $35.81 | 6,934 | 248,307 | 43,208 | May 17, 2013, 11:34 AM |
| Volpi Michele | Director | May 08, 2013 | Option Exercise | $33.95 | 531 | 18,027 | 7,563 | May 09, 2013, 03:15 PM |
| O'Brien Brien M | Head of Asset Management | Feb 27, 2013 | Sale | $39.09 | 11,000 | 429,966 | 116,616 | Mar 01, 2013, 09:30 AM |
| O'Brien Brien M | Head of Asset Management | Feb 20, 2013 | Sale | $41.12 | 12,000 | 493,424 | 127,616 | Feb 21, 2013, 06:05 PM |
| Winges Martin Bradley | Head, Fixed Income Services | Feb 15, 2013 | Option Exercise | $41.01 | 880 | 36,089 | 46,647 | Feb 20, 2013, 05:10 PM |
| Winges Martin Bradley | Head, Fixed Income Services | Feb 16, 2013 | Option Exercise | $41.01 | 5,416 | 222,110 | 64,151 | Feb 20, 2013, 05:10 PM |
| Schoneman Debbra L. | Chief Financial Officer | Feb 16, 2013 | Option Exercise | $41.01 | 1,637 | 67,133 | 38,749 | Feb 20, 2013, 05:09 PM |
| Schoneman Debbra L. | Chief Financial Officer | Feb 15, 2013 | Option Exercise | $41.01 | 609 | 24,975 | 35,726 | Feb 20, 2013, 05:09 PM |
| LaRue R Scott | Global Co-Head IB and Cap Mkts | Feb 15, 2013 | Option Exercise | $41.01 | 1,970 | 80,790 | 42,907 | Feb 20, 2013, 05:07 PM |
| Klinefelter Jeffrey P | Global Head of Equities | Feb 16, 2013 | Option Exercise | $41.01 | 1,395 | 57,209 | 59,871 | Feb 20, 2013, 05:05 PM |
| Klinefelter Jeffrey P | Global Head of Equities | Feb 15, 2013 | Option Exercise | $41.01 | 2,613 | 107,159 | 54,759 | Feb 20, 2013, 05:05 PM |
| Geelan John W | General Counsel | Feb 16, 2013 | Option Exercise | $41.01 | 137 | 5,618 | 536 | Feb 20, 2013, 05:03 PM |
| Fairman Francis E IV | Head, Public Finance Services | Feb 16, 2013 | Option Exercise | $41.01 | 4,400 | 180,444 | 60,942 | Feb 20, 2013, 05:01 PM |
| Fairman Francis E IV | Head, Public Finance Services | Feb 15, 2013 | Option Exercise | $41.01 | 1,000 | 41,010 | 57,112 | Feb 20, 2013, 05:01 PM |
| DUFF ANDREW S | Chairman and CEO | Feb 16, 2013 | Option Exercise | $41.01 | 9,477 | 388,652 | 235,547 | Feb 20, 2013, 04:59 PM |
| DUFF ANDREW S | Chairman and CEO | Feb 15, 2013 | Option Exercise | $41.01 | 4,403 | 180,567 | 226,167 | Feb 20, 2013, 04:59 PM |
| Abraham Chad R | Global Co-Head IB and Cap Mkts | Feb 16, 2013 | Option Exercise | $41.01 | 3,042 | 124,752 | 39,580 | Feb 20, 2013, 04:57 PM |
| Abraham Chad R | Global Co-Head IB and Cap Mkts | Feb 15, 2013 | Option Exercise | $41.01 | 1,401 | 57,455 | 34,803 | Feb 20, 2013, 04:57 PM |
| O'Brien Brien M | Head of Asset Management | Feb 13, 2013 | Sale | $42.05 | 5,000 | 210,238 | 139,616 | Feb 13, 2013, 06:54 PM |
| O'Brien Brien M | Head of Asset Management | Feb 12, 2013 | Sale | $41.96 | 10,000 | 419,635 | 144,616 | Feb 13, 2013, 06:54 PM |
| Klinefelter Jeffrey P | Global Head of Equities | Feb 13, 2013 | Sale | $41.80 | 5,000 | 209,001 | 56,005 | Feb 13, 2013, 06:51 PM |
| LaRue R Scott | Co-Head Global IB | Feb 06, 2013 | Sale | $40.94 | 5,000 | 204,712 | 45,219 | Feb 07, 2013, 12:27 PM |
| Winges Martin Bradley | Head, Fixed Income Services | Feb 04, 2013 | Option Exercise | $39.62 | 5,230 | 207,238 | 884 | Feb 05, 2013, 07:00 PM |
| Winges Martin Bradley | Head, Fixed Income Services | Feb 04, 2013 | Option Exercise | $40.00 | 10,835 | 433,400 | 47,527 | Feb 05, 2013, 07:00 PM |
| O'Brien Brien M | Head of Asset Management | Feb 04, 2013 | Sale | $40.04 | 9,730 | 389,593 | 19,118 | Feb 05, 2013, 06:49 PM |
| O'Brien Brien M | Head of Asset Management | Feb 04, 2013 | Sale | $40.04 | 270 | 10,811 | 154,616 | Feb 05, 2013, 06:49 PM |
| LaRue R Scott | Co-Head Global IB | Jan 31, 2013 | Sale | $38.38 | 15,000 | 575,658 | 49,019 | Feb 01, 2013, 07:13 PM |
| Klinefelter Jeffrey P | Global Head of Equities | Jan 31, 2013 | Sale | $38.65 | 10,000 | 386,469 | 61,005 | Feb 01, 2013, 07:12 PM |
| O'Brien Brien M | Head of Asset Management | Feb 01, 2013 | Sale | $40.12 | 1,700 | 68,199 | 28,848 | Feb 01, 2013, 07:09 PM |
| O'Brien Brien M | Head of Asset Management | Feb 01, 2013 | Sale | $40.12 | 8,300 | 332,969 | 154,886 | Feb 01, 2013, 07:09 PM |
| O'Brien Brien M | Head of Asset Management | Jan 31, 2013 | Sale | $38.54 | 2,000 | 77,080 | 30,548 | Feb 01, 2013, 07:09 PM |
| O'Brien Brien M | Head of Asset Management | Jan 31, 2013 | Sale | $38.54 | 10,000 | 385,401 | 163,186 | Feb 01, 2013, 07:09 PM |
| O'Brien Brien M | Head of Asset Management | Oct 31, 2012 | Sale | $26.50 | 10,965 | 290,587 | 181,686 | Nov 01, 2012, 05:54 PM |
| LaRue R Scott | Co-Head Global IB | Oct 22, 2012 | Sale | $27.25 | 5,000 | 136,250 | 64,019 | Oct 24, 2012, 06:09 PM |
| LaRue R Scott | Co-Head Global IB | Oct 22, 2012 | Sale | $27.40 | 5,000 | 137,005 | 69,019 | Oct 22, 2012, 06:05 PM |
| LaRue R Scott | Co-Head Global IB | Oct 19, 2012 | Sale | $27.25 | 4,800 | 130,800 | 74,019 | Oct 22, 2012, 06:05 PM |
| LaRue R Scott | Co-Head Global IB | Oct 18, 2012 | Sale | $27.32 | 5,200 | 142,064 | 78,819 | Oct 22, 2012, 06:05 PM |
| Abraham Chad R | Co-Head Global IB | Oct 18, 2012 | Sale | $27.59 | 10,000 | 275,934 | 36,204 | Oct 22, 2012, 06:03 PM |
| O'Brien Brien M | Head of Asset Management | Oct 18, 2012 | Sale | $27.53 | 15,000 | 412,919 | 212,651 | Oct 22, 2012, 06:01 PM |
| O'Brien Brien M | Head of Asset Management | Oct 22, 2012 | Sale | $27.71 | 5,000 | 138,574 | 192,651 | Oct 22, 2012, 06:01 PM |
| O'Brien Brien M | Head of Asset Management | Oct 19, 2012 | Sale | $27.11 | 15,000 | 406,637 | 197,651 | Oct 22, 2012, 06:01 PM |
| O'Brien Brien M | Head of Asset Management | Aug 16, 2012 | Sale | $23.23 | 10,000 | 232,323 | 227,651 | Aug 17, 2012, 05:06 PM |
| O'Brien Brien M | Head of Asset Management | Aug 08, 2012 | Sale | $21.97 | 5,000 | 109,864 | 237,651 | Aug 08, 2012, 05:12 PM |
| O'Brien Brien M | Head of Asset Management | Aug 07, 2012 | Sale | $21.52 | 2,149 | 46,241 | 242,651 | Aug 08, 2012, 05:12 PM |
| O'Brien Brien M | Head of Asset Management | Aug 06, 2012 | Sale | $21.37 | 7,851 | 167,779 | 244,800 | Aug 08, 2012, 05:12 PM |
| O'Brien Brien M | Head of Asset Management | Jul 26, 2012 | Sale | $20.51 | 20,000 | 410,126 | 262,651 | Jul 30, 2012, 05:18 PM |
| O'Brien Brien M | Head of Asset Management | Jul 27, 2012 | Sale | $21.24 | 10,000 | 212,423 | 252,651 | Jul 30, 2012, 05:18 PM |
| O'Brien Brien M | Head of Asset Management | Jul 26, 2012 | Sale | $20.47 | 433 | 8,864 | 0 | Jul 30, 2012, 05:18 PM |
| Volpi Michele | Director | May 09, 2012 | Option Exercise | $22.58 | 797 | 17,996 | 6,326 | May 11, 2012, 04:04 PM |
| O'Brien Brien M | Head of Asset Management | Apr 24, 2012 | Sale | $24.40 | 13,845 | 337,862 | 32,548 | Apr 26, 2012, 03:28 PM |
| O'Brien Brien M | Head of Asset Management | Apr 24, 2012 | Sale | $24.40 | 6,155 | 150,202 | 282,651 | Apr 26, 2012, 03:28 PM |
| Winges Martin Bradley | Head, Fixed Income Services | Feb 17, 2012 | Option Exercise | $23.85 | 923 | 22,014 | 58,362 | Feb 22, 2012, 04:44 PM |
| LaRue R Scott | Co-Head Global IB | Feb 17, 2012 | Option Exercise | $23.85 | 43,740 | 1,043,199 | 84,019 | Feb 22, 2012, 04:42 PM |
| Abraham Chad R | Co-Head Global IB | Feb 17, 2012 | Option Exercise | $23.85 | 358 | 8,538 | 46,204 | Feb 22, 2012, 04:41 PM |
| Winges Martin Bradley | Head, Fixed Income Services | Feb 15, 2012 | Option Exercise | $23.08 | 888 | 20,495 | 59,285 | Feb 17, 2012, 02:30 PM |
| Schoneman Debbra L. | Chief Financial Officer | Feb 15, 2012 | Option Exercise | $23.08 | 418 | 9,647 | 34,866 | Feb 17, 2012, 02:28 PM |
| PETERSON ROBERT W | Global Head of Equities | Feb 15, 2012 | Option Exercise | $23.08 | 1,276 | 29,450 | 102,760 | Feb 17, 2012, 02:27 PM |
| LaRue R Scott | Co-Head Global IB | Feb 15, 2012 | Option Exercise | $23.08 | 1,291 | 29,796 | 121,584 | Feb 17, 2012, 02:25 PM |
| FIREBAUGH RONALD T | Co-Head Pub Fin & Fixed Income | Feb 15, 2012 | Option Exercise | $23.08 | 249 | 5,747 | 41,000 | Feb 17, 2012, 02:25 PM |
| Fairman Francis E IV | Head, Public Finance Services | Feb 15, 2012 | Option Exercise | $23.08 | 1,007 | 23,242 | 58,112 | Feb 17, 2012, 02:22 PM |
| DUFF ANDREW S | Chairman and CEO | Feb 15, 2012 | Option Exercise | $23.08 | 2,618 | 60,423 | 213,626 | Feb 17, 2012, 02:19 PM |
| CHOSY JAMES L | General Counsel | Feb 15, 2012 | Option Exercise | $23.08 | 249 | 5,747 | 29,686 | Feb 17, 2012, 02:18 PM |
| Abraham Chad R | Co-Head Global IB | Feb 15, 2012 | Option Exercise | $23.08 | 1,382 | 31,897 | 46,562 | Feb 17, 2012, 02:16 PM |
| O'Brien Brien M | Head of Asset Management | Feb 10, 2012 | Sale | $23.17 | 964 | 22,340 | 46,393 | Feb 13, 2012, 03:00 PM |
| O'Brien Brien M | Head of Asset Management | Feb 10, 2012 | Sale | $23.17 | 7,835 | 181,569 | 288,806 | Feb 13, 2012, 03:00 PM |
| O'Brien Brien M | Head of Asset Management | Feb 09, 2012 | Sale | $24.00 | 406 | 9,744 | 47,357 | Feb 13, 2012, 03:00 PM |
| O'Brien Brien M | Head of Asset Management | Feb 09, 2012 | Sale | $24.00 | 3,295 | 79,080 | 296,641 | Feb 13, 2012, 03:00 PM |
| Winges Martin Bradley | Head, Fixed Income Services | Jan 26, 2012 | Buy | $21.96 | 5,269 | 115,710 | 5,963 | Jan 30, 2012, 05:42 PM |
| O'Brien Brien M | Head of Asset Management | Jan 26, 2012 | Sale | $21.88 | 31,167 | 682,074 | 299,936 | Jan 27, 2012, 05:35 PM |
| O'Brien Brien M | Head of Asset Management | Jan 26, 2012 | Sale | $21.88 | 3,833 | 83,883 | 47,763 | Jan 27, 2012, 05:35 PM |
| O'Brien Brien M | Head of Asset Management | Nov 15, 2011 | Sale | $20.42 | 3,500 | 71,481 | 51,596 | Jan 10, 2012, 05:12 PM |
| O'Brien Brien M | Head of Asset Management | Nov 15, 2011 | Sale | $20.42 | 6,500 | 132,750 | 331,103 | Jan 10, 2012, 05:12 PM |
| O'Brien Brien M | Head of Asset Management | Nov 10, 2011 | Sale | $20.12 | 3,500 | 70,433 | 55,096 | Jan 10, 2012, 05:10 PM |
| O'Brien Brien M | Head of Asset Management | Nov 10, 2011 | Sale | $20.12 | 6,500 | 130,804 | 337,603 | Jan 10, 2012, 05:10 PM |
| O'Brien Brien M | Head of Asset Management | Nov 04, 2011 | Sale | $19.43 | 13,500 | 262,240 | 344,103 | Jan 10, 2012, 05:08 PM |
| O'Brien Brien M | Head of Asset Management | Nov 04, 2011 | Sale | $19.43 | 6,500 | 126,264 | 58,596 | Jan 10, 2012, 05:08 PM |
| O'Brien Brien M | Head of Asset Management | Nov 15, 2011 | Sale | $20.42 | 10,000 | 204,230 | 317,603 | Nov 15, 2011, 07:01 PM |
| O'Brien Brien M | Head of Asset Management | Nov 10, 2011 | Sale | $20.12 | 10,000 | 201,237 | 327,603 | Nov 10, 2011, 06:11 PM |
| O'Brien Brien M | Head of Asset Management | Nov 04, 2011 | Sale | $19.43 | 20,000 | 388,504 | 337,603 | Nov 07, 2011, 05:09 PM |
| DUFF ANDREW S | Chairman and CEO | Oct 26, 2011 | Buy | $18.40 | 5,000 | 92,000 | 216,244 | Oct 27, 2011, 04:45 PM |
| Schoneman Debbra L. | Chief Financial Officer | Feb 15, 2011 | Option Exercise | $42.34 | 684 | 28,961 | 31,898 | Feb 17, 2011, 05:25 PM |
| SCHNETTLER THOMAS P | President and COO | Feb 15, 2011 | Option Exercise | $42.38 | 5,428 | 230,039 | 149,264 | Feb 17, 2011, 05:23 PM |
| CHOSY JAMES L | General Counsel | Feb 15, 2011 | Option Exercise | $42.34 | 932 | 39,461 | 29,668 | Feb 17, 2011, 05:21 PM |
| DUFF ANDREW S | Chairman and CEO | Feb 15, 2011 | Option Exercise | $42.34 | 6,287 | 266,192 | 187,724 | Feb 17, 2011, 05:19 PM |
| PIPER ADDISON L | Director | Aug 12, 2010 | Buy | $28.02 | 2,000 | 56,030 | 14,370 | Aug 12, 2010, 05:50 PM |
| FIREBAUGH RONALD T | Chief Administrative Officer | Jul 23, 2010 | Buy | $28.09 | 3,500 | 98,315 | 40,141 | Jul 23, 2010, 02:46 PM |
| DUFF ANDREW S | Chairman and CEO | Jul 22, 2010 | Buy | $28.19 | 5,000 | 140,942 | 194,011 | Jul 23, 2010, 02:44 PM |
Load More Insider Transactions
Buy
Sale
Option Exercise
| Owner | Relationship | Date | Value($) |
| Schoneman Debbra L. | President | 12/04/2023 | 802,776 |
| TAYLOR SCOTT C | Director | 09/08/2023 | 4,091 |
| Sterling Brian R | Director | 09/08/2023 | 1,169 |
| SORAN PHILIP | Director | 09/08/2023 | 10,227 |
| SMITH SHERRY M | Director | 09/08/2023 | 4,967 |
| Mitchell Robbin | Director | 09/08/2023 | 1,461 |
| HOLT VICTORIA M | Director | 09/08/2023 | 3,653 |
| FITZGERALD WILLIAM R | Director | 09/08/2023 | 13,441 |
| Sterling Brian R | Director | 06/09/2023 | 960 |
| SORAN PHILIP | Director | 06/09/2023 | 10,011 |
| TAYLOR SCOTT C | Director | 06/09/2023 | 3,977 |
| SMITH SHERRY M | Director | 06/09/2023 | 4,937 |
| Mitchell Robbin | Director | 06/09/2023 | 1,371 |
| HOLT VICTORIA M | Director | 06/09/2023 | 3,703 |
| FITZGERALD WILLIAM R | Director | 06/09/2023 | 13,440 |
| Abraham Chad R | CEO and Chairman | 05/23/2023 | 405,188 |
| Abraham Chad R | CEO and Chairman | 05/22/2023 | 289,590 |
| Abraham Chad R | CEO and Chairman | 05/19/2023 | 13,000 |
| Abraham Chad R | CEO and Chairman | 05/18/2023 | 13,000 |
| Sterling Brian R | Director | 05/17/2023 | 100,083 |
| SORAN PHILIP | Director | 05/17/2023 | 100,083 |
| TAYLOR SCOTT C | Director | 05/17/2023 | 100,083 |
| SCHREIER THOMAS S JR | Director | 05/17/2023 | 100,083 |
| SMITH SHERRY M | Director | 05/17/2023 | 100,083 |
| Mitchell Robbin | Director | 05/17/2023 | 100,083 |
| HOLT VICTORIA M | Director | 05/17/2023 | 100,083 |
| FITZGERALD WILLIAM R | Director | 05/17/2023 | 100,083 |
| Abraham Chad R | CEO and Chairman | 05/08/2023 | 130 |
| Abraham Chad R | CEO and Chairman | 05/05/2023 | 256,199 |
| Abraham Chad R | CEO and Chairman | 05/04/2023 | 920,233 |
| Abraham Chad R | CEO and Chairman | 05/03/2023 | 1,597,153 |
| Doyle Jonathan J | Hd of Financial Services Group | 02/09/2023 | 761,072 |
| Doyle Jonathan J | Hd of Financial Services Group | 02/08/2023 | 763,512 |
| Doyle Jonathan J | Hd of Financial Services Group | 02/07/2023 | 758,745 |
| Sterling Brian R | Director | 12/30/2022 | 20,179 |
| SORAN PHILIP | Director | 12/30/2022 | 31,636 |
| Doyle Jonathan J | Hd of Financial Services Group | 12/23/2022 | 616,825 |
| Doyle Jonathan J | Hd of Financial Services Group | 12/22/2022 | 665,932 |
| Sterling Brian R | Director | 12/09/2022 | 820 |
| SORAN PHILIP | Director | 12/09/2022 | 9,016 |
| TAYLOR SCOTT C | Director | 12/09/2022 | 3,415 |
| SMITH SHERRY M | Director | 12/09/2022 | 4,508 |
| Mitchell Robbin | Director | 12/09/2022 | 956 |
| HOLT VICTORIA M | Director | 12/09/2022 | 3,142 |
| FITZGERALD WILLIAM R | Director | 12/09/2022 | 12,705 |
| Sterling Brian R | Director | 09/30/2022 | 20,215 |
| SORAN PHILIP | Director | 09/30/2022 | 31,527 |
| Sterling Brian R | Director | 09/09/2022 | 696 |
| SORAN PHILIP | Director | 09/09/2022 | 8,814 |
| TAYLOR SCOTT C | Director | 09/09/2022 | 3,363 |
| SMITH SHERRY M | Director | 09/09/2022 | 4,407 |
| Mitchell Robbin | Director | 09/09/2022 | 928 |
| HOLT VICTORIA M | Director | 09/09/2022 | 3,131 |
| FITZGERALD WILLIAM R | Director | 09/09/2022 | 12,641 |
| Sterling Brian R | Director | 07/01/2022 | 19,950 |
| SORAN PHILIP | Director | 07/01/2022 | 31,270 |
| TAYLOR SCOTT C | Director | 06/10/2022 | 3,275 |
| Sterling Brian R | Director | 06/10/2022 | 585 |
| SORAN PHILIP | Director | 06/10/2022 | 8,540 |
| SMITH SHERRY M | Director | 06/10/2022 | 4,445 |
| Mitchell Robbin | Director | 06/10/2022 | 936 |
| HOLT VICTORIA M | Director | 06/10/2022 | 3,041 |
| FITZGERALD WILLIAM R | Director | 06/10/2022 | 12,634 |
| TAYLOR SCOTT C | Director | 05/06/2022 | 95,067 |
| Sterling Brian R | Director | 05/06/2022 | 95,067 |
| SORAN PHILIP | Director | 05/06/2022 | 95,067 |
| SMITH SHERRY M | Director | 05/06/2022 | 95,067 |
| SCHREIER THOMAS S JR | Director | 05/06/2022 | 95,067 |
| Mitchell Robbin | Director | 05/06/2022 | 95,067 |
| HOLT VICTORIA M | Director | 05/06/2022 | 95,067 |
| FITZGERALD WILLIAM R | Director | 05/06/2022 | 95,067 |
| Sterling Brian R | Director | 03/11/2022 | 3,231 |
| TAYLOR SCOTT C | Director | 03/11/2022 | 26,720 |
| SMITH SHERRY M | Director | 03/11/2022 | 31,816 |
| SORAN PHILIP | Director | 03/11/2022 | 68,603 |
| Mitchell Robbin | Director | 03/11/2022 | 3,107 |
| HOLT VICTORIA M | Director | 03/11/2022 | 21,003 |
| FITZGERALD WILLIAM R | Director | 03/11/2022 | 98,803 |
| SORAN PHILIP | Director | 12/31/2021 | 33,560 |
| Sterling Brian R | Director | 12/31/2021 | 25,170 |
| Sterling Brian R | Director | 12/10/2021 | 1,828 |
| SORAN PHILIP | Director | 12/10/2021 | 46,192 |
| TAYLOR SCOTT C | Director | 12/10/2021 | 18,278 |
| SMITH SHERRY M | Director | 12/10/2021 | 21,767 |
| Mitchell Robbin | Director | 12/10/2021 | 2,160 |
| HOLT VICTORIA M | Director | 12/10/2021 | 14,456 |
| FITZGERALD WILLIAM R | Director | 12/10/2021 | 67,295 |
| Geelan John W | General Counsel | 11/05/2021 | 448,537 |
| Sterling Brian R | Director | 10/01/2021 | 20,191 |
| SORAN PHILIP | Director | 10/01/2021 | 31,566 |
| Mitchell Robbin | Director | 09/27/2021 | 85,073 |
| Doyle Jonathan J | Hd of Financial Services Group | 09/16/2021 | 219,847 |
| Doyle Jonathan J | Hd of Financial Services Group | 09/14/2021 | 872,420 |
| Doyle Jonathan J | Hd of Financial Services Group | 09/13/2021 | 581,551 |
| Doyle Jonathan J | Hd of Financial Services Group | 09/15/2021 | 681,436 |
| Sterling Brian R | Director | 09/10/2021 | 270 |
| SORAN PHILIP | Director | 09/10/2021 | 7,022 |
| TAYLOR SCOTT C | Director | 09/10/2021 | 2,836 |
| SMITH SHERRY M | Director | 09/10/2021 | 3,376 |
| HOLT VICTORIA M | Director | 09/10/2021 | 2,296 |
| FITZGERALD WILLIAM R | Director | 09/10/2021 | 10,398 |
| Doyle Jonathan J | Hd of Financial Services Group | 09/10/2021 | 832,335 |
| Doyle Jonathan J | Hd of Financial Services Group | 09/09/2021 | 773,211 |
| Doyle Jonathan J | Hd of Financial Services Group | 09/08/2021 | 777,272 |
| Doyle Jonathan J | Hd of Financial Services Group | 09/02/2021 | 644,402 |
| Doyle Jonathan J | Hd of Financial Services Group | 09/07/2021 | 1,383,064 |
| Doyle Jonathan J | Hd of Financial Services Group | 09/03/2021 | 636,234 |
| Schoneman Debbra L. | President | 08/16/2021 | 720,200 |
| Abraham Chad R | Chief Executive Officer | 08/09/2021 | 133,390 |
| Abraham Chad R | Chief Executive Officer | 08/06/2021 | 941,119 |
| Abraham Chad R | Chief Executive Officer | 08/05/2021 | 299,087 |
| Abraham Chad R | Chief Executive Officer | 08/04/2021 | 220,603 |
| Abraham Chad R | Chief Executive Officer | 08/03/2021 | 1,069,198 |
| Sterling Brian R | Director | 07/01/2021 | 20,062 |
| SORAN PHILIP | Director | 07/01/2021 | 31,265 |
| SORAN PHILIP | Director | 06/11/2021 | 5,623 |
| TAYLOR SCOTT C | Director | 06/11/2021 | 2,354 |
| SMITH SHERRY M | Director | 06/11/2021 | 2,746 |
| FITZGERALD WILLIAM R | Director | 06/11/2021 | 8,500 |
| SORAN PHILIP | Director | 04/01/2021 | 30,822 |
| TAYLOR SCOTT C | Director | 03/12/2021 | 11,316 |
| SORAN PHILIP | Director | 03/12/2021 | 25,215 |
| SMITH SHERRY M | Director | 03/12/2021 | 11,685 |
| PIPER ADDISON L | Director | 03/12/2021 | 8,979 |
| HOLT VICTORIA M | Director | 03/12/2021 | 7,257 |
| FITZGERALD WILLIAM R | Director | 03/12/2021 | 39,975 |
| LaRue R Scott | Co-Head Global IB and Cap Mkts | 02/08/2021 | 1,529,400 |
| Sterling Brian R | Director | 01/04/2021 | 60,064 |
| SORAN PHILIP | Director | 12/31/2020 | 29,967 |
| SORAN PHILIP | Director | 12/11/2020 | 4,116 |
| TAYLOR SCOTT C | Director | 12/11/2020 | 1,955 |
| SMITH SHERRY M | Director | 12/11/2020 | 1,955 |
| PIPER ADDISON L | Director | 12/11/2020 | 1,544 |
| HOLT VICTORIA M | Director | 12/11/2020 | 1,235 |
| FITZGERALD WILLIAM R | Director | 12/11/2020 | 6,689 |
| LaRue R Scott | Co-Head Global IB and Cap Mkts | 11/09/2020 | 841,000 |
| LaRue R Scott | Co-Head Global IB and Cap Mkts | 11/06/2020 | 51,000 |
| SORAN PHILIP | Director | 10/01/2020 | 28,935 |
| SORAN PHILIP | Director | 09/11/2020 | 3,174 |
| TAYLOR SCOTT C | Director | 09/11/2020 | 1,486 |
| SMITH SHERRY M | Director | 09/11/2020 | 1,553 |
| PIPER ADDISON L | Director | 09/11/2020 | 1,216 |
| HOLT VICTORIA M | Director | 09/11/2020 | 945 |
| FITZGERALD WILLIAM R | Director | 09/11/2020 | 5,335 |
| SORAN PHILIP | Director | 07/01/2020 | 19,946 |
| SORAN PHILIP | Director | 06/12/2020 | 2,044 |
| TAYLOR SCOTT C | Director | 06/12/2020 | 1,022 |
| SMITH SHERRY M | Director | 06/12/2020 | 1,086 |
| PIPER ADDISON L | Director | 06/12/2020 | 830 |
| HOLT VICTORIA M | Director | 06/12/2020 | 639 |
| FITZGERALD WILLIAM R | Director | 06/12/2020 | 3,512 |
| TAYLOR SCOTT C | Director | 05/18/2020 | 90,011 |
| SORAN PHILIP | Director | 05/18/2020 | 90,011 |
| SMITH SHERRY M | Director | 05/18/2020 | 90,011 |
| SCHREIER THOMAS S JR | Director | 05/18/2020 | 90,011 |
| PIPER ADDISON L | Director | 05/18/2020 | 90,011 |
| HOLT VICTORIA M | Director | 05/18/2020 | 90,011 |
| FITZGERALD WILLIAM R | Director | 05/18/2020 | 90,011 |
| SORAN PHILIP | Director | 04/01/2020 | 19,933 |
| Carter Timothy L | Chief Financial Officer | 03/20/2020 | 75,340 |
| Abraham Chad R | Chairman & CEO | 03/20/2020 | 15,408 |
| Abraham Chad R | Chairman & CEO | 03/19/2020 | 55,017 |
| SORAN PHILIP | Director | 03/13/2020 | 8,707 |
| TAYLOR SCOTT C | Director | 03/13/2020 | 3,562 |
| SMITH SHERRY M | Director | 03/13/2020 | 5,689 |
| PIPER ADDISON L | Director | 03/13/2020 | 4,353 |
| HOLT VICTORIA M | Director | 03/13/2020 | 1,583 |
| FITZGERALD WILLIAM R | Director | 03/13/2020 | 19,293 |
| Schoneman Debbra L. | President | 03/13/2020 | 235,187 |
| LaRue R Scott | Co-Head Global IB and Cap Mkts | 03/11/2020 | 545,000 |
| SORAN PHILIP | Director | 12/31/2019 | 30,057 |
| TAYLOR SCOTT C | Director | 12/31/2019 | 23,982 |
| HOLT VICTORIA M | Director | 12/31/2019 | 18,386 |
| JOHNSON B KRISTINE | Director | 12/13/2019 | 735 |
| SORAN PHILIP | Director | 12/13/2019 | 2,775 |
| TAYLOR SCOTT C | Director | 12/13/2019 | 1,061 |
| SMITH SHERRY M | Director | 12/13/2019 | 1,877 |
| PIPER ADDISON L | Director | 12/13/2019 | 1,469 |
| HOLT VICTORIA M | Director | 12/13/2019 | 490 |
| FITZGERALD WILLIAM R | Director | 12/13/2019 | 6,448 |
| TAYLOR SCOTT C | Director | 10/01/2019 | 23,978 |
| SORAN PHILIP | Director | 10/01/2019 | 28,991 |
| HOLT VICTORIA M | Director | 10/01/2019 | 2,906 |
| HOLT VICTORIA M | Director | 09/16/2019 | 86,402 |
| TAYLOR SCOTT C | Director | 06/14/2019 | 881 |
| SORAN PHILIP | Director | 06/14/2019 | 2,423 |
| JOHNSON B KRISTINE | Director | 06/14/2019 | 734 |
| SMITH SHERRY M | Director | 06/14/2019 | 1,909 |
| FITZGERALD WILLIAM R | Director | 06/14/2019 | 6,388 |
| PIPER ADDISON L | Director | 06/14/2019 | 1,469 |
| SCHREIER THOMAS S JR | Director | 05/20/2019 | 90,036 |
| TAYLOR SCOTT C | Director | 05/20/2019 | 90,036 |
| SORAN PHILIP | Director | 05/20/2019 | 90,036 |
| JOHNSON B KRISTINE | Director | 05/20/2019 | 90,036 |
| SMITH SHERRY M | Director | 05/20/2019 | 90,036 |
| FITZGERALD WILLIAM R | Director | 05/20/2019 | 90,036 |
| PIPER ADDISON L | Director | 05/20/2019 | 90,036 |
| TAYLOR SCOTT C | Director | 03/15/2019 | 1,017 |
| SORAN PHILIP | Director | 03/15/2019 | 6,682 |
| SMITH SHERRY M | Director | 03/15/2019 | 6,755 |
| PIPER ADDISON L | Director | 03/15/2019 | 5,157 |
| JOHNSON B KRISTINE | Director | 03/15/2019 | 2,615 |
| FITZGERALD WILLIAM R | Director | 03/15/2019 | 21,426 |
| TAYLOR SCOTT C | Director | 12/14/2018 | 333 |
| SORAN PHILIP | Director | 12/14/2018 | 1,666 |
| SMITH SHERRY M | Director | 12/14/2018 | 1,866 |
| PIPER ADDISON L | Director | 12/14/2018 | 1,399 |
| JOHNSON B KRISTINE | Director | 12/14/2018 | 733 |
| FITZGERALD WILLIAM R | Director | 12/14/2018 | 5,664 |
| SCHREIER THOMAS S JR | Director | 09/14/2018 | 84,007 |
| TAYLOR SCOTT C | Director | 09/14/2018 | 308 |
| SORAN PHILIP | Director | 09/14/2018 | 1,540 |
| JOHNSON B KRISTINE | Director | 09/14/2018 | 693 |
| SMITH SHERRY M | Director | 09/14/2018 | 1,848 |
| FITZGERALD WILLIAM R | Director | 09/14/2018 | 5,621 |
| PIPER ADDISON L | Director | 09/14/2018 | 1,386 |
| SORAN PHILIP | Director | 06/15/2018 | 1,442 |
| TAYLOR SCOTT C | Director | 06/15/2018 | 320 |
| SMITH SHERRY M | Director | 06/15/2018 | 1,842 |
| PIPER ADDISON L | Director | 06/15/2018 | 1,442 |
| JOHNSON B KRISTINE | Director | 06/15/2018 | 721 |
| FITZGERALD WILLIAM R | Director | 06/15/2018 | 5,447 |
| Volpi Michele | Director | 05/17/2018 | 24,025 |
| TAYLOR SCOTT C | Director | 03/15/2018 | 1,380 |
| SORAN PHILIP | Director | 03/15/2018 | 6,641 |
| SMITH SHERRY M | Director | 03/15/2018 | 7,331 |
| PIPER ADDISON L | Director | 03/15/2018 | 7,159 |
| JOHNSON B KRISTINE | Director | 03/15/2018 | 3,623 |
| FITZGERALD WILLIAM R | Director | 03/15/2018 | 25,875 |
| Fairman Francis E IV | Head, Public Finance Services | 02/02/2018 | 961,297 |
| DUFF ANDREW S | Director | 02/02/2018 | 4,671,937 |
| SORAN PHILIP | Director | 12/15/2017 | 1,028 |
| TAYLOR SCOTT C | Director | 12/15/2017 | 237 |
| SMITH SHERRY M | Director | 12/15/2017 | 1,186 |
| PIPER ADDISON L | Director | 12/15/2017 | 1,186 |
| JOHNSON B KRISTINE | Director | 12/15/2017 | 554 |
| FITZGERALD WILLIAM R | Director | 12/15/2017 | 4,034 |
| TAYLOR SCOTT C | Director | 09/15/2017 | 165 |
| SORAN PHILIP | Director | 09/15/2017 | 1,047 |
| SMITH SHERRY M | Director | 09/15/2017 | 1,157 |
| PIPER ADDISON L | Director | 09/15/2017 | 1,157 |
| JOHNSON B KRISTINE | Director | 09/15/2017 | 551 |
| FITZGERALD WILLIAM R | Director | 09/15/2017 | 3,857 |
| Crawshaw Christopher D | Head of Asset Management | 08/04/2017 | 519,884 |
| Crawshaw Christopher D | Head of Asset Management | 08/02/2017 | 20,320 |
| Winges Martin Bradley | Head of Fixed Income Services | 07/28/2017 | 193,246 |
| Smith Thomas Gregory | Chief Strategy Officer | 07/31/2017 | 93,686 |
| SORAN PHILIP | Director | 06/15/2017 | 1,051 |
| TAYLOR SCOTT C | Director | 06/15/2017 | 62 |
| SMITH SHERRY M | Director | 06/15/2017 | 1,174 |
| PIPER ADDISON L | Director | 06/15/2017 | 1,112 |
| JOHNSON B KRISTINE | Director | 06/15/2017 | 556 |
| FITZGERALD WILLIAM R | Director | 06/15/2017 | 3,770 |
| Volpi Michele | Director | 05/11/2017 | 21,037 |
| Fairman Francis E IV | Head, Public Finance Services | 05/02/2017 | 182,789 |
| SORAN PHILIP | Director | 03/13/2017 | 1,017 |
| SMITH SHERRY M | Director | 03/13/2017 | 1,153 |
| PIPER ADDISON L | Director | 03/13/2017 | 1,153 |
| JOHNSON B KRISTINE | Director | 03/13/2017 | 610 |
| FITZGERALD WILLIAM R | Director | 03/13/2017 | 3,322 |
| Winges Martin Bradley | CIO and Head of Fixed Income | 02/23/2017 | 147,000 |
| LaRue R Scott | Co-Head Global IB and Cap Mkts | 02/18/2017 | 175,523 |
| LaRue R Scott | Co-Head Global IB and Cap Mkts | 02/17/2017 | 216,134 |
| Winges Martin Bradley | CIO and Head of Fixed Income | 02/18/2017 | 32,093 |
| Winges Martin Bradley | CIO and Head of Fixed Income | 02/17/2017 | 64,034 |
| Smith Thomas Gregory | Chief Strategy Officer | 02/17/2017 | 7,453 |
| Smith Thomas Gregory | Chief Strategy Officer | 02/18/2017 | 5,780 |
| Schoneman Debbra L. | Chief Financial Officer | 02/18/2017 | 40,383 |
| Schoneman Debbra L. | Chief Financial Officer | 02/17/2017 | 63,502 |
| Klinefelter Jeffrey P | Global Head of Equities | 02/18/2017 | 138,259 |
| Klinefelter Jeffrey P | Global Head of Equities | 02/17/2017 | 100,994 |
| Geelan John W | General Counsel | 02/17/2017 | 7,073 |
| Geelan John W | General Counsel | 02/18/2017 | 4,563 |
| Fairman Francis E IV | Head, Public Finance Services | 02/18/2017 | 29,964 |
| Fairman Francis E IV | Head, Public Finance Services | 02/17/2017 | 25,173 |
| Esckilsen Christine N | Chief of Human Capital | 02/18/2017 | 4,487 |
| Esckilsen Christine N | Chief of Human Capital | 02/17/2017 | 5,095 |
| DUFF ANDREW S | Chairman and CEO | 02/18/2017 | 335,381 |
| DUFF ANDREW S | Chairman and CEO | 02/17/2017 | 322,604 |
| Crawshaw Christopher D | Head of Asset Management | 02/17/2017 | 61,448 |
| Abraham Chad R | Co-Head Global IB and Cap Mkts | 02/17/2017 | 200,088 |
| Abraham Chad R | Co-Head Global IB and Cap Mkts | 02/18/2017 | 227,922 |
| LaRue R Scott | Co-Head Global IB and Cap Mkts | 02/16/2017 | 216,680 |
| Winges Martin Bradley | CIO and Head of Fixed Income | 02/16/2017 | 132,389 |
| Smith Thomas Gregory | Chief Strategy Officer | 02/16/2017 | 10,329 |
| Schoneman Debbra L. | Chief Financial Officer | 02/16/2017 | 72,779 |
| Klinefelter Jeffrey P | Global Head of Equities | 02/16/2017 | 182,617 |
| Geelan John W | General Counsel | 02/16/2017 | 9,856 |
| Fairman Francis E IV | Head, Public Finance Services | 02/16/2017 | 90,204 |
| Esckilsen Christine N | Chief of Human Capital | 02/16/2017 | 19,555 |
| DUFF ANDREW S | Chairman and CEO | 02/16/2017 | 486,347 |
| Crawshaw Christopher D | Head of Asset Management | 02/16/2017 | 60,478 |
| Abraham Chad R | Co-Head Global IB and Cap Mkts | 02/16/2017 | 194,759 |
| LaRue R Scott | Co-Head Global IB and Cap Mkts | 02/15/2017 | 407,530 |
| Crawshaw Christopher D | Head of Asset Management | 02/13/2017 | 797,590 |
| Esckilsen Christine N | Chief of Human Capital | 02/13/2017 | 119,577 |
| Klinefelter Jeffrey P | Global Head of Equities | 02/10/2017 | 358,659 |
| Crawshaw Christopher D | Head of Asset Management | 02/10/2017 | 791,190 |
| Schoneman Debbra L. | Chief Financial Officer | 02/07/2017 | 532,621 |
| Abraham Chad R | Co-Head Global IB and Cap Mkts | 02/03/2017 | 995,305 |
| Winges Martin Bradley | CIO and Head of Fixed Income | 02/03/2017 | 436,879 |
| LaRue R Scott | Co-Head Global IB and Cap Mkts | 02/03/2017 | 1,129,999 |
| Klinefelter Jeffrey P | Global Head of Equities | 02/03/2017 | 753,930 |
| Fairman Francis E IV | Head, Public Finance Services | 02/03/2017 | 175,044 |
| Fairman Francis E IV | Head, Public Finance Services | 02/03/2017 | 941,409 |
| DUFF ANDREW S | Chairman and CEO | 02/03/2017 | 676,123 |
| DUFF ANDREW S | Chairman and CEO | 02/03/2017 | 726,475 |
| JOHNSON B KRISTINE | Director | 11/04/2016 | 76,162 |
| DUFF ANDREW S | Chairman and CEO | 11/14/2016 | 1,321,002 |
| DUFF ANDREW S | Chairman and CEO | 11/14/2016 | 2,103,908 |
| Schoneman Debbra L. | Chief Financial Officer | 11/14/2016 | 655,411 |
| Esckilsen Christine N | Chief of Human Capital | 11/11/2016 | 129,500 |
| LaRue R Scott | Co-Head Global IB and Cap Mkts | 11/09/2016 | 592,900 |
| Harvey Stuart C. JR | President and COO | 11/08/2016 | 220,616 |
| JOHNSON B KRISTINE | Director | 11/04/2016 | 76,162 |
| Klinefelter Jeffrey P | Global Head of Equities | 10/31/2016 | 42,354 |
| Esckilsen Christine N | Chief of Human Capital | 11/01/2016 | 113,933 |
| Klinefelter Jeffrey P | Global Head of Equities | 10/31/2016 | 562,408 |
| Abraham Chad R | Co-Head Global IB and Cap Mkts | 10/31/2016 | 960,273 |
| Crawshaw Christopher D | Head of Asset Management | 08/03/2016 | 209,424 |
| Winges Martin Bradley | CIO and Head of Fixed Income | 07/29/2016 | 103,939 |
| Smith Thomas Gregory | Chief Strategy Officer | 08/01/2016 | 103,549 |
| Crawshaw Christopher D | Head of Asset Management | 07/29/2016 | 900,949 |
| LaRue R Scott | Co-Head Global IB and Cap Mkts | 05/25/2016 | 835,200 |
| Volpi Michele | Director | 05/04/2016 | 21,012 |
| LaRue R Scott | Co-Head Global IB and Cap Mkts | 02/17/2016 | 86,837 |
| LaRue R Scott | Co-Head Global IB and Cap Mkts | 02/16/2016 | 45,530 |
| Geelan John W | General Counsel | 02/17/2016 | 3,901 |
| Esckilsen Christine N | Chief of Human Capital | 02/17/2016 | 2,811 |
| Crawshaw Christopher D | Head of Asset Management | 02/17/2016 | 36,035 |
| Winges Martin Bradley | CIO and Head of Fixed Income | 02/17/2016 | 35,322 |
| Winges Martin Bradley | CIO and Head of Fixed Income | 02/16/2016 | 109,563 |
| Winges Martin Bradley | CIO and Head of Fixed Income | 02/16/2016 | 227,417 |
| Smith Thomas Gregory | Chief Strategy Officer | 02/17/2016 | 4,111 |
| Smith Thomas Gregory | Chief Strategy Officer | 02/16/2016 | 3,784 |
| Schoneman Debbra L. | Chief Financial Officer | 02/17/2016 | 34,399 |
| Schoneman Debbra L. | Chief Financial Officer | 02/16/2016 | 25,489 |
| Klinefelter Jeffrey P | Global Head of Equities | 02/17/2016 | 55,332 |
| Klinefelter Jeffrey P | Global Head of Equities | 02/16/2016 | 39,875 |
| Fairman Francis E IV | Head, Public Finance Services | 02/17/2016 | 13,592 |
| Fairman Francis E IV | Head, Public Finance Services | 02/16/2016 | 41,455 |
| DUFF ANDREW S | Chairman and CEO | 02/17/2016 | 124,046 |
| DUFF ANDREW S | Chairman and CEO | 02/16/2016 | 97,505 |
| Abraham Chad R | Co-Head Global IB and Cap Mkts | 02/16/2016 | 39,584 |
| Abraham Chad R | Co-Head Global IB and Cap Mkts | 02/17/2016 | 77,649 |
| Winges Martin Bradley | CIO and Head of Fixed Income | 02/18/2016 | 17,627 |
| Smith Thomas Gregory | Chief Strategy Officer | 02/18/2016 | 3,140 |
| Schoneman Debbra L. | Chief Financial Officer | 02/18/2016 | 22,233 |
| LaRue R Scott | Co-Head Global IB and Cap Mkts | 02/18/2016 | 69,839 |
| Klinefelter Jeffrey P | Global Head of Equities | 02/18/2016 | 62,344 |
| Geelan John W | General Counsel | 02/18/2016 | 2,512 |
| Fairman Francis E IV | Head, Public Finance Services | 02/18/2016 | 16,455 |
| Esckilsen Christine N | Chief of Human Capital | 02/18/2016 | 2,428 |
| DUFF ANDREW S | Chairman and CEO | 02/18/2016 | 134,403 |
| Abraham Chad R | Co-Head Global IB and Cap Mkts | 02/18/2016 | 87,466 |
| Winges Martin Bradley | CIO and Head of Fixed Income | 02/17/2016 | 35,322 |
| Winges Martin Bradley | CIO and Head of Fixed Income | 02/15/2016 | 109,563 |
| Winges Martin Bradley | CIO and Head of Fixed Income | 02/16/2016 | 227,417 |
| Smith Thomas Gregory | Chief Strategy Officer | 02/17/2016 | 4,111 |
| Smith Thomas Gregory | Chief Strategy Officer | 02/15/2016 | 3,784 |
| Schoneman Debbra L. | Chief Financial Officer | 02/17/2016 | 34,399 |
| Schoneman Debbra L. | Chief Financial Officer | 02/15/2016 | 25,489 |
| LaRue R Scott | Co-Head Global IB and Cap Mkts | 02/17/2016 | 86,417 |
| LaRue R Scott | Co-Head Global IB and Cap Mkts | 02/15/2016 | 45,530 |
| Klinefelter Jeffrey P | Global Head of Equities | 02/17/2016 | 55,332 |
| Klinefelter Jeffrey P | Global Head of Equities | 02/15/2016 | 39,875 |
| Geelan John W | General Counsel | 02/17/2016 | 3,901 |
| Fairman Francis E IV | Head, Public Finance Services | 02/17/2016 | 13,592 |
| Fairman Francis E IV | Head, Public Finance Services | 02/15/2016 | 41,455 |
| Esckilsen Christine N | Chief of Human Capital | 02/17/2016 | 2,811 |
| DUFF ANDREW S | Chairman and CEO | 02/15/2016 | 97,505 |
| DUFF ANDREW S | Chairman and CEO | 02/17/2015 | 124,046 |
| Crawshaw Christopher D | Head of Asset Management | 02/17/2016 | 36,035 |
| Abraham Chad R | Co-Head Global IB and Cap Mkts | 02/17/2016 | 77,649 |
| Abraham Chad R | Co-Head Global IB and Cap Mkts | 02/15/2016 | 39,584 |
| SMITH SHERRY M | Director | 01/27/2016 | 60,022 |
| PIPER ADDISON L | Director | 11/24/2015 | 6,146 |
| LaRue R Scott | Co-Head Global IB and Cap Mkts | 12/01/2015 | 27,197 |
| Fairman Francis E IV | Head, Public Finance Services | 12/01/2015 | 35,533 |
| Crawshaw Christopher D | Head of Asset Management | 12/01/2015 | 6,181 |
| Abraham Chad R | Co-Head Global IB and Cap Mkts | 12/01/2015 | 128,215 |
| PIPER ADDISON L | Director | 11/24/2015 | 6,159 |
| LaRue R Scott | Co-Head Global IB and Cap Mkts | 11/17/2015 | 518,668 |
| Volpi Michele | Director | 05/13/2015 | 21,036 |
| Geelan John W | General Counsel | 02/18/2015 | 3,274 |
| DUFF ANDREW S | Chairman and CEO | 02/24/2015 | 151,367 |
| Winges Martin Bradley | CIO and Head of Fixed Income | 02/17/2015 | 144,671 |
| Winges Martin Bradley | CIO and Head of Fixed Income | 02/18/2015 | 22,970 |
| Winges Martin Bradley | CIO and Head of Fixed Income | 02/17/2015 | 4,501 |
| Schoneman Debbra L. | Chief Financial Officer | 02/18/2015 | 28,699 |
| Schoneman Debbra L. | Chief Financial Officer | 02/17/2015 | 40,506 |
| LaRue R Scott | Co-Head Global IB and Cap Mkts | 02/18/2015 | 90,570 |
| LaRue R Scott | Co-Head Global IB and Cap Mkts | 02/17/2015 | 101,568 |
| Klinefelter Jeffrey P | Global Head of Equities | 02/18/2015 | 81,240 |
| Klinefelter Jeffrey P | Global Head of Equities | 02/17/2015 | 123,672 |
| Geelan John W | General Counsel | 02/18/2015 | 8,402 |
| Fairman Francis E IV | Head, Public Finance Services | 02/18/2015 | 21,442 |
| Fairman Francis E IV | Head, Public Finance Services | 02/17/2015 | 53,878 |
| Abraham Chad R | Co-Head Global IB and Cap Mkts | 02/18/2015 | 113,921 |
| Abraham Chad R | Co-Head Global IB and Cap Mkts | 02/17/2015 | 51,558 |
| DUFF ANDREW S | Chairman and CEO | 02/18/2015 | 190,905 |
| DUFF ANDREW S | Chairman and CEO | 02/17/2015 | 223,250 |
| Klinefelter Jeffrey P | Global Head of Equities | 02/06/2015 | 396,720 |
| Klinefelter Jeffrey P | Global Head of Equities | 11/10/2014 | 44,194 |
| DUFF ANDREW S | Chairman and CEO | 11/17/2014 | 464,307 |
| DUFF ANDREW S | Chairman and CEO | 11/17/2014 | 661,102 |
| Klinefelter Jeffrey P | Global Head of Equities | 11/12/2014 | 91,409 |
| Klinefelter Jeffrey P | Global Head of Equities | 11/10/2014 | 44,194 |
| Winges Martin Bradley | Head, Fixed Income Services | 11/10/2014 | 65,290 |
| Schoneman Debbra L. | Chief Financial Officer | 11/07/2014 | 89,657 |
| POLSKY LISA | Director | 11/07/2014 | 399,330 |
| LaRue R Scott | Co-Head Global IB | 11/06/2014 | 382,658 |
| Fairman Francis E IV | Head, Public Finance Services | 11/05/2014 | 379,887 |
| Fairman Francis E IV | Head, Public Finance Services | 11/05/2014 | 513,379 |
| Schoneman Debbra L. | Chief Financial Officer | 10/31/2014 | 11,490 |
| Schoneman Debbra L. | Chief Financial Officer | 10/31/2014 | 16,336 |
| Fairman Francis E IV | Head, Public Finance Services | 10/31/2014 | 55,111 |
| Fairman Francis E IV | Head, Public Finance Services | 10/31/2014 | 78,647 |
| Abraham Chad R | Global Co-Head IB and Cap Mkts | 10/30/2014 | 175,992 |
| Abraham Chad R | Global Co-Head IB and Cap Mkts | 10/30/2014 | 239,713 |
| Winges Martin Bradley | Head, Fixed Income Services | 10/28/2014 | 109,700 |
| Abraham Chad R | Global Co-Head IB and Cap Mkts | 10/28/2014 | 275,831 |
| Abraham Chad R | Global Co-Head IB and Cap Mkts | 10/27/2014 | 263,914 |
| DUFF ANDREW S | Chairman and CEO | 08/19/2014 | 807,719 |
| LaRue R Scott | Co-Head Global IB | 08/11/2014 | 142,989 |
| LaRue R Scott | Co-Head Global IB | 08/11/2014 | 193,505 |
| PIPER ADDISON L | Director | 08/01/2014 | 86,015 |
| PIPER ADDISON L | Director | 08/01/2014 | 110,631 |
| Klinefelter Jeffrey P | Global Head of Equities | 07/25/2014 | 386,254 |
| Abraham Chad R | Global Co-Head IB and Cap Mkts | 07/25/2014 | 257,983 |
| Geelan John W | General Counsel | 05/12/2014 | 49,461 |
| Volpi Michele | Director | 05/07/2014 | 18,024 |
| Winges Martin Bradley | Head, Fixed Income Services | 04/28/2014 | 22,702 |
| Winges Martin Bradley | Head, Fixed Income Services | 04/28/2014 | 242,117 |
| JOHNSON B KRISTINE | Director | 04/28/2014 | 160,021 |
| JOHNSON B KRISTINE | Director | 04/28/2014 | 249,338 |
| Winges Martin Bradley | Head, Fixed Income Services | 02/16/2013 | 219,157 |
| Winges Martin Bradley | Head, Fixed Income Services | 02/18/2014 | 138,173 |
| Winges Martin Bradley | Head, Fixed Income Services | 02/18/2014 | 94,171 |
| Schoneman Debbra L. | Chief Financial Officer | 02/16/2013 | 64,427 |
| Schoneman Debbra L. | Chief Financial Officer | 02/15/2013 | 6,234 |
| Schoneman Debbra L. | Chief Financial Officer | 02/18/2014 | 45,135 |
| LaRue R Scott | Global Co-Head IB and Cap Mkts | 02/18/2014 | 119,999 |
| Klinefelter Jeffrey P | Global Head of Equities | 02/16/2013 | 54,707 |
| Klinefelter Jeffrey P | Global Head of Equities | 02/15/2013 | 53,477 |
| Klinefelter Jeffrey P | Global Head of Equities | 02/18/2014 | 137,933 |
| Klinefelter Jeffrey P | Global Head of Equities | 02/18/2013 | 300,766 |
| Fairman Francis E IV | Head, Public Finance Services | 02/16/2013 | 177,450 |
| Fairman Francis E IV | Head, Public Finance Services | 02/18/2014 | 77,030 |
| DUFF ANDREW S | Chairman and CEO | 02/16/2013 | 464,602 |
| DUFF ANDREW S | Chairman and CEO | 02/15/2013 | 69,881 |
| DUFF ANDREW S | Chairman and CEO | 02/18/2014 | 268,122 |
| Abraham Chad R | Global Co-Head IB and Cap Mkts | 02/16/2013 | 125,532 |
| Abraham Chad R | Global Co-Head IB and Cap Mkts | 02/18/2014 | 92,276 |
| FRANCIS MICHAEL | Director | 01/30/2014 | 160,021 |
| FRANCIS MICHAEL | Director | 01/30/2014 | 230,290 |
| LaRue R Scott | Co-Head Global IB | 05/15/2013 | 248,307 |
| Volpi Michele | Director | 05/08/2013 | 18,027 |
| O'Brien Brien M | Head of Asset Management | 02/27/2013 | 429,966 |
| O'Brien Brien M | Head of Asset Management | 02/20/2013 | 493,424 |
| Winges Martin Bradley | Head, Fixed Income Services | 02/15/2013 | 36,089 |
| Winges Martin Bradley | Head, Fixed Income Services | 02/16/2013 | 222,110 |
| Schoneman Debbra L. | Chief Financial Officer | 02/16/2013 | 67,133 |
| Schoneman Debbra L. | Chief Financial Officer | 02/15/2013 | 24,975 |
| LaRue R Scott | Global Co-Head IB and Cap Mkts | 02/15/2013 | 80,790 |
| Klinefelter Jeffrey P | Global Head of Equities | 02/16/2013 | 57,209 |
| Klinefelter Jeffrey P | Global Head of Equities | 02/15/2013 | 107,159 |
| Geelan John W | General Counsel | 02/16/2013 | 5,618 |
| Fairman Francis E IV | Head, Public Finance Services | 02/16/2013 | 180,444 |
| Fairman Francis E IV | Head, Public Finance Services | 02/15/2013 | 41,010 |
| DUFF ANDREW S | Chairman and CEO | 02/16/2013 | 388,652 |
| DUFF ANDREW S | Chairman and CEO | 02/15/2013 | 180,567 |
| Abraham Chad R | Global Co-Head IB and Cap Mkts | 02/16/2013 | 124,752 |
| Abraham Chad R | Global Co-Head IB and Cap Mkts | 02/15/2013 | 57,455 |
| O'Brien Brien M | Head of Asset Management | 02/13/2013 | 210,238 |
| O'Brien Brien M | Head of Asset Management | 02/12/2013 | 419,635 |
| Klinefelter Jeffrey P | Global Head of Equities | 02/13/2013 | 209,001 |
| LaRue R Scott | Co-Head Global IB | 02/06/2013 | 204,712 |
| Winges Martin Bradley | Head, Fixed Income Services | 02/04/2013 | 207,238 |
| Winges Martin Bradley | Head, Fixed Income Services | 02/04/2013 | 433,400 |
| O'Brien Brien M | Head of Asset Management | 02/04/2013 | 389,593 |
| O'Brien Brien M | Head of Asset Management | 02/04/2013 | 10,811 |
| LaRue R Scott | Co-Head Global IB | 01/31/2013 | 575,658 |
| Klinefelter Jeffrey P | Global Head of Equities | 01/31/2013 | 386,469 |
| O'Brien Brien M | Head of Asset Management | 02/01/2013 | 68,199 |
| O'Brien Brien M | Head of Asset Management | 02/01/2013 | 332,969 |
| O'Brien Brien M | Head of Asset Management | 01/31/2013 | 77,080 |
| O'Brien Brien M | Head of Asset Management | 01/31/2013 | 385,401 |
| O'Brien Brien M | Head of Asset Management | 10/31/2012 | 290,587 |
| LaRue R Scott | Co-Head Global IB | 10/22/2012 | 136,250 |
| LaRue R Scott | Co-Head Global IB | 10/22/2012 | 137,005 |
| LaRue R Scott | Co-Head Global IB | 10/19/2012 | 130,800 |
| LaRue R Scott | Co-Head Global IB | 10/18/2012 | 142,064 |
| Abraham Chad R | Co-Head Global IB | 10/18/2012 | 275,934 |
| O'Brien Brien M | Head of Asset Management | 10/18/2012 | 412,919 |
| O'Brien Brien M | Head of Asset Management | 10/22/2012 | 138,574 |
| O'Brien Brien M | Head of Asset Management | 10/19/2012 | 406,637 |
| O'Brien Brien M | Head of Asset Management | 08/16/2012 | 232,323 |
| O'Brien Brien M | Head of Asset Management | 08/08/2012 | 109,864 |
| O'Brien Brien M | Head of Asset Management | 08/07/2012 | 46,241 |
| O'Brien Brien M | Head of Asset Management | 08/06/2012 | 167,779 |
| O'Brien Brien M | Head of Asset Management | 07/26/2012 | 410,126 |
| O'Brien Brien M | Head of Asset Management | 07/27/2012 | 212,423 |
| O'Brien Brien M | Head of Asset Management | 07/26/2012 | 8,864 |
| Volpi Michele | Director | 05/09/2012 | 17,996 |
| O'Brien Brien M | Head of Asset Management | 04/24/2012 | 337,862 |
| O'Brien Brien M | Head of Asset Management | 04/24/2012 | 150,202 |
| Winges Martin Bradley | Head, Fixed Income Services | 02/17/2012 | 22,014 |
| LaRue R Scott | Co-Head Global IB | 02/17/2012 | 1,043,199 |
| Abraham Chad R | Co-Head Global IB | 02/17/2012 | 8,538 |
| Winges Martin Bradley | Head, Fixed Income Services | 02/15/2012 | 20,495 |
| Schoneman Debbra L. | Chief Financial Officer | 02/15/2012 | 9,647 |
| PETERSON ROBERT W | Global Head of Equities | 02/15/2012 | 29,450 |
| LaRue R Scott | Co-Head Global IB | 02/15/2012 | 29,796 |
| FIREBAUGH RONALD T | Co-Head Pub Fin & Fixed Income | 02/15/2012 | 5,747 |
| Fairman Francis E IV | Head, Public Finance Services | 02/15/2012 | 23,242 |
| DUFF ANDREW S | Chairman and CEO | 02/15/2012 | 60,423 |
| CHOSY JAMES L | General Counsel | 02/15/2012 | 5,747 |
| Abraham Chad R | Co-Head Global IB | 02/15/2012 | 31,897 |
| O'Brien Brien M | Head of Asset Management | 02/10/2012 | 22,340 |
| O'Brien Brien M | Head of Asset Management | 02/10/2012 | 181,569 |
| O'Brien Brien M | Head of Asset Management | 02/09/2012 | 9,744 |
| O'Brien Brien M | Head of Asset Management | 02/09/2012 | 79,080 |
| Winges Martin Bradley | Head, Fixed Income Services | 01/26/2012 | 115,710 |
| O'Brien Brien M | Head of Asset Management | 01/26/2012 | 682,074 |
| O'Brien Brien M | Head of Asset Management | 01/26/2012 | 83,883 |
| O'Brien Brien M | Head of Asset Management | 11/15/2011 | 71,481 |
| O'Brien Brien M | Head of Asset Management | 11/15/2011 | 132,750 |
| O'Brien Brien M | Head of Asset Management | 11/10/2011 | 70,433 |
| O'Brien Brien M | Head of Asset Management | 11/10/2011 | 130,804 |
| O'Brien Brien M | Head of Asset Management | 11/04/2011 | 262,240 |
| O'Brien Brien M | Head of Asset Management | 11/04/2011 | 126,264 |
| O'Brien Brien M | Head of Asset Management | 11/15/2011 | 204,230 |
| O'Brien Brien M | Head of Asset Management | 11/10/2011 | 201,237 |
| O'Brien Brien M | Head of Asset Management | 11/04/2011 | 388,504 |
| DUFF ANDREW S | Chairman and CEO | 10/26/2011 | 92,000 |
| Schoneman Debbra L. | Chief Financial Officer | 02/15/2011 | 28,961 |
| SCHNETTLER THOMAS P | President and COO | 02/15/2011 | 230,039 |
| CHOSY JAMES L | General Counsel | 02/15/2011 | 39,461 |
| DUFF ANDREW S | Chairman and CEO | 02/15/2011 | 266,192 |
| PIPER ADDISON L | Director | 08/12/2010 | 56,030 |
| FIREBAUGH RONALD T | Chief Administrative Officer | 07/23/2010 | 98,315 |
| DUFF ANDREW S | Chairman and CEO | 07/22/2010 | 140,942 |
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