PennantPark Floating Rate Capital Ltd. (PFLT) NEW YORK STOCK EXCHANGE INC.
$11.35 (0.05) (-0.44%)
Market Cap: $760.70M
As of 05/15/24 04:00 PM EDT. Market closed.
PennantPark Floating Rate Capital Ltd. (PFLT)
NEW YORK STOCK EXCHANGE INC.
$11.35
(0.05) (-0.44%)
Market Cap: $760.70M
As of 05/15/24 04:00 PM EDT. Market closed.
pennantpark investment advisers is a leader in providing middle-market companies with creative and flexible capital solutions across the capital structure. its staff of 35 is headquartered in new york city, with offices in chicago, los angeles, houston, and london. founded in 2007, pennantpark today manages approximately $2.1 billion across publicly-listed business development companies ... read more
Owner | Relationship | Date | Transaction | Cost | # Shares | Value($) | Total Shares | Form 4 |
KATZ SAMUEL L | Director | Dec 18, 2020 | Sale | $10.41 | 8,618 | 89,747 | 26,500 | Dec 21, 2020, 04:05 PM |
KATZ SAMUEL L | Director | Dec 17, 2020 | Sale | $10.54 | 8,929 | 94,077 | 35,118 | Dec 21, 2020, 04:05 PM |
KATZ SAMUEL L | Director | Dec 16, 2020 | Sale | $10.65 | 7,453 | 79,399 | 44,047 | Dec 17, 2020, 04:41 PM |
KATZ SAMUEL L | Director | Dec 15, 2020 | Sale | $10.87 | 17,700 | 192,321 | 51,500 | Dec 17, 2020, 04:41 PM |
KATZ SAMUEL L | Director | Dec 14, 2020 | Sale | $10.85 | 10,737 | 116,513 | 69,200 | Dec 15, 2020, 04:05 PM |
KATZ SAMUEL L | Director | Dec 11, 2020 | Sale | $10.84 | 6,563 | 71,143 | 79,937 | Dec 15, 2020, 04:05 PM |
KATZ SAMUEL L | Director | Dec 03, 2020 | Option Exercise | $10.91 | 120,300 | 1,312,473 | 120,600 | Dec 07, 2020, 04:10 PM |
KATZ SAMUEL L | Director | Dec 03, 2020 | Option Exercise | $10.91 | 120,300 | 1,312,473 | 86,500 | Dec 07, 2020, 04:10 PM |
KATZ SAMUEL L | Director | Jun 10, 2020 | Buy | $8.83 | 15,000 | 132,450 | 206,800 | Jun 11, 2020, 04:05 PM |
Bernstein Adam K | Director | Mar 31, 2020 | Buy | $4.94 | 4,000 | 19,760 | 9,000 | Apr 02, 2020, 12:00 AM |
Efrat Aviv | Chief Financial Officer | Mar 23, 2020 | Buy | $3.90 | 18,050 | 70,406 | 109,000 | Mar 25, 2020, 09:00 AM |
Efrat Aviv | Chief Financial Officer | Mar 20, 2020 | Buy | $4.36 | 28,800 | 125,617 | 90,950 | Mar 24, 2020, 09:00 AM |
PENN ARTHUR H | Chairman and CEO | Mar 20, 2020 | Buy | $4.32 | 22,000 | 95,082 | 344,009 | Mar 23, 2020, 09:00 AM |
Flug Jeffrey | Director | Mar 19, 2020 | Buy | $3.56 | 400 | 1,423 | 12,400 | Mar 19, 2020, 05:00 PM |
PENN ARTHUR H | Chairman and CEO | Mar 19, 2020 | Buy | $4.17 | 16,300 | 68,023 | 322,009 | Mar 19, 2020, 05:00 PM |
PENN ARTHUR H | Chairman and CEO | Mar 18, 2020 | Buy | $4.26 | 20,000 | 85,250 | 305,709 | Mar 18, 2020, 05:40 PM |
Efrat Aviv | Chief Financial Officer | Feb 28, 2020 | Buy | $10.81 | 17,000 | 183,811 | 62,150 | Mar 03, 2020, 04:10 PM |
PENN ARTHUR H | Chairman and CEO | Feb 26, 2020 | Buy | $11.80 | 7,000 | 82,596 | 285,709 | Feb 27, 2020, 09:00 AM |
PENN ARTHUR H | Chairman and CEO | Nov 26, 2019 | Buy | $12.28 | 8,500 | 104,393 | 278,709 | Nov 27, 2019, 09:00 AM |
PENN ARTHUR H | Chairman and CEO | Nov 25, 2019 | Buy | $12.03 | 8,000 | 96,234 | 270,209 | Nov 26, 2019, 09:09 AM |
PENN ARTHUR H | Chairman and CEO | Nov 22, 2019 | Buy | $11.78 | 9,000 | 106,025 | 262,209 | Nov 25, 2019, 09:02 AM |
KATZ SAMUEL L | Director | Sep 04, 2019 | Buy | $11.42 | 25,000 | 285,407 | 191,800 | Sep 05, 2019, 04:05 PM |
PENN ARTHUR H | Chairman and CEO | Aug 15, 2019 | Buy | $11.55 | 8,000 | 92,383 | 253,209 | Aug 16, 2019, 08:58 AM |
PENN ARTHUR H | Chairman and CEO | Aug 13, 2019 | Buy | $11.73 | 10,000 | 117,343 | 245,209 | Aug 14, 2019, 08:58 AM |
PENN ARTHUR H | Chairman and CEO | Aug 12, 2019 | Buy | $11.57 | 8,000 | 92,523 | 235,209 | Aug 13, 2019, 09:00 AM |
PENN ARTHUR H | Chairman and CEO | Aug 09, 2019 | Buy | $11.66 | 9,000 | 104,951 | 227,209 | Aug 12, 2019, 09:00 AM |
Efrat Aviv | CFO | May 17, 2019 | Buy | $12.05 | 8,200 | 98,817 | 45,150 | May 20, 2019, 04:17 PM |
Efrat Aviv | CFO | May 14, 2019 | Buy | $12.05 | 8,200 | 98,817 | 36,950 | May 16, 2019, 04:24 PM |
PENN ARTHUR H | Chairman and CEO | May 15, 2019 | Buy | $12.09 | 9,500 | 114,839 | 218,209 | May 16, 2019, 09:00 AM |
PENN ARTHUR H | Chairman and CEO | May 14, 2019 | Buy | $12.08 | 8,000 | 96,673 | 208,709 | May 15, 2019, 09:05 AM |
KATZ SAMUEL L | Director | May 13, 2019 | Buy | $12.11 | 19,900 | 241,021 | 166,800 | May 14, 2019, 04:43 PM |
KATZ SAMUEL L | Director | May 10, 2019 | Buy | $12.19 | 100 | 1,219 | 146,900 | May 14, 2019, 04:43 PM |
PENN ARTHUR H | Chairman and CEO | May 13, 2019 | Buy | $12.10 | 7,000 | 84,666 | 200,709 | May 14, 2019, 09:00 AM |
PENN ARTHUR H | Chairman and CEO | May 10, 2019 | Buy | $12.15 | 9,000 | 109,326 | 193,709 | May 13, 2019, 09:01 AM |
KATZ SAMUEL L | Director | Feb 27, 2018 | Buy | $12.73 | 10,000 | 127,300 | 146,800 | Feb 28, 2018, 04:07 PM |
KATZ SAMUEL L | Director | Feb 26, 2018 | Buy | $12.64 | 17,000 | 214,858 | 136,800 | Feb 27, 2018, 04:05 PM |
PENN ARTHUR H | Chairman and CEO | Feb 15, 2018 | Buy | $12.81 | 8,500 | 108,885 | 184,709 | Feb 16, 2018, 04:05 PM |
PENN ARTHUR H | Chairman and CEO | Feb 14, 2018 | Buy | $12.98 | 9,000 | 116,839 | 176,209 | Feb 15, 2018, 04:05 PM |
PENN ARTHUR H | Chairman and CEO | Feb 13, 2018 | Buy | $12.81 | 8,000 | 102,451 | 167,209 | Feb 14, 2018, 04:09 PM |
PENN ARTHUR H | Chairman and CEO | Feb 12, 2018 | Buy | $12.57 | 10,000 | 125,664 | 159,209 | Feb 13, 2018, 04:21 PM |
KATZ SAMUEL L | Director | Feb 11, 2016 | Buy | $10.50 | 4,140 | 43,482 | 119,800 | Feb 12, 2016, 04:06 PM |
KATZ SAMUEL L | Director | Feb 09, 2016 | Buy | $10.52 | 5,860 | 61,632 | 115,660 | Feb 10, 2016, 10:33 AM |
Flug Jeffrey | Director | Nov 23, 2015 | Buy | $11.60 | 500 | 5,800 | 3,500 | Nov 24, 2015, 04:07 PM |
Flug Jeffrey | Director | Sep 01, 2015 | Buy | $11.58 | 1,500 | 17,370 | 3,000 | Nov 17, 2015, 04:15 PM |
KATZ SAMUEL L | Director | Sep 04, 2015 | Buy | $12.23 | 20,000 | 244,638 | 109,800 | Sep 08, 2015, 05:08 PM |
Flug Jeffrey | Director | Aug 31, 2015 | Buy | $12.10 | 6,000 | 72,629 | 12,000 | Sep 01, 2015, 04:55 PM |
Flug Jeffrey | Director | Sep 01, 2015 | Buy | $12.14 | 1,500 | 18,214 | 1,500 | Sep 01, 2015, 04:55 PM |
Flug Jeffrey | Director | Aug 26, 2015 | Buy | $12.11 | 6,000 | 72,670 | 6,000 | Aug 28, 2015, 06:04 AM |
KATZ SAMUEL L | Director | Aug 26, 2015 | Buy | $12.00 | 7,482 | 89,784 | 79,500 | Aug 28, 2015, 06:03 AM |
KATZ SAMUEL L | Director | Aug 24, 2015 | Buy | $12.08 | 12,518 | 151,216 | 72,018 | Aug 26, 2015, 06:05 AM |
Efrat Aviv | CFO | Aug 20, 2015 | Buy | $12.85 | 15,000 | 192,819 | 28,750 | Aug 21, 2015, 06:04 AM |
KATZ SAMUEL L | Director | Aug 26, 2014 | Buy | $14.16 | 7,969 | 112,871 | 69,633 | Aug 27, 2014, 04:16 PM |
KATZ SAMUEL L | Director | Aug 22, 2014 | Buy | $14.03 | 167 | 2,343 | 61,831 | Aug 25, 2014, 03:18 PM |
KATZ SAMUEL L | Director | Aug 21, 2014 | Buy | $14.03 | 1,864 | 26,152 | 61,664 | Aug 25, 2014, 03:18 PM |
KATZ SAMUEL L | Director | May 15, 2014 | Buy | $13.65 | 300 | 4,095 | 59,800 | May 19, 2014, 06:05 PM |
Efrat Aviv | CFO | May 22, 2013 | Buy | $14.45 | 8,000 | 115,566 | 13,750 | May 22, 2013, 05:37 PM |
KATZ SAMUEL L | Director | Mar 21, 2013 | Buy | $14.00 | 30,000 | 420,000 | 59,500 | Mar 25, 2013, 02:09 PM |
PENN ARTHUR H | Chairman and CEO | Feb 20, 2013 | Buy | $14.21 | 9,095 | 129,207 | 149,209 | Feb 21, 2013, 04:13 PM |
PENN ARTHUR H | Chairman and CEO | Feb 19, 2013 | Buy | $14.11 | 25,847 | 364,691 | 140,114 | Feb 19, 2013, 06:13 PM |
PENN ARTHUR H | Chairman and CEO | Feb 15, 2013 | Buy | $13.96 | 15,600 | 217,776 | 114,267 | Feb 19, 2013, 06:13 PM |
PENN ARTHUR H | Chairman and CEO | Feb 14, 2013 | Buy | $13.92 | 3,445 | 47,967 | 98,667 | Feb 14, 2013, 07:06 PM |
PENN ARTHUR H | Chairman and CEO | Feb 13, 2013 | Buy | $13.98 | 4,265 | 59,621 | 95,222 | Feb 14, 2013, 07:06 PM |
PENN ARTHUR H | Chairman and CEO | Feb 11, 2013 | Buy | $13.96 | 10,400 | 145,209 | 88,557 | Feb 12, 2013, 06:07 PM |
PENN ARTHUR H | Chairman and CEO | Feb 08, 2013 | Buy | $13.87 | 4,149 | 57,535 | 78,157 | Feb 12, 2013, 06:07 PM |
PENN ARTHUR H | Chairman and CEO | Feb 12, 2013 | Buy | $13.95 | 2,400 | 33,480 | 90,957 | Feb 12, 2013, 06:07 PM |
PENN ARTHUR H | Chairman and CEO | Feb 07, 2013 | Buy | $13.96 | 4,100 | 57,220 | 74,008 | Feb 07, 2013, 08:28 PM |
PENN ARTHUR H | Chairman and CEO | Feb 06, 2013 | Buy | $13.82 | 11,530 | 159,298 | 69,908 | Feb 07, 2013, 08:28 PM |
PENN ARTHUR H | Chairman and CEO | Feb 05, 2013 | Buy | $13.84 | 22,101 | 305,951 | 58,378 | Feb 05, 2013, 06:28 PM |
PENN ARTHUR H | Chairman and CEO | Feb 04, 2013 | Buy | $13.48 | 2,360 | 31,811 | 36,277 | Feb 05, 2013, 06:28 PM |
PENN ARTHUR H | Chairman and CEO | Feb 01, 2013 | Buy | $13.41 | 5,200 | 69,742 | 33,917 | Feb 05, 2013, 06:28 PM |
PENN ARTHUR H | Chairman and CEO | Jan 31, 2013 | Buy | $13.34 | 1,600 | 21,343 | 28,717 | Jan 31, 2013, 05:40 PM |
PENN ARTHUR H | Chairman and CEO | Jan 30, 2013 | Buy | $13.40 | 575 | 7,702 | 27,117 | Jan 31, 2013, 05:40 PM |
PENN ARTHUR H | Chairman and CEO | Jan 29, 2013 | Buy | $13.37 | 2,200 | 29,418 | 26,542 | Jan 29, 2013, 06:20 PM |
PENN ARTHUR H | Chairman and CEO | Jan 28, 2013 | Buy | $13.42 | 4,700 | 63,084 | 24,342 | Jan 29, 2013, 06:20 PM |
PENN ARTHUR H | Chairman and CEO | Jan 25, 2013 | Buy | $13.34 | 1,900 | 25,347 | 19,642 | Jan 29, 2013, 06:20 PM |
PENN ARTHUR H | Chairman and CEO | Jan 23, 2013 | Buy | $13.35 | 1,400 | 18,684 | 14,842 | Jan 24, 2013, 07:33 PM |
PENN ARTHUR H | Chairman and CEO | Jan 24, 2013 | Buy | $13.32 | 2,900 | 38,634 | 17,742 | Jan 24, 2013, 07:33 PM |
PENN ARTHUR H | Chairman and CEO | Jan 22, 2013 | Buy | $13.41 | 1,400 | 18,771 | 13,442 | Jan 22, 2013, 09:14 PM |
PENN ARTHUR H | Chairman and CEO | Jan 18, 2013 | Buy | $13.42 | 1,375 | 18,449 | 12,042 | Jan 22, 2013, 09:14 PM |
PENN ARTHUR H | Chairman and CEO | Jan 17, 2013 | Buy | $13.40 | 3,000 | 40,214 | 10,667 | Jan 17, 2013, 09:02 PM |
PENN ARTHUR H | Chairman and CEO | Jan 16, 2013 | Buy | $13.41 | 7,000 | 93,843 | 7,667 | Jan 17, 2013, 09:02 PM |
Efrat Aviv | CFO | Nov 30, 2011 | Buy | $10.53 | 3,000 | 31,578 | 5,750 | Dec 02, 2011, 11:23 AM |
Bernstein Adam K | Director | Aug 18, 2011 | Buy | $11.23 | 1,500 | 16,845 | 5,000 | Aug 22, 2011, 04:15 PM |
KATZ SAMUEL L | Director | Aug 12, 2011 | Buy | $10.60 | 2,000 | 21,200 | 29,500 | Aug 15, 2011, 09:59 AM |
KATZ SAMUEL L | Director | Aug 10, 2011 | Buy | $10.80 | 10,000 | 108,000 | 27,500 | Aug 11, 2011, 10:46 AM |
KATZ SAMUEL L | Director | Aug 09, 2011 | Buy | $10.87 | 13,000 | 141,279 | 17,500 | Aug 10, 2011, 05:55 PM |
Efrat Aviv | CFO | Aug 09, 2011 | Buy | $10.86 | 2,750 | 29,864 | 2,750 | Aug 10, 2011, 11:57 AM |
Bernstein Adam K | Director | Aug 08, 2011 | Buy | $11.19 | 3,500 | 39,165 | 3,500 | Aug 09, 2011, 01:12 PM |
KATZ SAMUEL L | Director | Aug 08, 2011 | Buy | $10.83 | 4,500 | 48,719 | 4,500 | Aug 09, 2011, 12:06 PM |
Owner | Relationship | Date | Value($) |
KATZ SAMUEL L | Director | 12/18/2020 | 89,747 |
KATZ SAMUEL L | Director | 12/17/2020 | 94,077 |
KATZ SAMUEL L | Director | 12/16/2020 | 79,399 |
KATZ SAMUEL L | Director | 12/15/2020 | 192,321 |
KATZ SAMUEL L | Director | 12/14/2020 | 116,513 |
KATZ SAMUEL L | Director | 12/11/2020 | 71,143 |
KATZ SAMUEL L | Director | 12/03/2020 | 1,312,473 |
KATZ SAMUEL L | Director | 12/03/2020 | 1,312,473 |
KATZ SAMUEL L | Director | 06/10/2020 | 132,450 |
Bernstein Adam K | Director | 03/31/2020 | 19,760 |
Efrat Aviv | Chief Financial Officer | 03/23/2020 | 70,406 |
Efrat Aviv | Chief Financial Officer | 03/20/2020 | 125,617 |
PENN ARTHUR H | Chairman and CEO | 03/20/2020 | 95,082 |
Flug Jeffrey | Director | 03/19/2020 | 1,423 |
PENN ARTHUR H | Chairman and CEO | 03/19/2020 | 68,023 |
PENN ARTHUR H | Chairman and CEO | 03/18/2020 | 85,250 |
Efrat Aviv | Chief Financial Officer | 02/28/2020 | 183,811 |
PENN ARTHUR H | Chairman and CEO | 02/26/2020 | 82,596 |
PENN ARTHUR H | Chairman and CEO | 11/26/2019 | 104,393 |
PENN ARTHUR H | Chairman and CEO | 11/25/2019 | 96,234 |
PENN ARTHUR H | Chairman and CEO | 11/22/2019 | 106,025 |
KATZ SAMUEL L | Director | 09/04/2019 | 285,407 |
PENN ARTHUR H | Chairman and CEO | 08/15/2019 | 92,383 |
PENN ARTHUR H | Chairman and CEO | 08/13/2019 | 117,343 |
PENN ARTHUR H | Chairman and CEO | 08/12/2019 | 92,523 |
PENN ARTHUR H | Chairman and CEO | 08/09/2019 | 104,951 |
Efrat Aviv | CFO | 05/17/2019 | 98,817 |
Efrat Aviv | CFO | 05/14/2019 | 98,817 |
PENN ARTHUR H | Chairman and CEO | 05/15/2019 | 114,839 |
PENN ARTHUR H | Chairman and CEO | 05/14/2019 | 96,673 |
KATZ SAMUEL L | Director | 05/13/2019 | 241,021 |
KATZ SAMUEL L | Director | 05/10/2019 | 1,219 |
PENN ARTHUR H | Chairman and CEO | 05/13/2019 | 84,666 |
PENN ARTHUR H | Chairman and CEO | 05/10/2019 | 109,326 |
KATZ SAMUEL L | Director | 02/27/2018 | 127,300 |
KATZ SAMUEL L | Director | 02/26/2018 | 214,858 |
PENN ARTHUR H | Chairman and CEO | 02/15/2018 | 108,885 |
PENN ARTHUR H | Chairman and CEO | 02/14/2018 | 116,839 |
PENN ARTHUR H | Chairman and CEO | 02/13/2018 | 102,451 |
PENN ARTHUR H | Chairman and CEO | 02/12/2018 | 125,664 |
KATZ SAMUEL L | Director | 02/11/2016 | 43,482 |
KATZ SAMUEL L | Director | 02/09/2016 | 61,632 |
Flug Jeffrey | Director | 11/23/2015 | 5,800 |
Flug Jeffrey | Director | 09/01/2015 | 17,370 |
KATZ SAMUEL L | Director | 09/04/2015 | 244,638 |
Flug Jeffrey | Director | 08/31/2015 | 72,629 |
Flug Jeffrey | Director | 09/01/2015 | 18,214 |
Flug Jeffrey | Director | 08/26/2015 | 72,670 |
KATZ SAMUEL L | Director | 08/26/2015 | 89,784 |
KATZ SAMUEL L | Director | 08/24/2015 | 151,216 |
Efrat Aviv | CFO | 08/20/2015 | 192,819 |
KATZ SAMUEL L | Director | 08/26/2014 | 112,871 |
KATZ SAMUEL L | Director | 08/22/2014 | 2,343 |
KATZ SAMUEL L | Director | 08/21/2014 | 26,152 |
KATZ SAMUEL L | Director | 05/15/2014 | 4,095 |
Efrat Aviv | CFO | 05/22/2013 | 115,566 |
KATZ SAMUEL L | Director | 03/21/2013 | 420,000 |
PENN ARTHUR H | Chairman and CEO | 02/20/2013 | 129,207 |
PENN ARTHUR H | Chairman and CEO | 02/19/2013 | 364,691 |
PENN ARTHUR H | Chairman and CEO | 02/15/2013 | 217,776 |
PENN ARTHUR H | Chairman and CEO | 02/14/2013 | 47,967 |
PENN ARTHUR H | Chairman and CEO | 02/13/2013 | 59,621 |
PENN ARTHUR H | Chairman and CEO | 02/11/2013 | 145,209 |
PENN ARTHUR H | Chairman and CEO | 02/08/2013 | 57,535 |
PENN ARTHUR H | Chairman and CEO | 02/12/2013 | 33,480 |
PENN ARTHUR H | Chairman and CEO | 02/07/2013 | 57,220 |
PENN ARTHUR H | Chairman and CEO | 02/06/2013 | 159,298 |
PENN ARTHUR H | Chairman and CEO | 02/05/2013 | 305,951 |
PENN ARTHUR H | Chairman and CEO | 02/04/2013 | 31,811 |
PENN ARTHUR H | Chairman and CEO | 02/01/2013 | 69,742 |
PENN ARTHUR H | Chairman and CEO | 01/31/2013 | 21,343 |
PENN ARTHUR H | Chairman and CEO | 01/30/2013 | 7,702 |
PENN ARTHUR H | Chairman and CEO | 01/29/2013 | 29,418 |
PENN ARTHUR H | Chairman and CEO | 01/28/2013 | 63,084 |
PENN ARTHUR H | Chairman and CEO | 01/25/2013 | 25,347 |
PENN ARTHUR H | Chairman and CEO | 01/23/2013 | 18,684 |
PENN ARTHUR H | Chairman and CEO | 01/24/2013 | 38,634 |
PENN ARTHUR H | Chairman and CEO | 01/22/2013 | 18,771 |
PENN ARTHUR H | Chairman and CEO | 01/18/2013 | 18,449 |
PENN ARTHUR H | Chairman and CEO | 01/17/2013 | 40,214 |
PENN ARTHUR H | Chairman and CEO | 01/16/2013 | 93,843 |
Efrat Aviv | CFO | 11/30/2011 | 31,578 |
Bernstein Adam K | Director | 08/18/2011 | 16,845 |
KATZ SAMUEL L | Director | 08/12/2011 | 21,200 |
KATZ SAMUEL L | Director | 08/10/2011 | 108,000 |
KATZ SAMUEL L | Director | 08/09/2011 | 141,279 |
Efrat Aviv | CFO | 08/09/2011 | 29,864 |
Bernstein Adam K | Director | 08/08/2011 | 39,165 |
KATZ SAMUEL L | Director | 08/08/2011 | 48,719 |
Fund | # Shares Owned | % of Portfolio | % Change | Investing Style |
---|---|---|---|---|
BLACKROCK INC. | 206,216 | 0.00005% | -3.01% | Other |
TUDOR INVESTMENT CORP ET AL | 95,642 | 0.00932% | Exited | Event Driven, Other |
D. E. SHAW & CO., INC. | 38,674 | 0.00041% | Exited | Other |
Period of Report: 12/31/2023
10-K/10-Q Filings: View