Northern Trust Corp.. (NTRS) NASDAQ

$91.66 -1.97 (-2.10%)

Market Cap: $19.51B

As of 12/02/22 04:00 PM EST. Market closed.

(NTRS)

Northern Trust Corp.. (NTRS) NASDAQ

$91.66 -1.97 (-2.10%)

Market Cap: $19.51B

As of 12/02/22 04:00 PM EST. Market closed.

Northern Trust Corporation is a leading provider of wealth management, asset servicing, asset management and banking to corporations, institutions, affluent families and individuals. Founded in Chicago in 1889, Northern Trust has a global presence with offices in 22 U.S. states and Washington, D.C., and across 22 locations in Canada, Europe, the Middle East and the Asia-Pacific region. As of ... read more

Northern Trust Corporation is a leading provider of wealth management, asset servicing, asset management and banking to corporations, institutions, affluent families and individuals. Founded in Chicago in 1889, Northern Trust has a global presence with offices in 22 U.S. states and Washington, D.C., and across 22 locations in Canada, Europe, the Middle East and the Asia-Pacific region. As of September 30, 2020, Northern Trust had assets under custody/administration of US$13.1 trillion, and assets under management of US$1.3 trillion. For more than 130 years, Northern Trust has earned distinction as an industry leader for exceptional service, financial expertise, integrity and innovation. read less

COMPANY PROFILE
Sector
Finance and Insurance
Industry
Securities and Commodity Exchanges
CEO
Michael O'Grady
Full Time Employees
2,021
CEO Compensation (Base)
$900,000
CEO Compensation (Total)
$7.97M
URL
Address
50 S La Salle St, Illinois, Chicago, 60603-1008.
Sector
Finance and Insurance
Industry
Securities and Commodity Exchanges
CEO
Michael O'Grady
Full Time Employees
2,021
CEO Compensation (Base)
$900,000
CEO Compensation (Total)
$7.97M
Address
50 S La Salle St, Illinois, Chicago, 60603-1008.
PRICE CHART
1w
1m
3m
6m
YTD
1y
5y
MAX
From: To:
NEWS
KEY STATS
Open
$92.99
Previous Close
$93.63
Days Range
$90.50 - $93.26
52 week range
$76.15 - $132.38
Volume
826,509
Avg. Volume (30 days)
831,510
Market Cap
$19.51B
Dividend Yield
3.01%
P/E
12.79
Shares Outstanding
208,415,673
Open
$92.99
Previous Close
$93.63
Days Range
$90.50 - $93.26
52 week range
$76.15 - $132.38
Volume
826,509
Avg. Volume (30 days)
831,510
Market Cap
$19.51B
Dividend Yield
3.01%
P/E
12.79
Shares Outstanding
208,415,673

Open in: SeekingAlpha Yahoo Finance Fidelity MorningStar

Open in: SeekingAlpha Yahoo Finance Fidelity MorningStar

INSIDER TRANSACTIONS FOR NORTHERN TRUST CORP.
Owner Relationship Date Transaction Cost # Shares Value($) Total Shares Form 4
Tribbett Charles A Director Oct 01, 2022 Option Exercise $85.56 102 8,727 32,867 Oct 04, 2022, 06:38 PM
Tribbett Charles A Director Sep 30, 2022 Option Exercise $85.56 321 27,465 32,765 Oct 04, 2022, 06:38 PM
Thompson Donald Director Sep 30, 2022 Option Exercise $85.56 424 36,277 17,003 Oct 04, 2022, 06:38 PM
Thompson Donald Director Oct 01, 2022 Option Exercise $85.56 109 9,326 17,112 Oct 04, 2022, 06:38 PM
SLARK MARTIN P Director Oct 01, 2022 Option Exercise $85.56 47 4,021 14,621 Oct 04, 2022, 06:38 PM
Prado Becerra Jose Luis Director Oct 01, 2022 Option Exercise $85.56 97 8,299 20,631 Oct 04, 2022, 06:37 PM
Prado Becerra Jose Luis Director Sep 30, 2022 Option Exercise $85.56 321 27,465 20,535 Oct 04, 2022, 06:37 PM
Klevorn Marcy S Director Oct 01, 2022 Option Exercise $85.56 40 3,422 5,894 Oct 04, 2022, 06:37 PM
Harrison Dean M Director Oct 01, 2022 Option Exercise $85.56 111 9,497 19,416 Oct 04, 2022, 06:36 PM
Harrison Dean M Director Sep 30, 2022 Option Exercise $85.56 482 41,240 19,305 Oct 04, 2022, 06:36 PM
BYNOE LINDA Director Oct 01, 2022 Option Exercise $85.56 60 5,134 28,373 Oct 04, 2022, 06:36 PM
CROWN SUSAN Director Oct 01, 2022 Option Exercise $85.56 72 6,160 30,644 Oct 04, 2022, 06:28 PM
Tribbett Charles A Director Jul 01, 2022 Option Exercise $97.72 81 7,915 32,444 Jul 05, 2022, 05:21 PM
Tribbett Charles A Director Jun 30, 2022 Option Exercise $96.48 303 29,233 32,363 Jul 05, 2022, 05:21 PM
Thompson Donald Director Jul 01, 2022 Option Exercise $97.72 86 8,404 16,579 Jul 05, 2022, 05:20 PM
Thompson Donald Director Jun 30, 2022 Option Exercise $96.48 358 34,540 16,493 Jul 05, 2022, 05:20 PM
SLARK MARTIN P Director Jul 01, 2022 Option Exercise $97.72 38 3,713 14,574 Jul 05, 2022, 05:20 PM
Prado Becerra Jose Luis Director Jun 30, 2022 Option Exercise $96.48 285 27,497 20,137 Jul 05, 2022, 05:19 PM
Prado Becerra Jose Luis Director Jul 01, 2022 Option Exercise $97.72 77 7,524 20,213 Jul 05, 2022, 05:19 PM
Klevorn Marcy S Director Jul 01, 2022 Option Exercise $97.72 32 3,127 5,854 Jul 05, 2022, 05:19 PM
Harrison Dean M Director Jul 01, 2022 Option Exercise $97.72 87 8,502 18,823 Jul 05, 2022, 05:19 PM
Harrison Dean M Director Jun 30, 2022 Option Exercise $96.48 428 41,293 18,735 Jul 05, 2022, 05:19 PM
BYNOE LINDA Director Jul 01, 2022 Option Exercise $97.72 49 4,788 28,313 Jul 05, 2022, 05:18 PM
CROWN SUSAN Director Jul 01, 2022 Option Exercise $97.72 58 5,668 30,573 Jul 05, 2022, 04:05 PM
CROWN SUSAN Director Apr 26, 2022 Option Exercise $107.93 1,343 144,950 30,515 Apr 28, 2022, 07:51 PM
Prado Becerra Jose Luis Director Apr 26, 2022 Option Exercise $107.93 30 3,238 18,509 Apr 28, 2022, 07:47 PM
Klevorn Marcy S Director Apr 26, 2022 Option Exercise $107.93 30 3,238 4,479 Apr 28, 2022, 07:39 PM
BYNOE LINDA Director Apr 26, 2022 Option Exercise $107.93 30 3,238 26,921 Apr 28, 2022, 07:37 PM
Thompson Donald Director Apr 26, 2022 Option Exercise $107.93 30 3,238 14,792 Apr 28, 2022, 07:35 PM
Harrison Dean M Director Apr 26, 2022 Option Exercise $107.93 30 3,238 16,965 Apr 28, 2022, 07:32 PM
Tribbett Charles A Director Apr 26, 2022 Option Exercise $107.93 30 3,238 30,717 Apr 28, 2022, 07:24 PM
POWELL CHARLES D Advisory Director Apr 26, 2022 Option Exercise $107.93 1,164 125,631 0 Apr 28, 2022, 07:17 PM
SLARK MARTIN P Director Apr 26, 2022 Option Exercise $107.93 30 3,238 13,192 Apr 28, 2022, 07:15 PM
SLARK MARTIN P Director Apr 26, 2022 Option Exercise $107.93 30 3,238 13,192 Apr 28, 2022, 07:09 PM
Tribbett Charles A Director Apr 01, 2022 Option Exercise $115.55 59 6,817 30,687 Apr 04, 2022, 06:23 PM
Tribbett Charles A Director Mar 31, 2022 Option Exercise $116.45 290 33,770 30,628 Apr 04, 2022, 06:23 PM
Thompson Donald Director Apr 01, 2022 Option Exercise $115.55 64 7,395 14,761 Apr 04, 2022, 06:22 PM
Thompson Donald Director Mar 31, 2022 Option Exercise $116.45 258 30,044 14,698 Apr 04, 2022, 06:22 PM
SLARK MARTIN P Director Apr 01, 2022 Option Exercise $115.55 25 2,889 13,162 Apr 04, 2022, 06:22 PM
Prado Becerra Jose Luis Director Mar 31, 2022 Option Exercise $116.45 236 27,482 18,423 Apr 04, 2022, 06:21 PM
Prado Becerra Jose Luis Director Apr 01, 2022 Option Exercise $115.55 56 6,471 18,478 Apr 04, 2022, 06:21 PM
Klevorn Marcy S Director Apr 01, 2022 Option Exercise $115.55 20 2,311 4,449 Apr 04, 2022, 06:21 PM
Harrison Dean M Director Apr 01, 2022 Option Exercise $115.55 64 7,395 16,935 Apr 04, 2022, 06:21 PM
Harrison Dean M Director Mar 31, 2022 Option Exercise $116.45 354 41,223 16,871 Apr 04, 2022, 06:21 PM
BYNOE LINDA Director Apr 01, 2022 Option Exercise $115.55 34 3,929 26,891 Apr 04, 2022, 06:21 PM
CROWN SUSAN Director Apr 01, 2022 Option Exercise $115.55 42 4,853 29,141 Apr 04, 2022, 05:52 PM
Allnutt Lauren E EVP & Controller Mar 10, 2022 Sale $105.61 393 41,505 4,534 Mar 14, 2022, 05:28 PM
Tyler Jason J. EVP & Chief Financial Officer Mar 01, 2022 Option Exercise $109.14 1,305 142,428 29,743 Mar 03, 2022, 06:41 PM
Thomas Shundrawn A President / Asset Management Mar 01, 2022 Option Exercise $109.14 3,208 350,121 63,800 Mar 03, 2022, 06:40 PM
St Clair Joyce Executive Vice President Mar 01, 2022 Option Exercise $109.14 2,746 299,698 16,830 Mar 03, 2022, 06:40 PM
South Thomas A Executive Vice President Mar 01, 2022 Option Exercise $109.14 2,199 239,999 28,887 Mar 03, 2022, 06:40 PM
Parker Teresa Executive Vice President Mar 01, 2022 Option Exercise $109.14 1,273 138,935 62,654 Mar 03, 2022, 06:39 PM
O'Grady Michael Chairman and CEO Mar 01, 2022 Option Exercise $109.14 8,841 964,907 60,804 Mar 03, 2022, 06:38 PM
Levy Susan Cohen EVP and General Counsel Mar 01, 2022 Option Exercise $109.14 2,557 279,071 52,292 Mar 03, 2022, 06:38 PM
Gossett Mark C Executive Vice President Mar 01, 2022 Option Exercise $109.14 1,526 166,548 14,775 Mar 03, 2022, 06:37 PM
FRADKIN STEVEN L President/Wealth Management Mar 01, 2022 Option Exercise $109.14 3,627 395,851 42,669 Mar 03, 2022, 06:36 PM
Cherecwich Peter President/C&IS Mar 01, 2022 Option Exercise $109.14 3,463 377,952 23,099 Mar 03, 2022, 06:36 PM
Allnutt Lauren E EVP & Controller Mar 01, 2022 Option Exercise $109.14 167 18,226 4,927 Mar 03, 2022, 06:36 PM
Parker Teresa Executive Vice President Feb 17, 2022 Option Exercise $121.75 1,299 158,153 49,349 Feb 22, 2022, 05:52 PM
Tyler Jason J. EVP & Chief Financial Officer Jan 31, 2022 Option Exercise $43.65 3,437 150,025 25,222 Feb 02, 2022, 05:19 PM
Tyler Jason J. EVP & Chief Financial Officer Jan 31, 2022 Sale $115.60 1,936 223,802 23,286 Feb 02, 2022, 05:19 PM
Tyler Jason J. EVP & Chief Financial Officer Jan 18, 2022 Option Exercise $132.16 179 23,657 21,785 Jan 20, 2022, 06:31 PM
Thomas Shundrawn A President / Asset Management Jan 18, 2022 Option Exercise $132.16 2,814 371,898 57,659 Jan 20, 2022, 06:30 PM
St Clair Joyce Executive Vice President Jan 18, 2022 Option Exercise $132.16 3,031 400,577 16,148 Jan 20, 2022, 06:30 PM
South Thomas A Executive Vice President Jan 18, 2022 Option Exercise $132.16 1,277 168,768 23,540 Jan 20, 2022, 06:30 PM
O'Grady Michael Chairman and CEO Jan 18, 2022 Option Exercise $132.16 11,761 1,554,334 55,692 Jan 20, 2022, 06:29 PM
Levy Susan Cohen EVP and General Counsel Jan 18, 2022 Option Exercise $132.16 2,815 372,030 48,381 Jan 20, 2022, 06:29 PM
Gossett Mark C Executive Vice President Jan 18, 2022 Option Exercise $132.16 292 38,591 9,833 Jan 20, 2022, 06:29 PM
FRADKIN STEVEN L President/Wealth Management Jan 18, 2022 Option Exercise $132.16 4,404 582,033 40,962 Jan 20, 2022, 06:28 PM
Cherecwich Peter President/C&IS Jan 18, 2022 Option Exercise $132.16 4,259 562,869 21,001 Jan 20, 2022, 06:28 PM
Prado Becerra Jose Luis Director Jan 01, 2022 Option Exercise $119.61 52 6,220 18,187 Jan 04, 2022, 05:21 PM
Prado Becerra Jose Luis Director Dec 31, 2021 Option Exercise $119.61 230 27,510 18,134 Jan 04, 2022, 05:21 PM
BYNOE LINDA Director Jan 01, 2022 Option Exercise $119.61 32 3,828 26,858 Jan 04, 2022, 05:19 PM
CROWN SUSAN Director Jan 01, 2022 Option Exercise $119.61 40 4,784 29,100 Jan 04, 2022, 03:17 PM
South Thomas A Executive Vice President Dec 09, 2021 Sale $118.22 2,000 236,440 20,621 Dec 10, 2021, 06:14 PM
O'Grady Michael Chairman, President and CEO Dec 09, 2021 Option Exercise $43.65 48,110 2,100,002 103,802 Dec 10, 2021, 06:14 PM
O'Grady Michael Chairman, President and CEO Dec 09, 2021 Sale $119.03 48,110 5,726,533 55,692 Dec 10, 2021, 06:14 PM
St Clair Joyce Executive Vice President Dec 03, 2021 Option Exercise $117.38 266 31,223 16,148 Dec 07, 2021, 07:19 PM
Parker Teresa Executive Vice President Dec 03, 2021 Option Exercise $117.38 404 47,422 50,648 Dec 07, 2021, 07:19 PM
O'Grady Michael Chairman, President and CEO Dec 03, 2021 Option Exercise $117.38 2,353 276,195 55,692 Dec 07, 2021, 07:19 PM
Levy Susan Cohen EVP and General Counsel Dec 03, 2021 Option Exercise $117.38 255 29,932 42,385 Dec 07, 2021, 07:18 PM
Gossett Mark C Executive Vice President Dec 03, 2021 Option Exercise $117.38 222 26,058 9,282 Dec 07, 2021, 07:18 PM
FRADKIN STEVEN L President/Wealth Management Dec 03, 2021 Option Exercise $117.38 379 44,487 40,962 Dec 07, 2021, 07:18 PM
Cherecwich Peter President/C&IS Dec 03, 2021 Option Exercise $117.38 357 41,905 21,001 Dec 07, 2021, 07:18 PM
FRADKIN STEVEN L President/Wealth Management Nov 15, 2021 Option Exercise $125.68 64,000 8,043,520 120,435 Nov 17, 2021, 05:52 PM
FRADKIN STEVEN L President/Wealth Management Nov 15, 2021 Option Exercise $125.68 64,000 8,043,520 11,000 Nov 17, 2021, 05:52 PM
St Clair Joyce Executive Vice President Nov 03, 2021 Sale $125.00 9,395 1,174,375 31,652 Nov 05, 2021, 05:48 PM
Parker Teresa Executive Vice President Oct 22, 2021 Sale $125.22 4,000 500,880 51,052 Oct 26, 2021, 05:29 PM
Cherecwich Peter President/C&IS Oct 22, 2021 Sale $126.24 8,347 1,053,725 0 Oct 26, 2021, 05:28 PM
Cherecwich Peter President/C&IS Oct 22, 2021 Sale $126.25 3,568 450,460 0 Oct 26, 2021, 05:28 PM
CROWN SUSAN Director Oct 01, 2021 Option Exercise $109.23 44 4,806 29,060 Oct 05, 2021, 11:41 AM
Tribbett Charles A Director Sep 30, 2021 Option Exercise $107.81 301 32,451 29,954 Oct 04, 2021, 07:23 PM
Tribbett Charles A Director Oct 01, 2021 Option Exercise $109.23 58 6,335 30,012 Oct 04, 2021, 07:23 PM
Thompson Donald Director Oct 01, 2021 Option Exercise $109.23 63 6,881 14,129 Oct 04, 2021, 07:23 PM
Thompson Donald Director Sep 30, 2021 Option Exercise $107.81 278 29,971 14,066 Oct 04, 2021, 07:23 PM
SLARK MARTIN P Director Oct 01, 2021 Option Exercise $109.23 26 2,840 13,113 Oct 04, 2021, 07:22 PM
Richards Thomas E Director Sep 30, 2021 Option Exercise $107.81 255 27,492 14,377 Oct 04, 2021, 07:22 PM
Richards Thomas E Director Oct 01, 2021 Option Exercise $109.23 58 6,335 14,435 Oct 04, 2021, 07:22 PM
Prado Becerra Jose Luis Director Oct 01, 2021 Option Exercise $109.23 55 6,008 17,905 Oct 04, 2021, 07:22 PM
Prado Becerra Jose Luis Director Sep 30, 2021 Option Exercise $107.81 255 27,492 17,849 Oct 04, 2021, 07:22 PM
Klevorn Marcy S Director Oct 01, 2021 Option Exercise $109.23 21 2,294 4,410 Oct 04, 2021, 07:22 PM
Harrison Dean M Director Sep 30, 2021 Option Exercise $107.81 371 39,998 16,060 Oct 04, 2021, 07:21 PM
Harrison Dean M Director Oct 01, 2021 Option Exercise $109.23 63 6,881 16,122 Oct 04, 2021, 07:21 PM
BYNOE LINDA Director Oct 01, 2021 Option Exercise $109.23 35 3,823 26,825 Oct 04, 2021, 07:21 PM
Parker Teresa Executive Vice President Aug 23, 2021 Option Exercise $115.62 612 70,759 55,052 Aug 25, 2021, 05:31 PM
St Clair Joyce Executive Vice President Aug 11, 2021 Option Exercise $79.56 49,871 3,967,899 66,285 Aug 13, 2021, 05:32 PM
St Clair Joyce Executive Vice President Aug 11, 2021 Sale $116.00 49,871 5,785,036 16,414 Aug 13, 2021, 05:32 PM
Thomas Shundrawn A President / Asset Management Jul 27, 2021 Option Exercise $58.25 5,000 291,250 56,662 Jul 28, 2021, 05:45 PM
Thomas Shundrawn A President / Asset Management Jul 27, 2021 Sale $112.47 5,000 562,350 51,662 Jul 28, 2021, 05:45 PM
Tribbett Charles A Director Jul 01, 2021 Option Exercise $116.32 50 5,816 29,650 Jul 02, 2021, 06:29 PM
Tribbett Charles A Director Jun 30, 2021 Option Exercise $115.62 281 32,489 29,600 Jul 02, 2021, 06:29 PM
Thompson Donald Director Jul 01, 2021 Option Exercise $116.32 57 6,630 13,788 Jul 02, 2021, 06:29 PM
Thompson Donald Director Jun 30, 2021 Option Exercise $115.62 273 31,564 13,730 Jul 02, 2021, 06:29 PM
SLARK MARTIN P Director Jul 01, 2021 Option Exercise $116.32 25 2,908 13,086 Jul 02, 2021, 06:29 PM
Richards Thomas E Director Jul 01, 2021 Option Exercise $116.32 53 6,165 14,121 Jul 02, 2021, 06:29 PM
Richards Thomas E Director Jun 30, 2021 Option Exercise $115.62 251 29,021 14,069 Jul 02, 2021, 06:29 PM
Prado Becerra Jose Luis Director Jul 01, 2021 Option Exercise $116.32 50 5,816 17,594 Jul 02, 2021, 06:28 PM
Prado Becerra Jose Luis Director Jun 30, 2021 Option Exercise $115.62 238 27,518 17,544 Jul 02, 2021, 06:28 PM
Klevorn Marcy S Director Jul 01, 2021 Option Exercise $116.32 19 2,210 4,390 Jul 02, 2021, 06:28 PM
Harrison Dean M Director Jul 01, 2021 Option Exercise $116.32 56 6,514 15,689 Jul 02, 2021, 06:28 PM
Harrison Dean M Director Jun 30, 2021 Option Exercise $115.62 346 40,005 15,633 Jul 02, 2021, 06:28 PM
BYNOE LINDA Director Jul 01, 2021 Option Exercise $116.32 33 3,839 26,790 Jul 02, 2021, 06:28 PM
CROWN SUSAN Director Jul 01, 2021 Option Exercise $116.32 41 4,769 29,000 Jul 02, 2021, 05:23 PM
Tyler Jason J. EVP & Chief Financial Officer May 14, 2021 Option Exercise $38.78 4,835 187,501 24,453 May 18, 2021, 06:42 PM
Tyler Jason J. EVP & Chief Financial Officer May 14, 2021 Sale $120.03 3,014 361,770 21,439 May 18, 2021, 06:42 PM
Gossett Mark C Executive Vice President May 14, 2021 Sale $119.91 3,276 392,825 9,504 May 18, 2021, 06:41 PM
Cherecwich Peter President/C&IS May 17, 2021 Sale $120.51 15,000 1,807,650 20,930 May 18, 2021, 06:41 PM
FRADKIN STEVEN L President/Wealth Management May 11, 2021 Option Exercise $67.01 36,064 2,416,691 77,405 May 13, 2021, 06:03 PM
FRADKIN STEVEN L President/Wealth Management May 11, 2021 Sale $118.67 36,064 4,279,743 43,752 May 13, 2021, 06:03 PM
O'Grady Michael Chairman, President and CEO May 05, 2021 Option Exercise $38.78 42,638 1,653,502 100,683 May 07, 2021, 08:56 PM
O'Grady Michael Chairman, President and CEO May 06, 2021 Option Exercise $38.78 54,062 2,096,524 112,107 May 07, 2021, 08:56 PM
O'Grady Michael Chairman, President and CEO May 06, 2021 Sale $117.91 54,062 6,374,268 74,408 May 07, 2021, 08:56 PM
O'Grady Michael Chairman, President and CEO May 05, 2021 Sale $117.52 42,638 5,010,818 58,045 May 07, 2021, 08:56 PM
BROWNE ROBERT P EVP & Chief Investment Officer May 05, 2021 Option Exercise $88.06 6,755 594,845 31,954 May 07, 2021, 08:55 PM
BROWNE ROBERT P EVP & Chief Investment Officer May 05, 2021 Sale $116.83 6,755 789,187 25,199 May 07, 2021, 08:55 PM
South Thomas A Executive Vice President Apr 26, 2021 Sale $109.65 1,000 109,650 23,053 Apr 28, 2021, 06:12 PM
Thomas Shundrawn A President / Asset Management Apr 22, 2021 Option Exercise $70.21 4,748 333,357 56,410 Apr 26, 2021, 06:23 PM
Thomas Shundrawn A President / Asset Management Apr 22, 2021 Sale $107.48 4,748 510,315 51,662 Apr 26, 2021, 06:23 PM
St Clair Joyce Executive Vice President Apr 23, 2021 Sale $107.42 9,248 993,420 0 Apr 26, 2021, 06:22 PM
Parker Teresa Executive Vice President Apr 23, 2021 Option Exercise $58.25 1,916 111,607 57,580 Apr 26, 2021, 06:22 PM
Parker Teresa Executive Vice President Apr 23, 2021 Sale $109.52 4,916 538,417 55,664 Apr 26, 2021, 06:22 PM
Tribbett Charles A Director Apr 20, 2021 Option Exercise $107.37 44 4,724 28,155 Apr 22, 2021, 06:27 PM
SLARK MARTIN P Director Apr 20, 2021 Option Exercise $107.37 44 4,724 11,898 Apr 22, 2021, 06:26 PM
Richards Thomas E Director Apr 20, 2021 Option Exercise $107.37 44 4,724 12,653 Apr 22, 2021, 06:26 PM
Prado Becerra Jose Luis Director Apr 20, 2021 Option Exercise $107.37 44 4,724 16,142 Apr 22, 2021, 06:24 PM
POWELL CHARLES D Advisory Director Apr 20, 2021 Option Exercise $107.37 1,679 180,274 0 Apr 22, 2021, 06:24 PM
Klevorn Marcy S Director Apr 20, 2021 Option Exercise $107.37 44 4,724 3,206 Apr 22, 2021, 06:23 PM
Harrison Dean M Director Apr 20, 2021 Option Exercise $107.37 44 4,724 14,123 Apr 22, 2021, 06:22 PM
BYNOE LINDA Director Apr 20, 2021 Option Exercise $107.37 44 4,724 25,593 Apr 22, 2021, 06:21 PM
CROWN SUSAN Director Apr 20, 2021 Option Exercise $107.37 1,164 124,979 28,976 Apr 22, 2021, 12:17 PM
CROWN SUSAN Director Apr 01, 2021 Option Exercise $105.63 33 3,486 27,768 Apr 05, 2021, 09:50 AM
Thompson Donald Director Apr 01, 2021 Option Exercise $105.63 49 5,176 12,250 Apr 02, 2021, 07:25 PM
Thompson Donald Director Mar 31, 2021 Option Exercise $105.11 357 37,524 12,200 Apr 02, 2021, 07:25 PM
SLARK MARTIN P Director Apr 01, 2021 Option Exercise $105.63 15 1,584 11,854 Apr 02, 2021, 07:23 PM
Klevorn Marcy S Director Apr 01, 2021 Option Exercise $105.63 10 1,056 3,163 Apr 02, 2021, 07:18 PM
Harrison Dean M Director Mar 31, 2021 Option Exercise $105.11 381 40,047 14,031 Apr 02, 2021, 07:16 PM
Harrison Dean M Director Apr 01, 2021 Option Exercise $105.63 48 5,070 14,079 Apr 02, 2021, 07:16 PM
BYNOE LINDA Director Apr 01, 2021 Option Exercise $105.63 25 2,641 25,549 Apr 02, 2021, 07:15 PM
BROWNE ROBERT P EVP & Chief Investment Officer Mar 12, 2021 Sale $102.18 10,000 1,021,800 28,699 Mar 15, 2021, 06:45 PM
Tyler Jason J. EVP & Chief Financial Officer Mar 01, 2021 Option Exercise $98.43 423 41,636 19,618 Mar 03, 2021, 06:45 PM
Thomas Shundrawn A President / Asset Management Mar 01, 2021 Option Exercise $98.43 2,233 219,794 51,662 Mar 03, 2021, 06:45 PM
St Clair Joyce Executive Vice President Mar 01, 2021 Option Exercise $98.43 2,085 205,227 16,414 Mar 03, 2021, 06:44 PM
South Thomas A Executive Vice President Mar 01, 2021 Option Exercise $98.43 1,261 124,120 24,053 Mar 03, 2021, 06:44 PM
Parker Teresa Executive Vice President Mar 01, 2021 Option Exercise $98.43 384 37,797 58,664 Mar 03, 2021, 06:44 PM
O'Grady Michael Chairman, President and CEO Mar 01, 2021 Option Exercise $98.43 7,015 690,486 58,045 Mar 03, 2021, 06:43 PM
Levy Susan Cohen EVP, Gen Counsel & Corp Sec Mar 01, 2021 Option Exercise $98.43 1,924 189,379 27,871 Mar 03, 2021, 06:43 PM
Gossett Mark C Executive Vice President Mar 01, 2021 Option Exercise $98.43 673 66,243 12,760 Mar 03, 2021, 06:42 PM
FRADKIN STEVEN L President/Wealth Management Mar 01, 2021 Option Exercise $98.43 2,687 264,481 41,341 Mar 03, 2021, 06:42 PM
Cherecwich Peter President/C&IS Mar 01, 2021 Option Exercise $98.43 2,577 253,654 21,358 Mar 03, 2021, 06:41 PM
BROWNE ROBERT P EVP & Chief Investment Officer Mar 01, 2021 Option Exercise $98.43 2,328 229,145 38,699 Mar 03, 2021, 06:41 PM
Allnutt Lauren E EVP & Controller Mar 01, 2021 Option Exercise $98.43 97 9,548 4,149 Mar 03, 2021, 06:40 PM
Tyler Jason J. EVP & Chief Financial Officer Feb 22, 2021 Option Exercise $96.92 125 12,115 20,041 Feb 24, 2021, 06:56 PM
Thomas Shundrawn A President / Asset Management Feb 22, 2021 Option Exercise $96.92 250 24,230 53,895 Feb 24, 2021, 06:55 PM
St Clair Joyce Executive Vice President Feb 22, 2021 Option Exercise $96.92 1,155 111,943 21,382 Feb 24, 2021, 06:55 PM
South Thomas A Executive Vice President Feb 22, 2021 Option Exercise $96.92 579 56,117 25,314 Feb 24, 2021, 06:54 PM
O'Grady Michael Chairman, President and CEO Feb 22, 2021 Option Exercise $96.92 1,981 191,999 73,877 Feb 24, 2021, 06:54 PM
Levy Susan Cohen EVP, Gen Counsel & Corp Sec Feb 22, 2021 Option Exercise $96.92 871 84,417 29,795 Feb 24, 2021, 06:54 PM
Gossett Mark C Executive Vice President Feb 22, 2021 Option Exercise $96.92 594 57,570 13,433 Feb 24, 2021, 06:53 PM
FRADKIN STEVEN L President/Wealth Management Feb 22, 2021 Option Exercise $96.92 1,232 119,405 47,743 Feb 24, 2021, 06:52 PM
Cherecwich Peter President/C&IS Feb 22, 2021 Option Exercise $96.92 1,157 112,136 27,499 Feb 24, 2021, 06:51 PM
BROWNE ROBERT P EVP & Chief Investment Officer Feb 22, 2021 Option Exercise $96.92 1,143 110,780 41,660 Feb 24, 2021, 06:50 PM
Allnutt Lauren E EVP & Controller Feb 22, 2021 Option Exercise $96.92 79 7,657 4,246 Feb 24, 2021, 06:50 PM
Tribbett Charles A Director Dec 31, 2020 Option Exercise $93.14 349 32,506 27,711 Feb 19, 2021, 07:44 PM
Parker Teresa Executive Vice President Feb 18, 2021 Option Exercise $96.31 1,247 120,099 59,048 Feb 19, 2021, 07:42 PM
FRADKIN STEVEN L President/Wealth Management Jan 28, 2021 Sale $91.50 8,473 775,280 51,006 Feb 01, 2021, 05:40 PM
Tyler Jason J. EVP & Chief Financial Officer Jan 19, 2021 Option Exercise $96.76 574 55,540 13,881 Jan 21, 2021, 06:25 PM
Thomas Shundrawn A President / Asset Management Jan 19, 2021 Option Exercise $96.76 2,455 237,546 47,343 Jan 21, 2021, 06:25 PM
St Clair Joyce Executive Vice President Jan 19, 2021 Option Exercise $96.76 3,398 328,790 17,580 Jan 21, 2021, 06:25 PM
O'Grady Michael Chairman, President and CEO Jan 19, 2021 Option Exercise $96.76 10,211 988,016 53,837 Jan 21, 2021, 06:25 PM
Levy Susan Cohen EVP, Gen Counsel & Corp Sec Jan 19, 2021 Option Exercise $96.76 2,776 268,606 24,381 Jan 21, 2021, 06:24 PM
FRADKIN STEVEN L President/Wealth Management Jan 19, 2021 Option Exercise $96.76 4,062 393,039 41,341 Jan 21, 2021, 06:24 PM
Cherecwich Peter President/C&IS Jan 19, 2021 Option Exercise $96.76 3,821 369,720 21,458 Jan 21, 2021, 06:24 PM
BROWNE ROBERT P EVP & Chief Investment Officer Jan 19, 2021 Option Exercise $96.76 3,581 346,498 35,261 Jan 21, 2021, 06:23 PM
Tribbett Charles A Director Jan 01, 2021 Option Exercise $93.14 47 4,378 27,704 Jan 05, 2021, 05:23 PM
Tribbett Charles A Director Dec 31, 2020 Option Exercise $93.14 295 27,476 27,658 Jan 05, 2021, 05:23 PM
Thompson Donald Director Dec 31, 2020 Option Exercise $93.14 403 37,535 11,791 Jan 05, 2021, 05:23 PM
Thompson Donald Director Jan 01, 2021 Option Exercise $93.14 52 4,843 11,844 Jan 05, 2021, 05:23 PM
SLARK MARTIN P Director Jan 01, 2021 Option Exercise $93.14 17 1,583 11,839 Jan 05, 2021, 05:23 PM
Richards Thomas E Director Jan 01, 2021 Option Exercise $93.14 47 4,378 12,232 Jan 05, 2021, 05:22 PM
Richards Thomas E Director Dec 31, 2020 Option Exercise $93.14 376 35,021 12,186 Jan 05, 2021, 05:22 PM
Prado Becerra Jose Luis Director Jan 01, 2021 Option Exercise $93.14 45 4,191 15,795 Jan 05, 2021, 05:22 PM
Prado Becerra Jose Luis Director Dec 31, 2020 Option Exercise $93.14 295 27,476 15,751 Jan 05, 2021, 05:22 PM
Klevorn Marcy S Director Jan 01, 2021 Option Exercise $93.14 11 1,025 3,153 Jan 05, 2021, 05:22 PM
Harrison Dean M Director Dec 31, 2020 Option Exercise $93.14 403 37,535 13,600 Jan 05, 2021, 05:22 PM
Harrison Dean M Director Jan 01, 2021 Option Exercise $93.14 51 4,750 13,651 Jan 05, 2021, 05:22 PM
BYNOE LINDA Director Jan 01, 2021 Option Exercise $93.14 28 2,608 25,525 Jan 05, 2021, 05:21 PM
CROWN SUSAN Director Jan 01, 2021 Option Exercise $93.14 37 3,446 27,735 Jan 05, 2021, 09:51 AM
St Clair Joyce Executive Vice President Dec 03, 2020 Option Exercise $93.31 261 24,354 17,580 Dec 07, 2020, 06:15 PM
St Clair Joyce Executive Vice President Dec 07, 2020 Sale $94.24 10,000 942,400 28,774 Dec 07, 2020, 06:15 PM
Parker Teresa Executive Vice President Dec 03, 2020 Option Exercise $93.31 488 45,535 46,927 Dec 07, 2020, 06:15 PM
Levy Susan Cohen EVP, Gen Counsel & Corp Sec Dec 03, 2020 Option Exercise $93.31 256 23,887 17,892 Dec 07, 2020, 06:14 PM
Gossett Mark C Executive Vice President Dec 03, 2020 Option Exercise $93.31 67 6,252 8,550 Dec 07, 2020, 06:14 PM
FRADKIN STEVEN L President/Wealth Management Dec 03, 2020 Option Exercise $93.31 364 33,965 41,341 Dec 07, 2020, 06:14 PM
Cherecwich Peter President/C&IS Dec 03, 2020 Option Exercise $93.31 345 32,192 21,458 Dec 07, 2020, 06:13 PM
BROWNE ROBERT P EVP & Chief Investment Officer Dec 03, 2020 Option Exercise $93.31 823 76,794 27,397 Dec 07, 2020, 06:13 PM
Allnutt Lauren E EVP & Controller Nov 30, 2020 Option Exercise $48.63 1,286 62,544 4,668 Dec 01, 2020, 05:51 PM
Allnutt Lauren E EVP & Controller Nov 30, 2020 Sale $95.37 1,286 122,646 3,382 Dec 01, 2020, 05:51 PM
BROWNE ROBERT P EVP & Chief Investment Officer Nov 24, 2020 Sale $97.29 1,100 107,019 28,220 Nov 25, 2020, 04:54 PM
Cherecwich Peter President/C&IS Nov 24, 2020 Sale $97.24 15,400 1,497,496 16,857 Nov 25, 2020, 04:52 PM
Parker Teresa Executive Vice President Nov 18, 2020 Sale $94.26 2,289 215,761 47,415 Nov 19, 2020, 06:09 PM
St Clair Joyce Executive Vice President Nov 11, 2020 Option Exercise $58.80 29,154 1,714,242 46,995 Nov 13, 2020, 05:48 PM
St Clair Joyce Executive Vice President Nov 11, 2020 Sale $90.05 29,154 2,625,318 17,841 Nov 13, 2020, 05:48 PM
FRADKIN STEVEN L President/Wealth Management Nov 09, 2020 Option Exercise $90.20 75,000 6,765,000 0 Nov 12, 2020, 06:28 PM
FRADKIN STEVEN L President/Wealth Management Nov 09, 2020 Option Exercise $90.20 75,000 6,765,000 153,328 Nov 12, 2020, 06:28 PM
BROWNE ROBERT P EVP & Chief Investment Officer Nov 10, 2020 Option Exercise $58.25 5,355 311,929 34,675 Nov 12, 2020, 06:28 PM
BROWNE ROBERT P EVP & Chief Investment Officer Nov 10, 2020 Sale $91.55 5,355 490,250 29,320 Nov 12, 2020, 06:28 PM
FRADKIN STEVEN L President/Wealth Management Nov 03, 2020 Option Exercise $52.69 7,117 374,995 48,822 Nov 05, 2020, 06:00 PM
FRADKIN STEVEN L President/Wealth Management Nov 03, 2020 Sale $82.88 7,117 589,857 41,705 Nov 05, 2020, 06:00 PM
Tribbett Charles A Director Oct 01, 2020 Option Exercise $77.05 53 4,084 27,362 Oct 02, 2020, 05:39 PM
Tribbett Charles A Director Sep 30, 2020 Option Exercise $77.97 353 27,523 27,310 Oct 02, 2020, 05:39 PM
Thompson Donald Director Oct 01, 2020 Option Exercise $77.05 58 4,469 11,389 Oct 02, 2020, 05:38 PM
Thompson Donald Director Sep 30, 2020 Option Exercise $77.97 481 37,504 11,330 Oct 02, 2020, 05:38 PM
SLARK MARTIN P Director Oct 01, 2020 Option Exercise $77.05 21 1,618 11,821 Oct 02, 2020, 05:38 PM
Richards Thomas E Director Oct 01, 2020 Option Exercise $77.05 52 4,007 11,810 Oct 02, 2020, 05:38 PM
Richards Thomas E Director Sep 30, 2020 Option Exercise $77.97 449 35,009 11,758 Oct 02, 2020, 05:38 PM
Prado Becerra Jose Luis Director Oct 01, 2020 Option Exercise $77.05 50 3,853 15,455 Oct 02, 2020, 05:37 PM
Prado Becerra Jose Luis Director Sep 30, 2020 Option Exercise $77.97 353 27,523 15,405 Oct 02, 2020, 05:37 PM
Klevorn Marcy S Director Oct 01, 2020 Option Exercise $77.05 13 1,002 3,142 Oct 02, 2020, 05:37 PM
Harrison Dean M Director Oct 01, 2020 Option Exercise $77.05 56 4,315 13,197 Oct 02, 2020, 05:37 PM
Harrison Dean M Director Sep 30, 2020 Option Exercise $77.97 481 37,504 13,141 Oct 02, 2020, 05:37 PM
BYNOE LINDA Director Oct 01, 2020 Option Exercise $77.05 33 2,543 25,497 Oct 02, 2020, 05:36 PM
CROWN SUSAN Director Oct 01, 2020 Option Exercise $77.05 45 3,467 27,698 Oct 02, 2020, 04:29 PM
Parker Teresa Executive Vice President Aug 21, 2020 Option Exercise $81.17 612 49,676 49,704 Aug 25, 2020, 05:50 PM
Tribbett Charles A Director Jun 30, 2020 Option Exercise $79.34 360 28,562 26,908 Jul 02, 2020, 06:35 PM
Tribbett Charles A Director Jul 01, 2020 Option Exercise $76.94 49 3,770 26,957 Jul 02, 2020, 06:35 PM
Thompson Donald Director Jul 01, 2020 Option Exercise $76.94 54 4,155 10,849 Jul 02, 2020, 06:34 PM
Thompson Donald Director Jun 30, 2020 Option Exercise $79.34 473 37,528 10,796 Jul 02, 2020, 06:34 PM
SLARK MARTIN P Director Jul 01, 2020 Option Exercise $76.94 21 1,616 11,800 Jul 02, 2020, 06:34 PM
Richards Thomas E Director Jul 01, 2020 Option Exercise $76.94 48 3,693 11,309 Jul 02, 2020, 06:34 PM
Richards Thomas E Director Jun 30, 2020 Option Exercise $79.34 427 33,878 11,261 Jul 02, 2020, 06:34 PM
Prado Becerra Jose Luis Director Jun 30, 2020 Option Exercise $79.34 347 27,531 15,005 Jul 02, 2020, 06:33 PM
Prado Becerra Jose Luis Director Jul 01, 2020 Option Exercise $76.94 47 3,616 15,052 Jul 02, 2020, 06:33 PM
Klevorn Marcy S Director Jul 01, 2020 Option Exercise $76.94 13 1,000 3,129 Jul 02, 2020, 06:32 PM
Harrison Dean M Director Jul 01, 2020 Option Exercise $76.94 52 4,001 12,660 Jul 02, 2020, 06:32 PM
Harrison Dean M Director Jun 30, 2020 Option Exercise $79.34 473 37,528 12,608 Jul 02, 2020, 06:32 PM
BYNOE LINDA Director Jul 01, 2020 Option Exercise $76.94 33 2,539 25,464 Jul 02, 2020, 06:31 PM
CROWN SUSAN Director Jul 01, 2020 Option Exercise $76.94 44 3,385 27,653 Jul 02, 2020, 12:00 AM
BROWNE ROBERT P EVP & Chief Investment Officer Jun 03, 2020 Sale $84.82 5,000 424,100 29,320 Jun 05, 2020, 05:35 PM
Gossett Mark C Executive Vice President May 27, 2020 Sale $83.08 5,115 424,954 8,617 May 29, 2020, 06:11 PM
Tribbett Charles A Director Apr 21, 2020 Option Exercise $74.43 42 3,126 24,868 Apr 23, 2020, 07:11 PM
Thompson Donald Director Apr 21, 2020 Option Exercise $74.43 42 3,126 8,644 Apr 23, 2020, 07:11 PM
SLARK MARTIN P Director Apr 21, 2020 Option Exercise $74.43 42 3,126 10,101 Apr 23, 2020, 07:10 PM
Richards Thomas E Director Apr 21, 2020 Option Exercise $74.43 42 3,126 9,155 Apr 23, 2020, 07:10 PM
Prado Becerra Jose Luis Director Apr 21, 2020 Option Exercise $74.43 42 3,126 12,980 Apr 23, 2020, 07:09 PM
POWELL CHARLES D Advisory Director Apr 21, 2020 Option Exercise $74.43 1,146 85,297 0 Apr 23, 2020, 07:09 PM
Klevorn Marcy S Director Apr 21, 2020 Option Exercise $74.43 42 3,126 1,437 Apr 23, 2020, 07:08 PM
Harrison Dean M Director Apr 21, 2020 Option Exercise $74.43 42 3,126 10,457 Apr 23, 2020, 07:07 PM
BYNOE LINDA Director Apr 21, 2020 Option Exercise $74.43 42 3,126 23,752 Apr 23, 2020, 07:07 PM
CROWN SUSAN Director Apr 21, 2020 Option Exercise $74.43 1,679 124,968 27,609 Apr 23, 2020, 02:59 PM
Tribbett Charles A Director Apr 01, 2020 Option Exercise $73.00 36 2,628 24,827 Apr 02, 2020, 05:32 PM
Tribbett Charles A Director Mar 31, 2020 Option Exercise $75.46 431 32,523 24,791 Apr 02, 2020, 05:32 PM
Thompson Donald Director Apr 01, 2020 Option Exercise $73.00 40 2,920 8,603 Apr 02, 2020, 05:32 PM
Thompson Donald Director Mar 31, 2020 Option Exercise $75.46 497 37,504 8,562 Apr 02, 2020, 05:32 PM
SLARK MARTIN P Director Apr 01, 2020 Option Exercise $73.00 10 730 10,059 Apr 02, 2020, 05:31 PM
Richards Thomas E Director Apr 01, 2020 Option Exercise $73.00 35 2,555 9,113 Apr 02, 2020, 05:31 PM
Richards Thomas E Director Mar 31, 2020 Option Exercise $75.46 398 30,033 9,078 Apr 02, 2020, 05:31 PM
Prado Becerra Jose Luis Director Apr 01, 2020 Option Exercise $73.00 34 2,482 12,938 Apr 02, 2020, 05:31 PM
Prado Becerra Jose Luis Director Mar 31, 2020 Option Exercise $75.46 364 27,467 12,904 Apr 02, 2020, 05:31 PM
Klevorn Marcy S Director Apr 01, 2020 Option Exercise $73.00 2 146 1,395 Apr 02, 2020, 05:30 PM
Harrison Dean M Director Apr 01, 2020 Option Exercise $73.00 38 2,774 10,415 Apr 02, 2020, 05:30 PM
Harrison Dean M Director Mar 31, 2020 Option Exercise $75.46 497 37,504 10,377 Apr 02, 2020, 05:30 PM
BYNOE LINDA Director Apr 01, 2020 Option Exercise $73.00 23 1,679 23,710 Apr 02, 2020, 05:30 PM
CROWN SUSAN Director Apr 01, 2020 Option Exercise $73.00 35 2,555 25,888 Apr 02, 2020, 04:35 PM
BROWNE ROBERT P EVP & Chief Investment Officer Mar 10, 2020 Sale $72.31 4,500 325,395 34,320 Mar 11, 2020, 05:51 PM
Tyler Jason J. EVP & Chief Financial Officer Mar 02, 2020 Option Exercise $86.63 250 21,657 12,893 Mar 03, 2020, 06:06 PM
Thomas Shundrawn A President / Asset Management Mar 02, 2020 Option Exercise $86.63 1,345 116,517 41,623 Mar 03, 2020, 06:05 PM
St Clair Joyce Executive Vice President Mar 02, 2020 Option Exercise $86.63 1,438 124,574 17,841 Mar 03, 2020, 06:05 PM
South Thomas A Executive Vice President Mar 02, 2020 Option Exercise $86.63 826 71,556 19,639 Mar 03, 2020, 06:04 PM
O'Grady Michael Chairman, President and CEO Mar 02, 2020 Option Exercise $86.63 4,391 380,392 53,837 Mar 03, 2020, 06:04 PM
Levy Susan Cohen EVP, Gen Counsel & Corp Sec Mar 02, 2020 Option Exercise $86.63 1,289 111,666 61,954 Mar 03, 2020, 06:04 PM
Gossett Mark C Executive Vice President Mar 02, 2020 Option Exercise $86.63 809 70,084 13,732 Mar 03, 2020, 06:03 PM
FRADKIN STEVEN L President/Wealth Management Mar 02, 2020 Option Exercise $86.63 1,782 154,375 41,705 Mar 03, 2020, 06:03 PM
Cherecwich Peter President/C&IS Mar 02, 2020 Option Exercise $86.63 1,722 149,177 21,803 Mar 03, 2020, 06:03 PM
BROWNE ROBERT P EVP & Chief Investment Officer Mar 02, 2020 Option Exercise $86.63 1,727 149,610 38,820 Mar 03, 2020, 06:02 PM
Allnutt Lauren E SVP & Controller Mar 02, 2020 Option Exercise $86.63 49 4,245 3,382 Mar 03, 2020, 06:02 PM
Tyler Jason J. EVP & Chief Financial Officer Feb 21, 2020 Option Exercise $101.35 125 12,669 13,143 Feb 25, 2020, 04:59 PM
Thomas Shundrawn A President / Asset Management Feb 21, 2020 Option Exercise $101.35 250 25,337 42,968 Feb 25, 2020, 04:59 PM
St Clair Joyce Executive Vice President Feb 21, 2020 Option Exercise $101.35 1,155 117,059 21,267 Feb 25, 2020, 04:58 PM
South Thomas A Executive Vice President Feb 21, 2020 Option Exercise $101.35 541 54,830 20,465 Feb 25, 2020, 04:58 PM
O'Grady Michael Chairman, President and CEO Feb 21, 2020 Option Exercise $101.35 1,982 200,876 63,747 Feb 25, 2020, 04:58 PM
Levy Susan Cohen EVP, Gen Counsel & Corp Sec Feb 21, 2020 Option Exercise $101.35 926 93,850 63,243 Feb 25, 2020, 04:57 PM
Gossett Mark C Executive Vice President Feb 21, 2020 Option Exercise $101.35 594 60,202 14,541 Feb 25, 2020, 04:57 PM
FRADKIN STEVEN L President/Wealth Management Feb 21, 2020 Option Exercise $101.35 1,233 124,965 45,951 Feb 25, 2020, 04:57 PM
Cherecwich Peter President/C&IS Feb 21, 2020 Option Exercise $101.35 1,157 117,262 25,906 Feb 25, 2020, 04:56 PM
BROWNE ROBERT P EVP & Chief Investment Officer Feb 21, 2020 Option Exercise $101.35 1,258 127,498 42,509 Feb 25, 2020, 04:56 PM
Allnutt Lauren E SVP & Controller Feb 21, 2020 Option Exercise $101.35 79 8,007 3,431 Feb 25, 2020, 04:56 PM
Cherecwich Peter President/C&IS Feb 20, 2020 Option Exercise $65.26 32,403 2,114,607 61,067 Feb 21, 2020, 05:53 PM
Cherecwich Peter President/C&IS Feb 20, 2020 Sale $103.19 32,403 3,343,666 28,664 Feb 21, 2020, 05:53 PM
BROWNE ROBERT P EVP & Chief Investment Officer Feb 20, 2020 Option Exercise $58.25 3,708 215,991 47,475 Feb 21, 2020, 05:53 PM
BROWNE ROBERT P EVP & Chief Investment Officer Feb 20, 2020 Sale $104.07 3,708 385,892 43,767 Feb 21, 2020, 05:53 PM
Tyler Jason J. EVP & Chief Financial Officer Feb 16, 2020 Option Exercise $100.60 189 19,013 11,185 Feb 19, 2020, 07:20 PM
Thomas Shundrawn A President / Asset Management Feb 16, 2020 Option Exercise $100.60 318 31,991 35,199 Feb 19, 2020, 07:20 PM
St Clair Joyce Executive Vice President Feb 16, 2020 Option Exercise $100.60 2,853 287,012 17,580 Feb 19, 2020, 07:19 PM
South Thomas A Executive Vice President Feb 16, 2020 Option Exercise $100.60 789 79,373 15,174 Feb 19, 2020, 07:19 PM
Parker Teresa Executive Vice President Feb 16, 2020 Option Exercise $100.60 509 51,205 37,299 Feb 19, 2020, 07:19 PM
O'Grady Michael Chairman, President and CEO Feb 16, 2020 Option Exercise $100.60 2,139 215,183 44,528 Feb 19, 2020, 07:18 PM
Levy Susan Cohen EVP, Gen Counsel & Corp Sec Feb 16, 2020 Option Exercise $100.60 1,712 172,227 57,851 Feb 19, 2020, 07:18 PM
Gossett Mark C Executive Vice President Feb 16, 2020 Option Exercise $100.60 1,044 105,026 13,486 Feb 19, 2020, 07:18 PM
FRADKIN STEVEN L President/Wealth Management Feb 16, 2020 Option Exercise $100.60 2,139 215,183 39,897 Feb 19, 2020, 07:17 PM
Cherecwich Peter President/C&IS Feb 16, 2020 Option Exercise $100.60 1,664 167,398 20,159 Feb 19, 2020, 07:17 PM
BROWNE ROBERT P EVP & Chief Investment Officer Feb 16, 2020 Option Exercise $100.60 2,045 205,727 36,234 Feb 19, 2020, 07:17 PM
Allnutt Lauren E SVP & Controller Feb 16, 2020 Option Exercise $100.60 119 11,971 2,855 Feb 19, 2020, 07:16 PM
Gossett Mark C Executive Vice President Feb 07, 2020 Option Exercise $101.26 2,459 248,998 2,459 Feb 11, 2020, 07:03 PM
Parker Teresa Executive Vice President Feb 06, 2020 Option Exercise $58.25 1,057 61,570 38,865 Feb 10, 2020, 05:06 PM
Parker Teresa Executive Vice President Feb 06, 2020 Sale $102.84 1,057 108,702 37,808 Feb 10, 2020, 05:06 PM
Parker Teresa Executive Vice President Jan 24, 2020 Option Exercise $63.43 16,790 1,065,024 54,598 Jan 27, 2020, 05:58 PM
Parker Teresa Executive Vice President Jan 24, 2020 Sale $102.78 16,790 1,725,651 46,171 Jan 27, 2020, 05:58 PM
Tyler Jason J. EVP & Chief Financial Officer Jan 21, 2020 Option Exercise $109.23 665 72,638 11,374 Jan 22, 2020, 06:18 PM
Thomas Shundrawn A President / Asset Management Jan 21, 2020 Option Exercise $109.23 1,274 139,159 37,467 Jan 22, 2020, 06:17 PM
St Clair Joyce Executive Vice President Jan 21, 2020 Option Exercise $109.23 4,926 538,067 24,018 Jan 22, 2020, 06:17 PM
St Clair Joyce Executive Vice President Dec 12, 2019 Option Exercise $108.68 304 33,039 24,018 Jan 22, 2020, 06:17 PM
O'Grady Michael Chairman, President and CEO Jan 21, 2020 Option Exercise $109.23 8,392 916,658 49,356 Jan 22, 2020, 06:17 PM
Levy Susan Cohen EVP, Gen Counsel & Corp Sec Jan 21, 2020 Option Exercise $109.23 3,678 401,748 59,563 Jan 22, 2020, 06:16 PM
Leech Wilson EVP/Chief Risk Officer Jan 21, 2020 Option Exercise $109.23 6,394 698,417 49,247 Jan 22, 2020, 06:16 PM
FRADKIN STEVEN L President/Wealth Management Jan 21, 2020 Option Exercise $109.23 5,343 583,616 44,725 Jan 22, 2020, 06:15 PM
Cherecwich Peter President/C&IS Jan 21, 2020 Option Exercise $109.23 4,926 538,067 23,914 Jan 22, 2020, 06:15 PM
BROWNE ROBERT P EVP & Chief Investment Officer Jan 21, 2020 Option Exercise $109.23 4,850 529,766 41,947 Jan 22, 2020, 06:15 PM
Tribbett Charles A Director Dec 31, 2019 Option Exercise $106.24 294 31,235 24,338 Jan 03, 2020, 06:39 PM
Tribbett Charles A Director Jan 01, 2020 Option Exercise $106.24 23 2,444 24,360 Jan 03, 2020, 06:39 PM
Thompson Donald Director Jan 01, 2020 Option Exercise $106.24 25 2,656 8,066 Jan 03, 2020, 06:39 PM
Thompson Donald Director Dec 31, 2019 Option Exercise $106.24 341 36,228 8,040 Jan 03, 2020, 06:39 PM
SLARK MARTIN P Director Jan 01, 2020 Option Exercise $106.24 7 744 10,049 Jan 03, 2020, 06:39 PM
Richards Thomas E Director Dec 31, 2019 Option Exercise $106.24 282 29,960 8,659 Jan 03, 2020, 06:38 PM
Richards Thomas E Director Jan 01, 2020 Option Exercise $106.24 22 2,337 8,681 Jan 03, 2020, 06:38 PM
Prado Becerra Jose Luis Director Jan 01, 2020 Option Exercise $106.24 22 2,337 12,539 Jan 03, 2020, 06:38 PM
Prado Becerra Jose Luis Director Dec 31, 2019 Option Exercise $106.24 259 27,516 12,518 Jan 03, 2020, 06:38 PM
Klevorn Marcy S Director Jan 01, 2020 Option Exercise $106.24 2 212 1,393 Jan 03, 2020, 06:37 PM
Harrison Dean M Director Jan 01, 2020 Option Exercise $106.24 24 2,550 9,880 Jan 03, 2020, 06:37 PM
Harrison Dean M Director Dec 31, 2019 Option Exercise $106.24 341 36,228 9,856 Jan 03, 2020, 06:37 PM
BYNOE LINDA Director Jan 01, 2020 Option Exercise $106.24 16 1,700 23,687 Jan 03, 2020, 06:37 PM
CROWN SUSAN Director Dec 31, 2019 Option Exercise $106.24 282 29,960 25,853 Jan 02, 2020, 04:59 PM
Parker Teresa Executive Vice President Dec 12, 2019 Option Exercise $108.68 436 47,384 37,808 Dec 16, 2019, 06:17 PM
Levy Susan Cohen EVP, Gen Counsel & Corp Sec Dec 12, 2019 Option Exercise $108.68 288 31,300 51,954 Dec 16, 2019, 06:16 PM
FRADKIN STEVEN L President/Wealth Management Dec 12, 2019 Option Exercise $108.68 406 44,124 44,725 Dec 16, 2019, 06:16 PM
Cherecwich Peter President/C&IS Dec 12, 2019 Option Exercise $108.68 852 92,595 23,914 Dec 16, 2019, 06:16 PM
Bowman Biff EVP & Chief Financial Officer Dec 12, 2019 Option Exercise $108.68 352 38,255 74,628 Dec 16, 2019, 06:15 PM
BROWNE ROBERT P EVP & Chief Investment Officer Dec 11, 2019 Option Exercise $68.14 14,046 957,068 46,909 Dec 12, 2019, 07:22 PM
BROWNE ROBERT P EVP & Chief Investment Officer Dec 11, 2019 Sale $109.28 14,046 1,534,947 32,863 Dec 12, 2019, 07:22 PM
Bowman Biff EVP & Chief Financial Officer Nov 22, 2019 Sale $106.53 13,208 1,407,048 74,980 Nov 25, 2019, 06:22 PM
BROWNE ROBERT P EVP & Chief Investment Officer Nov 07, 2019 Option Exercise $58.25 11,534 671,856 44,397 Nov 08, 2019, 04:31 PM
BROWNE ROBERT P EVP & Chief Investment Officer Nov 07, 2019 Sale $107.85 11,534 1,243,942 32,863 Nov 08, 2019, 04:31 PM
St Clair Joyce Executive Vice President Oct 30, 2019 Sale $100.52 8,110 815,217 0 Oct 31, 2019, 04:54 PM
BROWNE ROBERT P EVP & Chief Investment Officer Oct 28, 2019 Option Exercise $65.69 22,963 1,508,402 55,826 Oct 29, 2019, 07:56 PM
BROWNE ROBERT P EVP & Chief Investment Officer Oct 25, 2019 Option Exercise $52.67 10,680 562,551 43,543 Oct 29, 2019, 07:56 PM
BROWNE ROBERT P EVP & Chief Investment Officer Oct 29, 2019 Option Exercise $68.48 18,812 1,288,163 51,675 Oct 29, 2019, 07:56 PM
BROWNE ROBERT P EVP & Chief Investment Officer Oct 28, 2019 Sale $102.06 22,963 2,343,604 32,863 Oct 29, 2019, 07:56 PM
BROWNE ROBERT P EVP & Chief Investment Officer Oct 25, 2019 Sale $101.56 10,680 1,084,661 32,863 Oct 29, 2019, 07:56 PM
BROWNE ROBERT P EVP & Chief Investment Officer Oct 29, 2019 Sale $102.96 18,812 1,936,884 32,863 Oct 29, 2019, 07:56 PM
CROWN SUSAN Director Sep 30, 2019 Option Exercise $93.32 321 29,956 25,549 Oct 02, 2019, 05:17 PM
Tribbett Charles A Director Oct 01, 2019 Option Exercise $89.88 24 2,157 24,043 Oct 02, 2019, 05:12 PM
Tribbett Charles A Director Sep 30, 2019 Option Exercise $93.32 335 31,262 24,020 Oct 02, 2019, 05:12 PM
Thompson Donald Director Oct 01, 2019 Option Exercise $89.88 26 2,337 7,699 Oct 02, 2019, 05:11 PM
Thompson Donald Director Sep 30, 2019 Option Exercise $93.32 388 36,208 7,673 Oct 02, 2019, 05:11 PM
SLARK MARTIN P Director Oct 01, 2019 Option Exercise $89.88 8 719 10,042 Oct 02, 2019, 05:11 PM
Richards Thomas E Director Sep 30, 2019 Option Exercise $93.32 321 29,956 8,353 Oct 02, 2019, 05:11 PM
Richards Thomas E Director Oct 01, 2019 Option Exercise $89.88 23 2,067 8,376 Oct 02, 2019, 05:11 PM
Prado Becerra Jose Luis Director Oct 01, 2019 Option Exercise $89.88 23 2,067 12,259 Oct 02, 2019, 05:10 PM
Prado Becerra Jose Luis Director Sep 30, 2019 Option Exercise $93.32 295 27,529 12,236 Oct 02, 2019, 05:10 PM
Klevorn Marcy S Director Oct 01, 2019 Option Exercise $89.88 2 180 1,391 Oct 02, 2019, 05:10 PM
Harrison Dean M Director Sep 30, 2019 Option Exercise $93.32 388 36,208 9,490 Oct 02, 2019, 05:09 PM
Harrison Dean M Director Oct 01, 2019 Option Exercise $89.88 25 2,247 9,515 Oct 02, 2019, 05:09 PM
Harrison Dean M Director Apr 03, 2019 Sale $93.99 4 376 47 Oct 02, 2019, 05:09 PM
BYNOE LINDA Director Oct 01, 2019 Option Exercise $89.88 19 1,708 23,671 Oct 02, 2019, 05:09 PM
South Thomas A Executive Vice President Sep 13, 2019 Sale $98.54 1,000 98,540 15,963 Sep 16, 2019, 04:40 PM
Leech Wilson EVP/Chief Risk Officer Sep 13, 2019 Option Exercise $62.66 4,377 274,251 48,657 Sep 16, 2019, 04:40 PM
Leech Wilson EVP/Chief Risk Officer Sep 13, 2019 Sale $99.26 4,377 434,461 44,280 Sep 16, 2019, 04:40 PM
Bowman Biff EVP & Chief Financial Officer Aug 02, 2019 Option Exercise $59.39 46,204 2,744,259 137,210 Aug 06, 2019, 04:33 PM
Bowman Biff EVP & Chief Financial Officer Aug 02, 2019 Sale $92.81 46,204 4,288,357 91,304 Aug 06, 2019, 04:33 PM
BROWNE ROBERT P EVP & Chief Investment Officer Jul 29, 2019 Option Exercise $60.85 9,983 607,466 58,759 Jul 30, 2019, 04:46 PM
BROWNE ROBERT P EVP & Chief Investment Officer Jul 26, 2019 Option Exercise $52.67 9,612 506,296 58,388 Jul 30, 2019, 04:46 PM
BROWNE ROBERT P EVP & Chief Investment Officer Jul 26, 2019 Sale $99.61 21,612 2,152,844 48,776 Jul 30, 2019, 04:46 PM
BROWNE ROBERT P EVP & Chief Investment Officer Jul 29, 2019 Sale $99.17 9,983 990,014 48,776 Jul 30, 2019, 04:46 PM
Thompson Donald Director Jul 01, 2019 Option Exercise $91.65 19 1,741 7,284 Jul 02, 2019, 04:21 PM
Thompson Donald Director Jun 30, 2019 Option Exercise $90.00 403 36,270 7,265 Jul 02, 2019, 04:21 PM
SLARK MARTIN P Director Jul 01, 2019 Option Exercise $91.65 7 642 10,033 Jul 02, 2019, 04:20 PM
Richards Thomas E Director Jul 01, 2019 Option Exercise $91.65 17 1,558 8,032 Jul 02, 2019, 04:20 PM
Richards Thomas E Director Jun 30, 2019 Option Exercise $90.00 333 29,970 8,014 Jul 02, 2019, 04:20 PM
Prado Becerra Jose Luis Director Jul 01, 2019 Option Exercise $91.65 17 1,558 11,941 Jul 02, 2019, 04:20 PM
Prado Becerra Jose Luis Director Jun 30, 2019 Option Exercise $90.00 312 28,080 11,924 Jul 02, 2019, 04:20 PM
Klevorn Marcy S Director Jul 01, 2019 Option Exercise $91.65 2 183 1,389 Jul 02, 2019, 04:19 PM
BYNOE LINDA Director Jul 01, 2019 Option Exercise $91.65 15 1,375 23,653 Jul 02, 2019, 04:19 PM
CROWN SUSAN Director Jun 30, 2019 Option Exercise $90.00 333 29,970 25,204 Jul 02, 2019, 03:25 PM
Tribbett Charles A Director Jul 01, 2019 Option Exercise $91.65 18 1,650 23,685 Jul 02, 2019, 12:00 AM
Tribbett Charles A Director Jun 30, 2019 Option Exercise $90.00 347 31,230 23,667 Jul 02, 2019, 12:00 AM
Harrison Dean M Director Jul 01, 2019 Option Exercise $91.65 18 1,650 9,102 Jul 02, 2019, 12:00 AM
Harrison Dean M Director Jun 30, 2019 Option Exercise $90.00 393 35,370 9,084 Jul 02, 2019, 12:00 AM
BROWNE ROBERT P EVP & Chief Investment Officer Jun 14, 2019 Sale $86.88 12,156 1,056,113 60,776 Jun 14, 2019, 06:46 PM
Thomas Shundrawn A President / Asset Management Apr 25, 2019 Option Exercise $48.27 11,084 535,060 45,645 Apr 26, 2019, 06:53 PM
Thomas Shundrawn A President / Asset Management Apr 25, 2019 Sale $97.65 11,084 1,082,353 34,561 Apr 26, 2019, 06:53 PM
Parker Teresa Executive Vice President Apr 25, 2019 Sale $97.50 3,000 292,500 38,244 Apr 26, 2019, 06:53 PM
Tribbett Charles A Director Apr 23, 2019 Option Exercise $95.94 23 2,207 22,174 Apr 25, 2019, 08:17 PM
Thompson Donald Director Apr 23, 2019 Option Exercise $95.94 23 2,207 5,716 Apr 25, 2019, 08:16 PM
SLARK MARTIN P Director Apr 23, 2019 Option Exercise $95.94 23 2,207 8,881 Apr 25, 2019, 08:15 PM
ROWE JOHN W Director Apr 23, 2019 Option Exercise $95.94 23 2,207 22,923 Apr 25, 2019, 08:14 PM
Richards Thomas E Director Apr 23, 2019 Option Exercise $95.94 23 2,207 6,535 Apr 25, 2019, 08:13 PM
Prado Becerra Jose Luis Director Apr 23, 2019 Option Exercise $95.94 23 2,207 10,466 Apr 25, 2019, 08:13 PM
POWELL CHARLES D Advisory Director Apr 23, 2019 Option Exercise $94.30 1,033 97,412 0 Apr 25, 2019, 08:12 PM
Klevorn Marcy S Director Apr 23, 2019 Option Exercise $95.94 2 192 242 Apr 25, 2019, 08:11 PM
Harrison Dean M Director Apr 23, 2019 Option Exercise $95.94 23 2,207 7,545 Apr 25, 2019, 08:09 PM
BYNOE LINDA Director Apr 23, 2019 Option Exercise $95.94 23 2,207 22,491 Apr 25, 2019, 08:09 PM
CROWN SUSAN Director Apr 23, 2019 Option Exercise $95.94 1,146 109,947 24,854 Apr 25, 2019, 05:31 PM
Tribbett Charles A Director Apr 01, 2019 Option Exercise $92.70 8 742 22,151 Apr 02, 2019, 07:01 PM
Tribbett Charles A Director Mar 31, 2019 Option Exercise $90.41 346 31,282 22,142 Apr 02, 2019, 07:01 PM
Thompson Donald Director Apr 01, 2019 Option Exercise $92.70 10 927 5,693 Apr 02, 2019, 07:00 PM
Thompson Donald Director Mar 31, 2019 Option Exercise $90.41 401 36,254 5,684 Apr 02, 2019, 07:00 PM
Richards Thomas E Director Apr 01, 2019 Option Exercise $92.70 8 742 6,512 Apr 02, 2019, 06:59 PM
Richards Thomas E Director Mar 31, 2019 Option Exercise $90.41 332 30,016 6,504 Apr 02, 2019, 06:59 PM
Prado Becerra Jose Luis Director Mar 31, 2019 Option Exercise $90.41 332 30,016 10,435 Apr 02, 2019, 06:59 PM
Prado Becerra Jose Luis Director Apr 01, 2019 Option Exercise $92.70 8 742 10,443 Apr 02, 2019, 06:59 PM
Harrison Dean M Director Apr 01, 2019 Option Exercise $92.70 9 834 7,522 Apr 02, 2019, 06:58 PM
Harrison Dean M Director Mar 31, 2019 Option Exercise $90.41 359 32,457 7,513 Apr 02, 2019, 06:58 PM
BYNOE LINDA Director Apr 01, 2019 Option Exercise $92.70 8 742 22,814 Apr 02, 2019, 06:57 PM
BYNOE LINDA Director Mar 31, 2019 Option Exercise $90.41 346 31,282 22,806 Apr 02, 2019, 06:57 PM
CROWN SUSAN Director Mar 31, 2019 Option Exercise $90.41 332 30,016 23,685 Apr 02, 2019, 05:26 PM
Thomas Shundrawn A President / Asset Management Mar 01, 2019 Option Exercise $93.49 556 51,980 34,561 Mar 05, 2019, 07:52 PM
St Clair Joyce Executive Vice President Mar 01, 2019 Option Exercise $93.49 682 63,760 24,322 Mar 05, 2019, 07:51 PM
South Thomas A Executive Vice President Mar 01, 2019 Option Exercise $93.49 437 40,855 16,963 Mar 05, 2019, 07:50 PM
O'Grady Michael President and CEO Mar 01, 2019 Option Exercise $93.49 1,796 167,908 49,356 Mar 05, 2019, 07:50 PM
Levy Susan Cohen EVP, Gen Counsel & Corp Sec Mar 01, 2019 Option Exercise $93.49 572 53,476 52,242 Mar 05, 2019, 07:49 PM
Leech Wilson EVP/Chief Risk Officer Mar 01, 2019 Option Exercise $93.49 668 62,451 44,280 Mar 05, 2019, 07:49 PM
FRADKIN STEVEN L President/Wealth Management Mar 01, 2019 Option Exercise $93.49 774 72,361 45,131 Mar 05, 2019, 07:48 PM
Cherecwich Peter President/C&IS Mar 01, 2019 Option Exercise $93.49 815 76,194 24,766 Mar 05, 2019, 07:47 PM
BROWNE ROBERT P EVP & Chief Investment Officer Mar 01, 2019 Option Exercise $93.49 778 72,735 72,932 Mar 05, 2019, 07:47 PM
Bowman Biff EVP & Chief Financial Officer Mar 01, 2019 Option Exercise $93.49 707 66,097 91,006 Mar 05, 2019, 07:46 PM
Blake Aileen B EVP & Controller Mar 01, 2019 Option Exercise $93.49 477 44,595 11,692 Mar 05, 2019, 07:46 PM
Thomas Shundrawn A President / Asset Management Feb 19, 2019 Option Exercise $92.83 527 48,921 28,213 Feb 21, 2019, 05:45 PM
St Clair Joyce Executive Vice President Feb 19, 2019 Option Exercise $92.83 4,431 411,330 21,998 Feb 21, 2019, 05:45 PM
South Thomas A Executive Vice President Feb 19, 2019 Option Exercise $92.83 1,259 116,873 14,482 Feb 21, 2019, 05:44 PM
Parker Teresa Executive Vice President Feb 19, 2019 Option Exercise $92.83 2,485 230,683 41,424 Feb 21, 2019, 05:43 PM
O'Grady Michael President and CEO Feb 19, 2019 Option Exercise $92.83 3,718 345,142 33,542 Feb 21, 2019, 05:43 PM
Levy Susan Cohen EVP, Gen Counsel & Corp Sec Feb 19, 2019 Option Exercise $92.83 3,014 279,790 47,003 Feb 21, 2019, 05:42 PM
Leech Wilson EVP/Chief Risk Officer Feb 19, 2019 Option Exercise $92.83 413 38,339 37,913 Feb 21, 2019, 05:42 PM
FRADKIN STEVEN L President/Wealth Management Feb 19, 2019 Option Exercise $92.83 3,718 345,142 40,525 Feb 21, 2019, 05:41 PM
Cherecwich Peter President/C&IS Feb 19, 2019 Option Exercise $92.83 2,927 271,713 19,706 Feb 21, 2019, 05:40 PM
BROWNE ROBERT P EVP & Chief Investment Officer Feb 19, 2019 Option Exercise $92.83 3,623 336,323 66,726 Feb 21, 2019, 05:40 PM
Bowman Biff EVP & Chief Financial Officer Feb 19, 2019 Option Exercise $92.83 3,718 345,142 84,597 Feb 21, 2019, 05:39 PM
Blake Aileen B EVP & Controller Feb 19, 2019 Option Exercise $92.83 560 51,985 11,318 Feb 21, 2019, 05:38 PM
Harrison Dean M Director May 18, 2018 Option Exercise $107.81 14 1,509 45 Feb 13, 2019, 08:11 PM
Harrison Dean M Director Jan 23, 2019 Option Exercise $89.78 4 359 51 Feb 13, 2019, 08:11 PM
Harrison Dean M Director Oct 10, 2018 Option Exercise $103.35 1 103 47 Feb 13, 2019, 08:11 PM
Harrison Dean M Director Jun 22, 2018 Option Exercise $107.64 1 108 46 Feb 13, 2019, 08:11 PM
WADDELL FREDERICK H Chairman Jan 22, 2019 Option Exercise $90.42 29,546 2,671,549 188,065 Jan 24, 2019, 12:06 PM
Thomas Shundrawn A President / Asset Management Jan 22, 2019 Option Exercise $90.42 1,503 135,901 28,531 Jan 24, 2019, 12:05 PM
St Clair Joyce Executive Vice President Jan 22, 2019 Option Exercise $90.42 7,053 637,732 28,436 Jan 24, 2019, 12:05 PM
Parker Teresa Executive Vice President Jan 22, 2019 Option Exercise $90.42 2,102 190,063 29,073 Jan 24, 2019, 12:04 PM
O'Grady Michael President and CEO Jan 22, 2019 Option Exercise $90.42 8,128 734,934 38,371 Jan 24, 2019, 12:03 PM
Levy Susan Cohen EVP, Gen Counsel & Corp Sec Jan 22, 2019 Option Exercise $90.42 6,189 559,609 48,715 Jan 24, 2019, 12:03 PM
Leech Wilson EVP/Chief Risk Officer Jan 22, 2019 Option Exercise $90.42 919 83,096 38,116 Jan 24, 2019, 12:02 PM
Leech Wilson EVP/Chief Risk Officer Jul 21, 2018 Option Exercise $109.36 1,055 115,375 37,081 Jan 24, 2019, 12:02 PM
Leech Wilson EVP/Chief Risk Officer Jul 15, 2018 Option Exercise $104.89 729 76,465 38,136 Jan 24, 2019, 12:02 PM
FRADKIN STEVEN L President/Wealth Management Jan 22, 2019 Option Exercise $90.42 8,134 735,476 45,354 Jan 24, 2019, 12:01 PM
Cherecwich Peter President/C&IS Jan 22, 2019 Option Exercise $90.42 5,971 539,898 23,462 Jan 24, 2019, 12:01 PM
BROWNE ROBERT P EVP & Chief Investment Officer Jan 22, 2019 Option Exercise $90.42 7,704 696,596 68,771 Jan 24, 2019, 12:00 PM
Bowman Biff EVP & Chief Financial Officer Jan 22, 2019 Option Exercise $90.42 8,135 735,567 86,737 Jan 24, 2019, 11:59 AM
Blake Aileen B EVP & Controller Jan 22, 2019 Option Exercise $90.42 1,423 128,668 12,338 Jan 24, 2019, 11:59 AM
Tribbett Charles A Director Jan 01, 2019 Option Exercise $83.59 6 502 21,797 Jan 03, 2019, 05:31 PM
Tribbett Charles A Director Dec 31, 2018 Option Exercise $83.59 374 31,263 21,791 Jan 03, 2019, 05:31 PM
Thompson Donald Director Jan 01, 2019 Option Exercise $83.59 7 585 5,283 Jan 03, 2019, 05:30 PM
Thompson Donald Director Dec 31, 2018 Option Exercise $83.59 434 36,278 5,276 Jan 03, 2019, 05:30 PM
Richards Thomas E Director Jan 01, 2019 Option Exercise $83.59 6 502 6,172 Jan 03, 2019, 05:29 PM
Richards Thomas E Director Dec 31, 2018 Option Exercise $83.59 359 30,009 6,166 Jan 03, 2019, 05:29 PM
Prado Becerra Jose Luis Director Jan 01, 2019 Option Exercise $83.59 6 502 10,103 Jan 03, 2019, 05:29 PM
Prado Becerra Jose Luis Director Dec 31, 2018 Option Exercise $83.59 359 30,009 10,097 Jan 03, 2019, 05:29 PM
Harrison Dean M Director Dec 31, 2018 Option Exercise $83.59 389 32,517 7,148 Jan 03, 2019, 05:28 PM
Harrison Dean M Director Jan 01, 2019 Option Exercise $83.59 6 502 7,154 Jan 03, 2019, 05:28 PM
BYNOE LINDA Director Jan 01, 2019 Option Exercise $83.59 6 502 22,460 Jan 03, 2019, 05:27 PM
BYNOE LINDA Director Dec 31, 2018 Option Exercise $83.59 374 31,263 22,454 Jan 03, 2019, 05:27 PM
CROWN SUSAN Director Dec 31, 2018 Option Exercise $83.59 359 30,009 23,345 Jan 03, 2019, 02:09 PM
Potter Stephen N Vice Chairman Dec 13, 2018 Sale $86.90 141 12,253 8,181 Dec 17, 2018, 07:50 PM
Thompson Donald Director Dec 12, 2018 Option Exercise $102.72 1,064 109,294 4,842 Dec 13, 2018, 06:24 PM
WADDELL FREDERICK H Chairman Dec 07, 2018 Option Exercise $90.36 542 48,975 188,065 Dec 11, 2018, 06:45 PM
St Clair Joyce Executive Vice President Dec 07, 2018 Option Exercise $90.36 275 24,849 28,436 Dec 11, 2018, 06:45 PM
Potter Stephen N Vice Chairman Dec 07, 2018 Option Exercise $90.36 224 20,241 24,014 Dec 11, 2018, 06:44 PM
Parker Teresa Executive Vice President Dec 07, 2018 Option Exercise $90.36 332 30,000 26,291 Dec 11, 2018, 06:44 PM
MORRISON WILLIAM L Vice Chairman Dec 07, 2018 Option Exercise $90.36 150 13,554 49,849 Dec 11, 2018, 06:43 PM
Levy Susan Cohen EVP, Gen Counsel & Corp Sec Dec 07, 2018 Option Exercise $90.36 418 37,770 37,321 Dec 11, 2018, 06:43 PM
FRADKIN STEVEN L President/Wealth Management Dec 07, 2018 Option Exercise $90.36 312 28,192 45,354 Dec 11, 2018, 06:42 PM
Bowman Biff EVP & Chief Financial Officer Dec 07, 2018 Option Exercise $90.36 518 46,806 72,893 Dec 11, 2018, 06:42 PM
Potter Stephen N Vice Chairman Oct 19, 2018 Option Exercise $93.16 6,831 636,376 24,238 Oct 23, 2018, 06:44 PM
MORRISON WILLIAM L Vice Chairman Oct 18, 2018 Option Exercise $94.28 8,320 784,410 49,999 Oct 22, 2018, 07:33 PM
Tribbett Charles A Director Sep 30, 2018 Option Exercise $102.13 306 31,252 21,414 Oct 02, 2018, 06:08 PM
Tribbett Charles A Director Oct 01, 2018 Option Exercise $103.66 3 311 21,417 Oct 02, 2018, 06:08 PM
Richards Thomas E Director Oct 01, 2018 Option Exercise $103.66 3 311 5,807 Oct 02, 2018, 06:07 PM
Richards Thomas E Director Sep 30, 2018 Option Exercise $102.13 294 30,026 5,804 Oct 02, 2018, 06:07 PM
Prado Becerra Jose Luis Director Oct 01, 2018 Option Exercise $103.66 3 311 9,738 Oct 02, 2018, 06:06 PM
Prado Becerra Jose Luis Director Sep 30, 2018 Option Exercise $102.13 294 30,026 9,735 Oct 02, 2018, 06:06 PM
Harrison Dean M Director Oct 01, 2018 Option Exercise $103.66 3 311 6,759 Oct 02, 2018, 06:06 PM
Harrison Dean M Director Sep 30, 2018 Option Exercise $102.13 318 32,477 6,756 Oct 02, 2018, 06:06 PM
BYNOE LINDA Director Oct 01, 2018 Option Exercise $103.66 3 311 22,080 Oct 02, 2018, 06:06 PM
BYNOE LINDA Director Sep 30, 2018 Option Exercise $102.13 306 31,252 22,077 Oct 02, 2018, 06:06 PM
CROWN SUSAN Director Sep 30, 2018 Option Exercise $102.13 294 30,026 22,980 Oct 02, 2018, 04:09 PM
Bowman Biff Chief Financial Officer Aug 09, 2018 Option Exercise $52.69 21,352 1,125,037 94,763 Aug 09, 2018, 06:39 PM
Bowman Biff Chief Financial Officer Aug 09, 2018 Sale $111.11 21,352 2,372,421 73,411 Aug 09, 2018, 06:39 PM
Cherecwich Peter President/C&IS Aug 08, 2018 Option Exercise $59.09 19,761 1,167,583 43,223 Aug 08, 2018, 06:29 PM
Cherecwich Peter President/C&IS Aug 08, 2018 Sale $111.35 19,761 2,200,387 23,462 Aug 08, 2018, 06:29 PM
Schreuder Jana R COO Aug 06, 2018 Sale $110.00 9,699 1,066,890 0 Aug 06, 2018, 06:55 PM
St Clair Joyce Executive Vice President Jul 24, 2018 Sale $112.00 3,166 354,592 33,147 Jul 26, 2018, 07:01 PM
Thomas Shundrawn A President / Asset Management Jul 20, 2018 Option Exercise $55.39 4,740 262,549 29,841 Jul 24, 2018, 05:12 PM
Thomas Shundrawn A President / Asset Management Jul 20, 2018 Sale $107.88 4,740 511,351 25,101 Jul 24, 2018, 05:12 PM
Parker Teresa Executive Vice President Jul 20, 2018 Sale $108.23 5,606 606,737 26,623 Jul 24, 2018, 05:11 PM
MORRISON WILLIAM L Vice Chairman Jul 23, 2018 Option Exercise $68.44 13,886 950,320 73,455 Jul 24, 2018, 05:10 PM
MORRISON WILLIAM L Vice Chairman Jul 23, 2018 Sale $110.87 13,886 1,539,541 59,569 Jul 24, 2018, 05:10 PM
St Clair Joyce Executive Vice President Jul 18, 2018 Sale $110.00 3,166 348,260 30,910 Jul 19, 2018, 05:39 PM
Levy Susan Cohen Executive VP & General Counsel Jul 15, 2018 Option Exercise $104.89 2,577 270,302 37,739 Jul 17, 2018, 05:32 PM
Tribbett Charles A Director Jul 01, 2018 Option Exercise $102.89 1 103 21,108 Jul 03, 2018, 05:44 PM
Tribbett Charles A Director Jun 30, 2018 Option Exercise $102.89 304 31,279 21,106 Jul 03, 2018, 05:44 PM
Richards Thomas E Director Jul 01, 2018 Option Exercise $102.89 1 103 5,511 Jul 03, 2018, 05:44 PM
Richards Thomas E Director Jun 30, 2018 Option Exercise $102.89 292 30,044 5,509 Jul 03, 2018, 05:44 PM
Prado Becerra Jose Luis Director Jun 30, 2018 Option Exercise $102.89 292 30,044 9,440 Jul 03, 2018, 05:43 PM
Prado Becerra Jose Luis Director Jul 01, 2018 Option Exercise $102.89 1 103 9,441 Jul 03, 2018, 05:43 PM
Harrison Dean M Director Jul 01, 2018 Option Exercise $102.89 1 103 6,437 Jul 03, 2018, 05:43 PM
Harrison Dean M Director Jun 30, 2018 Option Exercise $102.89 316 32,513 6,436 Jul 03, 2018, 05:43 PM
BYNOE LINDA Director Jul 01, 2018 Option Exercise $102.89 1 103 21,771 Jul 03, 2018, 05:42 PM
BYNOE LINDA Director Jun 30, 2018 Option Exercise $102.89 304 31,279 21,770 Jul 03, 2018, 05:42 PM
CROWN SUSAN Director Jun 30, 2018 Option Exercise $102.89 292 30,044 22,683 Jul 03, 2018, 11:20 AM
Schreuder Jana R COO May 15, 2018 Sale $107.38 2,913 312,798 16,926 May 16, 2018, 07:09 PM
Cohodes Jeffrey D. Executive Vice President May 07, 2018 Sale $105.15 14,979 1,575,042 20,484 May 08, 2018, 06:39 PM
Blake Aileen B EVP and Controller May 07, 2018 Option Exercise $60.85 6,163 375,019 18,501 May 08, 2018, 06:39 PM
Blake Aileen B EVP and Controller May 07, 2018 Sale $105.10 6,163 647,731 12,338 May 08, 2018, 06:39 PM
Blake Aileen B EVP and Controller May 07, 2018 Sale $105.49 1,000 105,490 12,585 May 08, 2018, 06:39 PM
Schreuder Jana R COO Apr 24, 2018 Sale $108.08 2,627 283,926 0 Apr 24, 2018, 06:30 PM
POWELL CHARLES D Advisory Director Apr 17, 2018 Option Exercise $107.04 1,214 129,947 0 Apr 19, 2018, 07:08 PM
Harrison Dean M Director Mar 31, 2018 Option Exercise $103.13 315 32,486 5,087 Apr 03, 2018, 07:48 PM
Harrison Dean M Director Feb 25, 2015 Buy $71.06 18 1,279 33 Apr 03, 2018, 07:48 PM
Harrison Dean M Director Dec 15, 2015 Buy $72.98 1,000 72,980 1,000 Apr 03, 2018, 07:48 PM
Harrison Dean M Director May 01, 2017 Sale $90.13 2 180 31 Apr 03, 2018, 07:48 PM
Tribbett Charles A Director Mar 31, 2018 Option Exercise $103.13 303 31,248 19,770 Apr 03, 2018, 07:24 PM
Richards Thomas E Director Mar 31, 2018 Option Exercise $103.13 291 30,011 4,185 Apr 03, 2018, 07:24 PM
Prado Becerra Jose Luis Director Mar 31, 2018 Option Exercise $103.13 291 30,011 8,116 Apr 03, 2018, 07:24 PM
BYNOE LINDA Director Mar 31, 2018 Option Exercise $103.13 303 31,248 20,433 Apr 03, 2018, 07:24 PM
CROWN SUSAN Director Mar 31, 2018 Option Exercise $103.13 290 29,908 21,357 Apr 03, 2018, 11:44 AM
Schreuder Jana R COO Mar 09, 2018 Sale $110.00 4,807 528,770 16,926 Mar 13, 2018, 05:27 PM
BROWNE ROBERT P EVP & Chief Investment Officer Mar 08, 2018 Sale $106.79 6,000 640,740 55,873 Mar 09, 2018, 06:41 PM
Schreuder Jana R COO Mar 01, 2018 Sale $105.14 3,730 392,172 21,733 Mar 02, 2018, 06:25 PM
Pembleton Susan Gillian EVP/Human Resources Feb 26, 2018 Option Exercise $58.25 6,898 401,809 28,228 Feb 27, 2018, 07:00 PM
Pembleton Susan Gillian EVP/Human Resources Feb 26, 2018 Sale $108.36 16,198 1,755,182 21,330 Feb 27, 2018, 07:00 PM
MORRISON WILLIAM L Vice Chairman Feb 27, 2018 Option Exercise $63.24 46,053 2,912,554 105,622 Feb 27, 2018, 07:00 PM
MORRISON WILLIAM L Vice Chairman Feb 27, 2018 Sale $109.18 46,053 5,028,142 66,062 Feb 27, 2018, 07:00 PM
Bowman Biff Chief Financial Officer Feb 27, 2018 Sale $108.53 13,811 1,498,908 74,801 Feb 27, 2018, 06:59 PM
WADDELL FREDERICK H Chairman Feb 20, 2018 Option Exercise $105.15 5,246 551,617 175,238 Feb 22, 2018, 05:09 PM
Thomas Shundrawn A President / Asset Management Feb 20, 2018 Option Exercise $105.15 209 21,976 20,361 Feb 22, 2018, 05:09 PM
St Clair Joyce Executive Vice President Feb 20, 2018 Option Exercise $105.15 1,578 165,927 21,942 Feb 22, 2018, 05:08 PM
Schreuder Jana R COO Feb 20, 2018 Option Exercise $105.15 1,972 207,356 34,689 Feb 22, 2018, 05:08 PM
Potter Stephen N Vice Chairman Feb 20, 2018 Option Exercise $105.15 1,578 165,927 35,000 Feb 22, 2018, 05:08 PM
Pembleton Susan Gillian EVP/Human Resources Feb 20, 2018 Option Exercise $105.15 1,381 145,212 24,948 Feb 22, 2018, 05:07 PM
Parker Teresa Executive Vice President Feb 20, 2018 Option Exercise $105.15 1,553 163,298 32,229 Feb 22, 2018, 05:07 PM
O'Grady Michael President and CEO Feb 20, 2018 Option Exercise $105.15 1,578 165,927 22,161 Feb 22, 2018, 05:07 PM
MORRISON WILLIAM L Vice Chairman Feb 20, 2018 Option Exercise $105.15 2,278 239,532 55,558 Feb 22, 2018, 05:06 PM
Levy Susan Cohen Executive VP & General Counsel Feb 20, 2018 Option Exercise $105.15 1,302 136,905 34,634 Feb 22, 2018, 05:06 PM
Leech Wilson EVP/Chief Risk Officer Feb 20, 2018 Option Exercise $105.15 210 22,082 33,183 Feb 22, 2018, 05:06 PM
FRADKIN STEVEN L President/Wealth Management Feb 20, 2018 Option Exercise $105.15 1,578 165,927 37,978 Feb 22, 2018, 05:05 PM
Cohodes Jeffrey D. Executive Vice President Feb 20, 2018 Option Exercise $105.15 1,302 136,905 30,048 Feb 22, 2018, 05:05 PM
Cherecwich Peter President/C&IS Feb 20, 2018 Option Exercise $105.15 1,263 132,804 39,439 Feb 22, 2018, 05:05 PM
BROWNE ROBERT P EVP & Chief Investment Officer Feb 20, 2018 Option Exercise $105.15 1,578 165,927 54,854 Feb 22, 2018, 05:04 PM
Bowman Biff Chief Financial Officer Feb 20, 2018 Option Exercise $105.15 1,578 165,927 81,593 Feb 22, 2018, 05:04 PM
Blake Aileen B EVP and Controller Feb 20, 2018 Option Exercise $105.15 262 27,549 8,040 Feb 22, 2018, 05:04 PM
MORRISON WILLIAM L Vice Chairman Feb 16, 2018 Sale $105.08 20,000 2,101,600 57,836 Feb 20, 2018, 06:03 PM
Cohodes Jeffrey D. Executive Vice President Feb 16, 2018 Option Exercise $58.25 6,898 401,809 38,248 Feb 20, 2018, 06:03 PM
Cohodes Jeffrey D. Executive Vice President Feb 16, 2018 Sale $105.27 6,898 726,152 31,350 Feb 20, 2018, 06:03 PM
WADDELL FREDERICK H Chairman Feb 12, 2018 Option Exercise $98.88 6,052 598,422 187,078 Feb 14, 2018, 06:34 PM
Thomas Shundrawn A President / Asset Management Feb 12, 2018 Option Exercise $98.88 723 71,490 20,570 Feb 14, 2018, 06:34 PM
St Clair Joyce Executive Vice President Feb 12, 2018 Option Exercise $98.88 1,820 179,962 25,503 Feb 14, 2018, 06:34 PM
Schreuder Jana R COO Feb 12, 2018 Option Exercise $98.88 1,820 179,962 39,140 Feb 14, 2018, 06:34 PM
Potter Stephen N Vice Chairman Feb 12, 2018 Option Exercise $98.88 1,820 179,962 38,561 Feb 14, 2018, 06:33 PM
Pembleton Susan Gillian EVP/Human Resources Feb 12, 2018 Option Exercise $98.88 338 33,421 26,329 Feb 14, 2018, 06:33 PM
Parker Teresa Executive Vice President Feb 12, 2018 Option Exercise $98.88 450 44,496 22,534 Feb 14, 2018, 06:33 PM
O'Grady Michael President and CEO Feb 12, 2018 Option Exercise $98.88 1,820 179,962 25,722 Feb 14, 2018, 06:32 PM
MORRISON WILLIAM L Vice Chairman Feb 12, 2018 Option Exercise $98.88 2,628 259,857 77,836 Feb 14, 2018, 06:32 PM
Leech Wilson EVP/Chief Risk Officer Feb 12, 2018 Option Exercise $98.88 186 18,392 33,393 Feb 14, 2018, 06:32 PM
FRADKIN STEVEN L President/Wealth Management Feb 12, 2018 Option Exercise $98.88 1,820 179,962 41,539 Feb 14, 2018, 06:31 PM
Cohodes Jeffrey D. Executive Vice President Feb 12, 2018 Option Exercise $98.88 1,502 148,518 31,350 Feb 14, 2018, 06:31 PM
Cherecwich Peter President/C&IS Feb 12, 2018 Option Exercise $98.88 469 46,375 40,702 Feb 14, 2018, 06:31 PM
BROWNE ROBERT P EVP & Chief Investment Officer Feb 12, 2018 Option Exercise $98.88 1,639 162,064 56,432 Feb 14, 2018, 06:31 PM
Bowman Biff Chief Financial Officer Feb 12, 2018 Option Exercise $98.88 1,502 148,518 83,171 Feb 14, 2018, 06:30 PM
Blake Aileen B EVP and Controller Feb 12, 2018 Option Exercise $98.88 301 29,763 8,931 Feb 14, 2018, 06:30 PM
Cohodes Jeffrey D. Executive Vice President Feb 12, 2018 Option Exercise $59.35 11,982 711,170 44,834 Feb 12, 2018, 06:56 PM
Cohodes Jeffrey D. Executive Vice President Feb 12, 2018 Sale $98.75 11,982 1,183,198 38,634 Feb 12, 2018, 06:56 PM
Potter Stephen N Vice Chairman Jan 31, 2018 Sale $105.55 3,551 374,808 0 Feb 01, 2018, 06:55 PM
Potter Stephen N Vice Chairman Jan 31, 2018 Sale $105.55 3,552 374,914 0 Feb 01, 2018, 06:55 PM
Leech Wilson EVP/Chief Risk Officer Jan 31, 2018 Option Exercise $67.30 2,152 144,839 35,731 Feb 01, 2018, 06:54 PM
Leech Wilson EVP/Chief Risk Officer Jan 30, 2018 Option Exercise $54.02 6,806 367,682 40,385 Feb 01, 2018, 06:54 PM
Leech Wilson EVP/Chief Risk Officer Jan 31, 2018 Sale $105.85 2,152 227,789 33,579 Feb 01, 2018, 06:54 PM
Leech Wilson EVP/Chief Risk Officer Jan 30, 2018 Sale $106.27 6,806 723,274 33,579 Feb 01, 2018, 06:54 PM
Potter Stephen N Vice Chairman Jan 26, 2018 Sale $106.14 10,000 1,061,400 28,674 Jan 30, 2018, 06:00 PM
Parker Teresa Executive Vice President Jan 26, 2018 Option Exercise $52.69 7,118 375,047 30,102 Jan 30, 2018, 06:00 PM
Parker Teresa Executive Vice President Jan 26, 2018 Sale $106.18 10,118 1,074,310 22,984 Jan 30, 2018, 06:00 PM
Cohodes Jeffrey D. Executive Vice President Jan 26, 2018 Option Exercise $62.27 30,917 1,925,055 63,769 Jan 30, 2018, 05:59 PM
Cohodes Jeffrey D. Executive Vice President Jan 26, 2018 Sale $105.29 30,917 3,255,251 32,852 Jan 30, 2018, 05:59 PM
Blake Aileen B EVP and Controller Jan 26, 2018 Sale $105.32 3,000 315,960 12,230 Jan 30, 2018, 05:59 PM
WADDELL FREDERICK H Chairman Jan 23, 2018 Option Exercise $106.71 52,899 5,644,852 253,638 Jan 25, 2018, 06:06 PM
WADDELL FREDERICK H Chairman Jan 23, 2018 Option Exercise $106.71 22,347 2,384,648 200,739 Jan 25, 2018, 06:06 PM
WADDELL FREDERICK H Chairman Dec 15, 2017 Option Exercise $97.29 780 75,886 200,739 Jan 25, 2018, 06:06 PM
Thomas Shundrawn A President / Asset Management Jan 23, 2018 Option Exercise $106.71 3,182 339,551 22,369 Jan 25, 2018, 06:06 PM
Thomas Shundrawn A President / Asset Management Jan 23, 2018 Option Exercise $106.71 1,076 114,820 21,293 Jan 25, 2018, 06:06 PM
St Clair Joyce Executive Vice President Jan 23, 2018 Option Exercise $106.71 15,909 1,697,649 45,520 Jan 25, 2018, 06:06 PM
St Clair Joyce Executive Vice President Jan 23, 2018 Option Exercise $106.71 5,968 636,845 29,611 Jan 25, 2018, 06:06 PM
St Clair Joyce Executive Vice President Dec 15, 2017 Option Exercise $97.29 244 23,739 29,611 Jan 25, 2018, 06:06 PM
Schreuder Jana R COO Jan 23, 2018 Option Exercise $106.71 19,887 2,122,142 63,135 Jan 25, 2018, 06:05 PM
Schreuder Jana R COO Jan 23, 2018 Option Exercise $106.71 7,728 824,655 43,248 Jan 25, 2018, 06:05 PM
Schreuder Jana R COO Dec 15, 2017 Option Exercise $97.29 352 34,246 43,248 Jan 25, 2018, 06:05 PM
Potter Stephen N Vice Chairman Jan 23, 2018 Option Exercise $106.71 15,909 1,697,649 58,578 Jan 25, 2018, 06:05 PM
Potter Stephen N Vice Chairman Jan 23, 2018 Option Exercise $106.71 5,968 636,845 42,669 Jan 25, 2018, 06:05 PM
Potter Stephen N Vice Chairman Dec 15, 2017 Option Exercise $97.29 244 23,739 42,669 Jan 25, 2018, 06:05 PM
Pembleton Susan Gillian EVP/Human Resources Jan 23, 2018 Option Exercise $106.71 13,126 1,400,675 32,837 Jan 25, 2018, 06:05 PM
Pembleton Susan Gillian EVP/Human Resources Jan 23, 2018 Option Exercise $106.71 6,170 658,401 26,667 Jan 25, 2018, 06:05 PM
Parker Teresa Executive Vice President Jan 23, 2018 Option Exercise $106.71 3,978 424,492 27,910 Jan 25, 2018, 06:04 PM
Parker Teresa Executive Vice President Dec 15, 2017 Option Exercise $97.29 121 11,772 23,932 Jan 25, 2018, 06:04 PM
Parker Teresa Executive Vice President Jan 23, 2018 Option Exercise $106.71 1,926 205,523 25,984 Jan 25, 2018, 06:04 PM
O'Grady Michael President and CEO Jan 23, 2018 Option Exercise $106.71 15,909 1,697,649 105,380 Jan 25, 2018, 06:04 PM
O'Grady Michael President and CEO Jan 23, 2018 Option Exercise $106.71 5,962 636,205 99,418 Jan 25, 2018, 06:04 PM
MORRISON WILLIAM L Vice Chairman Jan 23, 2018 Option Exercise $106.71 25,853 2,758,774 89,554 Jan 25, 2018, 06:04 PM
MORRISON WILLIAM L Vice Chairman Jan 23, 2018 Option Exercise $106.71 9,090 969,994 80,464 Jan 25, 2018, 06:04 PM
MORRISON WILLIAM L Vice Chairman Dec 15, 2017 Option Exercise $97.29 133 12,940 63,701 Jan 25, 2018, 06:04 PM
Levy Susan Cohen Executive VP & General Counsel Jan 23, 2018 Option Exercise $106.71 13,126 1,400,675 40,674 Jan 25, 2018, 06:03 PM
Levy Susan Cohen Executive VP & General Counsel Jan 23, 2018 Option Exercise $106.71 4,738 505,592 35,936 Jan 25, 2018, 06:03 PM
Leech Wilson EVP/Chief Risk Officer Jan 23, 2018 Option Exercise $106.71 1,989 212,246 34,515 Jan 25, 2018, 06:03 PM
Leech Wilson EVP/Chief Risk Officer Jan 23, 2018 Option Exercise $106.71 936 99,881 33,579 Jan 25, 2018, 06:03 PM
FRADKIN STEVEN L President/Wealth Management Jan 23, 2018 Option Exercise $106.71 15,909 1,697,649 61,556 Jan 25, 2018, 06:03 PM
FRADKIN STEVEN L President/Wealth Management Dec 15, 2017 Option Exercise $97.29 260 25,295 45,647 Jan 25, 2018, 06:03 PM
FRADKIN STEVEN L President/Wealth Management Jan 23, 2018 Option Exercise $106.71 5,968 636,845 45,647 Jan 25, 2018, 06:03 PM
Cohodes Jeffrey D. Executive Vice President Jan 23, 2018 Option Exercise $106.71 13,126 1,400,675 37,589 Jan 25, 2018, 06:02 PM
Cohodes Jeffrey D. Executive Vice President Jan 23, 2018 Option Exercise $106.71 4,737 505,485 32,852 Jan 25, 2018, 06:02 PM
Cohodes Jeffrey D. Executive Vice President Dec 15, 2017 Option Exercise $97.29 195 18,972 24,463 Jan 25, 2018, 06:02 PM
Cherecwich Peter President/C&IS Jan 23, 2018 Option Exercise $106.71 12,728 1,358,205 45,731 Jan 25, 2018, 06:02 PM
Cherecwich Peter President/C&IS Jan 23, 2018 Option Exercise $106.71 4,560 486,598 41,171 Jan 25, 2018, 06:02 PM
BROWNE ROBERT P EVP & Chief Investment Officer Jan 23, 2018 Option Exercise $106.71 15,909 1,697,649 64,041 Jan 25, 2018, 06:02 PM
BROWNE ROBERT P EVP & Chief Investment Officer Jan 23, 2018 Option Exercise $106.71 5,970 637,059 58,071 Jan 25, 2018, 06:02 PM
Bowman Biff Chief Financial Officer Jan 23, 2018 Option Exercise $106.71 15,909 1,697,649 90,641 Jan 25, 2018, 06:02 PM
Bowman Biff Chief Financial Officer Jan 23, 2018 Option Exercise $106.71 5,968 636,845 84,673 Jan 25, 2018, 06:02 PM
Blake Aileen B EVP and Controller Jan 23, 2018 Option Exercise $106.71 3,978 424,492 13,936 Jan 25, 2018, 06:01 PM
Blake Aileen B EVP and Controller Jan 23, 2018 Option Exercise $106.71 1,335 142,458 9,958 Jan 25, 2018, 06:01 PM
MORRISON WILLIAM L Vice Chairman Dec 15, 2017 Option Exercise $97.29 3 292 63,834 Dec 19, 2017, 04:54 PM
MORRISON WILLIAM L Vice Chairman Dec 01, 2017 Sale $96.48 30,000 2,894,400 63,837 Dec 05, 2017, 06:53 PM
Cherecwich Peter President/C&IS Dec 04, 2017 Option Exercise $52.69 7,331 386,270 40,334 Dec 05, 2017, 06:52 PM
Cherecwich Peter President/C&IS Dec 04, 2017 Sale $99.09 7,331 726,429 33,003 Dec 05, 2017, 06:52 PM
Schreuder Jana R COO Nov 30, 2017 Option Exercise $60.85 2,600 158,210 46,200 Dec 04, 2017, 06:46 PM
Schreuder Jana R COO Dec 04, 2017 Option Exercise $60.85 15,889 966,846 59,489 Dec 04, 2017, 06:46 PM
Schreuder Jana R COO Nov 30, 2017 Sale $99.02 2,600 257,452 43,600 Dec 04, 2017, 06:46 PM
Schreuder Jana R COO Dec 04, 2017 Sale $99.23 15,889 1,576,666 43,600 Dec 04, 2017, 06:46 PM
WADDELL FREDERICK H Chairman and CEO Nov 29, 2017 Option Exercise $52.69 44,658 2,353,030 246,177 Nov 30, 2017, 07:07 PM
WADDELL FREDERICK H Chairman and CEO Nov 29, 2017 Sale $97.95 44,658 4,374,268 213,097 Nov 30, 2017, 07:07 PM
St Clair Joyce Executive Vice President Nov 29, 2017 Option Exercise $60.85 18,489 1,125,056 48,344 Nov 30, 2017, 07:07 PM
St Clair Joyce Executive Vice President Nov 29, 2017 Sale $97.51 18,489 1,802,862 29,855 Nov 30, 2017, 07:07 PM
Cherecwich Peter President/C&IS Nov 30, 2017 Sale $97.63 5,128 500,647 33,003 Nov 30, 2017, 07:06 PM
MORRISON WILLIAM L Vice Chairman Oct 20, 2017 Option Exercise $95.62 7,251 693,341 104,895 Oct 25, 2017, 08:16 PM
MORRISON WILLIAM L Vice Chairman Oct 25, 2017 Sale $94.34 11,058 1,043,212 93,837 Oct 25, 2017, 08:16 PM
WADDELL FREDERICK H Chairman and CEO Oct 18, 2017 Option Exercise $52.65 177,964 9,370,525 379,483 Oct 20, 2017, 04:37 PM
WADDELL FREDERICK H Chairman and CEO Oct 18, 2017 Sale $95.64 177,964 17,020,142 237,763 Oct 20, 2017, 04:37 PM
St Clair Joyce Executive Vice President Oct 18, 2017 Option Exercise $58.25 7,665 446,486 37,520 Oct 20, 2017, 04:37 PM
St Clair Joyce Executive Vice President Oct 18, 2017 Sale $95.00 7,665 728,175 29,855 Oct 20, 2017, 04:37 PM
Blake Aileen B EVP and Controller Oct 06, 2017 Sale $94.00 1,000 94,000 13,172 Oct 10, 2017, 07:26 PM
WADDELL FREDERICK H Chairman and CEO Sep 27, 2017 Option Exercise $52.64 100,000 5,264,000 301,519 Sep 28, 2017, 05:04 PM
WADDELL FREDERICK H Chairman and CEO Sep 27, 2017 Sale $92.00 100,000 9,200,000 201,519 Sep 28, 2017, 05:04 PM
Parker Teresa Executive Vice President Sep 27, 2017 Sale $92.00 8,000 736,000 24,053 Sep 28, 2017, 05:04 PM
Blake Aileen B EVP and Controller Sep 27, 2017 Sale $92.00 1,000 92,000 14,172 Sep 28, 2017, 05:03 PM
Schreuder Jana R COO Sep 11, 2017 Sale $90.00 5,581 502,290 16,847 Sep 12, 2017, 07:00 PM
BROWNE ROBERT P EVP & Chief Investment Officer Sep 11, 2017 Sale $90.21 11,000 992,310 48,132 Sep 12, 2017, 06:59 PM
Blake Aileen B EVP and Controller Aug 28, 2017 Sale $90.00 1,000 90,000 15,172 Aug 29, 2017, 04:28 PM
St Clair Joyce Executive Vice President Aug 23, 2017 Sale $89.32 13,814 1,233,866 0 Aug 23, 2017, 05:58 PM
Blake Aileen B EVP and Controller Aug 14, 2017 Option Exercise $52.69 6,762 356,290 16,720 Aug 16, 2017, 06:26 PM
Blake Aileen B EVP and Controller Aug 14, 2017 Sale $88.44 1,000 88,440 16,172 Aug 16, 2017, 06:26 PM
Blake Aileen B EVP and Controller Aug 14, 2017 Sale $88.45 6,762 598,099 9,958 Aug 16, 2017, 06:26 PM
Schreuder Jana R COO Aug 07, 2017 Sale $88.33 5,538 489,172 0 Aug 07, 2017, 07:04 PM
Parker Teresa Executive Vice President Jul 21, 2017 Option Exercise $52.64 11,399 600,043 43,452 Jul 25, 2017, 05:20 PM
Parker Teresa Executive Vice President Jul 21, 2017 Sale $87.65 11,399 999,122 32,053 Jul 25, 2017, 05:20 PM
Levy Susan Cohen Executive VP & General Counsel Jul 17, 2017 Option Exercise $98.08 2,286 224,211 27,548 Jul 18, 2017, 07:46 PM
Leech Wilson EVP/Chief Risk Officer Jul 17, 2017 Option Exercise $98.08 729 71,500 32,526 Jul 18, 2017, 07:46 PM
Potter Stephen N President / Asset Management Jul 03, 2017 Option Exercise $52.69 16,895 890,198 59,808 Jul 06, 2017, 06:54 PM
Potter Stephen N President / Asset Management Jul 05, 2017 Option Exercise $52.69 11,574 609,834 54,487 Jul 06, 2017, 06:54 PM
Potter Stephen N President / Asset Management Jul 03, 2017 Sale $99.09 16,895 1,674,125 42,913 Jul 06, 2017, 06:54 PM
Potter Stephen N President / Asset Management Jul 05, 2017 Sale $99.07 11,574 1,146,636 42,913 Jul 06, 2017, 06:54 PM
Potter Stephen N President / Asset Management Jun 19, 2017 Option Exercise $43.65 48,110 2,100,002 91,023 Jun 21, 2017, 05:36 PM
Potter Stephen N President / Asset Management Jun 19, 2017 Sale $95.20 48,110 4,580,072 42,913 Jun 21, 2017, 05:36 PM
MORRISON WILLIAM L Vice Chairman Jun 12, 2017 Option Exercise $58.53 41,965 2,456,295 154,111 Jun 13, 2017, 05:16 PM
MORRISON WILLIAM L Vice Chairman Jun 12, 2017 Sale $91.89 41,965 3,856,164 112,146 Jun 13, 2017, 05:16 PM
FRADKIN STEVEN L President/Wealth Management Jun 07, 2017 Sale $89.23 14,700 1,311,681 0 Jun 08, 2017, 06:59 PM
Pembleton Susan Gillian EVP/Human Resources May 24, 2017 Option Exercise $70.21 9,793 687,567 29,504 May 26, 2017, 05:21 PM
Pembleton Susan Gillian EVP/Human Resources May 24, 2017 Sale $88.29 9,793 864,624 19,711 May 26, 2017, 05:21 PM
MORRISON WILLIAM L Vice Chairman May 19, 2017 Sale $87.28 25,000 2,182,000 112,146 May 23, 2017, 05:37 PM
Schreuder Jana R COO May 08, 2017 Option Exercise $90.51 6,405 579,717 21,867 May 08, 2017, 07:13 PM
WADDELL FREDERICK H Chairman and CEO May 05, 2017 Option Exercise $50.99 205,923 10,500,014 407,442 May 05, 2017, 07:11 PM
WADDELL FREDERICK H Chairman and CEO May 05, 2017 Sale $90.46 205,923 18,627,794 201,519 May 05, 2017, 07:11 PM
Schreuder Jana R COO Apr 26, 2017 Option Exercise $52.69 28,469 1,500,032 72,069 Apr 28, 2017, 07:20 PM
Schreuder Jana R COO Apr 26, 2017 Sale $92.00 28,469 2,619,148 43,600 Apr 28, 2017, 07:20 PM
Cohodes Jeffrey D. Executive Vice President Apr 27, 2017 Sale $91.67 15,000 1,375,050 24,658 Apr 28, 2017, 07:20 PM
Bowman Biff Chief Financial Officer Apr 27, 2017 Option Exercise $51.80 23,167 1,200,094 98,532 Apr 28, 2017, 07:19 PM
Bowman Biff Chief Financial Officer Apr 27, 2017 Sale $91.77 23,167 2,126,036 75,365 Apr 28, 2017, 07:19 PM
St Clair Joyce Executive Vice President Apr 28, 2017 Sale $90.46 17,406 1,574,547 16,609 Apr 28, 2017, 07:19 PM
POWELL CHARLES D Advisory Director Apr 25, 2017 Option Exercise $90.36 1,531 138,341 0 Apr 27, 2017, 07:14 PM
Schreuder Jana R COO Mar 15, 2017 Option Exercise $52.64 52,312 2,753,704 95,912 Mar 16, 2017, 06:46 PM
Schreuder Jana R COO Mar 16, 2017 Option Exercise $52.64 11,600 610,624 55,200 Mar 16, 2017, 06:46 PM
Schreuder Jana R COO Mar 15, 2017 Sale $90.05 52,312 4,710,696 43,600 Mar 16, 2017, 06:46 PM
Schreuder Jana R COO Mar 16, 2017 Sale $90.00 11,600 1,044,000 43,600 Mar 16, 2017, 06:46 PM
Schreuder Jana R COO Mar 10, 2017 Option Exercise $52.64 5,402 284,361 49,002 Mar 14, 2017, 08:13 PM
Schreuder Jana R COO Mar 13, 2017 Option Exercise $52.64 1,925 101,332 45,525 Mar 14, 2017, 08:13 PM
Schreuder Jana R COO Mar 13, 2017 Sale $90.01 1,925 173,269 43,600 Mar 14, 2017, 08:13 PM
Schreuder Jana R COO Mar 10, 2017 Sale $90.03 5,402 486,342 43,600 Mar 14, 2017, 08:13 PM
St Clair Joyce Executive Vice President Mar 01, 2017 Option Exercise $52.69 28,469 1,500,032 58,324 Mar 02, 2017, 05:17 PM
St Clair Joyce Executive Vice President Mar 01, 2017 Sale $89.44 28,469 2,546,267 29,855 Mar 02, 2017, 05:17 PM
Schreuder Jana R COO Feb 24, 2017 Option Exercise $43.65 48,110 2,100,002 91,710 Feb 27, 2017, 07:54 PM
Schreuder Jana R COO Feb 24, 2017 Sale $87.03 48,110 4,187,013 43,600 Feb 27, 2017, 07:54 PM
Pembleton Susan Gillian EVP/Human Resources Feb 23, 2017 Option Exercise $58.25 6,898 401,809 26,609 Feb 23, 2017, 07:15 PM
Pembleton Susan Gillian EVP/Human Resources Feb 23, 2017 Sale $87.44 6,898 603,161 19,711 Feb 23, 2017, 07:15 PM
MORRISON WILLIAM L Vice Chairman Feb 22, 2017 Option Exercise $71.04 51,762 3,677,171 188,908 Feb 23, 2017, 07:15 PM
MORRISON WILLIAM L Vice Chairman Feb 22, 2017 Sale $87.53 51,762 4,530,728 137,146 Feb 23, 2017, 07:15 PM
Leech Wilson EVP/Chief Risk Officer Feb 21, 2017 Option Exercise $87.84 1,342 117,881 33,255 Feb 23, 2017, 07:14 PM
Leech Wilson EVP/Chief Risk Officer Feb 23, 2017 Option Exercise $60.07 10,614 637,552 43,869 Feb 23, 2017, 07:14 PM
Leech Wilson EVP/Chief Risk Officer Feb 23, 2017 Sale $87.34 10,614 927,027 33,255 Feb 23, 2017, 07:14 PM
FRADKIN STEVEN L President/Wealth Management Feb 22, 2017 Option Exercise $71.23 21,059 1,500,033 66,966 Feb 23, 2017, 07:14 PM
FRADKIN STEVEN L President/Wealth Management Feb 21, 2017 Sale $87.62 21,059 1,845,190 45,907 Feb 23, 2017, 07:14 PM
Leech Wilson EVP/Chief Risk Officer Feb 11, 2017 Option Exercise $86.31 447 38,578 27,463 Feb 14, 2017, 09:56 PM
Leech Wilson EVP/Chief Risk Officer Feb 10, 2017 Option Exercise $85.65 187 16,017 27,910 Feb 14, 2017, 09:56 PM
Karpinski Jane Executive VP & Controller Feb 10, 2017 Option Exercise $85.65 458 39,230 12,626 Feb 14, 2017, 09:55 PM
Karpinski Jane Executive VP & Controller Feb 11, 2017 Option Exercise $86.31 279 24,079 12,347 Feb 14, 2017, 09:55 PM
St Clair Joyce Executive Vice President Feb 11, 2017 Option Exercise $86.31 2,169 187,196 24,106 Feb 14, 2017, 09:53 PM
St Clair Joyce Executive Vice President Feb 10, 2017 Option Exercise $85.65 1,878 160,860 28,851 Feb 14, 2017, 09:53 PM
WADDELL FREDERICK H Chairman and CEO Feb 11, 2017 Option Exercise $86.31 7,210 622,259 183,122 Feb 14, 2017, 09:52 PM
WADDELL FREDERICK H Chairman and CEO Feb 10, 2017 Option Exercise $85.65 6,244 534,830 198,898 Feb 14, 2017, 09:52 PM
Schreuder Jana R COO Feb 10, 2017 Option Exercise $85.65 1,878 160,860 40,041 Feb 14, 2017, 09:45 PM
Schreuder Jana R COO Feb 11, 2017 Option Exercise $86.31 2,169 187,196 35,296 Feb 14, 2017, 09:45 PM
Potter Stephen N President / Asset Management Feb 11, 2017 Option Exercise $86.31 2,169 187,196 37,164 Feb 14, 2017, 09:42 PM
Potter Stephen N President / Asset Management Feb 10, 2017 Option Exercise $85.65 1,878 160,860 41,909 Feb 14, 2017, 09:42 PM
Pembleton Susan Gillian EVP, Human Resources Feb 11, 2017 Option Exercise $86.31 265 22,871 15,111 Feb 14, 2017, 09:42 PM
Pembleton Susan Gillian EVP, Human Resources Feb 10, 2017 Option Exercise $85.65 339 29,037 15,376 Feb 14, 2017, 09:42 PM
Cohodes Jeffrey D. Executive Vice President Feb 11, 2017 Option Exercise $86.31 1,789 154,400 35,058 Feb 14, 2017, 09:42 PM
Cohodes Jeffrey D. Executive Vice President Feb 10, 2017 Option Exercise $85.65 1,550 132,765 36,847 Feb 14, 2017, 09:42 PM
O'Grady Michael President Feb 11, 2017 Option Exercise $86.31 2,169 187,196 80,528 Feb 14, 2017, 09:38 PM
O'Grady Michael President Feb 10, 2017 Option Exercise $85.65 1,878 160,860 82,697 Feb 14, 2017, 09:38 PM
MORRISON WILLIAM L Vice Chairman Feb 11, 2017 Option Exercise $86.31 3,334 287,741 133,739 Feb 14, 2017, 09:38 PM
MORRISON WILLIAM L Vice Chairman Feb 10, 2017 Option Exercise $85.65 2,802 240,005 137,073 Feb 14, 2017, 09:38 PM
FRADKIN STEVEN L President/Wealth Management Feb 10, 2017 Option Exercise $85.65 1,878 160,860 44,519 Feb 14, 2017, 09:38 PM
FRADKIN STEVEN L President/Wealth Management Feb 11, 2017 Option Exercise $86.31 2,169 187,196 39,774 Feb 14, 2017, 09:38 PM
Cherecwich Peter President/C&IS Feb 11, 2017 Option Exercise $86.31 381 32,882 32,880 Feb 14, 2017, 09:37 PM
Cherecwich Peter President/C&IS Feb 10, 2017 Option Exercise $85.65 330 28,266 33,261 Feb 14, 2017, 09:37 PM
BROWNE ROBERT P EVP & Chief Investment Officer Feb 11, 2017 Option Exercise $86.31 4,555 393,119 53,454 Feb 14, 2017, 09:37 PM
BROWNE ROBERT P EVP & Chief Investment Officer Feb 10, 2017 Option Exercise $85.65 1,690 144,757 58,009 Feb 14, 2017, 09:37 PM
Bowman Biff Chief Financial Officer