Annaly Capital Management Inc. (NLY) NEW YORK STOCK EXCHANGE INC.
$18.31 0.26 (1.44%)
Market Cap: $9.16B
As of 12/08/23 04:00 PM EST. Market closed.

Annaly Capital Management Inc. (NLY)
NEW YORK STOCK EXCHANGE INC.
$18.31
0.26 (1.44%)
Market Cap: $9.16B
As of 12/08/23 04:00 PM EST. Market closed.
founded in 1997 as a real estate investment trust (reit), annaly is a leading mortgage reit listed on the new york stock exchange (nyse: nly). annaly's principal business objective is to generate net income for distribution to shareholders through the prudent selection and management of our investments. since inception, annaly has paid over $13 billion in dividends to ... read more
founded in 1997 as a real estate investment trust (reit), annaly is a leading mortgage reit listed on the new york stock exchange (nyse: nly). annaly's principal business objective is to generate net income for distribution to shareholders through the prudent selection and management of our investments. since inception, annaly has paid over $13 billion in dividends to shareholders. read less
Owner | Relationship | Date | Transaction | Cost | # Shares | Value($) | Total Shares | Form 4 |
Finkelstein David L | CEO and CIO | Nov 06, 2023 | Sale | $17.04 | 50,000 | 852,000 | 545,259 | Nov 08, 2023, 04:28 PM |
Green Anthony C | Chief Corporate Officer, CLO | Jul 31, 2023 | Option Exercise | $20.09 | 4,843 | 97,296 | 130,046 | Aug 02, 2023, 04:16 PM |
Finkelstein David L | CEO and CIO | Jul 31, 2023 | Option Exercise | $20.09 | 26,235 | 527,061 | 595,259 | Aug 02, 2023, 04:16 PM |
Finkelstein David L | CEO and CIO | Mar 08, 2023 | Option Exercise | $20.37 | 103,374 | 2,105,728 | 605,809 | Mar 09, 2023, 05:05 PM |
Green Anthony C | Chief Corporate Officer, CLO | Feb 01, 2023 | Option Exercise | $24.00 | 5,863 | 140,712 | 94,644 | Feb 02, 2023, 06:03 PM |
Campbell Steven Francis | President and COO | Feb 01, 2023 | Option Exercise | $24.00 | 5,628 | 135,072 | 48,561 | Feb 02, 2023, 06:02 PM |
Campbell Steven Francis | President and COO | Jan 31, 2023 | Option Exercise | $24.00 | 632 | 15,168 | 52,669 | Feb 02, 2023, 06:02 PM |
Wolfe Serena | Chief Financial Officer | Feb 01, 2023 | Option Exercise | $24.00 | 2,345 | 56,280 | 21,857 | Feb 02, 2023, 06:01 PM |
Finkelstein David L | CEO and CIO | Feb 01, 2023 | Option Exercise | $24.00 | 24,812 | 595,488 | 376,749 | Feb 02, 2023, 06:00 PM |
Finkelstein David L | CEO and CIO | Jan 29, 2023 | Option Exercise | $23.47 | 13,130 | 308,161 | 395,375 | Jan 31, 2023, 06:00 PM |
Campbell Steven Francis | President and COO | Jan 29, 2023 | Option Exercise | $23.47 | 3,030 | 71,114 | 52,912 | Jan 31, 2023, 05:58 PM |
Green Anthony C | Chief Corporate Officer, CLO | Jan 29, 2023 | Option Exercise | $23.47 | 4,377 | 102,728 | 98,923 | Jan 31, 2023, 05:57 PM |
Wolfe Serena | Chief Financial Officer | Jan 29, 2023 | Option Exercise | $23.47 | 2,020 | 47,409 | 23,568 | Jan 31, 2023, 05:56 PM |
Finkelstein David L | CEO and President | Jun 30, 2022 | Option Exercise | $5.91 | 87,790 | 518,839 | 1,612,944 | Jul 05, 2022, 05:42 PM |
Green Anthony C | Chief Corporate Officer, CLO | Jun 30, 2022 | Option Exercise | $5.91 | 16,208 | 95,789 | 405,590 | Jul 05, 2022, 05:41 PM |
Finkelstein David L | CEO and President | Jun 17, 2022 | Buy | $5.56 | 200,000 | 1,112,000 | 1,669,013 | Jun 17, 2022, 04:34 PM |
Wolfe Serena | Chief Financial Officer | Jan 29, 2022 | Option Exercise | $7.90 | 6,966 | 55,031 | 51,312 | Feb 01, 2022, 09:37 PM |
Campbell Steven Francis | Chief Operating Officer | Jan 31, 2022 | Option Exercise | $7.90 | 2,183 | 17,246 | 104,435 | Feb 01, 2022, 09:36 PM |
Campbell Steven Francis | Chief Operating Officer | Jan 29, 2022 | Option Exercise | $7.90 | 10,450 | 82,555 | 105,744 | Feb 01, 2022, 09:36 PM |
Green Anthony C | Chief Corporate Officer, CLO | Jan 29, 2022 | Option Exercise | $7.90 | 15,094 | 119,243 | 296,633 | Feb 01, 2022, 09:36 PM |
Finkelstein David L | CEO and President | Jan 29, 2022 | Option Exercise | $7.90 | 45,280 | 357,712 | 1,004,818 | Feb 01, 2022, 09:36 PM |
Coffey Timothy P | Chief Credit Officer | Jan 29, 2022 | Option Exercise | $7.90 | 2,322 | 18,344 | 261,669 | Feb 01, 2022, 09:35 PM |
Ertas Ilker | Chief Investment Officer | Jan 31, 2022 | Option Exercise | $7.90 | 2,183 | 17,246 | 185,745 | Feb 01, 2022, 09:35 PM |
Ertas Ilker | Chief Investment Officer | Jan 29, 2022 | Option Exercise | $7.90 | 17,416 | 137,586 | 187,054 | Feb 01, 2022, 09:35 PM |
Green Anthony C | Chief Corporate Officer, CLO | Jun 30, 2021 | Option Exercise | $8.88 | 13,895 | 123,388 | 308,842 | Jul 14, 2021, 05:56 PM |
Coffey Timothy P | Chief Credit Officer | Jun 30, 2021 | Option Exercise | $8.88 | 34,737 | 308,465 | 263,547 | Jul 14, 2021, 05:56 PM |
Finkelstein David L | CEO and CIO | Jun 30, 2021 | Option Exercise | $8.88 | 75,504 | 670,476 | 1,042,109 | Jul 14, 2021, 05:56 PM |
Ertas Ilker | Head of Securitized Products | Jan 31, 2021 | Option Exercise | $8.12 | 1,889 | 15,339 | 201,142 | Feb 11, 2021, 05:11 PM |
Campbell Steven Francis | Chief Operating Officer | Jan 31, 2021 | Option Exercise | $8.12 | 1,889 | 15,339 | 114,196 | Feb 11, 2021, 05:10 PM |
Ertas Ilker | Head of Securitized Products | Jan 31, 2021 | Option Exercise | $8.12 | 2,115 | 17,174 | 200,916 | Feb 02, 2021, 04:33 PM |
Campbell Steven Francis | Chief Operating Officer | Jan 31, 2021 | Option Exercise | $8.12 | 2,115 | 17,174 | 113,970 | Feb 02, 2021, 04:32 PM |
VOTEK GLENN | Director | Sep 02, 2020 | Option Exercise | $7.40 | 125,000 | 925,000 | 350,052 | Sep 04, 2020, 09:05 PM |
Hamilton Thomas Edward | Director | May 15, 2020 | Buy | $5.96 | 200,000 | 1,192,920 | 330,000 | May 15, 2020, 04:58 PM |
Green Anthony C | Chief Corporate Officer, CLO | May 12, 2020 | Buy | $5.92 | 12,500 | 73,999 | 163,500 | May 12, 2020, 08:07 PM |
Coffey Timothy P | Chief Credit Officer | May 12, 2020 | Buy | $6.00 | 50,000 | 300,000 | 88,000 | May 12, 2020, 04:29 PM |
Wolfe Serena | Chief Financial Officer | May 04, 2020 | Buy | $5.99 | 20,000 | 119,800 | 20,000 | May 04, 2020, 06:03 PM |
Finkelstein David L | CEO and CIO | May 04, 2020 | Buy | $6.03 | 100,000 | 603,000 | 500,000 | May 04, 2020, 06:02 PM |
Schaefer John H | Director | Nov 25, 2019 | Buy | $9.21 | 10,000 | 92,100 | 87,494 | Nov 26, 2019, 05:06 PM |
Fallon Katherine Beirne | Director | Jun 07, 2019 | Buy | $8.97 | 2,780 | 24,936 | 15,638 | Jun 10, 2019, 04:14 PM |
Finkelstein David L | Chief Investment Officer | May 31, 2019 | Option Exercise | $25.34 | 5,525 | 139,995 | 0 | May 31, 2019, 04:16 PM |
Hamilton Thomas Edward | Director | May 17, 2019 | Buy | $9.47 | 30,000 | 284,100 | 80,000 | May 20, 2019, 07:08 AM |
Hamilton Thomas Edward | Director | May 17, 2019 | Buy | $9.47 | 30,000 | 284,100 | 130,000 | May 20, 2019, 07:08 AM |
Hamilton Thomas Edward | Director | May 17, 2019 | Buy | $9.47 | 30,000 | 284,094 | 130,000 | May 20, 2019, 07:08 AM |
Green Anthony C | Chief Corporate Officer, CLO | May 14, 2019 | Buy | $9.56 | 50,000 | 478,000 | 151,000 | May 15, 2019, 06:49 AM |
Finkelstein David L | Chief Investment Officer | May 13, 2019 | Buy | $9.56 | 100,000 | 955,660 | 400,000 | May 14, 2019, 06:42 AM |
KEYES KEVIN | Chairman, CEO & President | May 06, 2019 | Buy | $9.62 | 300,000 | 2,887,470 | 1,284,779 | May 07, 2019, 09:23 AM |
Green Anthony C | Chief Legal Officer | Feb 21, 2018 | Buy | $10.42 | 23,250 | 242,381 | 101,000 | Feb 21, 2018, 04:35 PM |
DENAHAN WELLINGTON | Chairman of Board/Exec. Chair. | Dec 07, 2017 | Buy | $11.97 | 125,280 | 1,499,990 | 1,798,414 | Dec 08, 2017, 06:10 PM |
VOTEK GLENN | Chief Financial Officer | Dec 01, 2017 | Buy | $11.73 | 25,000 | 293,222 | 91,044 | Dec 01, 2017, 06:10 PM |
SEGALAS DONNELL | Director | Nov 10, 2017 | Buy | $11.34 | 3,900 | 44,209 | 3,000 | Nov 13, 2017, 07:12 PM |
SEGALAS DONNELL | Director | Nov 10, 2017 | Buy | $11.34 | 9,800 | 111,112 | 102,450 | Nov 13, 2017, 07:12 PM |
KEYES KEVIN | CEO & President | Nov 06, 2017 | Buy | $11.12 | 300,000 | 3,335,250 | 984,778 | Nov 07, 2017, 02:58 PM |
Finkelstein David L | Chief Investment Officer | Sep 01, 2017 | Buy | $12.49 | 100,000 | 1,248,650 | 300,000 | Sep 01, 2017, 05:36 PM |
Bovich Francine J. | Director | Aug 17, 2017 | Buy | $12.29 | 13,500 | 165,915 | 13,500 | Aug 17, 2017, 06:39 PM |
SEGALAS DONNELL | Director | Aug 08, 2017 | Buy | $12.19 | 200 | 2,437 | 2,100 | Aug 09, 2017, 05:26 PM |
SEGALAS DONNELL | Director | Aug 08, 2017 | Buy | $12.19 | 9,500 | 115,773 | 93,650 | Aug 09, 2017, 05:26 PM |
SEGALAS DONNELL | Director | Aug 07, 2017 | Buy | $12.09 | 8,000 | 96,706 | 84,150 | Aug 09, 2017, 05:26 PM |
Coffey Timothy P | Chief Credit Officer | Nov 09, 2016 | Buy | $10.15 | 30,000 | 304,500 | 38,000 | Nov 10, 2016, 06:25 PM |
Finkelstein David L | Chief Investment Officer | Nov 04, 2016 | Buy | $10.30 | 100,000 | 1,030,000 | 200,000 | Nov 07, 2016, 06:39 PM |
Singh R Nicholas | Chief Legal Officer | May 06, 2016 | Buy | $10.85 | 130,400 | 1,414,840 | 436,800 | May 09, 2016, 06:00 PM |
Singh R Nicholas | Chief Legal Officer | May 06, 2016 | Buy | $10.85 | 5,200 | 56,420 | 21,899 | May 09, 2016, 06:00 PM |
DENAHAN WELLINGTON | Chairman of Board & CEO | Aug 21, 2015 | Buy | $10.33 | 100,000 | 1,033,000 | 1,673,134 | Aug 24, 2015, 09:48 AM |
VOTEK GLENN | Chief Financial Officer | Aug 17, 2015 | Buy | $10.36 | 25,000 | 259,000 | 51,509 | Aug 18, 2015, 10:32 AM |
BRADY KEVIN | Director | Aug 11, 2015 | Buy | $10.16 | 48,750 | 495,300 | 48,750 | Aug 12, 2015, 02:12 PM |
KEYES KEVIN | President | Aug 07, 2015 | Buy | $10.08 | 300,000 | 3,024,000 | 600,000 | Aug 07, 2015, 01:46 PM |
DENAHAN WELLINGTON | Chairman of Board & CEO | May 08, 2015 | Buy | $10.11 | 13,268 | 134,139 | 1,388,186 | May 13, 2015, 04:05 PM |
DENAHAN WELLINGTON | Chairman of Board & CEO | May 11, 2015 | Buy | $10.04 | 184,948 | 1,856,878 | 1,573,134 | May 13, 2015, 04:05 PM |
DENAHAN WELLINGTON | Chairman of Board & CEO | May 08, 2015 | Buy | $10.04 | 184,948 | 1,856,878 | 1,559,866 | May 12, 2015, 09:12 AM |
VOTEK GLENN | Chief Financial Officer | Mar 18, 2015 | Buy | $10.65 | 25,000 | 266,250 | 25,000 | Mar 20, 2015, 10:25 AM |
DENAHAN WELLINGTON | Chairman of Board & CEO | Aug 13, 2014 | Buy | $11.52 | 86,837 | 1,000,362 | 1,374,918 | Aug 14, 2014, 04:28 PM |
Singh R Nicholas | Chief Legal Officer | Aug 08, 2014 | Buy | $11.46 | 9,284 | 106,395 | 16,699 | Aug 11, 2014, 05:29 PM |
Singh R Nicholas | Chief Legal Officer | Aug 08, 2014 | Buy | $11.46 | 113,500 | 1,300,710 | 306,400 | Aug 11, 2014, 05:29 PM |
Lyght Rose-Marie | Co-CIO | Nov 26, 2013 | Buy | $10.10 | 20,406 | 206,101 | 163,011 | Nov 27, 2013, 08:59 AM |
FORTESCUE JAMES | COO | Nov 11, 2013 | Buy | $10.36 | 25,000 | 259,000 | 160,261 | Nov 13, 2013, 04:05 PM |
KEYES KEVIN | President | Nov 12, 2013 | Buy | $10.43 | 100,000 | 1,043,000 | 300,000 | Nov 12, 2013, 04:05 PM |
DENAHAN WELLINGTON | Chairman of Board & CEO | Nov 08, 2013 | Buy | $10.68 | 93,000 | 993,240 | 1,288,081 | Nov 12, 2013, 06:01 AM |
BRADY KEVIN | Director | Aug 20, 2013 | Buy | $11.01 | 9,000 | 99,090 | 9,000 | Aug 22, 2013, 04:05 PM |
DENAHAN WELLINGTON | Chairman of Board & CEO | Aug 20, 2013 | Buy | $10.99 | 30,200 | 331,898 | 1,043,463 | Aug 21, 2013, 04:05 PM |
DENAHAN WELLINGTON | Chairman of Board & CEO | Aug 21, 2013 | Buy | $10.96 | 151,618 | 1,661,733 | 1,195,081 | Aug 21, 2013, 04:05 PM |
Konrad Kristopher Robert | Co-CIO | Aug 13, 2013 | Buy | $11.72 | 17,000 | 199,240 | 213,035 | Aug 14, 2013, 03:28 PM |
SCHAEFER JOHN H | Director | Aug 12, 2013 | Buy | $11.99 | 10,000 | 119,950 | 35,000 | Aug 14, 2013, 01:48 PM |
DENAHAN WELLINGTON | Chairman of Board & CEO | May 09, 2013 | Option Exercise | $13.25 | 100,000 | 1,325,000 | 1,013,263 | May 13, 2013, 04:06 PM |
SCHAEFER JOHN H | Director | May 06, 2013 | Buy | $15.16 | 25,000 | 379,000 | 25,000 | May 06, 2013, 04:12 PM |
Singh R Nicholas | Chief Legal Officer | Apr 25, 2013 | Option Exercise | $13.25 | 37,500 | 496,875 | 192,900 | Apr 25, 2013, 04:21 PM |
Konrad Kristopher Robert | Co-CIO | Mar 21, 2013 | Option Exercise | $13.25 | 20,000 | 265,000 | 196,035 | Mar 25, 2013, 04:26 PM |
KEYES KEVIN | President | Nov 15, 2012 | Buy | $13.90 | 100,000 | 1,390,000 | 200,000 | Nov 15, 2012, 04:58 PM |
Lyght Rose-Marie | Co-CIO | Nov 13, 2012 | Option Exercise | $13.25 | 15,000 | 198,750 | 142,605 | Nov 14, 2012, 09:41 PM |
FORTESCUE JAMES | COO | Nov 07, 2012 | Option Exercise | $13.25 | 10,000 | 132,500 | 135,261 | Nov 08, 2012, 12:28 PM |
Konrad Kristopher Robert | MD and Head of Port Mgmt | Oct 18, 2012 | Option Exercise | $13.25 | 17,500 | 231,875 | 176,035 | Oct 22, 2012, 12:26 PM |
Diamond Jeremy | MANAGING DIRECTOR | Oct 15, 2012 | Option Exercise | $13.25 | 5,000 | 66,250 | 91,989 | Oct 16, 2012, 02:22 PM |
FARRELL MICHAEL A J | Pres., Chairman of Board & CEO | Oct 02, 2012 | Option Exercise | $15.61 | 112,000 | 1,748,320 | 2,706,392 | Oct 04, 2012, 11:13 AM |
Lyght Rose-Marie | MD, Co-Head Port Mgmt | Sep 24, 2012 | Option Exercise | $13.25 | 7,500 | 99,375 | 127,605 | Sep 26, 2012, 04:31 PM |
Singh R Nicholas | Chief Legal Officer | Sep 12, 2012 | Option Exercise | $13.25 | 37,500 | 496,875 | 155,400 | Sep 13, 2012, 05:30 PM |
LAMBIASE JOHN | Director | May 30, 2012 | Option Exercise | $14.17 | 1,250 | 17,713 | 58,062 | Jun 01, 2012, 04:48 PM |
GREEN JONATHAN D | Director | May 24, 2012 | Option Exercise | $14.17 | 1,250 | 17,713 | 45,750 | May 29, 2012, 04:28 PM |
NORDBERG E WAYNE | Director | May 14, 2012 | Option Exercise | $14.17 | 1,250 | 17,713 | 43,250 | May 16, 2012, 05:22 PM |
BRADY KEVIN | Director | May 09, 2012 | Option Exercise | $13.25 | 12,500 | 165,625 | 44,150 | May 10, 2012, 05:20 PM |
FAGAN KATHRYN | CHIEF FINANCIAL OFFICER | Apr 27, 2012 | Option Exercise | $13.25 | 37,500 | 496,875 | 290,482 | Apr 30, 2012, 01:29 PM |
FARRELL MICHAEL A J | Pres., Chairman of Board & CEO | Apr 24, 2012 | Option Exercise | $13.25 | 100,000 | 1,325,000 | 2,594,392 | Apr 26, 2012, 03:36 PM |
DENAHAN WELLINGTON | Vice Chairman of Board & CIO | Apr 23, 2012 | Option Exercise | $13.25 | 100,000 | 1,325,000 | 913,263 | Apr 24, 2012, 05:13 PM |
SEGALAS DONNELL | Director | Apr 17, 2012 | Option Exercise | $13.25 | 12,500 | 165,625 | 76,150 | Apr 19, 2012, 04:37 PM |
Konrad Kristopher Robert | MD & Co-Head of Port Mgmt | Mar 27, 2012 | Option Exercise | $13.25 | 12,500 | 165,625 | 158,535 | Mar 29, 2012, 05:18 PM |
BRADY KEVIN | Director | Mar 16, 2012 | Option Exercise | $13.25 | 12,500 | 165,625 | 31,650 | Mar 20, 2012, 05:09 PM |
Lyght Rose-Marie | MD, Co-Head Port Mgmt | Feb 23, 2012 | Buy | $16.59 | 500 | 8,295 | 500 | Feb 24, 2012, 04:57 PM |
FORTESCUE JAMES | MD and Head of Liabilities | Feb 02, 2012 | Option Exercise | $13.25 | 20,000 | 265,000 | 125,261 | Feb 03, 2012, 02:36 PM |
FAGAN KATHRYN | CHIEF FINANCIAL OFFICER | Jan 30, 2012 | Option Exercise | $14.15 | 17,369 | 245,743 | 252,982 | Feb 01, 2012, 04:48 PM |
FARRELL MICHAEL A J | Pres., Chairman of Board & CEO | Jan 27, 2012 | Option Exercise | $15.62 | 64,025 | 1,000,003 | 2,494,392 | Jan 30, 2012, 09:05 AM |
Diamond Jeremy | MANAGING DIRECTOR | Dec 15, 2011 | Option Exercise | $12.45 | 5,000 | 62,246 | 83,750 | Dec 16, 2011, 04:47 PM |
Singh R Nicholas | Chief Legal Officer | Dec 14, 2011 | Option Exercise | $13.25 | 5,500 | 72,875 | 117,900 | Dec 16, 2011, 09:24 AM |
Kazel Ronald Daniel | Managing Director | Dec 13, 2011 | Option Exercise | $13.25 | 15,000 | 198,750 | 156,938 | Dec 14, 2011, 02:28 PM |
FAGAN KATHRYN | CHIEF FINANCIAL OFFICER | Dec 08, 2011 | Option Exercise | $13.25 | 20,000 | 265,000 | 235,613 | Dec 12, 2011, 12:41 PM |
Konrad Kristopher Robert | MD & Co-Head of Port Mgmt | Dec 06, 2011 | Option Exercise | $13.25 | 20,000 | 265,000 | 146,035 | Dec 08, 2011, 09:14 AM |
Lyght Rose-Marie | MD, Co-Head Port Mgmt | Nov 23, 2011 | Option Exercise | $13.25 | 7,500 | 99,375 | 120,105 | Nov 28, 2011, 04:23 PM |
Lyght Rose-Marie | MD, Co-Head Port Mgmt | Nov 14, 2011 | Buy | $26.29 | 500 | 13,145 | 500 | Nov 17, 2011, 12:40 PM |
FORTESCUE JAMES | MD and Head of Liabilities | Aug 09, 2011 | Option Exercise | $11.72 | 10,000 | 117,200 | 105,261 | Aug 10, 2011, 01:31 PM |
FARRELL MICHAEL A J | Pres., Chairman of Board & CEO | Aug 09, 2011 | Option Exercise | $13.25 | 100,000 | 1,325,000 | 2,430,367 | Aug 10, 2011, 11:03 AM |
KEYES KEVIN | Chf. Strat. Off, Head Cap. Mkt | Aug 08, 2011 | Buy | $17.13 | 50,000 | 856,500 | 100,000 | Aug 09, 2011, 12:00 PM |
Diamond Jeremy | MANAGING DIRECTOR | Jul 25, 2011 | Option Exercise | $11.72 | 5,000 | 58,600 | 78,750 | Jul 25, 2011, 04:41 PM |
FAGAN KATHRYN | CHIEF FINANCIAL OFFICER | Jul 19, 2011 | Option Exercise | $13.25 | 19,000 | 251,750 | 215,613 | Jul 19, 2011, 06:31 PM |
Konrad Kristopher Robert | MD & Co-Head of Port Mgmt | Jun 30, 2011 | Option Exercise | $13.25 | 20,000 | 265,000 | 126,035 | Jun 30, 2011, 07:05 PM |
Lyght Rose-Marie | MD, Co-Head Port Mgmt | Jun 30, 2011 | Option Exercise | $13.25 | 7,500 | 99,375 | 112,605 | Jun 30, 2011, 06:52 PM |
Singh R Nicholas | Chief Legal Officer | Jun 23, 2011 | Option Exercise | $13.25 | 32,000 | 424,000 | 112,400 | Jun 23, 2011, 05:35 PM |
DENAHAN WELLINGTON | Vice Chairman of Board & CIO | May 17, 2011 | Option Exercise | $13.25 | 200,000 | 2,650,000 | 813,263 | May 18, 2011, 01:59 PM |
SEGALAS DONNELL | Director | Apr 06, 2011 | Option Exercise | $11.75 | 16,250 | 190,988 | 63,650 | Apr 08, 2011, 03:13 PM |
FARRELL MICHAEL A J | Pres., Chairman of Board & CEO | Mar 30, 2011 | Option Exercise | $13.25 | 100,000 | 1,325,000 | 2,330,367 | Mar 30, 2011, 10:29 AM |
Kazel Ronald Daniel | Managing Director | Mar 28, 2011 | Option Exercise | $13.25 | 30,000 | 397,500 | 141,938 | Mar 28, 2011, 03:23 PM |
FORTESCUE JAMES | MD and Head of Liabilities | Mar 28, 2011 | Option Exercise | $11.72 | 5,968 | 69,945 | 95,261 | Mar 28, 2011, 03:21 PM |
Diamond Jeremy | MANAGING DIRECTOR | Mar 01, 2011 | Option Exercise | $11.72 | 10,000 | 117,200 | 73,750 | Mar 02, 2011, 09:59 AM |
Lyght Rose-Marie | MD, Co-Head Port Mgmt | Jan 14, 2011 | Option Exercise | $13.25 | 22,400 | 296,800 | 105,105 | Jan 19, 2011, 11:53 AM |
FORTESCUE JAMES | MD and Head of Liabilities | Dec 22, 2010 | Option Exercise | $12.57 | 9,000 | 113,130 | 88,543 | Dec 22, 2010, 12:00 PM |
FAGAN KATHRYN | CHIEF FINANCIAL OFFICER | Dec 20, 2010 | Option Exercise | $13.25 | 15,000 | 198,750 | 196,613 | Dec 21, 2010, 12:24 PM |
Singh R Nicholas | Chief Legal Officer | Dec 16, 2010 | Option Exercise | $13.25 | 7,500 | 99,375 | 80,400 | Dec 16, 2010, 02:01 PM |
Konrad Kristopher Robert | MD and Co-Head of Port Mgmt | Dec 09, 2010 | Option Exercise | $13.25 | 12,500 | 165,625 | 106,035 | Dec 10, 2010, 10:42 AM |
Lyght Rose-Marie | MD, Co-Head Port Mgmt | Dec 07, 2010 | Option Exercise | $13.25 | 7,550 | 100,038 | 82,705 | Dec 07, 2010, 10:19 AM |
BRADY KEVIN | Director | Dec 02, 2010 | Option Exercise | $13.38 | 42,500 | 568,775 | 63,150 | Dec 03, 2010, 02:51 PM |
Diamond Jeremy | MANAGING DIRECTOR | Nov 17, 2010 | Option Exercise | $11.72 | 5,000 | 58,600 | 62,246 | Nov 18, 2010, 08:43 PM |
SEGALAS DONNELL | Director | Nov 08, 2010 | Option Exercise | $7.94 | 3,250 | 25,805 | 45,600 | Nov 10, 2010, 06:00 AM |
GREEN JONATHAN D | Director | Oct 21, 2010 | Option Exercise | $7.94 | 3,250 | 25,805 | 44,500 | Oct 25, 2010, 10:19 AM |
Singh R Nicholas | Chief Legal Officer | Oct 04, 2010 | Option Exercise | $13.25 | 15,000 | 198,750 | 72,900 | Oct 06, 2010, 09:29 AM |
LAMBIASE JOHN | Director | Oct 01, 2010 | Option Exercise | $7.94 | 4,874 | 38,700 | 56,812 | Oct 04, 2010, 08:38 AM |
Diamond Jeremy | Managing Director | Aug 04, 2010 | Option Exercise | $11.72 | 5,000 | 58,600 | 57,246 | Aug 04, 2010, 09:11 PM |
Kazel Ronald Daniel | Managing Director | Aug 04, 2010 | Option Exercise | $15.70 | 20,000 | 314,000 | 111,938 | Aug 04, 2010, 08:50 PM |
Owner | Relationship | Date | Value($) |
Finkelstein David L | CEO and CIO | 11/06/2023 | 852,000 |
Green Anthony C | Chief Corporate Officer, CLO | 07/31/2023 | 97,296 |
Finkelstein David L | CEO and CIO | 07/31/2023 | 527,061 |
Finkelstein David L | CEO and CIO | 03/08/2023 | 2,105,728 |
Green Anthony C | Chief Corporate Officer, CLO | 02/01/2023 | 140,712 |
Campbell Steven Francis | President and COO | 02/01/2023 | 135,072 |
Campbell Steven Francis | President and COO | 01/31/2023 | 15,168 |
Wolfe Serena | Chief Financial Officer | 02/01/2023 | 56,280 |
Finkelstein David L | CEO and CIO | 02/01/2023 | 595,488 |
Finkelstein David L | CEO and CIO | 01/29/2023 | 308,161 |
Campbell Steven Francis | President and COO | 01/29/2023 | 71,114 |
Green Anthony C | Chief Corporate Officer, CLO | 01/29/2023 | 102,728 |
Wolfe Serena | Chief Financial Officer | 01/29/2023 | 47,409 |
Finkelstein David L | CEO and President | 06/30/2022 | 518,839 |
Green Anthony C | Chief Corporate Officer, CLO | 06/30/2022 | 95,789 |
Finkelstein David L | CEO and President | 06/17/2022 | 1,112,000 |
Wolfe Serena | Chief Financial Officer | 01/29/2022 | 55,031 |
Campbell Steven Francis | Chief Operating Officer | 01/31/2022 | 17,246 |
Campbell Steven Francis | Chief Operating Officer | 01/29/2022 | 82,555 |
Green Anthony C | Chief Corporate Officer, CLO | 01/29/2022 | 119,243 |
Finkelstein David L | CEO and President | 01/29/2022 | 357,712 |
Coffey Timothy P | Chief Credit Officer | 01/29/2022 | 18,344 |
Ertas Ilker | Chief Investment Officer | 01/31/2022 | 17,246 |
Ertas Ilker | Chief Investment Officer | 01/29/2022 | 137,586 |
Green Anthony C | Chief Corporate Officer, CLO | 06/30/2021 | 123,388 |
Coffey Timothy P | Chief Credit Officer | 06/30/2021 | 308,465 |
Finkelstein David L | CEO and CIO | 06/30/2021 | 670,476 |
Ertas Ilker | Head of Securitized Products | 01/31/2021 | 15,339 |
Campbell Steven Francis | Chief Operating Officer | 01/31/2021 | 15,339 |
Ertas Ilker | Head of Securitized Products | 01/31/2021 | 17,174 |
Campbell Steven Francis | Chief Operating Officer | 01/31/2021 | 17,174 |
VOTEK GLENN | Director | 09/02/2020 | 925,000 |
Hamilton Thomas Edward | Director | 05/15/2020 | 1,192,920 |
Green Anthony C | Chief Corporate Officer, CLO | 05/12/2020 | 73,999 |
Coffey Timothy P | Chief Credit Officer | 05/12/2020 | 300,000 |
Wolfe Serena | Chief Financial Officer | 05/04/2020 | 119,800 |
Finkelstein David L | CEO and CIO | 05/04/2020 | 603,000 |
Schaefer John H | Director | 11/25/2019 | 92,100 |
Fallon Katherine Beirne | Director | 06/07/2019 | 24,936 |
Finkelstein David L | Chief Investment Officer | 05/31/2019 | 139,995 |
Hamilton Thomas Edward | Director | 05/17/2019 | 284,100 |
Hamilton Thomas Edward | Director | 05/17/2019 | 284,100 |
Hamilton Thomas Edward | Director | 05/17/2019 | 284,094 |
Green Anthony C | Chief Corporate Officer, CLO | 05/14/2019 | 478,000 |
Finkelstein David L | Chief Investment Officer | 05/13/2019 | 955,660 |
KEYES KEVIN | Chairman, CEO & President | 05/06/2019 | 2,887,470 |
Green Anthony C | Chief Legal Officer | 02/21/2018 | 242,381 |
DENAHAN WELLINGTON | Chairman of Board/Exec. Chair. | 12/07/2017 | 1,499,990 |
VOTEK GLENN | Chief Financial Officer | 12/01/2017 | 293,222 |
SEGALAS DONNELL | Director | 11/10/2017 | 44,209 |
SEGALAS DONNELL | Director | 11/10/2017 | 111,112 |
KEYES KEVIN | CEO & President | 11/06/2017 | 3,335,250 |
Finkelstein David L | Chief Investment Officer | 09/01/2017 | 1,248,650 |
Bovich Francine J. | Director | 08/17/2017 | 165,915 |
SEGALAS DONNELL | Director | 08/08/2017 | 2,437 |
SEGALAS DONNELL | Director | 08/08/2017 | 115,773 |
SEGALAS DONNELL | Director | 08/07/2017 | 96,706 |
Coffey Timothy P | Chief Credit Officer | 11/09/2016 | 304,500 |
Finkelstein David L | Chief Investment Officer | 11/04/2016 | 1,030,000 |
Singh R Nicholas | Chief Legal Officer | 05/06/2016 | 1,414,840 |
Singh R Nicholas | Chief Legal Officer | 05/06/2016 | 56,420 |
DENAHAN WELLINGTON | Chairman of Board & CEO | 08/21/2015 | 1,033,000 |
VOTEK GLENN | Chief Financial Officer | 08/17/2015 | 259,000 |
BRADY KEVIN | Director | 08/11/2015 | 495,300 |
KEYES KEVIN | President | 08/07/2015 | 3,024,000 |
DENAHAN WELLINGTON | Chairman of Board & CEO | 05/08/2015 | 134,139 |
DENAHAN WELLINGTON | Chairman of Board & CEO | 05/11/2015 | 1,856,878 |
DENAHAN WELLINGTON | Chairman of Board & CEO | 05/08/2015 | 1,856,878 |
VOTEK GLENN | Chief Financial Officer | 03/18/2015 | 266,250 |
DENAHAN WELLINGTON | Chairman of Board & CEO | 08/13/2014 | 1,000,362 |
Singh R Nicholas | Chief Legal Officer | 08/08/2014 | 106,395 |
Singh R Nicholas | Chief Legal Officer | 08/08/2014 | 1,300,710 |
Lyght Rose-Marie | Co-CIO | 11/26/2013 | 206,101 |
FORTESCUE JAMES | COO | 11/11/2013 | 259,000 |
KEYES KEVIN | President | 11/12/2013 | 1,043,000 |
DENAHAN WELLINGTON | Chairman of Board & CEO | 11/08/2013 | 993,240 |
BRADY KEVIN | Director | 08/20/2013 | 99,090 |
DENAHAN WELLINGTON | Chairman of Board & CEO | 08/20/2013 | 331,898 |
DENAHAN WELLINGTON | Chairman of Board & CEO | 08/21/2013 | 1,661,733 |
Konrad Kristopher Robert | Co-CIO | 08/13/2013 | 199,240 |
SCHAEFER JOHN H | Director | 08/12/2013 | 119,950 |
DENAHAN WELLINGTON | Chairman of Board & CEO | 05/09/2013 | 1,325,000 |
SCHAEFER JOHN H | Director | 05/06/2013 | 379,000 |
Singh R Nicholas | Chief Legal Officer | 04/25/2013 | 496,875 |
Konrad Kristopher Robert | Co-CIO | 03/21/2013 | 265,000 |
KEYES KEVIN | President | 11/15/2012 | 1,390,000 |
Lyght Rose-Marie | Co-CIO | 11/13/2012 | 198,750 |
FORTESCUE JAMES | COO | 11/07/2012 | 132,500 |
Konrad Kristopher Robert | MD and Head of Port Mgmt | 10/18/2012 | 231,875 |
Diamond Jeremy | MANAGING DIRECTOR | 10/15/2012 | 66,250 |
FARRELL MICHAEL A J | Pres., Chairman of Board & CEO | 10/02/2012 | 1,748,320 |
Lyght Rose-Marie | MD, Co-Head Port Mgmt | 09/24/2012 | 99,375 |
Singh R Nicholas | Chief Legal Officer | 09/12/2012 | 496,875 |
LAMBIASE JOHN | Director | 05/30/2012 | 17,713 |
GREEN JONATHAN D | Director | 05/24/2012 | 17,713 |
NORDBERG E WAYNE | Director | 05/14/2012 | 17,713 |
BRADY KEVIN | Director | 05/09/2012 | 165,625 |
FAGAN KATHRYN | CHIEF FINANCIAL OFFICER | 04/27/2012 | 496,875 |
FARRELL MICHAEL A J | Pres., Chairman of Board & CEO | 04/24/2012 | 1,325,000 |
DENAHAN WELLINGTON | Vice Chairman of Board & CIO | 04/23/2012 | 1,325,000 |
SEGALAS DONNELL | Director | 04/17/2012 | 165,625 |
Konrad Kristopher Robert | MD & Co-Head of Port Mgmt | 03/27/2012 | 165,625 |
BRADY KEVIN | Director | 03/16/2012 | 165,625 |
Lyght Rose-Marie | MD, Co-Head Port Mgmt | 02/23/2012 | 8,295 |
FORTESCUE JAMES | MD and Head of Liabilities | 02/02/2012 | 265,000 |
FAGAN KATHRYN | CHIEF FINANCIAL OFFICER | 01/30/2012 | 245,743 |
FARRELL MICHAEL A J | Pres., Chairman of Board & CEO | 01/27/2012 | 1,000,003 |
Diamond Jeremy | MANAGING DIRECTOR | 12/15/2011 | 62,246 |
Singh R Nicholas | Chief Legal Officer | 12/14/2011 | 72,875 |
Kazel Ronald Daniel | Managing Director | 12/13/2011 | 198,750 |
FAGAN KATHRYN | CHIEF FINANCIAL OFFICER | 12/08/2011 | 265,000 |
Konrad Kristopher Robert | MD & Co-Head of Port Mgmt | 12/06/2011 | 265,000 |
Lyght Rose-Marie | MD, Co-Head Port Mgmt | 11/23/2011 | 99,375 |
Lyght Rose-Marie | MD, Co-Head Port Mgmt | 11/14/2011 | 13,145 |
FORTESCUE JAMES | MD and Head of Liabilities | 08/09/2011 | 117,200 |
FARRELL MICHAEL A J | Pres., Chairman of Board & CEO | 08/09/2011 | 1,325,000 |
KEYES KEVIN | Chf. Strat. Off, Head Cap. Mkt | 08/08/2011 | 856,500 |
Diamond Jeremy | MANAGING DIRECTOR | 07/25/2011 | 58,600 |
FAGAN KATHRYN | CHIEF FINANCIAL OFFICER | 07/19/2011 | 251,750 |
Konrad Kristopher Robert | MD & Co-Head of Port Mgmt | 06/30/2011 | 265,000 |
Lyght Rose-Marie | MD, Co-Head Port Mgmt | 06/30/2011 | 99,375 |
Singh R Nicholas | Chief Legal Officer | 06/23/2011 | 424,000 |
DENAHAN WELLINGTON | Vice Chairman of Board & CIO | 05/17/2011 | 2,650,000 |
SEGALAS DONNELL | Director | 04/06/2011 | 190,988 |
FARRELL MICHAEL A J | Pres., Chairman of Board & CEO | 03/30/2011 | 1,325,000 |
Kazel Ronald Daniel | Managing Director | 03/28/2011 | 397,500 |
FORTESCUE JAMES | MD and Head of Liabilities | 03/28/2011 | 69,945 |
Diamond Jeremy | MANAGING DIRECTOR | 03/01/2011 | 117,200 |
Lyght Rose-Marie | MD, Co-Head Port Mgmt | 01/14/2011 | 296,800 |
FORTESCUE JAMES | MD and Head of Liabilities | 12/22/2010 | 113,130 |
FAGAN KATHRYN | CHIEF FINANCIAL OFFICER | 12/20/2010 | 198,750 |
Singh R Nicholas | Chief Legal Officer | 12/16/2010 | 99,375 |
Konrad Kristopher Robert | MD and Co-Head of Port Mgmt | 12/09/2010 | 165,625 |
Lyght Rose-Marie | MD, Co-Head Port Mgmt | 12/07/2010 | 100,038 |
BRADY KEVIN | Director | 12/02/2010 | 568,775 |
Diamond Jeremy | MANAGING DIRECTOR | 11/17/2010 | 58,600 |
SEGALAS DONNELL | Director | 11/08/2010 | 25,805 |
GREEN JONATHAN D | Director | 10/21/2010 | 25,805 |
Singh R Nicholas | Chief Legal Officer | 10/04/2010 | 198,750 |
LAMBIASE JOHN | Director | 10/01/2010 | 38,700 |
Diamond Jeremy | Managing Director | 08/04/2010 | 58,600 |
Kazel Ronald Daniel | Managing Director | 08/04/2010 | 314,000 |
Fund | # Shares Owned | % of Portfolio | % Change | Investing Style |
---|---|---|---|---|
BLACKROCK INC. | 56,620,755 | 0.03% | 0.84% | Other |
GEODE CAPITAL MANAGEMENT, LLC | 8,770,168 | 0.02% | 3.67% | Other |
BALYASNY ASSET MANAGEMENT L.P. | 2,356,288 | 0.09% | -3.43% | Event Driven |
HBK INVESTMENTS L P | 420,000 (Call) | 0.05% | Exited | Event Driven |
UBS OCONNOR LLC | 349,615 | 0.17% | 0.3% | Value |
D. E. SHAW & CO., INC. | 193,142 | 0.00379% | 212.8% | Other |
D. E. SHAW & CO., INC. | 30,000 (Put) | 0.00059% | -84.21% | Other |
HOLOCENE ADVISORS, LP | 174,173 | 0.01% | 6.74% | Growth At A Reasonable Price |
HBK INVESTMENTS L P | 100,000 (Put) | 0.01% | 150% | Event Driven |
INFRASTRUCTURE CAPITAL ADVISORS, LLC | 51,965 | 0.1% | Exited | Other |
CANDRIAM S.C.A. | 43,514 | 0.0058% | -10.43% | Other |
D. E. SHAW & CO., INC. | 30,000 (Call) | 0.00059% | No change | Other |
ALPS ADVISORS INC | 25,427 | 0.00442% | Exited | Other |
RENAISSANCE TECHNOLOGIES LLC | 25,415 | 0.00073% | Exited | Other |
TUDOR INVESTMENT CORP ET AL | 10,400 (Put) | 0.00248% | Exited | Event Driven, Other |
DUPONT CAPITAL MANAGEMENT CORP | 2,032 | 0.002% | Exited | Other |
Period of Report: 09/30/2023
10-K/10-Q Filings: View