Novabay Pharmaceuticals Inc. (NBY) NYSE MKT LLC
$0.07 (0.01) (-12.02%)
Market Cap: $2.97M
As of 04/22/24 04:00 PM EDT. Market closed.
Novabay Pharmaceuticals Inc. (NBY)
NYSE MKT LLC
$0.07
(0.01) (-12.02%)
Market Cap: $2.97M
As of 04/22/24 04:00 PM EDT. Market closed.
novabay pharmaceuticals $nby is a biopharmaceutical company focusing, commercializing and developing its non-antibiotic anti-infective products to address the unmet therapeutic needs of the global eye care market. novabay has two distinct product categories: the neutrox™ family of products, led by avenova™ for the eye care market, neutrophase® for wound care, and cellerx™ for the ... read more
Owner | Relationship | Date | Transaction | Cost | # Shares | Value($) | Total Shares | Form 4 |
Kunin Audrey | Chief Product Officer | Dec 06, 2022 | Sale | $1.81 | 1 | 2 | 0 | Dec 07, 2022, 04:55 PM |
Kunin Jeffrey | President, DERMAdoctor, LLC | Dec 06, 2022 | Sale | $1.81 | 1 | 2 | 0 | Dec 07, 2022, 04:55 PM |
Kunin Audrey | Chief Product Officer | Nov 21, 2022 | Sale | $2.10 | 5,960 | 12,545 | 1 | Dec 05, 2022, 05:30 PM |
Kunin Jeffrey | President, DERMAdoctor, LLC | Nov 21, 2022 | Sale | $2.10 | 5,960 | 12,545 | 1 | Dec 05, 2022, 05:30 PM |
Kunin Audrey | Chief Product Officer | Nov 21, 2022 | Sale | $2.10 | 5,960 | 12,545 | 0 | Nov 23, 2022, 04:16 PM |
Kunin Jeffrey | President, DERMAdoctor, LLC | Nov 21, 2022 | Sale | $2.10 | 5,960 | 12,545 | 0 | Nov 23, 2022, 04:15 PM |
Hall Justin | CEO, GC and Director | Sep 14, 2022 | Buy | $0.15 | 10,000 | 1,500 | 83,172 | Sep 16, 2022, 08:45 PM |
Kunin Jeffrey | President, DERMAdoctor, LLC | Sep 14, 2022 | Sale | $0.16 | 291,368 | 46,094 | 208,632 | Sep 16, 2022, 06:26 PM |
Kunin Audrey | Chief Product Officer | Sep 14, 2022 | Sale | $0.16 | 291,368 | 46,094 | 208,632 | Sep 16, 2022, 06:24 PM |
Kunin Jeffrey | President, DERMAdoctor, LLC | Dec 03, 2021 | Buy | $0.46 | 101,650 | 47,013 | 500,000 | Dec 07, 2021, 05:46 PM |
Kunin Audrey | Chief Product Officer | Dec 03, 2021 | Buy | $0.46 | 101,650 | 47,013 | 500,000 | Dec 07, 2021, 05:43 PM |
Hall Justin | CEO, GC and Director | Dec 06, 2021 | Buy | $0.43 | 69,767 | 30,000 | 73,172 | Dec 06, 2021, 08:03 PM |
Kunin Jeffrey | President, DERMAdoctor, LLC | Dec 02, 2021 | Buy | $0.48 | 262,369 | 124,888 | 398,350 | Dec 06, 2021, 04:31 PM |
Kunin Audrey | Chief Product Officer | Dec 02, 2021 | Buy | $0.48 | 262,369 | 124,888 | 398,350 | Dec 06, 2021, 04:31 PM |
Jones Andrew D. | CFO | Dec 03, 2021 | Buy | $0.44 | 8,690 | 3,824 | 90,696 | Dec 06, 2021, 04:30 PM |
Jones Andrew D. | CFO | Dec 06, 2021 | Buy | $0.44 | 36,765 | 16,177 | 127,461 | Dec 06, 2021, 04:30 PM |
Kunin Audrey | Chief Product Officer | Dec 01, 2021 | Buy | $0.49 | 14,848 | 7,276 | 135,981 | Dec 03, 2021, 04:30 PM |
Kunin Jeffrey | President, DERMAdoctor, LLC | Dec 01, 2021 | Buy | $0.49 | 14,848 | 7,276 | 135,981 | Dec 03, 2021, 04:30 PM |
Kunin Jeffrey | President, DERMAdoctor, LLC | Nov 30, 2021 | Buy | $0.46 | 30,000 | 13,800 | 121,133 | Dec 02, 2021, 04:30 PM |
Kunin Audrey | Chief Product Officer | Nov 30, 2021 | Buy | $0.46 | 30,000 | 13,800 | 121,133 | Dec 02, 2021, 04:30 PM |
Kunin Audrey | Chief Product Officer | Nov 23, 2021 | Buy | $0.46 | 66,133 | 30,368 | 91,133 | Nov 24, 2021, 04:46 PM |
Kunin Audrey | Chief Product Officer | Nov 22, 2021 | Buy | $0.46 | 25,000 | 11,500 | 25,000 | Nov 24, 2021, 04:46 PM |
Kunin Jeffrey | President, DERMAdoctor, LLC | Nov 23, 2021 | Buy | $0.46 | 66,133 | 30,368 | 91,133 | Nov 24, 2021, 04:46 PM |
Kunin Jeffrey | President, DERMAdoctor, LLC | Nov 22, 2021 | Buy | $0.46 | 25,000 | 11,500 | 25,000 | Nov 24, 2021, 04:46 PM |
WU MIJIA | Director | Aug 17, 2020 | Option Exercise | $0.30 | 20,000 | 6,000 | 20,000 | Aug 19, 2020, 04:24 PM |
WU MIJIA | Director | Aug 17, 2020 | Sale | $1.35 | 20,000 | 27,000 | 0 | Aug 19, 2020, 04:24 PM |
Fu Jian Ping | 10% Owner | Aug 01, 2020 | Sale | $1.23 | 1,302,350 | 1,601,891 | 4,000,000 | Aug 04, 2020, 06:04 PM |
Raleigh Jason Philip | Interim CFO and Treasurer | Jun 11, 2019 | Option Exercise | $2.35 | 9,750 | 22,912 | 9,750 | Oct 28, 2019, 04:30 PM |
Raleigh Jason Philip | Interim CFO and Treasurer | Jun 10, 2019 | Option Exercise | $2.20 | 23,405 | 51,491 | 23,405 | Oct 28, 2019, 04:30 PM |
Raleigh Jason Philip | Interim CFO and Treasurer | Jun 10, 2019 | Sale | $3.00 | 23,405 | 70,215 | 0 | Oct 28, 2019, 04:30 PM |
Raleigh Jason Philip | Interim CFO and Treasurer | Jun 11, 2019 | Sale | $3.75 | 9,750 | 36,563 | 0 | Oct 28, 2019, 04:30 PM |
Hall Justin | Interim President & CEO and GC | Jun 10, 2019 | Option Exercise | $2.02 | 47,500 | 95,950 | 50,905 | Oct 28, 2019, 04:29 PM |
Hall Justin | Interim President & CEO and GC | Jun 10, 2019 | Sale | $3.03 | 47,500 | 143,925 | 3,405 | Oct 28, 2019, 04:29 PM |
Fu Jian Ping | 10% Owner | Jun 11, 2019 | Sale | $3.84 | 380,954 | 1,462,863 | 5,302,350 | Jun 13, 2019, 09:46 PM |
Pioneer Pharma (Hong Kong) Co Ltd | 10% Owner | Jun 11, 2019 | Sale | $4.04 | 24,326 | 98,277 | 5,188,421 | Jun 13, 2019, 09:32 PM |
WU MIJIA | Director | Jun 11, 2019 | Sale | $4.04 | 15,873 | 64,127 | 0 | Jun 13, 2019, 06:03 AM |
WU MIJIA | Director | Jun 10, 2019 | Sale | $2.03 | 47,619 | 96,667 | 0 | Jun 13, 2019, 06:03 AM |
Fu Jian Ping | 10% Owner | Oct 11, 2016 | Option Exercise | $3.15 | 126,985 | 400,003 | 3,983,304 | Oct 11, 2016, 06:44 PM |
SIECZKAREK MARK M | CEO | Sep 30, 2016 | Option Exercise | $1.91 | 273,447 | 522,284 | 988,945 | Oct 03, 2016, 04:32 PM |
WU MIJIA | Director | Sep 30, 2016 | Option Exercise | $3.15 | 15,873 | 50,000 | 47,619 | Oct 03, 2016, 04:24 PM |
Fu Jian Ping | 10% Owner | Sep 22, 2016 | Option Exercise | $1.91 | 968,587 | 1,850,001 | 3,856,319 | Sep 26, 2016, 06:14 PM |
Pioneer Pharma (Singapore) Pte. Ltd. | 10% Owner | Sep 22, 2016 | Option Exercise | $1.91 | 1,308,902 | 2,500,003 | 5,188,421 | Sep 26, 2016, 06:05 PM |
Pioneer Pharma (Singapore) Pte. Ltd. | 10% Owner | Sep 22, 2016 | Option Exercise | $1.81 | 181,300 | 328,153 | 3,879,519 | Sep 26, 2016, 05:45 PM |
Pioneer Pharma (Singapore) Pte. Ltd. | 10% Owner | Aug 01, 2016 | Option Exercise | $1.91 | 1,308,901 | 2,500,001 | 3,698,219 | Aug 02, 2016, 01:26 PM |
SIECZKAREK MARK M | CEO | Aug 01, 2016 | Option Exercise | $1.91 | 261,780 | 500,000 | 715,498 | Aug 02, 2016, 01:18 PM |
Fu Jian Ping | 10% Owner | May 09, 2016 | Option Exercise | $1.91 | 1,937,173 | 3,700,000 | 2,887,732 | May 16, 2016, 02:03 PM |
Pioneer Pharma (Singapore) Pte. Ltd. | 10% Owner | May 09, 2016 | Option Exercise | $1.91 | 1,308,901 | 2,500,001 | 2,389,318 | May 13, 2016, 05:17 PM |
SIECZKAREK MARK M | Director | May 09, 2016 | Option Exercise | $1.91 | 261,780 | 500,000 | 453,718 | May 13, 2016, 02:55 PM |
SIECZKAREK MARK M | Director | Feb 25, 2016 | Option Exercise | $1.91 | 125,387 | 239,489 | 133,246 | Feb 26, 2016, 09:08 PM |
Pioneer Pharma (Singapore) Pte. Ltd. | 10% Owner | Feb 25, 2016 | Option Exercise | $1.91 | 696,590 | 1,330,487 | 1,104,742 | Feb 26, 2016, 09:07 PM |
Najafi Ramin | Chief Executive Officer | Aug 20, 2015 | Buy | $0.44 | 6,000 | 2,640 | 12,000 | Aug 21, 2015, 04:03 PM |
Najafi Ramin | Chief Executive Officer | Aug 19, 2015 | Buy | $0.50 | 6,000 | 3,000 | 6,000 | Aug 21, 2015, 04:03 PM |
SIECZKAREK MARK M | Director | Mar 03, 2015 | Buy | $0.60 | 166,666 | 100,000 | 196,466 | Mar 05, 2015, 06:01 PM |
Najafi Ramin | Chief Executive Officer | Mar 03, 2015 | Buy | $0.60 | 166,666 | 100,000 | 3,391,666 | Mar 05, 2015, 05:44 PM |
Pioneer Pharma (Singapore) Pte. Ltd. | 10% Owner | Mar 03, 2015 | Buy | $0.60 | 2,590,000 | 1,554,000 | 9,595,656 | Mar 05, 2015, 05:01 PM |
Stroman David W. | SVP, Ophthalmic Product Devt. | Dec 12, 2014 | Buy | $0.66 | 10,000 | 6,600 | 23,000 | Dec 16, 2014, 10:05 AM |
PAULSON THOMAS J | CFO | Dec 12, 2014 | Buy | $0.68 | 10,000 | 6,800 | 68,210 | Dec 15, 2014, 01:14 PM |
Najafi Ramin | Chief Executive Officer | Dec 12, 2014 | Buy | $0.65 | 50,000 | 32,500 | 3,225,000 | Dec 15, 2014, 01:04 PM |
PAULSON THOMAS J | CFO | Dec 09, 2014 | Buy | $0.67 | 10,000 | 6,700 | 58,210 | Dec 11, 2014, 12:51 PM |
Najafi Ramin | Chief Executive Officer | Dec 11, 2014 | Buy | $0.60 | 20,000 | 12,000 | 3,175,000 | Dec 11, 2014, 12:43 PM |
Najafi Ramin | Chief Executive Officer | Dec 05, 2014 | Buy | $0.65 | 25,000 | 16,250 | 3,155,000 | Dec 08, 2014, 05:10 PM |
Najafi Ramin | Chief Executive Officer | Dec 02, 2014 | Buy | $0.71 | 18,000 | 12,780 | 3,130,000 | Dec 04, 2014, 05:15 PM |
Wicks Tony D.S. | Director | Dec 02, 2014 | Sale | $0.70 | 20,000 | 14,000 | 213,660 | Dec 04, 2014, 04:52 PM |
Wicks Tony D.S. | Director | Dec 01, 2014 | Sale | $0.69 | 10,000 | 6,900 | 213,680 | Dec 03, 2014, 04:56 PM |
SIECZKAREK MARK M | Director | Jun 04, 2014 | Buy | $0.89 | 4,800 | 4,272 | 29,800 | Jun 05, 2014, 07:53 PM |
SIECZKAREK MARK M | Director | May 19, 2014 | Buy | $0.88 | 25,000 | 22,000 | 25,000 | May 21, 2014, 08:20 PM |
China Pioneer Pharma Holdings Ltd | 10% Owner | May 13, 2014 | Buy | $0.99 | 65,065 | 64,414 | 608,156 | May 14, 2014, 05:22 PM |
China Pioneer Pharma Holdings Ltd | 10% Owner | May 12, 2014 | Buy | $0.99 | 116,107 | 114,946 | 543,091 | May 14, 2014, 05:17 PM |
China Pioneer Pharma Holdings Ltd | 10% Owner | May 09, 2014 | Buy | $0.99 | 318,828 | 315,640 | 426,984 | May 14, 2014, 05:10 PM |
Wicks Tony D.S. | Director | Apr 14, 2014 | Option Exercise | $0.56 | 52,000 | 29,120 | 213,690 | Apr 14, 2014, 02:48 PM |
Dailley Anthony | Director | Mar 17, 2014 | Option Exercise | $0.56 | 9,000 | 5,040 | 285,259 | Mar 21, 2014, 07:24 PM |
China Pioneer Pharma Holdings Ltd | 10% Owner | Dec 02, 2013 | Buy | $1.14 | 5,000,000 | 5,700,000 | 7,005,656 | Dec 04, 2013, 06:52 PM |
Pioneer Pharma (Singapore) Pte. Ltd. | 10% Owner | Dec 02, 2013 | Buy | $1.14 | 5,000,000 | 5,700,000 | 7,005,656 | Dec 04, 2013, 06:00 PM |
Pioneer Pharma (Hong Kong) Co Ltd | 10% Owner | Dec 02, 2013 | Buy | $1.14 | 5,000,000 | 5,700,000 | 7,005,656 | Dec 04, 2013, 05:59 PM |
China Pioneer Pharma Holdings Ltd | 10% Owner | Nov 14, 2013 | Buy | $1.02 | 108,156 | 110,319 | 108,156 | Dec 02, 2013, 04:25 PM |
Li Xinzhou | 10% Owner | Sep 20, 2013 | Sale | $1.87 | 120,000 | 224,988 | 0 | Dec 02, 2013, 02:42 PM |
Najafi Ramin | Chief Executive Officer | Oct 28, 2013 | Option Exercise | $1.75 | 4,557 | 7,975 | 100,195 | Oct 29, 2013, 08:42 PM |
PAULSON THOMAS J | CFO | Oct 28, 2013 | Option Exercise | $1.75 | 3,645 | 6,379 | 63,855 | Oct 29, 2013, 08:27 PM |
Li Xinzhou | 10% Owner | Dec 11, 2012 | Buy | $1.20 | 120,000 | 144,000 | 2,120,000 | Jan 03, 2013, 01:17 PM |
Li Xinzhou | 10% Owner | Oct 31, 2012 | Buy | $1.25 | 1,200,000 | 1,500,000 | 2,000,000 | Jan 02, 2013, 03:25 PM |
Li Xinzhou | 10% Owner | Sep 13, 2012 | Buy | $1.25 | 800,000 | 1,000,000 | 800,000 | Jan 02, 2013, 03:17 PM |
Stroman David W. | SVP, Ophthalmic Product Devt. | Dec 06, 2012 | Buy | $1.24 | 10,000 | 12,400 | 22,000 | Dec 10, 2012, 08:17 PM |
PAULSON THOMAS J | CFO | Dec 06, 2012 | Buy | $1.24 | 10,000 | 12,400 | 63,855 | Dec 10, 2012, 08:06 PM |
Najafi Ramin | Chief Executive Officer | Dec 06, 2012 | Buy | $1.24 | 20,000 | 24,800 | 100,195 | Dec 10, 2012, 08:01 PM |
PAULSON THOMAS J | CFO | Oct 27, 2012 | Option Exercise | $1.31 | 3,645 | 4,775 | 53,855 | Dec 04, 2012, 01:50 PM |
Najafi Ramin | Chief Executive Officer | Oct 27, 2012 | Option Exercise | $1.31 | 4,557 | 5,970 | 80,195 | Dec 04, 2012, 01:50 PM |
NAQU AREA PIONEER PHARMA CO., LTD. | 10% Owner | Oct 31, 2012 | Buy | $1.25 | 1,200,000 | 1,500,000 | 2,000,000 | Nov 20, 2012, 02:14 PM |
Pioneer Pharma (Singapore) Pte. Ltd. | 10% Owner | Oct 31, 2012 | Buy | $1.25 | 1,200,000 | 1,500,000 | 2,000,000 | Nov 05, 2012, 02:12 PM |
Tufts Robert R. | Director | Sep 27, 2012 | Option Exercise | $0.56 | 28,500 | 15,960 | 348,408 | Nov 01, 2012, 07:35 PM |
PAULSON THOMAS J | CFO | May 30, 2012 | Buy | $0.94 | 10,000 | 9,364 | 17,500 | May 31, 2012, 06:27 PM |
Najafi Ramin | Chief Executive Officer | May 29, 2012 | Buy | $0.96 | 6,000 | 5,756 | 34,752 | May 30, 2012, 04:52 PM |
Najafi Ramin | Chief Executive Officer | May 25, 2012 | Buy | $0.99 | 3,500 | 3,465 | 28,752 | May 29, 2012, 02:09 PM |
Freiman Paul E. | Director | Dec 29, 2011 | Option Exercise | $0.20 | 30,000 | 6,000 | 45,137 | Jan 05, 2012, 04:19 PM |
Najafi Ramin | Chief Executive Officer | Oct 27, 2011 | Option Exercise | $1.09 | 50,000 | 54,500 | 202,673 | Nov 01, 2011, 06:24 PM |
PAULSON THOMAS J | CFO | Oct 27, 2011 | Option Exercise | $1.09 | 40,000 | 43,600 | 40,000 | Nov 01, 2011, 06:02 PM |
Najafi Ramin | Chief Executive Officer | Sep 29, 2011 | Option Exercise | $0.90 | 152,673 | 137,406 | 177,925 | Oct 03, 2011, 04:04 PM |
Freiman Paul E. | Director | Sep 12, 2011 | Buy | $0.84 | 3,000 | 2,520 | 15,137 | Sep 13, 2011, 07:52 PM |
PAULSON THOMAS J | CFO | Aug 26, 2011 | Buy | $0.86 | 3,500 | 3,010 | 7,500 | Aug 29, 2011, 02:20 PM |
Najafi Ramin | Chief Executive Officer | Aug 16, 2011 | Buy | $0.85 | 10,000 | 8,500 | 25,252 | Aug 16, 2011, 07:40 PM |
Tufts Robert R. | Director | Aug 15, 2011 | Buy | $0.85 | 5,000 | 4,242 | 319,908 | Aug 16, 2011, 04:37 PM |
Najafi Ramin | Chief Executive Officer | May 27, 2011 | Buy | $1.59 | 500 | 797 | 15,252 | May 31, 2011, 03:55 PM |
Khosrovi Behzad | VP Research and Development | May 27, 2011 | Buy | $1.64 | 1,000 | 1,644 | 136,000 | May 31, 2011, 03:53 PM |
McPherson T. Alex | Director | May 27, 2011 | Buy | $1.65 | 6,200 | 10,217 | 6,700 | May 27, 2011, 04:38 PM |
Najafi Ramin | Chief Executive Officer | May 26, 2011 | Buy | $1.60 | 1,000 | 1,597 | 14,752 | May 27, 2011, 12:08 PM |
Najafi Ramin | Chief Executive Officer | May 24, 2011 | Buy | $1.71 | 2,552 | 4,371 | 13,752 | May 26, 2011, 05:03 PM |
Najafi Ramin | Chief Executive Officer | Sep 02, 2008 | Buy | $1.98 | 1,000 | 1,980 | 7,200 | Feb 01, 2011, 06:01 PM |
Freiman Paul E. | Director | Aug 16, 2010 | Sale | $1.83 | 15,000 | 27,450 | 12,137 | Aug 18, 2010, 01:46 PM |
Owner | Relationship | Date | Value($) |
Kunin Audrey | Chief Product Officer | 12/06/2022 | 2 |
Kunin Jeffrey | President, DERMAdoctor, LLC | 12/06/2022 | 2 |
Kunin Audrey | Chief Product Officer | 11/21/2022 | 12,545 |
Kunin Jeffrey | President, DERMAdoctor, LLC | 11/21/2022 | 12,545 |
Kunin Audrey | Chief Product Officer | 11/21/2022 | 12,545 |
Kunin Jeffrey | President, DERMAdoctor, LLC | 11/21/2022 | 12,545 |
Hall Justin | CEO, GC and Director | 09/14/2022 | 1,500 |
Kunin Jeffrey | President, DERMAdoctor, LLC | 09/14/2022 | 46,094 |
Kunin Audrey | Chief Product Officer | 09/14/2022 | 46,094 |
Kunin Jeffrey | President, DERMAdoctor, LLC | 12/03/2021 | 47,013 |
Kunin Audrey | Chief Product Officer | 12/03/2021 | 47,013 |
Hall Justin | CEO, GC and Director | 12/06/2021 | 30,000 |
Kunin Jeffrey | President, DERMAdoctor, LLC | 12/02/2021 | 124,888 |
Kunin Audrey | Chief Product Officer | 12/02/2021 | 124,888 |
Jones Andrew D. | CFO | 12/03/2021 | 3,824 |
Jones Andrew D. | CFO | 12/06/2021 | 16,177 |
Kunin Audrey | Chief Product Officer | 12/01/2021 | 7,276 |
Kunin Jeffrey | President, DERMAdoctor, LLC | 12/01/2021 | 7,276 |
Kunin Jeffrey | President, DERMAdoctor, LLC | 11/30/2021 | 13,800 |
Kunin Audrey | Chief Product Officer | 11/30/2021 | 13,800 |
Kunin Audrey | Chief Product Officer | 11/23/2021 | 30,368 |
Kunin Audrey | Chief Product Officer | 11/22/2021 | 11,500 |
Kunin Jeffrey | President, DERMAdoctor, LLC | 11/23/2021 | 30,368 |
Kunin Jeffrey | President, DERMAdoctor, LLC | 11/22/2021 | 11,500 |
WU MIJIA | Director | 08/17/2020 | 6,000 |
WU MIJIA | Director | 08/17/2020 | 27,000 |
Fu Jian Ping | 10% Owner | 08/01/2020 | 1,601,891 |
Raleigh Jason Philip | Interim CFO and Treasurer | 06/11/2019 | 22,912 |
Raleigh Jason Philip | Interim CFO and Treasurer | 06/10/2019 | 51,491 |
Raleigh Jason Philip | Interim CFO and Treasurer | 06/10/2019 | 70,215 |
Raleigh Jason Philip | Interim CFO and Treasurer | 06/11/2019 | 36,563 |
Hall Justin | Interim President & CEO and GC | 06/10/2019 | 95,950 |
Hall Justin | Interim President & CEO and GC | 06/10/2019 | 143,925 |
Fu Jian Ping | 10% Owner | 06/11/2019 | 1,462,863 |
Pioneer Pharma (Hong Kong) Co Ltd | 10% Owner | 06/11/2019 | 98,277 |
WU MIJIA | Director | 06/11/2019 | 64,127 |
WU MIJIA | Director | 06/10/2019 | 96,667 |
Fu Jian Ping | 10% Owner | 10/11/2016 | 400,003 |
SIECZKAREK MARK M | CEO | 09/30/2016 | 522,284 |
WU MIJIA | Director | 09/30/2016 | 50,000 |
Fu Jian Ping | 10% Owner | 09/22/2016 | 1,850,001 |
Pioneer Pharma (Singapore) Pte. Ltd. | 10% Owner | 09/22/2016 | 2,500,003 |
Pioneer Pharma (Singapore) Pte. Ltd. | 10% Owner | 09/22/2016 | 328,153 |
Pioneer Pharma (Singapore) Pte. Ltd. | 10% Owner | 08/01/2016 | 2,500,001 |
SIECZKAREK MARK M | CEO | 08/01/2016 | 500,000 |
Fu Jian Ping | 10% Owner | 05/09/2016 | 3,700,000 |
Pioneer Pharma (Singapore) Pte. Ltd. | 10% Owner | 05/09/2016 | 2,500,001 |
SIECZKAREK MARK M | Director | 05/09/2016 | 500,000 |
SIECZKAREK MARK M | Director | 02/25/2016 | 239,489 |
Pioneer Pharma (Singapore) Pte. Ltd. | 10% Owner | 02/25/2016 | 1,330,487 |
Najafi Ramin | Chief Executive Officer | 08/20/2015 | 2,640 |
Najafi Ramin | Chief Executive Officer | 08/19/2015 | 3,000 |
SIECZKAREK MARK M | Director | 03/03/2015 | 100,000 |
Najafi Ramin | Chief Executive Officer | 03/03/2015 | 100,000 |
Pioneer Pharma (Singapore) Pte. Ltd. | 10% Owner | 03/03/2015 | 1,554,000 |
Stroman David W. | SVP, Ophthalmic Product Devt. | 12/12/2014 | 6,600 |
PAULSON THOMAS J | CFO | 12/12/2014 | 6,800 |
Najafi Ramin | Chief Executive Officer | 12/12/2014 | 32,500 |
PAULSON THOMAS J | CFO | 12/09/2014 | 6,700 |
Najafi Ramin | Chief Executive Officer | 12/11/2014 | 12,000 |
Najafi Ramin | Chief Executive Officer | 12/05/2014 | 16,250 |
Najafi Ramin | Chief Executive Officer | 12/02/2014 | 12,780 |
Wicks Tony D.S. | Director | 12/02/2014 | 14,000 |
Wicks Tony D.S. | Director | 12/01/2014 | 6,900 |
SIECZKAREK MARK M | Director | 06/04/2014 | 4,272 |
SIECZKAREK MARK M | Director | 05/19/2014 | 22,000 |
China Pioneer Pharma Holdings Ltd | 10% Owner | 05/13/2014 | 64,414 |
China Pioneer Pharma Holdings Ltd | 10% Owner | 05/12/2014 | 114,946 |
China Pioneer Pharma Holdings Ltd | 10% Owner | 05/09/2014 | 315,640 |
Wicks Tony D.S. | Director | 04/14/2014 | 29,120 |
Dailley Anthony | Director | 03/17/2014 | 5,040 |
China Pioneer Pharma Holdings Ltd | 10% Owner | 12/02/2013 | 5,700,000 |
Pioneer Pharma (Singapore) Pte. Ltd. | 10% Owner | 12/02/2013 | 5,700,000 |
Pioneer Pharma (Hong Kong) Co Ltd | 10% Owner | 12/02/2013 | 5,700,000 |
China Pioneer Pharma Holdings Ltd | 10% Owner | 11/14/2013 | 110,319 |
Li Xinzhou | 10% Owner | 09/20/2013 | 224,988 |
Najafi Ramin | Chief Executive Officer | 10/28/2013 | 7,975 |
PAULSON THOMAS J | CFO | 10/28/2013 | 6,379 |
Li Xinzhou | 10% Owner | 12/11/2012 | 144,000 |
Li Xinzhou | 10% Owner | 10/31/2012 | 1,500,000 |
Li Xinzhou | 10% Owner | 09/13/2012 | 1,000,000 |
Stroman David W. | SVP, Ophthalmic Product Devt. | 12/06/2012 | 12,400 |
PAULSON THOMAS J | CFO | 12/06/2012 | 12,400 |
Najafi Ramin | Chief Executive Officer | 12/06/2012 | 24,800 |
PAULSON THOMAS J | CFO | 10/27/2012 | 4,775 |
Najafi Ramin | Chief Executive Officer | 10/27/2012 | 5,970 |
NAQU AREA PIONEER PHARMA CO., LTD. | 10% Owner | 10/31/2012 | 1,500,000 |
Pioneer Pharma (Singapore) Pte. Ltd. | 10% Owner | 10/31/2012 | 1,500,000 |
Tufts Robert R. | Director | 09/27/2012 | 15,960 |
PAULSON THOMAS J | CFO | 05/30/2012 | 9,364 |
Najafi Ramin | Chief Executive Officer | 05/29/2012 | 5,756 |
Najafi Ramin | Chief Executive Officer | 05/25/2012 | 3,465 |
Freiman Paul E. | Director | 12/29/2011 | 6,000 |
Najafi Ramin | Chief Executive Officer | 10/27/2011 | 54,500 |
PAULSON THOMAS J | CFO | 10/27/2011 | 43,600 |
Najafi Ramin | Chief Executive Officer | 09/29/2011 | 137,406 |
Freiman Paul E. | Director | 09/12/2011 | 2,520 |
PAULSON THOMAS J | CFO | 08/26/2011 | 3,010 |
Najafi Ramin | Chief Executive Officer | 08/16/2011 | 8,500 |
Tufts Robert R. | Director | 08/15/2011 | 4,242 |
Najafi Ramin | Chief Executive Officer | 05/27/2011 | 797 |
Khosrovi Behzad | VP Research and Development | 05/27/2011 | 1,644 |
McPherson T. Alex | Director | 05/27/2011 | 10,217 |
Najafi Ramin | Chief Executive Officer | 05/26/2011 | 1,597 |
Najafi Ramin | Chief Executive Officer | 05/24/2011 | 4,371 |
Najafi Ramin | Chief Executive Officer | 09/02/2008 | 1,980 |
Freiman Paul E. | Director | 08/16/2010 | 27,450 |
Fund | # Shares Owned | % of Portfolio | % Change | Investing Style |
---|---|---|---|---|
RENAISSANCE TECHNOLOGIES LLC | 155,523 | 0.00005% | 164.39% | Other |
GEODE CAPITAL MANAGEMENT, LLC | 25,061 | 0% | No change | Other |
BLACKROCK INC. | 20 | 0% | No change | Other |
Period of Report: 12/31/2023
10-K/10-Q Filings: View