Morgan Stanley. (MS) NEW YORK STOCK EXCHANGE INC.

$98.90 -0.53 (-0.53%)

Market Cap: $168.05B

As of 02/06/23 04:03 PM EST. Market closed.

(MS)

Morgan Stanley. (MS) NEW YORK STOCK EXCHANGE INC.

$98.90 -0.53 (-0.53%)

Market Cap: $168.05B

As of 02/06/23 04:03 PM EST. Market closed.

Morgan Stanley is a leading global financial services firm providing investment banking, securities, wealth management and investment management services. With offices in more than 41 countries, the Firm's employees serve clients worldwide including corporations, governments, institutions and ... read more

Morgan Stanley is a leading global financial services firm providing investment banking, securities, wealth management and investment management services. With offices in more than 41 countries, the Firm's employees serve clients worldwide including corporations, governments, institutions and individuals. read less

COMPANY PROFILE
Sector
Finance and Insurance
Industry
Investment Banking and Securities Dealing
CEO
James Gorman
Full Time Employees
2,020
CEO Compensation (Base)
$1.50M
CEO Compensation (Total)
$28.17M
URL
Address
1585 Broadway, New York, New York, 10036-8200.
Sector
Finance and Insurance
Industry
Investment Banking and Securities Dealing
CEO
James Gorman
Full Time Employees
2,020
CEO Compensation (Base)
$1.50M
CEO Compensation (Total)
$28.17M
Address
1585 Broadway, New York, New York, 10036-8200.
PRICE CHART
1w
1m
3m
6m
YTD
1y
5y
MAX
From: To:
NEWS
KEY STATS
Open
$98.76
Previous Close
$99.43
Days Range
$98.07 - $99.20
52 week range
$70.12 - $105.88
Volume
4,737,920
Avg. Volume (30 days)
9,091,535
Market Cap
$168.05B
Dividend Yield
3.00%
P/E
13.98
Shares Outstanding
1,690,109,419
Open
$98.76
Previous Close
$99.43
Days Range
$98.07 - $99.20
52 week range
$70.12 - $105.88
Volume
4,737,920
Avg. Volume (30 days)
9,091,535
Market Cap
$168.05B
Dividend Yield
3.00%
P/E
13.98
Shares Outstanding
1,690,109,419

Open in: SeekingAlpha Yahoo Finance Fidelity MorningStar

Open in: SeekingAlpha Yahoo Finance Fidelity MorningStar

INSIDER TRANSACTIONS FOR MORGAN STANLEY
OwnerRelationshipDateTransactionCost# SharesValue($)Total SharesForm 4
SIMKOWITZ DANIEL AHead of Investment ManagementJan 31, 2023 Sale$96.548,077779,726315,321Feb 01, 2023, 04:37 PM
SIMKOWITZ DANIEL AHead of Investment ManagementJan 30, 2023 Sale$96.2015,1331,455,861323,398Feb 01, 2023, 04:37 PM
DARLING ALISTAIRDirectorJan 25, 2023 Sale$94.702,000189,41034,465Jan 27, 2023, 04:15 PM
AKRAM RAJADeputy Chief Financial OfficerJan 18, 2023 Option Exercise$97.089,940964,975123,658Jan 20, 2023, 04:30 PM
AKRAM RAJADeputy Chief Financial OfficerJan 18, 2023 Sale$97.005,100494,700118,558Jan 20, 2023, 04:30 PM
YESHAYA SHARONChief Financial OfficerJan 18, 2023 Option Exercise$97.082,410233,96369,185Jan 20, 2023, 04:29 PM
SIMKOWITZ DANIEL AHead of Investment ManagementJan 18, 2023 Option Exercise$97.0822,8372,217,016393,441Jan 20, 2023, 04:28 PM
SIMKOWITZ DANIEL AHead of Investment ManagementJan 18, 2023 Sale$97.0544,9104,358,353354,203Jan 20, 2023, 04:28 PM
SAPERSTEIN ANDREW MCo-President/Head of WMJan 18, 2023 Option Exercise$97.0820,3011,970,821214,996Jan 20, 2023, 04:27 PM
PRUZAN JONATHANChief Operating OfficerJan 18, 2023 Option Exercise$97.0820,3161,972,277406,985Jan 20, 2023, 04:26 PM
PICK EDWARD NCo-President/Head of ISJan 18, 2023 Option Exercise$97.0830,0242,914,730774,965Jan 20, 2023, 04:25 PM
PICK EDWARD NCo-President/Head of ISJan 18, 2023 Sale$96.98135,00013,092,566665,211Jan 20, 2023, 04:25 PM
Hotsuki KeishiChief Risk OfficerJan 18, 2023 Option Exercise$97.0811,6511,131,079318,347Jan 20, 2023, 04:24 PM
GROSSMAN ERIC FChief Legal/Admin OfficerJan 18, 2023 Option Exercise$97.0815,7211,526,195355,234Jan 20, 2023, 04:22 PM
GROSSMAN ERIC FChief Legal/Admin OfficerJan 18, 2023 Sale$97.11120,00011,653,788235,234Jan 20, 2023, 04:22 PM
CRAWLEY MANDELLChief Human Resources OfficerJan 18, 2023 Option Exercise$97.084,090397,05745,911Jan 20, 2023, 04:21 PM
CRAWLEY MANDELLChief Human Resources OfficerJan 19, 2023 Sale$93.753,740350,62542,171Jan 20, 2023, 04:21 PM
GORMAN JAMES PChairman and CEOJan 18, 2023 Option Exercise$97.0860,0185,826,5481,362,348Jan 20, 2023, 04:20 PM
GORMAN JAMES PChairman and CEOJan 18, 2023 Sale$96.93250,00024,233,6371,147,019Jan 20, 2023, 04:20 PM
TRAQUINA PERRY MDirectorDec 01, 2022 Option Exercise$92.8172767,47568,906Dec 02, 2022, 04:07 PM
SCHAPIRO MARY LDirectorDec 01, 2022 Option Exercise$92.8151247,52027,669Dec 02, 2022, 04:06 PM
LUCZO STEPHEN JDirectorDec 01, 2022 Option Exercise$92.8159355,03810,922Dec 02, 2022, 04:05 PM
GLOCER THOMAS HDirectorDec 01, 2022 Option Exercise$92.8186280,005101,925Dec 02, 2022, 04:04 PM
TRAQUINA PERRY MDirectorJun 01, 2022 Option Exercise$84.9079567,49667,035Jun 03, 2022, 04:14 PM
LUCZO STEPHEN JDirectorJun 01, 2022 Option Exercise$84.9064855,01610,156Jun 03, 2022, 04:10 PM
GLOCER THOMAS HDirectorJun 01, 2022 Option Exercise$84.9094279,97799,516Jun 03, 2022, 04:06 PM
AKRAM RAJADeputy Chief Financial OfficerMay 13, 2022 Option Exercise$80.6313711,047108,636May 17, 2022, 04:19 PM
LUCZO STEPHEN JDirectorMay 12, 2022 Buy$79.3025,0001,982,425179,449May 13, 2022, 04:16 PM
AKRAM RAJADeputy Chief Financial OfficerMay 01, 2022 Option Exercise$80.5915,7851,272,113107,702May 03, 2022, 04:09 PM
CORLEY ELIZABETHDirectorApr 21, 2022 Option Exercise$90.3943839,59129,144Apr 25, 2022, 04:09 PM
CORLEY ELIZABETHDirectorApr 21, 2022 Option Exercise$90.392,315209,25426,599Apr 25, 2022, 04:09 PM
SIMKOWITZ DANIEL AHead of Investment ManagementFeb 24, 2022 Option Exercise$93.5555,5645,198,012349,220Feb 25, 2022, 04:27 PM
SAPERSTEIN ANDREW MCo-President/Head of WMFeb 24, 2022 Option Exercise$93.5545,9864,301,990224,706Feb 25, 2022, 04:25 PM
PRUZAN JONATHANChief Operating OfficerFeb 24, 2022 Option Exercise$93.5555,5645,198,012333,692Feb 25, 2022, 04:24 PM
PICK EDWARD NCo-President/Head of ISFeb 24, 2022 Option Exercise$93.55122,14211,426,384745,526Feb 25, 2022, 04:22 PM
Hotsuki KeishiChief Risk OfficerFeb 24, 2022 Option Exercise$93.5530,0682,812,861300,485Feb 25, 2022, 04:21 PM
GROSSMAN ERIC FChief Legal OfficerFeb 24, 2022 Option Exercise$93.5538,0283,557,520326,840Feb 25, 2022, 04:20 PM
GORMAN JAMES PChairman and CEOFeb 24, 2022 Option Exercise$93.55263,44224,645,0001,370,961Feb 25, 2022, 04:13 PM
GORMAN JAMES PChairman and CEOFeb 09, 2022 Option Exercise$108.7324,5752,672,0401,161,274Feb 11, 2022, 04:09 PM
SAPERSTEIN ANDREW MCo-President/Head of WMFeb 08, 2022 Sale$105.7017,1621,814,006179,414Feb 09, 2022, 04:16 PM
Hotsuki KeishiChief Risk OfficerFeb 07, 2022 Sale$105.0024,5002,572,500270,986Feb 09, 2022, 04:14 PM
SIMKOWITZ DANIEL AHead of Investment ManagementJan 31, 2022 Sale$102.5618,4141,888,521302,996Feb 02, 2022, 04:12 PM
PRUZAN JONATHANChief Operating OfficerJan 26, 2022 Sale$101.0518,4141,860,698287,602Jan 28, 2022, 04:17 PM
YESHAYA SHARONChief Financial OfficerJan 20, 2022 Option Exercise$95.732,760264,21546,042Jan 21, 2022, 04:26 PM
SIMKOWITZ DANIEL AHead of Investment ManagementJan 20, 2022 Option Exercise$95.7317,3941,665,128321,410Jan 21, 2022, 04:25 PM
SAPERSTEIN ANDREW MCo-President/Head of WMJan 20, 2022 Option Exercise$95.7315,2621,461,031212,047Jan 21, 2022, 04:24 PM
SAPERSTEIN ANDREW MCo-President/Head of WMJan 20, 2022 Sale$96.8015,4711,497,593196,576Jan 21, 2022, 04:24 PM
ROONEY ROBERT PHead of Tech/Ops/ResilienceJan 20, 2022 Option Exercise$95.7318,5071,771,675253,946Jan 21, 2022, 04:23 PM
PRUZAN JONATHANChief Operating OfficerJan 20, 2022 Option Exercise$95.7317,3941,665,128306,016Jan 21, 2022, 04:22 PM
PICK EDWARD NCo-President/Head of ISJan 20, 2022 Option Exercise$95.7316,5651,585,768645,186Jan 21, 2022, 04:20 PM
Hotsuki KeishiChief Risk OfficerJan 20, 2022 Option Exercise$95.7311,2991,081,653295,486Jan 21, 2022, 04:18 PM
GROSSMAN ERIC FChief Legal OfficerJan 20, 2022 Option Exercise$95.7314,3481,373,534322,685Jan 21, 2022, 04:17 PM
GROSSMAN ERIC FChief Legal OfficerJan 20, 2022 Sale$101.6333,2093,375,130289,476Jan 21, 2022, 04:17 PM
CRAWLEY MANDELLChief Human Resources OfficerJan 20, 2022 Option Exercise$95.734,043387,03643,783Jan 21, 2022, 04:16 PM
CRAWLEY MANDELLChief Human Resources OfficerJan 21, 2022 Sale$98.577,475736,81243,083Jan 21, 2022, 04:16 PM
GORMAN JAMES PChairman and CEOJan 20, 2022 Option Exercise$95.7375,1387,192,9611,136,699Jan 21, 2022, 04:14 PM
TRAQUINA PERRY MDirectorDec 01, 2021 Option Exercise$96.9269667,45462,329Dec 03, 2021, 04:26 PM
LUCZO STEPHEN JDirectorDec 01, 2021 Option Exercise$96.9256754,9527,834Dec 03, 2021, 04:25 PM
GLOCER THOMAS HDirectorDec 01, 2021 Option Exercise$96.9282579,95794,283Dec 03, 2021, 04:23 PM
CORLEY ELIZABETHDirectorDec 01, 2021 Option Exercise$96.9249047,48928,514Dec 03, 2021, 04:22 PM
DARLING ALISTAIRDirectorNov 09, 2021 Sale$99.461,00099,46032,675Nov 12, 2021, 04:13 PM
YESHAYA SHARONChief Financial OfficerJul 21, 2021 Option Exercise$92.321,171108,10723,724Jul 23, 2021, 04:17 PM
YESHAYA SHARONChief Financial OfficerJul 21, 2021 Sale$95.642,500239,10424,895Jul 23, 2021, 04:17 PM
SAPERSTEIN ANDREW MCo-President/Head of WMJul 16, 2021 Sale$92.9711,4651,065,901173,075Jul 16, 2021, 04:28 PM
LUCZO STEPHEN JDirectorApr 17, 2020 Buy$38.5929,0001,119,229154,449Jun 03, 2021, 05:46 PM
CORLEY ELIZABETHDirectorJun 01, 2021 Option Exercise$92.4951447,54127,643Jun 03, 2021, 05:34 PM
OLAYAN HUTHAM SDirectorMay 20, 2021 Option Exercise$86.3355047,479194,388May 21, 2021, 04:40 PM
SIMKOWITZ DANIEL AHead of Investment ManagementApr 19, 2021 Sale$80.0673,1625,856,984267,915Apr 21, 2021, 04:06 PM
Hotsuki KeishiChief Risk OfficerFeb 26, 2021 Option Exercise$78.4319,3841,520,287276,988Feb 26, 2021, 04:23 PM
GROSSMAN ERIC FChief Legal OfficerFeb 26, 2021 Option Exercise$78.4324,5541,925,770290,811Feb 26, 2021, 04:22 PM
SIMKOWITZ DANIEL AHead of Investment ManagementFeb 26, 2021 Option Exercise$78.4334,4102,698,776341,077Feb 26, 2021, 04:20 PM
SAPERSTEIN ANDREW MHead of Wealth ManagementFeb 26, 2021 Option Exercise$78.4325,8462,027,102183,907Feb 26, 2021, 04:20 PM
PICK EDWARD NHead of Inst'l SecuritiesFeb 26, 2021 Option Exercise$78.4377,2486,058,561588,151Feb 26, 2021, 04:17 PM
PRUZAN JONATHANChief Financial OfficerFeb 26, 2021 Option Exercise$78.4330,1962,368,272280,718Feb 26, 2021, 04:15 PM
GORMAN JAMES PChairman and CEOFeb 26, 2021 Option Exercise$78.43179,07614,044,9311,206,734Feb 26, 2021, 04:12 PM
Hotsuki KeishiChief Risk OfficerFeb 16, 2021 Sale$76.2522,7461,734,383256,786Feb 18, 2021, 04:17 PM
GORMAN JAMES PChairman and CEOFeb 11, 2021 Option Exercise$73.7227,8252,051,2591,047,898Feb 12, 2021, 04:16 PM
ROONEY ROBERT PHead of Tech/Ops/ResilienceFeb 09, 2021 Sale$74.3615,1691,128,012230,896Feb 11, 2021, 04:08 PM
BRODSKY JEFFREY SChief Human Resources OfficerJan 21, 2021 Option Exercise$74.846,008449,639168,595Jan 22, 2021, 04:39 PM
BRODSKY JEFFREY SChief Human Resources OfficerJan 21, 2021 Sale$74.5718,5001,379,545150,095Jan 22, 2021, 04:39 PM
Hotsuki KeishiChief Risk OfficerJan 21, 2021 Option Exercise$74.849,120682,541279,086Jan 22, 2021, 04:38 PM
ROONEY ROBERT PHead of Tech/Ops/ResilienceJan 21, 2021 Option Exercise$74.849,703726,172246,065Jan 22, 2021, 04:37 PM
GROSSMAN ERIC FChief Legal OfficerJan 21, 2021 Option Exercise$74.8412,676948,672293,661Jan 22, 2021, 04:37 PM
GROSSMAN ERIC FChief Legal OfficerJan 21, 2021 Sale$74.7429,0002,167,567264,661Jan 22, 2021, 04:37 PM
SIMKOWITZ DANIEL AHead of Investment ManagementJan 21, 2021 Option Exercise$74.8416,4401,230,370310,085Jan 22, 2021, 04:36 PM
SAPERSTEIN ANDREW MHead of Wealth ManagementJan 21, 2021 Option Exercise$74.8413,5651,015,205186,289Jan 22, 2021, 04:35 PM
SAPERSTEIN ANDREW MHead of Wealth ManagementJan 22, 2021 Sale$72.5519,8321,438,812156,239Jan 22, 2021, 04:35 PM
SAPERSTEIN ANDREW MHead of Wealth ManagementJan 21, 2021 Sale$74.0110,218756,249176,071Jan 22, 2021, 04:35 PM
PICK EDWARD NHead of Inst'l SecuritiesJan 21, 2021 Option Exercise$74.8423,7161,774,905622,897Jan 22, 2021, 04:34 PM
PICK EDWARD NHead of Inst'l SecuritiesJan 21, 2021 Sale$75.10100,0007,510,200524,197Jan 22, 2021, 04:34 PM
PRUZAN JONATHANChief Financial OfficerJan 21, 2021 Option Exercise$74.8415,4701,157,775272,364Jan 22, 2021, 04:33 PM
PRUZAN JONATHANChief Financial OfficerJan 22, 2021 Sale$74.5318,8801,407,060253,484Jan 22, 2021, 04:33 PM
GORMAN JAMES PChairman and CEOJan 21, 2021 Option Exercise$74.8452,2773,912,4101,196,723Jan 22, 2021, 04:29 PM
GORMAN JAMES PChairman and CEOJan 22, 2021 Sale$73.12175,00012,796,1231,024,748Jan 22, 2021, 04:29 PM
TRAQUINA PERRY MDirectorDec 01, 2020 Option Exercise$63.251,06767,48456,866Dec 03, 2020, 04:30 PM
OLAYAN HUTHAM SDirectorDec 01, 2020 Option Exercise$63.2575147,498192,228Dec 03, 2020, 04:29 PM
GLOCER THOMAS HDirectorDec 01, 2020 Option Exercise$63.251,26580,00787,991Dec 03, 2020, 04:27 PM
CORLEY ELIZABETHDirectorDec 01, 2020 Option Exercise$63.2575147,49824,215Dec 03, 2020, 04:26 PM
OLAYAN HUTHAM SDirectorNov 12, 2020 Buy$55.4025,0001,385,00028,129Nov 16, 2020, 04:44 PM
MITSUBISHI UFJ FINANCIAL GROUP INC10% OwnerOct 19, 2020 Sale$0.971,020,122986,878377,084,608Oct 21, 2020, 08:44 PM
MITSUBISHI UFJ FINANCIAL GROUP INC10% OwnerJun 24, 2020 Sale$46.95294377,084,705Oct 21, 2020, 08:44 PM
MITSUBISHI UFJ FINANCIAL GROUP INC10% OwnerAug 02, 2019 Buy$44.321797,933396,296,624Oct 21, 2020, 08:42 PM
MITSUBISHI UFJ FINANCIAL GROUP INC10% OwnerMay 14, 2019 Buy$44.341,42963,362403,971,684Oct 21, 2020, 08:42 PM
MITSUBISHI UFJ FINANCIAL GROUP INC10% OwnerFeb 06, 2020 Sale$54.951,49582,150381,650,000Oct 21, 2020, 08:42 PM
MITSUBISHI UFJ FINANCIAL GROUP INC10% OwnerMar 30, 2020 Sale$34.84270377,084,708Oct 21, 2020, 08:42 PM
MITSUBISHI UFJ FINANCIAL GROUP INC10% OwnerSep 19, 2017 Buy$47.742,122101,304432,019,275Oct 21, 2020, 08:41 PM
MITSUBISHI UFJ FINANCIAL GROUP INC10% OwnerApr 03, 2018 Buy$53.0674339,424432,019,499Oct 21, 2020, 08:41 PM
MITSUBISHI UFJ FINANCIAL GROUP INC10% OwnerJan 16, 2018 Sale$54.521779,650432,018,756Oct 21, 2020, 08:41 PM
MITSUBISHI UFJ FINANCIAL GROUP INC10% OwnerDec 01, 2017 Sale$51.861678,661432,018,932Oct 21, 2020, 08:41 PM
MITSUBISHI UFJ FINANCIAL GROUP INC10% OwnerOct 13, 2017 Sale$48.241768,490432,019,100Oct 21, 2020, 08:41 PM
MITSUBISHI UFJ FINANCIAL GROUP INC10% OwnerSep 13, 2018 Sale$47.6666731,789424,550,978Oct 21, 2020, 08:41 PM
MITSUBISHI UFJ FINANCIAL GROUP INC10% OwnerMay 30, 2018 Sale$50.721,97199,969431,276,049Oct 21, 2020, 08:41 PM
MITSUBISHI UFJ FINANCIAL GROUP INC10% OwnerMay 21, 2018 Sale$54.3427915,161431,278,020Oct 21, 2020, 08:41 PM
ROONEY ROBERT PHead of Tech/Ops/ResilienceAug 21, 2020 Option Exercise$52.2218940206,050Aug 25, 2020, 04:29 PM
ROONEY ROBERT PHead of Tech/Ops/ResilienceAug 01, 2020 Option Exercise$48.883,680179,878206,069Aug 20, 2020, 04:08 PM
ROONEY ROBERT PHead of Tech/Ops/ResilienceJul 21, 2020 Sale$52.1818,355957,843209,542Jul 23, 2020, 04:12 PM
Hotsuki KeishiChief Risk OfficerJul 20, 2020 Sale$52.0019,000988,000243,666Jul 22, 2020, 04:11 PM
SAPERSTEIN ANDREW MHead of Wealth ManagementJul 17, 2020 Sale$52.5628,8461,516,195118,478Jul 21, 2020, 04:13 PM
GROSSMAN ERIC FChief Legal OfficerJul 17, 2020 Sale$52.8454,4202,875,531250,835Jul 21, 2020, 04:10 PM
GORMAN JAMES PChairman and CEOJul 17, 2020 Sale$52.39150,0007,858,0671,143,873Jul 17, 2020, 04:14 PM
TRAQUINA PERRY MDirectorJun 01, 2020 Option Exercise$44.741,50967,51655,086Jun 03, 2020, 04:14 PM
SCHAPIRO MARY LDirectorJun 01, 2020 Option Exercise$44.741,06247,51620,145Jun 03, 2020, 04:14 PM
OLAYAN HUTHAM SDirectorJun 01, 2020 Option Exercise$44.741,17352,482189,135Jun 03, 2020, 04:13 PM
GLOCER THOMAS HDirectorJun 01, 2020 Option Exercise$44.741,78879,99985,677Jun 03, 2020, 04:08 PM
DARLING ALISTAIRDirectorJun 01, 2020 Option Exercise$44.7431514,09424,769Jun 03, 2020, 04:07 PM
CORLEY ELIZABETHDirectorJun 01, 2020 Option Exercise$44.741,06247,51623,164Jun 03, 2020, 04:06 PM
BRODSKY JEFFREY SChief Human Resources OfficerApr 28, 2020 Sale$40.5718,174737,319141,863Apr 28, 2020, 04:46 PM
LUCZO STEPHEN JDirectorApr 17, 2020 Buy$38.6819,000734,871190,000Apr 20, 2020, 04:14 PM
MITSUBISHI UFJ FINANCIAL GROUP INC10% OwnerMar 16, 2020 Option Exercise$44.224,565,290201,863,876377,085,167Mar 18, 2020, 08:52 PM
LUCZO STEPHEN JDirectorFeb 28, 2020 Buy$44.9750,0002,248,735171,000Mar 02, 2020, 04:33 PM
SIMKOWITZ DANIEL AHead of Investment ManagementFeb 28, 2020 Option Exercise$45.4127,1501,232,881244,031Feb 28, 2020, 04:27 PM
SAPERSTEIN ANDREW MHead of Wealth ManagementFeb 28, 2020 Option Exercise$45.4118,407835,862146,320Feb 28, 2020, 04:26 PM
PRUZAN JONATHANChief Financial OfficerFeb 28, 2020 Option Exercise$45.4124,4401,109,820212,493Feb 28, 2020, 04:25 PM
PICK EDWARD NHead of Inst'l SecuritiesFeb 28, 2020 Option Exercise$45.4163,9472,903,833535,174Feb 28, 2020, 04:24 PM
Hotsuki KeishiChief Risk OfficerFeb 28, 2020 Option Exercise$45.4117,165779,463261,977Feb 28, 2020, 04:23 PM
GROSSMAN ERIC FChief Legal OfficerFeb 28, 2020 Option Exercise$45.4121,785989,257304,368Feb 28, 2020, 04:21 PM
BRODSKY JEFFREY SChief Human Resources OfficerFeb 28, 2020 Option Exercise$45.4113,203599,548160,037Feb 28, 2020, 04:20 PM
GORMAN JAMES PChairman and CEOFeb 28, 2020 Option Exercise$45.41273,67012,427,3551,296,585Feb 28, 2020, 04:19 PM
LUCZO STEPHEN JDirectorFeb 21, 2020 Buy$53.0050,0002,649,955121,000Feb 24, 2020, 04:09 PM
MITSUBISHI UFJ FINANCIAL GROUP INC10% OwnerJan 29, 2020 Option Exercise$55.02908,96050,012,887381,650,457Jan 31, 2020, 06:14 AM
ROONEY ROBERT PHead of Tech/Ops/ResilienceJan 17, 2020 Option Exercise$56.442,407135,851227,420Jan 17, 2020, 04:57 PM
WIRTH PAUL CDeputy Chief Financial OfficerJan 17, 2020 Option Exercise$56.4419,7891,116,891153,977Jan 17, 2020, 04:41 PM
BRODSKY JEFFREY SChief Human Resources OfficerJan 17, 2020 Option Exercise$56.446,165347,953146,060Jan 17, 2020, 04:40 PM
Hotsuki KeishiChief Risk OfficerJan 17, 2020 Option Exercise$56.449,689546,847243,776Jan 17, 2020, 04:36 PM
GROSSMAN ERIC FChief Legal OfficerJan 17, 2020 Option Exercise$56.4413,799778,816281,258Jan 17, 2020, 04:33 PM
SIMKOWITZ DANIEL AHead of Investment ManagementJan 17, 2020 Option Exercise$56.4418,5041,044,366219,464Jan 17, 2020, 04:31 PM
PRUZAN JONATHANChief Financial OfficerJan 17, 2020 Option Exercise$56.4415,940899,654190,626Jan 17, 2020, 04:29 PM
GORMAN JAMES PChairman and CEOJan 17, 2020 Option Exercise$56.4461,4363,467,4481,399,230Jan 17, 2020, 04:28 PM
MITSUBISHI UFJ FINANCIAL GROUP INC10% OwnerDec 20, 2019 Option Exercise$49.164,690,554230,587,634382,559,417Dec 23, 2019, 08:56 AM
WIRTH PAUL CDeputy Chief Financial OfficerNov 27, 2019 Sale$49.6225,0001,240,500146,816Dec 02, 2019, 04:28 PM
Hotsuki KeishiChief Risk OfficerNov 27, 2019 Sale$49.7826,0001,294,249228,530Dec 02, 2019, 04:27 PM
TRAQUINA PERRY MDirectorDec 01, 2019 Option Exercise$49.571,36267,51347,248Dec 02, 2019, 04:24 PM
SCHAPIRO MARY LDirectorDec 01, 2019 Option Exercise$49.5795847,48713,288Dec 02, 2019, 04:22 PM
OLAYAN HUTHAM SDirectorDec 01, 2019 Option Exercise$49.571,05952,494179,680Dec 02, 2019, 04:21 PM
GLOCER THOMAS HDirectorDec 01, 2019 Option Exercise$49.571,61480,00577,162Dec 02, 2019, 04:20 PM
CORLEY ELIZABETHDirectorDec 01, 2019 Option Exercise$49.5795847,48716,260Dec 02, 2019, 04:19 PM
ROONEY ROBERT PHead of Tech/Ops/ResilienceNov 21, 2019 Sale$49.1351,1052,511,003183,448Nov 22, 2019, 04:14 PM
MITSUBISHI UFJ FINANCIAL GROUP INC10% OwnerOct 29, 2019 Option Exercise$46.7738,0001,777,283387,249,971Oct 30, 2019, 06:05 AM
MITSUBISHI UFJ FINANCIAL GROUP INC10% OwnerOct 29, 2019 Option Exercise$45.611,094,11049,899,733387,287,971Oct 30, 2019, 06:05 AM
MITSUBISHI UFJ FINANCIAL GROUP INC10% OwnerSep 20, 2019 Option Exercise$41.317,913,505326,921,121388,382,081Sep 24, 2019, 07:15 AM
MITSUBISHI UFJ FINANCIAL GROUP INC10% OwnerNov 18, 2014 Buy$1.0139,00039,3510Sep 20, 2019, 04:06 PM
MITSUBISHI UFJ FINANCIAL GROUP INC10% OwnerSep 25, 2014 Buy$1.00250,000249,75081,000Sep 20, 2019, 04:06 PM
MITSUBISHI UFJ FINANCIAL GROUP INC10% OwnerApr 23, 2014 Buy$1.01125,000126,625125,000Sep 20, 2019, 04:06 PM
MITSUBISHI UFJ FINANCIAL GROUP INC10% OwnerOct 10, 2014 Buy$1.0170,00070,70086,000Sep 20, 2019, 04:06 PM
MITSUBISHI UFJ FINANCIAL GROUP INC10% OwnerSep 05, 2014 Buy$1.01140,000141,400140,000Sep 20, 2019, 04:06 PM
MITSUBISHI UFJ FINANCIAL GROUP INC10% OwnerNov 07, 2014 Buy$1.00140,000140,000101,000Sep 20, 2019, 04:06 PM
MITSUBISHI UFJ FINANCIAL GROUP INC10% OwnerOct 09, 2014 Buy$1.01140,000141,400156,000Sep 20, 2019, 04:06 PM
MITSUBISHI UFJ FINANCIAL GROUP INC10% OwnerSep 04, 2014 Buy$1.02210,000214,200210,000Sep 20, 2019, 04:06 PM
MITSUBISHI UFJ FINANCIAL GROUP INC10% OwnerSep 18, 2014 Buy$1.0170,00070,70079,000Sep 20, 2019, 04:06 PM
MITSUBISHI UFJ FINANCIAL GROUP INC10% OwnerOct 22, 2014 Buy$1.00150,000150,75031,000Sep 20, 2019, 04:06 PM
MITSUBISHI UFJ FINANCIAL GROUP INC10% OwnerSep 26, 2014 Buy$1.00280,000280,000296,000Sep 20, 2019, 04:06 PM
MITSUBISHI UFJ FINANCIAL GROUP INC10% OwnerAug 21, 2014 Buy$1.02210,000214,200210,000Sep 20, 2019, 04:06 PM
MITSUBISHI UFJ FINANCIAL GROUP INC10% OwnerOct 17, 2014 Buy$1.0070,00070,00049,000Sep 20, 2019, 04:06 PM
MITSUBISHI UFJ FINANCIAL GROUP INC10% OwnerMay 06, 2014 Sale$1.02125,000127,0000Sep 20, 2019, 04:06 PM
MITSUBISHI UFJ FINANCIAL GROUP INC10% OwnerOct 10, 2014 Sale$1.02205,000209,580119,000Sep 20, 2019, 04:06 PM
MITSUBISHI UFJ FINANCIAL GROUP INC10% OwnerSep 05, 2014 Sale$1.05140,000147,0000Sep 20, 2019, 04:06 PM
MITSUBISHI UFJ FINANCIAL GROUP INC10% OwnerNov 07, 2014 Sale$1.04140,000145,60039,000Sep 20, 2019, 04:06 PM
MITSUBISHI UFJ FINANCIAL GROUP INC10% OwnerSep 24, 2014 Sale$1.0020,00020,060169,000Sep 20, 2019, 04:06 PM
MITSUBISHI UFJ FINANCIAL GROUP INC10% OwnerOct 09, 2014 Sale$1.05140,000147,00016,000Sep 20, 2019, 04:06 PM
MITSUBISHI UFJ FINANCIAL GROUP INC10% OwnerSep 04, 2014 Sale$1.06210,000222,6000Sep 20, 2019, 04:06 PM
MITSUBISHI UFJ FINANCIAL GROUP INC10% OwnerSep 18, 2014 Sale$1.0570,00073,500149,000Sep 20, 2019, 04:06 PM
MITSUBISHI UFJ FINANCIAL GROUP INC10% OwnerOct 24, 2014 Sale$1.0070,00070,35039,000Sep 20, 2019, 04:06 PM
MITSUBISHI UFJ FINANCIAL GROUP INC10% OwnerSep 26, 2014 Sale$1.04280,000291,20016,000Sep 20, 2019, 04:06 PM
MITSUBISHI UFJ FINANCIAL GROUP INC10% OwnerAug 21, 2014 Sale$1.06210,000222,6000Sep 20, 2019, 04:06 PM
MITSUBISHI UFJ FINANCIAL GROUP INC10% OwnerSep 16, 2014 Sale$1.00100,000100,400149,000Sep 20, 2019, 04:06 PM
MITSUBISHI UFJ FINANCIAL GROUP INC10% OwnerOct 17, 2014 Sale$1.0470,00072,800119,000Sep 20, 2019, 04:06 PM
MITSUBISHI UFJ FINANCIAL GROUP INC10% OwnerSep 15, 2014 Sale$1.0049,00049,24549,000Sep 20, 2019, 04:06 PM
MITSUBISHI UFJ FINANCIAL GROUP INC10% OwnerSep 25, 2014 Sale$1.0065,00065,06516,000Sep 20, 2019, 04:06 PM
MITSUBISHI UFJ FINANCIAL GROUP INC10% OwnerJul 29, 2019 Option Exercise$45.021,557,90070,136,968396,295,586Jul 31, 2019, 06:05 AM
MITSUBISHI UFJ FINANCIAL GROUP INC10% OwnerJun 21, 2019 Option Exercise$44.116,117,339269,839,491397,853,486Jun 25, 2019, 06:23 AM
TRAQUINA PERRY MDirectorJun 01, 2019 Option Exercise$40.921,65067,51545,157Jun 04, 2019, 04:25 PM
SCHAPIRO MARY LDirectorJun 01, 2019 Option Exercise$40.921,16147,50612,134Jun 04, 2019, 04:24 PM
OLAYAN HUTHAM SDirectorJun 01, 2019 Option Exercise$40.921,28352,498175,909Jun 04, 2019, 04:23 PM
GLOCER THOMAS HDirectorJun 01, 2019 Option Exercise$40.921,95579,99574,419Jun 04, 2019, 04:17 PM
CORLEY ELIZABETHDirectorJun 01, 2019 Option Exercise$40.921,16147,50615,058Jun 04, 2019, 04:14 PM
DARLING ALISTAIRDirectorMay 24, 2019 Option Exercise$42.9651121,95218,382May 29, 2019, 04:40 PM
MITSUBISHI UFJ FINANCIAL GROUP INC10% OwnerApr 26, 2019 Option Exercise$47.43896,40042,513,472403,970,825Apr 30, 2019, 06:05 AM
SIMKOWITZ DANIEL AHead of Investment ManagementApr 18, 2019 Buy$47.577,000332,979193,089Apr 22, 2019, 04:07 PM
MITSUBISHI UFJ FINANCIAL GROUP INC10% OwnerMar 22, 2019 Option Exercise$42.136,235,970262,710,195404,867,225Mar 26, 2019, 06:05 AM
WIRTH PAUL CDeputy Chief Financial OfficerFeb 26, 2019 Sale$42.4025,0001,060,073169,031Feb 28, 2019, 04:13 PM
BRODSKY JEFFREY SChief Human Resources OfficerFeb 26, 2019 Option Exercise$42.1919,561825,279133,179Feb 28, 2019, 04:11 PM
Hotsuki KeishiChief Risk OfficerFeb 26, 2019 Option Exercise$42.1925,7381,085,886254,842Feb 28, 2019, 04:11 PM
GROSSMAN ERIC FChief Legal OfficerFeb 26, 2019 Option Exercise$42.1931,4501,326,875260,242Feb 28, 2019, 04:09 PM
SIMKOWITZ DANIEL AHead of Investment ManagementFeb 26, 2019 Option Exercise$42.1943,8571,850,327186,089Feb 28, 2019, 04:08 PM
PRUZAN JONATHANChief Financial OfficerFeb 26, 2019 Option Exercise$42.1936,8401,554,280166,224Feb 28, 2019, 04:07 PM
KELLEHER THOMAS COLMPresidentFeb 26, 2019 Option Exercise$42.1973,0383,081,473978,989Feb 28, 2019, 04:06 PM
GORMAN JAMES PChairman and CEOFeb 26, 2019 Option Exercise$42.19131,0685,529,7591,453,155Feb 28, 2019, 04:04 PM
MITSUBISHI UFJ FINANCIAL GROUP INC10% OwnerJan 29, 2019 Option Exercise$42.541,167,00749,642,729411,103,195Jan 31, 2019, 09:45 AM
MITSUBISHI UFJ FINANCIAL GROUP INC10% OwnerJan 18, 2019 Option Exercise$46.00700,00032,200,000412,270,202Jan 23, 2019, 06:01 PM
BRODSKY JEFFREY SChief Human Resources OfficerJan 18, 2019 Sale$43.3815,565675,152112,420Jan 23, 2019, 04:53 PM
WIRTH PAUL CDeputy Chief Financial OfficerJan 18, 2019 Option Exercise$42.5334,2421,456,312193,173Jan 18, 2019, 04:31 PM
BRODSKY JEFFREY SChief Human Resources OfficerJan 18, 2019 Option Exercise$42.5311,281479,781127,985Jan 18, 2019, 04:30 PM
Hotsuki KeishiChief Risk OfficerJan 18, 2019 Option Exercise$42.5317,508744,615227,498Jan 18, 2019, 04:29 PM
GROSSMAN ERIC FChief Legal OfficerJan 18, 2019 Option Exercise$42.5321,595918,435227,103Jan 18, 2019, 04:28 PM
SIMKOWITZ DANIEL AHead of Investment ManagementJan 18, 2019 Option Exercise$42.5333,3691,419,184146,764Jan 18, 2019, 04:27 PM
PRUZAN JONATHANChief Financial OfficerJan 18, 2019 Option Exercise$42.5326,4601,125,344133,404Jan 18, 2019, 04:26 PM
KELLEHER THOMAS COLMPresidentJan 18, 2019 Option Exercise$42.5312,293522,821912,004Jan 18, 2019, 04:25 PM
GORMAN JAMES PChairman and CEOJan 18, 2019 Option Exercise$42.5396,2304,092,6621,343,309Jan 18, 2019, 04:23 PM
MITSUBISHI UFJ FINANCIAL GROUP INC10% OwnerDec 20, 2018 Option Exercise$43.285,408,450234,065,269412,970,202Dec 26, 2018, 10:28 AM
TRAQUINA PERRY MDirectorDec 01, 2018 Option Exercise$44.271,29957,51136,880Dec 04, 2018, 04:18 PM
SCHAPIRO MARY LDirectorDec 01, 2018 Option Exercise$44.2764028,3354,796Dec 04, 2018, 04:17 PM
OLAYAN HUTHAM SDirectorDec 01, 2018 Option Exercise$44.271,07347,505166,291Dec 04, 2018, 04:16 PM
GLOCER THOMAS HDirectorDec 01, 2018 Option Exercise$44.271,63872,51965,497Dec 04, 2018, 04:15 PM
CORLEY ELIZABETHDirectorDec 01, 2018 Option Exercise$44.2796042,5027,680Dec 04, 2018, 04:14 PM
MITSUBISHI UFJ FINANCIAL GROUP INC10% OwnerOct 30, 2018 Option Exercise$45.321,727,28078,287,584417,640,652Oct 31, 2018, 06:10 AM
MITSUBISHI UFJ FINANCIAL GROUP INC10% OwnerSep 21, 2018 Option Exercise$48.965,053,616247,446,260419,367,932Sep 25, 2018, 06:39 AM
MITSUBISHI UFJ FINANCIAL GROUP INC10% OwnerJul 27, 2018 Option Exercise$50.771,285,20065,253,718424,421,548Jul 30, 2018, 06:06 AM
MITSUBISHI UFJ FINANCIAL GROUP INC10% OwnerJun 22, 2018 Option Exercise$52.285,439,204284,341,452425,706,748Jun 25, 2018, 06:05 AM
TRAQUINA PERRY MDirectorMay 24, 2018 Option Exercise$53.741,07057,50135,116May 29, 2018, 04:22 PM
OWENS JAMES WDirectorMay 24, 2018 Option Exercise$53.7488447,50682,783May 29, 2018, 04:21 PM
OLAYAN HUTHAM SDirectorMay 24, 2018 Option Exercise$53.7488447,506163,166May 29, 2018, 04:19 PM
GLOCER THOMAS HDirectorMay 24, 2018 Option Exercise$53.741,34972,49563,085May 29, 2018, 04:15 PM
CORLEY ELIZABETHDirectorMay 24, 2018 Option Exercise$53.7451227,5156,632May 29, 2018, 04:10 PM
DARLING ALISTAIRDirectorMay 22, 2018 Option Exercise$55.0448526,69513,847May 24, 2018, 04:39 PM
MITSUBISHI UFJ FINANCIAL GROUP INC10% OwnerApr 26, 2018 Option Exercise$53.42871,20046,540,898431,145,952Apr 27, 2018, 06:05 AM
BRODSKY JEFFREY SChief Human Resources OfficerFeb 27, 2018 Option Exercise$57.0117,461995,452120,702Mar 01, 2018, 04:23 PM
Hotsuki KeishiChief Risk OfficerFeb 27, 2018 Option Exercise$57.0121,8251,244,243230,051Mar 01, 2018, 04:21 PM
GROSSMAN ERIC FChief Legal OfficerFeb 27, 2018 Option Exercise$57.0126,1911,493,149216,492Mar 01, 2018, 04:18 PM
KELLEHER THOMAS COLMPresidentFeb 27, 2018 Option Exercise$57.0172,3404,124,103771,782Mar 01, 2018, 04:16 PM
GORMAN JAMES PChairman and CEOFeb 27, 2018 Option Exercise$57.01102,7925,860,1721,280,691Mar 01, 2018, 04:14 PM
WIRTH PAUL CDeputy Chief Financial OfficerFeb 26, 2018 Sale$56.9120,0001,138,110186,003Feb 28, 2018, 04:48 PM
PRUZAN JONATHANChief Financial OfficerFeb 16, 2018 Sale$55.3552,2042,889,361124,613Feb 16, 2018, 04:19 PM
BRODSKY JEFFREY SChief Human Resources OfficerFeb 14, 2018 Sale$54.9711,054607,600102,221Feb 16, 2018, 04:18 PM
GROSSMAN ERIC FChief Legal OfficerFeb 14, 2018 Sale$54.7217,421953,296188,674Feb 16, 2018, 04:17 PM
GORMAN JAMES PChairman and CEOFeb 15, 2018 Sale$55.34100,0005,533,8101,235,468Feb 16, 2018, 04:16 PM
SIMKOWITZ DANIEL AHead of Investment ManagementFeb 14, 2018 Sale$53.7932,1811,730,935143,876Feb 15, 2018, 04:09 PM
SIMKOWITZ DANIEL AHead of Investment ManagementFeb 13, 2018 Sale$53.4154,8692,930,679185,428Feb 15, 2018, 04:09 PM
BOWLES ERSKINE BDirectorFeb 01, 2018 Option Exercise$57.0241723,776160,733Feb 05, 2018, 04:24 PM
WIRTH PAUL CDeputy Chief Financial OfficerJan 19, 2018 Option Exercise$55.8435,8892,004,042205,285Jan 19, 2018, 04:42 PM
BRODSKY JEFFREY SChief Human Resources OfficerJan 19, 2018 Option Exercise$55.8414,782825,427113,275Jan 19, 2018, 04:41 PM
Hotsuki KeishiChief Risk OfficerJan 19, 2018 Option Exercise$55.8422,3811,249,755206,903Jan 19, 2018, 04:40 PM
GROSSMAN ERIC FChief Legal OfficerJan 19, 2018 Option Exercise$55.8429,9461,672,185206,095Jan 19, 2018, 04:39 PM
SIMKOWITZ DANIEL AHead of Investment ManagementJan 19, 2018 Option Exercise$55.8469,8513,900,480240,297Jan 19, 2018, 04:38 PM
PRUZAN JONATHANChief Financial OfficerJan 19, 2018 Option Exercise$55.8454,2233,027,812176,255Jan 19, 2018, 04:37 PM
KELLEHER THOMAS COLMPresidentJan 19, 2018 Option Exercise$55.8425,7921,440,225700,947Jan 19, 2018, 04:36 PM
GORMAN JAMES PChairman and CEOJan 19, 2018 Option Exercise$55.8469,7703,895,9571,341,712Jan 19, 2018, 04:34 PM
Hotsuki KeishiChief Risk OfficerNov 28, 2017 Sale$50.0025,0001,250,000207,270Nov 30, 2017, 04:05 PM
TRAQUINA PERRY MDirectorNov 22, 2017 Option Exercise$49.251,16757,47829,135Nov 27, 2017, 04:44 PM
OWENS JAMES WDirectorNov 22, 2017 Option Exercise$49.251,03250,82981,339Nov 27, 2017, 04:42 PM
OLAYAN HUTHAM SDirectorNov 22, 2017 Option Exercise$49.2596447,480156,286Nov 27, 2017, 04:41 PM
GLOCER THOMAS HDirectorNov 22, 2017 Option Exercise$49.251,20159,15256,616Nov 27, 2017, 04:40 PM
DARLING ALISTAIRDirectorNov 24, 2017 Sale$49.293,850189,78514,218Nov 27, 2017, 04:39 PM
BOWLES ERSKINE BDirectorNov 22, 2017 Option Exercise$49.251,30364,176160,335Nov 27, 2017, 04:38 PM
KELLEHER THOMAS COLMPresidentOct 23, 2017 Sale$50.5940,0002,023,516692,037Oct 25, 2017, 04:07 PM
GROSSMAN ERIC FChief Legal OfficerOct 18, 2017 Sale$49.8326,0831,299,638206,203Oct 20, 2017, 04:16 PM
BRODSKY JEFFREY SChief Human Resources OfficerOct 18, 2017 Sale$50.0716,397821,024111,776Oct 20, 2017, 04:15 PM
GORMAN JAMES PChairman and CEOAug 01, 2017 Option Exercise$30.01212,3666,373,1041,602,609Aug 03, 2017, 04:06 PM
GORMAN JAMES PChairman and CEOAug 01, 2017 Sale$47.26212,36610,037,0111,390,243Aug 03, 2017, 04:06 PM
PRUZAN JONATHANChief Financial OfficerJul 20, 2017 Sale$46.6825,7671,202,834196,708Jul 21, 2017, 04:05 PM
TRAQUINA PERRY MDirectorMay 22, 2017 Option Exercise$41.731,19849,99027,675May 24, 2017, 04:34 PM
OLAYAN HUTHAM SDirectorMay 22, 2017 Option Exercise$41.731,13847,486153,781May 24, 2017, 04:28 PM
GLOCER THOMAS HDirectorMay 22, 2017 Option Exercise$41.731,25852,49454,882May 24, 2017, 04:17 PM
BOWLES ERSKINE BDirectorMay 22, 2017 Option Exercise$41.731,73772,481157,369May 24, 2017, 04:13 PM
DARLING ALISTAIRDirectorMay 17, 2017 Option Exercise$41.1581033,33511,945May 19, 2017, 04:27 PM
GORMAN JAMES PChairman and CEOMay 10, 2017 Option Exercise$30.01212,3656,373,0741,600,578May 12, 2017, 04:07 PM
GORMAN JAMES PChairman and CEOMay 10, 2017 Sale$42.93212,3659,117,5301,388,213May 12, 2017, 04:07 PM
BRODSKY JEFFREY SChief Human Resources OfficerMar 01, 2017 Option Exercise$45.6716,629759,446127,365Mar 03, 2017, 04:42 PM
Hotsuki KeishiChief Risk OfficerMar 01, 2017 Option Exercise$45.6720,588940,254240,511Mar 03, 2017, 04:42 PM
GROSSMAN ERIC FChief Legal OfficerMar 01, 2017 Option Exercise$45.6725,3401,157,278230,788Mar 03, 2017, 04:07 PM
KELLEHER THOMAS COLMPresidentMar 01, 2017 Option Exercise$45.6773,1593,341,171730,657Mar 03, 2017, 04:05 PM
GORMAN JAMES PChairman and CEOMar 01, 2017 Option Exercise$45.67102,8614,697,6621,390,502Mar 03, 2017, 04:04 PM
DARLING ALISTAIRDirectorFeb 15, 2017 Option Exercise$46.4814612,703Feb 17, 2017, 04:16 PM
WIRTH PAUL CDeputy Chief Financial OfficerFeb 14, 2017 Sale$46.0312,481574,563203,557Feb 15, 2017, 04:15 PM
KELLEHER THOMAS COLMPresidentFeb 08, 2017 Option Exercise$30.01182,0275,462,630836,809Feb 10, 2017, 04:04 PM
KELLEHER THOMAS COLMPresidentFeb 08, 2017 Sale$43.82182,0277,976,587654,782Feb 10, 2017, 04:04 PM
DARLING ALISTAIRDirectorFeb 01, 2017 Option Exercise$42.9429112,49512,648Feb 02, 2017, 04:05 PM
WIRTH PAUL CDeputy Chief Financial OfficerJan 26, 2017 Sale$44.2510,000442,541216,038Jan 27, 2017, 04:13 PM
WIRTH PAUL CDeputy Chief Financial OfficerJan 18, 2017 Option Exercise$42.1515,130637,730226,038Jan 20, 2017, 04:13 PM
BRODSKY JEFFREY SChief Human Resources OfficerJan 18, 2017 Option Exercise$42.159,243389,592123,155Jan 20, 2017, 04:11 PM
BRODSKY JEFFREY SChief Human Resources OfficerJan 19, 2017 Sale$42.3711,755498,058111,400Jan 20, 2017, 04:11 PM
Hotsuki KeishiChief Risk OfficerJan 18, 2017 Option Exercise$42.1513,334562,028220,679Jan 20, 2017, 04:10 PM
GROSSMAN ERIC FChief Legal OfficerJan 18, 2017 Option Exercise$42.1518,191766,751223,909Jan 20, 2017, 04:09 PM
GROSSMAN ERIC FChief Legal OfficerJan 19, 2017 Sale$42.1417,562739,992206,347Jan 20, 2017, 04:09 PM
SIMKOWITZ DANIEL AHead of Investment ManagementJan 18, 2017 Option Exercise$42.1530,8871,301,887271,961Jan 20, 2017, 04:08 PM
PRUZAN JONATHANChief Financial OfficerJan 18, 2017 Option Exercise$42.1525,1891,061,716220,733Jan 20, 2017, 04:06 PM
KELLEHER THOMAS COLMPresidentJan 18, 2017 Option Exercise$42.1546,3681,954,411654,782Jan 20, 2017, 04:05 PM
GORMAN JAMES PChairman and CEOJan 18, 2017 Option Exercise$42.1542,3281,784,1251,304,372Jan 20, 2017, 04:03 PM
GORMAN JAMES PChairman and CEOJan 19, 2017 Option Exercise$22.98284,8276,545,3241,589,199Jan 20, 2017, 04:03 PM
GORMAN JAMES PChairman and CEOJan 19, 2017 Sale$42.30284,82712,047,2141,304,372Jan 20, 2017, 04:03 PM
GORMAN JAMES PChairman and CEONov 30, 2016 Sale$41.38100,0004,138,1001,229,408Dec 02, 2016, 04:08 PM
SIMKOWITZ DANIEL AHead of Investment ManagementDec 01, 2016 Option Exercise$30.01121,3513,641,744385,473Dec 02, 2016, 04:06 PM
SIMKOWITZ DANIEL AHead of Investment ManagementDec 01, 2016 Sale$42.05121,3515,102,919264,122Dec 02, 2016, 04:06 PM
ROSENTHAL JAMES AChief Operating OfficerNov 18, 2016 Option Exercise$30.01121,3513,641,744294,261Nov 21, 2016, 04:06 PM
ROSENTHAL JAMES AChief Operating OfficerNov 18, 2016 Sale$40.34111,2004,485,430183,061Nov 21, 2016, 04:06 PM
TRAQUINA PERRY MDirectorNov 17, 2016 Option Exercise$39.711,07042,49020,304Nov 18, 2016, 04:09 PM
OLAYAN HUTHAM SDirectorNov 17, 2016 Option Exercise$39.711,19647,493145,424Nov 18, 2016, 04:08 PM
GLOCER THOMAS HDirectorNov 17, 2016 Option Exercise$39.711,32252,49747,251Nov 18, 2016, 04:07 PM
BOWLES ERSKINE BDirectorNov 17, 2016 Option Exercise$39.711,70067,507148,315Nov 18, 2016, 04:05 PM
WIRTH PAUL CDeputy Chief Financial OfficerNov 14, 2016 Option Exercise$30.0160,6751,820,857256,026Nov 16, 2016, 04:11 PM
WIRTH PAUL CDeputy Chief Financial OfficerNov 14, 2016 Sale$39.0060,6752,366,380195,351Nov 16, 2016, 04:11 PM
BRODSKY JEFFREY SChief Human Resources OfficerNov 14, 2016 Option Exercise$30.0160,6751,820,857175,012Nov 16, 2016, 04:10 PM
BRODSKY JEFFREY SChief Human Resources OfficerNov 14, 2016 Sale$39.1260,6752,373,503114,337Nov 16, 2016, 04:10 PM
GORMAN JAMES PChairman and CEONov 11, 2016 Option Exercise$22.98200,0004,596,0001,566,192Nov 14, 2016, 06:18 PM
GORMAN JAMES PChairman and CEONov 11, 2016 Sale$37.70200,0007,540,4601,366,192Nov 14, 2016, 06:18 PM
KELLEHER THOMAS COLMPresidentNov 10, 2016 Option Exercise$22.98222,7135,117,945863,335Nov 14, 2016, 06:17 PM
KELLEHER THOMAS COLMPresidentNov 10, 2016 Sale$38.15219,2948,366,420708,168Nov 14, 2016, 06:17 PM
GROSSMAN ERIC FChief Legal OfficerNov 11, 2016 Option Exercise$30.0160,6751,820,857269,111Nov 14, 2016, 06:16 PM
GROSSMAN ERIC FChief Legal OfficerNov 11, 2016 Sale$37.8460,6752,296,063208,436Nov 14, 2016, 06:16 PM
SIMKOWITZ DANIEL AHead of Investment ManagementNov 10, 2016 Sale$37.5660,1192,257,961262,784Nov 10, 2016, 04:26 PM
PRUZAN JONATHANChief Financial OfficerNov 08, 2016 Sale$33.9044,6251,512,667210,814Nov 09, 2016, 04:15 PM
ROSENTHAL JAMES AChief Operating OfficerOct 27, 2016 Option Exercise$22.9874,0091,700,727246,043Oct 31, 2016, 04:07 PM
ROSENTHAL JAMES AChief Operating OfficerOct 27, 2016 Sale$33.8966,5002,253,978179,543Oct 31, 2016, 04:07 PM
GROSSMAN ERIC FChief Legal OfficerOct 21, 2016 Option Exercise$22.98247,5705,689,158428,836Oct 24, 2016, 04:35 PM
GROSSMAN ERIC FChief Legal OfficerOct 21, 2016 Sale$33.22220,4007,322,349208,436Oct 24, 2016, 04:35 PM
ROSENTHAL JAMES AChief Operating OfficerOct 20, 2016 Option Exercise$22.98200,0004,596,000372,034Oct 24, 2016, 04:34 PM
ROSENTHAL JAMES AChief Operating OfficerOct 20, 2016 Sale$32.85189,0006,207,875183,034Oct 24, 2016, 04:34 PM
KELLEHER THOMAS COLMPresidentOct 20, 2016 Option Exercise$22.98222,7125,117,922863,334Oct 24, 2016, 04:32 PM
KELLEHER THOMAS COLMPresidentOct 20, 2016 Sale$32.90222,7127,328,026640,622Oct 24, 2016, 04:32 PM
WIRTH PAUL CDeputy Chief Financial OfficerAug 30, 2016 Sale$31.7018,929600,051195,748Sep 01, 2016, 04:11 PM
Hotsuki KeishiChief Risk OfficerAug 17, 2016 Option Exercise$22.98230,8705,305,392455,191Aug 18, 2016, 04:14 PM
Hotsuki KeishiChief Risk OfficerAug 17, 2016 Sale$30.27246,4527,458,982224,321Aug 18, 2016, 04:14 PM
WIRTH PAUL CDeputy Chief Financial OfficerAug 16, 2016 Sale$30.2020,000604,000214,280Aug 17, 2016, 04:43 PM
Nicolaisen Donald TDirectorAug 02, 2016 Sale$27.883,30292,06291,704Aug 04, 2016, 04:21 PM
ROSENTHAL JAMES AChief Operating OfficerJul 25, 2016 Option Exercise$22.98100,0002,298,000270,880Jul 27, 2016, 04:53 PM
ROSENTHAL JAMES AChief Operating OfficerJul 25, 2016 Sale$29.0691,4262,657,086179,454Jul 27, 2016, 04:53 PM
BRODSKY JEFFREY SChief Human Resources OfficerJul 21, 2016 Sale$28.7919,955574,584123,710Jul 22, 2016, 04:41 PM
KELLEHER THOMAS COLMPresidentJul 21, 2016 Option Exercise$28.7820,411587,429639,429Jul 22, 2016, 04:40 PM
GROSSMAN ERIC FChief Legal OfficerMay 25, 2016 Sale$28.2124,952703,871180,212May 26, 2016, 04:37 PM
TRAQUINA PERRY MDirectorMay 17, 2016 Option Exercise$26.251,61942,49119,008May 19, 2016, 04:32 PM
OLAYAN HUTHAM SDirectorMay 17, 2016 Option Exercise$26.251,81047,504142,628May 19, 2016, 04:31 PM
Miscik Judith ADirectorMay 17, 2016 Option Exercise$26.2572419,00221,495May 19, 2016, 04:29 PM
GLOCER THOMAS HDirectorMay 17, 2016 Option Exercise$26.252,00052,49145,443May 19, 2016, 04:28 PM
BOWLES ERSKINE BDirectorMay 17, 2016 Option Exercise$26.252,38162,491144,894May 19, 2016, 04:24 PM
ROSENTHAL JAMES AChief Operating OfficerFeb 26, 2016 Sale$25.1350,0001,256,350170,197Mar 01, 2016, 04:48 PM
BRODSKY JEFFREY SChief Human Resources OfficerFeb 25, 2016 Option Exercise$23.7124,335576,983133,218Feb 26, 2016, 04:11 PM
Hotsuki KeishiChief Risk OfficerFeb 25, 2016 Option Exercise$23.7130,419721,234222,813Feb 26, 2016, 04:10 PM
GROSSMAN ERIC FChief Legal OfficerFeb 25, 2016 Option Exercise$23.7136,503865,486204,274Feb 26, 2016, 04:08 PM
ROSENTHAL JAMES AChief Operating OfficerFeb 25, 2016 Option Exercise$23.7190,5502,146,940241,575Feb 26, 2016, 04:07 PM
KELLEHER THOMAS COLMPresidentFeb 25, 2016 Option Exercise$23.7183,1741,972,055658,586Feb 26, 2016, 04:07 PM
GORMAN JAMES PChairman and CEOFeb 25, 2016 Option Exercise$23.71123,4782,927,6631,383,156Feb 26, 2016, 04:06 PM
WIRTH PAUL CDeputy Chief Financial OfficerJan 20, 2016 Option Exercise$26.2627,043710,149230,646Jan 22, 2016, 04:14 PM
BRODSKY JEFFREY SChief Human Resources OfficerJan 20, 2016 Option Exercise$26.2615,330402,566109,821Jan 22, 2016, 04:13 PM
Hotsuki KeishiChief Risk OfficerJan 20, 2016 Option Exercise$26.265,924155,564193,484Jan 22, 2016, 04:12 PM
GROSSMAN ERIC FChief Legal OfficerJan 20, 2016 Option Exercise$26.267,625200,233169,011Jan 22, 2016, 04:10 PM
ROSENTHAL JAMES AChief Operating OfficerJan 20, 2016 Option Exercise$26.269,434247,737181,977Jan 22, 2016, 04:09 PM
PRUZAN JONATHANChief Financial OfficerJan 20, 2016 Option Exercise$26.2644,4961,168,465251,517Jan 22, 2016, 04:08 PM
KELLEHER THOMAS COLMPresidentJan 20, 2016 Option Exercise$26.2631,718832,915563,413Jan 22, 2016, 04:07 PM
GORMAN JAMES PChairman and CEOJan 20, 2016 Option Exercise$26.2617,067448,1791,282,928Jan 22, 2016, 04:06 PM
TRAQUINA PERRY MDirectorNov 19, 2015 Option Exercise$34.201,24342,5137,767Nov 20, 2015, 05:26 PM
OLAYAN HUTHAM SDirectorNov 19, 2015 Option Exercise$34.201,38947,506129,787Nov 20, 2015, 04:55 PM
Miscik Judith ADirectorNov 19, 2015 Option Exercise$34.2055619,01611,131Nov 20, 2015, 04:54 PM
GLOCER THOMAS HDirectorNov 19, 2015 Option Exercise$34.201,53552,50033,535Nov 20, 2015, 04:52 PM
BOWLES ERSKINE BDirectorNov 19, 2015 Option Exercise$34.201,75459,990131,364Nov 20, 2015, 04:50 PM
ROSENTHAL JAMES AChief Operating OfficerJul 31, 2015 Sale$39.2512,000471,000135,384Aug 04, 2015, 05:11 PM
KELLEHER THOMAS COLMPresident, Inst'l SecuritiesJul 21, 2015 Option Exercise$40.0415,555622,822468,423Jul 23, 2015, 04:51 PM
Nicolaisen Donald TDirectorMay 26, 2015 Sale$37.774,160157,12781,872May 27, 2015, 05:57 PM
OLAYAN HUTHAM SDirectorMay 19, 2015 Option Exercise$38.641,10042,503127,397May 21, 2015, 04:47 PM
Miscik Judith ADirectorMay 19, 2015 Option Exercise$38.6441415,99710,487May 21, 2015, 04:44 PM
GLOCER THOMAS HDirectorMay 19, 2015 Option Exercise$38.641,31650,84931,742May 21, 2015, 04:40 PM
DAVIES HOWARD JDirectorMay 19, 2015 Option Exercise$38.644,792185,15967,151May 21, 2015, 04:38 PM
BOWLES ERSKINE BDirectorMay 19, 2015 Option Exercise$38.641,48857,495128,531May 21, 2015, 04:36 PM
DAVIES HOWARD JDirectorMay 15, 2015 Option Exercise$37.882629,92471,947May 19, 2015, 05:40 PM
DAVIES HOWARD JDirectorMay 13, 2015 Option Exercise$37.7186032,43472,005May 14, 2015, 04:32 PM
WIRTH PAUL CDeputy Chief Financial OfficerMay 11, 2015 Sale$38.3739,4621,513,960179,582May 12, 2015, 05:20 PM
KELLEHER THOMAS COLMPresident, Inst'l SecuritiesApr 29, 2015 Sale$36.7232,8331,205,628483,225May 01, 2015, 04:10 PM
ROSENTHAL JAMES AChief Operating OfficerApr 21, 2015 Sale$37.1050,0301,856,113147,384Apr 21, 2015, 05:17 PM
GROSSMAN ERIC FChief Legal OfficerApr 21, 2015 Sale$37.1034,4811,279,314124,646Apr 21, 2015, 05:14 PM
WIRTH PAUL CDeputy Chief Financial OfficerMar 02, 2015 Option Exercise$35.7911,768421,177219,044Mar 02, 2015, 04:59 PM
Hotsuki KeishiChief Risk OfficerMar 02, 2015 Option Exercise$35.7926,430945,930158,488Mar 02, 2015, 04:57 PM
GROSSMAN ERIC FChief Legal OfficerMar 02, 2015 Option Exercise$35.7910,260367,205159,127Mar 02, 2015, 04:56 PM
ROSENTHAL JAMES AChief Operating OfficerMar 02, 2015 Option Exercise$35.7947,3581,694,943157,871Mar 02, 2015, 04:54 PM
Porat RuthChief Financial OfficerMar 02, 2015 Option Exercise$35.7952,2571,870,278881,037Mar 02, 2015, 04:53 PM
KELLEHER THOMAS COLMPresident, Inst'l SecuritiesMar 02, 2015 Option Exercise$35.7946,5531,666,132516,058Mar 02, 2015, 04:51 PM
FLEMING GREGORY JPresident-Wealth & Invest MgtMar 02, 2015 Option Exercise$35.7951,2961,835,884512,195Mar 02, 2015, 04:50 PM
GORMAN JAMES PChairman and CEOMar 02, 2015 Option Exercise$35.7963,3622,267,7261,140,174Mar 02, 2015, 04:44 PM
WIRTH PAUL CDeputy Chief Financial OfficerJan 21, 2015 Option Exercise$34.7532,3391,123,780229,009Jan 23, 2015, 04:23 PM
WIRTH PAUL CDeputy Chief Financial OfficerDec 04, 2014 Option Exercise$35.561,46852,195183,420Jan 23, 2015, 04:23 PM
WIRTH PAUL CDeputy Chief Financial OfficerJan 23, 2015 Sale$35.4521,500762,189227,609Jan 23, 2015, 04:23 PM
Hotsuki KeishiChief Risk OfficerJan 21, 2015 Option Exercise$34.7529,6981,032,006133,415Jan 23, 2015, 04:22 PM
GROSSMAN ERIC FChief Legal OfficerJan 21, 2015 Option Exercise$34.7520,560714,460149,163Jan 23, 2015, 04:21 PM
ROSENTHAL JAMES AChief Operating OfficerJan 21, 2015 Option Exercise$34.7552,5331,825,522172,153Jan 23, 2015, 04:19 PM
Porat RuthChief Financial OfficerJan 21, 2015 Option Exercise$34.7573,3662,549,469839,157Jan 23, 2015, 04:18 PM
KELLEHER THOMAS COLMPresident, Inst'l SecuritiesJan 21, 2015 Option Exercise$34.7542,9031,490,879463,050Jan 23, 2015, 04:17 PM
FLEMING GREGORY JPresident-Wealth & Invest MgtJan 21, 2015 Option Exercise$34.7560,2692,094,348463,533Jan 23, 2015, 04:15 PM
GORMAN JAMES PChairman and CEOJan 21, 2015 Option Exercise$34.7594,6133,287,8021,075,725Jan 23, 2015, 04:14 PM
TYSON LAURA DDirectorNov 26, 2014 Sale$35.3025,000882,43569,791Nov 26, 2014, 04:18 PM
DAVIES HOWARD JDirectorNov 15, 2014 Option Exercise$35.7742115,06172,725Nov 18, 2014, 04:51 PM
OLAYAN HUTHAM SDirectorNov 13, 2014 Option Exercise$35.801,18742,500118,779Nov 14, 2014, 05:34 PM
GLOCER THOMAS HDirectorNov 13, 2014 Option Exercise$35.801,25745,00623,744Nov 14, 2014, 05:31 PM
BOWLES ERSKINE BDirectorNov 13, 2014 Option Exercise$35.801,60657,502119,443Nov 14, 2014, 05:28 PM
SEXTON O GRIFFITHDirectorNov 01, 2014 Option Exercise$35.011,21442,499744,176Nov 04, 2014, 05:17 PM
GROSSMAN ERIC FChief Legal OfficerAug 25, 2014 Option Exercise$22.9854,5001,252,410161,621Aug 26, 2014, 05:15 PM
GROSSMAN ERIC FChief Legal OfficerAug 25, 2014 Sale$34.2954,5001,868,723107,121Aug 26, 2014, 05:15 PM
WIRTH PAUL CDeputy Chief Financial OfficerAug 25, 2014 Sale$34.4410,000344,400184,502Aug 26, 2014, 05:09 PM
GROSSMAN ERIC FChief Legal OfficerJul 23, 2014 Option Exercise$22.9835,000804,300141,790Jul 25, 2014, 05:14 PM
GROSSMAN ERIC FChief Legal OfficerJul 23, 2014 Sale$32.9035,0001,151,395106,790Jul 25, 2014, 05:14 PM
FLEMING GREGORY JPresident-Wealth & Invest MgtJul 22, 2014 Option Exercise$22.98100,0002,298,000538,430Jul 24, 2014, 05:04 PM
FLEMING GREGORY JPresident-Wealth & Invest MgtJul 22, 2014 Sale$33.02100,0003,301,730438,430Jul 24, 2014, 05:04 PM
KELLEHER THOMAS COLMPresident, Inst'l SecuritiesJul 21, 2014 Option Exercise$32.532,75089,471401,420Jul 23, 2014, 05:10 PM
ROSENTHAL JAMES AChief Operating OfficerJul 18, 2014 Sale$32.5030,8001,001,000107,843Jul 18, 2014, 04:38 PM
DAVIES HOWARD JDirectorMay 15, 2014 Option Exercise$29.572627,74872,828May 16, 2014, 05:34 PM
DAVIES HOWARD JDirectorMay 14, 2014 Option Exercise$30.191,07632,48572,913May 16, 2014, 05:34 PM
SEXTON O GRIFFITHDirectorMay 13, 2014 Option Exercise$30.421,39742,494742,291May 15, 2014, 05:54 PM
OLAYAN HUTHAM SDirectorMay 13, 2014 Option Exercise$30.421,39742,494116,918May 15, 2014, 05:53 PM
Herz Robert HDirectorFeb 05, 2014 Option Exercise$29.0225847May 15, 2014, 05:49 PM
Herz Robert HDirectorJan 22, 2014 Option Exercise$32.80451,47645May 15, 2014, 05:49 PM
GLOCER THOMAS HDirectorMay 13, 2014 Option Exercise$30.421,39742,49422,381May 15, 2014, 05:49 PM
BOWLES ERSKINE BDirectorMay 13, 2014 Option Exercise$30.421,72652,501117,112May 15, 2014, 05:47 PM
Hotsuki KeishiChief Risk OfficerMay 09, 2014 Sale$29.503,528104,081114,356May 09, 2014, 05:35 PM
Hotsuki KeishiChief Risk OfficerMay 08, 2014 Sale$30.0930,336912,662117,884May 09, 2014, 05:35 PM
DAVIES HOWARD JDirectorMay 01, 2014 Sale$31.1712,000374,04065,771May 02, 2014, 04:42 PM
ROSENTHAL JAMES AChief Operating OfficerFeb 12, 2014 Sale$30.1833,5001,010,896138,643Feb 13, 2014, 05:07 PM
WIRTH PAUL CDeputy Chief Financial OfficerFeb 11, 2014 Sale$30.2025,000755,000192,991Feb 13, 2014, 05:05 PM
GROSSMAN ERIC FChief Legal OfficerFeb 05, 2014 Option Exercise$29.181,57245,8710Feb 07, 2014, 05:03 PM
GROSSMAN ERIC FChief Legal OfficerFeb 05, 2014 Sale$29.2228,929845,404106,252Feb 07, 2014, 05:03 PM
WIRTH PAUL CDeputy Chief Financial OfficerJan 28, 2014 Option Exercise$29.998,411252,204217,991Jan 29, 2014, 04:52 PM
WIRTH PAUL CDeputy Chief Financial OfficerJan 27, 2014 Option Exercise$30.0330,474915,287210,093Jan 29, 2014, 04:52 PM
Hotsuki KeishiChief Risk OfficerJan 28, 2014 Option Exercise$29.999,912297,211148,034Jan 29, 2014, 04:50 PM
Hotsuki KeishiChief Risk OfficerJan 27, 2014 Option Exercise$30.0320,832625,689157,947Jan 29, 2014, 04:50 PM
GROSSMAN ERIC FChief Legal OfficerJan 28, 2014 Option Exercise$29.9921,166634,663135,181Jan 29, 2014, 04:49 PM
ROSENTHAL JAMES AChief Operating OfficerJan 28, 2014 Option Exercise$29.9934,6221,038,141198,553Jan 29, 2014, 04:48 PM
ROSENTHAL JAMES AChief Operating OfficerJan 27, 2014 Option Exercise$30.0338,8831,167,851251,733Jan 29, 2014, 04:48 PM
Porat RuthChief Financial OfficerJan 28, 2014 Option Exercise$29.9921,593647,466858,709Jan 29, 2014, 04:47 PM
Porat RuthChief Financial OfficerJan 27, 2014 Option Exercise$30.0391,6402,752,407841,619Jan 29, 2014, 04:47 PM
KELLEHER THOMAS COLMPresident, Inst'l SecuritiesJan 28, 2014 Option Exercise$29.9920,133603,688411,750Jan 29, 2014, 04:45 PM
KELLEHER THOMAS COLMPresident, Inst'l SecuritiesJan 27, 2014 Option Exercise$30.0352,4531,575,426389,048Jan 29, 2014, 04:45 PM
KELLEHER THOMAS COLMPresident, Inst'l SecuritiesJan 29, 2014 Sale$30.168,500256,361403,250Jan 29, 2014, 04:45 PM
FLEMING GREGORY JPresident-Wealth & Invest MgtJan 28, 2014 Option Exercise$29.9918,871565,847437,298Jan 29, 2014, 04:43 PM
FLEMING GREGORY JPresident-Wealth & Invest MgtJan 27, 2014 Option Exercise$30.0372,0552,164,172419,577Jan 29, 2014, 04:43 PM
GORMAN JAMES PChairman and CEOJan 27, 2014 Option Exercise$30.03106,9573,212,4531,039,404Jan 29, 2014, 04:41 PM
GORMAN JAMES PChairman and CEOJan 28, 2014 Option Exercise$29.9922,644678,9801,057,325Jan 29, 2014, 04:41 PM
DAVIES HOWARD JDirectorNov 15, 2013 Option Exercise$30.3641612,63177,682Nov 18, 2013, 05:21 PM
Nicolaisen Donald TDirectorNov 15, 2013 Sale$30.334,704142,67972,283Nov 15, 2013, 05:24 PM
ROSENTHAL JAMES AChief Operating OfficerJul 31, 2013 Sale$27.3212,850351,062100,471Aug 02, 2013, 05:10 PM
DAVIES HOWARD JDirectorMay 15, 2013 Option Exercise$24.6481720,13177,905May 17, 2013, 05:13 PM
SEXTON O GRIFFITHDirectorMay 14, 2013 Option Exercise$24.271,92346,670730,587May 16, 2013, 05:08 PM
OLAYAN HUTHAM SDirectorMay 14, 2013 Option Exercise$24.271,75142,496105,209May 16, 2013, 05:06 PM
BOWLES ERSKINE BDirectorMay 14, 2013 Option Exercise$24.271,95747,495104,853May 16, 2013, 04:54 PM
Hotsuki KeishiChief Risk OfficerFeb 13, 2013 Sale$23.7823,034547,641122,600Feb 14, 2013, 05:41 PM
FLEMING GREGORY JPresident, GWM/Investment Mgt.Feb 08, 2013 Option Exercise$23.2355,8231,296,489391,738Feb 12, 2013, 06:17 PM
FLEMING GREGORY JPresident, GWM/Investment Mgt.Feb 12, 2013 Option Exercise$23.4329,853699,456104,550Feb 12, 2013, 06:17 PM
FLEMING GREGORY JPresident, GWM/Investment Mgt.Feb 12, 2013 Option Exercise$23.4329,853699,456361,885Feb 12, 2013, 06:17 PM
WIRTH PAUL CDeputy CFO/ControllerFeb 07, 2013 Sale$22.8220,000456,328191,501Feb 08, 2013, 04:47 PM
WIRTH PAUL CDeputy CFO/ControllerFeb 08, 2013 Sale$23.1017,379401,455167,707Feb 08, 2013, 04:47 PM
FLEMING GREGORY JPresident, GWM/Investment Mgt.Feb 07, 2013 Option Exercise$23.1328,775665,566447,561Feb 07, 2013, 06:43 PM
FLEMING GREGORY JPresident, GWM/Investment Mgt.Feb 06, 2013 Option Exercise$23.3418,398429,409476,336Feb 07, 2013, 06:43 PM
FLEMING GREGORY JPresident, GWM/Investment Mgt.Feb 07, 2013 Option Exercise$23.1328,775665,56674,697Feb 07, 2013, 06:43 PM
FLEMING GREGORY JPresident, GWM/Investment Mgt.Feb 05, 2013 Option Exercise$23.256,723156,310494,734Feb 07, 2013, 06:43 PM
FLEMING GREGORY JPresident, GWM/Investment Mgt.Feb 06, 2013 Option Exercise$23.3418,398429,40945,922Feb 07, 2013, 06:43 PM
FLEMING GREGORY JPresident, GWM/Investment Mgt.Jan 30, 2013 Option Exercise$22.688,506192,916501,457Feb 07, 2013, 06:43 PM
FLEMING GREGORY JPresident, GWM/Investment Mgt.Feb 05, 2013 Option Exercise$23.256,723156,31027,524Feb 07, 2013, 06:43 PM
FLEMING GREGORY JPresident, GWM/Investment Mgt.Jan 28, 2013 Option Exercise$22.5512,295277,252509,963Feb 07, 2013, 06:43 PM
FLEMING GREGORY JPresident, GWM/Investment Mgt.Jan 30, 2013 Option Exercise$22.688,506192,91620,801Feb 07, 2013, 06:43 PM
FLEMING GREGORY JPresident, GWM/Investment Mgt.Jan 28, 2013 Option Exercise$22.5512,295277,25212,295Feb 07, 2013, 06:43 PM
WIRTH PAUL CDeputy CFO/ControllerFeb 01, 2013 Option Exercise$23.3527,749648,078205,087Feb 05, 2013, 07:16 PM
ROSENTHAL JAMES AChief Operating OfficerFeb 01, 2013 Option Exercise$23.3531,071725,663314,390Feb 05, 2013, 07:14 PM
KELLEHER THOMAS COLMPresident, Inst'l SecuritiesFeb 01, 2013 Option Exercise$23.3578,0481,822,811364,817Feb 05, 2013, 07:12 PM
KELLEHER THOMAS COLMPresident, Inst'l SecuritiesFeb 04, 2013 Sale$22.8758,5551,338,942306,262Feb 05, 2013, 07:12 PM
Hotsuki KeishiChief Risk OfficerFeb 01, 2013 Option Exercise$23.3513,649318,772139,801Feb 05, 2013, 07:10 PM
GROSSMAN ERIC FChief Legal OfficerFeb 01, 2013 Option Exercise$23.358,260192,91278,121Feb 05, 2013, 07:08 PM
GROSSMAN ERIC FChief Legal OfficerFeb 04, 2013 Sale$22.8513,847316,39764,274Feb 05, 2013, 07:08 PM
FLEMING GREGORY JPresident, GWM/Investment Mgt.Feb 01, 2013 Option Exercise$23.3523,599551,155522,258Feb 05, 2013, 07:06 PM
Porat RuthChief Financial OfficerFeb 01, 2013 Option Exercise$23.3556,4741,318,950843,735Feb 05, 2013, 07:03 PM
GORMAN JAMES PChairman and CEOFeb 01, 2013 Option Exercise$23.3581,6301,906,469964,814Feb 05, 2013, 07:01 PM
WIRTH PAUL CDeputy CFO/ControllerJan 22, 2013 Option Exercise$22.9867515,5110Jan 24, 2013, 04:08 PM
WIRTH PAUL CDeputy CFO/ControllerJan 22, 2013 Sale$22.0538,771854,901140,766Jan 24, 2013, 04:08 PM
Hotsuki KeishiChief Risk OfficerJan 22, 2013 Sale$22.0538,191842,112153,450Jan 24, 2013, 04:07 PM
KELLEHER THOMAS COLMPresident, Inst'l SecuritiesJan 22, 2013 Sale$22.2353,4861,188,972442,865Jan 24, 2013, 04:05 PM
SEXTON O GRIFFITHDirectorNov 15, 2012 Option Exercise$16.242,87346,665718,186Nov 16, 2012, 05:18 PM
OLAYAN HUTHAM SDirectorNov 15, 2012 Option Exercise$16.242,61742,50792,978Nov 16, 2012, 05:16 PM
BOWLES ERSKINE BDirectorNov 15, 2012 Option Exercise$16.242,92447,49492,400Nov 16, 2012, 05:13 PM
DAVIES HOWARD JDirectorNov 01, 2012 Option Exercise$17.484117,18368,033Nov 02, 2012, 05:29 PM
DAVIES HOWARD JDirectorMay 18, 2012 Option Exercise$13.4593412,56568,256May 21, 2012, 05:38 PM
SEXTON O GRIFFITHDirectorMay 15, 2012 Option Exercise$14.292,97542,501714,785May 17, 2012, 05:22 PM
OLAYAN HUTHAM SDirectorMay 15, 2012 Option Exercise$14.292,97542,50189,828May 17, 2012, 05:19 PM
BOWLES ERSKINE BDirectorMay 15, 2012 Option Exercise$14.293,32547,50188,896May 17, 2012, 05:11 PM
ROSENTHAL JAMES AChief Operating OfficerMar 05, 2012 Option Exercise$18.4818,156335,432343,071Mar 06, 2012, 06:44 PM
FLEMING GREGORY JPresident-Asset Mgt/GWMFeb 08, 2012 Option Exercise$20.2746,181936,089541,981Feb 09, 2012, 05:35 PM
WIRTH PAUL CDeputy CFO/ControllerJan 20, 2012 Option Exercise$18.1223,502425,856178,422Jan 24, 2012, 06:39 PM
Taubman Paul JCo-President-Inst'l SecuritiesJan 20, 2012 Option Exercise$18.1237,816685,2261,269,224Jan 24, 2012, 06:37 PM
ROSENTHAL JAMES AChief Operating OfficerJan 20, 2012 Option Exercise$18.1221,018380,846360,605Jan 24, 2012, 06:35 PM
GROSSMAN ERIC FChief Legal OfficerJan 20, 2012 Option Exercise$18.127,355133,27397,929Jan 24, 2012, 06:34 PM
GROSSMAN ERIC FChief Legal OfficerJan 23, 2012 Sale$18.2212,482227,36685,447Jan 24, 2012, 06:34 PM
Porat RuthChief Financial OfficerJan 20, 2012 Option Exercise$18.1233,987615,844796,552Jan 24, 2012, 06:32 PM
Hotsuki KeishiChief Risk OfficerJan 20, 2012 Option Exercise$18.1211,259204,013189,938Jan 24, 2012, 06:31 PM
KELLEHER THOMAS COLMCo-President-Inst'l SecuritiesJan 20, 2012 Option Exercise$18.1227,015489,512492,820Jan 24, 2012, 06:30 PM
GORMAN JAMES PChairman of the Board and CEOJan 20, 2012 Option Exercise$18.1242,194764,5551,078,640Jan 24, 2012, 06:28 PM
Taubman Paul JCo-President-Inst'l SecuritiesJan 03, 2012 Option Exercise$16.0020,089321,4241,118,473Jan 04, 2012, 05:04 PM
Porat RuthChief Financial OfficerJan 03, 2012 Option Exercise$16.0012,054192,864653,115Jan 04, 2012, 04:58 PM
SEXTON O GRIFFITHDirectorNov 18, 2011 Option Exercise$14.202,99242,497693,943Nov 21, 2011, 05:21 PM
OLAYAN HUTHAM SDirectorNov 18, 2011 Option Exercise$14.202,99242,49768,979Nov 21, 2011, 05:18 PM
BOWLES ERSKINE BDirectorNov 18, 2011 Option Exercise$14.203,34447,49667,657Nov 21, 2011, 05:16 PM
DAVIES HOWARD JDirectorNov 01, 2011 Option Exercise$16.244066,59251,294Nov 03, 2011, 05:07 PM
MITSUBISHI UFJ FINANCIAL GROUP INC10% OwnerJun 30, 2011 Option Exercise$20.34385,464,0977,840,339,792432,017,152Aug 23, 2011, 12:09 PM
OLAYAN HUTHAM SDirectorAug 05, 2011 Buy$20.005,000100,00065,642Aug 05, 2011, 11:30 AM
Taubman Paul JCo-President-Inst'l SecuritiesAug 04, 2011 Buy$20.3850,0001,019,2351,138,562Aug 05, 2011, 08:41 AM
Porat RuthChief Financial OfficerAug 04, 2011 Buy$20.5025,000512,500665,169Aug 05, 2011, 08:39 AM
GORMAN JAMES PPresident and CEOAug 04, 2011 Buy$20.62100,0002,062,070854,393Aug 04, 2011, 10:30 AM
OWENS JAMES WDirectorAug 02, 2011 Buy$22.045,000110,20018,048Aug 02, 2011, 02:27 PM
ROSENTHAL JAMES AChief Operating OfficerJul 22, 2011 Sale$23.728,000189,785226,723Jul 22, 2011, 04:41 PM
ROSENTHAL JAMES AChief Operating OfficerMay 20, 2011 Option Exercise$24.1335,304851,709229,175May 20, 2011, 06:48 PM
Hotsuki KeishiChief Risk OfficerMay 20, 2011 Option Exercise$24.1312,302296,786104,366May 20, 2011, 06:46 PM
SEXTON O GRIFFITHDirectorMay 18, 2011 Option Exercise$24.391,84545,006690,612May 20, 2011, 06:39 PM
OLAYAN HUTHAM SDirectorMay 18, 2011 Option Exercise$24.391,74242,49460,642May 20, 2011, 06:32 PM
DAVIES HOWARD JDirectorMay 18, 2011 Option Exercise$24.3974918,27151,577May 20, 2011, 06:22 PM
BOWLES ERSKINE BDirectorMay 18, 2011 Option Exercise$24.391,94747,49463,930May 20, 2011, 06:15 PM
ROSENTHAL JAMES AChief Operating OfficerFeb 15, 2011 Option Exercise$30.321,31139,7500Feb 16, 2011, 04:51 PM
Porat RuthChief Financial OfficerFeb 14, 2011 Option Exercise$29.9855116,51930,351Feb 16, 2011, 04:49 PM
WIRTH PAUL CFinance Director/ControllerFeb 09, 2011 Option Exercise$30.0899729,990125Feb 11, 2011, 05:08 PM
FLEMING GREGORY JPresident-Asset Mgt/GWMFeb 08, 2011 Option Exercise$30.5850,8791,555,625399,790Feb 10, 2011, 05:37 PM
WIRTH PAUL CFinance Director/ControllerFeb 07, 2011 Sale$30.4217,717538,934152,673Feb 09, 2011, 06:02 PM
KELLEHER THOMAS COLMCo-President Inst'l SecuritiesFeb 07, 2011 Sale$30.0850,0001,504,076401,744Feb 09, 2011, 05:59 PM
WIRTH PAUL CFinance Director/ControllerJan 21, 2011 Option Exercise$29.7811,331337,437157,873Jan 25, 2011, 05:05 PM
Porat RuthChief Financial OfficerJan 21, 2011 Option Exercise$29.7840,3711,202,248640,160Jan 25, 2011, 05:04 PM
KELLEHER THOMAS COLMCo-President-Inst'l SecuritiesJan 21, 2011 Option Exercise$29.7822,210661,414428,671Jan 25, 2011, 05:01 PM
Porat RuthChief Financial OfficerJan 03, 2011 Option Exercise$28.0212,100339,102556,744Jan 04, 2011, 06:15 PM
SEXTON O GRIFFITHDirectorNov 18, 2010 Option Exercise$25.801,74445,004669,728Nov 19, 2010, 05:16 PM
SEXTON O GRIFFITHDirectorNov 18, 2010 Option Exercise$25.801,74445,004669,728Nov 19, 2010, 05:16 PM
OLAYAN HUTHAM SDirectorNov 18, 2010 Option Exercise$25.801,64742,50148,482Nov 19, 2010, 05:15 PM
OLAYAN HUTHAM SDirectorNov 18, 2010 Option Exercise$25.801,64742,50148,482Nov 19, 2010, 05:15 PM
BOWLES ERSKINE BDirectorNov 18, 2010 Option Exercise$25.801,84147,50751,543Nov 19, 2010, 05:14 PM
BOWLES ERSKINE BDirectorNov 18, 2010 Option Exercise$25.801,84147,50751,543Nov 19, 2010, 05:14 PM
DAVIES HOWARD JDirectorNov 01, 2010 Option Exercise$24.794039,99041,859Nov 03, 2010, 05:27 PM
DAVIES HOWARD JDirectorNov 01, 2010 Option Exercise$24.794039,99041,859Nov 03, 2010, 05:27 PM
MACK JOHN JChairman of the BoardOct 21, 2010 Option Exercise$24.8528,900718,1652,249,387Oct 22, 2010, 05:32 PM
MACK JOHN JChairman of the BoardOct 21, 2010 Option Exercise$24.8528,900718,1652,249,387Oct 22, 2010, 05:32 PM
NIDES THOMAS RChief Operating OfficerOct 07, 2010 Option Exercise$25.3428,275716,630207,612Oct 08, 2010, 04:56 PM
MACK JOHN JChairman of the BoardOct 07, 2010 Option Exercise$25.34106,2162,692,0442,112,987Oct 08, 2010, 04:52 PM
MACK JOHN JChairman of the BoardOct 07, 2010 Option Exercise$25.34106,2162,692,0442,112,987Oct 08, 2010, 04:52 PM
CHAMMAH WALID AChairman/CEO of MS Int'lOct 07, 2010 Option Exercise$25.3482,7202,096,538639,269Oct 08, 2010, 04:50 PM
NIDES THOMAS RChief Operating OfficerSep 01, 2010 Option Exercise$25.1210,174255,571235,887Sep 02, 2010, 05:44 PM
CHINA INVESTMENT CORP10% OwnerAug 09, 2010 Sale$27.421,600,00043,872,000150,782,379Aug 11, 2010, 04:07 PM
CHINA INVESTMENT CORP10% OwnerAug 03, 2010 Sale$27.521,310,00036,051,201152,382,379Aug 05, 2010, 04:05 PM
CHINA INVESTMENT CORP10% OwnerAug 02, 2010 Sale$27.552,000,00055,099,998153,692,379Aug 04, 2010, 04:06 PM
CHINA INVESTMENT CORP10% OwnerJul 30, 2010 Sale$27.103,340,00090,514,001155,692,379Aug 03, 2010, 04:07 PM
CHINA INVESTMENT CORP10% OwnerJul 29, 2010 Sale$27.092,600,00070,434,000159,032,379Aug 02, 2010, 04:10 PM
CHINA INVESTMENT CORP10% OwnerJul 26, 2010 Sale$27.042,750,00074,360,003166,507,379Jul 27, 2010, 04:02 PM
CHINA INVESTMENT CORP10% OwnerJul 23, 2010 Sale$27.051,875,00050,718,749166,507,379Jul 27, 2010, 04:02 PM
CHINA INVESTMENT CORP10% OwnerJul 22, 2010 Sale$27.13575,00015,599,750171,132,379Jul 23, 2010, 04:02 PM
CHINA INVESTMENT CORP10% OwnerJul 21, 2010 Sale$27.174,525,000122,944,250171,132,379Jul 23, 2010, 04:02 PM
Load More Insider Transactions
Buy Sale Option Exercise
OwnerRelationshipDateValue($)
SIMKOWITZ DANIEL AHead of Investment Management01/31/2023779,726
SIMKOWITZ DANIEL AHead of Investment Management01/30/20231,455,861
DARLING ALISTAIRDirector01/25/2023189,410
AKRAM RAJADeputy Chief Financial Officer01/18/2023964,975
AKRAM RAJADeputy Chief Financial Officer01/18/2023494,700
YESHAYA SHARONChief Financial Officer01/18/2023233,963
SIMKOWITZ DANIEL AHead of Investment Management01/18/20232,217,016
SIMKOWITZ DANIEL AHead of Investment Management01/18/20234,358,353
SAPERSTEIN ANDREW MCo-President/Head of WM01/18/20231,970,821
PRUZAN JONATHANChief Operating Officer01/18/20231,972,277
PICK EDWARD NCo-President/Head of IS01/18/20232,914,730
PICK EDWARD NCo-President/Head of IS01/18/202313,092,566
Hotsuki KeishiChief Risk Officer01/18/20231,131,079
GROSSMAN ERIC FChief Legal/Admin Officer01/18/20231,526,195
GROSSMAN ERIC FChief Legal/Admin Officer01/18/202311,653,788
CRAWLEY MANDELLChief Human Resources Officer01/18/2023397,057
CRAWLEY MANDELLChief Human Resources Officer01/19/2023350,625
GORMAN JAMES PChairman and CEO01/18/20235,826,548
GORMAN JAMES PChairman and CEO01/18/202324,233,637
TRAQUINA PERRY MDirector12/01/202267,475
SCHAPIRO MARY LDirector12/01/202247,520
LUCZO STEPHEN JDirector12/01/202255,038
GLOCER THOMAS HDirector12/01/202280,005
TRAQUINA PERRY MDirector06/01/202267,496
LUCZO STEPHEN JDirector06/01/202255,016
GLOCER THOMAS HDirector06/01/202279,977
AKRAM RAJADeputy Chief Financial Officer05/13/202211,047
LUCZO STEPHEN JDirector05/12/20221,982,425
AKRAM RAJADeputy Chief Financial Officer05/01/20221,272,113
CORLEY ELIZABETHDirector04/21/202239,591
CORLEY ELIZABETHDirector04/21/2022209,254
SIMKOWITZ DANIEL AHead of Investment Management02/24/20225,198,012
SAPERSTEIN ANDREW MCo-President/Head of WM02/24/20224,301,990
PRUZAN JONATHANChief Operating Officer02/24/20225,198,012
PICK EDWARD NCo-President/Head of IS02/24/202211,426,384
Hotsuki KeishiChief Risk Officer02/24/20222,812,861
GROSSMAN ERIC FChief Legal Officer02/24/20223,557,520
GORMAN JAMES PChairman and CEO02/24/202224,645,000
GORMAN JAMES PChairman and CEO02/09/20222,672,040
SAPERSTEIN ANDREW MCo-President/Head of WM02/08/20221,814,006
Hotsuki KeishiChief Risk Officer02/07/20222,572,500
SIMKOWITZ DANIEL AHead of Investment Management01/31/20221,888,521
PRUZAN JONATHANChief Operating Officer01/26/20221,860,698
YESHAYA SHARONChief Financial Officer01/20/2022264,215
SIMKOWITZ DANIEL AHead of Investment Management01/20/20221,665,128
SAPERSTEIN ANDREW MCo-President/Head of WM01/20/20221,461,031
SAPERSTEIN ANDREW MCo-President/Head of WM01/20/20221,497,593
ROONEY ROBERT PHead of Tech/Ops/Resilience01/20/20221,771,675
PRUZAN JONATHANChief Operating Officer01/20/20221,665,128
PICK EDWARD NCo-President/Head of IS01/20/20221,585,768
Hotsuki KeishiChief Risk Officer01/20/20221,081,653
GROSSMAN ERIC FChief Legal Officer01/20/20221,373,534
GROSSMAN ERIC FChief Legal Officer01/20/20223,375,130
CRAWLEY MANDELLChief Human Resources Officer01/20/2022387,036
CRAWLEY MANDELLChief Human Resources Officer01/21/2022736,812
GORMAN JAMES PChairman and CEO01/20/20227,192,961
TRAQUINA PERRY MDirector12/01/202167,454
LUCZO STEPHEN JDirector12/01/202154,952
GLOCER THOMAS HDirector12/01/202179,957
CORLEY ELIZABETHDirector12/01/202147,489
DARLING ALISTAIRDirector11/09/202199,460
YESHAYA SHARONChief Financial Officer07/21/2021108,107
YESHAYA SHARONChief Financial Officer07/21/2021239,104
SAPERSTEIN ANDREW MCo-President/Head of WM07/16/20211,065,901
LUCZO STEPHEN JDirector04/17/20201,119,229
CORLEY ELIZABETHDirector06/01/202147,541
OLAYAN HUTHAM SDirector05/20/202147,479
SIMKOWITZ DANIEL AHead of Investment Management04/19/20215,856,984
Hotsuki KeishiChief Risk Officer02/26/20211,520,287
GROSSMAN ERIC FChief Legal Officer02/26/20211,925,770
SIMKOWITZ DANIEL AHead of Investment Management02/26/20212,698,776
SAPERSTEIN ANDREW MHead of Wealth Management02/26/20212,027,102
PICK EDWARD NHead of Inst'l Securities02/26/20216,058,561
PRUZAN JONATHANChief Financial Officer02/26/20212,368,272
GORMAN JAMES PChairman and CEO02/26/202114,044,931
Hotsuki KeishiChief Risk Officer02/16/20211,734,383
GORMAN JAMES PChairman and CEO02/11/20212,051,259
ROONEY ROBERT PHead of Tech/Ops/Resilience02/09/20211,128,012
BRODSKY JEFFREY SChief Human Resources Officer01/21/2021449,639
BRODSKY JEFFREY SChief Human Resources Officer01/21/20211,379,545
Hotsuki KeishiChief Risk Officer01/21/2021682,541
ROONEY ROBERT PHead of Tech/Ops/Resilience01/21/2021726,172
GROSSMAN ERIC FChief Legal Officer01/21/2021948,672
GROSSMAN ERIC FChief Legal Officer01/21/20212,167,567
SIMKOWITZ DANIEL AHead of Investment Management01/21/20211,230,370
SAPERSTEIN ANDREW MHead of Wealth Management01/21/20211,015,205
SAPERSTEIN ANDREW MHead of Wealth Management01/22/20211,438,812
SAPERSTEIN ANDREW MHead of Wealth Management01/21/2021756,249
PICK EDWARD NHead of Inst'l Securities01/21/20211,774,905
PICK EDWARD NHead of Inst'l Securities01/21/20217,510,200
PRUZAN JONATHANChief Financial Officer01/21/20211,157,775
PRUZAN JONATHANChief Financial Officer01/22/20211,407,060
GORMAN JAMES PChairman and CEO01/21/20213,912,410
GORMAN JAMES PChairman and CEO01/22/202112,796,123
TRAQUINA PERRY MDirector12/01/202067,484
OLAYAN HUTHAM SDirector12/01/202047,498
GLOCER THOMAS HDirector12/01/202080,007
CORLEY ELIZABETHDirector12/01/202047,498
OLAYAN HUTHAM SDirector11/12/20201,385,000
MITSUBISHI UFJ FINANCIAL GROUP INC10% Owner10/19/2020986,878
MITSUBISHI UFJ FINANCIAL GROUP INC10% Owner06/24/202094
MITSUBISHI UFJ FINANCIAL GROUP INC10% Owner08/02/20197,933
MITSUBISHI UFJ FINANCIAL GROUP INC10% Owner05/14/201963,362
MITSUBISHI UFJ FINANCIAL GROUP INC10% Owner02/06/202082,150
MITSUBISHI UFJ FINANCIAL GROUP INC10% Owner03/30/202070
MITSUBISHI UFJ FINANCIAL GROUP INC10% Owner09/19/2017101,304
MITSUBISHI UFJ FINANCIAL GROUP INC10% Owner04/03/201839,424
MITSUBISHI UFJ FINANCIAL GROUP INC10% Owner01/16/20189,650
MITSUBISHI UFJ FINANCIAL GROUP INC10% Owner12/01/20178,661
MITSUBISHI UFJ FINANCIAL GROUP INC10% Owner10/13/20178,490
MITSUBISHI UFJ FINANCIAL GROUP INC10% Owner09/13/201831,789
MITSUBISHI UFJ FINANCIAL GROUP INC10% Owner05/30/201899,969
MITSUBISHI UFJ FINANCIAL GROUP INC10% Owner05/21/201815,161
ROONEY ROBERT PHead of Tech/Ops/Resilience08/21/2020940
ROONEY ROBERT PHead of Tech/Ops/Resilience08/01/2020179,878
ROONEY ROBERT PHead of Tech/Ops/Resilience07/21/2020957,843
Hotsuki KeishiChief Risk Officer07/20/2020988,000
SAPERSTEIN ANDREW MHead of Wealth Management07/17/20201,516,195
GROSSMAN ERIC FChief Legal Officer07/17/20202,875,531
GORMAN JAMES PChairman and CEO07/17/20207,858,067
TRAQUINA PERRY MDirector06/01/202067,516
SCHAPIRO MARY LDirector06/01/202047,516
OLAYAN HUTHAM SDirector06/01/202052,482
GLOCER THOMAS HDirector06/01/202079,999
DARLING ALISTAIRDirector06/01/202014,094
CORLEY ELIZABETHDirector06/01/202047,516
BRODSKY JEFFREY SChief Human Resources Officer04/28/2020737,319
LUCZO STEPHEN JDirector04/17/2020734,871
MITSUBISHI UFJ FINANCIAL GROUP INC10% Owner03/16/2020201,863,876
LUCZO STEPHEN JDirector02/28/20202,248,735
SIMKOWITZ DANIEL AHead of Investment Management02/28/20201,232,881
SAPERSTEIN ANDREW MHead of Wealth Management02/28/2020835,862
PRUZAN JONATHANChief Financial Officer02/28/20201,109,820
PICK EDWARD NHead of Inst'l Securities02/28/20202,903,833
Hotsuki KeishiChief Risk Officer02/28/2020779,463
GROSSMAN ERIC FChief Legal Officer02/28/2020989,257
BRODSKY JEFFREY SChief Human Resources Officer02/28/2020599,548
GORMAN JAMES PChairman and CEO02/28/202012,427,355
LUCZO STEPHEN JDirector02/21/20202,649,955
MITSUBISHI UFJ FINANCIAL GROUP INC10% Owner01/29/202050,012,887
ROONEY ROBERT PHead of Tech/Ops/Resilience01/17/2020135,851
WIRTH PAUL CDeputy Chief Financial Officer01/17/20201,116,891
BRODSKY JEFFREY SChief Human Resources Officer01/17/2020347,953
Hotsuki KeishiChief Risk Officer01/17/2020546,847
GROSSMAN ERIC FChief Legal Officer01/17/2020778,816
SIMKOWITZ DANIEL AHead of Investment Management01/17/20201,044,366
PRUZAN JONATHANChief Financial Officer01/17/2020899,654
GORMAN JAMES PChairman and CEO01/17/20203,467,448
MITSUBISHI UFJ FINANCIAL GROUP INC10% Owner12/20/2019230,587,634
WIRTH PAUL CDeputy Chief Financial Officer11/27/20191,240,500
Hotsuki KeishiChief Risk Officer11/27/20191,294,249
TRAQUINA PERRY MDirector12/01/201967,513
SCHAPIRO MARY LDirector12/01/201947,487
OLAYAN HUTHAM SDirector12/01/201952,494
GLOCER THOMAS HDirector12/01/201980,005
CORLEY ELIZABETHDirector12/01/201947,487
ROONEY ROBERT PHead of Tech/Ops/Resilience11/21/20192,511,003
MITSUBISHI UFJ FINANCIAL GROUP INC10% Owner10/29/20191,777,283
MITSUBISHI UFJ FINANCIAL GROUP INC10% Owner10/29/201949,899,733
MITSUBISHI UFJ FINANCIAL GROUP INC10% Owner09/20/2019326,921,121
MITSUBISHI UFJ FINANCIAL GROUP INC10% Owner11/18/201439,351
MITSUBISHI UFJ FINANCIAL GROUP INC10% Owner09/25/2014249,750
MITSUBISHI UFJ FINANCIAL GROUP INC10% Owner04/23/2014126,625
MITSUBISHI UFJ FINANCIAL GROUP INC10% Owner10/10/201470,700
MITSUBISHI UFJ FINANCIAL GROUP INC10% Owner09/05/2014141,400
MITSUBISHI UFJ FINANCIAL GROUP INC10% Owner11/07/2014140,000
MITSUBISHI UFJ FINANCIAL GROUP INC10% Owner10/09/2014141,400
MITSUBISHI UFJ FINANCIAL GROUP INC10% Owner09/04/2014214,200
MITSUBISHI UFJ FINANCIAL GROUP INC10% Owner09/18/201470,700
MITSUBISHI UFJ FINANCIAL GROUP INC10% Owner10/22/2014150,750
MITSUBISHI UFJ FINANCIAL GROUP INC10% Owner09/26/2014280,000
MITSUBISHI UFJ FINANCIAL GROUP INC10% Owner08/21/2014214,200
MITSUBISHI UFJ FINANCIAL GROUP INC10% Owner10/17/201470,000
MITSUBISHI UFJ FINANCIAL GROUP INC10% Owner05/06/2014127,000
MITSUBISHI UFJ FINANCIAL GROUP INC10% Owner10/10/2014209,580
MITSUBISHI UFJ FINANCIAL GROUP INC10% Owner09/05/2014147,000
MITSUBISHI UFJ FINANCIAL GROUP INC10% Owner11/07/2014145,600
MITSUBISHI UFJ FINANCIAL GROUP INC10% Owner09/24/201420,060
MITSUBISHI UFJ FINANCIAL GROUP INC10% Owner10/09/2014147,000
MITSUBISHI UFJ FINANCIAL GROUP INC10% Owner09/04/2014222,600
MITSUBISHI UFJ FINANCIAL GROUP INC10% Owner09/18/201473,500
MITSUBISHI UFJ FINANCIAL GROUP INC10% Owner10/24/201470,350
MITSUBISHI UFJ FINANCIAL GROUP INC10% Owner09/26/2014291,200
MITSUBISHI UFJ FINANCIAL GROUP INC10% Owner08/21/2014222,600
MITSUBISHI UFJ FINANCIAL GROUP INC10% Owner09/16/2014100,400
MITSUBISHI UFJ FINANCIAL GROUP INC10% Owner10/17/201472,800
MITSUBISHI UFJ FINANCIAL GROUP INC10% Owner09/15/201449,245
MITSUBISHI UFJ FINANCIAL GROUP INC10% Owner09/25/201465,065
MITSUBISHI UFJ FINANCIAL GROUP INC10% Owner07/29/201970,136,968
MITSUBISHI UFJ FINANCIAL GROUP INC10% Owner06/21/2019269,839,491
TRAQUINA PERRY MDirector06/01/201967,515
SCHAPIRO MARY LDirector06/01/201947,506
OLAYAN HUTHAM SDirector06/01/201952,498
GLOCER THOMAS HDirector06/01/201979,995
CORLEY ELIZABETHDirector06/01/201947,506
DARLING ALISTAIRDirector05/24/201921,952
MITSUBISHI UFJ FINANCIAL GROUP INC10% Owner04/26/201942,513,472
SIMKOWITZ DANIEL AHead of Investment Management04/18/2019332,979
MITSUBISHI UFJ FINANCIAL GROUP INC10% Owner03/22/2019262,710,195
WIRTH PAUL CDeputy Chief Financial Officer02/26/20191,060,073
BRODSKY JEFFREY SChief Human Resources Officer02/26/2019825,279
Hotsuki KeishiChief Risk Officer02/26/20191,085,886
GROSSMAN ERIC FChief Legal Officer02/26/20191,326,875
SIMKOWITZ DANIEL AHead of Investment Management02/26/20191,850,327
PRUZAN JONATHANChief Financial Officer02/26/20191,554,280
KELLEHER THOMAS COLMPresident02/26/20193,081,473
GORMAN JAMES PChairman and CEO02/26/20195,529,759
MITSUBISHI UFJ FINANCIAL GROUP INC10% Owner01/29/201949,642,729
MITSUBISHI UFJ FINANCIAL GROUP INC10% Owner01/18/201932,200,000
BRODSKY JEFFREY SChief Human Resources Officer01/18/2019675,152
WIRTH PAUL CDeputy Chief Financial Officer01/18/20191,456,312
BRODSKY JEFFREY SChief Human Resources Officer01/18/2019479,781
Hotsuki KeishiChief Risk Officer01/18/2019744,615
GROSSMAN ERIC FChief Legal Officer01/18/2019918,435
SIMKOWITZ DANIEL AHead of Investment Management01/18/20191,419,184
PRUZAN JONATHANChief Financial Officer01/18/20191,125,344
KELLEHER THOMAS COLMPresident01/18/2019522,821
GORMAN JAMES PChairman and CEO01/18/20194,092,662
MITSUBISHI UFJ FINANCIAL GROUP INC10% Owner12/20/2018234,065,269
TRAQUINA PERRY MDirector12/01/201857,511
SCHAPIRO MARY LDirector12/01/201828,335
OLAYAN HUTHAM SDirector12/01/201847,505
GLOCER THOMAS HDirector12/01/201872,519
CORLEY ELIZABETHDirector12/01/201842,502
MITSUBISHI UFJ FINANCIAL GROUP INC10% Owner10/30/201878,287,584
MITSUBISHI UFJ FINANCIAL GROUP INC10% Owner09/21/2018247,446,260
MITSUBISHI UFJ FINANCIAL GROUP INC10% Owner07/27/201865,253,718
MITSUBISHI UFJ FINANCIAL GROUP INC10% Owner06/22/2018284,341,452
TRAQUINA PERRY MDirector05/24/201857,501
OWENS JAMES WDirector05/24/201847,506
OLAYAN HUTHAM SDirector05/24/201847,506
GLOCER THOMAS HDirector05/24/201872,495
CORLEY ELIZABETHDirector05/24/201827,515
DARLING ALISTAIRDirector05/22/201826,695
MITSUBISHI UFJ FINANCIAL GROUP INC10% Owner04/26/201846,540,898
BRODSKY JEFFREY SChief Human Resources Officer02/27/2018995,452
Hotsuki KeishiChief Risk Officer02/27/20181,244,243
GROSSMAN ERIC FChief Legal Officer02/27/20181,493,149
KELLEHER THOMAS COLMPresident02/27/20184,124,103
GORMAN JAMES PChairman and CEO02/27/20185,860,172
WIRTH PAUL CDeputy Chief Financial Officer02/26/20181,138,110
PRUZAN JONATHANChief Financial Officer02/16/20182,889,361
BRODSKY JEFFREY SChief Human Resources Officer02/14/2018607,600
GROSSMAN ERIC FChief Legal Officer02/14/2018953,296
GORMAN JAMES PChairman and CEO02/15/20185,533,810
SIMKOWITZ DANIEL AHead of Investment Management02/14/20181,730,935
SIMKOWITZ DANIEL AHead of Investment Management02/13/20182,930,679
BOWLES ERSKINE BDirector02/01/201823,776
WIRTH PAUL CDeputy Chief Financial Officer01/19/20182,004,042
BRODSKY JEFFREY SChief Human Resources Officer01/19/2018825,427
Hotsuki KeishiChief Risk Officer01/19/20181,249,755
GROSSMAN ERIC FChief Legal Officer01/19/20181,672,185
SIMKOWITZ DANIEL AHead of Investment Management01/19/20183,900,480
PRUZAN JONATHANChief Financial Officer01/19/20183,027,812
KELLEHER THOMAS COLMPresident01/19/20181,440,225
GORMAN JAMES PChairman and CEO01/19/20183,895,957
Hotsuki KeishiChief Risk Officer11/28/20171,250,000
TRAQUINA PERRY MDirector11/22/201757,478
OWENS JAMES WDirector11/22/201750,829
OLAYAN HUTHAM SDirector11/22/201747,480
GLOCER THOMAS HDirector11/22/201759,152
DARLING ALISTAIRDirector11/24/2017189,785
BOWLES ERSKINE BDirector11/22/201764,176
KELLEHER THOMAS COLMPresident10/23/20172,023,516
GROSSMAN ERIC FChief Legal Officer10/18/20171,299,638
BRODSKY JEFFREY SChief Human Resources Officer10/18/2017821,024
GORMAN JAMES PChairman and CEO08/01/20176,373,104
GORMAN JAMES PChairman and CEO08/01/201710,037,011
PRUZAN JONATHANChief Financial Officer07/20/20171,202,834
TRAQUINA PERRY MDirector05/22/201749,990
OLAYAN HUTHAM SDirector05/22/201747,486
GLOCER THOMAS HDirector05/22/201752,494
BOWLES ERSKINE BDirector05/22/201772,481
DARLING ALISTAIRDirector05/17/201733,335
GORMAN JAMES PChairman and CEO05/10/20176,373,074
GORMAN JAMES PChairman and CEO05/10/20179,117,530
BRODSKY JEFFREY SChief Human Resources Officer03/01/2017759,446
Hotsuki KeishiChief Risk Officer03/01/2017940,254
GROSSMAN ERIC FChief Legal Officer03/01/20171,157,278
KELLEHER THOMAS COLMPresident03/01/20173,341,171
GORMAN JAMES PChairman and CEO03/01/20174,697,662
DARLING ALISTAIRDirector02/15/201746
WIRTH PAUL CDeputy Chief Financial Officer02/14/2017574,563
KELLEHER THOMAS COLMPresident02/08/20175,462,630
KELLEHER THOMAS COLMPresident02/08/20177,976,587
DARLING ALISTAIRDirector02/01/201712,495
WIRTH PAUL CDeputy Chief Financial Officer01/26/2017442,541
WIRTH PAUL CDeputy Chief Financial Officer01/18/2017637,730
BRODSKY JEFFREY SChief Human Resources Officer01/18/2017389,592
BRODSKY JEFFREY SChief Human Resources Officer01/19/2017498,058
Hotsuki KeishiChief Risk Officer01/18/2017562,028
GROSSMAN ERIC FChief Legal Officer01/18/2017766,751
GROSSMAN ERIC FChief Legal Officer01/19/2017739,992
SIMKOWITZ DANIEL AHead of Investment Management01/18/20171,301,887
PRUZAN JONATHANChief Financial Officer01/18/20171,061,716
KELLEHER THOMAS COLMPresident01/18/20171,954,411
GORMAN JAMES PChairman and CEO01/18/20171,784,125
GORMAN JAMES PChairman and CEO01/19/20176,545,324
GORMAN JAMES PChairman and CEO01/19/201712,047,214
GORMAN JAMES PChairman and CEO11/30/20164,138,100
SIMKOWITZ DANIEL AHead of Investment Management12/01/20163,641,744
SIMKOWITZ DANIEL AHead of Investment Management12/01/20165,102,919
ROSENTHAL JAMES AChief Operating Officer11/18/20163,641,744
ROSENTHAL JAMES AChief Operating Officer11/18/20164,485,430
TRAQUINA PERRY MDirector11/17/201642,490
OLAYAN HUTHAM SDirector11/17/201647,493
GLOCER THOMAS HDirector11/17/201652,497
BOWLES ERSKINE BDirector11/17/201667,507
WIRTH PAUL CDeputy Chief Financial Officer11/14/20161,820,857
WIRTH PAUL CDeputy Chief Financial Officer11/14/20162,366,380
BRODSKY JEFFREY SChief Human Resources Officer11/14/20161,820,857
BRODSKY JEFFREY SChief Human Resources Officer11/14/20162,373,503
GORMAN JAMES PChairman and CEO11/11/20164,596,000
GORMAN JAMES PChairman and CEO11/11/20167,540,460
KELLEHER THOMAS COLMPresident11/10/20165,117,945
KELLEHER THOMAS COLMPresident11/10/20168,366,420
GROSSMAN ERIC FChief Legal Officer11/11/20161,820,857
GROSSMAN ERIC FChief Legal Officer11/11/20162,296,063
SIMKOWITZ DANIEL AHead of Investment Management11/10/20162,257,961
PRUZAN JONATHANChief Financial Officer11/08/20161,512,667
ROSENTHAL JAMES AChief Operating Officer10/27/20161,700,727
ROSENTHAL JAMES AChief Operating Officer10/27/20162,253,978
GROSSMAN ERIC FChief Legal Officer10/21/20165,689,158
GROSSMAN ERIC FChief Legal Officer10/21/20167,322,349
ROSENTHAL JAMES AChief Operating Officer10/20/20164,596,000
ROSENTHAL JAMES AChief Operating Officer10/20/20166,207,875
KELLEHER THOMAS COLMPresident10/20/20165,117,922
KELLEHER THOMAS COLMPresident10/20/20167,328,026
WIRTH PAUL CDeputy Chief Financial Officer08/30/2016600,051
Hotsuki KeishiChief Risk Officer08/17/20165,305,392
Hotsuki KeishiChief Risk Officer08/17/20167,458,982
WIRTH PAUL CDeputy Chief Financial Officer08/16/2016604,000
Nicolaisen Donald TDirector08/02/201692,062
ROSENTHAL JAMES AChief Operating Officer07/25/20162,298,000
ROSENTHAL JAMES AChief Operating Officer07/25/20162,657,086
BRODSKY JEFFREY SChief Human Resources Officer07/21/2016574,584
KELLEHER THOMAS COLMPresident07/21/2016587,429
GROSSMAN ERIC FChief Legal Officer05/25/2016703,871
TRAQUINA PERRY MDirector05/17/201642,491
OLAYAN HUTHAM SDirector05/17/201647,504
Miscik Judith ADirector05/17/201619,002
GLOCER THOMAS HDirector05/17/201652,491
BOWLES ERSKINE BDirector05/17/201662,491
ROSENTHAL JAMES AChief Operating Officer02/26/20161,256,350
BRODSKY JEFFREY SChief Human Resources Officer02/25/2016576,983
Hotsuki KeishiChief Risk Officer02/25/2016721,234
GROSSMAN ERIC FChief Legal Officer02/25/2016865,486
ROSENTHAL JAMES AChief Operating Officer02/25/20162,146,940
KELLEHER THOMAS COLMPresident02/25/20161,972,055
GORMAN JAMES PChairman and CEO02/25/20162,927,663
WIRTH PAUL CDeputy Chief Financial Officer01/20/2016710,149
BRODSKY JEFFREY SChief Human Resources Officer01/20/2016402,566
Hotsuki KeishiChief Risk Officer01/20/2016155,564
GROSSMAN ERIC FChief Legal Officer01/20/2016200,233
ROSENTHAL JAMES AChief Operating Officer01/20/2016247,737
PRUZAN JONATHANChief Financial Officer01/20/20161,168,465
KELLEHER THOMAS COLMPresident01/20/2016832,915
GORMAN JAMES PChairman and CEO01/20/2016448,179
TRAQUINA PERRY MDirector11/19/201542,513
OLAYAN HUTHAM SDirector11/19/201547,506
Miscik Judith ADirector11/19/201519,016
GLOCER THOMAS HDirector11/19/201552,500
BOWLES ERSKINE BDirector11/19/201559,990
ROSENTHAL JAMES AChief Operating Officer07/31/2015471,000
KELLEHER THOMAS COLMPresident, Inst'l Securities07/21/2015622,822
Nicolaisen Donald TDirector05/26/2015157,127
OLAYAN HUTHAM SDirector05/19/201542,503
Miscik Judith ADirector05/19/201515,997
GLOCER THOMAS HDirector05/19/201550,849
DAVIES HOWARD JDirector05/19/2015185,159
BOWLES ERSKINE BDirector05/19/201557,495
DAVIES HOWARD JDirector05/15/20159,924
DAVIES HOWARD JDirector05/13/201532,434
WIRTH PAUL CDeputy Chief Financial Officer05/11/20151,513,960
KELLEHER THOMAS COLMPresident, Inst'l Securities04/29/20151,205,628
ROSENTHAL JAMES AChief Operating Officer04/21/20151,856,113
GROSSMAN ERIC FChief Legal Officer04/21/20151,279,314
WIRTH PAUL CDeputy Chief Financial Officer03/02/2015421,177
Hotsuki KeishiChief Risk Officer03/02/2015945,930
GROSSMAN ERIC FChief Legal Officer03/02/2015367,205
ROSENTHAL JAMES AChief Operating Officer03/02/20151,694,943
Porat RuthChief Financial Officer03/02/20151,870,278
KELLEHER THOMAS COLMPresident, Inst'l Securities03/02/20151,666,132
FLEMING GREGORY JPresident-Wealth & Invest Mgt03/02/20151,835,884
GORMAN JAMES PChairman and CEO03/02/20152,267,726
WIRTH PAUL CDeputy Chief Financial Officer01/21/20151,123,780
WIRTH PAUL CDeputy Chief Financial Officer12/04/201452,195
WIRTH PAUL CDeputy Chief Financial Officer01/23/2015762,189
Hotsuki KeishiChief Risk Officer01/21/20151,032,006
GROSSMAN ERIC FChief Legal Officer01/21/2015714,460
ROSENTHAL JAMES AChief Operating Officer01/21/20151,825,522
Porat RuthChief Financial Officer01/21/20152,549,469
KELLEHER THOMAS COLMPresident, Inst'l Securities01/21/20151,490,879
FLEMING GREGORY JPresident-Wealth & Invest Mgt01/21/20152,094,348
GORMAN JAMES PChairman and CEO01/21/20153,287,802
TYSON LAURA DDirector11/26/2014882,435
DAVIES HOWARD JDirector11/15/201415,061
OLAYAN HUTHAM SDirector11/13/201442,500
GLOCER THOMAS HDirector11/13/201445,006
BOWLES ERSKINE BDirector11/13/201457,502
SEXTON O GRIFFITHDirector11/01/201442,499
GROSSMAN ERIC FChief Legal Officer08/25/20141,252,410
GROSSMAN ERIC FChief Legal Officer08/25/20141,868,723
WIRTH PAUL CDeputy Chief Financial Officer08/25/2014344,400
GROSSMAN ERIC FChief Legal Officer07/23/2014804,300
GROSSMAN ERIC FChief Legal Officer07/23/20141,151,395
FLEMING GREGORY JPresident-Wealth & Invest Mgt07/22/20142,298,000
FLEMING GREGORY JPresident-Wealth & Invest Mgt07/22/20143,301,730
KELLEHER THOMAS COLMPresident, Inst'l Securities07/21/201489,471
ROSENTHAL JAMES AChief Operating Officer07/18/20141,001,000
DAVIES HOWARD JDirector05/15/20147,748
DAVIES HOWARD JDirector05/14/201432,485
SEXTON O GRIFFITHDirector05/13/201442,494
OLAYAN HUTHAM SDirector05/13/201442,494
Herz Robert HDirector02/05/201458
Herz Robert HDirector01/22/20141,476
GLOCER THOMAS HDirector05/13/201442,494
BOWLES ERSKINE BDirector05/13/201452,501
Hotsuki KeishiChief Risk Officer05/09/2014104,081
Hotsuki KeishiChief Risk Officer05/08/2014912,662
DAVIES HOWARD JDirector05/01/2014374,040
ROSENTHAL JAMES AChief Operating Officer02/12/20141,010,896
WIRTH PAUL CDeputy Chief Financial Officer02/11/2014755,000
GROSSMAN ERIC FChief Legal Officer02/05/201445,871
GROSSMAN ERIC FChief Legal Officer02/05/2014845,404
WIRTH PAUL CDeputy Chief Financial Officer01/28/2014252,204
WIRTH PAUL CDeputy Chief Financial Officer01/27/2014915,287
Hotsuki KeishiChief Risk Officer01/28/2014297,211
Hotsuki KeishiChief Risk Officer01/27/2014625,689
GROSSMAN ERIC FChief Legal Officer01/28/2014634,663
ROSENTHAL JAMES AChief Operating Officer01/28/20141,038,141
ROSENTHAL JAMES AChief Operating Officer01/27/20141,167,851
Porat RuthChief Financial Officer01/28/2014647,466
Porat RuthChief Financial Officer01/27/20142,752,407
KELLEHER THOMAS COLMPresident, Inst'l Securities01/28/2014603,688
KELLEHER THOMAS COLMPresident, Inst'l Securities01/27/20141,575,426
KELLEHER THOMAS COLMPresident, Inst'l Securities01/29/2014256,361
FLEMING GREGORY JPresident-Wealth & Invest Mgt01/28/2014565,847
FLEMING GREGORY JPresident-Wealth & Invest Mgt01/27/20142,164,172
GORMAN JAMES PChairman and CEO01/27/20143,212,453
GORMAN JAMES PChairman and CEO01/28/2014678,980
DAVIES HOWARD JDirector11/15/201312,631
Nicolaisen Donald TDirector11/15/2013142,679
ROSENTHAL JAMES AChief Operating Officer07/31/2013351,062
DAVIES HOWARD JDirector05/15/201320,131
SEXTON O GRIFFITHDirector05/14/201346,670
OLAYAN HUTHAM SDirector05/14/201342,496
BOWLES ERSKINE BDirector05/14/201347,495
Hotsuki KeishiChief Risk Officer02/13/2013547,641
FLEMING GREGORY JPresident, GWM/Investment Mgt.02/08/20131,296,489
FLEMING GREGORY JPresident, GWM/Investment Mgt.02/12/2013699,456
FLEMING GREGORY JPresident, GWM/Investment Mgt.02/12/2013699,456
WIRTH PAUL CDeputy CFO/Controller02/07/2013456,328
WIRTH PAUL CDeputy CFO/Controller02/08/2013401,455
FLEMING GREGORY JPresident, GWM/Investment Mgt.02/07/2013665,566
FLEMING GREGORY JPresident, GWM/Investment Mgt.02/06/2013429,409
FLEMING GREGORY JPresident, GWM/Investment Mgt.02/07/2013665,566
FLEMING GREGORY JPresident, GWM/Investment Mgt.02/05/2013156,310
FLEMING GREGORY JPresident, GWM/Investment Mgt.02/06/2013429,409
FLEMING GREGORY JPresident, GWM/Investment Mgt.01/30/2013192,916
FLEMING GREGORY JPresident, GWM/Investment Mgt.02/05/2013156,310
FLEMING GREGORY JPresident, GWM/Investment Mgt.01/28/2013277,252
FLEMING GREGORY JPresident, GWM/Investment Mgt.01/30/2013192,916
FLEMING GREGORY JPresident, GWM/Investment Mgt.01/28/2013277,252
WIRTH PAUL CDeputy CFO/Controller02/01/2013648,078
ROSENTHAL JAMES AChief Operating Officer02/01/2013725,663
KELLEHER THOMAS COLMPresident, Inst'l Securities02/01/20131,822,811
KELLEHER THOMAS COLMPresident, Inst'l Securities02/04/20131,338,942
Hotsuki KeishiChief Risk Officer02/01/2013318,772
GROSSMAN ERIC FChief Legal Officer02/01/2013192,912
GROSSMAN ERIC FChief Legal Officer02/04/2013316,397
FLEMING GREGORY JPresident, GWM/Investment Mgt.02/01/2013551,155
Porat RuthChief Financial Officer02/01/20131,318,950
GORMAN JAMES PChairman and CEO02/01/20131,906,469
WIRTH PAUL CDeputy CFO/Controller01/22/201315,511
WIRTH PAUL CDeputy CFO/Controller01/22/2013854,901
Hotsuki KeishiChief Risk Officer01/22/2013842,112
KELLEHER THOMAS COLMPresident, Inst'l Securities01/22/20131,188,972
SEXTON O GRIFFITHDirector11/15/201246,665
OLAYAN HUTHAM SDirector11/15/201242,507
BOWLES ERSKINE BDirector11/15/201247,494
DAVIES HOWARD JDirector11/01/20127,183
DAVIES HOWARD JDirector05/18/201212,565
SEXTON O GRIFFITHDirector05/15/201242,501
OLAYAN HUTHAM SDirector05/15/201242,501
BOWLES ERSKINE BDirector05/15/201247,501
ROSENTHAL JAMES AChief Operating Officer03/05/2012335,432
FLEMING GREGORY JPresident-Asset Mgt/GWM02/08/2012936,089
WIRTH PAUL CDeputy CFO/Controller01/20/2012425,856
Taubman Paul JCo-President-Inst'l Securities01/20/2012685,226
ROSENTHAL JAMES AChief Operating Officer01/20/2012380,846
GROSSMAN ERIC FChief Legal Officer01/20/2012133,273
GROSSMAN ERIC FChief Legal Officer01/23/2012227,366
Porat RuthChief Financial Officer01/20/2012615,844
Hotsuki KeishiChief Risk Officer01/20/2012204,013
KELLEHER THOMAS COLMCo-President-Inst'l Securities01/20/2012489,512
GORMAN JAMES PChairman of the Board and CEO01/20/2012764,555
Taubman Paul JCo-President-Inst'l Securities01/03/2012321,424
Porat RuthChief Financial Officer01/03/2012192,864
SEXTON O GRIFFITHDirector11/18/201142,497
OLAYAN HUTHAM SDirector11/18/201142,497
BOWLES ERSKINE BDirector11/18/201147,496
DAVIES HOWARD JDirector11/01/20116,592
MITSUBISHI UFJ FINANCIAL GROUP INC10% Owner06/30/20117,840,339,792
OLAYAN HUTHAM SDirector08/05/2011100,000
Taubman Paul JCo-President-Inst'l Securities08/04/20111,019,235
Porat RuthChief Financial Officer08/04/2011512,500
GORMAN JAMES PPresident and CEO08/04/20112,062,070
OWENS JAMES WDirector08/02/2011110,200
ROSENTHAL JAMES AChief Operating Officer07/22/2011189,785
ROSENTHAL JAMES AChief Operating Officer05/20/2011851,709
Hotsuki KeishiChief Risk Officer05/20/2011296,786
SEXTON O GRIFFITHDirector05/18/201145,006
OLAYAN HUTHAM SDirector05/18/201142,494
DAVIES HOWARD JDirector05/18/201118,271
BOWLES ERSKINE BDirector05/18/201147,494
ROSENTHAL JAMES AChief Operating Officer02/15/201139,750
Porat RuthChief Financial Officer02/14/201116,519
WIRTH PAUL CFinance Director/Controller02/09/201129,990
FLEMING GREGORY JPresident-Asset Mgt/GWM02/08/20111,555,625
WIRTH PAUL CFinance Director/Controller02/07/2011538,934
KELLEHER THOMAS COLMCo-President Inst'l Securities02/07/20111,504,076
WIRTH PAUL CFinance Director/Controller01/21/2011337,437
Porat RuthChief Financial Officer01/21/20111,202,248
KELLEHER THOMAS COLMCo-President-Inst'l Securities01/21/2011661,414
Porat RuthChief Financial Officer01/03/2011339,102
SEXTON O GRIFFITHDirector11/18/201045,004
SEXTON O GRIFFITHDirector11/18/201045,004
OLAYAN HUTHAM SDirector11/18/201042,501
OLAYAN HUTHAM SDirector11/18/201042,501
BOWLES ERSKINE BDirector11/18/201047,507
BOWLES ERSKINE BDirector11/18/201047,507
DAVIES HOWARD JDirector11/01/20109,990
DAVIES HOWARD JDirector11/01/20109,990
MACK JOHN JChairman of the Board10/21/2010718,165
MACK JOHN JChairman of the Board10/21/2010718,165
NIDES THOMAS RChief Operating Officer10/07/2010716,630
MACK JOHN JChairman of the Board10/07/20102,692,044
MACK JOHN JChairman of the Board10/07/20102,692,044
CHAMMAH WALID AChairman/CEO of MS Int'l10/07/20102,096,538
NIDES THOMAS RChief Operating Officer09/01/2010255,571
CHINA INVESTMENT CORP10% Owner08/09/201043,872,000
CHINA INVESTMENT CORP10% Owner08/03/201036,051,201
CHINA INVESTMENT CORP10% Owner08/02/201055,099,998
CHINA INVESTMENT CORP10% Owner07/30/201090,514,001
CHINA INVESTMENT CORP10% Owner07/29/201070,434,000
CHINA INVESTMENT CORP10% Owner07/26/201074,360,003
CHINA INVESTMENT CORP10% Owner07/23/201050,718,749
CHINA INVESTMENT CORP10% Owner07/22/201015,599,750
CHINA INVESTMENT CORP10% Owner07/21/2010122,944,250
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CHANGE IN SHARES OUTSTANDING
STOCK BUYBACKS
Period of Report
Previous Period
% Change in Shares
10-K/10-Q Filings
Quarter
09/30/2022
12/31/2021
-4.91%
3Q
09/30/2022
06/30/2021
-5.69%
5Q
09/30/2022
03/31/2021
-5.12%
6Q
09/30/2022
12/31/2020
6.22%
7Q
09/30/2022
09/30/2020
10.22%
8Q
09/30/2022
06/30/2020
10.22%
9Q
09/30/2022
03/31/2020
9.66%
10Q
09/30/2022
12/31/2019
5.18%
11Q
09/30/2022
09/30/2019
4.36%
12Q
09/30/2022
06/30/2019
3.54%
13Q
09/30/2022
03/31/2019
2.86%
14Q
09/30/2022
12/31/2018
-0.75%
15Q
09/30/2022
09/30/2018
-1.37%
16Q
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Period of Report: 09/30/2022

10-K/10-Q Filings: View

Previous Period
% Change in Shares
Quarter
12/31/2021
-4.91%
3Q
06/30/2021
-5.69%
5Q
03/31/2021
-5.12%
6Q
12/31/2020
6.22%
7Q
09/30/2020
10.22%
8Q
06/30/2020
10.22%
9Q
03/31/2020
9.66%
10Q
12/31/2019
5.18%
11Q
09/30/2019
4.36%
12Q
06/30/2019
3.54%
13Q
03/31/2019
2.86%
14Q
12/31/2018
-0.75%
15Q
09/30/2018
-1.37%
16Q
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BUYBACK ANNOUNCEMENT(S)
Date Announced
06/27/2022 (Announcement)
Market Cap at Announcement
$135.52B
Price on Announcement
$77.44
Buyback/Market Cap (%)
14.76%
Buyback Amount
$20B
Buyback Shares
258,264,463
Buyback Type
New
Repurchase Method
Market Price
Date Announced
06/27/2022 (Announcement)
Market Cap at Announcement
$135.52B
Price on Announcement
$77.44
Buyback/Market Cap (%)
14.76%
Buyback Amount
$20B
Buyback Shares
258,264,463
Buyback Type
New
Repurchase Method
Market Price