JPMorgan Chase & Co.. (JPM) NEW YORK STOCK EXCHANGE INC.
$141.01 0.28 (0.20%)
Market Cap: $411.25B
As of 06/09/23 04:00 PM EDT. Market closed.
JPMorgan Chase & Co.. (JPM)
NEW YORK STOCK EXCHANGE INC.
$141.01
0.28 (0.20%)
Market Cap: $411.25B
As of 06/09/23 04:00 PM EDT. Market closed.
for over 200 years, jpmorgan chase & co has provided innovative financial solutions for consumers, small businesses, corporations, governments and institutions around the world. today, we're a leading global financial services firm with operations servicing clients in more than 100 countries. whether we are serving customers, helping small businesses, or putting our skills to work with partners, ... read more
for over 200 years, jpmorgan chase & co has provided innovative financial solutions for consumers, small businesses, corporations, governments and institutions around the world. today, we're a leading global financial services firm with operations servicing clients in more than 100 countries. whether we are serving customers, helping small businesses, or putting our skills to work with partners, we strive to identify issues and propose solutions that will propel the future and strengthen both our clients and our communities. © 2017 jpmorgan chase & co. jpmorgan chase is an equal opportunity and affirmative action employer disability/veteran. read less
COMPANY PROFILE
Sector
Finance and Insurance
Industry
Commercial Banking
CEO
James Dimon
Full Time Employees
293,723
CEO Compensation (Base)
$1.50M
CEO Compensation (Total)
$30.03M
Sector
Finance and Insurance
Industry
Commercial Banking
CEO
James Dimon
Full Time Employees
293,723
CEO Compensation (Base)
$1.50M
CEO Compensation (Total)
$30.03M
Address
383 Madison Ave, New York, New York, 10017-3217.
PRICE CHART FOR JPMORGAN CHASE & CO.
From:
To:
NEWS
KEY STATS
Open
$140.24
Previous Close
$140.73
Days Range
$139.48 - $140.89
52 week range
$99.75 - $143.37
Volume
7,246,751
Avg. Volume (30 days)
9,810,150
Market Cap
$411.25B
Dividend Yield
2.81%
P/E
10.22
Shares Outstanding
2,922,288,509
Open
$140.24
Previous Close
$140.73
Days Range
$139.48 - $140.89
52 week range
$99.75 - $143.37
Volume
7,246,751
Avg. Volume (30 days)
9,810,150
Market Cap
$411.25B
Dividend Yield
2.81%
P/E
10.22
Shares Outstanding
2,922,288,509
Open in: 
Open in:
INSIDER TRANSACTIONS FOR JPMORGAN CHASE & CO.
| Owner | Relationship | Date | Transaction | Cost | # Shares | Value($) | Total Shares | Form 4 |
| Scher Peter | Vice Chairman | May 19, 2023 | Sale | $140.08 | 1,241 | 173,836 | 43,815 | May 19, 2023, 04:21 PM |
| BACON ASHLEY | Chief Risk Officer | May 15, 2023 | Sale | $135.00 | 16,766 | 2,263,462 | 195,356 | May 16, 2023, 04:34 PM |
| Beer Lori A | Chief Information Officer | May 15, 2023 | Sale | $135.00 | 15,926 | 2,150,066 | 41,196 | May 16, 2023, 04:34 PM |
| Scher Peter | Vice Chairman | May 15, 2023 | Sale | $135.02 | 1,240 | 167,421 | 45,056 | May 16, 2023, 04:34 PM |
| Petno Douglas B | CEO Commercial Banking | May 15, 2023 | Sale | $134.90 | 4,932 | 665,331 | 282,091 | May 16, 2023, 04:34 PM |
| Erdoes Mary E. | CEO Asset & Wealth Management | May 15, 2023 | Sale | $134.81 | 8,119 | 1,094,483 | 568,491 | May 16, 2023, 04:34 PM |
| Pinto Daniel E | President & COO, CEO CIB | May 11, 2023 | Sale | $135.93 | 113,640 | 15,446,790 | 566,665 | May 11, 2023, 06:32 PM |
| Piepszak Jennifer | Co-CEO CCB | May 11, 2023 | Sale | $135.97 | 1,871 | 254,405 | 24,797 | May 11, 2023, 06:31 PM |
| Gorsky Alex | Director | Mar 31, 2023 | Option Exercise | $130.31 | 255 | 33,229 | 2,124 | Apr 03, 2023, 04:16 PM |
| FLYNN TIMOTHY PATRICK | Director | Mar 31, 2023 | Option Exercise | $130.31 | 297 | 38,702 | 56,169 | Apr 03, 2023, 04:16 PM |
| HOBSON MELLODY L | Director | Mar 31, 2023 | Option Exercise | $130.31 | 288 | 37,529 | 22,328 | Apr 03, 2023, 04:16 PM |
| NEAL MICHAEL A | Director | Mar 31, 2023 | Option Exercise | $130.31 | 249 | 32,447 | 53,430 | Apr 03, 2023, 04:16 PM |
| Rometty Virginia M | Director | Mar 31, 2023 | Option Exercise | $130.31 | 259 | 33,750 | 8,546 | Apr 03, 2023, 04:16 PM |
| BURKE STEPHEN B | Director | Mar 31, 2023 | Option Exercise | $130.31 | 393 | 51,212 | 170,340 | Apr 03, 2023, 04:16 PM |
| NOVAKOVIC PHEBE N | Director | Mar 31, 2023 | Option Exercise | $130.31 | 249 | 32,447 | 7,219 | Apr 03, 2023, 04:16 PM |
| Lake Marianne | Co-CEO CCB | Mar 25, 2023 | Option Exercise | $124.39 | 28,966 | 3,603,225 | 86,465 | Mar 28, 2023, 04:18 PM |
| Piepszak Jennifer | Co-CEO CCB | Mar 25, 2023 | Option Exercise | $124.39 | 18,518 | 2,303,547 | 26,668 | Mar 28, 2023, 04:18 PM |
| Pinto Daniel E | President & COO, CEO CIB | Mar 25, 2023 | Option Exercise | $124.39 | 48,194 | 5,995,092 | 680,305 | Mar 28, 2023, 04:17 PM |
| DIMON JAMES | Chairman & CEO | Mar 25, 2023 | Option Exercise | $124.39 | 165,331 | 20,566,349 | 658,043 | Mar 28, 2023, 04:17 PM |
| Scher Peter | Vice Chairman | Mar 25, 2023 | Option Exercise | $124.39 | 9,447 | 1,175,160 | 46,296 | Mar 28, 2023, 04:17 PM |
| Petno Douglas B | CEO Commercial Banking | Mar 25, 2023 | Option Exercise | $124.39 | 24,403 | 3,035,611 | 259,605 | Mar 28, 2023, 04:17 PM |
| Friedman Stacey | General Counsel | Mar 25, 2023 | Option Exercise | $124.39 | 21,329 | 2,653,221 | 65,551 | Mar 28, 2023, 04:17 PM |
| Leopold Robin | Head of Human Resources | Mar 25, 2023 | Option Exercise | $124.39 | 7,854 | 976,998 | 31,635 | Mar 28, 2023, 04:17 PM |
| Erdoes Mary E. | CEO Asset & Wealth Management | Mar 25, 2023 | Option Exercise | $124.39 | 40,176 | 4,997,693 | 576,610 | Mar 28, 2023, 04:17 PM |
| Beer Lori A | Chief Information Officer | Mar 25, 2023 | Option Exercise | $124.39 | 13,393 | 1,666,022 | 57,122 | Mar 28, 2023, 04:17 PM |
| BACON ASHLEY | Chief Risk Officer | Mar 25, 2023 | Option Exercise | $124.39 | 21,063 | 2,620,132 | 212,122 | Mar 28, 2023, 04:17 PM |
| HOBSON MELLODY L | Director | Jan 19, 2023 | Buy | $134.53 | 375 | 50,448 | 22,040 | Jan 20, 2023, 04:18 PM |
| Rometty Virginia M | Director | Jan 17, 2023 | Option Exercise | $140.38 | 1,781 | 250,021 | 8,287 | Jan 19, 2023, 04:33 PM |
| NOVAKOVIC PHEBE N | Director | Jan 17, 2023 | Option Exercise | $140.38 | 1,781 | 250,021 | 6,970 | Jan 19, 2023, 04:32 PM |
| NEAL MICHAEL A | Director | Jan 17, 2023 | Option Exercise | $140.38 | 1,781 | 250,021 | 53,181 | Jan 19, 2023, 04:32 PM |
| HOBSON MELLODY L | Director | Jan 17, 2023 | Option Exercise | $140.38 | 1,781 | 250,021 | 21,665 | Jan 19, 2023, 04:30 PM |
| Gorsky Alex | Director | Jan 17, 2023 | Option Exercise | $140.38 | 1,781 | 250,021 | 1,869 | Jan 19, 2023, 04:30 PM |
| FLYNN TIMOTHY PATRICK | Director | Jan 17, 2023 | Option Exercise | $140.38 | 1,781 | 250,021 | 55,872 | Jan 19, 2023, 04:30 PM |
| CROWN JAMES S | Director | Jan 17, 2023 | Option Exercise | $140.38 | 1,781 | 250,021 | 347,277 | Jan 19, 2023, 04:29 PM |
| BURKE STEPHEN B | Director | Jan 17, 2023 | Option Exercise | $140.38 | 1,781 | 250,021 | 169,946 | Jan 19, 2023, 04:28 PM |
| Combs Todd A. | Director | Jan 17, 2023 | Option Exercise | $140.38 | 1,781 | 250,021 | 29,273 | Jan 19, 2023, 04:28 PM |
| BAMMANN LINDA | Director | Jan 17, 2023 | Option Exercise | $140.38 | 1,781 | 250,021 | 97,051 | Jan 19, 2023, 04:26 PM |
| Erdoes Mary E. | CEO Asset & Wealth Management | Jan 13, 2023 | Option Exercise | $139.15 | 23,242 | 3,234,008 | 554,476 | Jan 17, 2023, 08:52 PM |
| Erdoes Mary E. | CEO Asset & Wealth Management | Jan 17, 2023 | Sale | $140.29 | 10,340 | 1,450,642 | 544,136 | Jan 17, 2023, 08:52 PM |
| Friedman Stacey | General Counsel | Jan 13, 2023 | Option Exercise | $139.15 | 12,152 | 1,690,890 | 71,459 | Jan 17, 2023, 08:52 PM |
| Friedman Stacey | General Counsel | Jan 17, 2023 | Sale | $140.31 | 23,148 | 3,247,803 | 48,311 | Jan 17, 2023, 08:52 PM |
| Lake Marianne | Co-CEO CCB | Jan 13, 2023 | Option Exercise | $139.15 | 16,670 | 2,319,547 | 96,864 | Jan 17, 2023, 08:52 PM |
| Lake Marianne | Co-CEO CCB | Jan 17, 2023 | Sale | $141.00 | 10,000 | 1,410,000 | 86,864 | Jan 17, 2023, 08:52 PM |
| Petno Douglas B | CEO Commercial Banking | Jan 13, 2023 | Option Exercise | $139.15 | 13,668 | 1,901,834 | 254,373 | Jan 17, 2023, 08:52 PM |
| Petno Douglas B | CEO Commercial Banking | Jan 17, 2023 | Sale | $140.30 | 11,644 | 1,633,697 | 242,729 | Jan 17, 2023, 08:52 PM |
| Piepszak Jennifer | Co-CEO CCB | Jan 13, 2023 | Option Exercise | $139.15 | 11,282 | 1,569,834 | 22,162 | Jan 17, 2023, 08:52 PM |
| Piepszak Jennifer | Co-CEO CCB | Jan 17, 2023 | Sale | $140.32 | 10,462 | 1,467,979 | 11,700 | Jan 17, 2023, 08:52 PM |
| Scher Peter | Vice Chairman | Jan 13, 2023 | Option Exercise | $139.15 | 4,769 | 663,583 | 40,768 | Jan 17, 2023, 08:51 PM |
| Scher Peter | Vice Chairman | Jan 17, 2023 | Sale | $140.32 | 4,399 | 617,252 | 36,369 | Jan 17, 2023, 08:51 PM |
| Korablina Elena A | Corporate Controller | Jan 13, 2023 | Option Exercise | $139.15 | 4,382 | 609,733 | 23,914 | Jan 17, 2023, 07:41 PM |
| Pinto Daniel E | President & COO, CEO CIB | Jan 13, 2023 | Option Exercise | $139.15 | 31,931 | 4,443,039 | 647,198 | Jan 17, 2023, 07:32 PM |
| Leopold Robin | Head of Human Resources | Jan 13, 2023 | Option Exercise | $139.15 | 4,488 | 624,483 | 24,520 | Jan 17, 2023, 07:21 PM |
| Beer Lori A | Chief Information Officer | Jan 13, 2023 | Option Exercise | $139.15 | 7,048 | 980,694 | 46,297 | Jan 17, 2023, 07:17 PM |
| Barnum Jeremy | Chief Financial Officer | Jan 13, 2023 | Option Exercise | $139.15 | 8,763 | 1,219,328 | 25,904 | Jan 17, 2023, 07:12 PM |
| BACON ASHLEY | Chief Risk Officer | Jan 13, 2023 | Option Exercise | $139.15 | 11,874 | 1,652,208 | 191,927 | Jan 17, 2023, 07:08 PM |
| Rometty Virginia M | Director | Dec 31, 2022 | Option Exercise | $134.10 | 252 | 33,793 | 6,462 | Jan 04, 2023, 04:23 PM |
| NOVAKOVIC PHEBE N | Director | Dec 31, 2022 | Option Exercise | $134.10 | 242 | 32,452 | 5,155 | Jan 04, 2023, 04:22 PM |
| NEAL MICHAEL A | Director | Dec 31, 2022 | Option Exercise | $134.10 | 242 | 32,452 | 51,095 | Jan 04, 2023, 04:21 PM |
| HOBSON MELLODY L | Director | Dec 31, 2022 | Option Exercise | $134.10 | 261 | 35,000 | 19,777 | Jan 04, 2023, 04:20 PM |
| FLYNN TIMOTHY PATRICK | Director | Dec 31, 2022 | Option Exercise | $134.10 | 289 | 38,755 | 53,702 | Jan 04, 2023, 04:19 PM |
| BURKE STEPHEN B | Director | Dec 31, 2022 | Option Exercise | $134.10 | 382 | 51,226 | 167,186 | Jan 04, 2023, 04:18 PM |
| Petno Douglas B | CEO Commercial Banking | Nov 10, 2022 | Sale | $135.01 | 5,139 | 693,832 | 242,872 | Nov 14, 2022, 04:22 PM |
| Scher Peter | Vice Chairman | Nov 10, 2022 | Sale | $133.02 | 1,311 | 174,392 | 33,662 | Nov 14, 2022, 04:21 PM |
| Korablina Elena A | Corporate Controller | Oct 25, 2022 | Option Exercise | $122.08 | 999 | 121,958 | 20,218 | Oct 27, 2022, 05:12 PM |
| Scher Peter | Vice Chairman | Oct 26, 2022 | Sale | $125.02 | 1,310 | 163,772 | 34,973 | Oct 27, 2022, 05:00 PM |
| Petno Douglas B | CEO Commercial Banking | Oct 26, 2022 | Sale | $125.02 | 5,139 | 642,457 | 248,011 | Oct 27, 2022, 04:59 PM |
| Leopold Robin | Head of Human Resources | Oct 26, 2022 | Sale | $125.07 | 2,000 | 250,144 | 19,031 | Oct 27, 2022, 04:58 PM |
| Petno Douglas B | CEO Commercial Banking | Oct 18, 2022 | Sale | $120.05 | 5,140 | 617,057 | 253,150 | Oct 19, 2022, 04:17 PM |
| Erdoes Mary E. | CEO Asset & Wealth Management | Oct 17, 2022 | Sale | $115.77 | 33,515 | 3,880,132 | 533,795 | Oct 18, 2022, 04:24 PM |
| Pinto Daniel E | President & COO, CEO CIB | Oct 17, 2022 | Option Exercise | $115.67 | 81,793 | 9,460,587 | 624,657 | Oct 18, 2022, 04:24 PM |
| Pinto Daniel E | President & COO, CEO CIB | Oct 17, 2022 | Option Exercise | $46.58 | 104,603 | 4,872,408 | 706,450 | Oct 18, 2022, 04:24 PM |
| Rometty Virginia M | Director | Sep 30, 2022 | Option Exercise | $104.50 | 299 | 31,246 | 6,156 | Oct 03, 2022, 04:20 PM |
| NOVAKOVIC PHEBE N | Director | Sep 30, 2022 | Option Exercise | $104.50 | 311 | 32,500 | 4,873 | Oct 03, 2022, 04:20 PM |
| NEAL MICHAEL A | Director | Sep 30, 2022 | Option Exercise | $104.50 | 311 | 32,500 | 50,470 | Oct 03, 2022, 04:20 PM |
| HOBSON MELLODY L | Director | Sep 30, 2022 | Option Exercise | $104.50 | 335 | 35,008 | 19,384 | Oct 03, 2022, 04:20 PM |
| FLYNN TIMOTHY PATRICK | Director | Sep 30, 2022 | Option Exercise | $104.50 | 371 | 38,770 | 52,923 | Oct 03, 2022, 04:20 PM |
| BURKE STEPHEN B | Director | Sep 30, 2022 | Option Exercise | $104.50 | 467 | 48,802 | 165,570 | Oct 03, 2022, 04:19 PM |
| BURKE STEPHEN B | Director | Jun 30, 2022 | Option Exercise | $112.61 | 411 | 46,283 | 163,925 | Jul 01, 2022, 04:18 PM |
| Rometty Virginia M | Director | Jun 30, 2022 | Option Exercise | $112.61 | 255 | 28,716 | 5,807 | Jul 01, 2022, 04:18 PM |
| NOVAKOVIC PHEBE N | Director | Jun 30, 2022 | Option Exercise | $112.61 | 289 | 32,544 | 4,526 | Jul 01, 2022, 04:17 PM |
| NEAL MICHAEL A | Director | Jun 30, 2022 | Option Exercise | $112.61 | 289 | 32,544 | 49,794 | Jul 01, 2022, 04:17 PM |
| HOBSON MELLODY L | Director | Jun 30, 2022 | Option Exercise | $112.61 | 289 | 32,544 | 18,925 | Jul 01, 2022, 04:17 PM |
| FLYNN TIMOTHY PATRICK | Director | Jun 30, 2022 | Option Exercise | $112.61 | 344 | 38,738 | 52,087 | Jul 01, 2022, 04:17 PM |
| Korablina Elena A | Corporate Controller | Jan 18, 2022 | Option Exercise | $153.16 | 475 | 72,751 | 19,011 | May 02, 2022, 04:19 PM |
| BACON ASHLEY | Chief Risk Officer | Apr 19, 2022 | Sale | $130.04 | 21,012 | 2,732,337 | 178,588 | Apr 19, 2022, 05:03 PM |
| Piepszak Jennifer | Co-CEO CCB | Apr 14, 2022 | Sale | $126.19 | 4,668 | 589,050 | 11,135 | Apr 14, 2022, 05:00 PM |
| Rometty Virginia M | Director | Mar 31, 2022 | Option Exercise | $136.32 | 229 | 31,217 | 5,512 | Apr 01, 2022, 04:16 PM |
| HOBSON MELLODY L | Director | Mar 31, 2022 | Option Exercise | $136.32 | 238 | 32,444 | 18,534 | Apr 01, 2022, 04:16 PM |
| NOVAKOVIC PHEBE N | Director | Mar 31, 2022 | Option Exercise | $136.32 | 238 | 32,444 | 4,209 | Apr 01, 2022, 04:16 PM |
| NEAL MICHAEL A | Director | Mar 31, 2022 | Option Exercise | $136.32 | 238 | 32,444 | 49,200 | Apr 01, 2022, 04:16 PM |
| BURKE STEPHEN B | Director | Mar 31, 2022 | Option Exercise | $136.32 | 358 | 48,803 | 162,523 | Apr 01, 2022, 04:16 PM |
| FLYNN TIMOTHY PATRICK | Director | Mar 31, 2022 | Option Exercise | $136.32 | 284 | 38,715 | 51,352 | Apr 01, 2022, 04:16 PM |
| Pinto Daniel E | President & COO, CEO CIB | Mar 25, 2022 | Option Exercise | $141.99 | 38,864 | 5,518,300 | 601,847 | Mar 29, 2022, 04:18 PM |
| Beer Lori A | Chief Information Officer | Mar 25, 2022 | Option Exercise | $141.99 | 16,875 | 2,396,081 | 38,703 | Mar 29, 2022, 04:18 PM |
| Friedman Stacey | General Counsel | Mar 25, 2022 | Option Exercise | $141.99 | 26,999 | 3,833,588 | 73,034 | Mar 29, 2022, 04:18 PM |
| Lake Marianne | Co-CEO CCB | Mar 25, 2022 | Option Exercise | $141.99 | 38,473 | 5,462,781 | 107,489 | Mar 29, 2022, 04:18 PM |
| Scher Peter | Vice Chairman | Mar 25, 2022 | Option Exercise | $141.99 | 12,533 | 1,779,561 | 36,283 | Mar 29, 2022, 04:18 PM |
| Leopold Robin | Head of Human Resources | Mar 25, 2022 | Option Exercise | $141.99 | 8,438 | 1,198,112 | 21,031 | Mar 29, 2022, 04:18 PM |
| Petno Douglas B | CEO Commercial Banking | Mar 25, 2022 | Option Exercise | $141.99 | 32,399 | 4,600,334 | 389,807 | Mar 29, 2022, 04:17 PM |
| Erdoes Mary E. | CEO Asset & Wealth Management | Mar 25, 2022 | Option Exercise | $141.99 | 53,322 | 7,571,191 | 567,310 | Mar 29, 2022, 04:17 PM |
| DIMON JAMES | Chairman & CEO | Mar 25, 2022 | Option Exercise | $141.99 | 220,486 | 31,306,808 | 1,166,561 | Mar 29, 2022, 04:17 PM |
| BACON ASHLEY | Chief Risk Officer | Mar 25, 2022 | Option Exercise | $141.99 | 28,403 | 4,032,942 | 199,600 | Mar 29, 2022, 04:17 PM |
| Korablina Elena A | Corporate Controller | Jan 18, 2022 | Option Exercise | $153.16 | 443 | 67,850 | 19,043 | Jan 20, 2022, 04:36 PM |
| Rometty Virginia M | Director | Jan 18, 2022 | Option Exercise | $153.16 | 1,632 | 249,957 | 5,283 | Jan 20, 2022, 04:36 PM |
| NOVAKOVIC PHEBE N | Director | Jan 18, 2022 | Option Exercise | $153.16 | 1,632 | 249,957 | 3,970 | Jan 20, 2022, 04:35 PM |
| NEAL MICHAEL A | Director | Jan 18, 2022 | Option Exercise | $153.16 | 1,632 | 249,957 | 48,962 | Jan 20, 2022, 04:35 PM |
| FLYNN TIMOTHY PATRICK | Director | Jan 18, 2022 | Option Exercise | $153.16 | 1,632 | 249,957 | 51,068 | Jan 20, 2022, 04:35 PM |
| Combs Todd A. | Director | Jan 18, 2022 | Option Exercise | $153.16 | 1,632 | 249,957 | 27,024 | Jan 20, 2022, 04:35 PM |
| CROWN JAMES S | Director | Jan 18, 2022 | Option Exercise | $153.16 | 1,632 | 249,957 | 334,574 | Jan 20, 2022, 04:35 PM |
| BURKE STEPHEN B | Director | Jan 18, 2022 | Option Exercise | $153.16 | 1,632 | 249,957 | 162,113 | Jan 20, 2022, 04:35 PM |
| BAMMANN LINDA | Director | Jan 18, 2022 | Option Exercise | $153.16 | 1,632 | 249,957 | 94,322 | Jan 20, 2022, 04:35 PM |
| HOBSON MELLODY L | Director | Jan 18, 2022 | Option Exercise | $153.16 | 1,632 | 249,957 | 17,625 | Jan 20, 2022, 04:34 PM |
| HOBSON MELLODY L | Director | Jan 19, 2022 | Buy | $149.68 | 670 | 100,285 | 18,295 | Jan 20, 2022, 04:34 PM |
| Pinto Daniel E | President & COO, CEO CIB | Jan 13, 2022 | Option Exercise | $168.85 | 25,457 | 4,298,415 | 577,237 | Jan 14, 2022, 04:18 PM |
| Beer Lori A | Chief Information Officer | Jan 13, 2022 | Option Exercise | $168.85 | 8,380 | 1,414,963 | 25,064 | Jan 14, 2022, 04:17 PM |
| Korablina Elena A | Corporate Controller | Jan 13, 2022 | Option Exercise | $168.85 | 4,212 | 711,196 | 18,733 | Jan 14, 2022, 04:17 PM |
| Lake Marianne | Co-CEO CCB | Jan 13, 2022 | Option Exercise | $168.85 | 19,709 | 3,327,865 | 121,391 | Jan 14, 2022, 04:17 PM |
| Piepszak Jennifer | Co-CEO CCB | Jan 13, 2022 | Option Exercise | $168.85 | 13,840 | 2,336,884 | 15,803 | Jan 14, 2022, 04:17 PM |
| Scher Peter | Vice Chairman | Jan 13, 2022 | Option Exercise | $168.85 | 5,850 | 987,773 | 23,184 | Jan 14, 2022, 04:17 PM |
| Petno Douglas B | CEO Commercial Banking | Jan 13, 2022 | Option Exercise | $168.85 | 16,406 | 2,770,153 | 363,620 | Jan 14, 2022, 04:17 PM |
| Leopold Robin | Head of Human Resources | Jan 13, 2022 | Option Exercise | $168.85 | 4,116 | 694,987 | 13,485 | Jan 14, 2022, 04:17 PM |
| Friedman Stacey | General Counsel | Jan 13, 2022 | Option Exercise | $168.85 | 13,889 | 2,345,158 | 51,211 | Jan 14, 2022, 04:17 PM |
| Barnum Jeremy | Chief Financial Officer | Jan 13, 2022 | Option Exercise | $168.85 | 10,474 | 1,768,535 | 16,953 | Jan 14, 2022, 04:17 PM |
| Erdoes Mary E. | CEO Asset & Wealth Management | Jan 13, 2022 | Option Exercise | $168.85 | 27,647 | 4,668,196 | 524,210 | Jan 14, 2022, 04:17 PM |
| BACON ASHLEY | Chief Risk Officer | Jan 13, 2022 | Option Exercise | $168.85 | 14,273 | 2,409,996 | 172,745 | Jan 14, 2022, 04:16 PM |
| Korablina Elena A | Corporate Controller | Oct 25, 2021 | Option Exercise | $171.72 | 482 | 82,769 | 15,768 | Oct 26, 2021, 04:18 PM |
| Piepszak Jennifer | Co-CEO CCB | Oct 25, 2021 | Sale | $171.26 | 3,173 | 543,402 | 3,039 | Oct 25, 2021, 05:30 PM |
| Beer Lori A | Chief Information Officer | Oct 25, 2021 | Sale | $171.22 | 5,210 | 892,056 | 16,748 | Oct 25, 2021, 05:30 PM |
| Pinto Daniel E | Co-President & COO, CEO CIB | Oct 22, 2021 | Option Exercise | $170.90 | 47,663 | 8,145,369 | 560,544 | Oct 25, 2021, 04:16 PM |
| Pinto Daniel E | Co-President & COO, CEO CIB | Oct 22, 2021 | Option Exercise | $35.61 | 82,115 | 2,924,115 | 608,207 | Oct 25, 2021, 04:16 PM |
| Scher Peter | Executive Vice President | Oct 14, 2021 | Sale | $162.41 | 4,372 | 710,070 | 15,304 | Oct 15, 2021, 04:17 PM |
| Leopold Robin | Head of Human Resources | Oct 14, 2021 | Sale | $162.41 | 1,238 | 201,070 | 8,616 | Oct 15, 2021, 04:17 PM |
| Beer Lori A | Chief Information Officer | Oct 14, 2021 | Sale | $162.46 | 7,829 | 1,271,876 | 21,958 | Oct 15, 2021, 04:17 PM |
| DIMON JAMES | Chairman & CEO | Oct 14, 2021 | Option Exercise | $162.04 | 375,403 | 60,828,426 | 536,783 | Oct 15, 2021, 04:16 PM |
| DIMON JAMES | Chairman & CEO | Oct 14, 2021 | Option Exercise | $35.61 | 562,430 | 20,028,133 | 912,186 | Oct 15, 2021, 04:16 PM |
| BURKE STEPHEN B | Director | Sep 30, 2021 | Option Exercise | $163.69 | 328 | 53,690 | 158,705 | Oct 01, 2021, 04:18 PM |
| NEAL MICHAEL A | Director | Sep 30, 2021 | Option Exercise | $163.69 | 199 | 32,574 | 46,672 | Oct 01, 2021, 04:18 PM |
| HOBSON MELLODY L | Director | Sep 30, 2021 | Option Exercise | $163.69 | 244 | 39,940 | 15,635 | Oct 01, 2021, 04:17 PM |
| Rometty Virginia M | Director | Sep 30, 2021 | Option Exercise | $163.69 | 221 | 36,175 | 3,415 | Oct 01, 2021, 04:17 PM |
| FLYNN TIMOTHY PATRICK | Director | Sep 30, 2021 | Option Exercise | $163.69 | 237 | 38,795 | 48,607 | Oct 01, 2021, 04:17 PM |
| Leopold Robin | Head of Human Resources | Jul 30, 2021 | Option Exercise | $152.43 | 2,947 | 449,226 | 9,854 | Aug 02, 2021, 04:20 PM |
| Leopold Robin | Head of Human Resources | Jul 30, 2021 | Option Exercise | $46.58 | 4,185 | 194,937 | 12,801 | Aug 02, 2021, 04:20 PM |
| Erdoes Mary E. | CEO Asset & Wealth Management | Jul 14, 2021 | Sale | $154.78 | 17,387 | 2,691,177 | 512,189 | Jul 14, 2021, 05:49 PM |
| Rometty Virginia M | Director | Jun 30, 2021 | Option Exercise | $155.54 | 217 | 33,752 | 3,176 | Jul 01, 2021, 04:25 PM |
| NEAL MICHAEL A | Director | Jun 30, 2021 | Option Exercise | $155.54 | 209 | 32,508 | 46,255 | Jul 01, 2021, 04:25 PM |
| HOBSON MELLODY L | Director | Jun 30, 2021 | Option Exercise | $155.54 | 241 | 37,485 | 15,327 | Jul 01, 2021, 04:25 PM |
| FLYNN TIMOTHY PATRICK | Director | Jun 30, 2021 | Option Exercise | $155.54 | 249 | 38,729 | 48,088 | Jul 01, 2021, 04:23 PM |
| BURKE STEPHEN B | Director | Jun 30, 2021 | Option Exercise | $155.54 | 329 | 51,173 | 157,640 | Jul 01, 2021, 04:23 PM |
| HOBSON MELLODY L | Director | Apr 19, 2021 | Buy | $153.12 | 660 | 101,059 | 15,086 | Apr 19, 2021, 04:16 PM |
| Petno Douglas B | CEO Commercial Banking | Apr 15, 2021 | Sale | $150.90 | 11,512 | 1,737,161 | 373,531 | Apr 15, 2021, 06:39 PM |
| Lake Marianne | Executive Vice President | Apr 15, 2021 | Sale | $150.90 | 13,047 | 1,968,845 | 103,897 | Apr 15, 2021, 06:39 PM |
| Friedman Stacey | General Counsel | Apr 15, 2021 | Sale | $150.90 | 16,965 | 2,560,018 | 56,212 | Apr 15, 2021, 06:39 PM |
| Erdoes Mary E. | CEO Asset & Wealth Management | Apr 15, 2021 | Sale | $150.90 | 19,188 | 2,895,469 | 501,171 | Apr 15, 2021, 06:39 PM |
| Beer Lori A | Chief Information Officer | Apr 15, 2021 | Sale | $150.90 | 15,000 | 2,263,455 | 29,787 | Apr 15, 2021, 06:39 PM |
| BACON ASHLEY | Chief Risk Officer | Apr 15, 2021 | Sale | $150.91 | 11,930 | 1,800,320 | 157,574 | Apr 15, 2021, 06:38 PM |
| Rometty Virginia M | Director | Mar 31, 2021 | Option Exercise | $152.23 | 189 | 28,771 | 2,943 | Apr 01, 2021, 04:18 PM |
| HOBSON MELLODY L | Director | Mar 31, 2021 | Option Exercise | $152.23 | 230 | 35,013 | 14,363 | Apr 01, 2021, 04:17 PM |
| NEAL MICHAEL A | Director | Mar 31, 2021 | Option Exercise | $152.23 | 213 | 32,425 | 45,829 | Apr 01, 2021, 04:17 PM |
| FLYNN TIMOTHY PATRICK | Director | Mar 31, 2021 | Option Exercise | $152.23 | 255 | 38,819 | 47,558 | Apr 01, 2021, 04:17 PM |
| BURKE STEPHEN B | Director | Mar 31, 2021 | Option Exercise | $152.23 | 320 | 48,714 | 156,576 | Apr 01, 2021, 04:17 PM |
| Pinto Daniel E | Co-President & COO, CEO CIB | Mar 25, 2021 | Option Exercise | $151.15 | 18,816 | 2,844,038 | 526,092 | Mar 26, 2021, 04:27 PM |
| Smith Gordon | Co-President & COO, CEO CCB | Mar 25, 2021 | Option Exercise | $151.15 | 43,081 | 6,511,693 | 508,751 | Mar 26, 2021, 04:23 PM |
| Petno Douglas B | CEO Commercial Banking | Mar 25, 2021 | Option Exercise | $151.15 | 26,195 | 3,959,374 | 385,043 | Mar 26, 2021, 04:23 PM |
| Scher Peter | Executive Vice President | Mar 25, 2021 | Option Exercise | $151.15 | 8,809 | 1,331,480 | 19,676 | Mar 26, 2021, 04:23 PM |
| Leopold Robin | Head of Human Resources | Mar 25, 2021 | Option Exercise | $151.15 | 4,270 | 645,410 | 8,616 | Mar 26, 2021, 04:23 PM |
| Lake Marianne | Executive Vice President | Mar 25, 2021 | Option Exercise | $151.15 | 29,689 | 4,487,492 | 116,944 | Mar 26, 2021, 04:23 PM |
| Friedman Stacey | General Counsel | Mar 25, 2021 | Option Exercise | $151.15 | 21,539 | 3,255,620 | 73,177 | Mar 26, 2021, 04:23 PM |
| Erdoes Mary E. | CEO Asset & Wealth Management | Mar 25, 2021 | Option Exercise | $151.15 | 43,659 | 6,599,058 | 520,359 | Mar 26, 2021, 04:23 PM |
| DIMON JAMES | Chairman & CEO | Mar 25, 2021 | Option Exercise | $151.15 | 178,516 | 26,982,692 | 620,187 | Mar 26, 2021, 04:23 PM |
| Beer Lori A | Chief Information Officer | Mar 25, 2021 | Option Exercise | $151.15 | 8,733 | 1,319,993 | 44,787 | Mar 26, 2021, 04:23 PM |
| BACON ASHLEY | Chief Risk Officer | Mar 25, 2021 | Option Exercise | $151.15 | 23,814 | 3,599,486 | 169,504 | Mar 26, 2021, 04:23 PM |
| Friedman Stacey | General Counsel | Feb 05, 2021 | Option Exercise | $138.43 | 15,640 | 2,165,123 | 54,245 | Feb 08, 2021, 04:30 PM |
| Friedman Stacey | General Counsel | Feb 05, 2021 | Option Exercise | $42.50 | 23,139 | 983,515 | 69,885 | Feb 08, 2021, 04:30 PM |
| Petno Douglas B | CEO Commercial Banking | Jan 29, 2021 | Sale | $129.84 | 22,011 | 2,857,842 | 362,018 | Jan 29, 2021, 05:23 PM |
| CROWN JAMES S | Director | Jan 19, 2021 | Option Exercise | $139.26 | 1,795 | 249,972 | 327,320 | Jan 21, 2021, 05:26 PM |
| Rometty Virginia M | Director | Jan 19, 2021 | Option Exercise | $139.26 | 1,795 | 249,972 | 2,750 | Jan 21, 2021, 04:55 PM |
| NOVAKOVIC PHEBE N | Director | Jan 19, 2021 | Option Exercise | $139.26 | 1,795 | 249,972 | 2,295 | Jan 21, 2021, 04:55 PM |
| NEAL MICHAEL A | Director | Jan 19, 2021 | Option Exercise | $139.26 | 1,795 | 249,972 | 45,380 | Jan 21, 2021, 04:55 PM |
| HOBSON MELLODY L | Director | Jan 19, 2021 | Option Exercise | $139.26 | 1,795 | 249,972 | 14,074 | Jan 21, 2021, 04:55 PM |
| FLYNN TIMOTHY PATRICK | Director | Jan 19, 2021 | Option Exercise | $139.26 | 1,795 | 249,972 | 46,994 | Jan 21, 2021, 04:54 PM |
| Combs Todd A. | Director | Jan 19, 2021 | Option Exercise | $139.26 | 1,795 | 249,972 | 25,033 | Jan 21, 2021, 04:54 PM |
| BURKE STEPHEN B | Director | Jan 19, 2021 | Option Exercise | $139.26 | 1,795 | 249,972 | 155,424 | Jan 21, 2021, 04:54 PM |
| BAMMANN LINDA | Director | Jan 19, 2021 | Option Exercise | $139.26 | 1,795 | 249,972 | 91,901 | Jan 21, 2021, 04:54 PM |
| Giles Nicole | Corporate Controller | Jan 19, 2021 | Sale | $138.75 | 3,154 | 437,624 | 9,687 | Jan 21, 2021, 04:32 PM |
| Smith Gordon | Co-President & COO, CEO CCB | Jan 19, 2021 | Sale | $138.77 | 40,184 | 5,576,334 | 467,609 | Jan 21, 2021, 04:32 PM |
| Piepszak Jennifer | Chief Financial Officer | Jan 19, 2021 | Sale | $138.76 | 12,881 | 1,787,316 | 6,212 | Jan 21, 2021, 04:32 PM |
| Lake Marianne | Executive Vice President | Jan 19, 2021 | Sale | $138.75 | 9,481 | 1,315,527 | 81,665 | Jan 21, 2021, 04:31 PM |
| Friedman Stacey | General Counsel | Jan 19, 2021 | Sale | $138.77 | 16,652 | 2,310,765 | 46,746 | Jan 21, 2021, 04:31 PM |
| Erdoes Mary E. | CEO Asset & Wealth Management | Jan 19, 2021 | Sale | $138.77 | 13,270 | 1,841,491 | 481,983 | Jan 21, 2021, 04:31 PM |
| BACON ASHLEY | Chief Risk Officer | Jan 19, 2021 | Sale | $138.76 | 8,400 | 1,165,559 | 145,644 | Jan 21, 2021, 04:31 PM |
| Giles Nicole | Corporate Controller | Jan 13, 2021 | Option Exercise | $139.45 | 3,178 | 443,156 | 12,841 | Jan 15, 2021, 04:20 PM |
| Smith Gordon | Co-President & COO, CEO CCB | Jan 13, 2021 | Option Exercise | $139.45 | 28,339 | 3,951,732 | 507,793 | Jan 15, 2021, 04:20 PM |
| Scher Peter | Executive Vice President | Jan 13, 2021 | Option Exercise | $139.45 | 5,330 | 743,242 | 10,255 | Jan 15, 2021, 04:19 PM |
| Pinto Daniel E | Co-President & COO, CEO CIB | Jan 13, 2021 | Option Exercise | $139.45 | 11,954 | 1,666,926 | 504,877 | Jan 15, 2021, 04:19 PM |
| Piepszak Jennifer | Chief Financial Officer | Jan 13, 2021 | Option Exercise | $139.45 | 12,440 | 1,734,696 | 19,093 | Jan 15, 2021, 04:19 PM |
| Petno Douglas B | CEO Commercial Banking | Jan 13, 2021 | Option Exercise | $139.45 | 16,494 | 2,300,006 | 384,029 | Jan 15, 2021, 04:19 PM |
| Leopold Robin | Head of Human Resources | Jan 13, 2021 | Option Exercise | $139.45 | 2,759 | 384,729 | 4,354 | Jan 15, 2021, 04:19 PM |
| Lake Marianne | Executive Vice President | Jan 13, 2021 | Option Exercise | $139.45 | 19,335 | 2,696,169 | 91,146 | Jan 15, 2021, 04:19 PM |
| Friedman Stacey | General Counsel | Jan 13, 2021 | Option Exercise | $139.45 | 13,483 | 1,880,137 | 63,398 | Jan 15, 2021, 04:19 PM |
| Erdoes Mary E. | CEO Asset & Wealth Management | Jan 13, 2021 | Option Exercise | $139.45 | 27,982 | 3,901,950 | 495,253 | Jan 15, 2021, 04:19 PM |
| Beer Lori A | Chief Information Officer | Jan 13, 2021 | Option Exercise | $139.45 | 6,594 | 919,500 | 37,112 | Jan 15, 2021, 04:19 PM |
| BACON ASHLEY | Chief Risk Officer | Jan 13, 2021 | Option Exercise | $139.45 | 14,647 | 2,042,451 | 154,044 | Jan 15, 2021, 04:19 PM |
| Rometty Virginia M | Director | Dec 31, 2020 | Option Exercise | $127.07 | 226 | 28,718 | 955 | Jan 04, 2021, 04:20 PM |
| RAYMOND LEE R | Director | Dec 31, 2020 | Option Exercise | $127.07 | 374 | 47,524 | 265,309 | Jan 04, 2021, 04:19 PM |
| NEAL MICHAEL A | Director | Dec 31, 2020 | Option Exercise | $127.07 | 256 | 32,530 | 43,584 | Jan 04, 2021, 04:19 PM |
| HOBSON MELLODY L | Director | Dec 31, 2020 | Option Exercise | $127.07 | 315 | 40,027 | 12,279 | Jan 04, 2021, 04:19 PM |
| FLYNN TIMOTHY PATRICK | Director | Dec 31, 2020 | Option Exercise | $127.07 | 305 | 38,756 | 45,199 | Jan 04, 2021, 04:19 PM |
| BURKE STEPHEN B | Director | Dec 31, 2020 | Option Exercise | $127.07 | 364 | 46,253 | 153,629 | Jan 04, 2021, 04:19 PM |
| Lake Marianne | Executive Vice President | Nov 24, 2020 | Sale | $120.01 | 15,808 | 1,897,118 | 63,420 | Nov 24, 2020, 04:21 PM |
| Beer Lori A | Chief Information Officer | Oct 25, 2020 | Option Exercise | $103.69 | 5,928 | 614,674 | 29,369 | Oct 26, 2020, 05:32 PM |
| Piepszak Jennifer | Chief Financial Officer | Oct 25, 2020 | Option Exercise | $103.69 | 3,458 | 358,560 | 9,509 | Oct 26, 2020, 05:32 PM |
| Piepszak Jennifer | Chief Financial Officer | Oct 26, 2020 | Sale | $101.11 | 3,297 | 333,356 | 6,212 | Oct 26, 2020, 05:32 PM |
| Giles Nicole | Corporate Controller | Oct 25, 2020 | Option Exercise | $103.69 | 2,365 | 245,227 | 9,999 | Oct 26, 2020, 05:31 PM |
| Giles Nicole | Corporate Controller | Oct 26, 2020 | Sale | $100.98 | 2,281 | 230,326 | 7,718 | Oct 26, 2020, 05:31 PM |
| Pinto Daniel E | Co-President & COO, CEO CIB | Oct 14, 2020 | Option Exercise | $101.01 | 52,679 | 5,321,211 | 491,399 | Oct 16, 2020, 04:19 PM |
| Pinto Daniel E | Co-President & COO, CEO CIB | Oct 14, 2020 | Option Exercise | $44.29 | 75,000 | 3,321,750 | 544,078 | Oct 16, 2020, 04:19 PM |
| DIMON JAMES | Chairman & CEO | Oct 14, 2020 | Option Exercise | $101.01 | 276,725 | 27,952,546 | 553,925 | Oct 16, 2020, 04:17 PM |
| DIMON JAMES | Chairman & CEO | Oct 14, 2020 | Option Exercise | $47.73 | 367,377 | 17,534,904 | 830,650 | Oct 16, 2020, 04:17 PM |
| Rometty Virginia M | Director | Sep 30, 2020 | Option Exercise | $96.27 | 299 | 28,785 | 724 | Oct 01, 2020, 04:22 PM |
| RAYMOND LEE R | Director | Sep 30, 2020 | Option Exercise | $96.27 | 519 | 49,964 | 262,542 | Oct 01, 2020, 04:22 PM |
| NEAL MICHAEL A | Director | Sep 30, 2020 | Option Exercise | $96.27 | 338 | 32,539 | 43,017 | Oct 01, 2020, 04:22 PM |
| HOBSON MELLODY L | Director | Sep 30, 2020 | Option Exercise | $96.27 | 441 | 42,455 | 11,889 | Oct 01, 2020, 04:22 PM |
| FLYNN TIMOTHY PATRICK | Director | Sep 30, 2020 | Option Exercise | $96.27 | 403 | 38,797 | 54,486 | Oct 01, 2020, 04:22 PM |
| BURKE STEPHEN B | Director | Sep 30, 2020 | Option Exercise | $96.27 | 506 | 48,713 | 152,163 | Oct 01, 2020, 04:22 PM |
| Erdoes Mary E. | CEO Asset & Wealth Management | Jul 15, 2020 | Sale | $99.52 | 24,554 | 2,443,717 | 468,712 | Jul 15, 2020, 06:41 PM |
| Rometty Virginia M | Director | Jun 30, 2020 | Option Exercise | $94.06 | 144 | 13,545 | 424 | Jul 02, 2020, 04:30 PM |
| RAYMOND LEE R | Director | Jun 30, 2020 | Option Exercise | $94.06 | 505 | 47,500 | 259,581 | Jul 02, 2020, 04:30 PM |
| NEAL MICHAEL A | Director | Jun 30, 2020 | Option Exercise | $94.06 | 346 | 32,545 | 42,364 | Jul 02, 2020, 04:29 PM |
| HOBSON MELLODY L | Director | Jun 30, 2020 | Option Exercise | $94.06 | 425 | 39,975 | 11,375 | Jul 02, 2020, 04:29 PM |
| FLYNN TIMOTHY PATRICK | Director | Jun 30, 2020 | Option Exercise | $94.06 | 398 | 37,436 | 53,669 | Jul 02, 2020, 04:28 PM |
| BURKE STEPHEN B | Director | Jun 30, 2020 | Option Exercise | $94.06 | 492 | 46,278 | 150,535 | Jul 02, 2020, 04:28 PM |
| BURKE STEPHEN B | Director | Apr 16, 2020 | Buy | $87.99 | 75,000 | 6,598,957 | 75,000 | Apr 16, 2020, 05:21 PM |
| BACON ASHLEY | Chief Risk Officer | Apr 15, 2020 | Sale | $91.12 | 13,027 | 1,187,081 | 137,243 | Apr 15, 2020, 05:14 PM |
| RAYMOND LEE R | Director | Mar 31, 2020 | Option Exercise | $90.03 | 583 | 52,487 | 256,514 | Apr 02, 2020, 05:00 PM |
| NEAL MICHAEL A | Director | Mar 31, 2020 | Option Exercise | $90.03 | 361 | 32,501 | 41,690 | Apr 02, 2020, 04:40 PM |
| JACKSON LABAN | Director | Mar 31, 2020 | Option Exercise | $90.03 | 500 | 45,015 | 192,996 | Apr 02, 2020, 04:40 PM |
| HOBSON MELLODY L | Director | Mar 31, 2020 | Option Exercise | $90.03 | 500 | 45,015 | 10,878 | Apr 02, 2020, 04:39 PM |
| FLYNN TIMOTHY PATRICK | Director | Mar 31, 2020 | Option Exercise | $90.03 | 403 | 36,282 | 52,840 | Apr 02, 2020, 04:38 PM |
| BURKE STEPHEN B | Director | Mar 31, 2020 | Option Exercise | $90.03 | 569 | 51,227 | 148,868 | Apr 02, 2020, 04:37 PM |
| Smith Gordon | Co-President & COO, CEO CCB | Mar 25, 2020 | Option Exercise | $89.85 | 53,696 | 4,824,317 | 462,178 | Mar 27, 2020, 04:17 PM |
| Pinto Daniel E | Co-President & COO, CEO CIB | Mar 25, 2020 | Option Exercise | $89.85 | 9,640 | 866,106 | 469,078 | Mar 27, 2020, 04:17 PM |
| Petno Douglas B | CEO Commercial Banking | Mar 25, 2020 | Option Exercise | $89.85 | 31,378 | 2,819,156 | 343,397 | Mar 27, 2020, 04:17 PM |
| Lake Marianne | Executive Vice President | Mar 25, 2020 | Option Exercise | $89.85 | 35,971 | 3,231,815 | 81,597 | Mar 27, 2020, 04:17 PM |
| Friedman Stacey | General Counsel | Mar 25, 2020 | Option Exercise | $89.85 | 22,195 | 1,994,110 | 49,600 | Mar 27, 2020, 04:17 PM |
| Erdoes Mary E. | CEO Asset & Wealth Management | Mar 25, 2020 | Option Exercise | $89.85 | 55,869 | 5,019,550 | 493,266 | Mar 27, 2020, 04:17 PM |
| BACON ASHLEY | Chief Risk Officer | Mar 25, 2020 | Option Exercise | $89.85 | 30,048 | 2,699,663 | 150,270 | Mar 27, 2020, 04:17 PM |
| DIMON JAMES | Chairman & CEO | Mar 25, 2020 | Option Exercise | $89.85 | 219,392 | 19,711,275 | 631,998 | Mar 27, 2020, 04:17 PM |
| Pinto Daniel E | Co-President & COO, CEO CIB | Feb 04, 2020 | Sale | $135.72 | 15,212 | 2,064,557 | 0 | Feb 04, 2020, 04:50 PM |
| Petno Douglas B | CEO Commercial Banking | Jan 27, 2020 | Sale | $131.94 | 62,085 | 8,191,743 | 304,669 | Jan 27, 2020, 05:14 PM |
| RAYMOND LEE R | Director | Jan 21, 2020 | Option Exercise | $137.38 | 1,820 | 250,032 | 254,299 | Jan 23, 2020, 04:52 PM |
| NEAL MICHAEL A | Director | Jan 21, 2020 | Option Exercise | $137.38 | 1,820 | 250,032 | 41,132 | Jan 23, 2020, 04:52 PM |
| JACKSON LABAN | Director | Jan 21, 2020 | Option Exercise | $137.38 | 1,820 | 250,032 | 191,430 | Jan 23, 2020, 04:32 PM |
| HOBSON MELLODY L | Director | Jan 21, 2020 | Option Exercise | $137.38 | 1,820 | 250,032 | 10,347 | Jan 23, 2020, 04:32 PM |
| FLYNN TIMOTHY PATRICK | Director | Jan 21, 2020 | Option Exercise | $137.38 | 1,820 | 250,032 | 52,175 | Jan 23, 2020, 04:32 PM |
| CROWN JAMES S | Director | Jan 21, 2020 | Option Exercise | $137.38 | 1,820 | 250,032 | 318,817 | Jan 23, 2020, 04:32 PM |
| Combs Todd A. | Director | Jan 21, 2020 | Option Exercise | $137.38 | 1,820 | 250,032 | 22,897 | Jan 23, 2020, 04:32 PM |
| BURKE STEPHEN B | Director | Jan 21, 2020 | Option Exercise | $137.38 | 1,820 | 250,032 | 147,559 | Jan 23, 2020, 04:32 PM |
| BELL JAMES A | Director | Jan 21, 2020 | Option Exercise | $137.38 | 1,820 | 250,032 | 33,675 | Jan 23, 2020, 04:32 PM |
| BAMMANN LINDA | Director | Jan 21, 2020 | Option Exercise | $137.38 | 1,820 | 250,032 | 89,286 | Jan 23, 2020, 04:31 PM |
| Erdoes Mary E. | CEO Asset & Wealth Management | Jan 15, 2020 | Buy | $100.00 | 51,000 | 5,100,000 | 51,000 | Jan 17, 2020, 04:22 PM |
| HOBSON MELLODY L | Director | Jan 15, 2020 | Buy | $136.39 | 14,600 | 1,991,250 | 124,155 | Jan 16, 2020, 04:24 PM |
| Leopold Robin | Head of Human Resources | Jan 13, 2020 | Option Exercise | $136.48 | 2,608 | 355,932 | 21,752 | Jan 15, 2020, 05:55 PM |
| Pinto Daniel E | Co-President & COO, CEO CIB | Jan 13, 2020 | Option Exercise | $136.48 | 5,968 | 814,495 | 458,209 | Jan 15, 2020, 05:55 PM |
| Beer Lori A | Chief Information Officer | Jan 13, 2020 | Option Exercise | $136.48 | 7,765 | 1,059,744 | 24,159 | Jan 15, 2020, 05:55 PM |
| Smith Gordon | Co-President & COO, CEO CCB | Jan 13, 2020 | Option Exercise | $136.48 | 28,717 | 3,919,210 | 422,697 | Jan 15, 2020, 05:55 PM |
| Smith Gordon | Co-President & COO, CEO CCB | Jan 15, 2020 | Sale | $137.04 | 11,800 | 1,617,096 | 410,897 | Jan 15, 2020, 05:55 PM |
| Smith Gordon | Co-President & COO, CEO CCB | Jan 15, 2020 | Sale | $137.03 | 2,950 | 404,233 | 21,075 | Jan 15, 2020, 05:55 PM |
| Scher Peter | Executive Vice President | Jan 13, 2020 | Option Exercise | $136.48 | 7,960 | 1,086,357 | 24,133 | Jan 15, 2020, 05:55 PM |
| Scher Peter | Executive Vice President | Jan 15, 2020 | Sale | $137.11 | 21,949 | 3,009,405 | 2,184 | Jan 15, 2020, 05:55 PM |
| Piepszak Jennifer | Chief Financial Officer | Jan 13, 2020 | Option Exercise | $136.48 | 6,532 | 891,468 | 14,782 | Jan 15, 2020, 05:55 PM |
| Piepszak Jennifer | Chief Financial Officer | Jan 15, 2020 | Sale | $137.05 | 8,312 | 1,139,143 | 6,470 | Jan 15, 2020, 05:55 PM |
| Petno Douglas B | CEO Commercial Banking | Jan 13, 2020 | Option Exercise | $136.48 | 16,652 | 2,272,615 | 354,425 | Jan 15, 2020, 05:55 PM |
| Lake Marianne | Executive Vice President | Jan 13, 2020 | Option Exercise | $136.48 | 19,128 | 2,610,532 | 59,395 | Jan 15, 2020, 05:55 PM |
| Lake Marianne | Executive Vice President | Jan 15, 2020 | Sale | $137.10 | 9,415 | 1,290,825 | 49,980 | Jan 15, 2020, 05:55 PM |
| Giles Nicole | Corporate Controller | Jan 15, 2020 | Option Exercise | $136.48 | 1,766 | 241,018 | 10,732 | Jan 15, 2020, 05:55 PM |
| Giles Nicole | Corporate Controller | Jan 15, 2020 | Sale | $137.10 | 3,015 | 413,366 | 7,717 | Jan 15, 2020, 05:55 PM |
| Friedman Stacey | General Counsel | Jan 13, 2020 | Option Exercise | $136.48 | 12,388 | 1,690,677 | 36,532 | Jan 15, 2020, 05:55 PM |
| Friedman Stacey | General Counsel | Jan 15, 2020 | Sale | $137.10 | 6,441 | 883,048 | 30,091 | Jan 15, 2020, 05:55 PM |
| Erdoes Mary E. | CEO Asset & Wealth Management | Jan 13, 2020 | Option Exercise | $136.48 | 29,567 | 4,035,216 | 488,255 | Jan 15, 2020, 05:55 PM |
| Erdoes Mary E. | CEO Asset & Wealth Management | Jan 15, 2020 | Sale | $137.11 | 29,597 | 4,058,163 | 458,658 | Jan 15, 2020, 05:55 PM |
| BACON ASHLEY | Chief Risk Officer | Jan 13, 2020 | Option Exercise | $136.48 | 15,563 | 2,123,992 | 146,446 | Jan 15, 2020, 05:55 PM |
| BACON ASHLEY | Chief Risk Officer | Jan 15, 2020 | Sale | $137.11 | 25,558 | 3,504,206 | 120,888 | Jan 15, 2020, 05:55 PM |
| RAYMOND LEE R | Director | Dec 31, 2019 | Option Exercise | $139.40 | 395 | 55,063 | 252,479 | Jan 02, 2020, 04:51 PM |
| NEAL MICHAEL A | Director | Dec 31, 2019 | Option Exercise | $139.40 | 233 | 32,480 | 39,312 | Jan 02, 2020, 04:51 PM |
| JACKSON LABAN | Director | Dec 31, 2019 | Option Exercise | $139.40 | 341 | 47,535 | 189,610 | Jan 02, 2020, 04:51 PM |
| HOBSON MELLODY L | Director | Dec 31, 2019 | Option Exercise | $139.40 | 341 | 47,535 | 8,527 | Jan 02, 2020, 04:51 PM |
| FLYNN TIMOTHY PATRICK | Director | Dec 31, 2019 | Option Exercise | $139.40 | 260 | 36,244 | 50,355 | Jan 02, 2020, 04:51 PM |
| BURKE STEPHEN B | Director | Dec 31, 2019 | Option Exercise | $139.40 | 386 | 53,808 | 145,739 | Jan 02, 2020, 04:51 PM |
| Erdoes Mary E. | CEO Asset & Wealth Management | Nov 08, 2019 | Option Exercise | $129.82 | 72,849 | 9,457,621 | 460,273 | Nov 12, 2019, 04:16 PM |
| Erdoes Mary E. | CEO Asset & Wealth Management | Nov 08, 2019 | Option Exercise | $46.58 | 104,063 | 4,847,255 | 533,122 | Nov 12, 2019, 04:16 PM |
| Petno Douglas B | CEO Commercial Banking | Nov 06, 2019 | Option Exercise | $129.21 | 52,564 | 6,791,795 | 337,794 | Nov 07, 2019, 04:16 PM |
| Petno Douglas B | CEO Commercial Banking | Nov 06, 2019 | Option Exercise | $46.58 | 75,000 | 3,493,500 | 390,358 | Nov 07, 2019, 04:16 PM |
| Pinto Daniel E | Co-President & COO, CEO CIB | Nov 07, 2019 | Sale | $130.91 | 64,198 | 8,403,904 | 15,212 | Nov 07, 2019, 04:16 PM |
| BACON ASHLEY | Chief Risk Officer | Nov 05, 2019 | Option Exercise | $129.57 | 35,768 | 4,634,460 | 129,053 | Nov 06, 2019, 04:57 PM |
| BACON ASHLEY | Chief Risk Officer | Nov 05, 2019 | Option Exercise | $43.80 | 52,630 | 2,305,204 | 164,821 | Nov 06, 2019, 04:57 PM |
| RAYMOND LEE R | Director | Oct 30, 2019 | Option Exercise | $1000.00 | 458 | 458,000 | 977 | Oct 30, 2019, 04:16 PM |
| Scher Peter | Executive Vice President | Oct 25, 2019 | Option Exercise | $125.70 | 1,888 | 237,322 | 13,171 | Oct 28, 2019, 05:56 PM |
| Beer Lori A | Chief Information Officer | Oct 25, 2019 | Option Exercise | $125.70 | 5,928 | 745,150 | 15,340 | Oct 28, 2019, 05:56 PM |
| Leopold Robin | Head of Human Resources | Oct 25, 2019 | Option Exercise | $125.70 | 1,599 | 200,994 | 17,637 | Oct 28, 2019, 05:55 PM |
| Piepszak Jennifer | Chief Financial Officer | Oct 25, 2019 | Option Exercise | $125.70 | 4,861 | 611,028 | 14,388 | Oct 28, 2019, 05:55 PM |
| Piepszak Jennifer | Chief Financial Officer | Oct 28, 2019 | Sale | $126.78 | 4,594 | 582,427 | 6,470 | Oct 28, 2019, 05:55 PM |
| Giles Nicole | Corporate Controller | Oct 25, 2019 | Option Exercise | $125.70 | 2,365 | 297,280 | 9,861 | Oct 28, 2019, 05:55 PM |
| Giles Nicole | Corporate Controller | Oct 28, 2019 | Sale | $126.73 | 863 | 109,365 | 7,578 | Oct 28, 2019, 05:55 PM |
| HOBSON MELLODY L | Director | Oct 23, 2019 | Buy | $124.65 | 16,000 | 1,994,368 | 109,555 | Oct 24, 2019, 06:39 PM |
| Pinto Daniel E | Co-President & COO, CEO CIB | Oct 18, 2019 | Option Exercise | $120.44 | 56,109 | 6,757,768 | 451,481 | Oct 21, 2019, 04:17 PM |
| Pinto Daniel E | Co-President & COO, CEO CIB | Oct 18, 2019 | Option Exercise | $43.20 | 85,000 | 3,672,000 | 507,590 | Oct 21, 2019, 04:17 PM |
| DIMON JAMES | Chairman & CEO | Oct 16, 2019 | Option Exercise | $120.00 | 394,837 | 47,380,440 | 439,156 | Oct 18, 2019, 02:02 PM |
| DIMON JAMES | Chairman & CEO | Oct 16, 2019 | Option Exercise | $43.20 | 563,562 | 24,345,879 | 833,993 | Oct 18, 2019, 02:02 PM |
| Scher Peter | Executive Vice President | Oct 16, 2019 | Option Exercise | $120.00 | 22,941 | 2,752,920 | 11,055 | Oct 18, 2019, 02:01 PM |
| Scher Peter | Executive Vice President | Oct 16, 2019 | Option Exercise | $46.58 | 33,996 | 1,583,534 | 33,996 | Oct 18, 2019, 02:01 PM |
| Petno Douglas B | CEO Commercial Banking | Oct 16, 2019 | Option Exercise | $120.00 | 53,534 | 6,424,080 | 316,970 | Oct 18, 2019, 02:01 PM |
| Petno Douglas B | CEO Commercial Banking | Oct 16, 2019 | Option Exercise | $46.58 | 75,000 | 3,493,500 | 370,504 | Oct 18, 2019, 02:01 PM |
| Smith Gordon | Co-President & COO, CEO CCB | Oct 16, 2019 | Sale | $119.98 | 83,289 | 9,992,847 | 393,197 | Oct 17, 2019, 04:17 PM |
| Pinto Daniel E | Co-President & COO, CEO CIB | Oct 17, 2019 | Sale | $120.51 | 53,000 | 6,387,189 | 79,410 | Oct 17, 2019, 04:17 PM |
| RAYMOND LEE R | Director | Sep 30, 2019 | Option Exercise | $117.69 | 382 | 44,958 | 250,135 | Oct 02, 2019, 04:18 PM |
| NEAL MICHAEL A | Director | Sep 30, 2019 | Option Exercise | $117.69 | 276 | 32,482 | 38,845 | Oct 02, 2019, 04:18 PM |
| JACKSON LABAN | Director | Sep 30, 2019 | Option Exercise | $117.69 | 319 | 37,543 | 187,997 | Oct 02, 2019, 04:18 PM |
| HOBSON MELLODY L | Director | Sep 30, 2019 | Option Exercise | $117.69 | 319 | 37,543 | 8,151 | Oct 02, 2019, 04:17 PM |
| FLYNN TIMOTHY PATRICK | Director | Sep 30, 2019 | Option Exercise | $117.69 | 308 | 36,249 | 49,783 | Oct 02, 2019, 04:17 PM |
| BURKE STEPHEN B | Director | Sep 30, 2019 | Option Exercise | $117.69 | 329 | 38,720 | 144,471 | Oct 02, 2019, 04:17 PM |
| Petno Douglas B | CEO Commercial Banking | Sep 13, 2019 | Option Exercise | $119.57 | 53,583 | 6,407,187 | 295,504 | Sep 16, 2019, 04:07 PM |
| Petno Douglas B | CEO Commercial Banking | Sep 13, 2019 | Option Exercise | $46.58 | 75,000 | 3,493,500 | 349,087 | Sep 16, 2019, 04:07 PM |
| Petno Douglas B | CEO Commercial Banking | Sep 10, 2019 | Option Exercise | $116.50 | 53,944 | 6,284,422 | 274,087 | Sep 11, 2019, 04:16 PM |
| Petno Douglas B | CEO Commercial Banking | Sep 10, 2019 | Option Exercise | $46.58 | 75,000 | 3,493,500 | 328,031 | Sep 11, 2019, 04:16 PM |
| HOBSON MELLODY L | Director | Aug 08, 2019 | Buy | $109.91 | 18,200 | 2,000,362 | 93,555 | Aug 08, 2019, 05:11 PM |
| Smith Gordon | Co-President & COO, CEO CCB | Jul 23, 2019 | Option Exercise | $115.64 | 231,700 | 26,792,630 | 678,402 | Jul 24, 2019, 04:56 PM |
| Smith Gordon | Co-President & COO, CEO CCB | Jul 23, 2019 | Option Exercise | $44.56 | 331,125 | 14,754,052 | 708,186 | Jul 24, 2019, 04:56 PM |
| Scher Peter | Executive Vice President | Jul 18, 2019 | Sale | $115.00 | 10,816 | 1,243,862 | 0 | Jul 19, 2019, 04:14 PM |
| Beer Lori A | Chief Information Officer | Jul 17, 2019 | Sale | $114.28 | 13,341 | 1,524,596 | 10,130 | Jul 18, 2019, 05:11 PM |
| JACKSON LABAN | Director | Jun 30, 2019 | Option Exercise | $111.80 | 380 | 42,484 | 186,545 | Jul 02, 2019, 05:15 PM |
| RAYMOND LEE R | Director | Jun 30, 2019 | Option Exercise | $111.80 | 425 | 47,515 | 248,017 | Jul 02, 2019, 05:15 PM |
| NEAL MICHAEL A | Director | Jun 30, 2019 | Option Exercise | $111.80 | 291 | 32,534 | 38,362 | Jul 02, 2019, 05:15 PM |
| HOBSON MELLODY L | Director | Jun 30, 2019 | Option Exercise | $111.80 | 291 | 32,534 | 7,804 | Jul 02, 2019, 05:15 PM |
| FLYNN TIMOTHY PATRICK | Director | Jun 30, 2019 | Option Exercise | $111.80 | 347 | 38,795 | 49,199 | Jul 02, 2019, 05:15 PM |
| BURKE STEPHEN B | Director | Jun 30, 2019 | Option Exercise | $111.80 | 297 | 33,205 | 143,358 | Jul 02, 2019, 05:15 PM |
| Scher Peter | Executive Vice President | May 01, 2019 | Option Exercise | $116.06 | 23,180 | 2,690,155 | 10,816 | May 02, 2019, 04:26 PM |
| Scher Peter | Executive Vice President | May 01, 2019 | Option Exercise | $46.58 | 33,996 | 1,583,534 | 33,996 | May 02, 2019, 04:26 PM |
| HOBSON MELLODY L | Director | Apr 18, 2019 | Buy | $114.26 | 1,700 | 194,242 | 7,485 | Apr 18, 2019, 04:17 PM |
| HOBSON MELLODY L | Director | Apr 16, 2019 | Buy | $111.03 | 18,000 | 1,998,450 | 75,355 | Apr 17, 2019, 05:15 PM |
| Erdoes Mary E. | CEO Asset & Wealth Management | Apr 15, 2019 | Sale | $109.92 | 72,340 | 7,951,613 | 464,320 | Apr 16, 2019, 05:41 PM |
| Smith Gordon | Co-President & COO, CEO CCB | Apr 15, 2019 | Sale | $109.99 | 41,395 | 4,552,870 | 365,087 | Apr 16, 2019, 05:41 PM |
| Friedman Stacey | General Counsel | Apr 15, 2019 | Sale | $109.75 | 3,710 | 407,184 | 23,650 | Apr 16, 2019, 05:41 PM |
| Giles Nicole | Corporate Controller | Apr 15, 2019 | Sale | $110.43 | 3,230 | 356,686 | 6,159 | Apr 16, 2019, 05:41 PM |
| BACON ASHLEY | Chief Risk Officer | Apr 15, 2019 | Sale | $109.75 | 20,145 | 2,210,974 | 112,191 | Apr 16, 2019, 05:41 PM |
| Petno Douglas B | CEO Commercial Banking | Apr 15, 2019 | Option Exercise | $110.06 | 57,285 | 6,304,787 | 183,798 | Apr 16, 2019, 05:41 PM |
| Petno Douglas B | CEO Commercial Banking | Apr 15, 2019 | Option Exercise | $46.58 | 78,452 | 3,654,294 | 259,386 | Apr 16, 2019, 05:41 PM |
| Petno Douglas B | CEO Commercial Banking | Apr 15, 2019 | Sale | $109.74 | 18,303 | 2,008,553 | 241,083 | Apr 16, 2019, 05:41 PM |
| Lake Marianne | Chief Financial Officer | Apr 15, 2019 | Sale | $109.75 | 115,415 | 12,666,796 | 46,120 | Apr 16, 2019, 05:41 PM |
| WELDON WILLIAM C | Director | Mar 31, 2019 | Option Exercise | $101.23 | 432 | 43,731 | 102,775 | Apr 02, 2019, 04:14 PM |
| RAYMOND LEE R | Director | Mar 31, 2019 | Option Exercise | $101.23 | 494 | 50,008 | 245,740 | Apr 02, 2019, 04:14 PM |
| NEAL MICHAEL A | Director | Mar 31, 2019 | Option Exercise | $101.23 | 321 | 32,495 | 37,852 | Apr 02, 2019, 04:14 PM |
| JACKSON LABAN | Director | Mar 31, 2019 | Option Exercise | $101.23 | 469 | 47,477 | 184,956 | Apr 02, 2019, 04:14 PM |
| FLYNN TIMOTHY PATRICK | Director | Mar 31, 2019 | Option Exercise | $101.23 | 407 | 41,201 | 48,559 | Apr 02, 2019, 04:14 PM |
| BURKE STEPHEN B | Director | Mar 31, 2019 | Option Exercise | $101.23 | 284 | 28,749 | 142,224 | Apr 02, 2019, 04:14 PM |
| HOBSON MELLODY L | Director | Mar 31, 2019 | Option Exercise | $101.23 | 321 | 32,495 | 5,785 | Apr 02, 2019, 12:00 AM |
| Smith Gordon | Co-President & COO, CEO CCB | Mar 25, 2019 | Option Exercise | $99.33 | 70,318 | 6,984,687 | 406,482 | Mar 27, 2019, 04:22 PM |
| Pinto Daniel E | Co-President & COO, CEO CIB | Mar 25, 2019 | Option Exercise | $99.33 | 76,977 | 7,646,126 | 422,590 | Mar 27, 2019, 04:22 PM |
| Petno Douglas B | CEO Commercial Banking | Mar 25, 2019 | Option Exercise | $99.33 | 41,648 | 4,136,896 | 166,142 | Mar 27, 2019, 04:22 PM |
| Lake Marianne | Chief Financial Officer | Mar 25, 2019 | Option Exercise | $99.33 | 46,150 | 4,584,080 | 153,503 | Mar 27, 2019, 04:22 PM |
| Friedman Stacey | General Counsel | Mar 25, 2019 | Option Exercise | $99.33 | 16,884 | 1,677,088 | 27,360 | Mar 27, 2019, 04:22 PM |
| Erdoes Mary E. | CEO Asset & Wealth Management | Mar 25, 2019 | Option Exercise | $99.33 | 77,665 | 7,714,465 | 536,660 | Mar 27, 2019, 04:22 PM |
| DIMON JAMES | Chairman & CEO | Mar 25, 2019 | Option Exercise | $99.33 | 307,660 | 30,559,868 | 790,446 | Mar 27, 2019, 04:22 PM |
| BACON ASHLEY | Chief Risk Officer | Mar 25, 2019 | Option Exercise | $99.33 | 38,126 | 3,787,056 | 132,336 | Mar 27, 2019, 04:22 PM |
| Smith Gordon | Co-President & COO, CEO CCB | Feb 20, 2019 | Option Exercise | $105.34 | 104,520 | 11,009,927 | 339,327 | Feb 21, 2019, 04:16 PM |
| Smith Gordon | Co-President & COO, CEO CCB | Feb 20, 2019 | Option Exercise | $43.20 | 149,179 | 6,444,533 | 443,847 | Feb 21, 2019, 04:16 PM |
| Lake Marianne | Chief Financial Officer | Feb 20, 2019 | Option Exercise | $105.34 | 252,643 | 26,612,908 | 112,938 | Feb 21, 2019, 12:00 AM |
| Lake Marianne | Chief Financial Officer | Feb 20, 2019 | Option Exercise | $46.58 | 341,842 | 15,923,001 | 365,581 | Feb 21, 2019, 12:00 AM |
| CROWN JAMES S | Director | Feb 05, 2019 | Buy | $103.79 | 5,000 | 518,950 | 26,303 | Feb 06, 2019, 04:13 PM |
| Scher Peter | Executive Vice President | Jan 29, 2019 | Sale | $105.00 | 18,679 | 1,961,332 | 0 | Jan 29, 2019, 04:14 PM |
| Petno Douglas B | CEO Commercial Banking | Jan 29, 2019 | Sale | $105.00 | 11,659 | 1,224,207 | 129,535 | Jan 29, 2019, 04:14 PM |
| Friedman Stacey | General Counsel | Jan 29, 2019 | Sale | $105.00 | 3,022 | 317,310 | 12,519 | Jan 29, 2019, 04:14 PM |
| Beer Lori A | Chief Information Officer | Jan 29, 2019 | Sale | $105.00 | 13,341 | 1,400,805 | 23,471 | Jan 29, 2019, 04:14 PM |
| WELDON WILLIAM C | Director | Jan 15, 2019 | Option Exercise | $100.54 | 2,487 | 250,031 | 101,565 | Jan 17, 2019, 04:19 PM |
| RAYMOND LEE R | Director | Jan 15, 2019 | Option Exercise | $100.54 | 2,487 | 250,031 | 243,347 | Jan 17, 2019, 04:19 PM |
| NEAL MICHAEL A | Director | Jan 15, 2019 | Option Exercise | $100.54 | 2,487 | 250,031 | 37,327 | Jan 17, 2019, 04:19 PM |
| JACKSON LABAN | Director | Jan 15, 2019 | Option Exercise | $100.54 | 2,487 | 250,031 | 183,256 | Jan 17, 2019, 04:19 PM |
| HOBSON MELLODY L | Director | Jan 15, 2019 | Option Exercise | $100.54 | 2,487 | 250,031 | 5,456 | Jan 17, 2019, 04:19 PM |
| FLYNN TIMOTHY PATRICK | Director | Jan 15, 2019 | Option Exercise | $100.54 | 2,487 | 250,031 | 47,870 | Jan 17, 2019, 04:19 PM |
| CROWN JAMES S | Director | Jan 15, 2019 | Option Exercise | $100.54 | 2,487 | 250,031 | 311,447 | Jan 17, 2019, 04:19 PM |
| Combs Todd A. | Director | Jan 15, 2019 | Option Exercise | $100.54 | 2,487 | 250,031 | 20,856 | Jan 17, 2019, 04:19 PM |
| BURKE STEPHEN B | Director | Jan 15, 2019 | Option Exercise | $100.54 | 2,487 | 250,031 | 141,094 | Jan 17, 2019, 04:19 PM |
| BELL JAMES A | Director | Jan 15, 2019 | Option Exercise | $100.54 | 2,487 | 250,031 | 30,928 | Jan 17, 2019, 04:19 PM |
| BAMMANN LINDA | Director | Jan 15, 2019 | Option Exercise | $100.54 | 2,487 | 250,031 | 86,844 | Jan 17, 2019, 04:19 PM |
| BACON ASHLEY | Chief Risk Officer | Jan 13, 2019 | Option Exercise | $99.56 | 19,356 | 1,927,083 | 97,877 | Jan 16, 2019, 04:34 PM |
| BACON ASHLEY | Chief Risk Officer | Jan 16, 2019 | Sale | $102.78 | 5,831 | 599,304 | 92,046 | Jan 16, 2019, 04:34 PM |
| Smith Gordon | Co-President & COO, CEO CCB | Jan 13, 2019 | Option Exercise | $99.56 | 36,945 | 3,678,244 | 294,668 | Jan 16, 2019, 04:18 PM |
| Scher Peter | Executive Vice President | Jan 13, 2019 | Option Exercise | $99.56 | 12,078 | 1,202,486 | 18,679 | Jan 16, 2019, 04:18 PM |
| Pinto Daniel E | Co-President & COO, CEO CIB | Jan 13, 2019 | Option Exercise | $99.56 | 23,845 | 2,374,008 | 335,787 | Jan 16, 2019, 04:18 PM |
| Leopold Robin | Head of Human Resources | Jan 13, 2019 | Option Exercise | $99.56 | 3,978 | 396,050 | 16,233 | Jan 16, 2019, 04:18 PM |
| Petno Douglas B | CEO Commercial Banking | Jan 13, 2019 | Option Exercise | $99.56 | 19,170 | 1,908,565 | 128,282 | Jan 16, 2019, 04:18 PM |
| Lake Marianne | Chief Financial Officer | Jan 13, 2019 | Option Exercise | $99.56 | 24,042 | 2,393,621 | 23,739 | Jan 16, 2019, 04:18 PM |
| Giles Nicole | Corporate Controller | Jan 13, 2019 | Option Exercise | $99.56 | 1,688 | 168,057 | 9,389 | Jan 16, 2019, 04:18 PM |
| Friedman Stacey | General Counsel | Jan 13, 2019 | Option Exercise | $99.56 | 10,643 | 1,059,617 | 15,541 | Jan 16, 2019, 04:18 PM |
| Erdoes Mary E. | CEO Asset Management | Jan 13, 2019 | Option Exercise | $99.56 | 39,893 | 3,971,747 | 468,393 | Jan 16, 2019, 04:18 PM |
| Beer Lori A | Chief Information Officer | Jan 13, 2019 | Option Exercise | $99.56 | 9,722 | 967,922 | 36,812 | Jan 16, 2019, 04:17 PM |
| JACKSON LABAN | Director | Dec 31, 2018 | Option Exercise | $97.62 | 461 | 45,003 | 180,770 | Jan 03, 2019, 04:16 PM |
| BURKE STEPHEN B | Director | Dec 31, 2018 | Option Exercise | $97.62 | 295 | 28,798 | 138,607 | Jan 03, 2019, 04:16 PM |
| HOBSON MELLODY L | Director | Dec 31, 2018 | Option Exercise | $97.62 | 333 | 32,507 | 2,969 | Jan 03, 2019, 12:00 AM |
| NEAL MICHAEL A | Director | Dec 31, 2018 | Option Exercise | $97.62 | 333 | 32,507 | 34,840 | Jan 03, 2019, 12:00 AM |
| FLYNN TIMOTHY PATRICK | Director | Dec 31, 2018 | Option Exercise | $97.62 | 448 | 43,734 | 45,384 | Jan 03, 2019, 12:00 AM |
| WELDON WILLIAM C | Director | Dec 31, 2018 | Option Exercise | $97.62 | 474 | 46,272 | 99,079 | Jan 03, 2019, 12:00 AM |
| RAYMOND LEE R | Director | Dec 31, 2018 | Option Exercise | $97.62 | 487 | 47,541 | 240,860 | Jan 03, 2019, 12:00 AM |
| Erdoes Mary E. | CEO Asset Management | Nov 09, 2018 | Option Exercise | $111.60 | 61,391 | 6,850,929 | 430,588 | Nov 13, 2018, 04:11 PM |
| Erdoes Mary E. | CEO Asset Management | Nov 09, 2018 | Option Exercise | $19.49 | 100,000 | 1,949,000 | 491,979 | Nov 13, 2018, 04:11 PM |
| RAYMOND LEE R | Director | Oct 30, 2018 | Option Exercise | $1000.00 | 565 | 565,000 | 1,435 | Nov 01, 2018, 04:04 PM |
| Beer Lori A | Chief Information Officer | Oct 25, 2018 | Option Exercise | $104.81 | 5,928 | 621,314 | 25,527 | Oct 26, 2018, 04:45 PM |
| Scher Peter | Executive Vice President | Oct 25, 2018 | Option Exercise | $104.81 | 1,887 | 197,776 | 2,117 | Oct 26, 2018, 04:06 PM |
| Leopold Robin | Head of Human Resources | Oct 25, 2018 | Option Exercise | $104.81 | 1,599 | 167,591 | 9,998 | Oct 26, 2018, 04:05 PM |
| Giles Nicole | Corporate Controller | Oct 25, 2018 | Option Exercise | $104.81 | 2,365 | 247,876 | 6,374 | Oct 26, 2018, 04:05 PM |
| HOBSON MELLODY L | Director | Oct 19, 2018 | Buy | $108.94 | 1,150 | 125,281 | 2,632 | Oct 19, 2018, 04:17 PM |
| WELDON WILLIAM C | Director | Sep 30, 2018 | Option Exercise | $112.84 | 388 | 43,782 | 97,930 | Oct 02, 2018, 04:08 PM |
| RAYMOND LEE R | Director | Sep 30, 2018 | Option Exercise | $112.84 | 399 | 45,023 | 238,720 | Oct 02, 2018, 04:08 PM |
| JACKSON LABAN | Director | Sep 30, 2018 | Option Exercise | $112.84 | 377 | 42,541 | 179,238 | Oct 02, 2018, 04:08 PM |
| HOBSON MELLODY L | Director | Sep 30, 2018 | Option Exercise | $112.84 | 288 | 32,498 | 1,482 | Oct 02, 2018, 04:08 PM |
| FLYNN TIMOTHY PATRICK | Director | Sep 30, 2018 | Option Exercise | $112.84 | 366 | 41,299 | 44,693 | Oct 02, 2018, 04:07 PM |
| BURKE STEPHEN B | Director | Sep 30, 2018 | Option Exercise | $112.84 | 255 | 28,774 | 137,577 | Oct 02, 2018, 04:07 PM |
| NEAL MICHAEL A | Director | Sep 30, 2018 | Option Exercise | $112.84 | 288 | 32,498 | 34,330 | Oct 02, 2018, 12:00 AM |
| HOBSON MELLODY L | Director | Aug 15, 2018 | Option Exercise | $113.70 | 16,953 | 1,927,556 | 57,355 | Aug 16, 2018, 04:30 PM |
| HOBSON MELLODY L | Director | Aug 15, 2018 | Option Exercise | $41.62 | 46,308 | 1,927,524 | 74,308 | Aug 16, 2018, 04:30 PM |
| Smith Gordon | Co-President & COO, CEO CCB | Jul 23, 2018 | Sale | $114.01 | 30,725 | 3,503,019 | 238,929 | Jul 23, 2018, 05:07 PM |
| WELDON WILLIAM C | Director | Jun 30, 2018 | Option Exercise | $104.20 | 468 | 48,766 | 97,026 | Jul 03, 2018, 02:04 PM |
| RAYMOND LEE R | Director | Jun 30, 2018 | Option Exercise | $104.20 | 480 | 50,016 | 237,056 | Jul 03, 2018, 02:04 PM |
| NEAL MICHAEL A | Director | Jun 30, 2018 | Option Exercise | $104.20 | 312 | 32,510 | 33,909 | Jul 03, 2018, 02:04 PM |
| JACKSON LABAN | Director | Jun 30, 2018 | Option Exercise | $104.20 | 480 | 50,016 | 178,043 | Jul 03, 2018, 02:04 PM |
| HOBSON MELLODY L | Director | Jun 30, 2018 | Option Exercise | $104.20 | 328 | 34,178 | 1,192 | Jul 03, 2018, 02:04 PM |
| FLYNN TIMOTHY PATRICK | Director | Jun 30, 2018 | Option Exercise | $104.20 | 402 | 41,888 | 44,144 | Jul 03, 2018, 02:04 PM |
| BURKE STEPHEN B | Director | Jun 30, 2018 | Option Exercise | $104.20 | 276 | 28,759 | 136,759 | Jul 03, 2018, 02:04 PM |
| Combs Todd A. | Director | May 14, 2018 | Buy | $114.61 | 13,000 | 1,489,891 | 18,277 | May 16, 2018, 06:53 PM |
| HOBSON MELLODY L | Director | Apr 16, 2018 | Buy | $111.04 | 18,000 | 1,998,810 | 28,000 | Apr 17, 2018, 04:18 PM |
| WELDON WILLIAM C | Director | Mar 31, 2018 | Option Exercise | $109.97 | 443 | 48,717 | 96,072 | Apr 03, 2018, 04:07 PM |
| RAYMOND LEE R | Director | Mar 31, 2018 | Option Exercise | $109.97 | 455 | 50,036 | 235,377 | Apr 03, 2018, 04:06 PM |
| NEAL MICHAEL A | Director | Mar 31, 2018 | Option Exercise | $109.97 | 296 | 32,551 | 33,471 | Apr 03, 2018, 04:06 PM |
| FLYNN TIMOTHY PATRICK | Director | Mar 31, 2018 | Option Exercise | $109.97 | 341 | 37,500 | 43,569 | Apr 03, 2018, 04:06 PM |
| BURKE STEPHEN B | Director | Mar 31, 2018 | Option Exercise | $109.97 | 261 | 28,702 | 135,950 | Apr 03, 2018, 04:06 PM |
| BOWLES CRANDALL CLOSE | Director | Mar 31, 2018 | Option Exercise | $109.97 | 375 | 41,239 | 92,864 | Apr 03, 2018, 04:06 PM |
| JACKSON LABAN | Director | Mar 31, 2018 | Option Exercise | $109.97 | 409 | 44,978 | 176,788 | Apr 03, 2018, 12:00 AM |
| JACKSON LABAN | Director | Jan 19, 2018 | Option Exercise | $113.57 | 725 | 82,340 | 176,379 | Jan 22, 2018, 04:10 PM |
| JACKSON LABAN | Director | Jan 19, 2018 | Option Exercise | $44.55 | 1,346 | 59,964 | 177,104 | Jan 22, 2018, 04:10 PM |
| Scher Peter | Executive Vice President | Jan 19, 2018 | Sale | $113.42 | 26,532 | 3,009,366 | 0 | Jan 19, 2018, 04:53 PM |
| WELDON WILLIAM C | Director | Jan 16, 2018 | Option Exercise | $112.25 | 2,227 | 249,981 | 95,628 | Jan 18, 2018, 04:51 PM |
| RAYMOND LEE R | Director | Jan 16, 2018 | Option Exercise | $112.25 | 2,227 | 249,981 | 234,923 | Jan 18, 2018, 04:51 PM |
| NEAL MICHAEL A | Director | Jan 16, 2018 | Option Exercise | $112.25 | 2,227 | 249,981 | 33,176 | Jan 18, 2018, 04:51 PM |
| JACKSON LABAN | Director | Jan 16, 2018 | Option Exercise | $112.25 | 2,227 | 249,981 | 175,758 | Jan 18, 2018, 04:51 PM |
| FLYNN TIMOTHY PATRICK | Director | Jan 16, 2018 | Option Exercise | $112.25 | 2,227 | 249,981 | 43,228 | Jan 18, 2018, 04:51 PM |
| Combs Todd A. | Director | Jan 16, 2018 | Option Exercise | $112.25 | 2,227 | 249,981 | 5,277 | Jan 18, 2018, 04:50 PM |
| BURKE STEPHEN B | Director | Jan 16, 2018 | Option Exercise | $112.25 | 2,227 | 249,981 | 135,688 | Jan 18, 2018, 04:50 PM |
| BOWLES CRANDALL CLOSE | Director | Jan 16, 2018 | Option Exercise | $112.25 | 2,227 | 249,981 | 92,490 | Jan 18, 2018, 04:50 PM |
| BELL JAMES A | Director | Jan 16, 2018 | Option Exercise | $112.25 | 2,227 | 249,981 | 27,952 | Jan 18, 2018, 04:50 PM |
| BAMMANN LINDA | Director | Jan 16, 2018 | Option Exercise | $112.25 | 2,227 | 249,981 | 84,040 | Jan 18, 2018, 04:50 PM |
| CROWN JAMES S | Director | Jan 16, 2018 | Option Exercise | $112.25 | 2,227 | 249,981 | 305,875 | Jan 18, 2018, 04:50 PM |
| CROWN JAMES S | Director | Jan 18, 2018 | Buy | $113.37 | 7,280 | 825,326 | 21,612 | Jan 18, 2018, 04:50 PM |
| Smith Gordon | Executive Vice President | Jan 13, 2018 | Option Exercise | $111.85 | 57,601 | 6,442,384 | 314,654 | Jan 17, 2018, 05:28 PM |
| Pinto Daniel E | Managing Director | Jan 13, 2018 | Option Exercise | $111.85 | 64,132 | 7,172,844 | 308,899 | Jan 17, 2018, 05:27 PM |
| Leopold Robin | Head of Human Resources | Jan 13, 2018 | Option Exercise | $111.85 | 5,176 | 578,910 | 8,594 | Jan 17, 2018, 05:24 PM |
| DIMON JAMES | Chairman & CEO | Jan 13, 2018 | Option Exercise | $111.85 | 51,786 | 5,792,005 | 47,487 | Jan 17, 2018, 05:23 PM |
| Beer Lori A | Chief Information Officer | Jan 13, 2018 | Option Exercise | $111.85 | 9,035 | 1,010,520 | 20,317 | Jan 17, 2018, 05:22 PM |
| Scher Peter | Executive Vice President | Jan 16, 2018 | Option Exercise | $112.25 | 46,584 | 5,229,054 | 26,532 | Jan 17, 2018, 05:20 PM |
| Scher Peter | Executive Vice President | Jan 13, 2018 | Option Exercise | $111.85 | 13,234 | 1,480,157 | 17,057 | Jan 17, 2018, 05:20 PM |
| Scher Peter | Executive Vice President | Jan 16, 2018 | Option Exercise | $35.61 | 73,116 | 2,603,661 | 90,173 | Jan 17, 2018, 05:20 PM |
| Scher Peter | Executive Vice President | Jan 16, 2018 | Sale | $112.20 | 17,057 | 1,913,795 | 73,116 | Jan 17, 2018, 05:20 PM |
| Petno Douglas B | CEO Commercial Banking | Jan 13, 2018 | Option Exercise | $111.85 | 32,224 | 3,604,093 | 85,843 | Jan 17, 2018, 05:18 PM |
| Petno Douglas B | CEO Commercial Banking | Jan 16, 2018 | Sale | $112.22 | 48,344 | 5,425,115 | 37,499 | Jan 17, 2018, 05:18 PM |
| Lake Marianne | Chief Financial Officer | Jan 13, 2018 | Option Exercise | $111.85 | 39,725 | 4,443,043 | 36,773 | Jan 17, 2018, 05:16 PM |
| Lake Marianne | Chief Financial Officer | Jan 16, 2018 | Sale | $112.22 | 9,194 | 1,031,723 | 27,579 | Jan 17, 2018, 05:16 PM |
| Giles Nicole | Corporate Controller | Jan 13, 2018 | Option Exercise | $111.85 | 2,056 | 229,953 | 7,876 | Jan 17, 2018, 05:14 PM |
| Giles Nicole | Corporate Controller | Jan 16, 2018 | Sale | $112.45 | 3,783 | 425,398 | 4,093 | Jan 17, 2018, 05:14 PM |
| Erdoes Mary E. | CEO Asset Management | Jan 13, 2018 | Option Exercise | $111.85 | 68,006 | 7,606,131 | 457,080 | Jan 17, 2018, 05:12 PM |
| Erdoes Mary E. | CEO Asset Management | Jan 16, 2018 | Sale | $112.25 | 65,101 | 7,307,457 | 391,979 | Jan 17, 2018, 05:12 PM |
| BACON ASHLEY | Chief Risk Officer | Jan 13, 2018 | Option Exercise | $111.85 | 32,120 | 3,592,461 | 90,981 | Jan 17, 2018, 05:10 PM |
| BACON ASHLEY | Chief Risk Officer | Jan 16, 2018 | Sale | $112.22 | 16,434 | 1,844,224 | 74,547 | Jan 17, 2018, 05:10 PM |
| Friedman Stacey | General Counsel | Jan 13, 2018 | Option Exercise | $111.85 | 9,910 | 1,108,384 | 21,177 | Jan 17, 2018, 05:08 PM |
| Friedman Stacey | General Counsel | Jan 17, 2018 | Sale | $112.40 | 10,527 | 1,183,203 | 3,448 | Jan 17, 2018, 05:08 PM |
| Friedman Stacey | General Counsel | Jan 16, 2018 | Sale | $112.23 | 7,202 | 808,288 | 13,975 | Jan 17, 2018, 05:08 PM |
| FLYNN TIMOTHY PATRICK | Director | Dec 31, 2017 | Option Exercise | $106.94 | 374 | 39,996 | 40,842 | Jan 03, 2018, 04:17 PM |
| BURKE STEPHEN B | Director | Dec 31, 2017 | Option Exercise | $106.94 | 269 | 28,767 | 132,940 | Jan 03, 2018, 04:17 PM |
| BOWLES CRANDALL CLOSE | Director | Dec 31, 2017 | Option Exercise | $106.94 | 409 | 43,738 | 89,831 | Jan 03, 2018, 04:17 PM |
| RAYMOND LEE R | Director | Dec 31, 2017 | Option Exercise | $106.94 | 468 | 50,048 | 231,508 | Jan 03, 2018, 12:00 AM |
| JACKSON LABAN | Director | Dec 31, 2017 | Option Exercise | $106.94 | 468 | 50,048 | 172,768 | Jan 03, 2018, 12:00 AM |
| NEAL MICHAEL A | Director | Dec 31, 2017 | Option Exercise | $106.94 | 304 | 32,510 | 30,836 | Jan 03, 2018, 12:00 AM |
| CROWN JAMES S | Director | Dec 31, 2017 | Option Exercise | $106.94 | 304 | 32,510 | 302,757 | Jan 03, 2018, 12:00 AM |
| WELDON WILLIAM C | Director | Dec 31, 2017 | Option Exercise | $106.94 | 432 | 46,198 | 92,927 | Jan 03, 2018, 12:00 AM |
| Erdoes Mary E. | CEO Asset Management | Nov 10, 2017 | Option Exercise | $97.92 | 207,277 | 20,296,563 | 395,366 | Nov 13, 2017, 04:16 PM |
| Erdoes Mary E. | CEO Asset Management | Nov 10, 2017 | Option Exercise | $42.87 | 275,765 | 11,823,075 | 602,643 | Nov 13, 2017, 04:16 PM |
| BACON ASHLEY | Chief Risk Officer | Nov 09, 2017 | Option Exercise | $97.51 | 17,621 | 1,718,268 | 54,763 | Nov 13, 2017, 12:00 AM |
| BACON ASHLEY | Chief Risk Officer | Nov 09, 2017 | Option Exercise | $43.20 | 25,000 | 1,080,000 | 72,384 | Nov 13, 2017, 12:00 AM |
| Beer Lori A | Chief Information Officer | Oct 25, 2017 | Option Exercise | $100.82 | 6,217 | 626,798 | 10,437 | Oct 26, 2017, 05:15 PM |
| Petno Douglas B | CEO Commercial Banking | Oct 24, 2017 | Option Exercise | $100.47 | 91,486 | 9,192,056 | 84,448 | Oct 26, 2017, 05:09 PM |
| Petno Douglas B | CEO Commercial Banking | Oct 24, 2017 | Option Exercise | $35.59 | 133,116 | 4,737,811 | 175,934 | Oct 26, 2017, 05:09 PM |
| Giles Nicole | Corporate Controller | Oct 25, 2017 | Option Exercise | $100.82 | 993 | 100,114 | 4,646 | Oct 26, 2017, 05:09 PM |
| Friedman Stacey | General Counsel | Oct 25, 2017 | Option Exercise | $100.82 | 2,653 | 267,475 | 12,626 | Oct 26, 2017, 05:09 PM |
| Friedman Stacey | General Counsel | Oct 26, 2017 | Sale | $101.96 | 2,099 | 214,020 | 10,527 | Oct 26, 2017, 05:09 PM |
| DIMON JAMES | Chairman & CEO | Oct 13, 2017 | Option Exercise | $95.83 | 1,483,634 | 142,184,063 | 1,205,043 | Oct 13, 2017, 05:12 PM |
| DIMON JAMES | Chairman & CEO | Oct 13, 2017 | Option Exercise | $39.83 | 2,000,000 | 79,660,004 | 2,688,677 | Oct 13, 2017, 05:12 PM |
| NEAL MICHAEL A | Director | Sep 30, 2017 | Option Exercise | $95.51 | 340 | 32,473 | 30,409 | Oct 03, 2017, 04:15 PM |
| JACKSON LABAN | Director | Sep 30, 2017 | Option Exercise | $95.51 | 524 | 50,047 | 171,456 | Oct 03, 2017, 04:15 PM |
| FLYNN TIMOTHY PATRICK | Director | Sep 30, 2017 | Option Exercise | $95.51 | 366 | 34,957 | 40,293 | Oct 03, 2017, 04:15 PM |
| CROWN JAMES S | Director | Sep 30, 2017 | Option Exercise | $95.51 | 340 | 32,473 | 301,466 | Oct 03, 2017, 04:15 PM |
| BURKE STEPHEN B | Director | Sep 30, 2017 | Option Exercise | $95.51 | 301 | 28,749 | 132,093 | Oct 03, 2017, 04:15 PM |
| BOWLES CRANDALL CLOSE | Director | Sep 30, 2017 | Option Exercise | $95.51 | 458 | 43,744 | 88,944 | Oct 03, 2017, 04:15 PM |
| RAYMOND LEE R | Director | Sep 30, 2017 | Option Exercise | $95.51 | 471 | 44,985 | 229,724 | Oct 03, 2017, 12:00 AM |
| WELDON WILLIAM C | Director | Sep 30, 2017 | Option Exercise | $95.51 | 537 | 51,289 | 91,970 | Oct 03, 2017, 12:00 AM |
| Friedman Stacey | General Counsel | Aug 21, 2017 | Sale | $90.55 | 9,968 | 902,608 | 10,527 | Aug 21, 2017, 05:13 PM |
| Giles Nicole | Corporate Controller | Jul 18, 2017 | Sale | $91.29 | 1,000 | 91,292 | 3,783 | Jul 18, 2017, 04:07 PM |
| Lake Marianne | Chief Financial Officer | Jul 17, 2017 | Sale | $91.58 | 17,596 | 1,611,412 | 0 | Jul 17, 2017, 04:40 PM |
| RAYMOND LEE R | Director | Jun 30, 2017 | Option Exercise | $91.40 | 492 | 44,969 | 228,042 | Jul 05, 2017, 05:47 PM |
| JACKSON LABAN | Director | Jun 30, 2017 | Option Exercise | $91.40 | 492 | 44,969 | 170,156 | Jul 05, 2017, 05:46 PM |
| FLYNN TIMOTHY PATRICK | Director | Jun 30, 2017 | Option Exercise | $91.40 | 383 | 35,006 | 39,767 | Jul 05, 2017, 05:46 PM |
| CROWN JAMES S | Director | Jun 30, 2017 | Option Exercise | $91.40 | 356 | 32,538 | 300,217 | Jul 05, 2017, 05:46 PM |
| BURKE STEPHEN B | Director | Jun 30, 2017 | Option Exercise | $91.40 | 315 | 28,791 | 131,261 | Jul 05, 2017, 05:46 PM |
| BOWLES CRANDALL CLOSE | Director | Jun 30, 2017 | Option Exercise | $91.40 | 451 | 41,221 | 88,048 | Jul 05, 2017, 05:46 PM |
| WELDON WILLIAM C | Director | Jun 30, 2017 | Option Exercise | $91.40 | 506 | 46,248 | 90,953 | Jul 05, 2017, 12:00 AM |
| NEAL MICHAEL A | Director | Jun 30, 2017 | Option Exercise | $91.40 | 356 | 32,538 | 29,957 | Jul 05, 2017, 12:00 AM |
| BACON ASHLEY | Chief Risk Officer | May 11, 2017 | Sale | $87.21 | 6,514 | 568,100 | 47,384 | May 12, 2017, 04:11 PM |
| Lake Marianne | Chief Financial Officer | May 05, 2017 | Option Exercise | $86.88 | 49,896 | 4,334,964 | 17,596 | May 08, 2017, 04:24 PM |
| Lake Marianne | Chief Financial Officer | May 05, 2017 | Option Exercise | $35.61 | 67,492 | 2,403,390 | 67,492 | May 08, 2017, 04:24 PM |
| CROWN JAMES S | Director | Apr 19, 2017 | Buy | $85.48 | 7,000 | 598,336 | 14,137 | Apr 20, 2017, 04:40 PM |
| CROWN JAMES S | Director | Apr 19, 2017 | Buy | $85.47 | 2,000 | 170,934 | 4,022 | Apr 20, 2017, 04:40 PM |
| CROWN JAMES S | Director | Apr 19, 2017 | Buy | $85.49 | 2,500 | 213,721 | 21,303 | Apr 20, 2017, 04:40 PM |
| Zames Matthew E | Chief Operating Officer | Apr 17, 2017 | Sale | $85.06 | 3,405 | 289,616 | 329,019 | Apr 18, 2017, 04:15 PM |
| Friedman Stacey | General Counsel | Apr 17, 2017 | Option Exercise | $85.22 | 72,057 | 6,141,058 | 20,495 | Apr 18, 2017, 04:15 PM |
| Friedman Stacey | General Counsel | Apr 17, 2017 | Option Exercise | $42.50 | 92,552 | 3,933,872 | 103,344 | Apr 18, 2017, 04:15 PM |
| Friedman Stacey | General Counsel | Apr 17, 2017 | Sale | $85.07 | 10,792 | 918,084 | 92,552 | Apr 18, 2017, 04:15 PM |
| RAYMOND LEE R | Director | Mar 31, 2017 | Option Exercise | $87.84 | 541 | 47,521 | 226,252 | Apr 04, 2017, 05:03 PM |
| NEAL MICHAEL A | Director | Mar 31, 2017 | Option Exercise | $87.84 | 370 | 32,501 | 29,483 | Apr 04, 2017, 04:08 PM |
| JACKSON LABAN | Director | Mar 31, 2017 | Option Exercise | $87.84 | 602 | 52,880 | 168,442 | Apr 04, 2017, 04:08 PM |
| CROWN JAMES S | Director | Mar 31, 2017 | Option Exercise | $87.84 | 432 | 37,947 | 298,888 | Apr 04, 2017, 04:08 PM |
| Zames Matthew E | Chief Operating Officer | Jan 26, 2017 | Option Exercise | $86.45 | 28,049 | 2,424,836 | 333,667 | Jan 30, 2017, 04:13 PM |
| Zames Matthew E | Chief Operating Officer | Jan 26, 2017 | Option Exercise | $41.76 | 37,344 | 1,559,323 | 361,716 | Jan 30, 2017, 04:13 PM |
| Donnelly John L | Director Human Resources | Jan 25, 2017 | Option Exercise | $85.67 | 20,871 | 1,788,019 | 129,481 | Jan 27, 2017, 12:17 PM |
| Donnelly John L | Director Human Resources | Jan 25, 2017 | Option Exercise | $39.81 | 27,334 | 1,088,121 | 150,352 | Jan 27, 2017, 12:17 PM |
| JACKSON LABAN | Director | Jan 19, 2017 | Option Exercise | $83.89 | 1,105 | 92,704 | 167,839 | Jan 23, 2017, 04:12 PM |
| JACKSON LABAN | Director | Jan 19, 2017 | Option Exercise | $28.49 | 2,105 | 59,971 | 168,944 | Jan 23, 2017, 04:12 PM |
| WELDON WILLIAM C | Director | Jan 17, 2017 | Option Exercise | $84.25 | 2,967 | 249,970 | 89,379 | Jan 19, 2017, 04:59 PM |
| RAYMOND LEE R | Director | Jan 17, 2017 | Option Exercise | $84.25 | 2,967 | 249,970 | 225,711 | Jan 19, 2017, 04:59 PM |
| NEAL MICHAEL A | Director | Jan 17, 2017 | Option Exercise | $84.25 | 2,967 | 249,970 | 29,113 | Jan 19, 2017, 04:59 PM |
| JACKSON LABAN | Director | Jan 17, 2017 | Option Exercise | $84.25 | 2,967 | 249,970 | 166,839 | Jan 19, 2017, 04:59 PM |
| FLYNN TIMOTHY PATRICK | Director | Jan 17, 2017 | Option Exercise | $84.25 | 2,967 | 249,970 | 38,817 | Jan 19, 2017, 04:59 PM |
| Combs Todd A. | Director | Jan 17, 2017 | Option Exercise | $84.25 | 2,967 | 249,970 | 2,983 | Jan 19, 2017, 04:58 PM |
| BURKE STEPHEN B | Director | Jan 17, 2017 | Option Exercise | $84.25 | 2,967 | 249,970 | 130,051 | Jan 19, 2017, 04:58 PM |
| BOWLES CRANDALL CLOSE | Director | Jan 17, 2017 | Option Exercise | $84.25 | 2,967 | 249,970 | 86,631 | Jan 19, 2017, 04:58 PM |
| BELL JAMES A | Director | Jan 17, 2017 | Option Exercise | $84.25 | 2,967 | 249,970 | 25,167 | Jan 19, 2017, 04:58 PM |
| BAMMANN LINDA | Director | Jan 17, 2017 | Option Exercise | $84.25 | 2,967 | 249,970 | 81,468 | Jan 19, 2017, 04:58 PM |
| Smith Gordon | Executive Vice President | Jan 18, 2017 | Sale | $83.67 | 65,865 | 5,510,997 | 237,466 | Jan 19, 2017, 04:58 PM |
| Petno Douglas B | CEO Commercial Banking | Jan 18, 2017 | Sale | $83.67 | 21,532 | 1,801,649 | 86,338 | Jan 19, 2017, 04:58 PM |
| Lake Marianne | Chief Financial Officer | Jan 18, 2017 | Sale | $83.68 | 13,072 | 1,093,822 | 44,711 | Jan 19, 2017, 04:58 PM |
| CROWN JAMES S | Director | Jan 17, 2017 | Option Exercise | $84.25 | 2,967 | 249,970 | 298,456 | Jan 19, 2017, 04:58 PM |
| Smith Gordon | Executive Vice President | Jan 13, 2017 | Option Exercise | $87.14 | 73,637 | 6,416,360 | 303,331 | Jan 18, 2017, 04:04 PM |
| Lake Marianne | Chief Financial Officer | Jan 13, 2017 | Option Exercise | $87.14 | 48,607 | 4,235,371 | 57,783 | Jan 18, 2017, 04:04 PM |
| Friedman Stacey | General Counsel | Jan 13, 2017 | Option Exercise | $87.14 | 9,962 | 868,039 | 10,792 | Jan 18, 2017, 04:04 PM |
| DIMON JAMES | Chairman & CEO | Jan 13, 2017 | Option Exercise | $87.14 | 142,988 | 12,459,260 | 1,087,730 | Jan 18, 2017, 04:04 PM |
| O'Donovan Mark | Corporate Controller | Jan 13, 2017 | Option Exercise | $87.14 | 6,230 | 542,851 | 8,904 | Jan 18, 2017, 04:04 PM |
| Petno Douglas B | CEO Commercial Banking | Jan 13, 2017 | Option Exercise | $87.14 | 41,513 | 3,617,235 | 114,598 | Jan 18, 2017, 04:04 PM |
| Petno Douglas B | CEO Commercial Banking | Jan 17, 2017 | Sale | $84.15 | 6,728 | 566,195 | 107,870 | Jan 18, 2017, 04:04 PM |
| Pinto Daniel E | Managing Director | Jan 13, 2017 | Option Exercise | $87.14 | 60,082 | 5,235,245 | 228,626 | Jan 18, 2017, 04:03 PM |
| Pinto Daniel E | Managing Director | Jan 17, 2017 | Option Exercise | $84.25 | 151,612 | 12,773,311 | 236,581 | Jan 18, 2017, 04:03 PM |
| Pinto Daniel E | Managing Director | Jan 17, 2017 | Option Exercise | $45.79 | 200,000 | 9,158,000 | 428,626 | Jan 18, 2017, 04:03 PM |
| Pinto Daniel E | Managing Director | Jan 17, 2017 | Sale | $84.15 | 40,433 | 3,402,506 | 388,193 | Jan 18, 2017, 04:03 PM |
| Erdoes Mary E. | CEO Asset Management | Jan 13, 2017 | Option Exercise | $87.14 | 86,786 | 7,562,098 | 362,677 | Jan 18, 2017, 04:03 PM |
| Erdoes Mary E. | CEO Asset Management | Jan 17, 2017 | Sale | $84.15 | 35,799 | 3,012,593 | 326,878 | Jan 18, 2017, 04:03 PM |
| Donnelly John L | Director Human Resources | Jan 13, 2017 | Option Exercise | $87.14 | 20,481 | 1,784,612 | 129,462 | Jan 18, 2017, 04:03 PM |
| Donnelly John L | Director Human Resources | Jan 17, 2017 | Sale | $84.16 | 6,444 | 542,313 | 123,018 | Jan 18, 2017, 04:03 PM |
| BACON ASHLEY | Chief Risk Officer | Jan 13, 2017 | Option Exercise | $87.14 | 38,367 | 3,343,109 | 66,884 | Jan 18, 2017, 04:03 PM |
| BACON ASHLEY | Chief Risk Officer | Jan 17, 2017 | Sale | $84.15 | 12,986 | 1,092,769 | 53,898 | Jan 18, 2017, 04:03 PM |
| Zames Matthew E | Chief Operating Officer | Jan 13, 2017 | Option Exercise | $87.14 | 87,265 | 7,603,836 | 366,455 | Jan 18, 2017, 04:03 PM |
| Zames Matthew E | Chief Operating Officer | Jan 17, 2017 | Sale | $84.16 | 42,083 | 3,541,545 | 324,372 | Jan 18, 2017, 04:03 PM |
| WELDON WILLIAM C | Director | Dec 31, 2016 | Option Exercise | $86.29 | 493 | 42,541 | 85,939 | Jan 04, 2017, 04:40 PM |
| Smith Gordon | Executive Vice President | Nov 10, 2016 | Option Exercise | $75.74 | 159,762 | 12,099,575 | 231,818 | Nov 14, 2016, 05:02 PM |
| Smith Gordon | Executive Vice President | Nov 10, 2016 | Option Exercise | $32.68 | 219,977 | 7,188,581 | 391,580 | Nov 14, 2016, 05:02 PM |
| Petno Douglas B | CEO Commercial Banking | Nov 09, 2016 | Option Exercise | $72.74 | 61,545 | 4,476,476 | 71,668 | Nov 14, 2016, 04:59 PM |
| Petno Douglas B | CEO Commercial Banking | Nov 09, 2016 | Option Exercise | $45.79 | 75,000 | 3,434,250 | 133,213 | Nov 14, 2016, 04:59 PM |
| JACKSON LABAN | Director | Oct 31, 2016 | Buy | $69.52 | 40 | 2,781 | 5,986 | Nov 02, 2016, 04:48 PM |
| O'Donovan Mark | Corporate Controller | Oct 25, 2016 | Option Exercise | $68.65 | 4,346 | 298,375 | 4,035 | Oct 27, 2016, 12:58 PM |
| O'Donovan Mark | Corporate Controller | Oct 26, 2016 | Sale | $69.05 | 4,035 | 278,621 | 0 | Oct 27, 2016, 12:58 PM |
| Friedman Stacey | General Counsel | Oct 25, 2016 | Option Exercise | $68.65 | 2,653 | 182,142 | 2,099 | Oct 27, 2016, 12:57 PM |
| Friedman Stacey | General Counsel | Oct 26, 2016 | Sale | $69.03 | 2,099 | 144,904 | 0 | Oct 27, 2016, 12:57 PM |
| BACON ASHLEY | Chief Risk Officer | Oct 21, 2016 | Option Exercise | $68.11 | 41,315 | 2,814,171 | 23,623 | Oct 24, 2016, 04:47 PM |
| BACON ASHLEY | Chief Risk Officer | Oct 21, 2016 | Option Exercise | $45.79 | 50,000 | 2,289,500 | 64,938 | Oct 24, 2016, 04:47 PM |
| Lake Marianne | Chief Financial Officer | Oct 17, 2016 | Sale | $67.26 | 14,083 | 947,237 | 16,581 | Oct 18, 2016, 04:12 PM |
| Erdoes Mary E. | CEO Asset Management | Oct 17, 2016 | Sale | $67.26 | 25,542 | 1,717,894 | 291,080 | Oct 18, 2016, 04:12 PM |
| WELDON WILLIAM C | Director | Sep 30, 2016 | Option Exercise | $66.59 | 713 | 47,479 | 84,855 | Oct 04, 2016, 05:30 PM |
| RAYMOND LEE R | Director | Sep 30, 2016 | Option Exercise | $66.59 | 619 | 41,219 | 219,502 | Oct 04, 2016, 05:30 PM |
| NEAL MICHAEL A | Director | Sep 30, 2016 | Option Exercise | $66.59 | 394 | 26,236 | 25,629 | Oct 04, 2016, 05:30 PM |
| JACKSON LABAN | Director | Sep 30, 2016 | Option Exercise | $66.59 | 713 | 47,479 | 161,571 | Oct 04, 2016, 05:30 PM |
| FLYNN TIMOTHY PATRICK | Director | Sep 30, 2016 | Option Exercise | $66.59 | 507 | 33,761 | 35,195 | Oct 04, 2016, 05:30 PM |
| CROWN JAMES S | Director | Sep 30, 2016 | Option Exercise | $66.59 | 488 | 32,496 | 293,049 | Oct 04, 2016, 05:30 PM |
| BURKE STEPHEN B | Director | Sep 30, 2016 | Option Exercise | $66.59 | 338 | 22,507 | 125,635 | Oct 04, 2016, 05:30 PM |
| BOWLES CRANDALL CLOSE | Director | Sep 30, 2016 | Option Exercise | $66.59 | 563 | 37,490 | 82,263 | Oct 04, 2016, 05:30 PM |
| O'Donovan Mark | Corporate Controller | Aug 11, 2016 | Option Exercise | $65.46 | 810 | 53,023 | 0 | Aug 12, 2016, 04:04 PM |
| Erdoes Mary E. | CEO Asset Management | Aug 11, 2016 | Option Exercise | $65.36 | 228,347 | 14,923,619 | 316,622 | Aug 12, 2016, 04:04 PM |
| Erdoes Mary E. | CEO Asset Management | Aug 11, 2016 | Option Exercise | $38.31 | 279,430 | 10,705,351 | 544,969 | Aug 12, 2016, 04:04 PM |
| Petno Douglas B | CEO Commercial Banking | Aug 09, 2016 | Option Exercise | $65.87 | 2,434 | 160,328 | 0 | Aug 11, 2016, 05:47 PM |
| Lake Marianne | Chief Financial Officer | Jul 21, 2016 | Option Exercise | $63.90 | 74,917 | 4,787,571 | 30,664 | Jul 25, 2016, 10:49 AM |
| Lake Marianne | Chief Financial Officer | Jul 21, 2016 | Option Exercise | $41.01 | 89,000 | 3,650,210 | 105,581 | Jul 25, 2016, 10:49 AM |
| Zames Matthew E | Chief Operating Officer | Jul 15, 2016 | Sale | $63.91 | 3,991 | 255,059 | 282,287 | Jul 18, 2016, 03:44 PM |
| Smith Gordon | Executive Vice President | Jul 15, 2016 | Sale | $64.05 | 23,735 | 1,520,305 | 152,462 | Jul 18, 2016, 03:44 PM |
| BACON ASHLEY | Chief Risk Officer | Jul 15, 2016 | Sale | $63.97 | 15,521 | 992,830 | 14,938 | Jul 18, 2016, 03:44 PM |
| WELDON WILLIAM C | Director | Jun 30, 2016 | Option Exercise | $62.14 | 805 | 50,023 | 83,485 | Jul 05, 2016, 04:25 PM |
| RAYMOND LEE R | Director | Jun 30, 2016 | Option Exercise | $62.14 | 674 | 41,882 | 217,166 | Jul 05, 2016, 04:25 PM |
| NEAL MICHAEL A | Director | Jun 30, 2016 | Option Exercise | $62.14 | 392 | 24,359 | 25,107 | Jul 05, 2016, 04:25 PM |
| JACKSON LABAN | Director | Jun 30, 2016 | Option Exercise | $62.14 | 805 | 50,023 | 159,774 | Jul 05, 2016, 04:25 PM |
| FLYNN TIMOTHY PATRICK | Director | Jun 30, 2016 | Option Exercise | $62.14 | 513 | 31,878 | 34,492 | Jul 05, 2016, 04:25 PM |
| CROWN JAMES S | Director | Jun 30, 2016 | Option Exercise | $62.14 | 523 | 32,499 | 291,279 | Jul 05, 2016, 04:25 PM |
| BURKE STEPHEN B | Director | Jun 30, 2016 | Option Exercise | $62.14 | 332 | 20,630 | 124,560 | Jul 05, 2016, 04:25 PM |
| BOWLES CRANDALL CLOSE | Director | Jun 30, 2016 | Option Exercise | $62.14 | 573 | 35,606 | 81,103 | Jul 05, 2016, 04:25 PM |
| Donnelly John L | Director Human Resources | Apr 21, 2016 | Option Exercise | $64.00 | 36,062 | 2,307,968 | 137,202 | Apr 22, 2016, 04:10 PM |
| Donnelly John L | Director Human Resources | Apr 21, 2016 | Option Exercise | $41.42 | 42,718 | 1,769,476 | 146,405 | Apr 22, 2016, 04:10 PM |
| Smith Gordon | Executive Vice President | Apr 19, 2016 | Option Exercise | $63.01 | 452,531 | 28,516,241 | 176,197 | Apr 20, 2016, 05:23 PM |
| Smith Gordon | Executive Vice President | Apr 19, 2016 | Option Exercise | $50.59 | 500,000 | 25,295,000 | 628,728 | Apr 20, 2016, 05:23 PM |
| Zames Matthew E | Chief Operating Officer | Apr 15, 2016 | Option Exercise | $62.17 | 44,363 | 2,758,269 | 317,718 | Apr 18, 2016, 05:38 PM |
| Zames Matthew E | Chief Operating Officer | Apr 15, 2016 | Option Exercise | $42.48 | 52,344 | 2,223,673 | 330,641 | Apr 18, 2016, 05:38 PM |
| Pinto Daniel E | Managing Director | Apr 15, 2016 | Option Exercise | $62.17 | 86,886 | 5,402,137 | 160,875 | Apr 18, 2016, 05:38 PM |
| Pinto Daniel E | Managing Director | Apr 15, 2016 | Option Exercise | $46.79 | 100,000 | 4,679,000 | 247,761 | Apr 18, 2016, 05:38 PM |
| BACON ASHLEY | Chief Risk Officer | Apr 15, 2016 | Option Exercise | $62.17 | 43,443 | 2,701,068 | 30,459 | Apr 18, 2016, 05:38 PM |
| BACON ASHLEY | Chief Risk Officer | Apr 15, 2016 | Option Exercise | $46.79 | 50,000 | 2,339,500 | 73,902 | Apr 18, 2016, 05:38 PM |
| Lake Marianne | Chief Financial Officer | Apr 14, 2016 | Sale | $62.41 | 13,684 | 854,064 | 16,581 | Apr 14, 2016, 05:40 PM |
| Zames Matthew E | Chief Operating Officer | Apr 14, 2016 | Sale | $61.77 | 45,144 | 2,788,441 | 278,297 | Apr 14, 2016, 05:39 PM |
| Smith Gordon | Executive Vice President | Apr 14, 2016 | Sale | $62.01 | 32,096 | 1,990,421 | 128,728 | Apr 14, 2016, 05:39 PM |
| Pinto Daniel E | Managing Director | Apr 14, 2016 | Sale | $62.38 | 28,837 | 1,798,993 | 147,761 | Apr 14, 2016, 05:39 PM |
| RAYMOND LEE R | Director | Mar 31, 2016 | Option Exercise | $59.22 | 718 | 42,520 | 214,898 | Apr 04, 2016, 05:34 PM |
| WELDON WILLIAM C | Director | Mar 31, 2016 | Option Exercise | $59.22 | 887 | 52,528 | 82,076 | Apr 04, 2016, 05:20 PM |
| NEAL MICHAEL A | Director | Mar 31, 2016 | Option Exercise | $59.22 | 380 | 22,504 | 24,598 | Apr 04, 2016, 05:20 PM |
| JACKSON LABAN | Director | Mar 31, 2016 | Option Exercise | $59.22 | 887 | 52,528 | 157,966 | Apr 04, 2016, 05:20 PM |
| FLYNN TIMOTHY PATRICK | Director | Mar 31, 2016 | Option Exercise | $59.22 | 507 | 30,025 | 33,801 | Apr 04, 2016, 05:20 PM |
| CROWN JAMES S | Director | Mar 31, 2016 | Option Exercise | $59.22 | 549 | 32,512 | 289,566 | Apr 04, 2016, 05:20 PM |
| BURKE STEPHEN B | Director | Mar 31, 2016 | Option Exercise | $59.22 | 317 | 18,773 | 123,544 | Apr 04, 2016, 05:20 PM |
| BOWLES CRANDALL CLOSE | Director | Mar 31, 2016 | Option Exercise | $59.22 | 570 | 33,755 | 79,978 | Apr 04, 2016, 05:20 PM |
| DIMON JAMES | Chairman & CEO | Feb 11, 2016 | Buy | $53.13 | 40,000 | 2,125,236 | 115,800 | Feb 11, 2016, 06:14 PM |
| DIMON JAMES | Chairman & CEO | Feb 11, 2016 | Buy | $53.30 | 85,000 | 4,530,423 | 4,340,740 | Feb 11, 2016, 06:14 PM |
| DIMON JAMES | Chairman & CEO | Feb 11, 2016 | Buy | $53.30 | 45,000 | 2,398,459 | 567,743 | Feb 11, 2016, 06:14 PM |
| DIMON JAMES | Chairman & CEO | Feb 11, 2016 | Buy | $53.14 | 330,000 | 17,536,397 | 330,000 | Feb 11, 2016, 06:14 PM |
| CROWN JAMES S | Director | Feb 04, 2016 | Buy | $58.40 | 1 | 58 | 6,950 | Feb 04, 2016, 04:32 PM |
| CROWN JAMES S | Director | Feb 04, 2016 | Buy | $58.39 | 67 | 3,912 | 11,158 | Feb 04, 2016, 04:32 PM |
| CROWN JAMES S | Director | Feb 04, 2016 | Buy | $57.36 | 1 | 57 | 5,362 | Feb 04, 2016, 04:32 PM |
| CROWN JAMES S | Director | Feb 04, 2016 | Buy | $57.36 | 12 | 688 | 1,971 | Feb 04, 2016, 04:32 PM |
| Petno Douglas B | Managing Director | Jan 29, 2016 | Sale | $59.00 | 10,566 | 623,409 | 118,955 | Jan 29, 2016, 05:54 PM |
| Petno Douglas B | Managing Director | Jan 20, 2016 | Sale | $55.71 | 10,566 | 588,584 | 131,326 | Jan 21, 2016, 05:36 PM |
| Erdoes Mary E. | Managing Director | Jan 20, 2016 | Sale | $55.27 | 49,349 | 2,727,667 | 265,539 | Jan 21, 2016, 05:36 PM |
| WELDON WILLIAM C | Director | Jan 19, 2016 | Option Exercise | $57.24 | 3,931 | 225,010 | 80,660 | Jan 20, 2016, 05:09 PM |
| RAYMOND LEE R | Director | Jan 19, 2016 | Option Exercise | $57.24 | 3,931 | 225,010 | 212,730 | Jan 20, 2016, 05:09 PM |
| NEAL MICHAEL A | Director | Jan 19, 2016 | Option Exercise | $57.24 | 3,931 | 225,010 | 24,140 | Jan 20, 2016, 05:09 PM |
| JACKSON LABAN | Director | Jan 19, 2016 | Option Exercise | $57.24 | 3,931 | 225,010 | 156,168 | Jan 20, 2016, 05:09 PM |
| JACKSON LABAN | Director | Jan 15, 2016 | Option Exercise | $56.90 | 1,467 | 83,465 | 152,237 | Jan 20, 2016, 05:09 PM |
| JACKSON LABAN | Director | Jan 15, 2016 | Option Exercise | $23.76 | 2,525 | 59,994 | 153,704 | Jan 20, 2016, 05:09 PM |
| FLYNN TIMOTHY PATRICK | Director | Jan 19, 2016 | Option Exercise | $57.24 | 3,931 | 225,010 | 33,160 | Jan 20, 2016, 05:09 PM |
| CROWN JAMES S | Director | Jan 19, 2016 | Option Exercise | $57.24 | 3,931 | 225,010 | 287,942 | Jan 20, 2016, 05:09 PM |
| BURKE STEPHEN B | Director | Jan 19, 2016 | Option Exercise | $57.24 | 3,931 | 225,010 | 122,621 | Jan 20, 2016, 05:09 PM |
| BOWLES CRANDALL CLOSE | Director | Jan 19, 2016 | Option Exercise | $57.24 | 3,931 | 225,010 | 78,927 | Jan 20, 2016, 05:09 PM |
| BELL JAMES A | Director | Jan 19, 2016 | Option Exercise | $57.24 | 3,931 | 225,010 | 21,469 | Jan 20, 2016, 05:09 PM |
| BAMMANN LINDA | Director | Jan 19, 2016 | Option Exercise | $57.24 | 3,931 | 225,010 | 78,098 | Jan 20, 2016, 05:09 PM |
| Lake Marianne | Chief Financial Officer | Jan 13, 2016 | Option Exercise | $58.29 | 26,354 | 1,536,241 | 30,265 | Jan 15, 2016, 06:00 PM |
| Zames Matthew E | Chief Operating Officer | Jan 13, 2016 | Option Exercise | $58.29 | 92,165 | 5,372,528 | 323,441 | Jan 15, 2016, 06:00 PM |
| Pinto Daniel E | Managing Director | Jan 13, 2016 | Option Exercise | $58.29 | 19,551 | 1,139,677 | 176,598 | Jan 15, 2016, 06:00 PM |
| Erdoes Mary E. | Managing Director | Jan 13, 2016 | Option Exercise | $58.29 | 82,837 | 4,828,776 | 314,888 | Jan 15, 2016, 06:00 PM |
| Petno Douglas B | Managing Director | Jan 13, 2016 | Option Exercise | $58.29 | 39,870 | 2,324,122 | 141,892 | Jan 15, 2016, 06:00 PM |
| Smith Gordon | Executive Vice President | Jan 13, 2016 | Option Exercise | $58.29 | 64,066 | 3,734,567 | 160,824 | Jan 15, 2016, 06:00 PM |
| DIMON JAMES | Chairman & CEO | Jan 13, 2016 | Option Exercise | $58.29 | 146,669 | 8,549,703 | 120,501 | Jan 15, 2016, 06:00 PM |
| CROWN JAMES S | Director | Jan 15, 2016 | Buy | $56.46 | 6,949 | 392,361 | 6,949 | Jan 15, 2016, 06:00 PM |
| CROWN JAMES S | Director | Jan 15, 2016 | Buy | $56.46 | 2,219 | 125,292 | 11,091 | Jan 15, 2016, 06:00 PM |
| CROWN JAMES S | Director | Jan 15, 2016 | Buy | $56.46 | 5,361 | 302,698 | 5,361 | Jan 15, 2016, 06:00 PM |
| CROWN JAMES S | Director | Jan 15, 2016 | Buy | $56.46 | 389 | 21,964 | 1,959 | Jan 15, 2016, 06:00 PM |
| O'Donovan Mark | Corporate Controller | Jan 13, 2016 | Option Exercise | $58.29 | 3,966 | 231,188 | 6,553 | Jan 15, 2016, 06:00 PM |
| O'Donovan Mark | Corporate Controller | Jan 15, 2016 | Sale | $56.82 | 6,553 | 372,322 | 0 | Jan 15, 2016, 06:00 PM |
| BACON ASHLEY | Chief Risk Officer | Jan 13, 2016 | Option Exercise | $58.29 | 25,615 | 1,493,162 | 28,881 | Jan 15, 2016, 06:00 PM |
| BACON ASHLEY | Chief Risk Officer | Jan 15, 2016 | Sale | $56.81 | 4,979 | 282,841 | 23,902 | Jan 15, 2016, 06:00 PM |
| Friedman Stacey | General Counsel | Jan 13, 2016 | Option Exercise | $58.29 | 5,249 | 305,977 | 7,296 | Jan 15, 2016, 06:00 PM |
| Friedman Stacey | General Counsel | Jan 15, 2016 | Sale | $56.81 | 7,296 | 414,474 | 0 | Jan 15, 2016, 06:00 PM |
| Donnelly John L | Director Human Resources | Jan 13, 2016 | Option Exercise | $58.29 | 19,046 | 1,110,239 | 110,780 | Jan 15, 2016, 06:00 PM |
| Donnelly John L | Director Human Resources | Jan 15, 2016 | Sale | $56.81 | 7,093 | 402,967 | 103,687 | Jan 15, 2016, 06:00 PM |
| WELDON WILLIAM C | Director | Dec 31, 2015 | Option Exercise | $66.03 | 719 | 47,476 | 76,729 | Jan 05, 2016, 06:09 PM |
| RAYMOND LEE R | Director | Dec 31, 2015 | Option Exercise | $66.03 | 530 | 34,996 | 208,800 | Jan 05, 2016, 06:09 PM |
| NEAL MICHAEL A | Director | Dec 31, 2015 | Option Exercise | $66.03 | 341 | 22,516 | 20,209 | Jan 05, 2016, 06:09 PM |
| JACKSON LABAN | Director | Dec 31, 2015 | Option Exercise | $66.03 | 833 | 55,003 | 151,179 | Jan 05, 2016, 06:09 PM |
| FLYNN TIMOTHY PATRICK | Director | Dec 31, 2015 | Option Exercise | $66.03 | 454 | 29,978 | 29,229 | Jan 05, 2016, 06:09 PM |
| CROWN JAMES S | Director | Dec 31, 2015 | Option Exercise | $66.03 | 606 | 40,014 | 284,011 | Jan 05, 2016, 06:09 PM |
| BURKE STEPHEN B | Director | Dec 31, 2015 | Option Exercise | $66.03 | 284 | 18,753 | 118,690 | Jan 05, 2016, 06:09 PM |
| BOWLES CRANDALL CLOSE | Director | Dec 31, 2015 | Option Exercise | $66.03 | 511 | 33,741 | 74,996 | Jan 05, 2016, 06:09 PM |
| Erdoes Mary E. | Managing Director | Nov 09, 2015 | Option Exercise | $67.90 | 171,228 | 11,626,381 | 244,962 | Nov 10, 2015, 04:39 PM |
| Erdoes Mary E. | Managing Director | Nov 09, 2015 | Option Exercise | $45.79 | 200,000 | 9,158,000 | 416,190 | Nov 10, 2015, 04:39 PM |
| Donnelly John L | Director Human Resources | Nov 09, 2015 | Option Exercise | $67.90 | 18,018 | 1,223,422 | 91,340 | Nov 10, 2015, 04:35 PM |
| Donnelly John L | Director Human Resources | Nov 09, 2015 | Option Exercise | $46.58 | 20,920 | 974,454 | 109,358 | Nov 10, 2015, 04:35 PM |
| DIMON JAMES | Chairman & CEO | Oct 26, 2015 | Buy | $63.62 | 400 | 25,448 | 75,800 | Oct 30, 2015, 04:18 PM |
| DIMON JAMES | Chairman & CEO | Oct 21, 2015 | Buy | $62.51 | 400 | 25,004 | 75,400 | Oct 30, 2015, 04:18 PM |
| O'Donovan Mark | Corporate Controller | Oct 25, 2015 | Option Exercise | $63.84 | 1,232 | 78,654 | 1,144 | Oct 26, 2015, 05:23 PM |
| O'Donovan Mark | Corporate Controller | Oct 26, 2015 | Sale | $63.68 | 1,144 | 72,846 | 0 | Oct 26, 2015, 05:23 PM |
| JACKSON LABAN | Director | Oct 21, 2015 | Sale | $1037.81 | 400 | 415,124 | 0 | Oct 22, 2015, 04:07 PM |
| Cutler Stephen M | General Counsel | Oct 14, 2015 | Sale | $60.63 | 7,217 | 437,532 | 223,138 | Oct 14, 2015, 05:07 PM |
| WELDON WILLIAM C | Director | Sep 30, 2015 | Option Exercise | $60.97 | 1,558 | 94,991 | 75,483 | Oct 02, 2015, 04:03 PM |
| RAYMOND LEE R | Director | Sep 30, 2015 | Option Exercise | $60.97 | 1,394 | 84,992 | 206,816 | Oct 02, 2015, 04:03 PM |
| NEAL MICHAEL A | Director | Sep 30, 2015 | Option Exercise | $60.97 | 738 | 44,996 | 19,793 | Oct 02, 2015, 04:03 PM |
| JACKSON LABAN | Director | Sep 30, 2015 | Option Exercise | $60.97 | 1,968 | 119,989 | 149,438 | Oct 02, 2015, 04:03 PM |
| FLYNN TIMOTHY PATRICK | Director | Sep 30, 2015 | Option Exercise | $60.97 | 984 | 59,994 | 28,643 | Oct 02, 2015, 04:03 PM |
| CROWN JAMES S | Director | Sep 30, 2015 | Option Exercise | $60.97 | 1,312 | 79,993 | 282,329 | Oct 02, 2015, 04:03 PM |
| BURKE STEPHEN B | Director | Sep 30, 2015 | Option Exercise | $60.97 | 616 | 37,558 | 117,798 | Oct 02, 2015, 04:03 PM |
| BOWLES CRANDALL CLOSE | Director | Sep 30, 2015 | Option Exercise | $60.97 | 1,108 | 67,555 | 74,005 | Oct 02, 2015, 04:03 PM |
| Pinto Daniel E | Managing Director | Jul 25, 2015 | Option Exercise | $69.12 | 19,795 | 1,368,230 | 154,553 | Jul 27, 2015, 05:08 PM |
| Pinto Daniel E | Managing Director | Jul 16, 2015 | Option Exercise | $69.68 | 36,728 | 2,559,207 | 132,231 | Jul 17, 2015, 04:18 PM |
| Pinto Daniel E | Managing Director | Jul 16, 2015 | Option Exercise | $34.78 | 50,000 | 1,739,000 | 168,959 | Jul 17, 2015, 04:18 PM |
| Cutler Stephen M | General Counsel | Jul 16, 2015 | Option Exercise | $69.68 | 32,639 | 2,274,286 | 230,355 | Jul 17, 2015, 04:18 PM |
| Cutler Stephen M | General Counsel | Jul 16, 2015 | Option Exercise | $43.20 | 40,000 | 1,728,000 | 262,994 | Jul 17, 2015, 04:18 PM |
| Lake Marianne | Chief Financial Officer | Jul 15, 2015 | Sale | $69.07 | 32,468 | 2,242,532 | 5,282 | Jul 15, 2015, 05:25 PM |
| Erdoes Mary E. | Managing Director | Jul 15, 2015 | Sale | $69.07 | 13,022 | 899,426 | 216,190 | Jul 15, 2015, 05:25 PM |
| Cutler Stephen M | General Counsel | Jul 15, 2015 | Sale | $69.07 | 5,376 | 371,347 | 222,994 | Jul 15, 2015, 05:25 PM |
| BACON ASHLEY | Chief Risk Officer | Jul 15, 2015 | Sale | $69.07 | 32,882 | 2,271,153 | 0 | Jul 15, 2015, 05:25 PM |
| WELDON WILLIAM C | Director | Jun 30, 2015 | Option Exercise | $67.76 | 738 | 50,007 | 74,227 | Jul 02, 2015, 04:21 PM |
| RAYMOND LEE R | Director | Jun 30, 2015 | Option Exercise | $67.76 | 590 | 39,978 | 204,793 | Jul 02, 2015, 04:21 PM |
| NEAL MICHAEL A | Director | Jun 30, 2015 | Option Exercise | $67.76 | 332 | 22,496 | 19,356 | Jul 02, 2015, 04:21 PM |
| JACKSON LABAN | Director | Jun 30, 2015 | Option Exercise | $67.76 | 812 | 55,021 | 147,628 | Jul 02, 2015, 04:21 PM |
| FLYNN TIMOTHY PATRICK | Director | Jun 30, 2015 | Option Exercise | $67.76 | 443 | 30,018 | 28,033 | Jul 02, 2015, 04:21 PM |
| CROWN JAMES S | Director | Jun 30, 2015 | Option Exercise | $67.76 | 553 | 37,471 | 280,692 | Jul 02, 2015, 04:21 PM |
| BURKE STEPHEN B | Director | Jun 30, 2015 | Option Exercise | $67.76 | 277 | 18,770 | 116,937 | Jul 02, 2015, 04:21 PM |
| BOWLES CRANDALL CLOSE | Director | Jun 30, 2015 | Option Exercise | $67.76 | 498 | 33,744 | 73,015 | Jul 02, 2015, 04:21 PM |
| Erdoes Mary E. | Managing Director | May 21, 2015 | Option Exercise | $66.35 | 173,957 | 11,541,177 | 229,212 | May 22, 2015, 03:25 PM |
| Erdoes Mary E. | Managing Director | May 21, 2015 | Option Exercise | $46.79 | 200,000 | 9,358,000 | 403,169 | May 22, 2015, 03:25 PM |
| Cutler Stephen M | General Counsel | May 21, 2015 | Option Exercise | $66.35 | 98,497 | 6,534,784 | 228,370 | May 22, 2015, 03:25 PM |
| Cutler Stephen M | General Counsel | May 21, 2015 | Option Exercise | $41.80 | 120,000 | 5,015,500 | 326,867 | May 22, 2015, 03:25 PM |
| Zames Matthew E | Chief Operating Officer | Apr 15, 2015 | Sale | $64.08 | 4,258 | 272,837 | 233,154 | Apr 15, 2015, 05:15 PM |
| Cutler Stephen M | General Counsel | Apr 15, 2015 | Sale | $64.09 | 18,617 | 1,193,089 | 206,867 | Apr 15, 2015, 05:15 PM |
| WELDON WILLIAM C | Director | Mar 31, 2015 | Option Exercise | $60.58 | 825 | 49,979 | 73,014 | Apr 02, 2015, 06:59 PM |
| RAYMOND LEE R | Director | Mar 31, 2015 | Option Exercise | $60.58 | 660 | 39,983 | 202,873 | Apr 02, 2015, 04:51 PM |
| NEAL MICHAEL A | Director | Mar 31, 2015 | Option Exercise | $60.58 | 371 | 22,475 | 18,959 | Apr 02, 2015, 04:43 PM |
| JACKSON LABAN | Director | Mar 31, 2015 | Option Exercise | $60.58 | 949 | 57,490 | 145,991 | Apr 02, 2015, 04:43 PM |
| FLYNN TIMOTHY PATRICK | Director | Mar 31, 2015 | Option Exercise | $60.58 | 495 | 29,987 | 27,474 | Apr 02, 2015, 04:43 PM |
| CROWN JAMES S | Director | Mar 31, 2015 | Option Exercise | $60.58 | 660 | 39,983 | 279,155 | Apr 02, 2015, 04:43 PM |
| BURKE STEPHEN B | Director | Mar 31, 2015 | Option Exercise | $60.58 | 310 | 18,780 | 116,104 | Apr 02, 2015, 04:43 PM |
| BOWLES CRANDALL CLOSE | Director | Mar 31, 2015 | Option Exercise | $60.58 | 557 | 33,743 | 72,082 | Apr 02, 2015, 04:43 PM |
| Lake Marianne | Chief Financial Officer | Feb 13, 2015 | Sale | $60.01 | 2,826 | 169,598 | 37,750 | Feb 17, 2015, 05:33 PM |
| Donnelly John L | Director Human Resources | Feb 06, 2015 | Option Exercise | $58.13 | 36,618 | 2,128,787 | 88,050 | Feb 09, 2015, 04:13 PM |
| Donnelly John L | Director Human Resources | Feb 06, 2015 | Option Exercise | $40.57 | 42,258 | 1,714,249 | 124,668 | Feb 09, 2015, 04:13 PM |
| Zames Matthew E | Chief Operating Officer | Jan 23, 2015 | Option Exercise | $57.26 | 60,828 | 3,483,315 | 237,412 | Jan 26, 2015, 04:09 PM |
| Zames Matthew E | Chief Operating Officer | Jan 23, 2015 | Option Exercise | $42.66 | 69,343 | 2,958,027 | 298,240 | Jan 26, 2015, 04:09 PM |
| Zames Matthew E | Chief Operating Officer | Jan 22, 2015 | Sale | $56.92 | 37,760 | 2,149,341 | 228,897 | Jan 23, 2015, 04:16 PM |
| Smith Gordon | Executive Vice President | Jan 22, 2015 | Sale | $56.92 | 29,238 | 1,664,259 | 173,143 | Jan 23, 2015, 04:16 PM |
| Pinto Daniel E | Managing Director | Jan 22, 2015 | Sale | $56.92 | 88,708 | 5,049,383 | 118,959 | Jan 23, 2015, 04:16 PM |
| Erdoes Mary E. | Managing Director | Jan 22, 2015 | Sale | $56.92 | 77,842 | 4,430,813 | 203,169 | Jan 23, 2015, 04:16 PM |
| WELDON WILLIAM C | Director | Jan 20, 2015 | Option Exercise | $55.91 | 4,025 | 225,024 | 71,737 | Jan 22, 2015, 04:16 PM |
| RAYMOND LEE R | Director | Jan 20, 2015 | Option Exercise | $55.91 | 4,025 | 225,024 | 200,890 | Jan 22, 2015, 04:16 PM |
| NEAL MICHAEL A | Director | Jan 20, 2015 | Option Exercise | $55.91 | 4,025 | 225,024 | 18,550 | Jan 22, 2015, 04:16 PM |
| JACKSON LABAN | Director | Jan 20, 2015 | Option Exercise | $55.91 | 4,025 | 225,024 | 144,245 | Jan 22, 2015, 04:16 PM |
| FLYNN TIMOTHY PATRICK | Director | Jan 20, 2015 | Option Exercise | $55.91 | 4,025 | 225,024 | 26,892 | Jan 22, 2015, 04:16 PM |
| CROWN JAMES S | Director | Jan 20, 2015 | Option Exercise | $55.91 | 4,025 | 225,024 | 277,525 | Jan 22, 2015, 04:16 PM |
| BURKE STEPHEN B | Director | Jan 20, 2015 | Option Exercise | $55.91 | 4,025 | 225,024 | 115,258 | Jan 22, 2015, 04:16 PM |
| BOWLES CRANDALL CLOSE | Director | Jan 20, 2015 | Option Exercise | $55.91 | 4,025 | 225,024 | 71,112 | Jan 22, 2015, 04:16 PM |
| BELL JAMES A | Director | Jan 20, 2015 | Option Exercise | $55.91 | 4,025 | 225,024 | 17,102 | Jan 22, 2015, 04:16 PM |
| BAMMANN LINDA | Director | Jan 20, 2015 | Option Exercise | $55.91 | 4,025 | 225,024 | 73,977 | Jan 22, 2015, 04:16 PM |
| JACKSON LABAN | Director | Jan 15, 2015 | Option Exercise | $55.56 | 1,590 | 88,332 | 140,221 | Jan 16, 2015, 04:50 PM |
| JACKSON LABAN | Director | Jan 15, 2015 | Option Exercise | $19.25 | 3,117 | 60,002 | 141,811 | Jan 16, 2015, 04:50 PM |
| NEAL MICHAEL A | Director | Jan 15, 2015 | Buy | $55.07 | 9,050 | 498,383 | 14,525 | Jan 16, 2015, 04:50 PM |
| DIMON JAMES | Chairman & CEO | Jan 15, 2015 | Option Exercise | $55.56 | 514,120 | 28,561,937 | 3,148,451 | Jan 16, 2015, 04:49 PM |
| DIMON JAMES | Chairman & CEO | Jan 15, 2015 | Option Exercise | $37.47 | 600,481 | 22,500,024 | 3,662,571 | Jan 16, 2015, 04:49 PM |
| Pinto Daniel E | Managing Director | Jan 13, 2015 | Option Exercise | $59.03 | 27,333 | 1,613,604 | 207,667 | Jan 15, 2015, 07:03 PM |
| Lake Marianne | Chief Financial Officer | Jan 13, 2015 | Option Exercise | $59.03 | 8,870 | 523,640 | 40,576 | Jan 15, 2015, 07:03 PM |
| Erdoes Mary E. | Managing Director | Jan 13, 2015 | Option Exercise | $59.03 | 96,900 | 5,720,491 | 281,011 | Jan 15, 2015, 07:03 PM |
| DIMON JAMES | Chairman & CEO | Jan 13, 2015 | Option Exercise | $59.03 | 151,551 | 8,946,813 | 3,062,090 | Jan 15, 2015, 07:03 PM |
| Smith Gordon | Executive Vice President | Jan 13, 2015 | Option Exercise | $59.03 | 57,974 | 3,422,495 | 202,381 | Jan 15, 2015, 07:03 PM |
| Zames Matthew E | Chief Operating Officer | Jan 13, 2015 | Option Exercise | $59.03 | 114,140 | 6,738,255 | 284,214 | Jan 15, 2015, 07:03 PM |
| Zames Matthew E | Chief Operating Officer | Jan 15, 2015 | Sale | $55.37 | 17,557 | 972,184 | 266,657 | Jan 15, 2015, 07:03 PM |
| Petno Douglas B | Managing Director | Jan 13, 2015 | Option Exercise | $59.03 | 41,344 | 2,440,743 | 193,846 | Jan 15, 2015, 07:03 PM |
| Petno Douglas B | Managing Director | Jan 15, 2015 | Sale | $55.37 | 17,378 | 962,244 | 176,468 | Jan 15, 2015, 07:03 PM |
| O'Donovan Mark | Corporate Controller | Jan 13, 2015 | Option Exercise | $59.03 | 2,977 | 175,747 | 4,808 | Jan 15, 2015, 07:03 PM |
| O'Donovan Mark | Corporate Controller | Jan 15, 2015 | Sale | $55.35 | 4,808 | 266,146 | 0 | Jan 15, 2015, 07:03 PM |
| Donnelly John L | Director Human Resources | Jan 13, 2015 | Option Exercise | $59.03 | 21,567 | 1,273,208 | 87,806 | Jan 15, 2015, 07:03 PM |
| Donnelly John L | Director Human Resources | Jan 15, 2015 | Sale | $55.35 | 5,396 | 298,680 | 82,410 | Jan 15, 2015, 07:03 PM |
| Cutler Stephen M | General Counsel | Jan 13, 2015 | Option Exercise | $59.03 | 58,671 | 3,463,642 | 248,511 | Jan 15, 2015, 07:03 PM |
| Cutler Stephen M | General Counsel | Jan 15, 2015 | Sale | $55.37 | 23,027 | 1,274,961 | 225,484 | Jan 15, 2015, 07:03 PM |
| BACON ASHLEY | Chief Risk Officer | Jan 13, 2015 | Option Exercise | $59.03 | 9,292 | 548,553 | 37,742 | Jan 15, 2015, 07:03 PM |
| BACON ASHLEY | Chief Risk Officer | Jan 15, 2015 | Sale | $55.35 | 4,860 | 269,023 | 32,882 | Jan 15, 2015, 07:03 PM |
| WELDON WILLIAM C | Director | Dec 31, 2014 | Option Exercise | $62.58 | 799 | 50,001 | 67,713 | Jan 05, 2015, 05:27 PM |
| RAYMOND LEE R | Director | Dec 31, 2014 | Option Exercise | $62.58 | 599 | 37,485 | 196,865 | Jan 05, 2015, 05:27 PM |
| NEAL MICHAEL A | Director | Dec 31, 2014 | Option Exercise | $62.58 | 360 | 22,529 | 5,475 | Jan 05, 2015, 05:27 PM |
| JACKSON LABAN | Director | Dec 31, 2014 | Option Exercise | $62.58 | 879 | 55,008 | 138,694 | Jan 05, 2015, 05:27 PM |
| FLYNN TIMOTHY PATRICK | Director | Dec 31, 2014 | Option Exercise | $62.58 | 479 | 29,976 | 22,867 | Jan 05, 2015, 05:27 PM |
| CROWN JAMES S | Director | Dec 31, 2014 | Option Exercise | $62.58 | 599 | 37,485 | 273,501 | Jan 05, 2015, 05:27 PM |
| BURKE STEPHEN B | Director | Dec 31, 2014 | Option Exercise | $62.58 | 300 | 18,774 | 111,234 | Jan 05, 2015, 05:27 PM |
| BOWLES CRANDALL CLOSE | Director | Dec 31, 2014 | Option Exercise | $62.58 | 539 | 33,731 | 67,088 | Jan 05, 2015, 05:27 PM |
| O'Donovan Mark | Corporate Controller | Oct 31, 2014 | Sale | $60.26 | 1,144 | 68,933 | 0 | Oct 31, 2014, 05:14 PM |
| O'Donovan Mark | Corporate Controller | Oct 25, 2014 | Option Exercise | $58.39 | 1,232 | 71,933 | 1,144 | Oct 27, 2014, 04:20 PM |
| Donnelly John L | Director Human Resources | Oct 15, 2014 | Sale | $55.89 | 6,540 | 365,495 | 66,326 | Oct 15, 2014, 05:37 PM |
| WELDON WILLIAM C | Director | Sep 30, 2014 | Option Exercise | $60.24 | 789 | 47,529 | 66,480 | Oct 02, 2014, 04:47 PM |
| RAYMOND LEE R | Director | Sep 30, 2014 | Option Exercise | $60.24 | 623 | 37,530 | 194,982 | Oct 02, 2014, 04:47 PM |
| NEAL MICHAEL A | Director | Sep 30, 2014 | Option Exercise | $60.24 | 374 | 22,530 | 5,082 | Oct 02, 2014, 04:47 PM |
| JACKSON LABAN | Director | Sep 30, 2014 | Option Exercise | $60.24 | 955 | 57,529 | 137,045 | Oct 02, 2014, 04:47 PM |
| FLYNN TIMOTHY PATRICK | Director | Sep 30, 2014 | Option Exercise | $60.24 | 498 | 30,000 | 22,306 | Oct 02, 2014, 04:47 PM |
| CROWN JAMES S | Director | Sep 30, 2014 | Option Exercise | $60.24 | 706 | 42,529 | 271,962 | Oct 02, 2014, 04:47 PM |
| BURKE STEPHEN B | Director | Sep 30, 2014 | Option Exercise | $60.24 | 311 | 18,735 | 110,413 | Oct 02, 2014, 04:47 PM |
| BOWLES CRANDALL CLOSE | Director | Sep 30, 2014 | Option Exercise | $60.24 | 560 | 33,734 | 66,150 | Oct 02, 2014, 04:47 PM |
| Pinto Daniel E | Managing Director | Jul 25, 2014 | Option Exercise | $59.06 | 19,550 | 1,154,525 | 152,018 | Jul 29, 2014, 04:17 PM |
| BACON ASHLEY | Chief Risk Officer | Jul 25, 2014 | Option Exercise | $59.06 | 7,950 | 469,487 | 27,265 | Jul 29, 2014, 04:17 PM |
| Cutler Stephen M | General Counsel | Jul 23, 2014 | Option Exercise | $58.85 | 84,345 | 4,964,125 | 188,748 | Jul 25, 2014, 04:09 PM |
| Cutler Stephen M | General Counsel | Jul 23, 2014 | Option Exercise | $39.83 | 100,000 | 3,983,000 | 273,093 | Jul 25, 2014, 04:09 PM |
| Cutler Stephen M | General Counsel | Jul 16, 2014 | Sale | $58.74 | 43,997 | 2,584,247 | 173,093 | Jul 18, 2014, 03:19 PM |
| WELDON WILLIAM C | Director | Jun 30, 2014 | Option Exercise | $57.62 | 824 | 47,479 | 65,242 | Jul 02, 2014, 05:58 PM |
| BURKE STEPHEN B | Director | Jun 30, 2014 | Option Exercise | $57.62 | 325 | 18,726 | 109,559 | Jul 02, 2014, 05:58 PM |
| RAYMOND LEE R | Director | Jun 30, 2014 | Option Exercise | $57.62 | 651 | 37,511 | 193,020 | Jul 02, 2014, 05:58 PM |
| NEAL MICHAEL A | Director | Jun 30, 2014 | Option Exercise | $57.62 | 390 | 22,472 | 4,676 | Jul 02, 2014, 05:58 PM |
| FLYNN TIMOTHY PATRICK | Director | Jun 30, 2014 | Option Exercise | $57.62 | 521 | 30,020 | 21,726 | Jul 02, 2014, 05:58 PM |
| CROWN JAMES S | Director | Jun 30, 2014 | Option Exercise | $57.62 | 781 | 45,001 | 270,276 | Jul 02, 2014, 05:58 PM |
| BOWLES CRANDALL CLOSE | Director | Jun 30, 2014 | Option Exercise | $57.62 | 586 | 33,765 | 65,177 | Jul 02, 2014, 05:58 PM |
| JACKSON LABAN | Director | Jun 30, 2014 | Option Exercise | $57.62 | 1,041 | 59,982 | 135,291 | Jul 02, 2014, 05:58 PM |
| Smith Gordon | Executive Vice President | May 05, 2014 | Buy | $54.11 | 40 | 2,164 | 40 | May 07, 2014, 03:26 PM |
| Zames Matthew E | Chief Operating Officer | Apr 14, 2014 | Sale | $54.91 | 97,581 | 5,357,968 | 173,580 | Apr 16, 2014, 04:46 PM |
| Smith Gordon | Executive Vice President | Apr 14, 2014 | Sale | $54.91 | 71,952 | 3,950,798 | 143,905 | Apr 16, 2014, 04:46 PM |
| Pinto Daniel E | Managing Director | Apr 14, 2014 | Sale | $54.92 | 98,910 | 5,431,672 | 129,973 | Apr 16, 2014, 04:46 PM |
| Petno Douglas B | Managing Director | Apr 14, 2014 | Sale | $54.91 | 21,110 | 1,159,133 | 150,283 | Apr 16, 2014, 04:46 PM |
| O'Donovan Mark | Corporate Controller | Apr 14, 2014 | Sale | $54.90 | 4,790 | 262,973 | 0 | Apr 16, 2014, 04:46 PM |
| Lake Marianne | Chief Financial Officer | Apr 14, 2014 | Sale | $54.89 | 4,879 | 267,818 | 29,280 | Apr 16, 2014, 04:46 PM |
| Erdoes Mary E. | Managing Director | Apr 14, 2014 | Sale | $54.89 | 60,000 | 3,293,220 | 200,010 | Apr 16, 2014, 04:46 PM |
| Donnelly John L | Director Human Resources | Apr 14, 2014 | Sale | $54.92 | 9,851 | 541,023 | 72,661 | Apr 16, 2014, 04:46 PM |
| Cutler Stephen M | General Counsel | Apr 14, 2014 | Sale | $54.91 | 43,997 | 2,415,800 | 217,090 | Apr 16, 2014, 04:46 PM |
| BACON ASHLEY | Chief Risk Officer | Apr 14, 2014 | Sale | $54.90 | 3,050 | 167,454 | 18,301 | Apr 16, 2014, 04:46 PM |
| WELDON WILLIAM C | Director | Mar 31, 2014 | Option Exercise | $60.71 | 782 | 47,475 | 64,019 | Apr 02, 2014, 04:25 PM |
| RAYMOND LEE R | Director | Mar 31, 2014 | Option Exercise | $60.71 | 618 | 37,519 | 191,166 | Apr 02, 2014, 04:25 PM |
| NEAL MICHAEL A | Director | Mar 31, 2014 | Option Exercise | $60.71 | 371 | 22,523 | 4,258 | Apr 02, 2014, 04:25 PM |
| JACKSON LABAN | Director | Mar 31, 2014 | Option Exercise | $60.71 | 906 | 55,003 | 133,536 | Apr 02, 2014, 04:25 PM |
| FLYNN TIMOTHY PATRICK | Director | Mar 31, 2014 | Option Exercise | $60.71 | 494 | 29,991 | 21,135 | Apr 02, 2014, 04:25 PM |
| CROWN JAMES S | Director | Mar 31, 2014 | Option Exercise | $60.71 | 618 | 37,519 | 268,618 | Apr 02, 2014, 04:25 PM |
| BURKE STEPHEN B | Director | Mar 31, 2014 | Option Exercise | $60.71 | 309 | 18,759 | 108,747 | Apr 02, 2014, 04:25 PM |
| BOWLES CRANDALL CLOSE | Director | Mar 31, 2014 | Option Exercise | $60.71 | 556 | 33,755 | 64,223 | Apr 02, 2014, 04:25 PM |
| CROWN JAMES S | Director | Jan 30, 2014 | Buy | $56.00 | 60,000 | 3,360,000 | 693,905 | Feb 03, 2014, 04:21 PM |
| CROWN JAMES S | Director | Jan 31, 2014 | Buy | $55.41 | 3,000 | 166,220 | 18,803 | Feb 03, 2014, 04:21 PM |
| CROWN JAMES S | Director | Jan 31, 2014 | Buy | $55.41 | 80,000 | 4,432,520 | 1,834,723 | Feb 03, 2014, 04:21 PM |
| CROWN JAMES S | Director | Jan 31, 2014 | Buy | $55.41 | 60,000 | 3,324,390 | 6,423,649 | Feb 03, 2014, 04:21 PM |
| CROWN JAMES S | Director | Jan 30, 2014 | Buy | $56.00 | 20,000 | 1,120,000 | 1,754,723 | Feb 03, 2014, 04:21 PM |
| CROWN JAMES S | Director | Jan 30, 2014 | Buy | $56.00 | 15,000 | 840,000 | 6,363,649 | Feb 03, 2014, 04:21 PM |
| CROWN JAMES S | Director | Jan 31, 2014 | Buy | $55.41 | 17,000 | 941,911 | 3,048,854 | Feb 03, 2014, 04:21 PM |
| CROWN JAMES S | Director | Jan 30, 2014 | Buy | $56.00 | 5,000 | 280,000 | 3,031,854 | Feb 03, 2014, 04:21 PM |
| CROWN JAMES S | Director | Jan 31, 2014 | Buy | $55.41 | 240,000 | 13,297,560 | 933,905 | Feb 03, 2014, 04:21 PM |
| Zames Matthew E | Chief Operating Officer | Jan 27, 2014 | Sale | $55.25 | 76,000 | 4,199,068 | 271,161 | Jan 29, 2014, 06:02 PM |
| Smith Gordon | Executive Vice President | Jan 27, 2014 | Sale | $55.26 | 71,953 | 3,975,857 | 215,857 | Jan 29, 2014, 06:02 PM |
| Petno Douglas B | Managing Director | Jan 27, 2014 | Sale | $55.26 | 21,110 | 1,166,446 | 171,370 | Jan 29, 2014, 06:02 PM |
| Lake Marianne | Chief Financial Officer | Jan 27, 2014 | Sale | $55.26 | 4,880 | 269,661 | 34,154 | Jan 29, 2014, 06:02 PM |
| Erdoes Mary E. | Managing Director | Jan 27, 2014 | Sale | $55.25 | 63,802 | 3,524,818 | 261,536 | Jan 29, 2014, 06:02 PM |
| Donnelly John L | Director Human Resources | Jan 27, 2014 | Sale | $55.26 | 9,851 | 544,369 | 82,352 | Jan 29, 2014, 06:02 PM |
| BACON ASHLEY | Chief Risk Officer | Jan 27, 2014 | Sale | $55.26 | 3,051 | 168,588 | 21,351 | Jan 29, 2014, 06:02 PM |
| Pinto Daniel E | Managing Director | Jan 29, 2014 | Sale | $55.35 | 63,718 | 3,527,084 | 228,883 | Jan 29, 2014, 06:02 PM |
| JACKSON LABAN | Director | Jan 22, 2014 | Option Exercise | $57.88 | 3,888 | 225,018 | 131,942 | Jan 24, 2014, 05:29 PM |
| WELDON WILLIAM C | Director | Jan 22, 2014 | Option Exercise | $57.88 | 3,888 | 225,018 | 62,864 | Jan 24, 2014, 05:29 PM |
| RAYMOND LEE R | Director | Jan 22, 2014 | Option Exercise | $57.88 | 3,888 | 225,018 | 189,366 | Jan 24, 2014, 05:29 PM |
| NEAL MICHAEL A | Director | Jan 22, 2014 | Option Exercise | $57.88 | 3,888 | 225,018 | 3,888 | Jan 24, 2014, 05:29 PM |
| FLYNN TIMOTHY PATRICK | Director | Jan 22, 2014 | Option Exercise | $57.88 | 3,888 | 225,018 | 20,597 | Jan 24, 2014, 05:29 PM |
| CROWN JAMES S | Director | Jan 22, 2014 | Option Exercise | $57.88 | 3,888 | 225,018 | 267,145 | Jan 24, 2014, 05:29 PM |
| BOWLES CRANDALL CLOSE | Director | Jan 22, 2014 | Option Exercise | $57.88 | 3,888 | 225,018 | 63,325 | Jan 24, 2014, 05:29 PM |
| BURKE STEPHEN B | Director | Jan 22, 2014 | Option Exercise | $57.88 | 3,888 | 225,018 | 107,974 | Jan 24, 2014, 05:29 PM |
| BELL JAMES A | Director | Jan 22, 2014 | Option Exercise | $57.88 | 3,888 | 225,018 | 12,766 | Jan 24, 2014, 05:29 PM |
| BAMMANN LINDA | Director | Jan 22, 2014 | Option Exercise | $57.88 | 3,888 | 225,018 | 69,874 | Jan 24, 2014, 05:29 PM |
| Cutler Stephen M | General Counsel | Jan 22, 2014 | Option Exercise | $57.88 | 152,780 | 8,842,143 | 261,087 | Jan 24, 2014, 11:58 AM |
| Cutler Stephen M | General Counsel | Jan 22, 2014 | Option Exercise | $29.66 | 200,000 | 5,932,000 | 413,867 | Jan 24, 2014, 11:58 AM |
| Pinto Daniel E | Managing Director | Jan 22, 2014 | Option Exercise | $57.88 | 56,156 | 3,250,029 | 318,995 | Jan 24, 2014, 11:57 AM |
| Pinto Daniel E | Managing Director | Jan 22, 2014 | Option Exercise | $57.88 | 26,394 | 1,527,553 | 292,601 | Jan 24, 2014, 11:57 AM |
| O'Donovan Mark | Corporate Controller | Jan 22, 2014 | Option Exercise | $57.88 | 10,210 | 590,904 | 11,911 | Jan 24, 2014, 11:57 AM |
| O'Donovan Mark | Corporate Controller | Jan 22, 2014 | Option Exercise | $19.49 | 15,000 | 292,350 | 22,121 | Jan 24, 2014, 11:57 AM |
| O'Donovan Mark | Corporate Controller | Jan 23, 2014 | Sale | $56.51 | 7,121 | 402,386 | 4,790 | Jan 24, 2014, 11:57 AM |
| Donnelly John L | Director Human Resources | Jan 21, 2014 | Option Exercise | $58.01 | 143,798 | 8,341,722 | 92,203 | Jan 22, 2014, 05:36 PM |
| Donnelly John L | Director Human Resources | Jan 21, 2014 | Option Exercise | $37.97 | 169,694 | 6,443,352 | 236,001 | Jan 22, 2014, 05:36 PM |
| Pinto Daniel E | Managing Director | Jan 21, 2014 | Option Exercise | $58.01 | 64,807 | 3,759,454 | 262,839 | Jan 22, 2014, 05:36 PM |
| Pinto Daniel E | Managing Director | Jan 21, 2014 | Option Exercise | $19.49 | 100,000 | 1,949,000 | 327,646 | Jan 22, 2014, 05:36 PM |
| Zames Matthew E | Chief Operating Officer | Jan 21, 2014 | Option Exercise | $58.01 | 109,601 | 6,357,954 | 347,161 | Jan 22, 2014, 05:36 PM |
| Zames Matthew E | Chief Operating Officer | Jan 17, 2014 | Option Exercise | $58.63 | 18,850 | 1,105,176 | 308,339 | Jan 22, 2014, 05:36 PM |
| Zames Matthew E | Chief Operating Officer | Jan 21, 2014 | Option Exercise | $26.50 | 148,423 | 3,932,573 | 456,762 | Jan 22, 2014, 05:36 PM |
| Zames Matthew E | Chief Operating Officer | Jan 17, 2014 | Option Exercise | $46.58 | 20,920 | 974,454 | 327,189 | Jan 22, 2014, 05:36 PM |
| Petno Douglas B | Managing Director | Jan 17, 2014 | Option Exercise | $58.63 | 54,136 | 3,173,994 | 192,480 | Jan 22, 2014, 05:36 PM |
| Petno Douglas B | Managing Director | Jan 17, 2014 | Option Exercise | $19.49 | 80,000 | 1,559,200 | 246,616 | Jan 22, 2014, 05:36 PM |
| Cutler Stephen M | General Counsel | Jan 16, 2014 | Option Exercise | $59.28 | 440,599 | 26,118,708 | 213,867 | Jan 17, 2014, 04:28 PM |
| Cutler Stephen M | General Counsel | Jan 16, 2014 | Option Exercise | $44.74 | 500,000 | 22,369,000 | 654,466 | Jan 17, 2014, 04:28 PM |
| JACKSON LABAN | Director | Jan 15, 2014 | Option Exercise | $58.69 | 833 | 48,889 | 128,054 | Jan 16, 2014, 03:23 PM |
| JACKSON LABAN | Director | Jan 15, 2014 | Option Exercise | $21.20 | 1,597 | 33,856 | 128,887 | Jan 16, 2014, 03:23 PM |
| DIMON JAMES | Chairman & CEO | Jan 13, 2014 | Option Exercise | $58.10 | 161,762 | 9,398,372 | 2,460,691 | Jan 15, 2014, 04:21 PM |
| O'Donovan Mark | Corporate Controller | Jan 13, 2014 | Option Exercise | $58.10 | 2,839 | 164,946 | 7,121 | Jan 15, 2014, 04:21 PM |
| Zames Matthew E | Chief Operating Officer | Jan 13, 2014 | Option Exercise | $58.10 | 119,811 | 6,961,019 | 306,269 | Jan 15, 2014, 04:21 PM |
| Smith Gordon | Executive Vice President | Jan 13, 2014 | Option Exercise | $58.10 | 51,632 | 2,999,819 | 287,810 | Jan 15, 2014, 04:21 PM |
| Petno Douglas B | Managing Director | Jan 13, 2014 | Option Exercise | $58.10 | 38,597 | 2,242,486 | 166,616 | Jan 15, 2014, 04:21 PM |
| Pinto Daniel E | Managing Director | Jan 13, 2014 | Option Exercise | $58.10 | 22,965 | 1,334,266 | 227,646 | Jan 15, 2014, 04:20 PM |
| Lake Marianne | Chief Financial Officer | Jan 13, 2014 | Option Exercise | $58.10 | 7,110 | 413,091 | 39,034 | Jan 15, 2014, 04:20 PM |
| Erdoes Mary E. | Managing Director | Jan 13, 2014 | Option Exercise | $58.10 | 96,304 | 5,595,262 | 325,338 | Jan 15, 2014, 04:20 PM |
| Donnelly John L | Director Human Resources | Jan 13, 2014 | Option Exercise | $58.10 | 21,323 | 1,238,866 | 66,307 | Jan 15, 2014, 04:20 PM |
| Cutler Stephen M | General Counsel | Jan 13, 2014 | Option Exercise | $58.10 | 60,925 | 3,539,742 | 154,466 | Jan 15, 2014, 04:20 PM |
| Cavanagh Michael J | Executive Vice President | Jan 13, 2014 | Option Exercise | $58.10 | 58,753 | 3,413,549 | 302,686 | Jan 15, 2014, 04:20 PM |
| BACON ASHLEY | Chief Risk Officer | Jan 13, 2014 | Option Exercise | $58.10 | 8,252 | 479,441 | 24,402 | Jan 15, 2014, 04:20 PM |
| RAYMOND LEE R | Director | Dec 31, 2013 | Option Exercise | $58.48 | 598 | 34,971 | 185,478 | Jan 03, 2014, 04:52 PM |
| JACKSON LABAN | Director | Dec 31, 2013 | Option Exercise | $58.48 | 1,026 | 60,000 | 127,290 | Jan 03, 2014, 04:52 PM |
| FLYNN TIMOTHY PATRICK | Director | Dec 31, 2013 | Option Exercise | $58.48 | 513 | 30,000 | 16,710 | Jan 03, 2014, 04:52 PM |
| CROWN JAMES S | Director | Dec 31, 2013 | Option Exercise | $58.48 | 684 | 40,000 | 263,258 | Jan 03, 2014, 04:52 PM |
| BURKE STEPHEN B | Director | Dec 31, 2013 | Option Exercise | $58.48 | 321 | 18,772 | 104,087 | Jan 03, 2014, 04:52 PM |
| BAMMANN LINDA | Director | Dec 31, 2013 | Option Exercise | $50.00 | 17,500 | 875,000 | 65,986 | Jan 02, 2014, 01:17 PM |
| BAMMANN LINDA | Director | Dec 20, 2013 | Option Exercise | $47.00 | 15,000 | 705,000 | 83,486 | Dec 23, 2013, 09:53 AM |
| Cavanagh Michael J | Executive Vice President | Nov 18, 2013 | Sale | $55.33 | 22,500 | 1,245,011 | 242,771 | Nov 18, 2013, 05:19 PM |
| Pinto Daniel E | Managing Director | Jul 15, 2013 | Sale | $55.46 | 73,247 | 4,062,279 | 433,986 | Oct 24, 2013, 04:10 PM |
| Pinto Daniel E | Managing Director | Apr 29, 2013 | Sale | $48.82 | 73,000 | 3,563,801 | 107,233 | Oct 24, 2013, 04:10 PM |
| Petno Douglas B | Managing Director | Oct 21, 2013 | Option Exercise | $54.37 | 6,545 | 355,852 | 125,601 | Oct 22, 2013, 06:32 PM |
| Petno Douglas B | Managing Director | Oct 21, 2013 | Option Exercise | $39.96 | 7,508 | 300,020 | 132,146 | Oct 22, 2013, 06:32 PM |
| Cavanagh Michael J | Executive Vice President | Oct 14, 2013 | Sale | $51.93 | 22,500 | 1,168,396 | 265,271 | Oct 15, 2013, 11:15 AM |
| CROWN JAMES S | Director | Sep 30, 2013 | Option Exercise | $51.69 | 739 | 38,199 | 261,628 | Oct 02, 2013, 07:00 PM |
| JACKSON LABAN | Director | Sep 30, 2013 | Option Exercise | $51.69 | 990 | 51,173 | 125,506 | Oct 02, 2013, 06:47 PM |
| RAYMOND LEE R | Director | Sep 30, 2013 | Option Exercise | $51.69 | 725 | 37,475 | 183,568 | Oct 02, 2013, 06:47 PM |
| FLYNN TIMOTHY PATRICK | Director | Sep 30, 2013 | Option Exercise | $51.69 | 422 | 21,813 | 16,152 | Oct 02, 2013, 06:47 PM |
| BURKE STEPHEN B | Director | Sep 30, 2013 | Option Exercise | $51.69 | 363 | 18,763 | 103,253 | Oct 02, 2013, 06:47 PM |
| BOWLES CRANDALL CLOSE | Director | Sep 30, 2013 | Option Exercise | $51.69 | 649 | 33,547 | 58,526 | Oct 02, 2013, 06:47 PM |
| JACKSON LABAN | Director | Sep 01, 2013 | Option Exercise | $25.00 | 15,000 | 375,000 | 0 | Sep 04, 2013, 03:40 PM |
| Cavanagh Michael J | Executive Vice President | Aug 08, 2013 | Option Exercise | $54.93 | 55,004 | 3,021,232 | 287,771 | Aug 09, 2013, 04:02 PM |
| Cavanagh Michael J | Executive Vice President | Aug 08, 2013 | Option Exercise | $19.49 | 80,000 | 1,559,200 | 342,775 | Aug 09, 2013, 04:02 PM |
| O'Donovan Mark | Corporate Controller | Aug 08, 2013 | Sale | $54.91 | 3,434 | 188,561 | 2,547 | Aug 09, 2013, 04:02 PM |
| Smith Gordon | Executive Vice President | Aug 02, 2013 | Option Exercise | $56.26 | 530,542 | 29,850,945 | 235,147 | Aug 05, 2013, 04:39 PM |
| Smith Gordon | Executive Vice President | Aug 02, 2013 | Option Exercise | $46.30 | 580,000 | 26,854,200 | 765,689 | Aug 05, 2013, 04:39 PM |
| O'Donovan Mark | Corporate Controller | Aug 01, 2013 | Option Exercise | $56.49 | 36,566 | 2,065,613 | 5,981 | Aug 05, 2013, 04:39 PM |
| O'Donovan Mark | Corporate Controller | Aug 01, 2013 | Option Exercise | $46.42 | 40,000 | 1,856,600 | 42,547 | Aug 05, 2013, 04:39 PM |
| Pinto Daniel E | Managing Director | Jul 25, 2013 | Option Exercise | $56.19 | 27,333 | 1,535,978 | 347,998 | Jul 26, 2013, 04:25 PM |
| BACON ASHLEY | Chief Risk Officer | Jul 25, 2013 | Option Exercise | $56.19 | 9,291 | 522,108 | 15,097 | Jul 26, 2013, 04:25 PM |
| Lake Marianne | Chief Financial Officer | Jul 23, 2013 | Option Exercise | $56.68 | 165,642 | 9,389,002 | 29,016 | Jul 25, 2013, 02:40 PM |
| Lake Marianne | Chief Financial Officer | Jul 23, 2013 | Option Exercise | $38.57 | 192,873 | 7,438,488 | 194,658 | Jul 25, 2013, 02:40 PM |
| Zames Matthew E | Chief Operating Officer | Jul 23, 2013 | Sale | $56.64 | 3,412 | 193,268 | 190,289 | Jul 23, 2013, 04:53 PM |
| Erdoes Mary E. | Managing Director | Jul 19, 2013 | Sale | $56.31 | 29,000 | 1,633,100 | 246,735 | Jul 19, 2013, 04:39 PM |
| BACON ASHLEY | Chief Risk Officer | Jul 19, 2013 | Sale | $56.44 | 16,693 | 942,153 | 4,620 | Jul 19, 2013, 04:39 PM |
| Pinto Daniel E | Managing Director | Jul 15, 2013 | Option Exercise | $55.05 | 263,057 | 14,481,288 | 317,176 | Jul 17, 2013, 04:14 PM |
| Pinto Daniel E | Managing Director | Jul 15, 2013 | Option Exercise | $19.49 | 400,000 | 7,796,000 | 580,233 | Jul 17, 2013, 04:14 PM |
| Cavanagh Michael J | Executive Vice President | Jul 15, 2013 | Sale | $54.65 | 20,000 | 1,092,982 | 262,775 | Jul 17, 2013, 04:14 PM |
| Lake Marianne | Chief Financial Officer | Jul 16, 2013 | Option Exercise | $55.10 | 8,049 | 443,460 | 10,725 | Jul 17, 2013, 04:14 PM |
| Lake Marianne | Chief Financial Officer | Jul 16, 2013 | Option Exercise | $39.96 | 9,160 | 366,034 | 18,774 | Jul 17, 2013, 04:14 PM |
| Lake Marianne | Chief Financial Officer | Jul 16, 2013 | Sale | $55.13 | 8,940 | 492,885 | 1,785 | Jul 17, 2013, 04:14 PM |
| Hogan John James | Chairman of Risk | Jul 17, 2013 | Sale | $55.12 | 18,934 | 1,043,642 | 103,082 | Jul 17, 2013, 04:14 PM |
| JACKSON LABAN | Director | Jun 30, 2013 | Option Exercise | $52.79 | 852 | 44,977 | 123,789 | Jul 02, 2013, 05:19 PM |
| RAYMOND LEE R | Director | Jun 30, 2013 | Option Exercise | $52.79 | 729 | 38,484 | 181,578 | Jul 02, 2013, 05:19 PM |
| FLYNN TIMOTHY PATRICK | Director | Jun 30, 2013 | Option Exercise | $52.79 | 355 | 18,740 | 15,690 | Jul 02, 2013, 05:19 PM |
| CROWN JAMES S | Director | Jun 30, 2013 | Option Exercise | $52.79 | 568 | 29,985 | 259,977 | Jul 02, 2013, 05:19 PM |
| COTE DAVID M | Director | Jun 30, 2013 | Option Exercise | $52.79 | 355 | 18,740 | 57,248 | Jul 02, 2013, 05:19 PM |
| BURKE STEPHEN B | Director | Jun 30, 2013 | Option Exercise | $52.79 | 355 | 18,740 | 102,395 | Jul 02, 2013, 05:19 PM |
| BOWLES CRANDALL CLOSE | Director | Jun 30, 2013 | Option Exercise | $52.79 | 616 | 32,519 | 57,517 | Jul 02, 2013, 05:19 PM |
| Cutler Stephen M | General Counsel | May 15, 2013 | Sale | $51.00 | 15,000 | 765,000 | 92,509 | May 15, 2013, 07:07 PM |
| Erdoes Mary E. | Managing Director | May 14, 2013 | Option Exercise | $50.04 | 378,639 | 18,947,096 | 275,735 | May 15, 2013, 07:07 PM |
| Erdoes Mary E. | Managing Director | May 14, 2013 | Option Exercise | $22.55 | 500,000 | 11,274,000 | 654,374 | May 15, 2013, 07:07 PM |
| Zames Matthew E | Chief Operating Officer | May 14, 2013 | Option Exercise | $50.04 | 234,476 | 11,733,179 | 193,701 | May 15, 2013, 07:06 PM |
| Zames Matthew E | Chief Operating Officer | May 14, 2013 | Option Exercise | $44.60 | 247,423 | 11,035,223 | 428,177 | May 15, 2013, 07:06 PM |
| CROWN JAMES S | Director | May 03, 2013 | Buy | $47.29 | 124,077 | 5,867,055 | 6,348,649 | May 07, 2013, 05:30 PM |
| CROWN JAMES S | Director | May 03, 2013 | Buy | $47.29 | 30,200 | 1,428,025 | 3,026,854 | May 07, 2013, 05:30 PM |
| CROWN JAMES S | Director | May 03, 2013 | Buy | $47.29 | 57,300 | 2,709,465 | 633,905 | May 07, 2013, 05:30 PM |
| CROWN JAMES S | Director | May 03, 2013 | Buy | $47.29 | 89,900 | 4,250,975 | 1,734,723 | May 07, 2013, 05:30 PM |
| O'Donovan Mark | Corporate Controller | May 07, 2013 | Sale | $48.99 | 668 | 32,728 | 2,547 | May 07, 2013, 05:29 PM |
| Erdoes Mary E. | Managing Director | Apr 25, 2013 | Sale | $49.08 | 5,000 | 245,415 | 154,374 | Apr 25, 2013, 07:11 PM |
| Bisignano Frank | Co-Chief Operating Officer | Apr 24, 2013 | Option Exercise | $48.54 | 147,397 | 7,154,651 | 296,305 | Apr 25, 2013, 02:31 PM |
| Bisignano Frank | Co-Chief Operating Officer | Apr 24, 2013 | Option Exercise | $46.79 | 150,000 | 7,018,500 | 443,702 | Apr 25, 2013, 02:31 PM |
| Bisignano Frank | Co-Chief Operating Officer | Apr 23, 2013 | Option Exercise | $47.81 | 120,501 | 5,761,755 | 293,702 | Apr 24, 2013, 04:03 PM |
| Bisignano Frank | Co-Chief Operating Officer | Apr 23, 2013 | Option Exercise | $43.09 | 126,519 | 5,451,775 | 414,203 | Apr 24, 2013, 04:03 PM |
| Bisignano Frank | Co-Chief Operating Officer | Apr 22, 2013 | Sale | $47.38 | 40,000 | 1,895,176 | 287,684 | Apr 24, 2013, 04:03 PM |
| Cutler Stephen M | General Counsel | Apr 23, 2013 | Sale | $48.00 | 15,000 | 720,000 | 107,509 | Apr 23, 2013, 06:39 PM |
| CROWN JAMES S | Director | Apr 19, 2013 | Buy | $46.99 | 29,200 | 1,372,015 | 1,576,323 | Apr 23, 2013, 06:39 PM |
| CROWN JAMES S | Director | Apr 19, 2013 | Buy | $46.99 | 113,384 | 5,327,551 | 6,133,197 | Apr 23, 2013, 06:39 PM |
| CROWN JAMES S | Director | Apr 22, 2013 | Buy | $46.98 | 58,100 | 2,729,550 | 2,996,654 | Apr 23, 2013, 06:39 PM |
| CROWN JAMES S | Director | Apr 19, 2013 | Buy | $46.99 | 54,400 | 2,556,082 | 2,938,554 | Apr 23, 2013, 06:39 PM |
| CROWN JAMES S | Director | Apr 22, 2013 | Buy | $46.98 | 6,400 | 300,673 | 576,605 | Apr 23, 2013, 06:39 PM |
| CROWN JAMES S | Director | Apr 19, 2013 | Buy | $46.99 | 10,500 | 493,361 | 570,205 | Apr 23, 2013, 06:39 PM |
| CROWN JAMES S | Director | Apr 19, 2013 | Buy | $46.99 | 5,000 | 234,934 | 15,803 | Apr 23, 2013, 06:39 PM |
| CROWN JAMES S | Director | Apr 22, 2013 | Buy | $46.98 | 68,500 | 3,218,144 | 1,644,823 | Apr 23, 2013, 06:39 PM |
| CROWN JAMES S | Director | Apr 22, 2013 | Buy | $46.98 | 91,375 | 4,292,816 | 6,224,572 | Apr 23, 2013, 06:39 PM |
| Cutler Stephen M | General Counsel | Apr 18, 2013 | Sale | $46.77 | 15,000 | 701,550 | 122,509 | Apr 18, 2013, 05:59 PM |
| RAYMOND LEE R | Director | Mar 31, 2013 | Option Exercise | $47.46 | 474 | 22,496 | 179,735 | Apr 02, 2013, 05:09 PM |
| JACKSON LABAN | Director | Mar 31, 2013 | Option Exercise | $47.46 | 685 | 32,510 | 122,299 | Apr 02, 2013, 05:09 PM |
| FLYNN TIMOTHY PATRICK | Director | Mar 31, 2013 | Option Exercise | $47.46 | 395 | 18,747 | 15,301 | Apr 02, 2013, 05:09 PM |
| CROWN JAMES S | Director | Mar 31, 2013 | Option Exercise | $47.46 | 632 | 29,995 | 258,607 | Apr 02, 2013, 05:09 PM |
| COTE DAVID M | Director | Mar 31, 2013 | Option Exercise | $47.46 | 395 | 18,747 | 56,626 | Apr 02, 2013, 05:09 PM |
| BURKE STEPHEN B | Director | Mar 31, 2013 | Option Exercise | $47.46 | 395 | 18,747 | 101,605 | Apr 02, 2013, 05:09 PM |
| BOWLES CRANDALL CLOSE | Director | Mar 31, 2013 | Option Exercise | $47.46 | 527 | 25,011 | 56,586 | Apr 02, 2013, 05:09 PM |
| Donnelly John L | Director Human Resources | Feb 15, 2013 | Sale | $49.34 | 11,000 | 542,762 | 44,584 | Feb 15, 2013, 03:53 PM |
| Hogan John James | Chief Risk Officer | Feb 12, 2013 | Option Exercise | $48.96 | 228,809 | 11,201,345 | 122,007 | Feb 14, 2013, 03:52 PM |
| Hogan John James | Chief Risk Officer | Feb 12, 2013 | Option Exercise | $45.87 | 236,000 | 10,826,280 | 350,816 | Feb 14, 2013, 03:52 PM |
| Bisignano Frank | Co-Chief Operating Officer | Feb 07, 2013 | Option Exercise | $48.33 | 365,292 | 17,652,736 | 335,504 | Feb 08, 2013, 12:19 PM |
| Bisignano Frank | Co-Chief Operating Officer | Feb 07, 2013 | Option Exercise | $39.62 | 400,000 | 15,846,500 | 700,796 | Feb 08, 2013, 12:19 PM |
| Bisignano Frank | Co-Chief Operating Officer | Feb 06, 2013 | Sale | $48.57 | 20,000 | 971,400 | 300,796 | Feb 08, 2013, 12:19 PM |
| O'Donovan Mark | Corporate Controller | Feb 01, 2013 | Sale | $47.80 | 3,000 | 143,400 | 3,217 | Feb 01, 2013, 08:34 PM |
| Erdoes Mary E. | Managing Director | Jan 31, 2013 | Sale | $47.02 | 15,000 | 705,300 | 159,374 | Jan 31, 2013, 06:00 PM |
| FLYNN TIMOTHY PATRICK | Director | Jan 29, 2013 | Buy | $46.93 | 6,750 | 316,778 | 14,898 | Jan 30, 2013, 10:09 AM |
| Smith Gordon | Executive Vice President | Jan 25, 2013 | Sale | $46.83 | 21,140 | 990,052 | 185,689 | Jan 25, 2013, 03:36 PM |
| Donnelly John L | Director Human Resources | Jan 18, 2013 | Option Exercise | $46.39 | 70,970 | 3,292,298 | 55,518 | Jan 23, 2013, 06:11 PM |
| Donnelly John L | Director Human Resources | Jan 18, 2013 | Option Exercise | $31.97 | 83,540 | 2,671,191 | 126,488 | Jan 23, 2013, 06:11 PM |
| Hogan John James | Chief Risk Officer | Jan 22, 2013 | Option Exercise | $46.34 | 42,962 | 1,990,859 | 150,786 | Jan 23, 2013, 06:11 PM |
| Hogan John James | Chief Risk Officer | Jan 22, 2013 | Option Exercise | $21.68 | 57,874 | 1,254,893 | 157,778 | Jan 23, 2013, 06:11 PM |
| Bisignano Frank | Co-Chief Operating Officer | Jan 18, 2013 | Option Exercise | $46.39 | 44,406 | 2,059,994 | 312,737 | Jan 23, 2013, 06:10 PM |
| Bisignano Frank | Co-Chief Operating Officer | Jan 22, 2013 | Option Exercise | $46.34 | 28,841 | 1,336,492 | 320,796 | Jan 23, 2013, 06:10 PM |
| Bisignano Frank | Co-Chief Operating Officer | Jan 22, 2013 | Option Exercise | $19.49 | 40,000 | 779,600 | 349,637 | Jan 23, 2013, 06:10 PM |
| Bisignano Frank | Co-Chief Operating Officer | Jan 18, 2013 | Option Exercise | $35.61 | 50,000 | 1,780,500 | 357,143 | Jan 23, 2013, 06:10 PM |
| Zames Matthew E | Co-Chief Operating Officer | Jan 22, 2013 | Option Exercise | $46.34 | 72,102 | 3,341,207 | 180,358 | Jan 23, 2013, 06:10 PM |
| Zames Matthew E | Co-Chief Operating Officer | Jan 22, 2013 | Option Exercise | $19.49 | 100,000 | 1,949,000 | 284,210 | Jan 23, 2013, 06:10 PM |
| Zames Matthew E | Co-Chief Operating Officer | Jan 22, 2013 | Sale | $46.42 | 31,750 | 1,473,854 | 252,460 | Jan 23, 2013, 06:10 PM |
| Pinto Daniel E | Managing Director | Jan 17, 2013 | Option Exercise | $46.58 | 69,773 | 3,250,026 | 216,515 | Jan 18, 2013, 07:23 PM |
| Pinto Daniel E | Managing Director | Jan 17, 2013 | Option Exercise | $46.58 | 36,282 | 1,690,016 | 180,233 | Jan 18, 2013, 07:23 PM |
| Zames Matthew E | Co-Chief Operating Officer | Jan 17, 2013 | Sale | $46.45 | 23,695 | 1,100,633 | 184,210 | Jan 18, 2013, 07:02 PM |
| WELDON WILLIAM C | Director | Jan 17, 2013 | Option Exercise | $46.58 | 3,650 | 170,017 | 57,452 | Jan 18, 2013, 07:02 PM |
| BELL JAMES A | Director | Jan 17, 2013 | Option Exercise | $46.58 | 3,650 | 170,017 | 8,669 | Jan 18, 2013, 07:02 PM |
| RAYMOND LEE R | Director | Jan 17, 2013 | Option Exercise | $46.58 | 3,650 | 170,017 | 178,119 | Jan 18, 2013, 07:02 PM |
| FLYNN TIMOTHY PATRICK | Director | Jan 17, 2013 | Option Exercise | $46.58 | 3,650 | 170,017 | 8,148 | Jan 18, 2013, 07:02 PM |
| FUTTER ELLEN V | Director | Jan 17, 2013 | Option Exercise | $46.58 | 3,650 | 170,017 | 74,782 | Jan 18, 2013, 07:02 PM |
| CROWN JAMES S | Director | Jan 17, 2013 | Option Exercise | $46.58 | 3,650 | 170,017 | 257,162 | Jan 18, 2013, 07:02 PM |
| COTE DAVID M | Director | Jan 17, 2013 | Option Exercise | $46.58 | 3,650 | 170,017 | 55,977 | Jan 18, 2013, 07:02 PM |
| BURKE STEPHEN B | Director | Jan 17, 2013 | Option Exercise | $46.58 | 3,650 | 170,017 | 100,780 | Jan 18, 2013, 07:02 PM |
| BOWLES CRANDALL CLOSE | Director | Jan 17, 2013 | Option Exercise | $46.58 | 3,650 | 170,017 | 55,756 | Jan 18, 2013, 07:02 PM |
| JACKSON LABAN | Director | Jan 17, 2013 | Option Exercise | $46.58 | 3,650 | 170,017 | 120,252 | Jan 18, 2013, 07:02 PM |
| JACKSON LABAN | Director | Jan 17, 2013 | Option Exercise | $46.58 | 1,475 | 68,706 | 120,973 | Jan 18, 2013, 07:02 PM |
| JACKSON LABAN | Director | Jan 17, 2013 | Option Exercise | $26.18 | 2,196 | 57,491 | 122,448 | Jan 18, 2013, 07:02 PM |
| Bisignano Frank | Co-Chief Operating Officer | Jan 17, 2013 | Option Exercise | $46.58 | 460,694 | 21,459,127 | 307,143 | Jan 18, 2013, 07:02 PM |
| Bisignano Frank | Co-Chief Operating Officer | Jan 17, 2013 | Option Exercise | $38.97 | 500,000 | 19,487,499 | 767,837 | Jan 18, 2013, 07:02 PM |
| Smith Gordon | Executive Vice President | Jan 13, 2013 | Option Exercise | $45.81 | 39,387 | 1,804,319 | 206,829 | Jan 16, 2013, 06:44 PM |
| O'Donovan Mark | Corporate Controller | Jan 13, 2013 | Option Exercise | $45.81 | 2,333 | 106,875 | 6,217 | Jan 16, 2013, 06:44 PM |
| Pinto Daniel E | Managing Director | Jan 13, 2013 | Option Exercise | $45.81 | 69,646 | 3,190,483 | 146,742 | Jan 16, 2013, 06:44 PM |
| Zames Matthew E | Co-Chief Operating Officer | Jan 13, 2013 | Option Exercise | $45.81 | 123,033 | 5,636,142 | 207,905 | Jan 16, 2013, 06:44 PM |
| Lake Marianne | Chief Financial Officer | Jan 13, 2013 | Option Exercise | $45.81 | 6,329 | 289,931 | 9,605 | Jan 16, 2013, 06:44 PM |
| Petno Douglas B | Managing Director | Jan 13, 2013 | Option Exercise | $45.81 | 36,997 | 1,694,833 | 124,572 | Jan 16, 2013, 06:44 PM |
| Hogan John James | Chief Risk Officer | Jan 13, 2013 | Option Exercise | $45.81 | 40,759 | 1,867,170 | 99,904 | Jan 16, 2013, 06:44 PM |
| Erdoes Mary E. | Managing Director | Jan 13, 2013 | Option Exercise | $45.81 | 72,510 | 3,321,683 | 174,374 | Jan 16, 2013, 06:43 PM |
| Donnelly John L | Director Human Resources | Jan 13, 2013 | Option Exercise | $45.81 | 23,662 | 1,083,956 | 42,948 | Jan 16, 2013, 06:43 PM |
| DIMON JAMES | Chairman & CEO | Jan 13, 2013 | Option Exercise | $45.81 | 121,648 | 5,572,695 | 1,928,064 | Jan 16, 2013, 06:43 PM |
| Cutler Stephen M | General Counsel | Jan 13, 2013 | Option Exercise | $45.81 | 47,481 | 2,175,105 | 137,509 | Jan 16, 2013, 06:43 PM |
| Cavanagh Michael J | Executive Vice President | Jan 13, 2013 | Option Exercise | $45.81 | 47,367 | 2,169,882 | 284,775 | Jan 16, 2013, 06:43 PM |
| Bisignano Frank | Co-Chief Operating Officer | Jan 13, 2013 | Option Exercise | $45.81 | 47,642 | 2,182,480 | 267,837 | Jan 16, 2013, 06:43 PM |
| WELDON WILLIAM C | Director | Dec 31, 2012 | Option Exercise | $43.97 | 512 | 22,513 | 53,802 | Jan 03, 2013, 05:53 PM |
| BURKE STEPHEN B | Director | Dec 31, 2012 | Option Exercise | $43.97 | 426 | 18,731 | 97,130 | Jan 03, 2013, 05:53 PM |
| RAYMOND LEE R | Director | Dec 31, 2012 | Option Exercise | $43.97 | 512 | 22,513 | 174,469 | Jan 03, 2013, 05:53 PM |
| JACKSON LABAN | Director | Dec 31, 2012 | Option Exercise | $43.97 | 739 | 32,494 | 116,603 | Jan 03, 2013, 05:53 PM |
| FLYNN TIMOTHY PATRICK | Director | Dec 31, 2012 | Option Exercise | $43.97 | 426 | 18,731 | 4,498 | Jan 03, 2013, 05:53 PM |
| CROWN JAMES S | Director | Dec 31, 2012 | Option Exercise | $43.97 | 682 | 29,988 | 253,512 | Jan 03, 2013, 05:53 PM |
| COTE DAVID M | Director | Dec 31, 2012 | Option Exercise | $43.97 | 426 | 18,731 | 52,328 | Jan 03, 2013, 05:53 PM |
| BOWLES CRANDALL CLOSE | Director | Dec 31, 2012 | Option Exercise | $43.97 | 569 | 25,019 | 52,107 | Jan 03, 2013, 05:53 PM |
| JACKSON LABAN | Director | Nov 08, 2012 | Option Exercise | $40.95 | 4,533 | 185,626 | 115,177 | Nov 09, 2012, 11:15 AM |
| JACKSON LABAN | Director | Nov 08, 2012 | Option Exercise | $23.91 | 6,589 | 157,543 | 119,710 | Nov 09, 2012, 11:15 AM |
| Erdoes Mary E. | Managing Director | Oct 19, 2012 | Sale | $42.46 | 40,000 | 1,698,548 | 112,616 | Oct 23, 2012, 03:04 PM |
| Donnelly John L | Director Human Resources | Oct 17, 2012 | Sale | $43.29 | 25,000 | 1,082,137 | 25,362 | Oct 18, 2012, 11:29 AM |
| Smith Gordon | Executive Vice President | Oct 15, 2012 | Option Exercise | $42.07 | 56,608 | 2,381,499 | 164,260 | Oct 16, 2012, 03:41 PM |
| Smith Gordon | Executive Vice President | Oct 15, 2012 | Option Exercise | $19.49 | 80,000 | 1,559,200 | 249,202 | Oct 16, 2012, 03:41 PM |
| Smith Gordon | Executive Vice President | Oct 15, 2012 | Sale | $42.33 | 28,334 | 1,199,268 | 220,868 | Oct 16, 2012, 03:41 PM |
| Bisignano Frank | Co-Chief Operating Officer | Oct 15, 2012 | Option Exercise | $42.07 | 56,964 | 2,396,475 | 219,725 | Oct 16, 2012, 03:33 PM |
| Bisignano Frank | Co-Chief Operating Officer | Oct 15, 2012 | Option Exercise | $19.49 | 80,000 | 1,559,200 | 296,689 | Oct 16, 2012, 03:33 PM |
| Bisignano Frank | Co-Chief Operating Officer | Oct 15, 2012 | Sale | $42.25 | 20,000 | 844,942 | 276,689 | Oct 16, 2012, 03:33 PM |
| Cavanagh Michael J | Executive Vice President | Oct 15, 2012 | Sale | $42.00 | 40,000 | 1,679,948 | 234,765 | Oct 15, 2012, 04:56 PM |
| BURKE STEPHEN B | Director | Sep 30, 2012 | Option Exercise | $40.48 | 463 | 18,742 | 96,242 | Oct 02, 2012, 05:23 PM |
| WELDON WILLIAM C | Director | Sep 30, 2012 | Option Exercise | $40.48 | 556 | 22,507 | 52,910 | Oct 02, 2012, 05:23 PM |
| RAYMOND LEE R | Director | Sep 30, 2012 | Option Exercise | $40.48 | 556 | 22,507 | 172,729 | Oct 02, 2012, 05:23 PM |
| FLYNN TIMOTHY PATRICK | Director | Sep 30, 2012 | Option Exercise | $40.48 | 463 | 18,742 | 4,066 | Oct 02, 2012, 05:23 PM |
| CROWN JAMES S | Director | Sep 30, 2012 | Option Exercise | $40.48 | 803 | 32,505 | 251,956 | Oct 02, 2012, 05:23 PM |
| COTE DAVID M | Director | Sep 30, 2012 | Option Exercise | $40.48 | 463 | 18,742 | 51,631 | Oct 02, 2012, 05:23 PM |
| BOWLES CRANDALL CLOSE | Director | Sep 30, 2012 | Option Exercise | $40.48 | 618 | 25,017 | 51,215 | Oct 02, 2012, 05:23 PM |
| JACKSON LABAN | Director | Sep 30, 2012 | Option Exercise | $40.48 | 865 | 35,015 | 113,121 | Oct 02, 2012, 05:22 PM |
| Petno Douglas B | Managing Director | Sep 14, 2012 | Sale | $42.00 | 15,337 | 644,188 | 83,778 | Sep 14, 2012, 03:17 PM |
| Petno Douglas B | Managing Director | Sep 12, 2012 | Sale | $40.04 | 15,337 | 614,058 | 99,115 | Sep 12, 2012, 05:22 PM |
| Petno Douglas B | Managing Director | Aug 21, 2012 | Sale | $38.00 | 15,337 | 582,827 | 114,425 | Aug 21, 2012, 03:04 PM |
| STALEY JAMES E | Managing Director | Aug 15, 2012 | Sale | $37.26 | 30,000 | 1,117,914 | 74,886 | Aug 15, 2012, 04:56 PM |
| Petno Douglas B | Managing Director | Aug 06, 2012 | Sale | $36.24 | 15,338 | 555,878 | 129,762 | Aug 06, 2012, 04:35 PM |
| DIMON JAMES | Chairman & CEO | Jul 19, 2012 | Buy | $34.45 | 75,000 | 2,584,117 | 75,000 | Jul 20, 2012, 04:17 PM |
| DIMON JAMES | Chairman & CEO | Jul 20, 2012 | Buy | $34.02 | 250,000 | 8,504,475 | 3,226,153 | Jul 20, 2012, 04:17 PM |
| DIMON JAMES | Chairman & CEO | Jul 19, 2012 | Buy | $34.43 | 110,000 | 3,787,212 | 2,976,153 | Jul 20, 2012, 04:17 PM |
| DIMON JAMES | Chairman & CEO | Jul 20, 2012 | Buy | $34.02 | 15,000 | 510,268 | 971,459 | Jul 20, 2012, 04:17 PM |
| DIMON JAMES | Chairman & CEO | Jul 19, 2012 | Buy | $34.43 | 50,000 | 1,721,460 | 956,459 | Jul 20, 2012, 04:17 PM |
| DIMON JAMES | Chairman & CEO | Jul 19, 2012 | Sale | $1110.00 | 1,851 | 2,054,610 | 0 | Jul 20, 2012, 04:17 PM |
| DIMON JAMES | Chairman & CEO | Jul 19, 2012 | Sale | $1110.00 | 1,494 | 1,658,340 | 0 | Jul 20, 2012, 04:17 PM |
| DIMON JAMES | Chairman & CEO | Jul 19, 2012 | Sale | $1110.00 | 4,234 | 4,699,740 | 0 | Jul 20, 2012, 04:17 PM |
| DIMON JAMES | Chairman & CEO | Jul 19, 2012 | Sale | $1110.00 | 1,770 | 1,964,700 | 0 | Jul 20, 2012, 04:17 PM |
| DIMON JAMES | Chairman & CEO | Jul 19, 2012 | Sale | $1110.00 | 2,793 | 3,100,230 | 0 | Jul 20, 2012, 04:17 PM |
| Bisignano Frank | Chief Administrative Officer; | Jul 17, 2012 | Sale | $35.40 | 3,000 | 106,200 | 221,012 | Jul 17, 2012, 12:58 PM |
| FLYNN TIMOTHY PATRICK | Director | Jun 30, 2012 | Option Exercise | $35.73 | 350 | 12,505 | 3,600 | Jul 03, 2012, 03:59 PM |
| WELDON WILLIAM C | Director | Jun 30, 2012 | Option Exercise | $35.73 | 630 | 22,510 | 51,895 | Jul 03, 2012, 03:59 PM |
| RAYMOND LEE R | Director | Jun 30, 2012 | Option Exercise | $35.73 | 630 | 22,510 | 170,679 | Jul 03, 2012, 03:58 PM |
| JACKSON LABAN | Director | Jun 30, 2012 | Option Exercise | $35.73 | 1,050 | 37,516 | 111,427 | Jul 03, 2012, 03:58 PM |
| CROWN JAMES S | Director | Jun 30, 2012 | Option Exercise | $35.73 | 910 | 32,514 | 250,096 | Jul 03, 2012, 03:58 PM |
| COTE DAVID M | Director | Jun 30, 2012 | Option Exercise | $35.73 | 525 | 18,758 | 50,841 | Jul 03, 2012, 03:58 PM |
| BURKE STEPHEN B | Director | Jun 30, 2012 | Option Exercise | $35.73 | 525 | 18,758 | 95,221 | Jul 03, 2012, 03:58 PM |
| BOWLES CRANDALL CLOSE | Director | Jun 30, 2012 | Option Exercise | $35.73 | 700 | 25,011 | 50,209 | Jul 03, 2012, 03:58 PM |
| Donnelly John L | Director Human Resources | Apr 16, 2012 | Option Exercise | $43.32 | 56,487 | 2,447,017 | 62,778 | Apr 20, 2012, 03:48 PM |
| Donnelly John L | Director Human Resources | Apr 16, 2012 | Option Exercise | $31.06 | 66,666 | 2,070,313 | 119,265 | Apr 20, 2012, 03:48 PM |
| Bisignano Frank | Chief Administrative Officer; | Apr 17, 2012 | Sale | $43.83 | 15,000 | 657,379 | 226,883 | Apr 17, 2012, 05:05 PM |
| STALEY JAMES E | Managing Director | Apr 16, 2012 | Option Exercise | $43.32 | 37,702 | 1,633,251 | 131,883 | Apr 17, 2012, 04:56 PM |
| STALEY JAMES E | Managing Director | Apr 16, 2012 | Option Exercise | $21.87 | 50,000 | 1,093,500 | 169,585 | Apr 17, 2012, 04:56 PM |
| Maclin Samuel Todd | Executive Vice President | Apr 16, 2012 | Sale | $43.06 | 49,000 | 2,109,720 | 258,316 | Apr 16, 2012, 04:58 PM |
| WELDON WILLIAM C | Director | Mar 31, 2012 | Option Exercise | $45.98 | 408 | 18,760 | 50,921 | Apr 02, 2012, 07:35 PM |
| RAYMOND LEE R | Director | Mar 31, 2012 | Option Exercise | $45.98 | 489 | 22,484 | 168,919 | Apr 02, 2012, 07:34 PM |
| NOVAK DAVID C | Director | Mar 31, 2012 | Option Exercise | $45.98 | 489 | 22,484 | 180,869 | Apr 02, 2012, 07:34 PM |
| JACKSON LABAN | Director | Mar 31, 2012 | Option Exercise | $45.98 | 870 | 40,003 | 109,754 | Apr 02, 2012, 07:34 PM |
| CROWN JAMES S | Director | Mar 31, 2012 | Option Exercise | $45.98 | 816 | 37,520 | 248,389 | Apr 02, 2012, 07:34 PM |
| COTE DAVID M | Director | Mar 31, 2012 | Option Exercise | $45.98 | 408 | 18,760 | 50,073 | Apr 02, 2012, 07:34 PM |
| BURKE STEPHEN B | Director | Mar 31, 2012 | Option Exercise | $45.98 | 408 | 18,760 | 94,275 | Apr 02, 2012, 07:34 PM |
| BOWLES CRANDALL CLOSE | Director | Mar 31, 2012 | Option Exercise | $45.98 | 544 | 25,013 | 49,218 | Apr 02, 2012, 07:34 PM |
| Hogan John James | Chief Risk Officer | Jan 25, 2012 | Option Exercise | $37.47 | 37,061 | 1,388,676 | 96,378 | Mar 06, 2012, 03:32 PM |
| Hogan John James | Chief Risk Officer | Jan 25, 2012 | Option Exercise | $19.49 | 50,000 | 974,500 | 133,439 | Mar 06, 2012, 03:32 PM |
| DIMON JAMES | Chairman & CEO | Mar 02, 2012 | Option Exercise | $40.56 | 409,167 | 16,593,768 | 2,866,153 | Mar 05, 2012, 05:57 PM |
| DIMON JAMES | Chairman & CEO | Mar 02, 2012 | Option Exercise | $31.22 | 462,000 | 14,423,640 | 3,275,320 | Mar 05, 2012, 05:57 PM |
| NOVAK DAVID C | Director | Feb 13, 2012 | Option Exercise | $38.06 | 2,166 | 82,435 | 179,912 | Feb 15, 2012, 02:46 PM |
| NOVAK DAVID C | Director | Feb 13, 2012 | Option Exercise | $31.22 | 2,640 | 82,421 | 182,078 | Feb 15, 2012, 02:46 PM |
| JACKSON LABAN | Director | Jan 27, 2012 | Option Exercise | $37.40 | 2,313 | 86,518 | 108,277 | Jan 31, 2012, 11:00 AM |
| JACKSON LABAN | Director | Jan 27, 2012 | Option Exercise | $31.22 | 2,640 | 82,421 | 110,590 | Jan 31, 2012, 11:00 AM |
| Hogan John James | Chief Risk Officer | Jan 25, 2012 | Sale | $37.50 | 40,797 | 1,529,888 | 42,642 | Jan 25, 2012, 05:25 PM |
| Cutler Stephen M | General Counsel | Jan 23, 2012 | Sale | $37.42 | 12,500 | 467,750 | 86,894 | Jan 23, 2012, 05:03 PM |
| Bisignano Frank | Chief Administrative Officer | Jan 20, 2012 | Sale | $37.09 | 10,000 | 370,946 | 242,537 | Jan 20, 2012, 06:03 PM |
| CROWN JAMES S | Director | Jan 18, 2012 | Option Exercise | $35.60 | 4,775 | 170,014 | 244,145 | Jan 20, 2012, 05:39 PM |
| CROWN JAMES S | Director | Jan 19, 2012 | Option Exercise | $31.22 | 2,640 | 82,421 | 246,785 | Jan 20, 2012, 05:39 PM |
| NOVAK DAVID C | Director | Jan 18, 2012 | Option Exercise | $35.60 | 4,775 | 170,014 | 179,433 | Jan 20, 2012, 05:39 PM |
| BURKE STEPHEN B | Director | Jan 18, 2012 | Option Exercise | $35.60 | 4,775 | 170,014 | 93,468 | Jan 20, 2012, 05:38 PM |
| RAYMOND LEE R | Director | Jan 18, 2012 | Option Exercise | $35.60 | 4,775 | 170,014 | 167,293 | Jan 20, 2012, 05:38 PM |
| WELDON WILLIAM C | Director | Jan 18, 2012 | Option Exercise | $35.60 | 4,775 | 170,014 | 50,193 | Jan 20, 2012, 05:38 PM |
| JACKSON LABAN | Director | Jan 18, 2012 | Option Exercise | $35.60 | 4,775 | 170,014 | 107,950 | Jan 20, 2012, 05:38 PM |
| GRAY III WILLIAM H | Director | Jan 18, 2012 | Option Exercise | $35.60 | 4,775 | 170,014 | 88,415 | Jan 20, 2012, 05:38 PM |
| FUTTER ELLEN V | Director | Jan 18, 2012 | Option Exercise | $35.60 | 4,775 | 170,014 | 68,622 | Jan 20, 2012, 05:38 PM |
| COTE DAVID M | Director | Jan 18, 2012 | Option Exercise | $35.60 | 4,775 | 170,014 | 49,448 | Jan 20, 2012, 05:38 PM |
| BOWLES CRANDALL CLOSE | Director | Jan 18, 2012 | Option Exercise | $35.60 | 4,775 | 170,014 | 48,411 | Jan 20, 2012, 05:38 PM |
| BELL JAMES A | Director | Jan 18, 2012 | Option Exercise | $35.60 | 4,775 | 170,014 | 4,775 | Jan 20, 2012, 05:38 PM |
| Smith Gordon | Executive Vice President | Jan 19, 2012 | Sale | $37.00 | 40,000 | 1,480,016 | 169,202 | Jan 19, 2012, 03:18 PM |
| Smith Gordon | Executive Vice President | Jan 13, 2012 | Option Exercise | $35.53 | 37,075 | 1,317,089 | 209,202 | Jan 18, 2012, 05:45 PM |
| DIMON JAMES | Chairman & CEO | Jan 13, 2012 | Option Exercise | $35.53 | 46,481 | 1,651,238 | 2,813,320 | Jan 18, 2012, 05:44 PM |
| ZUBROW BARRY L | Executive Vice President | Jan 13, 2012 | Option Exercise | $35.53 | 34,190 | 1,214,600 | 71,755 | Jan 18, 2012, 05:43 PM |
| Maclin Samuel Todd | Executive Vice President | Jan 13, 2012 | Option Exercise | $35.53 | 34,768 | 1,235,133 | 307,077 | Jan 18, 2012, 05:41 PM |
| Donnelly John L | Director Human Resources | Jan 13, 2012 | Option Exercise | $35.53 | 18,025 | 640,338 | 52,599 | Jan 18, 2012, 05:38 PM |
| Cavanagh Michael J | Executive Vice President | Jan 13, 2012 | Option Exercise | $35.53 | 39,487 | 1,402,776 | 274,765 | Jan 18, 2012, 05:38 PM |
| Erdoes Mary E. | Managing Director | Jan 13, 2012 | Option Exercise | $35.53 | 67,565 | 2,400,247 | 157,891 | Jan 18, 2012, 05:36 PM |
| DREW INA R | Chief Investment Officer | Jan 13, 2012 | Option Exercise | $35.53 | 72,036 | 2,559,079 | 246,479 | Jan 18, 2012, 05:35 PM |
| Hogan John James | Chief Risk Officer | Jan 13, 2012 | Option Exercise | $35.53 | 38,398 | 1,364,089 | 83,439 | Jan 18, 2012, 05:33 PM |
| Petno Douglas B | Managing Director | Jan 13, 2012 | Option Exercise | $35.53 | 36,572 | 1,299,220 | 145,055 | Jan 18, 2012, 05:29 PM |
| Cutler Stephen M | General Counsel | Jan 13, 2012 | Option Exercise | $35.53 | 36,633 | 1,301,387 | 99,394 | Jan 18, 2012, 05:28 PM |
| Bisignano Frank | Chief Administrative Officer | Jan 13, 2012 | Option Exercise | $35.53 | 39,743 | 1,411,870 | 252,537 | Jan 18, 2012, 05:26 PM |
| STALEY JAMES E | Managing Director | Jan 13, 2012 | Option Exercise | $35.53 | 58,369 | 2,073,559 | 174,585 | Jan 18, 2012, 05:24 PM |
| STALEY JAMES E | Managing Director | Jan 17, 2012 | Sale | $35.21 | 55,000 | 1,936,792 | 119,585 | Jan 18, 2012, 05:24 PM |
| Cutler Stephen M | General Counsel | Mar 24, 2009 | Sale | $27.65 | 66 | 1,825 | 69,044 | Jan 18, 2012, 05:12 PM |
| Cutler Stephen M | General Counsel | May 30, 2008 | Option Exercise | $43.43 | 66 | 2,866 | 69,110 | Jan 18, 2012, 05:12 PM |
| Warren Shannon S | Corporate Controller | Jan 13, 2012 | Option Exercise | $35.53 | 4,594 | 163,202 | 44,087 | Jan 18, 2012, 05:11 PM |
| Braunstein Douglas L | Chief Financial Officer | Jan 13, 2012 | Option Exercise | $35.53 | 92,149 | 3,273,593 | 603,836 | Jan 18, 2012, 05:10 PM |
| CROWN JAMES S | Director | Dec 31, 2011 | Option Exercise | $33.25 | 977 | 32,485 | 239,370 | Jan 04, 2012, 06:09 PM |
| BOWLES CRANDALL CLOSE | Director | Dec 31, 2011 | Option Exercise | $33.25 | 752 | 25,004 | 43,636 | Jan 04, 2012, 06:09 PM |
| WELDON WILLIAM C | Director | Dec 31, 2011 | Option Exercise | $33.25 | 564 | 18,753 | 45,418 | Jan 04, 2012, 06:09 PM |
| RAYMOND LEE R | Director | Dec 31, 2011 | Option Exercise | $33.25 | 677 | 22,510 | 162,519 | Jan 04, 2012, 06:09 PM |
| NOVAK DAVID C | Director | Dec 31, 2011 | Option Exercise | $33.25 | 677 | 22,510 | 174,659 | Jan 04, 2012, 06:09 PM |
| JACKSON LABAN | Director | Dec 31, 2011 | Option Exercise | $33.25 | 1,053 | 35,012 | 103,176 | Jan 04, 2012, 06:09 PM |
| COTE DAVID M | Director | Dec 31, 2011 | Option Exercise | $33.25 | 564 | 18,753 | 44,673 | Jan 04, 2012, 06:09 PM |
| BURKE STEPHEN B | Director | Dec 31, 2011 | Option Exercise | $33.25 | 564 | 18,753 | 88,693 | Jan 04, 2012, 06:09 PM |
| RAYMOND LEE R | Director | Oct 31, 2011 | Sale | $27.37 | 80,000 | 2,189,736 | 0 | Nov 01, 2011, 11:02 AM |
| WELDON WILLIAM C | Director | Sep 30, 2011 | Option Exercise | $30.12 | 623 | 18,765 | 44,511 | Oct 04, 2011, 05:20 PM |
| RAYMOND LEE R | Director | Sep 30, 2011 | Option Exercise | $30.12 | 747 | 22,500 | 160,616 | Oct 04, 2011, 05:12 PM |
| NOVAK DAVID C | Director | Sep 30, 2011 | Option Exercise | $30.12 | 747 | 22,500 | 173,475 | Oct 04, 2011, 05:04 PM |
| JACKSON LABAN | Director | Sep 30, 2011 | Option Exercise | $30.12 | 1,909 | 57,499 | 101,473 | Oct 04, 2011, 04:49 PM |
| CROWN JAMES S | Director | Sep 30, 2011 | Option Exercise | $30.12 | 1,743 | 52,499 | 237,546 | Oct 04, 2011, 04:22 PM |
| COTE DAVID M | Director | Sep 30, 2011 | Option Exercise | $30.12 | 623 | 18,765 | 43,879 | Oct 04, 2011, 03:33 PM |
| BURKE STEPHEN B | Director | Sep 30, 2011 | Option Exercise | $30.12 | 623 | 18,765 | 87,700 | Oct 04, 2011, 03:21 PM |
| BOWLES CRANDALL CLOSE | Director | Sep 30, 2011 | Option Exercise | $30.12 | 706 | 21,265 | 42,604 | Oct 04, 2011, 03:02 PM |
| CROWN JAMES S | Director | Aug 10, 2011 | Buy | $34.50 | 3,500 | 120,750 | 10,803 | Aug 12, 2011, 06:12 PM |
| CROWN JAMES S | Director | Aug 11, 2011 | Buy | $35.08 | 176,609 | 6,194,720 | 559,705 | Aug 12, 2011, 06:12 PM |
| CROWN JAMES S | Director | Aug 10, 2011 | Buy | $34.50 | 3,500 | 120,750 | 5,813 | Aug 12, 2011, 06:12 PM |
| CROWN JAMES S | Director | Aug 10, 2011 | Buy | $34.50 | 3,500 | 120,750 | 12,256 | Aug 12, 2011, 06:12 PM |
| CROWN JAMES S | Director | Aug 10, 2011 | Buy | $34.50 | 3,500 | 120,750 | 3,500 | Aug 12, 2011, 06:12 PM |
| CROWN JAMES S | Director | Aug 10, 2011 | Buy | $34.50 | 3,500 | 120,750 | 16,571 | Aug 12, 2011, 06:12 PM |
| JACKSON LABAN | Director | Aug 09, 2011 | Buy | $35.40 | 1,292 | 45,737 | 5,165 | Aug 11, 2011, 12:33 PM |
| DREW INA R | Chief Investment Officer | Aug 08, 2011 | Buy | $992.50 | 492 | 488,310 | 492 | Aug 09, 2011, 06:17 PM |
| Smith Gordon | Executive Vice President | Jul 25, 2011 | Option Exercise | $41.60 | 22,289 | 927,222 | 160,419 | Jul 26, 2011, 01:15 PM |
| BURKE STEPHEN B | Director | Jul 22, 2011 | Buy | $42.18 | 25,000 | 1,054,418 | 86,741 | Jul 25, 2011, 10:24 AM |
| MILLER HEIDI | Executive Vice President | Jul 21, 2011 | Option Exercise | $41.89 | 45,436 | 1,903,314 | 311,227 | Jul 22, 2011, 04:59 PM |
| MILLER HEIDI | Executive Vice President | Jul 21, 2011 | Option Exercise | $34.78 | 50,000 | 1,739,000 | 356,663 | Jul 22, 2011, 04:59 PM |
| MILLER HEIDI | Executive Vice President | Jul 19, 2011 | Option Exercise | $40.10 | 92,866 | 3,723,926 | 306,663 | Jul 20, 2011, 03:34 PM |
| MILLER HEIDI | Executive Vice President | Jul 19, 2011 | Option Exercise | $34.78 | 100,000 | 3,478,000 | 399,529 | Jul 20, 2011, 03:34 PM |
| Maclin Samuel Todd | Executive Vice President | Jul 15, 2011 | Sale | $39.79 | 20,000 | 795,730 | 249,545 | Jul 15, 2011, 04:25 PM |
| Cutler Stephen M | General Counsel | Jul 15, 2011 | Sale | $40.58 | 10,000 | 405,800 | 50,618 | Jul 15, 2011, 10:18 AM |
| DIMON JAMES | Chairman & CEO | Sep 04, 2007 | Buy | $45.02 | 666 | 29,983 | 666 | Jul 07, 2011, 03:51 PM |
| RAYMOND LEE R | Director | Jun 30, 2011 | Option Exercise | $40.94 | 550 | 22,517 | 158,901 | Jul 05, 2011, 05:00 PM |
| WELDON WILLIAM C | Director | Jun 30, 2011 | Option Exercise | $40.94 | 458 | 18,751 | 43,620 | Jul 05, 2011, 05:00 PM |
| NOVAK DAVID C | Director | Jun 30, 2011 | Option Exercise | $40.94 | 550 | 22,517 | 172,319 | Jul 05, 2011, 05:00 PM |
| JACKSON LABAN | Director | Jun 30, 2011 | Option Exercise | $40.94 | 611 | 25,014 | 99,062 | Jul 05, 2011, 05:00 PM |
| GRAY III WILLIAM H | Director | Jun 30, 2011 | Option Exercise | $40.94 | 32 | 1,310 | 83,128 | Jul 05, 2011, 05:00 PM |
| CROWN JAMES S | Director | Jun 30, 2011 | Option Exercise | $40.94 | 550 | 22,517 | 235,142 | Jul 05, 2011, 05:00 PM |
| COTE DAVID M | Director | Jun 30, 2011 | Option Exercise | $40.94 | 458 | 18,751 | 43,077 | Jul 05, 2011, 05:00 PM |
| BURKE STEPHEN B | Director | Jun 30, 2011 | Option Exercise | $40.94 | 458 | 18,751 | 61,741 | Jul 05, 2011, 05:00 PM |
| BOWLES CRANDALL CLOSE | Director | Jun 30, 2011 | Option Exercise | $40.94 | 519 | 21,248 | 41,680 | Jul 05, 2011, 05:00 PM |
| Bisignano Frank | Chief Administrative Officer | May 02, 2011 | Sale | $45.60 | 5,000 | 228,000 | 202,882 | May 02, 2011, 06:55 PM |
| Bisignano Frank | Chief Administrative Officer | Apr 29, 2011 | Sale | $45.65 | 5,000 | 228,265 | 207,882 | Apr 29, 2011, 04:53 PM |
| Maclin Samuel Todd | Executive Vice President | Apr 28, 2011 | Sale | $45.58 | 10,000 | 455,800 | 269,334 | Apr 28, 2011, 03:55 PM |
| MANDELBAUM JAY | Executive Vice President | Apr 25, 2011 | Sale | $45.00 | 10,000 | 450,000 | 376,686 | Apr 25, 2011, 05:27 PM |
| RAYMOND LEE R | Director | Apr 20, 2011 | Buy | $1106.25 | 2,000 | 2,212,500 | 2,000 | Apr 21, 2011, 05:13 PM |
| RAYMOND LEE R | Director | Mar 31, 2011 | Option Exercise | $46.10 | 488 | 22,497 | 157,535 | Apr 04, 2011, 05:27 PM |
| NOVAK DAVID C | Director | Mar 31, 2011 | Option Exercise | $46.10 | 488 | 22,497 | 171,425 | Apr 04, 2011, 05:27 PM |
| JACKSON LABAN | Director | Mar 31, 2011 | Option Exercise | $46.10 | 542 | 24,986 | 98,028 | Apr 04, 2011, 05:27 PM |
| CROWN JAMES S | Director | Mar 31, 2011 | Option Exercise | $46.10 | 488 | 22,497 | 234,035 | Apr 04, 2011, 05:27 PM |
| COTE DAVID M | Director | Mar 31, 2011 | Option Exercise | $46.10 | 407 | 18,763 | 42,470 | Apr 04, 2011, 05:27 PM |
| BURKE STEPHEN B | Director | Mar 31, 2011 | Option Exercise | $46.10 | 407 | 18,763 | 61,000 | Apr 04, 2011, 05:27 PM |
| BOWLES CRANDALL CLOSE | Director | Mar 31, 2011 | Option Exercise | $46.10 | 461 | 21,252 | 40,979 | Apr 04, 2011, 05:27 PM |
| WELDON WILLIAM C | Director | Mar 31, 2011 | Option Exercise | $46.10 | 407 | 18,763 | 42,936 | Apr 04, 2011, 05:27 PM |
| SCHARF CHARLES W | Executive Vice President | Jan 25, 2011 | Option Exercise | $44.85 | 136,301 | 6,112,419 | 1,015,930 | Jan 26, 2011, 05:10 PM |
| SCHARF CHARLES W | Executive Vice President | Jan 25, 2011 | Option Exercise | $42.22 | 140,730 | 5,941,621 | 1,152,231 | Jan 26, 2011, 05:10 PM |
| NOVAK DAVID C | Director | Jan 21, 2011 | Option Exercise | $45.19 | 4,700 | 212,416 | 169,071 | Jan 24, 2011, 06:10 PM |
| NOVAK DAVID C | Director | Jan 21, 2011 | Option Exercise | $27.84 | 6,600 | 183,744 | 173,771 | Jan 24, 2011, 06:10 PM |
| NOVAK DAVID C | Director | Jan 20, 2011 | Buy | $44.68 | 40,000 | 1,787,220 | 147,171 | Jan 24, 2011, 06:10 PM |
| NOVAK DAVID C | Director | Jan 21, 2011 | Buy | $45.12 | 28,000 | 1,263,371 | 48,000 | Jan 24, 2011, 06:10 PM |
| NOVAK DAVID C | Director | Jan 20, 2011 | Buy | $44.66 | 20,000 | 893,200 | 20,000 | Jan 24, 2011, 06:10 PM |
| NOVAK DAVID C | Director | Jan 24, 2011 | Buy | $45.21 | 1,800 | 81,376 | 170,871 | Jan 24, 2011, 06:10 PM |
| NOVAK DAVID C | Director | Jan 21, 2011 | Buy | $45.12 | 20,000 | 902,464 | 167,171 | Jan 24, 2011, 06:10 PM |
| NOVAK DAVID C | Director | Jan 24, 2011 | Buy | $45.21 | 1,500 | 67,813 | 49,500 | Jan 24, 2011, 06:10 PM |
| MILLER HEIDI | Executive Vice President | Jan 20, 2011 | Option Exercise | $44.30 | 55,905 | 2,476,591 | 312,849 | Jan 21, 2011, 04:56 PM |
| MILLER HEIDI | Executive Vice President | Jan 20, 2011 | Option Exercise | $19.49 | 80,000 | 1,559,200 | 368,754 | Jan 21, 2011, 04:56 PM |
| DIMON JAMES | Chairman & CEO | Jan 19, 2011 | Option Exercise | $44.28 | 227,410 | 10,070,852 | 2,714,336 | Jan 21, 2011, 04:56 PM |
| DIMON JAMES | Chairman & CEO | Jan 19, 2011 | Option Exercise | $42.62 | 231,725 | 9,876,119 | 2,941,746 | Jan 21, 2011, 04:56 PM |
| WELDON WILLIAM C | Director | Jan 19, 2011 | Option Exercise | $44.28 | 3,839 | 170,010 | 42,486 | Jan 20, 2011, 06:02 PM |
| RAYMOND LEE R | Director | Jan 19, 2011 | Option Exercise | $44.28 | 3,839 | 170,010 | 156,877 | Jan 20, 2011, 06:02 PM |
| JACKSON LABAN | Director | Jan 19, 2011 | Option Exercise | $44.28 | 3,839 | 170,010 | 97,393 | Jan 20, 2011, 06:02 PM |
| JACKSON LABAN | Director | Jan 18, 2011 | Option Exercise | $44.96 | 5,448 | 244,942 | 93,554 | Jan 20, 2011, 06:02 PM |
| JACKSON LABAN | Director | Jan 18, 2011 | Option Exercise | $27.70 | 7,649 | 211,889 | 99,002 | Jan 20, 2011, 06:02 PM |
| GRAY III WILLIAM H | Director | Jan 19, 2011 | Option Exercise | $44.28 | 3,839 | 170,010 | 82,574 | Jan 20, 2011, 06:02 PM |
| FUTTER ELLEN V | Director | Jan 19, 2011 | Option Exercise | $44.28 | 3,839 | 170,010 | 63,070 | Jan 20, 2011, 06:02 PM |
| COTE DAVID M | Director | Jan 19, 2011 | Option Exercise | $44.28 | 3,839 | 170,010 | 42,036 | Jan 20, 2011, 06:02 PM |
| CROWN JAMES S | Director | Jan 19, 2011 | Option Exercise | $44.28 | 3,839 | 170,010 | 233,433 | Jan 20, 2011, 06:02 PM |
| CROWN JAMES S | Director | Jan 18, 2011 | Option Exercise | $27.70 | 7,649 | 211,889 | 229,594 | Jan 20, 2011, 06:02 PM |
| BOWLES CRANDALL CLOSE | Director | Jan 19, 2011 | Option Exercise | $44.28 | 3,839 | 170,010 | 40,484 | Jan 20, 2011, 06:02 PM |
| BURKE STEPHEN B | Director | Jan 19, 2011 | Option Exercise | $44.28 | 3,839 | 170,010 | 60,537 | Jan 20, 2011, 06:02 PM |
| STALEY JAMES E | Managing Director | Jan 13, 2011 | Option Exercise | $44.57 | 82,732 | 3,687,365 | 114,548 | Jan 18, 2011, 07:14 PM |
| Cavanagh Michael J | Executive Vice President | Jan 13, 2011 | Option Exercise | $44.57 | 43,319 | 1,930,728 | 222,638 | Jan 18, 2011, 07:14 PM |
| ZUBROW BARRY L | Chief Risk Officer | Jan 13, 2011 | Option Exercise | $44.57 | 18,594 | 828,735 | 26,312 | Jan 18, 2011, 07:14 PM |
| Smith Gordon | Executive Vice President | Jan 13, 2011 | Option Exercise | $44.57 | 37,455 | 1,669,369 | 182,708 | Jan 18, 2011, 07:14 PM |
| SCHARF CHARLES W | Executive Vice President | Jan 13, 2011 | Option Exercise | $44.57 | 54,923 | 2,447,918 | 1,011,501 | Jan 18, 2011, 07:13 PM |
| Rauchenberger Louis | Corporate Controller | Jan 13, 2011 | Option Exercise | $44.57 | 11,834 | 527,441 | 83,538 | Jan 18, 2011, 07:13 PM |
| MILLER HEIDI | Executive Vice President | Jan 13, 2011 | Option Exercise | $44.57 | 43,319 | 1,930,728 | 358,052 | Jan 18, 2011, 07:13 PM |
| MILLER HEIDI | Executive Vice President | Jan 18, 2011 | Sale | $44.97 | 69,298 | 3,116,269 | 288,754 | Jan 18, 2011, 07:13 PM |
| Maclin Samuel Todd | Executive Vice President | Jan 13, 2011 | Option Exercise | $44.57 | 37,891 | 1,688,802 | 279,334 | Jan 18, 2011, 07:13 PM |
| Erdoes Mary E. | Managing Director | Jan 13, 2011 | Option Exercise | $44.57 | 62,344 | 2,778,672 | 224,858 | Jan 18, 2011, 07:13 PM |
| Erdoes Mary E. | Managing Director | Jan 18, 2011 | Sale | $45.05 | 53,000 | 2,387,695 | 213,704 | Jan 18, 2011, 07:13 PM |
| DREW INA R | Chief Investment Officer | Jan 13, 2011 | Option Exercise | $44.57 | 49,411 | 2,202,248 | 726,189 | Jan 18, 2011, 07:13 PM |
| DIMON JAMES | Chairman & CEO | Jan 13, 2011 | Option Exercise | $44.57 | 89,686 | 3,997,305 | 2,710,021 | Jan 18, 2011, 07:13 PM |
| Donnelly John L | Director Human Resources | Jan 13, 2011 | Option Exercise | $44.57 | 8,753 | 390,121 | 49,209 | Jan 18, 2011, 07:13 PM |
| Cutler Stephen M | General Counsel | Jan 13, 2011 | Option Exercise | $44.57 | 34,550 | 1,539,893 | 60,618 | Jan 18, 2011, 07:13 PM |
| Braunstein Douglas L | Chief Financial Officer | Jan 13, 2011 | Option Exercise | $44.57 | 151,966 | 6,773,125 | 695,985 | Jan 18, 2011, 07:13 PM |
| Bisignano Frank | Chief Administrative Officer | Jan 13, 2011 | Option Exercise | $44.57 | 43,319 | 1,930,728 | 214,655 | Jan 18, 2011, 07:13 PM |
| MANDELBAUM JAY | Executive Vice President | Jan 13, 2011 | Option Exercise | $44.57 | 44,263 | 1,972,802 | 386,686 | Jan 18, 2011, 07:13 PM |
| DALEY WILLIAM M | Vice Chairman | Jan 06, 2011 | Option Exercise | $44.53 | 140,649 | 6,262,397 | 175,678 | Jan 10, 2011, 05:16 PM |