JPMorgan Chase & Co.. (JPM) NEW YORK STOCK EXCHANGE INC.

$139.59 -0.37 (-0.26%)

Market Cap: $410.53B

As of 02/01/23 04:01 PM EST. Market closed.

(JPM)

JPMorgan Chase & Co.. (JPM) NEW YORK STOCK EXCHANGE INC.

$139.59 -0.37 (-0.26%)

Market Cap: $410.53B

As of 02/01/23 04:01 PM EST. Market closed.

JPMorgan Chase & Co. ... read more

JPMorgan Chase & Co. is a leading global financial services firm with assets of $3.4 trillion and operations worldwide. The Firm is a leader in investment banking, financial services for consumers and small businesses, commercial banking, financial transaction processing, and asset management. A component of the Dow Jones Industrial Average, JPMorgan Chase & Co. serves millions of customers in the United States and many of the world's most prominent corporate, institutional and government clients under its J.P. Morgan and Chase brands. read less

COMPANY PROFILE
Sector
Finance and Insurance
Industry
Commercial Banking
CEO
James Dimon
Full Time Employees
271,025
CEO Compensation (Base)
$1.50M
CEO Compensation (Total)
$30.03M
URL
Address
383 Madison Ave, New York, New York, 10017-3217.
Sector
Finance and Insurance
Industry
Commercial Banking
CEO
James Dimon
Full Time Employees
271,025
CEO Compensation (Base)
$1.50M
CEO Compensation (Total)
$30.03M
Address
383 Madison Ave, New York, New York, 10017-3217.
PRICE CHART
1w
1m
3m
6m
YTD
1y
5y
MAX
From: To:
NEWS
KEY STATS
Open
$138.31
Previous Close
$139.96
Days Range
$138.12 - $140.88
52 week range
$100.54 - $155.31
Volume
8,841,846
Avg. Volume (30 days)
10,498,259
Market Cap
$410.53B
Dividend Yield
2.83%
P/E
11.66
Shares Outstanding
2,933,204,888
Open
$138.31
Previous Close
$139.96
Days Range
$138.12 - $140.88
52 week range
$100.54 - $155.31
Volume
8,841,846
Avg. Volume (30 days)
10,498,259
Market Cap
$410.53B
Dividend Yield
2.83%
P/E
11.66
Shares Outstanding
2,933,204,888

Open in: SeekingAlpha Yahoo Finance Fidelity MorningStar

Open in: SeekingAlpha Yahoo Finance Fidelity MorningStar

INSIDER TRANSACTIONS FOR JPMORGAN CHASE & CO.
Owner Relationship Date Transaction Cost # Shares Value($) Total Shares Form 4
HOBSON MELLODY L Director Jan 19, 2023 Buy $134.53 375 50,448 22,040 Jan 20, 2023, 04:18 PM
Rometty Virginia M Director Jan 17, 2023 Option Exercise $140.38 1,781 250,021 8,287 Jan 19, 2023, 04:33 PM
NOVAKOVIC PHEBE N Director Jan 17, 2023 Option Exercise $140.38 1,781 250,021 6,970 Jan 19, 2023, 04:32 PM
NEAL MICHAEL A Director Jan 17, 2023 Option Exercise $140.38 1,781 250,021 53,181 Jan 19, 2023, 04:32 PM
HOBSON MELLODY L Director Jan 17, 2023 Option Exercise $140.38 1,781 250,021 21,665 Jan 19, 2023, 04:30 PM
Gorsky Alex Director Jan 17, 2023 Option Exercise $140.38 1,781 250,021 1,869 Jan 19, 2023, 04:30 PM
FLYNN TIMOTHY PATRICK Director Jan 17, 2023 Option Exercise $140.38 1,781 250,021 55,872 Jan 19, 2023, 04:30 PM
CROWN JAMES S Director Jan 17, 2023 Option Exercise $140.38 1,781 250,021 347,277 Jan 19, 2023, 04:29 PM
BURKE STEPHEN B Director Jan 17, 2023 Option Exercise $140.38 1,781 250,021 169,946 Jan 19, 2023, 04:28 PM
Combs Todd A. Director Jan 17, 2023 Option Exercise $140.38 1,781 250,021 29,273 Jan 19, 2023, 04:28 PM
BAMMANN LINDA Director Jan 17, 2023 Option Exercise $140.38 1,781 250,021 97,051 Jan 19, 2023, 04:26 PM
Erdoes Mary E. CEO Asset & Wealth Management Jan 13, 2023 Option Exercise $139.15 23,242 3,234,008 554,476 Jan 17, 2023, 08:52 PM
Erdoes Mary E. CEO Asset & Wealth Management Jan 17, 2023 Sale $140.29 10,340 1,450,642 544,136 Jan 17, 2023, 08:52 PM
Friedman Stacey General Counsel Jan 13, 2023 Option Exercise $139.15 12,152 1,690,890 71,459 Jan 17, 2023, 08:52 PM
Friedman Stacey General Counsel Jan 17, 2023 Sale $140.31 23,148 3,247,803 48,311 Jan 17, 2023, 08:52 PM
Lake Marianne Co-CEO CCB Jan 13, 2023 Option Exercise $139.15 16,670 2,319,547 96,864 Jan 17, 2023, 08:52 PM
Lake Marianne Co-CEO CCB Jan 17, 2023 Sale $141.00 10,000 1,410,000 86,864 Jan 17, 2023, 08:52 PM
Petno Douglas B CEO Commercial Banking Jan 13, 2023 Option Exercise $139.15 13,668 1,901,834 254,373 Jan 17, 2023, 08:52 PM
Petno Douglas B CEO Commercial Banking Jan 17, 2023 Sale $140.30 11,644 1,633,697 242,729 Jan 17, 2023, 08:52 PM
Piepszak Jennifer Co-CEO CCB Jan 13, 2023 Option Exercise $139.15 11,282 1,569,834 22,162 Jan 17, 2023, 08:52 PM
Piepszak Jennifer Co-CEO CCB Jan 17, 2023 Sale $140.32 10,462 1,467,979 11,700 Jan 17, 2023, 08:52 PM
Scher Peter Vice Chairman Jan 13, 2023 Option Exercise $139.15 4,769 663,583 40,768 Jan 17, 2023, 08:51 PM
Scher Peter Vice Chairman Jan 17, 2023 Sale $140.32 4,399 617,252 36,369 Jan 17, 2023, 08:51 PM
Korablina Elena A Corporate Controller Jan 13, 2023 Option Exercise $139.15 4,382 609,733 23,914 Jan 17, 2023, 07:41 PM
Pinto Daniel E President & COO, CEO CIB Jan 13, 2023 Option Exercise $139.15 31,931 4,443,039 647,198 Jan 17, 2023, 07:32 PM
Leopold Robin Head of Human Resources Jan 13, 2023 Option Exercise $139.15 4,488 624,483 24,520 Jan 17, 2023, 07:21 PM
Beer Lori A Chief Information Officer Jan 13, 2023 Option Exercise $139.15 7,048 980,694 46,297 Jan 17, 2023, 07:17 PM
Barnum Jeremy Chief Financial Officer Jan 13, 2023 Option Exercise $139.15 8,763 1,219,328 25,904 Jan 17, 2023, 07:12 PM
BACON ASHLEY Chief Risk Officer Jan 13, 2023 Option Exercise $139.15 11,874 1,652,208 191,927 Jan 17, 2023, 07:08 PM
Rometty Virginia M Director Dec 31, 2022 Option Exercise $134.10 252 33,793 6,462 Jan 04, 2023, 04:23 PM
NOVAKOVIC PHEBE N Director Dec 31, 2022 Option Exercise $134.10 242 32,452 5,155 Jan 04, 2023, 04:22 PM
NEAL MICHAEL A Director Dec 31, 2022 Option Exercise $134.10 242 32,452 51,095 Jan 04, 2023, 04:21 PM
HOBSON MELLODY L Director Dec 31, 2022 Option Exercise $134.10 261 35,000 19,777 Jan 04, 2023, 04:20 PM
FLYNN TIMOTHY PATRICK Director Dec 31, 2022 Option Exercise $134.10 289 38,755 53,702 Jan 04, 2023, 04:19 PM
BURKE STEPHEN B Director Dec 31, 2022 Option Exercise $134.10 382 51,226 167,186 Jan 04, 2023, 04:18 PM
Petno Douglas B CEO Commercial Banking Nov 10, 2022 Sale $135.01 5,139 693,832 242,872 Nov 14, 2022, 04:22 PM
Scher Peter Vice Chairman Nov 10, 2022 Sale $133.02 1,311 174,392 33,662 Nov 14, 2022, 04:21 PM
Korablina Elena A Corporate Controller Oct 25, 2022 Option Exercise $122.08 999 121,958 20,218 Oct 27, 2022, 05:12 PM
Scher Peter Vice Chairman Oct 26, 2022 Sale $125.02 1,310 163,772 34,973 Oct 27, 2022, 05:00 PM
Petno Douglas B CEO Commercial Banking Oct 26, 2022 Sale $125.02 5,139 642,457 248,011 Oct 27, 2022, 04:59 PM
Leopold Robin Head of Human Resources Oct 26, 2022 Sale $125.07 2,000 250,144 19,031 Oct 27, 2022, 04:58 PM
Petno Douglas B CEO Commercial Banking Oct 18, 2022 Sale $120.05 5,140 617,057 253,150 Oct 19, 2022, 04:17 PM
Erdoes Mary E. CEO Asset & Wealth Management Oct 17, 2022 Sale $115.77 33,515 3,880,132 533,795 Oct 18, 2022, 04:24 PM
Pinto Daniel E President & COO, CEO CIB Oct 17, 2022 Option Exercise $115.67 81,793 9,460,587 624,657 Oct 18, 2022, 04:24 PM
Pinto Daniel E President & COO, CEO CIB Oct 17, 2022 Option Exercise $46.58 104,603 4,872,408 706,450 Oct 18, 2022, 04:24 PM
Rometty Virginia M Director Sep 30, 2022 Option Exercise $104.50 299 31,246 6,156 Oct 03, 2022, 04:20 PM
NOVAKOVIC PHEBE N Director Sep 30, 2022 Option Exercise $104.50 311 32,500 4,873 Oct 03, 2022, 04:20 PM
NEAL MICHAEL A Director Sep 30, 2022 Option Exercise $104.50 311 32,500 50,470 Oct 03, 2022, 04:20 PM
HOBSON MELLODY L Director Sep 30, 2022 Option Exercise $104.50 335 35,008 19,384 Oct 03, 2022, 04:20 PM
FLYNN TIMOTHY PATRICK Director Sep 30, 2022 Option Exercise $104.50 371 38,770 52,923 Oct 03, 2022, 04:20 PM
BURKE STEPHEN B Director Sep 30, 2022 Option Exercise $104.50 467 48,802 165,570 Oct 03, 2022, 04:19 PM
BURKE STEPHEN B Director Jun 30, 2022 Option Exercise $112.61 411 46,283 163,925 Jul 01, 2022, 04:18 PM
Rometty Virginia M Director Jun 30, 2022 Option Exercise $112.61 255 28,716 5,807 Jul 01, 2022, 04:18 PM
NOVAKOVIC PHEBE N Director Jun 30, 2022 Option Exercise $112.61 289 32,544 4,526 Jul 01, 2022, 04:17 PM
NEAL MICHAEL A Director Jun 30, 2022 Option Exercise $112.61 289 32,544 49,794 Jul 01, 2022, 04:17 PM
HOBSON MELLODY L Director Jun 30, 2022 Option Exercise $112.61 289 32,544 18,925 Jul 01, 2022, 04:17 PM
FLYNN TIMOTHY PATRICK Director Jun 30, 2022 Option Exercise $112.61 344 38,738 52,087 Jul 01, 2022, 04:17 PM
Korablina Elena A Corporate Controller Jan 18, 2022 Option Exercise $153.16 475 72,751 19,011 May 02, 2022, 04:19 PM
BACON ASHLEY Chief Risk Officer Apr 19, 2022 Sale $130.04 21,012 2,732,337 178,588 Apr 19, 2022, 05:03 PM
Piepszak Jennifer Co-CEO CCB Apr 14, 2022 Sale $126.19 4,668 589,050 11,135 Apr 14, 2022, 05:00 PM
Rometty Virginia M Director Mar 31, 2022 Option Exercise $136.32 229 31,217 5,512 Apr 01, 2022, 04:16 PM
HOBSON MELLODY L Director Mar 31, 2022 Option Exercise $136.32 238 32,444 18,534 Apr 01, 2022, 04:16 PM
NOVAKOVIC PHEBE N Director Mar 31, 2022 Option Exercise $136.32 238 32,444 4,209 Apr 01, 2022, 04:16 PM
NEAL MICHAEL A Director Mar 31, 2022 Option Exercise $136.32 238 32,444 49,200 Apr 01, 2022, 04:16 PM
BURKE STEPHEN B Director Mar 31, 2022 Option Exercise $136.32 358 48,803 162,523 Apr 01, 2022, 04:16 PM
FLYNN TIMOTHY PATRICK Director Mar 31, 2022 Option Exercise $136.32 284 38,715 51,352 Apr 01, 2022, 04:16 PM
Pinto Daniel E President & COO, CEO CIB Mar 25, 2022 Option Exercise $141.99 38,864 5,518,300 601,847 Mar 29, 2022, 04:18 PM
Beer Lori A Chief Information Officer Mar 25, 2022 Option Exercise $141.99 16,875 2,396,081 38,703 Mar 29, 2022, 04:18 PM
Friedman Stacey General Counsel Mar 25, 2022 Option Exercise $141.99 26,999 3,833,588 73,034 Mar 29, 2022, 04:18 PM
Lake Marianne Co-CEO CCB Mar 25, 2022 Option Exercise $141.99 38,473 5,462,781 107,489 Mar 29, 2022, 04:18 PM
Scher Peter Vice Chairman Mar 25, 2022 Option Exercise $141.99 12,533 1,779,561 36,283 Mar 29, 2022, 04:18 PM
Leopold Robin Head of Human Resources Mar 25, 2022 Option Exercise $141.99 8,438 1,198,112 21,031 Mar 29, 2022, 04:18 PM
Petno Douglas B CEO Commercial Banking Mar 25, 2022 Option Exercise $141.99 32,399 4,600,334 389,807 Mar 29, 2022, 04:17 PM
Erdoes Mary E. CEO Asset & Wealth Management Mar 25, 2022 Option Exercise $141.99 53,322 7,571,191 567,310 Mar 29, 2022, 04:17 PM
DIMON JAMES Chairman & CEO Mar 25, 2022 Option Exercise $141.99 220,486 31,306,808 1,166,561 Mar 29, 2022, 04:17 PM
BACON ASHLEY Chief Risk Officer Mar 25, 2022 Option Exercise $141.99 28,403 4,032,942 199,600 Mar 29, 2022, 04:17 PM
Korablina Elena A Corporate Controller Jan 18, 2022 Option Exercise $153.16 443 67,850 19,043 Jan 20, 2022, 04:36 PM
Rometty Virginia M Director Jan 18, 2022 Option Exercise $153.16 1,632 249,957 5,283 Jan 20, 2022, 04:36 PM
NOVAKOVIC PHEBE N Director Jan 18, 2022 Option Exercise $153.16 1,632 249,957 3,970 Jan 20, 2022, 04:35 PM
NEAL MICHAEL A Director Jan 18, 2022 Option Exercise $153.16 1,632 249,957 48,962 Jan 20, 2022, 04:35 PM
FLYNN TIMOTHY PATRICK Director Jan 18, 2022 Option Exercise $153.16 1,632 249,957 51,068 Jan 20, 2022, 04:35 PM
Combs Todd A. Director Jan 18, 2022 Option Exercise $153.16 1,632 249,957 27,024 Jan 20, 2022, 04:35 PM
CROWN JAMES S Director Jan 18, 2022 Option Exercise $153.16 1,632 249,957 334,574 Jan 20, 2022, 04:35 PM
BURKE STEPHEN B Director Jan 18, 2022 Option Exercise $153.16 1,632 249,957 162,113 Jan 20, 2022, 04:35 PM
BAMMANN LINDA Director Jan 18, 2022 Option Exercise $153.16 1,632 249,957 94,322 Jan 20, 2022, 04:35 PM
HOBSON MELLODY L Director Jan 18, 2022 Option Exercise $153.16 1,632 249,957 17,625 Jan 20, 2022, 04:34 PM
HOBSON MELLODY L Director Jan 19, 2022 Buy $149.68 670 100,285 18,295 Jan 20, 2022, 04:34 PM
Pinto Daniel E President & COO, CEO CIB Jan 13, 2022 Option Exercise $168.85 25,457 4,298,415 577,237 Jan 14, 2022, 04:18 PM
Beer Lori A Chief Information Officer Jan 13, 2022 Option Exercise $168.85 8,380 1,414,963 25,064 Jan 14, 2022, 04:17 PM
Korablina Elena A Corporate Controller Jan 13, 2022 Option Exercise $168.85 4,212 711,196 18,733 Jan 14, 2022, 04:17 PM
Lake Marianne Co-CEO CCB Jan 13, 2022 Option Exercise $168.85 19,709 3,327,865 121,391 Jan 14, 2022, 04:17 PM
Piepszak Jennifer Co-CEO CCB Jan 13, 2022 Option Exercise $168.85 13,840 2,336,884 15,803 Jan 14, 2022, 04:17 PM
Scher Peter Vice Chairman Jan 13, 2022 Option Exercise $168.85 5,850 987,773 23,184 Jan 14, 2022, 04:17 PM
Petno Douglas B CEO Commercial Banking Jan 13, 2022 Option Exercise $168.85 16,406 2,770,153 363,620 Jan 14, 2022, 04:17 PM
Leopold Robin Head of Human Resources Jan 13, 2022 Option Exercise $168.85 4,116 694,987 13,485 Jan 14, 2022, 04:17 PM
Friedman Stacey General Counsel Jan 13, 2022 Option Exercise $168.85 13,889 2,345,158 51,211 Jan 14, 2022, 04:17 PM
Barnum Jeremy Chief Financial Officer Jan 13, 2022 Option Exercise $168.85 10,474 1,768,535 16,953 Jan 14, 2022, 04:17 PM
Erdoes Mary E. CEO Asset & Wealth Management Jan 13, 2022 Option Exercise $168.85 27,647 4,668,196 524,210 Jan 14, 2022, 04:17 PM
BACON ASHLEY Chief Risk Officer Jan 13, 2022 Option Exercise $168.85 14,273 2,409,996 172,745 Jan 14, 2022, 04:16 PM
Korablina Elena A Corporate Controller Oct 25, 2021 Option Exercise $171.72 482 82,769 15,768 Oct 26, 2021, 04:18 PM
Piepszak Jennifer Co-CEO CCB Oct 25, 2021 Sale $171.26 3,173 543,402 3,039 Oct 25, 2021, 05:30 PM
Beer Lori A Chief Information Officer Oct 25, 2021 Sale $171.22 5,210 892,056 16,748 Oct 25, 2021, 05:30 PM
Pinto Daniel E Co-President & COO, CEO CIB Oct 22, 2021 Option Exercise $170.90 47,663 8,145,369 560,544 Oct 25, 2021, 04:16 PM
Pinto Daniel E Co-President & COO, CEO CIB Oct 22, 2021 Option Exercise $35.61 82,115 2,924,115 608,207 Oct 25, 2021, 04:16 PM
Scher Peter Executive Vice President Oct 14, 2021 Sale $162.41 4,372 710,070 15,304 Oct 15, 2021, 04:17 PM
Leopold Robin Head of Human Resources Oct 14, 2021 Sale $162.41 1,238 201,070 8,616 Oct 15, 2021, 04:17 PM
Beer Lori A Chief Information Officer Oct 14, 2021 Sale $162.46 7,829 1,271,876 21,958 Oct 15, 2021, 04:17 PM
DIMON JAMES Chairman & CEO Oct 14, 2021 Option Exercise $162.04 375,403 60,828,426 536,783 Oct 15, 2021, 04:16 PM
DIMON JAMES Chairman & CEO Oct 14, 2021 Option Exercise $35.61 562,430 20,028,133 912,186 Oct 15, 2021, 04:16 PM
BURKE STEPHEN B Director Sep 30, 2021 Option Exercise $163.69 328 53,690 158,705 Oct 01, 2021, 04:18 PM
NEAL MICHAEL A Director Sep 30, 2021 Option Exercise $163.69 199 32,574 46,672 Oct 01, 2021, 04:18 PM
HOBSON MELLODY L Director Sep 30, 2021 Option Exercise $163.69 244 39,940 15,635 Oct 01, 2021, 04:17 PM
Rometty Virginia M Director Sep 30, 2021 Option Exercise $163.69 221 36,175 3,415 Oct 01, 2021, 04:17 PM
FLYNN TIMOTHY PATRICK Director Sep 30, 2021 Option Exercise $163.69 237 38,795 48,607 Oct 01, 2021, 04:17 PM
Leopold Robin Head of Human Resources Jul 30, 2021 Option Exercise $152.43 2,947 449,226 9,854 Aug 02, 2021, 04:20 PM
Leopold Robin Head of Human Resources Jul 30, 2021 Option Exercise $46.58 4,185 194,937 12,801 Aug 02, 2021, 04:20 PM
Erdoes Mary E. CEO Asset & Wealth Management Jul 14, 2021 Sale $154.78 17,387 2,691,177 512,189 Jul 14, 2021, 05:49 PM
NEAL MICHAEL A Director Jun 30, 2021 Option Exercise $155.54 209 32,508 46,255 Jul 01, 2021, 04:25 PM
Rometty Virginia M Director Jun 30, 2021 Option Exercise $155.54 217 33,752 3,176 Jul 01, 2021, 04:25 PM
HOBSON MELLODY L Director Jun 30, 2021 Option Exercise $155.54 241 37,485 15,327 Jul 01, 2021, 04:25 PM
FLYNN TIMOTHY PATRICK Director Jun 30, 2021 Option Exercise $155.54 249 38,729 48,088 Jul 01, 2021, 04:23 PM
BURKE STEPHEN B Director Jun 30, 2021 Option Exercise $155.54 329 51,173 157,640 Jul 01, 2021, 04:23 PM
HOBSON MELLODY L Director Apr 19, 2021 Buy $153.12 660 101,059 15,086 Apr 19, 2021, 04:16 PM
Petno Douglas B CEO Commercial Banking Apr 15, 2021 Sale $150.90 11,512 1,737,161 373,531 Apr 15, 2021, 06:39 PM
Lake Marianne Executive Vice President Apr 15, 2021 Sale $150.90 13,047 1,968,845 103,897 Apr 15, 2021, 06:39 PM
Friedman Stacey General Counsel Apr 15, 2021 Sale $150.90 16,965 2,560,018 56,212 Apr 15, 2021, 06:39 PM
Erdoes Mary E. CEO Asset & Wealth Management Apr 15, 2021 Sale $150.90 19,188 2,895,469 501,171 Apr 15, 2021, 06:39 PM
Beer Lori A Chief Information Officer Apr 15, 2021 Sale $150.90 15,000 2,263,455 29,787 Apr 15, 2021, 06:39 PM
BACON ASHLEY Chief Risk Officer Apr 15, 2021 Sale $150.91 11,930 1,800,320 157,574 Apr 15, 2021, 06:38 PM
Rometty Virginia M Director Mar 31, 2021 Option Exercise $152.23 189 28,771 2,943 Apr 01, 2021, 04:18 PM
HOBSON MELLODY L Director Mar 31, 2021 Option Exercise $152.23 230 35,013 14,363 Apr 01, 2021, 04:17 PM
NEAL MICHAEL A Director Mar 31, 2021 Option Exercise $152.23 213 32,425 45,829 Apr 01, 2021, 04:17 PM
FLYNN TIMOTHY PATRICK Director Mar 31, 2021 Option Exercise $152.23 255 38,819 47,558 Apr 01, 2021, 04:17 PM
BURKE STEPHEN B Director Mar 31, 2021 Option Exercise $152.23 320 48,714 156,576 Apr 01, 2021, 04:17 PM
Pinto Daniel E Co-President & COO, CEO CIB Mar 25, 2021 Option Exercise $151.15 18,816 2,844,038 526,092 Mar 26, 2021, 04:27 PM
Smith Gordon Co-President & COO, CEO CCB Mar 25, 2021 Option Exercise $151.15 43,081 6,511,693 508,751 Mar 26, 2021, 04:23 PM
Petno Douglas B CEO Commercial Banking Mar 25, 2021 Option Exercise $151.15 26,195 3,959,374 385,043 Mar 26, 2021, 04:23 PM
Scher Peter Executive Vice President Mar 25, 2021 Option Exercise $151.15 8,809 1,331,480 19,676 Mar 26, 2021, 04:23 PM
Leopold Robin Head of Human Resources Mar 25, 2021 Option Exercise $151.15 4,270 645,410 8,616 Mar 26, 2021, 04:23 PM
Lake Marianne Executive Vice President Mar 25, 2021 Option Exercise $151.15 29,689 4,487,492 116,944 Mar 26, 2021, 04:23 PM
Friedman Stacey General Counsel Mar 25, 2021 Option Exercise $151.15 21,539 3,255,620 73,177 Mar 26, 2021, 04:23 PM
Erdoes Mary E. CEO Asset & Wealth Management Mar 25, 2021 Option Exercise $151.15 43,659 6,599,058 520,359 Mar 26, 2021, 04:23 PM
DIMON JAMES Chairman & CEO Mar 25, 2021 Option Exercise $151.15 178,516 26,982,692 620,187 Mar 26, 2021, 04:23 PM
Beer Lori A Chief Information Officer Mar 25, 2021 Option Exercise $151.15 8,733 1,319,993 44,787 Mar 26, 2021, 04:23 PM
BACON ASHLEY Chief Risk Officer Mar 25, 2021 Option Exercise $151.15 23,814 3,599,486 169,504 Mar 26, 2021, 04:23 PM
Friedman Stacey General Counsel Feb 05, 2021 Option Exercise $138.43 15,640 2,165,123 54,245 Feb 08, 2021, 04:30 PM
Friedman Stacey General Counsel Feb 05, 2021 Option Exercise $42.50 23,139 983,515 69,885 Feb 08, 2021, 04:30 PM
Petno Douglas B CEO Commercial Banking Jan 29, 2021 Sale $129.84 22,011 2,857,842 362,018 Jan 29, 2021, 05:23 PM
CROWN JAMES S Director Jan 19, 2021 Option Exercise $139.26 1,795 249,972 327,320 Jan 21, 2021, 05:26 PM
Rometty Virginia M Director Jan 19, 2021 Option Exercise $139.26 1,795 249,972 2,750 Jan 21, 2021, 04:55 PM
NOVAKOVIC PHEBE N Director Jan 19, 2021 Option Exercise $139.26 1,795 249,972 2,295 Jan 21, 2021, 04:55 PM
NEAL MICHAEL A Director Jan 19, 2021 Option Exercise $139.26 1,795 249,972 45,380 Jan 21, 2021, 04:55 PM
HOBSON MELLODY L Director Jan 19, 2021 Option Exercise $139.26 1,795 249,972 14,074 Jan 21, 2021, 04:55 PM
FLYNN TIMOTHY PATRICK Director Jan 19, 2021 Option Exercise $139.26 1,795 249,972 46,994 Jan 21, 2021, 04:54 PM
Combs Todd A. Director Jan 19, 2021 Option Exercise $139.26 1,795 249,972 25,033 Jan 21, 2021, 04:54 PM
BURKE STEPHEN B Director Jan 19, 2021 Option Exercise $139.26 1,795 249,972 155,424 Jan 21, 2021, 04:54 PM
BAMMANN LINDA Director Jan 19, 2021 Option Exercise $139.26 1,795 249,972 91,901 Jan 21, 2021, 04:54 PM
Giles Nicole Corporate Controller Jan 19, 2021 Sale $138.75 3,154 437,624 9,687 Jan 21, 2021, 04:32 PM
Smith Gordon Co-President & COO, CEO CCB Jan 19, 2021 Sale $138.77 40,184 5,576,334 467,609 Jan 21, 2021, 04:32 PM
Piepszak Jennifer Chief Financial Officer Jan 19, 2021 Sale $138.76 12,881 1,787,316 6,212 Jan 21, 2021, 04:32 PM
Lake Marianne Executive Vice President Jan 19, 2021 Sale $138.75 9,481 1,315,527 81,665 Jan 21, 2021, 04:31 PM
Friedman Stacey General Counsel Jan 19, 2021 Sale $138.77 16,652 2,310,765 46,746 Jan 21, 2021, 04:31 PM
Erdoes Mary E. CEO Asset & Wealth Management Jan 19, 2021 Sale $138.77 13,270 1,841,491 481,983 Jan 21, 2021, 04:31 PM
BACON ASHLEY Chief Risk Officer Jan 19, 2021 Sale $138.76 8,400 1,165,559 145,644 Jan 21, 2021, 04:31 PM
Giles Nicole Corporate Controller Jan 13, 2021 Option Exercise $139.45 3,178 443,156 12,841 Jan 15, 2021, 04:20 PM
Smith Gordon Co-President & COO, CEO CCB Jan 13, 2021 Option Exercise $139.45 28,339 3,951,732 507,793 Jan 15, 2021, 04:20 PM
Scher Peter Executive Vice President Jan 13, 2021 Option Exercise $139.45 5,330 743,242 10,255 Jan 15, 2021, 04:19 PM
Pinto Daniel E Co-President & COO, CEO CIB Jan 13, 2021 Option Exercise $139.45 11,954 1,666,926 504,877 Jan 15, 2021, 04:19 PM
Piepszak Jennifer Chief Financial Officer Jan 13, 2021 Option Exercise $139.45 12,440 1,734,696 19,093 Jan 15, 2021, 04:19 PM
Petno Douglas B CEO Commercial Banking Jan 13, 2021 Option Exercise $139.45 16,494 2,300,006 384,029 Jan 15, 2021, 04:19 PM
Leopold Robin Head of Human Resources Jan 13, 2021 Option Exercise $139.45 2,759 384,729 4,354 Jan 15, 2021, 04:19 PM
Lake Marianne Executive Vice President Jan 13, 2021 Option Exercise $139.45 19,335 2,696,169 91,146 Jan 15, 2021, 04:19 PM
Friedman Stacey General Counsel Jan 13, 2021 Option Exercise $139.45 13,483 1,880,137 63,398 Jan 15, 2021, 04:19 PM
Erdoes Mary E. CEO Asset & Wealth Management Jan 13, 2021 Option Exercise $139.45 27,982 3,901,950 495,253 Jan 15, 2021, 04:19 PM
Beer Lori A Chief Information Officer Jan 13, 2021 Option Exercise $139.45 6,594 919,500 37,112 Jan 15, 2021, 04:19 PM
BACON ASHLEY Chief Risk Officer Jan 13, 2021 Option Exercise $139.45 14,647 2,042,451 154,044 Jan 15, 2021, 04:19 PM
Rometty Virginia M Director Dec 31, 2020 Option Exercise $127.07 226 28,718 955 Jan 04, 2021, 04:20 PM
RAYMOND LEE R Director Dec 31, 2020 Option Exercise $127.07 374 47,524 265,309 Jan 04, 2021, 04:19 PM
NEAL MICHAEL A Director Dec 31, 2020 Option Exercise $127.07 256 32,530 43,584 Jan 04, 2021, 04:19 PM
HOBSON MELLODY L Director Dec 31, 2020 Option Exercise $127.07 315 40,027 12,279 Jan 04, 2021, 04:19 PM
FLYNN TIMOTHY PATRICK Director Dec 31, 2020 Option Exercise $127.07 305 38,756 45,199 Jan 04, 2021, 04:19 PM
BURKE STEPHEN B Director Dec 31, 2020 Option Exercise $127.07 364 46,253 153,629 Jan 04, 2021, 04:19 PM
Lake Marianne Executive Vice President Nov 24, 2020 Sale $120.01 15,808 1,897,118 63,420 Nov 24, 2020, 04:21 PM
Beer Lori A Chief Information Officer Oct 25, 2020 Option Exercise $103.69 5,928 614,674 29,369 Oct 26, 2020, 05:32 PM
Piepszak Jennifer Chief Financial Officer Oct 25, 2020 Option Exercise $103.69 3,458 358,560 9,509 Oct 26, 2020, 05:32 PM
Piepszak Jennifer Chief Financial Officer Oct 26, 2020 Sale $101.11 3,297 333,356 6,212 Oct 26, 2020, 05:32 PM
Giles Nicole Corporate Controller Oct 25, 2020 Option Exercise $103.69 2,365 245,227 9,999 Oct 26, 2020, 05:31 PM
Giles Nicole Corporate Controller Oct 26, 2020 Sale $100.98 2,281 230,326 7,718 Oct 26, 2020, 05:31 PM
Pinto Daniel E Co-President & COO, CEO CIB Oct 14, 2020 Option Exercise $101.01 52,679 5,321,211 491,399 Oct 16, 2020, 04:19 PM
Pinto Daniel E Co-President & COO, CEO CIB Oct 14, 2020 Option Exercise $44.29 75,000 3,321,750 544,078 Oct 16, 2020, 04:19 PM
DIMON JAMES Chairman & CEO Oct 14, 2020 Option Exercise $101.01 276,725 27,952,546 553,925 Oct 16, 2020, 04:17 PM
DIMON JAMES Chairman & CEO Oct 14, 2020 Option Exercise $47.73 367,377 17,534,904 830,650 Oct 16, 2020, 04:17 PM
Rometty Virginia M Director Sep 30, 2020 Option Exercise $96.27 299 28,785 724 Oct 01, 2020, 04:22 PM
RAYMOND LEE R Director Sep 30, 2020 Option Exercise $96.27 519 49,964 262,542 Oct 01, 2020, 04:22 PM
NEAL MICHAEL A Director Sep 30, 2020 Option Exercise $96.27 338 32,539 43,017 Oct 01, 2020, 04:22 PM
HOBSON MELLODY L Director Sep 30, 2020 Option Exercise $96.27 441 42,455 11,889 Oct 01, 2020, 04:22 PM
FLYNN TIMOTHY PATRICK Director Sep 30, 2020 Option Exercise $96.27 403 38,797 54,486 Oct 01, 2020, 04:22 PM
BURKE STEPHEN B Director Sep 30, 2020 Option Exercise $96.27 506 48,713 152,163 Oct 01, 2020, 04:22 PM
Erdoes Mary E. CEO Asset & Wealth Management Jul 15, 2020 Sale $99.52 24,554 2,443,717 468,712 Jul 15, 2020, 06:41 PM
Rometty Virginia M Director Jun 30, 2020 Option Exercise $94.06 144 13,545 424 Jul 02, 2020, 04:30 PM
RAYMOND LEE R Director Jun 30, 2020 Option Exercise $94.06 505 47,500 259,581 Jul 02, 2020, 04:30 PM
NEAL MICHAEL A Director Jun 30, 2020 Option Exercise $94.06 346 32,545 42,364 Jul 02, 2020, 04:29 PM
HOBSON MELLODY L Director Jun 30, 2020 Option Exercise $94.06 425 39,975 11,375 Jul 02, 2020, 04:29 PM
FLYNN TIMOTHY PATRICK Director Jun 30, 2020 Option Exercise $94.06 398 37,436 53,669 Jul 02, 2020, 04:28 PM
BURKE STEPHEN B Director Jun 30, 2020 Option Exercise $94.06 492 46,278 150,535 Jul 02, 2020, 04:28 PM
BURKE STEPHEN B Director Apr 16, 2020 Buy $87.99 75,000 6,598,957 75,000 Apr 16, 2020, 05:21 PM
BACON ASHLEY Chief Risk Officer Apr 15, 2020 Sale $91.12 13,027 1,187,081 137,243 Apr 15, 2020, 05:14 PM
RAYMOND LEE R Director Mar 31, 2020 Option Exercise $90.03 583 52,487 256,514 Apr 02, 2020, 05:00 PM
NEAL MICHAEL A Director Mar 31, 2020 Option Exercise $90.03 361 32,501 41,690 Apr 02, 2020, 04:40 PM
JACKSON LABAN Director Mar 31, 2020 Option Exercise $90.03 500 45,015 192,996 Apr 02, 2020, 04:40 PM
HOBSON MELLODY L Director Mar 31, 2020 Option Exercise $90.03 500 45,015 10,878 Apr 02, 2020, 04:39 PM
FLYNN TIMOTHY PATRICK Director Mar 31, 2020 Option Exercise $90.03 403 36,282 52,840 Apr 02, 2020, 04:38 PM
BURKE STEPHEN B Director Mar 31, 2020 Option Exercise $90.03 569 51,227 148,868 Apr 02, 2020, 04:37 PM
Smith Gordon Co-President & COO, CEO CCB Mar 25, 2020 Option Exercise $89.85 53,696 4,824,317 462,178 Mar 27, 2020, 04:17 PM
Pinto Daniel E Co-President & COO, CEO CIB Mar 25, 2020 Option Exercise $89.85 9,640 866,106 469,078 Mar 27, 2020, 04:17 PM
Petno Douglas B CEO Commercial Banking Mar 25, 2020 Option Exercise $89.85 31,378 2,819,156 343,397 Mar 27, 2020, 04:17 PM
Lake Marianne Executive Vice President Mar 25, 2020 Option Exercise $89.85 35,971 3,231,815 81,597 Mar 27, 2020, 04:17 PM
Friedman Stacey General Counsel Mar 25, 2020 Option Exercise $89.85 22,195 1,994,110 49,600 Mar 27, 2020, 04:17 PM
Erdoes Mary E. CEO Asset & Wealth Management Mar 25, 2020 Option Exercise $89.85 55,869 5,019,550 493,266 Mar 27, 2020, 04:17 PM
BACON ASHLEY Chief Risk Officer Mar 25, 2020 Option Exercise $89.85 30,048 2,699,663 150,270 Mar 27, 2020, 04:17 PM
DIMON JAMES Chairman & CEO Mar 25, 2020 Option Exercise $89.85 219,392 19,711,275 631,998 Mar 27, 2020, 04:17 PM
Pinto Daniel E Co-President & COO, CEO CIB Feb 04, 2020 Sale $135.72 15,212 2,064,557 0 Feb 04, 2020, 04:50 PM
Petno Douglas B CEO Commercial Banking Jan 27, 2020 Sale $131.94 62,085 8,191,743 304,669 Jan 27, 2020, 05:14 PM
RAYMOND LEE R Director Jan 21, 2020 Option Exercise $137.38 1,820 250,032 254,299 Jan 23, 2020, 04:52 PM
NEAL MICHAEL A Director Jan 21, 2020 Option Exercise $137.38 1,820 250,032 41,132 Jan 23, 2020, 04:52 PM
JACKSON LABAN Director Jan 21, 2020 Option Exercise $137.38 1,820 250,032 191,430 Jan 23, 2020, 04:32 PM
HOBSON MELLODY L Director Jan 21, 2020 Option Exercise $137.38 1,820 250,032 10,347 Jan 23, 2020, 04:32 PM
FLYNN TIMOTHY PATRICK Director Jan 21, 2020 Option Exercise $137.38 1,820 250,032 52,175 Jan 23, 2020, 04:32 PM
CROWN JAMES S Director Jan 21, 2020 Option Exercise $137.38 1,820 250,032 318,817 Jan 23, 2020, 04:32 PM
Combs Todd A. Director Jan 21, 2020 Option Exercise $137.38 1,820 250,032 22,897 Jan 23, 2020, 04:32 PM
BURKE STEPHEN B Director Jan 21, 2020 Option Exercise $137.38 1,820 250,032 147,559 Jan 23, 2020, 04:32 PM
BELL JAMES A Director Jan 21, 2020 Option Exercise $137.38 1,820 250,032 33,675 Jan 23, 2020, 04:32 PM
BAMMANN LINDA Director Jan 21, 2020 Option Exercise $137.38 1,820 250,032 89,286 Jan 23, 2020, 04:31 PM
Erdoes Mary E. CEO Asset & Wealth Management Jan 15, 2020 Buy $100.00 51,000 5,100,000 51,000 Jan 17, 2020, 04:22 PM
HOBSON MELLODY L Director Jan 15, 2020 Buy $136.39 14,600 1,991,250 124,155 Jan 16, 2020, 04:24 PM
Leopold Robin Head of Human Resources Jan 13, 2020 Option Exercise $136.48 2,608 355,932 21,752 Jan 15, 2020, 05:55 PM
Pinto Daniel E Co-President & COO, CEO CIB Jan 13, 2020 Option Exercise $136.48 5,968 814,495 458,209 Jan 15, 2020, 05:55 PM
Beer Lori A Chief Information Officer Jan 13, 2020 Option Exercise $136.48 7,765 1,059,744 24,159 Jan 15, 2020, 05:55 PM
Smith Gordon Co-President & COO, CEO CCB Jan 13, 2020 Option Exercise $136.48 28,717 3,919,210 422,697 Jan 15, 2020, 05:55 PM
Smith Gordon Co-President & COO, CEO CCB Jan 15, 2020 Sale $137.03 2,950 404,233 21,075 Jan 15, 2020, 05:55 PM
Smith Gordon Co-President & COO, CEO CCB Jan 15, 2020 Sale $137.04 11,800 1,617,096 410,897 Jan 15, 2020, 05:55 PM
Scher Peter Executive Vice President Jan 13, 2020 Option Exercise $136.48 7,960 1,086,357 24,133 Jan 15, 2020, 05:55 PM
Scher Peter Executive Vice President Jan 15, 2020 Sale $137.11 21,949 3,009,405 2,184 Jan 15, 2020, 05:55 PM
Piepszak Jennifer Chief Financial Officer Jan 13, 2020 Option Exercise $136.48 6,532 891,468 14,782 Jan 15, 2020, 05:55 PM
Piepszak Jennifer Chief Financial Officer Jan 15, 2020 Sale $137.05 8,312 1,139,143 6,470 Jan 15, 2020, 05:55 PM
Petno Douglas B CEO Commercial Banking Jan 13, 2020 Option Exercise $136.48 16,652 2,272,615 354,425 Jan 15, 2020, 05:55 PM
Lake Marianne Executive Vice President Jan 13, 2020 Option Exercise $136.48 19,128 2,610,532 59,395 Jan 15, 2020, 05:55 PM
Lake Marianne Executive Vice President Jan 15, 2020 Sale $137.10 9,415 1,290,825 49,980 Jan 15, 2020, 05:55 PM
Giles Nicole Corporate Controller Jan 15, 2020 Option Exercise $136.48 1,766 241,018 10,732 Jan 15, 2020, 05:55 PM
Giles Nicole Corporate Controller Jan 15, 2020 Sale $137.10 3,015 413,366 7,717 Jan 15, 2020, 05:55 PM
Friedman Stacey General Counsel Jan 13, 2020 Option Exercise $136.48 12,388 1,690,677 36,532 Jan 15, 2020, 05:55 PM
Friedman Stacey General Counsel Jan 15, 2020 Sale $137.10 6,441 883,048 30,091 Jan 15, 2020, 05:55 PM
Erdoes Mary E. CEO Asset & Wealth Management Jan 13, 2020 Option Exercise $136.48 29,567 4,035,216 488,255 Jan 15, 2020, 05:55 PM
Erdoes Mary E. CEO Asset & Wealth Management Jan 15, 2020 Sale $137.11 29,597 4,058,163 458,658 Jan 15, 2020, 05:55 PM
BACON ASHLEY Chief Risk Officer Jan 13, 2020 Option Exercise $136.48 15,563 2,123,992 146,446 Jan 15, 2020, 05:55 PM
BACON ASHLEY Chief Risk Officer Jan 15, 2020 Sale $137.11 25,558 3,504,206 120,888 Jan 15, 2020, 05:55 PM
RAYMOND LEE R Director Dec 31, 2019 Option Exercise $139.40 395 55,063 252,479 Jan 02, 2020, 04:51 PM
NEAL MICHAEL A Director Dec 31, 2019 Option Exercise $139.40 233 32,480 39,312 Jan 02, 2020, 04:51 PM
JACKSON LABAN Director Dec 31, 2019 Option Exercise $139.40 341 47,535 189,610 Jan 02, 2020, 04:51 PM
HOBSON MELLODY L Director Dec 31, 2019 Option Exercise $139.40 341 47,535 8,527 Jan 02, 2020, 04:51 PM
FLYNN TIMOTHY PATRICK Director Dec 31, 2019 Option Exercise $139.40 260 36,244 50,355 Jan 02, 2020, 04:51 PM
BURKE STEPHEN B Director Dec 31, 2019 Option Exercise $139.40 386 53,808 145,739 Jan 02, 2020, 04:51 PM
Erdoes Mary E. CEO Asset & Wealth Management Nov 08, 2019 Option Exercise $129.82 72,849 9,457,621 460,273 Nov 12, 2019, 04:16 PM
Erdoes Mary E. CEO Asset & Wealth Management Nov 08, 2019 Option Exercise $46.58 104,063 4,847,255 533,122 Nov 12, 2019, 04:16 PM
Petno Douglas B CEO Commercial Banking Nov 06, 2019 Option Exercise $129.21 52,564 6,791,795 337,794 Nov 07, 2019, 04:16 PM
Petno Douglas B CEO Commercial Banking Nov 06, 2019 Option Exercise $46.58 75,000 3,493,500 390,358 Nov 07, 2019, 04:16 PM
Pinto Daniel E Co-President & COO, CEO CIB Nov 07, 2019 Sale $130.91 64,198 8,403,904 15,212 Nov 07, 2019, 04:16 PM
BACON ASHLEY Chief Risk Officer Nov 05, 2019 Option Exercise $129.57 35,768 4,634,460 129,053 Nov 06, 2019, 04:57 PM
BACON ASHLEY Chief Risk Officer Nov 05, 2019 Option Exercise $43.80 52,630 2,305,204 164,821 Nov 06, 2019, 04:57 PM
RAYMOND LEE R Director Oct 30, 2019 Option Exercise $1000.00 458 458,000 977 Oct 30, 2019, 04:16 PM
Scher Peter Executive Vice President Oct 25, 2019 Option Exercise $125.70 1,888 237,322 13,171 Oct 28, 2019, 05:56 PM
Beer Lori A Chief Information Officer Oct 25, 2019 Option Exercise $125.70 5,928 745,150 15,340 Oct 28, 2019, 05:56 PM
Leopold Robin Head of Human Resources Oct 25, 2019 Option Exercise $125.70 1,599 200,994 17,637 Oct 28, 2019, 05:55 PM
Piepszak Jennifer Chief Financial Officer Oct 25, 2019 Option Exercise $125.70 4,861 611,028 14,388 Oct 28, 2019, 05:55 PM
Piepszak Jennifer Chief Financial Officer Oct 28, 2019 Sale $126.78 4,594 582,427 6,470 Oct 28, 2019, 05:55 PM
Giles Nicole Corporate Controller Oct 25, 2019 Option Exercise $125.70 2,365 297,280 9,861 Oct 28, 2019, 05:55 PM
Giles Nicole Corporate Controller Oct 28, 2019 Sale $126.73 863 109,365 7,578 Oct 28, 2019, 05:55 PM
HOBSON MELLODY L Director Oct 23, 2019 Buy $124.65 16,000 1,994,368 109,555 Oct 24, 2019, 06:39 PM
Pinto Daniel E Co-President & COO, CEO CIB Oct 18, 2019 Option Exercise $120.44 56,109 6,757,768 451,481 Oct 21, 2019, 04:17 PM
Pinto Daniel E Co-President & COO, CEO CIB Oct 18, 2019 Option Exercise $43.20 85,000 3,672,000 507,590 Oct 21, 2019, 04:17 PM
DIMON JAMES Chairman & CEO Oct 16, 2019 Option Exercise $120.00 394,837 47,380,440 439,156 Oct 18, 2019, 02:02 PM
DIMON JAMES Chairman & CEO Oct 16, 2019 Option Exercise $43.20 563,562 24,345,879 833,993 Oct 18, 2019, 02:02 PM
Scher Peter Executive Vice President Oct 16, 2019 Option Exercise $120.00 22,941 2,752,920 11,055 Oct 18, 2019, 02:01 PM
Scher Peter Executive Vice President Oct 16, 2019 Option Exercise $46.58 33,996 1,583,534 33,996 Oct 18, 2019, 02:01 PM
Petno Douglas B CEO Commercial Banking Oct 16, 2019 Option Exercise $120.00 53,534 6,424,080 316,970 Oct 18, 2019, 02:01 PM
Petno Douglas B CEO Commercial Banking Oct 16, 2019 Option Exercise $46.58 75,000 3,493,500 370,504 Oct 18, 2019, 02:01 PM
Smith Gordon Co-President & COO, CEO CCB Oct 16, 2019 Sale $119.98 83,289 9,992,847 393,197 Oct 17, 2019, 04:17 PM
Pinto Daniel E Co-President & COO, CEO CIB Oct 17, 2019 Sale $120.51 53,000 6,387,189 79,410 Oct 17, 2019, 04:17 PM
RAYMOND LEE R Director Sep 30, 2019 Option Exercise $117.69 382 44,958 250,135 Oct 02, 2019, 04:18 PM
NEAL MICHAEL A Director Sep 30, 2019 Option Exercise $117.69 276 32,482 38,845 Oct 02, 2019, 04:18 PM
JACKSON LABAN Director Sep 30, 2019 Option Exercise $117.69 319 37,543 187,997 Oct 02, 2019, 04:18 PM
HOBSON MELLODY L Director Sep 30, 2019 Option Exercise $117.69 319 37,543 8,151 Oct 02, 2019, 04:17 PM
FLYNN TIMOTHY PATRICK Director Sep 30, 2019 Option Exercise $117.69 308 36,249 49,783 Oct 02, 2019, 04:17 PM
BURKE STEPHEN B Director Sep 30, 2019 Option Exercise $117.69 329 38,720 144,471 Oct 02, 2019, 04:17 PM
Petno Douglas B CEO Commercial Banking Sep 13, 2019 Option Exercise $119.57 53,583 6,407,187 295,504 Sep 16, 2019, 04:07 PM
Petno Douglas B CEO Commercial Banking Sep 13, 2019 Option Exercise $46.58 75,000 3,493,500 349,087 Sep 16, 2019, 04:07 PM
Petno Douglas B CEO Commercial Banking Sep 10, 2019 Option Exercise $116.50 53,944 6,284,422 274,087 Sep 11, 2019, 04:16 PM
Petno Douglas B CEO Commercial Banking Sep 10, 2019 Option Exercise $46.58 75,000 3,493,500 328,031 Sep 11, 2019, 04:16 PM
HOBSON MELLODY L Director Aug 08, 2019 Buy $109.91 18,200 2,000,362 93,555 Aug 08, 2019, 05:11 PM
Smith Gordon Co-President & COO, CEO CCB Jul 23, 2019 Option Exercise $115.64 231,700 26,792,630 678,402 Jul 24, 2019, 04:56 PM
Smith Gordon Co-President & COO, CEO CCB Jul 23, 2019 Option Exercise $44.56 331,125 14,754,052 708,186 Jul 24, 2019, 04:56 PM
Scher Peter Executive Vice President Jul 18, 2019 Sale $115.00 10,816 1,243,862 0 Jul 19, 2019, 04:14 PM
Beer Lori A Chief Information Officer Jul 17, 2019 Sale $114.28 13,341 1,524,596 10,130 Jul 18, 2019, 05:11 PM
JACKSON LABAN Director Jun 30, 2019 Option Exercise $111.80 380 42,484 186,545 Jul 02, 2019, 05:15 PM
RAYMOND LEE R Director Jun 30, 2019 Option Exercise $111.80 425 47,515 248,017 Jul 02, 2019, 05:15 PM
NEAL MICHAEL A Director Jun 30, 2019 Option Exercise $111.80 291 32,534 38,362 Jul 02, 2019, 05:15 PM
HOBSON MELLODY L Director Jun 30, 2019 Option Exercise $111.80 291 32,534 7,804 Jul 02, 2019, 05:15 PM
FLYNN TIMOTHY PATRICK Director Jun 30, 2019 Option Exercise $111.80 347 38,795 49,199 Jul 02, 2019, 05:15 PM
BURKE STEPHEN B Director Jun 30, 2019 Option Exercise $111.80 297 33,205 143,358 Jul 02, 2019, 05:15 PM
Scher Peter Executive Vice President May 01, 2019 Option Exercise $116.06 23,180 2,690,155 10,816 May 02, 2019, 04:26 PM
Scher Peter Executive Vice President May 01, 2019 Option Exercise $46.58 33,996 1,583,534 33,996 May 02, 2019, 04:26 PM
HOBSON MELLODY L Director Apr 18, 2019 Buy $114.26 1,700 194,242 7,485 Apr 18, 2019, 04:17 PM
HOBSON MELLODY L Director Apr 16, 2019 Buy $111.03 18,000 1,998,450 75,355 Apr 17, 2019, 05:15 PM
Erdoes Mary E. CEO Asset & Wealth Management Apr 15, 2019 Sale $109.92 72,340 7,951,613 464,320 Apr 16, 2019, 05:41 PM
Smith Gordon Co-President & COO, CEO CCB Apr 15, 2019 Sale $109.99 41,395 4,552,870 365,087 Apr 16, 2019, 05:41 PM
Friedman Stacey General Counsel Apr 15, 2019 Sale $109.75 3,710 407,184 23,650 Apr 16, 2019, 05:41 PM
Giles Nicole Corporate Controller Apr 15, 2019 Sale $110.43 3,230 356,686 6,159 Apr 16, 2019, 05:41 PM
BACON ASHLEY Chief Risk Officer Apr 15, 2019 Sale $109.75 20,145 2,210,974 112,191 Apr 16, 2019, 05:41 PM
Petno Douglas B CEO Commercial Banking Apr 15, 2019 Option Exercise $110.06 57,285 6,304,787 183,798 Apr 16, 2019, 05:41 PM
Petno Douglas B CEO Commercial Banking Apr 15, 2019 Option Exercise $46.58 78,452 3,654,294 259,386 Apr 16, 2019, 05:41 PM
Petno Douglas B CEO Commercial Banking Apr 15, 2019 Sale $109.74 18,303 2,008,553 241,083 Apr 16, 2019, 05:41 PM
Lake Marianne Chief Financial Officer Apr 15, 2019 Sale $109.75 115,415 12,666,796 46,120 Apr 16, 2019, 05:41 PM
WELDON WILLIAM C Director Mar 31, 2019 Option Exercise $101.23 432 43,731 102,775 Apr 02, 2019, 04:14 PM
RAYMOND LEE R Director Mar 31, 2019 Option Exercise $101.23 494 50,008 245,740 Apr 02, 2019, 04:14 PM
NEAL MICHAEL A Director Mar 31, 2019 Option Exercise $101.23 321 32,495 37,852 Apr 02, 2019, 04:14 PM
JACKSON LABAN Director Mar 31, 2019 Option Exercise $101.23 469 47,477 184,956 Apr 02, 2019, 04:14 PM
FLYNN TIMOTHY PATRICK Director Mar 31, 2019 Option Exercise $101.23 407 41,201 48,559 Apr 02, 2019, 04:14 PM
BURKE STEPHEN B Director Mar 31, 2019 Option Exercise $101.23 284 28,749 142,224 Apr 02, 2019, 04:14 PM
HOBSON MELLODY L Director Mar 31, 2019 Option Exercise $101.23 321 32,495 5,785 Apr 02, 2019, 12:00 AM
Smith Gordon Co-President & COO, CEO CCB Mar 25, 2019 Option Exercise $99.33 70,318 6,984,687 406,482 Mar 27, 2019, 04:22 PM
Pinto Daniel E Co-President & COO, CEO CIB Mar 25, 2019 Option Exercise $99.33 76,977 7,646,126 422,590 Mar 27, 2019, 04:22 PM
Petno Douglas B CEO Commercial Banking Mar 25, 2019 Option Exercise $99.33 41,648 4,136,896 166,142 Mar 27, 2019, 04:22 PM
Lake Marianne Chief Financial Officer Mar 25, 2019 Option Exercise $99.33 46,150 4,584,080 153,503 Mar 27, 2019, 04:22 PM
Friedman Stacey General Counsel Mar 25, 2019 Option Exercise $99.33 16,884 1,677,088 27,360 Mar 27, 2019, 04:22 PM
Erdoes Mary E. CEO Asset & Wealth Management Mar 25, 2019 Option Exercise $99.33 77,665 7,714,465 536,660 Mar 27, 2019, 04:22 PM
DIMON JAMES Chairman & CEO Mar 25, 2019 Option Exercise $99.33 307,660 30,559,868 790,446 Mar 27, 2019, 04:22 PM
BACON ASHLEY Chief Risk Officer Mar 25, 2019 Option Exercise $99.33 38,126 3,787,056 132,336 Mar 27, 2019, 04:22 PM
Smith Gordon Co-President & COO, CEO CCB Feb 20, 2019 Option Exercise $105.34 104,520 11,009,927 339,327 Feb 21, 2019, 04:16 PM
Smith Gordon Co-President & COO, CEO CCB Feb 20, 2019 Option Exercise $43.20 149,179 6,444,533 443,847 Feb 21, 2019, 04:16 PM
Lake Marianne Chief Financial Officer Feb 20, 2019 Option Exercise $105.34 252,643 26,612,908 112,938 Feb 21, 2019, 12:00 AM
Lake Marianne Chief Financial Officer Feb 20, 2019 Option Exercise $46.58 341,842 15,923,001 365,581 Feb 21, 2019, 12:00 AM
CROWN JAMES S Director Feb 05, 2019 Buy $103.79 5,000 518,950 26,303 Feb 06, 2019, 04:13 PM
Scher Peter Executive Vice President Jan 29, 2019 Sale $105.00 18,679 1,961,332 0 Jan 29, 2019, 04:14 PM
Petno Douglas B CEO Commercial Banking Jan 29, 2019 Sale $105.00 11,659 1,224,207 129,535 Jan 29, 2019, 04:14 PM
Friedman Stacey General Counsel Jan 29, 2019 Sale $105.00 3,022 317,310 12,519 Jan 29, 2019, 04:14 PM
Beer Lori A Chief Information Officer Jan 29, 2019 Sale $105.00 13,341 1,400,805 23,471 Jan 29, 2019, 04:14 PM
WELDON WILLIAM C Director Jan 15, 2019 Option Exercise $100.54 2,487 250,031 101,565 Jan 17, 2019, 04:19 PM
RAYMOND LEE R Director Jan 15, 2019 Option Exercise $100.54 2,487 250,031 243,347 Jan 17, 2019, 04:19 PM
NEAL MICHAEL A Director Jan 15, 2019 Option Exercise $100.54 2,487 250,031 37,327 Jan 17, 2019, 04:19 PM
JACKSON LABAN Director Jan 15, 2019 Option Exercise $100.54 2,487 250,031 183,256 Jan 17, 2019, 04:19 PM
HOBSON MELLODY L Director Jan 15, 2019 Option Exercise $100.54 2,487 250,031 5,456 Jan 17, 2019, 04:19 PM
FLYNN TIMOTHY PATRICK Director Jan 15, 2019 Option Exercise $100.54 2,487 250,031 47,870 Jan 17, 2019, 04:19 PM
CROWN JAMES S Director Jan 15, 2019 Option Exercise $100.54 2,487 250,031 311,447 Jan 17, 2019, 04:19 PM
Combs Todd A. Director Jan 15, 2019 Option Exercise $100.54 2,487 250,031 20,856 Jan 17, 2019, 04:19 PM
BURKE STEPHEN B Director Jan 15, 2019 Option Exercise $100.54 2,487 250,031 141,094 Jan 17, 2019, 04:19 PM
BELL JAMES A Director Jan 15, 2019 Option Exercise $100.54 2,487 250,031 30,928 Jan 17, 2019, 04:19 PM
BAMMANN LINDA Director Jan 15, 2019 Option Exercise $100.54 2,487 250,031 86,844 Jan 17, 2019, 04:19 PM
BACON ASHLEY Chief Risk Officer Jan 13, 2019 Option Exercise $99.56 19,356 1,927,083 97,877 Jan 16, 2019, 04:34 PM
BACON ASHLEY Chief Risk Officer Jan 16, 2019 Sale $102.78 5,831 599,304 92,046 Jan 16, 2019, 04:34 PM
Smith Gordon Co-President & COO, CEO CCB Jan 13, 2019 Option Exercise $99.56 36,945 3,678,244 294,668 Jan 16, 2019, 04:18 PM
Scher Peter Executive Vice President Jan 13, 2019 Option Exercise $99.56 12,078 1,202,486 18,679 Jan 16, 2019, 04:18 PM
Pinto Daniel E Co-President & COO, CEO CIB Jan 13, 2019 Option Exercise $99.56 23,845 2,374,008 335,787 Jan 16, 2019, 04:18 PM
Leopold Robin Head of Human Resources Jan 13, 2019 Option Exercise $99.56 3,978 396,050 16,233 Jan 16, 2019, 04:18 PM
Petno Douglas B CEO Commercial Banking Jan 13, 2019 Option Exercise $99.56 19,170 1,908,565 128,282 Jan 16, 2019, 04:18 PM
Lake Marianne Chief Financial Officer Jan 13, 2019 Option Exercise $99.56 24,042 2,393,621 23,739 Jan 16, 2019, 04:18 PM
Giles Nicole Corporate Controller Jan 13, 2019 Option Exercise $99.56 1,688 168,057 9,389 Jan 16, 2019, 04:18 PM
Friedman Stacey General Counsel Jan 13, 2019 Option Exercise $99.56 10,643 1,059,617 15,541 Jan 16, 2019, 04:18 PM
Erdoes Mary E. CEO Asset Management Jan 13, 2019 Option Exercise $99.56 39,893 3,971,747 468,393 Jan 16, 2019, 04:18 PM
Beer Lori A Chief Information Officer Jan 13, 2019 Option Exercise $99.56 9,722 967,922 36,812 Jan 16, 2019, 04:17 PM
JACKSON LABAN Director Dec 31, 2018 Option Exercise $97.62 461 45,003 180,770 Jan 03, 2019, 04:16 PM
BURKE STEPHEN B Director Dec 31, 2018 Option Exercise $97.62 295 28,798 138,607 Jan 03, 2019, 04:16 PM
HOBSON MELLODY L Director Dec 31, 2018 Option Exercise $97.62 333 32,507 2,969 Jan 03, 2019, 12:00 AM
RAYMOND LEE R Director Dec 31, 2018 Option Exercise $97.62 487 47,541 240,860 Jan 03, 2019, 12:00 AM
NEAL MICHAEL A Director Dec 31, 2018 Option Exercise $97.62 333 32,507 34,840 Jan 03, 2019, 12:00 AM
FLYNN TIMOTHY PATRICK Director Dec 31, 2018 Option Exercise $97.62 448 43,734 45,384 Jan 03, 2019, 12:00 AM
WELDON WILLIAM C Director Dec 31, 2018 Option Exercise $97.62 474 46,272 99,079 Jan 03, 2019, 12:00 AM
Erdoes Mary E. CEO Asset Management Nov 09, 2018 Option Exercise $111.60 61,391 6,850,929 430,588 Nov 13, 2018, 04:11 PM
Erdoes Mary E. CEO Asset Management Nov 09, 2018 Option Exercise $19.49 100,000 1,949,000 491,979 Nov 13, 2018, 04:11 PM
RAYMOND LEE R Director Oct 30, 2018 Option Exercise $1000.00 565 565,000 1,435 Nov 01, 2018, 04:04 PM
Beer Lori A Chief Information Officer Oct 25, 2018 Option Exercise $104.81 5,928 621,314 25,527 Oct 26, 2018, 04:45 PM
Scher Peter Executive Vice President Oct 25, 2018 Option Exercise $104.81 1,887 197,776 2,117 Oct 26, 2018, 04:06 PM
Leopold Robin Head of Human Resources Oct 25, 2018 Option Exercise $104.81 1,599 167,591 9,998 Oct 26, 2018, 04:05 PM
Giles Nicole Corporate Controller Oct 25, 2018 Option Exercise $104.81 2,365 247,876 6,374 Oct 26, 2018, 04:05 PM
HOBSON MELLODY L Director Oct 19, 2018 Buy $108.94 1,150 125,281 2,632 Oct 19, 2018, 04:17 PM
WELDON WILLIAM C Director Sep 30, 2018 Option Exercise $112.84 388 43,782 97,930 Oct 02, 2018, 04:08 PM
RAYMOND LEE R Director Sep 30, 2018 Option Exercise $112.84 399 45,023 238,720 Oct 02, 2018, 04:08 PM
JACKSON LABAN Director Sep 30, 2018 Option Exercise $112.84 377 42,541 179,238 Oct 02, 2018, 04:08 PM
HOBSON MELLODY L Director Sep 30, 2018 Option Exercise $112.84 288 32,498 1,482 Oct 02, 2018, 04:08 PM
FLYNN TIMOTHY PATRICK Director Sep 30, 2018 Option Exercise $112.84 366 41,299 44,693 Oct 02, 2018, 04:07 PM
BURKE STEPHEN B Director Sep 30, 2018 Option Exercise $112.84 255 28,774 137,577 Oct 02, 2018, 04:07 PM
NEAL MICHAEL A Director Sep 30, 2018 Option Exercise $112.84 288 32,498 34,330 Oct 02, 2018, 12:00 AM
HOBSON MELLODY L Director Aug 15, 2018 Option Exercise $113.70 16,953 1,927,556 57,355 Aug 16, 2018, 04:30 PM
HOBSON MELLODY L Director Aug 15, 2018 Option Exercise $41.62 46,308 1,927,524 74,308 Aug 16, 2018, 04:30 PM
Smith Gordon Co-President & COO, CEO CCB Jul 23, 2018 Sale $114.01 30,725 3,503,019 238,929 Jul 23, 2018, 05:07 PM
WELDON WILLIAM C Director Jun 30, 2018 Option Exercise $104.20 468 48,766 97,026 Jul 03, 2018, 02:04 PM
RAYMOND LEE R Director Jun 30, 2018 Option Exercise $104.20 480 50,016 237,056 Jul 03, 2018, 02:04 PM
NEAL MICHAEL A Director Jun 30, 2018 Option Exercise $104.20 312 32,510 33,909 Jul 03, 2018, 02:04 PM
JACKSON LABAN Director Jun 30, 2018 Option Exercise $104.20 480 50,016 178,043 Jul 03, 2018, 02:04 PM
HOBSON MELLODY L Director Jun 30, 2018 Option Exercise $104.20 328 34,178 1,192 Jul 03, 2018, 02:04 PM
FLYNN TIMOTHY PATRICK Director Jun 30, 2018 Option Exercise $104.20 402 41,888 44,144 Jul 03, 2018, 02:04 PM
BURKE STEPHEN B Director Jun 30, 2018 Option Exercise $104.20 276 28,759 136,759 Jul 03, 2018, 02:04 PM
Combs Todd A. Director May 14, 2018 Buy $114.61 13,000 1,489,891 18,277 May 16, 2018, 06:53 PM
HOBSON MELLODY L Director Apr 16, 2018 Buy $111.04 18,000 1,998,810 28,000 Apr 17, 2018, 04:18 PM
WELDON WILLIAM C Director Mar 31, 2018 Option Exercise $109.97 443 48,717 96,072 Apr 03, 2018, 04:07 PM
RAYMOND LEE R Director Mar 31, 2018 Option Exercise $109.97 455 50,036 235,377 Apr 03, 2018, 04:06 PM
NEAL MICHAEL A Director Mar 31, 2018 Option Exercise $109.97 296 32,551 33,471 Apr 03, 2018, 04:06 PM
FLYNN TIMOTHY PATRICK Director Mar 31, 2018 Option Exercise $109.97 341 37,500 43,569 Apr 03, 2018, 04:06 PM
BURKE STEPHEN B Director Mar 31, 2018 Option Exercise $109.97 261 28,702 135,950 Apr 03, 2018, 04:06 PM
BOWLES CRANDALL CLOSE Director Mar 31, 2018 Option Exercise $109.97 375 41,239 92,864 Apr 03, 2018, 04:06 PM
JACKSON LABAN Director Mar 31, 2018 Option Exercise $109.97 409 44,978 176,788 Apr 03, 2018, 12:00 AM
JACKSON LABAN Director Jan 19, 2018 Option Exercise $113.57 725 82,340 176,379 Jan 22, 2018, 04:10 PM
JACKSON LABAN Director Jan 19, 2018 Option Exercise $44.55 1,346 59,964 177,104 Jan 22, 2018, 04:10 PM
Scher Peter Executive Vice President Jan 19, 2018 Sale $113.42 26,532 3,009,366 0 Jan 19, 2018, 04:53 PM
WELDON WILLIAM C Director Jan 16, 2018 Option Exercise $112.25 2,227 249,981 95,628 Jan 18, 2018, 04:51 PM
RAYMOND LEE R Director Jan 16, 2018 Option Exercise $112.25 2,227 249,981 234,923 Jan 18, 2018, 04:51 PM
NEAL MICHAEL A Director Jan 16, 2018 Option Exercise $112.25 2,227 249,981 33,176 Jan 18, 2018, 04:51 PM
JACKSON LABAN Director Jan 16, 2018 Option Exercise $112.25 2,227 249,981 175,758 Jan 18, 2018, 04:51 PM
FLYNN TIMOTHY PATRICK Director Jan 16, 2018 Option Exercise $112.25 2,227 249,981 43,228 Jan 18, 2018, 04:51 PM
Combs Todd A. Director Jan 16, 2018 Option Exercise $112.25 2,227 249,981 5,277 Jan 18, 2018, 04:50 PM
BURKE STEPHEN B Director Jan 16, 2018 Option Exercise $112.25 2,227 249,981 135,688 Jan 18, 2018, 04:50 PM
BOWLES CRANDALL CLOSE Director Jan 16, 2018 Option Exercise $112.25 2,227 249,981 92,490 Jan 18, 2018, 04:50 PM
BELL JAMES A Director Jan 16, 2018 Option Exercise $112.25 2,227 249,981 27,952 Jan 18, 2018, 04:50 PM
BAMMANN LINDA Director Jan 16, 2018 Option Exercise $112.25 2,227 249,981 84,040 Jan 18, 2018, 04:50 PM
CROWN JAMES S Director Jan 16, 2018 Option Exercise $112.25 2,227 249,981 305,875 Jan 18, 2018, 04:50 PM
CROWN JAMES S Director Jan 18, 2018 Buy $113.37 7,280 825,326 21,612 Jan 18, 2018, 04:50 PM
Smith Gordon Executive Vice President Jan 13, 2018 Option Exercise $111.85 57,601 6,442,384 314,654 Jan 17, 2018, 05:28 PM
Pinto Daniel E Managing Director Jan 13, 2018 Option Exercise $111.85 64,132 7,172,844 308,899 Jan 17, 2018, 05:27 PM
Leopold Robin Head of Human Resources Jan 13, 2018 Option Exercise $111.85 5,176 578,910 8,594 Jan 17, 2018, 05:24 PM
DIMON JAMES Chairman & CEO Jan 13, 2018 Option Exercise $111.85 51,786 5,792,005 47,487 Jan 17, 2018, 05:23 PM
Beer Lori A Chief Information Officer Jan 13, 2018 Option Exercise $111.85 9,035 1,010,520 20,317 Jan 17, 2018, 05:22 PM
Scher Peter Executive Vice President Jan 13, 2018 Option Exercise $111.85 13,234 1,480,157 17,057 Jan 17, 2018, 05:20 PM
Scher Peter Executive Vice President Jan 16, 2018 Option Exercise $112.25 46,584 5,229,054 26,532 Jan 17, 2018, 05:20 PM
Scher Peter Executive Vice President Jan 16, 2018 Option Exercise $35.61 73,116 2,603,661 90,173 Jan 17, 2018, 05:20 PM
Scher Peter Executive Vice President Jan 16, 2018 Sale $112.20 17,057 1,913,795 73,116 Jan 17, 2018, 05:20 PM
Petno Douglas B CEO Commercial Banking Jan 13, 2018 Option Exercise $111.85 32,224 3,604,093 85,843 Jan 17, 2018, 05:18 PM
Petno Douglas B CEO Commercial Banking Jan 16, 2018 Sale $112.22 48,344 5,425,115 37,499 Jan 17, 2018, 05:18 PM
Lake Marianne Chief Financial Officer Jan 13, 2018 Option Exercise $111.85 39,725 4,443,043 36,773 Jan 17, 2018, 05:16 PM
Lake Marianne Chief Financial Officer Jan 16, 2018 Sale $112.22 9,194 1,031,723 27,579 Jan 17, 2018, 05:16 PM
Giles Nicole Corporate Controller Jan 13, 2018 Option Exercise $111.85 2,056 229,953 7,876 Jan 17, 2018, 05:14 PM
Giles Nicole Corporate Controller Jan 16, 2018 Sale $112.45 3,783 425,398 4,093 Jan 17, 2018, 05:14 PM
Erdoes Mary E. CEO Asset Management Jan 13, 2018 Option Exercise $111.85 68,006 7,606,131 457,080 Jan 17, 2018, 05:12 PM
Erdoes Mary E. CEO Asset Management Jan 16, 2018 Sale $112.25 65,101 7,307,457 391,979 Jan 17, 2018, 05:12 PM
BACON ASHLEY Chief Risk Officer Jan 13, 2018 Option Exercise $111.85 32,120 3,592,461 90,981 Jan 17, 2018, 05:10 PM
BACON ASHLEY Chief Risk Officer Jan 16, 2018 Sale $112.22 16,434 1,844,224 74,547 Jan 17, 2018, 05:10 PM
Friedman Stacey General Counsel Jan 13, 2018 Option Exercise $111.85 9,910 1,108,384 21,177 Jan 17, 2018, 05:08 PM
Friedman Stacey General Counsel Jan 17, 2018 Sale $112.40 10,527 1,183,203 3,448 Jan 17, 2018, 05:08 PM
Friedman Stacey General Counsel Jan 16, 2018 Sale $112.23 7,202 808,288 13,975 Jan 17, 2018, 05:08 PM
FLYNN TIMOTHY PATRICK Director Dec 31, 2017 Option Exercise $106.94 374 39,996 40,842 Jan 03, 2018, 04:17 PM
BURKE STEPHEN B Director Dec 31, 2017 Option Exercise $106.94 269 28,767 132,940 Jan 03, 2018, 04:17 PM
BOWLES CRANDALL CLOSE Director Dec 31, 2017 Option Exercise $106.94 409 43,738 89,831 Jan 03, 2018, 04:17 PM
NEAL MICHAEL A Director Dec 31, 2017 Option Exercise $106.94 304 32,510 30,836 Jan 03, 2018, 12:00 AM
WELDON WILLIAM C Director Dec 31, 2017 Option Exercise $106.94 432 46,198 92,927 Jan 03, 2018, 12:00 AM
RAYMOND LEE R Director Dec 31, 2017 Option Exercise $106.94 468 50,048 231,508 Jan 03, 2018, 12:00 AM
JACKSON LABAN Director Dec 31, 2017 Option Exercise $106.94 468 50,048 172,768 Jan 03, 2018, 12:00 AM
CROWN JAMES S Director Dec 31, 2017 Option Exercise $106.94 304 32,510 302,757 Jan 03, 2018, 12:00 AM
Erdoes Mary E. CEO Asset Management Nov 10, 2017 Option Exercise $97.92 207,277 20,296,563 395,366 Nov 13, 2017, 04:16 PM
Erdoes Mary E. CEO Asset Management Nov 10, 2017 Option Exercise $42.87 275,765 11,823,075 602,643 Nov 13, 2017, 04:16 PM
BACON ASHLEY Chief Risk Officer Nov 09, 2017 Option Exercise $97.51 17,621 1,718,268 54,763 Nov 13, 2017, 12:00 AM
BACON ASHLEY Chief Risk Officer Nov 09, 2017 Option Exercise $43.20 25,000 1,080,000 72,384 Nov 13, 2017, 12:00 AM
Beer Lori A Chief Information Officer Oct 25, 2017 Option Exercise $100.82 6,217 626,798 10,437 Oct 26, 2017, 05:15 PM
Petno Douglas B CEO Commercial Banking Oct 24, 2017 Option Exercise $100.47 91,486 9,192,056 84,448 Oct 26, 2017, 05:09 PM
Petno Douglas B CEO Commercial Banking Oct 24, 2017 Option Exercise $35.59 133,116 4,737,811 175,934 Oct 26, 2017, 05:09 PM
Giles Nicole Corporate Controller Oct 25, 2017 Option Exercise $100.82 993 100,114 4,646 Oct 26, 2017, 05:09 PM
Friedman Stacey General Counsel Oct 25, 2017 Option Exercise $100.82 2,653 267,475 12,626 Oct 26, 2017, 05:09 PM
Friedman Stacey General Counsel Oct 26, 2017 Sale $101.96 2,099 214,020 10,527 Oct 26, 2017, 05:09 PM
DIMON JAMES Chairman & CEO Oct 13, 2017 Option Exercise $95.83 1,483,634 142,184,063 1,205,043 Oct 13, 2017, 05:12 PM
DIMON JAMES Chairman & CEO Oct 13, 2017 Option Exercise $39.83 2,000,000 79,660,004 2,688,677 Oct 13, 2017, 05:12 PM
NEAL MICHAEL A Director Sep 30, 2017 Option Exercise $95.51 340 32,473 30,409 Oct 03, 2017, 04:15 PM
JACKSON LABAN Director Sep 30, 2017 Option Exercise $95.51 524 50,047 171,456 Oct 03, 2017, 04:15 PM
FLYNN TIMOTHY PATRICK Director Sep 30, 2017 Option Exercise $95.51 366 34,957 40,293 Oct 03, 2017, 04:15 PM
CROWN JAMES S Director Sep 30, 2017 Option Exercise $95.51 340 32,473 301,466 Oct 03, 2017, 04:15 PM
BURKE STEPHEN B Director Sep 30, 2017 Option Exercise $95.51 301 28,749 132,093 Oct 03, 2017, 04:15 PM
BOWLES CRANDALL CLOSE Director Sep 30, 2017 Option Exercise $95.51 458 43,744 88,944 Oct 03, 2017, 04:15 PM
WELDON WILLIAM C Director Sep 30, 2017 Option Exercise $95.51 537 51,289 91,970 Oct 03, 2017, 12:00 AM
RAYMOND LEE R Director Sep 30, 2017 Option Exercise $95.51 471 44,985 229,724 Oct 03, 2017, 12:00 AM
Friedman Stacey General Counsel Aug 21, 2017 Sale $90.55 9,968 902,608 10,527 Aug 21, 2017, 05:13 PM
Giles Nicole Corporate Controller Jul 18, 2017 Sale $91.29 1,000 91,292 3,783 Jul 18, 2017, 04:07 PM
Lake Marianne Chief Financial Officer Jul 17, 2017 Sale $91.58 17,596 1,611,412 0 Jul 17, 2017, 04:40 PM
RAYMOND LEE R Director Jun 30, 2017 Option Exercise $91.40 492 44,969 228,042 Jul 05, 2017, 05:47 PM
JACKSON LABAN Director Jun 30, 2017 Option Exercise $91.40 492 44,969 170,156 Jul 05, 2017, 05:46 PM
FLYNN TIMOTHY PATRICK Director Jun 30, 2017 Option Exercise $91.40 383 35,006 39,767 Jul 05, 2017, 05:46 PM
CROWN JAMES S Director Jun 30, 2017 Option Exercise $91.40 356 32,538 300,217 Jul 05, 2017, 05:46 PM
BURKE STEPHEN B Director Jun 30, 2017 Option Exercise $91.40 315 28,791 131,261 Jul 05, 2017, 05:46 PM
BOWLES CRANDALL CLOSE Director Jun 30, 2017 Option Exercise $91.40 451 41,221 88,048 Jul 05, 2017, 05:46 PM
WELDON WILLIAM C Director Jun 30, 2017 Option Exercise $91.40 506 46,248 90,953 Jul 05, 2017, 12:00 AM
NEAL MICHAEL A Director Jun 30, 2017 Option Exercise $91.40 356 32,538 29,957 Jul 05, 2017, 12:00 AM
BACON ASHLEY Chief Risk Officer May 11, 2017 Sale $87.21 6,514 568,100 47,384 May 12, 2017, 04:11 PM
Lake Marianne Chief Financial Officer May 05, 2017 Option Exercise $86.88 49,896 4,334,964 17,596 May 08, 2017, 04:24 PM
Lake Marianne Chief Financial Officer May 05, 2017 Option Exercise $35.61 67,492 2,403,390 67,492 May 08, 2017, 04:24 PM
CROWN JAMES S Director Apr 19, 2017 Buy $85.49 2,500 213,721 21,303 Apr 20, 2017, 04:40 PM
CROWN JAMES S Director Apr 19, 2017 Buy $85.48 7,000 598,336 14,137 Apr 20, 2017, 04:40 PM
CROWN JAMES S Director Apr 19, 2017 Buy $85.47 2,000 170,934 4,022 Apr 20, 2017, 04:40 PM
Zames Matthew E Chief Operating Officer Apr 17, 2017 Sale $85.06 3,405 289,616 329,019 Apr 18, 2017, 04:15 PM
Friedman Stacey General Counsel Apr 17, 2017 Option Exercise $85.22 72,057 6,141,058 20,495 Apr 18, 2017, 04:15 PM
Friedman Stacey General Counsel Apr 17, 2017 Option Exercise $42.50 92,552 3,933,872 103,344 Apr 18, 2017, 04:15 PM
Friedman Stacey General Counsel Apr 17, 2017 Sale $85.07 10,792 918,084 92,552 Apr 18, 2017, 04:15 PM
RAYMOND LEE R Director Mar 31, 2017 Option Exercise $87.84 541 47,521 226,252 Apr 04, 2017, 05:03 PM
NEAL MICHAEL A Director Mar 31, 2017 Option Exercise $87.84 370 32,501 29,483 Apr 04, 2017, 04:08 PM
JACKSON LABAN Director Mar 31, 2017 Option Exercise $87.84 602 52,880 168,442 Apr 04, 2017, 04:08 PM
CROWN JAMES S Director Mar 31, 2017 Option Exercise $87.84 432 37,947 298,888 Apr 04, 2017, 04:08 PM
Zames Matthew E Chief Operating Officer Jan 26, 2017 Option Exercise $86.45 28,049 2,424,836 333,667 Jan 30, 2017, 04:13 PM
Zames Matthew E Chief Operating Officer Jan 26, 2017 Option Exercise $41.76 37,344 1,559,323 361,716 Jan 30, 2017, 04:13 PM
Donnelly John L Director Human Resources Jan 25, 2017 Option Exercise $85.67 20,871 1,788,019 129,481 Jan 27, 2017, 12:17 PM
Donnelly John L Director Human Resources Jan 25, 2017 Option Exercise $39.81 27,334 1,088,121 150,352 Jan 27, 2017, 12:17 PM
JACKSON LABAN Director Jan 19, 2017 Option Exercise $83.89 1,105 92,704 167,839 Jan 23, 2017, 04:12 PM
JACKSON LABAN Director Jan 19, 2017 Option Exercise $28.49 2,105 59,971 168,944 Jan 23, 2017, 04:12 PM
WELDON WILLIAM C Director Jan 17, 2017 Option Exercise $84.25 2,967 249,970 89,379 Jan 19, 2017, 04:59 PM
RAYMOND LEE R Director Jan 17, 2017 Option Exercise $84.25 2,967 249,970 225,711 Jan 19, 2017, 04:59 PM
NEAL MICHAEL A Director Jan 17, 2017 Option Exercise $84.25 2,967 249,970 29,113 Jan 19, 2017, 04:59 PM
JACKSON LABAN Director Jan 17, 2017 Option Exercise $84.25 2,967 249,970 166,839 Jan 19, 2017, 04:59 PM
FLYNN TIMOTHY PATRICK Director Jan 17, 2017 Option Exercise $84.25 2,967 249,970 38,817 Jan 19, 2017, 04:59 PM
Combs Todd A. Director Jan 17, 2017 Option Exercise $84.25 2,967 249,970 2,983 Jan 19, 2017, 04:58 PM
BURKE STEPHEN B Director Jan 17, 2017 Option Exercise $84.25 2,967 249,970 130,051 Jan 19, 2017, 04:58 PM
BOWLES CRANDALL CLOSE Director Jan 17, 2017 Option Exercise $84.25 2,967 249,970 86,631 Jan 19, 2017, 04:58 PM
BELL JAMES A Director Jan 17, 2017 Option Exercise $84.25 2,967 249,970 25,167 Jan 19, 2017, 04:58 PM
BAMMANN LINDA Director Jan 17, 2017 Option Exercise $84.25 2,967 249,970 81,468 Jan 19, 2017, 04:58 PM
Smith Gordon Executive Vice President Jan 18, 2017 Sale $83.67 65,865 5,510,997 237,466 Jan 19, 2017, 04:58 PM
Petno Douglas B CEO Commercial Banking Jan 18, 2017 Sale $83.67 21,532 1,801,649 86,338 Jan 19, 2017, 04:58 PM
Lake Marianne Chief Financial Officer Jan 18, 2017 Sale $83.68 13,072 1,093,822 44,711 Jan 19, 2017, 04:58 PM
CROWN JAMES S Director Jan 17, 2017 Option Exercise $84.25 2,967 249,970 298,456 Jan 19, 2017, 04:58 PM
Smith Gordon Executive Vice President Jan 13, 2017 Option Exercise $87.14 73,637 6,416,360 303,331 Jan 18, 2017, 04:04 PM
Lake Marianne Chief Financial Officer Jan 13, 2017 Option Exercise $87.14 48,607 4,235,371 57,783 Jan 18, 2017, 04:04 PM
Friedman Stacey General Counsel Jan 13, 2017 Option Exercise $87.14 9,962 868,039 10,792 Jan 18, 2017, 04:04 PM
DIMON JAMES Chairman & CEO Jan 13, 2017 Option Exercise $87.14 142,988 12,459,260 1,087,730 Jan 18, 2017, 04:04 PM
O'Donovan Mark Corporate Controller Jan 13, 2017 Option Exercise $87.14 6,230 542,851 8,904 Jan 18, 2017, 04:04 PM
Petno Douglas B CEO Commercial Banking Jan 13, 2017 Option Exercise $87.14 41,513 3,617,235 114,598 Jan 18, 2017, 04:04 PM
Petno Douglas B CEO Commercial Banking Jan 17, 2017 Sale $84.15 6,728 566,195 107,870 Jan 18, 2017, 04:04 PM
Pinto Daniel E Managing Director Jan 17, 2017 Option Exercise $84.25 151,612 12,773,311 236,581 Jan 18, 2017, 04:03 PM
Pinto Daniel E Managing Director Jan 13, 2017 Option Exercise $87.14 60,082 5,235,245 228,626 Jan 18, 2017, 04:03 PM
Pinto Daniel E Managing Director Jan 17, 2017 Option Exercise $45.79 200,000 9,158,000 428,626 Jan 18, 2017, 04:03 PM
Pinto Daniel E Managing Director Jan 17, 2017 Sale $84.15 40,433 3,402,506 388,193 Jan 18, 2017, 04:03 PM
Erdoes Mary E. CEO Asset Management Jan 13, 2017 Option Exercise $87.14 86,786 7,562,098 362,677 Jan 18, 2017, 04:03 PM
Erdoes Mary E. CEO Asset Management Jan 17, 2017 Sale $84.15 35,799 3,012,593 326,878 Jan 18, 2017, 04:03 PM
Donnelly John L Director Human Resources Jan 13, 2017 Option Exercise $87.14 20,481 1,784,612 129,462 Jan 18, 2017, 04:03 PM
Donnelly John L Director Human Resources Jan 17, 2017 Sale $84.16 6,444 542,313 123,018 Jan 18, 2017, 04:03 PM
BACON ASHLEY Chief Risk Officer Jan 13, 2017 Option Exercise $87.14 38,367 3,343,109 66,884 Jan 18, 2017, 04:03 PM
BACON ASHLEY Chief Risk Officer Jan 17, 2017 Sale $84.15 12,986 1,092,769 53,898 Jan 18, 2017, 04:03 PM
Zames Matthew E Chief Operating Officer Jan 13, 2017 Option Exercise $87.14 87,265 7,603,836 366,455 Jan 18, 2017, 04:03 PM
Zames Matthew E Chief Operating Officer Jan 17, 2017 Sale $84.16 42,083 3,541,545 324,372 Jan 18, 2017, 04:03 PM
WELDON WILLIAM C Director Dec 31, 2016 Option Exercise $86.29 493 42,541 85,939 Jan 04, 2017, 04:40 PM
Smith Gordon Executive Vice President Nov 10, 2016 Option Exercise $75.74 159,762 12,099,575 231,818 Nov 14, 2016, 05:02 PM
Smith Gordon Executive Vice President Nov 10, 2016 Option Exercise $32.68 219,977 7,188,581 391,580 Nov 14, 2016, 05:02 PM
Petno Douglas B CEO Commercial Banking Nov 09, 2016 Option Exercise $72.74 61,545 4,476,476 71,668 Nov 14, 2016, 04:59 PM
Petno Douglas B CEO Commercial Banking Nov 09, 2016 Option Exercise $45.79 75,000 3,434,250 133,213 Nov 14, 2016, 04:59 PM
JACKSON LABAN Director Oct 31, 2016 Buy $69.52 40 2,781 5,986 Nov 02, 2016, 04:48 PM
O'Donovan Mark Corporate Controller Oct 25, 2016 Option Exercise $68.65 4,346 298,375 4,035 Oct 27, 2016, 12:58 PM
O'Donovan Mark Corporate Controller Oct 26, 2016 Sale $69.05 4,035 278,621 0 Oct 27, 2016, 12:58 PM
Friedman Stacey General Counsel Oct 25, 2016 Option Exercise $68.65 2,653 182,142 2,099 Oct 27, 2016, 12:57 PM
Friedman Stacey General Counsel Oct 26, 2016 Sale $69.03 2,099 144,904 0 Oct 27, 2016, 12:57 PM
BACON ASHLEY Chief Risk Officer Oct 21, 2016 Option Exercise $68.11 41,315 2,814,171 23,623 Oct 24, 2016, 04:47 PM
BACON ASHLEY Chief Risk Officer Oct 21, 2016 Option Exercise $45.79 50,000 2,289,500 64,938 Oct 24, 2016, 04:47 PM
Lake Marianne Chief Financial Officer Oct 17, 2016 Sale $67.26 14,083 947,237 16,581 Oct 18, 2016, 04:12 PM
Erdoes Mary E. CEO Asset Management Oct 17, 2016 Sale $67.26 25,542 1,717,894 291,080 Oct 18, 2016, 04:12 PM
WELDON WILLIAM C Director Sep 30, 2016 Option Exercise $66.59 713 47,479 84,855 Oct 04, 2016, 05:30 PM
RAYMOND LEE R Director Sep 30, 2016 Option Exercise $66.59 619 41,219 219,502 Oct 04, 2016, 05:30 PM
NEAL MICHAEL A Director Sep 30, 2016 Option Exercise $66.59 394 26,236 25,629 Oct 04, 2016, 05:30 PM
JACKSON LABAN Director Sep 30, 2016 Option Exercise $66.59 713 47,479 161,571 Oct 04, 2016, 05:30 PM
FLYNN TIMOTHY PATRICK Director Sep 30, 2016 Option Exercise $66.59 507 33,761 35,195 Oct 04, 2016, 05:30 PM
CROWN JAMES S Director Sep 30, 2016 Option Exercise $66.59 488 32,496 293,049 Oct 04, 2016, 05:30 PM
BURKE STEPHEN B Director Sep 30, 2016 Option Exercise $66.59 338 22,507 125,635 Oct 04, 2016, 05:30 PM
BOWLES CRANDALL CLOSE Director Sep 30, 2016 Option Exercise $66.59 563 37,490 82,263 Oct 04, 2016, 05:30 PM
O'Donovan Mark Corporate Controller Aug 11, 2016 Option Exercise $65.46 810 53,023 0 Aug 12, 2016, 04:04 PM
Erdoes Mary E. CEO Asset Management Aug 11, 2016 Option Exercise $65.36 228,347 14,923,619 316,622 Aug 12, 2016, 04:04 PM
Erdoes Mary E. CEO Asset Management Aug 11, 2016 Option Exercise $38.31 279,430 10,705,351 544,969 Aug 12, 2016, 04:04 PM
Petno Douglas B CEO Commercial Banking Aug 09, 2016 Option Exercise $65.87 2,434 160,328 0 Aug 11, 2016, 05:47 PM
Lake Marianne Chief Financial Officer Jul 21, 2016 Option Exercise $63.90 74,917 4,787,571 30,664 Jul 25, 2016, 10:49 AM
Lake Marianne Chief Financial Officer Jul 21, 2016 Option Exercise $41.01 89,000 3,650,210 105,581 Jul 25, 2016, 10:49 AM
Zames Matthew E Chief Operating Officer Jul 15, 2016 Sale $63.91 3,991 255,059 282,287 Jul 18, 2016, 03:44 PM
Smith Gordon Executive Vice President Jul 15, 2016 Sale $64.05 23,735 1,520,305 152,462 Jul 18, 2016, 03:44 PM
BACON ASHLEY Chief Risk Officer Jul 15, 2016 Sale $63.97 15,521 992,830 14,938 Jul 18, 2016, 03:44 PM
WELDON WILLIAM C Director Jun 30, 2016 Option Exercise $62.14 805 50,023 83,485 Jul 05, 2016, 04:25 PM
RAYMOND LEE R Director Jun 30, 2016 Option Exercise $62.14 674 41,882 217,166 Jul 05, 2016, 04:25 PM
NEAL MICHAEL A Director Jun 30, 2016 Option Exercise $62.14 392 24,359 25,107 Jul 05, 2016, 04:25 PM
JACKSON LABAN Director Jun 30, 2016 Option Exercise $62.14 805 50,023 159,774 Jul 05, 2016, 04:25 PM
FLYNN TIMOTHY PATRICK Director Jun 30, 2016 Option Exercise $62.14 513 31,878 34,492 Jul 05, 2016, 04:25 PM
CROWN JAMES S Director Jun 30, 2016 Option Exercise $62.14 523 32,499 291,279 Jul 05, 2016, 04:25 PM
BURKE STEPHEN B Director Jun 30, 2016 Option Exercise $62.14 332 20,630 124,560 Jul 05, 2016, 04:25 PM
BOWLES CRANDALL CLOSE Director Jun 30, 2016 Option Exercise $62.14 573 35,606 81,103 Jul 05, 2016, 04:25 PM
Donnelly John L Director Human Resources Apr 21, 2016 Option Exercise $64.00 36,062 2,307,968 137,202 Apr 22, 2016, 04:10 PM
Donnelly John L Director Human Resources Apr 21, 2016 Option Exercise $41.42 42,718 1,769,476 146,405 Apr 22, 2016, 04:10 PM
Smith Gordon Executive Vice President Apr 19, 2016 Option Exercise $63.01 452,531 28,516,241 176,197 Apr 20, 2016, 05:23 PM
Smith Gordon Executive Vice President Apr 19, 2016 Option Exercise $50.59 500,000 25,295,000 628,728 Apr 20, 2016, 05:23 PM
Zames Matthew E Chief Operating Officer Apr 15, 2016 Option Exercise $62.17 44,363 2,758,269 317,718 Apr 18, 2016, 05:38 PM
Zames Matthew E Chief Operating Officer Apr 15, 2016 Option Exercise $42.48 52,344 2,223,673 330,641 Apr 18, 2016, 05:38 PM
Pinto Daniel E Managing Director Apr 15, 2016 Option Exercise $62.17 86,886 5,402,137 160,875 Apr 18, 2016, 05:38 PM
Pinto Daniel E Managing Director Apr 15, 2016 Option Exercise $46.79 100,000 4,679,000 247,761 Apr 18, 2016, 05:38 PM
BACON ASHLEY Chief Risk Officer Apr 15, 2016 Option Exercise $62.17 43,443 2,701,068 30,459 Apr 18, 2016, 05:38 PM
BACON ASHLEY Chief Risk Officer Apr 15, 2016 Option Exercise $46.79 50,000 2,339,500 73,902 Apr 18, 2016, 05:38 PM
Lake Marianne Chief Financial Officer Apr 14, 2016 Sale $62.41 13,684 854,064 16,581 Apr 14, 2016, 05:40 PM
Zames Matthew E Chief Operating Officer Apr 14, 2016 Sale $61.77 45,144 2,788,441 278,297 Apr 14, 2016, 05:39 PM
Smith Gordon Executive Vice President Apr 14, 2016 Sale $62.01 32,096 1,990,421 128,728 Apr 14, 2016, 05:39 PM
Pinto Daniel E Managing Director Apr 14, 2016 Sale $62.38 28,837 1,798,993 147,761 Apr 14, 2016, 05:39 PM
RAYMOND LEE R Director Mar 31, 2016 Option Exercise $59.22 718 42,520 214,898 Apr 04, 2016, 05:34 PM
WELDON WILLIAM C Director Mar 31, 2016 Option Exercise $59.22 887 52,528 82,076 Apr 04, 2016, 05:20 PM
NEAL MICHAEL A Director Mar 31, 2016 Option Exercise $59.22 380 22,504 24,598 Apr 04, 2016, 05:20 PM
JACKSON LABAN Director Mar 31, 2016 Option Exercise $59.22 887 52,528 157,966 Apr 04, 2016, 05:20 PM
FLYNN TIMOTHY PATRICK Director Mar 31, 2016 Option Exercise $59.22 507 30,025 33,801 Apr 04, 2016, 05:20 PM
CROWN JAMES S Director Mar 31, 2016 Option Exercise $59.22 549 32,512 289,566 Apr 04, 2016, 05:20 PM
BURKE STEPHEN B Director Mar 31, 2016 Option Exercise $59.22 317 18,773 123,544 Apr 04, 2016, 05:20 PM
BOWLES CRANDALL CLOSE Director Mar 31, 2016 Option Exercise $59.22 570 33,755 79,978 Apr 04, 2016, 05:20 PM
DIMON JAMES Chairman & CEO Feb 11, 2016 Buy $53.13 40,000 2,125,236 115,800 Feb 11, 2016, 06:14 PM
DIMON JAMES Chairman & CEO Feb 11, 2016 Buy $53.30 85,000 4,530,423 4,340,740 Feb 11, 2016, 06:14 PM
DIMON JAMES Chairman & CEO Feb 11, 2016 Buy $53.30 45,000 2,398,459 567,743 Feb 11, 2016, 06:14 PM
DIMON JAMES Chairman & CEO Feb 11, 2016 Buy $53.14 330,000 17,536,397 330,000 Feb 11, 2016, 06:14 PM
CROWN JAMES S Director Feb 04, 2016 Buy $58.39 67 3,912 11,158 Feb 04, 2016, 04:32 PM
CROWN JAMES S Director Feb 04, 2016 Buy $57.36 1 57 5,362 Feb 04, 2016, 04:32 PM
CROWN JAMES S Director Feb 04, 2016 Buy $57.36 12 688 1,971 Feb 04, 2016, 04:32 PM
CROWN JAMES S Director Feb 04, 2016 Buy $58.40 1 58 6,950 Feb 04, 2016, 04:32 PM
Petno Douglas B Managing Director Jan 29, 2016 Sale $59.00 10,566 623,409 118,955 Jan 29, 2016, 05:54 PM
Petno Douglas B Managing Director Jan 20, 2016 Sale $55.71 10,566 588,584 131,326 Jan 21, 2016, 05:36 PM
Erdoes Mary E. Managing Director Jan 20, 2016 Sale $55.27 49,349 2,727,667 265,539 Jan 21, 2016, 05:36 PM
WELDON WILLIAM C Director Jan 19, 2016 Option Exercise $57.24 3,931 225,010 80,660 Jan 20, 2016, 05:09 PM
RAYMOND LEE R Director Jan 19, 2016 Option Exercise $57.24 3,931 225,010 212,730 Jan 20, 2016, 05:09 PM
NEAL MICHAEL A Director Jan 19, 2016 Option Exercise $57.24 3,931 225,010 24,140 Jan 20, 2016, 05:09 PM
JACKSON LABAN Director Jan 19, 2016 Option Exercise $57.24 3,931 225,010 156,168 Jan 20, 2016, 05:09 PM
JACKSON LABAN Director Jan 15, 2016 Option Exercise $56.90 1,467 83,465 152,237 Jan 20, 2016, 05:09 PM
JACKSON LABAN Director Jan 15, 2016 Option Exercise $23.76 2,525 59,994 153,704 Jan 20, 2016, 05:09 PM
FLYNN TIMOTHY PATRICK Director Jan 19, 2016 Option Exercise $57.24 3,931 225,010 33,160 Jan 20, 2016, 05:09 PM
CROWN JAMES S Director Jan 19, 2016 Option Exercise $57.24 3,931 225,010 287,942 Jan 20, 2016, 05:09 PM
BURKE STEPHEN B Director Jan 19, 2016 Option Exercise $57.24 3,931 225,010 122,621 Jan 20, 2016, 05:09 PM
BOWLES CRANDALL CLOSE Director Jan 19, 2016 Option Exercise $57.24 3,931 225,010 78,927 Jan 20, 2016, 05:09 PM
BELL JAMES A Director Jan 19, 2016 Option Exercise $57.24 3,931 225,010 21,469 Jan 20, 2016, 05:09 PM
BAMMANN LINDA Director Jan 19, 2016 Option Exercise $57.24 3,931 225,010 78,098 Jan 20, 2016, 05:09 PM
Lake Marianne Chief Financial Officer Jan 13, 2016 Option Exercise $58.29 26,354 1,536,241 30,265 Jan 15, 2016, 06:00 PM
Zames Matthew E Chief Operating Officer Jan 13, 2016 Option Exercise $58.29 92,165 5,372,528 323,441 Jan 15, 2016, 06:00 PM
Pinto Daniel E Managing Director Jan 13, 2016 Option Exercise $58.29 19,551 1,139,677 176,598 Jan 15, 2016, 06:00 PM
Erdoes Mary E. Managing Director Jan 13, 2016 Option Exercise $58.29 82,837 4,828,776 314,888 Jan 15, 2016, 06:00 PM
Petno Douglas B Managing Director Jan 13, 2016 Option Exercise $58.29 39,870 2,324,122 141,892 Jan 15, 2016, 06:00 PM
Smith Gordon Executive Vice President Jan 13, 2016 Option Exercise $58.29 64,066 3,734,567 160,824 Jan 15, 2016, 06:00 PM
DIMON JAMES Chairman & CEO Jan 13, 2016 Option Exercise $58.29 146,669 8,549,703 120,501 Jan 15, 2016, 06:00 PM
CROWN JAMES S Director Jan 15, 2016 Buy $56.46 5,361 302,698 5,361 Jan 15, 2016, 06:00 PM
CROWN JAMES S Director Jan 15, 2016 Buy $56.46 389 21,964 1,959 Jan 15, 2016, 06:00 PM
CROWN JAMES S Director Jan 15, 2016 Buy $56.46 6,949 392,361 6,949 Jan 15, 2016, 06:00 PM
CROWN JAMES S Director Jan 15, 2016 Buy $56.46 2,219 125,292 11,091 Jan 15, 2016, 06:00 PM
O'Donovan Mark Corporate Controller Jan 13, 2016 Option Exercise $58.29 3,966 231,188 6,553 Jan 15, 2016, 06:00 PM
O'Donovan Mark Corporate Controller Jan 15, 2016 Sale $56.82 6,553 372,322 0 Jan 15, 2016, 06:00 PM
BACON ASHLEY Chief Risk Officer Jan 13, 2016 Option Exercise $58.29 25,615 1,493,162 28,881 Jan 15, 2016, 06:00 PM
BACON ASHLEY Chief Risk Officer Jan 15, 2016 Sale $56.81 4,979 282,841 23,902 Jan 15, 2016, 06:00 PM
Friedman Stacey General Counsel Jan 13, 2016 Option Exercise $58.29 5,249 305,977 7,296 Jan 15, 2016, 06:00 PM
Friedman Stacey General Counsel Jan 15, 2016 Sale $56.81 7,296 414,474 0 Jan 15, 2016, 06:00 PM
Donnelly John L Director Human Resources Jan 13, 2016 Option Exercise $58.29 19,046 1,110,239 110,780 Jan 15, 2016, 06:00 PM
Donnelly John L Director Human Resources Jan 15, 2016 Sale $56.81 7,093 402,967 103,687 Jan 15, 2016, 06:00 PM
WELDON WILLIAM C Director Dec 31, 2015 Option Exercise $66.03 719 47,476 76,729 Jan 05, 2016, 06:09 PM
RAYMOND LEE R Director Dec 31, 2015 Option Exercise $66.03 530 34,996 208,800 Jan 05, 2016, 06:09 PM
NEAL MICHAEL A Director Dec 31, 2015 Option Exercise $66.03 341 22,516 20,209 Jan 05, 2016, 06:09 PM
JACKSON LABAN Director Dec 31, 2015 Option Exercise $66.03 833 55,003 151,179 Jan 05, 2016, 06:09 PM
FLYNN TIMOTHY PATRICK Director Dec 31, 2015 Option Exercise $66.03 454 29,978 29,229 Jan 05, 2016, 06:09 PM
CROWN JAMES S Director Dec 31, 2015 Option Exercise $66.03 606 40,014 284,011 Jan 05, 2016, 06:09 PM
BURKE STEPHEN B Director Dec 31, 2015 Option Exercise $66.03 284 18,753 118,690 Jan 05, 2016, 06:09 PM
BOWLES CRANDALL CLOSE Director Dec 31, 2015 Option Exercise $66.03 511 33,741 74,996 Jan 05, 2016, 06:09 PM
Erdoes Mary E. Managing Director Nov 09, 2015 Option Exercise $67.90 171,228 11,626,381 244,962 Nov 10, 2015, 04:39 PM
Erdoes Mary E. Managing Director Nov 09, 2015 Option Exercise $45.79 200,000 9,158,000 416,190 Nov 10, 2015, 04:39 PM
Donnelly John L Director Human Resources Nov 09, 2015 Option Exercise $67.90 18,018 1,223,422 91,340 Nov 10, 2015, 04:35 PM
Donnelly John L Director Human Resources Nov 09, 2015 Option Exercise $46.58 20,920 974,454 109,358 Nov 10, 2015, 04:35 PM
DIMON JAMES Chairman & CEO Oct 26, 2015 Buy $63.62 400 25,448 75,800 Oct 30, 2015, 04:18 PM
DIMON JAMES Chairman & CEO Oct 21, 2015 Buy $62.51 400 25,004 75,400 Oct 30, 2015, 04:18 PM
O'Donovan Mark Corporate Controller Oct 25, 2015 Option Exercise $63.84 1,232 78,654 1,144 Oct 26, 2015, 05:23 PM
O'Donovan Mark Corporate Controller Oct 26, 2015 Sale $63.68 1,144 72,846 0 Oct 26, 2015, 05:23 PM
JACKSON LABAN Director Oct 21, 2015 Sale $1037.81 400 415,124 0 Oct 22, 2015, 04:07 PM
Cutler Stephen M General Counsel Oct 14, 2015 Sale $60.63 7,217 437,532 223,138 Oct 14, 2015, 05:07 PM
WELDON WILLIAM C Director Sep 30, 2015 Option Exercise $60.97 1,558 94,991 75,483 Oct 02, 2015, 04:03 PM
RAYMOND LEE R Director Sep 30, 2015 Option Exercise $60.97 1,394 84,992 206,816 Oct 02, 2015, 04:03 PM
NEAL MICHAEL A Director Sep 30, 2015 Option Exercise $60.97 738 44,996 19,793 Oct 02, 2015, 04:03 PM
JACKSON LABAN Director Sep 30, 2015 Option Exercise $60.97 1,968 119,989 149,438 Oct 02, 2015, 04:03 PM
FLYNN TIMOTHY PATRICK Director Sep 30, 2015 Option Exercise $60.97 984 59,994 28,643 Oct 02, 2015, 04:03 PM
CROWN JAMES S Director Sep 30, 2015 Option Exercise $60.97 1,312 79,993 282,329 Oct 02, 2015, 04:03 PM
BURKE STEPHEN B Director Sep 30, 2015 Option Exercise $60.97 616 37,558 117,798 Oct 02, 2015, 04:03 PM
BOWLES CRANDALL CLOSE Director Sep 30, 2015 Option Exercise $60.97 1,108 67,555 74,005 Oct 02, 2015, 04:03 PM
Pinto Daniel E Managing Director Jul 25, 2015 Option Exercise $69.12 19,795 1,368,230 154,553 Jul 27, 2015, 05:08 PM
Pinto Daniel E Managing Director Jul 16, 2015 Option Exercise $69.68 36,728 2,559,207 132,231 Jul 17, 2015, 04:18 PM
Pinto Daniel E Managing Director Jul 16, 2015 Option Exercise $34.78 50,000 1,739,000 168,959 Jul 17, 2015, 04:18 PM
Cutler Stephen M General Counsel Jul 16, 2015 Option Exercise $69.68 32,639 2,274,286 230,355 Jul 17, 2015, 04:18 PM
Cutler Stephen M General Counsel Jul 16, 2015 Option Exercise $43.20 40,000 1,728,000 262,994 Jul 17, 2015, 04:18 PM
Lake Marianne Chief Financial Officer Jul 15, 2015 Sale $69.07 32,468 2,242,532 5,282 Jul 15, 2015, 05:25 PM
Erdoes Mary E. Managing Director Jul 15, 2015 Sale $69.07 13,022 899,426 216,190 Jul 15, 2015, 05:25 PM
Cutler Stephen M General Counsel Jul 15, 2015 Sale $69.07 5,376 371,347 222,994 Jul 15, 2015, 05:25 PM
BACON ASHLEY Chief Risk Officer Jul 15, 2015 Sale $69.07 32,882 2,271,153 0 Jul 15, 2015, 05:25 PM
WELDON WILLIAM C Director Jun 30, 2015 Option Exercise $67.76 738 50,007 74,227 Jul 02, 2015, 04:21 PM
RAYMOND LEE R Director Jun 30, 2015 Option Exercise $67.76 590 39,978 204,793 Jul 02, 2015, 04:21 PM
NEAL MICHAEL A Director Jun 30, 2015 Option Exercise $67.76 332 22,496 19,356 Jul 02, 2015, 04:21 PM
JACKSON LABAN Director Jun 30, 2015 Option Exercise $67.76 812 55,021 147,628 Jul 02, 2015, 04:21 PM
FLYNN TIMOTHY PATRICK Director Jun 30, 2015 Option Exercise $67.76 443 30,018 28,033 Jul 02, 2015, 04:21 PM
CROWN JAMES S Director Jun 30, 2015 Option Exercise $67.76 553 37,471 280,692 Jul 02, 2015, 04:21 PM
BURKE STEPHEN B Director Jun 30, 2015 Option Exercise $67.76 277 18,770 116,937 Jul 02, 2015, 04:21 PM
BOWLES CRANDALL CLOSE Director Jun 30, 2015 Option Exercise $67.76 498 33,744 73,015 Jul 02, 2015, 04:21 PM
Erdoes Mary E. Managing Director May 21, 2015 Option Exercise $66.35 173,957 11,541,177 229,212 May 22, 2015, 03:25 PM
Erdoes Mary E. Managing Director May 21, 2015 Option Exercise $46.79 200,000 9,358,000 403,169 May 22, 2015, 03:25 PM
Cutler Stephen M General Counsel May 21, 2015 Option Exercise $66.35 98,497 6,534,784 228,370 May 22, 2015, 03:25 PM
Cutler Stephen M General Counsel May 21, 2015 Option Exercise $41.80 120,000 5,015,500 326,867 May 22, 2015, 03:25 PM
Zames Matthew E Chief Operating Officer Apr 15, 2015 Sale $64.08 4,258 272,837 233,154 Apr 15, 2015, 05:15 PM
Cutler Stephen M General Counsel Apr 15, 2015 Sale $64.09 18,617 1,193,089 206,867 Apr 15, 2015, 05:15 PM
WELDON WILLIAM C Director Mar 31, 2015 Option Exercise $60.58 825 49,979 73,014 Apr 02, 2015, 06:59 PM
RAYMOND LEE R Director Mar 31, 2015 Option Exercise $60.58 660 39,983 202,873 Apr 02, 2015, 04:51 PM
NEAL MICHAEL A Director Mar 31, 2015 Option Exercise $60.58 371 22,475 18,959 Apr 02, 2015, 04:43 PM
JACKSON LABAN Director Mar 31, 2015 Option Exercise $60.58 949 57,490 145,991 Apr 02, 2015, 04:43 PM
FLYNN TIMOTHY PATRICK Director Mar 31, 2015 Option Exercise $60.58 495 29,987 27,474 Apr 02, 2015, 04:43 PM
CROWN JAMES S Director Mar 31, 2015 Option Exercise $60.58 660 39,983 279,155 Apr 02, 2015, 04:43 PM
BURKE STEPHEN B Director Mar 31, 2015 Option Exercise $60.58 310 18,780 116,104 Apr 02, 2015, 04:43 PM
BOWLES CRANDALL CLOSE Director Mar 31, 2015 Option Exercise $60.58 557 33,743 72,082 Apr 02, 2015, 04:43 PM
Lake Marianne Chief Financial Officer Feb 13, 2015 Sale $60.01 2,826 169,598 37,750 Feb 17, 2015, 05:33 PM
Donnelly John L Director Human Resources Feb 06, 2015 Option Exercise $58.13 36,618 2,128,787 88,050 Feb 09, 2015, 04:13 PM
Donnelly John L Director Human Resources Feb 06, 2015 Option Exercise $40.57 42,258 1,714,249 124,668 Feb 09, 2015, 04:13 PM
Zames Matthew E Chief Operating Officer Jan 23, 2015 Option Exercise $57.26 60,828 3,483,315 237,412 Jan 26, 2015, 04:09 PM
Zames Matthew E Chief Operating Officer Jan 23, 2015 Option Exercise $42.66 69,343 2,958,027 298,240 Jan 26, 2015, 04:09 PM
Zames Matthew E Chief Operating Officer Jan 22, 2015 Sale $56.92 37,760 2,149,341 228,897 Jan 23, 2015, 04:16 PM
Smith Gordon Executive Vice President Jan 22, 2015 Sale $56.92 29,238 1,664,259 173,143 Jan 23, 2015, 04:16 PM
Pinto Daniel E Managing Director Jan 22, 2015 Sale $56.92 88,708 5,049,383 118,959 Jan 23, 2015, 04:16 PM
Erdoes Mary E. Managing Director Jan 22, 2015 Sale $56.92 77,842 4,430,813 203,169 Jan 23, 2015, 04:16 PM
WELDON WILLIAM C Director Jan 20, 2015 Option Exercise $55.91 4,025 225,024 71,737 Jan 22, 2015, 04:16 PM
RAYMOND LEE R Director Jan 20, 2015 Option Exercise $55.91 4,025 225,024 200,890 Jan 22, 2015, 04:16 PM
NEAL MICHAEL A Director Jan 20, 2015 Option Exercise $55.91 4,025 225,024 18,550 Jan 22, 2015, 04:16 PM
JACKSON LABAN Director Jan 20, 2015 Option Exercise $55.91 4,025 225,024 144,245 Jan 22, 2015, 04:16 PM
FLYNN TIMOTHY PATRICK Director Jan 20, 2015 Option Exercise $55.91 4,025 225,024 26,892 Jan 22, 2015, 04:16 PM
CROWN JAMES S Director Jan 20, 2015 Option Exercise $55.91 4,025 225,024 277,525 Jan 22, 2015, 04:16 PM
BURKE STEPHEN B Director Jan 20, 2015 Option Exercise $55.91 4,025 225,024 115,258 Jan 22, 2015, 04:16 PM
BOWLES CRANDALL CLOSE Director Jan 20, 2015 Option Exercise $55.91 4,025 225,024 71,112 Jan 22, 2015, 04:16 PM
BELL JAMES A Director Jan 20, 2015 Option Exercise $55.91 4,025 225,024 17,102 Jan 22, 2015, 04:16 PM
BAMMANN LINDA Director Jan 20, 2015 Option Exercise $55.91 4,025 225,024 73,977 Jan 22, 2015, 04:16 PM
JACKSON LABAN Director Jan 15, 2015 Option Exercise $55.56 1,590 88,332 140,221 Jan 16, 2015, 04:50 PM
JACKSON LABAN Director Jan 15, 2015 Option Exercise $19.25 3,117 60,002 141,811 Jan 16, 2015, 04:50 PM
NEAL MICHAEL A Director Jan 15, 2015 Buy $55.07 9,050 498,383 14,525 Jan 16, 2015, 04:50 PM
DIMON JAMES Chairman & CEO Jan 15, 2015 Option Exercise $55.56 514,120 28,561,937 3,148,451 Jan 16, 2015, 04:49 PM
DIMON JAMES Chairman & CEO Jan 15, 2015 Option Exercise $37.47 600,481 22,500,024 3,662,571 Jan 16, 2015, 04:49 PM
Pinto Daniel E Managing Director Jan 13, 2015 Option Exercise $59.03 27,333 1,613,604 207,667 Jan 15, 2015, 07:03 PM
Lake Marianne Chief Financial Officer Jan 13, 2015 Option Exercise $59.03 8,870 523,640 40,576 Jan 15, 2015, 07:03 PM
Erdoes Mary E. Managing Director Jan 13, 2015 Option Exercise $59.03 96,900 5,720,491 281,011 Jan 15, 2015, 07:03 PM
DIMON JAMES Chairman & CEO Jan 13, 2015 Option Exercise $59.03 151,551 8,946,813 3,062,090 Jan 15, 2015, 07:03 PM
Smith Gordon Executive Vice President Jan 13, 2015 Option Exercise $59.03 57,974 3,422,495 202,381 Jan 15, 2015, 07:03 PM
Zames Matthew E Chief Operating Officer Jan 13, 2015 Option Exercise $59.03 114,140 6,738,255 284,214 Jan 15, 2015, 07:03 PM
Zames Matthew E Chief Operating Officer Jan 15, 2015 Sale $55.37 17,557 972,184 266,657 Jan 15, 2015, 07:03 PM
Petno Douglas B Managing Director Jan 13, 2015 Option Exercise $59.03 41,344 2,440,743 193,846 Jan 15, 2015, 07:03 PM
Petno Douglas B Managing Director Jan 15, 2015 Sale $55.37 17,378 962,244 176,468 Jan 15, 2015, 07:03 PM
O'Donovan Mark Corporate Controller Jan 13, 2015 Option Exercise $59.03 2,977 175,747 4,808 Jan 15, 2015, 07:03 PM
O'Donovan Mark Corporate Controller Jan 15, 2015 Sale $55.35 4,808 266,146 0 Jan 15, 2015, 07:03 PM
Donnelly John L Director Human Resources Jan 13, 2015 Option Exercise $59.03 21,567 1,273,208 87,806 Jan 15, 2015, 07:03 PM
Donnelly John L Director Human Resources Jan 15, 2015 Sale $55.35 5,396 298,680 82,410 Jan 15, 2015, 07:03 PM
Cutler Stephen M General Counsel Jan 13, 2015 Option Exercise $59.03 58,671 3,463,642 248,511 Jan 15, 2015, 07:03 PM
Cutler Stephen M General Counsel Jan 15, 2015 Sale $55.37 23,027 1,274,961 225,484 Jan 15, 2015, 07:03 PM
BACON ASHLEY Chief Risk Officer Jan 13, 2015 Option Exercise $59.03 9,292 548,553 37,742 Jan 15, 2015, 07:03 PM
BACON ASHLEY Chief Risk Officer Jan 15, 2015 Sale $55.35 4,860 269,023 32,882 Jan 15, 2015, 07:03 PM
WELDON WILLIAM C Director Dec 31, 2014 Option Exercise $62.58 799 50,001 67,713 Jan 05, 2015, 05:27 PM
RAYMOND LEE R Director Dec 31, 2014 Option Exercise $62.58 599 37,485 196,865 Jan 05, 2015, 05:27 PM
NEAL MICHAEL A Director Dec 31, 2014 Option Exercise $62.58 360 22,529 5,475 Jan 05, 2015, 05:27 PM
JACKSON LABAN Director Dec 31, 2014 Option Exercise $62.58 879 55,008 138,694 Jan 05, 2015, 05:27 PM
FLYNN TIMOTHY PATRICK Director Dec 31, 2014 Option Exercise $62.58 479 29,976 22,867 Jan 05, 2015, 05:27 PM
CROWN JAMES S Director Dec 31, 2014 Option Exercise $62.58 599 37,485 273,501 Jan 05, 2015, 05:27 PM
BURKE STEPHEN B Director Dec 31, 2014 Option Exercise $62.58 300 18,774 111,234 Jan 05, 2015, 05:27 PM
BOWLES CRANDALL CLOSE Director Dec 31, 2014 Option Exercise $62.58 539 33,731 67,088 Jan 05, 2015, 05:27 PM
O'Donovan Mark Corporate Controller Oct 31, 2014 Sale $60.26 1,144 68,933 0 Oct 31, 2014, 05:14 PM
O'Donovan Mark Corporate Controller Oct 25, 2014 Option Exercise $58.39 1,232 71,933 1,144 Oct 27, 2014, 04:20 PM
Donnelly John L Director Human Resources Oct 15, 2014 Sale $55.89 6,540 365,495 66,326 Oct 15, 2014, 05:37 PM
WELDON WILLIAM C Director Sep 30, 2014 Option Exercise $60.24 789 47,529 66,480 Oct 02, 2014, 04:47 PM
RAYMOND LEE R Director Sep 30, 2014 Option Exercise $60.24 623 37,530 194,982 Oct 02, 2014, 04:47 PM
NEAL MICHAEL A Director Sep 30, 2014 Option Exercise $60.24 374 22,530 5,082 Oct 02, 2014, 04:47 PM
JACKSON LABAN Director Sep 30, 2014 Option Exercise $60.24 955 57,529 137,045 Oct 02, 2014, 04:47 PM
FLYNN TIMOTHY PATRICK Director Sep 30, 2014 Option Exercise $60.24 498 30,000 22,306 Oct 02, 2014, 04:47 PM
CROWN JAMES S Director Sep 30, 2014 Option Exercise $60.24 706 42,529 271,962 Oct 02, 2014, 04:47 PM
BURKE STEPHEN B Director Sep 30, 2014 Option Exercise $60.24 311 18,735 110,413 Oct 02, 2014, 04:47 PM
BOWLES CRANDALL CLOSE Director Sep 30, 2014 Option Exercise $60.24 560 33,734 66,150 Oct 02, 2014, 04:47 PM
Pinto Daniel E Managing Director Jul 25, 2014 Option Exercise $59.06 19,550 1,154,525 152,018 Jul 29, 2014, 04:17 PM
BACON ASHLEY Chief Risk Officer Jul 25, 2014 Option Exercise $59.06 7,950 469,487 27,265 Jul 29, 2014, 04:17 PM
Cutler Stephen M General Counsel Jul 23, 2014 Option Exercise $58.85 84,345 4,964,125 188,748 Jul 25, 2014, 04:09 PM
Cutler Stephen M General Counsel Jul 23, 2014 Option Exercise $39.83 100,000 3,983,000 273,093 Jul 25, 2014, 04:09 PM
Cutler Stephen M General Counsel Jul 16, 2014 Sale $58.74 43,997 2,584,247 173,093 Jul 18, 2014, 03:19 PM
WELDON WILLIAM C Director Jun 30, 2014 Option Exercise $57.62 824 47,479 65,242 Jul 02, 2014, 05:58 PM
BURKE STEPHEN B Director Jun 30, 2014 Option Exercise $57.62 325 18,726 109,559 Jul 02, 2014, 05:58 PM
RAYMOND LEE R Director Jun 30, 2014 Option Exercise $57.62 651 37,511 193,020 Jul 02, 2014, 05:58 PM
NEAL MICHAEL A Director Jun 30, 2014 Option Exercise $57.62 390 22,472 4,676 Jul 02, 2014, 05:58 PM
FLYNN TIMOTHY PATRICK Director Jun 30, 2014 Option Exercise $57.62 521 30,020 21,726 Jul 02, 2014, 05:58 PM
CROWN JAMES S Director Jun 30, 2014 Option Exercise $57.62 781 45,001 270,276 Jul 02, 2014, 05:58 PM
BOWLES CRANDALL CLOSE Director Jun 30, 2014 Option Exercise $57.62 586 33,765 65,177 Jul 02, 2014, 05:58 PM
JACKSON LABAN Director Jun 30, 2014 Option Exercise $57.62 1,041 59,982 135,291 Jul 02, 2014, 05:58 PM
Smith Gordon Executive Vice President May 05, 2014 Buy $54.11 40 2,164 40 May 07, 2014, 03:26 PM
Zames Matthew E Chief Operating Officer Apr 14, 2014 Sale $54.91 97,581 5,357,968 173,580 Apr 16, 2014, 04:46 PM
Smith Gordon Executive Vice President Apr 14, 2014 Sale $54.91 71,952 3,950,798 143,905 Apr 16, 2014, 04:46 PM
Pinto Daniel E Managing Director Apr 14, 2014 Sale $54.92 98,910 5,431,672 129,973 Apr 16, 2014, 04:46 PM
Petno Douglas B Managing Director Apr 14, 2014 Sale $54.91 21,110 1,159,133 150,283 Apr 16, 2014, 04:46 PM
O'Donovan Mark Corporate Controller Apr 14, 2014 Sale $54.90 4,790 262,973 0 Apr 16, 2014, 04:46 PM
Lake Marianne Chief Financial Officer Apr 14, 2014 Sale $54.89 4,879 267,818 29,280 Apr 16, 2014, 04:46 PM
Erdoes Mary E. Managing Director Apr 14, 2014 Sale $54.89 60,000 3,293,220 200,010 Apr 16, 2014, 04:46 PM
Donnelly John L Director Human Resources Apr 14, 2014 Sale $54.92 9,851 541,023 72,661 Apr 16, 2014, 04:46 PM
Cutler Stephen M General Counsel Apr 14, 2014 Sale $54.91 43,997 2,415,800 217,090 Apr 16, 2014, 04:46 PM
BACON ASHLEY Chief Risk Officer Apr 14, 2014 Sale $54.90 3,050 167,454 18,301 Apr 16, 2014, 04:46 PM
WELDON WILLIAM C Director Mar 31, 2014 Option Exercise $60.71 782 47,475 64,019 Apr 02, 2014, 04:25 PM
RAYMOND LEE R Director Mar 31, 2014 Option Exercise $60.71 618 37,519 191,166 Apr 02, 2014, 04:25 PM
NEAL MICHAEL A Director Mar 31, 2014 Option Exercise $60.71 371 22,523 4,258 Apr 02, 2014, 04:25 PM
JACKSON LABAN Director Mar 31, 2014 Option Exercise $60.71 906 55,003 133,536 Apr 02, 2014, 04:25 PM
FLYNN TIMOTHY PATRICK Director Mar 31, 2014 Option Exercise $60.71 494 29,991 21,135 Apr 02, 2014, 04:25 PM
CROWN JAMES S Director Mar 31, 2014 Option Exercise $60.71 618 37,519 268,618 Apr 02, 2014, 04:25 PM
BURKE STEPHEN B Director Mar 31, 2014 Option Exercise $60.71 309 18,759 108,747 Apr 02, 2014, 04:25 PM
BOWLES CRANDALL CLOSE Director Mar 31, 2014 Option Exercise $60.71 556 33,755 64,223 Apr 02, 2014, 04:25 PM
CROWN JAMES S Director Jan 30, 2014 Buy $56.00 20,000 1,120,000 1,754,723 Feb 03, 2014, 04:21 PM
CROWN JAMES S Director Jan 30, 2014 Buy $56.00 15,000 840,000 6,363,649 Feb 03, 2014, 04:21 PM
CROWN JAMES S Director Jan 31, 2014 Buy $55.41 17,000 941,911 3,048,854 Feb 03, 2014, 04:21 PM
CROWN JAMES S Director Jan 30, 2014 Buy $56.00 5,000 280,000 3,031,854 Feb 03, 2014, 04:21 PM
CROWN JAMES S Director Jan 31, 2014 Buy $55.41 240,000 13,297,560 933,905 Feb 03, 2014, 04:21 PM
CROWN JAMES S Director Jan 30, 2014 Buy $56.00 60,000 3,360,000 693,905 Feb 03, 2014, 04:21 PM
CROWN JAMES S Director Jan 31, 2014 Buy $55.41 3,000 166,220 18,803 Feb 03, 2014, 04:21 PM
CROWN JAMES S Director Jan 31, 2014 Buy $55.41 80,000 4,432,520 1,834,723 Feb 03, 2014, 04:21 PM
CROWN JAMES S Director Jan 31, 2014 Buy $55.41 60,000 3,324,390 6,423,649 Feb 03, 2014, 04:21 PM
Zames Matthew E Chief Operating Officer Jan 27, 2014 Sale $55.25 76,000 4,199,068 271,161 Jan 29, 2014, 06:02 PM
Smith Gordon Executive Vice President Jan 27, 2014 Sale $55.26 71,953 3,975,857 215,857 Jan 29, 2014, 06:02 PM
Petno Douglas B Managing Director Jan 27, 2014 Sale $55.26 21,110 1,166,446 171,370 Jan 29, 2014, 06:02 PM
Lake Marianne Chief Financial Officer Jan 27, 2014 Sale $55.26 4,880 269,661 34,154 Jan 29, 2014, 06:02 PM
Erdoes Mary E. Managing Director Jan 27, 2014 Sale $55.25 63,802 3,524,818 261,536 Jan 29, 2014, 06:02 PM
Donnelly John L Director Human Resources Jan 27, 2014 Sale $55.26 9,851 544,369 82,352 Jan 29, 2014, 06:02 PM
BACON ASHLEY Chief Risk Officer Jan 27, 2014 Sale $55.26 3,051 168,588 21,351 Jan 29, 2014, 06:02 PM
Pinto Daniel E Managing Director Jan 29, 2014 Sale $55.35 63,718 3,527,084 228,883 Jan 29, 2014, 06:02 PM
JACKSON LABAN Director Jan 22, 2014 Option Exercise $57.88 3,888 225,018 131,942 Jan 24, 2014, 05:29 PM
WELDON WILLIAM C Director Jan 22, 2014 Option Exercise $57.88 3,888 225,018 62,864 Jan 24, 2014, 05:29 PM
RAYMOND LEE R Director Jan 22, 2014 Option Exercise $57.88 3,888 225,018 189,366 Jan 24, 2014, 05:29 PM
NEAL MICHAEL A Director Jan 22, 2014 Option Exercise $57.88 3,888 225,018 3,888 Jan 24, 2014, 05:29 PM
FLYNN TIMOTHY PATRICK Director Jan 22, 2014 Option Exercise $57.88 3,888 225,018 20,597 Jan 24, 2014, 05:29 PM
CROWN JAMES S Director Jan 22, 2014 Option Exercise $57.88 3,888 225,018 267,145 Jan 24, 2014, 05:29 PM
BOWLES CRANDALL CLOSE Director Jan 22, 2014 Option Exercise $57.88 3,888 225,018 63,325 Jan 24, 2014, 05:29 PM
BURKE STEPHEN B Director Jan 22, 2014 Option Exercise $57.88 3,888 225,018 107,974 Jan 24, 2014, 05:29 PM
BELL JAMES A Director Jan 22, 2014 Option Exercise $57.88 3,888 225,018 12,766 Jan 24, 2014, 05:29 PM
BAMMANN LINDA Director Jan 22, 2014 Option Exercise $57.88 3,888 225,018 69,874 Jan 24, 2014, 05:29 PM
Cutler Stephen M General Counsel Jan 22, 2014 Option Exercise $57.88 152,780 8,842,143 261,087 Jan 24, 2014, 11:58 AM
Cutler Stephen M General Counsel Jan 22, 2014 Option Exercise $29.66 200,000 5,932,000 413,867 Jan 24, 2014, 11:58 AM
Pinto Daniel E Managing Director Jan 22, 2014 Option Exercise $57.88 56,156 3,250,029 318,995 Jan 24, 2014, 11:57 AM
Pinto Daniel E Managing Director Jan 22, 2014 Option Exercise $57.88 26,394 1,527,553 292,601 Jan 24, 2014, 11:57 AM
O'Donovan Mark Corporate Controller Jan 22, 2014 Option Exercise $57.88 10,210 590,904 11,911 Jan 24, 2014, 11:57 AM
O'Donovan Mark Corporate Controller Jan 22, 2014 Option Exercise $19.49 15,000 292,350 22,121 Jan 24, 2014, 11:57 AM
O'Donovan Mark Corporate Controller Jan 23, 2014 Sale $56.51 7,121 402,386 4,790 Jan 24, 2014, 11:57 AM
Donnelly John L Director Human Resources Jan 21, 2014 Option Exercise $58.01 143,798 8,341,722 92,203 Jan 22, 2014, 05:36 PM
Donnelly John L Director Human Resources Jan 21, 2014 Option Exercise $37.97 169,694 6,443,352 236,001 Jan 22, 2014, 05:36 PM
Pinto Daniel E Managing Director Jan 21, 2014 Option Exercise $58.01 64,807 3,759,454 262,839 Jan 22, 2014, 05:36 PM
Pinto Daniel E Managing Director Jan 21, 2014 Option Exercise $19.49 100,000 1,949,000 327,646 Jan 22, 2014, 05:36 PM
Zames Matthew E Chief Operating Officer Jan 17, 2014 Option Exercise $58.63 18,850 1,105,176 308,339 Jan 22, 2014, 05:36 PM
Zames Matthew E Chief Operating Officer Jan 21, 2014 Option Exercise $58.01 109,601 6,357,954 347,161 Jan 22, 2014, 05:36 PM
Zames Matthew E Chief Operating Officer Jan 21, 2014 Option Exercise $26.50 148,423 3,932,573 456,762 Jan 22, 2014, 05:36 PM
Zames Matthew E Chief Operating Officer Jan 17, 2014 Option Exercise $46.58 20,920 974,454 327,189 Jan 22, 2014, 05:36 PM
Petno Douglas B Managing Director Jan 17, 2014 Option Exercise $58.63 54,136 3,173,994 192,480 Jan 22, 2014, 05:36 PM
Petno Douglas B Managing Director Jan 17, 2014 Option Exercise $19.49 80,000 1,559,200 246,616 Jan 22, 2014, 05:36 PM
Cutler Stephen M General Counsel Jan 16, 2014 Option Exercise $59.28 440,599 26,118,708 213,867 Jan 17, 2014, 04:28 PM
Cutler Stephen M General Counsel Jan 16, 2014 Option Exercise $44.74 500,000 22,369,000 654,466 Jan 17, 2014, 04:28 PM
JACKSON LABAN Director Jan 15, 2014 Option Exercise $58.69 833 48,889 128,054 Jan 16, 2014, 03:23 PM
JACKSON LABAN Director Jan 15, 2014 Option Exercise $21.20 1,597 33,856 128,887 Jan 16, 2014, 03:23 PM
DIMON JAMES Chairman & CEO Jan 13, 2014 Option Exercise $58.10 161,762 9,398,372 2,460,691 Jan 15, 2014, 04:21 PM
O'Donovan Mark Corporate Controller Jan 13, 2014 Option Exercise $58.10 2,839 164,946 7,121 Jan 15, 2014, 04:21 PM
Zames Matthew E Chief Operating Officer Jan 13, 2014 Option Exercise $58.10 119,811 6,961,019 306,269 Jan 15, 2014, 04:21 PM
Smith Gordon Executive Vice President Jan 13, 2014 Option Exercise $58.10 51,632 2,999,819 287,810 Jan 15, 2014, 04:21 PM
Petno Douglas B Managing Director Jan 13, 2014 Option Exercise $58.10 38,597 2,242,486 166,616 Jan 15, 2014, 04:21 PM
Pinto Daniel E Managing Director Jan 13, 2014 Option Exercise $58.10 22,965 1,334,266 227,646 Jan 15, 2014, 04:20 PM
Lake Marianne Chief Financial Officer Jan 13, 2014 Option Exercise $58.10 7,110 413,091 39,034 Jan 15, 2014, 04:20 PM
Erdoes Mary E. Managing Director Jan 13, 2014 Option Exercise $58.10 96,304 5,595,262 325,338 Jan 15, 2014, 04:20 PM
Donnelly John L Director Human Resources Jan 13, 2014 Option Exercise $58.10 21,323 1,238,866 66,307 Jan 15, 2014, 04:20 PM
Cutler Stephen M General Counsel Jan 13, 2014 Option Exercise $58.10 60,925 3,539,742 154,466 Jan 15, 2014, 04:20 PM
Cavanagh Michael J Executive Vice President Jan 13, 2014 Option Exercise $58.10 58,753 3,413,549 302,686 Jan 15, 2014, 04:20 PM
BACON ASHLEY Chief Risk Officer Jan 13, 2014 Option Exercise $58.10 8,252 479,441 24,402 Jan 15, 2014, 04:20 PM
RAYMOND LEE R Director Dec 31, 2013 Option Exercise $58.48 598 34,971 185,478 Jan 03, 2014, 04:52 PM
JACKSON LABAN Director Dec 31, 2013 Option Exercise $58.48 1,026 60,000 127,290 Jan 03, 2014, 04:52 PM
FLYNN TIMOTHY PATRICK Director Dec 31, 2013 Option Exercise $58.48 513 30,000 16,710 Jan 03, 2014, 04:52 PM
CROWN JAMES S Director Dec 31, 2013 Option Exercise $58.48 684 40,000 263,258 Jan 03, 2014, 04:52 PM
BURKE STEPHEN B Director Dec 31, 2013 Option Exercise $58.48 321 18,772 104,087 Jan 03, 2014, 04:52 PM
BAMMANN LINDA Director Dec 31, 2013 Option Exercise $50.00 17,500 875,000 65,986 Jan 02, 2014, 01:17 PM
BAMMANN LINDA Director Dec 20, 2013 Option Exercise $47.00 15,000 705,000 83,486 Dec 23, 2013, 09:53 AM
Cavanagh Michael J Executive Vice President Nov 18, 2013 Sale $55.33 22,500 1,245,011 242,771 Nov 18, 2013, 05:19 PM
Pinto Daniel E Managing Director Jul 15, 2013 Sale $55.46 73,247 4,062,279 433,986 Oct 24, 2013, 04:10 PM
Pinto Daniel E Managing Director Apr 29, 2013 Sale $48.82 73,000 3,563,801 107,233 Oct 24, 2013, 04:10 PM
Petno Douglas B Managing Director Oct 21, 2013 Option Exercise $54.37 6,545 355,852 125,601 Oct 22, 2013, 06:32 PM
Petno Douglas B Managing Director Oct 21, 2013 Option Exercise $39.96 7,508 300,020 132,146 Oct 22, 2013, 06:32 PM
Cavanagh Michael J Executive Vice President Oct 14, 2013 Sale $51.93 22,500 1,168,396 265,271 Oct 15, 2013, 11:15 AM
CROWN JAMES S Director Sep 30, 2013 Option Exercise $51.69 739 38,199 261,628 Oct 02, 2013, 07:00 PM
JACKSON LABAN Director Sep 30, 2013 Option Exercise $51.69 990 51,173 125,506 Oct 02, 2013, 06:47 PM
RAYMOND LEE R Director Sep 30, 2013 Option Exercise $51.69 725 37,475 183,568 Oct 02, 2013, 06:47 PM
FLYNN TIMOTHY PATRICK Director Sep 30, 2013 Option Exercise $51.69 422 21,813 16,152 Oct 02, 2013, 06:47 PM
BURKE STEPHEN B Director Sep 30, 2013 Option Exercise $51.69 363 18,763 103,253 Oct 02, 2013, 06:47 PM
BOWLES CRANDALL CLOSE Director Sep 30, 2013 Option Exercise $51.69 649 33,547 58,526 Oct 02, 2013, 06:47 PM
JACKSON LABAN Director Sep 01, 2013 Option Exercise $25.00 15,000 375,000 0 Sep 04, 2013, 03:40 PM
Cavanagh Michael J Executive Vice President Aug 08, 2013 Option Exercise $54.93 55,004 3,021,232 287,771 Aug 09, 2013, 04:02 PM
Cavanagh Michael J Executive Vice President Aug 08, 2013 Option Exercise $19.49 80,000 1,559,200 342,775 Aug 09, 2013, 04:02 PM
O'Donovan Mark Corporate Controller Aug 08, 2013 Sale $54.91 3,434 188,561 2,547 Aug 09, 2013, 04:02 PM
Smith Gordon Executive Vice President Aug 02, 2013 Option Exercise $56.26 530,542 29,850,945 235,147 Aug 05, 2013, 04:39 PM
Smith Gordon Executive Vice President Aug 02, 2013 Option Exercise $46.30 580,000 26,854,200 765,689 Aug 05, 2013, 04:39 PM
O'Donovan Mark Corporate Controller Aug 01, 2013 Option Exercise $56.49 36,566 2,065,613 5,981 Aug 05, 2013, 04:39 PM
O'Donovan Mark Corporate Controller Aug 01, 2013 Option Exercise $46.42 40,000 1,856,600 42,547 Aug 05, 2013, 04:39 PM
Pinto Daniel E Managing Director Jul 25, 2013 Option Exercise $56.19 27,333 1,535,978 347,998 Jul 26, 2013, 04:25 PM
BACON ASHLEY Chief Risk Officer Jul 25, 2013 Option Exercise $56.19 9,291 522,108 15,097 Jul 26, 2013, 04:25 PM
Lake Marianne Chief Financial Officer Jul 23, 2013 Option Exercise $56.68 165,642 9,389,002 29,016 Jul 25, 2013, 02:40 PM
Lake Marianne Chief Financial Officer Jul 23, 2013 Option Exercise $38.57 192,873 7,438,488 194,658 Jul 25, 2013, 02:40 PM
Zames Matthew E Chief Operating Officer Jul 23, 2013 Sale $56.64 3,412 193,268 190,289 Jul 23, 2013, 04:53 PM
Erdoes Mary E. Managing Director Jul 19, 2013 Sale $56.31 29,000 1,633,100 246,735 Jul 19, 2013, 04:39 PM
BACON ASHLEY Chief Risk Officer Jul 19, 2013 Sale $56.44 16,693 942,153 4,620 Jul 19, 2013, 04:39 PM
Pinto Daniel E Managing Director Jul 15, 2013 Option Exercise $55.05 263,057 14,481,288 317,176 Jul 17, 2013, 04:14 PM
Pinto Daniel E Managing Director Jul 15, 2013 Option Exercise $19.49 400,000 7,796,000 580,233 Jul 17, 2013, 04:14 PM
Cavanagh Michael J Executive Vice President Jul 15, 2013 Sale $54.65 20,000 1,092,982 262,775 Jul 17, 2013, 04:14 PM
Lake Marianne Chief Financial Officer Jul 16, 2013 Option Exercise $55.10 8,049 443,460 10,725 Jul 17, 2013, 04:14 PM
Lake Marianne Chief Financial Officer Jul 16, 2013 Option Exercise $39.96 9,160 366,034 18,774 Jul 17, 2013, 04:14 PM
Lake Marianne Chief Financial Officer Jul 16, 2013 Sale $55.13 8,940 492,885 1,785 Jul 17, 2013, 04:14 PM
Hogan John James Chairman of Risk Jul 17, 2013 Sale $55.12 18,934 1,043,642 103,082 Jul 17, 2013, 04:14 PM
JACKSON LABAN Director Jun 30, 2013 Option Exercise $52.79 852 44,977 123,789 Jul 02, 2013, 05:19 PM
RAYMOND LEE R Director Jun 30, 2013 Option Exercise $52.79 729 38,484 181,578 Jul 02, 2013, 05:19 PM
FLYNN TIMOTHY PATRICK Director Jun 30, 2013 Option Exercise $52.79 355 18,740 15,690 Jul 02, 2013, 05:19 PM
CROWN JAMES S Director Jun 30, 2013 Option Exercise $52.79 568 29,985 259,977 Jul 02, 2013, 05:19 PM
COTE DAVID M Director Jun 30, 2013 Option Exercise $52.79 355 18,740 57,248 Jul 02, 2013, 05:19 PM
BURKE STEPHEN B Director Jun 30, 2013 Option Exercise $52.79 355 18,740 102,395 Jul 02, 2013, 05:19 PM
BOWLES CRANDALL CLOSE Director Jun 30, 2013 Option Exercise $52.79 616 32,519 57,517 Jul 02, 2013, 05:19 PM
Cutler Stephen M General Counsel May 15, 2013 Sale $51.00 15,000 765,000 92,509 May 15, 2013, 07:07 PM
Erdoes Mary E. Managing Director May 14, 2013 Option Exercise $50.04 378,639 18,947,096 275,735 May 15, 2013, 07:07 PM
Erdoes Mary E. Managing Director May 14, 2013 Option Exercise $22.55 500,000 11,274,000 654,374 May 15, 2013, 07:07 PM
Zames Matthew E Chief Operating Officer May 14, 2013 Option Exercise $50.04 234,476 11,733,179 193,701 May 15, 2013, 07:06 PM
Zames Matthew E Chief Operating Officer May 14, 2013 Option Exercise $44.60 247,423 11,035,223 428,177 May 15, 2013, 07:06 PM
CROWN JAMES S Director May 03, 2013 Buy $47.29 124,077 5,867,055 6,348,649 May 07, 2013, 05:30 PM
CROWN JAMES S Director May 03, 2013 Buy $47.29 30,200 1,428,025 3,026,854 May 07, 2013, 05:30 PM
CROWN JAMES S Director May 03, 2013 Buy $47.29 57,300 2,709,465 633,905 May 07, 2013, 05:30 PM
CROWN JAMES S Director May 03, 2013 Buy $47.29 89,900 4,250,975 1,734,723 May 07, 2013, 05:30 PM
O'Donovan Mark Corporate Controller May 07, 2013 Sale $48.99 668 32,728 2,547 May 07, 2013, 05:29 PM
Erdoes Mary E. Managing Director Apr 25, 2013 Sale $49.08 5,000 245,415 154,374 Apr 25, 2013, 07:11 PM
Bisignano Frank Co-Chief Operating Officer Apr 24, 2013 Option Exercise $48.54 147,397 7,154,651 296,305 Apr 25, 2013, 02:31 PM
Bisignano Frank Co-Chief Operating Officer Apr 24, 2013 Option Exercise $46.79 150,000 7,018,500 443,702 Apr 25, 2013, 02:31 PM
Bisignano Frank Co-Chief Operating Officer Apr 23, 2013 Option Exercise $47.81 120,501 5,761,755 293,702 Apr 24, 2013, 04:03 PM
Bisignano Frank Co-Chief Operating Officer Apr 23, 2013 Option Exercise $43.09 126,519 5,451,775 414,203 Apr 24, 2013, 04:03 PM
Bisignano Frank Co-Chief Operating Officer Apr 22, 2013 Sale $47.38 40,000 1,895,176 287,684 Apr 24, 2013, 04:03 PM
Cutler Stephen M General Counsel Apr 23, 2013 Sale $48.00 15,000 720,000 107,509 Apr 23, 2013, 06:39 PM
CROWN JAMES S Director Apr 19, 2013 Buy $46.99 29,200 1,372,015 1,576,323 Apr 23, 2013, 06:39 PM
CROWN JAMES S Director Apr 19, 2013 Buy $46.99 113,384 5,327,551 6,133,197 Apr 23, 2013, 06:39 PM
CROWN JAMES S Director Apr 22, 2013 Buy $46.98 58,100 2,729,550 2,996,654 Apr 23, 2013, 06:39 PM
CROWN JAMES S Director Apr 19, 2013 Buy $46.99 54,400 2,556,082 2,938,554 Apr 23, 2013, 06:39 PM
CROWN JAMES S Director Apr 22, 2013 Buy $46.98 6,400 300,673 576,605 Apr 23, 2013, 06:39 PM
CROWN JAMES S Director Apr 19, 2013 Buy $46.99 10,500 493,361 570,205 Apr 23, 2013, 06:39 PM
CROWN JAMES S Director Apr 19, 2013 Buy $46.99 5,000 234,934 15,803 Apr 23, 2013, 06:39 PM
CROWN JAMES S Director Apr 22, 2013 Buy $46.98 68,500 3,218,144 1,644,823 Apr 23, 2013, 06:39 PM
CROWN JAMES S Director Apr 22, 2013 Buy $46.98 91,375 4,292,816 6,224,572 Apr 23, 2013, 06:39 PM
Cutler Stephen M General Counsel Apr 18, 2013 Sale $46.77 15,000 701,550 122,509 Apr 18, 2013, 05:59 PM
RAYMOND LEE R Director Mar 31, 2013 Option Exercise $47.46 474 22,496 179,735 Apr 02, 2013, 05:09 PM
JACKSON LABAN Director Mar 31, 2013 Option Exercise $47.46 685 32,510 122,299 Apr 02, 2013, 05:09 PM
FLYNN TIMOTHY PATRICK Director Mar 31, 2013 Option Exercise $47.46 395 18,747 15,301 Apr 02, 2013, 05:09 PM
CROWN JAMES S Director Mar 31, 2013 Option Exercise $47.46 632 29,995 258,607 Apr 02, 2013, 05:09 PM
COTE DAVID M Director Mar 31, 2013 Option Exercise $47.46 395 18,747 56,626 Apr 02, 2013, 05:09 PM
BURKE STEPHEN B Director Mar 31, 2013 Option Exercise $47.46 395 18,747 101,605 Apr 02, 2013, 05:09 PM
BOWLES CRANDALL CLOSE Director Mar 31, 2013 Option Exercise $47.46 527 25,011 56,586 Apr 02, 2013, 05:09 PM
Donnelly John L Director Human Resources Feb 15, 2013 Sale $49.34 11,000 542,762 44,584 Feb 15, 2013, 03:53 PM
Hogan John James Chief Risk Officer Feb 12, 2013 Option Exercise $48.96 228,809 11,201,345 122,007 Feb 14, 2013, 03:52 PM
Hogan John James Chief Risk Officer Feb 12, 2013 Option Exercise $45.87 236,000 10,826,280 350,816 Feb 14, 2013, 03:52 PM
Bisignano Frank Co-Chief Operating Officer Feb 07, 2013 Option Exercise $48.33 365,292 17,652,736 335,504 Feb 08, 2013, 12:19 PM
Bisignano Frank Co-Chief Operating Officer Feb 07, 2013 Option Exercise $39.62 400,000 15,846,500 700,796 Feb 08, 2013, 12:19 PM
Bisignano Frank Co-Chief Operating Officer Feb 06, 2013 Sale $48.57 20,000 971,400 300,796 Feb 08, 2013, 12:19 PM
O'Donovan Mark Corporate Controller Feb 01, 2013 Sale $47.80 3,000 143,400 3,217 Feb 01, 2013, 08:34 PM
Erdoes Mary E. Managing Director Jan 31, 2013 Sale $47.02 15,000 705,300 159,374 Jan 31, 2013, 06:00 PM
FLYNN TIMOTHY PATRICK Director Jan 29, 2013 Buy $46.93 6,750 316,778 14,898 Jan 30, 2013, 10:09 AM
Smith Gordon Executive Vice President Jan 25, 2013 Sale $46.83 21,140 990,052 185,689 Jan 25, 2013, 03:36 PM
Donnelly John L Director Human Resources Jan 18, 2013 Option Exercise $46.39 70,970 3,292,298 55,518 Jan 23, 2013, 06:11 PM
Donnelly John L Director Human Resources Jan 18, 2013 Option Exercise $31.97 83,540 2,671,191 126,488 Jan 23, 2013, 06:11 PM
Hogan John James Chief Risk Officer Jan 22, 2013 Option Exercise $46.34 42,962 1,990,859 150,786 Jan 23, 2013, 06:11 PM
Hogan John James Chief Risk Officer Jan 22, 2013 Option Exercise $21.68 57,874 1,254,893 157,778 Jan 23, 2013, 06:11 PM
Bisignano Frank Co-Chief Operating Officer Jan 22, 2013 Option Exercise $46.34 28,841 1,336,492 320,796 Jan 23, 2013, 06:10 PM
Bisignano Frank Co-Chief Operating Officer Jan 18, 2013 Option Exercise $46.39 44,406 2,059,994 312,737 Jan 23, 2013, 06:10 PM
Bisignano Frank Co-Chief Operating Officer Jan 22, 2013 Option Exercise $19.49 40,000 779,600 349,637 Jan 23, 2013, 06:10 PM
Bisignano Frank Co-Chief Operating Officer Jan 18, 2013 Option Exercise $35.61 50,000 1,780,500 357,143 Jan 23, 2013, 06:10 PM
Zames Matthew E Co-Chief Operating Officer Jan 22, 2013 Option Exercise $46.34 72,102 3,341,207 180,358 Jan 23, 2013, 06:10 PM
Zames Matthew E Co-Chief Operating Officer Jan 22, 2013 Option Exercise $19.49 100,000 1,949,000 284,210 Jan 23, 2013, 06:10 PM
Zames Matthew E Co-Chief Operating Officer Jan 22, 2013 Sale $46.42 31,750 1,473,854 252,460 Jan 23, 2013, 06:10 PM
Pinto Daniel E Managing Director Jan 17, 2013 Option Exercise $46.58 69,773 3,250,026 216,515 Jan 18, 2013, 07:23 PM
Pinto Daniel E Managing Director Jan 17, 2013 Option Exercise $46.58 36,282 1,690,016 180,233 Jan 18, 2013, 07:23 PM
Zames Matthew E Co-Chief Operating Officer Jan 17, 2013 Sale $46.45 23,695 1,100,633 184,210 Jan 18, 2013, 07:02 PM
WELDON WILLIAM C Director Jan 17, 2013 Option Exercise $46.58 3,650 170,017 57,452 Jan 18, 2013, 07:02 PM
BELL JAMES A Director Jan 17, 2013 Option Exercise $46.58 3,650 170,017 8,669 Jan 18, 2013, 07:02 PM
RAYMOND LEE R Director Jan 17, 2013 Option Exercise $46.58 3,650 170,017 178,119 Jan 18, 2013, 07:02 PM
FLYNN TIMOTHY PATRICK Director Jan 17, 2013 Option Exercise $46.58 3,650 170,017 8,148 Jan 18, 2013, 07:02 PM
FUTTER ELLEN V Director Jan 17, 2013 Option Exercise $46.58 3,650 170,017 74,782 Jan 18, 2013, 07:02 PM
CROWN JAMES S Director Jan 17, 2013 Option Exercise $46.58 3,650 170,017 257,162 Jan 18, 2013, 07:02 PM
COTE DAVID M Director Jan 17, 2013 Option Exercise $46.58 3,650 170,017 55,977 Jan 18, 2013, 07:02 PM
BURKE STEPHEN B Director Jan 17, 2013 Option Exercise $46.58 3,650 170,017 100,780 Jan 18, 2013, 07:02 PM
BOWLES CRANDALL CLOSE Director Jan 17, 2013 Option Exercise $46.58 3,650 170,017 55,756 Jan 18, 2013, 07:02 PM
JACKSON LABAN Director Jan 17, 2013 Option Exercise $46.58 3,650 170,017 120,252 Jan 18, 2013, 07:02 PM
JACKSON LABAN Director Jan 17, 2013 Option Exercise $46.58 1,475 68,706 120,973 Jan 18, 2013, 07:02 PM
JACKSON LABAN Director Jan 17, 2013 Option Exercise $26.18 2,196 57,491 122,448 Jan 18, 2013, 07:02 PM
Bisignano Frank Co-Chief Operating Officer Jan 17, 2013 Option Exercise $46.58 460,694 21,459,127 307,143 Jan 18, 2013, 07:02 PM
Bisignano Frank Co-Chief Operating Officer Jan 17, 2013 Option Exercise $38.97 500,000 19,487,499 767,837 Jan 18, 2013, 07:02 PM
Smith Gordon Executive Vice President Jan 13, 2013 Option Exercise $45.81 39,387 1,804,319 206,829 Jan 16, 2013, 06:44 PM
O'Donovan Mark Corporate Controller Jan 13, 2013 Option Exercise $45.81 2,333 106,875 6,217 Jan 16, 2013, 06:44 PM
Pinto Daniel E Managing Director Jan 13, 2013 Option Exercise $45.81 69,646 3,190,483 146,742 Jan 16, 2013, 06:44 PM
Zames Matthew E Co-Chief Operating Officer Jan 13, 2013 Option Exercise $45.81 123,033 5,636,142 207,905 Jan 16, 2013, 06:44 PM
Petno Douglas B Managing Director Jan 13, 2013 Option Exercise $45.81 36,997 1,694,833 124,572 Jan 16, 2013, 06:44 PM
Lake Marianne Chief Financial Officer Jan 13, 2013 Option Exercise $45.81 6,329 289,931 9,605 Jan 16, 2013, 06:44 PM
Hogan John James Chief Risk Officer Jan 13, 2013 Option Exercise $45.81 40,759 1,867,170 99,904 Jan 16, 2013, 06:44 PM
Erdoes Mary E. Managing Director Jan 13, 2013 Option Exercise $45.81 72,510 3,321,683 174,374 Jan 16, 2013, 06:43 PM
Donnelly John L Director Human Resources Jan 13, 2013 Option Exercise $45.81 23,662 1,083,956 42,948 Jan 16, 2013, 06:43 PM
DIMON JAMES Chairman & CEO Jan 13, 2013 Option Exercise $45.81 121,648 5,572,695 1,928,064 Jan 16, 2013, 06:43 PM
Cutler Stephen M General Counsel Jan 13, 2013 Option Exercise $45.81 47,481 2,175,105 137,509 Jan 16, 2013, 06:43 PM
Cavanagh Michael J Executive Vice President Jan 13, 2013 Option Exercise $45.81 47,367 2,169,882 284,775 Jan 16, 2013, 06:43 PM
Bisignano Frank Co-Chief Operating Officer Jan 13, 2013 Option Exercise $45.81 47,642 2,182,480 267,837 Jan 16, 2013, 06:43 PM
WELDON WILLIAM C Director Dec 31, 2012 Option Exercise $43.97 512 22,513 53,802 Jan 03, 2013, 05:53 PM
BURKE STEPHEN B Director Dec 31, 2012 Option Exercise $43.97 426 18,731 97,130 Jan 03, 2013, 05:53 PM
RAYMOND LEE R Director Dec 31, 2012 Option Exercise $43.97 512 22,513 174,469 Jan 03, 2013, 05:53 PM
JACKSON LABAN Director Dec 31, 2012 Option Exercise $43.97 739 32,494 116,603 Jan 03, 2013, 05:53 PM
FLYNN TIMOTHY PATRICK Director Dec 31, 2012 Option Exercise $43.97 426 18,731 4,498 Jan 03, 2013, 05:53 PM
CROWN JAMES S Director Dec 31, 2012 Option Exercise $43.97 682 29,988 253,512 Jan 03, 2013, 05:53 PM
COTE DAVID M Director Dec 31, 2012 Option Exercise $43.97 426 18,731 52,328 Jan 03, 2013, 05:53 PM
BOWLES CRANDALL CLOSE Director Dec 31, 2012 Option Exercise $43.97 569 25,019 52,107 Jan 03, 2013, 05:53 PM
JACKSON LABAN Director Nov 08, 2012 Option Exercise $40.95 4,533 185,626 115,177 Nov 09, 2012, 11:15 AM
JACKSON LABAN Director Nov 08, 2012 Option Exercise $23.91 6,589 157,543 119,710 Nov 09, 2012, 11:15 AM
Erdoes Mary E. Managing Director Oct 19, 2012 Sale $42.46 40,000 1,698,548 112,616 Oct 23, 2012, 03:04 PM
Donnelly John L Director Human Resources Oct 17, 2012 Sale $43.29 25,000 1,082,137 25,362 Oct 18, 2012, 11:29 AM
Smith Gordon Executive Vice President Oct 15, 2012 Option Exercise $42.07 56,608 2,381,499 164,260 Oct 16, 2012, 03:41 PM
Smith Gordon Executive Vice President Oct 15, 2012 Option Exercise $19.49 80,000 1,559,200 249,202 Oct 16, 2012, 03:41 PM
Smith Gordon Executive Vice President Oct 15, 2012 Sale $42.33 28,334 1,199,268 220,868 Oct 16, 2012, 03:41 PM
Bisignano Frank Co-Chief Operating Officer Oct 15, 2012 Option Exercise $42.07 56,964 2,396,475 219,725 Oct 16, 2012, 03:33 PM
Bisignano Frank Co-Chief Operating Officer Oct 15, 2012 Option Exercise $19.49 80,000 1,559,200 296,689 Oct 16, 2012, 03:33 PM
Bisignano Frank Co-Chief Operating Officer Oct 15, 2012 Sale $42.25 20,000 844,942 276,689 Oct 16, 2012, 03:33 PM
Cavanagh Michael J Executive Vice President Oct 15, 2012 Sale $42.00 40,000 1,679,948 234,765 Oct 15, 2012, 04:56 PM
BURKE STEPHEN B Director Sep 30, 2012 Option Exercise $40.48 463 18,742 96,242 Oct 02, 2012, 05:23 PM
WELDON WILLIAM C Director Sep 30, 2012 Option Exercise $40.48 556 22,507 52,910 Oct 02, 2012, 05:23 PM
RAYMOND LEE R Director Sep 30, 2012 Option Exercise $40.48 556 22,507 172,729 Oct 02, 2012, 05:23 PM
FLYNN TIMOTHY PATRICK Director Sep 30, 2012 Option Exercise $40.48 463 18,742 4,066 Oct 02, 2012, 05:23 PM
CROWN JAMES S Director Sep 30, 2012 Option Exercise $40.48 803 32,505 251,956 Oct 02, 2012, 05:23 PM
COTE DAVID M Director Sep 30, 2012 Option Exercise $40.48 463 18,742 51,631 Oct 02, 2012, 05:23 PM
BOWLES CRANDALL CLOSE Director Sep 30, 2012 Option Exercise $40.48 618 25,017 51,215 Oct 02, 2012, 05:23 PM
JACKSON LABAN Director Sep 30, 2012 Option Exercise $40.48 865 35,015 113,121 Oct 02, 2012, 05:22 PM
Petno Douglas B Managing Director Sep 14, 2012 Sale $42.00 15,337 644,188 83,778 Sep 14, 2012, 03:17 PM
Petno Douglas B Managing Director Sep 12, 2012 Sale $40.04 15,337 614,058 99,115 Sep 12, 2012, 05:22 PM
Petno Douglas B Managing Director Aug 21, 2012 Sale $38.00 15,337 582,827 114,425 Aug 21, 2012, 03:04 PM
STALEY JAMES E Managing Director Aug 15, 2012 Sale $37.26 30,000 1,117,914 74,886 Aug 15, 2012, 04:56 PM
Petno Douglas B Managing Director Aug 06, 2012 Sale $36.24 15,338 555,878 129,762 Aug 06, 2012, 04:35 PM
DIMON JAMES Chairman & CEO Jul 20, 2012 Buy $34.02 250,000 8,504,475 3,226,153 Jul 20, 2012, 04:17 PM
DIMON JAMES Chairman & CEO Jul 19, 2012 Buy $34.43 110,000 3,787,212 2,976,153 Jul 20, 2012, 04:17 PM
DIMON JAMES Chairman & CEO Jul 20, 2012 Buy $34.02 15,000 510,268 971,459 Jul 20, 2012, 04:17 PM
DIMON JAMES Chairman & CEO Jul 19, 2012 Buy $34.43 50,000 1,721,460 956,459 Jul 20, 2012, 04:17 PM
DIMON JAMES Chairman & CEO Jul 19, 2012 Buy $34.45 75,000 2,584,117 75,000 Jul 20, 2012, 04:17 PM
DIMON JAMES Chairman & CEO Jul 19, 2012 Sale $1110.00 4,234 4,699,740 0 Jul 20, 2012, 04:17 PM
DIMON JAMES Chairman & CEO Jul 19, 2012 Sale $1110.00 1,770 1,964,700 0 Jul 20, 2012, 04:17 PM
DIMON JAMES Chairman & CEO Jul 19, 2012 Sale $1110.00 2,793 3,100,230 0 Jul 20, 2012, 04:17 PM
DIMON JAMES Chairman & CEO Jul 19, 2012 Sale $1110.00 1,851 2,054,610 0 Jul 20, 2012, 04:17 PM
DIMON JAMES Chairman & CEO Jul 19, 2012 Sale $1110.00 1,494 1,658,340 0 Jul 20, 2012, 04:17 PM
Bisignano Frank Chief Administrative Officer; Jul 17, 2012 Sale $35.40 3,000 106,200 221,012 Jul 17, 2012, 12:58 PM
FLYNN TIMOTHY PATRICK Director Jun 30, 2012 Option Exercise $35.73 350 12,505 3,600 Jul 03, 2012, 03:59 PM
WELDON WILLIAM C Director Jun 30, 2012 Option Exercise $35.73 630 22,510 51,895 Jul 03, 2012, 03:59 PM
RAYMOND LEE R Director Jun 30, 2012 Option Exercise $35.73 630 22,510 170,679 Jul 03, 2012, 03:58 PM
JACKSON LABAN Director Jun 30, 2012 Option Exercise $35.73 1,050 37,516 111,427 Jul 03, 2012, 03:58 PM
CROWN JAMES S Director Jun 30, 2012 Option Exercise $35.73 910 32,514 250,096 Jul 03, 2012, 03:58 PM
COTE DAVID M Director Jun 30, 2012 Option Exercise $35.73 525 18,758 50,841 Jul 03, 2012, 03:58 PM
BURKE STEPHEN B Director Jun 30, 2012 Option Exercise $35.73 525 18,758 95,221 Jul 03, 2012, 03:58 PM
BOWLES CRANDALL CLOSE Director Jun 30, 2012 Option Exercise $35.73 700 25,011 50,209 Jul 03, 2012, 03:58 PM
Donnelly John L Director Human Resources Apr 16, 2012 Option Exercise $43.32 56,487 2,447,017 62,778 Apr 20, 2012, 03:48 PM
Donnelly John L Director Human Resources Apr 16, 2012 Option Exercise $31.06 66,666 2,070,313 119,265 Apr 20, 2012, 03:48 PM
Bisignano Frank Chief Administrative Officer; Apr 17, 2012 Sale $43.83 15,000 657,379 226,883 Apr 17, 2012, 05:05 PM
STALEY JAMES E Managing Director Apr 16, 2012 Option Exercise $43.32 37,702 1,633,251 131,883 Apr 17, 2012, 04:56 PM
STALEY JAMES E Managing Director Apr 16, 2012 Option Exercise $21.87 50,000 1,093,500 169,585 Apr 17, 2012, 04:56 PM
Maclin Samuel Todd Executive Vice President Apr 16, 2012 Sale $43.06 49,000 2,109,720 258,316 Apr 16, 2012, 04:58 PM
WELDON WILLIAM C Director Mar 31, 2012 Option Exercise $45.98 408 18,760 50,921 Apr 02, 2012, 07:35 PM
RAYMOND LEE R Director Mar 31, 2012 Option Exercise $45.98 489 22,484 168,919 Apr 02, 2012, 07:34 PM
NOVAK DAVID C Director Mar 31, 2012 Option Exercise $45.98 489 22,484 180,869 Apr 02, 2012, 07:34 PM
JACKSON LABAN Director Mar 31, 2012 Option Exercise $45.98 870 40,003 109,754 Apr 02, 2012, 07:34 PM
CROWN JAMES S Director Mar 31, 2012 Option Exercise $45.98 816 37,520 248,389 Apr 02, 2012, 07:34 PM
COTE DAVID M Director Mar 31, 2012 Option Exercise $45.98 408 18,760 50,073 Apr 02, 2012, 07:34 PM
BURKE STEPHEN B Director Mar 31, 2012 Option Exercise $45.98 408 18,760 94,275 Apr 02, 2012, 07:34 PM
BOWLES CRANDALL CLOSE Director Mar 31, 2012 Option Exercise $45.98 544 25,013 49,218 Apr 02, 2012, 07:34 PM
Hogan John James Chief Risk Officer Jan 25, 2012 Option Exercise $37.47 37,061 1,388,676 96,378 Mar 06, 2012, 03:32 PM
Hogan John James Chief Risk Officer Jan 25, 2012 Option Exercise $19.49 50,000 974,500 133,439 Mar 06, 2012, 03:32 PM
DIMON JAMES Chairman & CEO Mar 02, 2012 Option Exercise $40.56 409,167 16,593,768 2,866,153 Mar 05, 2012, 05:57 PM
DIMON JAMES Chairman & CEO Mar 02, 2012 Option Exercise $31.22 462,000 14,423,640 3,275,320 Mar 05, 2012, 05:57 PM
NOVAK DAVID C Director Feb 13, 2012 Option Exercise $38.06 2,166 82,435 179,912 Feb 15, 2012, 02:46 PM
NOVAK DAVID C Director Feb 13, 2012 Option Exercise $31.22 2,640 82,421 182,078 Feb 15, 2012, 02:46 PM
JACKSON LABAN Director Jan 27, 2012 Option Exercise $37.40 2,313 86,518 108,277 Jan 31, 2012, 11:00 AM
JACKSON LABAN Director Jan 27, 2012 Option Exercise $31.22 2,640 82,421 110,590 Jan 31, 2012, 11:00 AM
Hogan John James Chief Risk Officer Jan 25, 2012 Sale $37.50 40,797 1,529,888 42,642 Jan 25, 2012, 05:25 PM
Cutler Stephen M General Counsel Jan 23, 2012 Sale $37.42 12,500 467,750 86,894 Jan 23, 2012, 05:03 PM
Bisignano Frank Chief Administrative Officer Jan 20, 2012 Sale $37.09 10,000 370,946 242,537 Jan 20, 2012, 06:03 PM
CROWN JAMES S Director Jan 18, 2012 Option Exercise $35.60 4,775 170,014 244,145 Jan 20, 2012, 05:39 PM
CROWN JAMES S Director Jan 19, 2012 Option Exercise $31.22 2,640 82,421 246,785 Jan 20, 2012, 05:39 PM
NOVAK DAVID C Director Jan 18, 2012 Option Exercise $35.60 4,775 170,014 179,433 Jan 20, 2012, 05:39 PM
BURKE STEPHEN B Director Jan 18, 2012 Option Exercise $35.60 4,775 170,014 93,468 Jan 20, 2012, 05:38 PM
RAYMOND LEE R Director Jan 18, 2012 Option Exercise $35.60 4,775 170,014 167,293 Jan 20, 2012, 05:38 PM
WELDON WILLIAM C Director Jan 18, 2012 Option Exercise $35.60 4,775 170,014 50,193 Jan 20, 2012, 05:38 PM
JACKSON LABAN Director Jan 18, 2012 Option Exercise $35.60 4,775 170,014 107,950 Jan 20, 2012, 05:38 PM
GRAY III WILLIAM H Director Jan 18, 2012 Option Exercise $35.60 4,775 170,014 88,415 Jan 20, 2012, 05:38 PM
FUTTER ELLEN V Director Jan 18, 2012 Option Exercise $35.60 4,775 170,014 68,622 Jan 20, 2012, 05:38 PM
COTE DAVID M Director Jan 18, 2012 Option Exercise $35.60 4,775 170,014 49,448 Jan 20, 2012, 05:38 PM
BOWLES CRANDALL CLOSE Director Jan 18, 2012 Option Exercise $35.60 4,775 170,014 48,411 Jan 20, 2012, 05:38 PM
BELL JAMES A Director Jan 18, 2012 Option Exercise $35.60 4,775 170,014 4,775 Jan 20, 2012, 05:38 PM
Smith Gordon Executive Vice President Jan 19, 2012 Sale $37.00 40,000 1,480,016 169,202 Jan 19, 2012, 03:18 PM
Smith Gordon Executive Vice President Jan 13, 2012 Option Exercise $35.53 37,075 1,317,089 209,202 Jan 18, 2012, 05:45 PM
DIMON JAMES Chairman & CEO Jan 13, 2012 Option Exercise $35.53 46,481 1,651,238 2,813,320 Jan 18, 2012, 05:44 PM
ZUBROW BARRY L Executive Vice President Jan 13, 2012 Option Exercise $35.53 34,190 1,214,600 71,755 Jan 18, 2012, 05:43 PM
Maclin Samuel Todd Executive Vice President Jan 13, 2012 Option Exercise $35.53 34,768 1,235,133 307,077 Jan 18, 2012, 05:41 PM
Donnelly John L Director Human Resources Jan 13, 2012 Option Exercise $35.53 18,025 640,338 52,599 Jan 18, 2012, 05:38 PM
Cavanagh Michael J Executive Vice President Jan 13, 2012 Option Exercise $35.53 39,487 1,402,776 274,765 Jan 18, 2012, 05:38 PM
Erdoes Mary E. Managing Director Jan 13, 2012 Option Exercise $35.53 67,565 2,400,247 157,891 Jan 18, 2012, 05:36 PM
DREW INA R Chief Investment Officer Jan 13, 2012 Option Exercise $35.53 72,036 2,559,079 246,479 Jan 18, 2012, 05:35 PM
Hogan John James Chief Risk Officer Jan 13, 2012 Option Exercise $35.53 38,398 1,364,089 83,439 Jan 18, 2012, 05:33 PM
Petno Douglas B Managing Director Jan 13, 2012 Option Exercise $35.53 36,572 1,299,220 145,055 Jan 18, 2012, 05:29 PM
Cutler Stephen M General Counsel Jan 13, 2012 Option Exercise $35.53 36,633 1,301,387 99,394 Jan 18, 2012, 05:28 PM
Bisignano Frank Chief Administrative Officer Jan 13, 2012 Option Exercise $35.53 39,743 1,411,870 252,537 Jan 18, 2012, 05:26 PM
STALEY JAMES E Managing Director Jan 13, 2012 Option Exercise $35.53 58,369 2,073,559 174,585 Jan 18, 2012, 05:24 PM
STALEY JAMES E Managing Director Jan 17, 2012 Sale $35.21 55,000 1,936,792 119,585 Jan 18, 2012, 05:24 PM
Cutler Stephen M General Counsel Mar 24, 2009 Sale $27.65 66 1,825 69,044 Jan 18, 2012, 05:12 PM
Cutler Stephen M General Counsel May 30, 2008 Option Exercise $43.43 66 2,866 69,110 Jan 18, 2012, 05:12 PM
Warren Shannon S Corporate Controller Jan 13, 2012 Option Exercise $35.53 4,594 163,202 44,087 Jan 18, 2012, 05:11 PM
Braunstein Douglas L Chief Financial Officer Jan 13, 2012 Option Exercise $35.53 92,149 3,273,593 603,836 Jan 18, 2012, 05:10 PM
CROWN JAMES S Director Dec 31, 2011 Option Exercise $33.25 977 32,485 239,370 Jan 04, 2012, 06:09 PM
BOWLES CRANDALL CLOSE Director Dec 31, 2011 Option Exercise $33.25 752 25,004 43,636 Jan 04, 2012, 06:09 PM
WELDON WILLIAM C Director Dec 31, 2011 Option Exercise $33.25 564 18,753 45,418 Jan 04, 2012, 06:09 PM
RAYMOND LEE R Director Dec 31, 2011 Option Exercise $33.25 677 22,510 162,519 Jan 04, 2012, 06:09 PM
NOVAK DAVID C Director Dec 31, 2011 Option Exercise $33.25 677 22,510 174,659 Jan 04, 2012, 06:09 PM
JACKSON LABAN Director Dec 31, 2011 Option Exercise $33.25 1,053 35,012 103,176 Jan 04, 2012, 06:09 PM
COTE DAVID M Director Dec 31, 2011 Option Exercise $33.25 564 18,753 44,673 Jan 04, 2012, 06:09 PM
BURKE STEPHEN B Director Dec 31, 2011 Option Exercise $33.25 564 18,753 88,693 Jan 04, 2012, 06:09 PM
RAYMOND LEE R Director Oct 31, 2011 Sale $27.37 80,000 2,189,736 0 Nov 01, 2011, 11:02 AM
WELDON WILLIAM C Director Sep 30, 2011 Option Exercise $30.12 623 18,765 44,511 Oct 04, 2011, 05:20 PM
RAYMOND LEE R Director Sep 30, 2011 Option Exercise $30.12 747 22,500 160,616 Oct 04, 2011, 05:12 PM
NOVAK DAVID C Director Sep 30, 2011 Option Exercise $30.12 747 22,500 173,475 Oct 04, 2011, 05:04 PM
JACKSON LABAN Director Sep 30, 2011 Option Exercise $30.12 1,909 57,499 101,473 Oct 04, 2011, 04:49 PM
CROWN JAMES S Director Sep 30, 2011 Option Exercise $30.12 1,743 52,499 237,546 Oct 04, 2011, 04:22 PM
COTE DAVID M Director Sep 30, 2011 Option Exercise $30.12 623 18,765 43,879 Oct 04, 2011, 03:33 PM
BURKE STEPHEN B Director Sep 30, 2011 Option Exercise $30.12 623 18,765 87,700 Oct 04, 2011, 03:21 PM
BOWLES CRANDALL CLOSE Director Sep 30, 2011 Option Exercise $30.12 706 21,265 42,604 Oct 04, 2011, 03:02 PM
CROWN JAMES S Director Aug 10, 2011 Buy $34.50 3,500 120,750 5,813 Aug 12, 2011, 06:12 PM
CROWN JAMES S Director Aug 10, 2011 Buy $34.50 3,500 120,750 12,256 Aug 12, 2011, 06:12 PM
CROWN JAMES S Director Aug 10, 2011 Buy $34.50 3,500 120,750 3,500 Aug 12, 2011, 06:12 PM
CROWN JAMES S Director Aug 10, 2011 Buy $34.50 3,500 120,750 16,571 Aug 12, 2011, 06:12 PM
CROWN JAMES S Director Aug 10, 2011 Buy $34.50 3,500 120,750 10,803 Aug 12, 2011, 06:12 PM
CROWN JAMES S Director Aug 11, 2011 Buy $35.08 176,609 6,194,720 559,705 Aug 12, 2011, 06:12 PM
JACKSON LABAN Director Aug 09, 2011 Buy $35.40 1,292 45,737 5,165 Aug 11, 2011, 12:33 PM
DREW INA R Chief Investment Officer Aug 08, 2011 Buy $992.50 492 488,310 492 Aug 09, 2011, 06:17 PM
Smith Gordon Executive Vice President Jul 25, 2011 Option Exercise $41.60 22,289 927,222 160,419 Jul 26, 2011, 01:15 PM
BURKE STEPHEN B Director Jul 22, 2011 Buy $42.18 25,000 1,054,418 86,741 Jul 25, 2011, 10:24 AM
MILLER HEIDI Executive Vice President Jul 21, 2011 Option Exercise $41.89 45,436 1,903,314 311,227 Jul 22, 2011, 04:59 PM
MILLER HEIDI Executive Vice President Jul 21, 2011 Option Exercise $34.78 50,000 1,739,000 356,663 Jul 22, 2011, 04:59 PM
MILLER HEIDI Executive Vice President Jul 19, 2011 Option Exercise $40.10 92,866 3,723,926 306,663 Jul 20, 2011, 03:34 PM
MILLER HEIDI Executive Vice President Jul 19, 2011 Option Exercise $34.78 100,000 3,478,000 399,529 Jul 20, 2011, 03:34 PM
Maclin Samuel Todd Executive Vice President Jul 15, 2011 Sale $39.79 20,000 795,730 249,545 Jul 15, 2011, 04:25 PM
Cutler Stephen M General Counsel Jul 15, 2011 Sale $40.58 10,000 405,800 50,618 Jul 15, 2011, 10:18 AM
DIMON JAMES Chairman & CEO Sep 04, 2007 Buy $45.02 666 29,983 666 Jul 07, 2011, 03:51 PM
RAYMOND LEE R Director Jun 30, 2011 Option Exercise $40.94 550 22,517 158,901 Jul 05, 2011, 05:00 PM
WELDON WILLIAM C Director Jun 30, 2011 Option Exercise $40.94 458 18,751 43,620 Jul 05, 2011, 05:00 PM
NOVAK DAVID C Director Jun 30, 2011 Option Exercise $40.94 550 22,517 172,319 Jul 05, 2011, 05:00 PM
JACKSON LABAN Director Jun 30, 2011 Option Exercise $40.94 611 25,014 99,062 Jul 05, 2011, 05:00 PM
GRAY III WILLIAM H Director Jun 30, 2011 Option Exercise $40.94 32 1,310 83,128 Jul 05, 2011, 05:00 PM
CROWN JAMES S Director Jun 30, 2011 Option Exercise $40.94 550 22,517 235,142 Jul 05, 2011, 05:00 PM
COTE DAVID M Director Jun 30, 2011 Option Exercise $40.94 458 18,751 43,077 Jul 05, 2011, 05:00 PM
BURKE STEPHEN B Director Jun 30, 2011 Option Exercise $40.94 458 18,751 61,741 Jul 05, 2011, 05:00 PM
BOWLES CRANDALL CLOSE Director Jun 30, 2011 Option Exercise $40.94 519 21,248 41,680 Jul 05, 2011, 05:00 PM
Bisignano Frank Chief Administrative Officer May 02, 2011 Sale $45.60 5,000 228,000 202,882 May 02, 2011, 06:55 PM
Bisignano Frank Chief Administrative Officer Apr 29, 2011 Sale $45.65 5,000 228,265 207,882 Apr 29, 2011, 04:53 PM
Maclin Samuel Todd Executive Vice President Apr 28, 2011 Sale $45.58 10,000 455,800 269,334 Apr 28, 2011, 03:55 PM
MANDELBAUM JAY Executive Vice President Apr 25, 2011 Sale $45.00 10,000 450,000 376,686 Apr 25, 2011, 05:27 PM
RAYMOND LEE R Director Apr 20, 2011 Buy $1106.25 2,000 2,212,500 2,000 Apr 21, 2011, 05:13 PM
RAYMOND LEE R Director Mar 31, 2011 Option Exercise $46.10 488 22,497 157,535 Apr 04, 2011, 05:27 PM
NOVAK DAVID C Director Mar 31, 2011 Option Exercise $46.10 488 22,497 171,425 Apr 04, 2011, 05:27 PM
JACKSON LABAN Director Mar 31, 2011 Option Exercise $46.10 542 24,986 98,028 Apr 04, 2011, 05:27 PM
CROWN JAMES S Director Mar 31, 2011 Option Exercise $46.10 488 22,497 234,035 Apr 04, 2011, 05:27 PM
COTE DAVID M Director Mar 31, 2011 Option Exercise $46.10 407 18,763 42,470 Apr 04, 2011, 05:27 PM
BURKE STEPHEN B Director Mar 31, 2011 Option Exercise $46.10 407 18,763 61,000 Apr 04, 2011, 05:27 PM
BOWLES CRANDALL CLOSE Director Mar 31, 2011 Option Exercise $46.10 461 21,252 40,979 Apr 04, 2011, 05:27 PM
WELDON WILLIAM C Director Mar 31, 2011 Option Exercise $46.10 407 18,763 42,936 Apr 04, 2011, 05:27 PM
SCHARF CHARLES W Executive Vice President Jan 25, 2011 Option Exercise $44.85 136,301 6,112,419 1,015,930 Jan 26, 2011, 05:10 PM
SCHARF CHARLES W Executive Vice President Jan 25, 2011 Option Exercise $42.22 140,730 5,941,621 1,152,231 Jan 26, 2011, 05:10 PM
NOVAK DAVID C Director Jan 21, 2011 Option Exercise $45.19 4,700 212,416 169,071 Jan 24, 2011, 06:10 PM
NOVAK DAVID C Director Jan 21, 2011 Option Exercise $27.84 6,600 183,744 173,771 Jan 24, 2011, 06:10 PM
NOVAK DAVID C Director Jan 21, 2011 Buy $45.12 28,000 1,263,371 48,000 Jan 24, 2011, 06:10 PM
NOVAK DAVID C Director Jan 20, 2011 Buy $44.66 20,000 893,200 20,000 Jan 24, 2011, 06:10 PM
NOVAK DAVID C Director Jan 24, 2011 Buy $45.21 1,800 81,376 170,871 Jan 24, 2011, 06:10 PM
NOVAK DAVID C Director Jan 21, 2011 Buy $45.12 20,000 902,464 167,171 Jan 24, 2011, 06:10 PM
NOVAK DAVID C Director Jan 24, 2011 Buy $45.21 1,500 67,813 49,500 Jan 24, 2011, 06:10 PM
NOVAK DAVID C Director Jan 20, 2011 Buy $44.68 40,000 1,787,220 147,171 Jan 24, 2011, 06:10 PM
MILLER HEIDI Executive Vice President Jan 20, 2011 Option Exercise $44.30 55,905 2,476,591 312,849 Jan 21, 2011, 04:56 PM
MILLER HEIDI Executive Vice President Jan 20, 2011 Option Exercise $19.49 80,000 1,559,200 368,754 Jan 21, 2011, 04:56 PM
DIMON JAMES Chairman & CEO Jan 19, 2011 Option Exercise $44.28 227,410 10,070,852 2,714,336 Jan 21, 2011, 04:56 PM
DIMON JAMES Chairman & CEO Jan 19, 2011 Option Exercise $42.62 231,725 9,876,119 2,941,746 Jan 21, 2011, 04:56 PM
WELDON WILLIAM C Director Jan 19, 2011 Option Exercise $44.28 3,839 170,010 42,486 Jan 20, 2011, 06:02 PM
RAYMOND LEE R Director Jan 19, 2011 Option Exercise $44.28 3,839 170,010 156,877 Jan 20, 2011, 06:02 PM
JACKSON LABAN Director Jan 19, 2011 Option Exercise $44.28 3,839 170,010 97,393 Jan 20, 2011, 06:02 PM
JACKSON LABAN Director Jan 18, 2011 Option Exercise $44.96 5,448 244,942 93,554 Jan 20, 2011, 06:02 PM
JACKSON LABAN Director Jan 18, 2011 Option Exercise $27.70 7,649 211,889 99,002 Jan 20, 2011, 06:02 PM
GRAY III WILLIAM H Director Jan 19, 2011 Option Exercise $44.28 3,839 170,010 82,574 Jan 20, 2011, 06:02 PM
FUTTER ELLEN V Director Jan 19, 2011 Option Exercise $44.28 3,839 170,010 63,070 Jan 20, 2011, 06:02 PM
COTE DAVID M Director Jan 19, 2011 Option Exercise $44.28 3,839 170,010 42,036 Jan 20, 2011, 06:02 PM
CROWN JAMES S Director Jan 19, 2011 Option Exercise $44.28 3,839 170,010 233,433 Jan 20, 2011, 06:02 PM
CROWN JAMES S Director Jan 18, 2011 Option Exercise $27.70 7,649 211,889 229,594 Jan 20, 2011, 06:02 PM
BOWLES CRANDALL CLOSE Director Jan 19, 2011 Option Exercise $44.28 3,839 170,010 40,484 Jan 20, 2011, 06:02 PM
BURKE STEPHEN B Director Jan 19, 2011 Option Exercise $44.28 3,839 170,010 60,537 Jan 20, 2011, 06:02 PM
STALEY JAMES E Managing Director Jan 13, 2011 Option Exercise $44.57 82,732 3,687,365 114,548 Jan 18, 2011, 07:14 PM
Cavanagh Michael J Executive Vice President Jan 13, 2011 Option Exercise $44.57 43,319 1,930,728 222,638 Jan 18, 2011, 07:14 PM
ZUBROW BARRY L Chief Risk Officer Jan 13, 2011 Option Exercise $44.57 18,594 828,735 26,312 Jan 18, 2011, 07:14 PM
Smith Gordon Executive Vice President Jan 13, 2011 Option Exercise $44.57 37,455 1,669,369 182,708 Jan 18, 2011, 07:14 PM
SCHARF CHARLES W Executive Vice President Jan 13, 2011 Option Exercise $44.57 54,923 2,447,918 1,011,501 Jan 18, 2011, 07:13 PM
Rauchenberger Louis Corporate Controller Jan 13, 2011 Option Exercise $44.57 11,834 527,441 83,538 Jan 18, 2011, 07:13 PM