JPMorgan Chase & Co.. (JPM) NEW YORK STOCK EXCHANGE INC.
$140.32 0.34 (0.24%)
Market Cap: $410.59B
As of 01/27/23 04:00 PM EST. Market closed.
JPMorgan Chase & Co.. (JPM) NEW YORK STOCK EXCHANGE INC.
$140.32 0.34 (0.24%)
Market Cap: $410.59B
As of 01/27/23 04:00 PM EST. Market closed.
JPMorgan Chase & Co. ... read more
JPMorgan Chase & Co. is a leading global financial services firm with assets of $3.4 trillion and operations worldwide. The Firm is a leader in investment banking, financial services for consumers and small businesses, commercial banking, financial transaction processing, and asset management. A component of the Dow Jones Industrial Average, JPMorgan Chase & Co. serves millions of customers in the United States and many of the world's most prominent corporate, institutional and government clients under its J.P. Morgan and Chase brands. read less
COMPANY PROFILE
Sector
Finance and Insurance
Industry
Commercial Banking
CEO
James Dimon
Full Time Employees
271,025
CEO Compensation (Base)
$1.50M
CEO Compensation (Total)
$30.03M
Sector
Finance and Insurance
Industry
Commercial Banking
CEO
James Dimon
Full Time Employees
271,025
CEO Compensation (Base)
$1.50M
CEO Compensation (Total)
$30.03M
Address
383 Madison Ave, New York, New York, 10017-3217.
PRICE CHART
From:
To:
NEWS
KEY STATS
Open
$140.48
Previous Close
$139.98
Days Range
$138.36 - $140.06
52 week range
$100.54 - $155.31
Volume
7,489,946
Avg. Volume (30 days)
10,654,473
Market Cap
$410.59B
Dividend Yield
2.83%
P/E
11.66
Shares Outstanding
2,933,204,888
Open
$140.48
Previous Close
$139.98
Days Range
$138.36 - $140.06
52 week range
$100.54 - $155.31
Volume
7,489,946
Avg. Volume (30 days)
10,654,473
Market Cap
$410.59B
Dividend Yield
2.83%
P/E
11.66
Shares Outstanding
2,933,204,888
Open in:
Open in:
INSIDER TRANSACTIONS FOR JPMORGAN CHASE & CO.
| Owner | Relationship | Date | Transaction | Cost | # Shares | Value($) | Total Shares | Form 4 |
| HOBSON MELLODY L | Director | Jan 19, 2023 | Buy | $134.53 | 375 | 50,448 | 22,040 | Jan 20, 2023, 04:18 PM |
| Rometty Virginia M | Director | Jan 17, 2023 | Option Exercise | $140.38 | 1,781 | 250,021 | 8,287 | Jan 19, 2023, 04:33 PM |
| NOVAKOVIC PHEBE N | Director | Jan 17, 2023 | Option Exercise | $140.38 | 1,781 | 250,021 | 6,970 | Jan 19, 2023, 04:32 PM |
| NEAL MICHAEL A | Director | Jan 17, 2023 | Option Exercise | $140.38 | 1,781 | 250,021 | 53,181 | Jan 19, 2023, 04:32 PM |
| HOBSON MELLODY L | Director | Jan 17, 2023 | Option Exercise | $140.38 | 1,781 | 250,021 | 21,665 | Jan 19, 2023, 04:30 PM |
| Gorsky Alex | Director | Jan 17, 2023 | Option Exercise | $140.38 | 1,781 | 250,021 | 1,869 | Jan 19, 2023, 04:30 PM |
| FLYNN TIMOTHY PATRICK | Director | Jan 17, 2023 | Option Exercise | $140.38 | 1,781 | 250,021 | 55,872 | Jan 19, 2023, 04:30 PM |
| CROWN JAMES S | Director | Jan 17, 2023 | Option Exercise | $140.38 | 1,781 | 250,021 | 347,277 | Jan 19, 2023, 04:29 PM |
| BURKE STEPHEN B | Director | Jan 17, 2023 | Option Exercise | $140.38 | 1,781 | 250,021 | 169,946 | Jan 19, 2023, 04:28 PM |
| Combs Todd A. | Director | Jan 17, 2023 | Option Exercise | $140.38 | 1,781 | 250,021 | 29,273 | Jan 19, 2023, 04:28 PM |
| BAMMANN LINDA | Director | Jan 17, 2023 | Option Exercise | $140.38 | 1,781 | 250,021 | 97,051 | Jan 19, 2023, 04:26 PM |
| Erdoes Mary E. | CEO Asset & Wealth Management | Jan 13, 2023 | Option Exercise | $139.15 | 23,242 | 3,234,008 | 554,476 | Jan 17, 2023, 08:52 PM |
| Erdoes Mary E. | CEO Asset & Wealth Management | Jan 17, 2023 | Sale | $140.29 | 10,340 | 1,450,642 | 544,136 | Jan 17, 2023, 08:52 PM |
| Friedman Stacey | General Counsel | Jan 13, 2023 | Option Exercise | $139.15 | 12,152 | 1,690,890 | 71,459 | Jan 17, 2023, 08:52 PM |
| Friedman Stacey | General Counsel | Jan 17, 2023 | Sale | $140.31 | 23,148 | 3,247,803 | 48,311 | Jan 17, 2023, 08:52 PM |
| Lake Marianne | Co-CEO CCB | Jan 13, 2023 | Option Exercise | $139.15 | 16,670 | 2,319,547 | 96,864 | Jan 17, 2023, 08:52 PM |
| Lake Marianne | Co-CEO CCB | Jan 17, 2023 | Sale | $141.00 | 10,000 | 1,410,000 | 86,864 | Jan 17, 2023, 08:52 PM |
| Petno Douglas B | CEO Commercial Banking | Jan 13, 2023 | Option Exercise | $139.15 | 13,668 | 1,901,834 | 254,373 | Jan 17, 2023, 08:52 PM |
| Petno Douglas B | CEO Commercial Banking | Jan 17, 2023 | Sale | $140.30 | 11,644 | 1,633,697 | 242,729 | Jan 17, 2023, 08:52 PM |
| Piepszak Jennifer | Co-CEO CCB | Jan 13, 2023 | Option Exercise | $139.15 | 11,282 | 1,569,834 | 22,162 | Jan 17, 2023, 08:52 PM |
| Piepszak Jennifer | Co-CEO CCB | Jan 17, 2023 | Sale | $140.32 | 10,462 | 1,467,979 | 11,700 | Jan 17, 2023, 08:52 PM |
| Scher Peter | Vice Chairman | Jan 13, 2023 | Option Exercise | $139.15 | 4,769 | 663,583 | 40,768 | Jan 17, 2023, 08:51 PM |
| Scher Peter | Vice Chairman | Jan 17, 2023 | Sale | $140.32 | 4,399 | 617,252 | 36,369 | Jan 17, 2023, 08:51 PM |
| Korablina Elena A | Corporate Controller | Jan 13, 2023 | Option Exercise | $139.15 | 4,382 | 609,733 | 23,914 | Jan 17, 2023, 07:41 PM |
| Pinto Daniel E | President & COO, CEO CIB | Jan 13, 2023 | Option Exercise | $139.15 | 31,931 | 4,443,039 | 647,198 | Jan 17, 2023, 07:32 PM |
| Leopold Robin | Head of Human Resources | Jan 13, 2023 | Option Exercise | $139.15 | 4,488 | 624,483 | 24,520 | Jan 17, 2023, 07:21 PM |
| Beer Lori A | Chief Information Officer | Jan 13, 2023 | Option Exercise | $139.15 | 7,048 | 980,694 | 46,297 | Jan 17, 2023, 07:17 PM |
| Barnum Jeremy | Chief Financial Officer | Jan 13, 2023 | Option Exercise | $139.15 | 8,763 | 1,219,328 | 25,904 | Jan 17, 2023, 07:12 PM |
| BACON ASHLEY | Chief Risk Officer | Jan 13, 2023 | Option Exercise | $139.15 | 11,874 | 1,652,208 | 191,927 | Jan 17, 2023, 07:08 PM |
| Rometty Virginia M | Director | Dec 31, 2022 | Option Exercise | $134.10 | 252 | 33,793 | 6,462 | Jan 04, 2023, 04:23 PM |
| NOVAKOVIC PHEBE N | Director | Dec 31, 2022 | Option Exercise | $134.10 | 242 | 32,452 | 5,155 | Jan 04, 2023, 04:22 PM |
| NEAL MICHAEL A | Director | Dec 31, 2022 | Option Exercise | $134.10 | 242 | 32,452 | 51,095 | Jan 04, 2023, 04:21 PM |
| HOBSON MELLODY L | Director | Dec 31, 2022 | Option Exercise | $134.10 | 261 | 35,000 | 19,777 | Jan 04, 2023, 04:20 PM |
| FLYNN TIMOTHY PATRICK | Director | Dec 31, 2022 | Option Exercise | $134.10 | 289 | 38,755 | 53,702 | Jan 04, 2023, 04:19 PM |
| BURKE STEPHEN B | Director | Dec 31, 2022 | Option Exercise | $134.10 | 382 | 51,226 | 167,186 | Jan 04, 2023, 04:18 PM |
| Petno Douglas B | CEO Commercial Banking | Nov 10, 2022 | Sale | $135.01 | 5,139 | 693,832 | 242,872 | Nov 14, 2022, 04:22 PM |
| Scher Peter | Vice Chairman | Nov 10, 2022 | Sale | $133.02 | 1,311 | 174,392 | 33,662 | Nov 14, 2022, 04:21 PM |
| Korablina Elena A | Corporate Controller | Oct 25, 2022 | Option Exercise | $122.08 | 999 | 121,958 | 20,218 | Oct 27, 2022, 05:12 PM |
| Scher Peter | Vice Chairman | Oct 26, 2022 | Sale | $125.02 | 1,310 | 163,772 | 34,973 | Oct 27, 2022, 05:00 PM |
| Petno Douglas B | CEO Commercial Banking | Oct 26, 2022 | Sale | $125.02 | 5,139 | 642,457 | 248,011 | Oct 27, 2022, 04:59 PM |
| Leopold Robin | Head of Human Resources | Oct 26, 2022 | Sale | $125.07 | 2,000 | 250,144 | 19,031 | Oct 27, 2022, 04:58 PM |
| Petno Douglas B | CEO Commercial Banking | Oct 18, 2022 | Sale | $120.05 | 5,140 | 617,057 | 253,150 | Oct 19, 2022, 04:17 PM |
| Erdoes Mary E. | CEO Asset & Wealth Management | Oct 17, 2022 | Sale | $115.77 | 33,515 | 3,880,132 | 533,795 | Oct 18, 2022, 04:24 PM |
| Pinto Daniel E | President & COO, CEO CIB | Oct 17, 2022 | Option Exercise | $115.67 | 81,793 | 9,460,587 | 624,657 | Oct 18, 2022, 04:24 PM |
| Pinto Daniel E | President & COO, CEO CIB | Oct 17, 2022 | Option Exercise | $46.58 | 104,603 | 4,872,408 | 706,450 | Oct 18, 2022, 04:24 PM |
| Rometty Virginia M | Director | Sep 30, 2022 | Option Exercise | $104.50 | 299 | 31,246 | 6,156 | Oct 03, 2022, 04:20 PM |
| NOVAKOVIC PHEBE N | Director | Sep 30, 2022 | Option Exercise | $104.50 | 311 | 32,500 | 4,873 | Oct 03, 2022, 04:20 PM |
| NEAL MICHAEL A | Director | Sep 30, 2022 | Option Exercise | $104.50 | 311 | 32,500 | 50,470 | Oct 03, 2022, 04:20 PM |
| HOBSON MELLODY L | Director | Sep 30, 2022 | Option Exercise | $104.50 | 335 | 35,008 | 19,384 | Oct 03, 2022, 04:20 PM |
| FLYNN TIMOTHY PATRICK | Director | Sep 30, 2022 | Option Exercise | $104.50 | 371 | 38,770 | 52,923 | Oct 03, 2022, 04:20 PM |
| BURKE STEPHEN B | Director | Sep 30, 2022 | Option Exercise | $104.50 | 467 | 48,802 | 165,570 | Oct 03, 2022, 04:19 PM |
| BURKE STEPHEN B | Director | Jun 30, 2022 | Option Exercise | $112.61 | 411 | 46,283 | 163,925 | Jul 01, 2022, 04:18 PM |
| Rometty Virginia M | Director | Jun 30, 2022 | Option Exercise | $112.61 | 255 | 28,716 | 5,807 | Jul 01, 2022, 04:18 PM |
| NOVAKOVIC PHEBE N | Director | Jun 30, 2022 | Option Exercise | $112.61 | 289 | 32,544 | 4,526 | Jul 01, 2022, 04:17 PM |
| NEAL MICHAEL A | Director | Jun 30, 2022 | Option Exercise | $112.61 | 289 | 32,544 | 49,794 | Jul 01, 2022, 04:17 PM |
| HOBSON MELLODY L | Director | Jun 30, 2022 | Option Exercise | $112.61 | 289 | 32,544 | 18,925 | Jul 01, 2022, 04:17 PM |
| FLYNN TIMOTHY PATRICK | Director | Jun 30, 2022 | Option Exercise | $112.61 | 344 | 38,738 | 52,087 | Jul 01, 2022, 04:17 PM |
| Korablina Elena A | Corporate Controller | Jan 18, 2022 | Option Exercise | $153.16 | 475 | 72,751 | 19,011 | May 02, 2022, 04:19 PM |
| BACON ASHLEY | Chief Risk Officer | Apr 19, 2022 | Sale | $130.04 | 21,012 | 2,732,337 | 178,588 | Apr 19, 2022, 05:03 PM |
| Piepszak Jennifer | Co-CEO CCB | Apr 14, 2022 | Sale | $126.19 | 4,668 | 589,050 | 11,135 | Apr 14, 2022, 05:00 PM |
| Rometty Virginia M | Director | Mar 31, 2022 | Option Exercise | $136.32 | 229 | 31,217 | 5,512 | Apr 01, 2022, 04:16 PM |
| HOBSON MELLODY L | Director | Mar 31, 2022 | Option Exercise | $136.32 | 238 | 32,444 | 18,534 | Apr 01, 2022, 04:16 PM |
| NOVAKOVIC PHEBE N | Director | Mar 31, 2022 | Option Exercise | $136.32 | 238 | 32,444 | 4,209 | Apr 01, 2022, 04:16 PM |
| NEAL MICHAEL A | Director | Mar 31, 2022 | Option Exercise | $136.32 | 238 | 32,444 | 49,200 | Apr 01, 2022, 04:16 PM |
| BURKE STEPHEN B | Director | Mar 31, 2022 | Option Exercise | $136.32 | 358 | 48,803 | 162,523 | Apr 01, 2022, 04:16 PM |
| FLYNN TIMOTHY PATRICK | Director | Mar 31, 2022 | Option Exercise | $136.32 | 284 | 38,715 | 51,352 | Apr 01, 2022, 04:16 PM |
| Pinto Daniel E | President & COO, CEO CIB | Mar 25, 2022 | Option Exercise | $141.99 | 38,864 | 5,518,300 | 601,847 | Mar 29, 2022, 04:18 PM |
| Beer Lori A | Chief Information Officer | Mar 25, 2022 | Option Exercise | $141.99 | 16,875 | 2,396,081 | 38,703 | Mar 29, 2022, 04:18 PM |
| Friedman Stacey | General Counsel | Mar 25, 2022 | Option Exercise | $141.99 | 26,999 | 3,833,588 | 73,034 | Mar 29, 2022, 04:18 PM |
| Lake Marianne | Co-CEO CCB | Mar 25, 2022 | Option Exercise | $141.99 | 38,473 | 5,462,781 | 107,489 | Mar 29, 2022, 04:18 PM |
| Scher Peter | Vice Chairman | Mar 25, 2022 | Option Exercise | $141.99 | 12,533 | 1,779,561 | 36,283 | Mar 29, 2022, 04:18 PM |
| Leopold Robin | Head of Human Resources | Mar 25, 2022 | Option Exercise | $141.99 | 8,438 | 1,198,112 | 21,031 | Mar 29, 2022, 04:18 PM |
| Petno Douglas B | CEO Commercial Banking | Mar 25, 2022 | Option Exercise | $141.99 | 32,399 | 4,600,334 | 389,807 | Mar 29, 2022, 04:17 PM |
| Erdoes Mary E. | CEO Asset & Wealth Management | Mar 25, 2022 | Option Exercise | $141.99 | 53,322 | 7,571,191 | 567,310 | Mar 29, 2022, 04:17 PM |
| DIMON JAMES | Chairman & CEO | Mar 25, 2022 | Option Exercise | $141.99 | 220,486 | 31,306,808 | 1,166,561 | Mar 29, 2022, 04:17 PM |
| BACON ASHLEY | Chief Risk Officer | Mar 25, 2022 | Option Exercise | $141.99 | 28,403 | 4,032,942 | 199,600 | Mar 29, 2022, 04:17 PM |
| Korablina Elena A | Corporate Controller | Jan 18, 2022 | Option Exercise | $153.16 | 443 | 67,850 | 19,043 | Jan 20, 2022, 04:36 PM |
| Rometty Virginia M | Director | Jan 18, 2022 | Option Exercise | $153.16 | 1,632 | 249,957 | 5,283 | Jan 20, 2022, 04:36 PM |
| NOVAKOVIC PHEBE N | Director | Jan 18, 2022 | Option Exercise | $153.16 | 1,632 | 249,957 | 3,970 | Jan 20, 2022, 04:35 PM |
| NEAL MICHAEL A | Director | Jan 18, 2022 | Option Exercise | $153.16 | 1,632 | 249,957 | 48,962 | Jan 20, 2022, 04:35 PM |
| FLYNN TIMOTHY PATRICK | Director | Jan 18, 2022 | Option Exercise | $153.16 | 1,632 | 249,957 | 51,068 | Jan 20, 2022, 04:35 PM |
| Combs Todd A. | Director | Jan 18, 2022 | Option Exercise | $153.16 | 1,632 | 249,957 | 27,024 | Jan 20, 2022, 04:35 PM |
| CROWN JAMES S | Director | Jan 18, 2022 | Option Exercise | $153.16 | 1,632 | 249,957 | 334,574 | Jan 20, 2022, 04:35 PM |
| BURKE STEPHEN B | Director | Jan 18, 2022 | Option Exercise | $153.16 | 1,632 | 249,957 | 162,113 | Jan 20, 2022, 04:35 PM |
| BAMMANN LINDA | Director | Jan 18, 2022 | Option Exercise | $153.16 | 1,632 | 249,957 | 94,322 | Jan 20, 2022, 04:35 PM |
| HOBSON MELLODY L | Director | Jan 18, 2022 | Option Exercise | $153.16 | 1,632 | 249,957 | 17,625 | Jan 20, 2022, 04:34 PM |
| HOBSON MELLODY L | Director | Jan 19, 2022 | Buy | $149.68 | 670 | 100,285 | 18,295 | Jan 20, 2022, 04:34 PM |
| Pinto Daniel E | President & COO, CEO CIB | Jan 13, 2022 | Option Exercise | $168.85 | 25,457 | 4,298,415 | 577,237 | Jan 14, 2022, 04:18 PM |
| Beer Lori A | Chief Information Officer | Jan 13, 2022 | Option Exercise | $168.85 | 8,380 | 1,414,963 | 25,064 | Jan 14, 2022, 04:17 PM |
| Korablina Elena A | Corporate Controller | Jan 13, 2022 | Option Exercise | $168.85 | 4,212 | 711,196 | 18,733 | Jan 14, 2022, 04:17 PM |
| Lake Marianne | Co-CEO CCB | Jan 13, 2022 | Option Exercise | $168.85 | 19,709 | 3,327,865 | 121,391 | Jan 14, 2022, 04:17 PM |
| Piepszak Jennifer | Co-CEO CCB | Jan 13, 2022 | Option Exercise | $168.85 | 13,840 | 2,336,884 | 15,803 | Jan 14, 2022, 04:17 PM |
| Scher Peter | Vice Chairman | Jan 13, 2022 | Option Exercise | $168.85 | 5,850 | 987,773 | 23,184 | Jan 14, 2022, 04:17 PM |
| Petno Douglas B | CEO Commercial Banking | Jan 13, 2022 | Option Exercise | $168.85 | 16,406 | 2,770,153 | 363,620 | Jan 14, 2022, 04:17 PM |
| Leopold Robin | Head of Human Resources | Jan 13, 2022 | Option Exercise | $168.85 | 4,116 | 694,987 | 13,485 | Jan 14, 2022, 04:17 PM |
| Friedman Stacey | General Counsel | Jan 13, 2022 | Option Exercise | $168.85 | 13,889 | 2,345,158 | 51,211 | Jan 14, 2022, 04:17 PM |
| Barnum Jeremy | Chief Financial Officer | Jan 13, 2022 | Option Exercise | $168.85 | 10,474 | 1,768,535 | 16,953 | Jan 14, 2022, 04:17 PM |
| Erdoes Mary E. | CEO Asset & Wealth Management | Jan 13, 2022 | Option Exercise | $168.85 | 27,647 | 4,668,196 | 524,210 | Jan 14, 2022, 04:17 PM |
| BACON ASHLEY | Chief Risk Officer | Jan 13, 2022 | Option Exercise | $168.85 | 14,273 | 2,409,996 | 172,745 | Jan 14, 2022, 04:16 PM |
| Korablina Elena A | Corporate Controller | Oct 25, 2021 | Option Exercise | $171.72 | 482 | 82,769 | 15,768 | Oct 26, 2021, 04:18 PM |
| Piepszak Jennifer | Co-CEO CCB | Oct 25, 2021 | Sale | $171.26 | 3,173 | 543,402 | 3,039 | Oct 25, 2021, 05:30 PM |
| Beer Lori A | Chief Information Officer | Oct 25, 2021 | Sale | $171.22 | 5,210 | 892,056 | 16,748 | Oct 25, 2021, 05:30 PM |
| Pinto Daniel E | Co-President & COO, CEO CIB | Oct 22, 2021 | Option Exercise | $170.90 | 47,663 | 8,145,369 | 560,544 | Oct 25, 2021, 04:16 PM |
| Pinto Daniel E | Co-President & COO, CEO CIB | Oct 22, 2021 | Option Exercise | $35.61 | 82,115 | 2,924,115 | 608,207 | Oct 25, 2021, 04:16 PM |
| Scher Peter | Executive Vice President | Oct 14, 2021 | Sale | $162.41 | 4,372 | 710,070 | 15,304 | Oct 15, 2021, 04:17 PM |
| Leopold Robin | Head of Human Resources | Oct 14, 2021 | Sale | $162.41 | 1,238 | 201,070 | 8,616 | Oct 15, 2021, 04:17 PM |
| Beer Lori A | Chief Information Officer | Oct 14, 2021 | Sale | $162.46 | 7,829 | 1,271,876 | 21,958 | Oct 15, 2021, 04:17 PM |
| DIMON JAMES | Chairman & CEO | Oct 14, 2021 | Option Exercise | $162.04 | 375,403 | 60,828,426 | 536,783 | Oct 15, 2021, 04:16 PM |
| DIMON JAMES | Chairman & CEO | Oct 14, 2021 | Option Exercise | $35.61 | 562,430 | 20,028,133 | 912,186 | Oct 15, 2021, 04:16 PM |
| BURKE STEPHEN B | Director | Sep 30, 2021 | Option Exercise | $163.69 | 328 | 53,690 | 158,705 | Oct 01, 2021, 04:18 PM |
| NEAL MICHAEL A | Director | Sep 30, 2021 | Option Exercise | $163.69 | 199 | 32,574 | 46,672 | Oct 01, 2021, 04:18 PM |
| HOBSON MELLODY L | Director | Sep 30, 2021 | Option Exercise | $163.69 | 244 | 39,940 | 15,635 | Oct 01, 2021, 04:17 PM |
| Rometty Virginia M | Director | Sep 30, 2021 | Option Exercise | $163.69 | 221 | 36,175 | 3,415 | Oct 01, 2021, 04:17 PM |
| FLYNN TIMOTHY PATRICK | Director | Sep 30, 2021 | Option Exercise | $163.69 | 237 | 38,795 | 48,607 | Oct 01, 2021, 04:17 PM |
| Leopold Robin | Head of Human Resources | Jul 30, 2021 | Option Exercise | $152.43 | 2,947 | 449,226 | 9,854 | Aug 02, 2021, 04:20 PM |
| Leopold Robin | Head of Human Resources | Jul 30, 2021 | Option Exercise | $46.58 | 4,185 | 194,937 | 12,801 | Aug 02, 2021, 04:20 PM |
| Erdoes Mary E. | CEO Asset & Wealth Management | Jul 14, 2021 | Sale | $154.78 | 17,387 | 2,691,177 | 512,189 | Jul 14, 2021, 05:49 PM |
| NEAL MICHAEL A | Director | Jun 30, 2021 | Option Exercise | $155.54 | 209 | 32,508 | 46,255 | Jul 01, 2021, 04:25 PM |
| Rometty Virginia M | Director | Jun 30, 2021 | Option Exercise | $155.54 | 217 | 33,752 | 3,176 | Jul 01, 2021, 04:25 PM |
| HOBSON MELLODY L | Director | Jun 30, 2021 | Option Exercise | $155.54 | 241 | 37,485 | 15,327 | Jul 01, 2021, 04:25 PM |
| FLYNN TIMOTHY PATRICK | Director | Jun 30, 2021 | Option Exercise | $155.54 | 249 | 38,729 | 48,088 | Jul 01, 2021, 04:23 PM |
| BURKE STEPHEN B | Director | Jun 30, 2021 | Option Exercise | $155.54 | 329 | 51,173 | 157,640 | Jul 01, 2021, 04:23 PM |
| HOBSON MELLODY L | Director | Apr 19, 2021 | Buy | $153.12 | 660 | 101,059 | 15,086 | Apr 19, 2021, 04:16 PM |
| Petno Douglas B | CEO Commercial Banking | Apr 15, 2021 | Sale | $150.90 | 11,512 | 1,737,161 | 373,531 | Apr 15, 2021, 06:39 PM |
| Lake Marianne | Executive Vice President | Apr 15, 2021 | Sale | $150.90 | 13,047 | 1,968,845 | 103,897 | Apr 15, 2021, 06:39 PM |
| Friedman Stacey | General Counsel | Apr 15, 2021 | Sale | $150.90 | 16,965 | 2,560,018 | 56,212 | Apr 15, 2021, 06:39 PM |
| Erdoes Mary E. | CEO Asset & Wealth Management | Apr 15, 2021 | Sale | $150.90 | 19,188 | 2,895,469 | 501,171 | Apr 15, 2021, 06:39 PM |
| Beer Lori A | Chief Information Officer | Apr 15, 2021 | Sale | $150.90 | 15,000 | 2,263,455 | 29,787 | Apr 15, 2021, 06:39 PM |
| BACON ASHLEY | Chief Risk Officer | Apr 15, 2021 | Sale | $150.91 | 11,930 | 1,800,320 | 157,574 | Apr 15, 2021, 06:38 PM |
| Rometty Virginia M | Director | Mar 31, 2021 | Option Exercise | $152.23 | 189 | 28,771 | 2,943 | Apr 01, 2021, 04:18 PM |
| HOBSON MELLODY L | Director | Mar 31, 2021 | Option Exercise | $152.23 | 230 | 35,013 | 14,363 | Apr 01, 2021, 04:17 PM |
| NEAL MICHAEL A | Director | Mar 31, 2021 | Option Exercise | $152.23 | 213 | 32,425 | 45,829 | Apr 01, 2021, 04:17 PM |
| FLYNN TIMOTHY PATRICK | Director | Mar 31, 2021 | Option Exercise | $152.23 | 255 | 38,819 | 47,558 | Apr 01, 2021, 04:17 PM |
| BURKE STEPHEN B | Director | Mar 31, 2021 | Option Exercise | $152.23 | 320 | 48,714 | 156,576 | Apr 01, 2021, 04:17 PM |
| Pinto Daniel E | Co-President & COO, CEO CIB | Mar 25, 2021 | Option Exercise | $151.15 | 18,816 | 2,844,038 | 526,092 | Mar 26, 2021, 04:27 PM |
| Smith Gordon | Co-President & COO, CEO CCB | Mar 25, 2021 | Option Exercise | $151.15 | 43,081 | 6,511,693 | 508,751 | Mar 26, 2021, 04:23 PM |
| Petno Douglas B | CEO Commercial Banking | Mar 25, 2021 | Option Exercise | $151.15 | 26,195 | 3,959,374 | 385,043 | Mar 26, 2021, 04:23 PM |
| Scher Peter | Executive Vice President | Mar 25, 2021 | Option Exercise | $151.15 | 8,809 | 1,331,480 | 19,676 | Mar 26, 2021, 04:23 PM |
| Leopold Robin | Head of Human Resources | Mar 25, 2021 | Option Exercise | $151.15 | 4,270 | 645,410 | 8,616 | Mar 26, 2021, 04:23 PM |
| Lake Marianne | Executive Vice President | Mar 25, 2021 | Option Exercise | $151.15 | 29,689 | 4,487,492 | 116,944 | Mar 26, 2021, 04:23 PM |
| Friedman Stacey | General Counsel | Mar 25, 2021 | Option Exercise | $151.15 | 21,539 | 3,255,620 | 73,177 | Mar 26, 2021, 04:23 PM |
| Erdoes Mary E. | CEO Asset & Wealth Management | Mar 25, 2021 | Option Exercise | $151.15 | 43,659 | 6,599,058 | 520,359 | Mar 26, 2021, 04:23 PM |
| DIMON JAMES | Chairman & CEO | Mar 25, 2021 | Option Exercise | $151.15 | 178,516 | 26,982,692 | 620,187 | Mar 26, 2021, 04:23 PM |
| Beer Lori A | Chief Information Officer | Mar 25, 2021 | Option Exercise | $151.15 | 8,733 | 1,319,993 | 44,787 | Mar 26, 2021, 04:23 PM |
| BACON ASHLEY | Chief Risk Officer | Mar 25, 2021 | Option Exercise | $151.15 | 23,814 | 3,599,486 | 169,504 | Mar 26, 2021, 04:23 PM |
| Friedman Stacey | General Counsel | Feb 05, 2021 | Option Exercise | $138.43 | 15,640 | 2,165,123 | 54,245 | Feb 08, 2021, 04:30 PM |
| Friedman Stacey | General Counsel | Feb 05, 2021 | Option Exercise | $42.50 | 23,139 | 983,515 | 69,885 | Feb 08, 2021, 04:30 PM |
| Petno Douglas B | CEO Commercial Banking | Jan 29, 2021 | Sale | $129.84 | 22,011 | 2,857,842 | 362,018 | Jan 29, 2021, 05:23 PM |
| CROWN JAMES S | Director | Jan 19, 2021 | Option Exercise | $139.26 | 1,795 | 249,972 | 327,320 | Jan 21, 2021, 05:26 PM |
| Rometty Virginia M | Director | Jan 19, 2021 | Option Exercise | $139.26 | 1,795 | 249,972 | 2,750 | Jan 21, 2021, 04:55 PM |
| NOVAKOVIC PHEBE N | Director | Jan 19, 2021 | Option Exercise | $139.26 | 1,795 | 249,972 | 2,295 | Jan 21, 2021, 04:55 PM |
| NEAL MICHAEL A | Director | Jan 19, 2021 | Option Exercise | $139.26 | 1,795 | 249,972 | 45,380 | Jan 21, 2021, 04:55 PM |
| HOBSON MELLODY L | Director | Jan 19, 2021 | Option Exercise | $139.26 | 1,795 | 249,972 | 14,074 | Jan 21, 2021, 04:55 PM |
| FLYNN TIMOTHY PATRICK | Director | Jan 19, 2021 | Option Exercise | $139.26 | 1,795 | 249,972 | 46,994 | Jan 21, 2021, 04:54 PM |
| Combs Todd A. | Director | Jan 19, 2021 | Option Exercise | $139.26 | 1,795 | 249,972 | 25,033 | Jan 21, 2021, 04:54 PM |
| BURKE STEPHEN B | Director | Jan 19, 2021 | Option Exercise | $139.26 | 1,795 | 249,972 | 155,424 | Jan 21, 2021, 04:54 PM |
| BAMMANN LINDA | Director | Jan 19, 2021 | Option Exercise | $139.26 | 1,795 | 249,972 | 91,901 | Jan 21, 2021, 04:54 PM |
| Giles Nicole | Corporate Controller | Jan 19, 2021 | Sale | $138.75 | 3,154 | 437,624 | 9,687 | Jan 21, 2021, 04:32 PM |
| Smith Gordon | Co-President & COO, CEO CCB | Jan 19, 2021 | Sale | $138.77 | 40,184 | 5,576,334 | 467,609 | Jan 21, 2021, 04:32 PM |
| Piepszak Jennifer | Chief Financial Officer | Jan 19, 2021 | Sale | $138.76 | 12,881 | 1,787,316 | 6,212 | Jan 21, 2021, 04:32 PM |
| Lake Marianne | Executive Vice President | Jan 19, 2021 | Sale | $138.75 | 9,481 | 1,315,527 | 81,665 | Jan 21, 2021, 04:31 PM |
| Friedman Stacey | General Counsel | Jan 19, 2021 | Sale | $138.77 | 16,652 | 2,310,765 | 46,746 | Jan 21, 2021, 04:31 PM |
| Erdoes Mary E. | CEO Asset & Wealth Management | Jan 19, 2021 | Sale | $138.77 | 13,270 | 1,841,491 | 481,983 | Jan 21, 2021, 04:31 PM |
| BACON ASHLEY | Chief Risk Officer | Jan 19, 2021 | Sale | $138.76 | 8,400 | 1,165,559 | 145,644 | Jan 21, 2021, 04:31 PM |
| Giles Nicole | Corporate Controller | Jan 13, 2021 | Option Exercise | $139.45 | 3,178 | 443,156 | 12,841 | Jan 15, 2021, 04:20 PM |
| Smith Gordon | Co-President & COO, CEO CCB | Jan 13, 2021 | Option Exercise | $139.45 | 28,339 | 3,951,732 | 507,793 | Jan 15, 2021, 04:20 PM |
| Scher Peter | Executive Vice President | Jan 13, 2021 | Option Exercise | $139.45 | 5,330 | 743,242 | 10,255 | Jan 15, 2021, 04:19 PM |
| Pinto Daniel E | Co-President & COO, CEO CIB | Jan 13, 2021 | Option Exercise | $139.45 | 11,954 | 1,666,926 | 504,877 | Jan 15, 2021, 04:19 PM |
| Piepszak Jennifer | Chief Financial Officer | Jan 13, 2021 | Option Exercise | $139.45 | 12,440 | 1,734,696 | 19,093 | Jan 15, 2021, 04:19 PM |
| Petno Douglas B | CEO Commercial Banking | Jan 13, 2021 | Option Exercise | $139.45 | 16,494 | 2,300,006 | 384,029 | Jan 15, 2021, 04:19 PM |
| Leopold Robin | Head of Human Resources | Jan 13, 2021 | Option Exercise | $139.45 | 2,759 | 384,729 | 4,354 | Jan 15, 2021, 04:19 PM |
| Lake Marianne | Executive Vice President | Jan 13, 2021 | Option Exercise | $139.45 | 19,335 | 2,696,169 | 91,146 | Jan 15, 2021, 04:19 PM |
| Friedman Stacey | General Counsel | Jan 13, 2021 | Option Exercise | $139.45 | 13,483 | 1,880,137 | 63,398 | Jan 15, 2021, 04:19 PM |
| Erdoes Mary E. | CEO Asset & Wealth Management | Jan 13, 2021 | Option Exercise | $139.45 | 27,982 | 3,901,950 | 495,253 | Jan 15, 2021, 04:19 PM |
| Beer Lori A | Chief Information Officer | Jan 13, 2021 | Option Exercise | $139.45 | 6,594 | 919,500 | 37,112 | Jan 15, 2021, 04:19 PM |
| BACON ASHLEY | Chief Risk Officer | Jan 13, 2021 | Option Exercise | $139.45 | 14,647 | 2,042,451 | 154,044 | Jan 15, 2021, 04:19 PM |
| Rometty Virginia M | Director | Dec 31, 2020 | Option Exercise | $127.07 | 226 | 28,718 | 955 | Jan 04, 2021, 04:20 PM |
| RAYMOND LEE R | Director | Dec 31, 2020 | Option Exercise | $127.07 | 374 | 47,524 | 265,309 | Jan 04, 2021, 04:19 PM |
| NEAL MICHAEL A | Director | Dec 31, 2020 | Option Exercise | $127.07 | 256 | 32,530 | 43,584 | Jan 04, 2021, 04:19 PM |
| HOBSON MELLODY L | Director | Dec 31, 2020 | Option Exercise | $127.07 | 315 | 40,027 | 12,279 | Jan 04, 2021, 04:19 PM |
| FLYNN TIMOTHY PATRICK | Director | Dec 31, 2020 | Option Exercise | $127.07 | 305 | 38,756 | 45,199 | Jan 04, 2021, 04:19 PM |
| BURKE STEPHEN B | Director | Dec 31, 2020 | Option Exercise | $127.07 | 364 | 46,253 | 153,629 | Jan 04, 2021, 04:19 PM |
| Lake Marianne | Executive Vice President | Nov 24, 2020 | Sale | $120.01 | 15,808 | 1,897,118 | 63,420 | Nov 24, 2020, 04:21 PM |
| Beer Lori A | Chief Information Officer | Oct 25, 2020 | Option Exercise | $103.69 | 5,928 | 614,674 | 29,369 | Oct 26, 2020, 05:32 PM |
| Piepszak Jennifer | Chief Financial Officer | Oct 25, 2020 | Option Exercise | $103.69 | 3,458 | 358,560 | 9,509 | Oct 26, 2020, 05:32 PM |
| Piepszak Jennifer | Chief Financial Officer | Oct 26, 2020 | Sale | $101.11 | 3,297 | 333,356 | 6,212 | Oct 26, 2020, 05:32 PM |
| Giles Nicole | Corporate Controller | Oct 25, 2020 | Option Exercise | $103.69 | 2,365 | 245,227 | 9,999 | Oct 26, 2020, 05:31 PM |
| Giles Nicole | Corporate Controller | Oct 26, 2020 | Sale | $100.98 | 2,281 | 230,326 | 7,718 | Oct 26, 2020, 05:31 PM |
| Pinto Daniel E | Co-President & COO, CEO CIB | Oct 14, 2020 | Option Exercise | $101.01 | 52,679 | 5,321,211 | 491,399 | Oct 16, 2020, 04:19 PM |
| Pinto Daniel E | Co-President & COO, CEO CIB | Oct 14, 2020 | Option Exercise | $44.29 | 75,000 | 3,321,750 | 544,078 | Oct 16, 2020, 04:19 PM |
| DIMON JAMES | Chairman & CEO | Oct 14, 2020 | Option Exercise | $101.01 | 276,725 | 27,952,546 | 553,925 | Oct 16, 2020, 04:17 PM |
| DIMON JAMES | Chairman & CEO | Oct 14, 2020 | Option Exercise | $47.73 | 367,377 | 17,534,904 | 830,650 | Oct 16, 2020, 04:17 PM |
| Rometty Virginia M | Director | Sep 30, 2020 | Option Exercise | $96.27 | 299 | 28,785 | 724 | Oct 01, 2020, 04:22 PM |
| RAYMOND LEE R | Director | Sep 30, 2020 | Option Exercise | $96.27 | 519 | 49,964 | 262,542 | Oct 01, 2020, 04:22 PM |
| NEAL MICHAEL A | Director | Sep 30, 2020 | Option Exercise | $96.27 | 338 | 32,539 | 43,017 | Oct 01, 2020, 04:22 PM |
| HOBSON MELLODY L | Director | Sep 30, 2020 | Option Exercise | $96.27 | 441 | 42,455 | 11,889 | Oct 01, 2020, 04:22 PM |
| FLYNN TIMOTHY PATRICK | Director | Sep 30, 2020 | Option Exercise | $96.27 | 403 | 38,797 | 54,486 | Oct 01, 2020, 04:22 PM |
| BURKE STEPHEN B | Director | Sep 30, 2020 | Option Exercise | $96.27 | 506 | 48,713 | 152,163 | Oct 01, 2020, 04:22 PM |
| Erdoes Mary E. | CEO Asset & Wealth Management | Jul 15, 2020 | Sale | $99.52 | 24,554 | 2,443,717 | 468,712 | Jul 15, 2020, 06:41 PM |
| Rometty Virginia M | Director | Jun 30, 2020 | Option Exercise | $94.06 | 144 | 13,545 | 424 | Jul 02, 2020, 04:30 PM |
| RAYMOND LEE R | Director | Jun 30, 2020 | Option Exercise | $94.06 | 505 | 47,500 | 259,581 | Jul 02, 2020, 04:30 PM |
| NEAL MICHAEL A | Director | Jun 30, 2020 | Option Exercise | $94.06 | 346 | 32,545 | 42,364 | Jul 02, 2020, 04:29 PM |
| HOBSON MELLODY L | Director | Jun 30, 2020 | Option Exercise | $94.06 | 425 | 39,975 | 11,375 | Jul 02, 2020, 04:29 PM |
| FLYNN TIMOTHY PATRICK | Director | Jun 30, 2020 | Option Exercise | $94.06 | 398 | 37,436 | 53,669 | Jul 02, 2020, 04:28 PM |
| BURKE STEPHEN B | Director | Jun 30, 2020 | Option Exercise | $94.06 | 492 | 46,278 | 150,535 | Jul 02, 2020, 04:28 PM |
| BURKE STEPHEN B | Director | Apr 16, 2020 | Buy | $87.99 | 75,000 | 6,598,957 | 75,000 | Apr 16, 2020, 05:21 PM |
| BACON ASHLEY | Chief Risk Officer | Apr 15, 2020 | Sale | $91.12 | 13,027 | 1,187,081 | 137,243 | Apr 15, 2020, 05:14 PM |
| RAYMOND LEE R | Director | Mar 31, 2020 | Option Exercise | $90.03 | 583 | 52,487 | 256,514 | Apr 02, 2020, 05:00 PM |
| NEAL MICHAEL A | Director | Mar 31, 2020 | Option Exercise | $90.03 | 361 | 32,501 | 41,690 | Apr 02, 2020, 04:40 PM |
| JACKSON LABAN | Director | Mar 31, 2020 | Option Exercise | $90.03 | 500 | 45,015 | 192,996 | Apr 02, 2020, 04:40 PM |
| HOBSON MELLODY L | Director | Mar 31, 2020 | Option Exercise | $90.03 | 500 | 45,015 | 10,878 | Apr 02, 2020, 04:39 PM |
| FLYNN TIMOTHY PATRICK | Director | Mar 31, 2020 | Option Exercise | $90.03 | 403 | 36,282 | 52,840 | Apr 02, 2020, 04:38 PM |
| BURKE STEPHEN B | Director | Mar 31, 2020 | Option Exercise | $90.03 | 569 | 51,227 | 148,868 | Apr 02, 2020, 04:37 PM |
| Smith Gordon | Co-President & COO, CEO CCB | Mar 25, 2020 | Option Exercise | $89.85 | 53,696 | 4,824,317 | 462,178 | Mar 27, 2020, 04:17 PM |
| Pinto Daniel E | Co-President & COO, CEO CIB | Mar 25, 2020 | Option Exercise | $89.85 | 9,640 | 866,106 | 469,078 | Mar 27, 2020, 04:17 PM |
| Petno Douglas B | CEO Commercial Banking | Mar 25, 2020 | Option Exercise | $89.85 | 31,378 | 2,819,156 | 343,397 | Mar 27, 2020, 04:17 PM |
| Lake Marianne | Executive Vice President | Mar 25, 2020 | Option Exercise | $89.85 | 35,971 | 3,231,815 | 81,597 | Mar 27, 2020, 04:17 PM |
| Friedman Stacey | General Counsel | Mar 25, 2020 | Option Exercise | $89.85 | 22,195 | 1,994,110 | 49,600 | Mar 27, 2020, 04:17 PM |
| Erdoes Mary E. | CEO Asset & Wealth Management | Mar 25, 2020 | Option Exercise | $89.85 | 55,869 | 5,019,550 | 493,266 | Mar 27, 2020, 04:17 PM |
| BACON ASHLEY | Chief Risk Officer | Mar 25, 2020 | Option Exercise | $89.85 | 30,048 | 2,699,663 | 150,270 | Mar 27, 2020, 04:17 PM |
| DIMON JAMES | Chairman & CEO | Mar 25, 2020 | Option Exercise | $89.85 | 219,392 | 19,711,275 | 631,998 | Mar 27, 2020, 04:17 PM |
| Pinto Daniel E | Co-President & COO, CEO CIB | Feb 04, 2020 | Sale | $135.72 | 15,212 | 2,064,557 | 0 | Feb 04, 2020, 04:50 PM |
| Petno Douglas B | CEO Commercial Banking | Jan 27, 2020 | Sale | $131.94 | 62,085 | 8,191,743 | 304,669 | Jan 27, 2020, 05:14 PM |
| RAYMOND LEE R | Director | Jan 21, 2020 | Option Exercise | $137.38 | 1,820 | 250,032 | 254,299 | Jan 23, 2020, 04:52 PM |
| NEAL MICHAEL A | Director | Jan 21, 2020 | Option Exercise | $137.38 | 1,820 | 250,032 | 41,132 | Jan 23, 2020, 04:52 PM |
| JACKSON LABAN | Director | Jan 21, 2020 | Option Exercise | $137.38 | 1,820 | 250,032 | 191,430 | Jan 23, 2020, 04:32 PM |
| HOBSON MELLODY L | Director | Jan 21, 2020 | Option Exercise | $137.38 | 1,820 | 250,032 | 10,347 | Jan 23, 2020, 04:32 PM |
| FLYNN TIMOTHY PATRICK | Director | Jan 21, 2020 | Option Exercise | $137.38 | 1,820 | 250,032 | 52,175 | Jan 23, 2020, 04:32 PM |
| CROWN JAMES S | Director | Jan 21, 2020 | Option Exercise | $137.38 | 1,820 | 250,032 | 318,817 | Jan 23, 2020, 04:32 PM |
| Combs Todd A. | Director | Jan 21, 2020 | Option Exercise | $137.38 | 1,820 | 250,032 | 22,897 | Jan 23, 2020, 04:32 PM |
| BURKE STEPHEN B | Director | Jan 21, 2020 | Option Exercise | $137.38 | 1,820 | 250,032 | 147,559 | Jan 23, 2020, 04:32 PM |
| BELL JAMES A | Director | Jan 21, 2020 | Option Exercise | $137.38 | 1,820 | 250,032 | 33,675 | Jan 23, 2020, 04:32 PM |
| BAMMANN LINDA | Director | Jan 21, 2020 | Option Exercise | $137.38 | 1,820 | 250,032 | 89,286 | Jan 23, 2020, 04:31 PM |
| Erdoes Mary E. | CEO Asset & Wealth Management | Jan 15, 2020 | Buy | $100.00 | 51,000 | 5,100,000 | 51,000 | Jan 17, 2020, 04:22 PM |
| HOBSON MELLODY L | Director | Jan 15, 2020 | Buy | $136.39 | 14,600 | 1,991,250 | 124,155 | Jan 16, 2020, 04:24 PM |
| Leopold Robin | Head of Human Resources | Jan 13, 2020 | Option Exercise | $136.48 | 2,608 | 355,932 | 21,752 | Jan 15, 2020, 05:55 PM |
| Pinto Daniel E | Co-President & COO, CEO CIB | Jan 13, 2020 | Option Exercise | $136.48 | 5,968 | 814,495 | 458,209 | Jan 15, 2020, 05:55 PM |
| Beer Lori A | Chief Information Officer | Jan 13, 2020 | Option Exercise | $136.48 | 7,765 | 1,059,744 | 24,159 | Jan 15, 2020, 05:55 PM |
| Smith Gordon | Co-President & COO, CEO CCB | Jan 13, 2020 | Option Exercise | $136.48 | 28,717 | 3,919,210 | 422,697 | Jan 15, 2020, 05:55 PM |
| Smith Gordon | Co-President & COO, CEO CCB | Jan 15, 2020 | Sale | $137.04 | 11,800 | 1,617,096 | 410,897 | Jan 15, 2020, 05:55 PM |
| Smith Gordon | Co-President & COO, CEO CCB | Jan 15, 2020 | Sale | $137.03 | 2,950 | 404,233 | 21,075 | Jan 15, 2020, 05:55 PM |
| Scher Peter | Executive Vice President | Jan 13, 2020 | Option Exercise | $136.48 | 7,960 | 1,086,357 | 24,133 | Jan 15, 2020, 05:55 PM |
| Scher Peter | Executive Vice President | Jan 15, 2020 | Sale | $137.11 | 21,949 | 3,009,405 | 2,184 | Jan 15, 2020, 05:55 PM |
| Piepszak Jennifer | Chief Financial Officer | Jan 13, 2020 | Option Exercise | $136.48 | 6,532 | 891,468 | 14,782 | Jan 15, 2020, 05:55 PM |
| Piepszak Jennifer | Chief Financial Officer | Jan 15, 2020 | Sale | $137.05 | 8,312 | 1,139,143 | 6,470 | Jan 15, 2020, 05:55 PM |
| Petno Douglas B | CEO Commercial Banking | Jan 13, 2020 | Option Exercise | $136.48 | 16,652 | 2,272,615 | 354,425 | Jan 15, 2020, 05:55 PM |
| Lake Marianne | Executive Vice President | Jan 13, 2020 | Option Exercise | $136.48 | 19,128 | 2,610,532 | 59,395 | Jan 15, 2020, 05:55 PM |
| Lake Marianne | Executive Vice President | Jan 15, 2020 | Sale | $137.10 | 9,415 | 1,290,825 | 49,980 | Jan 15, 2020, 05:55 PM |
| Giles Nicole | Corporate Controller | Jan 15, 2020 | Option Exercise | $136.48 | 1,766 | 241,018 | 10,732 | Jan 15, 2020, 05:55 PM |
| Giles Nicole | Corporate Controller | Jan 15, 2020 | Sale | $137.10 | 3,015 | 413,366 | 7,717 | Jan 15, 2020, 05:55 PM |
| Friedman Stacey | General Counsel | Jan 13, 2020 | Option Exercise | $136.48 | 12,388 | 1,690,677 | 36,532 | Jan 15, 2020, 05:55 PM |
| Friedman Stacey | General Counsel | Jan 15, 2020 | Sale | $137.10 | 6,441 | 883,048 | 30,091 | Jan 15, 2020, 05:55 PM |
| Erdoes Mary E. | CEO Asset & Wealth Management | Jan 13, 2020 | Option Exercise | $136.48 | 29,567 | 4,035,216 | 488,255 | Jan 15, 2020, 05:55 PM |
| Erdoes Mary E. | CEO Asset & Wealth Management | Jan 15, 2020 | Sale | $137.11 | 29,597 | 4,058,163 | 458,658 | Jan 15, 2020, 05:55 PM |
| BACON ASHLEY | Chief Risk Officer | Jan 13, 2020 | Option Exercise | $136.48 | 15,563 | 2,123,992 | 146,446 | Jan 15, 2020, 05:55 PM |
| BACON ASHLEY | Chief Risk Officer | Jan 15, 2020 | Sale | $137.11 | 25,558 | 3,504,206 | 120,888 | Jan 15, 2020, 05:55 PM |
| RAYMOND LEE R | Director | Dec 31, 2019 | Option Exercise | $139.40 | 395 | 55,063 | 252,479 | Jan 02, 2020, 04:51 PM |
| NEAL MICHAEL A | Director | Dec 31, 2019 | Option Exercise | $139.40 | 233 | 32,480 | 39,312 | Jan 02, 2020, 04:51 PM |
| JACKSON LABAN | Director | Dec 31, 2019 | Option Exercise | $139.40 | 341 | 47,535 | 189,610 | Jan 02, 2020, 04:51 PM |
| HOBSON MELLODY L | Director | Dec 31, 2019 | Option Exercise | $139.40 | 341 | 47,535 | 8,527 | Jan 02, 2020, 04:51 PM |
| FLYNN TIMOTHY PATRICK | Director | Dec 31, 2019 | Option Exercise | $139.40 | 260 | 36,244 | 50,355 | Jan 02, 2020, 04:51 PM |
| BURKE STEPHEN B | Director | Dec 31, 2019 | Option Exercise | $139.40 | 386 | 53,808 | 145,739 | Jan 02, 2020, 04:51 PM |
| Erdoes Mary E. | CEO Asset & Wealth Management | Nov 08, 2019 | Option Exercise | $129.82 | 72,849 | 9,457,621 | 460,273 | Nov 12, 2019, 04:16 PM |
| Erdoes Mary E. | CEO Asset & Wealth Management | Nov 08, 2019 | Option Exercise | $46.58 | 104,063 | 4,847,255 | 533,122 | Nov 12, 2019, 04:16 PM |
| Petno Douglas B | CEO Commercial Banking | Nov 06, 2019 | Option Exercise | $129.21 | 52,564 | 6,791,795 | 337,794 | Nov 07, 2019, 04:16 PM |
| Petno Douglas B | CEO Commercial Banking | Nov 06, 2019 | Option Exercise | $46.58 | 75,000 | 3,493,500 | 390,358 | Nov 07, 2019, 04:16 PM |
| Pinto Daniel E | Co-President & COO, CEO CIB | Nov 07, 2019 | Sale | $130.91 | 64,198 | 8,403,904 | 15,212 | Nov 07, 2019, 04:16 PM |
| BACON ASHLEY | Chief Risk Officer | Nov 05, 2019 | Option Exercise | $129.57 | 35,768 | 4,634,460 | 129,053 | Nov 06, 2019, 04:57 PM |
| BACON ASHLEY | Chief Risk Officer | Nov 05, 2019 | Option Exercise | $43.80 | 52,630 | 2,305,204 | 164,821 | Nov 06, 2019, 04:57 PM |
| RAYMOND LEE R | Director | Oct 30, 2019 | Option Exercise | $1000.00 | 458 | 458,000 | 977 | Oct 30, 2019, 04:16 PM |
| Scher Peter | Executive Vice President | Oct 25, 2019 | Option Exercise | $125.70 | 1,888 | 237,322 | 13,171 | Oct 28, 2019, 05:56 PM |
| Beer Lori A | Chief Information Officer | Oct 25, 2019 | Option Exercise | $125.70 | 5,928 | 745,150 | 15,340 | Oct 28, 2019, 05:56 PM |
| Leopold Robin | Head of Human Resources | Oct 25, 2019 | Option Exercise | $125.70 | 1,599 | 200,994 | 17,637 | Oct 28, 2019, 05:55 PM |
| Piepszak Jennifer | Chief Financial Officer | Oct 25, 2019 | Option Exercise | $125.70 | 4,861 | 611,028 | 14,388 | Oct 28, 2019, 05:55 PM |
| Piepszak Jennifer | Chief Financial Officer | Oct 28, 2019 | Sale | $126.78 | 4,594 | 582,427 | 6,470 | Oct 28, 2019, 05:55 PM |
| Giles Nicole | Corporate Controller | Oct 25, 2019 | Option Exercise | $125.70 | 2,365 | 297,280 | 9,861 | Oct 28, 2019, 05:55 PM |
| Giles Nicole | Corporate Controller | Oct 28, 2019 | Sale | $126.73 | 863 | 109,365 | 7,578 | Oct 28, 2019, 05:55 PM |
| HOBSON MELLODY L | Director | Oct 23, 2019 | Buy | $124.65 | 16,000 | 1,994,368 | 109,555 | Oct 24, 2019, 06:39 PM |
| Pinto Daniel E | Co-President & COO, CEO CIB | Oct 18, 2019 | Option Exercise | $120.44 | 56,109 | 6,757,768 | 451,481 | Oct 21, 2019, 04:17 PM |
| Pinto Daniel E | Co-President & COO, CEO CIB | Oct 18, 2019 | Option Exercise | $43.20 | 85,000 | 3,672,000 | 507,590 | Oct 21, 2019, 04:17 PM |
| DIMON JAMES | Chairman & CEO | Oct 16, 2019 | Option Exercise | $120.00 | 394,837 | 47,380,440 | 439,156 | Oct 18, 2019, 02:02 PM |
| DIMON JAMES | Chairman & CEO | Oct 16, 2019 | Option Exercise | $43.20 | 563,562 | 24,345,879 | 833,993 | Oct 18, 2019, 02:02 PM |
| Scher Peter | Executive Vice President | Oct 16, 2019 | Option Exercise | $120.00 | 22,941 | 2,752,920 | 11,055 | Oct 18, 2019, 02:01 PM |
| Scher Peter | Executive Vice President | Oct 16, 2019 | Option Exercise | $46.58 | 33,996 | 1,583,534 | 33,996 | Oct 18, 2019, 02:01 PM |
| Petno Douglas B | CEO Commercial Banking | Oct 16, 2019 | Option Exercise | $120.00 | 53,534 | 6,424,080 | 316,970 | Oct 18, 2019, 02:01 PM |
| Petno Douglas B | CEO Commercial Banking | Oct 16, 2019 | Option Exercise | $46.58 | 75,000 | 3,493,500 | 370,504 | Oct 18, 2019, 02:01 PM |
| Smith Gordon | Co-President & COO, CEO CCB | Oct 16, 2019 | Sale | $119.98 | 83,289 | 9,992,847 | 393,197 | Oct 17, 2019, 04:17 PM |
| Pinto Daniel E | Co-President & COO, CEO CIB | Oct 17, 2019 | Sale | $120.51 | 53,000 | 6,387,189 | 79,410 | Oct 17, 2019, 04:17 PM |
| RAYMOND LEE R | Director | Sep 30, 2019 | Option Exercise | $117.69 | 382 | 44,958 | 250,135 | Oct 02, 2019, 04:18 PM |
| NEAL MICHAEL A | Director | Sep 30, 2019 | Option Exercise | $117.69 | 276 | 32,482 | 38,845 | Oct 02, 2019, 04:18 PM |
| JACKSON LABAN | Director | Sep 30, 2019 | Option Exercise | $117.69 | 319 | 37,543 | 187,997 | Oct 02, 2019, 04:18 PM |
| HOBSON MELLODY L | Director | Sep 30, 2019 | Option Exercise | $117.69 | 319 | 37,543 | 8,151 | Oct 02, 2019, 04:17 PM |
| FLYNN TIMOTHY PATRICK | Director | Sep 30, 2019 | Option Exercise | $117.69 | 308 | 36,249 | 49,783 | Oct 02, 2019, 04:17 PM |
| BURKE STEPHEN B | Director | Sep 30, 2019 | Option Exercise | $117.69 | 329 | 38,720 | 144,471 | Oct 02, 2019, 04:17 PM |
| Petno Douglas B | CEO Commercial Banking | Sep 13, 2019 | Option Exercise | $119.57 | 53,583 | 6,407,187 | 295,504 | Sep 16, 2019, 04:07 PM |
| Petno Douglas B | CEO Commercial Banking | Sep 13, 2019 | Option Exercise | $46.58 | 75,000 | 3,493,500 | 349,087 | Sep 16, 2019, 04:07 PM |
| Petno Douglas B | CEO Commercial Banking | Sep 10, 2019 | Option Exercise | $116.50 | 53,944 | 6,284,422 | 274,087 | Sep 11, 2019, 04:16 PM |
| Petno Douglas B | CEO Commercial Banking | Sep 10, 2019 | Option Exercise | $46.58 | 75,000 | 3,493,500 | 328,031 | Sep 11, 2019, 04:16 PM |
| HOBSON MELLODY L | Director | Aug 08, 2019 | Buy | $109.91 | 18,200 | 2,000,362 | 93,555 | Aug 08, 2019, 05:11 PM |
| Smith Gordon | Co-President & COO, CEO CCB | Jul 23, 2019 | Option Exercise | $115.64 | 231,700 | 26,792,630 | 678,402 | Jul 24, 2019, 04:56 PM |
| Smith Gordon | Co-President & COO, CEO CCB | Jul 23, 2019 | Option Exercise | $44.56 | 331,125 | 14,754,052 | 708,186 | Jul 24, 2019, 04:56 PM |
| Scher Peter | Executive Vice President | Jul 18, 2019 | Sale | $115.00 | 10,816 | 1,243,862 | 0 | Jul 19, 2019, 04:14 PM |
| Beer Lori A | Chief Information Officer | Jul 17, 2019 | Sale | $114.28 | 13,341 | 1,524,596 | 10,130 | Jul 18, 2019, 05:11 PM |
| JACKSON LABAN | Director | Jun 30, 2019 | Option Exercise | $111.80 | 380 | 42,484 | 186,545 | Jul 02, 2019, 05:15 PM |
| RAYMOND LEE R | Director | Jun 30, 2019 | Option Exercise | $111.80 | 425 | 47,515 | 248,017 | Jul 02, 2019, 05:15 PM |
| NEAL MICHAEL A | Director | Jun 30, 2019 | Option Exercise | $111.80 | 291 | 32,534 | 38,362 | Jul 02, 2019, 05:15 PM |
| HOBSON MELLODY L | Director | Jun 30, 2019 | Option Exercise | $111.80 | 291 | 32,534 | 7,804 | Jul 02, 2019, 05:15 PM |
| FLYNN TIMOTHY PATRICK | Director | Jun 30, 2019 | Option Exercise | $111.80 | 347 | 38,795 | 49,199 | Jul 02, 2019, 05:15 PM |
| BURKE STEPHEN B | Director | Jun 30, 2019 | Option Exercise | $111.80 | 297 | 33,205 | 143,358 | Jul 02, 2019, 05:15 PM |
| Scher Peter | Executive Vice President | May 01, 2019 | Option Exercise | $116.06 | 23,180 | 2,690,155 | 10,816 | May 02, 2019, 04:26 PM |
| Scher Peter | Executive Vice President | May 01, 2019 | Option Exercise | $46.58 | 33,996 | 1,583,534 | 33,996 | May 02, 2019, 04:26 PM |
| HOBSON MELLODY L | Director | Apr 18, 2019 | Buy | $114.26 | 1,700 | 194,242 | 7,485 | Apr 18, 2019, 04:17 PM |
| HOBSON MELLODY L | Director | Apr 16, 2019 | Buy | $111.03 | 18,000 | 1,998,450 | 75,355 | Apr 17, 2019, 05:15 PM |
| Erdoes Mary E. | CEO Asset & Wealth Management | Apr 15, 2019 | Sale | $109.92 | 72,340 | 7,951,613 | 464,320 | Apr 16, 2019, 05:41 PM |
| Smith Gordon | Co-President & COO, CEO CCB | Apr 15, 2019 | Sale | $109.99 | 41,395 | 4,552,870 | 365,087 | Apr 16, 2019, 05:41 PM |
| Friedman Stacey | General Counsel | Apr 15, 2019 | Sale | $109.75 | 3,710 | 407,184 | 23,650 | Apr 16, 2019, 05:41 PM |
| Giles Nicole | Corporate Controller | Apr 15, 2019 | Sale | $110.43 | 3,230 | 356,686 | 6,159 | Apr 16, 2019, 05:41 PM |
| BACON ASHLEY | Chief Risk Officer | Apr 15, 2019 | Sale | $109.75 | 20,145 | 2,210,974 | 112,191 | Apr 16, 2019, 05:41 PM |
| Petno Douglas B | CEO Commercial Banking | Apr 15, 2019 | Option Exercise | $110.06 | 57,285 | 6,304,787 | 183,798 | Apr 16, 2019, 05:41 PM |
| Petno Douglas B | CEO Commercial Banking | Apr 15, 2019 | Option Exercise | $46.58 | 78,452 | 3,654,294 | 259,386 | Apr 16, 2019, 05:41 PM |
| Petno Douglas B | CEO Commercial Banking | Apr 15, 2019 | Sale | $109.74 | 18,303 | 2,008,553 | 241,083 | Apr 16, 2019, 05:41 PM |
| Lake Marianne | Chief Financial Officer | Apr 15, 2019 | Sale | $109.75 | 115,415 | 12,666,796 | 46,120 | Apr 16, 2019, 05:41 PM |
| WELDON WILLIAM C | Director | Mar 31, 2019 | Option Exercise | $101.23 | 432 | 43,731 | 102,775 | Apr 02, 2019, 04:14 PM |
| RAYMOND LEE R | Director | Mar 31, 2019 | Option Exercise | $101.23 | 494 | 50,008 | 245,740 | Apr 02, 2019, 04:14 PM |
| NEAL MICHAEL A | Director | Mar 31, 2019 | Option Exercise | $101.23 | 321 | 32,495 | 37,852 | Apr 02, 2019, 04:14 PM |
| JACKSON LABAN | Director | Mar 31, 2019 | Option Exercise | $101.23 | 469 | 47,477 | 184,956 | Apr 02, 2019, 04:14 PM |
| FLYNN TIMOTHY PATRICK | Director | Mar 31, 2019 | Option Exercise | $101.23 | 407 | 41,201 | 48,559 | Apr 02, 2019, 04:14 PM |
| BURKE STEPHEN B | Director | Mar 31, 2019 | Option Exercise | $101.23 | 284 | 28,749 | 142,224 | Apr 02, 2019, 04:14 PM |
| HOBSON MELLODY L | Director | Mar 31, 2019 | Option Exercise | $101.23 | 321 | 32,495 | 5,785 | Apr 02, 2019, 12:00 AM |
| Smith Gordon | Co-President & COO, CEO CCB | Mar 25, 2019 | Option Exercise | $99.33 | 70,318 | 6,984,687 | 406,482 | Mar 27, 2019, 04:22 PM |
| Pinto Daniel E | Co-President & COO, CEO CIB | Mar 25, 2019 | Option Exercise | $99.33 | 76,977 | 7,646,126 | 422,590 | Mar 27, 2019, 04:22 PM |
| Petno Douglas B | CEO Commercial Banking | Mar 25, 2019 | Option Exercise | $99.33 | 41,648 | 4,136,896 | 166,142 | Mar 27, 2019, 04:22 PM |
| Lake Marianne | Chief Financial Officer | Mar 25, 2019 | Option Exercise | $99.33 | 46,150 | 4,584,080 | 153,503 | Mar 27, 2019, 04:22 PM |
| Friedman Stacey | General Counsel | Mar 25, 2019 | Option Exercise | $99.33 | 16,884 | 1,677,088 | 27,360 | Mar 27, 2019, 04:22 PM |
| Erdoes Mary E. | CEO Asset & Wealth Management | Mar 25, 2019 | Option Exercise | $99.33 | 77,665 | 7,714,465 | 536,660 | Mar 27, 2019, 04:22 PM |
| DIMON JAMES | Chairman & CEO | Mar 25, 2019 | Option Exercise | $99.33 | 307,660 | 30,559,868 | 790,446 | Mar 27, 2019, 04:22 PM |
| BACON ASHLEY | Chief Risk Officer | Mar 25, 2019 | Option Exercise | $99.33 | 38,126 | 3,787,056 | 132,336 | Mar 27, 2019, 04:22 PM |
| Smith Gordon | Co-President & COO, CEO CCB | Feb 20, 2019 | Option Exercise | $105.34 | 104,520 | 11,009,927 | 339,327 | Feb 21, 2019, 04:16 PM |
| Smith Gordon | Co-President & COO, CEO CCB | Feb 20, 2019 | Option Exercise | $43.20 | 149,179 | 6,444,533 | 443,847 | Feb 21, 2019, 04:16 PM |
| Lake Marianne | Chief Financial Officer | Feb 20, 2019 | Option Exercise | $105.34 | 252,643 | 26,612,908 | 112,938 | Feb 21, 2019, 12:00 AM |
| Lake Marianne | Chief Financial Officer | Feb 20, 2019 | Option Exercise | $46.58 | 341,842 | 15,923,001 | 365,581 | Feb 21, 2019, 12:00 AM |
| CROWN JAMES S | Director | Feb 05, 2019 | Buy | $103.79 | 5,000 | 518,950 | 26,303 | Feb 06, 2019, 04:13 PM |
| Scher Peter | Executive Vice President | Jan 29, 2019 | Sale | $105.00 | 18,679 | 1,961,332 | 0 | Jan 29, 2019, 04:14 PM |
| Petno Douglas B | CEO Commercial Banking | Jan 29, 2019 | Sale | $105.00 | 11,659 | 1,224,207 | 129,535 | Jan 29, 2019, 04:14 PM |
| Friedman Stacey | General Counsel | Jan 29, 2019 | Sale | $105.00 | 3,022 | 317,310 | 12,519 | Jan 29, 2019, 04:14 PM |
| Beer Lori A | Chief Information Officer | Jan 29, 2019 | Sale | $105.00 | 13,341 | 1,400,805 | 23,471 | Jan 29, 2019, 04:14 PM |
| WELDON WILLIAM C | Director | Jan 15, 2019 | Option Exercise | $100.54 | 2,487 | 250,031 | 101,565 | Jan 17, 2019, 04:19 PM |
| RAYMOND LEE R | Director | Jan 15, 2019 | Option Exercise | $100.54 | 2,487 | 250,031 | 243,347 | Jan 17, 2019, 04:19 PM |
| NEAL MICHAEL A | Director | Jan 15, 2019 | Option Exercise | $100.54 | 2,487 | 250,031 | 37,327 | Jan 17, 2019, 04:19 PM |
| JACKSON LABAN | Director | Jan 15, 2019 | Option Exercise | $100.54 | 2,487 | 250,031 | 183,256 | Jan 17, 2019, 04:19 PM |
| HOBSON MELLODY L | Director | Jan 15, 2019 | Option Exercise | $100.54 | 2,487 | 250,031 | 5,456 | Jan 17, 2019, 04:19 PM |
| FLYNN TIMOTHY PATRICK | Director | Jan 15, 2019 | Option Exercise | $100.54 | 2,487 | 250,031 | 47,870 | Jan 17, 2019, 04:19 PM |
| CROWN JAMES S | Director | Jan 15, 2019 | Option Exercise | $100.54 | 2,487 | 250,031 | 311,447 | Jan 17, 2019, 04:19 PM |
| Combs Todd A. | Director | Jan 15, 2019 | Option Exercise | $100.54 | 2,487 | 250,031 | 20,856 | Jan 17, 2019, 04:19 PM |
| BURKE STEPHEN B | Director | Jan 15, 2019 | Option Exercise | $100.54 | 2,487 | 250,031 | 141,094 | Jan 17, 2019, 04:19 PM |
| BELL JAMES A | Director | Jan 15, 2019 | Option Exercise | $100.54 | 2,487 | 250,031 | 30,928 | Jan 17, 2019, 04:19 PM |
| BAMMANN LINDA | Director | Jan 15, 2019 | Option Exercise | $100.54 | 2,487 | 250,031 | 86,844 | Jan 17, 2019, 04:19 PM |
| BACON ASHLEY | Chief Risk Officer | Jan 13, 2019 | Option Exercise | $99.56 | 19,356 | 1,927,083 | 97,877 | Jan 16, 2019, 04:34 PM |
| BACON ASHLEY | Chief Risk Officer | Jan 16, 2019 | Sale | $102.78 | 5,831 | 599,304 | 92,046 | Jan 16, 2019, 04:34 PM |
| Smith Gordon | Co-President & COO, CEO CCB | Jan 13, 2019 | Option Exercise | $99.56 | 36,945 | 3,678,244 | 294,668 | Jan 16, 2019, 04:18 PM |
| Scher Peter | Executive Vice President | Jan 13, 2019 | Option Exercise | $99.56 | 12,078 | 1,202,486 | 18,679 | Jan 16, 2019, 04:18 PM |
| Pinto Daniel E | Co-President & COO, CEO CIB | Jan 13, 2019 | Option Exercise | $99.56 | 23,845 | 2,374,008 | 335,787 | Jan 16, 2019, 04:18 PM |
| Leopold Robin | Head of Human Resources | Jan 13, 2019 | Option Exercise | $99.56 | 3,978 | 396,050 | 16,233 | Jan 16, 2019, 04:18 PM |
| Petno Douglas B | CEO Commercial Banking | Jan 13, 2019 | Option Exercise | $99.56 | 19,170 | 1,908,565 | 128,282 | Jan 16, 2019, 04:18 PM |
| Lake Marianne | Chief Financial Officer | Jan 13, 2019 | Option Exercise | $99.56 | 24,042 | 2,393,621 | 23,739 | Jan 16, 2019, 04:18 PM |
| Giles Nicole | Corporate Controller | Jan 13, 2019 | Option Exercise | $99.56 | 1,688 | 168,057 | 9,389 | Jan 16, 2019, 04:18 PM |
| Friedman Stacey | General Counsel | Jan 13, 2019 | Option Exercise | $99.56 | 10,643 | 1,059,617 | 15,541 | Jan 16, 2019, 04:18 PM |
| Erdoes Mary E. | CEO Asset Management | Jan 13, 2019 | Option Exercise | $99.56 | 39,893 | 3,971,747 | 468,393 | Jan 16, 2019, 04:18 PM |
| Beer Lori A | Chief Information Officer | Jan 13, 2019 | Option Exercise | $99.56 | 9,722 | 967,922 | 36,812 | Jan 16, 2019, 04:17 PM |
| JACKSON LABAN | Director | Dec 31, 2018 | Option Exercise | $97.62 | 461 | 45,003 | 180,770 | Jan 03, 2019, 04:16 PM |
| BURKE STEPHEN B | Director | Dec 31, 2018 | Option Exercise | $97.62 | 295 | 28,798 | 138,607 | Jan 03, 2019, 04:16 PM |
| NEAL MICHAEL A | Director | Dec 31, 2018 | Option Exercise | $97.62 | 333 | 32,507 | 34,840 | Jan 03, 2019, 12:00 AM |
| FLYNN TIMOTHY PATRICK | Director | Dec 31, 2018 | Option Exercise | $97.62 | 448 | 43,734 | 45,384 | Jan 03, 2019, 12:00 AM |
| WELDON WILLIAM C | Director | Dec 31, 2018 | Option Exercise | $97.62 | 474 | 46,272 | 99,079 | Jan 03, 2019, 12:00 AM |
| HOBSON MELLODY L | Director | Dec 31, 2018 | Option Exercise | $97.62 | 333 | 32,507 | 2,969 | Jan 03, 2019, 12:00 AM |
| RAYMOND LEE R | Director | Dec 31, 2018 | Option Exercise | $97.62 | 487 | 47,541 | 240,860 | Jan 03, 2019, 12:00 AM |
| Erdoes Mary E. | CEO Asset Management | Nov 09, 2018 | Option Exercise | $111.60 | 61,391 | 6,850,929 | 430,588 | Nov 13, 2018, 04:11 PM |
| Erdoes Mary E. | CEO Asset Management | Nov 09, 2018 | Option Exercise | $19.49 | 100,000 | 1,949,000 | 491,979 | Nov 13, 2018, 04:11 PM |
| RAYMOND LEE R | Director | Oct 30, 2018 | Option Exercise | $1000.00 | 565 | 565,000 | 1,435 | Nov 01, 2018, 04:04 PM |
| Beer Lori A | Chief Information Officer | Oct 25, 2018 | Option Exercise | $104.81 | 5,928 | 621,314 | 25,527 | Oct 26, 2018, 04:45 PM |
| Scher Peter | Executive Vice President | Oct 25, 2018 | Option Exercise | $104.81 | 1,887 | 197,776 | 2,117 | Oct 26, 2018, 04:06 PM |
| Leopold Robin | Head of Human Resources | Oct 25, 2018 | Option Exercise | $104.81 | 1,599 | 167,591 | 9,998 | Oct 26, 2018, 04:05 PM |
| Giles Nicole | Corporate Controller | Oct 25, 2018 | Option Exercise | $104.81 | 2,365 | 247,876 | 6,374 | Oct 26, 2018, 04:05 PM |
| HOBSON MELLODY L | Director | Oct 19, 2018 | Buy | $108.94 | 1,150 | 125,281 | 2,632 | Oct 19, 2018, 04:17 PM |
| WELDON WILLIAM C | Director | Sep 30, 2018 | Option Exercise | $112.84 | 388 | 43,782 | 97,930 | Oct 02, 2018, 04:08 PM |
| RAYMOND LEE R | Director | Sep 30, 2018 | Option Exercise | $112.84 | 399 | 45,023 | 238,720 | Oct 02, 2018, 04:08 PM |
| JACKSON LABAN | Director | Sep 30, 2018 | Option Exercise | $112.84 | 377 | 42,541 | 179,238 | Oct 02, 2018, 04:08 PM |
| HOBSON MELLODY L | Director | Sep 30, 2018 | Option Exercise | $112.84 | 288 | 32,498 | 1,482 | Oct 02, 2018, 04:08 PM |
| FLYNN TIMOTHY PATRICK | Director | Sep 30, 2018 | Option Exercise | $112.84 | 366 | 41,299 | 44,693 | Oct 02, 2018, 04:07 PM |
| BURKE STEPHEN B | Director | Sep 30, 2018 | Option Exercise | $112.84 | 255 | 28,774 | 137,577 | Oct 02, 2018, 04:07 PM |
| NEAL MICHAEL A | Director | Sep 30, 2018 | Option Exercise | $112.84 | 288 | 32,498 | 34,330 | Oct 02, 2018, 12:00 AM |
| HOBSON MELLODY L | Director | Aug 15, 2018 | Option Exercise | $113.70 | 16,953 | 1,927,556 | 57,355 | Aug 16, 2018, 04:30 PM |
| HOBSON MELLODY L | Director | Aug 15, 2018 | Option Exercise | $41.62 | 46,308 | 1,927,524 | 74,308 | Aug 16, 2018, 04:30 PM |
| Smith Gordon | Co-President & COO, CEO CCB | Jul 23, 2018 | Sale | $114.01 | 30,725 | 3,503,019 | 238,929 | Jul 23, 2018, 05:07 PM |
| WELDON WILLIAM C | Director | Jun 30, 2018 | Option Exercise | $104.20 | 468 | 48,766 | 97,026 | Jul 03, 2018, 02:04 PM |
| RAYMOND LEE R | Director | Jun 30, 2018 | Option Exercise | $104.20 | 480 | 50,016 | 237,056 | Jul 03, 2018, 02:04 PM |
| NEAL MICHAEL A | Director | Jun 30, 2018 | Option Exercise | $104.20 | 312 | 32,510 | 33,909 | Jul 03, 2018, 02:04 PM |
| JACKSON LABAN | Director | Jun 30, 2018 | Option Exercise | $104.20 | 480 | 50,016 | 178,043 | Jul 03, 2018, 02:04 PM |
| HOBSON MELLODY L | Director | Jun 30, 2018 | Option Exercise | $104.20 | 328 | 34,178 | 1,192 | Jul 03, 2018, 02:04 PM |
| FLYNN TIMOTHY PATRICK | Director | Jun 30, 2018 | Option Exercise | $104.20 | 402 | 41,888 | 44,144 | Jul 03, 2018, 02:04 PM |
| BURKE STEPHEN B | Director | Jun 30, 2018 | Option Exercise | $104.20 | 276 | 28,759 | 136,759 | Jul 03, 2018, 02:04 PM |
| Combs Todd A. | Director | May 14, 2018 | Buy | $114.61 | 13,000 | 1,489,891 | 18,277 | May 16, 2018, 06:53 PM |
| HOBSON MELLODY L | Director | Apr 16, 2018 | Buy | $111.04 | 18,000 | 1,998,810 | 28,000 | Apr 17, 2018, 04:18 PM |
| WELDON WILLIAM C | Director | Mar 31, 2018 | Option Exercise | $109.97 | 443 | 48,717 | 96,072 | Apr 03, 2018, 04:07 PM |
| RAYMOND LEE R | Director | Mar 31, 2018 | Option Exercise | $109.97 | 455 | 50,036 | 235,377 | Apr 03, 2018, 04:06 PM |
| NEAL MICHAEL A | Director | Mar 31, 2018 | Option Exercise | $109.97 | 296 | 32,551 | 33,471 | Apr 03, 2018, 04:06 PM |
| FLYNN TIMOTHY PATRICK | Director | Mar 31, 2018 | Option Exercise | $109.97 | 341 | 37,500 | 43,569 | Apr 03, 2018, 04:06 PM |
| BURKE STEPHEN B | Director | Mar 31, 2018 | Option Exercise | $109.97 | 261 | 28,702 | 135,950 | Apr 03, 2018, 04:06 PM |
| BOWLES CRANDALL CLOSE | Director | Mar 31, 2018 | Option Exercise | $109.97 | 375 | 41,239 | 92,864 | Apr 03, 2018, 04:06 PM |
| JACKSON LABAN | Director | Mar 31, 2018 | Option Exercise | $109.97 | 409 | 44,978 | 176,788 | Apr 03, 2018, 12:00 AM |
| JACKSON LABAN | Director | Jan 19, 2018 | Option Exercise | $113.57 | 725 | 82,340 | 176,379 | Jan 22, 2018, 04:10 PM |
| JACKSON LABAN | Director | Jan 19, 2018 | Option Exercise | $44.55 | 1,346 | 59,964 | 177,104 | Jan 22, 2018, 04:10 PM |
| Scher Peter | Executive Vice President | Jan 19, 2018 | Sale | $113.42 | 26,532 | 3,009,366 | 0 | Jan 19, 2018, 04:53 PM |
| WELDON WILLIAM C | Director | Jan 16, 2018 | Option Exercise | $112.25 | 2,227 | 249,981 | 95,628 | Jan 18, 2018, 04:51 PM |
| RAYMOND LEE R | Director | Jan 16, 2018 | Option Exercise | $112.25 | 2,227 | 249,981 | 234,923 | Jan 18, 2018, 04:51 PM |
| NEAL MICHAEL A | Director | Jan 16, 2018 | Option Exercise | $112.25 | 2,227 | 249,981 | 33,176 | Jan 18, 2018, 04:51 PM |
| JACKSON LABAN | Director | Jan 16, 2018 | Option Exercise | $112.25 | 2,227 | 249,981 | 175,758 | Jan 18, 2018, 04:51 PM |
| FLYNN TIMOTHY PATRICK | Director | Jan 16, 2018 | Option Exercise | $112.25 | 2,227 | 249,981 | 43,228 | Jan 18, 2018, 04:51 PM |
| Combs Todd A. | Director | Jan 16, 2018 | Option Exercise | $112.25 | 2,227 | 249,981 | 5,277 | Jan 18, 2018, 04:50 PM |
| BURKE STEPHEN B | Director | Jan 16, 2018 | Option Exercise | $112.25 | 2,227 | 249,981 | 135,688 | Jan 18, 2018, 04:50 PM |
| BOWLES CRANDALL CLOSE | Director | Jan 16, 2018 | Option Exercise | $112.25 | 2,227 | 249,981 | 92,490 | Jan 18, 2018, 04:50 PM |
| BELL JAMES A | Director | Jan 16, 2018 | Option Exercise | $112.25 | 2,227 | 249,981 | 27,952 | Jan 18, 2018, 04:50 PM |
| BAMMANN LINDA | Director | Jan 16, 2018 | Option Exercise | $112.25 | 2,227 | 249,981 | 84,040 | Jan 18, 2018, 04:50 PM |
| CROWN JAMES S | Director | Jan 16, 2018 | Option Exercise | $112.25 | 2,227 | 249,981 | 305,875 | Jan 18, 2018, 04:50 PM |
| CROWN JAMES S | Director | Jan 18, 2018 | Buy | $113.37 | 7,280 | 825,326 | 21,612 | Jan 18, 2018, 04:50 PM |
| Smith Gordon | Executive Vice President | Jan 13, 2018 | Option Exercise | $111.85 | 57,601 | 6,442,384 | 314,654 | Jan 17, 2018, 05:28 PM |
| Pinto Daniel E | Managing Director | Jan 13, 2018 | Option Exercise | $111.85 | 64,132 | 7,172,844 | 308,899 | Jan 17, 2018, 05:27 PM |
| Leopold Robin | Head of Human Resources | Jan 13, 2018 | Option Exercise | $111.85 | 5,176 | 578,910 | 8,594 | Jan 17, 2018, 05:24 PM |
| DIMON JAMES | Chairman & CEO | Jan 13, 2018 | Option Exercise | $111.85 | 51,786 | 5,792,005 | 47,487 | Jan 17, 2018, 05:23 PM |
| Beer Lori A | Chief Information Officer | Jan 13, 2018 | Option Exercise | $111.85 | 9,035 | 1,010,520 | 20,317 | Jan 17, 2018, 05:22 PM |
| Scher Peter | Executive Vice President | Jan 16, 2018 | Option Exercise | $112.25 | 46,584 | 5,229,054 | 26,532 | Jan 17, 2018, 05:20 PM |
| Scher Peter | Executive Vice President | Jan 13, 2018 | Option Exercise | $111.85 | 13,234 | 1,480,157 | 17,057 | Jan 17, 2018, 05:20 PM |
| Scher Peter | Executive Vice President | Jan 16, 2018 | Option Exercise | $35.61 | 73,116 | 2,603,661 | 90,173 | Jan 17, 2018, 05:20 PM |
| Scher Peter | Executive Vice President | Jan 16, 2018 | Sale | $112.20 | 17,057 | 1,913,795 | 73,116 | Jan 17, 2018, 05:20 PM |
| Petno Douglas B | CEO Commercial Banking | Jan 13, 2018 | Option Exercise | $111.85 | 32,224 | 3,604,093 | 85,843 | Jan 17, 2018, 05:18 PM |
| Petno Douglas B | CEO Commercial Banking | Jan 16, 2018 | Sale | $112.22 | 48,344 | 5,425,115 | 37,499 | Jan 17, 2018, 05:18 PM |
| Lake Marianne | Chief Financial Officer | Jan 13, 2018 | Option Exercise | $111.85 | 39,725 | 4,443,043 | 36,773 | Jan 17, 2018, 05:16 PM |
| Lake Marianne | Chief Financial Officer | Jan 16, 2018 | Sale | $112.22 | 9,194 | 1,031,723 | 27,579 | Jan 17, 2018, 05:16 PM |
| Giles Nicole | Corporate Controller | Jan 13, 2018 | Option Exercise | $111.85 | 2,056 | 229,953 | 7,876 | Jan 17, 2018, 05:14 PM |
| Giles Nicole | Corporate Controller | Jan 16, 2018 | Sale | $112.45 | 3,783 | 425,398 | 4,093 | Jan 17, 2018, 05:14 PM |
| Erdoes Mary E. | CEO Asset Management | Jan 13, 2018 | Option Exercise | $111.85 | 68,006 | 7,606,131 | 457,080 | Jan 17, 2018, 05:12 PM |
| Erdoes Mary E. | CEO Asset Management | Jan 16, 2018 | Sale | $112.25 | 65,101 | 7,307,457 | 391,979 | Jan 17, 2018, 05:12 PM |
| BACON ASHLEY | Chief Risk Officer | Jan 13, 2018 | Option Exercise | $111.85 | 32,120 | 3,592,461 | 90,981 | Jan 17, 2018, 05:10 PM |
| BACON ASHLEY | Chief Risk Officer | Jan 16, 2018 | Sale | $112.22 | 16,434 | 1,844,224 | 74,547 | Jan 17, 2018, 05:10 PM |
| Friedman Stacey | General Counsel | Jan 13, 2018 | Option Exercise | $111.85 | 9,910 | 1,108,384 | 21,177 | Jan 17, 2018, 05:08 PM |
| Friedman Stacey | General Counsel | Jan 17, 2018 | Sale | $112.40 | 10,527 | 1,183,203 | 3,448 | Jan 17, 2018, 05:08 PM |
| Friedman Stacey | General Counsel | Jan 16, 2018 | Sale | $112.23 | 7,202 | 808,288 | 13,975 | Jan 17, 2018, 05:08 PM |
| FLYNN TIMOTHY PATRICK | Director | Dec 31, 2017 | Option Exercise | $106.94 | 374 | 39,996 | 40,842 | Jan 03, 2018, 04:17 PM |
| BURKE STEPHEN B | Director | Dec 31, 2017 | Option Exercise | $106.94 | 269 | 28,767 | 132,940 | Jan 03, 2018, 04:17 PM |
| BOWLES CRANDALL CLOSE | Director | Dec 31, 2017 | Option Exercise | $106.94 | 409 | 43,738 | 89,831 | Jan 03, 2018, 04:17 PM |
| WELDON WILLIAM C | Director | Dec 31, 2017 | Option Exercise | $106.94 | 432 | 46,198 | 92,927 | Jan 03, 2018, 12:00 AM |
| RAYMOND LEE R | Director | Dec 31, 2017 | Option Exercise | $106.94 | 468 | 50,048 | 231,508 | Jan 03, 2018, 12:00 AM |
| JACKSON LABAN | Director | Dec 31, 2017 | Option Exercise | $106.94 | 468 | 50,048 | 172,768 | Jan 03, 2018, 12:00 AM |
| CROWN JAMES S | Director | Dec 31, 2017 | Option Exercise | $106.94 | 304 | 32,510 | 302,757 | Jan 03, 2018, 12:00 AM |
| NEAL MICHAEL A | Director | Dec 31, 2017 | Option Exercise | $106.94 | 304 | 32,510 | 30,836 | Jan 03, 2018, 12:00 AM |
| Erdoes Mary E. | CEO Asset Management | Nov 10, 2017 | Option Exercise | $97.92 | 207,277 | 20,296,563 | 395,366 | Nov 13, 2017, 04:16 PM |
| Erdoes Mary E. | CEO Asset Management | Nov 10, 2017 | Option Exercise | $42.87 | 275,765 | 11,823,075 | 602,643 | Nov 13, 2017, 04:16 PM |
| BACON ASHLEY | Chief Risk Officer | Nov 09, 2017 | Option Exercise | $97.51 | 17,621 | 1,718,268 | 54,763 | Nov 13, 2017, 12:00 AM |
| BACON ASHLEY | Chief Risk Officer | Nov 09, 2017 | Option Exercise | $43.20 | 25,000 | 1,080,000 | 72,384 | Nov 13, 2017, 12:00 AM |
| Beer Lori A | Chief Information Officer | Oct 25, 2017 | Option Exercise | $100.82 | 6,217 | 626,798 | 10,437 | Oct 26, 2017, 05:15 PM |
| Petno Douglas B | CEO Commercial Banking | Oct 24, 2017 | Option Exercise | $100.47 | 91,486 | 9,192,056 | 84,448 | Oct 26, 2017, 05:09 PM |
| Petno Douglas B | CEO Commercial Banking | Oct 24, 2017 | Option Exercise | $35.59 | 133,116 | 4,737,811 | 175,934 | Oct 26, 2017, 05:09 PM |
| Giles Nicole | Corporate Controller | Oct 25, 2017 | Option Exercise | $100.82 | 993 | 100,114 | 4,646 | Oct 26, 2017, 05:09 PM |
| Friedman Stacey | General Counsel | Oct 25, 2017 | Option Exercise | $100.82 | 2,653 | 267,475 | 12,626 | Oct 26, 2017, 05:09 PM |
| Friedman Stacey | General Counsel | Oct 26, 2017 | Sale | $101.96 | 2,099 | 214,020 | 10,527 | Oct 26, 2017, 05:09 PM |
| DIMON JAMES | Chairman & CEO | Oct 13, 2017 | Option Exercise | $95.83 | 1,483,634 | 142,184,063 | 1,205,043 | Oct 13, 2017, 05:12 PM |
| DIMON JAMES | Chairman & CEO | Oct 13, 2017 | Option Exercise | $39.83 | 2,000,000 | 79,660,004 | 2,688,677 | Oct 13, 2017, 05:12 PM |
| NEAL MICHAEL A | Director | Sep 30, 2017 | Option Exercise | $95.51 | 340 | 32,473 | 30,409 | Oct 03, 2017, 04:15 PM |
| JACKSON LABAN | Director | Sep 30, 2017 | Option Exercise | $95.51 | 524 | 50,047 | 171,456 | Oct 03, 2017, 04:15 PM |
| FLYNN TIMOTHY PATRICK | Director | Sep 30, 2017 | Option Exercise | $95.51 | 366 | 34,957 | 40,293 | Oct 03, 2017, 04:15 PM |
| CROWN JAMES S | Director | Sep 30, 2017 | Option Exercise | $95.51 | 340 | 32,473 | 301,466 | Oct 03, 2017, 04:15 PM |
| BURKE STEPHEN B | Director | Sep 30, 2017 | Option Exercise | $95.51 | 301 | 28,749 | 132,093 | Oct 03, 2017, 04:15 PM |
| BOWLES CRANDALL CLOSE | Director | Sep 30, 2017 | Option Exercise | $95.51 | 458 | 43,744 | 88,944 | Oct 03, 2017, 04:15 PM |
| RAYMOND LEE R | Director | Sep 30, 2017 | Option Exercise | $95.51 | 471 | 44,985 | 229,724 | Oct 03, 2017, 12:00 AM |
| WELDON WILLIAM C | Director | Sep 30, 2017 | Option Exercise | $95.51 | 537 | 51,289 | 91,970 | Oct 03, 2017, 12:00 AM |
| Friedman Stacey | General Counsel | Aug 21, 2017 | Sale | $90.55 | 9,968 | 902,608 | 10,527 | Aug 21, 2017, 05:13 PM |
| Giles Nicole | Corporate Controller | Jul 18, 2017 | Sale | $91.29 | 1,000 | 91,292 | 3,783 | Jul 18, 2017, 04:07 PM |
| Lake Marianne | Chief Financial Officer | Jul 17, 2017 | Sale | $91.58 | 17,596 | 1,611,412 | 0 | Jul 17, 2017, 04:40 PM |
| RAYMOND LEE R | Director | Jun 30, 2017 | Option Exercise | $91.40 | 492 | 44,969 | 228,042 | Jul 05, 2017, 05:47 PM |
| JACKSON LABAN | Director | Jun 30, 2017 | Option Exercise | $91.40 | 492 | 44,969 | 170,156 | Jul 05, 2017, 05:46 PM |
| FLYNN TIMOTHY PATRICK | Director | Jun 30, 2017 | Option Exercise | $91.40 | 383 | 35,006 | 39,767 | Jul 05, 2017, 05:46 PM |
| CROWN JAMES S | Director | Jun 30, 2017 | Option Exercise | $91.40 | 356 | 32,538 | 300,217 | Jul 05, 2017, 05:46 PM |
| BURKE STEPHEN B | Director | Jun 30, 2017 | Option Exercise | $91.40 | 315 | 28,791 | 131,261 | Jul 05, 2017, 05:46 PM |
| BOWLES CRANDALL CLOSE | Director | Jun 30, 2017 | Option Exercise | $91.40 | 451 | 41,221 | 88,048 | Jul 05, 2017, 05:46 PM |
| WELDON WILLIAM C | Director | Jun 30, 2017 | Option Exercise | $91.40 | 506 | 46,248 | 90,953 | Jul 05, 2017, 12:00 AM |
| NEAL MICHAEL A | Director | Jun 30, 2017 | Option Exercise | $91.40 | 356 | 32,538 | 29,957 | Jul 05, 2017, 12:00 AM |
| BACON ASHLEY | Chief Risk Officer | May 11, 2017 | Sale | $87.21 | 6,514 | 568,100 | 47,384 | May 12, 2017, 04:11 PM |
| Lake Marianne | Chief Financial Officer | May 05, 2017 | Option Exercise | $86.88 | 49,896 | 4,334,964 | 17,596 | May 08, 2017, 04:24 PM |
| Lake Marianne | Chief Financial Officer | May 05, 2017 | Option Exercise | $35.61 | 67,492 | 2,403,390 | 67,492 | May 08, 2017, 04:24 PM |
| CROWN JAMES S | Director | Apr 19, 2017 | Buy | $85.47 | 2,000 | 170,934 | 4,022 | Apr 20, 2017, 04:40 PM |
| CROWN JAMES S | Director | Apr 19, 2017 | Buy | $85.49 | 2,500 | 213,721 | 21,303 | Apr 20, 2017, 04:40 PM |
| CROWN JAMES S | Director | Apr 19, 2017 | Buy | $85.48 | 7,000 | 598,336 | 14,137 | Apr 20, 2017, 04:40 PM |
| Zames Matthew E | Chief Operating Officer | Apr 17, 2017 | Sale | $85.06 | 3,405 | 289,616 | 329,019 | Apr 18, 2017, 04:15 PM |
| Friedman Stacey | General Counsel | Apr 17, 2017 | Option Exercise | $85.22 | 72,057 | 6,141,058 | 20,495 | Apr 18, 2017, 04:15 PM |
| Friedman Stacey | General Counsel | Apr 17, 2017 | Option Exercise | $42.50 | 92,552 | 3,933,872 | 103,344 | Apr 18, 2017, 04:15 PM |
| Friedman Stacey | General Counsel | Apr 17, 2017 | Sale | $85.07 | 10,792 | 918,084 | 92,552 | Apr 18, 2017, 04:15 PM |
| RAYMOND LEE R | Director | Mar 31, 2017 | Option Exercise | $87.84 | 541 | 47,521 | 226,252 | Apr 04, 2017, 05:03 PM |
| NEAL MICHAEL A | Director | Mar 31, 2017 | Option Exercise | $87.84 | 370 | 32,501 | 29,483 | Apr 04, 2017, 04:08 PM |
| JACKSON LABAN | Director | Mar 31, 2017 | Option Exercise | $87.84 | 602 | 52,880 | 168,442 | Apr 04, 2017, 04:08 PM |
| CROWN JAMES S | Director | Mar 31, 2017 | Option Exercise | $87.84 | 432 | 37,947 | 298,888 | Apr 04, 2017, 04:08 PM |
| Zames Matthew E | Chief Operating Officer | Jan 26, 2017 | Option Exercise | $86.45 | 28,049 | 2,424,836 | 333,667 | Jan 30, 2017, 04:13 PM |
| Zames Matthew E | Chief Operating Officer | Jan 26, 2017 | Option Exercise | $41.76 | 37,344 | 1,559,323 | 361,716 | Jan 30, 2017, 04:13 PM |
| Donnelly John L | Director Human Resources | Jan 25, 2017 | Option Exercise | $85.67 | 20,871 | 1,788,019 | 129,481 | Jan 27, 2017, 12:17 PM |
| Donnelly John L | Director Human Resources | Jan 25, 2017 | Option Exercise | $39.81 | 27,334 | 1,088,121 | 150,352 | Jan 27, 2017, 12:17 PM |
| JACKSON LABAN | Director | Jan 19, 2017 | Option Exercise | $83.89 | 1,105 | 92,704 | 167,839 | Jan 23, 2017, 04:12 PM |
| JACKSON LABAN | Director | Jan 19, 2017 | Option Exercise | $28.49 | 2,105 | 59,971 | 168,944 | Jan 23, 2017, 04:12 PM |
| WELDON WILLIAM C | Director | Jan 17, 2017 | Option Exercise | $84.25 | 2,967 | 249,970 | 89,379 | Jan 19, 2017, 04:59 PM |
| RAYMOND LEE R | Director | Jan 17, 2017 | Option Exercise | $84.25 | 2,967 | 249,970 | 225,711 | Jan 19, 2017, 04:59 PM |
| NEAL MICHAEL A | Director | Jan 17, 2017 | Option Exercise | $84.25 | 2,967 | 249,970 | 29,113 | Jan 19, 2017, 04:59 PM |
| JACKSON LABAN | Director | Jan 17, 2017 | Option Exercise | $84.25 | 2,967 | 249,970 | 166,839 | Jan 19, 2017, 04:59 PM |
| FLYNN TIMOTHY PATRICK | Director | Jan 17, 2017 | Option Exercise | $84.25 | 2,967 | 249,970 | 38,817 | Jan 19, 2017, 04:59 PM |
| Combs Todd A. | Director | Jan 17, 2017 | Option Exercise | $84.25 | 2,967 | 249,970 | 2,983 | Jan 19, 2017, 04:58 PM |
| BURKE STEPHEN B | Director | Jan 17, 2017 | Option Exercise | $84.25 | 2,967 | 249,970 | 130,051 | Jan 19, 2017, 04:58 PM |
| BOWLES CRANDALL CLOSE | Director | Jan 17, 2017 | Option Exercise | $84.25 | 2,967 | 249,970 | 86,631 | Jan 19, 2017, 04:58 PM |
| BELL JAMES A | Director | Jan 17, 2017 | Option Exercise | $84.25 | 2,967 | 249,970 | 25,167 | Jan 19, 2017, 04:58 PM |
| BAMMANN LINDA | Director | Jan 17, 2017 | Option Exercise | $84.25 | 2,967 | 249,970 | 81,468 | Jan 19, 2017, 04:58 PM |
| Smith Gordon | Executive Vice President | Jan 18, 2017 | Sale | $83.67 | 65,865 | 5,510,997 | 237,466 | Jan 19, 2017, 04:58 PM |
| Petno Douglas B | CEO Commercial Banking | Jan 18, 2017 | Sale | $83.67 | 21,532 | 1,801,649 | 86,338 | Jan 19, 2017, 04:58 PM |
| Lake Marianne | Chief Financial Officer | Jan 18, 2017 | Sale | $83.68 | 13,072 | 1,093,822 | 44,711 | Jan 19, 2017, 04:58 PM |
| CROWN JAMES S | Director | Jan 17, 2017 | Option Exercise | $84.25 | 2,967 | 249,970 | 298,456 | Jan 19, 2017, 04:58 PM |
| Smith Gordon | Executive Vice President | Jan 13, 2017 | Option Exercise | $87.14 | 73,637 | 6,416,360 | 303,331 | Jan 18, 2017, 04:04 PM |
| Lake Marianne | Chief Financial Officer | Jan 13, 2017 | Option Exercise | $87.14 | 48,607 | 4,235,371 | 57,783 | Jan 18, 2017, 04:04 PM |
| Friedman Stacey | General Counsel | Jan 13, 2017 | Option Exercise | $87.14 | 9,962 | 868,039 | 10,792 | Jan 18, 2017, 04:04 PM |
| DIMON JAMES | Chairman & CEO | Jan 13, 2017 | Option Exercise | $87.14 | 142,988 | 12,459,260 | 1,087,730 | Jan 18, 2017, 04:04 PM |
| O'Donovan Mark | Corporate Controller | Jan 13, 2017 | Option Exercise | $87.14 | 6,230 | 542,851 | 8,904 | Jan 18, 2017, 04:04 PM |
| Petno Douglas B | CEO Commercial Banking | Jan 13, 2017 | Option Exercise | $87.14 | 41,513 | 3,617,235 | 114,598 | Jan 18, 2017, 04:04 PM |
| Petno Douglas B | CEO Commercial Banking | Jan 17, 2017 | Sale | $84.15 | 6,728 | 566,195 | 107,870 | Jan 18, 2017, 04:04 PM |
| Pinto Daniel E | Managing Director | Jan 17, 2017 | Option Exercise | $84.25 | 151,612 | 12,773,311 | 236,581 | Jan 18, 2017, 04:03 PM |
| Pinto Daniel E | Managing Director | Jan 13, 2017 | Option Exercise | $87.14 | 60,082 | 5,235,245 | 228,626 | Jan 18, 2017, 04:03 PM |
| Pinto Daniel E | Managing Director | Jan 17, 2017 | Option Exercise | $45.79 | 200,000 | 9,158,000 | 428,626 | Jan 18, 2017, 04:03 PM |
| Pinto Daniel E | Managing Director | Jan 17, 2017 | Sale | $84.15 | 40,433 | 3,402,506 | 388,193 | Jan 18, 2017, 04:03 PM |
| Erdoes Mary E. | CEO Asset Management | Jan 13, 2017 | Option Exercise | $87.14 | 86,786 | 7,562,098 | 362,677 | Jan 18, 2017, 04:03 PM |
| Erdoes Mary E. | CEO Asset Management | Jan 17, 2017 | Sale | $84.15 | 35,799 | 3,012,593 | 326,878 | Jan 18, 2017, 04:03 PM |
| Donnelly John L | Director Human Resources | Jan 13, 2017 | Option Exercise | $87.14 | 20,481 | 1,784,612 | 129,462 | Jan 18, 2017, 04:03 PM |
| Donnelly John L | Director Human Resources | Jan 17, 2017 | Sale | $84.16 | 6,444 | 542,313 | 123,018 | Jan 18, 2017, 04:03 PM |
| BACON ASHLEY | Chief Risk Officer | Jan 13, 2017 | Option Exercise | $87.14 | 38,367 | 3,343,109 | 66,884 | Jan 18, 2017, 04:03 PM |
| BACON ASHLEY | Chief Risk Officer | Jan 17, 2017 | Sale | $84.15 | 12,986 | 1,092,769 | 53,898 | Jan 18, 2017, 04:03 PM |
| Zames Matthew E | Chief Operating Officer | Jan 13, 2017 | Option Exercise | $87.14 | 87,265 | 7,603,836 | 366,455 | Jan 18, 2017, 04:03 PM |
| Zames Matthew E | Chief Operating Officer | Jan 17, 2017 | Sale | $84.16 | 42,083 | 3,541,545 | 324,372 | Jan 18, 2017, 04:03 PM |
| WELDON WILLIAM C | Director | Dec 31, 2016 | Option Exercise | $86.29 | 493 | 42,541 | 85,939 | Jan 04, 2017, 04:40 PM |
| Smith Gordon | Executive Vice President | Nov 10, 2016 | Option Exercise | $75.74 | 159,762 | 12,099,575 | 231,818 | Nov 14, 2016, 05:02 PM |
| Smith Gordon | Executive Vice President | Nov 10, 2016 | Option Exercise | $32.68 | 219,977 | 7,188,581 | 391,580 | Nov 14, 2016, 05:02 PM |
| Petno Douglas B | CEO Commercial Banking | Nov 09, 2016 | Option Exercise | $72.74 | 61,545 | 4,476,476 | 71,668 | Nov 14, 2016, 04:59 PM |
| Petno Douglas B | CEO Commercial Banking | Nov 09, 2016 | Option Exercise | $45.79 | 75,000 | 3,434,250 | 133,213 | Nov 14, 2016, 04:59 PM |
| JACKSON LABAN | Director | Oct 31, 2016 | Buy | $69.52 | 40 | 2,781 | 5,986 | Nov 02, 2016, 04:48 PM |
| O'Donovan Mark | Corporate Controller | Oct 25, 2016 | Option Exercise | $68.65 | 4,346 | 298,375 | 4,035 | Oct 27, 2016, 12:58 PM |
| O'Donovan Mark | Corporate Controller | Oct 26, 2016 | Sale | $69.05 | 4,035 | 278,621 | 0 | Oct 27, 2016, 12:58 PM |
| Friedman Stacey | General Counsel | Oct 25, 2016 | Option Exercise | $68.65 | 2,653 | 182,142 | 2,099 | Oct 27, 2016, 12:57 PM |
| Friedman Stacey | General Counsel | Oct 26, 2016 | Sale | $69.03 | 2,099 | 144,904 | 0 | Oct 27, 2016, 12:57 PM |
| BACON ASHLEY | Chief Risk Officer | Oct 21, 2016 | Option Exercise | $68.11 | 41,315 | 2,814,171 | 23,623 | Oct 24, 2016, 04:47 PM |
| BACON ASHLEY | Chief Risk Officer | Oct 21, 2016 | Option Exercise | $45.79 | 50,000 | 2,289,500 | 64,938 | Oct 24, 2016, 04:47 PM |
| Lake Marianne | Chief Financial Officer | Oct 17, 2016 | Sale | $67.26 | 14,083 | 947,237 | 16,581 | Oct 18, 2016, 04:12 PM |
| Erdoes Mary E. | CEO Asset Management | Oct 17, 2016 | Sale | $67.26 | 25,542 | 1,717,894 | 291,080 | Oct 18, 2016, 04:12 PM |
| WELDON WILLIAM C | Director | Sep 30, 2016 | Option Exercise | $66.59 | 713 | 47,479 | 84,855 | Oct 04, 2016, 05:30 PM |
| RAYMOND LEE R | Director | Sep 30, 2016 | Option Exercise | $66.59 | 619 | 41,219 | 219,502 | Oct 04, 2016, 05:30 PM |
| NEAL MICHAEL A | Director | Sep 30, 2016 | Option Exercise | $66.59 | 394 | 26,236 | 25,629 | Oct 04, 2016, 05:30 PM |
| JACKSON LABAN | Director | Sep 30, 2016 | Option Exercise | $66.59 | 713 | 47,479 | 161,571 | Oct 04, 2016, 05:30 PM |
| FLYNN TIMOTHY PATRICK | Director | Sep 30, 2016 | Option Exercise | $66.59 | 507 | 33,761 | 35,195 | Oct 04, 2016, 05:30 PM |
| CROWN JAMES S | Director | Sep 30, 2016 | Option Exercise | $66.59 | 488 | 32,496 | 293,049 | Oct 04, 2016, 05:30 PM |
| BURKE STEPHEN B | Director | Sep 30, 2016 | Option Exercise | $66.59 | 338 | 22,507 | 125,635 | Oct 04, 2016, 05:30 PM |
| BOWLES CRANDALL CLOSE | Director | Sep 30, 2016 | Option Exercise | $66.59 | 563 | 37,490 | 82,263 | Oct 04, 2016, 05:30 PM |
| O'Donovan Mark | Corporate Controller | Aug 11, 2016 | Option Exercise | $65.46 | 810 | 53,023 | 0 | Aug 12, 2016, 04:04 PM |
| Erdoes Mary E. | CEO Asset Management | Aug 11, 2016 | Option Exercise | $65.36 | 228,347 | 14,923,619 | 316,622 | Aug 12, 2016, 04:04 PM |
| Erdoes Mary E. | CEO Asset Management | Aug 11, 2016 | Option Exercise | $38.31 | 279,430 | 10,705,351 | 544,969 | Aug 12, 2016, 04:04 PM |
| Petno Douglas B | CEO Commercial Banking | Aug 09, 2016 | Option Exercise | $65.87 | 2,434 | 160,328 | 0 | Aug 11, 2016, 05:47 PM |
| Lake Marianne | Chief Financial Officer | Jul 21, 2016 | Option Exercise | $63.90 | 74,917 | 4,787,571 | 30,664 | Jul 25, 2016, 10:49 AM |
| Lake Marianne | Chief Financial Officer | Jul 21, 2016 | Option Exercise | $41.01 | 89,000 | 3,650,210 | 105,581 | Jul 25, 2016, 10:49 AM |
| Zames Matthew E | Chief Operating Officer | Jul 15, 2016 | Sale | $63.91 | 3,991 | 255,059 | 282,287 | Jul 18, 2016, 03:44 PM |
| Smith Gordon | Executive Vice President | Jul 15, 2016 | Sale | $64.05 | 23,735 | 1,520,305 | 152,462 | Jul 18, 2016, 03:44 PM |
| BACON ASHLEY | Chief Risk Officer | Jul 15, 2016 | Sale | $63.97 | 15,521 | 992,830 | 14,938 | Jul 18, 2016, 03:44 PM |
| WELDON WILLIAM C | Director | Jun 30, 2016 | Option Exercise | $62.14 | 805 | 50,023 | 83,485 | Jul 05, 2016, 04:25 PM |
| RAYMOND LEE R | Director | Jun 30, 2016 | Option Exercise | $62.14 | 674 | 41,882 | 217,166 | Jul 05, 2016, 04:25 PM |
| NEAL MICHAEL A | Director | Jun 30, 2016 | Option Exercise | $62.14 | 392 | 24,359 | 25,107 | Jul 05, 2016, 04:25 PM |
| JACKSON LABAN | Director | Jun 30, 2016 | Option Exercise | $62.14 | 805 | 50,023 | 159,774 | Jul 05, 2016, 04:25 PM |
| FLYNN TIMOTHY PATRICK | Director | Jun 30, 2016 | Option Exercise | $62.14 | 513 | 31,878 | 34,492 | Jul 05, 2016, 04:25 PM |
| CROWN JAMES S | Director | Jun 30, 2016 | Option Exercise | $62.14 | 523 | 32,499 | 291,279 | Jul 05, 2016, 04:25 PM |
| BURKE STEPHEN B | Director | Jun 30, 2016 | Option Exercise | $62.14 | 332 | 20,630 | 124,560 | Jul 05, 2016, 04:25 PM |
| BOWLES CRANDALL CLOSE | Director | Jun 30, 2016 | Option Exercise | $62.14 | 573 | 35,606 | 81,103 | Jul 05, 2016, 04:25 PM |
| Donnelly John L | Director Human Resources | Apr 21, 2016 | Option Exercise | $64.00 | 36,062 | 2,307,968 | 137,202 | Apr 22, 2016, 04:10 PM |
| Donnelly John L | Director Human Resources | Apr 21, 2016 | Option Exercise | $41.42 | 42,718 | 1,769,476 | 146,405 | Apr 22, 2016, 04:10 PM |
| Smith Gordon | Executive Vice President | Apr 19, 2016 | Option Exercise | $63.01 | 452,531 | 28,516,241 | 176,197 | Apr 20, 2016, 05:23 PM |
| Smith Gordon | Executive Vice President | Apr 19, 2016 | Option Exercise | $50.59 | 500,000 | 25,295,000 | 628,728 | Apr 20, 2016, 05:23 PM |
| Zames Matthew E | Chief Operating Officer | Apr 15, 2016 | Option Exercise | $62.17 | 44,363 | 2,758,269 | 317,718 | Apr 18, 2016, 05:38 PM |
| Zames Matthew E | Chief Operating Officer | Apr 15, 2016 | Option Exercise | $42.48 | 52,344 | 2,223,673 | 330,641 | Apr 18, 2016, 05:38 PM |
| Pinto Daniel E | Managing Director | Apr 15, 2016 | Option Exercise | $62.17 | 86,886 | 5,402,137 | 160,875 | Apr 18, 2016, 05:38 PM |
| Pinto Daniel E | Managing Director | Apr 15, 2016 | Option Exercise | $46.79 | 100,000 | 4,679,000 | 247,761 | Apr 18, 2016, 05:38 PM |
| BACON ASHLEY | Chief Risk Officer | Apr 15, 2016 | Option Exercise | $62.17 | 43,443 | 2,701,068 | 30,459 | Apr 18, 2016, 05:38 PM |
| BACON ASHLEY | Chief Risk Officer | Apr 15, 2016 | Option Exercise | $46.79 | 50,000 | 2,339,500 | 73,902 | Apr 18, 2016, 05:38 PM |
| Lake Marianne | Chief Financial Officer | Apr 14, 2016 | Sale | $62.41 | 13,684 | 854,064 | 16,581 | Apr 14, 2016, 05:40 PM |
| Zames Matthew E | Chief Operating Officer | Apr 14, 2016 | Sale | $61.77 | 45,144 | 2,788,441 | 278,297 | Apr 14, 2016, 05:39 PM |
| Smith Gordon | Executive Vice President | Apr 14, 2016 | Sale | $62.01 | 32,096 | 1,990,421 | 128,728 | Apr 14, 2016, 05:39 PM |
| Pinto Daniel E | Managing Director | Apr 14, 2016 | Sale | $62.38 | 28,837 | 1,798,993 | 147,761 | Apr 14, 2016, 05:39 PM |
| RAYMOND LEE R | Director | Mar 31, 2016 | Option Exercise | $59.22 | 718 | 42,520 | 214,898 | Apr 04, 2016, 05:34 PM |
| WELDON WILLIAM C | Director | Mar 31, 2016 | Option Exercise | $59.22 | 887 | 52,528 | 82,076 | Apr 04, 2016, 05:20 PM |
| NEAL MICHAEL A | Director | Mar 31, 2016 | Option Exercise | $59.22 | 380 | 22,504 | 24,598 | Apr 04, 2016, 05:20 PM |
| JACKSON LABAN | Director | Mar 31, 2016 | Option Exercise | $59.22 | 887 | 52,528 | 157,966 | Apr 04, 2016, 05:20 PM |
| FLYNN TIMOTHY PATRICK | Director | Mar 31, 2016 | Option Exercise | $59.22 | 507 | 30,025 | 33,801 | Apr 04, 2016, 05:20 PM |
| CROWN JAMES S | Director | Mar 31, 2016 | Option Exercise | $59.22 | 549 | 32,512 | 289,566 | Apr 04, 2016, 05:20 PM |
| BURKE STEPHEN B | Director | Mar 31, 2016 | Option Exercise | $59.22 | 317 | 18,773 | 123,544 | Apr 04, 2016, 05:20 PM |
| BOWLES CRANDALL CLOSE | Director | Mar 31, 2016 | Option Exercise | $59.22 | 570 | 33,755 | 79,978 | Apr 04, 2016, 05:20 PM |
| DIMON JAMES | Chairman & CEO | Feb 11, 2016 | Buy | $53.13 | 40,000 | 2,125,236 | 115,800 | Feb 11, 2016, 06:14 PM |
| DIMON JAMES | Chairman & CEO | Feb 11, 2016 | Buy | $53.30 | 85,000 | 4,530,423 | 4,340,740 | Feb 11, 2016, 06:14 PM |
| DIMON JAMES | Chairman & CEO | Feb 11, 2016 | Buy | $53.30 | 45,000 | 2,398,459 | 567,743 | Feb 11, 2016, 06:14 PM |
| DIMON JAMES | Chairman & CEO | Feb 11, 2016 | Buy | $53.14 | 330,000 | 17,536,397 | 330,000 | Feb 11, 2016, 06:14 PM |
| CROWN JAMES S | Director | Feb 04, 2016 | Buy | $57.36 | 1 | 57 | 5,362 | Feb 04, 2016, 04:32 PM |
| CROWN JAMES S | Director | Feb 04, 2016 | Buy | $57.36 | 12 | 688 | 1,971 | Feb 04, 2016, 04:32 PM |
| CROWN JAMES S | Director | Feb 04, 2016 | Buy | $58.40 | 1 | 58 | 6,950 | Feb 04, 2016, 04:32 PM |
| CROWN JAMES S | Director | Feb 04, 2016 | Buy | $58.39 | 67 | 3,912 | 11,158 | Feb 04, 2016, 04:32 PM |
| Petno Douglas B | Managing Director | Jan 29, 2016 | Sale | $59.00 | 10,566 | 623,409 | 118,955 | Jan 29, 2016, 05:54 PM |
| Petno Douglas B | Managing Director | Jan 20, 2016 | Sale | $55.71 | 10,566 | 588,584 | 131,326 | Jan 21, 2016, 05:36 PM |
| Erdoes Mary E. | Managing Director | Jan 20, 2016 | Sale | $55.27 | 49,349 | 2,727,667 | 265,539 | Jan 21, 2016, 05:36 PM |
| WELDON WILLIAM C | Director | Jan 19, 2016 | Option Exercise | $57.24 | 3,931 | 225,010 | 80,660 | Jan 20, 2016, 05:09 PM |
| RAYMOND LEE R | Director | Jan 19, 2016 | Option Exercise | $57.24 | 3,931 | 225,010 | 212,730 | Jan 20, 2016, 05:09 PM |
| NEAL MICHAEL A | Director | Jan 19, 2016 | Option Exercise | $57.24 | 3,931 | 225,010 | 24,140 | Jan 20, 2016, 05:09 PM |
| JACKSON LABAN | Director | Jan 19, 2016 | Option Exercise | $57.24 | 3,931 | 225,010 | 156,168 | Jan 20, 2016, 05:09 PM |
| JACKSON LABAN | Director | Jan 15, 2016 | Option Exercise | $56.90 | 1,467 | 83,465 | 152,237 | Jan 20, 2016, 05:09 PM |
| JACKSON LABAN | Director | Jan 15, 2016 | Option Exercise | $23.76 | 2,525 | 59,994 | 153,704 | Jan 20, 2016, 05:09 PM |
| FLYNN TIMOTHY PATRICK | Director | Jan 19, 2016 | Option Exercise | $57.24 | 3,931 | 225,010 | 33,160 | Jan 20, 2016, 05:09 PM |
| CROWN JAMES S | Director | Jan 19, 2016 | Option Exercise | $57.24 | 3,931 | 225,010 | 287,942 | Jan 20, 2016, 05:09 PM |
| BURKE STEPHEN B | Director | Jan 19, 2016 | Option Exercise | $57.24 | 3,931 | 225,010 | 122,621 | Jan 20, 2016, 05:09 PM |
| BOWLES CRANDALL CLOSE | Director | Jan 19, 2016 | Option Exercise | $57.24 | 3,931 | 225,010 | 78,927 | Jan 20, 2016, 05:09 PM |
| BELL JAMES A | Director | Jan 19, 2016 | Option Exercise | $57.24 | 3,931 | 225,010 | 21,469 | Jan 20, 2016, 05:09 PM |
| BAMMANN LINDA | Director | Jan 19, 2016 | Option Exercise | $57.24 | 3,931 | 225,010 | 78,098 | Jan 20, 2016, 05:09 PM |
| Lake Marianne | Chief Financial Officer | Jan 13, 2016 | Option Exercise | $58.29 | 26,354 | 1,536,241 | 30,265 | Jan 15, 2016, 06:00 PM |
| Zames Matthew E | Chief Operating Officer | Jan 13, 2016 | Option Exercise | $58.29 | 92,165 | 5,372,528 | 323,441 | Jan 15, 2016, 06:00 PM |
| Pinto Daniel E | Managing Director | Jan 13, 2016 | Option Exercise | $58.29 | 19,551 | 1,139,677 | 176,598 | Jan 15, 2016, 06:00 PM |
| Erdoes Mary E. | Managing Director | Jan 13, 2016 | Option Exercise | $58.29 | 82,837 | 4,828,776 | 314,888 | Jan 15, 2016, 06:00 PM |
| Petno Douglas B | Managing Director | Jan 13, 2016 | Option Exercise | $58.29 | 39,870 | 2,324,122 | 141,892 | Jan 15, 2016, 06:00 PM |
| Smith Gordon | Executive Vice President | Jan 13, 2016 | Option Exercise | $58.29 | 64,066 | 3,734,567 | 160,824 | Jan 15, 2016, 06:00 PM |
| DIMON JAMES | Chairman & CEO | Jan 13, 2016 | Option Exercise | $58.29 | 146,669 | 8,549,703 | 120,501 | Jan 15, 2016, 06:00 PM |
| CROWN JAMES S | Director | Jan 15, 2016 | Buy | $56.46 | 6,949 | 392,361 | 6,949 | Jan 15, 2016, 06:00 PM |
| CROWN JAMES S | Director | Jan 15, 2016 | Buy | $56.46 | 2,219 | 125,292 | 11,091 | Jan 15, 2016, 06:00 PM |
| CROWN JAMES S | Director | Jan 15, 2016 | Buy | $56.46 | 5,361 | 302,698 | 5,361 | Jan 15, 2016, 06:00 PM |
| CROWN JAMES S | Director | Jan 15, 2016 | Buy | $56.46 | 389 | 21,964 | 1,959 | Jan 15, 2016, 06:00 PM |
| O'Donovan Mark | Corporate Controller | Jan 13, 2016 | Option Exercise | $58.29 | 3,966 | 231,188 | 6,553 | Jan 15, 2016, 06:00 PM |
| O'Donovan Mark | Corporate Controller | Jan 15, 2016 | Sale | $56.82 | 6,553 | 372,322 | 0 | Jan 15, 2016, 06:00 PM |
| BACON ASHLEY | Chief Risk Officer | Jan 13, 2016 | Option Exercise | $58.29 | 25,615 | 1,493,162 | 28,881 | Jan 15, 2016, 06:00 PM |
| BACON ASHLEY | Chief Risk Officer | Jan 15, 2016 | Sale | $56.81 | 4,979 | 282,841 | 23,902 | Jan 15, 2016, 06:00 PM |
| Friedman Stacey | General Counsel | Jan 13, 2016 | Option Exercise | $58.29 | 5,249 | 305,977 | 7,296 | Jan 15, 2016, 06:00 PM |
| Friedman Stacey | General Counsel | Jan 15, 2016 | Sale | $56.81 | 7,296 | 414,474 | 0 | Jan 15, 2016, 06:00 PM |
| Donnelly John L | Director Human Resources | Jan 13, 2016 | Option Exercise | $58.29 | 19,046 | 1,110,239 | 110,780 | Jan 15, 2016, 06:00 PM |
| Donnelly John L | Director Human Resources | Jan 15, 2016 | Sale | $56.81 | 7,093 | 402,967 | 103,687 | Jan 15, 2016, 06:00 PM |
| WELDON WILLIAM C | Director | Dec 31, 2015 | Option Exercise | $66.03 | 719 | 47,476 | 76,729 | Jan 05, 2016, 06:09 PM |
| RAYMOND LEE R | Director | Dec 31, 2015 | Option Exercise | $66.03 | 530 | 34,996 | 208,800 | Jan 05, 2016, 06:09 PM |
| NEAL MICHAEL A | Director | Dec 31, 2015 | Option Exercise | $66.03 | 341 | 22,516 | 20,209 | Jan 05, 2016, 06:09 PM |
| JACKSON LABAN | Director | Dec 31, 2015 | Option Exercise | $66.03 | 833 | 55,003 | 151,179 | Jan 05, 2016, 06:09 PM |
| FLYNN TIMOTHY PATRICK | Director | Dec 31, 2015 | Option Exercise | $66.03 | 454 | 29,978 | 29,229 | Jan 05, 2016, 06:09 PM |
| CROWN JAMES S | Director | Dec 31, 2015 | Option Exercise | $66.03 | 606 | 40,014 | 284,011 | Jan 05, 2016, 06:09 PM |
| BURKE STEPHEN B | Director | Dec 31, 2015 | Option Exercise | $66.03 | 284 | 18,753 | 118,690 | Jan 05, 2016, 06:09 PM |
| BOWLES CRANDALL CLOSE | Director | Dec 31, 2015 | Option Exercise | $66.03 | 511 | 33,741 | 74,996 | Jan 05, 2016, 06:09 PM |
| Erdoes Mary E. | Managing Director | Nov 09, 2015 | Option Exercise | $67.90 | 171,228 | 11,626,381 | 244,962 | Nov 10, 2015, 04:39 PM |
| Erdoes Mary E. | Managing Director | Nov 09, 2015 | Option Exercise | $45.79 | 200,000 | 9,158,000 | 416,190 | Nov 10, 2015, 04:39 PM |
| Donnelly John L | Director Human Resources | Nov 09, 2015 | Option Exercise | $67.90 | 18,018 | 1,223,422 | 91,340 | Nov 10, 2015, 04:35 PM |
| Donnelly John L | Director Human Resources | Nov 09, 2015 | Option Exercise | $46.58 | 20,920 | 974,454 | 109,358 | Nov 10, 2015, 04:35 PM |
| DIMON JAMES | Chairman & CEO | Oct 26, 2015 | Buy | $63.62 | 400 | 25,448 | 75,800 | Oct 30, 2015, 04:18 PM |
| DIMON JAMES | Chairman & CEO | Oct 21, 2015 | Buy | $62.51 | 400 | 25,004 | 75,400 | Oct 30, 2015, 04:18 PM |
| O'Donovan Mark | Corporate Controller | Oct 25, 2015 | Option Exercise | $63.84 | 1,232 | 78,654 | 1,144 | Oct 26, 2015, 05:23 PM |
| O'Donovan Mark | Corporate Controller | Oct 26, 2015 | Sale | $63.68 | 1,144 | 72,846 | 0 | Oct 26, 2015, 05:23 PM |
| JACKSON LABAN | Director | Oct 21, 2015 | Sale | $1037.81 | 400 | 415,124 | 0 | Oct 22, 2015, 04:07 PM |
| Cutler Stephen M | General Counsel | Oct 14, 2015 | Sale | $60.63 | 7,217 | 437,532 | 223,138 | Oct 14, 2015, 05:07 PM |
| WELDON WILLIAM C | Director | Sep 30, 2015 | Option Exercise | $60.97 | 1,558 | 94,991 | 75,483 | Oct 02, 2015, 04:03 PM |
| RAYMOND LEE R | Director | Sep 30, 2015 | Option Exercise | $60.97 | 1,394 | 84,992 | 206,816 | Oct 02, 2015, 04:03 PM |
| NEAL MICHAEL A | Director | Sep 30, 2015 | Option Exercise | $60.97 | 738 | 44,996 | 19,793 | Oct 02, 2015, 04:03 PM |
| JACKSON LABAN | Director | Sep 30, 2015 | Option Exercise | $60.97 | 1,968 | 119,989 | 149,438 | Oct 02, 2015, 04:03 PM |
| FLYNN TIMOTHY PATRICK | Director | Sep 30, 2015 | Option Exercise | $60.97 | 984 | 59,994 | 28,643 | Oct 02, 2015, 04:03 PM |
| CROWN JAMES S | Director | Sep 30, 2015 | Option Exercise | $60.97 | 1,312 | 79,993 | 282,329 | Oct 02, 2015, 04:03 PM |
| BURKE STEPHEN B | Director | Sep 30, 2015 | Option Exercise | $60.97 | 616 | 37,558 | 117,798 | Oct 02, 2015, 04:03 PM |
| BOWLES CRANDALL CLOSE | Director | Sep 30, 2015 | Option Exercise | $60.97 | 1,108 | 67,555 | 74,005 | Oct 02, 2015, 04:03 PM |
| Pinto Daniel E | Managing Director | Jul 25, 2015 | Option Exercise | $69.12 | 19,795 | 1,368,230 | 154,553 | Jul 27, 2015, 05:08 PM |
| Pinto Daniel E | Managing Director | Jul 16, 2015 | Option Exercise | $69.68 | 36,728 | 2,559,207 | 132,231 | Jul 17, 2015, 04:18 PM |
| Pinto Daniel E | Managing Director | Jul 16, 2015 | Option Exercise | $34.78 | 50,000 | 1,739,000 | 168,959 | Jul 17, 2015, 04:18 PM |
| Cutler Stephen M | General Counsel | Jul 16, 2015 | Option Exercise | $69.68 | 32,639 | 2,274,286 | 230,355 | Jul 17, 2015, 04:18 PM |
| Cutler Stephen M | General Counsel | Jul 16, 2015 | Option Exercise | $43.20 | 40,000 | 1,728,000 | 262,994 | Jul 17, 2015, 04:18 PM |
| Lake Marianne | Chief Financial Officer | Jul 15, 2015 | Sale | $69.07 | 32,468 | 2,242,532 | 5,282 | Jul 15, 2015, 05:25 PM |
| Erdoes Mary E. | Managing Director | Jul 15, 2015 | Sale | $69.07 | 13,022 | 899,426 | 216,190 | Jul 15, 2015, 05:25 PM |
| Cutler Stephen M | General Counsel | Jul 15, 2015 | Sale | $69.07 | 5,376 | 371,347 | 222,994 | Jul 15, 2015, 05:25 PM |
| BACON ASHLEY | Chief Risk Officer | Jul 15, 2015 | Sale | $69.07 | 32,882 | 2,271,153 | 0 | Jul 15, 2015, 05:25 PM |
| WELDON WILLIAM C | Director | Jun 30, 2015 | Option Exercise | $67.76 | 738 | 50,007 | 74,227 | Jul 02, 2015, 04:21 PM |
| RAYMOND LEE R | Director | Jun 30, 2015 | Option Exercise | $67.76 | 590 | 39,978 | 204,793 | Jul 02, 2015, 04:21 PM |
| NEAL MICHAEL A | Director | Jun 30, 2015 | Option Exercise | $67.76 | 332 | 22,496 | 19,356 | Jul 02, 2015, 04:21 PM |
| JACKSON LABAN | Director | Jun 30, 2015 | Option Exercise | $67.76 | 812 | 55,021 | 147,628 | Jul 02, 2015, 04:21 PM |
| FLYNN TIMOTHY PATRICK | Director | Jun 30, 2015 | Option Exercise | $67.76 | 443 | 30,018 | 28,033 | Jul 02, 2015, 04:21 PM |
| CROWN JAMES S | Director | Jun 30, 2015 | Option Exercise | $67.76 | 553 | 37,471 | 280,692 | Jul 02, 2015, 04:21 PM |
| BURKE STEPHEN B | Director | Jun 30, 2015 | Option Exercise | $67.76 | 277 | 18,770 | 116,937 | Jul 02, 2015, 04:21 PM |
| BOWLES CRANDALL CLOSE | Director | Jun 30, 2015 | Option Exercise | $67.76 | 498 | 33,744 | 73,015 | Jul 02, 2015, 04:21 PM |
| Erdoes Mary E. | Managing Director | May 21, 2015 | Option Exercise | $66.35 | 173,957 | 11,541,177 | 229,212 | May 22, 2015, 03:25 PM |
| Erdoes Mary E. | Managing Director | May 21, 2015 | Option Exercise | $46.79 | 200,000 | 9,358,000 | 403,169 | May 22, 2015, 03:25 PM |
| Cutler Stephen M | General Counsel | May 21, 2015 | Option Exercise | $66.35 | 98,497 | 6,534,784 | 228,370 | May 22, 2015, 03:25 PM |
| Cutler Stephen M | General Counsel | May 21, 2015 | Option Exercise | $41.80 |