Great Elm Capital Corp. (GECC) NASDAQ
$9.87 (0.11) (-1.05%)
Market Cap: $75.03M
As of 09/29/23 04:30 PM EDT. Market closed.

Great Elm Capital Corp. (GECC)
NASDAQ
$9.87
(0.11) (-1.05%)
Market Cap: $75.03M
As of 09/29/23 04:30 PM EDT. Market closed.
great elm capital corp. (nasdaq: gecc, “gecc”) is an externally managed, specialty finance company focused on investing in the debt instruments of middle market companies. gecc has elected to be regulated as a business development company (“bdc”) under the investment company act of 1940, as amended. gecc is managed by great elm capital management (“gecm”). gecm’s investment team has ... read more
great elm capital corp. (nasdaq: gecc, “gecc”) is an externally managed, specialty finance company focused on investing in the debt instruments of middle market companies. gecc has elected to be regulated as a business development company (“bdc”) under the investment company act of 1940, as amended. gecc is managed by great elm capital management (“gecm”). gecm’s investment team has deployed more than $17 billion into more than 550 issuers across 20+ jurisdictions over the team’s 14 year history under mast capital management, llc. now led by peter a. reed, gecc’s chief executive officer, gecm’s investment team has more than 100 years of aggregate experience financing and investing in leveraged middle market companies. investment objective: gecc’s investment objective is to generate both current income and capital appreciation, while seeking to protect against risk of permanent capital loss. gecc will invest predominantly in the debt securities of middle market companies, which gecm def read less
Owner | Relationship | Date | Transaction | Cost | # Shares | Value($) | Total Shares | Form 4 |
Great Elm Group, Inc. | 10% Owner | Sep 20, 2023 | Option Exercise | $9.31 | 26,360 | 245,412 | 1,506,159 | Sep 22, 2023, 08:13 PM |
COHEN RICHARD M | Director | Aug 15, 2023 | Buy | $9.47 | 2,612 | 24,748 | 2,612 | Aug 16, 2023, 08:45 PM |
Kuperschmid Mark | Director | May 12, 2023 | Buy | $8.02 | 3,000 | 24,057 | 3,000 | May 16, 2023, 08:39 PM |
Kuperschmid Mark | Director | May 12, 2023 | Buy | $8.01 | 2,000 | 16,020 | 13,972 | May 16, 2023, 08:39 PM |
Kaplan Matthew D | CEO and President | Mar 10, 2023 | Buy | $9.29 | 1,100 | 10,219 | 12,000 | Mar 14, 2023, 08:51 PM |
Kaplan Matthew D | CEO and President | Mar 09, 2023 | Buy | $9.41 | 1,679 | 15,799 | 10,900 | Mar 09, 2023, 09:28 PM |
Kaplan Matthew D | CEO and President | Mar 08, 2023 | Buy | $9.46 | 2,201 | 20,821 | 9,221 | Mar 09, 2023, 09:28 PM |
Kaplan Matthew D | CEO and President | Mar 07, 2023 | Buy | $9.13 | 5,020 | 45,833 | 7,020 | Mar 09, 2023, 09:28 PM |
Great Elm Group, Inc. | 10% Owner | Sep 20, 2022 | Option Exercise | $10.18 | 9,947 | 101,260 | 1,781,769 | Jan 24, 2023, 06:10 PM |
Great Elm Group, Inc. | 10% Owner | Aug 30, 2022 | Option Exercise | $12.19 | 50,000 | 609,500 | 1,791,716 | Jan 24, 2023, 06:10 PM |
Great Elm Group, Inc. | 10% Owner | Dec 22, 2022 | Option Exercise | $8.31 | 1,866 | 15,506 | 1,569,787 | Jan 24, 2023, 06:10 PM |
Great Elm Group, Inc. | 10% Owner | Dec 07, 2022 | Option Exercise | $10.00 | 200,000 | 2,000,000 | 1,571,653 | Jan 24, 2023, 06:10 PM |
Great Elm Group, Inc. | 10% Owner | Sep 26, 2022 | Option Exercise | $8.66 | 10,116 | 87,605 | 1,771,653 | Jan 24, 2023, 06:10 PM |
Drapkin Matthew A | Director | Jun 15, 2022 | Option Exercise | $12.50 | 40,000 | 500,000 | 40,309 | Jun 17, 2022, 05:26 PM |
Drapkin Matthew A | Director | Jun 15, 2022 | Option Exercise | $12.50 | 20,000 | 250,000 | 21,308 | Jun 17, 2022, 05:26 PM |
Drapkin Matthew A | Director | Jun 15, 2022 | Option Exercise | $12.50 | 564,000 | 7,050,000 | 369,140 | Jun 17, 2022, 05:26 PM |
Kaplan Matthew D | CEO and President | Jun 15, 2022 | Option Exercise | $12.50 | 1,000 | 12,500 | 2,000 | Jun 17, 2022, 04:59 PM |
Great Elm Group, Inc. | 10% Owner | Jun 15, 2022 | Option Exercise | $12.50 | 185,889 | 2,323,613 | 1,814,111 | Jun 17, 2022, 04:57 PM |
Great Elm Group, Inc. | 10% Owner | Jun 15, 2022 | Option Exercise | $12.50 | 399,990 | 4,999,875 | 400,100 | Jun 17, 2022, 04:57 PM |
Great Elm Group, Inc. | 10% Owner | Jun 15, 2022 | Option Exercise | $12.50 | 100 | 1,250 | 200 | Jun 17, 2022, 04:57 PM |
Great Elm Group, Inc. | 10% Owner | Jun 15, 2022 | Option Exercise | $12.50 | 814,111 | 10,176,388 | 1,628,222 | Jun 17, 2022, 04:57 PM |
Kuperschmid Mark | Director | Jun 15, 2022 | Option Exercise | $12.50 | 5,986 | 74,825 | 11,972 | Jun 17, 2022, 04:53 PM |
Kleinman Adam M | CCO and Secretary | Jun 15, 2022 | Option Exercise | $12.50 | 4,000 | 50,000 | 20,558 | Jun 17, 2022, 04:50 PM |
Drapkin Matthew A | Director | May 25, 2022 | Buy | $12.41 | 7,336 | 91,066 | 136,399 | May 27, 2022, 04:17 PM |
Great Elm Group, Inc. | 10% Owner | May 11, 2022 | Option Exercise | $12.50 | 100,000 | 1,250,000 | 814,111 | May 12, 2022, 09:54 PM |
Drapkin Matthew A | Director | Mar 09, 2022 | Buy | $14.70 | 1,000 | 14,700 | 1,617 | Mar 11, 2022, 09:41 PM |
Drapkin Matthew A | Director | Mar 09, 2022 | Buy | $14.70 | 1,000 | 14,700 | 48,195 | Mar 11, 2022, 07:32 PM |
Drapkin Matthew A | Director | Mar 09, 2022 | Buy | $14.70 | 617 | 9,070 | 617 | Mar 11, 2022, 07:32 PM |
Kaplan Matthew D | CEO and President | Mar 08, 2022 | Buy | $14.00 | 1,000 | 14,000 | 1,000 | Mar 10, 2022, 09:22 PM |
Great Elm Capital Group, Inc. | 10% Owner | Oct 01, 2020 | Option Exercise | $2.95 | 863,337 | 2,546,844 | 5,108,769 | Oct 01, 2020, 05:48 PM |
Great Elm Capital Group, Inc. | 10% Owner | Sep 28, 2020 | Option Exercise | $2.95 | 2,103,194 | 6,204,422 | 4,245,432 | Oct 01, 2020, 05:48 PM |
Great Elm Capital Group, Inc. | 10% Owner | Sep 28, 2020 | Option Exercise | $2.95 | 151,894 | 448,087 | 400,551 | Oct 01, 2020, 05:48 PM |
STUART JOHN EDWARD | Director | Sep 28, 2020 | Option Exercise | $2.95 | 5,773 | 17,030 | 15,871 | Oct 01, 2020, 05:45 PM |
Speller Michael C | Director | Sep 28, 2020 | Option Exercise | $2.95 | 16,937 | 49,964 | 34,113 | Oct 01, 2020, 05:40 PM |
Kuperschmid Mark | Director | Sep 28, 2020 | Option Exercise | $2.95 | 12,000 | 35,400 | 33,417 | Oct 01, 2020, 05:38 PM |
Horsey Randall Revell | Director | Sep 28, 2020 | Option Exercise | $2.95 | 10,000 | 29,500 | 23,092 | Oct 01, 2020, 05:36 PM |
Reed Peter A | President and CEO | Oct 01, 2020 | Option Exercise | $2.95 | 56,239 | 165,905 | 242,851 | Oct 01, 2020, 05:34 PM |
Reed Peter A | President and CEO | Sep 28, 2020 | Option Exercise | $2.95 | 92,448 | 272,722 | 186,612 | Oct 01, 2020, 05:34 PM |
Davis Keri | CFO and Treasurer | Oct 01, 2020 | Option Exercise | $2.95 | 800 | 2,360 | 2,114 | Oct 01, 2020, 05:31 PM |
Davis Keri | CFO and Treasurer | Sep 28, 2020 | Option Exercise | $2.95 | 651 | 1,920 | 1,314 | Oct 01, 2020, 05:31 PM |
Kleinman Adam M | Chief Compliance Officer | Sep 28, 2020 | Option Exercise | $2.95 | 36,042 | 106,324 | 72,754 | Oct 01, 2020, 05:27 PM |
Kleinman Adam M | Chief Compliance Officer | Nov 20, 2019 | Buy | $7.90 | 7,500 | 59,250 | 33,219 | Nov 21, 2019, 06:48 PM |
Davis Keri | See Remarks | Nov 20, 2019 | Buy | $7.94 | 600 | 4,764 | 600 | Nov 21, 2019, 06:45 PM |
Speller Michael C | Director | Nov 20, 2019 | Buy | $7.80 | 5,000 | 39,000 | 16,000 | Nov 21, 2019, 06:45 PM |
Kleinman Adam M | Chief Compliance Officer | Aug 30, 2019 | Buy | $8.25 | 369 | 3,044 | 25,719 | Sep 03, 2019, 04:28 PM |
Kleinman Adam M | Chief Compliance Officer | Aug 29, 2019 | Buy | $8.17 | 350 | 2,860 | 25,350 | Sep 03, 2019, 04:28 PM |
Horsey Randall Revell | Director | Aug 27, 2019 | Buy | $8.32 | 2,000 | 16,640 | 12,000 | Aug 29, 2019, 07:59 PM |
Reed Peter A | President and CEO | Aug 26, 2019 | Buy | $8.25 | 3,000 | 24,750 | 85,214 | Aug 28, 2019, 04:11 PM |
Reed Peter A | President and CEO | Aug 19, 2019 | Buy | $8.25 | 2,219 | 18,307 | 82,214 | Aug 21, 2019, 04:59 PM |
Reed Peter A | President and CEO | Jun 06, 2019 | Buy | $8.50 | 3,143 | 26,716 | 79,995 | Jun 07, 2019, 05:25 PM |
Mast Capital Management, LLC | 10% Owner | Jun 05, 2019 | Sale | $8.48 | 55,100 | 467,314 | 1,015,508 | Jun 07, 2019, 10:40 AM |
Kleinman Adam M | Chief Compliance Officer | Jun 04, 2019 | Buy | $8.50 | 10,000 | 85,000 | 25,000 | Jun 06, 2019, 04:37 PM |
Mast Capital Management, LLC | 10% Owner | Jun 04, 2019 | Sale | $8.47 | 5,700 | 48,304 | 1,070,608 | Jun 04, 2019, 05:15 PM |
Mast Capital Management, LLC | 10% Owner | Jun 03, 2019 | Sale | $8.47 | 7,400 | 62,641 | 1,076,308 | Jun 04, 2019, 05:15 PM |
Mast Capital Management, LLC | 10% Owner | May 31, 2019 | Sale | $8.60 | 58,200 | 500,468 | 1,083,708 | Jun 04, 2019, 05:15 PM |
Reed Peter A | President and CEO | May 31, 2019 | Buy | $8.58 | 2,000 | 17,160 | 76,852 | Jun 04, 2019, 04:18 PM |
Mast Capital Management, LLC | 10% Owner | May 30, 2019 | Sale | $8.86 | 7,000 | 62,031 | 1,141,908 | May 30, 2019, 05:05 PM |
Mast Capital Management, LLC | 10% Owner | May 29, 2019 | Sale | $8.90 | 5,300 | 47,170 | 1,148,908 | May 30, 2019, 05:05 PM |
Mast Capital Management, LLC | 10% Owner | May 28, 2019 | Sale | $8.88 | 8,800 | 78,155 | 1,154,208 | May 30, 2019, 05:05 PM |
Mast Capital Management, LLC | 10% Owner | May 24, 2019 | Sale | $8.85 | 10,500 | 92,909 | 1,163,008 | May 24, 2019, 07:04 PM |
Mast Capital Management, LLC | 10% Owner | May 23, 2019 | Sale | $8.60 | 258,100 | 2,220,383 | 1,173,508 | May 24, 2019, 07:04 PM |
Mast Capital Management, LLC | 10% Owner | May 22, 2019 | Sale | $8.77 | 5,400 | 47,381 | 1,431,608 | May 24, 2019, 07:04 PM |
Mast Capital Management, LLC | 10% Owner | May 21, 2019 | Sale | $8.85 | 6,900 | 61,055 | 1,437,008 | May 21, 2019, 06:44 PM |
Mast Capital Management, LLC | 10% Owner | May 20, 2019 | Sale | $8.83 | 6,200 | 54,760 | 1,443,908 | May 21, 2019, 06:44 PM |
Mast Capital Management, LLC | 10% Owner | May 17, 2019 | Sale | $8.72 | 5,400 | 47,099 | 1,450,108 | May 21, 2019, 06:44 PM |
Mast Capital Management, LLC | 10% Owner | May 16, 2019 | Sale | $8.69 | 134,700 | 1,171,122 | 1,455,508 | May 16, 2019, 05:24 PM |
Mast Capital Management, LLC | 10% Owner | May 15, 2019 | Sale | $8.56 | 9,400 | 80,445 | 1,590,208 | May 16, 2019, 05:24 PM |
Mast Capital Management, LLC | 10% Owner | May 14, 2019 | Sale | $8.55 | 4,900 | 41,875 | 1,599,608 | May 16, 2019, 05:24 PM |
Mast Capital Management, LLC | 10% Owner | May 13, 2019 | Sale | $8.41 | 5,000 | 42,035 | 1,604,508 | May 13, 2019, 05:59 PM |
Mast Capital Management, LLC | 10% Owner | May 10, 2019 | Sale | $8.43 | 2,100 | 17,709 | 1,609,508 | May 13, 2019, 05:59 PM |
Mast Capital Management, LLC | 10% Owner | May 09, 2019 | Sale | $8.39 | 1,700 | 14,263 | 1,611,608 | May 13, 2019, 05:59 PM |
Mast Capital Management, LLC | 10% Owner | Apr 25, 2019 | Sale | $8.36 | 13,300 | 111,209 | 1,613,308 | Apr 29, 2019, 02:42 PM |
Mast Capital Management, LLC | 10% Owner | Apr 24, 2019 | Sale | $8.41 | 20,500 | 172,419 | 1,626,608 | Apr 24, 2019, 05:17 PM |
Mast Capital Management, LLC | 10% Owner | Apr 23, 2019 | Sale | $8.39 | 16,200 | 135,920 | 1,647,108 | Apr 24, 2019, 05:17 PM |
Mast Capital Management, LLC | 10% Owner | Apr 22, 2019 | Sale | $8.34 | 11,300 | 94,283 | 1,663,308 | Apr 24, 2019, 05:17 PM |
Mast Capital Management, LLC | 10% Owner | Apr 18, 2019 | Sale | $8.36 | 13,000 | 108,655 | 1,674,608 | Apr 18, 2019, 07:21 PM |
Mast Capital Management, LLC | 10% Owner | Apr 17, 2019 | Sale | $8.36 | 7,400 | 61,846 | 1,687,608 | Apr 18, 2019, 07:21 PM |
Mast Capital Management, LLC | 10% Owner | Apr 16, 2019 | Sale | $8.34 | 16,700 | 139,265 | 1,695,008 | Apr 18, 2019, 07:21 PM |
Mast Capital Management, LLC | 10% Owner | Apr 01, 2019 | Sale | $8.20 | 102,900 | 843,945 | 1,711,708 | Apr 01, 2019, 02:55 PM |
Mast Capital Management, LLC | 10% Owner | Mar 29, 2019 | Sale | $8.27 | 5,900 | 48,786 | 1,814,608 | Apr 01, 2019, 02:55 PM |
Mast Capital Management, LLC | 10% Owner | Mar 28, 2019 | Sale | $8.29 | 6,400 | 53,080 | 1,820,508 | Apr 01, 2019, 02:55 PM |
Mast Capital Management, LLC | 10% Owner | Mar 26, 2019 | Sale | $8.35 | 16,000 | 133,664 | 1,826,908 | Mar 27, 2019, 05:42 PM |
Mast Capital Management, LLC | 10% Owner | Mar 25, 2019 | Sale | $8.22 | 205,200 | 1,687,093 | 1,842,908 | Mar 27, 2019, 05:42 PM |
Mast Capital Management, LLC | 10% Owner | Mar 21, 2019 | Sale | $8.31 | 4,300 | 35,728 | 2,064,108 | Mar 22, 2019, 08:09 PM |
Mast Capital Management, LLC | 10% Owner | Mar 20, 2019 | Sale | $8.32 | 3,700 | 30,772 | 2,068,408 | Mar 22, 2019, 08:09 PM |
Mast Capital Management, LLC | 10% Owner | Mar 22, 2019 | Sale | $8.24 | 16,000 | 131,826 | 2,048,108 | Mar 22, 2019, 08:09 PM |
Mast Capital Management, LLC | 10% Owner | Mar 19, 2019 | Sale | $8.28 | 9,500 | 78,675 | 2,072,108 | Mar 19, 2019, 05:12 PM |
Mast Capital Management, LLC | 10% Owner | Mar 18, 2019 | Sale | $8.17 | 4,800 | 39,214 | 2,081,608 | Mar 19, 2019, 05:12 PM |
Mast Capital Management, LLC | 10% Owner | Mar 15, 2019 | Sale | $8.15 | 18,009 | 146,831 | 2,086,408 | Mar 19, 2019, 05:12 PM |
Mast Capital Management, LLC | 10% Owner | Mar 12, 2019 | Sale | $8.21 | 17,700 | 145,294 | 2,150,717 | Mar 14, 2019, 05:11 PM |
Mast Capital Management, LLC | 10% Owner | Mar 14, 2019 | Sale | $8.10 | 10,400 | 84,214 | 2,104,417 | Mar 14, 2019, 05:11 PM |
Mast Capital Management, LLC | 10% Owner | Mar 13, 2019 | Sale | $8.14 | 35,900 | 292,140 | 2,114,817 | Mar 14, 2019, 05:11 PM |
Mast Capital Management, LLC | 10% Owner | Mar 11, 2019 | Sale | $8.16 | 9,800 | 79,968 | 2,168,417 | Mar 11, 2019, 06:16 PM |
Mast Capital Management, LLC | 10% Owner | Mar 08, 2019 | Sale | $8.09 | 8,400 | 67,943 | 2,178,217 | Mar 11, 2019, 06:16 PM |
Mast Capital Management, LLC | 10% Owner | Mar 07, 2019 | Sale | $8.17 | 17,600 | 143,780 | 2,186,617 | Mar 11, 2019, 06:16 PM |
Mast Capital Management, LLC | 10% Owner | Mar 04, 2019 | Sale | $8.29 | 16,700 | 138,450 | 2,225,017 | Mar 06, 2019, 08:12 PM |
Mast Capital Management, LLC | 10% Owner | Mar 06, 2019 | Sale | $8.20 | 6,300 | 51,679 | 2,204,217 | Mar 06, 2019, 08:12 PM |
Mast Capital Management, LLC | 10% Owner | Mar 05, 2019 | Sale | $8.16 | 14,500 | 118,339 | 2,210,517 | Mar 06, 2019, 08:12 PM |
Mast Capital Management, LLC | 10% Owner | Mar 01, 2019 | Sale | $8.42 | 40,000 | 336,724 | 2,241,717 | Mar 01, 2019, 05:55 PM |
Mast Capital Management, LLC | 10% Owner | Feb 28, 2019 | Sale | $8.33 | 11,400 | 94,964 | 2,281,717 | Mar 01, 2019, 05:55 PM |
Mast Capital Management, LLC | 10% Owner | Feb 27, 2019 | Sale | $8.38 | 10,000 | 83,794 | 2,293,117 | Mar 01, 2019, 05:55 PM |
Mast Capital Management, LLC | 10% Owner | Feb 26, 2019 | Sale | $8.50 | 29,400 | 250,000 | 2,307,791 | Feb 26, 2019, 05:44 PM |
Mast Capital Management, LLC | 10% Owner | Feb 25, 2019 | Sale | $8.48 | 32,500 | 275,568 | 2,337,191 | Feb 26, 2019, 05:44 PM |
Mast Capital Management, LLC | 10% Owner | Feb 22, 2019 | Sale | $8.45 | 15,700 | 132,654 | 2,369,691 | Feb 26, 2019, 05:44 PM |
Mast Capital Management, LLC | 10% Owner | Feb 21, 2019 | Sale | $8.39 | 6,400 | 53,690 | 2,385,391 | Feb 21, 2019, 05:40 PM |
Mast Capital Management, LLC | 10% Owner | Feb 20, 2019 | Sale | $8.32 | 11,600 | 96,512 | 2,391,791 | Feb 21, 2019, 05:40 PM |
Mast Capital Management, LLC | 10% Owner | Feb 19, 2019 | Sale | $8.32 | 20,900 | 173,888 | 2,403,391 | Feb 21, 2019, 05:40 PM |
Mast Capital Management, LLC | 10% Owner | Feb 15, 2019 | Sale | $8.31 | 12,000 | 99,665 | 2,424,291 | Feb 15, 2019, 05:38 PM |
Mast Capital Management, LLC | 10% Owner | Feb 14, 2019 | Sale | $8.28 | 16,400 | 135,871 | 2,436,291 | Feb 15, 2019, 05:38 PM |
Mast Capital Management, LLC | 10% Owner | Feb 13, 2019 | Sale | $8.26 | 12,000 | 99,178 | 2,452,691 | Feb 15, 2019, 05:38 PM |
Mast Capital Management, LLC | 10% Owner | Feb 11, 2019 | Sale | $8.13 | 5,900 | 47,985 | 2,473,091 | Feb 12, 2019, 07:14 PM |
Mast Capital Management, LLC | 10% Owner | Feb 08, 2019 | Sale | $8.15 | 6,000 | 48,885 | 2,478,991 | Feb 12, 2019, 07:14 PM |
Mast Capital Management, LLC | 10% Owner | Feb 12, 2019 | Sale | $8.16 | 8,400 | 68,566 | 2,464,691 | Feb 12, 2019, 07:14 PM |
Mast Capital Management, LLC | 10% Owner | Feb 07, 2019 | Sale | $8.14 | 9,000 | 73,235 | 2,484,991 | Feb 07, 2019, 05:55 PM |
Mast Capital Management, LLC | 10% Owner | Feb 06, 2019 | Sale | $8.14 | 14,700 | 119,620 | 2,493,991 | Feb 07, 2019, 05:55 PM |
Mast Capital Management, LLC | 10% Owner | Feb 05, 2019 | Sale | $8.08 | 16,100 | 130,022 | 2,508,691 | Feb 07, 2019, 05:55 PM |
Mast Capital Management, LLC | 10% Owner | Feb 01, 2019 | Sale | $8.00 | 5,200 | 41,602 | 2,549,791 | Feb 04, 2019, 05:30 PM |
Mast Capital Management, LLC | 10% Owner | Jan 31, 2019 | Sale | $8.01 | 9,000 | 72,048 | 2,554,991 | Feb 04, 2019, 05:30 PM |
Mast Capital Management, LLC | 10% Owner | Feb 04, 2019 | Sale | $8.01 | 25,000 | 200,320 | 2,524,791 | Feb 04, 2019, 05:30 PM |
Mast Capital Management, LLC | 10% Owner | Jan 30, 2019 | Sale | $8.00 | 9,750 | 78,048 | 2,563,991 | Jan 30, 2019, 06:09 PM |
Mast Capital Management, LLC | 10% Owner | Jan 29, 2019 | Sale | $8.01 | 7,000 | 56,053 | 2,573,741 | Jan 30, 2019, 06:09 PM |
Mast Capital Management, LLC | 10% Owner | Jan 28, 2019 | Sale | $7.99 | 15,100 | 120,622 | 25,807,417 | Jan 30, 2019, 06:09 PM |
Mast Capital Management, LLC | 10% Owner | Jan 24, 2019 | Sale | $7.95 | 4,666 | 37,104 | 2,614,341 | Jan 25, 2019, 05:28 PM |
Mast Capital Management, LLC | 10% Owner | Jan 23, 2019 | Sale | $7.95 | 9,533 | 75,797 | 2,619,007 | Jan 25, 2019, 05:28 PM |
Mast Capital Management, LLC | 10% Owner | Jan 25, 2019 | Sale | $7.95 | 18,500 | 147,099 | 2,595,841 | Jan 25, 2019, 05:28 PM |
Mast Capital Management, LLC | 10% Owner | Jan 22, 2019 | Sale | $7.96 | 6,525 | 51,908 | 2,628,540 | Jan 22, 2019, 05:33 PM |
Mast Capital Management, LLC | 10% Owner | Jan 18, 2019 | Sale | $7.95 | 4,950 | 39,360 | 2,635,065 | Jan 22, 2019, 05:33 PM |
Mast Capital Management, LLC | 10% Owner | Jan 17, 2019 | Sale | $7.95 | 2,950 | 23,452 | 2,640,015 | Jan 22, 2019, 05:33 PM |
Mast Capital Management, LLC | 10% Owner | Jan 14, 2019 | Sale | $7.95 | 200 | 1,590 | 2,648,040 | Jan 16, 2019, 05:55 PM |
Mast Capital Management, LLC | 10% Owner | Jan 16, 2019 | Sale | $7.96 | 3,750 | 29,853 | 2,642,965 | Jan 16, 2019, 05:55 PM |
Mast Capital Management, LLC | 10% Owner | Jan 15, 2019 | Sale | $7.95 | 1,325 | 10,534 | 2,646,715 | Jan 16, 2019, 05:55 PM |
Mast Capital Management, LLC | 10% Owner | Jan 11, 2019 | Sale | $7.95 | 2,100 | 16,698 | 2,648,240 | Jan 11, 2019, 05:19 PM |
Mast Capital Management, LLC | 10% Owner | Jan 10, 2019 | Sale | $7.96 | 3,700 | 29,437 | 2,650,340 | Jan 11, 2019, 05:19 PM |
Mast Capital Management, LLC | 10% Owner | Jan 09, 2019 | Sale | $7.95 | 1,300 | 10,336 | 2,654,040 | Jan 11, 2019, 05:19 PM |
Mast Capital Management, LLC | 10% Owner | Jan 04, 2019 | Sale | $7.90 | 40,750 | 321,974 | 2,658,480 | Jan 08, 2019, 08:21 PM |
Mast Capital Management, LLC | 10% Owner | Jan 08, 2019 | Sale | $7.95 | 1,450 | 11,529 | 2,655,340 | Jan 08, 2019, 08:21 PM |
Mast Capital Management, LLC | 10% Owner | Jan 07, 2019 | Sale | $7.96 | 1,690 | 13,445 | 2,656,790 | Jan 08, 2019, 08:21 PM |
Mast Capital Management, LLC | 10% Owner | Jan 03, 2019 | Sale | $7.98 | 475 | 3,791 | 2,699,230 | Jan 04, 2019, 04:20 PM |
Mast Capital Management, LLC | 10% Owner | Jan 02, 2019 | Sale | $8.00 | 750 | 6,000 | 2,699,705 | Jan 04, 2019, 04:20 PM |
Mast Capital Management, LLC | 10% Owner | Dec 31, 2018 | Sale | $8.00 | 250 | 2,000 | 2,700,455 | Jan 02, 2019, 03:03 PM |
Mast Capital Management, LLC | 10% Owner | Dec 28, 2018 | Sale | $8.01 | 1,375 | 11,009 | 2,700,705 | Jan 02, 2019, 03:03 PM |
Reed Peter A | See Remarks | Dec 18, 2018 | Option Exercise | $7.90 | 2,145 | 16,946 | 74,852 | Dec 20, 2018, 08:19 PM |
Mast Capital Management, LLC | 10% Owner | Dec 13, 2018 | Sale | $8.16 | 862 | 7,034 | 2,702,080 | Dec 17, 2018, 03:53 PM |
Mast Capital Management, LLC | 10% Owner | Dec 11, 2018 | Sale | $8.19 | 2,300 | 18,827 | 2,706,774 | Dec 12, 2018, 07:11 PM |
Mast Capital Management, LLC | 10% Owner | Dec 10, 2018 | Sale | $8.15 | 2,800 | 22,831 | 2,707,074 | Dec 12, 2018, 07:11 PM |
Mast Capital Management, LLC | 10% Owner | Dec 07, 2018 | Sale | $8.25 | 2,000 | 16,491 | 2,709,874 | Dec 10, 2018, 05:10 PM |
Kuperschmid Mark | Director | Dec 04, 2018 | Buy | $8.35 | 7,000 | 58,450 | 19,950 | Dec 04, 2018, 05:36 PM |
Kuperschmid Mark | Director | Dec 03, 2018 | Buy | $8.30 | 182 | 1,511 | 12,950 | Dec 04, 2018, 05:36 PM |
Kuperschmid Mark | Director | Nov 29, 2018 | Buy | $8.30 | 4,000 | 33,200 | 12,768 | Dec 04, 2018, 05:33 PM |
Horsey Randall Revell | Director | Nov 30, 2018 | Buy | $8.38 | 2,000 | 16,760 | 10,000 | Dec 04, 2018, 04:31 PM |
Reed Peter A | See Remarks | Nov 30, 2018 | Buy | $8.40 | 3,000 | 25,200 | 72,707 | Dec 04, 2018, 04:28 PM |
Kuperschmid Mark | Director | Nov 29, 2018 | Buy | $8.30 | 7,364 | 61,121 | 16,132 | Dec 03, 2018, 04:21 PM |
Horsey Randall Revell | Director | Nov 28, 2018 | Buy | $8.36 | 4,000 | 33,440 | 8,000 | Nov 30, 2018, 05:51 PM |
Reed Peter A | See Remarks | Nov 27, 2018 | Option Exercise | $8.39 | 1,832 | 15,370 | 69,707 | Nov 29, 2018, 06:57 PM |
Reed Peter A | See Remarks | Nov 26, 2018 | Buy | $8.25 | 2,368 | 19,536 | 67,875 | Nov 27, 2018, 07:26 PM |
Horsey Randall Revell | Director | Nov 20, 2018 | Buy | $8.08 | 2,000 | 16,160 | 4,000 | Nov 21, 2018, 04:21 PM |
Horsey Randall Revell | Director | Nov 19, 2018 | Buy | $8.10 | 1,000 | 8,100 | 2,000 | Nov 21, 2018, 04:21 PM |
Kuperschmid Mark | Director | Nov 19, 2018 | Buy | $8.14 | 1,000 | 8,140 | 8,768 | Nov 21, 2018, 04:20 PM |
Kleinman Adam M | Chief Compliance Officer | Nov 20, 2018 | Buy | $8.05 | 6,000 | 48,300 | 15,000 | Nov 21, 2018, 04:20 PM |
Speller Michael C | Director | Nov 20, 2018 | Buy | $8.12 | 6,000 | 48,720 | 11,000 | Nov 21, 2018, 04:19 PM |
Horsey Randall Revell | Director | Nov 16, 2018 | Buy | $8.14 | 1,000 | 8,140 | 1,000 | Nov 19, 2018, 08:03 PM |
Kuperschmid Mark | Director | Nov 16, 2018 | Buy | $8.03 | 1,237 | 9,933 | 7,768 | Nov 19, 2018, 08:01 PM |
Kuperschmid Mark | Director | Nov 15, 2018 | Buy | $8.06 | 4,531 | 36,520 | 6,531 | Nov 19, 2018, 08:01 PM |
Kuperschmid Mark | Director | May 29, 2018 | Buy | $9.36 | 1,000 | 9,360 | 2,000 | Nov 19, 2018, 08:01 PM |
Kleinman Adam M | Chief Compliance Officer | Nov 15, 2018 | Buy | $8.06 | 9,000 | 72,540 | 9,000 | Nov 19, 2018, 07:57 PM |
Reed Peter A | See Remarks | Nov 19, 2018 | Buy | $8.05 | 20,000 | 161,000 | 65,507 | Nov 19, 2018, 07:56 PM |
Reed Peter A | See Remarks | Nov 15, 2018 | Buy | $8.10 | 41,500 | 336,150 | 45,507 | Nov 19, 2018, 07:56 PM |
Mast Capital Management, LLC | 10% Owner | Oct 22, 2018 | Sale | $7.55 | 2,276,279 | 17,185,907 | 2,711,874 | Oct 24, 2018, 06:58 PM |
Mast Capital Management, LLC | 10% Owner | Sep 12, 2018 | Sale | $9.68 | 45,448 | 439,814 | 4,988,153 | Sep 14, 2018, 03:50 PM |
Mast Capital Management, LLC | 10% Owner | Apr 27, 2018 | Sale | $9.24 | 2,000 | 18,472 | 5,033,601 | Apr 27, 2018, 04:57 PM |
Mast Capital Management, LLC | 10% Owner | Apr 26, 2018 | Sale | $9.27 | 2,500 | 23,169 | 5,035,601 | Apr 27, 2018, 04:57 PM |
Mast Capital Management, LLC | 10% Owner | Apr 25, 2018 | Sale | $9.23 | 2,000 | 18,462 | 5,038,101 | Apr 27, 2018, 04:57 PM |
Mast Capital Management, LLC | 10% Owner | Apr 18, 2018 | Sale | $9.20 | 1,900 | 17,476 | 5,040,101 | Apr 20, 2018, 03:54 PM |
Mast Capital Management, LLC | 10% Owner | Apr 17, 2018 | Sale | $9.17 | 1,000 | 9,172 | 5,042,001 | Apr 17, 2018, 05:05 PM |
Mast Capital Management, LLC | 10% Owner | Apr 13, 2018 | Sale | $9.25 | 500 | 4,625 | 5,043,001 | Apr 17, 2018, 05:05 PM |
Mast Capital Management, LLC | 10% Owner | Apr 11, 2018 | Sale | $9.21 | 2,600 | 23,941 | 5,043,501 | Apr 11, 2018, 05:39 PM |
Mast Capital Management, LLC | 10% Owner | Apr 10, 2018 | Sale | $9.17 | 4,656 | 42,707 | 5,046,101 | Apr 11, 2018, 05:39 PM |
Mast Capital Management, LLC | 10% Owner | Apr 09, 2018 | Sale | $9.25 | 1,000 | 9,250 | 5,050,757 | Apr 11, 2018, 05:39 PM |
Mast Capital Management, LLC | 10% Owner | Apr 06, 2018 | Sale | $9.24 | 902 | 8,338 | 5,051,757 | Apr 06, 2018, 05:31 PM |
Mast Capital Management, LLC | 10% Owner | Apr 05, 2018 | Sale | $9.35 | 864 | 8,079 | 5,052,659 | Apr 06, 2018, 05:31 PM |
Mast Capital Management, LLC | 10% Owner | Apr 04, 2018 | Sale | $9.40 | 940 | 8,833 | 5,053,523 | Apr 06, 2018, 05:31 PM |
Mast Capital Management, LLC | 10% Owner | Apr 02, 2018 | Sale | $9.24 | 900 | 8,313 | 5,054,643 | Apr 03, 2018, 05:36 PM |
Mast Capital Management, LLC | 10% Owner | Mar 29, 2018 | Sale | $9.34 | 698 | 6,522 | 5,055,543 | Apr 03, 2018, 05:36 PM |
Mast Capital Management, LLC | 10% Owner | Apr 03, 2018 | Sale | $9.35 | 180 | 1,682 | 5,054,463 | Apr 03, 2018, 05:36 PM |
Mast Capital Management, LLC | 10% Owner | Mar 28, 2018 | Sale | $9.22 | 17,006 | 156,755 | 5,056,241 | Mar 28, 2018, 06:22 PM |
Mast Capital Management, LLC | 10% Owner | Mar 27, 2018 | Sale | $9.19 | 1,100 | 10,105 | 5,073,247 | Mar 28, 2018, 06:22 PM |
Mast Capital Management, LLC | 10% Owner | Mar 26, 2018 | Sale | $9.17 | 500 | 4,584 | 5,074,347 | Mar 28, 2018, 06:22 PM |
Mast Capital Management, LLC | 10% Owner | Mar 22, 2018 | Sale | $8.98 | 2,700 | 24,241 | 5,075,347 | Mar 23, 2018, 05:56 PM |
Mast Capital Management, LLC | 10% Owner | Mar 21, 2018 | Sale | $9.18 | 3,945 | 36,230 | 5,078,047 | Mar 23, 2018, 05:56 PM |
Mast Capital Management, LLC | 10% Owner | Mar 23, 2018 | Sale | $9.22 | 500 | 4,611 | 5,074,847 | Mar 23, 2018, 05:56 PM |
Reed Peter A | President and CEO | Nov 27, 2017 | Buy | $10.10 | 200 | 2,020 | 4,007 | Nov 29, 2017, 04:07 PM |
Reed Peter A | President and CEO | Nov 17, 2017 | Buy | $9.85 | 3,807 | 37,499 | 3,807 | Nov 21, 2017, 04:07 PM |
Speller Michael C | Director | Nov 13, 2017 | Buy | $9.40 | 5,000 | 47,000 | 5,000 | Nov 15, 2017, 04:49 PM |
Sell Michael J. | See Remarks | Nov 10, 2017 | Buy | $9.43 | 1,088 | 10,260 | 1,700 | Nov 13, 2017, 04:31 PM |
Kuperschmid Mark | Director | Nov 10, 2017 | Buy | $9.36 | 1,000 | 9,360 | 1,000 | Nov 13, 2017, 04:22 PM |
Mast Capital Management, LLC | 10% Owner | Nov 01, 2017 | Sale | $10.13 | 200 | 2,025 | 5,081,992 | Nov 03, 2017, 05:44 PM |
Mast Capital Management, LLC | 10% Owner | Oct 30, 2017 | Sale | $10.10 | 200 | 2,020 | 5,082,192 | Oct 31, 2017, 06:54 PM |
Mast Capital Management, LLC | 10% Owner | Oct 27, 2017 | Sale | $10.28 | 201 | 2,066 | 5,082,392 | Oct 31, 2017, 06:54 PM |
Mast Capital Management, LLC | 10% Owner | Oct 26, 2017 | Sale | $10.22 | 200 | 2,043 | 5,082,593 | Oct 26, 2017, 05:44 PM |
Mast Capital Management, LLC | 10% Owner | Oct 25, 2017 | Sale | $10.24 | 200 | 2,048 | 5,082,793 | Oct 26, 2017, 05:44 PM |
Mast Capital Management, LLC | 10% Owner | Oct 24, 2017 | Sale | $10.24 | 200 | 2,048 | 5,082,993 | Oct 26, 2017, 05:44 PM |
Mast Capital Management, LLC | 10% Owner | Oct 20, 2017 | Sale | $10.25 | 1,569 | 16,089 | 5,083,193 | Oct 23, 2017, 10:48 AM |
Mast Capital Management, LLC | 10% Owner | Oct 19, 2017 | Sale | $10.17 | 2,500 | 25,429 | 5,084,762 | Oct 19, 2017, 05:56 PM |
Mast Capital Management, LLC | 10% Owner | Oct 18, 2017 | Sale | $10.14 | 16,702 | 169,383 | 5,087,262 | Oct 19, 2017, 05:56 PM |
Mast Capital Management, LLC | 10% Owner | Oct 17, 2017 | Sale | $10.09 | 29,954 | 302,248 | 5,103,964 | Oct 19, 2017, 05:56 PM |
Mast Capital Management, LLC | 10% Owner | Oct 12, 2017 | Sale | $10.12 | 13,300 | 134,549 | 51,711,623 | Oct 16, 2017, 04:48 PM |
Mast Capital Management, LLC | 10% Owner | Oct 16, 2017 | Sale | $10.16 | 8,738 | 88,738 | 5,133,918 | Oct 16, 2017, 04:48 PM |
Mast Capital Management, LLC | 10% Owner | Oct 13, 2017 | Sale | $10.10 | 28,506 | 288,047 | 5,142,656 | Oct 16, 2017, 04:48 PM |
Mast Capital Management, LLC | 10% Owner | Oct 11, 2017 | Sale | $10.15 | 6,192 | 62,872 | 5,184,462 | Oct 11, 2017, 05:29 PM |
Mast Capital Management, LLC | 10% Owner | Oct 10, 2017 | Sale | $10.15 | 5,700 | 57,868 | 5,190,654 | Oct 11, 2017, 05:29 PM |
Mast Capital Management, LLC | 10% Owner | Oct 09, 2017 | Sale | $10.21 | 2,500 | 25,525 | 5,196,354 | Oct 10, 2017, 08:08 AM |
Mast Capital Management, LLC | 10% Owner | Oct 06, 2017 | Sale | $10.32 | 13,445 | 138,687 | 5,198,854 | Oct 10, 2017, 08:08 AM |
Mast Capital Management, LLC | 10% Owner | Oct 05, 2017 | Sale | $10.33 | 13,722 | 141,809 | 5,212,299 | Oct 10, 2017, 08:08 AM |
Mast Capital Management, LLC | 10% Owner | Oct 03, 2017 | Sale | $10.40 | 7,242 | 75,343 | 5,230,361 | Oct 04, 2017, 06:33 PM |
Mast Capital Management, LLC | 10% Owner | Oct 02, 2017 | Sale | $10.43 | 7,023 | 73,272 | 5,237,603 | Oct 04, 2017, 06:33 PM |
Mast Capital Management, LLC | 10% Owner | Oct 04, 2017 | Sale | $10.36 | 4,340 | 44,975 | 5,226,021 | Oct 04, 2017, 06:33 PM |
Mast Capital Management, LLC | 10% Owner | Sep 19, 2017 | Sale | $10.66 | 11,216 | 119,575 | 5,404,305 | Oct 04, 2017, 10:42 AM |
Mast Capital Management, LLC | 10% Owner | Sep 18, 2017 | Sale | $10.75 | 25,000 | 268,850 | 5,415,521 | Oct 04, 2017, 10:42 AM |
Mast Capital Management, LLC | 10% Owner | Sep 27, 2017 | Sale | $10.55 | 13,276 | 140,118 | 5,314,130 | Sep 29, 2017, 05:47 PM |
Mast Capital Management, LLC | 10% Owner | Sep 29, 2017 | Sale | $10.47 | 15,000 | 157,036 | 5,244,626 | Sep 29, 2017, 05:47 PM |
Mast Capital Management, LLC | 10% Owner | Sep 28, 2017 | Sale | $10.45 | 54,504 | 569,643 | 5,259,626 | Sep 29, 2017, 05:47 PM |
Mast Capital Management, LLC | 10% Owner | Sep 26, 2017 | Sale | $10.55 | 6,432 | 67,884 | 5,327,406 | Sep 27, 2017, 12:30 PM |
Mast Capital Management, LLC | 10% Owner | Sep 25, 2017 | Sale | $10.60 | 10,791 | 114,385 | 5,333,838 | Sep 27, 2017, 12:30 PM |
Mast Capital Management, LLC | 10% Owner | Sep 21, 2017 | Sale | $10.62 | 42,348 | 449,689 | 5,344,629 | Sep 22, 2017, 08:51 AM |
Mast Capital Management, LLC | 10% Owner | Sep 20, 2017 | Sale | $10.73 | 17,328 | 185,942 | 5,386,977 | Sep 22, 2017, 08:51 AM |
Mast Capital Management, LLC | 10% Owner | Sep 15, 2017 | Sale | $10.77 | 12,461 | 134,260 | 5,440,521 | Sep 18, 2017, 09:49 AM |
Mast Capital Management, LLC | 10% Owner | Sep 14, 2017 | Sale | $10.86 | 300 | 3,259 | 5,452,982 | Sep 18, 2017, 09:49 AM |
Mast Capital Management, LLC | 10% Owner | Sep 08, 2017 | Sale | $10.93 | 600 | 6,559 | 5,453,282 | Sep 12, 2017, 03:00 PM |
Mast Capital Management, LLC | 10% Owner | May 08, 2017 | Option Exercise | $11.50 | 481,918 | 5,542,057 | 2,802,018 | May 19, 2017, 06:55 PM |
Period of Report: 06/30/2023
10-K/10-Q Filings: View