Cowen Inc. (COWN) NASDAQ
$38.99 - (-)
Market Cap: $1.10B
As of 02/28/23 04:00 PM EST. Market closed.
Cowen Inc. (COWN)
NASDAQ
$38.99
- (-)
Market Cap: $1.10B
As of 02/28/23 04:00 PM EST. Market closed.
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Cowen Inc., together with its subsidiaries, provides investment banking, research, sales and trading, prime brokerage, global clearing, securities financing, commission management, and investment management services in the United States and internationally. It operates in two segments, Operating Company (Op Co) and Asset Company (Asset Co). The company offers public and private capital raising, ... read more
COMPANY PROFILE
Sector
Financial Services
Industry
Financial - Capital Markets
CEO
Mr. Jeffrey Marc Solomon
Full Time Employees
1,534
Sector
Financial Services
Industry
Financial - Capital Markets
CEO
Mr. Jeffrey Marc Solomon
Full Time Employees
1,534
URL
Address
599 Lexington Avenue, NY, New York, 10022.
PRICE CHART FOR COWEN INC.
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NEWS
INSIDEARBITRAGE ARTICLES
KEY STATS
Open
$38.99
Previous Close
$38.99
Days Range
$38.99 - $39.01
52 week range
$21.36 - $39.07
Volume
949,372
Avg. Volume (30 days)
608,823
Market Cap
$1.10B
Dividend Yield
-
P/E
17.64
Shares Outstanding
28,191,390
Open
$38.99
Previous Close
$38.99
Days Range
$38.99 - $39.01
52 week range
$21.36 - $39.07
Volume
949,372
Avg. Volume (30 days)
608,823
Market Cap
$1.10B
Dividend Yield
-
P/E
17.64
Shares Outstanding
28,191,390
FINANCIAL STATEMENTS FOR COWEN INC.
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INSIDER TRANSACTIONS FOR COWEN INC.
| Owner | Relationship | Date | Transaction | Cost | # Shares | Value($) | Total Shares | Form 4 |
| KOTLER STEVEN | Director | Mar 01, 2023 | Option Exercise | $39.00 | 72,847 | 2,841,033 | 0 | Mar 01, 2023, 01:34 PM |
| Rediker Douglas | Director | Mar 01, 2023 | Option Exercise | $39.00 | 72,384 | 2,822,976 | 0 | Mar 01, 2023, 11:44 AM |
| Poster Margaret L | Director | Mar 01, 2023 | Option Exercise | $39.00 | 24,474 | 954,486 | 0 | Mar 01, 2023, 11:42 AM |
| LEIBOWITZ LAWRENCE E | Director | Mar 01, 2023 | Option Exercise | $39.00 | 50,098 | 1,953,822 | 0 | Mar 01, 2023, 11:41 AM |
| Kim Lorence H. | Director | Mar 01, 2023 | Option Exercise | $39.00 | 38,236 | 1,491,204 | 0 | Mar 01, 2023, 11:40 AM |
| Gonsalves Gregg A | Director | Mar 01, 2023 | Option Exercise | $39.00 | 15,664 | 610,896 | 0 | Mar 01, 2023, 11:39 AM |
| Dietze Katherine Elizabeth | Director | Mar 01, 2023 | Option Exercise | $39.00 | 85,519 | 3,335,241 | 0 | Mar 01, 2023, 11:38 AM |
| Barth Brett H | Director | Mar 01, 2023 | Option Exercise | $39.00 | 83,326 | 3,249,714 | 0 | Mar 01, 2023, 11:36 AM |
| SOLOMON JEFFREY M | CHAIR AND CEO | Mar 01, 2023 | Option Exercise | $39.00 | 668,654 | 26,077,506 | 0 | Mar 01, 2023, 11:34 AM |
| Littman Owen S | GENERAL COUNSEL | Mar 01, 2023 | Option Exercise | $39.00 | 199,292 | 7,772,388 | 0 | Mar 01, 2023, 11:32 AM |
| Lasota Stephen | CHIEF FINANCIAL OFFICER | Mar 01, 2023 | Option Exercise | $39.00 | 266,801 | 10,405,239 | 0 | Mar 01, 2023, 11:31 AM |
| Holmes John J | CHIEF OPERATING OFFICER | Mar 01, 2023 | Option Exercise | $39.00 | 230,682 | 8,996,598 | 0 | Mar 01, 2023, 11:29 AM |
| SOLOMON JEFFREY M | CHAIR AND CEO | Dec 01, 2022 | Option Exercise | $38.59 | 22,426 | 865,419 | 995,047 | Dec 05, 2022, 04:25 PM |
| SOLOMON JEFFREY M | CHAIR AND CEO | Sep 01, 2022 | Option Exercise | $38.46 | 23,753 | 913,540 | 1,017,473 | Sep 06, 2022, 04:10 PM |
| Littman Owen S | GENERAL COUNSEL | Sep 01, 2022 | Option Exercise | $38.46 | 2,861 | 110,034 | 227,446 | Sep 06, 2022, 04:09 PM |
| Lasota Stephen | CHIEF FINANCIAL OFFICER | Sep 01, 2022 | Option Exercise | $38.46 | 2,393 | 92,035 | 279,955 | Sep 06, 2022, 04:08 PM |
| Holmes John J | CHIEF OPERATING OFFICER | Sep 01, 2022 | Option Exercise | $38.46 | 2,590 | 99,611 | 245,851 | Sep 06, 2022, 04:07 PM |
| SOLOMON JEFFREY M | Chair and CEO | Mar 10, 2022 | Option Exercise | $36.10 | 57,202 | 2,064,743 | 1,041,226 | Mar 14, 2022, 04:10 PM |
| Littman Owen S | General Counsel | Mar 10, 2022 | Option Exercise | $35.00 | 37,195 | 1,301,967 | 234,513 | Mar 14, 2022, 04:08 PM |
| Lasota Stephen | Chief Financial Officer | Mar 10, 2022 | Option Exercise | $35.00 | 31,104 | 1,088,759 | 285,857 | Mar 14, 2022, 04:08 PM |
| Holmes John J | Chief Operating Officer | Mar 10, 2022 | Option Exercise | $34.14 | 34,643 | 1,182,613 | 255,489 | Mar 14, 2022, 04:06 PM |
| Kim Lorence H. | Director | Feb 25, 2022 | Buy | $30.03 | 30,000 | 900,849 | 30,000 | Feb 28, 2022, 04:31 PM |
| Barth Brett H | Director | Feb 23, 2022 | Buy | $28.78 | 10,000 | 287,798 | 109,880 | Feb 23, 2022, 04:36 PM |
| SOLOMON JEFFREY M | Chair and CEO | Dec 01, 2021 | Option Exercise | $35.12 | 33,127 | 1,163,420 | 874,018 | Dec 02, 2021, 04:42 PM |
| Littman Owen S | General Counsel | Dec 01, 2021 | Option Exercise | $35.12 | 2,581 | 90,645 | 187,803 | Dec 02, 2021, 04:42 PM |
| Lasota Stephen | Chief Financial Officer | Dec 01, 2021 | Option Exercise | $35.12 | 2,271 | 79,758 | 233,753 | Dec 02, 2021, 04:41 PM |
| Holmes John J | Chief Operating Officer | Dec 01, 2021 | Option Exercise | $35.12 | 2,581 | 90,645 | 202,581 | Dec 02, 2021, 04:40 PM |
| Barth Brett H | Director | Nov 26, 2021 | Buy | $35.85 | 10,000 | 358,466 | 99,880 | Nov 29, 2021, 04:10 PM |
| SOLOMON JEFFREY M | Chair and CEO | Sep 01, 2021 | Option Exercise | $36.44 | 7,954 | 289,844 | 907,145 | Sep 02, 2021, 04:43 PM |
| Littman Owen S | General Counsel | Sep 01, 2021 | Option Exercise | $36.44 | 1,193 | 43,473 | 190,384 | Sep 02, 2021, 04:43 PM |
| Lasota Stephen | Chief Financial Officer | Sep 01, 2021 | Option Exercise | $36.44 | 1,139 | 41,505 | 236,024 | Sep 02, 2021, 04:42 PM |
| Holmes John J | Chief Operating Officer | Sep 01, 2021 | Option Exercise | $36.44 | 1,292 | 47,080 | 205,162 | Sep 02, 2021, 04:41 PM |
| SOLOMON JEFFREY M | Chair and CEO | Jul 28, 2021 | Sale | $40.00 | 2,868 | 114,720 | 915,099 | Jul 29, 2021, 04:31 PM |
| Littman Owen S | General Counsel | Jul 28, 2021 | Sale | $40.00 | 1,147 | 45,880 | 191,577 | Jul 29, 2021, 04:30 PM |
| Lasota Stephen | Chief Financial Officer | Jul 28, 2021 | Sale | $40.00 | 1,433 | 57,320 | 237,163 | Jul 29, 2021, 04:29 PM |
| Holmes John J | Chief Operating Officer | Jul 28, 2021 | Sale | $40.00 | 1,434 | 57,360 | 206,454 | Jul 29, 2021, 04:27 PM |
| SOLOMON JEFFREY M | Chair and CEO | Jul 13, 2021 | Sale | $40.12 | 15,769 | 632,701 | 924,330 | Jul 15, 2021, 07:16 PM |
| SOLOMON JEFFREY M | Chair and CEO | Jul 14, 2021 | Sale | $40.55 | 6,363 | 257,990 | 917,967 | Jul 15, 2021, 07:16 PM |
| Littman Owen S | General Counsel | Jul 14, 2021 | Sale | $40.55 | 2,546 | 103,228 | 192,724 | Jul 15, 2021, 07:15 PM |
| Littman Owen S | General Counsel | Jul 13, 2021 | Sale | $40.12 | 6,307 | 253,056 | 195,270 | Jul 15, 2021, 07:15 PM |
| Lasota Stephen | Chief Financial Officer | Jul 14, 2021 | Sale | $40.55 | 3,182 | 129,015 | 238,596 | Jul 15, 2021, 07:13 PM |
| Lasota Stephen | Chief Financial Officer | Jul 13, 2021 | Sale | $40.12 | 7,885 | 316,371 | 241,778 | Jul 15, 2021, 07:13 PM |
| Holmes John J | Chief Operating Officer | Jul 13, 2021 | Sale | $40.12 | 7,885 | 316,371 | 211,069 | Jul 15, 2021, 07:12 PM |
| Holmes John J | Chief Operating Officer | Jul 14, 2021 | Sale | $40.55 | 3,181 | 128,975 | 207,888 | Jul 15, 2021, 07:12 PM |
| Littman Owen S | General Counsel | Jun 01, 2021 | Option Exercise | $40.39 | 1,874 | 75,691 | 201,577 | Jun 03, 2021, 04:45 PM |
| SOLOMON JEFFREY M | Chair and CEO | Mar 10, 2021 | Option Exercise | $42.17 | 10,840 | 457,123 | 964,178 | Mar 12, 2021, 04:21 PM |
| Littman Owen S | General Counsel | Mar 10, 2021 | Option Exercise | $42.17 | 6,441 | 271,617 | 206,017 | Mar 12, 2021, 04:19 PM |
| Littman Owen S | General Counsel | Mar 11, 2021 | Sale | $39.97 | 14,000 | 559,558 | 212,408 | Mar 12, 2021, 04:19 PM |
| Lasota Stephen | Chief Financial Officer | Mar 10, 2021 | Option Exercise | $42.17 | 6,149 | 259,303 | 253,652 | Mar 12, 2021, 04:18 PM |
| Lasota Stephen | Chief Financial Officer | Mar 11, 2021 | Sale | $39.36 | 14,000 | 551,043 | 259,751 | Mar 12, 2021, 04:18 PM |
| Holmes John J | Chief Operating Officer | Mar 10, 2021 | Option Exercise | $42.17 | 6,441 | 271,617 | 223,654 | Mar 12, 2021, 04:15 PM |
| Holmes John J | Chief Operating Officer | Mar 11, 2021 | Sale | $42.49 | 14,000 | 594,860 | 230,045 | Mar 12, 2021, 04:15 PM |
| SOLOMON JEFFREY M | Chair and CEO | Feb 22, 2021 | Sale | $37.19 | 65,000 | 2,417,142 | 922,468 | Feb 23, 2021, 04:16 PM |
| SOLOMON JEFFREY M | Chairman and CEO | Dec 01, 2020 | Option Exercise | $24.58 | 16,973 | 417,196 | 811,751 | Dec 03, 2020, 04:10 PM |
| Littman Owen S | General Counsel | Dec 01, 2020 | Option Exercise | $24.58 | 3,571 | 87,775 | 181,408 | Dec 03, 2020, 04:10 PM |
| Lasota Stephen | Chief Financial Officer | Dec 01, 2020 | Option Exercise | $24.58 | 3,571 | 87,775 | 228,751 | Dec 03, 2020, 04:09 PM |
| Holmes John J | Chief Operating Officer | Dec 01, 2020 | Option Exercise | $24.58 | 3,670 | 90,209 | 199,045 | Dec 03, 2020, 04:08 PM |
| SOLOMON JEFFREY M | Chairman and CEO | Nov 02, 2020 | Sale | $22.09 | 10,014 | 221,209 | 828,724 | Nov 04, 2020, 04:14 PM |
| SOLOMON JEFFREY M | Chairman and CEO | Jun 01, 2020 | Option Exercise | $13.05 | 4,384 | 57,211 | 838,738 | Jun 02, 2020, 05:11 PM |
| SOLOMON JEFFREY M | Chairman and CEO | May 15, 2020 | Option Exercise | $11.77 | 9,847 | 115,899 | 843,122 | Jun 02, 2020, 05:11 PM |
| Littman Owen S | General Counsel | Jun 01, 2020 | Option Exercise | $13.05 | 1,874 | 24,456 | 184,979 | Jun 02, 2020, 05:10 PM |
| Littman Owen S | General Counsel | May 15, 2020 | Option Exercise | $11.77 | 1,283 | 15,101 | 186,853 | Jun 02, 2020, 05:10 PM |
| Lasota Stephen | Chief Financial Officer | May 15, 2020 | Option Exercise | $11.77 | 1,152 | 13,559 | 234,196 | Jun 02, 2020, 05:09 PM |
| Lasota Stephen | Chief Financial Officer | Jun 01, 2020 | Option Exercise | $13.05 | 1,874 | 24,456 | 232,322 | Jun 02, 2020, 05:09 PM |
| Barth Brett H | Director | Mar 19, 2020 | Buy | $6.29 | 10,000 | 62,934 | 91,052 | Mar 20, 2020, 04:16 PM |
| Barth Brett H | Director | Mar 12, 2020 | Buy | $10.04 | 10,000 | 100,390 | 81,052 | Mar 13, 2020, 04:21 PM |
| SOLOMON JEFFREY M | Chairman and CEO | Mar 10, 2020 | Option Exercise | $12.18 | 25,954 | 316,120 | 852,969 | Mar 12, 2020, 04:18 PM |
| Littman Owen S | General Counsel | Mar 10, 2020 | Option Exercise | $12.18 | 10,204 | 124,285 | 188,136 | Mar 12, 2020, 04:18 PM |
| Lasota Stephen | Chief Financial Officer | Mar 10, 2020 | Option Exercise | $12.18 | 10,204 | 124,285 | 235,348 | Mar 12, 2020, 04:17 PM |
| SOLOMON JEFFREY M | Chairman and CEO | Mar 09, 2020 | Buy | $12.13 | 10,000 | 121,305 | 860,675 | Mar 11, 2020, 07:57 AM |
| Littman Owen S | General Counsel | Mar 09, 2020 | Buy | $12.13 | 2,000 | 24,261 | 182,699 | Mar 11, 2020, 07:56 AM |
| LEIBOWITZ LAWRENCE E | Director | Mar 09, 2020 | Buy | $12.13 | 8,000 | 97,044 | 26,604 | Mar 11, 2020, 07:56 AM |
| Lasota Stephen | Chief Financial Officer | Mar 09, 2020 | Buy | $12.13 | 2,000 | 24,261 | 229,911 | Mar 11, 2020, 07:54 AM |
| Holmes John J | Chief Operating Officer | Mar 09, 2020 | Buy | $12.13 | 2,000 | 24,261 | 187,074 | Mar 11, 2020, 07:53 AM |
| Barth Brett H | Director | Mar 09, 2020 | Buy | $12.13 | 10,000 | 121,305 | 71,052 | Mar 11, 2020, 07:52 AM |
| SOLOMON JEFFREY M | Chairman and CEO | Dec 02, 2019 | Option Exercise | $15.32 | 9,019 | 138,171 | 720,744 | Dec 03, 2019, 04:11 PM |
| Littman Owen S | General Counsel | Dec 02, 2019 | Option Exercise | $15.32 | 2,378 | 36,431 | 161,209 | Dec 03, 2019, 04:09 PM |
| Lasota Stephen | Chief Financial Officer | Dec 02, 2019 | Option Exercise | $15.32 | 2,378 | 36,431 | 208,421 | Dec 03, 2019, 04:08 PM |
| Holmes John J | Chief Operating Officer | Dec 02, 2019 | Option Exercise | $15.32 | 2,378 | 36,431 | 163,975 | Dec 03, 2019, 04:07 PM |
| SOLOMON JEFFREY M | Chairman and CEO | Sep 03, 2019 | Option Exercise | $15.61 | 9,847 | 153,712 | 729,763 | Sep 04, 2019, 04:10 PM |
| Littman Owen S | General Counsel | Sep 03, 2019 | Option Exercise | $15.61 | 1,283 | 20,028 | 163,587 | Sep 04, 2019, 04:10 PM |
| Lasota Stephen | Chief Financial Officer | Sep 03, 2019 | Option Exercise | $15.61 | 1,152 | 17,983 | 210,799 | Sep 04, 2019, 04:09 PM |
| Holmes John J | Chief Operating Officer | Sep 03, 2019 | Option Exercise | $15.61 | 1,413 | 22,057 | 166,353 | Sep 04, 2019, 04:09 PM |
| Littman Owen S | General Counsel | Jul 29, 2019 | Sale | $17.88 | 10,000 | 178,849 | 164,870 | Jul 30, 2019, 04:25 PM |
| Littman Owen S | General Counsel | Jun 10, 2019 | Option Exercise | $16.71 | 4,897 | 81,829 | 174,870 | Jun 11, 2019, 04:14 PM |
| Lasota Stephen | Chief Financial Officer | Jun 10, 2019 | Option Exercise | $16.71 | 4,897 | 81,829 | 211,951 | Jun 11, 2019, 04:13 PM |
| Holmes John J | Chief Operating Officer | Jun 10, 2019 | Option Exercise | $16.71 | 4,897 | 81,829 | 167,766 | Jun 11, 2019, 04:13 PM |
| Barth Brett H | Director | May 31, 2019 | Buy | $15.29 | 20,000 | 305,780 | 47,332 | Jun 04, 2019, 04:31 PM |
| SOLOMON JEFFREY M | CEO | Jun 03, 2019 | Option Exercise | $15.15 | 4,384 | 66,418 | 754,610 | Jun 04, 2019, 04:31 PM |
| Littman Owen S | General Counsel | Jun 03, 2019 | Option Exercise | $15.15 | 1,874 | 28,391 | 179,767 | Jun 04, 2019, 04:30 PM |
| Lasota Stephen | Chief Financial Officer | Jun 03, 2019 | Option Exercise | $15.15 | 1,874 | 28,391 | 216,848 | Jun 04, 2019, 04:30 PM |
| Lasota Stephen | Chief Financial Officer | Mar 11, 2019 | Option Exercise | $14.45 | 4,819 | 69,635 | 218,722 | Mar 13, 2019, 04:13 PM |
| Littman Owen S | General Counsel | Mar 11, 2019 | Option Exercise | $14.45 | 4,819 | 69,635 | 181,641 | Mar 13, 2019, 04:12 PM |
| SOLOMON JEFFREY M | CEO | Mar 11, 2019 | Option Exercise | $14.45 | 28,383 | 410,134 | 758,994 | Mar 13, 2019, 04:10 PM |
| Barth Brett H | Director | Dec 21, 2018 | Buy | $12.92 | 5,000 | 64,578 | 27,332 | Dec 26, 2018, 04:09 PM |
| SOLOMON JEFFREY M | CEO | Dec 03, 2018 | Option Exercise | $15.91 | 9,019 | 143,492 | 626,510 | Dec 06, 2018, 04:44 PM |
| Littman Owen S | General Counsel | Dec 03, 2018 | Option Exercise | $15.91 | 2,378 | 37,834 | 165,508 | Dec 06, 2018, 04:44 PM |
| Lasota Stephen | Chief Financial Officer | Dec 03, 2018 | Option Exercise | $15.91 | 2,378 | 37,834 | 204,719 | Dec 06, 2018, 04:43 PM |
| Holmes John J | Chief Operating Officer | Dec 03, 2018 | Option Exercise | $15.91 | 2,378 | 37,834 | 149,580 | Dec 06, 2018, 04:42 PM |
| Barth Brett H | Director | Nov 21, 2018 | Buy | $15.33 | 10,000 | 153,271 | 22,332 | Nov 26, 2018, 04:08 PM |
| COHEN PETER A | Director | Jun 19, 2018 | Sale | $15.07 | 4,090 | 61,653 | 691,505 | Jun 21, 2018, 04:59 PM |
| COHEN PETER A | Director | Jun 21, 2018 | Sale | $15.03 | 1,000 | 15,025 | 689,505 | Jun 21, 2018, 04:59 PM |
| COHEN PETER A | Director | Jun 20, 2018 | Sale | $15.23 | 1,000 | 15,225 | 690,505 | Jun 21, 2018, 04:59 PM |
| COHEN PETER A | Director | Jun 15, 2018 | Sale | $15.25 | 2,000 | 30,500 | 695,595 | Jun 15, 2018, 04:53 PM |
| COHEN PETER A | Director | Jun 14, 2018 | Sale | $15.35 | 500 | 7,675 | 697,595 | Jun 15, 2018, 04:53 PM |
| COHEN PETER A | Director | Jun 13, 2018 | Sale | $15.19 | 2,500 | 37,976 | 698,095 | Jun 15, 2018, 04:53 PM |
| COHEN PETER A | Director | Jun 11, 2018 | Sale | $15.25 | 1,000 | 15,250 | 700,595 | Jun 12, 2018, 04:38 PM |
| COHEN PETER A | Director | Jun 08, 2018 | Sale | $15.15 | 3,000 | 45,456 | 701,595 | Jun 12, 2018, 04:38 PM |
| SOLOMON JEFFREY M | CEO | Jun 01, 2018 | Option Exercise | $15.15 | 1,754 | 26,573 | 635,529 | Jun 05, 2018, 04:37 PM |
| Lasota Stephen | Chief Financial Officer | Jun 01, 2018 | Option Exercise | $15.15 | 750 | 11,362 | 207,097 | Jun 05, 2018, 04:36 PM |
| Littman Owen S | General Counsel | Jun 01, 2018 | Option Exercise | $15.15 | 750 | 11,362 | 167,886 | Jun 05, 2018, 04:36 PM |
| COHEN PETER A | Director | May 30, 2018 | Sale | $15.07 | 1,000 | 15,075 | 704,595 | May 31, 2018, 05:07 PM |
| COHEN PETER A | Director | May 29, 2018 | Sale | $15.00 | 1,000 | 15,000 | 705,595 | May 31, 2018, 05:07 PM |
| COHEN PETER A | Director | May 23, 2018 | Sale | $15.30 | 2,372 | 36,292 | 712,595 | May 25, 2018, 04:45 PM |
| COHEN PETER A | Director | May 25, 2018 | Sale | $15.15 | 4,000 | 60,600 | 706,595 | May 25, 2018, 04:45 PM |
| COHEN PETER A | Director | May 24, 2018 | Sale | $15.00 | 2,000 | 30,000 | 710,595 | May 25, 2018, 04:45 PM |
| COHEN PETER A | Director | May 18, 2018 | Sale | $15.79 | 3,408 | 53,799 | 714,967 | May 21, 2018, 05:03 PM |
| COHEN PETER A | Director | May 17, 2018 | Sale | $15.78 | 6,500 | 102,576 | 718,375 | May 21, 2018, 05:03 PM |
| Littman Owen S | General Counsel | May 15, 2018 | Option Exercise | $15.70 | 2,042 | 32,059 | 168,636 | May 17, 2018, 04:36 PM |
| Lasota Stephen | Chief Financial Officer | May 15, 2018 | Option Exercise | $15.70 | 2,042 | 32,059 | 207,847 | May 17, 2018, 04:36 PM |
| Holmes John J | Chief Operating Officer | May 15, 2018 | Option Exercise | $15.70 | 2,042 | 32,059 | 151,958 | May 17, 2018, 04:35 PM |
| SOLOMON JEFFREY M | CEO | May 15, 2018 | Option Exercise | $15.70 | 12,676 | 199,013 | 637,283 | May 17, 2018, 04:35 PM |
| COHEN PETER A | Director | May 16, 2018 | Sale | $15.74 | 6,500 | 102,303 | 724,875 | May 16, 2018, 05:09 PM |
| COHEN PETER A | Director | May 15, 2018 | Sale | $15.73 | 6,500 | 102,235 | 731,375 | May 16, 2018, 05:09 PM |
| COHEN PETER A | Director | May 14, 2018 | Sale | $15.63 | 6,500 | 101,625 | 737,875 | May 16, 2018, 05:09 PM |
| COHEN PETER A | Director | May 09, 2018 | Sale | $15.50 | 6,500 | 100,776 | 757,375 | May 11, 2018, 04:49 PM |
| COHEN PETER A | Director | May 11, 2018 | Sale | $15.63 | 6,500 | 101,586 | 744,375 | May 11, 2018, 04:49 PM |
| COHEN PETER A | Director | May 10, 2018 | Sale | $15.79 | 6,500 | 102,656 | 750,875 | May 11, 2018, 04:49 PM |
| COHEN PETER A | Director | May 08, 2018 | Sale | $15.66 | 6,500 | 101,804 | 763,875 | May 08, 2018, 04:47 PM |
| COHEN PETER A | Director | May 07, 2018 | Sale | $15.52 | 6,500 | 100,850 | 770,375 | May 08, 2018, 04:47 PM |
| COHEN PETER A | Director | May 04, 2018 | Sale | $15.43 | 6,500 | 100,275 | 776,875 | May 08, 2018, 04:47 PM |
| COHEN PETER A | Director | May 03, 2018 | Sale | $15.13 | 4,000 | 60,525 | 783,375 | May 03, 2018, 05:06 PM |
| COHEN PETER A | Director | May 02, 2018 | Sale | $15.45 | 6,500 | 100,450 | 787,375 | May 03, 2018, 05:06 PM |
| COHEN PETER A | Director | May 01, 2018 | Sale | $15.18 | 4,000 | 60,713 | 793,875 | May 03, 2018, 05:06 PM |
| COHEN PETER A | Director | Apr 30, 2018 | Sale | $15.58 | 6,000 | 93,476 | 797,875 | Apr 30, 2018, 05:29 PM |
| COHEN PETER A | Director | Apr 27, 2018 | Sale | $16.04 | 6,500 | 104,263 | 803,875 | Apr 30, 2018, 05:29 PM |
| COHEN PETER A | Director | Apr 26, 2018 | Sale | $16.03 | 6,500 | 104,213 | 810,375 | Apr 30, 2018, 05:29 PM |
| COHEN PETER A | Director | Apr 25, 2018 | Sale | $15.23 | 4,000 | 60,900 | 816,875 | Apr 25, 2018, 04:49 PM |
| COHEN PETER A | Director | Apr 24, 2018 | Sale | $15.31 | 4,502 | 68,910 | 820,875 | Apr 25, 2018, 04:49 PM |
| COHEN PETER A | Director | Apr 23, 2018 | Sale | $15.13 | 8,000 | 121,007 | 825,377 | Apr 25, 2018, 04:49 PM |
| COHEN PETER A | Director | Apr 20, 2018 | Sale | $15.13 | 8,000 | 121,059 | 833,377 | Apr 20, 2018, 05:26 PM |
| COHEN PETER A | Director | Apr 19, 2018 | Sale | $15.09 | 8,000 | 120,713 | 841,377 | Apr 20, 2018, 05:26 PM |
| COHEN PETER A | Director | Apr 18, 2018 | Sale | $15.03 | 8,000 | 120,214 | 849,377 | Apr 20, 2018, 05:26 PM |
| COHEN PETER A | Director | Apr 17, 2018 | Sale | $14.96 | 8,000 | 119,670 | 857,377 | Apr 17, 2018, 04:54 PM |
| COHEN PETER A | Director | Apr 16, 2018 | Sale | $14.68 | 4,000 | 58,725 | 865,377 | Apr 17, 2018, 04:54 PM |
| COHEN PETER A | Director | Apr 13, 2018 | Sale | $14.68 | 4,500 | 66,051 | 869,377 | Apr 17, 2018, 04:54 PM |
| COHEN PETER A | Director | Apr 11, 2018 | Sale | $14.51 | 4,000 | 58,050 | 877,877 | Apr 12, 2018, 04:47 PM |
| COHEN PETER A | Director | Apr 10, 2018 | Sale | $14.44 | 4,000 | 57,753 | 881,877 | Apr 12, 2018, 04:47 PM |
| COHEN PETER A | Director | Apr 12, 2018 | Sale | $14.63 | 4,000 | 58,500 | 873,877 | Apr 12, 2018, 04:47 PM |
| COHEN PETER A | Director | Apr 09, 2018 | Sale | $14.20 | 2,000 | 28,410 | 885,877 | Apr 09, 2018, 04:53 PM |
| COHEN PETER A | Director | Apr 06, 2018 | Sale | $14.18 | 1,000 | 14,175 | 887,877 | Apr 09, 2018, 04:53 PM |
| COHEN PETER A | Director | Apr 05, 2018 | Sale | $14.20 | 1,000 | 14,200 | 888,877 | Apr 09, 2018, 04:53 PM |
| Littman Owen S | General Counsel | Mar 15, 2018 | Option Exercise | $14.21 | 20,402 | 290,000 | 163,937 | Mar 19, 2018, 04:21 PM |
| Littman Owen S | General Counsel | Mar 15, 2018 | Option Exercise | $14.21 | 2,252 | 32,011 | 161,685 | Mar 19, 2018, 04:21 PM |
| Littman Owen S | General Counsel | Mar 15, 2018 | Option Exercise | $11.60 | 25,000 | 290,000 | 184,339 | Mar 19, 2018, 04:21 PM |
| Lasota Stephen | Chief Financial Officer | Mar 15, 2018 | Option Exercise | $14.21 | 20,402 | 290,000 | 203,148 | Mar 19, 2018, 04:20 PM |
| Lasota Stephen | Chief Financial Officer | Mar 15, 2018 | Option Exercise | $14.21 | 2,252 | 32,011 | 200,896 | Mar 19, 2018, 04:20 PM |
| Lasota Stephen | Chief Financial Officer | Mar 15, 2018 | Option Exercise | $11.60 | 25,000 | 290,000 | 223,550 | Mar 19, 2018, 04:20 PM |
| Holmes John J | Chief Operating Officer | Mar 15, 2018 | Option Exercise | $14.21 | 20,402 | 290,000 | 138,266 | Mar 19, 2018, 04:19 PM |
| Holmes John J | Chief Operating Officer | Mar 15, 2018 | Option Exercise | $14.21 | 2,252 | 32,011 | 136,014 | Mar 19, 2018, 04:19 PM |
| Holmes John J | Chief Operating Officer | Mar 15, 2018 | Option Exercise | $11.60 | 25,000 | 290,000 | 158,668 | Mar 19, 2018, 04:19 PM |
| SOLOMON JEFFREY M | CEO | Mar 12, 2018 | Option Exercise | $14.40 | 28,380 | 408,672 | 649,959 | Mar 13, 2018, 04:30 PM |
| Littman Owen S | General Counsel | Mar 12, 2018 | Option Exercise | $14.40 | 3,342 | 48,125 | 159,339 | Mar 13, 2018, 04:29 PM |
| Lasota Stephen | Chief Financial Officer | Mar 12, 2018 | Option Exercise | $14.40 | 3,342 | 48,125 | 198,550 | Mar 13, 2018, 04:28 PM |
| Littman Owen S | General Counsel | Jun 01, 2017 | Option Exercise | $15.15 | 1,184 | 17,938 | 143,256 | Jun 05, 2017, 04:46 PM |
| Lasota Stephen | Chief Financial Officer | Jun 01, 2017 | Option Exercise | $15.15 | 1,184 | 17,938 | 182,467 | Jun 05, 2017, 04:45 PM |
| Holmes John J | Chief Operating Officer | Jun 01, 2017 | Option Exercise | $15.15 | 1,184 | 17,938 | 114,243 | Jun 05, 2017, 04:44 PM |
| SOLOMON JEFFREY M | President | Jun 01, 2017 | Option Exercise | $15.15 | 2,770 | 41,965 | 604,669 | Jun 05, 2017, 04:44 PM |
| COHEN PETER A | Chairman and CEO | Jun 01, 2017 | Option Exercise | $15.15 | 2,998 | 45,420 | 1,141,004 | Jun 05, 2017, 04:43 PM |
| SOLOMON JEFFREY M | President | May 15, 2017 | Option Exercise | $15.00 | 34,755 | 521,325 | 607,439 | May 17, 2017, 04:23 PM |
| Littman Owen S | General Counsel | May 15, 2017 | Option Exercise | $15.00 | 5,800 | 87,000 | 144,440 | May 17, 2017, 04:22 PM |
| Lasota Stephen | Chief Financial Officer | May 15, 2017 | Option Exercise | $15.00 | 5,833 | 87,495 | 183,651 | May 17, 2017, 04:21 PM |
| Holmes John J | Chief Operating Officer | May 15, 2017 | Option Exercise | $15.00 | 5,829 | 87,435 | 115,427 | May 17, 2017, 04:20 PM |
| COHEN PETER A | Chairman and CEO | May 15, 2017 | Option Exercise | $15.00 | 19,030 | 285,450 | 1,144,002 | May 17, 2017, 04:20 PM |
| Holmes John J | Chief Operating Officer | May 02, 2017 | Sale | $15.71 | 35,000 | 549,710 | 121,256 | May 03, 2017, 04:40 PM |
| SOLOMON JEFFREY M | President | Mar 10, 2017 | Option Exercise | $13.40 | 5,873 | 78,698 | 642,194 | Mar 14, 2017, 04:59 PM |
| Littman Owen S | General Counsel | Mar 10, 2017 | Option Exercise | $13.40 | 3,637 | 48,736 | 150,240 | Mar 14, 2017, 04:59 PM |
| Lasota Stephen | Chief Financial Officer | Mar 10, 2017 | Option Exercise | $13.40 | 3,637 | 48,736 | 189,484 | Mar 14, 2017, 04:58 PM |
| Holmes John J | Chief Operating Officer | Mar 10, 2017 | Option Exercise | $13.40 | 3,637 | 48,736 | 156,256 | Mar 14, 2017, 04:58 PM |
| COHEN PETER A | Chairman and CEO | Mar 10, 2017 | Option Exercise | $13.40 | 27,539 | 369,023 | 1,163,032 | Mar 14, 2017, 04:57 PM |
| Littman Owen S | General Counsel | Dec 15, 2016 | Sale | $16.39 | 7,500 | 122,947 | 125,475 | Dec 16, 2016, 04:41 PM |
| COHEN PETER A | Chairman and CEO | Jun 01, 2016 | Option Exercise | $3.47 | 106,936 | 371,068 | 4,467,762 | Jun 03, 2016, 04:18 PM |
| SOLOMON JEFFREY M | President | May 16, 2016 | Option Exercise | $3.24 | 106,906 | 346,375 | 2,360,421 | May 18, 2016, 04:50 PM |
| Littman Owen S | General Counsel | May 16, 2016 | Option Exercise | $3.24 | 20,944 | 67,859 | 512,812 | May 18, 2016, 04:49 PM |
| Lasota Stephen | Chief Financial Officer | May 16, 2016 | Option Exercise | $3.24 | 20,944 | 67,859 | 651,411 | May 18, 2016, 04:48 PM |
| Holmes John J | Chief Operating Officer | May 16, 2016 | Option Exercise | $3.24 | 20,944 | 67,859 | 528,270 | May 18, 2016, 04:47 PM |
| COHEN PETER A | Chairman and CEO | May 16, 2016 | Option Exercise | $3.24 | 76,118 | 246,622 | 4,574,698 | May 18, 2016, 04:46 PM |
| SOLOMON JEFFREY M | President | Mar 10, 2016 | Option Exercise | $3.57 | 55,811 | 199,245 | 2,467,327 | Mar 14, 2016, 04:30 PM |
| Singer Michael | CEO & President, Ramius LLC | Mar 10, 2016 | Option Exercise | $3.57 | 4,720 | 16,850 | 176,079 | Mar 14, 2016, 04:30 PM |
| Littman Owen S | General Counsel | Mar 10, 2016 | Option Exercise | $3.57 | 10,747 | 38,367 | 533,756 | Mar 14, 2016, 04:29 PM |
| Lasota Stephen | Chief Financial Officer | Mar 10, 2016 | Option Exercise | $3.57 | 10,747 | 38,367 | 672,355 | Mar 14, 2016, 04:29 PM |
| COHEN PETER A | Chairman and CEO | Mar 10, 2016 | Option Exercise | $3.57 | 64,027 | 228,576 | 4,650,816 | Mar 14, 2016, 04:28 PM |
| SOLOMON JEFFREY M | President | Mar 01, 2016 | Buy | $3.52 | 15,000 | 52,833 | 2,523,138 | Mar 03, 2016, 04:36 PM |
| Singer Michael | CEO & President, Ramius LLC | Dec 10, 2015 | Option Exercise | $4.27 | 46,886 | 200,203 | 168,154 | Dec 14, 2015, 04:30 PM |
| Holmes John J | Chief Operating Officer | Aug 10, 2015 | Sale | $5.53 | 50,000 | 276,635 | 466,121 | Aug 11, 2015, 05:33 PM |
| Littman Owen S | General Counsel | Aug 07, 2015 | Sale | $5.41 | 53,700 | 290,431 | 461,410 | Aug 07, 2015, 05:30 PM |
| Littman Owen S | General Counsel | Aug 06, 2015 | Sale | $5.70 | 3,500 | 19,950 | 515,110 | Aug 07, 2015, 05:30 PM |
| Littman Owen S | General Counsel | Aug 05, 2015 | Sale | $5.70 | 2,800 | 15,960 | 518,610 | Aug 07, 2015, 05:30 PM |
| SOLOMON JEFFREY M | President | Aug 04, 2015 | Sale | $5.83 | 10,221 | 59,572 | 1,952,198 | Aug 04, 2015, 05:30 PM |
| SOLOMON JEFFREY M | President | Aug 03, 2015 | Sale | $5.76 | 25,000 | 144,097 | 1,962,419 | Aug 04, 2015, 05:30 PM |
| SOLOMON JEFFREY M | President | Jul 31, 2015 | Sale | $5.70 | 36,000 | 205,232 | 1,987,419 | Aug 04, 2015, 05:30 PM |
| Littman Owen S | General Counsel | Jun 01, 2015 | Option Exercise | $6.01 | 15,471 | 92,981 | 521,410 | Jun 03, 2015, 05:26 PM |
| Lasota Stephen | Chief Financial Officer | Jun 01, 2015 | Option Exercise | $6.01 | 15,471 | 92,981 | 600,009 | Jun 03, 2015, 05:25 PM |
| Holmes John J | Chief Operating Officer | Jun 01, 2015 | Option Exercise | $6.01 | 15,471 | 92,981 | 516,121 | Jun 03, 2015, 05:24 PM |
| COHEN PETER A | Chairman and CEO | Jun 01, 2015 | Option Exercise | $6.01 | 53,468 | 321,343 | 4,227,415 | Jun 03, 2015, 05:23 PM |
| Littman Owen S | General Counsel | May 15, 2015 | Option Exercise | $5.49 | 15,214 | 83,525 | 536,881 | May 19, 2015, 07:19 PM |
| Lasota Stephen | Chief Financial Officer | May 15, 2015 | Option Exercise | $5.49 | 15,214 | 83,525 | 615,480 | May 19, 2015, 07:18 PM |
| Holmes John J | Chief Operating Officer | May 15, 2015 | Option Exercise | $5.49 | 15,214 | 83,525 | 531,592 | May 19, 2015, 07:17 PM |
| SOLOMON JEFFREY M | President | May 15, 2015 | Option Exercise | $5.49 | 71,311 | 391,497 | 2,023,419 | May 19, 2015, 07:16 PM |
| COHEN PETER A | Chairman and CEO | May 15, 2015 | Option Exercise | $5.49 | 25,373 | 139,298 | 4,280,883 | May 19, 2015, 07:16 PM |
| Holmes John J | Chief Operating Officer | Apr 29, 2015 | Option Exercise | $5.77 | 21,027 | 121,326 | 546,806 | May 01, 2015, 04:16 PM |
| Lasota Stephen | Chief Financial Officer | Apr 29, 2014 | Option Exercise | $5.77 | 21,027 | 121,326 | 630,694 | May 01, 2015, 04:13 PM |
| Littman Owen S | General Counsel | Apr 29, 2014 | Option Exercise | $5.77 | 21,027 | 121,326 | 552,095 | May 01, 2015, 04:12 PM |
| Lasota Stephen | Chief Financial Officer | Mar 10, 2015 | Option Exercise | $5.24 | 3,880 | 20,331 | 577,438 | Mar 12, 2015, 05:27 PM |
| Littman Owen S | General Counsel | Mar 10, 2015 | Option Exercise | $5.24 | 3,880 | 20,331 | 498,839 | Mar 12, 2015, 05:25 PM |
| Singer Michael | CEO & President, Ramius LLC | Mar 10, 2015 | Option Exercise | $5.24 | 1,718 | 9,002 | 185,909 | Mar 12, 2015, 05:25 PM |
| STRAUSS THOMAS W | Former Executive Officer | Mar 10, 2015 | Option Exercise | $5.24 | 7,621 | 39,934 | 3,175,744 | Mar 12, 2015, 05:24 PM |
| Lasota Stephen | Chief Financial Officer | Dec 11, 2014 | Sale | $4.61 | 10,000 | 46,142 | 581,318 | Dec 15, 2014, 04:55 PM |
| SOLOMON JEFFREY M | President | Nov 14, 2014 | Sale | $4.13 | 37,500 | 155,021 | 1,723,407 | Nov 18, 2014, 04:58 PM |
| STRAUSS THOMAS W | Chairman, Ramius | Jun 12, 2014 | Sale | $4.15 | 21,500 | 89,156 | 3,183,365 | Jun 13, 2014, 04:23 PM |
| Littman Owen S | General Counsel | Jun 11, 2014 | Sale | $4.20 | 60,000 | 251,748 | 462,719 | Jun 13, 2014, 04:21 PM |
| Holmes John J | Chief Administrative Officer | Jun 05, 2014 | Sale | $4.17 | 60,000 | 250,200 | 453,550 | Jun 06, 2014, 04:13 PM |
| Littman Owen S | General Counsel | Jun 02, 2014 | Option Exercise | $4.13 | 17,768 | 73,382 | 522,719 | Jun 04, 2014, 04:28 PM |
| Lasota Stephen | Chief Financial Officer | Jun 02, 2014 | Option Exercise | $4.13 | 17,768 | 73,382 | 551,318 | Jun 04, 2014, 04:28 PM |
| Holmes John J | Chief Administrative Officer | Jun 02, 2014 | Option Exercise | $4.13 | 16,638 | 68,715 | 513,550 | Jun 04, 2014, 04:27 PM |
| COHEN PETER A | Chairman, CEO and President | Jun 02, 2014 | Option Exercise | $4.13 | 83,807 | 346,123 | 3,847,451 | Jun 04, 2014, 04:26 PM |
| Holmes John J | Chief Administrative Officer | May 16, 2014 | Option Exercise | $3.83 | 18,485 | 70,798 | 530,188 | May 21, 2014, 06:16 PM |
| Littman Owen S | General Counsel | May 16, 2014 | Option Exercise | $3.83 | 18,485 | 70,798 | 540,487 | May 21, 2014, 06:14 PM |
| SOLOMON JEFFREY M | Director | May 16, 2014 | Option Exercise | $3.83 | 60,026 | 229,900 | 1,760,907 | May 20, 2014, 07:13 PM |
| SOLOMON JEFFREY M | Director | May 16, 2014 | Buy | $3.85 | 25,000 | 96,195 | 1,820,933 | May 20, 2014, 07:13 PM |
| Lasota Stephen | Chief Financial Officer | May 16, 2014 | Option Exercise | $3.83 | 18,485 | 70,798 | 569,086 | May 20, 2014, 07:02 PM |
| Holmes John J | Chief Administrative Officer | Mar 10, 2014 | Option Exercise | $4.24 | 3,832 | 16,248 | 548,673 | Mar 12, 2014, 06:11 PM |
| Littman Owen S | General Counsel | Mar 10, 2014 | Option Exercise | $4.24 | 3,831 | 16,243 | 558,972 | Mar 12, 2014, 05:53 PM |
| Lasota Stephen | Chief Financial Officer | Mar 10, 2014 | Option Exercise | $4.24 | 3,831 | 16,243 | 587,571 | Mar 12, 2014, 05:49 PM |
| Lasota Stephen | Chief Financial Officer | Aug 07, 2013 | Option Exercise | $3.60 | 18,485 | 66,546 | 535,846 | Aug 09, 2013, 04:49 PM |
| Littman Owen S | General Counsel | Aug 07, 2013 | Option Exercise | $3.60 | 18,485 | 66,546 | 507,247 | Aug 09, 2013, 04:48 PM |
| Holmes John J | Chief Administrative Officer | Aug 07, 2013 | Option Exercise | $3.60 | 18,485 | 66,546 | 520,504 | Aug 09, 2013, 04:47 PM |
| SOLOMON JEFFREY M | CEO, Cowen and Company, LLC | Aug 06, 2013 | Sale | $3.60 | 100,000 | 360,300 | 1,450,815 | Aug 08, 2013, 09:15 PM |
| Littman Owen S | General Counsel | Jun 03, 2013 | Option Exercise | $3.09 | 14,533 | 44,907 | 375,732 | Jun 05, 2013, 04:38 PM |
| Lasota Stephen | Chief Financial Officer | Jun 03, 2013 | Option Exercise | $3.09 | 14,533 | 44,907 | 404,331 | Jun 05, 2013, 04:37 PM |
| Holmes John J | Chief Administrative Officer | Jun 03, 2013 | Option Exercise | $3.09 | 13,403 | 41,415 | 388,989 | Jun 05, 2013, 04:36 PM |
| Littman Owen S | General Counsel | May 15, 2013 | Option Exercise | $2.81 | 7,186 | 20,157 | 390,265 | May 17, 2013, 04:37 PM |
| Lasota Stephen | Chief Financial Officer | May 15, 2013 | Option Exercise | $2.81 | 7,372 | 20,678 | 418,864 | May 17, 2013, 04:36 PM |
| Holmes John J | Chief Administrative Officer | May 15, 2013 | Option Exercise | $2.81 | 6,317 | 17,719 | 402,392 | May 17, 2013, 04:34 PM |
| Markowitz Jerome S | Director | Mar 11, 2013 | Buy | $2.70 | 100,000 | 270,000 | 306,180 | Mar 12, 2013, 05:26 PM |
| Markowitz Jerome S | Director | Mar 07, 2013 | Buy | $2.64 | 19,047 | 50,235 | 206,180 | Mar 07, 2013, 04:55 PM |
| Markowitz Jerome S | Director | Mar 05, 2013 | Buy | $2.58 | 50,000 | 129,065 | 187,133 | Mar 07, 2013, 04:55 PM |
| Markowitz Jerome S | Director | Dec 14, 2012 | Sale | $2.30 | 322,000 | 740,600 | 137,133 | Dec 18, 2012, 04:32 PM |
| SOLOMON JEFFREY M | CEO, Cowen and Company, LLC | Nov 05, 2012 | Option Exercise | $2.47 | 39,420 | 97,367 | 325,619 | Nov 07, 2012, 05:05 PM |
| Littman Owen S | General Counsel | Nov 05, 2012 | Option Exercise | $2.47 | 8,299 | 20,499 | 22,801 | Nov 07, 2012, 05:03 PM |
| Lasota Stephen | Chief Financial Officer | Nov 05, 2012 | Option Exercise | $2.47 | 6,225 | 15,376 | 20,593 | Nov 07, 2012, 05:02 PM |
| COHEN PETER A | Chairman, CEO and President | Nov 05, 2012 | Option Exercise | $2.47 | 85,810 | 211,951 | 2,716,724 | Nov 07, 2012, 05:01 PM |
| Littman Owen S | General Counsel | Aug 15, 2012 | Option Exercise | $2.53 | 18,035 | 45,629 | 278,864 | Aug 16, 2012, 05:09 PM |
| Lasota Stephen | Chief Financial Officer | Aug 15, 2012 | Option Exercise | $2.53 | 19,928 | 50,418 | 311,750 | Aug 16, 2012, 05:07 PM |
| SOLOMON JEFFREY M | CEO, Cowen and Company, LLC | Jun 08, 2012 | Option Exercise | $2.50 | 90,175 | 225,438 | 560,135 | Jun 12, 2012, 05:17 PM |
| Littman Owen S | General Counsel | Jun 01, 2012 | Option Exercise | $2.49 | 5,612 | 13,974 | 246,899 | Jun 05, 2012, 05:10 PM |
| Lasota Stephen | Chief Financial Officer | Jun 01, 2012 | Option Exercise | $2.49 | 5,612 | 13,974 | 279,785 | Jun 05, 2012, 05:09 PM |
| COHEN PETER A | Chairman, CEO and President | Jun 01, 2012 | Option Exercise | $2.49 | 21,913 | 54,563 | 250,229 | Jun 05, 2012, 05:08 PM |
| COHEN PETER A | Chairman, CEO and President | May 16, 2012 | Option Exercise | $2.42 | 6,138 | 14,854 | 272,142 | May 17, 2012, 05:09 PM |
| SOLOMON JEFFREY M | CEO, Cowen and Company, LLC | Nov 02, 2011 | Option Exercise | $2.75 | 39,561 | 108,793 | 551,408 | Nov 04, 2011, 04:22 PM |
| Littman Owen S | General Counsel | Nov 02, 2011 | Option Exercise | $2.75 | 8,329 | 22,905 | 53,834 | Nov 04, 2011, 04:21 PM |
| Lasota Stephen | Chief Financial Officer | Nov 02, 2011 | Option Exercise | $2.75 | 6,247 | 17,179 | 47,357 | Nov 04, 2011, 04:20 PM |
| COHEN PETER A | Chairman, CEO and President | Nov 02, 2011 | Option Exercise | $2.75 | 86,079 | 236,717 | 2,927,548 | Nov 04, 2011, 04:20 PM |
| LABRANCHE GEORGE M L IV | Senior Managing Director | Sep 14, 2011 | Sale | $3.26 | 30,000 | 97,800 | 1,567,691 | Sep 16, 2011, 04:33 PM |
| LABRANCHE GEORGE M L IV | Senior Managing Director | Sep 07, 2011 | Sale | $3.25 | 30,000 | 97,467 | 1,597,691 | Sep 07, 2011, 04:38 PM |
| LABRANCHE GEORGE M L IV | Senior Managing Director | Sep 06, 2011 | Sale | $3.13 | 20,000 | 62,670 | 1,627,691 | Sep 07, 2011, 04:38 PM |
| LABRANCHE GEORGE M L IV | Senior Managing Director | Sep 02, 2011 | Sale | $3.22 | 10,000 | 32,225 | 1,647,691 | Sep 07, 2011, 04:38 PM |
| Lasota Stephen | Chief Financial Officer | Sep 02, 2011 | Option Exercise | $3.41 | 5,635 | 19,215 | 173,863 | Sep 06, 2011, 04:09 PM |
| Littman Owen S | General Counsel | Sep 02, 2011 | Option Exercise | $3.41 | 5,635 | 19,215 | 142,446 | Sep 06, 2011, 04:08 PM |
| LABRANCHE GEORGE M L IV | Senior Managing Director | Aug 16, 2011 | Sale | $3.45 | 25,000 | 86,228 | 1,672,691 | Aug 18, 2011, 04:26 PM |
| LABRANCHE GEORGE M L IV | Senior Managing Director | Aug 17, 2011 | Sale | $3.49 | 15,000 | 52,350 | 1,657,691 | Aug 18, 2011, 04:26 PM |
Load More Insider Transactions
Buy
Sale
Option Exercise
| Owner | Relationship | Date | Value($) |
| KOTLER STEVEN | Director | 03/01/2023 | 2,841,033 |
| Rediker Douglas | Director | 03/01/2023 | 2,822,976 |
| Poster Margaret L | Director | 03/01/2023 | 954,486 |
| LEIBOWITZ LAWRENCE E | Director | 03/01/2023 | 1,953,822 |
| Kim Lorence H. | Director | 03/01/2023 | 1,491,204 |
| Gonsalves Gregg A | Director | 03/01/2023 | 610,896 |
| Dietze Katherine Elizabeth | Director | 03/01/2023 | 3,335,241 |
| Barth Brett H | Director | 03/01/2023 | 3,249,714 |
| SOLOMON JEFFREY M | CHAIR AND CEO | 03/01/2023 | 26,077,506 |
| Littman Owen S | GENERAL COUNSEL | 03/01/2023 | 7,772,388 |
| Lasota Stephen | CHIEF FINANCIAL OFFICER | 03/01/2023 | 10,405,239 |
| Holmes John J | CHIEF OPERATING OFFICER | 03/01/2023 | 8,996,598 |
| SOLOMON JEFFREY M | CHAIR AND CEO | 12/01/2022 | 865,419 |
| SOLOMON JEFFREY M | CHAIR AND CEO | 09/01/2022 | 913,540 |
| Littman Owen S | GENERAL COUNSEL | 09/01/2022 | 110,034 |
| Lasota Stephen | CHIEF FINANCIAL OFFICER | 09/01/2022 | 92,035 |
| Holmes John J | CHIEF OPERATING OFFICER | 09/01/2022 | 99,611 |
| SOLOMON JEFFREY M | Chair and CEO | 03/10/2022 | 2,064,743 |
| Littman Owen S | General Counsel | 03/10/2022 | 1,301,967 |
| Lasota Stephen | Chief Financial Officer | 03/10/2022 | 1,088,759 |
| Holmes John J | Chief Operating Officer | 03/10/2022 | 1,182,613 |
| Kim Lorence H. | Director | 02/25/2022 | 900,849 |
| Barth Brett H | Director | 02/23/2022 | 287,798 |
| SOLOMON JEFFREY M | Chair and CEO | 12/01/2021 | 1,163,420 |
| Littman Owen S | General Counsel | 12/01/2021 | 90,645 |
| Lasota Stephen | Chief Financial Officer | 12/01/2021 | 79,758 |
| Holmes John J | Chief Operating Officer | 12/01/2021 | 90,645 |
| Barth Brett H | Director | 11/26/2021 | 358,466 |
| SOLOMON JEFFREY M | Chair and CEO | 09/01/2021 | 289,844 |
| Littman Owen S | General Counsel | 09/01/2021 | 43,473 |
| Lasota Stephen | Chief Financial Officer | 09/01/2021 | 41,505 |
| Holmes John J | Chief Operating Officer | 09/01/2021 | 47,080 |
| SOLOMON JEFFREY M | Chair and CEO | 07/28/2021 | 114,720 |
| Littman Owen S | General Counsel | 07/28/2021 | 45,880 |
| Lasota Stephen | Chief Financial Officer | 07/28/2021 | 57,320 |
| Holmes John J | Chief Operating Officer | 07/28/2021 | 57,360 |
| SOLOMON JEFFREY M | Chair and CEO | 07/13/2021 | 632,701 |
| SOLOMON JEFFREY M | Chair and CEO | 07/14/2021 | 257,990 |
| Littman Owen S | General Counsel | 07/14/2021 | 103,228 |
| Littman Owen S | General Counsel | 07/13/2021 | 253,056 |
| Lasota Stephen | Chief Financial Officer | 07/14/2021 | 129,015 |
| Lasota Stephen | Chief Financial Officer | 07/13/2021 | 316,371 |
| Holmes John J | Chief Operating Officer | 07/13/2021 | 316,371 |
| Holmes John J | Chief Operating Officer | 07/14/2021 | 128,975 |
| Littman Owen S | General Counsel | 06/01/2021 | 75,691 |
| SOLOMON JEFFREY M | Chair and CEO | 03/10/2021 | 457,123 |
| Littman Owen S | General Counsel | 03/10/2021 | 271,617 |
| Littman Owen S | General Counsel | 03/11/2021 | 559,558 |
| Lasota Stephen | Chief Financial Officer | 03/10/2021 | 259,303 |
| Lasota Stephen | Chief Financial Officer | 03/11/2021 | 551,043 |
| Holmes John J | Chief Operating Officer | 03/10/2021 | 271,617 |
| Holmes John J | Chief Operating Officer | 03/11/2021 | 594,860 |
| SOLOMON JEFFREY M | Chair and CEO | 02/22/2021 | 2,417,142 |
| SOLOMON JEFFREY M | Chairman and CEO | 12/01/2020 | 417,196 |
| Littman Owen S | General Counsel | 12/01/2020 | 87,775 |
| Lasota Stephen | Chief Financial Officer | 12/01/2020 | 87,775 |
| Holmes John J | Chief Operating Officer | 12/01/2020 | 90,209 |
| SOLOMON JEFFREY M | Chairman and CEO | 11/02/2020 | 221,209 |
| SOLOMON JEFFREY M | Chairman and CEO | 06/01/2020 | 57,211 |
| SOLOMON JEFFREY M | Chairman and CEO | 05/15/2020 | 115,899 |
| Littman Owen S | General Counsel | 06/01/2020 | 24,456 |
| Littman Owen S | General Counsel | 05/15/2020 | 15,101 |
| Lasota Stephen | Chief Financial Officer | 05/15/2020 | 13,559 |
| Lasota Stephen | Chief Financial Officer | 06/01/2020 | 24,456 |
| Barth Brett H | Director | 03/19/2020 | 62,934 |
| Barth Brett H | Director | 03/12/2020 | 100,390 |
| SOLOMON JEFFREY M | Chairman and CEO | 03/10/2020 | 316,120 |
| Littman Owen S | General Counsel | 03/10/2020 | 124,285 |
| Lasota Stephen | Chief Financial Officer | 03/10/2020 | 124,285 |
| SOLOMON JEFFREY M | Chairman and CEO | 03/09/2020 | 121,305 |
| Littman Owen S | General Counsel | 03/09/2020 | 24,261 |
| LEIBOWITZ LAWRENCE E | Director | 03/09/2020 | 97,044 |
| Lasota Stephen | Chief Financial Officer | 03/09/2020 | 24,261 |
| Holmes John J | Chief Operating Officer | 03/09/2020 | 24,261 |
| Barth Brett H | Director | 03/09/2020 | 121,305 |
| SOLOMON JEFFREY M | Chairman and CEO | 12/02/2019 | 138,171 |
| Littman Owen S | General Counsel | 12/02/2019 | 36,431 |
| Lasota Stephen | Chief Financial Officer | 12/02/2019 | 36,431 |
| Holmes John J | Chief Operating Officer | 12/02/2019 | 36,431 |
| SOLOMON JEFFREY M | Chairman and CEO | 09/03/2019 | 153,712 |
| Littman Owen S | General Counsel | 09/03/2019 | 20,028 |
| Lasota Stephen | Chief Financial Officer | 09/03/2019 | 17,983 |
| Holmes John J | Chief Operating Officer | 09/03/2019 | 22,057 |
| Littman Owen S | General Counsel | 07/29/2019 | 178,849 |
| Littman Owen S | General Counsel | 06/10/2019 | 81,829 |
| Lasota Stephen | Chief Financial Officer | 06/10/2019 | 81,829 |
| Holmes John J | Chief Operating Officer | 06/10/2019 | 81,829 |
| Barth Brett H | Director | 05/31/2019 | 305,780 |
| SOLOMON JEFFREY M | CEO | 06/03/2019 | 66,418 |
| Littman Owen S | General Counsel | 06/03/2019 | 28,391 |
| Lasota Stephen | Chief Financial Officer | 06/03/2019 | 28,391 |
| Lasota Stephen | Chief Financial Officer | 03/11/2019 | 69,635 |
| Littman Owen S | General Counsel | 03/11/2019 | 69,635 |
| SOLOMON JEFFREY M | CEO | 03/11/2019 | 410,134 |
| Barth Brett H | Director | 12/21/2018 | 64,578 |
| SOLOMON JEFFREY M | CEO | 12/03/2018 | 143,492 |
| Littman Owen S | General Counsel | 12/03/2018 | 37,834 |
| Lasota Stephen | Chief Financial Officer | 12/03/2018 | 37,834 |
| Holmes John J | Chief Operating Officer | 12/03/2018 | 37,834 |
| Barth Brett H | Director | 11/21/2018 | 153,271 |
| COHEN PETER A | Director | 06/19/2018 | 61,653 |
| COHEN PETER A | Director | 06/21/2018 | 15,025 |
| COHEN PETER A | Director | 06/20/2018 | 15,225 |
| COHEN PETER A | Director | 06/15/2018 | 30,500 |
| COHEN PETER A | Director | 06/14/2018 | 7,675 |
| COHEN PETER A | Director | 06/13/2018 | 37,976 |
| COHEN PETER A | Director | 06/11/2018 | 15,250 |
| COHEN PETER A | Director | 06/08/2018 | 45,456 |
| SOLOMON JEFFREY M | CEO | 06/01/2018 | 26,573 |
| Lasota Stephen | Chief Financial Officer | 06/01/2018 | 11,362 |
| Littman Owen S | General Counsel | 06/01/2018 | 11,362 |
| COHEN PETER A | Director | 05/30/2018 | 15,075 |
| COHEN PETER A | Director | 05/29/2018 | 15,000 |
| COHEN PETER A | Director | 05/23/2018 | 36,292 |
| COHEN PETER A | Director | 05/25/2018 | 60,600 |
| COHEN PETER A | Director | 05/24/2018 | 30,000 |
| COHEN PETER A | Director | 05/18/2018 | 53,799 |
| COHEN PETER A | Director | 05/17/2018 | 102,576 |
| Littman Owen S | General Counsel | 05/15/2018 | 32,059 |
| Lasota Stephen | Chief Financial Officer | 05/15/2018 | 32,059 |
| Holmes John J | Chief Operating Officer | 05/15/2018 | 32,059 |
| SOLOMON JEFFREY M | CEO | 05/15/2018 | 199,013 |
| COHEN PETER A | Director | 05/16/2018 | 102,303 |
| COHEN PETER A | Director | 05/15/2018 | 102,235 |
| COHEN PETER A | Director | 05/14/2018 | 101,625 |
| COHEN PETER A | Director | 05/09/2018 | 100,776 |
| COHEN PETER A | Director | 05/11/2018 | 101,586 |
| COHEN PETER A | Director | 05/10/2018 | 102,656 |
| COHEN PETER A | Director | 05/08/2018 | 101,804 |
| COHEN PETER A | Director | 05/07/2018 | 100,850 |
| COHEN PETER A | Director | 05/04/2018 | 100,275 |
| COHEN PETER A | Director | 05/03/2018 | 60,525 |
| COHEN PETER A | Director | 05/02/2018 | 100,450 |
| COHEN PETER A | Director | 05/01/2018 | 60,713 |
| COHEN PETER A | Director | 04/30/2018 | 93,476 |
| COHEN PETER A | Director | 04/27/2018 | 104,263 |
| COHEN PETER A | Director | 04/26/2018 | 104,213 |
| COHEN PETER A | Director | 04/25/2018 | 60,900 |
| COHEN PETER A | Director | 04/24/2018 | 68,910 |
| COHEN PETER A | Director | 04/23/2018 | 121,007 |
| COHEN PETER A | Director | 04/20/2018 | 121,059 |
| COHEN PETER A | Director | 04/19/2018 | 120,713 |
| COHEN PETER A | Director | 04/18/2018 | 120,214 |
| COHEN PETER A | Director | 04/17/2018 | 119,670 |
| COHEN PETER A | Director | 04/16/2018 | 58,725 |
| COHEN PETER A | Director | 04/13/2018 | 66,051 |
| COHEN PETER A | Director | 04/11/2018 | 58,050 |
| COHEN PETER A | Director | 04/10/2018 | 57,753 |
| COHEN PETER A | Director | 04/12/2018 | 58,500 |
| COHEN PETER A | Director | 04/09/2018 | 28,410 |
| COHEN PETER A | Director | 04/06/2018 | 14,175 |
| COHEN PETER A | Director | 04/05/2018 | 14,200 |
| Littman Owen S | General Counsel | 03/15/2018 | 290,000 |
| Littman Owen S | General Counsel | 03/15/2018 | 32,011 |
| Littman Owen S | General Counsel | 03/15/2018 | 290,000 |
| Lasota Stephen | Chief Financial Officer | 03/15/2018 | 290,000 |
| Lasota Stephen | Chief Financial Officer | 03/15/2018 | 32,011 |
| Lasota Stephen | Chief Financial Officer | 03/15/2018 | 290,000 |
| Holmes John J | Chief Operating Officer | 03/15/2018 | 290,000 |
| Holmes John J | Chief Operating Officer | 03/15/2018 | 32,011 |
| Holmes John J | Chief Operating Officer | 03/15/2018 | 290,000 |
| SOLOMON JEFFREY M | CEO | 03/12/2018 | 408,672 |
| Littman Owen S | General Counsel | 03/12/2018 | 48,125 |
| Lasota Stephen | Chief Financial Officer | 03/12/2018 | 48,125 |
| Littman Owen S | General Counsel | 06/01/2017 | 17,938 |
| Lasota Stephen | Chief Financial Officer | 06/01/2017 | 17,938 |
| Holmes John J | Chief Operating Officer | 06/01/2017 | 17,938 |
| SOLOMON JEFFREY M | President | 06/01/2017 | 41,965 |
| COHEN PETER A | Chairman and CEO | 06/01/2017 | 45,420 |
| SOLOMON JEFFREY M | President | 05/15/2017 | 521,325 |
| Littman Owen S | General Counsel | 05/15/2017 | 87,000 |
| Lasota Stephen | Chief Financial Officer | 05/15/2017 | 87,495 |
| Holmes John J | Chief Operating Officer | 05/15/2017 | 87,435 |
| COHEN PETER A | Chairman and CEO | 05/15/2017 | 285,450 |
| Holmes John J | Chief Operating Officer | 05/02/2017 | 549,710 |
| SOLOMON JEFFREY M | President | 03/10/2017 | 78,698 |
| Littman Owen S | General Counsel | 03/10/2017 | 48,736 |
| Lasota Stephen | Chief Financial Officer | 03/10/2017 | 48,736 |
| Holmes John J | Chief Operating Officer | 03/10/2017 | 48,736 |
| COHEN PETER A | Chairman and CEO | 03/10/2017 | 369,023 |
| Littman Owen S | General Counsel | 12/15/2016 | 122,947 |
| COHEN PETER A | Chairman and CEO | 06/01/2016 | 371,068 |
| SOLOMON JEFFREY M | President | 05/16/2016 | 346,375 |
| Littman Owen S | General Counsel | 05/16/2016 | 67,859 |
| Lasota Stephen | Chief Financial Officer | 05/16/2016 | 67,859 |
| Holmes John J | Chief Operating Officer | 05/16/2016 | 67,859 |
| COHEN PETER A | Chairman and CEO | 05/16/2016 | 246,622 |
| SOLOMON JEFFREY M | President | 03/10/2016 | 199,245 |
| Singer Michael | CEO & President, Ramius LLC | 03/10/2016 | 16,850 |
| Littman Owen S | General Counsel | 03/10/2016 | 38,367 |
| Lasota Stephen | Chief Financial Officer | 03/10/2016 | 38,367 |
| COHEN PETER A | Chairman and CEO | 03/10/2016 | 228,576 |
| SOLOMON JEFFREY M | President | 03/01/2016 | 52,833 |
| Singer Michael | CEO & President, Ramius LLC | 12/10/2015 | 200,203 |
| Holmes John J | Chief Operating Officer | 08/10/2015 | 276,635 |
| Littman Owen S | General Counsel | 08/07/2015 | 290,431 |
| Littman Owen S | General Counsel | 08/06/2015 | 19,950 |
| Littman Owen S | General Counsel | 08/05/2015 | 15,960 |
| SOLOMON JEFFREY M | President | 08/04/2015 | 59,572 |
| SOLOMON JEFFREY M | President | 08/03/2015 | 144,097 |
| SOLOMON JEFFREY M | President | 07/31/2015 | 205,232 |
| Littman Owen S | General Counsel | 06/01/2015 | 92,981 |
| Lasota Stephen | Chief Financial Officer | 06/01/2015 | 92,981 |
| Holmes John J | Chief Operating Officer | 06/01/2015 | 92,981 |
| COHEN PETER A | Chairman and CEO | 06/01/2015 | 321,343 |
| Littman Owen S | General Counsel | 05/15/2015 | 83,525 |
| Lasota Stephen | Chief Financial Officer | 05/15/2015 | 83,525 |
| Holmes John J | Chief Operating Officer | 05/15/2015 | 83,525 |
| SOLOMON JEFFREY M | President | 05/15/2015 | 391,497 |
| COHEN PETER A | Chairman and CEO | 05/15/2015 | 139,298 |
| Holmes John J | Chief Operating Officer | 04/29/2015 | 121,326 |
| Lasota Stephen | Chief Financial Officer | 04/29/2014 | 121,326 |
| Littman Owen S | General Counsel | 04/29/2014 | 121,326 |
| Lasota Stephen | Chief Financial Officer | 03/10/2015 | 20,331 |
| Littman Owen S | General Counsel | 03/10/2015 | 20,331 |
| Singer Michael | CEO & President, Ramius LLC | 03/10/2015 | 9,002 |
| STRAUSS THOMAS W | Former Executive Officer | 03/10/2015 | 39,934 |
| Lasota Stephen | Chief Financial Officer | 12/11/2014 | 46,142 |
| SOLOMON JEFFREY M | President | 11/14/2014 | 155,021 |
| STRAUSS THOMAS W | Chairman, Ramius | 06/12/2014 | 89,156 |
| Littman Owen S | General Counsel | 06/11/2014 | 251,748 |
| Holmes John J | Chief Administrative Officer | 06/05/2014 | 250,200 |
| Littman Owen S | General Counsel | 06/02/2014 | 73,382 |
| Lasota Stephen | Chief Financial Officer | 06/02/2014 | 73,382 |
| Holmes John J | Chief Administrative Officer | 06/02/2014 | 68,715 |
| COHEN PETER A | Chairman, CEO and President | 06/02/2014 | 346,123 |
| Holmes John J | Chief Administrative Officer | 05/16/2014 | 70,798 |
| Littman Owen S | General Counsel | 05/16/2014 | 70,798 |
| SOLOMON JEFFREY M | Director | 05/16/2014 | 229,900 |
| SOLOMON JEFFREY M | Director | 05/16/2014 | 96,195 |
| Lasota Stephen | Chief Financial Officer | 05/16/2014 | 70,798 |
| Holmes John J | Chief Administrative Officer | 03/10/2014 | 16,248 |
| Littman Owen S | General Counsel | 03/10/2014 | 16,243 |
| Lasota Stephen | Chief Financial Officer | 03/10/2014 | 16,243 |
| Lasota Stephen | Chief Financial Officer | 08/07/2013 | 66,546 |
| Littman Owen S | General Counsel | 08/07/2013 | 66,546 |
| Holmes John J | Chief Administrative Officer | 08/07/2013 | 66,546 |
| SOLOMON JEFFREY M | CEO, Cowen and Company, LLC | 08/06/2013 | 360,300 |
| Littman Owen S | General Counsel | 06/03/2013 | 44,907 |
| Lasota Stephen | Chief Financial Officer | 06/03/2013 | 44,907 |
| Holmes John J | Chief Administrative Officer | 06/03/2013 | 41,415 |
| Littman Owen S | General Counsel | 05/15/2013 | 20,157 |
| Lasota Stephen | Chief Financial Officer | 05/15/2013 | 20,678 |
| Holmes John J | Chief Administrative Officer | 05/15/2013 | 17,719 |
| Markowitz Jerome S | Director | 03/11/2013 | 270,000 |
| Markowitz Jerome S | Director | 03/07/2013 | 50,235 |
| Markowitz Jerome S | Director | 03/05/2013 | 129,065 |
| Markowitz Jerome S | Director | 12/14/2012 | 740,600 |
| SOLOMON JEFFREY M | CEO, Cowen and Company, LLC | 11/05/2012 | 97,367 |
| Littman Owen S | General Counsel | 11/05/2012 | 20,499 |
| Lasota Stephen | Chief Financial Officer | 11/05/2012 | 15,376 |
| COHEN PETER A | Chairman, CEO and President | 11/05/2012 | 211,951 |
| Littman Owen S | General Counsel | 08/15/2012 | 45,629 |
| Lasota Stephen | Chief Financial Officer | 08/15/2012 | 50,418 |
| SOLOMON JEFFREY M | CEO, Cowen and Company, LLC | 06/08/2012 | 225,438 |
| Littman Owen S | General Counsel | 06/01/2012 | 13,974 |
| Lasota Stephen | Chief Financial Officer | 06/01/2012 | 13,974 |
| COHEN PETER A | Chairman, CEO and President | 06/01/2012 | 54,563 |
| COHEN PETER A | Chairman, CEO and President | 05/16/2012 | 14,854 |
| SOLOMON JEFFREY M | CEO, Cowen and Company, LLC | 11/02/2011 | 108,793 |
| Littman Owen S | General Counsel | 11/02/2011 | 22,905 |
| Lasota Stephen | Chief Financial Officer | 11/02/2011 | 17,179 |
| COHEN PETER A | Chairman, CEO and President | 11/02/2011 | 236,717 |
| LABRANCHE GEORGE M L IV | Senior Managing Director | 09/14/2011 | 97,800 |
| LABRANCHE GEORGE M L IV | Senior Managing Director | 09/07/2011 | 97,467 |
| LABRANCHE GEORGE M L IV | Senior Managing Director | 09/06/2011 | 62,670 |
| LABRANCHE GEORGE M L IV | Senior Managing Director | 09/02/2011 | 32,225 |
| Lasota Stephen | Chief Financial Officer | 09/02/2011 | 19,215 |
| Littman Owen S | General Counsel | 09/02/2011 | 19,215 |
| LABRANCHE GEORGE M L IV | Senior Managing Director | 08/16/2011 | 86,228 |
| LABRANCHE GEORGE M L IV | Senior Managing Director | 08/17/2011 | 52,350 |
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