Barings BDC, Inc. (BBDC) NYSE
$9.80 0.04 (0.41%)
Market Cap: $1.04B
As of 09/11/24 04:00 PM EDT. Market closed.
Barings BDC, Inc. (BBDC)
NYSE
$9.80
0.04 (0.41%)
Market Cap: $1.04B
As of 09/11/24 04:00 PM EDT. Market closed.
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Barings BDC, Inc. (NYSE: BBDC) is a publicly traded, externally managed investment company that has elected to be treated as a business development company under the Investment Company Act of 1940. It seeks to invest primarily in senior secured loans, first lien debt, unitranche, second lien debt, subordinated debt, equity co-investments and senior secured private debt investments in private ... read more
COMPANY PROFILE
Sector
Financial Services
Industry
Financial - Credit Services
CEO
Mr. Eric James Lloyd
Full Time Employees
2
Sector
Financial Services
Industry
Financial - Credit Services
CEO
Mr. Eric James Lloyd
Full Time Employees
2
Address
300 South Tryon Street, NC, Charlotte, 28202.
PRICE CHART FOR BARINGS BDC, INC.
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NEWS
INSIDEARBITRAGE ARTICLES
KEY STATS
Open
$9.80
Previous Close
$9.76
Days Range
$9.67 - $9.84
52 week range
$8.55 - $10.24
Volume
596,736
Avg. Volume (30 days)
396,543
Market Cap
$1.04B
Dividend Yield
10.61%
P/E
9.25
Shares Outstanding
105,758,000
Open
$9.80
Previous Close
$9.76
Days Range
$9.67 - $9.84
52 week range
$8.55 - $10.24
Volume
596,736
Avg. Volume (30 days)
396,543
Market Cap
$1.04B
Dividend Yield
10.61%
P/E
9.25
Shares Outstanding
105,758,000
FINANCIAL STATEMENTS FOR BARINGS BDC, INC.
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INSIDER TRANSACTIONS FOR BARINGS BDC, INC.
| Owner | Relationship | Date | Transaction | Cost | # Shares | Value($) | Total Shares | Form 4 |
| Freno Michael | Officer of Adviser | May 09, 2024 | Buy | $9.73 | 27,500 | 267,493 | 71,145 | May 10, 2024, 01:20 PM |
| BYERS STEPHEN R | Director | Feb 28, 2024 | Buy | $9.70 | 570 | 5,529 | 21,647 | Mar 05, 2024, 12:48 PM |
| BYERS STEPHEN R | Director | Jul 18, 2023 | Buy | $8.02 | 400 | 3,210 | 21,077 | Jul 19, 2023, 10:15 AM |
| O'Connor Michael James | Adviser Board Member | May 16, 2023 | Buy | $7.43 | 25,000 | 185,732 | 25,000 | May 16, 2023, 09:06 AM |
| Freno Michael | Officer of Adviser | May 09, 2023 | Buy | $7.19 | 12,000 | 86,239 | 43,645 | May 12, 2023, 12:33 PM |
| Merritt Sears | Adviser Board Member | May 11, 2023 | Buy | $7.36 | 1,358 | 9,990 | 1,358 | May 11, 2023, 03:55 PM |
| CHILLAG JEFFREY | Director of Finance | May 08, 2023 | Buy | $7.23 | 3,500 | 25,305 | 8,374 | May 11, 2023, 01:43 PM |
| Murray Elizabeth A. | CFO and COO | May 11, 2023 | Buy | $7.23 | 2,500 | 18,075 | 15,907 | May 11, 2023, 12:24 PM |
| Murray Elizabeth A. | Principal Accounting Officer | May 11, 2023 | Buy | $7.23 | 2,500 | 18,075 | 14,534 | May 11, 2023, 11:11 AM |
| PERLEY ALBERT | Treasurer | May 09, 2023 | Buy | $7.21 | 2,000 | 14,416 | 2,000 | May 10, 2023, 04:17 PM |
| Freno Michael | Officer of Adviser | May 09, 2023 | Buy | $7.20 | 26,000 | 187,095 | 39,287 | May 10, 2023, 03:36 PM |
| CHILLAG JEFFREY | Director of Finance | May 08, 2023 | Buy | $7.23 | 3,500 | 25,305 | 8,374 | May 08, 2023, 04:28 PM |
| CHILLAG JEFFREY | Director of Finance | May 08, 2023 | Sale | $7.22 | 500 | 3,612 | 7,874 | May 08, 2023, 04:28 PM |
| Craddock Geoff | Adviser Board Member | Apr 10, 2023 | Buy | $7.67 | 10,000 | 76,700 | 30,000 | Apr 10, 2023, 10:09 AM |
| Okel Thomas | Director | Mar 09, 2023 | Buy | $8.05 | 10,000 | 80,494 | 20,037 | Mar 10, 2023, 03:28 PM |
| BYERS STEPHEN R | Director | Jan 25, 2023 | Buy | $8.55 | 466 | 3,984 | 20,019 | Jan 27, 2023, 11:01 AM |
| BYERS STEPHEN R | Director | Jun 17, 2022 | Buy | $9.27 | 236 | 2,188 | 18,121 | Jun 22, 2022, 10:27 AM |
| BYERS STEPHEN R | Director | Jun 03, 2022 | Buy | $10.38 | 1,850 | 19,194 | 17,885 | Jun 06, 2022, 10:15 AM |
| BYERS STEPHEN R | Director | May 09, 2022 | Buy | $10.25 | 16,035 | 164,352 | 16,035 | May 09, 2022, 05:56 PM |
| CHILLAG JEFFREY | Director of Finance | Mar 15, 2022 | Option Exercise | $10.15 | 2,500 | 25,386 | 4,874 | Mar 15, 2022, 05:53 PM |
| MIHALICK DAVID | Director | Dec 01, 2021 | Buy | $10.80 | 5,000 | 53,997 | 20,000 | Dec 02, 2021, 07:38 AM |
| McDonnell Thomas | Vice President | Nov 29, 2021 | Buy | $10.85 | 5,000 | 54,249 | 13,000 | Nov 30, 2021, 10:39 AM |
| Okel Thomas | Director | Sep 28, 2021 | Buy | $11.02 | 4,537 | 50,002 | 10,037 | Sep 28, 2021, 02:53 PM |
| CRANDALL ROGER W | Adviser Board Member | Aug 10, 2021 | Buy | $10.95 | 3,000 | 32,850 | 18,250 | Aug 11, 2021, 04:04 PM |
| McDonnell Thomas | Vice President | Jun 09, 2021 | Buy | $10.53 | 3,000 | 31,590 | 8,000 | Jun 10, 2021, 10:31 AM |
| McDonnell Thomas | Vice President | May 11, 2021 | Buy | $10.39 | 2,000 | 20,780 | 5,000 | May 12, 2021, 11:31 AM |
| McDonnell Thomas | Vice President | Mar 30, 2021 | Buy | $9.95 | 2,000 | 19,900 | 3,000 | Mar 31, 2021, 12:19 PM |
| McDonnell Thomas | Vice President | Mar 26, 2021 | Buy | $9.90 | 1,000 | 9,898 | 1,000 | Mar 30, 2021, 03:02 PM |
| Switzer John | Director | Dec 21, 2020 | Buy | $9.11 | 1,000 | 9,110 | 6,000 | Dec 22, 2020, 09:41 AM |
| MIHALICK DAVID | Director | Dec 04, 2020 | Buy | $9.04 | 7,141 | 64,532 | 7,141 | Dec 07, 2020, 12:27 PM |
| MIHALICK DAVID | Director | Dec 07, 2020 | Buy | $8.97 | 7,859 | 70,510 | 15,000 | Dec 07, 2020, 12:27 PM |
| CRANDALL ROGER W | Adviser Board Member | May 06, 2020 | Buy | $6.77 | 2,750 | 18,625 | 2,750 | May 27, 2020, 07:27 PM |
| CRANDALL ROGER W | Adviser Board Member | May 14, 2020 | Buy | $6.39 | 2,000 | 12,780 | 15,250 | May 27, 2020, 07:27 PM |
| CRANDALL ROGER W | Adviser Board Member | May 13, 2020 | Buy | $6.60 | 2,000 | 13,200 | 13,250 | May 27, 2020, 07:27 PM |
| CRANDALL ROGER W | Adviser Board Member | May 12, 2020 | Buy | $6.68 | 2,000 | 13,360 | 11,250 | May 27, 2020, 07:27 PM |
| CRANDALL ROGER W | Adviser Board Member | May 08, 2020 | Buy | $6.75 | 6,500 | 43,849 | 9,250 | May 27, 2020, 07:27 PM |
| CRANDALL ROGER W | Adviser Board Member | May 06, 2020 | Buy | $6.77 | 2,750 | 18,625 | 2,750 | May 27, 2020, 05:52 PM |
| Craddock Geoff | Adviser Board Member | May 26, 2020 | Buy | $7.23 | 10,000 | 72,280 | 20,000 | May 27, 2020, 05:28 PM |
| CRANDALL ROGER W | Adviser Board Member | May 14, 2020 | Buy | $6.68 | 15,250 | 101,814 | 15,250 | May 15, 2020, 08:24 AM |
| Finke Thomas M | Director | May 05, 2020 | Buy | $7.00 | 15,000 | 105,038 | 25,000 | May 06, 2020, 09:25 AM |
| Dinerman Jill | Associate Director | May 04, 2020 | Sale | $6.84 | 500 | 3,420 | 0 | May 05, 2020, 01:31 PM |
| Lloyd Eric J | Trustee & CEO | Mar 12, 2020 | Buy | $8.22 | 13,480 | 110,819 | 28,928 | Mar 17, 2020, 11:47 AM |
| Cary Christopher | Head of Stakeholder Relations | Mar 12, 2020 | Buy | $8.00 | 1,000 | 7,995 | 7,000 | Mar 13, 2020, 02:43 PM |
| Freno Michael | Director | Mar 13, 2020 | Buy | $8.13 | 2,750 | 22,363 | 13,287 | Mar 13, 2020, 02:33 PM |
| Lloyd Eric J | Trustee & CEO | Mar 12, 2020 | Buy | $8.22 | 14,000 | 115,094 | 29,448 | Mar 13, 2020, 01:08 PM |
| Bock Jonathan | Chief Financial Officer | Mar 12, 2020 | Buy | $8.32 | 5,875 | 48,879 | 22,075 | Mar 13, 2020, 11:48 AM |
| Finke Thomas F | Director | Nov 20, 2019 | Buy | $10.30 | 8,000 | 82,400 | 10,000 | Nov 21, 2019, 11:36 AM |
| Switzer John | Director | Aug 28, 2019 | Buy | $9.88 | 3,000 | 29,640 | 5,000 | Aug 28, 2019, 01:11 PM |
| Landsberg Jonathan | Assistant Director of Finance | Mar 29, 2019 | Buy | $9.92 | 3,040 | 30,172 | 6,251 | Apr 02, 2019, 10:16 AM |
| Craddock Geoff | Adviser Board Member | Mar 06, 2019 | Buy | $9.83 | 5,000 | 49,146 | 10,000 | Mar 07, 2019, 11:24 AM |
| BARINGS LLC | 10% Owner | Feb 11, 2019 | Buy | $9.71 | 1 | 10 | 13,639,681 | Feb 11, 2019, 06:16 PM |
| BARINGS LLC | 10% Owner | Feb 08, 2019 | Buy | $9.68 | 30,441 | 294,666 | 13,639,680 | Feb 08, 2019, 08:13 PM |
| BARINGS LLC | 10% Owner | Feb 07, 2019 | Buy | $9.70 | 30,500 | 295,887 | 13,609,239 | Feb 08, 2019, 10:04 AM |
| BARINGS LLC | 10% Owner | Feb 06, 2019 | Buy | $9.81 | 29,330 | 287,795 | 13,578,739 | Feb 06, 2019, 08:37 PM |
| BARINGS LLC | 10% Owner | Feb 05, 2019 | Buy | $9.85 | 35,700 | 351,674 | 13,549,409 | Feb 06, 2019, 09:48 AM |
| BARINGS LLC | 10% Owner | Feb 04, 2019 | Buy | $9.87 | 21,661 | 213,779 | 13,513,709 | Feb 04, 2019, 05:30 PM |
| BARINGS LLC | 10% Owner | Feb 01, 2019 | Buy | $9.87 | 29,774 | 293,801 | 13,492,048 | Feb 01, 2019, 05:12 PM |
| BARINGS LLC | 10% Owner | Jan 31, 2019 | Buy | $9.88 | 23,505 | 232,288 | 13,462,274 | Feb 01, 2019, 12:58 PM |
| BARINGS LLC | 10% Owner | Jan 30, 2019 | Buy | $9.86 | 41,300 | 407,404 | 13,438,769 | Feb 01, 2019, 12:58 PM |
| BARINGS LLC | 10% Owner | Jan 29, 2019 | Buy | $9.80 | 41,300 | 404,562 | 13,397,469 | Jan 29, 2019, 04:58 PM |
| BARINGS LLC | 10% Owner | Jan 28, 2019 | Buy | $9.73 | 25,000 | 243,348 | 13,356,169 | Jan 28, 2019, 04:58 PM |
| BARINGS LLC | 10% Owner | Jan 25, 2019 | Buy | $9.74 | 34,600 | 336,997 | 13,331,169 | Jan 25, 2019, 04:25 PM |
| BARINGS LLC | 10% Owner | Jan 24, 2019 | Buy | $9.73 | 14,700 | 143,049 | 13,296,569 | Jan 25, 2019, 10:11 AM |
| BARINGS LLC | 10% Owner | Jan 23, 2019 | Buy | $9.60 | 30,000 | 288,027 | 13,281,869 | Jan 23, 2019, 04:43 PM |
| BARINGS LLC | 10% Owner | Jan 22, 2019 | Buy | $9.60 | 47,400 | 455,097 | 13,251,869 | Jan 22, 2019, 04:34 PM |
| BARINGS LLC | 10% Owner | Jan 18, 2019 | Buy | $9.61 | 48,200 | 463,404 | 13,204,469 | Jan 22, 2019, 02:53 PM |
| BARINGS LLC | 10% Owner | Jan 17, 2019 | Buy | $9.68 | 55,600 | 538,308 | 13,156,269 | Jan 18, 2019, 10:23 AM |
| BARINGS LLC | 10% Owner | Jan 16, 2019 | Buy | $9.69 | 24,800 | 240,381 | 13,100,669 | Jan 17, 2019, 09:31 AM |
| BARINGS LLC | 10% Owner | Jan 15, 2019 | Buy | $9.65 | 12,700 | 122,587 | 13,075,869 | Jan 16, 2019, 09:49 AM |
| BARINGS LLC | 10% Owner | Jan 14, 2019 | Buy | $9.70 | 52,350 | 508,057 | 13,063,169 | Jan 15, 2019, 10:57 AM |
| BARINGS LLC | 10% Owner | Jan 11, 2019 | Buy | $9.70 | 24,326 | 235,899 | 13,010,819 | Jan 11, 2019, 04:43 PM |
| BARINGS LLC | 10% Owner | Jan 10, 2019 | Buy | $9.65 | 42,900 | 414,169 | 12,986,493 | Jan 11, 2019, 09:42 AM |
| BARINGS LLC | 10% Owner | Jan 09, 2019 | Buy | $9.61 | 50,990 | 489,978 | 12,943,593 | Jan 09, 2019, 04:54 PM |
| BARINGS LLC | 10% Owner | Jan 08, 2019 | Buy | $9.73 | 53,800 | 523,463 | 12,892,603 | Jan 09, 2019, 04:30 PM |
| BARINGS LLC | 10% Owner | Jan 09, 2019 | Buy | $9.73 | 53,800 | 523,463 | 12,892,603 | Jan 09, 2019, 09:14 AM |
| BARINGS LLC | 10% Owner | Jan 07, 2019 | Buy | $9.77 | 73,000 | 713,159 | 12,838,803 | Jan 07, 2019, 04:41 PM |
| BARINGS LLC | 10% Owner | Jan 04, 2019 | Buy | $9.47 | 73,400 | 694,944 | 12,765,803 | Jan 04, 2019, 04:20 PM |
| BARINGS LLC | 10% Owner | Jan 03, 2019 | Buy | $9.32 | 43,315 | 403,627 | 12,692,403 | Jan 03, 2019, 05:52 PM |
| BARINGS LLC | 10% Owner | Jan 02, 2019 | Buy | $9.21 | 48,461 | 446,205 | 12,649,088 | Jan 02, 2019, 05:18 PM |
| BARINGS LLC | 10% Owner | Dec 31, 2018 | Buy | $9.03 | 73,400 | 663,154 | 12,600,627 | Dec 31, 2018, 04:16 PM |
| BARINGS LLC | 10% Owner | Dec 28, 2018 | Buy | $9.09 | 78,100 | 709,718 | 12,527,227 | Dec 28, 2018, 05:51 PM |
| Okel Thomas | Director | Dec 20, 2018 | Buy | $9.00 | 5,500 | 49,500 | 5,500 | Dec 28, 2018, 05:44 PM |
| BARINGS LLC | 10% Owner | Dec 27, 2018 | Buy | $8.92 | 78,100 | 697,019 | 12,449,127 | Dec 27, 2018, 04:33 PM |
| BARINGS LLC | 10% Owner | Dec 26, 2018 | Buy | $8.96 | 63,700 | 570,739 | 12,371,027 | Dec 27, 2018, 10:49 AM |
| BARINGS LLC | 10% Owner | Dec 24, 2018 | Buy | $8.85 | 48,600 | 430,207 | 12,307,327 | Dec 27, 2018, 10:43 AM |
| BARINGS LLC | 10% Owner | Dec 21, 2018 | Buy | $8.94 | 68,600 | 612,962 | 12,258,727 | Dec 21, 2018, 04:32 PM |
| BARINGS LLC | 10% Owner | Dec 20, 2018 | Buy | $9.01 | 68,600 | 617,880 | 12,190,127 | Dec 21, 2018, 09:19 AM |
| Knox C. Robert Jr. | Principal Accounting Officer | Dec 20, 2018 | Buy | $8.84 | 7,000 | 61,870 | 85,282 | Dec 20, 2018, 02:37 PM |
| Bock Jonathan | Chief Financial Officer | Dec 19, 2018 | Buy | $9.16 | 16,200 | 148,392 | 16,200 | Dec 20, 2018, 09:11 AM |
| BARINGS LLC | 10% Owner | Dec 19, 2018 | Buy | $9.16 | 68,600 | 628,479 | 12,121,527 | Dec 19, 2018, 04:38 PM |
| BARINGS LLC | 10% Owner | Dec 18, 2018 | Buy | $9.32 | 68,600 | 639,537 | 12,052,927 | Dec 18, 2018, 05:03 PM |
| BARINGS LLC | 10% Owner | Dec 17, 2018 | Buy | $9.47 | 68,600 | 649,560 | 11,984,327 | Dec 17, 2018, 04:57 PM |
| BARINGS LLC | 10% Owner | Dec 14, 2018 | Buy | $9.62 | 69,400 | 667,656 | 11,915,727 | Dec 17, 2018, 10:09 AM |
| BARINGS LLC | 10% Owner | Dec 13, 2018 | Buy | $9.74 | 69,400 | 676,005 | 11,846,327 | Dec 13, 2018, 06:08 PM |
| BARINGS LLC | 10% Owner | Dec 12, 2018 | Buy | $9.90 | 52,395 | 518,501 | 11,776,927 | Dec 12, 2018, 04:32 PM |
| Finke Thomas F | Director | Dec 10, 2018 | Buy | $9.92 | 2,000 | 19,838 | 2,000 | Dec 11, 2018, 05:28 PM |
| BARINGS LLC | 10% Owner | Dec 11, 2018 | Buy | $9.91 | 69,400 | 687,608 | 11,724,532 | Dec 11, 2018, 04:52 PM |
| BARINGS LLC | 10% Owner | Dec 10, 2018 | Buy | $9.91 | 57,905 | 573,729 | 11,655,132 | Dec 10, 2018, 06:21 PM |
| BARINGS LLC | 10% Owner | Dec 07, 2018 | Buy | $9.98 | 53,400 | 532,943 | 11,597,227 | Dec 10, 2018, 09:43 AM |
| BARINGS LLC | 10% Owner | Dec 06, 2018 | Buy | $9.93 | 63,209 | 627,387 | 11,543,827 | Dec 07, 2018, 10:09 AM |
| BARINGS LLC | 10% Owner | Dec 04, 2018 | Buy | $10.01 | 73,400 | 734,462 | 11,480,618 | Dec 04, 2018, 06:04 PM |
| BARINGS LLC | 10% Owner | Dec 03, 2018 | Buy | $10.03 | 45,534 | 456,865 | 11,407,218 | Dec 04, 2018, 04:29 PM |
| BARINGS LLC | 10% Owner | Nov 30, 2018 | Buy | $10.03 | 72,700 | 729,159 | 11,361,684 | Dec 03, 2018, 10:28 AM |
| BARINGS LLC | 10% Owner | Nov 29, 2018 | Buy | $10.05 | 72,700 | 730,562 | 11,288,984 | Dec 03, 2018, 10:13 AM |
| BARINGS LLC | 10% Owner | Nov 28, 2018 | Buy | $9.99 | 72,700 | 726,397 | 11,216,284 | Nov 28, 2018, 05:19 PM |
| BARINGS LLC | 10% Owner | Nov 27, 2018 | Buy | $9.93 | 48,012 | 476,596 | 11,143,584 | Nov 28, 2018, 08:28 AM |
| BARINGS LLC | 10% Owner | Nov 26, 2018 | Buy | $9.94 | 72,700 | 722,623 | 11,095,572 | Nov 27, 2018, 11:03 AM |
| BARINGS LLC | 10% Owner | Nov 23, 2018 | Buy | $9.96 | 12,000 | 119,554 | 11,022,872 | Nov 23, 2018, 08:15 PM |
| BARINGS LLC | 10% Owner | Nov 21, 2018 | Buy | $9.91 | 69,000 | 683,969 | 11,010,872 | Nov 21, 2018, 04:29 PM |
| Craddock Geoff | Adviser Board Member | Nov 20, 2018 | Buy | $10.03 | 5,000 | 50,150 | 5,000 | Nov 21, 2018, 04:17 PM |
| BARINGS LLC | 10% Owner | Nov 20, 2018 | Buy | $10.01 | 69,000 | 691,000 | 10,941,872 | Nov 21, 2018, 09:04 AM |
| BARINGS LLC | 10% Owner | Nov 19, 2018 | Buy | $10.08 | 69,000 | 695,534 | 10,872,872 | Nov 20, 2018, 10:18 AM |
| BARINGS LLC | 10% Owner | Nov 16, 2018 | Buy | $10.04 | 65,600 | 658,670 | 10,803,872 | Nov 16, 2018, 05:36 PM |
| BARINGS LLC | 10% Owner | Nov 15, 2018 | Buy | $10.06 | 65,600 | 659,752 | 10,738,272 | Nov 15, 2018, 05:24 PM |
| Knox C. Robert Jr. | Principal Accounting Officer | Nov 14, 2018 | Buy | $10.15 | 10,000 | 101,468 | 78,282 | Nov 15, 2018, 02:14 PM |
| BARINGS LLC | 10% Owner | Nov 14, 2018 | Option Exercise | $10.12 | 45,650 | 461,878 | 10,672,672 | Nov 14, 2018, 06:22 PM |
| BARINGS LLC | 10% Owner | Nov 13, 2018 | Buy | $10.13 | 49,600 | 502,508 | 10,627,022 | Nov 13, 2018, 05:41 PM |
| BARINGS LLC | 10% Owner | Nov 12, 2018 | Buy | $10.22 | 45,180 | 461,622 | 10,577,422 | Nov 13, 2018, 09:35 AM |
| BARINGS LLC | 10% Owner | Nov 09, 2018 | Buy | $10.10 | 33,400 | 337,340 | 10,532,242 | Nov 13, 2018, 09:27 AM |
| BARINGS LLC | 10% Owner | Nov 08, 2018 | Buy | $10.11 | 41,700 | 421,566 | 10,498,842 | Nov 08, 2018, 04:34 PM |
| BARINGS LLC | 10% Owner | Nov 07, 2018 | Buy | $10.11 | 41,600 | 420,380 | 10,457,142 | Nov 08, 2018, 04:05 PM |
| BARINGS LLC | 10% Owner | Oct 01, 2018 | Buy | $10.07 | 104,662 | 1,054,176 | 8,962,243 | Nov 08, 2018, 03:54 PM |
| BARINGS LLC | 10% Owner | Nov 06, 2018 | Buy | $10.08 | 45,400 | 457,410 | 10,390,080 | Nov 06, 2018, 06:12 PM |
| BARINGS LLC | 10% Owner | Nov 05, 2018 | Buy | $10.01 | 25,500 | 255,342 | 10,344,680 | Nov 06, 2018, 09:30 AM |
| BARINGS LLC | 10% Owner | Nov 02, 2018 | Buy | $10.05 | 48,200 | 484,193 | 10,319,180 | Nov 02, 2018, 04:48 PM |
| BARINGS LLC | 10% Owner | Nov 01, 2018 | Buy | $10.12 | 48,100 | 486,936 | 10,270,980 | Nov 01, 2018, 07:26 PM |
| BARINGS LLC | 10% Owner | Oct 31, 2018 | Buy | $10.08 | 49,200 | 496,059 | 10,222,880 | Oct 31, 2018, 04:33 PM |
| BARINGS LLC | 10% Owner | Oct 30, 2018 | Buy | $10.00 | 44,200 | 442,027 | 10,173,680 | Oct 30, 2018, 06:00 PM |
| BARINGS LLC | 10% Owner | Oct 29, 2018 | Buy | $10.01 | 49,200 | 492,335 | 10,129,480 | Oct 29, 2018, 04:25 PM |
| BARINGS LLC | 10% Owner | Oct 26, 2018 | Buy | $10.00 | 49,969 | 499,510 | 10,080,280 | Oct 26, 2018, 05:49 PM |
| BARINGS LLC | 10% Owner | Oct 25, 2018 | Buy | $10.04 | 55,400 | 556,321 | 10,030,311 | Oct 25, 2018, 04:34 PM |
| BARINGS LLC | 10% Owner | Oct 24, 2018 | Buy | $10.03 | 47,528 | 476,625 | 9,974,911 | Oct 24, 2018, 04:40 PM |
| BARINGS LLC | 10% Owner | Oct 23, 2018 | Buy | $10.04 | 35,000 | 351,386 | 9,927,383 | Oct 24, 2018, 10:41 AM |
| BARINGS LLC | 10% Owner | Oct 22, 2018 | Buy | $10.06 | 41,110 | 413,690 | 9,892,383 | Oct 22, 2018, 04:29 PM |
| BARINGS LLC | 10% Owner | Oct 19, 2018 | Buy | $10.78 | 49,700 | 535,965 | 9,851,273 | Oct 22, 2018, 10:38 AM |
| BARINGS LLC | 10% Owner | Oct 18, 2018 | Buy | $15.06 | 56,042 | 843,976 | 9,801,573 | Oct 19, 2018, 08:27 AM |
| BARINGS LLC | 10% Owner | Oct 17, 2018 | Buy | $10.10 | 49,023 | 495,108 | 9,745,531 | Oct 17, 2018, 07:33 PM |
| BARINGS LLC | 10% Owner | Oct 16, 2018 | Buy | $10.13 | 38,200 | 387,023 | 9,696,508 | Oct 16, 2018, 08:00 PM |
| BARINGS LLC | 10% Owner | Oct 15, 2018 | Buy | $10.13 | 66,700 | 675,524 | 9,658,308 | Oct 15, 2018, 07:44 PM |
| BARINGS LLC | 10% Owner | Oct 12, 2018 | Buy | $10.09 | 71,700 | 723,410 | 9,591,608 | Oct 12, 2018, 04:24 PM |
| BARINGS LLC | 10% Owner | Oct 11, 2018 | Buy | $10.03 | 71,700 | 719,474 | 9,519,908 | Oct 11, 2018, 04:37 PM |
| BARINGS LLC | 10% Owner | Oct 10, 2018 | Buy | $10.12 | 71,700 | 725,332 | 9,448,208 | Oct 10, 2018, 04:50 PM |
| BARINGS LLC | 10% Owner | Oct 09, 2018 | Buy | $10.18 | 61,027 | 621,102 | 9,376,508 | Oct 09, 2018, 07:08 PM |
| BARINGS LLC | 10% Owner | Oct 08, 2018 | Buy | $10.17 | 61,900 | 629,764 | 9,315,481 | Oct 09, 2018, 11:36 AM |
| BARINGS LLC | 10% Owner | Oct 05, 2018 | Buy | $10.18 | 79,200 | 805,868 | 9,253,581 | Oct 05, 2018, 05:34 PM |
| BARINGS LLC | 10% Owner | Oct 03, 2018 | Buy | $10.20 | 79,200 | 807,848 | 9,095,181 | Oct 05, 2018, 11:13 AM |
| BARINGS LLC | 10% Owner | Oct 04, 2018 | Buy | $10.18 | 79,200 | 806,501 | 9,174,381 | Oct 05, 2018, 11:06 AM |
| Thompson Paul John | Officer of the Adviser | Oct 04, 2018 | Buy | $10.20 | 12,000 | 122,343 | 12,000 | Oct 05, 2018, 10:53 AM |
| Lloyd Eric J | Chief Executive Officer | Oct 02, 2018 | Buy | $10.07 | 14,500 | 146,058 | 14,500 | Oct 03, 2018, 09:35 AM |
| BARINGS LLC | 10% Owner | Oct 02, 2018 | Buy | $10.08 | 79,200 | 798,471 | 9,015,981 | Oct 02, 2018, 04:53 PM |
| BARINGS LLC | 10% Owner | Oct 01, 2018 | Buy | $10.08 | 79,200 | 798,281 | 8,936,781 | Oct 01, 2018, 05:44 PM |
| Cary Christopher | Treasurer | Sep 28, 2018 | Buy | $10.01 | 6,000 | 60,071 | 6,000 | Oct 01, 2018, 05:37 PM |
| BARINGS LLC | 10% Owner | Sep 28, 2018 | Buy | $10.02 | 75,079 | 751,999 | 8,857,581 | Sep 28, 2018, 05:10 PM |
| Freno Michael | Director | Sep 28, 2018 | Buy | $10.01 | 10,000 | 100,127 | 10,000 | Sep 28, 2018, 04:40 PM |
| BARINGS LLC | 10% Owner | Sep 24, 2018 | Buy | $10.10 | 20,085 | 202,871 | 8,550,002 | Sep 28, 2018, 03:14 PM |
| BARINGS LLC | 10% Owner | Sep 27, 2018 | Buy | $10.02 | 77,500 | 776,728 | 8,782,502 | Sep 28, 2018, 03:14 PM |
| BARINGS LLC | 10% Owner | Sep 26, 2018 | Buy | $10.05 | 77,500 | 779,108 | 8,705,002 | Sep 28, 2018, 03:14 PM |
| BARINGS LLC | 10% Owner | Sep 25, 2018 | Buy | $10.10 | 77,500 | 783,006 | 8,627,502 | Sep 28, 2018, 03:14 PM |
| Switzer John | Director | Sep 27, 2018 | Buy | $10.02 | 2,000 | 20,040 | 2,000 | Sep 28, 2018, 09:50 AM |
| Knox C. Robert Jr. | Principal Accounting Officer | Jul 31, 2018 | Option Exercise | $12.00 | 24,666 | 295,992 | 68,275 | Aug 02, 2018, 04:40 PM |
| Vaughn Douglas A. | Chief Administrative Officer | Jul 31, 2018 | Option Exercise | $12.00 | 43,039 | 516,468 | 144,830 | Aug 02, 2018, 04:39 PM |
| Nordan Cary B. | Chief Origination Officer | Jul 31, 2018 | Option Exercise | $12.00 | 46,186 | 554,232 | 167,689 | Aug 02, 2018, 04:39 PM |
| Dombcik Jeffrey A. | Chief Credit Officer | Jul 31, 2018 | Option Exercise | $12.00 | 43,713 | 524,556 | 146,713 | Aug 02, 2018, 04:38 PM |
| LILLY STEVEN C | CFO and Secretary | Jul 31, 2018 | Option Exercise | $12.00 | 51,804 | 621,648 | 256,818 | Aug 02, 2018, 04:37 PM |
| Poole E. Ashton | President and CEO | Jul 31, 2018 | Option Exercise | $12.00 | 65,549 | 786,588 | 181,534 | Aug 02, 2018, 04:37 PM |
| Dunwoody W McComb | Director | May 02, 2018 | Option Exercise | $11.49 | 4,351 | 49,993 | 113,323 | May 07, 2018, 08:12 PM |
| Goldstein Benjamin S | Director | May 02, 2018 | Option Exercise | $11.49 | 4,351 | 49,993 | 65,873 | May 07, 2018, 08:11 PM |
| GAMBILL MARK M | Director | May 02, 2018 | Option Exercise | $11.49 | 4,351 | 49,993 | 34,301 | May 07, 2018, 08:10 PM |
| RICH SIMON B. JR. | Director | May 02, 2018 | Option Exercise | $11.49 | 4,351 | 49,993 | 95,276 | May 07, 2018, 07:49 PM |
| Mulhern Mark F | Director | May 02, 2018 | Option Exercise | $11.49 | 4,351 | 49,993 | 9,791 | May 07, 2018, 07:48 PM |
| Tucker Garland S III | Director | May 02, 2018 | Option Exercise | $11.49 | 4,351 | 49,993 | 146,031 | May 07, 2018, 07:48 PM |
| Knox C. Robert Jr. | Principal Accounting Officer | Feb 08, 2018 | Option Exercise | $10.68 | 26,000 | 277,680 | 92,941 | Feb 09, 2018, 05:09 PM |
| Vaughn Douglas A. | Chief Administrative Officer | Feb 08, 2018 | Option Exercise | $10.68 | 46,000 | 491,280 | 187,869 | Feb 09, 2018, 05:09 PM |
| Nordan Cary B. | Chief Origination Officer | Feb 08, 2018 | Option Exercise | $10.68 | 46,000 | 491,280 | 213,875 | Feb 09, 2018, 05:08 PM |
| Dombcik Jeffrey A. | Chief Credit Officer | Feb 08, 2018 | Option Exercise | $10.68 | 46,000 | 491,280 | 190,426 | Feb 09, 2018, 05:08 PM |
| LILLY STEVEN C | CFO and Secretary | Feb 08, 2018 | Option Exercise | $10.68 | 53,000 | 566,040 | 308,622 | Feb 09, 2018, 05:07 PM |
| Poole E. Ashton | President and CEO | Feb 08, 2018 | Option Exercise | $10.68 | 63,000 | 672,840 | 247,083 | Feb 09, 2018, 05:06 PM |
| Vaughn Douglas A. | Chief Administrative Officer | Feb 05, 2018 | Option Exercise | $10.25 | 14,369 | 147,282 | 141,869 | Feb 06, 2018, 05:12 PM |
| Nordan Cary B. | Chief Origination Officer | Feb 05, 2018 | Option Exercise | $10.25 | 16,107 | 165,097 | 167,875 | Feb 06, 2018, 05:11 PM |
| Knox C. Robert Jr. | Principal Accounting Officer | Feb 05, 2018 | Option Exercise | $10.25 | 8,301 | 85,085 | 66,941 | Feb 06, 2018, 05:10 PM |
| Dombcik Jeffrey A. | Chief Credit Officer | Feb 05, 2018 | Option Exercise | $10.25 | 14,706 | 150,737 | 144,426 | Feb 06, 2018, 05:09 PM |
| LILLY STEVEN C | CFO and Secretary | Feb 05, 2018 | Option Exercise | $10.25 | 17,836 | 182,819 | 255,622 | Feb 06, 2018, 04:56 PM |
| Poole E. Ashton | President and CEO | Feb 05, 2018 | Option Exercise | $10.25 | 18,689 | 191,562 | 184,083 | Feb 06, 2018, 04:55 PM |
| Poole E. Ashton | President and CEO | Aug 29, 2017 | Option Exercise | $13.77 | 4,842 | 66,674 | 201,890 | Aug 31, 2017, 04:02 PM |
| Knox C. Robert Jr. | Principal Accounting Officer | Jun 23, 2017 | Sale | $17.72 | 3,000 | 53,169 | 75,716 | Jun 26, 2017, 04:01 PM |
| Dunwoody W McComb | Director | Apr 03, 2017 | Sale | $18.86 | 49,286 | 929,495 | 106,278 | Apr 04, 2017, 04:05 PM |
| Knox C. Robert Jr. | Principal Accounting Officer | Feb 06, 2017 | Option Exercise | $19.67 | 7,625 | 149,984 | 78,716 | Feb 07, 2017, 04:13 PM |
| Vaughn Douglas A. | Chief Administrative Officer | Feb 06, 2017 | Option Exercise | $19.67 | 13,798 | 271,407 | 156,238 | Feb 07, 2017, 04:12 PM |
| Nordan Cary B. | Chief Origination Officer | Feb 06, 2017 | Option Exercise | $19.67 | 15,281 | 300,577 | 183,982 | Feb 07, 2017, 04:11 PM |
| Dombcik Jeffrey A. | Chief Credit Officer | Feb 06, 2017 | Option Exercise | $19.67 | 14,154 | 278,409 | 159,132 | Feb 07, 2017, 04:10 PM |
| LILLY STEVEN C | CFO and Secretary | Feb 06, 2017 | Option Exercise | $19.67 | 17,351 | 341,294 | 275,283 | Feb 07, 2017, 04:09 PM |
| Poole E. Ashton | President and CEO | Feb 06, 2017 | Option Exercise | $19.67 | 13,202 | 259,683 | 206,732 | Feb 07, 2017, 04:07 PM |
| Knox C. Robert Jr. | Principal Accounting Officer | Feb 01, 2017 | Option Exercise | $19.25 | 21,500 | 413,875 | 86,341 | Feb 03, 2017, 04:10 PM |
| Vaughn Douglas A. | Chief Administrative Officer | Feb 01, 2017 | Option Exercise | $19.25 | 39,000 | 750,750 | 170,036 | Feb 03, 2017, 04:09 PM |
| Nordan Cary B. | Chief Origination Officer | Feb 01, 2017 | Option Exercise | $19.25 | 42,000 | 808,500 | 199,263 | Feb 03, 2017, 04:08 PM |
| Dombcik Jeffrey A. | Chief Credit Officer | Feb 01, 2017 | Option Exercise | $19.25 | 39,000 | 750,750 | 173,286 | Feb 03, 2017, 04:07 PM |
| LILLY STEVEN C | CFO and Secretary | Feb 01, 2017 | Option Exercise | $19.25 | 45,000 | 866,250 | 292,634 | Feb 03, 2017, 04:06 PM |
| Poole E. Ashton | President and CEO | Feb 01, 2017 | Option Exercise | $19.25 | 53,500 | 1,029,875 | 219,934 | Feb 03, 2017, 04:05 PM |
| Knox C. Robert Jr. | Principal Accounting Officer | Dec 20, 2016 | Sale | $18.50 | 400 | 7,400 | 66,423 | Dec 21, 2016, 05:02 PM |
| Poole E. Ashton | President and CEO | Aug 29, 2016 | Option Exercise | $20.09 | 4,868 | 97,798 | 165,215 | Aug 30, 2016, 04:11 PM |
| Goldstein Benjamin S | Director | May 13, 2016 | Buy | $18.35 | 3,000 | 55,050 | 44,972 | May 16, 2016, 07:53 AM |
| RICH SIMON B. JR. | Director | May 09, 2016 | Buy | $17.30 | 5,000 | 86,500 | 84,407 | May 10, 2016, 06:33 PM |
| SMITH SHERWOOD HUBBARD JR. | Director | May 09, 2016 | Buy | $17.12 | 4,000 | 68,480 | 80,431 | May 10, 2016, 04:17 PM |
| Poole E. Ashton | President and CEO | May 09, 2016 | Buy | $17.45 | 1,150 | 20,068 | 1,666 | May 09, 2016, 08:16 PM |
| Poole E. Ashton | President and CEO | May 09, 2016 | Buy | $17.41 | 1,150 | 20,021 | 1,666 | May 09, 2016, 08:16 PM |
| Poole E. Ashton | President and CEO | May 09, 2016 | Buy | $17.81 | 26,300 | 468,355 | 170,083 | May 09, 2016, 08:16 PM |
| LILLY STEVEN C | CFO and Secretary | May 09, 2016 | Buy | $17.64 | 6,000 | 105,860 | 249,620 | May 09, 2016, 08:13 PM |
| Burgess Brent P W | Chief Investment Officer | May 09, 2016 | Buy | $17.25 | 6,000 | 103,500 | 235,521 | May 09, 2016, 08:12 PM |
| Knox C. Robert Jr. | Principal Accounting Officer | Mar 22, 2016 | Sale | $19.91 | 3,000 | 59,739 | 66,823 | Mar 23, 2016, 04:12 PM |
| Burgess Brent P W | Chief Investment Officer | Feb 03, 2016 | Option Exercise | $17.53 | 37,000 | 648,610 | 248,088 | Feb 05, 2016, 05:18 PM |
| Burgess Brent P W | Chief Investment Officer | Feb 04, 2016 | Option Exercise | $18.11 | 18,567 | 336,248 | 229,521 | Feb 05, 2016, 05:18 PM |
| Tucker Garland S III | Director | Feb 03, 2016 | Option Exercise | $17.53 | 47,000 | 823,910 | 295,606 | Feb 05, 2016, 05:17 PM |
| Tucker Garland S III | Director | Feb 04, 2016 | Option Exercise | $18.11 | 81,126 | 1,469,192 | 214,480 | Feb 05, 2016, 05:17 PM |
| Poole E. Ashton | President and CEO | Feb 03, 2016 | Option Exercise | $17.53 | 42,500 | 745,025 | 150,577 | Feb 05, 2016, 05:16 PM |
| Poole E. Ashton | President and CEO | Feb 04, 2016 | Option Exercise | $18.11 | 8,198 | 148,466 | 143,783 | Feb 05, 2016, 05:16 PM |
| LILLY STEVEN C | CFO and Secretary | Feb 03, 2016 | Option Exercise | $17.53 | 37,000 | 648,610 | 259,182 | Feb 05, 2016, 05:15 PM |
| LILLY STEVEN C | CFO and Secretary | Feb 04, 2016 | Option Exercise | $18.11 | 16,598 | 300,590 | 243,620 | Feb 05, 2016, 05:15 PM |
| Knox C. Robert Jr. | Principal Accounting Officer | Feb 03, 2016 | Option Exercise | $17.53 | 17,000 | 298,010 | 77,003 | Feb 05, 2016, 05:14 PM |
| Knox C. Robert Jr. | Principal Accounting Officer | Feb 04, 2016 | Option Exercise | $18.11 | 7,199 | 130,374 | 69,823 | Feb 05, 2016, 05:14 PM |
| RICH SIMON B. JR. | Director | Sep 30, 2015 | Buy | $16.17 | 15,000 | 242,505 | 79,114 | Oct 01, 2015, 04:10 PM |
| RICH SIMON B. JR. | Director | Sep 29, 2015 | Buy | $15.57 | 5,000 | 77,850 | 64,114 | Sep 29, 2015, 07:25 PM |
| SMITH SHERWOOD HUBBARD JR. | Director | Sep 29, 2015 | Buy | $16.04 | 6,000 | 96,240 | 73,614 | Sep 29, 2015, 04:12 PM |
| Tucker Garland S III | Chairman and CEO | Sep 29, 2015 | Buy | $16.11 | 1,500 | 24,165 | 262,556 | Sep 29, 2015, 04:12 PM |
| RICH SIMON B. JR. | Director | Sep 17, 2015 | Buy | $18.40 | 500 | 9,200 | 59,114 | Sep 21, 2015, 04:07 PM |
| Tucker Garland S III | Chairman and CEO | Sep 11, 2015 | Buy | $18.29 | 2,000 | 36,580 | 261,056 | Sep 14, 2015, 04:34 PM |
| RICH SIMON B. JR. | Director | Sep 09, 2015 | Buy | $18.69 | 10,000 | 186,900 | 58,614 | Sep 10, 2015, 04:22 PM |
| RICH SIMON B. JR. | Director | Sep 09, 2015 | Buy | $18.69 | 340 | 6,355 | 5,590 | Sep 10, 2015, 04:22 PM |
| Poole E. Ashton | President and COO | Aug 31, 2015 | Option Exercise | $20.00 | 4,868 | 97,360 | 108,077 | Sep 01, 2015, 04:19 PM |
| Burgess Brent P W | Chief Investment Officer | Jun 12, 2015 | Sale | $23.53 | 7,500 | 176,450 | 221,588 | Jun 12, 2015, 05:13 PM |
| Tucker Garland S III | Chairman and CEO | Feb 04, 2015 | Option Exercise | $21.78 | 52,000 | 1,132,560 | 259,056 | Feb 06, 2015, 04:15 PM |
| Tucker Garland S III | Chairman and CEO | Feb 04, 2015 | Option Exercise | $21.78 | 20,815 | 453,351 | 207,056 | Feb 06, 2015, 04:15 PM |
| Poole E. Ashton | President and COO | Feb 04, 2015 | Option Exercise | $21.78 | 45,000 | 980,100 | 112,945 | Feb 06, 2015, 04:13 PM |
| Poole E. Ashton | President and COO | Feb 04, 2015 | Option Exercise | $21.78 | 2,820 | 61,420 | 67,443 | Feb 06, 2015, 04:13 PM |
| LILLY STEVEN C | CFO and Secretary | Feb 04, 2015 | Option Exercise | $21.78 | 40,000 | 871,200 | 224,262 | Feb 06, 2015, 04:10 PM |
| LILLY STEVEN C | CFO and Secretary | Feb 04, 2015 | Option Exercise | $21.78 | 14,525 | 316,355 | 183,404 | Feb 06, 2015, 04:10 PM |
| Knox C. Robert Jr. | Principal Accounting Officer | Feb 04, 2015 | Option Exercise | $21.78 | 17,000 | 370,260 | 60,248 | Feb 06, 2015, 04:08 PM |
| Knox C. Robert Jr. | Principal Accounting Officer | Feb 04, 2015 | Option Exercise | $21.78 | 6,395 | 139,283 | 43,231 | Feb 06, 2015, 04:08 PM |
| Burgess Brent P W | Chief Investment Officer | Feb 04, 2015 | Option Exercise | $21.78 | 38,000 | 827,640 | 229,088 | Feb 06, 2015, 04:07 PM |
| Burgess Brent P W | Chief Investment Officer | Feb 04, 2015 | Option Exercise | $21.78 | 17,397 | 378,907 | 191,088 | Feb 06, 2015, 04:07 PM |
| SMITH SHERWOOD HUBBARD JR. | Director | Dec 04, 2014 | Buy | $21.56 | 5,000 | 107,800 | 61,422 | Dec 04, 2014, 04:15 PM |
| Tucker Garland S III | Chairman and CEO | Nov 12, 2014 | Buy | $22.49 | 100 | 2,249 | 36,087 | Nov 12, 2014, 05:58 PM |
| Tucker Garland S III | Chairman and CEO | Nov 12, 2014 | Buy | $22.53 | 1,000 | 22,530 | 232,771 | Nov 12, 2014, 05:58 PM |
| Poole E. Ashton | President and COO | Aug 29, 2014 | Option Exercise | $27.48 | 4,873 | 133,910 | 70,263 | Sep 02, 2014, 04:44 PM |
| Tucker Garland S III | Chairman and CEO | Feb 05, 2014 | Option Exercise | $26.09 | 47,000 | 1,226,230 | 231,771 | Feb 06, 2014, 05:00 PM |
| Tucker Garland S III | Chairman and CEO | Feb 04, 2014 | Option Exercise | $26.35 | 18,852 | 496,750 | 184,630 | Feb 06, 2014, 05:00 PM |
| Poole E. Ashton | President and COO | Feb 05, 2014 | Option Exercise | $26.09 | 22,000 | 573,980 | 75,136 | Feb 06, 2014, 04:58 PM |
| LILLY STEVEN C | CFO and Secretary | Feb 05, 2014 | Option Exercise | $26.09 | 33,000 | 860,970 | 199,639 | Feb 06, 2014, 04:58 PM |
| LILLY STEVEN C | CFO and Secretary | Feb 04, 2014 | Option Exercise | $26.35 | 13,035 | 343,472 | 166,053 | Feb 06, 2014, 04:58 PM |
| Knox C. Robert Jr. | Principal Accounting Officer | Feb 05, 2014 | Option Exercise | $26.09 | 14,000 | 365,260 | 50,186 | Feb 06, 2014, 04:57 PM |
| Knox C. Robert Jr. | Principal Accounting Officer | Feb 04, 2013 | Option Exercise | $26.35 | 5,798 | 152,777 | 36,174 | Feb 06, 2014, 04:57 PM |
| Burgess Brent P W | Chief Investment Officer | Feb 05, 2014 | Option Exercise | $26.09 | 35,000 | 913,150 | 217,486 | Feb 06, 2014, 04:48 PM |
| Burgess Brent P W | Chief Investment Officer | Feb 04, 2014 | Option Exercise | $26.35 | 16,367 | 431,270 | 182,486 | Feb 06, 2014, 04:48 PM |
| Burgess Brent P W | Chief Investment Officer | Sep 23, 2013 | Sale | $29.15 | 5,695 | 166,009 | 203,603 | Sep 23, 2013, 04:07 PM |
| Burgess Brent P W | Chief Investment Officer | Sep 20, 2013 | Sale | $29.26 | 15,000 | 438,900 | 209,298 | Sep 23, 2013, 04:07 PM |
| Burgess Brent P W | Chief Investment Officer | Sep 19, 2013 | Sale | $29.04 | 15,000 | 435,600 | 224,298 | Sep 23, 2013, 04:07 PM |
| Knox C Robert JR | Principal Accounting Officer | Aug 28, 2013 | Sale | $29.20 | 5,000 | 146,000 | 42,237 | Aug 30, 2013, 05:50 PM |
| Knox C Robert JR | Principal Accounting Officer | Jun 27, 2013 | Sale | $27.65 | 3,000 | 82,950 | 47,237 | Jun 28, 2013, 04:05 PM |
| Tucker Garland S III | Chairman, President, CEO | May 11, 2012 | Option Exercise | $20.48 | 191 | 3,911 | 184,461 | Feb 08, 2013, 04:07 PM |
| LILLY STEVEN C | CFO, Secretary, Treasurer | Dec 31, 2012 | Option Exercise | $25.49 | 10,051 | 256,200 | 147,511 | Dec 31, 2012, 05:16 PM |
| Knox C Robert JR | Principal Accounting Officer | Dec 31, 2012 | Option Exercise | $25.49 | 4,627 | 117,942 | 36,598 | Dec 31, 2012, 05:15 PM |
| Burgess Brent P W | Chief Investment Officer | Dec 31, 2012 | Option Exercise | $25.49 | 12,563 | 320,231 | 208,665 | Dec 31, 2012, 05:15 PM |
| Tucker Garland S III | Chairman, President, CEO | Dec 31, 2012 | Option Exercise | $25.49 | 14,597 | 372,078 | 189,770 | Dec 31, 2012, 05:14 PM |
| Goldstein Benjamin S | Director | Dec 27, 2012 | Buy | $24.33 | 2,701 | 65,715 | 24,109 | Dec 28, 2012, 04:17 PM |
| Goldstein Benjamin S | Director | Dec 27, 2012 | Sale | $24.21 | 2,701 | 65,391 | 21,408 | Dec 28, 2012, 04:17 PM |
| GAMBILL MARK M | Director | May 11, 2012 | Buy | $20.00 | 5,000 | 100,000 | 10,744 | May 14, 2012, 04:37 PM |
| Tucker Garland S III | Chairman, President, CEO | May 07, 2012 | Option Exercise | $20.14 | 2,341 | 47,148 | 204,367 | May 08, 2012, 05:20 PM |
| LILLY STEVEN C | CFO, Secretary, Treasurer | May 07, 2012 | Option Exercise | $20.14 | 2,120 | 42,697 | 157,562 | May 08, 2012, 05:19 PM |
| Knox C Robert JR | Principal Accounting Officer | May 07, 2012 | Option Exercise | $20.14 | 1,115 | 22,456 | 41,225 | May 08, 2012, 05:19 PM |
| Burgess Brent P W | Chief Investment Officer | May 07, 2012 | Option Exercise | $20.14 | 2,120 | 42,697 | 221,228 | May 08, 2012, 05:18 PM |
| RICH SIMON B | Director | Jun 03, 2011 | Buy | $19.47 | 2,500 | 48,675 | 40,099 | Apr 25, 2012, 04:07 PM |
| Tucker Garland S III | Chairman, President, CEO | Feb 06, 2012 | Option Exercise | $19.13 | 10,024 | 191,759 | 158,528 | Feb 08, 2012, 05:25 PM |
| Tucker Garland S III | Chairman, President, CEO | Sep 16, 2011 | Option Exercise | $16.34 | 600 | 9,805 | 175,752 | Feb 08, 2012, 05:25 PM |
| LILLY STEVEN C | CFO, Secretary, Treasurer | Feb 06, 2012 | Option Exercise | $19.13 | 7,059 | 135,039 | 129,034 | Feb 08, 2012, 05:24 PM |
| Knox C Robert JR | Principal Accounting Officer | Feb 06, 2012 | Option Exercise | $19.13 | 3,438 | 65,769 | 29,169 | Feb 08, 2012, 05:23 PM |
| Burgess Brent P W | Chief Investment Officer | Feb 06, 2012 | Option Exercise | $19.13 | 8,532 | 163,217 | 183,611 | Feb 08, 2012, 05:23 PM |
| Goldstein Benjamin S | Director | Dec 01, 2011 | Buy | $18.36 | 3,330 | 61,139 | 20,506 | Dec 05, 2011, 04:01 PM |
| Goldstein Benjamin S | Director | Dec 01, 2011 | Sale | $17.96 | 3,330 | 59,812 | 17,176 | Dec 05, 2011, 04:01 PM |
| RICH SIMON B | Director | Nov 09, 2011 | Buy | $16.92 | 1,750 | 29,610 | 5,250 | Nov 09, 2011, 05:56 PM |
| RICH SIMON B | Director | Nov 09, 2011 | Buy | $16.90 | 7,500 | 126,750 | 36,433 | Nov 09, 2011, 05:56 PM |
| Knox C Robert JR | Principal Accounting Officer | May 09, 2011 | Option Exercise | $18.80 | 1,375 | 25,850 | 33,385 | May 10, 2011, 06:34 PM |
| LILLY STEVEN C | CFO, Secretary, Treasurer | May 09, 2011 | Option Exercise | $18.80 | 2,993 | 56,268 | 138,093 | May 10, 2011, 06:33 PM |
| Tucker Garland S III | Chairman, President, CEO | May 09, 2011 | Option Exercise | $18.80 | 1,789 | 33,633 | 178,152 | May 10, 2011, 06:27 PM |
| Tucker Garland S III | Chairman, President, CEO | Feb 04, 2011 | Option Exercise | $20.51 | 5,034 | 103,247 | 146,419 | Feb 04, 2011, 08:27 PM |
| LILLY STEVEN C | CFO, Secretary, Treasurer | Feb 04, 2011 | Option Exercise | $20.51 | 3,578 | 73,385 | 117,529 | Feb 04, 2011, 08:26 PM |
| Knox C Robert JR | Principal Accounting Officer | Feb 04, 2011 | Option Exercise | $20.51 | 1,802 | 36,959 | 24,189 | Feb 04, 2011, 08:25 PM |
| Burgess Brent P W | Chief Investment Officer | Feb 04, 2011 | Option Exercise | $20.51 | 4,253 | 87,229 | 170,966 | Feb 04, 2011, 08:24 PM |
| LILLY STEVEN C | CFO, Secretary, Treasurer | Jan 10, 2011 | Sale | $18.97 | 1,850 | 35,094 | 123,997 | Jan 11, 2011, 05:22 PM |
| LILLY STEVEN C | CFO, Secretary, Treasurer | Jan 07, 2011 | Sale | $19.08 | 4,000 | 76,320 | 125,847 | Jan 07, 2011, 05:33 PM |
| LILLY STEVEN C | CFO, Secretary, Treasurer | Jan 06, 2011 | Sale | $19.10 | 4,000 | 76,400 | 129,847 | Jan 07, 2011, 05:33 PM |
| LILLY STEVEN C | CFO, Secretary, Treasurer | Jan 05, 2011 | Sale | $19.17 | 4,000 | 76,680 | 133,847 | Jan 07, 2011, 05:33 PM |
| Tucker Garland S III | Chairman, President, CEO | May 07, 2010 | Option Exercise | $13.62 | 1,790 | 24,380 | 192,853 | Dec 30, 2010, 04:06 PM |
| Tucker Garland S III | Chairman, President, CEO | Dec 29, 2010 | Buy | $19.65 | 100 | 1,965 | 192,953 | Dec 30, 2010, 04:06 PM |
| LILLY STEVEN C | CFO, Secretary, Treasurer | May 07, 2010 | Option Exercise | $13.62 | 1,621 | 22,078 | 137,847 | Dec 30, 2010, 04:06 PM |
| Knox C Robert JR | Principal Accounting Officer | May 07, 2010 | Option Exercise | $13.62 | 852 | 11,604 | 26,152 | Dec 30, 2010, 04:05 PM |
| Burgess Brent P W | Chief Investment Officer | May 07, 2010 | Option Exercise | $13.62 | 1,621 | 22,078 | 182,110 | Dec 30, 2010, 04:05 PM |
Load More Insider Transactions
Buy
Sale
Option Exercise
| Owner | Relationship | Date | Value($) |
| Freno Michael | Officer of Adviser | 05/09/2024 | 267,493 |
| BYERS STEPHEN R | Director | 02/28/2024 | 5,529 |
| BYERS STEPHEN R | Director | 07/18/2023 | 3,210 |
| O'Connor Michael James | Adviser Board Member | 05/16/2023 | 185,732 |
| Freno Michael | Officer of Adviser | 05/09/2023 | 86,239 |
| Merritt Sears | Adviser Board Member | 05/11/2023 | 9,990 |
| CHILLAG JEFFREY | Director of Finance | 05/08/2023 | 25,305 |
| Murray Elizabeth A. | CFO and COO | 05/11/2023 | 18,075 |
| Murray Elizabeth A. | Principal Accounting Officer | 05/11/2023 | 18,075 |
| PERLEY ALBERT | Treasurer | 05/09/2023 | 14,416 |
| Freno Michael | Officer of Adviser | 05/09/2023 | 187,095 |
| CHILLAG JEFFREY | Director of Finance | 05/08/2023 | 25,305 |
| CHILLAG JEFFREY | Director of Finance | 05/08/2023 | 3,612 |
| Craddock Geoff | Adviser Board Member | 04/10/2023 | 76,700 |
| Okel Thomas | Director | 03/09/2023 | 80,494 |
| BYERS STEPHEN R | Director | 01/25/2023 | 3,984 |
| BYERS STEPHEN R | Director | 06/17/2022 | 2,188 |
| BYERS STEPHEN R | Director | 06/03/2022 | 19,194 |
| BYERS STEPHEN R | Director | 05/09/2022 | 164,352 |
| CHILLAG JEFFREY | Director of Finance | 03/15/2022 | 25,386 |
| MIHALICK DAVID | Director | 12/01/2021 | 53,997 |
| McDonnell Thomas | Vice President | 11/29/2021 | 54,249 |
| Okel Thomas | Director | 09/28/2021 | 50,002 |
| CRANDALL ROGER W | Adviser Board Member | 08/10/2021 | 32,850 |
| McDonnell Thomas | Vice President | 06/09/2021 | 31,590 |
| McDonnell Thomas | Vice President | 05/11/2021 | 20,780 |
| McDonnell Thomas | Vice President | 03/30/2021 | 19,900 |
| McDonnell Thomas | Vice President | 03/26/2021 | 9,898 |
| Switzer John | Director | 12/21/2020 | 9,110 |
| MIHALICK DAVID | Director | 12/04/2020 | 64,532 |
| MIHALICK DAVID | Director | 12/07/2020 | 70,510 |
| CRANDALL ROGER W | Adviser Board Member | 05/06/2020 | 18,625 |
| CRANDALL ROGER W | Adviser Board Member | 05/14/2020 | 12,780 |
| CRANDALL ROGER W | Adviser Board Member | 05/13/2020 | 13,200 |
| CRANDALL ROGER W | Adviser Board Member | 05/12/2020 | 13,360 |
| CRANDALL ROGER W | Adviser Board Member | 05/08/2020 | 43,849 |
| CRANDALL ROGER W | Adviser Board Member | 05/06/2020 | 18,625 |
| Craddock Geoff | Adviser Board Member | 05/26/2020 | 72,280 |
| CRANDALL ROGER W | Adviser Board Member | 05/14/2020 | 101,814 |
| Finke Thomas M | Director | 05/05/2020 | 105,038 |
| Dinerman Jill | Associate Director | 05/04/2020 | 3,420 |
| Lloyd Eric J | Trustee & CEO | 03/12/2020 | 110,819 |
| Cary Christopher | Head of Stakeholder Relations | 03/12/2020 | 7,995 |
| Freno Michael | Director | 03/13/2020 | 22,363 |
| Lloyd Eric J | Trustee & CEO | 03/12/2020 | 115,094 |
| Bock Jonathan | Chief Financial Officer | 03/12/2020 | 48,879 |
| Finke Thomas F | Director | 11/20/2019 | 82,400 |
| Switzer John | Director | 08/28/2019 | 29,640 |
| Landsberg Jonathan | Assistant Director of Finance | 03/29/2019 | 30,172 |
| Craddock Geoff | Adviser Board Member | 03/06/2019 | 49,146 |
| BARINGS LLC | 10% Owner | 02/11/2019 | 10 |
| BARINGS LLC | 10% Owner | 02/08/2019 | 294,666 |
| BARINGS LLC | 10% Owner | 02/07/2019 | 295,887 |
| BARINGS LLC | 10% Owner | 02/06/2019 | 287,795 |
| BARINGS LLC | 10% Owner | 02/05/2019 | 351,674 |
| BARINGS LLC | 10% Owner | 02/04/2019 | 213,779 |
| BARINGS LLC | 10% Owner | 02/01/2019 | 293,801 |
| BARINGS LLC | 10% Owner | 01/31/2019 | 232,288 |
| BARINGS LLC | 10% Owner | 01/30/2019 | 407,404 |
| BARINGS LLC | 10% Owner | 01/29/2019 | 404,562 |
| BARINGS LLC | 10% Owner | 01/28/2019 | 243,348 |
| BARINGS LLC | 10% Owner | 01/25/2019 | 336,997 |
| BARINGS LLC | 10% Owner | 01/24/2019 | 143,049 |
| BARINGS LLC | 10% Owner | 01/23/2019 | 288,027 |
| BARINGS LLC | 10% Owner | 01/22/2019 | 455,097 |
| BARINGS LLC | 10% Owner | 01/18/2019 | 463,404 |
| BARINGS LLC | 10% Owner | 01/17/2019 | 538,308 |
| BARINGS LLC | 10% Owner | 01/16/2019 | 240,381 |
| BARINGS LLC | 10% Owner | 01/15/2019 | 122,587 |
| BARINGS LLC | 10% Owner | 01/14/2019 | 508,057 |
| BARINGS LLC | 10% Owner | 01/11/2019 | 235,899 |
| BARINGS LLC | 10% Owner | 01/10/2019 | 414,169 |
| BARINGS LLC | 10% Owner | 01/09/2019 | 489,978 |
| BARINGS LLC | 10% Owner | 01/08/2019 | 523,463 |
| BARINGS LLC | 10% Owner | 01/09/2019 | 523,463 |
| BARINGS LLC | 10% Owner | 01/07/2019 | 713,159 |
| BARINGS LLC | 10% Owner | 01/04/2019 | 694,944 |
| BARINGS LLC | 10% Owner | 01/03/2019 | 403,627 |
| BARINGS LLC | 10% Owner | 01/02/2019 | 446,205 |
| BARINGS LLC | 10% Owner | 12/31/2018 | 663,154 |
| BARINGS LLC | 10% Owner | 12/28/2018 | 709,718 |
| Okel Thomas | Director | 12/20/2018 | 49,500 |
| BARINGS LLC | 10% Owner | 12/27/2018 | 697,019 |
| BARINGS LLC | 10% Owner | 12/26/2018 | 570,739 |
| BARINGS LLC | 10% Owner | 12/24/2018 | 430,207 |
| BARINGS LLC | 10% Owner | 12/21/2018 | 612,962 |
| BARINGS LLC | 10% Owner | 12/20/2018 | 617,880 |
| Knox C. Robert Jr. | Principal Accounting Officer | 12/20/2018 | 61,870 |
| Bock Jonathan | Chief Financial Officer | 12/19/2018 | 148,392 |
| BARINGS LLC | 10% Owner | 12/19/2018 | 628,479 |
| BARINGS LLC | 10% Owner | 12/18/2018 | 639,537 |
| BARINGS LLC | 10% Owner | 12/17/2018 | 649,560 |
| BARINGS LLC | 10% Owner | 12/14/2018 | 667,656 |
| BARINGS LLC | 10% Owner | 12/13/2018 | 676,005 |
| BARINGS LLC | 10% Owner | 12/12/2018 | 518,501 |
| Finke Thomas F | Director | 12/10/2018 | 19,838 |
| BARINGS LLC | 10% Owner | 12/11/2018 | 687,608 |
| BARINGS LLC | 10% Owner | 12/10/2018 | 573,729 |
| BARINGS LLC | 10% Owner | 12/07/2018 | 532,943 |
| BARINGS LLC | 10% Owner | 12/06/2018 | 627,387 |
| BARINGS LLC | 10% Owner | 12/04/2018 | 734,462 |
| BARINGS LLC | 10% Owner | 12/03/2018 | 456,865 |
| BARINGS LLC | 10% Owner | 11/30/2018 | 729,159 |
| BARINGS LLC | 10% Owner | 11/29/2018 | 730,562 |
| BARINGS LLC | 10% Owner | 11/28/2018 | 726,397 |
| BARINGS LLC | 10% Owner | 11/27/2018 | 476,596 |
| BARINGS LLC | 10% Owner | 11/26/2018 | 722,623 |
| BARINGS LLC | 10% Owner | 11/23/2018 | 119,554 |
| BARINGS LLC | 10% Owner | 11/21/2018 | 683,969 |
| Craddock Geoff | Adviser Board Member | 11/20/2018 | 50,150 |
| BARINGS LLC | 10% Owner | 11/20/2018 | 691,000 |
| BARINGS LLC | 10% Owner | 11/19/2018 | 695,534 |
| BARINGS LLC | 10% Owner | 11/16/2018 | 658,670 |
| BARINGS LLC | 10% Owner | 11/15/2018 | 659,752 |
| Knox C. Robert Jr. | Principal Accounting Officer | 11/14/2018 | 101,468 |
| BARINGS LLC | 10% Owner | 11/14/2018 | 461,878 |
| BARINGS LLC | 10% Owner | 11/13/2018 | 502,508 |
| BARINGS LLC | 10% Owner | 11/12/2018 | 461,622 |
| BARINGS LLC | 10% Owner | 11/09/2018 | 337,340 |
| BARINGS LLC | 10% Owner | 11/08/2018 | 421,566 |
| BARINGS LLC | 10% Owner | 11/07/2018 | 420,380 |
| BARINGS LLC | 10% Owner | 10/01/2018 | 1,054,176 |
| BARINGS LLC | 10% Owner | 11/06/2018 | 457,410 |
| BARINGS LLC | 10% Owner | 11/05/2018 | 255,342 |
| BARINGS LLC | 10% Owner | 11/02/2018 | 484,193 |
| BARINGS LLC | 10% Owner | 11/01/2018 | 486,936 |
| BARINGS LLC | 10% Owner | 10/31/2018 | 496,059 |
| BARINGS LLC | 10% Owner | 10/30/2018 | 442,027 |
| BARINGS LLC | 10% Owner | 10/29/2018 | 492,335 |
| BARINGS LLC | 10% Owner | 10/26/2018 | 499,510 |
| BARINGS LLC | 10% Owner | 10/25/2018 | 556,321 |
| BARINGS LLC | 10% Owner | 10/24/2018 | 476,625 |
| BARINGS LLC | 10% Owner | 10/23/2018 | 351,386 |
| BARINGS LLC | 10% Owner | 10/22/2018 | 413,690 |
| BARINGS LLC | 10% Owner | 10/19/2018 | 535,965 |
| BARINGS LLC | 10% Owner | 10/18/2018 | 843,976 |
| BARINGS LLC | 10% Owner | 10/17/2018 | 495,108 |
| BARINGS LLC | 10% Owner | 10/16/2018 | 387,023 |
| BARINGS LLC | 10% Owner | 10/15/2018 | 675,524 |
| BARINGS LLC | 10% Owner | 10/12/2018 | 723,410 |
| BARINGS LLC | 10% Owner | 10/11/2018 | 719,474 |
| BARINGS LLC | 10% Owner | 10/10/2018 | 725,332 |
| BARINGS LLC | 10% Owner | 10/09/2018 | 621,102 |
| BARINGS LLC | 10% Owner | 10/08/2018 | 629,764 |
| BARINGS LLC | 10% Owner | 10/05/2018 | 805,868 |
| BARINGS LLC | 10% Owner | 10/03/2018 | 807,848 |
| BARINGS LLC | 10% Owner | 10/04/2018 | 806,501 |
| Thompson Paul John | Officer of the Adviser | 10/04/2018 | 122,343 |
| Lloyd Eric J | Chief Executive Officer | 10/02/2018 | 146,058 |
| BARINGS LLC | 10% Owner | 10/02/2018 | 798,471 |
| BARINGS LLC | 10% Owner | 10/01/2018 | 798,281 |
| Cary Christopher | Treasurer | 09/28/2018 | 60,071 |
| BARINGS LLC | 10% Owner | 09/28/2018 | 751,999 |
| Freno Michael | Director | 09/28/2018 | 100,127 |
| BARINGS LLC | 10% Owner | 09/24/2018 | 202,871 |
| BARINGS LLC | 10% Owner | 09/27/2018 | 776,728 |
| BARINGS LLC | 10% Owner | 09/26/2018 | 779,108 |
| BARINGS LLC | 10% Owner | 09/25/2018 | 783,006 |
| Switzer John | Director | 09/27/2018 | 20,040 |
| Knox C. Robert Jr. | Principal Accounting Officer | 07/31/2018 | 295,992 |
| Vaughn Douglas A. | Chief Administrative Officer | 07/31/2018 | 516,468 |
| Nordan Cary B. | Chief Origination Officer | 07/31/2018 | 554,232 |
| Dombcik Jeffrey A. | Chief Credit Officer | 07/31/2018 | 524,556 |
| LILLY STEVEN C | CFO and Secretary | 07/31/2018 | 621,648 |
| Poole E. Ashton | President and CEO | 07/31/2018 | 786,588 |
| Dunwoody W McComb | Director | 05/02/2018 | 49,993 |
| Goldstein Benjamin S | Director | 05/02/2018 | 49,993 |
| GAMBILL MARK M | Director | 05/02/2018 | 49,993 |
| RICH SIMON B. JR. | Director | 05/02/2018 | 49,993 |
| Mulhern Mark F | Director | 05/02/2018 | 49,993 |
| Tucker Garland S III | Director | 05/02/2018 | 49,993 |
| Knox C. Robert Jr. | Principal Accounting Officer | 02/08/2018 | 277,680 |
| Vaughn Douglas A. | Chief Administrative Officer | 02/08/2018 | 491,280 |
| Nordan Cary B. | Chief Origination Officer | 02/08/2018 | 491,280 |
| Dombcik Jeffrey A. | Chief Credit Officer | 02/08/2018 | 491,280 |
| LILLY STEVEN C | CFO and Secretary | 02/08/2018 | 566,040 |
| Poole E. Ashton | President and CEO | 02/08/2018 | 672,840 |
| Vaughn Douglas A. | Chief Administrative Officer | 02/05/2018 | 147,282 |
| Nordan Cary B. | Chief Origination Officer | 02/05/2018 | 165,097 |
| Knox C. Robert Jr. | Principal Accounting Officer | 02/05/2018 | 85,085 |
| Dombcik Jeffrey A. | Chief Credit Officer | 02/05/2018 | 150,737 |
| LILLY STEVEN C | CFO and Secretary | 02/05/2018 | 182,819 |
| Poole E. Ashton | President and CEO | 02/05/2018 | 191,562 |
| Poole E. Ashton | President and CEO | 08/29/2017 | 66,674 |
| Knox C. Robert Jr. | Principal Accounting Officer | 06/23/2017 | 53,169 |
| Dunwoody W McComb | Director | 04/03/2017 | 929,495 |
| Knox C. Robert Jr. | Principal Accounting Officer | 02/06/2017 | 149,984 |
| Vaughn Douglas A. | Chief Administrative Officer | 02/06/2017 | 271,407 |
| Nordan Cary B. | Chief Origination Officer | 02/06/2017 | 300,577 |
| Dombcik Jeffrey A. | Chief Credit Officer | 02/06/2017 | 278,409 |
| LILLY STEVEN C | CFO and Secretary | 02/06/2017 | 341,294 |
| Poole E. Ashton | President and CEO | 02/06/2017 | 259,683 |
| Knox C. Robert Jr. | Principal Accounting Officer | 02/01/2017 | 413,875 |
| Vaughn Douglas A. | Chief Administrative Officer | 02/01/2017 | 750,750 |
| Nordan Cary B. | Chief Origination Officer | 02/01/2017 | 808,500 |
| Dombcik Jeffrey A. | Chief Credit Officer | 02/01/2017 | 750,750 |
| LILLY STEVEN C | CFO and Secretary | 02/01/2017 | 866,250 |
| Poole E. Ashton | President and CEO | 02/01/2017 | 1,029,875 |
| Knox C. Robert Jr. | Principal Accounting Officer | 12/20/2016 | 7,400 |
| Poole E. Ashton | President and CEO | 08/29/2016 | 97,798 |
| Goldstein Benjamin S | Director | 05/13/2016 | 55,050 |
| RICH SIMON B. JR. | Director | 05/09/2016 | 86,500 |
| SMITH SHERWOOD HUBBARD JR. | Director | 05/09/2016 | 68,480 |
| Poole E. Ashton | President and CEO | 05/09/2016 | 20,068 |
| Poole E. Ashton | President and CEO | 05/09/2016 | 20,021 |
| Poole E. Ashton | President and CEO | 05/09/2016 | 468,355 |
| LILLY STEVEN C | CFO and Secretary | 05/09/2016 | 105,860 |
| Burgess Brent P W | Chief Investment Officer | 05/09/2016 | 103,500 |
| Knox C. Robert Jr. | Principal Accounting Officer | 03/22/2016 | 59,739 |
| Burgess Brent P W | Chief Investment Officer | 02/03/2016 | 648,610 |
| Burgess Brent P W | Chief Investment Officer | 02/04/2016 | 336,248 |
| Tucker Garland S III | Director | 02/03/2016 | 823,910 |
| Tucker Garland S III | Director | 02/04/2016 | 1,469,192 |
| Poole E. Ashton | President and CEO | 02/03/2016 | 745,025 |
| Poole E. Ashton | President and CEO | 02/04/2016 | 148,466 |
| LILLY STEVEN C | CFO and Secretary | 02/03/2016 | 648,610 |
| LILLY STEVEN C | CFO and Secretary | 02/04/2016 | 300,590 |
| Knox C. Robert Jr. | Principal Accounting Officer | 02/03/2016 | 298,010 |
| Knox C. Robert Jr. | Principal Accounting Officer | 02/04/2016 | 130,374 |
| RICH SIMON B. JR. | Director | 09/30/2015 | 242,505 |
| RICH SIMON B. JR. | Director | 09/29/2015 | 77,850 |
| SMITH SHERWOOD HUBBARD JR. | Director | 09/29/2015 | 96,240 |
| Tucker Garland S III | Chairman and CEO | 09/29/2015 | 24,165 |
| RICH SIMON B. JR. | Director | 09/17/2015 | 9,200 |
| Tucker Garland S III | Chairman and CEO | 09/11/2015 | 36,580 |
| RICH SIMON B. JR. | Director | 09/09/2015 | 186,900 |
| RICH SIMON B. JR. | Director | 09/09/2015 | 6,355 |
| Poole E. Ashton | President and COO | 08/31/2015 | 97,360 |
| Burgess Brent P W | Chief Investment Officer | 06/12/2015 | 176,450 |
| Tucker Garland S III | Chairman and CEO | 02/04/2015 | 1,132,560 |
| Tucker Garland S III | Chairman and CEO | 02/04/2015 | 453,351 |
| Poole E. Ashton | President and COO | 02/04/2015 | 980,100 |
| Poole E. Ashton | President and COO | 02/04/2015 | 61,420 |
| LILLY STEVEN C | CFO and Secretary | 02/04/2015 | 871,200 |
| LILLY STEVEN C | CFO and Secretary | 02/04/2015 | 316,355 |
| Knox C. Robert Jr. | Principal Accounting Officer | 02/04/2015 | 370,260 |
| Knox C. Robert Jr. | Principal Accounting Officer | 02/04/2015 | 139,283 |
| Burgess Brent P W | Chief Investment Officer | 02/04/2015 | 827,640 |
| Burgess Brent P W | Chief Investment Officer | 02/04/2015 | 378,907 |
| SMITH SHERWOOD HUBBARD JR. | Director | 12/04/2014 | 107,800 |
| Tucker Garland S III | Chairman and CEO | 11/12/2014 | 2,249 |
| Tucker Garland S III | Chairman and CEO | 11/12/2014 | 22,530 |
| Poole E. Ashton | President and COO | 08/29/2014 | 133,910 |
| Tucker Garland S III | Chairman and CEO | 02/05/2014 | 1,226,230 |
| Tucker Garland S III | Chairman and CEO | 02/04/2014 | 496,750 |
| Poole E. Ashton | President and COO | 02/05/2014 | 573,980 |
| LILLY STEVEN C | CFO and Secretary | 02/05/2014 | 860,970 |
| LILLY STEVEN C | CFO and Secretary | 02/04/2014 | 343,472 |
| Knox C. Robert Jr. | Principal Accounting Officer | 02/05/2014 | 365,260 |
| Knox C. Robert Jr. | Principal Accounting Officer | 02/04/2013 | 152,777 |
| Burgess Brent P W | Chief Investment Officer | 02/05/2014 | 913,150 |
| Burgess Brent P W | Chief Investment Officer | 02/04/2014 | 431,270 |
| Burgess Brent P W | Chief Investment Officer | 09/23/2013 | 166,009 |
| Burgess Brent P W | Chief Investment Officer | 09/20/2013 | 438,900 |
| Burgess Brent P W | Chief Investment Officer | 09/19/2013 | 435,600 |
| Knox C Robert JR | Principal Accounting Officer | 08/28/2013 | 146,000 |
| Knox C Robert JR | Principal Accounting Officer | 06/27/2013 | 82,950 |
| Tucker Garland S III | Chairman, President, CEO | 05/11/2012 | 3,911 |
| LILLY STEVEN C | CFO, Secretary, Treasurer | 12/31/2012 | 256,200 |
| Knox C Robert JR | Principal Accounting Officer | 12/31/2012 | 117,942 |
| Burgess Brent P W | Chief Investment Officer | 12/31/2012 | 320,231 |
| Tucker Garland S III | Chairman, President, CEO | 12/31/2012 | 372,078 |
| Goldstein Benjamin S | Director | 12/27/2012 | 65,715 |
| Goldstein Benjamin S | Director | 12/27/2012 | 65,391 |
| GAMBILL MARK M | Director | 05/11/2012 | 100,000 |
| Tucker Garland S III | Chairman, President, CEO | 05/07/2012 | 47,148 |
| LILLY STEVEN C | CFO, Secretary, Treasurer | 05/07/2012 | 42,697 |
| Knox C Robert JR | Principal Accounting Officer | 05/07/2012 | 22,456 |
| Burgess Brent P W | Chief Investment Officer | 05/07/2012 | 42,697 |
| RICH SIMON B | Director | 06/03/2011 | 48,675 |
| Tucker Garland S III | Chairman, President, CEO | 02/06/2012 | 191,759 |
| Tucker Garland S III | Chairman, President, CEO | 09/16/2011 | 9,805 |
| LILLY STEVEN C | CFO, Secretary, Treasurer | 02/06/2012 | 135,039 |
| Knox C Robert JR | Principal Accounting Officer | 02/06/2012 | 65,769 |
| Burgess Brent P W | Chief Investment Officer | 02/06/2012 | 163,217 |
| Goldstein Benjamin S | Director | 12/01/2011 | 61,139 |
| Goldstein Benjamin S | Director | 12/01/2011 | 59,812 |
| RICH SIMON B | Director | 11/09/2011 | 29,610 |
| RICH SIMON B | Director | 11/09/2011 | 126,750 |
| Knox C Robert JR | Principal Accounting Officer | 05/09/2011 | 25,850 |
| LILLY STEVEN C | CFO, Secretary, Treasurer | 05/09/2011 | 56,268 |
| Tucker Garland S III | Chairman, President, CEO | 05/09/2011 | 33,633 |
| Tucker Garland S III | Chairman, President, CEO | 02/04/2011 | 103,247 |
| LILLY STEVEN C | CFO, Secretary, Treasurer | 02/04/2011 | 73,385 |
| Knox C Robert JR | Principal Accounting Officer | 02/04/2011 | 36,959 |
| Burgess Brent P W | Chief Investment Officer | 02/04/2011 | 87,229 |
| LILLY STEVEN C | CFO, Secretary, Treasurer | 01/10/2011 | 35,094 |
| LILLY STEVEN C | CFO, Secretary, Treasurer | 01/07/2011 | 76,320 |
| LILLY STEVEN C | CFO, Secretary, Treasurer | 01/06/2011 | 76,400 |
| LILLY STEVEN C | CFO, Secretary, Treasurer | 01/05/2011 | 76,680 |
| Tucker Garland S III | Chairman, President, CEO | 05/07/2010 | 24,380 |
| Tucker Garland S III | Chairman, President, CEO | 12/29/2010 | 1,965 |
| LILLY STEVEN C | CFO, Secretary, Treasurer | 05/07/2010 | 22,078 |
| Knox C Robert JR | Principal Accounting Officer | 05/07/2010 | 11,604 |
| Burgess Brent P W | Chief Investment Officer | 05/07/2010 | 22,078 |
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FUNDS WITH A POSITION IN BARINGS BDC, INC.
| Fund | # Shares Owned | % of Portfolio | % Change | Investing Style |
|---|---|---|---|---|
| BLACKROCK INC. | 462,606 | 0.0001% | -3.97% | Other |
| BULLDOG INVESTORS, LLP | 306,451 | 0.94% | Exited | Activists |
| ROYCE & ASSOCIATES LP | 215,300 | 0.02% | No change | Value |
| TUDOR INVESTMENT CORP ET AL | 200,274 | 0.00998% | 13.63% | Event Driven, Other |
| ALPINE GLOBAL MANAGEMENT, LLC | 30,000 | 0.05% | New | Event Driven |
| DEERFIELD MANAGEMENT COMPANY, L.P. (SERIES C) | 16,770 | 0.00271% | -66.34% | Other |
| FISHER ASSET MANAGEMENT, LLC | 23,631 | 0.0001% | Exited | Other |
CHANGE IN SHARES OUTSTANDING FOR BARINGS BDC, INC.
STOCK BUYBACKS FOR BARINGS BDC, INC.
Period of Report
Previous Period
% Change in Shares
10-K/10-Q Filings
Quarter
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Period of Report: 06/30/2024
10-K/10-Q Filings: View
Previous Period
% Change in Shares
Quarter
03/31/2024
-0.13%
1Q
12/31/2023
-0.44%
2Q
09/30/2023
-0.58%
3Q
06/30/2023
-1.38%
4Q
03/31/2023
-1.87%
5Q
12/31/2022
-2.55%
6Q
09/30/2022
-3.09%
7Q
06/30/2022
-4.39%
8Q
03/31/2022
28.12%
9Q
12/31/2021
62.13%
10Q
09/30/2021
62.13%
11Q
06/30/2021
62.13%
12Q
03/31/2021
62.13%
13Q
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BUYBACK ANNOUNCEMENT(S) FOR BARINGS BDC, INC.
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