Barings BDC Inc. (BBDC) NEW YORK STOCK EXCHANGE INC.

$8.89 0.05 (0.57%)

Market Cap: $967.52M

As of 02/03/23 04:00 PM EST. Market closed.

(BBDC)

Barings BDC Inc. (BBDC) NEW YORK STOCK EXCHANGE INC.

$8.89 0.05 (0.57%)

Market Cap: $967.52M

As of 02/03/23 04:00 PM EST. Market closed.

Barings BDC, Inc. is a publicly traded, externally managed investment company that has elected to be treated as a business development company under the Investment Company Act of 1940. Barings BDC seeks to invest primarily in senior secured loans to private U.S. middle market companies that operate across a wide range of industries. Barings BDC's investment activities are managed by its ... read more

Barings BDC, Inc. is a publicly traded, externally managed investment company that has elected to be treated as a business development company under the Investment Company Act of 1940. Barings BDC seeks to invest primarily in senior secured loans to private U.S. middle market companies that operate across a wide range of industries. Barings BDC's investment activities are managed by its investment adviser, Barings LLC, a leading global asset manager based in Charlotte, NC with $345 billion* of AUM firm-wide. read less

COMPANY PROFILE
Sector
Finance and Insurance
Industry
Securities and Commodity Exchanges
URL
Address
300 S Tryon St Ste 2500, North Carolina, Charlotte, 28202-3393.
Sector
Finance and Insurance
Industry
Securities and Commodity Exchanges
CEO
Eric Lloyd
Address
300 S Tryon St Ste 2500, North Carolina, Charlotte, 28202-3393.
PRICE CHART
1w
1m
3m
6m
YTD
1y
5y
MAX
From: To:
NEWS
KEY STATS
Open
$8.83
Previous Close
$8.84
Days Range
$8.79 - $8.91
52 week range
$7.68 - $10.50
Volume
328,609
Avg. Volume (30 days)
407,598
Market Cap
$967.52M
Dividend Yield
10.42%
P/E
-
Shares Outstanding
108,831,838
Open
$8.83
Previous Close
$8.84
Days Range
$8.79 - $8.91
52 week range
$7.68 - $10.50
Volume
328,609
Avg. Volume (30 days)
407,598
Market Cap
$967.52M
Dividend Yield
10.42%
P/E
-
Shares Outstanding
108,831,838

Open in: SeekingAlpha Yahoo Finance Fidelity MorningStar

Open in: SeekingAlpha Yahoo Finance Fidelity MorningStar

INSIDER TRANSACTIONS FOR BARINGS BDC INC
OwnerRelationshipDateTransactionCost# SharesValue($)Total SharesForm 4
BYERS STEPHEN RDirectorJan 25, 2023 Buy$8.554663,98420,019Jan 27, 2023, 11:01 AM
BYERS STEPHEN RDirectorJun 17, 2022 Buy$9.272362,18818,121Jun 22, 2022, 10:27 AM
BYERS STEPHEN RDirectorJun 03, 2022 Buy$10.381,85019,19417,885Jun 06, 2022, 10:15 AM
BYERS STEPHEN RDirectorMay 09, 2022 Buy$10.2516,035164,35216,035May 09, 2022, 05:56 PM
CHILLAG JEFFREYDirector of FinanceMar 15, 2022 Option Exercise$10.152,50025,3864,874Mar 15, 2022, 05:53 PM
MIHALICK DAVIDDirectorDec 01, 2021 Buy$10.805,00053,99720,000Dec 02, 2021, 07:38 AM
McDonnell ThomasVice PresidentNov 29, 2021 Buy$10.855,00054,24913,000Nov 30, 2021, 10:39 AM
Okel ThomasDirectorSep 28, 2021 Buy$11.024,53750,00210,037Sep 28, 2021, 02:53 PM
CRANDALL ROGER WAdviser Board MemberAug 10, 2021 Buy$10.953,00032,85018,250Aug 11, 2021, 04:04 PM
McDonnell ThomasVice PresidentJun 09, 2021 Buy$10.533,00031,5908,000Jun 10, 2021, 10:31 AM
McDonnell ThomasVice PresidentMay 11, 2021 Buy$10.392,00020,7805,000May 12, 2021, 11:31 AM
McDonnell ThomasVice PresidentMar 30, 2021 Buy$9.952,00019,9003,000Mar 31, 2021, 12:19 PM
McDonnell ThomasVice PresidentMar 26, 2021 Buy$9.901,0009,8981,000Mar 30, 2021, 03:02 PM
Switzer JohnDirectorDec 21, 2020 Buy$9.111,0009,1106,000Dec 22, 2020, 09:41 AM
MIHALICK DAVIDDirectorDec 04, 2020 Buy$9.047,14164,5327,141Dec 07, 2020, 12:27 PM
MIHALICK DAVIDDirectorDec 07, 2020 Buy$8.977,85970,51015,000Dec 07, 2020, 12:27 PM
CRANDALL ROGER WAdviser Board MemberMay 14, 2020 Buy$6.392,00012,78015,250May 27, 2020, 07:27 PM
CRANDALL ROGER WAdviser Board MemberMay 13, 2020 Buy$6.602,00013,20013,250May 27, 2020, 07:27 PM
CRANDALL ROGER WAdviser Board MemberMay 12, 2020 Buy$6.682,00013,36011,250May 27, 2020, 07:27 PM
CRANDALL ROGER WAdviser Board MemberMay 08, 2020 Buy$6.756,50043,8499,250May 27, 2020, 07:27 PM
CRANDALL ROGER WAdviser Board MemberMay 06, 2020 Buy$6.772,75018,6252,750May 27, 2020, 07:27 PM
CRANDALL ROGER WAdviser Board MemberMay 06, 2020 Buy$6.772,75018,6252,750May 27, 2020, 05:52 PM
Craddock GeoffAdviser Board MemberMay 26, 2020 Buy$7.2310,00072,28020,000May 27, 2020, 05:28 PM
CRANDALL ROGER WAdviser Board MemberMay 14, 2020 Buy$6.6815,250101,81415,250May 15, 2020, 08:24 AM
Finke Thomas MDirectorMay 05, 2020 Buy$7.0015,000105,03825,000May 06, 2020, 09:25 AM
Dinerman JillAssociate DirectorMay 04, 2020 Sale$6.845003,4200May 05, 2020, 01:31 PM
Lloyd Eric JTrustee & CEOMar 12, 2020 Buy$8.2213,480110,81928,928Mar 17, 2020, 11:47 AM
Cary ChristopherHead of Stakeholder RelationsMar 12, 2020 Buy$8.001,0007,9957,000Mar 13, 2020, 02:43 PM
Freno MichaelDirectorMar 13, 2020 Buy$8.132,75022,36313,287Mar 13, 2020, 02:33 PM
Lloyd Eric JTrustee & CEOMar 12, 2020 Buy$8.2214,000115,09429,448Mar 13, 2020, 01:08 PM
Bock JonathanChief Financial OfficerMar 12, 2020 Buy$8.325,87548,87922,075Mar 13, 2020, 11:48 AM
Finke Thomas FDirectorNov 20, 2019 Buy$10.308,00082,40010,000Nov 21, 2019, 11:36 AM
Switzer JohnDirectorAug 28, 2019 Buy$9.883,00029,6405,000Aug 28, 2019, 01:11 PM
Landsberg JonathanAssistant Director of FinanceMar 29, 2019 Buy$9.923,04030,1726,251Apr 02, 2019, 10:16 AM
Craddock GeoffAdviser Board MemberMar 06, 2019 Buy$9.835,00049,14610,000Mar 07, 2019, 11:24 AM
BARINGS LLC10% OwnerFeb 11, 2019 Buy$9.7111013,639,681Feb 11, 2019, 06:16 PM
BARINGS LLC10% OwnerFeb 08, 2019 Buy$9.6830,441294,66613,639,680Feb 08, 2019, 08:13 PM
BARINGS LLC10% OwnerFeb 07, 2019 Buy$9.7030,500295,88713,609,239Feb 08, 2019, 10:04 AM
BARINGS LLC10% OwnerFeb 06, 2019 Buy$9.8129,330287,79513,578,739Feb 06, 2019, 08:37 PM
BARINGS LLC10% OwnerFeb 05, 2019 Buy$9.8535,700351,67413,549,409Feb 06, 2019, 09:48 AM
BARINGS LLC10% OwnerFeb 04, 2019 Buy$9.8721,661213,77913,513,709Feb 04, 2019, 05:30 PM
BARINGS LLC10% OwnerFeb 01, 2019 Buy$9.8729,774293,80113,492,048Feb 01, 2019, 05:12 PM
BARINGS LLC10% OwnerJan 31, 2019 Buy$9.8823,505232,28813,462,274Feb 01, 2019, 12:58 PM
BARINGS LLC10% OwnerJan 30, 2019 Buy$9.8641,300407,40413,438,769Feb 01, 2019, 12:58 PM
BARINGS LLC10% OwnerJan 29, 2019 Buy$9.8041,300404,56213,397,469Jan 29, 2019, 04:58 PM
BARINGS LLC10% OwnerJan 28, 2019 Buy$9.7325,000243,34813,356,169Jan 28, 2019, 04:58 PM
BARINGS LLC10% OwnerJan 25, 2019 Buy$9.7434,600336,99713,331,169Jan 25, 2019, 04:25 PM
BARINGS LLC10% OwnerJan 24, 2019 Buy$9.7314,700143,04913,296,569Jan 25, 2019, 10:11 AM
BARINGS LLC10% OwnerJan 23, 2019 Buy$9.6030,000288,02713,281,869Jan 23, 2019, 04:43 PM
BARINGS LLC10% OwnerJan 22, 2019 Buy$9.6047,400455,09713,251,869Jan 22, 2019, 04:34 PM
BARINGS LLC10% OwnerJan 18, 2019 Buy$9.6148,200463,40413,204,469Jan 22, 2019, 02:53 PM
BARINGS LLC10% OwnerJan 17, 2019 Buy$9.6855,600538,30813,156,269Jan 18, 2019, 10:23 AM
BARINGS LLC10% OwnerJan 16, 2019 Buy$9.6924,800240,38113,100,669Jan 17, 2019, 09:31 AM
BARINGS LLC10% OwnerJan 15, 2019 Buy$9.6512,700122,58713,075,869Jan 16, 2019, 09:49 AM
BARINGS LLC10% OwnerJan 14, 2019 Buy$9.7052,350508,05713,063,169Jan 15, 2019, 10:57 AM
BARINGS LLC10% OwnerJan 11, 2019 Buy$9.7024,326235,89913,010,819Jan 11, 2019, 04:43 PM
BARINGS LLC10% OwnerJan 10, 2019 Buy$9.6542,900414,16912,986,493Jan 11, 2019, 09:42 AM
BARINGS LLC10% OwnerJan 09, 2019 Buy$9.6150,990489,97812,943,593Jan 09, 2019, 04:54 PM
BARINGS LLC10% OwnerJan 08, 2019 Buy$9.7353,800523,46312,892,603Jan 09, 2019, 04:30 PM
BARINGS LLC10% OwnerJan 09, 2019 Buy$9.7353,800523,46312,892,603Jan 09, 2019, 09:14 AM
BARINGS LLC10% OwnerJan 07, 2019 Buy$9.7773,000713,15912,838,803Jan 07, 2019, 04:41 PM
BARINGS LLC10% OwnerJan 04, 2019 Buy$9.4773,400694,94412,765,803Jan 04, 2019, 04:20 PM
BARINGS LLC10% OwnerJan 03, 2019 Buy$9.3243,315403,62712,692,403Jan 03, 2019, 05:52 PM
BARINGS LLC10% OwnerJan 02, 2019 Buy$9.2148,461446,20512,649,088Jan 02, 2019, 05:18 PM
BARINGS LLC10% OwnerDec 31, 2018 Buy$9.0373,400663,15412,600,627Dec 31, 2018, 04:16 PM
BARINGS LLC10% OwnerDec 28, 2018 Buy$9.0978,100709,71812,527,227Dec 28, 2018, 05:51 PM
Okel ThomasDirectorDec 20, 2018 Buy$9.005,50049,5005,500Dec 28, 2018, 05:44 PM
BARINGS LLC10% OwnerDec 27, 2018 Buy$8.9278,100697,01912,449,127Dec 27, 2018, 04:33 PM
BARINGS LLC10% OwnerDec 26, 2018 Buy$8.9663,700570,73912,371,027Dec 27, 2018, 10:49 AM
BARINGS LLC10% OwnerDec 24, 2018 Buy$8.8548,600430,20712,307,327Dec 27, 2018, 10:43 AM
BARINGS LLC10% OwnerDec 21, 2018 Buy$8.9468,600612,96212,258,727Dec 21, 2018, 04:32 PM
BARINGS LLC10% OwnerDec 20, 2018 Buy$9.0168,600617,88012,190,127Dec 21, 2018, 09:19 AM
Knox C. Robert Jr.Principal Accounting OfficerDec 20, 2018 Buy$8.847,00061,87085,282Dec 20, 2018, 02:37 PM
Bock JonathanChief Financial OfficerDec 19, 2018 Buy$9.1616,200148,39216,200Dec 20, 2018, 09:11 AM
BARINGS LLC10% OwnerDec 19, 2018 Buy$9.1668,600628,47912,121,527Dec 19, 2018, 04:38 PM
BARINGS LLC10% OwnerDec 18, 2018 Buy$9.3268,600639,53712,052,927Dec 18, 2018, 05:03 PM
BARINGS LLC10% OwnerDec 17, 2018 Buy$9.4768,600649,56011,984,327Dec 17, 2018, 04:57 PM
BARINGS LLC10% OwnerDec 14, 2018 Buy$9.6269,400667,65611,915,727Dec 17, 2018, 10:09 AM
BARINGS LLC10% OwnerDec 13, 2018 Buy$9.7469,400676,00511,846,327Dec 13, 2018, 06:08 PM
BARINGS LLC10% OwnerDec 12, 2018 Buy$9.9052,395518,50111,776,927Dec 12, 2018, 04:32 PM
Finke Thomas FDirectorDec 10, 2018 Buy$9.922,00019,8382,000Dec 11, 2018, 05:28 PM
BARINGS LLC10% OwnerDec 11, 2018 Buy$9.9169,400687,60811,724,532Dec 11, 2018, 04:52 PM
BARINGS LLC10% OwnerDec 10, 2018 Buy$9.9157,905573,72911,655,132Dec 10, 2018, 06:21 PM
BARINGS LLC10% OwnerDec 07, 2018 Buy$9.9853,400532,94311,597,227Dec 10, 2018, 09:43 AM
BARINGS LLC10% OwnerDec 06, 2018 Buy$9.9363,209627,38711,543,827Dec 07, 2018, 10:09 AM
BARINGS LLC10% OwnerDec 04, 2018 Buy$10.0173,400734,46211,480,618Dec 04, 2018, 06:04 PM
BARINGS LLC10% OwnerDec 03, 2018 Buy$10.0345,534456,86511,407,218Dec 04, 2018, 04:29 PM
BARINGS LLC10% OwnerNov 30, 2018 Buy$10.0372,700729,15911,361,684Dec 03, 2018, 10:28 AM
BARINGS LLC10% OwnerNov 29, 2018 Buy$10.0572,700730,56211,288,984Dec 03, 2018, 10:13 AM
BARINGS LLC10% OwnerNov 28, 2018 Buy$9.9972,700726,39711,216,284Nov 28, 2018, 05:19 PM
BARINGS LLC10% OwnerNov 27, 2018 Buy$9.9348,012476,59611,143,584Nov 28, 2018, 08:28 AM
BARINGS LLC10% OwnerNov 26, 2018 Buy$9.9472,700722,62311,095,572Nov 27, 2018, 11:03 AM
BARINGS LLC10% OwnerNov 23, 2018 Buy$9.9612,000119,55411,022,872Nov 23, 2018, 08:15 PM
BARINGS LLC10% OwnerNov 21, 2018 Buy$9.9169,000683,96911,010,872Nov 21, 2018, 04:29 PM
Craddock GeoffAdviser Board MemberNov 20, 2018 Buy$10.035,00050,1505,000Nov 21, 2018, 04:17 PM
BARINGS LLC10% OwnerNov 20, 2018 Buy$10.0169,000691,00010,941,872Nov 21, 2018, 09:04 AM
BARINGS LLC10% OwnerNov 19, 2018 Buy$10.0869,000695,53410,872,872Nov 20, 2018, 10:18 AM
BARINGS LLC10% OwnerNov 16, 2018 Buy$10.0465,600658,67010,803,872Nov 16, 2018, 05:36 PM
BARINGS LLC10% OwnerNov 15, 2018 Buy$10.0665,600659,75210,738,272Nov 15, 2018, 05:24 PM
Knox C. Robert Jr.Principal Accounting OfficerNov 14, 2018 Buy$10.1510,000101,46878,282Nov 15, 2018, 02:14 PM
BARINGS LLC10% OwnerNov 14, 2018 Option Exercise$10.1245,650461,87810,672,672Nov 14, 2018, 06:22 PM
BARINGS LLC10% OwnerNov 13, 2018 Buy$10.1349,600502,50810,627,022Nov 13, 2018, 05:41 PM
BARINGS LLC10% OwnerNov 12, 2018 Buy$10.2245,180461,62210,577,422Nov 13, 2018, 09:35 AM
BARINGS LLC10% OwnerNov 09, 2018 Buy$10.1033,400337,34010,532,242Nov 13, 2018, 09:27 AM
BARINGS LLC10% OwnerNov 08, 2018 Buy$10.1141,700421,56610,498,842Nov 08, 2018, 04:34 PM
BARINGS LLC10% OwnerNov 07, 2018 Buy$10.1141,600420,38010,457,142Nov 08, 2018, 04:05 PM
BARINGS LLC10% OwnerOct 01, 2018 Buy$10.07104,6621,054,1768,962,243Nov 08, 2018, 03:54 PM
BARINGS LLC10% OwnerNov 06, 2018 Buy$10.0845,400457,41010,390,080Nov 06, 2018, 06:12 PM
BARINGS LLC10% OwnerNov 05, 2018 Buy$10.0125,500255,34210,344,680Nov 06, 2018, 09:30 AM
BARINGS LLC10% OwnerNov 02, 2018 Buy$10.0548,200484,19310,319,180Nov 02, 2018, 04:48 PM
BARINGS LLC10% OwnerNov 01, 2018 Buy$10.1248,100486,93610,270,980Nov 01, 2018, 07:26 PM
BARINGS LLC10% OwnerOct 31, 2018 Buy$10.0849,200496,05910,222,880Oct 31, 2018, 04:33 PM
BARINGS LLC10% OwnerOct 30, 2018 Buy$10.0044,200442,02710,173,680Oct 30, 2018, 06:00 PM
BARINGS LLC10% OwnerOct 29, 2018 Buy$10.0149,200492,33510,129,480Oct 29, 2018, 04:25 PM
BARINGS LLC10% OwnerOct 26, 2018 Buy$10.0049,969499,51010,080,280Oct 26, 2018, 05:49 PM
BARINGS LLC10% OwnerOct 25, 2018 Buy$10.0455,400556,32110,030,311Oct 25, 2018, 04:34 PM
BARINGS LLC10% OwnerOct 24, 2018 Buy$10.0347,528476,6259,974,911Oct 24, 2018, 04:40 PM
BARINGS LLC10% OwnerOct 23, 2018 Buy$10.0435,000351,3869,927,383Oct 24, 2018, 10:41 AM
BARINGS LLC10% OwnerOct 22, 2018 Buy$10.0641,110413,6909,892,383Oct 22, 2018, 04:29 PM
BARINGS LLC10% OwnerOct 19, 2018 Buy$10.7849,700535,9659,851,273Oct 22, 2018, 10:38 AM
BARINGS LLC10% OwnerOct 18, 2018 Buy$15.0656,042843,9769,801,573Oct 19, 2018, 08:27 AM
BARINGS LLC10% OwnerOct 17, 2018 Buy$10.1049,023495,1089,745,531Oct 17, 2018, 07:33 PM
BARINGS LLC10% OwnerOct 16, 2018 Buy$10.1338,200387,0239,696,508Oct 16, 2018, 08:00 PM
BARINGS LLC10% OwnerOct 15, 2018 Buy$10.1366,700675,5249,658,308Oct 15, 2018, 07:44 PM
BARINGS LLC10% OwnerOct 12, 2018 Buy$10.0971,700723,4109,591,608Oct 12, 2018, 04:24 PM
BARINGS LLC10% OwnerOct 11, 2018 Buy$10.0371,700719,4749,519,908Oct 11, 2018, 04:37 PM
BARINGS LLC10% OwnerOct 10, 2018 Buy$10.1271,700725,3329,448,208Oct 10, 2018, 04:50 PM
BARINGS LLC10% OwnerOct 09, 2018 Buy$10.1861,027621,1029,376,508Oct 09, 2018, 07:08 PM
BARINGS LLC10% OwnerOct 08, 2018 Buy$10.1761,900629,7649,315,481Oct 09, 2018, 11:36 AM
BARINGS LLC10% OwnerOct 05, 2018 Buy$10.1879,200805,8689,253,581Oct 05, 2018, 05:34 PM
BARINGS LLC10% OwnerOct 03, 2018 Buy$10.2079,200807,8489,095,181Oct 05, 2018, 11:13 AM
BARINGS LLC10% OwnerOct 04, 2018 Buy$10.1879,200806,5019,174,381Oct 05, 2018, 11:06 AM
Thompson Paul JohnOfficer of the AdviserOct 04, 2018 Buy$10.2012,000122,34312,000Oct 05, 2018, 10:53 AM
Lloyd Eric JChief Executive OfficerOct 02, 2018 Buy$10.0714,500146,05814,500Oct 03, 2018, 09:35 AM
BARINGS LLC10% OwnerOct 02, 2018 Buy$10.0879,200798,4719,015,981Oct 02, 2018, 04:53 PM
BARINGS LLC10% OwnerOct 01, 2018 Buy$10.0879,200798,2818,936,781Oct 01, 2018, 05:44 PM
Cary ChristopherTreasurerSep 28, 2018 Buy$10.016,00060,0716,000Oct 01, 2018, 05:37 PM
BARINGS LLC10% OwnerSep 28, 2018 Buy$10.0275,079751,9998,857,581Sep 28, 2018, 05:10 PM
Freno MichaelDirectorSep 28, 2018 Buy$10.0110,000100,12710,000Sep 28, 2018, 04:40 PM
BARINGS LLC10% OwnerSep 27, 2018 Buy$10.0277,500776,7288,782,502Sep 28, 2018, 03:14 PM
BARINGS LLC10% OwnerSep 26, 2018 Buy$10.0577,500779,1088,705,002Sep 28, 2018, 03:14 PM
BARINGS LLC10% OwnerSep 25, 2018 Buy$10.1077,500783,0068,627,502Sep 28, 2018, 03:14 PM
BARINGS LLC10% OwnerSep 24, 2018 Buy$10.1020,085202,8718,550,002Sep 28, 2018, 03:14 PM
Switzer JohnDirectorSep 27, 2018 Buy$10.022,00020,0402,000Sep 28, 2018, 09:50 AM
Knox C. Robert Jr.Principal Accounting OfficerJul 31, 2018 Option Exercise$12.0024,666295,99268,275Aug 02, 2018, 04:40 PM
Vaughn Douglas A.Chief Administrative OfficerJul 31, 2018 Option Exercise$12.0043,039516,468144,830Aug 02, 2018, 04:39 PM
Nordan Cary B.Chief Origination OfficerJul 31, 2018 Option Exercise$12.0046,186554,232167,689Aug 02, 2018, 04:39 PM
Dombcik Jeffrey A.Chief Credit OfficerJul 31, 2018 Option Exercise$12.0043,713524,556146,713Aug 02, 2018, 04:38 PM
LILLY STEVEN CCFO and SecretaryJul 31, 2018 Option Exercise$12.0051,804621,648256,818Aug 02, 2018, 04:37 PM
Poole E. AshtonPresident and CEOJul 31, 2018 Option Exercise$12.0065,549786,588181,534Aug 02, 2018, 04:37 PM
Dunwoody W McCombDirectorMay 02, 2018 Option Exercise$11.494,35149,993113,323May 07, 2018, 08:12 PM
Goldstein Benjamin SDirectorMay 02, 2018 Option Exercise$11.494,35149,99365,873May 07, 2018, 08:11 PM
GAMBILL MARK MDirectorMay 02, 2018 Option Exercise$11.494,35149,99334,301May 07, 2018, 08:10 PM
RICH SIMON B. JR.DirectorMay 02, 2018 Option Exercise$11.494,35149,99395,276May 07, 2018, 07:49 PM
Mulhern Mark FDirectorMay 02, 2018 Option Exercise$11.494,35149,9939,791May 07, 2018, 07:48 PM
Tucker Garland S IIIDirectorMay 02, 2018 Option Exercise$11.494,35149,993146,031May 07, 2018, 07:48 PM
Knox C. Robert Jr.Principal Accounting OfficerFeb 08, 2018 Option Exercise$10.6826,000277,68092,941Feb 09, 2018, 05:09 PM
Vaughn Douglas A.Chief Administrative OfficerFeb 08, 2018 Option Exercise$10.6846,000491,280187,869Feb 09, 2018, 05:09 PM
Nordan Cary B.Chief Origination OfficerFeb 08, 2018 Option Exercise$10.6846,000491,280213,875Feb 09, 2018, 05:08 PM
Dombcik Jeffrey A.Chief Credit OfficerFeb 08, 2018 Option Exercise$10.6846,000491,280190,426Feb 09, 2018, 05:08 PM
LILLY STEVEN CCFO and SecretaryFeb 08, 2018 Option Exercise$10.6853,000566,040308,622Feb 09, 2018, 05:07 PM
Poole E. AshtonPresident and CEOFeb 08, 2018 Option Exercise$10.6863,000672,840247,083Feb 09, 2018, 05:06 PM
Vaughn Douglas A.Chief Administrative OfficerFeb 05, 2018 Option Exercise$10.2514,369147,282141,869Feb 06, 2018, 05:12 PM
Nordan Cary B.Chief Origination OfficerFeb 05, 2018 Option Exercise$10.2516,107165,097167,875Feb 06, 2018, 05:11 PM
Knox C. Robert Jr.Principal Accounting OfficerFeb 05, 2018 Option Exercise$10.258,30185,08566,941Feb 06, 2018, 05:10 PM
Dombcik Jeffrey A.Chief Credit OfficerFeb 05, 2018 Option Exercise$10.2514,706150,737144,426Feb 06, 2018, 05:09 PM
LILLY STEVEN CCFO and SecretaryFeb 05, 2018 Option Exercise$10.2517,836182,819255,622Feb 06, 2018, 04:56 PM
Poole E. AshtonPresident and CEOFeb 05, 2018 Option Exercise$10.2518,689191,562184,083Feb 06, 2018, 04:55 PM
Poole E. AshtonPresident and CEOAug 29, 2017 Option Exercise$13.774,84266,674201,890Aug 31, 2017, 04:02 PM
Knox C. Robert Jr.Principal Accounting OfficerJun 23, 2017 Sale$17.723,00053,16975,716Jun 26, 2017, 04:01 PM
Dunwoody W McCombDirectorApr 03, 2017 Sale$18.8649,286929,495106,278Apr 04, 2017, 04:05 PM
Knox C. Robert Jr.Principal Accounting OfficerFeb 06, 2017 Option Exercise$19.677,625149,98478,716Feb 07, 2017, 04:13 PM
Vaughn Douglas A.Chief Administrative OfficerFeb 06, 2017 Option Exercise$19.6713,798271,407156,238Feb 07, 2017, 04:12 PM
Nordan Cary B.Chief Origination OfficerFeb 06, 2017 Option Exercise$19.6715,281300,577183,982Feb 07, 2017, 04:11 PM
Dombcik Jeffrey A.Chief Credit OfficerFeb 06, 2017 Option Exercise$19.6714,154278,409159,132Feb 07, 2017, 04:10 PM
LILLY STEVEN CCFO and SecretaryFeb 06, 2017 Option Exercise$19.6717,351341,294275,283Feb 07, 2017, 04:09 PM
Poole E. AshtonPresident and CEOFeb 06, 2017 Option Exercise$19.6713,202259,683206,732Feb 07, 2017, 04:07 PM
Knox C. Robert Jr.Principal Accounting OfficerFeb 01, 2017 Option Exercise$19.2521,500413,87586,341Feb 03, 2017, 04:10 PM
Vaughn Douglas A.Chief Administrative OfficerFeb 01, 2017 Option Exercise$19.2539,000750,750170,036Feb 03, 2017, 04:09 PM
Nordan Cary B.Chief Origination OfficerFeb 01, 2017 Option Exercise$19.2542,000808,500199,263Feb 03, 2017, 04:08 PM
Dombcik Jeffrey A.Chief Credit OfficerFeb 01, 2017 Option Exercise$19.2539,000750,750173,286Feb 03, 2017, 04:07 PM
LILLY STEVEN CCFO and SecretaryFeb 01, 2017 Option Exercise$19.2545,000866,250292,634Feb 03, 2017, 04:06 PM
Poole E. AshtonPresident and CEOFeb 01, 2017 Option Exercise$19.2553,5001,029,875219,934Feb 03, 2017, 04:05 PM
Knox C. Robert Jr.Principal Accounting OfficerDec 20, 2016 Sale$18.504007,40066,423Dec 21, 2016, 05:02 PM
Poole E. AshtonPresident and CEOAug 29, 2016 Option Exercise$20.094,86897,798165,215Aug 30, 2016, 04:11 PM
Goldstein Benjamin SDirectorMay 13, 2016 Buy$18.353,00055,05044,972May 16, 2016, 07:53 AM
RICH SIMON B. JR.DirectorMay 09, 2016 Buy$17.305,00086,50084,407May 10, 2016, 06:33 PM
SMITH SHERWOOD HUBBARD JR.DirectorMay 09, 2016 Buy$17.124,00068,48080,431May 10, 2016, 04:17 PM
Poole E. AshtonPresident and CEOMay 09, 2016 Buy$17.8126,300468,355170,083May 09, 2016, 08:16 PM
Poole E. AshtonPresident and CEOMay 09, 2016 Buy$17.451,15020,0681,666May 09, 2016, 08:16 PM
Poole E. AshtonPresident and CEOMay 09, 2016 Buy$17.411,15020,0211,666May 09, 2016, 08:16 PM
LILLY STEVEN CCFO and SecretaryMay 09, 2016 Buy$17.646,000105,860249,620May 09, 2016, 08:13 PM
Burgess Brent P WChief Investment OfficerMay 09, 2016 Buy$17.256,000103,500235,521May 09, 2016, 08:12 PM
Knox C. Robert Jr.Principal Accounting OfficerMar 22, 2016 Sale$19.913,00059,73966,823Mar 23, 2016, 04:12 PM
Burgess Brent P WChief Investment OfficerFeb 03, 2016 Option Exercise$17.5337,000648,610248,088Feb 05, 2016, 05:18 PM
Burgess Brent P WChief Investment OfficerFeb 04, 2016 Option Exercise$18.1118,567336,248229,521Feb 05, 2016, 05:18 PM
Tucker Garland S IIIDirectorFeb 03, 2016 Option Exercise$17.5347,000823,910295,606Feb 05, 2016, 05:17 PM
Tucker Garland S IIIDirectorFeb 04, 2016 Option Exercise$18.1181,1261,469,192214,480Feb 05, 2016, 05:17 PM
Poole E. AshtonPresident and CEOFeb 03, 2016 Option Exercise$17.5342,500745,025150,577Feb 05, 2016, 05:16 PM
Poole E. AshtonPresident and CEOFeb 04, 2016 Option Exercise$18.118,198148,466143,783Feb 05, 2016, 05:16 PM
LILLY STEVEN CCFO and SecretaryFeb 03, 2016 Option Exercise$17.5337,000648,610259,182Feb 05, 2016, 05:15 PM
LILLY STEVEN CCFO and SecretaryFeb 04, 2016 Option Exercise$18.1116,598300,590243,620Feb 05, 2016, 05:15 PM
Knox C. Robert Jr.Principal Accounting OfficerFeb 03, 2016 Option Exercise$17.5317,000298,01077,003Feb 05, 2016, 05:14 PM
Knox C. Robert Jr.Principal Accounting OfficerFeb 04, 2016 Option Exercise$18.117,199130,37469,823Feb 05, 2016, 05:14 PM
RICH SIMON B. JR.DirectorSep 30, 2015 Buy$16.1715,000242,50579,114Oct 01, 2015, 04:10 PM
RICH SIMON B. JR.DirectorSep 29, 2015 Buy$15.575,00077,85064,114Sep 29, 2015, 07:25 PM
SMITH SHERWOOD HUBBARD JR.DirectorSep 29, 2015 Buy$16.046,00096,24073,614Sep 29, 2015, 04:12 PM
Tucker Garland S IIIChairman and CEOSep 29, 2015 Buy$16.111,50024,165262,556Sep 29, 2015, 04:12 PM
RICH SIMON B. JR.DirectorSep 17, 2015 Buy$18.405009,20059,114Sep 21, 2015, 04:07 PM
Tucker Garland S IIIChairman and CEOSep 11, 2015 Buy$18.292,00036,580261,056Sep 14, 2015, 04:34 PM
RICH SIMON B. JR.DirectorSep 09, 2015 Buy$18.693406,3555,590Sep 10, 2015, 04:22 PM
RICH SIMON B. JR.DirectorSep 09, 2015 Buy$18.6910,000186,90058,614Sep 10, 2015, 04:22 PM
Poole E. AshtonPresident and COOAug 31, 2015 Option Exercise$20.004,86897,360108,077Sep 01, 2015, 04:19 PM
Burgess Brent P WChief Investment OfficerJun 12, 2015 Sale$23.537,500176,450221,588Jun 12, 2015, 05:13 PM
Tucker Garland S IIIChairman and CEOFeb 04, 2015 Option Exercise$21.7852,0001,132,560259,056Feb 06, 2015, 04:15 PM
Tucker Garland S IIIChairman and CEOFeb 04, 2015 Option Exercise$21.7820,815453,351207,056Feb 06, 2015, 04:15 PM
Poole E. AshtonPresident and COOFeb 04, 2015 Option Exercise$21.7845,000980,100112,945Feb 06, 2015, 04:13 PM
Poole E. AshtonPresident and COOFeb 04, 2015 Option Exercise$21.782,82061,42067,443Feb 06, 2015, 04:13 PM
LILLY STEVEN CCFO and SecretaryFeb 04, 2015 Option Exercise$21.7840,000871,200224,262Feb 06, 2015, 04:10 PM
LILLY STEVEN CCFO and SecretaryFeb 04, 2015 Option Exercise$21.7814,525316,355183,404Feb 06, 2015, 04:10 PM
Knox C. Robert Jr.Principal Accounting OfficerFeb 04, 2015 Option Exercise$21.7817,000370,26060,248Feb 06, 2015, 04:08 PM
Knox C. Robert Jr.Principal Accounting OfficerFeb 04, 2015 Option Exercise$21.786,395139,28343,231Feb 06, 2015, 04:08 PM
Burgess Brent P WChief Investment OfficerFeb 04, 2015 Option Exercise$21.7838,000827,640229,088Feb 06, 2015, 04:07 PM
Burgess Brent P WChief Investment OfficerFeb 04, 2015 Option Exercise$21.7817,397378,907191,088Feb 06, 2015, 04:07 PM
SMITH SHERWOOD HUBBARD JR.DirectorDec 04, 2014 Buy$21.565,000107,80061,422Dec 04, 2014, 04:15 PM
Tucker Garland S IIIChairman and CEONov 12, 2014 Buy$22.491002,24936,087Nov 12, 2014, 05:58 PM
Tucker Garland S IIIChairman and CEONov 12, 2014 Buy$22.531,00022,530232,771Nov 12, 2014, 05:58 PM
Poole E. AshtonPresident and COOAug 29, 2014 Option Exercise$27.484,873133,91070,263Sep 02, 2014, 04:44 PM
Tucker Garland S IIIChairman and CEOFeb 05, 2014 Option Exercise$26.0947,0001,226,230231,771Feb 06, 2014, 05:00 PM
Tucker Garland S IIIChairman and CEOFeb 04, 2014 Option Exercise$26.3518,852496,750184,630Feb 06, 2014, 05:00 PM
Poole E. AshtonPresident and COOFeb 05, 2014 Option Exercise$26.0922,000573,98075,136Feb 06, 2014, 04:58 PM
LILLY STEVEN CCFO and SecretaryFeb 05, 2014 Option Exercise$26.0933,000860,970199,639Feb 06, 2014, 04:58 PM
LILLY STEVEN CCFO and SecretaryFeb 04, 2014 Option Exercise$26.3513,035343,472166,053Feb 06, 2014, 04:58 PM
Knox C. Robert Jr.Principal Accounting OfficerFeb 05, 2014 Option Exercise$26.0914,000365,26050,186Feb 06, 2014, 04:57 PM
Knox C. Robert Jr.Principal Accounting OfficerFeb 04, 2013 Option Exercise$26.355,798152,77736,174Feb 06, 2014, 04:57 PM
Burgess Brent P WChief Investment OfficerFeb 05, 2014 Option Exercise$26.0935,000913,150217,486Feb 06, 2014, 04:48 PM
Burgess Brent P WChief Investment OfficerFeb 04, 2014 Option Exercise$26.3516,367431,270182,486Feb 06, 2014, 04:48 PM
Burgess Brent P WChief Investment OfficerSep 23, 2013 Sale$29.155,695166,009203,603Sep 23, 2013, 04:07 PM
Burgess Brent P WChief Investment OfficerSep 20, 2013 Sale$29.2615,000438,900209,298Sep 23, 2013, 04:07 PM
Burgess Brent P WChief Investment OfficerSep 19, 2013 Sale$29.0415,000435,600224,298Sep 23, 2013, 04:07 PM
Knox C Robert JRPrincipal Accounting OfficerAug 28, 2013 Sale$29.205,000146,00042,237Aug 30, 2013, 05:50 PM
Knox C Robert JRPrincipal Accounting OfficerJun 27, 2013 Sale$27.653,00082,95047,237Jun 28, 2013, 04:05 PM
Tucker Garland S IIIChairman, President, CEOMay 11, 2012 Option Exercise$20.481913,911184,461Feb 08, 2013, 04:07 PM
LILLY STEVEN CCFO, Secretary, TreasurerDec 31, 2012 Option Exercise$25.4910,051256,200147,511Dec 31, 2012, 05:16 PM
Knox C Robert JRPrincipal Accounting OfficerDec 31, 2012 Option Exercise$25.494,627117,94236,598Dec 31, 2012, 05:15 PM
Burgess Brent P WChief Investment OfficerDec 31, 2012 Option Exercise$25.4912,563320,231208,665Dec 31, 2012, 05:15 PM
Tucker Garland S IIIChairman, President, CEODec 31, 2012 Option Exercise$25.4914,597372,078189,770Dec 31, 2012, 05:14 PM
Goldstein Benjamin SDirectorDec 27, 2012 Buy$24.332,70165,71524,109Dec 28, 2012, 04:17 PM
Goldstein Benjamin SDirectorDec 27, 2012 Sale$24.212,70165,39121,408Dec 28, 2012, 04:17 PM
GAMBILL MARK MDirectorMay 11, 2012 Buy$20.005,000100,00010,744May 14, 2012, 04:37 PM
Tucker Garland S IIIChairman, President, CEOMay 07, 2012 Option Exercise$20.142,34147,148204,367May 08, 2012, 05:20 PM
LILLY STEVEN CCFO, Secretary, TreasurerMay 07, 2012 Option Exercise$20.142,12042,697157,562May 08, 2012, 05:19 PM
Knox C Robert JRPrincipal Accounting OfficerMay 07, 2012 Option Exercise$20.141,11522,45641,225May 08, 2012, 05:19 PM
Burgess Brent P WChief Investment OfficerMay 07, 2012 Option Exercise$20.142,12042,697221,228May 08, 2012, 05:18 PM
RICH SIMON BDirectorJun 03, 2011 Buy$19.472,50048,67540,099Apr 25, 2012, 04:07 PM
Tucker Garland S IIIChairman, President, CEOFeb 06, 2012 Option Exercise$19.1310,024191,759158,528Feb 08, 2012, 05:25 PM
Tucker Garland S IIIChairman, President, CEOSep 16, 2011 Option Exercise$16.346009,805175,752Feb 08, 2012, 05:25 PM
LILLY STEVEN CCFO, Secretary, TreasurerFeb 06, 2012 Option Exercise$19.137,059135,039129,034Feb 08, 2012, 05:24 PM
Knox C Robert JRPrincipal Accounting OfficerFeb 06, 2012 Option Exercise$19.133,43865,76929,169Feb 08, 2012, 05:23 PM
Burgess Brent P WChief Investment OfficerFeb 06, 2012 Option Exercise$19.138,532163,217183,611Feb 08, 2012, 05:23 PM
Goldstein Benjamin SDirectorDec 01, 2011 Buy$18.363,33061,13920,506Dec 05, 2011, 04:01 PM
Goldstein Benjamin SDirectorDec 01, 2011 Sale$17.963,33059,81217,176Dec 05, 2011, 04:01 PM
RICH SIMON BDirectorNov 09, 2011 Buy$16.921,75029,6105,250Nov 09, 2011, 05:56 PM
RICH SIMON BDirectorNov 09, 2011 Buy$16.907,500126,75036,433Nov 09, 2011, 05:56 PM
Knox C Robert JRPrincipal Accounting OfficerMay 09, 2011 Option Exercise$18.801,37525,85033,385May 10, 2011, 06:34 PM
LILLY STEVEN CCFO, Secretary, TreasurerMay 09, 2011 Option Exercise$18.802,99356,268138,093May 10, 2011, 06:33 PM
Tucker Garland S IIIChairman, President, CEOMay 09, 2011 Option Exercise$18.801,78933,633178,152May 10, 2011, 06:27 PM
Tucker Garland S IIIChairman, President, CEOFeb 04, 2011 Option Exercise$20.515,034103,247146,419Feb 04, 2011, 08:27 PM
LILLY STEVEN CCFO, Secretary, TreasurerFeb 04, 2011 Option Exercise$20.513,57873,385117,529Feb 04, 2011, 08:26 PM
Knox C Robert JRPrincipal Accounting OfficerFeb 04, 2011 Option Exercise$20.511,80236,95924,189Feb 04, 2011, 08:25 PM
Burgess Brent P WChief Investment OfficerFeb 04, 2011 Option Exercise$20.514,25387,229170,966Feb 04, 2011, 08:24 PM
LILLY STEVEN CCFO, Secretary, TreasurerJan 10, 2011 Sale$18.971,85035,094123,997Jan 11, 2011, 05:22 PM
LILLY STEVEN CCFO, Secretary, TreasurerJan 06, 2011 Sale$19.104,00076,400129,847Jan 07, 2011, 05:33 PM
LILLY STEVEN CCFO, Secretary, TreasurerJan 05, 2011 Sale$19.174,00076,680133,847Jan 07, 2011, 05:33 PM
LILLY STEVEN CCFO, Secretary, TreasurerJan 07, 2011 Sale$19.084,00076,320125,847Jan 07, 2011, 05:33 PM
Tucker Garland S IIIChairman, President, CEOMay 07, 2010 Option Exercise$13.621,79024,380192,853Dec 30, 2010, 04:06 PM
Tucker Garland S IIIChairman, President, CEODec 29, 2010 Buy$19.651001,965192,953Dec 30, 2010, 04:06 PM
LILLY STEVEN CCFO, Secretary, TreasurerMay 07, 2010 Option Exercise$13.621,62122,078137,847Dec 30, 2010, 04:06 PM
Knox C Robert JRPrincipal Accounting OfficerMay 07, 2010 Option Exercise$13.6285211,60426,152Dec 30, 2010, 04:05 PM
Burgess Brent P WChief Investment OfficerMay 07, 2010 Option Exercise$13.621,62122,078182,110Dec 30, 2010, 04:05 PM
Load More Insider Transactions
Buy Sale Option Exercise
OwnerRelationshipDateValue($)
BYERS STEPHEN RDirector01/25/20233,984
BYERS STEPHEN RDirector06/17/20222,188
BYERS STEPHEN RDirector06/03/202219,194
BYERS STEPHEN RDirector05/09/2022164,352
CHILLAG JEFFREYDirector of Finance03/15/202225,386
MIHALICK DAVIDDirector12/01/202153,997
McDonnell ThomasVice President11/29/202154,249
Okel ThomasDirector09/28/202150,002
CRANDALL ROGER WAdviser Board Member08/10/202132,850
McDonnell ThomasVice President06/09/202131,590
McDonnell ThomasVice President05/11/202120,780
McDonnell ThomasVice President03/30/202119,900
McDonnell ThomasVice President03/26/20219,898
Switzer JohnDirector12/21/20209,110
MIHALICK DAVIDDirector12/04/202064,532
MIHALICK DAVIDDirector12/07/202070,510
CRANDALL ROGER WAdviser Board Member05/14/202012,780
CRANDALL ROGER WAdviser Board Member05/13/202013,200
CRANDALL ROGER WAdviser Board Member05/12/202013,360
CRANDALL ROGER WAdviser Board Member05/08/202043,849
CRANDALL ROGER WAdviser Board Member05/06/202018,625
CRANDALL ROGER WAdviser Board Member05/06/202018,625
Craddock GeoffAdviser Board Member05/26/202072,280
CRANDALL ROGER WAdviser Board Member05/14/2020101,814
Finke Thomas MDirector05/05/2020105,038
Dinerman JillAssociate Director05/04/20203,420
Lloyd Eric JTrustee & CEO03/12/2020110,819
Cary ChristopherHead of Stakeholder Relations03/12/20207,995
Freno MichaelDirector03/13/202022,363
Lloyd Eric JTrustee & CEO03/12/2020115,094
Bock JonathanChief Financial Officer03/12/202048,879
Finke Thomas FDirector11/20/201982,400
Switzer JohnDirector08/28/201929,640
Landsberg JonathanAssistant Director of Finance03/29/201930,172
Craddock GeoffAdviser Board Member03/06/201949,146
BARINGS LLC10% Owner02/11/201910
BARINGS LLC10% Owner02/08/2019294,666
BARINGS LLC10% Owner02/07/2019295,887
BARINGS LLC10% Owner02/06/2019287,795
BARINGS LLC10% Owner02/05/2019351,674
BARINGS LLC10% Owner02/04/2019213,779
BARINGS LLC10% Owner02/01/2019293,801
BARINGS LLC10% Owner01/31/2019232,288
BARINGS LLC10% Owner01/30/2019407,404
BARINGS LLC10% Owner01/29/2019404,562
BARINGS LLC10% Owner01/28/2019243,348
BARINGS LLC10% Owner01/25/2019336,997
BARINGS LLC10% Owner01/24/2019143,049
BARINGS LLC10% Owner01/23/2019288,027
BARINGS LLC10% Owner01/22/2019455,097
BARINGS LLC10% Owner01/18/2019463,404
BARINGS LLC10% Owner01/17/2019538,308
BARINGS LLC10% Owner01/16/2019240,381
BARINGS LLC10% Owner01/15/2019122,587
BARINGS LLC10% Owner01/14/2019508,057
BARINGS LLC10% Owner01/11/2019235,899
BARINGS LLC10% Owner01/10/2019414,169
BARINGS LLC10% Owner01/09/2019489,978
BARINGS LLC10% Owner01/08/2019523,463
BARINGS LLC10% Owner01/09/2019523,463
BARINGS LLC10% Owner01/07/2019713,159
BARINGS LLC10% Owner01/04/2019694,944
BARINGS LLC10% Owner01/03/2019403,627
BARINGS LLC10% Owner01/02/2019446,205
BARINGS LLC10% Owner12/31/2018663,154
BARINGS LLC10% Owner12/28/2018709,718
Okel ThomasDirector12/20/201849,500
BARINGS LLC10% Owner12/27/2018697,019
BARINGS LLC10% Owner12/26/2018570,739
BARINGS LLC10% Owner12/24/2018430,207
BARINGS LLC10% Owner12/21/2018612,962
BARINGS LLC10% Owner12/20/2018617,880
Knox C. Robert Jr.Principal Accounting Officer12/20/201861,870
Bock JonathanChief Financial Officer12/19/2018148,392
BARINGS LLC10% Owner12/19/2018628,479
BARINGS LLC10% Owner12/18/2018639,537
BARINGS LLC10% Owner12/17/2018649,560
BARINGS LLC10% Owner12/14/2018667,656
BARINGS LLC10% Owner12/13/2018676,005
BARINGS LLC10% Owner12/12/2018518,501
Finke Thomas FDirector12/10/201819,838
BARINGS LLC10% Owner12/11/2018687,608
BARINGS LLC10% Owner12/10/2018573,729
BARINGS LLC10% Owner12/07/2018532,943
BARINGS LLC10% Owner12/06/2018627,387
BARINGS LLC10% Owner12/04/2018734,462
BARINGS LLC10% Owner12/03/2018456,865
BARINGS LLC10% Owner11/30/2018729,159
BARINGS LLC10% Owner11/29/2018730,562
BARINGS LLC10% Owner11/28/2018726,397
BARINGS LLC10% Owner11/27/2018476,596
BARINGS LLC10% Owner11/26/2018722,623
BARINGS LLC10% Owner11/23/2018119,554
BARINGS LLC10% Owner11/21/2018683,969
Craddock GeoffAdviser Board Member11/20/201850,150
BARINGS LLC10% Owner11/20/2018691,000
BARINGS LLC10% Owner11/19/2018695,534
BARINGS LLC10% Owner11/16/2018658,670
BARINGS LLC10% Owner11/15/2018659,752
Knox C. Robert Jr.Principal Accounting Officer11/14/2018101,468
BARINGS LLC10% Owner11/14/2018461,878
BARINGS LLC10% Owner11/13/2018502,508
BARINGS LLC10% Owner11/12/2018461,622
BARINGS LLC10% Owner11/09/2018337,340
BARINGS LLC10% Owner11/08/2018421,566
BARINGS LLC10% Owner11/07/2018420,380
BARINGS LLC10% Owner10/01/20181,054,176
BARINGS LLC10% Owner11/06/2018457,410
BARINGS LLC10% Owner11/05/2018255,342
BARINGS LLC10% Owner11/02/2018484,193
BARINGS LLC10% Owner11/01/2018486,936
BARINGS LLC10% Owner10/31/2018496,059
BARINGS LLC10% Owner10/30/2018442,027
BARINGS LLC10% Owner10/29/2018492,335
BARINGS LLC10% Owner10/26/2018499,510
BARINGS LLC10% Owner10/25/2018556,321
BARINGS LLC10% Owner10/24/2018476,625
BARINGS LLC10% Owner10/23/2018351,386
BARINGS LLC10% Owner10/22/2018413,690
BARINGS LLC10% Owner10/19/2018535,965
BARINGS LLC10% Owner10/18/2018843,976
BARINGS LLC10% Owner10/17/2018495,108
BARINGS LLC10% Owner10/16/2018387,023
BARINGS LLC10% Owner10/15/2018675,524
BARINGS LLC10% Owner10/12/2018723,410
BARINGS LLC10% Owner10/11/2018719,474
BARINGS LLC10% Owner10/10/2018725,332
BARINGS LLC10% Owner10/09/2018621,102
BARINGS LLC10% Owner10/08/2018629,764
BARINGS LLC10% Owner10/05/2018805,868
BARINGS LLC10% Owner10/03/2018807,848
BARINGS LLC10% Owner10/04/2018806,501
Thompson Paul JohnOfficer of the Adviser10/04/2018122,343
Lloyd Eric JChief Executive Officer10/02/2018146,058
BARINGS LLC10% Owner10/02/2018798,471
BARINGS LLC10% Owner10/01/2018798,281
Cary ChristopherTreasurer09/28/201860,071
BARINGS LLC10% Owner09/28/2018751,999
Freno MichaelDirector09/28/2018100,127
BARINGS LLC10% Owner09/27/2018776,728
BARINGS LLC10% Owner09/26/2018779,108
BARINGS LLC10% Owner09/25/2018783,006
BARINGS LLC10% Owner09/24/2018202,871
Switzer JohnDirector09/27/201820,040
Knox C. Robert Jr.Principal Accounting Officer07/31/2018295,992
Vaughn Douglas A.Chief Administrative Officer07/31/2018516,468
Nordan Cary B.Chief Origination Officer07/31/2018554,232
Dombcik Jeffrey A.Chief Credit Officer07/31/2018524,556
LILLY STEVEN CCFO and Secretary07/31/2018621,648
Poole E. AshtonPresident and CEO07/31/2018786,588
Dunwoody W McCombDirector05/02/201849,993
Goldstein Benjamin SDirector05/02/201849,993
GAMBILL MARK MDirector05/02/201849,993
RICH SIMON B. JR.Director05/02/201849,993
Mulhern Mark FDirector05/02/201849,993
Tucker Garland S IIIDirector05/02/201849,993
Knox C. Robert Jr.Principal Accounting Officer02/08/2018277,680
Vaughn Douglas A.Chief Administrative Officer02/08/2018491,280
Nordan Cary B.Chief Origination Officer02/08/2018491,280
Dombcik Jeffrey A.Chief Credit Officer02/08/2018491,280
LILLY STEVEN CCFO and Secretary02/08/2018566,040
Poole E. AshtonPresident and CEO02/08/2018672,840
Vaughn Douglas A.Chief Administrative Officer02/05/2018147,282
Nordan Cary B.Chief Origination Officer02/05/2018165,097
Knox C. Robert Jr.Principal Accounting Officer02/05/201885,085
Dombcik Jeffrey A.Chief Credit Officer02/05/2018150,737
LILLY STEVEN CCFO and Secretary02/05/2018182,819
Poole E. AshtonPresident and CEO02/05/2018191,562
Poole E. AshtonPresident and CEO08/29/201766,674
Knox C. Robert Jr.Principal Accounting Officer06/23/201753,169
Dunwoody W McCombDirector04/03/2017929,495
Knox C. Robert Jr.Principal Accounting Officer02/06/2017149,984
Vaughn Douglas A.Chief Administrative Officer02/06/2017271,407
Nordan Cary B.Chief Origination Officer02/06/2017300,577
Dombcik Jeffrey A.Chief Credit Officer02/06/2017278,409
LILLY STEVEN CCFO and Secretary02/06/2017341,294
Poole E. AshtonPresident and CEO02/06/2017259,683
Knox C. Robert Jr.Principal Accounting Officer02/01/2017413,875
Vaughn Douglas A.Chief Administrative Officer02/01/2017750,750
Nordan Cary B.Chief Origination Officer02/01/2017808,500
Dombcik Jeffrey A.Chief Credit Officer02/01/2017750,750
LILLY STEVEN CCFO and Secretary02/01/2017866,250
Poole E. AshtonPresident and CEO02/01/20171,029,875
Knox C. Robert Jr.Principal Accounting Officer12/20/20167,400
Poole E. AshtonPresident and CEO08/29/201697,798
Goldstein Benjamin SDirector05/13/201655,050
RICH SIMON B. JR.Director05/09/201686,500
SMITH SHERWOOD HUBBARD JR.Director05/09/201668,480
Poole E. AshtonPresident and CEO05/09/2016468,355
Poole E. AshtonPresident and CEO05/09/201620,068
Poole E. AshtonPresident and CEO05/09/201620,021
LILLY STEVEN CCFO and Secretary05/09/2016105,860
Burgess Brent P WChief Investment Officer05/09/2016103,500
Knox C. Robert Jr.Principal Accounting Officer03/22/201659,739
Burgess Brent P WChief Investment Officer02/03/2016648,610
Burgess Brent P WChief Investment Officer02/04/2016336,248
Tucker Garland S IIIDirector02/03/2016823,910
Tucker Garland S IIIDirector02/04/20161,469,192
Poole E. AshtonPresident and CEO02/03/2016745,025
Poole E. AshtonPresident and CEO02/04/2016148,466
LILLY STEVEN CCFO and Secretary02/03/2016648,610
LILLY STEVEN CCFO and Secretary02/04/2016300,590
Knox C. Robert Jr.Principal Accounting Officer02/03/2016298,010
Knox C. Robert Jr.Principal Accounting Officer02/04/2016130,374
RICH SIMON B. JR.Director09/30/2015242,505
RICH SIMON B. JR.Director09/29/201577,850
SMITH SHERWOOD HUBBARD JR.Director09/29/201596,240
Tucker Garland S IIIChairman and CEO09/29/201524,165
RICH SIMON B. JR.Director09/17/20159,200
Tucker Garland S IIIChairman and CEO09/11/201536,580
RICH SIMON B. JR.Director09/09/20156,355
RICH SIMON B. JR.Director09/09/2015186,900
Poole E. AshtonPresident and COO08/31/201597,360
Burgess Brent P WChief Investment Officer06/12/2015176,450
Tucker Garland S IIIChairman and CEO02/04/20151,132,560
Tucker Garland S IIIChairman and CEO02/04/2015453,351
Poole E. AshtonPresident and COO02/04/2015980,100
Poole E. AshtonPresident and COO02/04/201561,420
LILLY STEVEN CCFO and Secretary02/04/2015871,200
LILLY STEVEN CCFO and Secretary02/04/2015316,355
Knox C. Robert Jr.Principal Accounting Officer02/04/2015370,260
Knox C. Robert Jr.Principal Accounting Officer02/04/2015139,283
Burgess Brent P WChief Investment Officer02/04/2015827,640
Burgess Brent P WChief Investment Officer02/04/2015378,907
SMITH SHERWOOD HUBBARD JR.Director12/04/2014107,800
Tucker Garland S IIIChairman and CEO11/12/20142,249
Tucker Garland S IIIChairman and CEO11/12/201422,530
Poole E. AshtonPresident and COO08/29/2014133,910
Tucker Garland S IIIChairman and CEO02/05/20141,226,230
Tucker Garland S IIIChairman and CEO02/04/2014496,750
Poole E. AshtonPresident and COO02/05/2014573,980
LILLY STEVEN CCFO and Secretary02/05/2014860,970
LILLY STEVEN CCFO and Secretary02/04/2014343,472
Knox C. Robert Jr.Principal Accounting Officer02/05/2014365,260
Knox C. Robert Jr.Principal Accounting Officer02/04/2013152,777
Burgess Brent P WChief Investment Officer02/05/2014913,150
Burgess Brent P WChief Investment Officer02/04/2014431,270
Burgess Brent P WChief Investment Officer09/23/2013166,009
Burgess Brent P WChief Investment Officer09/20/2013438,900
Burgess Brent P WChief Investment Officer09/19/2013435,600
Knox C Robert JRPrincipal Accounting Officer08/28/2013146,000
Knox C Robert JRPrincipal Accounting Officer06/27/201382,950
Tucker Garland S IIIChairman, President, CEO05/11/20123,911
LILLY STEVEN CCFO, Secretary, Treasurer12/31/2012256,200
Knox C Robert JRPrincipal Accounting Officer12/31/2012117,942
Burgess Brent P WChief Investment Officer12/31/2012320,231
Tucker Garland S IIIChairman, President, CEO12/31/2012372,078
Goldstein Benjamin SDirector12/27/201265,715
Goldstein Benjamin SDirector12/27/201265,391
GAMBILL MARK MDirector05/11/2012100,000
Tucker Garland S IIIChairman, President, CEO05/07/201247,148
LILLY STEVEN CCFO, Secretary, Treasurer05/07/201242,697
Knox C Robert JRPrincipal Accounting Officer05/07/201222,456
Burgess Brent P WChief Investment Officer05/07/201242,697
RICH SIMON BDirector06/03/201148,675
Tucker Garland S IIIChairman, President, CEO02/06/2012191,759
Tucker Garland S IIIChairman, President, CEO09/16/20119,805
LILLY STEVEN CCFO, Secretary, Treasurer02/06/2012135,039
Knox C Robert JRPrincipal Accounting Officer02/06/201265,769
Burgess Brent P WChief Investment Officer02/06/2012163,217
Goldstein Benjamin SDirector12/01/201161,139
Goldstein Benjamin SDirector12/01/201159,812
RICH SIMON BDirector11/09/201129,610
RICH SIMON BDirector11/09/2011126,750
Knox C Robert JRPrincipal Accounting Officer05/09/201125,850
LILLY STEVEN CCFO, Secretary, Treasurer05/09/201156,268
Tucker Garland S IIIChairman, President, CEO05/09/201133,633
Tucker Garland S IIIChairman, President, CEO02/04/2011103,247
LILLY STEVEN CCFO, Secretary, Treasurer02/04/201173,385
Knox C Robert JRPrincipal Accounting Officer02/04/201136,959
Burgess Brent P WChief Investment Officer02/04/201187,229
LILLY STEVEN CCFO, Secretary, Treasurer01/10/201135,094
LILLY STEVEN CCFO, Secretary, Treasurer01/06/201176,400
LILLY STEVEN CCFO, Secretary, Treasurer01/05/201176,680
LILLY STEVEN CCFO, Secretary, Treasurer01/07/201176,320
Tucker Garland S IIIChairman, President, CEO05/07/201024,380
Tucker Garland S IIIChairman, President, CEO12/29/20101,965
LILLY STEVEN CCFO, Secretary, Treasurer05/07/201022,078
Knox C Robert JRPrincipal Accounting Officer05/07/201011,604
Burgess Brent P WChief Investment Officer05/07/201022,078
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