Barings BDC Inc. (BBDC) NEW YORK STOCK EXCHANGE INC.
$9.77 (0.06) (-0.61%)
Market Cap: $1.04B
As of 05/15/24 04:00 PM EDT. Market closed.
Barings BDC Inc. (BBDC)
NEW YORK STOCK EXCHANGE INC.
$9.77
(0.06) (-0.61%)
Market Cap: $1.04B
As of 05/15/24 04:00 PM EDT. Market closed.
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barings is a $371+ billion* global investment manager sourcing differentiated opportunities and building long-term portfolios across public and private fixed income, real estate, and specialist equity markets. with investment professionals based in north america, europe and asia pacific, the firm, a subsidiary of massmutual, aims to serve its clients, communities and employees, and is committed ... read more
COMPANY PROFILE
Sector
Finance and Insurance
Industry
Securities and Commodity Exchanges
CEO
Eric Lloyd
Full Time Employees
2,135
Sector
Finance and Insurance
Industry
Securities and Commodity Exchanges
CEO
Eric Lloyd
Full Time Employees
2,135
Address
300 S Tryon St Ste 2500, North Carolina, Charlotte, 28202-3393.
PRICE CHART FOR BARINGS BDC INC
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NEWS
INSIDEARBITRAGE ARTICLES
KEY STATS
Open
$9.90
Previous Close
$9.83
Days Range
$9.74 - $9.92
52 week range
$6.72 - $9.91
Volume
408,680
Avg. Volume (30 days)
386,830
Market Cap
$1.04B
Dividend Yield
10.06%
P/E
-
Shares Outstanding
105,951,159
Open
$9.90
Previous Close
$9.83
Days Range
$9.74 - $9.92
52 week range
$6.72 - $9.91
Volume
408,680
Avg. Volume (30 days)
386,830
Market Cap
$1.04B
Dividend Yield
10.06%
P/E
-
Shares Outstanding
105,951,159
FINANCIAL STATEMENTS FOR BARINGS BDC INC
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INSIDER TRANSACTIONS FOR BARINGS BDC INC
| Owner | Relationship | Date | Transaction | Cost | # Shares | Value($) | Total Shares | Form 4 |
| Freno Michael | Officer of Adviser | May 09, 2024 | Buy | $9.73 | 27,500 | 267,493 | 71,145 | May 10, 2024, 01:20 PM |
| BYERS STEPHEN R | Director | Feb 28, 2024 | Buy | $9.70 | 570 | 5,529 | 21,647 | Mar 05, 2024, 12:48 PM |
| BYERS STEPHEN R | Director | Jul 18, 2023 | Buy | $8.02 | 400 | 3,210 | 21,077 | Jul 19, 2023, 10:15 AM |
| O'Connor Michael James | Adviser Board Member | May 16, 2023 | Buy | $7.43 | 25,000 | 185,732 | 25,000 | May 16, 2023, 09:06 AM |
| Freno Michael | Officer of Adviser | May 09, 2023 | Buy | $7.19 | 12,000 | 86,239 | 43,645 | May 12, 2023, 12:33 PM |
| Merritt Sears | Adviser Board Member | May 11, 2023 | Buy | $7.36 | 1,358 | 9,990 | 1,358 | May 11, 2023, 03:55 PM |
| CHILLAG JEFFREY | Director of Finance | May 08, 2023 | Buy | $7.23 | 3,500 | 25,305 | 8,374 | May 11, 2023, 01:43 PM |
| Murray Elizabeth A. | CFO and COO | May 11, 2023 | Buy | $7.23 | 2,500 | 18,075 | 15,907 | May 11, 2023, 12:24 PM |
| Murray Elizabeth A. | Principal Accounting Officer | May 11, 2023 | Buy | $7.23 | 2,500 | 18,075 | 14,534 | May 11, 2023, 11:11 AM |
| PERLEY ALBERT | Treasurer | May 09, 2023 | Buy | $7.21 | 2,000 | 14,416 | 2,000 | May 10, 2023, 04:17 PM |
| Freno Michael | Officer of Adviser | May 09, 2023 | Buy | $7.20 | 26,000 | 187,095 | 39,287 | May 10, 2023, 03:36 PM |
| CHILLAG JEFFREY | Director of Finance | May 08, 2023 | Buy | $7.23 | 3,500 | 25,305 | 8,374 | May 08, 2023, 04:28 PM |
| CHILLAG JEFFREY | Director of Finance | May 08, 2023 | Sale | $7.22 | 500 | 3,612 | 7,874 | May 08, 2023, 04:28 PM |
| Craddock Geoff | Adviser Board Member | Apr 10, 2023 | Buy | $7.67 | 10,000 | 76,700 | 30,000 | Apr 10, 2023, 10:09 AM |
| Okel Thomas | Director | Mar 09, 2023 | Buy | $8.05 | 10,000 | 80,494 | 20,037 | Mar 10, 2023, 03:28 PM |
| BYERS STEPHEN R | Director | Jan 25, 2023 | Buy | $8.55 | 466 | 3,984 | 20,019 | Jan 27, 2023, 11:01 AM |
| BYERS STEPHEN R | Director | Jun 17, 2022 | Buy | $9.27 | 236 | 2,188 | 18,121 | Jun 22, 2022, 10:27 AM |
| BYERS STEPHEN R | Director | Jun 03, 2022 | Buy | $10.38 | 1,850 | 19,194 | 17,885 | Jun 06, 2022, 10:15 AM |
| BYERS STEPHEN R | Director | May 09, 2022 | Buy | $10.25 | 16,035 | 164,352 | 16,035 | May 09, 2022, 05:56 PM |
| CHILLAG JEFFREY | Director of Finance | Mar 15, 2022 | Option Exercise | $10.15 | 2,500 | 25,386 | 4,874 | Mar 15, 2022, 05:53 PM |
| MIHALICK DAVID | Director | Dec 01, 2021 | Buy | $10.80 | 5,000 | 53,997 | 20,000 | Dec 02, 2021, 07:38 AM |
| McDonnell Thomas | Vice President | Nov 29, 2021 | Buy | $10.85 | 5,000 | 54,249 | 13,000 | Nov 30, 2021, 10:39 AM |
| Okel Thomas | Director | Sep 28, 2021 | Buy | $11.02 | 4,537 | 50,002 | 10,037 | Sep 28, 2021, 02:53 PM |
| CRANDALL ROGER W | Adviser Board Member | Aug 10, 2021 | Buy | $10.95 | 3,000 | 32,850 | 18,250 | Aug 11, 2021, 04:04 PM |
| McDonnell Thomas | Vice President | Jun 09, 2021 | Buy | $10.53 | 3,000 | 31,590 | 8,000 | Jun 10, 2021, 10:31 AM |
| McDonnell Thomas | Vice President | May 11, 2021 | Buy | $10.39 | 2,000 | 20,780 | 5,000 | May 12, 2021, 11:31 AM |
| McDonnell Thomas | Vice President | Mar 30, 2021 | Buy | $9.95 | 2,000 | 19,900 | 3,000 | Mar 31, 2021, 12:19 PM |
| McDonnell Thomas | Vice President | Mar 26, 2021 | Buy | $9.90 | 1,000 | 9,898 | 1,000 | Mar 30, 2021, 03:02 PM |
| Switzer John | Director | Dec 21, 2020 | Buy | $9.11 | 1,000 | 9,110 | 6,000 | Dec 22, 2020, 09:41 AM |
| MIHALICK DAVID | Director | Dec 04, 2020 | Buy | $9.04 | 7,141 | 64,532 | 7,141 | Dec 07, 2020, 12:27 PM |
| MIHALICK DAVID | Director | Dec 07, 2020 | Buy | $8.97 | 7,859 | 70,510 | 15,000 | Dec 07, 2020, 12:27 PM |
| CRANDALL ROGER W | Adviser Board Member | May 12, 2020 | Buy | $6.68 | 2,000 | 13,360 | 11,250 | May 27, 2020, 07:27 PM |
| CRANDALL ROGER W | Adviser Board Member | May 08, 2020 | Buy | $6.75 | 6,500 | 43,849 | 9,250 | May 27, 2020, 07:27 PM |
| CRANDALL ROGER W | Adviser Board Member | May 06, 2020 | Buy | $6.77 | 2,750 | 18,625 | 2,750 | May 27, 2020, 07:27 PM |
| CRANDALL ROGER W | Adviser Board Member | May 14, 2020 | Buy | $6.39 | 2,000 | 12,780 | 15,250 | May 27, 2020, 07:27 PM |
| CRANDALL ROGER W | Adviser Board Member | May 13, 2020 | Buy | $6.60 | 2,000 | 13,200 | 13,250 | May 27, 2020, 07:27 PM |
| CRANDALL ROGER W | Adviser Board Member | May 06, 2020 | Buy | $6.77 | 2,750 | 18,625 | 2,750 | May 27, 2020, 05:52 PM |
| Craddock Geoff | Adviser Board Member | May 26, 2020 | Buy | $7.23 | 10,000 | 72,280 | 20,000 | May 27, 2020, 05:28 PM |
| CRANDALL ROGER W | Adviser Board Member | May 14, 2020 | Buy | $6.68 | 15,250 | 101,814 | 15,250 | May 15, 2020, 08:24 AM |
| Finke Thomas M | Director | May 05, 2020 | Buy | $7.00 | 15,000 | 105,038 | 25,000 | May 06, 2020, 09:25 AM |
| Dinerman Jill | Associate Director | May 04, 2020 | Sale | $6.84 | 500 | 3,420 | 0 | May 05, 2020, 01:31 PM |
| Lloyd Eric J | Trustee & CEO | Mar 12, 2020 | Buy | $8.22 | 13,480 | 110,819 | 28,928 | Mar 17, 2020, 11:47 AM |
| Cary Christopher | Head of Stakeholder Relations | Mar 12, 2020 | Buy | $8.00 | 1,000 | 7,995 | 7,000 | Mar 13, 2020, 02:43 PM |
| Freno Michael | Director | Mar 13, 2020 | Buy | $8.13 | 2,750 | 22,363 | 13,287 | Mar 13, 2020, 02:33 PM |
| Lloyd Eric J | Trustee & CEO | Mar 12, 2020 | Buy | $8.22 | 14,000 | 115,094 | 29,448 | Mar 13, 2020, 01:08 PM |
| Bock Jonathan | Chief Financial Officer | Mar 12, 2020 | Buy | $8.32 | 5,875 | 48,879 | 22,075 | Mar 13, 2020, 11:48 AM |
| Finke Thomas F | Director | Nov 20, 2019 | Buy | $10.30 | 8,000 | 82,400 | 10,000 | Nov 21, 2019, 11:36 AM |
| Switzer John | Director | Aug 28, 2019 | Buy | $9.88 | 3,000 | 29,640 | 5,000 | Aug 28, 2019, 01:11 PM |
| Landsberg Jonathan | Assistant Director of Finance | Mar 29, 2019 | Buy | $9.92 | 3,040 | 30,172 | 6,251 | Apr 02, 2019, 10:16 AM |
| Craddock Geoff | Adviser Board Member | Mar 06, 2019 | Buy | $9.83 | 5,000 | 49,146 | 10,000 | Mar 07, 2019, 11:24 AM |
| BARINGS LLC | 10% Owner | Feb 11, 2019 | Buy | $9.71 | 1 | 10 | 13,639,681 | Feb 11, 2019, 06:16 PM |
| BARINGS LLC | 10% Owner | Feb 08, 2019 | Buy | $9.68 | 30,441 | 294,666 | 13,639,680 | Feb 08, 2019, 08:13 PM |
| BARINGS LLC | 10% Owner | Feb 07, 2019 | Buy | $9.70 | 30,500 | 295,887 | 13,609,239 | Feb 08, 2019, 10:04 AM |
| BARINGS LLC | 10% Owner | Feb 06, 2019 | Buy | $9.81 | 29,330 | 287,795 | 13,578,739 | Feb 06, 2019, 08:37 PM |
| BARINGS LLC | 10% Owner | Feb 05, 2019 | Buy | $9.85 | 35,700 | 351,674 | 13,549,409 | Feb 06, 2019, 09:48 AM |
| BARINGS LLC | 10% Owner | Feb 04, 2019 | Buy | $9.87 | 21,661 | 213,779 | 13,513,709 | Feb 04, 2019, 05:30 PM |
| BARINGS LLC | 10% Owner | Feb 01, 2019 | Buy | $9.87 | 29,774 | 293,801 | 13,492,048 | Feb 01, 2019, 05:12 PM |
| BARINGS LLC | 10% Owner | Jan 30, 2019 | Buy | $9.86 | 41,300 | 407,404 | 13,438,769 | Feb 01, 2019, 12:58 PM |
| BARINGS LLC | 10% Owner | Jan 31, 2019 | Buy | $9.88 | 23,505 | 232,288 | 13,462,274 | Feb 01, 2019, 12:58 PM |
| BARINGS LLC | 10% Owner | Jan 29, 2019 | Buy | $9.80 | 41,300 | 404,562 | 13,397,469 | Jan 29, 2019, 04:58 PM |
| BARINGS LLC | 10% Owner | Jan 28, 2019 | Buy | $9.73 | 25,000 | 243,348 | 13,356,169 | Jan 28, 2019, 04:58 PM |
| BARINGS LLC | 10% Owner | Jan 25, 2019 | Buy | $9.74 | 34,600 | 336,997 | 13,331,169 | Jan 25, 2019, 04:25 PM |
| BARINGS LLC | 10% Owner | Jan 24, 2019 | Buy | $9.73 | 14,700 | 143,049 | 13,296,569 | Jan 25, 2019, 10:11 AM |
| BARINGS LLC | 10% Owner | Jan 23, 2019 | Buy | $9.60 | 30,000 | 288,027 | 13,281,869 | Jan 23, 2019, 04:43 PM |
| BARINGS LLC | 10% Owner | Jan 22, 2019 | Buy | $9.60 | 47,400 | 455,097 | 13,251,869 | Jan 22, 2019, 04:34 PM |
| BARINGS LLC | 10% Owner | Jan 18, 2019 | Buy | $9.61 | 48,200 | 463,404 | 13,204,469 | Jan 22, 2019, 02:53 PM |
| BARINGS LLC | 10% Owner | Jan 17, 2019 | Buy | $9.68 | 55,600 | 538,308 | 13,156,269 | Jan 18, 2019, 10:23 AM |
| BARINGS LLC | 10% Owner | Jan 16, 2019 | Buy | $9.69 | 24,800 | 240,381 | 13,100,669 | Jan 17, 2019, 09:31 AM |
| BARINGS LLC | 10% Owner | Jan 15, 2019 | Buy | $9.65 | 12,700 | 122,587 | 13,075,869 | Jan 16, 2019, 09:49 AM |
| BARINGS LLC | 10% Owner | Jan 14, 2019 | Buy | $9.70 | 52,350 | 508,057 | 13,063,169 | Jan 15, 2019, 10:57 AM |
| BARINGS LLC | 10% Owner | Jan 11, 2019 | Buy | $9.70 | 24,326 | 235,899 | 13,010,819 | Jan 11, 2019, 04:43 PM |
| BARINGS LLC | 10% Owner | Jan 10, 2019 | Buy | $9.65 | 42,900 | 414,169 | 12,986,493 | Jan 11, 2019, 09:42 AM |
| BARINGS LLC | 10% Owner | Jan 09, 2019 | Buy | $9.61 | 50,990 | 489,978 | 12,943,593 | Jan 09, 2019, 04:54 PM |
| BARINGS LLC | 10% Owner | Jan 08, 2019 | Buy | $9.73 | 53,800 | 523,463 | 12,892,603 | Jan 09, 2019, 04:30 PM |
| BARINGS LLC | 10% Owner | Jan 09, 2019 | Buy | $9.73 | 53,800 | 523,463 | 12,892,603 | Jan 09, 2019, 09:14 AM |
| BARINGS LLC | 10% Owner | Jan 07, 2019 | Buy | $9.77 | 73,000 | 713,159 | 12,838,803 | Jan 07, 2019, 04:41 PM |
| BARINGS LLC | 10% Owner | Jan 04, 2019 | Buy | $9.47 | 73,400 | 694,944 | 12,765,803 | Jan 04, 2019, 04:20 PM |
| BARINGS LLC | 10% Owner | Jan 03, 2019 | Buy | $9.32 | 43,315 | 403,627 | 12,692,403 | Jan 03, 2019, 05:52 PM |
| BARINGS LLC | 10% Owner | Jan 02, 2019 | Buy | $9.21 | 48,461 | 446,205 | 12,649,088 | Jan 02, 2019, 05:18 PM |
| BARINGS LLC | 10% Owner | Dec 31, 2018 | Buy | $9.03 | 73,400 | 663,154 | 12,600,627 | Dec 31, 2018, 04:16 PM |
| BARINGS LLC | 10% Owner | Dec 28, 2018 | Buy | $9.09 | 78,100 | 709,718 | 12,527,227 | Dec 28, 2018, 05:51 PM |
| Okel Thomas | Director | Dec 20, 2018 | Buy | $9.00 | 5,500 | 49,500 | 5,500 | Dec 28, 2018, 05:44 PM |
| BARINGS LLC | 10% Owner | Dec 27, 2018 | Buy | $8.92 | 78,100 | 697,019 | 12,449,127 | Dec 27, 2018, 04:33 PM |
| BARINGS LLC | 10% Owner | Dec 26, 2018 | Buy | $8.96 | 63,700 | 570,739 | 12,371,027 | Dec 27, 2018, 10:49 AM |
| BARINGS LLC | 10% Owner | Dec 24, 2018 | Buy | $8.85 | 48,600 | 430,207 | 12,307,327 | Dec 27, 2018, 10:43 AM |
| BARINGS LLC | 10% Owner | Dec 21, 2018 | Buy | $8.94 | 68,600 | 612,962 | 12,258,727 | Dec 21, 2018, 04:32 PM |
| BARINGS LLC | 10% Owner | Dec 20, 2018 | Buy | $9.01 | 68,600 | 617,880 | 12,190,127 | Dec 21, 2018, 09:19 AM |
| Knox C. Robert Jr. | Principal Accounting Officer | Dec 20, 2018 | Buy | $8.84 | 7,000 | 61,870 | 85,282 | Dec 20, 2018, 02:37 PM |
| Bock Jonathan | Chief Financial Officer | Dec 19, 2018 | Buy | $9.16 | 16,200 | 148,392 | 16,200 | Dec 20, 2018, 09:11 AM |
| BARINGS LLC | 10% Owner | Dec 19, 2018 | Buy | $9.16 | 68,600 | 628,479 | 12,121,527 | Dec 19, 2018, 04:38 PM |
| BARINGS LLC | 10% Owner | Dec 18, 2018 | Buy | $9.32 | 68,600 | 639,537 | 12,052,927 | Dec 18, 2018, 05:03 PM |
| BARINGS LLC | 10% Owner | Dec 17, 2018 | Buy | $9.47 | 68,600 | 649,560 | 11,984,327 | Dec 17, 2018, 04:57 PM |
| BARINGS LLC | 10% Owner | Dec 14, 2018 | Buy | $9.62 | 69,400 | 667,656 | 11,915,727 | Dec 17, 2018, 10:09 AM |
| BARINGS LLC | 10% Owner | Dec 13, 2018 | Buy | $9.74 | 69,400 | 676,005 | 11,846,327 | Dec 13, 2018, 06:08 PM |
| BARINGS LLC | 10% Owner | Dec 12, 2018 | Buy | $9.90 | 52,395 | 518,501 | 11,776,927 | Dec 12, 2018, 04:32 PM |
| Finke Thomas F | Director | Dec 10, 2018 | Buy | $9.92 | 2,000 | 19,838 | 2,000 | Dec 11, 2018, 05:28 PM |
| BARINGS LLC | 10% Owner | Dec 11, 2018 | Buy | $9.91 | 69,400 | 687,608 | 11,724,532 | Dec 11, 2018, 04:52 PM |
| BARINGS LLC | 10% Owner | Dec 10, 2018 | Buy | $9.91 | 57,905 | 573,729 | 11,655,132 | Dec 10, 2018, 06:21 PM |
| BARINGS LLC | 10% Owner | Dec 07, 2018 | Buy | $9.98 | 53,400 | 532,943 | 11,597,227 | Dec 10, 2018, 09:43 AM |
| BARINGS LLC | 10% Owner | Dec 06, 2018 | Buy | $9.93 | 63,209 | 627,387 | 11,543,827 | Dec 07, 2018, 10:09 AM |
| BARINGS LLC | 10% Owner | Dec 04, 2018 | Buy | $10.01 | 73,400 | 734,462 | 11,480,618 | Dec 04, 2018, 06:04 PM |
| BARINGS LLC | 10% Owner | Dec 03, 2018 | Buy | $10.03 | 45,534 | 456,865 | 11,407,218 | Dec 04, 2018, 04:29 PM |
| BARINGS LLC | 10% Owner | Nov 30, 2018 | Buy | $10.03 | 72,700 | 729,159 | 11,361,684 | Dec 03, 2018, 10:28 AM |
| BARINGS LLC | 10% Owner | Nov 29, 2018 | Buy | $10.05 | 72,700 | 730,562 | 11,288,984 | Dec 03, 2018, 10:13 AM |
| BARINGS LLC | 10% Owner | Nov 28, 2018 | Buy | $9.99 | 72,700 | 726,397 | 11,216,284 | Nov 28, 2018, 05:19 PM |
| BARINGS LLC | 10% Owner | Nov 27, 2018 | Buy | $9.93 | 48,012 | 476,596 | 11,143,584 | Nov 28, 2018, 08:28 AM |
| BARINGS LLC | 10% Owner | Nov 26, 2018 | Buy | $9.94 | 72,700 | 722,623 | 11,095,572 | Nov 27, 2018, 11:03 AM |
| BARINGS LLC | 10% Owner | Nov 23, 2018 | Buy | $9.96 | 12,000 | 119,554 | 11,022,872 | Nov 23, 2018, 08:15 PM |
| BARINGS LLC | 10% Owner | Nov 21, 2018 | Buy | $9.91 | 69,000 | 683,969 | 11,010,872 | Nov 21, 2018, 04:29 PM |
| Craddock Geoff | Adviser Board Member | Nov 20, 2018 | Buy | $10.03 | 5,000 | 50,150 | 5,000 | Nov 21, 2018, 04:17 PM |
| BARINGS LLC | 10% Owner | Nov 20, 2018 | Buy | $10.01 | 69,000 | 691,000 | 10,941,872 | Nov 21, 2018, 09:04 AM |
| BARINGS LLC | 10% Owner | Nov 19, 2018 | Buy | $10.08 | 69,000 | 695,534 | 10,872,872 | Nov 20, 2018, 10:18 AM |
| BARINGS LLC | 10% Owner | Nov 16, 2018 | Buy | $10.04 | 65,600 | 658,670 | 10,803,872 | Nov 16, 2018, 05:36 PM |
| BARINGS LLC | 10% Owner | Nov 15, 2018 | Buy | $10.06 | 65,600 | 659,752 | 10,738,272 | Nov 15, 2018, 05:24 PM |
| Knox C. Robert Jr. | Principal Accounting Officer | Nov 14, 2018 | Buy | $10.15 | 10,000 | 101,468 | 78,282 | Nov 15, 2018, 02:14 PM |
| BARINGS LLC | 10% Owner | Nov 14, 2018 | Option Exercise | $10.12 | 45,650 | 461,878 | 10,672,672 | Nov 14, 2018, 06:22 PM |
| BARINGS LLC | 10% Owner | Nov 13, 2018 | Buy | $10.13 | 49,600 | 502,508 | 10,627,022 | Nov 13, 2018, 05:41 PM |
| BARINGS LLC | 10% Owner | Nov 12, 2018 | Buy | $10.22 | 45,180 | 461,622 | 10,577,422 | Nov 13, 2018, 09:35 AM |
| BARINGS LLC | 10% Owner | Nov 09, 2018 | Buy | $10.10 | 33,400 | 337,340 | 10,532,242 | Nov 13, 2018, 09:27 AM |
| BARINGS LLC | 10% Owner | Nov 08, 2018 | Buy | $10.11 | 41,700 | 421,566 | 10,498,842 | Nov 08, 2018, 04:34 PM |
| BARINGS LLC | 10% Owner | Nov 07, 2018 | Buy | $10.11 | 41,600 | 420,380 | 10,457,142 | Nov 08, 2018, 04:05 PM |
| BARINGS LLC | 10% Owner | Oct 01, 2018 | Buy | $10.07 | 104,662 | 1,054,176 | 8,962,243 | Nov 08, 2018, 03:54 PM |
| BARINGS LLC | 10% Owner | Nov 06, 2018 | Buy | $10.08 | 45,400 | 457,410 | 10,390,080 | Nov 06, 2018, 06:12 PM |
| BARINGS LLC | 10% Owner | Nov 05, 2018 | Buy | $10.01 | 25,500 | 255,342 | 10,344,680 | Nov 06, 2018, 09:30 AM |
| BARINGS LLC | 10% Owner | Nov 02, 2018 | Buy | $10.05 | 48,200 | 484,193 | 10,319,180 | Nov 02, 2018, 04:48 PM |
| BARINGS LLC | 10% Owner | Nov 01, 2018 | Buy | $10.12 | 48,100 | 486,936 | 10,270,980 | Nov 01, 2018, 07:26 PM |
| BARINGS LLC | 10% Owner | Oct 31, 2018 | Buy | $10.08 | 49,200 | 496,059 | 10,222,880 | Oct 31, 2018, 04:33 PM |
| BARINGS LLC | 10% Owner | Oct 30, 2018 | Buy | $10.00 | 44,200 | 442,027 | 10,173,680 | Oct 30, 2018, 06:00 PM |
| BARINGS LLC | 10% Owner | Oct 29, 2018 | Buy | $10.01 | 49,200 | 492,335 | 10,129,480 | Oct 29, 2018, 04:25 PM |
| BARINGS LLC | 10% Owner | Oct 26, 2018 | Buy | $10.00 | 49,969 | 499,510 | 10,080,280 | Oct 26, 2018, 05:49 PM |
| BARINGS LLC | 10% Owner | Oct 25, 2018 | Buy | $10.04 | 55,400 | 556,321 | 10,030,311 | Oct 25, 2018, 04:34 PM |
| BARINGS LLC | 10% Owner | Oct 24, 2018 | Buy | $10.03 | 47,528 | 476,625 | 9,974,911 | Oct 24, 2018, 04:40 PM |
| BARINGS LLC | 10% Owner | Oct 23, 2018 | Buy | $10.04 | 35,000 | 351,386 | 9,927,383 | Oct 24, 2018, 10:41 AM |
| BARINGS LLC | 10% Owner | Oct 22, 2018 | Buy | $10.06 | 41,110 | 413,690 | 9,892,383 | Oct 22, 2018, 04:29 PM |
| BARINGS LLC | 10% Owner | Oct 19, 2018 | Buy | $10.78 | 49,700 | 535,965 | 9,851,273 | Oct 22, 2018, 10:38 AM |
| BARINGS LLC | 10% Owner | Oct 18, 2018 | Buy | $15.06 | 56,042 | 843,976 | 9,801,573 | Oct 19, 2018, 08:27 AM |
| BARINGS LLC | 10% Owner | Oct 17, 2018 | Buy | $10.10 | 49,023 | 495,108 | 9,745,531 | Oct 17, 2018, 07:33 PM |
| BARINGS LLC | 10% Owner | Oct 16, 2018 | Buy | $10.13 | 38,200 | 387,023 | 9,696,508 | Oct 16, 2018, 08:00 PM |
| BARINGS LLC | 10% Owner | Oct 15, 2018 | Buy | $10.13 | 66,700 | 675,524 | 9,658,308 | Oct 15, 2018, 07:44 PM |
| BARINGS LLC | 10% Owner | Oct 12, 2018 | Buy | $10.09 | 71,700 | 723,410 | 9,591,608 | Oct 12, 2018, 04:24 PM |
| BARINGS LLC | 10% Owner | Oct 11, 2018 | Buy | $10.03 | 71,700 | 719,474 | 9,519,908 | Oct 11, 2018, 04:37 PM |
| BARINGS LLC | 10% Owner | Oct 10, 2018 | Buy | $10.12 | 71,700 | 725,332 | 9,448,208 | Oct 10, 2018, 04:50 PM |
| BARINGS LLC | 10% Owner | Oct 09, 2018 | Buy | $10.18 | 61,027 | 621,102 | 9,376,508 | Oct 09, 2018, 07:08 PM |
| BARINGS LLC | 10% Owner | Oct 08, 2018 | Buy | $10.17 | 61,900 | 629,764 | 9,315,481 | Oct 09, 2018, 11:36 AM |
| BARINGS LLC | 10% Owner | Oct 05, 2018 | Buy | $10.18 | 79,200 | 805,868 | 9,253,581 | Oct 05, 2018, 05:34 PM |
| BARINGS LLC | 10% Owner | Oct 03, 2018 | Buy | $10.20 | 79,200 | 807,848 | 9,095,181 | Oct 05, 2018, 11:13 AM |
| BARINGS LLC | 10% Owner | Oct 04, 2018 | Buy | $10.18 | 79,200 | 806,501 | 9,174,381 | Oct 05, 2018, 11:06 AM |
| Thompson Paul John | Officer of the Adviser | Oct 04, 2018 | Buy | $10.20 | 12,000 | 122,343 | 12,000 | Oct 05, 2018, 10:53 AM |
| Lloyd Eric J | Chief Executive Officer | Oct 02, 2018 | Buy | $10.07 | 14,500 | 146,058 | 14,500 | Oct 03, 2018, 09:35 AM |
| BARINGS LLC | 10% Owner | Oct 02, 2018 | Buy | $10.08 | 79,200 | 798,471 | 9,015,981 | Oct 02, 2018, 04:53 PM |
| BARINGS LLC | 10% Owner | Oct 01, 2018 | Buy | $10.08 | 79,200 | 798,281 | 8,936,781 | Oct 01, 2018, 05:44 PM |
| Cary Christopher | Treasurer | Sep 28, 2018 | Buy | $10.01 | 6,000 | 60,071 | 6,000 | Oct 01, 2018, 05:37 PM |
| BARINGS LLC | 10% Owner | Sep 28, 2018 | Buy | $10.02 | 75,079 | 751,999 | 8,857,581 | Sep 28, 2018, 05:10 PM |
| Freno Michael | Director | Sep 28, 2018 | Buy | $10.01 | 10,000 | 100,127 | 10,000 | Sep 28, 2018, 04:40 PM |
| BARINGS LLC | 10% Owner | Sep 26, 2018 | Buy | $10.05 | 77,500 | 779,108 | 8,705,002 | Sep 28, 2018, 03:14 PM |
| BARINGS LLC | 10% Owner | Sep 25, 2018 | Buy | $10.10 | 77,500 | 783,006 | 8,627,502 | Sep 28, 2018, 03:14 PM |
| BARINGS LLC | 10% Owner | Sep 24, 2018 | Buy | $10.10 | 20,085 | 202,871 | 8,550,002 | Sep 28, 2018, 03:14 PM |
| BARINGS LLC | 10% Owner | Sep 27, 2018 | Buy | $10.02 | 77,500 | 776,728 | 8,782,502 | Sep 28, 2018, 03:14 PM |
| Switzer John | Director | Sep 27, 2018 | Buy | $10.02 | 2,000 | 20,040 | 2,000 | Sep 28, 2018, 09:50 AM |
| Knox C. Robert Jr. | Principal Accounting Officer | Jul 31, 2018 | Option Exercise | $12.00 | 24,666 | 295,992 | 68,275 | Aug 02, 2018, 04:40 PM |
| Vaughn Douglas A. | Chief Administrative Officer | Jul 31, 2018 | Option Exercise | $12.00 | 43,039 | 516,468 | 144,830 | Aug 02, 2018, 04:39 PM |
| Nordan Cary B. | Chief Origination Officer | Jul 31, 2018 | Option Exercise | $12.00 | 46,186 | 554,232 | 167,689 | Aug 02, 2018, 04:39 PM |
| Dombcik Jeffrey A. | Chief Credit Officer | Jul 31, 2018 | Option Exercise | $12.00 | 43,713 | 524,556 | 146,713 | Aug 02, 2018, 04:38 PM |
| LILLY STEVEN C | CFO and Secretary | Jul 31, 2018 | Option Exercise | $12.00 | 51,804 | 621,648 | 256,818 | Aug 02, 2018, 04:37 PM |
| Poole E. Ashton | President and CEO | Jul 31, 2018 | Option Exercise | $12.00 | 65,549 | 786,588 | 181,534 | Aug 02, 2018, 04:37 PM |
| Dunwoody W McComb | Director | May 02, 2018 | Option Exercise | $11.49 | 4,351 | 49,993 | 113,323 | May 07, 2018, 08:12 PM |
| Goldstein Benjamin S | Director | May 02, 2018 | Option Exercise | $11.49 | 4,351 | 49,993 | 65,873 | May 07, 2018, 08:11 PM |
| GAMBILL MARK M | Director | May 02, 2018 | Option Exercise | $11.49 | 4,351 | 49,993 | 34,301 | May 07, 2018, 08:10 PM |
| RICH SIMON B. JR. | Director | May 02, 2018 | Option Exercise | $11.49 | 4,351 | 49,993 | 95,276 | May 07, 2018, 07:49 PM |
| Mulhern Mark F | Director | May 02, 2018 | Option Exercise | $11.49 | 4,351 | 49,993 | 9,791 | May 07, 2018, 07:48 PM |
| Tucker Garland S III | Director | May 02, 2018 | Option Exercise | $11.49 | 4,351 | 49,993 | 146,031 | May 07, 2018, 07:48 PM |
| Knox C. Robert Jr. | Principal Accounting Officer | Feb 08, 2018 | Option Exercise | $10.68 | 26,000 | 277,680 | 92,941 | Feb 09, 2018, 05:09 PM |
| Vaughn Douglas A. | Chief Administrative Officer | Feb 08, 2018 | Option Exercise | $10.68 | 46,000 | 491,280 | 187,869 | Feb 09, 2018, 05:09 PM |
| Nordan Cary B. | Chief Origination Officer | Feb 08, 2018 | Option Exercise | $10.68 | 46,000 | 491,280 | 213,875 | Feb 09, 2018, 05:08 PM |
| Dombcik Jeffrey A. | Chief Credit Officer | Feb 08, 2018 | Option Exercise | $10.68 | 46,000 | 491,280 | 190,426 | Feb 09, 2018, 05:08 PM |
| LILLY STEVEN C | CFO and Secretary | Feb 08, 2018 | Option Exercise | $10.68 | 53,000 | 566,040 | 308,622 | Feb 09, 2018, 05:07 PM |
| Poole E. Ashton | President and CEO | Feb 08, 2018 | Option Exercise | $10.68 | 63,000 | 672,840 | 247,083 | Feb 09, 2018, 05:06 PM |
| Vaughn Douglas A. | Chief Administrative Officer | Feb 05, 2018 | Option Exercise | $10.25 | 14,369 | 147,282 | 141,869 | Feb 06, 2018, 05:12 PM |
| Nordan Cary B. | Chief Origination Officer | Feb 05, 2018 | Option Exercise | $10.25 | 16,107 | 165,097 | 167,875 | Feb 06, 2018, 05:11 PM |
| Knox C. Robert Jr. | Principal Accounting Officer | Feb 05, 2018 | Option Exercise | $10.25 | 8,301 | 85,085 | 66,941 | Feb 06, 2018, 05:10 PM |
| Dombcik Jeffrey A. | Chief Credit Officer | Feb 05, 2018 | Option Exercise | $10.25 | 14,706 | 150,737 | 144,426 | Feb 06, 2018, 05:09 PM |
| LILLY STEVEN C | CFO and Secretary | Feb 05, 2018 | Option Exercise | $10.25 | 17,836 | 182,819 | 255,622 | Feb 06, 2018, 04:56 PM |
| Poole E. Ashton | President and CEO | Feb 05, 2018 | Option Exercise | $10.25 | 18,689 | 191,562 | 184,083 | Feb 06, 2018, 04:55 PM |
| Poole E. Ashton | President and CEO | Aug 29, 2017 | Option Exercise | $13.77 | 4,842 | 66,674 | 201,890 | Aug 31, 2017, 04:02 PM |
| Knox C. Robert Jr. | Principal Accounting Officer | Jun 23, 2017 | Sale | $17.72 | 3,000 | 53,169 | 75,716 | Jun 26, 2017, 04:01 PM |
| Dunwoody W McComb | Director | Apr 03, 2017 | Sale | $18.86 | 49,286 | 929,495 | 106,278 | Apr 04, 2017, 04:05 PM |
| Knox C. Robert Jr. | Principal Accounting Officer | Feb 06, 2017 | Option Exercise | $19.67 | 7,625 | 149,984 | 78,716 | Feb 07, 2017, 04:13 PM |
| Vaughn Douglas A. | Chief Administrative Officer | Feb 06, 2017 | Option Exercise | $19.67 | 13,798 | 271,407 | 156,238 | Feb 07, 2017, 04:12 PM |
| Nordan Cary B. | Chief Origination Officer | Feb 06, 2017 | Option Exercise | $19.67 | 15,281 | 300,577 | 183,982 | Feb 07, 2017, 04:11 PM |
| Dombcik Jeffrey A. | Chief Credit Officer | Feb 06, 2017 | Option Exercise | $19.67 | 14,154 | 278,409 | 159,132 | Feb 07, 2017, 04:10 PM |
| LILLY STEVEN C | CFO and Secretary | Feb 06, 2017 | Option Exercise | $19.67 | 17,351 | 341,294 | 275,283 | Feb 07, 2017, 04:09 PM |
| Poole E. Ashton | President and CEO | Feb 06, 2017 | Option Exercise | $19.67 | 13,202 | 259,683 | 206,732 | Feb 07, 2017, 04:07 PM |
| Knox C. Robert Jr. | Principal Accounting Officer | Feb 01, 2017 | Option Exercise | $19.25 | 21,500 | 413,875 | 86,341 | Feb 03, 2017, 04:10 PM |
| Vaughn Douglas A. | Chief Administrative Officer | Feb 01, 2017 | Option Exercise | $19.25 | 39,000 | 750,750 | 170,036 | Feb 03, 2017, 04:09 PM |
| Nordan Cary B. | Chief Origination Officer | Feb 01, 2017 | Option Exercise | $19.25 | 42,000 | 808,500 | 199,263 | Feb 03, 2017, 04:08 PM |
| Dombcik Jeffrey A. | Chief Credit Officer | Feb 01, 2017 | Option Exercise | $19.25 | 39,000 | 750,750 | 173,286 | Feb 03, 2017, 04:07 PM |
| LILLY STEVEN C | CFO and Secretary | Feb 01, 2017 | Option Exercise | $19.25 | 45,000 | 866,250 | 292,634 | Feb 03, 2017, 04:06 PM |
| Poole E. Ashton | President and CEO | Feb 01, 2017 | Option Exercise | $19.25 | 53,500 | 1,029,875 | 219,934 | Feb 03, 2017, 04:05 PM |
| Knox C. Robert Jr. | Principal Accounting Officer | Dec 20, 2016 | Sale | $18.50 | 400 | 7,400 | 66,423 | Dec 21, 2016, 05:02 PM |
| Poole E. Ashton | President and CEO | Aug 29, 2016 | Option Exercise | $20.09 | 4,868 | 97,798 | 165,215 | Aug 30, 2016, 04:11 PM |
| Goldstein Benjamin S | Director | May 13, 2016 | Buy | $18.35 | 3,000 | 55,050 | 44,972 | May 16, 2016, 07:53 AM |
| RICH SIMON B. JR. | Director | May 09, 2016 | Buy | $17.30 | 5,000 | 86,500 | 84,407 | May 10, 2016, 06:33 PM |
| SMITH SHERWOOD HUBBARD JR. | Director | May 09, 2016 | Buy | $17.12 | 4,000 | 68,480 | 80,431 | May 10, 2016, 04:17 PM |
| Poole E. Ashton | President and CEO | May 09, 2016 | Buy | $17.45 | 1,150 | 20,068 | 1,666 | May 09, 2016, 08:16 PM |
| Poole E. Ashton | President and CEO | May 09, 2016 | Buy | $17.41 | 1,150 | 20,021 | 1,666 | May 09, 2016, 08:16 PM |
| Poole E. Ashton | President and CEO | May 09, 2016 | Buy | $17.81 | 26,300 | 468,355 | 170,083 | May 09, 2016, 08:16 PM |
| LILLY STEVEN C | CFO and Secretary | May 09, 2016 | Buy | $17.64 | 6,000 | 105,860 | 249,620 | May 09, 2016, 08:13 PM |
| Burgess Brent P W | Chief Investment Officer | May 09, 2016 | Buy | $17.25 | 6,000 | 103,500 | 235,521 | May 09, 2016, 08:12 PM |
| Knox C. Robert Jr. | Principal Accounting Officer | Mar 22, 2016 | Sale | $19.91 | 3,000 | 59,739 | 66,823 | Mar 23, 2016, 04:12 PM |
| Burgess Brent P W | Chief Investment Officer | Feb 03, 2016 | Option Exercise | $17.53 | 37,000 | 648,610 | 248,088 | Feb 05, 2016, 05:18 PM |
| Burgess Brent P W | Chief Investment Officer | Feb 04, 2016 | Option Exercise | $18.11 | 18,567 | 336,248 | 229,521 | Feb 05, 2016, 05:18 PM |
| Tucker Garland S III | Director | Feb 03, 2016 | Option Exercise | $17.53 | 47,000 | 823,910 | 295,606 | Feb 05, 2016, 05:17 PM |
| Tucker Garland S III | Director | Feb 04, 2016 | Option Exercise | $18.11 | 81,126 | 1,469,192 | 214,480 | Feb 05, 2016, 05:17 PM |
| Poole E. Ashton | President and CEO | Feb 03, 2016 | Option Exercise | $17.53 | 42,500 | 745,025 | 150,577 | Feb 05, 2016, 05:16 PM |
| Poole E. Ashton | President and CEO | Feb 04, 2016 | Option Exercise | $18.11 | 8,198 | 148,466 | 143,783 | Feb 05, 2016, 05:16 PM |
| LILLY STEVEN C | CFO and Secretary | Feb 03, 2016 | Option Exercise | $17.53 | 37,000 | 648,610 | 259,182 | Feb 05, 2016, 05:15 PM |
| LILLY STEVEN C | CFO and Secretary | Feb 04, 2016 | Option Exercise | $18.11 | 16,598 | 300,590 | 243,620 | Feb 05, 2016, 05:15 PM |
| Knox C. Robert Jr. | Principal Accounting Officer | Feb 03, 2016 | Option Exercise | $17.53 | 17,000 | 298,010 | 77,003 | Feb 05, 2016, 05:14 PM |
| Knox C. Robert Jr. | Principal Accounting Officer | Feb 04, 2016 | Option Exercise | $18.11 | 7,199 | 130,374 | 69,823 | Feb 05, 2016, 05:14 PM |
| RICH SIMON B. JR. | Director | Sep 30, 2015 | Buy | $16.17 | 15,000 | 242,505 | 79,114 | Oct 01, 2015, 04:10 PM |
| RICH SIMON B. JR. | Director | Sep 29, 2015 | Buy | $15.57 | 5,000 | 77,850 | 64,114 | Sep 29, 2015, 07:25 PM |
| SMITH SHERWOOD HUBBARD JR. | Director | Sep 29, 2015 | Buy | $16.04 | 6,000 | 96,240 | 73,614 | Sep 29, 2015, 04:12 PM |
| Tucker Garland S III | Chairman and CEO | Sep 29, 2015 | Buy | $16.11 | 1,500 | 24,165 | 262,556 | Sep 29, 2015, 04:12 PM |
| RICH SIMON B. JR. | Director | Sep 17, 2015 | Buy | $18.40 | 500 | 9,200 | 59,114 | Sep 21, 2015, 04:07 PM |
| Tucker Garland S III | Chairman and CEO | Sep 11, 2015 | Buy | $18.29 | 2,000 | 36,580 | 261,056 | Sep 14, 2015, 04:34 PM |
| RICH SIMON B. JR. | Director | Sep 09, 2015 | Buy | $18.69 | 340 | 6,355 | 5,590 | Sep 10, 2015, 04:22 PM |
| RICH SIMON B. JR. | Director | Sep 09, 2015 | Buy | $18.69 | 10,000 | 186,900 | 58,614 | Sep 10, 2015, 04:22 PM |
| Poole E. Ashton | President and COO | Aug 31, 2015 | Option Exercise | $20.00 | 4,868 | 97,360 | 108,077 | Sep 01, 2015, 04:19 PM |
| Burgess Brent P W | Chief Investment Officer | Jun 12, 2015 | Sale | $23.53 | 7,500 | 176,450 | 221,588 | Jun 12, 2015, 05:13 PM |
| Tucker Garland S III | Chairman and CEO | Feb 04, 2015 | Option Exercise | $21.78 | 52,000 | 1,132,560 | 259,056 | Feb 06, 2015, 04:15 PM |
| Tucker Garland S III | Chairman and CEO | Feb 04, 2015 | Option Exercise | $21.78 | 20,815 | 453,351 | 207,056 | Feb 06, 2015, 04:15 PM |
| Poole E. Ashton | President and COO | Feb 04, 2015 | Option Exercise | $21.78 | 45,000 | 980,100 | 112,945 | Feb 06, 2015, 04:13 PM |
| Poole E. Ashton | President and COO | Feb 04, 2015 | Option Exercise | $21.78 | 2,820 | 61,420 | 67,443 | Feb 06, 2015, 04:13 PM |
| LILLY STEVEN C | CFO and Secretary | Feb 04, 2015 | Option Exercise | $21.78 | 40,000 | 871,200 | 224,262 | Feb 06, 2015, 04:10 PM |
| LILLY STEVEN C | CFO and Secretary | Feb 04, 2015 | Option Exercise | $21.78 | 14,525 | 316,355 | 183,404 | Feb 06, 2015, 04:10 PM |
| Knox C. Robert Jr. | Principal Accounting Officer | Feb 04, 2015 | Option Exercise | $21.78 | 17,000 | 370,260 | 60,248 | Feb 06, 2015, 04:08 PM |
| Knox C. Robert Jr. | Principal Accounting Officer | Feb 04, 2015 | Option Exercise | $21.78 | 6,395 | 139,283 | 43,231 | Feb 06, 2015, 04:08 PM |
| Burgess Brent P W | Chief Investment Officer | Feb 04, 2015 | Option Exercise | $21.78 | 38,000 | 827,640 | 229,088 | Feb 06, 2015, 04:07 PM |
| Burgess Brent P W | Chief Investment Officer | Feb 04, 2015 | Option Exercise | $21.78 | 17,397 | 378,907 | 191,088 | Feb 06, 2015, 04:07 PM |
| SMITH SHERWOOD HUBBARD JR. | Director | Dec 04, 2014 | Buy | $21.56 | 5,000 | 107,800 | 61,422 | Dec 04, 2014, 04:15 PM |
| Tucker Garland S III | Chairman and CEO | Nov 12, 2014 | Buy | $22.53 | 1,000 | 22,530 | 232,771 | Nov 12, 2014, 05:58 PM |
| Tucker Garland S III | Chairman and CEO | Nov 12, 2014 | Buy | $22.49 | 100 | 2,249 | 36,087 | Nov 12, 2014, 05:58 PM |
| Poole E. Ashton | President and COO | Aug 29, 2014 | Option Exercise | $27.48 | 4,873 | 133,910 | 70,263 | Sep 02, 2014, 04:44 PM |
| Tucker Garland S III | Chairman and CEO | Feb 05, 2014 | Option Exercise | $26.09 | 47,000 | 1,226,230 | 231,771 | Feb 06, 2014, 05:00 PM |
| Tucker Garland S III | Chairman and CEO | Feb 04, 2014 | Option Exercise | $26.35 | 18,852 | 496,750 | 184,630 | Feb 06, 2014, 05:00 PM |
| Poole E. Ashton | President and COO | Feb 05, 2014 | Option Exercise | $26.09 | 22,000 | 573,980 | 75,136 | Feb 06, 2014, 04:58 PM |
| LILLY STEVEN C | CFO and Secretary | Feb 05, 2014 | Option Exercise | $26.09 | 33,000 | 860,970 | 199,639 | Feb 06, 2014, 04:58 PM |
| LILLY STEVEN C | CFO and Secretary | Feb 04, 2014 | Option Exercise | $26.35 | 13,035 | 343,472 | 166,053 | Feb 06, 2014, 04:58 PM |
| Knox C. Robert Jr. | Principal Accounting Officer | Feb 05, 2014 | Option Exercise | $26.09 | 14,000 | 365,260 | 50,186 | Feb 06, 2014, 04:57 PM |
| Knox C. Robert Jr. | Principal Accounting Officer | Feb 04, 2013 | Option Exercise | $26.35 | 5,798 | 152,777 | 36,174 | Feb 06, 2014, 04:57 PM |
| Burgess Brent P W | Chief Investment Officer | Feb 05, 2014 | Option Exercise | $26.09 | 35,000 | 913,150 | 217,486 | Feb 06, 2014, 04:48 PM |
| Burgess Brent P W | Chief Investment Officer | Feb 04, 2014 | Option Exercise | $26.35 | 16,367 | 431,270 | 182,486 | Feb 06, 2014, 04:48 PM |
| Burgess Brent P W | Chief Investment Officer | Sep 19, 2013 | Sale | $29.04 | 15,000 | 435,600 | 224,298 | Sep 23, 2013, 04:07 PM |
| Burgess Brent P W | Chief Investment Officer | Sep 23, 2013 | Sale | $29.15 | 5,695 | 166,009 | 203,603 | Sep 23, 2013, 04:07 PM |
| Burgess Brent P W | Chief Investment Officer | Sep 20, 2013 | Sale | $29.26 | 15,000 | 438,900 | 209,298 | Sep 23, 2013, 04:07 PM |
| Knox C Robert JR | Principal Accounting Officer | Aug 28, 2013 | Sale | $29.20 | 5,000 | 146,000 | 42,237 | Aug 30, 2013, 05:50 PM |
| Knox C Robert JR | Principal Accounting Officer | Jun 27, 2013 | Sale | $27.65 | 3,000 | 82,950 | 47,237 | Jun 28, 2013, 04:05 PM |
| Tucker Garland S III | Chairman, President, CEO | May 11, 2012 | Option Exercise | $20.48 | 191 | 3,911 | 184,461 | Feb 08, 2013, 04:07 PM |
| LILLY STEVEN C | CFO, Secretary, Treasurer | Dec 31, 2012 | Option Exercise | $25.49 | 10,051 | 256,200 | 147,511 | Dec 31, 2012, 05:16 PM |
| Knox C Robert JR | Principal Accounting Officer | Dec 31, 2012 | Option Exercise | $25.49 | 4,627 | 117,942 | 36,598 | Dec 31, 2012, 05:15 PM |
| Burgess Brent P W | Chief Investment Officer | Dec 31, 2012 | Option Exercise | $25.49 | 12,563 | 320,231 | 208,665 | Dec 31, 2012, 05:15 PM |
| Tucker Garland S III | Chairman, President, CEO | Dec 31, 2012 | Option Exercise | $25.49 | 14,597 | 372,078 | 189,770 | Dec 31, 2012, 05:14 PM |
| Goldstein Benjamin S | Director | Dec 27, 2012 | Buy | $24.33 | 2,701 | 65,715 | 24,109 | Dec 28, 2012, 04:17 PM |
| Goldstein Benjamin S | Director | Dec 27, 2012 | Sale | $24.21 | 2,701 | 65,391 | 21,408 | Dec 28, 2012, 04:17 PM |
| GAMBILL MARK M | Director | May 11, 2012 | Buy | $20.00 | 5,000 | 100,000 | 10,744 | May 14, 2012, 04:37 PM |
| Tucker Garland S III | Chairman, President, CEO | May 07, 2012 | Option Exercise | $20.14 | 2,341 | 47,148 | 204,367 | May 08, 2012, 05:20 PM |
| LILLY STEVEN C | CFO, Secretary, Treasurer | May 07, 2012 | Option Exercise | $20.14 | 2,120 | 42,697 | 157,562 | May 08, 2012, 05:19 PM |
| Knox C Robert JR | Principal Accounting Officer | May 07, 2012 | Option Exercise | $20.14 | 1,115 | 22,456 | 41,225 | May 08, 2012, 05:19 PM |
| Burgess Brent P W | Chief Investment Officer | May 07, 2012 | Option Exercise | $20.14 | 2,120 | 42,697 | 221,228 | May 08, 2012, 05:18 PM |
| RICH SIMON B | Director | Jun 03, 2011 | Buy | $19.47 | 2,500 | 48,675 | 40,099 | Apr 25, 2012, 04:07 PM |
| Tucker Garland S III | Chairman, President, CEO | Feb 06, 2012 | Option Exercise | $19.13 | 10,024 | 191,759 | 158,528 | Feb 08, 2012, 05:25 PM |
| Tucker Garland S III | Chairman, President, CEO | Sep 16, 2011 | Option Exercise | $16.34 | 600 | 9,805 | 175,752 | Feb 08, 2012, 05:25 PM |
| LILLY STEVEN C | CFO, Secretary, Treasurer | Feb 06, 2012 | Option Exercise | $19.13 | 7,059 | 135,039 | 129,034 | Feb 08, 2012, 05:24 PM |
| Knox C Robert JR | Principal Accounting Officer | Feb 06, 2012 | Option Exercise | $19.13 | 3,438 | 65,769 | 29,169 | Feb 08, 2012, 05:23 PM |
| Burgess Brent P W | Chief Investment Officer | Feb 06, 2012 | Option Exercise | $19.13 | 8,532 | 163,217 | 183,611 | Feb 08, 2012, 05:23 PM |
| Goldstein Benjamin S | Director | Dec 01, 2011 | Buy | $18.36 | 3,330 | 61,139 | 20,506 | Dec 05, 2011, 04:01 PM |
| Goldstein Benjamin S | Director | Dec 01, 2011 | Sale | $17.96 | 3,330 | 59,812 | 17,176 | Dec 05, 2011, 04:01 PM |
| RICH SIMON B | Director | Nov 09, 2011 | Buy | $16.92 | 1,750 | 29,610 | 5,250 | Nov 09, 2011, 05:56 PM |
| RICH SIMON B | Director | Nov 09, 2011 | Buy | $16.90 | 7,500 | 126,750 | 36,433 | Nov 09, 2011, 05:56 PM |
| Knox C Robert JR | Principal Accounting Officer | May 09, 2011 | Option Exercise | $18.80 | 1,375 | 25,850 | 33,385 | May 10, 2011, 06:34 PM |
| LILLY STEVEN C | CFO, Secretary, Treasurer | May 09, 2011 | Option Exercise | $18.80 | 2,993 | 56,268 | 138,093 | May 10, 2011, 06:33 PM |
| Tucker Garland S III | Chairman, President, CEO | May 09, 2011 | Option Exercise | $18.80 | 1,789 | 33,633 | 178,152 | May 10, 2011, 06:27 PM |
| Tucker Garland S III | Chairman, President, CEO | Feb 04, 2011 | Option Exercise | $20.51 | 5,034 | 103,247 | 146,419 | Feb 04, 2011, 08:27 PM |
| LILLY STEVEN C | CFO, Secretary, Treasurer | Feb 04, 2011 | Option Exercise | $20.51 | 3,578 | 73,385 | 117,529 | Feb 04, 2011, 08:26 PM |
| Knox C Robert JR | Principal Accounting Officer | Feb 04, 2011 | Option Exercise | $20.51 | 1,802 | 36,959 | 24,189 | Feb 04, 2011, 08:25 PM |
| Burgess Brent P W | Chief Investment Officer | Feb 04, 2011 | Option Exercise | $20.51 | 4,253 | 87,229 | 170,966 | Feb 04, 2011, 08:24 PM |
| LILLY STEVEN C | CFO, Secretary, Treasurer | Jan 10, 2011 | Sale | $18.97 | 1,850 | 35,094 | 123,997 | Jan 11, 2011, 05:22 PM |
| LILLY STEVEN C | CFO, Secretary, Treasurer | Jan 07, 2011 | Sale | $19.08 | 4,000 | 76,320 | 125,847 | Jan 07, 2011, 05:33 PM |
| LILLY STEVEN C | CFO, Secretary, Treasurer | Jan 06, 2011 | Sale | $19.10 | 4,000 | 76,400 | 129,847 | Jan 07, 2011, 05:33 PM |
| LILLY STEVEN C | CFO, Secretary, Treasurer | Jan 05, 2011 | Sale | $19.17 | 4,000 | 76,680 | 133,847 | Jan 07, 2011, 05:33 PM |
| Tucker Garland S III | Chairman, President, CEO | May 07, 2010 | Option Exercise | $13.62 | 1,790 | 24,380 | 192,853 | Dec 30, 2010, 04:06 PM |
| Tucker Garland S III | Chairman, President, CEO | Dec 29, 2010 | Buy | $19.65 | 100 | 1,965 | 192,953 | Dec 30, 2010, 04:06 PM |
| LILLY STEVEN C | CFO, Secretary, Treasurer | May 07, 2010 | Option Exercise | $13.62 | 1,621 | 22,078 | 137,847 | Dec 30, 2010, 04:06 PM |
| Knox C Robert JR | Principal Accounting Officer | May 07, 2010 | Option Exercise | $13.62 | 852 | 11,604 | 26,152 | Dec 30, 2010, 04:05 PM |
| Burgess Brent P W | Chief Investment Officer | May 07, 2010 | Option Exercise | $13.62 | 1,621 | 22,078 | 182,110 | Dec 30, 2010, 04:05 PM |
Load More Insider Transactions
Buy
Sale
Option Exercise
| Owner | Relationship | Date | Value($) |
| Freno Michael | Officer of Adviser | 05/09/2024 | 267,493 |
| BYERS STEPHEN R | Director | 02/28/2024 | 5,529 |
| BYERS STEPHEN R | Director | 07/18/2023 | 3,210 |
| O'Connor Michael James | Adviser Board Member | 05/16/2023 | 185,732 |
| Freno Michael | Officer of Adviser | 05/09/2023 | 86,239 |
| Merritt Sears | Adviser Board Member | 05/11/2023 | 9,990 |
| CHILLAG JEFFREY | Director of Finance | 05/08/2023 | 25,305 |
| Murray Elizabeth A. | CFO and COO | 05/11/2023 | 18,075 |
| Murray Elizabeth A. | Principal Accounting Officer | 05/11/2023 | 18,075 |
| PERLEY ALBERT | Treasurer | 05/09/2023 | 14,416 |
| Freno Michael | Officer of Adviser | 05/09/2023 | 187,095 |
| CHILLAG JEFFREY | Director of Finance | 05/08/2023 | 25,305 |
| CHILLAG JEFFREY | Director of Finance | 05/08/2023 | 3,612 |
| Craddock Geoff | Adviser Board Member | 04/10/2023 | 76,700 |
| Okel Thomas | Director | 03/09/2023 | 80,494 |
| BYERS STEPHEN R | Director | 01/25/2023 | 3,984 |
| BYERS STEPHEN R | Director | 06/17/2022 | 2,188 |
| BYERS STEPHEN R | Director | 06/03/2022 | 19,194 |
| BYERS STEPHEN R | Director | 05/09/2022 | 164,352 |
| CHILLAG JEFFREY | Director of Finance | 03/15/2022 | 25,386 |
| MIHALICK DAVID | Director | 12/01/2021 | 53,997 |
| McDonnell Thomas | Vice President | 11/29/2021 | 54,249 |
| Okel Thomas | Director | 09/28/2021 | 50,002 |
| CRANDALL ROGER W | Adviser Board Member | 08/10/2021 | 32,850 |
| McDonnell Thomas | Vice President | 06/09/2021 | 31,590 |
| McDonnell Thomas | Vice President | 05/11/2021 | 20,780 |
| McDonnell Thomas | Vice President | 03/30/2021 | 19,900 |
| McDonnell Thomas | Vice President | 03/26/2021 | 9,898 |
| Switzer John | Director | 12/21/2020 | 9,110 |
| MIHALICK DAVID | Director | 12/04/2020 | 64,532 |
| MIHALICK DAVID | Director | 12/07/2020 | 70,510 |
| CRANDALL ROGER W | Adviser Board Member | 05/12/2020 | 13,360 |
| CRANDALL ROGER W | Adviser Board Member | 05/08/2020 | 43,849 |
| CRANDALL ROGER W | Adviser Board Member | 05/06/2020 | 18,625 |
| CRANDALL ROGER W | Adviser Board Member | 05/14/2020 | 12,780 |
| CRANDALL ROGER W | Adviser Board Member | 05/13/2020 | 13,200 |
| CRANDALL ROGER W | Adviser Board Member | 05/06/2020 | 18,625 |
| Craddock Geoff | Adviser Board Member | 05/26/2020 | 72,280 |
| CRANDALL ROGER W | Adviser Board Member | 05/14/2020 | 101,814 |
| Finke Thomas M | Director | 05/05/2020 | 105,038 |
| Dinerman Jill | Associate Director | 05/04/2020 | 3,420 |
| Lloyd Eric J | Trustee & CEO | 03/12/2020 | 110,819 |
| Cary Christopher | Head of Stakeholder Relations | 03/12/2020 | 7,995 |
| Freno Michael | Director | 03/13/2020 | 22,363 |
| Lloyd Eric J | Trustee & CEO | 03/12/2020 | 115,094 |
| Bock Jonathan | Chief Financial Officer | 03/12/2020 | 48,879 |
| Finke Thomas F | Director | 11/20/2019 | 82,400 |
| Switzer John | Director | 08/28/2019 | 29,640 |
| Landsberg Jonathan | Assistant Director of Finance | 03/29/2019 | 30,172 |
| Craddock Geoff | Adviser Board Member | 03/06/2019 | 49,146 |
| BARINGS LLC | 10% Owner | 02/11/2019 | 10 |
| BARINGS LLC | 10% Owner | 02/08/2019 | 294,666 |
| BARINGS LLC | 10% Owner | 02/07/2019 | 295,887 |
| BARINGS LLC | 10% Owner | 02/06/2019 | 287,795 |
| BARINGS LLC | 10% Owner | 02/05/2019 | 351,674 |
| BARINGS LLC | 10% Owner | 02/04/2019 | 213,779 |
| BARINGS LLC | 10% Owner | 02/01/2019 | 293,801 |
| BARINGS LLC | 10% Owner | 01/30/2019 | 407,404 |
| BARINGS LLC | 10% Owner | 01/31/2019 | 232,288 |
| BARINGS LLC | 10% Owner | 01/29/2019 | 404,562 |
| BARINGS LLC | 10% Owner | 01/28/2019 | 243,348 |
| BARINGS LLC | 10% Owner | 01/25/2019 | 336,997 |
| BARINGS LLC | 10% Owner | 01/24/2019 | 143,049 |
| BARINGS LLC | 10% Owner | 01/23/2019 | 288,027 |
| BARINGS LLC | 10% Owner | 01/22/2019 | 455,097 |
| BARINGS LLC | 10% Owner | 01/18/2019 | 463,404 |
| BARINGS LLC | 10% Owner | 01/17/2019 | 538,308 |
| BARINGS LLC | 10% Owner | 01/16/2019 | 240,381 |
| BARINGS LLC | 10% Owner | 01/15/2019 | 122,587 |
| BARINGS LLC | 10% Owner | 01/14/2019 | 508,057 |
| BARINGS LLC | 10% Owner | 01/11/2019 | 235,899 |
| BARINGS LLC | 10% Owner | 01/10/2019 | 414,169 |
| BARINGS LLC | 10% Owner | 01/09/2019 | 489,978 |
| BARINGS LLC | 10% Owner | 01/08/2019 | 523,463 |
| BARINGS LLC | 10% Owner | 01/09/2019 | 523,463 |
| BARINGS LLC | 10% Owner | 01/07/2019 | 713,159 |
| BARINGS LLC | 10% Owner | 01/04/2019 | 694,944 |
| BARINGS LLC | 10% Owner | 01/03/2019 | 403,627 |
| BARINGS LLC | 10% Owner | 01/02/2019 | 446,205 |
| BARINGS LLC | 10% Owner | 12/31/2018 | 663,154 |
| BARINGS LLC | 10% Owner | 12/28/2018 | 709,718 |
| Okel Thomas | Director | 12/20/2018 | 49,500 |
| BARINGS LLC | 10% Owner | 12/27/2018 | 697,019 |
| BARINGS LLC | 10% Owner | 12/26/2018 | 570,739 |
| BARINGS LLC | 10% Owner | 12/24/2018 | 430,207 |
| BARINGS LLC | 10% Owner | 12/21/2018 | 612,962 |
| BARINGS LLC | 10% Owner | 12/20/2018 | 617,880 |
| Knox C. Robert Jr. | Principal Accounting Officer | 12/20/2018 | 61,870 |
| Bock Jonathan | Chief Financial Officer | 12/19/2018 | 148,392 |
| BARINGS LLC | 10% Owner | 12/19/2018 | 628,479 |
| BARINGS LLC | 10% Owner | 12/18/2018 | 639,537 |
| BARINGS LLC | 10% Owner | 12/17/2018 | 649,560 |
| BARINGS LLC | 10% Owner | 12/14/2018 | 667,656 |
| BARINGS LLC | 10% Owner | 12/13/2018 | 676,005 |
| BARINGS LLC | 10% Owner | 12/12/2018 | 518,501 |
| Finke Thomas F | Director | 12/10/2018 | 19,838 |
| BARINGS LLC | 10% Owner | 12/11/2018 | 687,608 |
| BARINGS LLC | 10% Owner | 12/10/2018 | 573,729 |
| BARINGS LLC | 10% Owner | 12/07/2018 | 532,943 |
| BARINGS LLC | 10% Owner | 12/06/2018 | 627,387 |
| BARINGS LLC | 10% Owner | 12/04/2018 | 734,462 |
| BARINGS LLC | 10% Owner | 12/03/2018 | 456,865 |
| BARINGS LLC | 10% Owner | 11/30/2018 | 729,159 |
| BARINGS LLC | 10% Owner | 11/29/2018 | 730,562 |
| BARINGS LLC | 10% Owner | 11/28/2018 | 726,397 |
| BARINGS LLC | 10% Owner | 11/27/2018 | 476,596 |
| BARINGS LLC | 10% Owner | 11/26/2018 | 722,623 |
| BARINGS LLC | 10% Owner | 11/23/2018 | 119,554 |
| BARINGS LLC | 10% Owner | 11/21/2018 | 683,969 |
| Craddock Geoff | Adviser Board Member | 11/20/2018 | 50,150 |
| BARINGS LLC | 10% Owner | 11/20/2018 | 691,000 |
| BARINGS LLC | 10% Owner | 11/19/2018 | 695,534 |
| BARINGS LLC | 10% Owner | 11/16/2018 | 658,670 |
| BARINGS LLC | 10% Owner | 11/15/2018 | 659,752 |
| Knox C. Robert Jr. | Principal Accounting Officer | 11/14/2018 | 101,468 |
| BARINGS LLC | 10% Owner | 11/14/2018 | 461,878 |
| BARINGS LLC | 10% Owner | 11/13/2018 | 502,508 |
| BARINGS LLC | 10% Owner | 11/12/2018 | 461,622 |
| BARINGS LLC | 10% Owner | 11/09/2018 | 337,340 |
| BARINGS LLC | 10% Owner | 11/08/2018 | 421,566 |
| BARINGS LLC | 10% Owner | 11/07/2018 | 420,380 |
| BARINGS LLC | 10% Owner | 10/01/2018 | 1,054,176 |
| BARINGS LLC | 10% Owner | 11/06/2018 | 457,410 |
| BARINGS LLC | 10% Owner | 11/05/2018 | 255,342 |
| BARINGS LLC | 10% Owner | 11/02/2018 | 484,193 |
| BARINGS LLC | 10% Owner | 11/01/2018 | 486,936 |
| BARINGS LLC | 10% Owner | 10/31/2018 | 496,059 |
| BARINGS LLC | 10% Owner | 10/30/2018 | 442,027 |
| BARINGS LLC | 10% Owner | 10/29/2018 | 492,335 |
| BARINGS LLC | 10% Owner | 10/26/2018 | 499,510 |
| BARINGS LLC | 10% Owner | 10/25/2018 | 556,321 |
| BARINGS LLC | 10% Owner | 10/24/2018 | 476,625 |
| BARINGS LLC | 10% Owner | 10/23/2018 | 351,386 |
| BARINGS LLC | 10% Owner | 10/22/2018 | 413,690 |
| BARINGS LLC | 10% Owner | 10/19/2018 | 535,965 |
| BARINGS LLC | 10% Owner | 10/18/2018 | 843,976 |
| BARINGS LLC | 10% Owner | 10/17/2018 | 495,108 |
| BARINGS LLC | 10% Owner | 10/16/2018 | 387,023 |
| BARINGS LLC | 10% Owner | 10/15/2018 | 675,524 |
| BARINGS LLC | 10% Owner | 10/12/2018 | 723,410 |
| BARINGS LLC | 10% Owner | 10/11/2018 | 719,474 |
| BARINGS LLC | 10% Owner | 10/10/2018 | 725,332 |
| BARINGS LLC | 10% Owner | 10/09/2018 | 621,102 |
| BARINGS LLC | 10% Owner | 10/08/2018 | 629,764 |
| BARINGS LLC | 10% Owner | 10/05/2018 | 805,868 |
| BARINGS LLC | 10% Owner | 10/03/2018 | 807,848 |
| BARINGS LLC | 10% Owner | 10/04/2018 | 806,501 |
| Thompson Paul John | Officer of the Adviser | 10/04/2018 | 122,343 |
| Lloyd Eric J | Chief Executive Officer | 10/02/2018 | 146,058 |
| BARINGS LLC | 10% Owner | 10/02/2018 | 798,471 |
| BARINGS LLC | 10% Owner | 10/01/2018 | 798,281 |
| Cary Christopher | Treasurer | 09/28/2018 | 60,071 |
| BARINGS LLC | 10% Owner | 09/28/2018 | 751,999 |
| Freno Michael | Director | 09/28/2018 | 100,127 |
| BARINGS LLC | 10% Owner | 09/26/2018 | 779,108 |
| BARINGS LLC | 10% Owner | 09/25/2018 | 783,006 |
| BARINGS LLC | 10% Owner | 09/24/2018 | 202,871 |
| BARINGS LLC | 10% Owner | 09/27/2018 | 776,728 |
| Switzer John | Director | 09/27/2018 | 20,040 |
| Knox C. Robert Jr. | Principal Accounting Officer | 07/31/2018 | 295,992 |
| Vaughn Douglas A. | Chief Administrative Officer | 07/31/2018 | 516,468 |
| Nordan Cary B. | Chief Origination Officer | 07/31/2018 | 554,232 |
| Dombcik Jeffrey A. | Chief Credit Officer | 07/31/2018 | 524,556 |
| LILLY STEVEN C | CFO and Secretary | 07/31/2018 | 621,648 |
| Poole E. Ashton | President and CEO | 07/31/2018 | 786,588 |
| Dunwoody W McComb | Director | 05/02/2018 | 49,993 |
| Goldstein Benjamin S | Director | 05/02/2018 | 49,993 |
| GAMBILL MARK M | Director | 05/02/2018 | 49,993 |
| RICH SIMON B. JR. | Director | 05/02/2018 | 49,993 |
| Mulhern Mark F | Director | 05/02/2018 | 49,993 |
| Tucker Garland S III | Director | 05/02/2018 | 49,993 |
| Knox C. Robert Jr. | Principal Accounting Officer | 02/08/2018 | 277,680 |
| Vaughn Douglas A. | Chief Administrative Officer | 02/08/2018 | 491,280 |
| Nordan Cary B. | Chief Origination Officer | 02/08/2018 | 491,280 |
| Dombcik Jeffrey A. | Chief Credit Officer | 02/08/2018 | 491,280 |
| LILLY STEVEN C | CFO and Secretary | 02/08/2018 | 566,040 |
| Poole E. Ashton | President and CEO | 02/08/2018 | 672,840 |
| Vaughn Douglas A. | Chief Administrative Officer | 02/05/2018 | 147,282 |
| Nordan Cary B. | Chief Origination Officer | 02/05/2018 | 165,097 |
| Knox C. Robert Jr. | Principal Accounting Officer | 02/05/2018 | 85,085 |
| Dombcik Jeffrey A. | Chief Credit Officer | 02/05/2018 | 150,737 |
| LILLY STEVEN C | CFO and Secretary | 02/05/2018 | 182,819 |
| Poole E. Ashton | President and CEO | 02/05/2018 | 191,562 |
| Poole E. Ashton | President and CEO | 08/29/2017 | 66,674 |
| Knox C. Robert Jr. | Principal Accounting Officer | 06/23/2017 | 53,169 |
| Dunwoody W McComb | Director | 04/03/2017 | 929,495 |
| Knox C. Robert Jr. | Principal Accounting Officer | 02/06/2017 | 149,984 |
| Vaughn Douglas A. | Chief Administrative Officer | 02/06/2017 | 271,407 |
| Nordan Cary B. | Chief Origination Officer | 02/06/2017 | 300,577 |
| Dombcik Jeffrey A. | Chief Credit Officer | 02/06/2017 | 278,409 |
| LILLY STEVEN C | CFO and Secretary | 02/06/2017 | 341,294 |
| Poole E. Ashton | President and CEO | 02/06/2017 | 259,683 |
| Knox C. Robert Jr. | Principal Accounting Officer | 02/01/2017 | 413,875 |
| Vaughn Douglas A. | Chief Administrative Officer | 02/01/2017 | 750,750 |
| Nordan Cary B. | Chief Origination Officer | 02/01/2017 | 808,500 |
| Dombcik Jeffrey A. | Chief Credit Officer | 02/01/2017 | 750,750 |
| LILLY STEVEN C | CFO and Secretary | 02/01/2017 | 866,250 |
| Poole E. Ashton | President and CEO | 02/01/2017 | 1,029,875 |
| Knox C. Robert Jr. | Principal Accounting Officer | 12/20/2016 | 7,400 |
| Poole E. Ashton | President and CEO | 08/29/2016 | 97,798 |
| Goldstein Benjamin S | Director | 05/13/2016 | 55,050 |
| RICH SIMON B. JR. | Director | 05/09/2016 | 86,500 |
| SMITH SHERWOOD HUBBARD JR. | Director | 05/09/2016 | 68,480 |
| Poole E. Ashton | President and CEO | 05/09/2016 | 20,068 |
| Poole E. Ashton | President and CEO | 05/09/2016 | 20,021 |
| Poole E. Ashton | President and CEO | 05/09/2016 | 468,355 |
| LILLY STEVEN C | CFO and Secretary | 05/09/2016 | 105,860 |
| Burgess Brent P W | Chief Investment Officer | 05/09/2016 | 103,500 |
| Knox C. Robert Jr. | Principal Accounting Officer | 03/22/2016 | 59,739 |
| Burgess Brent P W | Chief Investment Officer | 02/03/2016 | 648,610 |
| Burgess Brent P W | Chief Investment Officer | 02/04/2016 | 336,248 |
| Tucker Garland S III | Director | 02/03/2016 | 823,910 |
| Tucker Garland S III | Director | 02/04/2016 | 1,469,192 |
| Poole E. Ashton | President and CEO | 02/03/2016 | 745,025 |
| Poole E. Ashton | President and CEO | 02/04/2016 | 148,466 |
| LILLY STEVEN C | CFO and Secretary | 02/03/2016 | 648,610 |
| LILLY STEVEN C | CFO and Secretary | 02/04/2016 | 300,590 |
| Knox C. Robert Jr. | Principal Accounting Officer | 02/03/2016 | 298,010 |
| Knox C. Robert Jr. | Principal Accounting Officer | 02/04/2016 | 130,374 |
| RICH SIMON B. JR. | Director | 09/30/2015 | 242,505 |
| RICH SIMON B. JR. | Director | 09/29/2015 | 77,850 |
| SMITH SHERWOOD HUBBARD JR. | Director | 09/29/2015 | 96,240 |
| Tucker Garland S III | Chairman and CEO | 09/29/2015 | 24,165 |
| RICH SIMON B. JR. | Director | 09/17/2015 | 9,200 |
| Tucker Garland S III | Chairman and CEO | 09/11/2015 | 36,580 |
| RICH SIMON B. JR. | Director | 09/09/2015 | 6,355 |
| RICH SIMON B. JR. | Director | 09/09/2015 | 186,900 |
| Poole E. Ashton | President and COO | 08/31/2015 | 97,360 |
| Burgess Brent P W | Chief Investment Officer | 06/12/2015 | 176,450 |
| Tucker Garland S III | Chairman and CEO | 02/04/2015 | 1,132,560 |
| Tucker Garland S III | Chairman and CEO | 02/04/2015 | 453,351 |
| Poole E. Ashton | President and COO | 02/04/2015 | 980,100 |
| Poole E. Ashton | President and COO | 02/04/2015 | 61,420 |
| LILLY STEVEN C | CFO and Secretary | 02/04/2015 | 871,200 |
| LILLY STEVEN C | CFO and Secretary | 02/04/2015 | 316,355 |
| Knox C. Robert Jr. | Principal Accounting Officer | 02/04/2015 | 370,260 |
| Knox C. Robert Jr. | Principal Accounting Officer | 02/04/2015 | 139,283 |
| Burgess Brent P W | Chief Investment Officer | 02/04/2015 | 827,640 |
| Burgess Brent P W | Chief Investment Officer | 02/04/2015 | 378,907 |
| SMITH SHERWOOD HUBBARD JR. | Director | 12/04/2014 | 107,800 |
| Tucker Garland S III | Chairman and CEO | 11/12/2014 | 22,530 |
| Tucker Garland S III | Chairman and CEO | 11/12/2014 | 2,249 |
| Poole E. Ashton | President and COO | 08/29/2014 | 133,910 |
| Tucker Garland S III | Chairman and CEO | 02/05/2014 | 1,226,230 |
| Tucker Garland S III | Chairman and CEO | 02/04/2014 | 496,750 |
| Poole E. Ashton | President and COO | 02/05/2014 | 573,980 |
| LILLY STEVEN C | CFO and Secretary | 02/05/2014 | 860,970 |
| LILLY STEVEN C | CFO and Secretary | 02/04/2014 | 343,472 |
| Knox C. Robert Jr. | Principal Accounting Officer | 02/05/2014 | 365,260 |
| Knox C. Robert Jr. | Principal Accounting Officer | 02/04/2013 | 152,777 |
| Burgess Brent P W | Chief Investment Officer | 02/05/2014 | 913,150 |
| Burgess Brent P W | Chief Investment Officer | 02/04/2014 | 431,270 |
| Burgess Brent P W | Chief Investment Officer | 09/19/2013 | 435,600 |
| Burgess Brent P W | Chief Investment Officer | 09/23/2013 | 166,009 |
| Burgess Brent P W | Chief Investment Officer | 09/20/2013 | 438,900 |
| Knox C Robert JR | Principal Accounting Officer | 08/28/2013 | 146,000 |
| Knox C Robert JR | Principal Accounting Officer | 06/27/2013 | 82,950 |
| Tucker Garland S III | Chairman, President, CEO | 05/11/2012 | 3,911 |
| LILLY STEVEN C | CFO, Secretary, Treasurer | 12/31/2012 | 256,200 |
| Knox C Robert JR | Principal Accounting Officer | 12/31/2012 | 117,942 |
| Burgess Brent P W | Chief Investment Officer | 12/31/2012 | 320,231 |
| Tucker Garland S III | Chairman, President, CEO | 12/31/2012 | 372,078 |
| Goldstein Benjamin S | Director | 12/27/2012 | 65,715 |
| Goldstein Benjamin S | Director | 12/27/2012 | 65,391 |
| GAMBILL MARK M | Director | 05/11/2012 | 100,000 |
| Tucker Garland S III | Chairman, President, CEO | 05/07/2012 | 47,148 |
| LILLY STEVEN C | CFO, Secretary, Treasurer | 05/07/2012 | 42,697 |
| Knox C Robert JR | Principal Accounting Officer | 05/07/2012 | 22,456 |
| Burgess Brent P W | Chief Investment Officer | 05/07/2012 | 42,697 |
| RICH SIMON B | Director | 06/03/2011 | 48,675 |
| Tucker Garland S III | Chairman, President, CEO | 02/06/2012 | 191,759 |
| Tucker Garland S III | Chairman, President, CEO | 09/16/2011 | 9,805 |
| LILLY STEVEN C | CFO, Secretary, Treasurer | 02/06/2012 | 135,039 |
| Knox C Robert JR | Principal Accounting Officer | 02/06/2012 | 65,769 |
| Burgess Brent P W | Chief Investment Officer | 02/06/2012 | 163,217 |
| Goldstein Benjamin S | Director | 12/01/2011 | 61,139 |
| Goldstein Benjamin S | Director | 12/01/2011 | 59,812 |
| RICH SIMON B | Director | 11/09/2011 | 29,610 |
| RICH SIMON B | Director | 11/09/2011 | 126,750 |
| Knox C Robert JR | Principal Accounting Officer | 05/09/2011 | 25,850 |
| LILLY STEVEN C | CFO, Secretary, Treasurer | 05/09/2011 | 56,268 |
| Tucker Garland S III | Chairman, President, CEO | 05/09/2011 | 33,633 |
| Tucker Garland S III | Chairman, President, CEO | 02/04/2011 | 103,247 |
| LILLY STEVEN C | CFO, Secretary, Treasurer | 02/04/2011 | 73,385 |
| Knox C Robert JR | Principal Accounting Officer | 02/04/2011 | 36,959 |
| Burgess Brent P W | Chief Investment Officer | 02/04/2011 | 87,229 |
| LILLY STEVEN C | CFO, Secretary, Treasurer | 01/10/2011 | 35,094 |
| LILLY STEVEN C | CFO, Secretary, Treasurer | 01/07/2011 | 76,320 |
| LILLY STEVEN C | CFO, Secretary, Treasurer | 01/06/2011 | 76,400 |
| LILLY STEVEN C | CFO, Secretary, Treasurer | 01/05/2011 | 76,680 |
| Tucker Garland S III | Chairman, President, CEO | 05/07/2010 | 24,380 |
| Tucker Garland S III | Chairman, President, CEO | 12/29/2010 | 1,965 |
| LILLY STEVEN C | CFO, Secretary, Treasurer | 05/07/2010 | 22,078 |
| Knox C Robert JR | Principal Accounting Officer | 05/07/2010 | 11,604 |
| Burgess Brent P W | Chief Investment Officer | 05/07/2010 | 22,078 |
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FUNDS WITH A POSITION IN BARINGS BDC INC
| Fund | # Shares Owned | % of Portfolio | % Change | Investing Style |
|---|---|---|---|---|
| BULLDOG INVESTORS, LLP | 306,451 | 0.94% | -40.91% | Activists |
| BLACKROCK INC. | 481,721 | 0.0001% | -2.84% | Other |
| ROYCE & ASSOCIATES LP | 215,300 | 0.02% | No change | Value |
| TUDOR INVESTMENT CORP ET AL | 176,257 | 0.01% | -17.61% | Event Driven, Other |
| ALPINE GLOBAL MANAGEMENT, LLC | 115,000 | 0.32% | Exited | Event Driven |
| DEERFIELD MANAGEMENT COMPANY, L.P. (SERIES C) | 49,821 | 0.00806% | New | Other |
| FISHER ASSET MANAGEMENT, LLC | 23,631 | 0.0001% | -1.69% | Other |
| D. E. SHAW & CO., INC. | 17,288 | 0.00013% | Exited | Other |
CHANGE IN SHARES OUTSTANDING FOR BARINGS BDC INC
STOCK BUYBACKS FOR BARINGS BDC INC
Period of Report
Previous Period
% Change in Shares
10-K/10-Q Filings
Quarter
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Period of Report: 03/31/2024
10-K/10-Q Filings: View
Previous Period
% Change in Shares
Quarter
12/31/2023
-0.31%
1Q
09/30/2023
-0.45%
2Q
06/30/2023
-1.25%
3Q
03/31/2023
-1.74%
4Q
12/31/2022
-2.42%
5Q
09/30/2022
-2.96%
6Q
06/30/2022
-4.26%
7Q
03/31/2022
28.29%
8Q
12/31/2021
62.35%
9Q
09/30/2021
62.35%
10Q
06/30/2021
62.35%
11Q
03/31/2021
62.35%
12Q
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BUYBACK ANNOUNCEMENT(S) FOR BARINGS BDC INC
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