Pacific Mercantile Bancorp. (PMBC) NASDAQ
$9.40 - (-)
Market Cap: -
As of 10/18/21 12:00 AM EDT. Market closed.
Pacific Mercantile Bancorp. (PMBC)
NASDAQ
$9.40
- (-)
Market Cap: -
As of 10/18/21 12:00 AM EDT. Market closed.
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Pacific Mercantile Bancorp is the parent holding company of Pacific Mercantile Bank, which opened for business March 1, 1999. The Bank, which is an FDIC insured, California state-chartered bank and a member of the Federal Reserve System, provides a wide range of commercial banking services to businesses, business professionals and individual clients. The Bank is headquartered in Orange County ... read more
Pacific Mercantile Bancorp is the parent holding company of Pacific Mercantile Bank, which opened for business March 1, 1999. The Bank, which is an FDIC insured, California state-chartered bank and a member of the Federal Reserve System, provides a wide range of commercial banking services to businesses, business professionals and individual clients. The Bank is headquartered in Orange County and has seven locations in Southern California, located in Orange, Los Angeles, San Diego, and San Bernardino counties. The Bank offers tailored flexible solutions for its clients including an array of loan and deposit products, sophisticated treasury management services, and comprehensive online banking services accessible at www.pmbank.com. read less
COMPANY PROFILE
Sector
Finance and Insurance
Industry
Commercial Banking
CEO Compensation (Base)
$400,000
CEO Compensation (Total)
$818,738
Sector
Finance and Insurance
Industry
Commercial Banking
Full Time Employees
147
CEO Compensation (Base)
$400,000
CEO Compensation (Total)
$818,738
URL
Address
.
PRICE CHART FOR PACIFIC MERCANTILE BANCORP
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NEWS
INSIDEARBITRAGE ARTICLES
KEY STATS
Open
$9.37
Previous Close
$9.40
Days Range
$9.26 - $9.65
52 week range
- - -
Volume
0
Avg. Volume (30 days)
0
Market Cap
-
Dividend Yield
-
P/E
-
Shares Outstanding
22,423,625
Open
$9.37
Previous Close
$9.40
Days Range
$9.26 - $9.65
52 week range
- - -
Volume
0
Avg. Volume (30 days)
0
Market Cap
-
Dividend Yield
-
P/E
-
Shares Outstanding
22,423,625
FINANCIAL STATEMENTS FOR PACIFIC MERCANTILE BANCORP
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INSIDER TRANSACTIONS FOR PACIFIC MERCANTILE BANCORP
| Owner | Relationship | Date | Transaction | Cost | # Shares | Value($) | Total Shares | Form 4 |
| Dinsmore Bradford R | Chief Executive Officer | Oct 18, 2021 | Sale | $9.31 | 141,705 | 1,319,274 | 0 | Oct 20, 2021, 02:16 PM |
| Kalscheur Denis P | Director | Oct 18, 2021 | Sale | $9.31 | 21,045 | 195,929 | 0 | Oct 19, 2021, 06:23 PM |
| Wagner Tom | EVP, Corporate Finance | Oct 18, 2021 | Sale | $9.31 | 13,990 | 130,247 | 0 | Oct 19, 2021, 03:53 PM |
| van der Voort Shamara C. | EVP/Head of Operations | Oct 18, 2021 | Sale | $9.31 | 5,240 | 48,784 | 0 | Oct 19, 2021, 03:53 PM |
| Anderson Robert S. | EVP & Chief Credit Officer | Oct 18, 2021 | Sale | $9.31 | 126,438 | 1,177,138 | 0 | Oct 19, 2021, 03:53 PM |
| Anderson Robert S. | EVP & Chief Credit Officer | Oct 18, 2021 | Sale | $9.31 | 3,100 | 28,861 | 0 | Oct 19, 2021, 03:53 PM |
| Yost Stephen P | Director | Oct 18, 2021 | Sale | $9.31 | 28,189 | 262,440 | 0 | Oct 19, 2021, 02:55 PM |
| VERITY CINDY | EVP, Head of Cash Management | Oct 18, 2021 | Sale | $9.31 | 22,322 | 207,818 | 0 | Oct 19, 2021, 02:55 PM |
| Sinclair Maxwell | EVP, Chief Compliance Officer | Oct 18, 2021 | Sale | $9.31 | 61,949 | 576,745 | 0 | Oct 19, 2021, 02:55 PM |
| MUNIO DAVID J | Director | Oct 18, 2021 | Sale | $9.31 | 14,757 | 137,388 | 0 | Oct 19, 2021, 02:55 PM |
| MIYAKAWA MICHELE S | Director | Oct 18, 2021 | Sale | $9.31 | 6,636 | 61,781 | 0 | Oct 19, 2021, 02:54 PM |
| MCCALLION ANNE | Director | Oct 18, 2021 | Sale | $9.31 | 4,558 | 42,435 | 0 | Oct 19, 2021, 02:54 PM |
| HOOPIS MICHAEL P | Director | Oct 18, 2021 | Sale | $9.31 | 16,969 | 157,981 | 0 | Oct 19, 2021, 02:54 PM |
| GRAY NANCY A | CAO | Oct 18, 2021 | Sale | $9.31 | 18,088 | 168,399 | 0 | Oct 19, 2021, 02:54 PM |
| Garcia Philipp | EVP | Oct 18, 2021 | Sale | $9.31 | 40,152 | 373,815 | 0 | Oct 19, 2021, 02:54 PM |
| Foley Sean | EVP CBO | Oct 18, 2021 | Sale | $9.31 | 25,497 | 237,377 | 0 | Oct 19, 2021, 02:53 PM |
| EUSEY SHANNON F | Director | Oct 18, 2021 | Sale | $9.31 | 6,636 | 61,781 | 0 | Oct 19, 2021, 02:53 PM |
| Dutta Manish | Director | Oct 18, 2021 | Sale | $9.31 | 5,759 | 53,616 | 0 | Oct 19, 2021, 02:53 PM |
| Christianssen Curt Alan | EVP & CFO | Oct 18, 2021 | Sale | $9.31 | 124,410 | 1,158,257 | 0 | Oct 19, 2021, 02:53 PM |
| Garcia Philipp | EVP | Jun 04, 2021 | Option Exercise | $6.07 | 10,000 | 60,700 | 40,152 | Jun 04, 2021, 08:39 PM |
| VERITY CINDY | EVP, Head of Cash Management | Jun 03, 2021 | Option Exercise | $6.70 | 71,489 | 479,169 | 93,811 | Jun 04, 2021, 08:00 PM |
| VERITY CINDY | EVP, Head of Cash Management | Jun 03, 2021 | Sale | $8.77 | 71,489 | 627,166 | 22,322 | Jun 04, 2021, 08:00 PM |
| Sinclair Maxwell | EVP, Chief Compliance Officer | Mar 10, 2021 | Option Exercise | $4.34 | 5,000 | 21,700 | 61,949 | Mar 10, 2021, 07:00 PM |
| Wagner Tom | EVP, Corporate Finance | Feb 24, 2021 | Sale | $7.44 | 124 | 922 | 13,990 | Feb 26, 2021, 07:06 PM |
| VERITY CINDY | EVP, Head of Cash Management | Feb 22, 2021 | Sale | $7.29 | 5,176 | 37,710 | 26,458 | Feb 23, 2021, 08:25 PM |
| Anderson Robert S. | EVP & Chief Credit Officer | Feb 22, 2021 | Sale | $7.29 | 1,659 | 12,087 | 126,979 | Feb 23, 2021, 08:24 PM |
| GRAY NANCY A | CAO | Feb 04, 2021 | Option Exercise | $4.34 | 9,940 | 43,140 | 16,028 | Feb 09, 2021, 07:39 PM |
| GRAY NANCY A | CAO | Feb 03, 2021 | Option Exercise | $4.34 | 60 | 260 | 6,148 | Feb 09, 2021, 07:39 PM |
| GRAY NANCY A | CAO | Feb 04, 2021 | Sale | $5.95 | 9,940 | 59,179 | 6,088 | Feb 09, 2021, 07:39 PM |
| GRAY NANCY A | CAO | Feb 03, 2021 | Sale | $6.00 | 60 | 360 | 6,088 | Feb 09, 2021, 07:39 PM |
| Wagner Tom | EVP, Corporate Finance | Aug 28, 2020 | Sale | $3.76 | 4,728 | 17,783 | 6,629 | Sep 01, 2020, 08:15 PM |
| Deutsch James F. | Director | Aug 12, 2020 | Buy | $3.70 | 29,600 | 109,520 | 2,515,308 | Aug 12, 2020, 07:18 PM |
| Deutsch James F. | Director | Aug 11, 2020 | Buy | $3.50 | 292,500 | 1,023,750 | 2,485,708 | Aug 12, 2020, 05:22 PM |
| Dinsmore Bradford R | Chief Executive Officer | Jun 15, 2020 | Buy | $3.65 | 10,000 | 36,458 | 88,000 | Jun 16, 2020, 02:34 PM |
| Garcia Philipp | EVP | May 13, 2020 | Buy | $3.40 | 2,074 | 7,052 | 23,415 | May 14, 2020, 03:00 PM |
| Garcia Philipp | EVP | May 12, 2020 | Buy | $3.40 | 3,926 | 13,348 | 21,341 | May 14, 2020, 03:00 PM |
| Sinclair Maxwell | EVP, Chief Compliance Officer | May 08, 2020 | Buy | $3.81 | 4,588 | 17,484 | 41,992 | May 08, 2020, 04:48 PM |
| Anderson Robert S. | EVP & Chief Credit Officer | May 06, 2020 | Buy | $3.49 | 20,000 | 69,800 | 118,067 | May 07, 2020, 07:13 PM |
| Christianssen Curt Alan | EVP & CFO | May 07, 2020 | Buy | $3.48 | 5,000 | 17,400 | 109,926 | May 07, 2020, 06:38 PM |
| Christianssen Curt Alan | EVP & CFO | May 06, 2020 | Buy | $3.43 | 4,000 | 13,720 | 104,926 | May 07, 2020, 06:38 PM |
| Christianssen Curt Alan | EVP & CFO | May 05, 2020 | Buy | $3.57 | 3,000 | 10,710 | 100,926 | May 07, 2020, 06:38 PM |
| Dinsmore Bradford R | Chief Executive Officer | May 05, 2020 | Buy | $3.65 | 22,000 | 80,300 | 78,000 | May 07, 2020, 06:37 PM |
| Dinsmore Bradford R | Chief Executive Officer | Mar 13, 2020 | Buy | $5.43 | 15,908 | 86,380 | 56,000 | Mar 13, 2020, 07:43 PM |
| Dinsmore Bradford R | Chief Executive Officer | Mar 12, 2020 | Buy | $4.95 | 9,092 | 45,005 | 40,092 | Mar 13, 2020, 07:43 PM |
| Sinclair Maxwell | EVP, Chief Compliance Officer | Mar 12, 2020 | Buy | $4.52 | 2,000 | 9,043 | 37,404 | Mar 13, 2020, 03:00 PM |
| Deutsch James F. | Director | Mar 10, 2020 | Buy | $5.11 | 24,000 | 122,582 | 2,193,208 | Mar 11, 2020, 09:26 PM |
| Wagner Tom | EVP, Corporate Finance | Feb 25, 2020 | Sale | $6.78 | 297 | 2,014 | 11,357 | Feb 27, 2020, 08:02 PM |
| VERITY CINDY | EVP, Head of Cash Management | Feb 25, 2020 | Sale | $6.67 | 451 | 3,007 | 22,001 | Feb 25, 2020, 08:11 PM |
| VERITY CINDY | EVP, Head of Cash Management | Feb 21, 2020 | Sale | $6.98 | 1,019 | 7,115 | 22,452 | Feb 25, 2020, 08:11 PM |
| Anderson Robert S. | EVP & Chief Banking Officer | Feb 25, 2020 | Sale | $6.67 | 570 | 3,800 | 98,067 | Feb 25, 2020, 08:11 PM |
| Anderson Robert S. | EVP & Chief Banking Officer | Feb 21, 2020 | Sale | $6.93 | 1,151 | 7,981 | 98,637 | Feb 25, 2020, 08:11 PM |
| Christianssen Curt Alan | EVP & CFO | Feb 18, 2020 | Buy | $7.05 | 7,264 | 51,211 | 97,926 | Feb 19, 2020, 06:59 PM |
| Christianssen Curt Alan | EVP & CFO | Feb 14, 2020 | Buy | $7.05 | 534 | 3,765 | 90,662 | Feb 14, 2020, 06:58 PM |
| Christianssen Curt Alan | EVP & CFO | Feb 12, 2020 | Buy | $7.00 | 2,034 | 14,238 | 90,128 | Feb 13, 2020, 08:22 PM |
| Christianssen Curt Alan | EVP & CFO | Feb 11, 2020 | Buy | $7.00 | 168 | 1,176 | 88,094 | Feb 13, 2020, 08:22 PM |
| GRAY NANCY A | CAO | Feb 11, 2020 | Option Exercise | $2.97 | 6,003 | 17,829 | 12,091 | Feb 12, 2020, 05:12 PM |
| GRAY NANCY A | CAO | Feb 11, 2020 | Sale | $7.00 | 6,003 | 42,021 | 6,088 | Feb 12, 2020, 05:12 PM |
| Dinsmore Bradford R | Chief Executive Officer | Feb 07, 2020 | Buy | $6.92 | 3,000 | 20,760 | 31,000 | Feb 11, 2020, 07:26 PM |
| Inserra Thomas J. | EVP & Chief Credit Officer | Nov 01, 2019 | Option Exercise | $6.95 | 50,000 | 347,500 | 95,044 | Nov 05, 2019, 08:31 PM |
| Inserra Thomas J. | EVP & Chief Credit Officer | Nov 01, 2019 | Sale | $7.05 | 50,000 | 352,590 | 45,044 | Nov 05, 2019, 08:31 PM |
| Dinsmore Bradford R | Chief Executive Officer | Sep 13, 2019 | Buy | $7.98 | 28,000 | 223,437 | 28,000 | Sep 16, 2019, 06:01 PM |
| Sinclair Maxwell | EVP, Chief Compliance Officer | Aug 05, 2019 | Buy | $7.38 | 1,500 | 11,069 | 33,300 | Aug 06, 2019, 05:17 PM |
| THOMAS JOHN MD | Director | May 21, 2019 | Option Exercise | $5.30 | 15,000 | 79,500 | 80,248 | May 21, 2019, 04:54 PM |
| THOMAS JOHN MD | Director | May 21, 2019 | Sale | $7.89 | 21,641 | 170,711 | 58,607 | May 21, 2019, 04:54 PM |
| THOMAS JOHN MD | Director | Mar 14, 2019 | Sale | $7.83 | 10,000 | 78,309 | 65,248 | Mar 14, 2019, 06:23 PM |
| Wagner Tom | EVP, Corporate Finance | Feb 28, 2019 | Sale | $8.26 | 133 | 1,099 | 6,654 | Feb 28, 2019, 08:30 PM |
| VERITY CINDY | EVP, Head of Cash Management | Feb 22, 2019 | Sale | $8.69 | 1,040 | 9,040 | 18,565 | Feb 25, 2019, 04:05 PM |
| Anderson Robert S. | EVP & Chief Banking Officer | Feb 22, 2019 | Sale | $8.68 | 557 | 4,836 | 99,788 | Feb 25, 2019, 04:05 PM |
| Anderson Robert S. | Executive Vice President | Feb 20, 2019 | Sale | $8.74 | 993 | 8,674 | 92,180 | Feb 20, 2019, 05:32 PM |
| Wagner Tom | EVP, Corporate Finance | Feb 20, 2019 | Sale | $8.74 | 1,163 | 10,159 | 6,787 | Feb 20, 2019, 05:32 PM |
| VERITY CINDY | EVP, Head of Cash Management | Feb 20, 2019 | Sale | $8.74 | 2,550 | 22,275 | 12,100 | Feb 20, 2019, 05:32 PM |
| THOMAS JOHN MD | Director | Jan 31, 2019 | Sale | $7.85 | 17,500 | 137,392 | 73,184 | Feb 04, 2019, 04:17 PM |
| Christianssen Curt Alan | EVP & CFO | Dec 13, 2018 | Buy | $7.57 | 20,000 | 151,340 | 77,817 | Dec 14, 2018, 04:12 PM |
| THOMAS JOHN MD | Director | Dec 07, 2018 | Sale | $7.53 | 7,000 | 52,680 | 90,684 | Dec 07, 2018, 08:48 PM |
| Wagner Tom | EVP, Corporate Finance | Nov 21, 2018 | Sale | $8.05 | 2,500 | 20,128 | 7,950 | Nov 21, 2018, 06:43 PM |
| THOMAS JOHN MD | Director | Oct 26, 2018 | Sale | $8.27 | 5,000 | 41,375 | 97,684 | Oct 30, 2018, 05:00 PM |
| VERITY CINDY | EVP, Head of Cash Management | Oct 26, 2018 | Buy | $8.27 | 1,200 | 9,928 | 14,650 | Oct 30, 2018, 02:19 PM |
| Inserra Thomas J. | EVP & Chief Credit Officer | Oct 29, 2018 | Buy | $8.17 | 3,450 | 28,191 | 48,891 | Oct 29, 2018, 05:40 PM |
| Christianssen Curt Alan | EVP & CFO | Oct 24, 2018 | Buy | $8.25 | 30,500 | 251,622 | 57,817 | Oct 26, 2018, 02:41 PM |
| Inserra Thomas J. | EVP & Chief Credit Officer | Oct 25, 2018 | Buy | $8.00 | 2,670 | 21,360 | 45,441 | Oct 25, 2018, 09:02 PM |
| Christianssen Curt Alan | EVP & CFO | Oct 24, 2018 | Buy | $8.22 | 30,500 | 250,710 | 57,817 | Oct 25, 2018, 06:11 PM |
| Carpenter Fund Manager GP, LLC | Former 10% owner | Sep 14, 2018 | Sale | $8.25 | 7,417,593 | 61,195,142 | 3,781,230 | Sep 14, 2018, 05:52 PM |
| Wagner Tom | EVP, Corporate Finance | May 31, 2018 | Sale | $9.75 | 1,000 | 9,750 | 10,450 | Jun 04, 2018, 05:51 PM |
| THOMAS JOHN MD | Director | May 22, 2018 | Sale | $9.72 | 8,000 | 77,743 | 102,684 | May 22, 2018, 08:14 PM |
| Wagner Tom | EVP, Corporate Finance | May 11, 2018 | Sale | $9.65 | 1,000 | 9,650 | 11,450 | May 15, 2018, 01:17 PM |
| FINLEY WARREN T | Director | Apr 25, 2018 | Sale | $9.59 | 6,505 | 62,383 | 4,630 | Apr 25, 2018, 05:47 PM |
| GRAY NANCY A | CAO | Mar 08, 2018 | Option Exercise | $3.48 | 7,000 | 24,360 | 13,088 | Mar 09, 2018, 08:41 PM |
| GRAY NANCY A | CAO | Mar 08, 2018 | Sale | $9.10 | 7,000 | 63,700 | 6,088 | Mar 09, 2018, 08:41 PM |
| Vertin Thomas | President and CEO | Mar 05, 2018 | Buy | $8.59 | 7,400 | 63,550 | 57,425 | Mar 07, 2018, 04:23 PM |
| THOMAS JOHN MD | Director | Mar 05, 2018 | Sale | $8.50 | 8,595 | 73,058 | 110,684 | Mar 07, 2018, 10:32 AM |
| THOMAS JOHN MD | Director | Mar 02, 2018 | Sale | $8.50 | 405 | 3,443 | 119,279 | Mar 02, 2018, 08:41 PM |
| Wagner Tom | EVP, Corporate Finance | Feb 22, 2018 | Sale | $8.09 | 1,515 | 12,256 | 10,962 | Feb 26, 2018, 08:02 PM |
| Anderson Robert S. | Executive Vice President | Feb 22, 2018 | Sale | $8.09 | 1,527 | 12,353 | 93,173 | Feb 23, 2018, 08:53 PM |
| VERITY CINDY | EVP, Head of Cash Management | Feb 22, 2018 | Sale | $8.09 | 1,445 | 11,690 | 13,450 | Feb 23, 2018, 08:52 PM |
| Inserra Thomas J. | EVP & Chief Credit Officer | Feb 05, 2018 | Buy | $8.65 | 6,413 | 55,472 | 37,000 | Feb 06, 2018, 05:59 PM |
| Inserra Thomas J. | EVP & Chief Credit Officer | Feb 02, 2018 | Buy | $8.75 | 2,848 | 24,920 | 3,000 | Feb 02, 2018, 07:16 PM |
| Inserra Thomas J. | EVP & Chief Credit Officer | Jan 31, 2018 | Buy | $8.58 | 152 | 1,305 | 152 | Feb 02, 2018, 07:16 PM |
| Inserra Thomas J. | EVP & Chief Credit Officer | Feb 02, 2018 | Buy | $8.70 | 587 | 5,107 | 30,587 | Feb 02, 2018, 07:16 PM |
| Chamberlain Kittridge | EVP Corporate Finance | Dec 12, 2017 | Option Exercise | $6.77 | 3,403 | 23,038 | 22,294 | Dec 13, 2017, 04:32 PM |
| Chamberlain Kittridge | EVP Corporate Finance | Dec 11, 2017 | Option Exercise | $6.74 | 3,401 | 22,907 | 21,477 | Dec 13, 2017, 04:32 PM |
| Chamberlain Kittridge | EVP Corporate Finance | Dec 13, 2017 | Option Exercise | $6.77 | 3,403 | 23,038 | 22,294 | Dec 13, 2017, 04:32 PM |
| Chamberlain Kittridge | EVP Corporate Finance | Dec 11, 2017 | Sale | $9.01 | 2,586 | 23,311 | 19,943 | Dec 13, 2017, 04:32 PM |
| Chamberlain Kittridge | EVP Corporate Finance | Dec 13, 2017 | Sale | $8.83 | 3,403 | 30,044 | 18,891 | Dec 13, 2017, 04:32 PM |
| Chamberlain Kittridge | EVP Corporate Finance | Dec 12, 2017 | Sale | $8.72 | 3,403 | 29,690 | 18,891 | Dec 13, 2017, 04:32 PM |
| Chamberlain Kittridge | EVP Corporate Finance | Dec 08, 2017 | Option Exercise | $6.20 | 3,401 | 21,102 | 20,367 | Dec 08, 2017, 05:00 PM |
| Chamberlain Kittridge | EVP Corporate Finance | Dec 07, 2017 | Option Exercise | $7.10 | 3,401 | 24,147 | 19,544 | Dec 08, 2017, 05:00 PM |
| Chamberlain Kittridge | EVP Corporate Finance | Dec 06, 2017 | Option Exercise | $6.24 | 3,401 | 21,222 | 18,397 | Dec 08, 2017, 05:00 PM |
| Chamberlain Kittridge | EVP Corporate Finance | Dec 07, 2017 | Sale | $9.58 | 2,578 | 24,699 | 16,966 | Dec 08, 2017, 05:00 PM |
| Chamberlain Kittridge | EVP Corporate Finance | Dec 06, 2017 | Sale | $9.70 | 2,254 | 21,864 | 16,143 | Dec 08, 2017, 05:00 PM |
| Chamberlain Kittridge | EVP Corporate Finance | Dec 08, 2017 | Sale | $9.14 | 2,291 | 20,946 | 19,421 | Dec 08, 2017, 05:00 PM |
| Chamberlain Kittridge | EVP Corporate Finance | Dec 05, 2017 | Option Exercise | $6.24 | 3,401 | 21,222 | 17,238 | Dec 05, 2017, 06:47 PM |
| Chamberlain Kittridge | EVP Corporate Finance | Dec 04, 2017 | Option Exercise | $6.24 | 3,401 | 21,222 | 16,068 | Dec 05, 2017, 06:47 PM |
| Chamberlain Kittridge | EVP Corporate Finance | Dec 01, 2017 | Option Exercise | $6.24 | 3,401 | 21,222 | 14,968 | Dec 05, 2017, 06:47 PM |
| Chamberlain Kittridge | EVP Corporate Finance | Dec 05, 2017 | Sale | $9.77 | 2,242 | 21,908 | 14,996 | Dec 05, 2017, 06:47 PM |
| Chamberlain Kittridge | EVP Corporate Finance | Dec 04, 2017 | Sale | $9.78 | 2,231 | 21,830 | 13,837 | Dec 05, 2017, 06:47 PM |
| Chamberlain Kittridge | EVP Corporate Finance | Dec 01, 2017 | Sale | $9.62 | 2,301 | 22,134 | 12,667 | Dec 05, 2017, 06:47 PM |
| Vertin Thomas | President and CEO | Mar 08, 2017 | Sale | $7.23 | 905 | 6,545 | 38,607 | Mar 08, 2017, 04:52 PM |
| Vertin Thomas | President and CEO | Mar 07, 2017 | Sale | $7.24 | 836 | 6,049 | 39,512 | Mar 08, 2017, 04:52 PM |
| GRAY NANCY A | CAO | Mar 06, 2017 | Sale | $7.34 | 2,117 | 15,530 | 6,088 | Mar 07, 2017, 05:12 PM |
| GRAY NANCY A | CAO | Mar 01, 2017 | Sale | $7.55 | 2 | 15 | 8,205 | Mar 07, 2017, 05:11 PM |
| GRAY NANCY A | CAO | Mar 01, 2017 | Sale | $7.55 | 2 | 15 | 9,086 | Mar 07, 2017, 04:19 PM |
| GRAY NANCY A | CAO | Feb 27, 2017 | Sale | $7.55 | 881 | 6,652 | 8,207 | Mar 06, 2017, 05:28 PM |
| Sinclair Maxwell | Chief Risk Officer | Feb 17, 2017 | Sale | $7.54 | 1,124 | 8,475 | 19,022 | Feb 21, 2017, 06:20 PM |
| Wagner Tom | EVP & Chief Strategy Officer | Feb 21, 2017 | Sale | $7.65 | 362 | 2,769 | 12,477 | Feb 21, 2017, 04:05 PM |
| Wagner Tom | EVP & Chief Strategy Officer | Feb 17, 2017 | Sale | $7.54 | 1,236 | 9,319 | 12,839 | Feb 21, 2017, 04:05 PM |
| Vertin Thomas | President and CEO | Feb 17, 2017 | Sale | $7.54 | 369 | 2,782 | 40,348 | Feb 21, 2017, 04:05 PM |
| Birkmann Curtis | CTO | Feb 17, 2017 | Sale | $7.54 | 166 | 1,252 | 3,584 | Feb 21, 2017, 04:04 PM |
| Anderson Robert S. | Executive Vice President | Feb 21, 2017 | Sale | $7.65 | 556 | 4,253 | 90,756 | Feb 21, 2017, 04:04 PM |
| Anderson Robert S. | Executive Vice President | Feb 17, 2017 | Sale | $7.54 | 1,056 | 7,962 | 91,312 | Feb 21, 2017, 04:04 PM |
| THOMAS JOHN MD | Director | Feb 15, 2017 | Option Exercise | $3.51 | 12,000 | 42,120 | 117,475 | Feb 17, 2017, 05:28 PM |
| MUNIO DAVID J | Director | Feb 17, 2017 | Sale | $7.54 | 1,065 | 8,030 | 3,752 | Feb 17, 2017, 03:42 PM |
| THOMAS JOHN MD | Director | Feb 15, 2017 | Option Exercise | $3.51 | 12,000 | 42,120 | 117,475 | Feb 17, 2017, 03:41 PM |
| Anderson Robert S. | Executive Vice President | Oct 28, 2016 | Buy | $5.88 | 866 | 5,089 | 3,100 | Nov 01, 2016, 07:21 PM |
| Anderson Robert S. | Executive Vice President | Oct 28, 2016 | Buy | $5.82 | 8,234 | 47,893 | 92,368 | Nov 01, 2016, 07:21 PM |
| Inserra Thomas J. | EVP & Chief Credit Officer | Oct 27, 2016 | Buy | $5.70 | 10,000 | 57,000 | 30,000 | Oct 28, 2016, 10:21 AM |
| Anderson Robert S. | Executive Vice President | Sep 06, 2016 | Sale | $7.67 | 452 | 3,467 | 84,134 | Sep 08, 2016, 02:05 PM |
| Vertin Thomas | President and CEO | Sep 06, 2016 | Sale | $7.67 | 4,261 | 32,682 | 40,717 | Sep 08, 2016, 02:05 PM |
| Wagner Tom | EVP & Chief Strategy Officer | Aug 31, 2016 | Sale | $7.48 | 619 | 4,630 | 14,075 | Sep 08, 2016, 02:05 PM |
| Wagner Tom | Director | Aug 31, 2016 | Sale | $7.48 | 619 | 4,630 | 7,560 | Sep 02, 2016, 04:56 PM |
| Inserra Thomas J. | EVP & Chief Credit Officer | Aug 01, 2016 | Buy | $6.83 | 10,000 | 68,300 | 20,000 | Aug 02, 2016, 08:54 PM |
| GRAY NANCY A | CAO | May 11, 2016 | Sale | $7.53 | 2,500 | 18,825 | 9,088 | May 11, 2016, 07:20 PM |
| THOMAS JOHN MD | Director | May 04, 2016 | Sale | $7.47 | 7,000 | 52,262 | 0 | May 05, 2016, 07:23 PM |
| Stevens Robert J | EVP & CCO | May 03, 2016 | Option Exercise | $7.09 | 2,487 | 17,633 | 0 | May 03, 2016, 08:40 PM |
| Stevens Robert J | EVP & CCO | May 03, 2016 | Sale | $7.46 | 8,446 | 63,004 | 0 | May 03, 2016, 08:40 PM |
| Stevens Robert J | EVP & CCO | Apr 28, 2016 | Sale | $7.45 | 8,334 | 62,047 | 0 | Apr 29, 2016, 07:14 PM |
| Birkmann Curtis | CTO | Apr 01, 2016 | Option Exercise | $7.02 | 3,750 | 26,325 | 3,750 | Apr 05, 2016, 07:05 PM |
| GRAY NANCY A | CAO | Mar 11, 2016 | Sale | $6.94 | 3,602 | 24,998 | 11,558 | Apr 05, 2016, 07:02 PM |
| GRAY NANCY A | CAO | Mar 02, 2016 | Sale | $6.99 | 398 | 2,782 | 15,160 | Apr 05, 2016, 07:02 PM |
| GRAY NANCY A | CAO | Feb 11, 2016 | Option Exercise | $2.97 | 1,200 | 3,564 | 1,200 | Apr 05, 2016, 07:02 PM |
| GRAY NANCY A | CAO | Feb 10, 2016 | Option Exercise | $2.97 | 200 | 594 | 200 | Apr 05, 2016, 07:02 PM |
| GRAY NANCY A | CAO | Feb 09, 2016 | Option Exercise | $2.97 | 100 | 297 | 100 | Apr 05, 2016, 07:02 PM |
| GRAY NANCY A | CAO | Mar 11, 2016 | Option Exercise | $4.34 | 2,500 | 10,850 | 2,500 | Apr 05, 2016, 07:02 PM |
| GRAY NANCY A | CAO | Feb 10, 2016 | Sale | $6.71 | 200 | 1,342 | 0 | Apr 05, 2016, 07:02 PM |
| GRAY NANCY A | CAO | Feb 09, 2016 | Sale | $6.68 | 100 | 668 | 0 | Apr 05, 2016, 07:02 PM |
| GRAY NANCY A | CAO | Mar 11, 2016 | Sale | $7.06 | 2,500 | 17,659 | 0 | Apr 05, 2016, 07:02 PM |
| GRAY NANCY A | CAO | Feb 11, 2016 | Sale | $6.64 | 1,200 | 7,968 | 0 | Apr 05, 2016, 07:02 PM |
| GRAY NANCY A | CFO | Dec 01, 2015 | Option Exercise | $2.97 | 1,500 | 4,455 | 1,500 | Apr 05, 2016, 06:48 PM |
| GRAY NANCY A | CFO | Nov 05, 2015 | Option Exercise | $5.36 | 1,100 | 5,896 | 1,100 | Apr 05, 2016, 06:48 PM |
| GRAY NANCY A | CFO | Nov 23, 2015 | Option Exercise | $2.97 | 1,000 | 2,970 | 1,000 | Apr 05, 2016, 06:48 PM |
| GRAY NANCY A | CFO | Dec 14, 2015 | Option Exercise | $3.48 | 1,500 | 5,220 | 1,500 | Apr 05, 2016, 06:48 PM |
| GRAY NANCY A | CFO | Nov 04, 2015 | Option Exercise | $5.36 | 5 | 27 | 5 | Apr 05, 2016, 06:48 PM |
| GRAY NANCY A | CFO | Nov 09, 2015 | Option Exercise | $2.97 | 535 | 1,589 | 535 | Apr 05, 2016, 06:48 PM |
| GRAY NANCY A | CFO | Dec 10, 2015 | Option Exercise | $3.48 | 1,500 | 5,220 | 1,500 | Apr 05, 2016, 06:48 PM |
| GRAY NANCY A | CFO | Oct 29, 2015 | Option Exercise | $5.36 | 1,000 | 5,360 | 1,000 | Apr 05, 2016, 06:48 PM |
| GRAY NANCY A | CFO | Nov 06, 2015 | Option Exercise | $5.36 | 2,895 | 15,517 | 1,995 | Apr 05, 2016, 06:48 PM |
| GRAY NANCY A | CFO | Nov 05, 2015 | Sale | $6.65 | 1,100 | 7,316 | 0 | Apr 05, 2016, 06:48 PM |
| GRAY NANCY A | CFO | Nov 23, 2015 | Sale | $6.71 | 1,000 | 6,706 | 0 | Apr 05, 2016, 06:48 PM |
| GRAY NANCY A | CFO | Dec 14, 2015 | Sale | $7.01 | 1,500 | 10,508 | 0 | Apr 05, 2016, 06:48 PM |
| GRAY NANCY A | CFO | Nov 04, 2015 | Sale | $6.85 | 5 | 34 | 0 | Apr 05, 2016, 06:48 PM |
| GRAY NANCY A | CFO | Nov 09, 2015 | Sale | $6.64 | 535 | 3,552 | 0 | Apr 05, 2016, 06:48 PM |
| GRAY NANCY A | CFO | Dec 10, 2015 | Sale | $7.03 | 1,500 | 10,545 | 0 | Apr 05, 2016, 06:48 PM |
| GRAY NANCY A | CFO | Oct 29, 2015 | Sale | $6.70 | 1,000 | 6,700 | 0 | Apr 05, 2016, 06:48 PM |
| GRAY NANCY A | CFO | Nov 06, 2015 | Sale | $6.62 | 2,895 | 19,152 | 0 | Apr 05, 2016, 06:48 PM |
| GRAY NANCY A | CFO | Dec 01, 2015 | Sale | $6.81 | 1,500 | 10,215 | 0 | Apr 05, 2016, 06:48 PM |
| THOMAS JOHN MD | Director | Mar 16, 2016 | Sale | $7.02 | 200 | 1,403 | 200 | Mar 14, 2016, 07:27 PM |
| THOMAS JOHN MD | Director | Mar 14, 2016 | Sale | $6.98 | 27,300 | 190,676 | 14,800 | Mar 14, 2016, 07:27 PM |
| THOMAS JOHN MD | Director | Feb 17, 2016 | Sale | $6.66 | 27,156 | 180,905 | 27,156 | Mar 11, 2016, 03:25 PM |
| Sjogren Robert E | Chief Operating Officer | Mar 07, 2016 | Sale | $6.95 | 123 | 855 | 123 | Mar 09, 2016, 09:07 PM |
| Vertin Thomas | President and CEO | Mar 07, 2016 | Sale | $6.95 | 770 | 5,349 | 770 | Mar 09, 2016, 09:06 PM |
| Sjogren Robert E | Chief Operating Officer | Mar 06, 2016 | Sale | $6.96 | 449 | 3,125 | 449 | Mar 09, 2016, 09:06 PM |
| Stevens Robert J | EVP & CCO | Mar 06, 2016 | Sale | $6.96 | 582 | 4,051 | 582 | Mar 09, 2016, 09:06 PM |
| Vertin Thomas | President and CEO | Mar 06, 2016 | Sale | $6.96 | 714 | 4,970 | 714 | Mar 09, 2016, 09:06 PM |
| Christianssen Curt Alan | EVP & CFO | Feb 25, 2016 | Sale | $6.95 | 1 | 7 | 1 | Mar 09, 2016, 09:05 PM |
| Stevens Robert J | EVP & CCO | Feb 16, 2016 | Option Exercise | $6.77 | 3,102 | 21,001 | 3,102 | Feb 22, 2016, 07:12 PM |
| Dow Charles | EVP/ Chief Technology Officer | Feb 02, 2016 | Option Exercise | $3.48 | 2,000 | 6,960 | 2,000 | Feb 08, 2016, 05:08 PM |
| Dow Charles | EVP/ Chief Technology Officer | Feb 04, 2016 | Option Exercise | $3.48 | 3,000 | 10,440 | 3,973 | Feb 08, 2016, 05:08 PM |
| Dow Charles | EVP/ Chief Technology Officer | Feb 04, 2016 | Sale | $7.01 | 1,542 | 10,810 | 2,431 | Feb 08, 2016, 05:08 PM |
| Dow Charles | EVP/ Chief Technology Officer | Feb 02, 2016 | Sale | $7.06 | 1,027 | 7,247 | 973 | Feb 08, 2016, 05:08 PM |
| CLINTON GROUP INC | See remarks. | Dec 10, 2015 | Sale | $7.05 | 21,200 | 149,460 | 1,318,182 | Dec 14, 2015, 08:20 PM |
| CLINTON GROUP INC | See remarks. | Dec 14, 2015 | Sale | $6.98 | 99,595 | 695,482 | 1,099,860 | Dec 14, 2015, 08:20 PM |
| CLINTON GROUP INC | See remarks. | Dec 11, 2015 | Sale | $7.03 | 118,727 | 834,117 | 1,199,455 | Dec 14, 2015, 08:20 PM |
| CLINTON GROUP INC | See remarks. | Nov 30, 2015 | Sale | $6.74 | 57,000 | 384,134 | 1,339,382 | Dec 01, 2015, 07:05 PM |
| CLINTON GROUP INC | See remarks. | Nov 27, 2015 | Sale | $6.71 | 13,500 | 90,607 | 1,396,382 | Dec 01, 2015, 07:05 PM |
| CLINTON GROUP INC | See remarks. | Nov 24, 2015 | Sale | $6.73 | 18,218 | 122,523 | 1,409,882 | Nov 24, 2015, 07:34 PM |
| CLINTON GROUP INC | See remarks. | Nov 23, 2015 | Sale | $6.71 | 31,000 | 207,861 | 1,428,100 | Nov 24, 2015, 07:34 PM |
| CLINTON GROUP INC | See remarks. | Nov 20, 2015 | Sale | $6.70 | 42,600 | 285,420 | 1,459,100 | Nov 24, 2015, 07:34 PM |
| CLINTON GROUP INC | See remarks. | Nov 04, 2015 | Sale | $6.62 | 27,017 | 178,853 | 1,501,700 | Nov 04, 2015, 07:46 PM |
| CLINTON GROUP INC | See remarks. | Nov 02, 2015 | Sale | $6.50 | 518,100 | 3,367,650 | 1,528,717 | Nov 04, 2015, 07:46 PM |
| Sjogren Robert E | Chief Operating Officer | Nov 02, 2015 | Option Exercise | $6.78 | 1,790 | 12,136 | 16,407 | Nov 03, 2015, 08:05 PM |
| Romir Bosu | Director | Nov 02, 2015 | Buy | $6.81 | 14,620 | 99,562 | 14,620 | Nov 03, 2015, 07:54 PM |
| CLINTON GROUP INC | See remarks. | Oct 29, 2015 | Sale | $6.69 | 100 | 669 | 2,046,817 | Oct 29, 2015, 05:27 PM |
| CLINTON GROUP INC | See remarks. | Oct 28, 2015 | Sale | $6.66 | 20,000 | 133,200 | 2,046,917 | Oct 29, 2015, 05:27 PM |
| CLINTON GROUP INC | See remarks. | Oct 27, 2015 | Sale | $6.65 | 11,600 | 77,140 | 2,066,917 | Oct 29, 2015, 05:27 PM |
| Dow Charles | EVP/ Chief Technology Officer | Oct 19, 2015 | Option Exercise | $7.00 | 1,074 | 7,518 | 9,753 | Oct 21, 2015, 04:57 PM |
| Vertin Thomas | President, Commercial Banking | Sep 03, 2015 | Option Exercise | $7.13 | 4,018 | 28,648 | 48,878 | Sep 16, 2015, 08:11 PM |
| Buster Steven K | President & CEO | Sep 03, 2015 | Option Exercise | $7.13 | 2,830 | 20,178 | 65,420 | Sep 16, 2015, 08:09 PM |
| Bruton Noma | EVP / Chief H.R. Officer | Sep 03, 2015 | Option Exercise | $7.13 | 437 | 3,116 | 2,172 | Sep 16, 2015, 08:06 PM |
| CLINTON GROUP INC | See remarks. | Sep 10, 2015 | Sale | $6.90 | 63,792 | 440,165 | 87,578 | Sep 16, 2015, 04:34 PM |
| CLINTON GROUP INC | See remarks. | Sep 09, 2015 | Sale | $6.90 | 1,100 | 7,590 | 151,370 | Sep 16, 2015, 04:34 PM |
| CLINTON GROUP INC | See remarks. | Sep 11, 2015 | Sale | $6.70 | 24,116 | 161,577 | 63,462 | Sep 16, 2015, 04:34 PM |
| Bruton Noma | EVP / Chief H.R. Officer | Mar 06, 2015 | Option Exercise | $7.09 | 2,609 | 18,498 | 2,609 | Apr 02, 2015, 08:53 PM |
| Dow Charles | EVP/ Chief Technology Officer | Mar 06, 2015 | Option Exercise | $7.09 | 2,256 | 15,995 | 10,827 | Apr 02, 2015, 08:44 PM |
| Christianssen Curt Alan | Chief Financial Officer | Mar 06, 2015 | Option Exercise | $7.09 | 4,231 | 29,998 | 19,231 | Mar 10, 2015, 08:42 PM |
| Sinclair Maxwell | Chief Risk Officer | Mar 06, 2015 | Option Exercise | $7.09 | 2,609 | 18,498 | 10,560 | Mar 10, 2015, 08:36 PM |
| Sjogren Robert E | Chief Operating Officer | Mar 06, 2015 | Option Exercise | $7.09 | 3,102 | 21,993 | 18,197 | Mar 10, 2015, 08:33 PM |
| Vertin Thomas | President, Commercial Banking | Mar 06, 2015 | Option Exercise | $7.09 | 5,571 | 39,498 | 52,896 | Mar 10, 2015, 08:28 PM |
| Stevens Robert J | EVP & CCO | Mar 06, 2015 | Option Exercise | $7.09 | 4,019 | 28,495 | 29,019 | Mar 10, 2015, 08:07 PM |
| Buster Steven K | President & CEO | Mar 06, 2015 | Option Exercise | $7.09 | 11,107 | 78,749 | 68,250 | Mar 10, 2015, 07:27 PM |
| CLINTON GROUP INC | Mar 05, 2015 | Buy | $7.09 | 13,746 | 97,459 | 152,470 | Mar 05, 2015, 05:28 PM | |
| CLINTON GROUP INC | Mar 03, 2015 | Buy | $7.09 | 11,000 | 78,004 | 138,724 | Mar 05, 2015, 05:28 PM | |
| CLARK JOHN W | Director | Feb 24, 2015 | Buy | $7.11 | 16,600 | 118,026 | 43,900 | Feb 26, 2015, 05:12 PM |
| Carpenter Edward John | Director | Feb 18, 2015 | Option Exercise | $7.12 | 2,949 | 20,997 | 2,949 | Feb 23, 2015, 10:05 AM |
| Gould Howard | Director | Feb 18, 2015 | Option Exercise | $7.12 | 2,212 | 15,749 | 2,212 | Feb 23, 2015, 10:04 AM |
| CLARK JOHN W | Director | Feb 18, 2015 | Option Exercise | $7.12 | 2,528 | 17,999 | 2,528 | Feb 20, 2015, 08:23 PM |
| FINLEY WARREN T | Director | Feb 18, 2015 | Option Exercise | $7.12 | 2,528 | 17,999 | 2,528 | Feb 20, 2015, 08:22 PM |
| Flemming John D | Director | Feb 18, 2015 | Option Exercise | $7.12 | 2,212 | 15,749 | 2,212 | Feb 20, 2015, 08:20 PM |
| HOOPIS MICHAEL P | Director | Feb 18, 2015 | Option Exercise | $7.12 | 2,212 | 15,749 | 2,212 | Feb 20, 2015, 08:18 PM |
| Strauss Daniel | Director | Feb 18, 2015 | Option Exercise | $7.12 | 2,107 | 15,002 | 2,107 | Feb 20, 2015, 08:15 PM |
| Yost Stephen P | Director | Feb 18, 2015 | Option Exercise | $7.12 | 3,581 | 25,497 | 3,581 | Feb 20, 2015, 08:14 PM |
| THOMAS JOHN MD | Director | Feb 18, 2015 | Option Exercise | $7.12 | 2,107 | 15,002 | 2,107 | Feb 20, 2015, 08:10 PM |
| CLARK JOHN W | Director | Feb 04, 2015 | Buy | $7.00 | 17,300 | 121,048 | 27,300 | Feb 06, 2015, 06:17 PM |
| CLINTON GROUP INC | See remarks. | Feb 04, 2015 | Buy | $6.99 | 7,700 | 53,796 | 118,594 | Feb 05, 2015, 05:56 PM |
| CLINTON GROUP INC | See remarks. | Feb 03, 2015 | Buy | $7.04 | 10,404 | 73,244 | 110,894 | Feb 05, 2015, 05:56 PM |
| CLINTON GROUP INC | See remarks. | Feb 05, 2015 | Buy | $7.00 | 9,130 | 63,910 | 127,724 | Feb 05, 2015, 05:56 PM |
| FINLEY WARREN T | Director | Dec 16, 2014 | Sale | $6.90 | 26,307 | 181,624 | 32,650 | Dec 16, 2014, 07:06 PM |
| CLINTON GROUP INC | See remarks | Dec 16, 2014 | Buy | $7.01 | 10,666 | 74,756 | 100,490 | Dec 16, 2014, 06:09 PM |
| CLINTON GROUP INC | See remarks | Dec 15, 2014 | Buy | $7.09 | 17,900 | 126,911 | 89,824 | Dec 16, 2014, 06:09 PM |
| CLINTON GROUP INC | See remarks | Dec 11, 2014 | Buy | $7.05 | 21,037 | 148,311 | 69,331 | Dec 12, 2014, 06:05 PM |
| CLINTON GROUP INC | See remarks | Dec 10, 2014 | Buy | $7.08 | 17,701 | 125,323 | 48,294 | Dec 12, 2014, 06:05 PM |
| CLINTON GROUP INC | See remarks | Dec 12, 2014 | Buy | $7.10 | 2,593 | 18,410 | 71,924 | Dec 12, 2014, 06:05 PM |
| CLINTON GROUP INC | See remarks. | Dec 04, 2014 | Buy | $6.92 | 600 | 4,152 | 30,593 | Dec 04, 2014, 07:23 PM |
| CLINTON GROUP INC | See remarks. | Dec 03, 2014 | Buy | $6.96 | 10,000 | 69,580 | 29,993 | Dec 04, 2014, 07:23 PM |
| CLINTON GROUP INC | See remarks. | Dec 02, 2014 | Buy | $6.83 | 200 | 1,365 | 19,993 | Dec 04, 2014, 07:23 PM |
| CLINTON GROUP INC | See Remarks | Nov 03, 2014 | Buy | $6.80 | 5,000 | 34,000 | 5,600 | Nov 07, 2014, 05:05 PM |
| CLINTON GROUP INC | See Remarks | Oct 28, 2014 | Buy | $6.60 | 600 | 3,960 | 600 | Nov 07, 2014, 05:05 PM |
| CLINTON GROUP INC | See Remarks | Nov 05, 2014 | Buy | $6.77 | 14,100 | 95,434 | 19,793 | Nov 07, 2014, 05:05 PM |
| CLINTON GROUP INC | See Remarks | Nov 04, 2014 | Buy | $6.64 | 93 | 618 | 5,693 | Nov 07, 2014, 05:05 PM |
| DELLERBA RAYMOND E | CEO Emeritus | Oct 01, 2014 | Option Exercise | $3.74 | 40,000 | 149,600 | 48,326 | Oct 01, 2014, 07:25 PM |
| FINLEY WARREN T | Director | Sep 12, 2014 | Sale | $6.97 | 6,000 | 41,816 | 58,957 | Sep 12, 2014, 07:34 PM |
| Sinclair Maxwell | Chief Risk Officer | Aug 12, 2014 | Buy | $6.98 | 500 | 3,488 | 2,000 | Aug 12, 2014, 11:38 AM |
| DELLERBA RAYMOND E | CEO Emeritus | May 19, 2014 | Sale | $6.47 | 25,000 | 161,850 | 8,326 | May 21, 2014, 06:52 PM |
| CLINTON GROUP INC | Director | May 15, 2014 | Sale | $6.40 | 119,480 | 764,672 | 1,409,774 | May 19, 2014, 11:12 AM |
| DELLERBA RAYMOND E | Director | May 14, 2014 | Option Exercise | $4.34 | 25,000 | 108,500 | 33,326 | May 14, 2014, 06:22 PM |
| DELLERBA RAYMOND E | Director | May 07, 2014 | Sale | $6.41 | 65,446 | 419,509 | 8,326 | May 08, 2014, 10:40 AM |
| Sinclair Maxwell | Chief Risk Officer | May 06, 2014 | Buy | $6.47 | 1,000 | 6,473 | 1,500 | May 08, 2014, 10:14 AM |
| Stevens Robert J | EVP & CCO | Apr 15, 2014 | Option Exercise | $6.41 | 25,000 | 160,250 | 25,000 | Apr 22, 2014, 06:38 PM |
| DELLERBA RAYMOND E | Director | Mar 25, 2014 | Option Exercise | $3.51 | 65,000 | 228,150 | 73,772 | Mar 26, 2014, 12:00 PM |
| DELLERBA RAYMOND E | Director | Mar 12, 2014 | Sale | $6.05 | 53,122 | 321,277 | 12,251 | Mar 14, 2014, 04:26 PM |
| Sinclair Maxwell | Chief Risk Officer | Mar 14, 2014 | Buy | $6.07 | 500 | 3,037 | 500 | Mar 14, 2014, 04:15 PM |
| FINLEY WARREN T | Director | Mar 14, 2014 | Sale | $6.03 | 350 | 2,111 | 64,957 | Mar 14, 2014, 04:12 PM |
| Sinclair Maxwell | Chief Risk Officer | Mar 07, 2014 | Option Exercise | $6.18 | 809 | 5,000 | 7,951 | Mar 11, 2014, 07:21 PM |
| Yost Stephen P | Director | Mar 11, 2014 | Buy | $6.17 | 5,000 | 30,831 | 5,000 | Mar 11, 2014, 07:01 PM |
| Sjogren Robert E | General Counsel | Mar 07, 2014 | Option Exercise | $6.18 | 809 | 5,000 | 15,095 | Mar 11, 2014, 05:44 PM |
| Vertin Thomas | President, Commercial Banking | Mar 07, 2014 | Option Exercise | $6.18 | 6,068 | 37,500 | 47,325 | Mar 11, 2014, 05:40 PM |
| DELLERBA RAYMOND E | Director | Nov 27, 2013 | Sale | $6.02 | 42,000 | 252,840 | 65,373 | Dec 02, 2013, 06:58 PM |
| Williams Gary Michael | Director | Nov 18, 2013 | Sale | $6.12 | 20,202 | 123,636 | 125,654 | Nov 21, 2013, 06:01 PM |
| Williams Gary Michael | Director | Nov 19, 2013 | Sale | $6.08 | 56,998 | 346,548 | 68,656 | Nov 21, 2013, 06:01 PM |
| Green Michael G. | Chief Credit Officer | Oct 02, 2013 | Option Exercise | $3.51 | 12,000 | 42,120 | 12,000 | Oct 03, 2013, 02:50 PM |
| Vertin Thomas | President, Commercial Banking | Sep 03, 2013 | Option Exercise | $6.24 | 32,857 | 205,028 | 41,257 | Sep 23, 2013, 04:30 PM |
| Williams Gary Michael | Director | Jan 02, 2013 | Option Exercise | $3.50 | 5,500 | 19,244 | 152,926 | Sep 18, 2013, 06:41 PM |
| Williams Gary Michael | Director | Sep 16, 2013 | Option Exercise | $4.87 | 6,570 | 32,001 | 147,426 | Sep 16, 2013, 06:00 PM |
| DELLERBA RAYMOND E | Director | Sep 09, 2013 | Option Exercise | $2.97 | 66,122 | 196,382 | 107,373 | Sep 09, 2013, 06:02 PM |
| DELLERBA RAYMOND E | Director | Sep 04, 2013 | Sale | $6.16 | 58,549 | 360,662 | 41,251 | Sep 06, 2013, 05:38 PM |
| Williams Gary Michael | Director | Sep 05, 2013 | Buy | $6.16 | 21,000 | 129,398 | 239,755 | Sep 06, 2013, 05:00 PM |
| DELLERBA RAYMOND E | Director | Aug 27, 2013 | Sale | $6.05 | 7,500 | 45,375 | 99,800 | Aug 29, 2013, 05:35 PM |
| DELLERBA RAYMOND E | Director | Aug 26, 2013 | Sale | $6.16 | 81,400 | 501,424 | 107,300 | Aug 29, 2013, 05:35 PM |
| Williams Gary Michael | Director | Aug 28, 2013 | Buy | $6.15 | 2,496 | 15,362 | 112,457 | Aug 29, 2013, 03:07 PM |
| Williams Gary Michael | Director | Aug 27, 2013 | Buy | $6.01 | 300 | 1,803 | 109,961 | Aug 29, 2013, 02:36 PM |
| DELLERBA RAYMOND E | Director | Aug 27, 2013 | Sale | $6.15 | 96,000 | 590,400 | 92,700 | Aug 28, 2013, 07:44 PM |
| Williams Gary Michael | Director | Aug 26, 2013 | Buy | $6.04 | 2,700 | 16,312 | 109,661 | Aug 27, 2013, 07:02 PM |
| Williams Gary Michael | Director | Aug 26, 2013 | Buy | $6.08 | 3,900 | 23,730 | 108,835 | Aug 27, 2013, 07:02 PM |
| DELLERBA RAYMOND E | Director | Aug 16, 2013 | Sale | $6.50 | 3,979 | 25,854 | 188,700 | Aug 16, 2013, 05:56 PM |
| DELLERBA RAYMOND E | Director | Aug 15, 2013 | Sale | $6.56 | 13,060 | 85,649 | 197,260 | Aug 16, 2013, 05:56 PM |
| Williams Gary Michael | Director | Jun 14, 2013 | Buy | $5.28 | 604 | 3,189 | 103,061 | Jun 18, 2013, 07:01 PM |
| Williams Gary Michael | Director | Jun 14, 2013 | Buy | $5.28 | 604 | 3,189 | 103,061 | Jun 14, 2013, 08:06 PM |
| DELLERBA RAYMOND E | Director | May 31, 2013 | Sale | $5.53 | 10,000 | 55,300 | 202,260 | May 31, 2013, 04:45 PM |
| DELLERBA RAYMOND E | Director | May 30, 2013 | Sale | $5.82 | 66,700 | 388,194 | 212,260 | May 31, 2013, 04:45 PM |
| DELLERBA RAYMOND E | Director | May 28, 2013 | Sale | $6.01 | 6,255 | 37,589 | 280,262 | May 28, 2013, 08:41 PM |
| Williams Gary Michael | Director | Mar 28, 2013 | Buy | $6.09 | 3,328 | 20,268 | 102,457 | Apr 03, 2013, 12:59 PM |
| Williams Gary Michael | Director | Mar 27, 2013 | Buy | $6.14 | 3,197 | 19,630 | 99,129 | Apr 03, 2013, 12:59 PM |
| Williams Gary Michael | Director | Mar 27, 2013 | Buy | $6.14 | 3,475 | 21,336 | 95,932 | Apr 03, 2013, 12:41 PM |
| Carpenter Fund Manager GP, LLC | Director | Mar 30, 2013 | Buy | $6.75 | 2,222,222 | 14,999,999 | 6,423,500 | Apr 02, 2013, 06:19 PM |
| DELLERBA RAYMOND E | President & CEO | Mar 25, 2013 | Sale | $6.20 | 8,141 | 50,480 | 285,615 | Mar 26, 2013, 05:21 PM |
| DELLERBA RAYMOND E | President & CEO | Mar 22, 2013 | Sale | $6.05 | 29,356 | 177,604 | 293,356 | Mar 25, 2013, 03:22 PM |
| DELLERBA RAYMOND E | President & CEO | Mar 20, 2013 | Sale | $6.06 | 20,670 | 125,260 | 322,686 | Mar 25, 2013, 03:13 PM |
| CLINTON GROUP INC | Director | Mar 14, 2013 | Buy | $5.93 | 4,012 | 23,780 | 1,485,469 | Mar 21, 2013, 07:39 PM |
| CLINTON GROUP INC | Director | Mar 13, 2013 | Buy | $5.80 | 52,007 | 301,580 | 1,481,457 | Mar 21, 2013, 07:39 PM |
| CLINTON GROUP INC | Director | Mar 12, 2013 | Buy | $5.74 | 19,676 | 112,876 | 1,429,450 | Mar 21, 2013, 07:39 PM |
| CLINTON GROUP INC | Director | Mar 20, 2013 | Buy | $6.08 | 5,000 | 30,400 | 1,529,254 | Mar 21, 2013, 07:39 PM |
| CLINTON GROUP INC | Director | Mar 19, 2013 | Buy | $6.26 | 23,002 | 144,091 | 1,524,254 | Mar 21, 2013, 07:39 PM |
| CLINTON GROUP INC | Director | Mar 18, 2013 | Buy | $6.15 | 6,500 | 39,950 | 1,501,252 | Mar 21, 2013, 07:39 PM |
| CLINTON GROUP INC | Director | Mar 15, 2013 | Buy | $6.13 | 9,283 | 56,912 | 1,494,752 | Mar 21, 2013, 07:39 PM |
| FINLEY WARREN T | Director | Mar 12, 2013 | Sale | $5.67 | 5,500 | 31,205 | 86,475 | Mar 19, 2013, 01:23 PM |
| FINLEY WARREN T | Director | Mar 11, 2013 | Sale | $5.91 | 1,181 | 6,980 | 86,975 | Mar 19, 2013, 01:23 PM |
| Williams Gary Michael | Director | Dec 20, 2012 | Buy | $6.43 | 12,073 | 77,635 | 89,457 | Dec 27, 2012, 04:25 PM |
| Williams Gary Michael | Director | Dec 19, 2012 | Buy | $6.36 | 1,627 | 10,348 | 77,384 | Dec 19, 2012, 07:04 PM |
| Williams Gary Michael | Director | Dec 18, 2012 | Buy | $6.33 | 7,300 | 46,214 | 75,757 | Dec 18, 2012, 08:32 PM |
| Williams Gary Michael | Director | Nov 28, 2012 | Sale | $6.20 | 3,000 | 18,610 | 8,175 | Nov 28, 2012, 09:09 PM |
| Williams Gary Michael | Director | Nov 27, 2012 | Sale | $6.22 | 5,845 | 36,365 | 15,011 | Nov 27, 2012, 06:02 PM |
| Williams Gary Michael | Director | Nov 26, 2012 | Sale | $6.26 | 16,210 | 101,443 | 30,440 | Nov 26, 2012, 07:09 PM |
| Williams Gary Michael | Director | Nov 23, 2012 | Sale | $6.31 | 3,680 | 23,236 | 34,028 | Nov 26, 2012, 01:09 PM |
| Williams Gary Michael | Director | Nov 20, 2012 | Sale | $6.36 | 14,774 | 93,923 | 44,364 | Nov 21, 2012, 06:27 PM |
| Williams Gary Michael | Director | Nov 21, 2012 | Sale | $6.34 | 14,433 | 91,466 | 55,668 | Nov 21, 2012, 06:27 PM |
| Williams Gary Michael | Director | Nov 20, 2012 | Sale | $6.32 | 2,506 | 15,838 | 64,117 | Nov 20, 2012, 08:54 PM |
| Williams Gary Michael | Director | Nov 19, 2012 | Sale | $6.42 | 760 | 4,877 | 67,373 | Nov 20, 2012, 08:54 PM |
| Williams Gary Michael | Director | Nov 16, 2012 | Sale | $6.38 | 2,779 | 17,729 | 68,792 | Nov 20, 2012, 08:54 PM |
| Williams Gary Michael | Director | Nov 15, 2012 | Sale | $6.40 | 4,334 | 27,738 | 70,162 | Nov 20, 2012, 08:00 PM |
| Williams Gary Michael | Director | Nov 14, 2012 | Sale | $6.42 | 2,679 | 17,212 | 77,038 | Nov 20, 2012, 08:00 PM |
| DELLERBA RAYMOND E | President & CEO | Aug 31, 2012 | Buy | $6.65 | 2,000 | 13,300 | 343,356 | Aug 31, 2012, 03:13 PM |
| DELLERBA RAYMOND E | President & CEO | Aug 29, 2012 | Buy | $6.46 | 2,000 | 12,922 | 341,356 | Aug 29, 2012, 03:04 PM |
| DELLERBA RAYMOND E | President & CEO | Jun 15, 2012 | Buy | $7.02 | 500 | 3,510 | 339,356 | Jun 15, 2012, 12:11 PM |
| DELLERBA RAYMOND E | President & CEO | Jun 06, 2012 | Buy | $6.44 | 882 | 5,680 | 338,856 | Jun 06, 2012, 01:57 PM |
| DELLERBA RAYMOND E | President & CEO | May 30, 2012 | Buy | $6.23 | 2,500 | 15,580 | 337,974 | May 30, 2012, 01:26 PM |
| DELLERBA RAYMOND E | President & CEO | May 18, 2012 | Buy | $5.96 | 1,000 | 5,960 | 335,474 | May 18, 2012, 05:09 PM |
| DELLERBA RAYMOND E | President & CEO | May 16, 2012 | Buy | $6.00 | 2,700 | 16,200 | 334,474 | May 16, 2012, 05:03 PM |
| DELLERBA RAYMOND E | President & CEO | May 15, 2012 | Buy | $5.95 | 1,500 | 8,925 | 331,774 | May 15, 2012, 06:44 PM |
| DELLERBA RAYMOND E | President & CEO | May 11, 2012 | Buy | $6.18 | 500 | 3,090 | 330,274 | May 11, 2012, 06:27 PM |
| DELLERBA RAYMOND E | President & CEO | May 09, 2012 | Buy | $5.93 | 3,600 | 21,337 | 329,774 | May 09, 2012, 04:43 PM |
| DELLERBA RAYMOND E | President & CEO | May 08, 2012 | Buy | $5.70 | 6,000 | 34,213 | 326,174 | May 09, 2012, 04:26 PM |
| Williams Gary Michael | Director | Mar 05, 2012 | Buy | $4.38 | 2,645 | 11,585 | 139,457 | Mar 19, 2012, 03:15 PM |
| DELLERBA RAYMOND E | President & CEO | Mar 16, 2012 | Buy | $4.69 | 4,100 | 19,245 | 320,174 | Mar 19, 2012, 12:54 PM |
| Williams Gary Michael | Director | Mar 06, 2012 | Buy | $4.39 | 4,502 | 19,782 | 136,812 | Mar 14, 2012, 06:50 PM |
| DELLERBA RAYMOND E | President & CEO | Mar 14, 2012 | Buy | $4.49 | 2,000 | 8,975 | 316,074 | Mar 14, 2012, 06:36 PM |
| DELLERBA RAYMOND E | President & CEO | Mar 02, 2012 | Buy | $4.41 | 3,000 | 13,220 | 311,743 | Mar 06, 2012, 02:56 PM |
| DELLERBA RAYMOND E | President & CEO | Dec 29, 2011 | Buy | $3.12 | 200 | 624 | 308,743 | Jan 03, 2012, 08:27 PM |
| GRAY NANCY A | SEVP & CFO | Dec 16, 2011 | Buy | $3.30 | 100 | 330 | 16,058 | Dec 28, 2011, 05:37 PM |
| DELLERBA RAYMOND E | President & CEO | Dec 21, 2011 | Buy | $3.24 | 200 | 648 | 308,543 | Dec 28, 2011, 04:49 PM |
| DELLERBA RAYMOND E | President & CEO | Dec 16, 2011 | Buy | $3.34 | 200 | 668 | 305,743 | Dec 28, 2011, 04:39 PM |
| DELLERBA RAYMOND E | President & CEO | Dec 28, 2011 | Buy | $3.15 | 200 | 630 | 308,443 | Dec 28, 2011, 01:02 PM |
| DELLERBA RAYMOND E | President & CEO | Dec 27, 2011 | Buy | $3.16 | 400 | 1,264 | 308,243 | Dec 28, 2011, 01:02 PM |
| DELLERBA RAYMOND E | President & CEO | Dec 23, 2011 | Buy | $3.18 | 600 | 1,910 | 307,843 | Dec 23, 2011, 07:53 PM |
| DELLERBA RAYMOND E | President & CEO | Dec 22, 2011 | Buy | $3.31 | 400 | 1,323 | 307,243 | Dec 23, 2011, 07:53 PM |
| DELLERBA RAYMOND E | President & CEO | Dec 21, 2011 | Buy | $3.33 | 200 | 666 | 306,543 | Dec 21, 2011, 08:55 PM |
| DELLERBA RAYMOND E | President & CEO | Dec 20, 2011 | Buy | $3.33 | 200 | 666 | 306,343 | Dec 21, 2011, 08:55 PM |
| DELLERBA RAYMOND E | President & CEO | Dec 16, 2011 | Buy | $3.35 | 600 | 2,013 | 306,143 | Dec 21, 2011, 08:55 PM |
| GRAY NANCY A | SEVP & CFO | Dec 06, 2011 | Buy | $3.45 | 300 | 1,035 | 15,558 | Dec 15, 2011, 02:04 PM |
| GRAY NANCY A | SEVP & CFO | Dec 13, 2011 | Buy | $3.32 | 200 | 665 | 15,958 | Dec 15, 2011, 02:04 PM |
| GRAY NANCY A | SEVP & CFO | Dec 08, 2011 | Buy | $3.21 | 100 | 321 | 15,758 | Dec 15, 2011, 02:04 PM |
| GRAY NANCY A | SEVP & CFO | Dec 07, 2011 | Buy | $3.30 | 100 | 330 | 15,658 | Dec 15, 2011, 02:04 PM |
| THOMAS JOHN MD | Director | Dec 14, 2011 | Buy | $3.38 | 500 | 1,688 | 157,656 | Dec 15, 2011, 01:55 PM |
| THOMAS JOHN MD | Director | Dec 13, 2011 | Buy | $3.39 | 500 | 1,693 | 157,156 | Dec 15, 2011, 01:55 PM |
| THOMAS JOHN MD | Director | Dec 12, 2011 | Buy | $3.22 | 500 | 1,610 | 156,656 | Dec 15, 2011, 01:55 PM |
| THOMAS JOHN MD | Director | Dec 09, 2011 | Buy | $3.08 | 500 | 1,540 | 156,156 | Dec 15, 2011, 01:55 PM |
| DELLERBA RAYMOND E | President & CEO | Dec 08, 2011 | Buy | $3.22 | 300 | 965 | 306,243 | Dec 15, 2011, 01:37 PM |
| DELLERBA RAYMOND E | President & CEO | Dec 07, 2011 | Buy | $3.34 | 600 | 2,006 | 305,943 | Dec 15, 2011, 01:37 PM |
| DELLERBA RAYMOND E | President & CEO | Dec 14, 2011 | Buy | $3.40 | 200 | 680 | 306,643 | Dec 15, 2011, 01:37 PM |
| DELLERBA RAYMOND E | President & CEO | Dec 13, 2011 | Buy | $3.34 | 200 | 668 | 306,443 | Dec 15, 2011, 01:37 PM |
| DELLERBA RAYMOND E | President and CEO | Nov 30, 2011 | Buy | $3.08 | 200 | 616 | 305,343 | Nov 30, 2011, 08:12 PM |
| DELLERBA RAYMOND E | President and CEO | Nov 29, 2011 | Buy | $3.26 | 100 | 326 | 305,143 | Nov 30, 2011, 08:12 PM |
| THOMAS JOHN MD | Director | Nov 30, 2011 | Buy | $3.15 | 2,000 | 6,293 | 155,656 | Nov 30, 2011, 06:38 PM |
| GRAY NANCY A | SEVP & CFO | Nov 18, 2011 | Buy | $3.24 | 100 | 324 | 15,058 | Nov 29, 2011, 05:34 PM |
| GRAY NANCY A | SEVP & CFO | Nov 28, 2011 | Buy | $3.11 | 200 | 622 | 15,258 | Nov 29, 2011, 05:34 PM |
| DELLERBA RAYMOND E | President and CEO | Nov 28, 2011 | Buy | $3.21 | 200 | 641 | 305,043 | Nov 29, 2011, 05:17 PM |
| DELLERBA RAYMOND E | President and CEO | Nov 25, 2011 | Buy | $3.05 | 400 | 1,222 | 304,843 | Nov 29, 2011, 05:17 PM |
| DELLERBA RAYMOND E | President and CEO | Nov 17, 2011 | Buy | $3.24 | 100 | 324 | 304,443 | Nov 29, 2011, 05:17 PM |
| DELLERBA RAYMOND E | President and CEO | Sep 15, 2011 | Buy | $3.99 | 2,100 | 8,370 | 304,343 | Sep 16, 2011, 02:09 PM |
| ARGYROS GEORGE L | Director | Sep 09, 2011 | Buy | $4.05 | 10,000 | 40,500 | 932,871 | Sep 12, 2011, 12:22 PM |
| ARGYROS GEORGE L | Director | Jul 01, 2011 | Option Exercise | $7.65 | 653,500 | 4,999,275 | 763,500 | Sep 08, 2011, 08:19 PM |
| ARGYROS GEORGE L | Director | Jul 01, 2011 | Buy | $4.95 | 159,371 | 788,886 | 922,871 | Sep 08, 2011, 08:19 PM |
| THOMAS JOHN MD | Director | Sep 07, 2011 | Buy | $4.14 | 1,000 | 4,140 | 153,656 | Sep 08, 2011, 04:56 PM |
| DELLERBA RAYMOND E | President and CEO | Sep 02, 2011 | Buy | $4.17 | 1,700 | 7,086 | 302,243 | Sep 08, 2011, 04:49 PM |
| DELLERBA RAYMOND E | President and CEO | Sep 01, 2011 | Buy | $4.19 | 800 | 3,355 | 300,543 | Sep 08, 2011, 04:49 PM |
| DELLERBA RAYMOND E | President and CEO | Aug 31, 2011 | Buy | $4.20 | 1,000 | 4,200 | 299,743 | Sep 08, 2011, 04:49 PM |
| Phillips Andrew M. | Director | Jul 01, 2011 | Option Exercise | $7.65 | 65,350 | 499,928 | 69,250 | Sep 02, 2011, 08:53 PM |
| Phillips Andrew M. | Director | Jul 01, 2011 | Buy | $4.95 | 13,188 | 65,281 | 82,438 | Sep 02, 2011, 08:53 PM |
| WELLS GEORGE H | Director | Jul 01, 2011 | Option Exercise | $7.65 | 3,267 | 24,993 | 48,079 | Sep 02, 2011, 08:10 PM |
| WELLS GEORGE H | Director | Jul 01, 2011 | Buy | $4.95 | 585 | 2,896 | 48,664 | Sep 02, 2011, 08:10 PM |
| GRAY NANCY A | SEVP & CFO | Jul 01, 2011 | Option Exercise | $7.65 | 9,803 | 74,993 | 13,203 | Sep 02, 2011, 06:45 PM |
| GRAY NANCY A | SEVP & CFO | Jul 01, 2011 | Buy | $4.95 | 1,755 | 8,687 | 14,958 | Sep 02, 2011, 06:45 PM |
| THOMAS JOHN MD | Director | Aug 31, 2011 | Buy | $4.29 | 1,000 | 4,290 | 152,656 | Sep 02, 2011, 06:20 PM |
| Williams Gary Michael | Director | Aug 31, 2011 | Buy | $4.18 | 3,495 | 14,593 | 130,637 | Sep 02, 2011, 06:03 PM |
| Williams Gary Michael | Director | Jul 01, 2011 | Option Exercise | $7.65 | 3,267 | 24,993 | 126,557 | Sep 02, 2011, 05:50 PM |
| Williams Gary Michael | Director | Jul 01, 2011 | Buy | $4.95 | 585 | 2,896 | 127,142 | Sep 02, 2011, 05:50 PM |
| RAUSSER GORDON C | Director | Jul 01, 2011 | Option Exercise | $7.65 | 130,700 | 999,855 | 177,943 | Sep 02, 2011, 05:20 PM |
| RAUSSER GORDON C | Director | Jul 01, 2011 | Buy | $4.95 | 21,493 | 106,390 | 199,436 | Sep 02, 2011, 05:20 PM |
| SCHAFNITZ MATTHEW F. | Director | Jul 01, 2011 | Option Exercise | $7.65 | 13,070 | 99,986 | 25,945 | Sep 02, 2011, 04:51 PM |
| SCHAFNITZ MATTHEW F. | Director | Jul 01, 2011 | Buy | $4.95 | 3,221 | 15,944 | 29,166 | Sep 02, 2011, 04:51 PM |
| DELLERBA RAYMOND E | President & CEO | Aug 30, 2011 | Buy | $4.25 | 1,000 | 4,250 | 298,743 | Aug 31, 2011, 05:31 PM |
| DELLERBA RAYMOND E | President & CEO | Aug 29, 2011 | Buy | $4.19 | 8,000 | 33,539 | 297,743 | Aug 31, 2011, 05:31 PM |
| DELLERBA RAYMOND E | President & CEO | Jul 01, 2011 | Option Exercise | $7.65 | 3,921 | 29,996 | 289,041 | Aug 31, 2011, 05:18 PM |
| DELLERBA RAYMOND E | President & CEO | Jul 01, 2011 | Buy | $4.95 | 702 | 3,475 | 289,743 | Aug 31, 2011, 05:18 PM |
| DELLERBA RAYMOND E | President and CEO | Dec 15, 2009 | Buy | $2.99 | 1,000 | 2,990 | 282,120 | Sep 30, 2010, 03:40 PM |
| Phillips Andrew M. | Director | Jun 25, 2010 | Buy | $5.00 | 2,000 | 10,000 | 3,900 | Sep 28, 2010, 08:33 PM |
| GRAY NANCY A | SEVP & CFO | Aug 20, 2010 | Buy | $3.53 | 500 | 1,765 | 3,400 | Aug 23, 2010, 04:47 PM |
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Option Exercise
| Owner | Relationship | Date | Value($) |
| Dinsmore Bradford R | Chief Executive Officer | 10/18/2021 | 1,319,274 |
| Kalscheur Denis P | Director | 10/18/2021 | 195,929 |
| Wagner Tom | EVP, Corporate Finance | 10/18/2021 | 130,247 |
| van der Voort Shamara C. | EVP/Head of Operations | 10/18/2021 | 48,784 |
| Anderson Robert S. | EVP & Chief Credit Officer | 10/18/2021 | 1,177,138 |
| Anderson Robert S. | EVP & Chief Credit Officer | 10/18/2021 | 28,861 |
| Yost Stephen P | Director | 10/18/2021 | 262,440 |
| VERITY CINDY | EVP, Head of Cash Management | 10/18/2021 | 207,818 |
| Sinclair Maxwell | EVP, Chief Compliance Officer | 10/18/2021 | 576,745 |
| MUNIO DAVID J | Director | 10/18/2021 | 137,388 |
| MIYAKAWA MICHELE S | Director | 10/18/2021 | 61,781 |
| MCCALLION ANNE | Director | 10/18/2021 | 42,435 |
| HOOPIS MICHAEL P | Director | 10/18/2021 | 157,981 |
| GRAY NANCY A | CAO | 10/18/2021 | 168,399 |
| Garcia Philipp | EVP | 10/18/2021 | 373,815 |
| Foley Sean | EVP CBO | 10/18/2021 | 237,377 |
| EUSEY SHANNON F | Director | 10/18/2021 | 61,781 |
| Dutta Manish | Director | 10/18/2021 | 53,616 |
| Christianssen Curt Alan | EVP & CFO | 10/18/2021 | 1,158,257 |
| Garcia Philipp | EVP | 06/04/2021 | 60,700 |
| VERITY CINDY | EVP, Head of Cash Management | 06/03/2021 | 479,169 |
| VERITY CINDY | EVP, Head of Cash Management | 06/03/2021 | 627,166 |
| Sinclair Maxwell | EVP, Chief Compliance Officer | 03/10/2021 | 21,700 |
| Wagner Tom | EVP, Corporate Finance | 02/24/2021 | 922 |
| VERITY CINDY | EVP, Head of Cash Management | 02/22/2021 | 37,710 |
| Anderson Robert S. | EVP & Chief Credit Officer | 02/22/2021 | 12,087 |
| GRAY NANCY A | CAO | 02/04/2021 | 43,140 |
| GRAY NANCY A | CAO | 02/03/2021 | 260 |
| GRAY NANCY A | CAO | 02/04/2021 | 59,179 |
| GRAY NANCY A | CAO | 02/03/2021 | 360 |
| Wagner Tom | EVP, Corporate Finance | 08/28/2020 | 17,783 |
| Deutsch James F. | Director | 08/12/2020 | 109,520 |
| Deutsch James F. | Director | 08/11/2020 | 1,023,750 |
| Dinsmore Bradford R | Chief Executive Officer | 06/15/2020 | 36,458 |
| Garcia Philipp | EVP | 05/13/2020 | 7,052 |
| Garcia Philipp | EVP | 05/12/2020 | 13,348 |
| Sinclair Maxwell | EVP, Chief Compliance Officer | 05/08/2020 | 17,484 |
| Anderson Robert S. | EVP & Chief Credit Officer | 05/06/2020 | 69,800 |
| Christianssen Curt Alan | EVP & CFO | 05/07/2020 | 17,400 |
| Christianssen Curt Alan | EVP & CFO | 05/06/2020 | 13,720 |
| Christianssen Curt Alan | EVP & CFO | 05/05/2020 | 10,710 |
| Dinsmore Bradford R | Chief Executive Officer | 05/05/2020 | 80,300 |
| Dinsmore Bradford R | Chief Executive Officer | 03/13/2020 | 86,380 |
| Dinsmore Bradford R | Chief Executive Officer | 03/12/2020 | 45,005 |
| Sinclair Maxwell | EVP, Chief Compliance Officer | 03/12/2020 | 9,043 |
| Deutsch James F. | Director | 03/10/2020 | 122,582 |
| Wagner Tom | EVP, Corporate Finance | 02/25/2020 | 2,014 |
| VERITY CINDY | EVP, Head of Cash Management | 02/25/2020 | 3,007 |
| VERITY CINDY | EVP, Head of Cash Management | 02/21/2020 | 7,115 |
| Anderson Robert S. | EVP & Chief Banking Officer | 02/25/2020 | 3,800 |
| Anderson Robert S. | EVP & Chief Banking Officer | 02/21/2020 | 7,981 |
| Christianssen Curt Alan | EVP & CFO | 02/18/2020 | 51,211 |
| Christianssen Curt Alan | EVP & CFO | 02/14/2020 | 3,765 |
| Christianssen Curt Alan | EVP & CFO | 02/12/2020 | 14,238 |
| Christianssen Curt Alan | EVP & CFO | 02/11/2020 | 1,176 |
| GRAY NANCY A | CAO | 02/11/2020 | 17,829 |
| GRAY NANCY A | CAO | 02/11/2020 | 42,021 |
| Dinsmore Bradford R | Chief Executive Officer | 02/07/2020 | 20,760 |
| Inserra Thomas J. | EVP & Chief Credit Officer | 11/01/2019 | 347,500 |
| Inserra Thomas J. | EVP & Chief Credit Officer | 11/01/2019 | 352,590 |
| Dinsmore Bradford R | Chief Executive Officer | 09/13/2019 | 223,437 |
| Sinclair Maxwell | EVP, Chief Compliance Officer | 08/05/2019 | 11,069 |
| THOMAS JOHN MD | Director | 05/21/2019 | 79,500 |
| THOMAS JOHN MD | Director | 05/21/2019 | 170,711 |
| THOMAS JOHN MD | Director | 03/14/2019 | 78,309 |
| Wagner Tom | EVP, Corporate Finance | 02/28/2019 | 1,099 |
| VERITY CINDY | EVP, Head of Cash Management | 02/22/2019 | 9,040 |
| Anderson Robert S. | EVP & Chief Banking Officer | 02/22/2019 | 4,836 |
| Anderson Robert S. | Executive Vice President | 02/20/2019 | 8,674 |
| Wagner Tom | EVP, Corporate Finance | 02/20/2019 | 10,159 |
| VERITY CINDY | EVP, Head of Cash Management | 02/20/2019 | 22,275 |
| THOMAS JOHN MD | Director | 01/31/2019 | 137,392 |
| Christianssen Curt Alan | EVP & CFO | 12/13/2018 | 151,340 |
| THOMAS JOHN MD | Director | 12/07/2018 | 52,680 |
| Wagner Tom | EVP, Corporate Finance | 11/21/2018 | 20,128 |
| THOMAS JOHN MD | Director | 10/26/2018 | 41,375 |
| VERITY CINDY | EVP, Head of Cash Management | 10/26/2018 | 9,928 |
| Inserra Thomas J. | EVP & Chief Credit Officer | 10/29/2018 | 28,191 |
| Christianssen Curt Alan | EVP & CFO | 10/24/2018 | 251,622 |
| Inserra Thomas J. | EVP & Chief Credit Officer | 10/25/2018 | 21,360 |
| Christianssen Curt Alan | EVP & CFO | 10/24/2018 | 250,710 |
| Carpenter Fund Manager GP, LLC | Former 10% owner | 09/14/2018 | 61,195,142 |
| Wagner Tom | EVP, Corporate Finance | 05/31/2018 | 9,750 |
| THOMAS JOHN MD | Director | 05/22/2018 | 77,743 |
| Wagner Tom | EVP, Corporate Finance | 05/11/2018 | 9,650 |
| FINLEY WARREN T | Director | 04/25/2018 | 62,383 |
| GRAY NANCY A | CAO | 03/08/2018 | 24,360 |
| GRAY NANCY A | CAO | 03/08/2018 | 63,700 |
| Vertin Thomas | President and CEO | 03/05/2018 | 63,550 |
| THOMAS JOHN MD | Director | 03/05/2018 | 73,058 |
| THOMAS JOHN MD | Director | 03/02/2018 | 3,443 |
| Wagner Tom | EVP, Corporate Finance | 02/22/2018 | 12,256 |
| Anderson Robert S. | Executive Vice President | 02/22/2018 | 12,353 |
| VERITY CINDY | EVP, Head of Cash Management | 02/22/2018 | 11,690 |
| Inserra Thomas J. | EVP & Chief Credit Officer | 02/05/2018 | 55,472 |
| Inserra Thomas J. | EVP & Chief Credit Officer | 02/02/2018 | 24,920 |
| Inserra Thomas J. | EVP & Chief Credit Officer | 01/31/2018 | 1,305 |
| Inserra Thomas J. | EVP & Chief Credit Officer | 02/02/2018 | 5,107 |
| Chamberlain Kittridge | EVP Corporate Finance | 12/12/2017 | 23,038 |
| Chamberlain Kittridge | EVP Corporate Finance | 12/11/2017 | 22,907 |
| Chamberlain Kittridge | EVP Corporate Finance | 12/13/2017 | 23,038 |
| Chamberlain Kittridge | EVP Corporate Finance | 12/11/2017 | 23,311 |
| Chamberlain Kittridge | EVP Corporate Finance | 12/13/2017 | 30,044 |
| Chamberlain Kittridge | EVP Corporate Finance | 12/12/2017 | 29,690 |
| Chamberlain Kittridge | EVP Corporate Finance | 12/08/2017 | 21,102 |
| Chamberlain Kittridge | EVP Corporate Finance | 12/07/2017 | 24,147 |
| Chamberlain Kittridge | EVP Corporate Finance | 12/06/2017 | 21,222 |
| Chamberlain Kittridge | EVP Corporate Finance | 12/07/2017 | 24,699 |
| Chamberlain Kittridge | EVP Corporate Finance | 12/06/2017 | 21,864 |
| Chamberlain Kittridge | EVP Corporate Finance | 12/08/2017 | 20,946 |
| Chamberlain Kittridge | EVP Corporate Finance | 12/05/2017 | 21,222 |
| Chamberlain Kittridge | EVP Corporate Finance | 12/04/2017 | 21,222 |
| Chamberlain Kittridge | EVP Corporate Finance | 12/01/2017 | 21,222 |
| Chamberlain Kittridge | EVP Corporate Finance | 12/05/2017 | 21,908 |
| Chamberlain Kittridge | EVP Corporate Finance | 12/04/2017 | 21,830 |
| Chamberlain Kittridge | EVP Corporate Finance | 12/01/2017 | 22,134 |
| Vertin Thomas | President and CEO | 03/08/2017 | 6,545 |
| Vertin Thomas | President and CEO | 03/07/2017 | 6,049 |
| GRAY NANCY A | CAO | 03/06/2017 | 15,530 |
| GRAY NANCY A | CAO | 03/01/2017 | 15 |
| GRAY NANCY A | CAO | 03/01/2017 | 15 |
| GRAY NANCY A | CAO | 02/27/2017 | 6,652 |
| Sinclair Maxwell | Chief Risk Officer | 02/17/2017 | 8,475 |
| Wagner Tom | EVP & Chief Strategy Officer | 02/21/2017 | 2,769 |
| Wagner Tom | EVP & Chief Strategy Officer | 02/17/2017 | 9,319 |
| Vertin Thomas | President and CEO | 02/17/2017 | 2,782 |
| Birkmann Curtis | CTO | 02/17/2017 | 1,252 |
| Anderson Robert S. | Executive Vice President | 02/21/2017 | 4,253 |
| Anderson Robert S. | Executive Vice President | 02/17/2017 | 7,962 |
| THOMAS JOHN MD | Director | 02/15/2017 | 42,120 |
| MUNIO DAVID J | Director | 02/17/2017 | 8,030 |
| THOMAS JOHN MD | Director | 02/15/2017 | 42,120 |
| Anderson Robert S. | Executive Vice President | 10/28/2016 | 5,089 |
| Anderson Robert S. | Executive Vice President | 10/28/2016 | 47,893 |
| Inserra Thomas J. | EVP & Chief Credit Officer | 10/27/2016 | 57,000 |
| Anderson Robert S. | Executive Vice President | 09/06/2016 | 3,467 |
| Vertin Thomas | President and CEO | 09/06/2016 | 32,682 |
| Wagner Tom | EVP & Chief Strategy Officer | 08/31/2016 | 4,630 |
| Wagner Tom | Director | 08/31/2016 | 4,630 |
| Inserra Thomas J. | EVP & Chief Credit Officer | 08/01/2016 | 68,300 |
| GRAY NANCY A | CAO | 05/11/2016 | 18,825 |
| THOMAS JOHN MD | Director | 05/04/2016 | 52,262 |
| Stevens Robert J | EVP & CCO | 05/03/2016 | 17,633 |
| Stevens Robert J | EVP & CCO | 05/03/2016 | 63,004 |
| Stevens Robert J | EVP & CCO | 04/28/2016 | 62,047 |
| Birkmann Curtis | CTO | 04/01/2016 | 26,325 |
| GRAY NANCY A | CAO | 03/11/2016 | 24,998 |
| GRAY NANCY A | CAO | 03/02/2016 | 2,782 |
| GRAY NANCY A | CAO | 02/11/2016 | 3,564 |
| GRAY NANCY A | CAO | 02/10/2016 | 594 |
| GRAY NANCY A | CAO | 02/09/2016 | 297 |
| GRAY NANCY A | CAO | 03/11/2016 | 10,850 |
| GRAY NANCY A | CAO | 02/10/2016 | 1,342 |
| GRAY NANCY A | CAO | 02/09/2016 | 668 |
| GRAY NANCY A | CAO | 03/11/2016 | 17,659 |
| GRAY NANCY A | CAO | 02/11/2016 | 7,968 |
| GRAY NANCY A | CFO | 12/01/2015 | 4,455 |
| GRAY NANCY A | CFO | 11/05/2015 | 5,896 |
| GRAY NANCY A | CFO | 11/23/2015 | 2,970 |
| GRAY NANCY A | CFO | 12/14/2015 | 5,220 |
| GRAY NANCY A | CFO | 11/04/2015 | 27 |
| GRAY NANCY A | CFO | 11/09/2015 | 1,589 |
| GRAY NANCY A | CFO | 12/10/2015 | 5,220 |
| GRAY NANCY A | CFO | 10/29/2015 | 5,360 |
| GRAY NANCY A | CFO | 11/06/2015 | 15,517 |
| GRAY NANCY A | CFO | 11/05/2015 | 7,316 |
| GRAY NANCY A | CFO | 11/23/2015 | 6,706 |
| GRAY NANCY A | CFO | 12/14/2015 | 10,508 |
| GRAY NANCY A | CFO | 11/04/2015 | 34 |
| GRAY NANCY A | CFO | 11/09/2015 | 3,552 |
| GRAY NANCY A | CFO | 12/10/2015 | 10,545 |
| GRAY NANCY A | CFO | 10/29/2015 | 6,700 |
| GRAY NANCY A | CFO | 11/06/2015 | 19,152 |
| GRAY NANCY A | CFO | 12/01/2015 | 10,215 |
| THOMAS JOHN MD | Director | 03/16/2016 | 1,403 |
| THOMAS JOHN MD | Director | 03/14/2016 | 190,676 |
| THOMAS JOHN MD | Director | 02/17/2016 | 180,905 |
| Sjogren Robert E | Chief Operating Officer | 03/07/2016 | 855 |
| Vertin Thomas | President and CEO | 03/07/2016 | 5,349 |
| Sjogren Robert E | Chief Operating Officer | 03/06/2016 | 3,125 |
| Stevens Robert J | EVP & CCO | 03/06/2016 | 4,051 |
| Vertin Thomas | President and CEO | 03/06/2016 | 4,970 |
| Christianssen Curt Alan | EVP & CFO | 02/25/2016 | 7 |
| Stevens Robert J | EVP & CCO | 02/16/2016 | 21,001 |
| Dow Charles | EVP/ Chief Technology Officer | 02/02/2016 | 6,960 |
| Dow Charles | EVP/ Chief Technology Officer | 02/04/2016 | 10,440 |
| Dow Charles | EVP/ Chief Technology Officer | 02/04/2016 | 10,810 |
| Dow Charles | EVP/ Chief Technology Officer | 02/02/2016 | 7,247 |
| CLINTON GROUP INC | See remarks. | 12/10/2015 | 149,460 |
| CLINTON GROUP INC | See remarks. | 12/14/2015 | 695,482 |
| CLINTON GROUP INC | See remarks. | 12/11/2015 | 834,117 |
| CLINTON GROUP INC | See remarks. | 11/30/2015 | 384,134 |
| CLINTON GROUP INC | See remarks. | 11/27/2015 | 90,607 |
| CLINTON GROUP INC | See remarks. | 11/24/2015 | 122,523 |
| CLINTON GROUP INC | See remarks. | 11/23/2015 | 207,861 |
| CLINTON GROUP INC | See remarks. | 11/20/2015 | 285,420 |
| CLINTON GROUP INC | See remarks. | 11/04/2015 | 178,853 |
| CLINTON GROUP INC | See remarks. | 11/02/2015 | 3,367,650 |
| Sjogren Robert E | Chief Operating Officer | 11/02/2015 | 12,136 |
| Romir Bosu | Director | 11/02/2015 | 99,562 |
| CLINTON GROUP INC | See remarks. | 10/29/2015 | 669 |
| CLINTON GROUP INC | See remarks. | 10/28/2015 | 133,200 |
| CLINTON GROUP INC | See remarks. | 10/27/2015 | 77,140 |
| Dow Charles | EVP/ Chief Technology Officer | 10/19/2015 | 7,518 |
| Vertin Thomas | President, Commercial Banking | 09/03/2015 | 28,648 |
| Buster Steven K | President & CEO | 09/03/2015 | 20,178 |
| Bruton Noma | EVP / Chief H.R. Officer | 09/03/2015 | 3,116 |
| CLINTON GROUP INC | See remarks. | 09/10/2015 | 440,165 |
| CLINTON GROUP INC | See remarks. | 09/09/2015 | 7,590 |
| CLINTON GROUP INC | See remarks. | 09/11/2015 | 161,577 |
| Bruton Noma | EVP / Chief H.R. Officer | 03/06/2015 | 18,498 |
| Dow Charles | EVP/ Chief Technology Officer | 03/06/2015 | 15,995 |
| Christianssen Curt Alan | Chief Financial Officer | 03/06/2015 | 29,998 |
| Sinclair Maxwell | Chief Risk Officer | 03/06/2015 | 18,498 |
| Sjogren Robert E | Chief Operating Officer | 03/06/2015 | 21,993 |
| Vertin Thomas | President, Commercial Banking | 03/06/2015 | 39,498 |
| Stevens Robert J | EVP & CCO | 03/06/2015 | 28,495 |
| Buster Steven K | President & CEO | 03/06/2015 | 78,749 |
| CLINTON GROUP INC | 03/05/2015 | 97,459 | |
| CLINTON GROUP INC | 03/03/2015 | 78,004 | |
| CLARK JOHN W | Director | 02/24/2015 | 118,026 |
| Carpenter Edward John | Director | 02/18/2015 | 20,997 |
| Gould Howard | Director | 02/18/2015 | 15,749 |
| CLARK JOHN W | Director | 02/18/2015 | 17,999 |
| FINLEY WARREN T | Director | 02/18/2015 | 17,999 |
| Flemming John D | Director | 02/18/2015 | 15,749 |
| HOOPIS MICHAEL P | Director | 02/18/2015 | 15,749 |
| Strauss Daniel | Director | 02/18/2015 | 15,002 |
| Yost Stephen P | Director | 02/18/2015 | 25,497 |
| THOMAS JOHN MD | Director | 02/18/2015 | 15,002 |
| CLARK JOHN W | Director | 02/04/2015 | 121,048 |
| CLINTON GROUP INC | See remarks. | 02/04/2015 | 53,796 |
| CLINTON GROUP INC | See remarks. | 02/03/2015 | 73,244 |
| CLINTON GROUP INC | See remarks. | 02/05/2015 | 63,910 |
| FINLEY WARREN T | Director | 12/16/2014 | 181,624 |
| CLINTON GROUP INC | See remarks | 12/16/2014 | 74,756 |
| CLINTON GROUP INC | See remarks | 12/15/2014 | 126,911 |
| CLINTON GROUP INC | See remarks | 12/11/2014 | 148,311 |
| CLINTON GROUP INC | See remarks | 12/10/2014 | 125,323 |
| CLINTON GROUP INC | See remarks | 12/12/2014 | 18,410 |
| CLINTON GROUP INC | See remarks. | 12/04/2014 | 4,152 |
| CLINTON GROUP INC | See remarks. | 12/03/2014 | 69,580 |
| CLINTON GROUP INC | See remarks. | 12/02/2014 | 1,365 |
| CLINTON GROUP INC | See Remarks | 11/03/2014 | 34,000 |
| CLINTON GROUP INC | See Remarks | 10/28/2014 | 3,960 |
| CLINTON GROUP INC | See Remarks | 11/05/2014 | 95,434 |
| CLINTON GROUP INC | See Remarks | 11/04/2014 | 618 |
| DELLERBA RAYMOND E | CEO Emeritus | 10/01/2014 | 149,600 |
| FINLEY WARREN T | Director | 09/12/2014 | 41,816 |
| Sinclair Maxwell | Chief Risk Officer | 08/12/2014 | 3,488 |
| DELLERBA RAYMOND E | CEO Emeritus | 05/19/2014 | 161,850 |
| CLINTON GROUP INC | Director | 05/15/2014 | 764,672 |
| DELLERBA RAYMOND E | Director | 05/14/2014 | 108,500 |
| DELLERBA RAYMOND E | Director | 05/07/2014 | 419,509 |
| Sinclair Maxwell | Chief Risk Officer | 05/06/2014 | 6,473 |
| Stevens Robert J | EVP & CCO | 04/15/2014 | 160,250 |
| DELLERBA RAYMOND E | Director | 03/25/2014 | 228,150 |
| DELLERBA RAYMOND E | Director | 03/12/2014 | 321,277 |
| Sinclair Maxwell | Chief Risk Officer | 03/14/2014 | 3,037 |
| FINLEY WARREN T | Director | 03/14/2014 | 2,111 |
| Sinclair Maxwell | Chief Risk Officer | 03/07/2014 | 5,000 |
| Yost Stephen P | Director | 03/11/2014 | 30,831 |
| Sjogren Robert E | General Counsel | 03/07/2014 | 5,000 |
| Vertin Thomas | President, Commercial Banking | 03/07/2014 | 37,500 |
| DELLERBA RAYMOND E | Director | 11/27/2013 | 252,840 |
| Williams Gary Michael | Director | 11/18/2013 | 123,636 |
| Williams Gary Michael | Director | 11/19/2013 | 346,548 |
| Green Michael G. | Chief Credit Officer | 10/02/2013 | 42,120 |
| Vertin Thomas | President, Commercial Banking | 09/03/2013 | 205,028 |
| Williams Gary Michael | Director | 01/02/2013 | 19,244 |
| Williams Gary Michael | Director | 09/16/2013 | 32,001 |
| DELLERBA RAYMOND E | Director | 09/09/2013 | 196,382 |
| DELLERBA RAYMOND E | Director | 09/04/2013 | 360,662 |
| Williams Gary Michael | Director | 09/05/2013 | 129,398 |
| DELLERBA RAYMOND E | Director | 08/27/2013 | 45,375 |
| DELLERBA RAYMOND E | Director | 08/26/2013 | 501,424 |
| Williams Gary Michael | Director | 08/28/2013 | 15,362 |
| Williams Gary Michael | Director | 08/27/2013 | 1,803 |
| DELLERBA RAYMOND E | Director | 08/27/2013 | 590,400 |
| Williams Gary Michael | Director | 08/26/2013 | 16,312 |
| Williams Gary Michael | Director | 08/26/2013 | 23,730 |
| DELLERBA RAYMOND E | Director | 08/16/2013 | 25,854 |
| DELLERBA RAYMOND E | Director | 08/15/2013 | 85,649 |
| Williams Gary Michael | Director | 06/14/2013 | 3,189 |
| Williams Gary Michael | Director | 06/14/2013 | 3,189 |
| DELLERBA RAYMOND E | Director | 05/31/2013 | 55,300 |
| DELLERBA RAYMOND E | Director | 05/30/2013 | 388,194 |
| DELLERBA RAYMOND E | Director | 05/28/2013 | 37,589 |
| Williams Gary Michael | Director | 03/28/2013 | 20,268 |
| Williams Gary Michael | Director | 03/27/2013 | 19,630 |
| Williams Gary Michael | Director | 03/27/2013 | 21,336 |
| Carpenter Fund Manager GP, LLC | Director | 03/30/2013 | 14,999,999 |
| DELLERBA RAYMOND E | President & CEO | 03/25/2013 | 50,480 |
| DELLERBA RAYMOND E | President & CEO | 03/22/2013 | 177,604 |
| DELLERBA RAYMOND E | President & CEO | 03/20/2013 | 125,260 |
| CLINTON GROUP INC | Director | 03/14/2013 | 23,780 |
| CLINTON GROUP INC | Director | 03/13/2013 | 301,580 |
| CLINTON GROUP INC | Director | 03/12/2013 | 112,876 |
| CLINTON GROUP INC | Director | 03/20/2013 | 30,400 |
| CLINTON GROUP INC | Director | 03/19/2013 | 144,091 |
| CLINTON GROUP INC | Director | 03/18/2013 | 39,950 |
| CLINTON GROUP INC | Director | 03/15/2013 | 56,912 |
| FINLEY WARREN T | Director | 03/12/2013 | 31,205 |
| FINLEY WARREN T | Director | 03/11/2013 | 6,980 |
| Williams Gary Michael | Director | 12/20/2012 | 77,635 |
| Williams Gary Michael | Director | 12/19/2012 | 10,348 |
| Williams Gary Michael | Director | 12/18/2012 | 46,214 |
| Williams Gary Michael | Director | 11/28/2012 | 18,610 |
| Williams Gary Michael | Director | 11/27/2012 | 36,365 |
| Williams Gary Michael | Director | 11/26/2012 | 101,443 |
| Williams Gary Michael | Director | 11/23/2012 | 23,236 |
| Williams Gary Michael | Director | 11/20/2012 | 93,923 |
| Williams Gary Michael | Director | 11/21/2012 | 91,466 |
| Williams Gary Michael | Director | 11/20/2012 | 15,838 |
| Williams Gary Michael | Director | 11/19/2012 | 4,877 |
| Williams Gary Michael | Director | 11/16/2012 | 17,729 |
| Williams Gary Michael | Director | 11/15/2012 | 27,738 |
| Williams Gary Michael | Director | 11/14/2012 | 17,212 |
| DELLERBA RAYMOND E | President & CEO | 08/31/2012 | 13,300 |
| DELLERBA RAYMOND E | President & CEO | 08/29/2012 | 12,922 |
| DELLERBA RAYMOND E | President & CEO | 06/15/2012 | 3,510 |
| DELLERBA RAYMOND E | President & CEO | 06/06/2012 | 5,680 |
| DELLERBA RAYMOND E | President & CEO | 05/30/2012 | 15,580 |
| DELLERBA RAYMOND E | President & CEO | 05/18/2012 | 5,960 |
| DELLERBA RAYMOND E | President & CEO | 05/16/2012 | 16,200 |
| DELLERBA RAYMOND E | President & CEO | 05/15/2012 | 8,925 |
| DELLERBA RAYMOND E | President & CEO | 05/11/2012 | 3,090 |
| DELLERBA RAYMOND E | President & CEO | 05/09/2012 | 21,337 |
| DELLERBA RAYMOND E | President & CEO | 05/08/2012 | 34,213 |
| Williams Gary Michael | Director | 03/05/2012 | 11,585 |
| DELLERBA RAYMOND E | President & CEO | 03/16/2012 | 19,245 |
| Williams Gary Michael | Director | 03/06/2012 | 19,782 |
| DELLERBA RAYMOND E | President & CEO | 03/14/2012 | 8,975 |
| DELLERBA RAYMOND E | President & CEO | 03/02/2012 | 13,220 |
| DELLERBA RAYMOND E | President & CEO | 12/29/2011 | 624 |
| GRAY NANCY A | SEVP & CFO | 12/16/2011 | 330 |
| DELLERBA RAYMOND E | President & CEO | 12/21/2011 | 648 |
| DELLERBA RAYMOND E | President & CEO | 12/16/2011 | 668 |
| DELLERBA RAYMOND E | President & CEO | 12/28/2011 | 630 |
| DELLERBA RAYMOND E | President & CEO | 12/27/2011 | 1,264 |
| DELLERBA RAYMOND E | President & CEO | 12/23/2011 | 1,910 |
| DELLERBA RAYMOND E | President & CEO | 12/22/2011 | 1,323 |
| DELLERBA RAYMOND E | President & CEO | 12/21/2011 | 666 |
| DELLERBA RAYMOND E | President & CEO | 12/20/2011 | 666 |
| DELLERBA RAYMOND E | President & CEO | 12/16/2011 | 2,013 |
| GRAY NANCY A | SEVP & CFO | 12/06/2011 | 1,035 |
| GRAY NANCY A | SEVP & CFO | 12/13/2011 | 665 |
| GRAY NANCY A | SEVP & CFO | 12/08/2011 | 321 |
| GRAY NANCY A | SEVP & CFO | 12/07/2011 | 330 |
| THOMAS JOHN MD | Director | 12/14/2011 | 1,688 |
| THOMAS JOHN MD | Director | 12/13/2011 | 1,693 |
| THOMAS JOHN MD | Director | 12/12/2011 | 1,610 |
| THOMAS JOHN MD | Director | 12/09/2011 | 1,540 |
| DELLERBA RAYMOND E | President & CEO | 12/08/2011 | 965 |
| DELLERBA RAYMOND E | President & CEO | 12/07/2011 | 2,006 |
| DELLERBA RAYMOND E | President & CEO | 12/14/2011 | 680 |
| DELLERBA RAYMOND E | President & CEO | 12/13/2011 | 668 |
| DELLERBA RAYMOND E | President and CEO | 11/30/2011 | 616 |
| DELLERBA RAYMOND E | President and CEO | 11/29/2011 | 326 |
| THOMAS JOHN MD | Director | 11/30/2011 | 6,293 |
| GRAY NANCY A | SEVP & CFO | 11/18/2011 | 324 |
| GRAY NANCY A | SEVP & CFO | 11/28/2011 | 622 |
| DELLERBA RAYMOND E | President and CEO | 11/28/2011 | 641 |
| DELLERBA RAYMOND E | President and CEO | 11/25/2011 | 1,222 |
| DELLERBA RAYMOND E | President and CEO | 11/17/2011 | 324 |
| DELLERBA RAYMOND E | President and CEO | 09/15/2011 | 8,370 |
| ARGYROS GEORGE L | Director | 09/09/2011 | 40,500 |
| ARGYROS GEORGE L | Director | 07/01/2011 | 4,999,275 |
| ARGYROS GEORGE L | Director | 07/01/2011 | 788,886 |
| THOMAS JOHN MD | Director | 09/07/2011 | 4,140 |
| DELLERBA RAYMOND E | President and CEO | 09/02/2011 | 7,086 |
| DELLERBA RAYMOND E | President and CEO | 09/01/2011 | 3,355 |
| DELLERBA RAYMOND E | President and CEO | 08/31/2011 | 4,200 |
| Phillips Andrew M. | Director | 07/01/2011 | 499,928 |
| Phillips Andrew M. | Director | 07/01/2011 | 65,281 |
| WELLS GEORGE H | Director | 07/01/2011 | 24,993 |
| WELLS GEORGE H | Director | 07/01/2011 | 2,896 |
| GRAY NANCY A | SEVP & CFO | 07/01/2011 | 74,993 |
| GRAY NANCY A | SEVP & CFO | 07/01/2011 | 8,687 |
| THOMAS JOHN MD | Director | 08/31/2011 | 4,290 |
| Williams Gary Michael | Director | 08/31/2011 | 14,593 |
| Williams Gary Michael | Director | 07/01/2011 | 24,993 |
| Williams Gary Michael | Director | 07/01/2011 | 2,896 |
| RAUSSER GORDON C | Director | 07/01/2011 | 999,855 |
| RAUSSER GORDON C | Director | 07/01/2011 | 106,390 |
| SCHAFNITZ MATTHEW F. | Director | 07/01/2011 | 99,986 |
| SCHAFNITZ MATTHEW F. | Director | 07/01/2011 | 15,944 |
| DELLERBA RAYMOND E | President & CEO | 08/30/2011 | 4,250 |
| DELLERBA RAYMOND E | President & CEO | 08/29/2011 | 33,539 |
| DELLERBA RAYMOND E | President & CEO | 07/01/2011 | 29,996 |
| DELLERBA RAYMOND E | President & CEO | 07/01/2011 | 3,475 |
| DELLERBA RAYMOND E | President and CEO | 12/15/2009 | 2,990 |
| Phillips Andrew M. | Director | 06/25/2010 | 10,000 |
| GRAY NANCY A | SEVP & CFO | 08/20/2010 | 1,765 |
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