Pacific Mercantile Bancorp. (PMBC) NASDAQ

$9.51 0 (0.00%)

Market Cap: $213.25M

As of 10/15/21 12:00 AM EDT. Market open.

(PMBC)

Pacific Mercantile Bancorp. (PMBC) NASDAQ

$9.51 0 (0.00%)

Market Cap: $213.25M

As of 10/15/21 12:00 AM EDT. Market open.

Pacific Mercantile Bancorp is the parent holding company of Pacific Mercantile Bank, which opened for business March 1, 1999. The Bank, which is an FDIC insured, California state-chartered bank and a member of the Federal Reserve System, provides a wide range of commercial banking services to businesses, business professionals and individual clients. The Bank is headquartered in Orange County ... read more

Pacific Mercantile Bancorp is the parent holding company of Pacific Mercantile Bank, which opened for business March 1, 1999. The Bank, which is an FDIC insured, California state-chartered bank and a member of the Federal Reserve System, provides a wide range of commercial banking services to businesses, business professionals and individual clients. The Bank is headquartered in Orange County and has seven locations in Southern California, located in Orange, Los Angeles, San Diego, and San Bernardino counties. The Bank offers tailored flexible solutions for its clients including an array of loan and deposit products, sophisticated treasury management services, and comprehensive online banking services accessible at www.pmbank.com. read less

COMPANY PROFILE
Sector
Finance and Insurance
Industry
Commercial Banking
URL
Address
.
Sector
Finance and Insurance
Industry
Commercial Banking
Full Time Employees
147
CEO Compensation (Base)
$400,000
Address
.
KEY STATS
Open
$9.52
Previous Close
$9.51
Days Range
$9.50 - $9.95
52 week range
$3.60 - $10.20
Volume
16,322
Avg. Volume (30 days)
55,249
Market Cap
$213.25M
Dividend Yield
0.00%
P/E
-
Shares Outstanding
22,423,625
Open
$9.52
Previous Close
$9.51
Days Range
$9.50 - $9.95
52 week range
$3.60 - $10.20
Volume
16,322
Avg. Volume (30 days)
55,249
Market Cap
$213.25M
Dividend Yield
0.00%
P/E
-
Shares Outstanding
22,423,625

Open in: SeekingAlpha Yahoo Finance Fidelity MorningStar

Open in: SeekingAlpha Yahoo Finance Fidelity MorningStar

INSIDER TRANSACTIONS FOR PACIFIC MERCANTILE BANCORP
Owner Relationship Date Transaction Cost # Shares Value($) Total Shares Form 4
Garcia Philipp EVP Jun 04, 2021 Option Exercise $6.07 10,000 60,700 40,152 Jun 04, 2021, 08:39 PM
VERITY CINDY EVP, Head of Cash Management Jun 03, 2021 Option Exercise $6.70 71,489 479,169 93,811 Jun 04, 2021, 08:00 PM
VERITY CINDY EVP, Head of Cash Management Jun 03, 2021 Sale $8.77 71,489 627,166 22,322 Jun 04, 2021, 08:00 PM
Sinclair Maxwell EVP, Chief Compliance Officer Mar 10, 2021 Option Exercise $4.34 5,000 21,700 61,949 Mar 10, 2021, 07:00 PM
Wagner Tom EVP, Corporate Finance Feb 24, 2021 Sale $7.44 124 922 13,990 Feb 26, 2021, 07:06 PM
VERITY CINDY EVP, Head of Cash Management Feb 22, 2021 Sale $7.29 5,176 37,710 26,458 Feb 23, 2021, 08:25 PM
Anderson Robert S. EVP & Chief Credit Officer Feb 22, 2021 Sale $7.29 1,659 12,087 126,979 Feb 23, 2021, 08:24 PM
GRAY NANCY A CAO Feb 03, 2021 Option Exercise $4.34 60 260 6,148 Feb 09, 2021, 07:39 PM
GRAY NANCY A CAO Feb 04, 2021 Option Exercise $4.34 9,940 43,140 16,028 Feb 09, 2021, 07:39 PM
GRAY NANCY A CAO Feb 04, 2021 Sale $5.95 9,940 59,179 6,088 Feb 09, 2021, 07:39 PM
GRAY NANCY A CAO Feb 03, 2021 Sale $6.00 60 360 6,088 Feb 09, 2021, 07:39 PM
Wagner Tom EVP, Corporate Finance Aug 28, 2020 Sale $3.76 4,728 17,783 6,629 Sep 01, 2020, 08:15 PM
Deutsch James F. Director Aug 12, 2020 Buy $3.70 29,600 109,520 2,515,308 Aug 12, 2020, 07:18 PM
Deutsch James F. Director Aug 11, 2020 Buy $3.50 292,500 1,023,750 2,485,708 Aug 12, 2020, 05:22 PM
Dinsmore Bradford R Chief Executive Officer Jun 15, 2020 Buy $3.65 10,000 36,458 88,000 Jun 16, 2020, 02:34 PM
Garcia Philipp EVP May 13, 2020 Buy $3.40 2,074 7,052 23,415 May 14, 2020, 03:00 PM
Garcia Philipp EVP May 12, 2020 Buy $3.40 3,926 13,348 21,341 May 14, 2020, 03:00 PM
Sinclair Maxwell EVP, Chief Compliance Officer May 08, 2020 Buy $3.81 4,588 17,484 41,992 May 08, 2020, 04:48 PM
Anderson Robert S. EVP & Chief Credit Officer May 06, 2020 Buy $3.49 20,000 69,800 118,067 May 07, 2020, 07:13 PM
Christianssen Curt Alan EVP & CFO May 05, 2020 Buy $3.57 3,000 10,710 100,926 May 07, 2020, 06:38 PM
Christianssen Curt Alan EVP & CFO May 07, 2020 Buy $3.48 5,000 17,400 109,926 May 07, 2020, 06:38 PM
Christianssen Curt Alan EVP & CFO May 06, 2020 Buy $3.43 4,000 13,720 104,926 May 07, 2020, 06:38 PM
Dinsmore Bradford R Chief Executive Officer May 05, 2020 Buy $3.65 22,000 80,300 78,000 May 07, 2020, 06:37 PM
Dinsmore Bradford R Chief Executive Officer Mar 13, 2020 Buy $5.43 15,908 86,380 56,000 Mar 13, 2020, 07:43 PM
Dinsmore Bradford R Chief Executive Officer Mar 12, 2020 Buy $4.95 9,092 45,005 40,092 Mar 13, 2020, 07:43 PM
Sinclair Maxwell EVP, Chief Compliance Officer Mar 12, 2020 Buy $4.52 2,000 9,043 37,404 Mar 13, 2020, 03:00 PM
Deutsch James F. Director Mar 10, 2020 Buy $5.11 24,000 122,582 2,193,208 Mar 11, 2020, 09:26 PM
Wagner Tom EVP, Corporate Finance Feb 25, 2020 Sale $6.78 297 2,014 11,357 Feb 27, 2020, 08:02 PM
VERITY CINDY EVP, Head of Cash Management Feb 25, 2020 Sale $6.67 451 3,007 22,001 Feb 25, 2020, 08:11 PM
VERITY CINDY EVP, Head of Cash Management Feb 21, 2020 Sale $6.98 1,019 7,115 22,452 Feb 25, 2020, 08:11 PM
Anderson Robert S. EVP & Chief Banking Officer Feb 25, 2020 Sale $6.67 570 3,800 98,067 Feb 25, 2020, 08:11 PM
Anderson Robert S. EVP & Chief Banking Officer Feb 21, 2020 Sale $6.93 1,151 7,981 98,637 Feb 25, 2020, 08:11 PM
Christianssen Curt Alan EVP & CFO Feb 18, 2020 Buy $7.05 7,264 51,211 97,926 Feb 19, 2020, 06:59 PM
Christianssen Curt Alan EVP & CFO Feb 14, 2020 Buy $7.05 534 3,765 90,662 Feb 14, 2020, 06:58 PM
Christianssen Curt Alan EVP & CFO Feb 12, 2020 Buy $7.00 2,034 14,238 90,128 Feb 13, 2020, 08:22 PM
Christianssen Curt Alan EVP & CFO Feb 11, 2020 Buy $7.00 168 1,176 88,094 Feb 13, 2020, 08:22 PM
GRAY NANCY A CAO Feb 11, 2020 Option Exercise $2.97 6,003 17,829 12,091 Feb 12, 2020, 05:12 PM
GRAY NANCY A CAO Feb 11, 2020 Sale $7.00 6,003 42,021 6,088 Feb 12, 2020, 05:12 PM
Dinsmore Bradford R Chief Executive Officer Feb 07, 2020 Buy $6.92 3,000 20,760 31,000 Feb 11, 2020, 07:26 PM
Inserra Thomas J. EVP & Chief Credit Officer Nov 01, 2019 Option Exercise $6.95 50,000 347,500 95,044 Nov 05, 2019, 08:31 PM
Inserra Thomas J. EVP & Chief Credit Officer Nov 01, 2019 Sale $7.05 50,000 352,590 45,044 Nov 05, 2019, 08:31 PM
Dinsmore Bradford R Chief Executive Officer Sep 13, 2019 Buy $7.98 28,000 223,437 28,000 Sep 16, 2019, 06:01 PM
Sinclair Maxwell EVP, Chief Compliance Officer Aug 05, 2019 Buy $7.38 1,500 11,069 33,300 Aug 06, 2019, 05:17 PM
THOMAS JOHN MD Director May 21, 2019 Option Exercise $5.30 15,000 79,500 80,248 May 21, 2019, 04:54 PM
THOMAS JOHN MD Director May 21, 2019 Sale $7.89 21,641 170,711 58,607 May 21, 2019, 04:54 PM
THOMAS JOHN MD Director Mar 14, 2019 Sale $7.83 10,000 78,309 65,248 Mar 14, 2019, 06:23 PM
Wagner Tom EVP, Corporate Finance Feb 28, 2019 Sale $8.26 133 1,099 6,654 Feb 28, 2019, 08:30 PM
VERITY CINDY EVP, Head of Cash Management Feb 22, 2019 Sale $8.69 1,040 9,040 18,565 Feb 25, 2019, 04:05 PM
Anderson Robert S. EVP & Chief Banking Officer Feb 22, 2019 Sale $8.68 557 4,836 99,788 Feb 25, 2019, 04:05 PM
Anderson Robert S. Executive Vice President Feb 20, 2019 Sale $8.74 993 8,674 92,180 Feb 20, 2019, 05:32 PM
Wagner Tom EVP, Corporate Finance Feb 20, 2019 Sale $8.74 1,163 10,159 6,787 Feb 20, 2019, 05:32 PM
VERITY CINDY EVP, Head of Cash Management Feb 20, 2019 Sale $8.74 2,550 22,275 12,100 Feb 20, 2019, 05:32 PM
THOMAS JOHN MD Director Jan 31, 2019 Sale $7.85 17,500 137,392 73,184 Feb 04, 2019, 04:17 PM
Christianssen Curt Alan EVP & CFO Dec 13, 2018 Buy $7.57 20,000 151,340 77,817 Dec 14, 2018, 04:12 PM
THOMAS JOHN MD Director Dec 07, 2018 Sale $7.53 7,000 52,680 90,684 Dec 07, 2018, 08:48 PM
Wagner Tom EVP, Corporate Finance Nov 21, 2018 Sale $8.05 2,500 20,128 7,950 Nov 21, 2018, 06:43 PM
THOMAS JOHN MD Director Oct 26, 2018 Sale $8.27 5,000 41,375 97,684 Oct 30, 2018, 05:00 PM
VERITY CINDY EVP, Head of Cash Management Oct 26, 2018 Buy $8.27 1,200 9,928 14,650 Oct 30, 2018, 02:19 PM
Inserra Thomas J. EVP & Chief Credit Officer Oct 29, 2018 Buy $8.17 3,450 28,191 48,891 Oct 29, 2018, 05:40 PM
Christianssen Curt Alan EVP & CFO Oct 24, 2018 Buy $8.25 30,500 251,622 57,817 Oct 26, 2018, 02:41 PM
Inserra Thomas J. EVP & Chief Credit Officer Oct 25, 2018 Buy $8.00 2,670 21,360 45,441 Oct 25, 2018, 09:02 PM
Christianssen Curt Alan EVP & CFO Oct 24, 2018 Buy $8.22 30,500 250,710 57,817 Oct 25, 2018, 06:11 PM
Carpenter Fund Manager GP, LLC Former 10% owner Sep 14, 2018 Sale $8.25 7,417,593 61,195,142 3,781,230 Sep 14, 2018, 05:52 PM
Wagner Tom EVP, Corporate Finance May 31, 2018 Sale $9.75 1,000 9,750 10,450 Jun 04, 2018, 05:51 PM
THOMAS JOHN MD Director May 22, 2018 Sale $9.72 8,000 77,743 102,684 May 22, 2018, 08:14 PM
Wagner Tom EVP, Corporate Finance May 11, 2018 Sale $9.65 1,000 9,650 11,450 May 15, 2018, 01:17 PM
FINLEY WARREN T Director Apr 25, 2018 Sale $9.59 6,505 62,383 4,630 Apr 25, 2018, 05:47 PM
GRAY NANCY A CAO Mar 08, 2018 Option Exercise $3.48 7,000 24,360 13,088 Mar 09, 2018, 08:41 PM
GRAY NANCY A CAO Mar 08, 2018 Sale $9.10 7,000 63,700 6,088 Mar 09, 2018, 08:41 PM
Vertin Thomas President and CEO Mar 05, 2018 Buy $8.59 7,400 63,550 57,425 Mar 07, 2018, 04:23 PM
THOMAS JOHN MD Director Mar 05, 2018 Sale $8.50 8,595 73,058 110,684 Mar 07, 2018, 10:32 AM
THOMAS JOHN MD Director Mar 02, 2018 Sale $8.50 405 3,443 119,279 Mar 02, 2018, 08:41 PM
Wagner Tom EVP, Corporate Finance Feb 22, 2018 Sale $8.09 1,515 12,256 10,962 Feb 26, 2018, 08:02 PM
Anderson Robert S. Executive Vice President Feb 22, 2018 Sale $8.09 1,527 12,353 93,173 Feb 23, 2018, 08:53 PM
VERITY CINDY EVP, Head of Cash Management Feb 22, 2018 Sale $8.09 1,445 11,690 13,450 Feb 23, 2018, 08:52 PM
Inserra Thomas J. EVP & Chief Credit Officer Feb 05, 2018 Buy $8.65 6,413 55,472 37,000 Feb 06, 2018, 05:59 PM
Inserra Thomas J. EVP & Chief Credit Officer Jan 31, 2018 Buy $8.58 152 1,305 152 Feb 02, 2018, 07:16 PM
Inserra Thomas J. EVP & Chief Credit Officer Feb 02, 2018 Buy $8.70 587 5,107 30,587 Feb 02, 2018, 07:16 PM
Inserra Thomas J. EVP & Chief Credit Officer Feb 02, 2018 Buy $8.75 2,848 24,920 3,000 Feb 02, 2018, 07:16 PM
Chamberlain Kittridge EVP Corporate Finance Dec 13, 2017 Option Exercise $6.77 3,403 23,038 22,294 Dec 13, 2017, 04:32 PM
Chamberlain Kittridge EVP Corporate Finance Dec 12, 2017 Option Exercise $6.77 3,403 23,038 22,294 Dec 13, 2017, 04:32 PM
Chamberlain Kittridge EVP Corporate Finance Dec 11, 2017 Option Exercise $6.74 3,401 22,907 21,477 Dec 13, 2017, 04:32 PM
Chamberlain Kittridge EVP Corporate Finance Dec 12, 2017 Sale $8.72 3,403 29,690 18,891 Dec 13, 2017, 04:32 PM
Chamberlain Kittridge EVP Corporate Finance Dec 11, 2017 Sale $9.01 2,586 23,311 19,943 Dec 13, 2017, 04:32 PM
Chamberlain Kittridge EVP Corporate Finance Dec 13, 2017 Sale $8.83 3,403 30,044 18,891 Dec 13, 2017, 04:32 PM
Chamberlain Kittridge EVP Corporate Finance Dec 08, 2017 Option Exercise $6.20 3,401 21,102 20,367 Dec 08, 2017, 05:00 PM
Chamberlain Kittridge EVP Corporate Finance Dec 07, 2017 Option Exercise $7.10 3,401 24,147 19,544 Dec 08, 2017, 05:00 PM
Chamberlain Kittridge EVP Corporate Finance Dec 06, 2017 Option Exercise $6.24 3,401 21,222 18,397 Dec 08, 2017, 05:00 PM
Chamberlain Kittridge EVP Corporate Finance Dec 06, 2017 Sale $9.70 2,254 21,864 16,143 Dec 08, 2017, 05:00 PM
Chamberlain Kittridge EVP Corporate Finance Dec 08, 2017 Sale $9.14 2,291 20,946 19,421 Dec 08, 2017, 05:00 PM
Chamberlain Kittridge EVP Corporate Finance Dec 07, 2017 Sale $9.58 2,578 24,699 16,966 Dec 08, 2017, 05:00 PM
Chamberlain Kittridge EVP Corporate Finance Dec 04, 2017 Option Exercise $6.24 3,401 21,222 16,068 Dec 05, 2017, 06:47 PM
Chamberlain Kittridge EVP Corporate Finance Dec 01, 2017 Option Exercise $6.24 3,401 21,222 14,968 Dec 05, 2017, 06:47 PM
Chamberlain Kittridge EVP Corporate Finance Dec 05, 2017 Option Exercise $6.24 3,401 21,222 17,238 Dec 05, 2017, 06:47 PM
Chamberlain Kittridge EVP Corporate Finance Dec 01, 2017 Sale $9.62 2,301 22,134 12,667 Dec 05, 2017, 06:47 PM
Chamberlain Kittridge EVP Corporate Finance Dec 05, 2017 Sale $9.77 2,242 21,908 14,996 Dec 05, 2017, 06:47 PM
Chamberlain Kittridge EVP Corporate Finance Dec 04, 2017 Sale $9.78 2,231 21,830 13,837 Dec 05, 2017, 06:47 PM
Vertin Thomas President and CEO Mar 07, 2017 Sale $7.24 836 6,049 39,512 Mar 08, 2017, 04:52 PM
Vertin Thomas President and CEO Mar 08, 2017 Sale $7.23 905 6,545 38,607 Mar 08, 2017, 04:52 PM
GRAY NANCY A CAO Mar 06, 2017 Sale $7.34 2,117 15,530 6,088 Mar 07, 2017, 05:12 PM
GRAY NANCY A CAO Mar 01, 2017 Sale $7.55 2 15 8,205 Mar 07, 2017, 05:11 PM
GRAY NANCY A CAO Mar 01, 2017 Sale $7.55 2 15 9,086 Mar 07, 2017, 04:19 PM
GRAY NANCY A CAO Feb 27, 2017 Sale $7.55 881 6,652 8,207 Mar 06, 2017, 05:28 PM
Sinclair Maxwell Chief Risk Officer Feb 17, 2017 Sale $7.54 1,124 8,475 19,022 Feb 21, 2017, 06:20 PM
Wagner Tom EVP & Chief Strategy Officer Feb 17, 2017 Sale $7.54 1,236 9,319 12,839 Feb 21, 2017, 04:05 PM
Wagner Tom EVP & Chief Strategy Officer Feb 21, 2017 Sale $7.65 362 2,769 12,477 Feb 21, 2017, 04:05 PM
Vertin Thomas President and CEO Feb 17, 2017 Sale $7.54 369 2,782 40,348 Feb 21, 2017, 04:05 PM
Birkmann Curtis CTO Feb 17, 2017 Sale $7.54 166 1,252 3,584 Feb 21, 2017, 04:04 PM
Anderson Robert S. Executive Vice President Feb 21, 2017 Sale $7.65 556 4,253 90,756 Feb 21, 2017, 04:04 PM
Anderson Robert S. Executive Vice President Feb 17, 2017 Sale $7.54 1,056 7,962 91,312 Feb 21, 2017, 04:04 PM
THOMAS JOHN MD Director Feb 15, 2017 Option Exercise $3.51 12,000 42,120 117,475 Feb 17, 2017, 05:28 PM
MUNIO DAVID J Director Feb 17, 2017 Sale $7.54 1,065 8,030 3,752 Feb 17, 2017, 03:42 PM
THOMAS JOHN MD Director Feb 15, 2017 Option Exercise $3.51 12,000 42,120 117,475 Feb 17, 2017, 03:41 PM
Anderson Robert S. Executive Vice President Oct 28, 2016 Buy $5.82 8,234 47,893 92,368 Nov 01, 2016, 07:21 PM
Anderson Robert S. Executive Vice President Oct 28, 2016 Buy $5.88 866 5,089 3,100 Nov 01, 2016, 07:21 PM
Inserra Thomas J. EVP & Chief Credit Officer Oct 27, 2016 Buy $5.70 10,000 57,000 30,000 Oct 28, 2016, 10:21 AM
Anderson Robert S. Executive Vice President Sep 06, 2016 Sale $7.67 452 3,467 84,134 Sep 08, 2016, 02:05 PM
Vertin Thomas President and CEO Sep 06, 2016 Sale $7.67 4,261 32,682 40,717 Sep 08, 2016, 02:05 PM
Wagner Tom EVP & Chief Strategy Officer Aug 31, 2016 Sale $7.48 619 4,630 14,075 Sep 08, 2016, 02:05 PM
Wagner Tom Director Aug 31, 2016 Sale $7.48 619 4,630 7,560 Sep 02, 2016, 04:56 PM
Inserra Thomas J. EVP & Chief Credit Officer Aug 01, 2016 Buy $6.83 10,000 68,300 20,000 Aug 02, 2016, 08:54 PM
GRAY NANCY A CAO May 11, 2016 Sale $7.53 2,500 18,825 9,088 May 11, 2016, 07:20 PM
THOMAS JOHN MD Director May 04, 2016 Sale $7.47 7,000 52,262 0 May 05, 2016, 07:23 PM
Stevens Robert J EVP & CCO May 03, 2016 Option Exercise $7.09 2,487 17,633 0 May 03, 2016, 08:40 PM
Stevens Robert J EVP & CCO May 03, 2016 Sale $7.46 8,446 63,004 0 May 03, 2016, 08:40 PM
Stevens Robert J EVP & CCO Apr 28, 2016 Sale $7.45 8,334 62,047 0 Apr 29, 2016, 07:14 PM
Birkmann Curtis CTO Apr 01, 2016 Option Exercise $7.02 3,750 26,325 3,750 Apr 05, 2016, 07:05 PM
GRAY NANCY A CAO Mar 11, 2016 Sale $6.94 3,602 24,998 11,558 Apr 05, 2016, 07:02 PM
GRAY NANCY A CAO Mar 02, 2016 Sale $6.99 398 2,782 15,160 Apr 05, 2016, 07:02 PM
GRAY NANCY A CAO Feb 10, 2016 Option Exercise $2.97 200 594 200 Apr 05, 2016, 07:02 PM
GRAY NANCY A CAO Mar 11, 2016 Option Exercise $4.34 2,500 10,850 2,500 Apr 05, 2016, 07:02 PM
GRAY NANCY A CAO Feb 09, 2016 Option Exercise $2.97 100 297 100 Apr 05, 2016, 07:02 PM
GRAY NANCY A CAO Feb 11, 2016 Option Exercise $2.97 1,200 3,564 1,200 Apr 05, 2016, 07:02 PM
GRAY NANCY A CAO Feb 10, 2016 Sale $6.71 200 1,342 0 Apr 05, 2016, 07:02 PM
GRAY NANCY A CAO Mar 11, 2016 Sale $7.06 2,500 17,659 0 Apr 05, 2016, 07:02 PM
GRAY NANCY A CAO Feb 09, 2016 Sale $6.68 100 668 0 Apr 05, 2016, 07:02 PM
GRAY NANCY A CAO Feb 11, 2016 Sale $6.64 1,200 7,968 0 Apr 05, 2016, 07:02 PM
GRAY NANCY A CFO Oct 29, 2015 Option Exercise $5.36 1,000 5,360 1,000 Apr 05, 2016, 06:48 PM
GRAY NANCY A CFO Nov 05, 2015 Option Exercise $5.36 1,100 5,896 1,100 Apr 05, 2016, 06:48 PM
GRAY NANCY A CFO Nov 09, 2015 Option Exercise $2.97 535 1,589 535 Apr 05, 2016, 06:48 PM
GRAY NANCY A CFO Dec 01, 2015 Option Exercise $2.97 1,500 4,455 1,500 Apr 05, 2016, 06:48 PM
GRAY NANCY A CFO Dec 14, 2015 Option Exercise $3.48 1,500 5,220 1,500 Apr 05, 2016, 06:48 PM
GRAY NANCY A CFO Nov 04, 2015 Option Exercise $5.36 5 27 5 Apr 05, 2016, 06:48 PM
GRAY NANCY A CFO Nov 06, 2015 Option Exercise $5.36 2,895 15,517 1,995 Apr 05, 2016, 06:48 PM
GRAY NANCY A CFO Nov 23, 2015 Option Exercise $2.97 1,000 2,970 1,000 Apr 05, 2016, 06:48 PM
GRAY NANCY A CFO Dec 10, 2015 Option Exercise $3.48 1,500 5,220 1,500 Apr 05, 2016, 06:48 PM
GRAY NANCY A CFO Nov 04, 2015 Sale $6.85 5 34 0 Apr 05, 2016, 06:48 PM
GRAY NANCY A CFO Nov 06, 2015 Sale $6.62 2,895 19,152 0 Apr 05, 2016, 06:48 PM
GRAY NANCY A CFO Nov 23, 2015 Sale $6.71 1,000 6,706 0 Apr 05, 2016, 06:48 PM
GRAY NANCY A CFO Dec 10, 2015 Sale $7.03 1,500 10,545 0 Apr 05, 2016, 06:48 PM
GRAY NANCY A CFO Oct 29, 2015 Sale $6.70 1,000 6,700 0 Apr 05, 2016, 06:48 PM
GRAY NANCY A CFO Nov 05, 2015 Sale $6.65 1,100 7,316 0 Apr 05, 2016, 06:48 PM
GRAY NANCY A CFO Nov 09, 2015 Sale $6.64 535 3,552 0 Apr 05, 2016, 06:48 PM
GRAY NANCY A CFO Dec 01, 2015 Sale $6.81 1,500 10,215 0 Apr 05, 2016, 06:48 PM
GRAY NANCY A CFO Dec 14, 2015 Sale $7.01 1,500 10,508 0 Apr 05, 2016, 06:48 PM
THOMAS JOHN MD Director Mar 16, 2016 Sale $7.02 200 1,403 200 Mar 14, 2016, 07:27 PM
THOMAS JOHN MD Director Mar 14, 2016 Sale $6.98 27,300 190,676 14,800 Mar 14, 2016, 07:27 PM
THOMAS JOHN MD Director Feb 17, 2016 Sale $6.66 27,156 180,905 27,156 Mar 11, 2016, 03:25 PM
Sjogren Robert E Chief Operating Officer Mar 07, 2016 Sale $6.95 123 855 123 Mar 09, 2016, 09:07 PM
Vertin Thomas President and CEO Mar 07, 2016 Sale $6.95 770 5,349 770 Mar 09, 2016, 09:06 PM
Sjogren Robert E Chief Operating Officer Mar 06, 2016 Sale $6.96 449 3,125 449 Mar 09, 2016, 09:06 PM
Stevens Robert J EVP & CCO Mar 06, 2016 Sale $6.96 582 4,051 582 Mar 09, 2016, 09:06 PM
Vertin Thomas President and CEO Mar 06, 2016 Sale $6.96 714 4,970 714 Mar 09, 2016, 09:06 PM
Christianssen Curt Alan EVP & CFO Feb 25, 2016 Sale $6.95 1 7 1 Mar 09, 2016, 09:05 PM
Stevens Robert J EVP & CCO Feb 16, 2016 Option Exercise $6.77 3,102 21,001 3,102 Feb 22, 2016, 07:12 PM
Dow Charles EVP/ Chief Technology Officer Feb 04, 2016 Option Exercise $3.48 3,000 10,440 3,973 Feb 08, 2016, 05:08 PM
Dow Charles EVP/ Chief Technology Officer Feb 02, 2016 Option Exercise $3.48 2,000 6,960 2,000 Feb 08, 2016, 05:08 PM
Dow Charles EVP/ Chief Technology Officer Feb 02, 2016 Sale $7.06 1,027 7,247 973 Feb 08, 2016, 05:08 PM
Dow Charles EVP/ Chief Technology Officer Feb 04, 2016 Sale $7.01 1,542 10,810 2,431 Feb 08, 2016, 05:08 PM
CLINTON GROUP INC See remarks. Dec 10, 2015 Sale $7.05 21,200 149,460 1,318,182 Dec 14, 2015, 08:20 PM
CLINTON GROUP INC See remarks. Dec 14, 2015 Sale $6.98 99,595 695,482 1,099,860 Dec 14, 2015, 08:20 PM
CLINTON GROUP INC See remarks. Dec 11, 2015 Sale $7.03 118,727 834,117 1,199,455 Dec 14, 2015, 08:20 PM
CLINTON GROUP INC See remarks. Nov 30, 2015 Sale $6.74 57,000 384,134 1,339,382 Dec 01, 2015, 07:05 PM
CLINTON GROUP INC See remarks. Nov 27, 2015 Sale $6.71 13,500 90,607 1,396,382 Dec 01, 2015, 07:05 PM
CLINTON GROUP INC See remarks. Nov 23, 2015 Sale $6.71 31,000 207,861 1,428,100 Nov 24, 2015, 07:34 PM
CLINTON GROUP INC See remarks. Nov 20, 2015 Sale $6.70 42,600 285,420 1,459,100 Nov 24, 2015, 07:34 PM
CLINTON GROUP INC See remarks. Nov 24, 2015 Sale $6.73 18,218 122,523 1,409,882 Nov 24, 2015, 07:34 PM
CLINTON GROUP INC See remarks. Nov 02, 2015 Sale $6.50 518,100 3,367,650 1,528,717 Nov 04, 2015, 07:46 PM
CLINTON GROUP INC See remarks. Nov 04, 2015 Sale $6.62 27,017 178,853 1,501,700 Nov 04, 2015, 07:46 PM
Sjogren Robert E Chief Operating Officer Nov 02, 2015 Option Exercise $6.78 1,790 12,136 16,407 Nov 03, 2015, 08:05 PM
Romir Bosu Director Nov 02, 2015 Buy $6.81 14,620 99,562 14,620 Nov 03, 2015, 07:54 PM
CLINTON GROUP INC See remarks. Oct 28, 2015 Sale $6.66 20,000 133,200 2,046,917 Oct 29, 2015, 05:27 PM
CLINTON GROUP INC See remarks. Oct 27, 2015 Sale $6.65 11,600 77,140 2,066,917 Oct 29, 2015, 05:27 PM
CLINTON GROUP INC See remarks. Oct 29, 2015 Sale $6.69 100 669 2,046,817 Oct 29, 2015, 05:27 PM
Dow Charles EVP/ Chief Technology Officer Oct 19, 2015 Option Exercise $7.00 1,074 7,518 9,753 Oct 21, 2015, 04:57 PM
Vertin Thomas President, Commercial Banking Sep 03, 2015 Option Exercise $7.13 4,018 28,648 48,878 Sep 16, 2015, 08:11 PM
Buster Steven K President & CEO Sep 03, 2015 Option Exercise $7.13 2,830 20,178 65,420 Sep 16, 2015, 08:09 PM
Bruton Noma EVP / Chief H.R. Officer Sep 03, 2015 Option Exercise $7.13 437 3,116 2,172 Sep 16, 2015, 08:06 PM
CLINTON GROUP INC See remarks. Sep 09, 2015 Sale $6.90 1,100 7,590 151,370 Sep 16, 2015, 04:34 PM
CLINTON GROUP INC See remarks. Sep 11, 2015 Sale $6.70 24,116 161,577 63,462 Sep 16, 2015, 04:34 PM
CLINTON GROUP INC See remarks. Sep 10, 2015 Sale $6.90 63,792 440,165 87,578 Sep 16, 2015, 04:34 PM
Bruton Noma EVP / Chief H.R. Officer Mar 06, 2015 Option Exercise $7.09 2,609 18,498 2,609 Apr 02, 2015, 08:53 PM
Dow Charles EVP/ Chief Technology Officer Mar 06, 2015 Option Exercise $7.09 2,256 15,995 10,827 Apr 02, 2015, 08:44 PM
Christianssen Curt Alan Chief Financial Officer Mar 06, 2015 Option Exercise $7.09 4,231 29,998 19,231 Mar 10, 2015, 08:42 PM
Sinclair Maxwell Chief Risk Officer Mar 06, 2015 Option Exercise $7.09 2,609 18,498 10,560 Mar 10, 2015, 08:36 PM
Sjogren Robert E Chief Operating Officer Mar 06, 2015 Option Exercise $7.09 3,102 21,993 18,197 Mar 10, 2015, 08:33 PM
Vertin Thomas President, Commercial Banking Mar 06, 2015 Option Exercise $7.09 5,571 39,498 52,896 Mar 10, 2015, 08:28 PM
Stevens Robert J EVP & CCO Mar 06, 2015 Option Exercise $7.09 4,019 28,495 29,019 Mar 10, 2015, 08:07 PM
Buster Steven K President & CEO Mar 06, 2015 Option Exercise $7.09 11,107 78,749 68,250 Mar 10, 2015, 07:27 PM
CLINTON GROUP INC Mar 05, 2015 Buy $7.09 13,746 97,459 152,470 Mar 05, 2015, 05:28 PM
CLINTON GROUP INC Mar 03, 2015 Buy $7.09 11,000 78,004 138,724 Mar 05, 2015, 05:28 PM
CLARK JOHN W Director Feb 24, 2015 Buy $7.11 16,600 118,026 43,900 Feb 26, 2015, 05:12 PM
Carpenter Edward John Director Feb 18, 2015 Option Exercise $7.12 2,949 20,997 2,949 Feb 23, 2015, 10:05 AM
Gould Howard Director Feb 18, 2015 Option Exercise $7.12 2,212 15,749 2,212 Feb 23, 2015, 10:04 AM
CLARK JOHN W Director Feb 18, 2015 Option Exercise $7.12 2,528 17,999 2,528 Feb 20, 2015, 08:23 PM
FINLEY WARREN T Director Feb 18, 2015 Option Exercise $7.12 2,528 17,999 2,528 Feb 20, 2015, 08:22 PM
Flemming John D Director Feb 18, 2015 Option Exercise $7.12 2,212 15,749 2,212 Feb 20, 2015, 08:20 PM
HOOPIS MICHAEL P Director Feb 18, 2015 Option Exercise $7.12 2,212 15,749 2,212 Feb 20, 2015, 08:18 PM
Strauss Daniel Director Feb 18, 2015 Option Exercise $7.12 2,107 15,002 2,107 Feb 20, 2015, 08:15 PM
Yost Stephen P Director Feb 18, 2015 Option Exercise $7.12 3,581 25,497 3,581 Feb 20, 2015, 08:14 PM
THOMAS JOHN MD Director Feb 18, 2015 Option Exercise $7.12 2,107 15,002 2,107 Feb 20, 2015, 08:10 PM
CLARK JOHN W Director Feb 04, 2015 Buy $7.00 17,300 121,048 27,300 Feb 06, 2015, 06:17 PM
CLINTON GROUP INC See remarks. Feb 05, 2015 Buy $7.00 9,130 63,910 127,724 Feb 05, 2015, 05:56 PM
CLINTON GROUP INC See remarks. Feb 04, 2015 Buy $6.99 7,700 53,796 118,594 Feb 05, 2015, 05:56 PM
CLINTON GROUP INC See remarks. Feb 03, 2015 Buy $7.04 10,404 73,244 110,894 Feb 05, 2015, 05:56 PM
FINLEY WARREN T Director Dec 16, 2014 Sale $6.90 26,307 181,624 32,650 Dec 16, 2014, 07:06 PM
CLINTON GROUP INC See remarks Dec 16, 2014 Buy $7.01 10,666 74,756 100,490 Dec 16, 2014, 06:09 PM
CLINTON GROUP INC See remarks Dec 15, 2014 Buy $7.09 17,900 126,911 89,824 Dec 16, 2014, 06:09 PM
CLINTON GROUP INC See remarks Dec 11, 2014 Buy $7.05 21,037 148,311 69,331 Dec 12, 2014, 06:05 PM
CLINTON GROUP INC See remarks Dec 10, 2014 Buy $7.08 17,701 125,323 48,294 Dec 12, 2014, 06:05 PM
CLINTON GROUP INC See remarks Dec 12, 2014 Buy $7.10 2,593 18,410 71,924 Dec 12, 2014, 06:05 PM
CLINTON GROUP INC See remarks. Dec 02, 2014 Buy $6.83 200 1,365 19,993 Dec 04, 2014, 07:23 PM
CLINTON GROUP INC See remarks. Dec 04, 2014 Buy $6.92 600 4,152 30,593 Dec 04, 2014, 07:23 PM
CLINTON GROUP INC See remarks. Dec 03, 2014 Buy $6.96 10,000 69,580 29,993 Dec 04, 2014, 07:23 PM
CLINTON GROUP INC See Remarks Oct 28, 2014 Buy $6.60 600 3,960 600 Nov 07, 2014, 05:05 PM
CLINTON GROUP INC See Remarks Nov 05, 2014 Buy $6.77 14,100 95,434 19,793 Nov 07, 2014, 05:05 PM
CLINTON GROUP INC See Remarks Nov 04, 2014 Buy $6.64 93 618 5,693 Nov 07, 2014, 05:05 PM
CLINTON GROUP INC See Remarks Nov 03, 2014 Buy $6.80 5,000 34,000 5,600 Nov 07, 2014, 05:05 PM
DELLERBA RAYMOND E CEO Emeritus Oct 01, 2014 Option Exercise $3.74 40,000 149,600 48,326 Oct 01, 2014, 07:25 PM
FINLEY WARREN T Director Sep 12, 2014 Sale $6.97 6,000 41,816 58,957 Sep 12, 2014, 07:34 PM
Sinclair Maxwell Chief Risk Officer Aug 12, 2014 Buy $6.98 500 3,488 2,000 Aug 12, 2014, 11:38 AM
DELLERBA RAYMOND E CEO Emeritus May 19, 2014 Sale $6.47 25,000 161,850 8,326 May 21, 2014, 06:52 PM
CLINTON GROUP INC Director May 15, 2014 Sale $6.40 119,480 764,672 1,409,774 May 19, 2014, 11:12 AM
DELLERBA RAYMOND E Director May 14, 2014 Option Exercise $4.34 25,000 108,500 33,326 May 14, 2014, 06:22 PM
DELLERBA RAYMOND E Director May 07, 2014 Sale $6.41 65,446 419,509 8,326 May 08, 2014, 10:40 AM
Sinclair Maxwell Chief Risk Officer May 06, 2014 Buy $6.47 1,000 6,473 1,500 May 08, 2014, 10:14 AM
Stevens Robert J EVP & CCO Apr 15, 2014 Option Exercise $6.41 25,000 160,250 25,000 Apr 22, 2014, 06:38 PM
DELLERBA RAYMOND E Director Mar 25, 2014 Option Exercise $3.51 65,000 228,150 73,772 Mar 26, 2014, 12:00 PM
DELLERBA RAYMOND E Director Mar 12, 2014 Sale $6.05 53,122 321,277 12,251 Mar 14, 2014, 04:26 PM
Sinclair Maxwell Chief Risk Officer Mar 14, 2014 Buy $6.07 500 3,037 500 Mar 14, 2014, 04:15 PM
FINLEY WARREN T Director Mar 14, 2014 Sale $6.03 350 2,111 64,957 Mar 14, 2014, 04:12 PM
Sinclair Maxwell Chief Risk Officer Mar 07, 2014 Option Exercise $6.18 809 5,000 7,951 Mar 11, 2014, 07:21 PM
Yost Stephen P Director Mar 11, 2014 Buy $6.17 5,000 30,831 5,000 Mar 11, 2014, 07:01 PM
Sjogren Robert E General Counsel Mar 07, 2014 Option Exercise $6.18 809 5,000 15,095 Mar 11, 2014, 05:44 PM
Vertin Thomas President, Commercial Banking Mar 07, 2014 Option Exercise $6.18 6,068 37,500 47,325 Mar 11, 2014, 05:40 PM
DELLERBA RAYMOND E Director Nov 27, 2013 Sale $6.02 42,000 252,840 65,373 Dec 02, 2013, 06:58 PM
Williams Gary Michael Director Nov 19, 2013 Sale $6.08 56,998 346,548 68,656 Nov 21, 2013, 06:01 PM
Williams Gary Michael Director Nov 18, 2013 Sale $6.12 20,202 123,636 125,654 Nov 21, 2013, 06:01 PM
Green Michael G. Chief Credit Officer Oct 02, 2013 Option Exercise $3.51 12,000 42,120 12,000 Oct 03, 2013, 02:50 PM
Vertin Thomas President, Commercial Banking Sep 03, 2013 Option Exercise $6.24 32,857 205,028 41,257 Sep 23, 2013, 04:30 PM
Williams Gary Michael Director Jan 02, 2013 Option Exercise $3.50 5,500 19,244 152,926 Sep 18, 2013, 06:41 PM
Williams Gary Michael Director Sep 16, 2013 Option Exercise $4.87 6,570 32,001 147,426 Sep 16, 2013, 06:00 PM
DELLERBA RAYMOND E Director Sep 09, 2013 Option Exercise $2.97 66,122 196,382 107,373 Sep 09, 2013, 06:02 PM
DELLERBA RAYMOND E Director Sep 04, 2013 Sale $6.16 58,549 360,662 41,251 Sep 06, 2013, 05:38 PM
Williams Gary Michael Director Sep 05, 2013 Buy $6.16 21,000 129,398 239,755 Sep 06, 2013, 05:00 PM
DELLERBA RAYMOND E Director Aug 26, 2013 Sale $6.16 81,400 501,424 107,300 Aug 29, 2013, 05:35 PM
DELLERBA RAYMOND E Director Aug 27, 2013 Sale $6.05 7,500 45,375 99,800 Aug 29, 2013, 05:35 PM
Williams Gary Michael Director Aug 28, 2013 Buy $6.15 2,496 15,362 112,457 Aug 29, 2013, 03:07 PM
Williams Gary Michael Director Aug 27, 2013 Buy $6.01 300 1,803 109,961 Aug 29, 2013, 02:36 PM
DELLERBA RAYMOND E Director Aug 27, 2013 Sale $6.15 96,000 590,400 92,700 Aug 28, 2013, 07:44 PM
Williams Gary Michael Director Aug 26, 2013 Buy $6.04 2,700 16,312 109,661 Aug 27, 2013, 07:02 PM
Williams Gary Michael Director Aug 26, 2013 Buy $6.08 3,900 23,730 108,835 Aug 27, 2013, 07:02 PM
DELLERBA RAYMOND E Director Aug 16, 2013 Sale $6.50 3,979 25,854 188,700 Aug 16, 2013, 05:56 PM
DELLERBA RAYMOND E Director Aug 15, 2013 Sale $6.56 13,060 85,649 197,260 Aug 16, 2013, 05:56 PM
Williams Gary Michael Director Jun 14, 2013 Buy $5.28 604 3,189 103,061 Jun 18, 2013, 07:01 PM
Williams Gary Michael Director Jun 14, 2013 Buy $5.28 604 3,189 103,061 Jun 14, 2013, 08:06 PM
DELLERBA RAYMOND E Director May 31, 2013 Sale $5.53 10,000 55,300 202,260 May 31, 2013, 04:45 PM
DELLERBA RAYMOND E Director May 30, 2013 Sale $5.82 66,700 388,194 212,260 May 31, 2013, 04:45 PM
DELLERBA RAYMOND E Director May 28, 2013 Sale $6.01 6,255 37,589 280,262 May 28, 2013, 08:41 PM
Williams Gary Michael Director Mar 28, 2013 Buy $6.09 3,328 20,268 102,457 Apr 03, 2013, 12:59 PM
Williams Gary Michael Director Mar 27, 2013 Buy $6.14 3,197 19,630 99,129 Apr 03, 2013, 12:59 PM
Williams Gary Michael Director Mar 27, 2013 Buy $6.14 3,475 21,336 95,932 Apr 03, 2013, 12:41 PM
Carpenter Fund Manager GP, LLC Director Mar 30, 2013 Buy $6.75 2,222,222 14,999,999 6,423,500 Apr 02, 2013, 06:19 PM
DELLERBA RAYMOND E President & CEO Mar 25, 2013 Sale $6.20 8,141 50,480 285,615 Mar 26, 2013, 05:21 PM
DELLERBA RAYMOND E President & CEO Mar 22, 2013 Sale $6.05 29,356 177,604 293,356 Mar 25, 2013, 03:22 PM
DELLERBA RAYMOND E President & CEO Mar 20, 2013 Sale $6.06 20,670 125,260 322,686 Mar 25, 2013, 03:13 PM
CLINTON GROUP INC Director Mar 13, 2013 Buy $5.80 52,007 301,580 1,481,457 Mar 21, 2013, 07:39 PM
CLINTON GROUP INC Director Mar 19, 2013 Buy $6.26 23,002 144,091 1,524,254 Mar 21, 2013, 07:39 PM
CLINTON GROUP INC Director Mar 12, 2013 Buy $5.74 19,676 112,876 1,429,450 Mar 21, 2013, 07:39 PM
CLINTON GROUP INC Director Mar 18, 2013 Buy $6.15 6,500 39,950 1,501,252 Mar 21, 2013, 07:39 PM
CLINTON GROUP INC Director Mar 15, 2013 Buy $6.13 9,283 56,912 1,494,752 Mar 21, 2013, 07:39 PM
CLINTON GROUP INC Director Mar 14, 2013 Buy $5.93 4,012 23,780 1,485,469 Mar 21, 2013, 07:39 PM
CLINTON GROUP INC Director Mar 20, 2013 Buy $6.08 5,000 30,400 1,529,254 Mar 21, 2013, 07:39 PM
FINLEY WARREN T Director Mar 12, 2013 Sale $5.67 5,500 31,205 86,475 Mar 19, 2013, 01:23 PM
FINLEY WARREN T Director Mar 11, 2013 Sale $5.91 1,181 6,980 86,975 Mar 19, 2013, 01:23 PM
Williams Gary Michael Director Dec 20, 2012 Buy $6.43 12,073 77,635 89,457 Dec 27, 2012, 04:25 PM
Williams Gary Michael Director Dec 19, 2012 Buy $6.36 1,627 10,348 77,384 Dec 19, 2012, 07:04 PM
Williams Gary Michael Director Dec 18, 2012 Buy $6.33 7,300 46,214 75,757 Dec 18, 2012, 08:32 PM
Williams Gary Michael Director Nov 28, 2012 Sale $6.20 3,000 18,610 8,175 Nov 28, 2012, 09:09 PM
Williams Gary Michael Director Nov 27, 2012 Sale $6.22 5,845 36,365 15,011 Nov 27, 2012, 06:02 PM
Williams Gary Michael Director Nov 26, 2012 Sale $6.26 16,210 101,443 30,440 Nov 26, 2012, 07:09 PM
Williams Gary Michael Director Nov 23, 2012 Sale $6.31 3,680 23,236 34,028 Nov 26, 2012, 01:09 PM
Williams Gary Michael Director Nov 21, 2012 Sale $6.34 14,433 91,466 55,668 Nov 21, 2012, 06:27 PM
Williams Gary Michael Director Nov 20, 2012 Sale $6.36 14,774 93,923 44,364 Nov 21, 2012, 06:27 PM
Williams Gary Michael Director Nov 20, 2012 Sale $6.32 2,506 15,838 64,117 Nov 20, 2012, 08:54 PM
Williams Gary Michael Director Nov 19, 2012 Sale $6.42 760 4,877 67,373 Nov 20, 2012, 08:54 PM
Williams Gary Michael Director Nov 16, 2012 Sale $6.38 2,779 17,729 68,792 Nov 20, 2012, 08:54 PM
Williams Gary Michael Director Nov 15, 2012 Sale $6.40 4,334 27,738 70,162 Nov 20, 2012, 08:00 PM
Williams Gary Michael Director Nov 14, 2012 Sale $6.42 2,679 17,212 77,038 Nov 20, 2012, 08:00 PM
DELLERBA RAYMOND E President & CEO Aug 31, 2012 Buy $6.65 2,000 13,300 343,356 Aug 31, 2012, 03:13 PM
DELLERBA RAYMOND E President & CEO Aug 29, 2012 Buy $6.46 2,000 12,922 341,356 Aug 29, 2012, 03:04 PM
DELLERBA RAYMOND E President & CEO Jun 15, 2012 Buy $7.02 500 3,510 339,356 Jun 15, 2012, 12:11 PM
DELLERBA RAYMOND E President & CEO Jun 06, 2012 Buy $6.44 882 5,680 338,856 Jun 06, 2012, 01:57 PM
DELLERBA RAYMOND E President & CEO May 30, 2012 Buy $6.23 2,500 15,580 337,974 May 30, 2012, 01:26 PM
DELLERBA RAYMOND E President & CEO May 18, 2012 Buy $5.96 1,000 5,960 335,474 May 18, 2012, 05:09 PM
DELLERBA RAYMOND E President & CEO May 16, 2012 Buy $6.00 2,700 16,200 334,474 May 16, 2012, 05:03 PM
DELLERBA RAYMOND E President & CEO May 15, 2012 Buy $5.95 1,500 8,925 331,774 May 15, 2012, 06:44 PM
DELLERBA RAYMOND E President & CEO May 11, 2012 Buy $6.18 500 3,090 330,274 May 11, 2012, 06:27 PM
DELLERBA RAYMOND E President & CEO May 09, 2012 Buy $5.93 3,600 21,337 329,774 May 09, 2012, 04:43 PM
DELLERBA RAYMOND E President & CEO May 08, 2012 Buy $5.70 6,000 34,213 326,174 May 09, 2012, 04:26 PM
Williams Gary Michael Director Mar 05, 2012 Buy $4.38 2,645 11,585 139,457 Mar 19, 2012, 03:15 PM
DELLERBA RAYMOND E President & CEO Mar 16, 2012 Buy $4.69 4,100 19,245 320,174 Mar 19, 2012, 12:54 PM
Williams Gary Michael Director Mar 06, 2012 Buy $4.39 4,502 19,782 136,812 Mar 14, 2012, 06:50 PM
DELLERBA RAYMOND E President & CEO Mar 14, 2012 Buy $4.49 2,000 8,975 316,074 Mar 14, 2012, 06:36 PM
DELLERBA RAYMOND E President & CEO Mar 02, 2012 Buy $4.41 3,000 13,220 311,743 Mar 06, 2012, 02:56 PM
DELLERBA RAYMOND E President & CEO Dec 29, 2011 Buy $3.12 200 624 308,743 Jan 03, 2012, 08:27 PM
GRAY NANCY A SEVP & CFO Dec 16, 2011 Buy $3.30 100 330 16,058 Dec 28, 2011, 05:37 PM
DELLERBA RAYMOND E President & CEO Dec 21, 2011 Buy $3.24 200 648 308,543 Dec 28, 2011, 04:49 PM
DELLERBA RAYMOND E President & CEO Dec 16, 2011 Buy $3.34 200 668 305,743 Dec 28, 2011, 04:39 PM
DELLERBA RAYMOND E President & CEO Dec 28, 2011 Buy $3.15 200 630 308,443 Dec 28, 2011, 01:02 PM
DELLERBA RAYMOND E President & CEO Dec 27, 2011 Buy $3.16 400 1,264 308,243 Dec 28, 2011, 01:02 PM
DELLERBA RAYMOND E President & CEO Dec 23, 2011 Buy $3.18 600 1,910 307,843 Dec 23, 2011, 07:53 PM
DELLERBA RAYMOND E President & CEO Dec 22, 2011 Buy $3.31 400 1,323 307,243 Dec 23, 2011, 07:53 PM
DELLERBA RAYMOND E President & CEO Dec 16, 2011 Buy $3.35 600 2,013 306,143 Dec 21, 2011, 08:55 PM
DELLERBA RAYMOND E President & CEO Dec 21, 2011 Buy $3.33 200 666 306,543 Dec 21, 2011, 08:55 PM
DELLERBA RAYMOND E President & CEO Dec 20, 2011 Buy $3.33 200 666 306,343 Dec 21, 2011, 08:55 PM
GRAY NANCY A SEVP & CFO Dec 06, 2011 Buy $3.45 300 1,035 15,558 Dec 15, 2011, 02:04 PM
GRAY NANCY A SEVP & CFO Dec 13, 2011 Buy $3.32 200 665 15,958 Dec 15, 2011, 02:04 PM
GRAY NANCY A SEVP & CFO Dec 08, 2011 Buy $3.21 100 321 15,758 Dec 15, 2011, 02:04 PM
GRAY NANCY A SEVP & CFO Dec 07, 2011 Buy $3.30 100 330 15,658 Dec 15, 2011, 02:04 PM
THOMAS JOHN MD Director Dec 09, 2011 Buy $3.08 500 1,540 156,156 Dec 15, 2011, 01:55 PM
THOMAS JOHN MD Director Dec 14, 2011 Buy $3.38 500 1,688 157,656 Dec 15, 2011, 01:55 PM
THOMAS JOHN MD Director Dec 13, 2011 Buy $3.39 500 1,693 157,156 Dec 15, 2011, 01:55 PM
THOMAS JOHN MD Director Dec 12, 2011 Buy $3.22 500 1,610 156,656 Dec 15, 2011, 01:55 PM
DELLERBA RAYMOND E President & CEO Dec 07, 2011 Buy $3.34 600 2,006 305,943 Dec 15, 2011, 01:37 PM
DELLERBA RAYMOND E President & CEO Dec 14, 2011 Buy $3.40 200 680 306,643 Dec 15, 2011, 01:37 PM
DELLERBA RAYMOND E President & CEO Dec 13, 2011 Buy $3.34 200 668 306,443 Dec 15, 2011, 01:37 PM
DELLERBA RAYMOND E President & CEO Dec 08, 2011 Buy $3.22 300 965 306,243 Dec 15, 2011, 01:37 PM
DELLERBA RAYMOND E President and CEO Nov 30, 2011 Buy $3.08 200 616 305,343 Nov 30, 2011, 08:12 PM
DELLERBA RAYMOND E President and CEO Nov 29, 2011 Buy $3.26 100 326 305,143 Nov 30, 2011, 08:12 PM
THOMAS JOHN MD Director Nov 30, 2011 Buy $3.15 2,000 6,293 155,656 Nov 30, 2011, 06:38 PM
GRAY NANCY A SEVP & CFO Nov 28, 2011 Buy $3.11 200 622 15,258 Nov 29, 2011, 05:34 PM
GRAY NANCY A SEVP & CFO Nov 18, 2011 Buy $3.24 100 324 15,058 Nov 29, 2011, 05:34 PM
DELLERBA RAYMOND E President and CEO Nov 17, 2011 Buy $3.24 100 324 304,443 Nov 29, 2011, 05:17 PM
DELLERBA RAYMOND E President and CEO Nov 28, 2011 Buy $3.21 200 641 305,043 Nov 29, 2011, 05:17 PM
DELLERBA RAYMOND E President and CEO Nov 25, 2011 Buy $3.05 400 1,222 304,843 Nov 29, 2011, 05:17 PM
DELLERBA RAYMOND E President and CEO Sep 15, 2011 Buy $3.99 2,100 8,370 304,343 Sep 16, 2011, 02:09 PM
ARGYROS GEORGE L Director Sep 09, 2011 Buy $4.05 10,000 40,500 932,871 Sep 12, 2011, 12:22 PM
ARGYROS GEORGE L Director Jul 01, 2011 Option Exercise $7.65 653,500 4,999,275 763,500 Sep 08, 2011, 08:19 PM
ARGYROS GEORGE L Director Jul 01, 2011 Buy $4.95 159,371 788,886 922,871 Sep 08, 2011, 08:19 PM
THOMAS JOHN MD Director Sep 07, 2011 Buy $4.14 1,000 4,140 153,656 Sep 08, 2011, 04:56 PM
DELLERBA RAYMOND E President and CEO Aug 31, 2011 Buy $4.20 1,000 4,200 299,743 Sep 08, 2011, 04:49 PM
DELLERBA RAYMOND E President and CEO Sep 02, 2011 Buy $4.17 1,700 7,086 302,243 Sep 08, 2011, 04:49 PM
DELLERBA RAYMOND E President and CEO Sep 01, 2011 Buy $4.19 800 3,355 300,543 Sep 08, 2011, 04:49 PM
Phillips Andrew M. Director Jul 01, 2011 Option Exercise $7.65 65,350 499,928 69,250 Sep 02, 2011, 08:53 PM
Phillips Andrew M. Director Jul 01, 2011 Buy $4.95 13,188 65,281 82,438 Sep 02, 2011, 08:53 PM
WELLS GEORGE H Director Jul 01, 2011 Option Exercise $7.65 3,267 24,993 48,079 Sep 02, 2011, 08:10 PM
WELLS GEORGE H Director Jul 01, 2011 Buy $4.95 585 2,896 48,664 Sep 02, 2011, 08:10 PM
GRAY NANCY A SEVP & CFO Jul 01, 2011 Option Exercise $7.65 9,803 74,993 13,203 Sep 02, 2011, 06:45 PM
GRAY NANCY A SEVP & CFO Jul 01, 2011 Buy $4.95 1,755 8,687 14,958 Sep 02, 2011, 06:45 PM
THOMAS JOHN MD Director Aug 31, 2011 Buy $4.29 1,000 4,290 152,656 Sep 02, 2011, 06:20 PM
Williams Gary Michael Director Aug 31, 2011 Buy $4.18 3,495 14,593 130,637 Sep 02, 2011, 06:03 PM
Williams Gary Michael Director Jul 01, 2011 Option Exercise $7.65 3,267 24,993 126,557 Sep 02, 2011, 05:50 PM
Williams Gary Michael Director Jul 01, 2011 Buy $4.95 585 2,896 127,142 Sep 02, 2011, 05:50 PM
RAUSSER GORDON C Director Jul 01, 2011 Option Exercise $7.65 130,700 999,855 177,943 Sep 02, 2011, 05:20 PM
RAUSSER GORDON C Director Jul 01, 2011 Buy $4.95 21,493 106,390 199,436 Sep 02, 2011, 05:20 PM
SCHAFNITZ MATTHEW F. Director Jul 01, 2011 Option Exercise $7.65 13,070 99,986 25,945 Sep 02, 2011, 04:51 PM
SCHAFNITZ MATTHEW F. Director Jul 01, 2011 Buy $4.95 3,221 15,944 29,166 Sep 02, 2011, 04:51 PM
DELLERBA RAYMOND E President & CEO Aug 29, 2011 Buy $4.19 8,000 33,539 297,743 Aug 31, 2011, 05:31 PM
DELLERBA RAYMOND E President & CEO Aug 30, 2011 Buy $4.25 1,000 4,250 298,743 Aug 31, 2011, 05:31 PM
DELLERBA RAYMOND E President & CEO Jul 01, 2011 Option Exercise $7.65 3,921 29,996 289,041 Aug 31, 2011, 05:18 PM
DELLERBA RAYMOND E President & CEO Jul 01, 2011 Buy $4.95 702 3,475 289,743 Aug 31, 2011, 05:18 PM
DELLERBA RAYMOND E President and CEO Dec 15, 2009 Buy $2.99 1,000 2,990 282,120 Sep 30, 2010, 03:40 PM
Phillips Andrew M. Director Jun 25, 2010 Buy $5.00 2,000 10,000 3,900 Sep 28, 2010, 08:33 PM
GRAY NANCY A SEVP & CFO Aug 20, 2010 Buy $3.53 500 1,765 3,400 Aug 23, 2010, 04:47 PM
Load More Insider Transactions
Buy Sale Option Exercise
Owner Relationship Date Value($)
Garcia Philipp EVP 06/04/2021 60,700
VERITY CINDY EVP, Head of Cash Management 06/03/2021 479,169
VERITY CINDY EVP, Head of Cash Management 06/03/2021 627,166
Sinclair Maxwell EVP, Chief Compliance Officer 03/10/2021 21,700
Wagner Tom EVP, Corporate Finance 02/24/2021 922
VERITY CINDY EVP, Head of Cash Management 02/22/2021 37,710
Anderson Robert S. EVP & Chief Credit Officer 02/22/2021 12,087
GRAY NANCY A CAO 02/03/2021 260
GRAY NANCY A CAO 02/04/2021 43,140
GRAY NANCY A CAO 02/04/2021 59,179
GRAY NANCY A CAO 02/03/2021 360
Wagner Tom EVP, Corporate Finance 08/28/2020 17,783
Deutsch James F. Director 08/12/2020 109,520
Deutsch James F. Director 08/11/2020 1,023,750
Dinsmore Bradford R Chief Executive Officer 06/15/2020 36,458
Garcia Philipp EVP 05/13/2020 7,052
Garcia Philipp EVP 05/12/2020 13,348
Sinclair Maxwell EVP, Chief Compliance Officer 05/08/2020 17,484
Anderson Robert S. EVP & Chief Credit Officer 05/06/2020 69,800
Christianssen Curt Alan EVP & CFO 05/05/2020 10,710
Christianssen Curt Alan EVP & CFO 05/07/2020 17,400
Christianssen Curt Alan EVP & CFO 05/06/2020 13,720
Dinsmore Bradford R Chief Executive Officer 05/05/2020 80,300
Dinsmore Bradford R Chief Executive Officer 03/13/2020 86,380
Dinsmore Bradford R Chief Executive Officer 03/12/2020 45,005
Sinclair Maxwell EVP, Chief Compliance Officer 03/12/2020 9,043
Deutsch James F. Director 03/10/2020 122,582
Wagner Tom EVP, Corporate Finance 02/25/2020 2,014
VERITY CINDY EVP, Head of Cash Management 02/25/2020 3,007
VERITY CINDY EVP, Head of Cash Management 02/21/2020 7,115
Anderson Robert S. EVP & Chief Banking Officer 02/25/2020 3,800
Anderson Robert S. EVP & Chief Banking Officer 02/21/2020 7,981
Christianssen Curt Alan EVP & CFO 02/18/2020 51,211
Christianssen Curt Alan EVP & CFO 02/14/2020 3,765
Christianssen Curt Alan EVP & CFO 02/12/2020 14,238
Christianssen Curt Alan EVP & CFO 02/11/2020 1,176
GRAY NANCY A CAO 02/11/2020 17,829
GRAY NANCY A CAO 02/11/2020 42,021
Dinsmore Bradford R Chief Executive Officer 02/07/2020 20,760
Inserra Thomas J. EVP & Chief Credit Officer 11/01/2019 347,500
Inserra Thomas J. EVP & Chief Credit Officer 11/01/2019 352,590
Dinsmore Bradford R Chief Executive Officer 09/13/2019 223,437
Sinclair Maxwell EVP, Chief Compliance Officer 08/05/2019 11,069
THOMAS JOHN MD Director 05/21/2019 79,500
THOMAS JOHN MD Director 05/21/2019 170,711
THOMAS JOHN MD Director 03/14/2019 78,309
Wagner Tom EVP, Corporate Finance 02/28/2019 1,099
VERITY CINDY EVP, Head of Cash Management 02/22/2019 9,040
Anderson Robert S. EVP & Chief Banking Officer 02/22/2019 4,836
Anderson Robert S. Executive Vice President 02/20/2019 8,674
Wagner Tom EVP, Corporate Finance 02/20/2019 10,159
VERITY CINDY EVP, Head of Cash Management 02/20/2019 22,275
THOMAS JOHN MD Director 01/31/2019 137,392
Christianssen Curt Alan EVP & CFO 12/13/2018 151,340
THOMAS JOHN MD Director 12/07/2018 52,680
Wagner Tom EVP, Corporate Finance 11/21/2018 20,128
THOMAS JOHN MD Director 10/26/2018 41,375
VERITY CINDY EVP, Head of Cash Management 10/26/2018 9,928
Inserra Thomas J. EVP & Chief Credit Officer 10/29/2018 28,191
Christianssen Curt Alan EVP & CFO 10/24/2018 251,622
Inserra Thomas J. EVP & Chief Credit Officer 10/25/2018 21,360
Christianssen Curt Alan EVP & CFO 10/24/2018 250,710
Carpenter Fund Manager GP, LLC Former 10% owner 09/14/2018 61,195,142
Wagner Tom EVP, Corporate Finance 05/31/2018 9,750
THOMAS JOHN MD Director 05/22/2018 77,743
Wagner Tom EVP, Corporate Finance 05/11/2018 9,650
FINLEY WARREN T Director 04/25/2018 62,383
GRAY NANCY A CAO 03/08/2018 24,360
GRAY NANCY A CAO 03/08/2018 63,700
Vertin Thomas President and CEO 03/05/2018 63,550
THOMAS JOHN MD Director 03/05/2018 73,058
THOMAS JOHN MD Director 03/02/2018 3,443
Wagner Tom EVP, Corporate Finance 02/22/2018 12,256
Anderson Robert S. Executive Vice President 02/22/2018 12,353
VERITY CINDY EVP, Head of Cash Management 02/22/2018 11,690
Inserra Thomas J. EVP & Chief Credit Officer 02/05/2018 55,472
Inserra Thomas J. EVP & Chief Credit Officer 01/31/2018 1,305
Inserra Thomas J. EVP & Chief Credit Officer 02/02/2018 5,107
Inserra Thomas J. EVP & Chief Credit Officer 02/02/2018 24,920
Chamberlain Kittridge EVP Corporate Finance 12/13/2017 23,038
Chamberlain Kittridge EVP Corporate Finance 12/12/2017 23,038
Chamberlain Kittridge EVP Corporate Finance 12/11/2017 22,907
Chamberlain Kittridge EVP Corporate Finance 12/12/2017 29,690
Chamberlain Kittridge EVP Corporate Finance 12/11/2017 23,311
Chamberlain Kittridge EVP Corporate Finance 12/13/2017 30,044
Chamberlain Kittridge EVP Corporate Finance 12/08/2017 21,102
Chamberlain Kittridge EVP Corporate Finance 12/07/2017 24,147
Chamberlain Kittridge EVP Corporate Finance 12/06/2017 21,222
Chamberlain Kittridge EVP Corporate Finance 12/06/2017 21,864
Chamberlain Kittridge EVP Corporate Finance 12/08/2017 20,946
Chamberlain Kittridge EVP Corporate Finance 12/07/2017 24,699
Chamberlain Kittridge EVP Corporate Finance 12/04/2017 21,222
Chamberlain Kittridge EVP Corporate Finance 12/01/2017 21,222
Chamberlain Kittridge EVP Corporate Finance 12/05/2017 21,222
Chamberlain Kittridge EVP Corporate Finance 12/01/2017 22,134
Chamberlain Kittridge EVP Corporate Finance 12/05/2017 21,908
Chamberlain Kittridge EVP Corporate Finance 12/04/2017 21,830
Vertin Thomas President and CEO 03/07/2017 6,049
Vertin Thomas President and CEO 03/08/2017 6,545
GRAY NANCY A CAO 03/06/2017 15,530
GRAY NANCY A CAO 03/01/2017 15
GRAY NANCY A CAO 03/01/2017 15
GRAY NANCY A CAO 02/27/2017 6,652
Sinclair Maxwell Chief Risk Officer 02/17/2017 8,475
Wagner Tom EVP & Chief Strategy Officer 02/17/2017 9,319
Wagner Tom EVP & Chief Strategy Officer 02/21/2017 2,769
Vertin Thomas President and CEO 02/17/2017 2,782
Birkmann Curtis CTO 02/17/2017 1,252
Anderson Robert S. Executive Vice President 02/21/2017 4,253
Anderson Robert S. Executive Vice President 02/17/2017 7,962
THOMAS JOHN MD Director 02/15/2017 42,120
MUNIO DAVID J Director 02/17/2017 8,030
THOMAS JOHN MD Director 02/15/2017 42,120
Anderson Robert S. Executive Vice President 10/28/2016 47,893
Anderson Robert S. Executive Vice President 10/28/2016 5,089
Inserra Thomas J. EVP & Chief Credit Officer 10/27/2016 57,000
Anderson Robert S. Executive Vice President 09/06/2016 3,467
Vertin Thomas President and CEO 09/06/2016 32,682
Wagner Tom EVP & Chief Strategy Officer 08/31/2016 4,630
Wagner Tom Director 08/31/2016 4,630
Inserra Thomas J. EVP & Chief Credit Officer 08/01/2016 68,300
GRAY NANCY A CAO 05/11/2016 18,825
THOMAS JOHN MD Director 05/04/2016 52,262
Stevens Robert J EVP & CCO 05/03/2016 17,633
Stevens Robert J EVP & CCO 05/03/2016 63,004
Stevens Robert J EVP & CCO 04/28/2016 62,047
Birkmann Curtis CTO 04/01/2016 26,325
GRAY NANCY A CAO 03/11/2016 24,998
GRAY NANCY A CAO 03/02/2016 2,782
GRAY NANCY A CAO 02/10/2016 594
GRAY NANCY A CAO 03/11/2016 10,850
GRAY NANCY A CAO 02/09/2016 297
GRAY NANCY A CAO 02/11/2016 3,564
GRAY NANCY A CAO 02/10/2016 1,342
GRAY NANCY A CAO 03/11/2016 17,659
GRAY NANCY A CAO 02/09/2016 668
GRAY NANCY A CAO 02/11/2016 7,968
GRAY NANCY A CFO 10/29/2015 5,360
GRAY NANCY A CFO 11/05/2015 5,896
GRAY NANCY A CFO 11/09/2015 1,589
GRAY NANCY A CFO 12/01/2015 4,455
GRAY NANCY A CFO 12/14/2015 5,220
GRAY NANCY A CFO 11/04/2015 27
GRAY NANCY A CFO 11/06/2015 15,517
GRAY NANCY A CFO 11/23/2015 2,970
GRAY NANCY A CFO 12/10/2015 5,220
GRAY NANCY A CFO 11/04/2015 34
GRAY NANCY A CFO 11/06/2015 19,152
GRAY NANCY A CFO 11/23/2015 6,706
GRAY NANCY A CFO 12/10/2015 10,545
GRAY NANCY A CFO 10/29/2015 6,700
GRAY NANCY A CFO 11/05/2015 7,316
GRAY NANCY A CFO 11/09/2015 3,552
GRAY NANCY A CFO 12/01/2015 10,215
GRAY NANCY A CFO 12/14/2015 10,508
THOMAS JOHN MD Director 03/16/2016 1,403
THOMAS JOHN MD Director 03/14/2016 190,676
THOMAS JOHN MD Director 02/17/2016 180,905
Sjogren Robert E Chief Operating Officer 03/07/2016 855
Vertin Thomas President and CEO 03/07/2016 5,349
Sjogren Robert E Chief Operating Officer 03/06/2016 3,125
Stevens Robert J EVP & CCO 03/06/2016 4,051
Vertin Thomas President and CEO 03/06/2016 4,970
Christianssen Curt Alan EVP & CFO 02/25/2016 7
Stevens Robert J EVP & CCO 02/16/2016 21,001
Dow Charles EVP/ Chief Technology Officer 02/04/2016 10,440
Dow Charles EVP/ Chief Technology Officer 02/02/2016 6,960
Dow Charles EVP/ Chief Technology Officer 02/02/2016 7,247
Dow Charles EVP/ Chief Technology Officer 02/04/2016 10,810
CLINTON GROUP INC See remarks. 12/10/2015 149,460
CLINTON GROUP INC See remarks. 12/14/2015 695,482
CLINTON GROUP INC See remarks. 12/11/2015 834,117
CLINTON GROUP INC See remarks. 11/30/2015 384,134
CLINTON GROUP INC See remarks. 11/27/2015 90,607
CLINTON GROUP INC See remarks. 11/23/2015 207,861
CLINTON GROUP INC See remarks. 11/20/2015 285,420
CLINTON GROUP INC See remarks. 11/24/2015 122,523
CLINTON GROUP INC See remarks. 11/02/2015 3,367,650
CLINTON GROUP INC See remarks. 11/04/2015 178,853
Sjogren Robert E Chief Operating Officer 11/02/2015 12,136
Romir Bosu Director 11/02/2015 99,562
CLINTON GROUP INC See remarks. 10/28/2015 133,200
CLINTON GROUP INC See remarks. 10/27/2015 77,140
CLINTON GROUP INC See remarks. 10/29/2015 669
Dow Charles EVP/ Chief Technology Officer 10/19/2015 7,518
Vertin Thomas President, Commercial Banking 09/03/2015 28,648
Buster Steven K President & CEO 09/03/2015 20,178
Bruton Noma EVP / Chief H.R. Officer 09/03/2015 3,116
CLINTON GROUP INC See remarks. 09/09/2015 7,590
CLINTON GROUP INC See remarks. 09/11/2015 161,577
CLINTON GROUP INC See remarks. 09/10/2015 440,165
Bruton Noma EVP / Chief H.R. Officer 03/06/2015 18,498
Dow Charles EVP/ Chief Technology Officer 03/06/2015 15,995
Christianssen Curt Alan Chief Financial Officer 03/06/2015 29,998
Sinclair Maxwell Chief Risk Officer 03/06/2015 18,498
Sjogren Robert E Chief Operating Officer 03/06/2015 21,993
Vertin Thomas President, Commercial Banking 03/06/2015 39,498
Stevens Robert J EVP & CCO 03/06/2015 28,495
Buster Steven K President & CEO 03/06/2015 78,749
CLINTON GROUP INC 03/05/2015 97,459
CLINTON GROUP INC 03/03/2015 78,004
CLARK JOHN W Director 02/24/2015 118,026
Carpenter Edward John Director 02/18/2015 20,997
Gould Howard Director 02/18/2015 15,749
CLARK JOHN W Director 02/18/2015 17,999
FINLEY WARREN T Director 02/18/2015 17,999
Flemming John D Director 02/18/2015 15,749
HOOPIS MICHAEL P Director 02/18/2015 15,749
Strauss Daniel Director 02/18/2015 15,002
Yost Stephen P Director 02/18/2015 25,497
THOMAS JOHN MD Director 02/18/2015 15,002
CLARK JOHN W Director 02/04/2015 121,048
CLINTON GROUP INC See remarks. 02/05/2015 63,910
CLINTON GROUP INC See remarks. 02/04/2015 53,796
CLINTON GROUP INC See remarks. 02/03/2015 73,244
FINLEY WARREN T Director 12/16/2014 181,624
CLINTON GROUP INC See remarks 12/16/2014 74,756
CLINTON GROUP INC See remarks 12/15/2014 126,911
CLINTON GROUP INC See remarks 12/11/2014 148,311
CLINTON GROUP INC See remarks 12/10/2014 125,323
CLINTON GROUP INC See remarks 12/12/2014 18,410
CLINTON GROUP INC See remarks. 12/02/2014 1,365
CLINTON GROUP INC See remarks. 12/04/2014 4,152
CLINTON GROUP INC See remarks. 12/03/2014 69,580
CLINTON GROUP INC See Remarks 10/28/2014 3,960
CLINTON GROUP INC See Remarks 11/05/2014 95,434
CLINTON GROUP INC See Remarks 11/04/2014 618
CLINTON GROUP INC See Remarks 11/03/2014 34,000
DELLERBA RAYMOND E CEO Emeritus 10/01/2014 149,600
FINLEY WARREN T Director 09/12/2014 41,816
Sinclair Maxwell Chief Risk Officer 08/12/2014 3,488
DELLERBA RAYMOND E CEO Emeritus 05/19/2014 161,850
CLINTON GROUP INC Director 05/15/2014 764,672
DELLERBA RAYMOND E Director 05/14/2014 108,500
DELLERBA RAYMOND E Director 05/07/2014 419,509
Sinclair Maxwell Chief Risk Officer 05/06/2014 6,473
Stevens Robert J EVP & CCO 04/15/2014 160,250
DELLERBA RAYMOND E Director 03/25/2014 228,150
DELLERBA RAYMOND E Director 03/12/2014 321,277
Sinclair Maxwell Chief Risk Officer 03/14/2014 3,037
FINLEY WARREN T Director 03/14/2014 2,111
Sinclair Maxwell Chief Risk Officer 03/07/2014 5,000
Yost Stephen P Director 03/11/2014 30,831
Sjogren Robert E General Counsel 03/07/2014 5,000
Vertin Thomas President, Commercial Banking 03/07/2014 37,500
DELLERBA RAYMOND E Director 11/27/2013 252,840
Williams Gary Michael Director 11/19/2013 346,548
Williams Gary Michael Director 11/18/2013 123,636
Green Michael G. Chief Credit Officer 10/02/2013 42,120
Vertin Thomas President, Commercial Banking 09/03/2013 205,028
Williams Gary Michael Director 01/02/2013 19,244
Williams Gary Michael Director 09/16/2013 32,001
DELLERBA RAYMOND E Director 09/09/2013 196,382
DELLERBA RAYMOND E Director 09/04/2013 360,662
Williams Gary Michael Director 09/05/2013 129,398
DELLERBA RAYMOND E Director 08/26/2013 501,424
DELLERBA RAYMOND E Director 08/27/2013 45,375
Williams Gary Michael Director 08/28/2013 15,362
Williams Gary Michael Director 08/27/2013 1,803
DELLERBA RAYMOND E Director 08/27/2013 590,400
Williams Gary Michael Director 08/26/2013 16,312
Williams Gary Michael Director 08/26/2013 23,730
DELLERBA RAYMOND E Director 08/16/2013 25,854
DELLERBA RAYMOND E Director 08/15/2013 85,649
Williams Gary Michael Director 06/14/2013 3,189
Williams Gary Michael Director 06/14/2013 3,189
DELLERBA RAYMOND E Director 05/31/2013 55,300
DELLERBA RAYMOND E Director 05/30/2013 388,194
DELLERBA RAYMOND E Director 05/28/2013 37,589
Williams Gary Michael Director 03/28/2013 20,268
Williams Gary Michael Director 03/27/2013 19,630
Williams Gary Michael Director 03/27/2013 21,336
Carpenter Fund Manager GP, LLC Director 03/30/2013 14,999,999
DELLERBA RAYMOND E President & CEO 03/25/2013 50,480
DELLERBA RAYMOND E President & CEO 03/22/2013 177,604
DELLERBA RAYMOND E President & CEO 03/20/2013 125,260
CLINTON GROUP INC Director 03/13/2013 301,580
CLINTON GROUP INC Director 03/19/2013 144,091
CLINTON GROUP INC Director 03/12/2013 112,876
CLINTON GROUP INC Director 03/18/2013 39,950
CLINTON GROUP INC Director 03/15/2013 56,912
CLINTON GROUP INC Director 03/14/2013 23,780
CLINTON GROUP INC Director 03/20/2013 30,400
FINLEY WARREN T Director 03/12/2013 31,205
FINLEY WARREN T Director 03/11/2013 6,980
Williams Gary Michael Director 12/20/2012 77,635
Williams Gary Michael Director 12/19/2012 10,348
Williams Gary Michael Director 12/18/2012 46,214
Williams Gary Michael Director 11/28/2012 18,610
Williams Gary Michael Director 11/27/2012 36,365
Williams Gary Michael Director 11/26/2012 101,443
Williams Gary Michael Director 11/23/2012 23,236
Williams Gary Michael Director 11/21/2012 91,466
Williams Gary Michael Director 11/20/2012 93,923
Williams Gary Michael Director 11/20/2012 15,838
Williams Gary Michael Director 11/19/2012 4,877
Williams Gary Michael Director 11/16/2012 17,729
Williams Gary Michael Director 11/15/2012 27,738
Williams Gary Michael Director 11/14/2012 17,212
DELLERBA RAYMOND E President & CEO 08/31/2012 13,300
DELLERBA RAYMOND E President & CEO 08/29/2012 12,922
DELLERBA RAYMOND E President & CEO 06/15/2012 3,510
DELLERBA RAYMOND E President & CEO 06/06/2012 5,680
DELLERBA RAYMOND E President & CEO 05/30/2012 15,580
DELLERBA RAYMOND E President & CEO 05/18/2012 5,960
DELLERBA RAYMOND E President & CEO 05/16/2012 16,200
DELLERBA RAYMOND E President & CEO 05/15/2012 8,925
DELLERBA RAYMOND E President & CEO 05/11/2012 3,090
DELLERBA RAYMOND E President & CEO 05/09/2012 21,337
DELLERBA RAYMOND E President & CEO 05/08/2012 34,213
Williams Gary Michael Director 03/05/2012 11,585
DELLERBA RAYMOND E President & CEO 03/16/2012 19,245
Williams Gary Michael Director 03/06/2012 19,782
DELLERBA RAYMOND E President & CEO 03/14/2012 8,975
DELLERBA RAYMOND E President & CEO 03/02/2012 13,220
DELLERBA RAYMOND E President & CEO 12/29/2011 624
GRAY NANCY A SEVP & CFO 12/16/2011 330
DELLERBA RAYMOND E President & CEO 12/21/2011 648
DELLERBA RAYMOND E President & CEO 12/16/2011 668
DELLERBA RAYMOND E President & CEO 12/28/2011 630
DELLERBA RAYMOND E President & CEO 12/27/2011 1,264
DELLERBA RAYMOND E President & CEO 12/23/2011 1,910
DELLERBA RAYMOND E President & CEO 12/22/2011 1,323
DELLERBA RAYMOND E President & CEO 12/16/2011 2,013
DELLERBA RAYMOND E President & CEO 12/21/2011 666
DELLERBA RAYMOND E President & CEO 12/20/2011 666
GRAY NANCY A SEVP & CFO 12/06/2011 1,035
GRAY NANCY A SEVP & CFO 12/13/2011 665
GRAY NANCY A SEVP & CFO 12/08/2011 321
GRAY NANCY A SEVP & CFO 12/07/2011 330
THOMAS JOHN MD Director 12/09/2011 1,540
THOMAS JOHN MD Director 12/14/2011 1,688
THOMAS JOHN MD Director 12/13/2011 1,693
THOMAS JOHN MD Director 12/12/2011 1,610
DELLERBA RAYMOND E President & CEO 12/07/2011 2,006
DELLERBA RAYMOND E President & CEO 12/14/2011 680
DELLERBA RAYMOND E President & CEO 12/13/2011 668
DELLERBA RAYMOND E President & CEO 12/08/2011 965
DELLERBA RAYMOND E President and CEO 11/30/2011 616
DELLERBA RAYMOND E President and CEO 11/29/2011 326
THOMAS JOHN MD Director 11/30/2011 6,293
GRAY NANCY A SEVP & CFO 11/28/2011 622
GRAY NANCY A SEVP & CFO 11/18/2011 324
DELLERBA RAYMOND E President and CEO 11/17/2011 324
DELLERBA RAYMOND E President and CEO 11/28/2011 641
DELLERBA RAYMOND E President and CEO 11/25/2011 1,222
DELLERBA RAYMOND E President and CEO 09/15/2011 8,370
ARGYROS GEORGE L Director 09/09/2011 40,500
ARGYROS GEORGE L Director 07/01/2011 4,999,275
ARGYROS GEORGE L Director 07/01/2011 788,886
THOMAS JOHN MD Director 09/07/2011 4,140
DELLERBA RAYMOND E President and CEO 08/31/2011 4,200
DELLERBA RAYMOND E President and CEO 09/02/2011 7,086
DELLERBA RAYMOND E President and CEO 09/01/2011 3,355
Phillips Andrew M. Director 07/01/2011 499,928
Phillips Andrew M. Director 07/01/2011 65,281
WELLS GEORGE H Director 07/01/2011 24,993
WELLS GEORGE H Director 07/01/2011 2,896
GRAY NANCY A SEVP & CFO 07/01/2011 74,993
GRAY NANCY A SEVP & CFO 07/01/2011 8,687
THOMAS JOHN MD Director 08/31/2011 4,290
Williams Gary Michael Director 08/31/2011 14,593
Williams Gary Michael Director 07/01/2011 24,993
Williams Gary Michael Director 07/01/2011 2,896
RAUSSER GORDON C Director 07/01/2011 999,855
RAUSSER GORDON C Director 07/01/2011 106,390
SCHAFNITZ MATTHEW F. Director 07/01/2011 99,986
SCHAFNITZ MATTHEW F. Director 07/01/2011 15,944
DELLERBA RAYMOND E President & CEO 08/29/2011 33,539
DELLERBA RAYMOND E President & CEO 08/30/2011 4,250
DELLERBA RAYMOND E President & CEO 07/01/2011 29,996
DELLERBA RAYMOND E President & CEO 07/01/2011 3,475
DELLERBA RAYMOND E President and CEO 12/15/2009 2,990
Phillips Andrew M. Director 06/25/2010 10,000
GRAY NANCY A SEVP & CFO 08/20/2010 1,765
Load More Insider Transactions
CHANGE IN SHARES OUTSTANDING
STOCK BUYBACKS
Period of Report
Previous Period
% Change in Shares
10-K/10-Q Filings
Quarter
03/31/2021
12/31/2020
0.41%
1Q
03/31/2021
09/30/2020
0.43%
2Q
03/31/2021
03/31/2020
1.44%
4Q
03/31/2021
12/31/2019
0.77%
5Q
03/31/2021
09/30/2019
0.88%
6Q
03/31/2021
06/30/2019
0.98%
7Q
03/31/2021
03/31/2019
1.13%
8Q
03/31/2021
12/31/2018
1.22%
9Q
03/31/2021
09/30/2018
1.18%
10Q
03/31/2021
06/30/2018
1.32%
11Q
03/31/2021
03/31/2018
1.58%
12Q
03/31/2021
12/31/2017
2.15%
13Q
03/31/2021
09/30/2017
2.25%
14Q
03/31/2021
06/30/2017
2.34%
15Q
03/31/2021
03/31/2017
2.47%
16Q
Load More

Period of Report: 03/31/2021

10-K/10-Q Filings: View

Previous Period
% Change in Shares
Quarter
12/31/2020
0.41%
1Q
09/30/2020
0.43%
2Q
03/31/2020
1.44%
4Q
12/31/2019
0.77%
5Q
09/30/2019
0.88%
6Q
06/30/2019
0.98%
7Q
03/31/2019
1.13%
8Q
12/31/2018
1.22%
9Q
09/30/2018
1.18%
10Q
06/30/2018
1.32%
11Q
03/31/2018
1.58%
12Q
12/31/2017
2.15%
13Q
09/30/2017
2.25%
14Q
06/30/2017
2.34%
15Q
03/31/2017
2.47%
16Q
Load More