CIT Group Inc. (CIT) NEW YORK STOCK EXCHANGE INC.

$52.08 0.59 (1.15%)

Market Cap: $5.16B

As of 10/22/21 04:00 PM EDT. Market closed.

(CIT)

CIT Group Inc. (CIT) NEW YORK STOCK EXCHANGE INC.

$52.08 0.59 (1.15%)

Market Cap: $5.16B

As of 10/22/21 04:00 PM EDT. Market closed.

CIT is a leading national bank focused on empowering businesses and personal savers with the financial agility to navigate their goals. CIT Group Inc. (NYSE: CIT) is a financial holding company with over a century of experience and operates a principal bank subsidiary, CIT Bank, N.A. (Member FDIC, Equal Housing Lender). CIT's commercial banking segment includes commercial financing, community ... read more

CIT is a leading national bank focused on empowering businesses and personal savers with the financial agility to navigate their goals. CIT Group Inc. (NYSE: CIT) is a financial holding company with over a century of experience and operates a principal bank subsidiary, CIT Bank, N.A. (Member FDIC, Equal Housing Lender). CIT's commercial banking segment includes commercial financing, community association banking, middle market banking, equipment and vendor financing, factoring, railcar financing, treasury and payments services, and capital markets and asset management. CIT's consumer banking segment includes a national direct bank and regional branch network. read less

COMPANY PROFILE
Sector
Finance and Insurance
Industry
Commercial Banking
CEO
Ellen Alemany
Full Time Employees
4,124
CEO Compensation (Base)
$1M
CEO Compensation (Total)
$8.96M
URL
Address
1 Cit Dr, New Jersey, Livingston, 07039-5703.
Sector
Finance and Insurance
Industry
Commercial Banking
CEO
Ellen Alemany
Full Time Employees
4,124
CEO Compensation (Base)
$1M
CEO Compensation (Total)
$8.96M
URL
Address
1 Cit Dr, New Jersey, Livingston, 07039-5703.
KEY STATS
Open
$52.08
Previous Close
$51.49
Days Range
$51.25 - $52.35
52 week range
$26.27 - $56.62
Volume
374,504
Avg. Volume (30 days)
556,446
Market Cap
$5.16B
Dividend Yield
2.66%
P/E
8.68
Shares Outstanding
99,144,200
Open
$52.08
Previous Close
$51.49
Days Range
$51.25 - $52.35
52 week range
$26.27 - $56.62
Volume
374,504
Avg. Volume (30 days)
556,446
Market Cap
$5.16B
Dividend Yield
2.66%
P/E
8.68
Shares Outstanding
99,144,200

Open in: SeekingAlpha Yahoo Finance Fidelity MorningStar

Open in: SeekingAlpha Yahoo Finance Fidelity MorningStar

INSIDER TRANSACTIONS FOR CIT GROUP INC
Owner Relationship Date Transaction Cost # Shares Value($) Total Shares Form 4
HARNISCH DAVID Pres., Commercial Finance Jul 01, 2021 Option Exercise $52.10 820 42,722 69,099 Jul 06, 2021, 08:43 AM
UNGER LAURA S Director Jun 01, 2021 Option Exercise $53.32 4,240 226,077 15,923 Jun 03, 2021, 07:42 PM
TRAN KHANH T Director Jun 01, 2021 Option Exercise $53.32 3,901 208,001 13,682 Jun 03, 2021, 07:40 PM
Stamps Sheila A Director Jun 01, 2021 Option Exercise $53.32 4,240 226,077 13,243 Jun 03, 2021, 07:36 PM
RYAN JOHN R Director Jun 01, 2021 Option Exercise $53.32 5,597 298,432 20,206 Jun 03, 2021, 07:28 PM
FREEMAN WILLIAM M Director Jun 01, 2021 Option Exercise $53.32 4,240 226,077 17,927 Jun 03, 2021, 07:15 PM
Dominguez Dorene Director Jun 01, 2021 Option Exercise $53.32 3,901 208,001 9,505 Jun 03, 2021, 07:10 PM
UNGER LAURA S Director May 15, 2021 Option Exercise $53.59 329 17,631 11,682 May 18, 2021, 05:43 PM
RYAN JOHN R Director May 15, 2021 Option Exercise $53.59 408 21,865 14,609 May 18, 2021, 05:30 PM
PLUMMER WAHIDA EVP & Chief Risk Officer Mar 15, 2021 Option Exercise $52.81 296 15,632 22,016 Mar 17, 2021, 05:10 PM
BROSNAN MICHAEL L. Director Mar 11, 2021 Sale $50.96 5,901 300,734 13,883 Mar 12, 2021, 04:53 PM
PROIA GINA M. EVP & Head of Marketing Mar 08, 2021 Sale $49.76 14,000 696,683 27,347 Mar 10, 2021, 04:29 PM
Fawcett John J. EVP and Chief Financial Office Mar 03, 2021 Sale $48.74 10,000 487,442 107,615 Mar 05, 2021, 04:37 PM
MENELLY DENISE M. EVP, Head of Technology & Ops Mar 04, 2021 Sale $46.45 14,500 673,495 58,512 Mar 05, 2021, 04:33 PM
PLUMMER WAHIDA EVP & Chief Risk Officer Mar 03, 2021 Sale $49.13 2,711 133,191 22,312 Mar 05, 2021, 04:30 PM
Alemany Ellen R Chair & CEO Mar 01, 2021 Option Exercise $47.96 32,786 1,572,417 215,500 Mar 03, 2021, 09:13 AM
Fawcett John J. EVP and Chief Financial Office Mar 01, 2021 Option Exercise $47.96 8,376 401,713 117,615 Mar 03, 2021, 09:12 AM
DUFFY JAMES J EVP & Chief HR Officer Mar 01, 2021 Option Exercise $47.96 2,453 117,646 52,713 Mar 03, 2021, 09:11 AM
HARNEY MARISA EVP & Chief Credit Officer Mar 01, 2021 Option Exercise $47.96 1,881 90,213 31,979 Mar 03, 2021, 09:10 AM
HARNISCH DAVID Pres., Commercial Finance Mar 01, 2021 Option Exercise $47.96 3,379 162,057 69,919 Mar 03, 2021, 09:09 AM
Hubbard James R. EVP, General Counsel & Secy Mar 01, 2021 Option Exercise $47.96 1,141 54,722 17,643 Mar 03, 2021, 09:07 AM
MENELLY DENISE M. EVP, Head of Technology & Ops Mar 01, 2021 Option Exercise $47.96 4,185 200,713 73,012 Mar 03, 2021, 09:06 AM
PLUMMER WAHIDA EVP & Chief Risk Officer Mar 01, 2021 Option Exercise $47.96 1,570 75,297 25,023 Mar 03, 2021, 09:04 AM
PROIA GINA M. EVP & Head of Marketing Mar 01, 2021 Option Exercise $47.96 1,338 64,170 41,347 Mar 03, 2021, 09:03 AM
Solk Steve President, Consumer Banking Mar 01, 2021 Option Exercise $47.96 3,464 166,133 50,380 Mar 03, 2021, 09:01 AM
SPERLING EDWARD K EVP & Controller Mar 01, 2021 Option Exercise $47.96 901 43,212 18,025 Mar 03, 2021, 09:00 AM
SPERLING EDWARD K EVP & Controller Mar 02, 2021 Sale $47.32 1,300 61,512 16,725 Mar 03, 2021, 09:00 AM
PLUMMER WAHIDA EVP & Chief Risk Officer Feb 24, 2021 Sale $48.60 5,000 242,996 26,593 Feb 25, 2021, 04:38 PM
Solk Steve President, Consumer Banking Feb 04, 2021 Sale $41.23 11,000 453,483 33,092 Feb 05, 2021, 04:35 PM
PLUMMER WAHIDA EVP & Chief Risk Officer Feb 01, 2021 Option Exercise $37.90 461 17,472 20,064 Feb 03, 2021, 04:35 PM
Alemany Ellen R Chair & CEO Dec 31, 2020 Option Exercise $35.90 14,298 513,298 217,999 Jan 05, 2021, 08:57 AM
Fawcett John J. EVP and Chief Financial Office Dec 31, 2020 Option Exercise $35.90 5,235 187,937 89,099 Jan 05, 2021, 08:56 AM
DUFFY JAMES J EVP & Chief HR Officer Dec 31, 2020 Option Exercise $35.90 2,108 75,677 39,026 Jan 05, 2021, 08:56 AM
HARNEY MARISA EVP & Chief Credit Officer Dec 31, 2020 Option Exercise $35.90 1,636 58,732 22,331 Jan 05, 2021, 08:55 AM
MENELLY DENISE M. EVP, Head of Technology & Ops Dec 31, 2020 Option Exercise $35.90 2,617 93,950 56,446 Jan 05, 2021, 08:54 AM
PLUMMER WAHIDA EVP & Chief Risk Officer Dec 31, 2020 Option Exercise $35.90 838 30,084 20,525 Jan 05, 2021, 08:54 AM
PROIA GINA M. EVP & Head of Marketing Dec 31, 2020 Option Exercise $35.90 1,205 43,260 33,463 Jan 05, 2021, 08:53 AM
Solk Steve President, Consumer Banking Dec 31, 2020 Option Exercise $35.90 2,591 93,017 44,092 Jan 05, 2021, 08:52 AM
SPERLING EDWARD K EVP & Controller Dec 31, 2020 Option Exercise $35.90 527 18,919 12,585 Jan 05, 2021, 08:51 AM
SPERLING EDWARD K EVP & Controller Nov 25, 2020 Sale $35.09 4,150 145,606 13,112 Nov 30, 2020, 01:21 PM
Dominguez Dorene Director May 15, 2020 Option Exercise $14.27 1,127 16,082 5,307 Nov 20, 2020, 05:15 PM
HARNISCH DAVID Pres., Commercial Finance Oct 30, 2020 Option Exercise $29.45 4,683 137,914 44,477 Nov 03, 2020, 10:00 AM
UNGER LAURA S Director May 15, 2020 Option Exercise $14.27 704 10,046 11,353 May 19, 2020, 05:12 PM
TRAN KHANH T Director May 15, 2020 Option Exercise $14.27 1,127 16,082 9,185 May 19, 2020, 05:11 PM
Stamps Sheila A Director May 15, 2020 Option Exercise $14.27 704 10,046 8,673 May 19, 2020, 05:10 PM
RYAN JOHN R Director May 15, 2020 Option Exercise $14.27 2,489 35,518 14,201 May 19, 2020, 05:09 PM
OATES R. BRAD Director May 15, 2020 Option Exercise $14.27 804 11,473 18,469 May 19, 2020, 05:07 PM
FREEMAN WILLIAM M Director May 15, 2020 Option Exercise $14.27 2,176 31,052 13,311 May 19, 2020, 05:06 PM
Dominguez Dorene Director May 15, 2020 Option Exercise $14.27 637 9,090 4,179 May 19, 2020, 05:04 PM
Hubbard James R. EVP, General Counsel & Secy May 01, 2020 Option Exercise $17.53 543 9,519 8,409 May 04, 2020, 07:28 PM
Dominguez Dorene Director Apr 26, 2020 Option Exercise $17.38 87 1,512 3,542 Apr 27, 2020, 04:05 PM
Stamps Sheila A Director Mar 24, 2020 Buy $16.12 2,000 32,240 7,969 Mar 25, 2020, 12:35 PM
SPERLING EDWARD K EVP & Controller Mar 23, 2020 Buy $12.88 2,500 32,189 15,725 Mar 24, 2020, 12:19 PM
Frank Alan L Director Mar 23, 2020 Buy $12.84 2,500 32,100 26,346 Mar 24, 2020, 08:15 AM
CARPENTER MICHAEL A Director Mar 20, 2020 Buy $14.56 6,500 94,618 14,983 Mar 23, 2020, 08:03 AM
UNGER LAURA S Director Mar 20, 2020 Buy $13.94 2,000 27,883 10,649 Mar 23, 2020, 08:02 AM
UNGER LAURA S Director Mar 20, 2020 Buy $14.00 10,000 140,000 10,000 Mar 23, 2020, 08:02 AM
Fawcett John J. EVP and Chief Financial Office Mar 20, 2020 Buy $14.39 15,000 215,800 84,499 Mar 20, 2020, 02:08 PM
BROSNAN MICHAEL L. Director Mar 20, 2020 Buy $14.09 10,000 140,900 15,926 Mar 20, 2020, 02:07 PM
ROSENFELD GERALD Director Mar 20, 2020 Buy $14.26 7,000 99,820 26,542 Mar 20, 2020, 01:22 PM
Alemany Ellen R Chair & CEO Mar 20, 2020 Buy $14.69 35,000 514,150 203,100 Mar 20, 2020, 12:55 PM
Rubino Robert C. President, CIT Bank, N.A. Mar 20, 2020 Buy $14.94 9,350 139,642 94,832 Mar 20, 2020, 12:54 PM
OATES R. BRAD Director Mar 20, 2020 Buy $14.21 4,579 65,063 17,664 Mar 20, 2020, 12:54 PM
Frank Alan L Director Mar 20, 2020 Buy $14.69 7,000 102,830 23,846 Mar 20, 2020, 12:53 PM
Alemany Ellen R Chair & CEO Mar 13, 2020 Option Exercise $22.84 8,831 201,700 168,100 Mar 16, 2020, 05:00 PM
DUFFY JAMES J EVP & Chief HR Officer Mar 13, 2020 Option Exercise $22.84 1,374 31,382 36,831 Mar 16, 2020, 04:59 PM
Fawcett John J. EVP and Chief Financial Office Mar 13, 2020 Option Exercise $22.84 3,129 71,466 69,499 Mar 16, 2020, 04:59 PM
HARNEY MARISA EVP & Chief Credit Officer Mar 13, 2020 Option Exercise $22.84 807 18,432 20,894 Mar 16, 2020, 04:58 PM
MENELLY DENISE M. EVP, Head of Technology & Ops Mar 13, 2020 Option Exercise $22.84 1,707 38,988 54,146 Mar 16, 2020, 04:56 PM
PLUMMER WAHIDA EVP & Chief Risk Officer Mar 13, 2020 Option Exercise $22.84 648 14,800 18,898 Mar 16, 2020, 04:54 PM
PROIA GINA M. EVP & Head of Marketing Mar 13, 2020 Option Exercise $22.84 660 15,074 32,209 Mar 16, 2020, 04:53 PM
Solk Steve President, Consumer Banking Mar 13, 2020 Option Exercise $22.84 1,689 38,577 41,458 Mar 16, 2020, 04:52 PM
SPERLING EDWARD K EVP & Controller Mar 13, 2020 Option Exercise $22.84 275 6,281 13,225 Mar 16, 2020, 04:51 PM
Frank Alan L Director Mar 06, 2020 Buy $32.35 1,100 35,585 16,846 Mar 09, 2020, 09:52 AM
Fawcett John J. EVP and Chief Financial Office Feb 28, 2020 Buy $39.57 4,000 158,296 78,043 Mar 06, 2020, 09:07 AM
Alemany Ellen R Chair & CEO Mar 01, 2020 Option Exercise $39.71 15,189 603,155 176,931 Mar 03, 2020, 08:35 AM
Fawcett John J. EVP and Chief Financial Office Mar 01, 2020 Option Exercise $39.71 5,415 215,030 68,628 Mar 03, 2020, 08:34 AM
Rubino Robert C. President, CIT Bank, N.A. Mar 01, 2020 Option Exercise $39.71 10,988 436,333 85,482 Mar 03, 2020, 08:34 AM
DUFFY JAMES J EVP & Chief HR Officer Mar 01, 2020 Option Exercise $39.71 2,180 86,568 38,205 Mar 03, 2020, 08:33 AM
HARNEY MARISA EVP & Chief Credit Officer Mar 01, 2020 Option Exercise $39.71 1,216 48,287 21,701 Mar 03, 2020, 08:31 AM
MENELLY DENISE M. EVP, Head of Technology & Ops Mar 01, 2020 Option Exercise $39.71 2,882 114,444 55,853 Mar 03, 2020, 08:30 AM
PLUMMER WAHIDA EVP & Chief Risk Officer Mar 01, 2020 Option Exercise $39.71 979 38,876 19,546 Mar 03, 2020, 08:29 AM
PROIA GINA M. EVP & Head of Marketing Mar 01, 2020 Option Exercise $39.71 1,931 76,680 32,869 Mar 03, 2020, 08:28 AM
Solk Steve President, Consumer Banking Mar 01, 2020 Option Exercise $39.71 2,705 107,416 43,147 Mar 03, 2020, 08:27 AM
SPERLING EDWARD K EVP & Controller Mar 01, 2020 Option Exercise $39.71 580 23,032 13,500 Mar 03, 2020, 08:27 AM
Alemany Ellen R Chair & CEO Feb 20, 2020 Option Exercise $47.94 17,552 841,443 139,971 Feb 24, 2020, 04:33 PM
Fawcett John J. EVP and Chief Financial Office Feb 20, 2020 Option Exercise $47.94 4,999 239,652 74,043 Feb 24, 2020, 04:29 PM
MENELLY DENISE M. EVP, Head of Technology & Ops Feb 20, 2020 Option Exercise $47.94 2,902 139,122 58,735 Feb 24, 2020, 04:27 PM
Solk Steve President, Consumer Banking Feb 20, 2020 Option Exercise $47.94 2,805 134,472 45,852 Feb 24, 2020, 04:26 PM
DUFFY JAMES J EVP & Chief HR Officer Feb 20, 2020 Option Exercise $47.94 2,262 108,440 40,385 Feb 24, 2020, 04:21 PM
HARNEY MARISA EVP & Chief Credit Officer Feb 20, 2020 Option Exercise $47.94 1,799 86,244 22,917 Feb 24, 2020, 04:20 PM
PROIA GINA M. EVP & Head of Marketing Feb 20, 2020 Option Exercise $47.94 1,335 64,000 34,800 Feb 24, 2020, 04:15 PM
SPERLING EDWARD K EVP & Controller Feb 20, 2020 Option Exercise $47.94 726 34,804 14,080 Feb 24, 2020, 04:14 PM
HARNEY MARISA EVP & Chief Credit Officer Feb 01, 2020 Option Exercise $45.71 357 16,318 14,809 Feb 03, 2020, 04:10 PM
PLUMMER WAHIDA EVP & Chief Risk Officer Feb 01, 2020 Option Exercise $45.71 461 21,072 15,311 Feb 03, 2020, 04:10 PM
Rubino Robert C. President, CIT Bank, N.A. Aug 14, 2019 Buy $41.33 2,420 100,019 76,654 Jan 03, 2020, 07:24 PM
Alemany Ellen R Chair & CEO Nov 13, 2019 Buy $25.00 30,000 750,000 30,000 Nov 15, 2019, 08:40 AM
Fawcett John J. EVP and Chief Financial Office Nov 13, 2019 Buy $25.00 14,000 350,000 14,000 Nov 15, 2019, 08:39 AM
HARNISCH DAVID Pres., Commercial & RE Finance Nov 13, 2019 Buy $25.00 4,600 115,000 4,600 Nov 15, 2019, 08:38 AM
Gifas James J. Head of Treasury Services Nov 13, 2019 Buy $25.00 2,000 50,000 2,000 Nov 15, 2019, 08:37 AM
McPhail Kenneth EVP, Chief Strategy Officer Nov 13, 2019 Buy $25.00 4,000 100,000 4,000 Nov 15, 2019, 08:36 AM
Robbins Philip Pres., Asset Mgmt & Cap Mkts Nov 13, 2019 Buy $25.00 4,000 100,000 4,000 Nov 15, 2019, 08:35 AM
PLUMMER WAHIDA EVP & Chief Risk Officer Nov 13, 2019 Buy $25.00 2,800 70,000 2,800 Nov 15, 2019, 08:34 AM
DUFFY JAMES J EVP & Chief HR Officer Aug 30, 2019 Option Exercise $42.59 1,911 81,389 28,776 Sep 04, 2019, 01:09 PM
Solk Steve President, Consumer Banking Aug 16, 2019 Buy $42.45 2,000 84,900 31,292 Aug 19, 2019, 07:58 AM
Frank Alan L Director Aug 15, 2019 Buy $41.30 3,000 123,891 15,746 Aug 15, 2019, 04:19 PM
Lytle Jeffrey President, Rail Finance Aug 14, 2019 Sale $40.84 1,828 74,656 11,141 Aug 15, 2019, 04:17 PM
Rubino Robert C. President, CIT Bank, N.A. Aug 13, 2019 Buy $43.22 6,930 299,483 74,234 Aug 15, 2019, 08:20 AM
Fawcett John J. EVP and Chief Financial Office Aug 14, 2019 Buy $41.20 3,000 123,588 49,262 Aug 15, 2019, 08:19 AM
Alemany Ellen R Chair & CEO Aug 13, 2019 Buy $43.55 11,500 500,817 152,088 Aug 14, 2019, 07:43 AM
Fawcett John J. EVP and Chief Financial Office Aug 13, 2019 Buy $43.96 7,000 307,717 46,262 Aug 14, 2019, 07:43 AM
McPhail Kenneth EVP, Chief Strategy Officer Aug 13, 2019 Buy $43.14 1,000 43,139 15,802 Aug 14, 2019, 07:41 AM
PLUMMER WAHIDA EVP & Chief Risk Officer Aug 01, 2019 Option Exercise $48.32 187 9,036 15,772 Aug 02, 2019, 12:35 PM
MENELLY DENISE M. EVP, Head of Technology & Ops Jul 29, 2019 Option Exercise $50.42 6,443 324,856 44,742 Jul 30, 2019, 05:11 PM
McPhail Kenneth EVP, Chief Strategy Officer Jun 14, 2019 Option Exercise $50.19 1,568 78,698 14,802 Jun 18, 2019, 01:33 PM
Dominguez Dorene Director May 15, 2019 Option Exercise $50.65 637 32,264 3,455 May 16, 2019, 04:49 PM
FREEMAN WILLIAM M Director May 15, 2019 Option Exercise $50.65 1,404 71,113 11,134 May 16, 2019, 04:47 PM
OATES R. BRAD Director May 15, 2019 Option Exercise $50.65 804 40,723 11,886 May 16, 2019, 04:46 PM
RYAN JOHN R Director May 15, 2019 Option Exercise $50.65 1,522 77,089 11,712 May 16, 2019, 04:44 PM
Stamps Sheila A Director May 15, 2019 Option Exercise $50.65 1,304 66,048 5,969 May 16, 2019, 04:43 PM
UNGER LAURA S Director May 15, 2019 Option Exercise $50.65 704 35,658 6,756 May 16, 2019, 04:42 PM
Dominguez Dorene Director Apr 26, 2019 Option Exercise $52.93 87 4,605 2,818 Apr 30, 2019, 09:30 AM
Alemany Ellen R Chair & CEO Mar 15, 2019 Option Exercise $50.13 8,831 442,698 181,288 Mar 18, 2019, 05:48 PM
Fawcett John J. EVP and Chief Financial Office Mar 15, 2019 Option Exercise $50.13 3,129 156,857 39,262 Mar 18, 2019, 05:46 PM
DUFFY JAMES J EVP & Chief HR Officer Mar 15, 2019 Option Exercise $50.13 953 47,774 30,687 Mar 18, 2019, 05:44 PM
GALLIGAN MATTHEW President, Real Estate Finance Mar 15, 2019 Option Exercise $50.13 1,067 53,489 29,508 Mar 18, 2019, 05:43 PM
HARNEY MARISA EVP & Chief Credit Officer Mar 15, 2019 Option Exercise $50.13 766 38,400 15,166 Mar 18, 2019, 05:42 PM
HUDAK JAMES L President, Commercial Banking Mar 15, 2019 Option Exercise $50.13 1,669 83,667 77,960 Mar 18, 2019, 05:41 PM
McPhail Kenneth EVP, Chief Strategy Officer Mar 15, 2019 Option Exercise $50.13 564 28,273 16,370 Mar 18, 2019, 05:41 PM
MENELLY DENISE M. EVP, Head of Technology & Ops Mar 15, 2019 Option Exercise $50.13 1,707 85,572 51,185 Mar 18, 2019, 05:39 PM
PLUMMER WAHIDA EVP & Chief Risk Officer Mar 15, 2019 Option Exercise $50.13 648 32,484 15,959 Mar 18, 2019, 05:38 PM
PROIA GINA M. EVP & Head of Marketing Mar 15, 2019 Option Exercise $50.13 785 39,352 28,208 Mar 18, 2019, 05:36 PM
Solk Steve President, Consumer Banking Mar 15, 2019 Option Exercise $50.13 1,689 84,670 29,292 Mar 18, 2019, 05:35 PM
SPERLING EDWARD K EVP & Controller Mar 15, 2019 Option Exercise $50.13 275 13,786 10,061 Mar 18, 2019, 05:35 PM
GALLIGAN MATTHEW President, Real Estate Finance Mar 08, 2019 Sale $48.65 997 48,503 30,575 Mar 11, 2019, 04:41 PM
SPERLING EDWARD K EVP & Controller Mar 06, 2019 Sale $50.16 2,224 111,556 10,336 Mar 07, 2019, 05:18 PM
Alemany Ellen R Chair & CEO Mar 01, 2019 Option Exercise $51.25 18,486 947,408 190,119 Mar 04, 2019, 05:16 PM
DUFFY JAMES J EVP & Chief HR Officer Mar 01, 2019 Option Exercise $51.25 736 37,720 31,640 Mar 04, 2019, 05:14 PM
Fawcett John J. EVP and Chief Financial Office Mar 01, 2019 Option Exercise $51.25 2,633 134,941 42,391 Mar 04, 2019, 05:12 PM
GALLIGAN MATTHEW President, Real Estate Finance Mar 01, 2019 Option Exercise $51.25 2,269 116,286 31,572 Mar 04, 2019, 05:10 PM
HARNEY MARISA EVP & Chief Credit Officer Mar 01, 2019 Option Exercise $51.25 591 30,289 15,932 Mar 04, 2019, 05:08 PM
HUDAK JAMES L President, Commercial Banking Mar 01, 2019 Option Exercise $51.25 3,648 186,960 79,629 Mar 04, 2019, 05:05 PM
McPhail Kenneth EVP, Chief Strategy Officer Mar 01, 2019 Option Exercise $51.25 473 24,241 16,934 Mar 04, 2019, 05:00 PM
MENELLY DENISE M. EVP, Head of Technology & Ops Mar 01, 2019 Option Exercise $51.25 3,371 172,764 52,892 Mar 04, 2019, 04:58 PM
PLUMMER WAHIDA EVP & Chief Risk Officer Mar 01, 2019 Option Exercise $51.25 237 12,146 16,607 Mar 04, 2019, 04:56 PM
PROIA GINA M. EVP & Head of Marketing Mar 01, 2019 Option Exercise $51.25 5,718 293,048 28,993 Mar 04, 2019, 04:54 PM
Solk Steve President, Consumer Banking Mar 01, 2019 Option Exercise $51.25 2,385 122,231 30,981 Mar 04, 2019, 04:52 PM
SPERLING EDWARD K EVP & Controller Mar 01, 2019 Option Exercise $51.25 617 31,621 12,560 Mar 04, 2019, 04:48 PM
Lytle Jeffrey President, Rail Finance Mar 01, 2019 Option Exercise $51.25 272 13,940 12,969 Mar 04, 2019, 12:00 AM
Jones Michael Sterling President, Business Capital Mar 01, 2019 Option Exercise $51.25 208 10,660 9,023 Mar 04, 2019, 12:00 AM
GALLIGAN MATTHEW President, Real Estate Finance Feb 25, 2019 Sale $51.68 2,300 118,857 33,841 Feb 26, 2019, 04:28 PM
Alemany Ellen R Chair & CEO Feb 21, 2019 Option Exercise $51.03 29,651 1,513,090 159,614 Feb 25, 2019, 04:19 PM
GALLIGAN MATTHEW President, Real Estate Finance Feb 21, 2019 Option Exercise $51.03 2,827 144,262 30,752 Feb 25, 2019, 04:17 PM
HUDAK JAMES L President, Commercial Banking Feb 21, 2019 Option Exercise $51.03 4,320 220,450 73,479 Feb 25, 2019, 04:15 PM
MENELLY DENISE M. EVP, Head of Technology & Ops Feb 21, 2019 Option Exercise $51.03 3,831 195,496 47,444 Feb 25, 2019, 04:08 PM
Solk Steve President, Consumer Banking Feb 21, 2019 Option Exercise $51.03 2,357 120,278 25,038 Feb 25, 2019, 04:06 PM
SPERLING EDWARD K EVP & Controller Feb 21, 2019 Option Exercise $51.03 1,006 51,336 10,482 Feb 25, 2019, 04:05 PM
GALLIGAN MATTHEW President, Real Estate Finance Feb 19, 2019 Sale $50.82 5,375 273,168 26,183 Feb 20, 2019, 05:15 PM
GALLIGAN MATTHEW President, Real Estate Finance Feb 01, 2019 Option Exercise $46.94 1,714 80,455 31,558 Feb 05, 2019, 04:30 PM
HARNEY MARISA EVP & Chief Credit Officer Feb 01, 2019 Option Exercise $46.94 357 16,758 11,624 Feb 05, 2019, 04:29 PM
Jones Michael Sterling President, Business Capital Feb 01, 2019 Option Exercise $46.94 391 18,354 6,046 Feb 05, 2019, 04:28 PM
Lytle Jeffrey President, Rail Finance Feb 01, 2019 Option Exercise $46.94 1,369 64,261 9,322 Feb 05, 2019, 04:26 PM
PLUMMER WAHIDA EVP & Chief Risk Officer Feb 01, 2019 Option Exercise $46.94 461 21,639 11,945 Feb 05, 2019, 04:25 PM
SPERLING EDWARD K EVP & Controller Feb 01, 2019 Option Exercise $46.94 857 40,228 8,530 Feb 05, 2019, 04:25 PM
Alemany Ellen R Chair & CEO May 12, 2017 Option Exercise $46.87 821 38,480 121,809 Feb 01, 2019, 04:59 PM
PLUMMER WAHIDA EVP & Chief Risk Officer Dec 15, 2018 Option Exercise $41.17 222 9,140 12,406 Dec 18, 2018, 07:46 AM
Alderoty Stuart A EVP, General Counsel & Secy. Oct 26, 2018 Option Exercise $43.92 3,127 137,338 33,719 Oct 29, 2018, 04:04 PM
McPhail Kenneth EVP, Chief Strategy Officer Sep 01, 2018 Option Exercise $54.24 501 27,174 13,487 Sep 05, 2018, 01:31 PM
DUFFY JAMES J EVP & Chief HR Officer Aug 30, 2018 Option Exercise $53.84 2,337 125,824 25,517 Aug 31, 2018, 03:29 PM
Frank Alan L Director Aug 03, 2018 Option Exercise $53.44 252 13,467 10,187 Aug 07, 2018, 09:46 AM
RYAN JOHN R Director Jul 29, 2018 Option Exercise $52.92 37 1,958 10,191 Jul 31, 2018, 04:21 PM
MENELLY DENISE M. EVP, Head of Technology & Ops Jul 29, 2018 Option Exercise $52.92 5,929 313,763 40,141 Jul 31, 2018, 04:20 PM
SPERLING EDWARD K EVP & Controller Jun 14, 2018 Sale $51.44 1,765 90,786 10,491 Jun 18, 2018, 04:02 PM
Stamps Sheila A Director Jun 07, 2018 Sale $52.12 3,350 174,585 4,666 Jun 11, 2018, 09:20 AM
Dominguez Dorene Director May 15, 2018 Option Exercise $53.73 339 18,214 2,731 May 17, 2018, 09:53 AM
FREEMAN WILLIAM M Director May 15, 2018 Option Exercise $53.73 1,028 55,234 9,730 May 17, 2018, 09:50 AM
OATES R. BRAD Director May 15, 2018 Option Exercise $53.73 428 22,996 11,081 May 17, 2018, 09:49 AM
RYAN JOHN R Director May 15, 2018 Option Exercise $53.73 1,114 59,855 10,154 May 17, 2018, 09:47 AM
Stamps Sheila A Director May 15, 2018 Option Exercise $53.73 975 52,387 8,016 May 17, 2018, 09:46 AM
UNGER LAURA S Director May 15, 2018 Option Exercise $53.73 375 20,149 6,052 May 17, 2018, 09:45 AM
Alemany Ellen R Chair & CEO May 12, 2018 Option Exercise $53.66 371 19,908 123,527 May 15, 2018, 07:46 AM
FREEMAN WILLIAM M Director May 12, 2018 Option Exercise $53.66 378 20,283 8,702 May 15, 2018, 07:45 AM
RYAN JOHN R Director May 12, 2018 Option Exercise $53.66 432 23,181 9,041 May 15, 2018, 07:43 AM
Dominguez Dorene Director Apr 26, 2018 Option Exercise $53.10 87 4,620 2,392 Apr 30, 2018, 04:07 PM
Fawcett John J. EVP and Chief Financial Office Apr 26, 2018 Option Exercise $53.10 3,129 166,150 29,347 Apr 30, 2018, 04:06 PM
Alemany Ellen R Chair & CEO Mar 15, 2018 Option Exercise $54.00 8,831 476,874 168,441 Mar 16, 2018, 05:10 PM
Alderoty Stuart A EVP, General Counsel & Secy. Mar 15, 2018 Option Exercise $54.00 817 44,118 36,846 Mar 16, 2018, 05:09 PM
DUFFY JAMES J EVP & Chief HR Officer Mar 15, 2018 Option Exercise $54.00 953 51,462 27,854 Mar 16, 2018, 05:09 PM
GALLIGAN MATTHEW President, Real Estate Finance Mar 15, 2018 Option Exercise $54.00 1,067 57,618 33,272 Mar 16, 2018, 05:08 PM
MENELLY DENISE M. EVP, Head of Technology & Ops Mar 15, 2018 Option Exercise $54.00 1,570 84,780 46,070 Mar 16, 2018, 05:07 PM
PROIA GINA M. EVP & Head of Marketing Mar 15, 2018 Option Exercise $54.00 545 29,430 30,792 Mar 16, 2018, 05:07 PM
Solk Steve President, Consumer Banking Mar 15, 2018 Option Exercise $54.00 1,178 63,612 20,739 Mar 16, 2018, 05:05 PM
SPERLING EDWARD K EVP & Controller Mar 15, 2018 Option Exercise $54.00 275 14,850 11,152 Mar 16, 2018, 05:05 PM
CASHMAN GEORGE D. President, Rail Finance Mar 14, 2018 Option Exercise $54.04 5,850 316,134 66,602 Mar 16, 2018, 05:03 PM
CASHMAN GEORGE D. President, Rail Finance Mar 15, 2018 Option Exercise $54.00 1,509 81,486 65,093 Mar 16, 2018, 05:03 PM
HUDAK JAMES L President, Commercial Banking Mar 15, 2018 Option Exercise $54.00 1,669 90,126 65,227 Mar 16, 2018, 05:03 PM
HUDAK JAMES L President, Commercial Banking Mar 14, 2018 Option Exercise $54.04 6,356 343,478 66,896 Mar 16, 2018, 05:03 PM
ROWE ROBERT EVP, Chief Risk Officer Mar 15, 2018 Option Exercise $54.00 1,678 90,612 55,692 Mar 16, 2018, 04:59 PM
ROWE ROBERT EVP, Chief Risk Officer Mar 14, 2018 Option Exercise $54.04 5,008 270,632 57,370 Mar 16, 2018, 04:59 PM
Alemany Ellen R Chair & CEO Mar 08, 2018 Option Exercise $54.67 10,410 569,115 177,272 Mar 12, 2018, 08:00 AM
Alemany Ellen R Chair & CEO Mar 01, 2018 Option Exercise $53.22 11,294 601,067 187,682 Mar 02, 2018, 03:34 PM
Alderoty Stuart A EVP, General Counsel & Secy. Mar 01, 2018 Option Exercise $53.22 785 41,778 37,663 Mar 02, 2018, 03:34 PM
CASHMAN GEORGE D. President, Rail Finance Mar 01, 2018 Option Exercise $53.22 1,930 102,715 60,576 Mar 02, 2018, 03:32 PM
GALLIGAN MATTHEW President, Real Estate Finance Mar 01, 2018 Option Exercise $53.22 1,011 53,805 34,339 Mar 02, 2018, 03:31 PM
HUDAK JAMES L President, Commercial Banking Mar 01, 2018 Option Exercise $53.22 2,134 113,571 60,275 Mar 02, 2018, 03:30 PM
HUDAK JAMES L President, Commercial Banking Mar 01, 2018 Sale $53.63 2,000 107,268 62,430 Mar 02, 2018, 03:30 PM
MENELLY DENISE M. EVP, Head of Technology & Ops Mar 01, 2018 Option Exercise $53.22 1,326 70,570 47,640 Mar 02, 2018, 03:28 PM
PROIA GINA M. EVP & Head of Marketing Mar 01, 2018 Option Exercise $53.22 3,064 163,066 31,337 Mar 02, 2018, 03:27 PM
ROWE ROBERT EVP, Chief Risk Officer Mar 01, 2018 Option Exercise $53.22 1,493 79,457 52,154 Mar 02, 2018, 03:26 PM
Solk Steve President, Consumer Banking Mar 01, 2018 Option Exercise $53.22 798 42,470 21,917 Mar 02, 2018, 03:24 PM
SPERLING EDWARD K EVP & Controller Mar 01, 2018 Option Exercise $53.22 352 18,733 11,427 Mar 02, 2018, 03:21 PM
SPERLING EDWARD K EVP & Controller Feb 01, 2018 Option Exercise $52.10 1,101 57,362 9,461 Feb 02, 2018, 03:59 PM
ROWE ROBERT EVP, Chief Risk Officer Feb 01, 2018 Option Exercise $52.10 1,522 79,296 45,764 Feb 02, 2018, 03:53 PM
HUDAK JAMES L President, Commercial Banking Feb 01, 2018 Option Exercise $52.10 1,749 91,123 55,134 Feb 02, 2018, 03:52 PM
GALLIGAN MATTHEW President, Real Estate Finance Feb 01, 2018 Option Exercise $52.10 2,761 143,848 30,249 Feb 02, 2018, 03:52 PM
CASHMAN GEORGE D. President, Rail Finance Feb 01, 2018 Option Exercise $52.10 1,607 83,725 54,622 Feb 02, 2018, 03:51 PM
Jones Michael Sterling President, Business Capital Feb 01, 2018 Option Exercise $52.10 61 3,178 3,887 Feb 02, 2018, 03:45 PM
MENELLY DENISE M. EVP, Head of Technology & Ops Nov 01, 2017 Sale $46.84 8,951 419,285 41,546 Nov 02, 2017, 04:05 PM
ROSENFELD GERALD Director Oct 26, 2017 Option Exercise $47.10 765 36,028 15,882 Oct 30, 2017, 02:20 PM
ROSENFELD GERALD Director Oct 26, 2017 Option Exercise $43.70 824 36,009 16,647 Oct 30, 2017, 02:20 PM
Alderoty Stuart A EVP, General Counsel & Secy. Oct 26, 2017 Option Exercise $47.19 3,880 183,097 32,419 Oct 30, 2017, 02:19 PM
DUFFY JAMES J EVP & Chief HR Officer Aug 30, 2017 Option Exercise $45.01 2,494 112,255 22,315 Sep 01, 2017, 11:04 AM
Solk Steve President, Business Capital Aug 25, 2017 Sale $45.00 1,460 65,700 14,832 Aug 29, 2017, 04:51 PM
HUDAK JAMES L President, Commercial Banking Aug 11, 2017 Sale $46.18 2,100 96,988 57,083 Aug 14, 2017, 04:29 PM
Frank Alan L Director Aug 03, 2017 Option Exercise $47.50 252 11,970 8,129 Aug 04, 2017, 04:05 PM
MENELLY DENISE M. EVP, Head of Technology & Ops Jul 29, 2017 Option Exercise $47.84 7,013 335,502 50,497 Aug 01, 2017, 04:10 PM
RYAN JOHN R Director Jul 29, 2017 Option Exercise $47.87 37 1,771 8,608 Jul 31, 2017, 05:42 PM
HUDAK JAMES L President, Commercial Banking Jun 07, 2017 Option Exercise $44.50 638 28,391 59,151 Jun 14, 2017, 11:03 AM
BROSNAN MICHAEL L. Director Jun 09, 2017 Buy $45.68 24 1,096 3,768 Jun 13, 2017, 08:46 AM
HUDAK JAMES L President, Commercial Banking Jun 05, 2017 Sale $44.50 2,250 100,132 59,621 Jun 06, 2017, 04:06 PM
MORRELL KELLEY EVP, Chief Strategy Officer May 30, 2017 Sale $45.21 16,987 767,936 12,809 May 31, 2017, 04:16 PM
ROWE ROBERT EVP, Chief Risk Officer May 30, 2017 Sale $45.58 9,244 421,338 47,286 May 31, 2017, 04:15 PM
SPERLING EDWARD K EVP & Controller May 26, 2017 Sale $45.76 4,480 205,009 10,562 May 31, 2017, 04:13 PM
Alemany Ellen R Chair & CEO Mar 17, 2017 Option Exercise $41.97 23,444 984,062 23,444 May 16, 2017, 04:29 PM
Alemany Ellen R Chair & CEO Mar 17, 2017 Option Exercise $41.97 23,444 984,062 121,482 May 16, 2017, 04:29 PM
FREEMAN WILLIAM M Director May 13, 2017 Option Exercise $46.87 417 19,545 7,724 May 16, 2017, 04:26 PM
FREEMAN WILLIAM M Director May 12, 2017 Option Exercise $46.87 378 17,717 7,307 May 16, 2017, 04:26 PM
FREEMAN WILLIAM M Director May 15, 2017 Option Exercise $47.31 600 28,386 8,323 May 16, 2017, 04:26 PM
PARRS MARIANNE M Director May 12, 2017 Option Exercise $46.87 468 21,935 10,543 May 16, 2017, 04:24 PM
PARRS MARIANNE M Director May 15, 2017 Option Exercise $47.31 650 30,752 11,709 May 16, 2017, 04:24 PM
PARRS MARIANNE M Director May 13, 2017 Option Exercise $46.87 516 24,185 11,059 May 16, 2017, 04:24 PM
RYAN JOHN R Director May 15, 2017 Option Exercise $47.31 650 30,752 7,272 May 16, 2017, 04:20 PM
RYAN JOHN R Director May 12, 2017 Option Exercise $46.87 432 20,248 7,922 May 16, 2017, 04:20 PM
Stamps Sheila A Director May 13, 2017 Option Exercise $46.87 417 19,545 5,685 May 16, 2017, 04:18 PM
Stamps Sheila A Director May 15, 2017 Option Exercise $47.31 600 28,386 6,285 May 16, 2017, 04:18 PM
CASHMAN GEORGE D. President, Rail Finance Mar 15, 2017 Option Exercise $41.59 1,824 75,860 56,229 Mar 17, 2017, 04:48 PM
HAYLES CAROL EVP & CFO Mar 15, 2017 Option Exercise $41.59 2,238 93,078 77,486 Mar 17, 2017, 04:45 PM
HUDAK JAMES L President, Commercial Banking Mar 15, 2017 Option Exercise $41.59 3,030 126,018 61,871 Mar 17, 2017, 04:44 PM
KNITTEL C JEFFREY President, Transportation Fin. Mar 15, 2017 Option Exercise $41.59 9,972 414,735 167,685 Mar 17, 2017, 04:43 PM
ROWE ROBERT EVP, Chief Risk Officer Mar 15, 2017 Option Exercise $41.59 2,344 97,487 56,530 Mar 17, 2017, 04:40 PM
Alemany Ellen R Chair & CEO Mar 08, 2017 Option Exercise $42.19 10,962 462,487 90,827 Mar 10, 2017, 07:58 AM
CASHMAN GEORGE D. President, Rail Finance Feb 01, 2017 Option Exercise $40.73 2,929 119,298 45,614 Mar 10, 2017, 07:57 AM
Stamps Sheila A Director Feb 20, 2017 Option Exercise $43.72 92 4,022 4,512 Mar 10, 2017, 07:56 AM
Alemany Ellen R Chair & CEO Mar 01, 2017 Option Exercise $43.93 11,861 521,054 101,789 Mar 03, 2017, 04:25 PM
GALLIGAN MATTHEW President, Real Estate Finance Mar 01, 2017 Option Exercise $43.93 1,034 45,424 26,999 Mar 03, 2017, 04:23 PM
HUDAK JAMES L President, Commercial Banking Mar 01, 2017 Option Exercise $43.93 2,211 97,129 48,809 Mar 03, 2017, 04:22 PM
MORRELL KELLEY EVP, Chief Strategy Officer Mar 01, 2017 Option Exercise $43.93 672 29,521 24,988 Mar 03, 2017, 04:17 PM
ROWE ROBERT EVP, Chief Risk Officer Mar 01, 2017 Option Exercise $43.93 2,223 97,656 44,136 Mar 03, 2017, 04:16 PM
Solk Steve President, Business Capital Mar 01, 2017 Option Exercise $43.93 846 37,165 6,073 Mar 03, 2017, 04:15 PM
SPERLING EDWARD K EVP & Controller Mar 01, 2017 Option Exercise $43.93 373 16,386 12,637 Mar 03, 2017, 04:14 PM
OATES R. BRAD Director Feb 27, 2017 Sale $42.78 7,030 300,743 6,132 Mar 01, 2017, 07:58 AM
HUDAK JAMES L President, Commercial Banking Feb 22, 2017 Option Exercise $43.33 460 19,932 51,020 Feb 23, 2017, 04:11 PM
HUDAK JAMES L President, Commercial Banking Feb 21, 2017 Sale $43.96 13,451 591,251 54,031 Feb 23, 2017, 04:11 PM
GALLIGAN MATTHEW President, Real Estate Finance Feb 06, 2017 Sale $42.14 5,097 214,809 29,533 Feb 07, 2017, 04:03 PM
ROSENFELD GERALD Director Feb 03, 2017 Option Exercise $42.59 846 36,031 13,999 Feb 06, 2017, 04:08 PM
ROSENFELD GERALD Director Feb 03, 2017 Option Exercise $38.58 933 35,995 14,845 Feb 06, 2017, 04:08 PM
TOBIN PETER J Director Feb 02, 2017 Option Exercise $40.32 3,722 150,071 4,539 Feb 03, 2017, 05:04 PM
TOBIN PETER J Director Feb 02, 2017 Option Exercise $30.61 4,902 150,050 8,261 Feb 03, 2017, 05:04 PM
GALLIGAN MATTHEW President, Real Estate Finance Feb 01, 2017 Option Exercise $40.73 4,046 164,794 33,130 Feb 03, 2017, 04:55 PM
HAYLES CAROL EVP & CFO Feb 01, 2017 Option Exercise $40.73 3,733 152,045 65,034 Feb 03, 2017, 04:52 PM
HUDAK JAMES L President, Commercial Banking Feb 01, 2017 Option Exercise $40.73 3,653 148,787 64,931 Feb 03, 2017, 04:51 PM
KNITTEL C JEFFREY President, Transportation Fin. Feb 01, 2017 Option Exercise $40.73 7,924 322,745 164,498 Feb 03, 2017, 04:51 PM
MATSUMOTO RAYMOND D EVP Feb 01, 2017 Option Exercise $40.73 861 35,069 25,792 Feb 03, 2017, 04:50 PM
MORRELL KELLEY EVP, Chief Strategy Officer Feb 01, 2017 Option Exercise $40.73 1,434 58,407 25,660 Feb 03, 2017, 04:49 PM
ROWE ROBERT EVP, Chief Risk Officer Feb 01, 2017 Option Exercise $40.73 3,346 136,283 46,359 Feb 03, 2017, 04:49 PM
SPERLING EDWARD K EVP & Controller Feb 01, 2017 Option Exercise $40.73 1,524 62,073 13,010 Feb 03, 2017, 04:47 PM
Alemany Ellen R Chair & CEO Jan 29, 2017 Option Exercise $42.26 398 16,819 113,650 Jan 31, 2017, 04:09 PM
PARRS MARIANNE M Director Nov 30, 2016 Option Exercise $40.82 3,675 150,013 10,075 Dec 01, 2016, 05:07 PM
PARRS MARIANNE M Director Nov 30, 2016 Option Exercise $32.91 4,558 150,004 13,750 Dec 01, 2016, 05:07 PM
UNGER LAURA S Director Nov 18, 2016 Option Exercise $40.86 4,775 195,118 9,350 Nov 21, 2016, 05:21 PM
UNGER LAURA S Director Nov 18, 2016 Option Exercise $35.55 5,815 206,723 10,452 Nov 21, 2016, 05:21 PM
OATES R. BRAD Director Nov 16, 2016 Option Exercise $40.33 5,119 206,463 13,162 Nov 17, 2016, 04:41 PM
OATES R. BRAD Director Nov 16, 2016 Option Exercise $27.50 7,506 206,415 16,885 Nov 17, 2016, 04:41 PM
FREEMAN WILLIAM M Director Nov 15, 2016 Option Exercise $39.84 3,766 150,037 6,929 Nov 16, 2016, 04:17 PM
FREEMAN WILLIAM M Director Nov 15, 2016 Option Exercise $32.91 4,558 150,004 10,695 Nov 16, 2016, 04:17 PM
RYAN JOHN R Director Nov 14, 2016 Option Exercise $32.91 4,558 150,004 11,259 Nov 16, 2016, 04:16 PM
RYAN JOHN R Director Nov 14, 2016 Sale $39.89 3,769 150,345 7,490 Nov 16, 2016, 04:16 PM
ROSENFELD GERALD Director Oct 27, 2016 Option Exercise $36.22 5,663 205,118 16,533 Oct 31, 2016, 09:35 AM
ROSENFELD GERALD Director Oct 27, 2016 Option Exercise $33.55 6,113 205,091 18,051 Oct 31, 2016, 09:35 AM
Frank Alan L Director Aug 03, 2016 Option Exercise $33.82 252 8,523 6,927 Aug 05, 2016, 10:36 AM
RYAN JOHN R Director Jul 29, 2016 Option Exercise $34.56 37 1,279 6,701 Aug 02, 2016, 04:08 PM
GALLIGAN MATTHEW President, Real Estate Finance Feb 26, 2016 Option Exercise $28.88 45 1,300 29,449 Jul 05, 2016, 04:23 PM
GALLIGAN MATTHEW President, Real Estate Finance May 27, 2016 Option Exercise $33.94 39 1,324 37,176 Jul 05, 2016, 04:23 PM
Alemany Ellen R Chair & CEO May 13, 2016 Option Exercise $31.26 310 9,691 150,359 May 16, 2016, 03:31 PM
Alemany Ellen R Chair & CEO May 12, 2016 Option Exercise $32.07 522 16,741 149,836 May 16, 2016, 03:31 PM
FREEMAN WILLIAM M Director May 13, 2016 Option Exercise $31.26 417 13,035 5,778 May 16, 2016, 03:30 PM
FREEMAN WILLIAM M Director May 12, 2016 Option Exercise $32.07 378 12,122 5,361 May 16, 2016, 03:30 PM
FREEMAN WILLIAM M Director May 14, 2016 Option Exercise $31.26 359 11,222 6,137 May 16, 2016, 03:30 PM
PARRS MARIANNE M Director May 12, 2016 Option Exercise $32.07 468 15,009 8,185 May 16, 2016, 03:29 PM
PARRS MARIANNE M Director May 14, 2016 Option Exercise $31.26 492 15,380 9,192 May 16, 2016, 03:29 PM
PARRS MARIANNE M Director May 13, 2016 Option Exercise $31.26 516 16,130 8,700 May 16, 2016, 03:29 PM
RYAN JOHN R Director May 12, 2016 Option Exercise $32.07 432 13,854 6,664 May 16, 2016, 03:27 PM
Stamps Sheila A Director May 13, 2016 Option Exercise $31.26 417 13,035 4,421 May 16, 2016, 03:27 PM
MATSUMOTO RAYMOND D EVP May 04, 2016 Option Exercise $32.58 5,800 188,964 26,653 May 05, 2016, 04:17 PM
SPERLING EDWARD K EVP & Controller May 04, 2016 Option Exercise $32.58 732 23,849 14,534 May 05, 2016, 04:15 PM
THAIN JOHN A Chairman & CEO Mar 15, 2016 Option Exercise $32.52 32,177 1,046,396 516,884 Mar 17, 2016, 04:22 PM
KNITTEL C JEFFREY President, Transportation Fin. Mar 15, 2016 Option Exercise $32.52 9,961 323,932 172,422 Mar 17, 2016, 04:20 PM
HAYLES CAROL EVP & CFO Mar 15, 2016 Option Exercise $32.52 1,094 35,577 68,767 Mar 17, 2016, 04:19 PM
Allen Bryan David EVP, Chief HR Officer Mar 15, 2016 Option Exercise $32.52 345 11,219 35,634 Mar 17, 2016, 04:18 PM
GOODMAN STACEY EVP, CIO and Ops Officer Mar 15, 2016 Option Exercise $32.52 762 24,780 35,568 Mar 17, 2016, 04:17 PM
HUDAK JAMES L President, Commercial Banking Mar 15, 2016 Option Exercise $32.52 4,105 133,495 68,584 Mar 17, 2016, 04:17 PM
INGATO ROBERT J Exec VP and General Counsel Mar 15, 2016 Option Exercise $32.52 2,578 83,837 60,034 Mar 17, 2016, 04:16 PM
ROWE ROBERT EVP, Chief Risk Officer Mar 15, 2016 Option Exercise $32.52 956 31,089 49,705 Mar 17, 2016, 04:14 PM
Tutwiler Margaret D EVP, Marketing & Communication Mar 15, 2016 Option Exercise $32.52 1,394 45,333 32,996 Mar 17, 2016, 04:11 PM
MATSUMOTO RAYMOND D EVP Mar 08, 2016 Option Exercise $32.31 948 30,630 26,303 Mar 09, 2016, 03:14 PM
Alemany Ellen R Vice Chairman Mar 08, 2016 Option Exercise $32.31 7,891 254,958 79,765 Mar 09, 2016, 03:13 PM
Stamps Sheila A Director Feb 20, 2016 Option Exercise $28.23 92 2,597 3,248 Feb 22, 2016, 05:25 PM
MNUCHIN STEVEN T Vice Chairman Feb 11, 2016 Buy $25.64 80,000 2,051,232 1,935,573 Feb 12, 2016, 09:00 AM
MNUCHIN STEVEN T Vice Chairman Feb 08, 2016 Buy $26.78 119,800 3,208,508 1,825,573 Feb 10, 2016, 07:59 AM
MNUCHIN STEVEN T Vice Chairman Feb 09, 2016 Buy $26.26 30,000 787,827 1,855,573 Feb 10, 2016, 07:59 AM
MNUCHIN STEVEN T Vice Chairman Feb 04, 2016 Buy $27.77 114,623 3,183,276 1,705,773 Feb 10, 2016, 07:58 AM
THAIN JOHN A Chairman & CEO Feb 04, 2016 Buy $27.31 50,000 1,365,500 486,849 Feb 04, 2016, 05:21 PM
Alemany Ellen R Vice Chairman Feb 04, 2016 Buy $27.32 19,000 519,023 87,656 Feb 04, 2016, 05:20 PM
MNUCHIN STEVEN T Vice Chairman Feb 04, 2016 Buy $27.77 114,623 3,183,276 114,623 Feb 04, 2016, 05:20 PM
Frank Alan L Director Feb 04, 2016 Buy $27.72 2,000 55,440 6,675 Feb 04, 2016, 05:19 PM
GALLIGAN MATTHEW President, Real Estate Finance Feb 01, 2016 Option Exercise $29.86 3,247 96,955 12,371 Feb 04, 2016, 05:18 PM
Allen Bryan David EVP, Chief HR Officer Feb 01, 2016 Option Exercise $29.86 2,228 66,528 27,905 Feb 02, 2016, 05:13 PM
GALLIGAN MATTHEW President, Real Estate Finance Feb 01, 2016 Option Exercise $29.86 3,583 106,988 12,035 Feb 02, 2016, 05:12 PM
GOODMAN STACEY EVP, CIO and Ops Officer Feb 01, 2016 Option Exercise $29.86 4,237 126,517 21,987 Feb 02, 2016, 05:11 PM
HAYLES CAROL EVP & CFO Feb 01, 2016 Option Exercise $29.86 5,390 160,945 47,445 Feb 02, 2016, 05:10 PM
HUDAK JAMES L President, Commercial Banking Feb 01, 2016 Option Exercise $29.86 5,271 157,392 50,884 Feb 02, 2016, 05:09 PM
INGATO ROBERT J Exec VP and General Counsel Feb 01, 2016 Option Exercise $29.86 3,902 116,514 43,826 Feb 02, 2016, 05:06 PM
KNITTEL C JEFFREY President, Transportation Fin. Feb 01, 2016 Option Exercise $29.86 11,644 347,690 127,042 Feb 02, 2016, 05:02 PM
MORRELL KELLEY EVP, Chief Strategy Officer Feb 01, 2016 Option Exercise $29.86 1,026 30,636 26,315 Feb 02, 2016, 05:01 PM
ROWE ROBERT EVP, Chief Risk Officer Feb 01, 2016 Option Exercise $29.86 4,878 145,657 35,302 Feb 02, 2016, 05:00 PM
SPERLING EDWARD K EVP & Controller Feb 01, 2016 Option Exercise $29.86 935 27,919 5,674 Feb 02, 2016, 04:59 PM
THAIN JOHN A Chairman & CEO Feb 01, 2016 Option Exercise $29.86 43,248 1,291,385 436,849 Feb 02, 2016, 04:58 PM
Tutwiler Margaret D EVP, Marketing & Communication Feb 01, 2016 Option Exercise $29.86 2,287 68,290 30,506 Feb 02, 2016, 04:57 PM
Alemany Ellen R Vice Chairman Jan 29, 2016 Option Exercise $29.35 399 11,711 68,656 Feb 01, 2016, 01:51 PM
MNUCHIN STEVEN T Vice Chairman Aug 03, 2015 Option Exercise $44.33 530,920 23,535,685 530,920 Aug 05, 2015, 04:01 PM
MNUCHIN STEVEN T Vice Chairman Aug 03, 2015 Option Exercise $44.33 1,591,150 70,535,682 1,591,150 Aug 05, 2015, 04:01 PM
Frank Alan L Director Aug 03, 2015 Option Exercise $44.33 2,551 113,086 2,551 Aug 05, 2015, 03:59 PM
Frank Alan L Director Aug 03, 2015 Option Exercise $44.33 9,097 403,270 9,097 Aug 05, 2015, 03:59 PM
Otting Joseph M Co-President Aug 03, 2015 Option Exercise $44.33 193,087 8,559,547 458,593 Aug 05, 2015, 03:58 PM
Stamps Sheila A Director May 29, 2015 Buy $46.02 3 138 2,604 Jun 02, 2015, 02:45 PM
PARRS MARIANNE M Director May 15, 2015 Option Exercise $46.10 606 27,937 7,716 May 18, 2015, 02:09 PM
PARRS MARIANNE M Director May 14, 2015 Option Exercise $46.06 491 22,615 7,111 May 18, 2015, 02:09 PM
FREEMAN WILLIAM M Director May 14, 2015 Option Exercise $46.06 359 16,536 4,983 May 18, 2015, 02:04 PM
Stamps Sheila A Director May 13, 2015 Option Exercise $46.19 417 19,261 2,602 May 14, 2015, 05:14 PM
PARRS MARIANNE M Director May 13, 2015 Option Exercise $46.19 516 23,834 6,620 May 14, 2015, 04:54 PM
FREEMAN WILLIAM M Director May 13, 2015 Option Exercise $46.19 417 19,261 4,624 May 14, 2015, 04:51 PM
Brandman Andrew Exec. Vice President & CAO Apr 25, 2015 Option Exercise $48.01 22,028 1,057,564 47,869 May 04, 2015, 09:30 AM
Stamps Sheila A Director Feb 20, 2015 Option Exercise $46.50 92 4,278 2,185 Feb 23, 2015, 05:32 PM
THAIN JOHN A Chairman & CEO Feb 19, 2015 Option Exercise $45.88 37,451 1,718,252 458,361 Feb 23, 2015, 07:46 AM
Chai Nelson President Feb 19, 2015 Option Exercise $45.88 16,853 773,216 203,726 Feb 23, 2015, 07:45 AM
PARKER SCOTT T EVP & Chief Financial Officer Feb 19, 2015 Option Exercise $45.88 11,850 543,678 162,454 Feb 23, 2015, 07:44 AM
KNITTEL C JEFFREY President, Transportation Fin. Feb 19, 2015 Option Exercise $45.88 9,390 430,813 138,686 Feb 23, 2015, 07:43 AM
POLSKY LISA Exec VP & Chief Risk Officer Feb 19, 2015 Option Exercise $45.88 10,162 466,233 119,234 Feb 23, 2015, 07:41 AM
INGATO ROBERT J Exec VP and General Counsel Feb 19, 2015 Option Exercise $45.88 3,024 138,741 47,728 Feb 23, 2015, 07:40 AM
Tutwiler Margaret D EVP, Marketing & Communication Feb 19, 2015 Option Exercise $45.88 1,736 79,648 32,793 Feb 23, 2015, 07:39 AM
THAIN JOHN A Chairman & CEO Feb 01, 2015 Option Exercise $43.82 29,505 1,292,909 423,190 Feb 04, 2015, 08:10 AM
Brandman Andrew Exec. Vice President & CAO Feb 01, 2015 Option Exercise $43.82 3,270 143,291 69,897 Feb 04, 2015, 08:09 AM
Chai Nelson President Feb 01, 2015 Option Exercise $43.82 21,942 961,498 187,900 Feb 04, 2015, 08:08 AM
HAYLES CAROL EVP & Controller Feb 01, 2015 Option Exercise $43.82 5,304 232,421 52,835 Feb 04, 2015, 08:07 AM
INGATO ROBERT J Exec VP and General Counsel Feb 01, 2015 Option Exercise $43.82 3,629 159,023 44,700 Feb 04, 2015, 08:07 AM
KNITTEL C JEFFREY President, Transportation Fin. Feb 01, 2015 Option Exercise $43.82 13,380 586,312 129,921 Feb 04, 2015, 08:06 AM
PARKER SCOTT T EVP & Chief Financial Officer Feb 01, 2015 Option Exercise $43.82 15,051 659,535 150,097 Feb 04, 2015, 08:05 AM
POLSKY LISA Exec VP & Chief Risk Officer Feb 01, 2015 Option Exercise $43.82 13,193 578,117 111,240 Feb 04, 2015, 08:04 AM
Tutwiler Margaret D EVP, Marketing & Communication Feb 01, 2015 Option Exercise $43.82 2,394 104,905 29,688 Feb 04, 2015, 08:04 AM
PARRS MARIANNE M Director Jul 27, 2014 Option Exercise $49.14 104 5,111 6,104 Jul 29, 2014, 05:35 PM
STERNBERG SEYMOUR Director Jul 27, 2014 Option Exercise $49.14 21 1,032 21,219 Jul 29, 2014, 05:29 PM
UNGER LAURA S Director Jul 27, 2014 Option Exercise $49.14 42 2,064 4,637 Jul 29, 2014, 05:23 PM
FREEMAN WILLIAM M Director May 14, 2014 Option Exercise $41.52 358 14,864 4,207 May 16, 2014, 05:10 PM
PARRS MARIANNE M Director May 15, 2014 Option Exercise $42.20 605 25,531 6,000 May 16, 2014, 05:09 PM
PARRS MARIANNE M Director May 14, 2014 Option Exercise $41.52 490 20,345 5,395 May 16, 2014, 05:09 PM
THAIN JOHN A Chairman & CEO May 15, 2014 Buy $41.54 40,000 1,661,548 340,042 May 16, 2014, 04:26 PM
UNGER LAURA S Director May 10, 2014 Option Exercise $41.70 405 16,889 4,595 May 13, 2014, 04:28 PM
STERNBERG SEYMOUR Director May 10, 2014 Option Exercise $41.70 405 16,889 19,344 May 13, 2014, 04:28 PM
FREEMAN WILLIAM M Director May 10, 2014 Option Exercise $41.70 367 15,304 3,849 May 13, 2014, 04:26 PM
PARRS MARIANNE M Director May 10, 2014 Option Exercise $41.70 405 16,889 4,905 May 13, 2014, 04:25 PM
THAIN JOHN A Chairman & CEO Feb 16, 2014 Option Exercise $47.86 21,361 1,022,337 208,195 Feb 20, 2014, 04:38 PM
KNITTEL C JEFFREY President, Transportation Fin. Feb 16, 2014 Option Exercise $47.86 5,137 245,857 80,222 Feb 20, 2014, 04:37 PM
PARKER SCOTT T EVP & Chief Financial Officer Feb 16, 2014 Option Exercise $47.86 910 43,553 100,012 Feb 20, 2014, 04:36 PM
POLSKY LISA Exec VP & Chief Risk Officer Feb 16, 2014 Option Exercise $47.86 1,024 49,009 73,460 Feb 20, 2014, 04:36 PM
INGATO ROBERT J Exec VP and General Counsel Feb 16, 2014 Option Exercise $47.86 872 41,734 27,485 Feb 20, 2014, 04:34 PM
HAYLES CAROL EVP & Controller Feb 16, 2014 Option Exercise $47.86 175 8,376 32,471 Feb 20, 2014, 04:34 PM
THAIN JOHN A Chairman & CEO Feb 01, 2014 Option Exercise $46.55 14,444 672,368 229,554 Feb 04, 2014, 06:41 PM
Brandman Andrew Exec. Vice President & CAO Feb 01, 2014 Option Exercise $46.55 1,818 84,628 50,740 Feb 04, 2014, 06:40 PM
Chai Nelson President Feb 01, 2014 Option Exercise $46.55 14,955 696,155 119,740 Feb 04, 2014, 06:39 PM
HAYLES CAROL EVP & Controller Feb 01, 2014 Option Exercise $46.55 3,612 168,139 32,646 Feb 04, 2014, 06:39 PM
INGATO ROBERT J Exec VP and General Counsel Feb 01, 2014 Option Exercise $46.55 2,473 115,118 28,357 Feb 04, 2014, 06:38 PM
KNITTEL C JEFFREY President, Transportation Fin. Feb 01, 2014 Option Exercise $46.55 8,723 406,056 85,359 Feb 04, 2014, 06:37 PM
PARKER SCOTT T EVP & Chief Financial Officer Feb 01, 2014 Option Exercise $46.55 10,150 472,482 100,922 Feb 04, 2014, 06:37 PM
POLSKY LISA Exec VP & Chief Risk Officer Feb 01, 2014 Option Exercise $46.55 8,891 413,876 74,484 Feb 04, 2014, 06:36 PM
Tutwiler Margaret D EVP, Marketing & Communication Feb 01, 2014 Option Exercise $46.55 1,723 80,206 19,826 Feb 04, 2014, 06:35 PM
THAIN JOHN A Chairman & CEO Jul 06, 2013 Option Exercise $48.60 1,632 79,315 282,531 Feb 04, 2014, 06:34 PM
THAIN JOHN A Chairman & CEO Jul 20, 2013 Option Exercise $48.40 1,557 75,359 280,974 Feb 04, 2014, 06:33 PM
THAIN JOHN A Chairman & CEO Jul 29, 2013 Option Exercise $50.32 20,290 1,020,993 260,684 Feb 04, 2014, 06:32 PM
THAIN JOHN A Chairman & CEO Aug 03, 2013 Option Exercise $51.33 1,554 79,767 259,130 Feb 04, 2014, 06:32 PM
PARKER SCOTT T EVP & Chief Financial Officer Jul 29, 2013 Option Exercise $50.32 13,412 674,892 111,072 Feb 04, 2014, 06:31 PM
HAYLES CAROL EVP & Controller Jul 29, 2013 Option Exercise $50.32 2,724 137,072 36,258 Feb 04, 2014, 06:30 PM
Tutwiler Margaret D EVP, Marketing & Communication Aug 02, 2013 Option Exercise $51.33 2,402 123,295 21,550 Feb 04, 2014, 06:29 PM
THAIN JOHN A Chairman & CEO Jan 18, 2014 Option Exercise $49.90 248 12,375 243,998 Jan 22, 2014, 08:12 AM
THAIN JOHN A Chairman & CEO Jan 04, 2014 Option Exercise $51.77 864 44,729 244,246 Jan 06, 2014, 04:30 PM
THAIN JOHN A Chairman & CEO Dec 21, 2013 Option Exercise $50.74 1,269 64,389 245,110 Dec 24, 2013, 12:08 PM
THAIN JOHN A Chairman & CEO Dec 07, 2013 Option Exercise $50.39 1,378 69,437 246,378 Dec 10, 2013, 08:10 AM
Quinlan Raymond J. EVP - Banking Dec 06, 2013 Option Exercise $50.39 3,105 156,461 41,140 Dec 10, 2013, 08:09 AM
THAIN JOHN A Chairman & CEO Nov 23, 2013 Option Exercise $49.98 1,425 71,221 247,757 Nov 26, 2013, 07:41 AM
THAIN JOHN A Chairman & CEO Nov 09, 2013 Option Exercise $47.75 1,304 62,266 249,182 Nov 12, 2013, 07:33 AM
THAIN JOHN A Chairman & CEO Oct 26, 2013 Option Exercise $49.25 1,331 65,552 250,486 Oct 29, 2013, 04:59 PM
THAIN JOHN A Chairman & CEO Oct 12, 2013 Option Exercise $49.96 1 50 251,817 Oct 15, 2013, 04:37 PM
THAIN JOHN A Chairman & CEO Oct 12, 2013 Option Exercise $49.96 1,377 68,795 251,818 Oct 15, 2013, 04:37 PM
THAIN JOHN A Chairman & CEO Sep 28, 2013 Option Exercise $48.47 1,407 68,197 253,195 Oct 01, 2013, 07:55 AM
THAIN JOHN A Chairman & CEO Sep 14, 2013 Option Exercise $49.53 1,454 72,017 254,602 Sep 16, 2013, 04:44 PM
THAIN JOHN A Chairman & CEO Aug 31, 2013 Option Exercise $47.87 1,555 74,438 256,056 Sep 03, 2013, 04:50 PM
THAIN JOHN A Chairman & CEO Aug 17, 2013 Option Exercise $49.53 1,517 75,137 257,611 Aug 20, 2013, 04:25 PM
THAIN JOHN A Chairman & CEO Aug 03, 2013 Option Exercise $51.33 1,555 79,818 259,128 Aug 06, 2013, 04:36 PM
Tutwiler Margaret D EVP, Marketing & Communication Aug 02, 2013 Option Exercise $51.33 2,403 123,346 21,549 Aug 06, 2013, 04:35 PM
THAIN JOHN A Chairman & CEO Jul 29, 2013 Option Exercise $50.32 20,291 1,021,043 260,682 Jul 30, 2013, 04:48 PM
PARKER SCOTT T EVP & Chief Financial Officer Jul 29, 2013 Option Exercise $50.32 13,413 674,942 111,072 Jul 30, 2013, 04:47 PM
HAYLES CAROL EVP & Controller Jul 29, 2013 Option Exercise $50.32 2,725 137,122 36,258 Jul 30, 2013, 04:47 PM
MOFFETT DAVID M Director Jul 29, 2013 Option Exercise $50.32 362 18,216 3,824 Jul 30, 2013, 04:46 PM
PARRS MARIANNE M Director Jul 27, 2013 Option Exercise $50.30 103 5,181 4,500 Jul 30, 2013, 04:45 PM
STERNBERG SEYMOUR Director Jul 27, 2013 Option Exercise $50.30 21 1,056 18,939 Jul 30, 2013, 04:43 PM
UNGER LAURA S Director Jul 27, 2013 Option Exercise $50.30 41 2,062 4,190 Jul 30, 2013, 04:41 PM
THAIN JOHN A Chairman & CEO Jul 20, 2013 Option Exercise $48.40 1,557 75,359 280,973 Jul 23, 2013, 04:37 PM
THAIN JOHN A Chairman & CEO Jul 06, 2013 Option Exercise $48.60 1,632 79,315 282,530 Jul 09, 2013, 04:55 PM
THAIN JOHN A Chairman & CEO Jun 22, 2013 Option Exercise $46.16 1,521 70,209 284,163 Jun 25, 2013, 07:48 AM
THAIN JOHN A Chairman & CEO Jun 08, 2013 Option Exercise $46.50 1,617 75,191 261,819 Jun 11, 2013, 07:58 AM
Chai Nelson President Jun 01, 2013 Option Exercise $46.08 17,861 823,035 134,695 Jun 04, 2013, 04:18 PM
THAIN JOHN A Chairman & CEO May 25, 2013 Option Exercise $44.48 1,590 70,723 263,436 May 28, 2013, 04:28 PM
POLSKY LISA Exec VP & Chief Risk Officer May 17, 2013 Option Exercise $44.45 11,344 504,241 83,375 May 20, 2013, 04:17 PM
PARRS MARIANNE M Director May 15, 2013 Option Exercise $44.50 605 26,923 4,397 May 17, 2013, 04:15 PM
ROSENFELD GERALD Director May 15, 2013 Option Exercise $44.50 1 45 7,736 May 17, 2013, 04:14 PM
THAIN JOHN A Chairman & CEO May 11, 2013 Option Exercise $44.39 1,478 65,608 265,026 May 14, 2013, 04:54 PM
EMBLER MICHAEL J Director May 11, 2013 Option Exercise $44.39 455 20,197 10,529 May 14, 2013, 04:53 PM
FREEMAN WILLIAM M Director May 11, 2013 Option Exercise $44.39 411 18,244 3,483 May 14, 2013, 04:52 PM
FREEMAN WILLIAM M Director May 10, 2013 Option Exercise $44.39 366 16,247 3,072 May 14, 2013, 04:52 PM
PARRS MARIANNE M Director May 11, 2013 Option Exercise $44.39 455 20,197 3,792 May 14, 2013, 04:49 PM
PARRS MARIANNE M Director May 10, 2013 Option Exercise $44.39 405 17,978 3,338 May 14, 2013, 04:49 PM
ROSENFELD GERALD Director May 11, 2013 Option Exercise $44.39 455 20,197 6,220 May 14, 2013, 04:48 PM
RYAN JOHN R Director May 11, 2013 Option Exercise $44.39 455 20,197 2,880 May 14, 2013, 04:47 PM
TOBIN PETER J Director May 11, 2013 Option Exercise $44.39 455 20,197 3,359 May 14, 2013, 04:47 PM
OATES R. BRAD Director May 11, 2013 Option Exercise $44.39 411 18,244 5,196 May 14, 2013, 04:46 PM
STERNBERG SEYMOUR Director May 10, 2013 Option Exercise $44.39 405 17,978 17,440 May 14, 2013, 04:44 PM
STERNBERG SEYMOUR Director May 11, 2013 Option Exercise $44.39 455 20,197 17,894 May 14, 2013, 04:44 PM
UNGER LAURA S Director May 11, 2013 Option Exercise $44.39 455 20,197 4,149 May 14, 2013, 04:42 PM
UNGER LAURA S Director May 10, 2013 Option Exercise $44.39 405 17,978 3,695 May 14, 2013, 04:42 PM
THAIN JOHN A Chairman & CEO Apr 27, 2013 Option Exercise $42.31 1,425 60,292 266,503 Apr 30, 2013, 04:16 PM
THAIN JOHN A Chairman & CEO Apr 13, 2013 Option Exercise $42.99 1,451 62,378 267,929 Apr 15, 2013, 04:44 PM
THAIN JOHN A Chairman & CEO Mar 30, 2013 Option Exercise $43.48 1,465 63,698 269,380 Apr 02, 2013, 04:39 PM
THAIN JOHN A Chairman & CEO Mar 16, 2013 Option Exercise $44.58 1,571 70,035 270,845 Mar 19, 2013, 04:18 PM
ARRINGTON RON G President, Vendor Finance Mar 16, 2013 Option Exercise $44.58 947 42,217 21,247 Mar 19, 2013, 04:17 PM
CONNOLLY PETER Co-President, Corp. Finance Mar 16, 2013 Option Exercise $44.58 2,312 103,069 47,450 Mar 19, 2013, 04:16 PM
HUDAK JAMES L Co-President, Corp. Finance Mar 16, 2013 Option Exercise $44.58 2,673 119,162 45,539 Mar 19, 2013, 04:16 PM
INGATO ROBERT J Exec VP and General Counsel Mar 16, 2013 Option Exercise $44.58 2,302 102,623 30,830 Mar 19, 2013, 04:15 PM
KNITTEL C JEFFREY President, Transportation Fin. Mar 16, 2013 Option Exercise $44.58 4,276 190,624 94,082 Mar 19, 2013, 04:14 PM
THAIN JOHN A Chairman & CEO Mar 02, 2013 Option Exercise $42.38 1,568 66,452 272,415 Mar 04, 2013, 04:52 PM
THAIN JOHN A Chairman & CEO Feb 16, 2013 Option Exercise $42.65 18,274 779,386 274,232 Feb 20, 2013, 04:25 PM
ARRINGTON RON G President, Vendor Finance Feb 16, 2013 Option Exercise $42.65 800 34,120 22,195 Feb 20, 2013, 04:25 PM
CONNOLLY PETER Co-President, Corp. Finance Feb 16, 2013 Option Exercise $42.65 1,573 67,088 49,763 Feb 20, 2013, 04:24 PM
HAYLES CAROL EVP & Controller Feb 16, 2013 Option Exercise $42.65 175 7,464 38,982 Feb 20, 2013, 04:23 PM
HUDAK JAMES L Co-President, Corp. Finance Feb 16, 2013 Option Exercise $42.65 1,805 76,983 48,213 Feb 20, 2013, 04:23 PM
INGATO ROBERT J Exec VP and General Counsel Feb 16, 2013 Option Exercise $42.65 870 37,106 33,132 Feb 20, 2013, 04:22 PM
KNITTEL C JEFFREY President, Transportation Fin. Feb 16, 2013 Option Exercise $42.65 3,687 157,251 98,359 Feb 20, 2013, 04:21 PM
LUCAS JONATHAN A President, Trade Finance Feb 16, 2013 Option Exercise $42.65 865 36,892 17,785 Feb 20, 2013, 04:20 PM
PARKER SCOTT T EVP & Chief Financial Officer Feb 16, 2013 Option Exercise $42.65 639 27,253 124,484 Feb 20, 2013, 04:20 PM
POLSKY LISA Exec VP & Chief Risk Officer Feb 16, 2013 Option Exercise $42.65 770 32,841 94,718 Feb 20, 2013, 04:19 PM
ARRINGTON RON G President, Vendor Finance Feb 01, 2013 Option Exercise $42.44 1,003 42,567 22,995 Feb 05, 2013, 04:46 PM
Chai Nelson President Feb 01, 2013 Option Exercise $42.44 7,446 316,008 152,555 Feb 05, 2013, 04:46 PM
CONNOLLY PETER Co-President, Corp. Finance Feb 01, 2013 Option Exercise $42.44 2,072 87,936 51,336 Feb 05, 2013, 04:45 PM
HAYLES CAROL EVP & Controller Feb 01, 2013 Option Exercise $42.44 1,890 80,212 39,157 Feb 05, 2013, 04:44 PM
HUDAK JAMES L Co-President, Corp. Finance Feb 01, 2013 Option Exercise $42.44 2,366 100,413 50,018 Feb 05, 2013, 04:43 PM
INGATO ROBERT J Exec VP and General Counsel Feb 01, 2013 Option Exercise $42.44 1,278 54,238 34,002 Feb 05, 2013, 04:42 PM
KNITTEL C JEFFREY President, Transportation Fin. Feb 01, 2013 Option Exercise $42.44 4,830 204,985 102,046 Feb 05, 2013, 04:41 PM
LUCAS JONATHAN A President, Trade Finance Feb 01, 2013 Option Exercise $42.44 1,077 45,708 18,650 Feb 05, 2013, 04:41 PM
PARKER SCOTT T EVP & Chief Financial Officer Feb 01, 2013 Option Exercise $42.44 5,550 235,542 125,123 Feb 05, 2013, 04:40 PM
POLSKY LISA Exec VP & Chief Risk Officer Feb 01, 2013 Option Exercise $42.44 5,373 228,030 95,488 Feb 05, 2013, 04:39 PM
Quinlan Raymond J. EVP - Banking Feb 01, 2013 Option Exercise $42.44 3,078 130,630 44,245 Feb 05, 2013, 04:38 PM
Tutwiler Margaret D EVP, Marketing & Communication Feb 01, 2013 Option Exercise $42.44 1,002 42,525 23,952 Feb 05, 2013, 04:38 PM
EMBLER MICHAEL J Director Oct 26, 2012 Buy $37.60 1,500 56,396 9,266 Oct 26, 2012, 07:11 PM
MOFFETT DAVID M Director Jul 29, 2012 Option Exercise $34.79 362 12,594 3,462 Jul 31, 2012, 04:17 PM
PARRS MARIANNE M Director Jul 27, 2012 Option Exercise $34.79 103 3,583 2,933 Jul 31, 2012, 04:16 PM
STERNBERG SEYMOUR Director Jul 27, 2012 Option Exercise $34.79 20 696 11,815 Jul 31, 2012, 04:12 PM
UNGER LAURA S Director Jul 27, 2012 Option Exercise $34.79 41 1,426 3,290 Jul 31, 2012, 04:10 PM
UNGER LAURA S Director May 11, 2012 Option Exercise $37.10 454 16,843 3,249 May 15, 2012, 04:47 PM
TOBIN PETER J Director May 11, 2012 Option Exercise $37.10 454 16,843 2,905 May 15, 2012, 04:47 PM
STERNBERG SEYMOUR Director May 11, 2012 Option Exercise $37.10 454 16,843 11,795 May 15, 2012, 04:46 PM
RYAN JOHN R Director May 11, 2012 Option Exercise $37.10 454 16,843 2,426 May 15, 2012, 04:45 PM
ROSENFELD GERALD Director May 11, 2012 Option Exercise $37.10 454 16,843 4,966 May 15, 2012, 04:44 PM
PARRS MARIANNE M Director May 11, 2012 Option Exercise $37.10 454 16,843 2,830 May 15, 2012, 04:43 PM
OATES R. BRAD Director May 11, 2012 Option Exercise $37.10 410 15,211 4,053 May 15, 2012, 04:42 PM
FREEMAN WILLIAM M Director May 11, 2012 Option Exercise $37.10 410 15,211 2,706 May 15, 2012, 04:41 PM
EMBLER MICHAEL J Director May 11, 2012 Option Exercise $37.10 454 16,843 7,766 May 15, 2012, 04:39 PM
UNGER LAURA S Director May 10, 2012 Option Exercise $36.68 404 14,819 2,796 May 14, 2012, 05:17 PM
STERNBERG SEYMOUR Director May 10, 2012 Option Exercise $36.68 405 14,855 11,342 May 14, 2012, 05:16 PM
ROSENFELD GERALD Director May 10, 2012 Option Exercise $36.68 1 37 4,513 May 14, 2012, 05:10 PM
PARRS MARIANNE M Director May 10, 2012 Option Exercise $36.68 404 14,819 2,377 May 14, 2012, 05:07 PM
FREEMAN WILLIAM M Director May 10, 2012 Option Exercise $36.68 366 13,425 2,296 May 14, 2012, 05:06 PM
THAIN JOHN A Chairman & CEO Apr 30, 2012 Buy $37.61 28,651 1,077,506 318,763 May 01, 2012, 04:45 PM
THAIN JOHN A Chairman & CEO Apr 30, 2012 Buy $37.63 1,349 50,769 320,112 May 01, 2012, 04:43 PM
THAIN JOHN A Chairman & CEO Feb 16, 2012 Option Exercise $41.31 19,089 788,567 290,112 Feb 21, 2012, 09:29 AM
KNITTEL C JEFFREY President, Transportation Fin. Feb 16, 2012 Option Exercise $41.31 3,953 163,298 76,965 Feb 21, 2012, 09:28 AM
ARRINGTON RON G President, Vendor Finance Feb 16, 2012 Option Exercise $41.31 785 32,428 18,847 Feb 21, 2012, 09:27 AM
POLSKY LISA Exec VP & Chief Risk Officer Feb 16, 2012 Option Exercise $41.31 752 31,065 75,340 Feb 21, 2012, 09:26 AM
PARKER SCOTT T EVP & Chief Financial Officer Feb 16, 2012 Option Exercise $41.31 626 25,860 97,543 Feb 21, 2012, 09:24 AM
HUDAK JAMES L Co-President, Corp. Finance Feb 16, 2012 Option Exercise $41.31 1,762 72,788 39,272 Feb 21, 2012, 09:23 AM
INGATO ROBERT J Exec VP and General Counsel Feb 16, 2012 Option Exercise $41.31 850 35,114 25,563 Feb 21, 2012, 09:22 AM
HAYLES CAROL SVP & Controller Feb 16, 2012 Option Exercise $41.31 170 7,023 27,116 Feb 21, 2012, 09:20 AM
DALY JOHN F President, Trade Finance Feb 16, 2012 Option Exercise $41.31 1,027 42,425 26,461 Feb 21, 2012, 09:18 AM
CONNOLLY PETER Co-President, Corp. Finance Feb 16, 2012 Option Exercise $41.31 1,530 63,204 40,296 Feb 21, 2012, 09:16 AM
ZONINO LISA Executive Vice President Feb 16, 2012 Option Exercise $41.31 51 2,107 14,647 Feb 21, 2012, 08:08 AM
THAIN JOHN A Chairman & CEO Jan 18, 2012 Option Exercise $36.94 207 7,647 309,201 Jan 19, 2012, 04:58 PM
THAIN JOHN A Chairman & CEO Jan 04, 2012 Option Exercise $34.84 720 25,085 309,407 Jan 05, 2012, 04:15 PM
THAIN JOHN A Chairman & CEO Dec 21, 2011 Option Exercise $35.52 959 34,064 310,127 Dec 22, 2011, 05:18 PM
THAIN JOHN A Chairman & CEO Dec 07, 2011 Option Exercise $34.52 1,042 35,970 311,086 Dec 08, 2011, 05:08 PM
Quinlan Raymond J. EVP - Banking Dec 06, 2011 Option Exercise $34.25 2,174 74,460 9,831 Dec 07, 2011, 04:21 PM
THAIN JOHN A Chairman & CEO Nov 23, 2011 Option Exercise $30.20 1,076 32,495 312,128 Nov 28, 2011, 04:06 PM
THAIN JOHN A Chairman & CEO Nov 09, 2011 Option Exercise $33.81 986 33,337 313,204 Nov 10, 2011, 04:22 PM
THAIN JOHN A Chairman & CEO Oct 26, 2011 Option Exercise $35.58 1,006 35,793 314,191 Oct 27, 2011, 04:27 PM
THAIN JOHN A Chairman & CEO Oct 12, 2011 Option Exercise $32.86 1,041 34,207 315,197 Oct 13, 2011, 05:47 PM
THAIN JOHN A Chairman & CEO Sep 28, 2011 Option Exercise $31.21 1,063 33,176 316,238 Sep 30, 2011, 07:15 AM
THAIN JOHN A Chairman & CEO Sep 14, 2011 Option Exercise $33.49 1,100 36,839 317,301 Sep 15, 2011, 04:15 PM
THAIN JOHN A Chairman & CEO Aug 31, 2011 Option Exercise $34.57 1,174 40,585 318,401 Sep 01, 2011, 01:22 PM
THAIN JOHN A Chairman & CEO Aug 23, 2011 Buy $29.91 40,000 1,196,304 319,575 Aug 24, 2011, 07:54 AM
THAIN JOHN A Chairman & CEO Aug 17, 2011 Option Exercise $33.45 1,145 38,300 279,575 Aug 18, 2011, 04:24 PM
EMBLER MICHAEL J Director Aug 10, 2011 Buy $33.88 2,000 67,760 6,504 Aug 12, 2011, 08:06 AM
THAIN JOHN A Chairman & CEO Aug 03, 2011 Option Exercise $37.99 1,174 44,600 280,721 Aug 04, 2011, 05:08 PM
Tutwiler Margaret D EVP, Marketing & Communication Aug 02, 2011 Option Exercise $37.60 2,241 84,262 11,157 Aug 03, 2011, 04:39 PM
HAYLES CAROL SVP & Controller Jul 29, 2011 Option Exercise $39.74 2,481 98,595 12,626 Aug 01, 2011, 04:42 PM
PARKER SCOTT T EVP & Chief Financial Officer Jul 29, 2011 Option Exercise $39.74 10,003 397,519 50,367 Aug 01, 2011, 04:41 PM
ZONINO LISA Executive Vice President Jul 29, 2011 Option Exercise $39.74 1,833 72,843 9,576 Aug 01, 2011, 04:41 PM
MOFFETT DAVID M Director Jul 29, 2011 Option Exercise $39.74 361 14,346 3,101 Aug 01, 2011, 04:40 PM
THAIN JOHN A Chairman & CEO Jul 20, 2011 Option Exercise $39.59 1,178 46,637 281,895 Jul 21, 2011, 06:07 PM
THAIN JOHN A Chairman & CEO Jul 06, 2011 Option Exercise $43.73 1,234 53,963 283,073 Jul 08, 2011, 07:38 AM
THAIN JOHN A Chairman & CEO Jun 22, 2011 Option Exercise $42.90 899 38,567 284,306 Jun 23, 2011, 04:24 PM
THAIN JOHN A Chairman & CEO Jun 08, 2011 Option Exercise $42.74 950 40,603 285,205 Jun 09, 2011, 04:34 PM
Chai Nelson Exec VP, CAO, Head of Strategy Jun 01, 2011 Option Exercise $43.25 13,649 590,319 55,412 Jun 03, 2011, 08:15 AM
THAIN JOHN A Chairman & CEO May 25, 2011 Option Exercise $41.64 934 38,892 286,155 May 27, 2011, 08:16 AM
POLSKY LISA Exec VP & Chief Risk Officer May 17, 2011 Option Exercise $42.20 8,425 355,535 37,680 May 19, 2011, 07:47 AM
THAIN JOHN A Chairman & CEO May 11, 2011 Option Exercise $43.02 867 37,298 287,089 May 13, 2011, 04:57 PM
UNGER LAURA S Director May 11, 2011 Option Exercise $43.02 453 19,488 2,392 May 13, 2011, 04:56 PM
TOBIN PETER J Director May 11, 2011 Option Exercise $43.02 453 19,488 2,453 May 13, 2011, 04:55 PM
STERNBERG SEYMOUR Director May 11, 2011 Option Exercise $43.02 454 19,531 2,539 May 13, 2011, 04:55 PM
RYAN JOHN R Director May 11, 2011 Option Exercise $43.02 453 19,488 1,973 May 13, 2011, 04:54 PM
ROSENFELD GERALD Director May 11, 2011 Option Exercise $43.02 453 19,488 3,671 May 13, 2011, 04:53 PM
PARRS MARIANNE M Director May 11, 2011 Option Exercise $43.02 453 19,488 1,973 May 13, 2011, 04:52 PM
OATES R. BRAD Director May 11, 2011 Option Exercise $43.02 410 17,638 2,911 May 13, 2011, 04:51 PM
FREEMAN WILLIAM M Director May 11, 2011 Option Exercise $43.02 410 17,638 1,930 May 13, 2011, 04:50 PM
EMBLER MICHAEL J Director May 11, 2011 Option Exercise $43.02 453 19,488 4,504 May 13, 2011, 04:50 PM
THAIN JOHN A Chairman & CEO Apr 27, 2011 Option Exercise $42.56 837 35,623 287,956 Apr 28, 2011, 04:36 PM
THAIN JOHN A Chairman & CEO Apr 13, 2011 Option Exercise $39.60 852 33,739 288,793 Apr 15, 2011, 04:06 PM
THAIN JOHN A Chairman & CEO Mar 30, 2011 Option Exercise $42.22 861 36,351 289,645 Mar 31, 2011, 05:09 PM
THAIN JOHN A Chairman & CEO Mar 16, 2011 Option Exercise $41.82 923 38,600 290,506 Mar 18, 2011, 04:08 PM
INGATO ROBERT J Exec VP and General Counsel Mar 16, 2011 Option Exercise $41.82 2,694 112,663 16,746 Mar 18, 2011, 04:08 PM
ARRINGTON RON G President, Vendor Finance Mar 16, 2011 Option Exercise $41.82 922 38,558 11,629 Mar 18, 2011, 04:07 PM
DALY JOHN F President, Trade Finance Mar 16, 2011 Option Exercise $41.82 2,963 123,913 19,319 Mar 18, 2011, 04:07 PM
CONNOLLY PETER Co-President, Corp. Finance Mar 16, 2011 Option Exercise $41.82 2,285 95,559 23,324 Mar 18, 2011, 04:06 PM
HUDAK JAMES L Co-President, Corp. Finance Mar 16, 2011 Option Exercise $41.82 2,388 99,866 22,532 Mar 18, 2011, 04:05 PM
KNITTEL C JEFFREY President, Transportation Fin. Mar 16, 2011 Option Exercise $41.82 3,821 159,794 42,505 Mar 18, 2011, 04:05 PM
THAIN JOHN A Chairman & CEO Mar 02, 2011 Option Exercise $43.72 921 40,266 291,428 Mar 04, 2011, 04:07 PM
THAIN JOHN A Chairman & CEO Feb 16, 2011 Option Exercise $44.39 208 9,233 292,349 Feb 18, 2011, 07:45 AM
Load More Insider Transactions
Buy Sale Option Exercise
Owner Relationship Date Value($)
HARNISCH DAVID Pres., Commercial Finance 07/01/2021 42,722
UNGER LAURA S Director 06/01/2021 226,077
TRAN KHANH T Director 06/01/2021 208,001
Stamps Sheila A Director 06/01/2021 226,077
RYAN JOHN R Director 06/01/2021 298,432
FREEMAN WILLIAM M Director 06/01/2021 226,077
Dominguez Dorene Director 06/01/2021 208,001
UNGER LAURA S Director 05/15/2021 17,631
RYAN JOHN R Director 05/15/2021 21,865
PLUMMER WAHIDA EVP & Chief Risk Officer 03/15/2021 15,632
BROSNAN MICHAEL L. Director 03/11/2021 300,734
PROIA GINA M. EVP & Head of Marketing 03/08/2021 696,683
Fawcett John J. EVP and Chief Financial Office 03/03/2021 487,442
MENELLY DENISE M. EVP, Head of Technology & Ops 03/04/2021 673,495
PLUMMER WAHIDA EVP & Chief Risk Officer 03/03/2021 133,191
Alemany Ellen R Chair & CEO 03/01/2021 1,572,417
Fawcett John J. EVP and Chief Financial Office 03/01/2021 401,713
DUFFY JAMES J EVP & Chief HR Officer 03/01/2021 117,646
HARNEY MARISA EVP & Chief Credit Officer 03/01/2021 90,213
HARNISCH DAVID Pres., Commercial Finance 03/01/2021 162,057
Hubbard James R. EVP, General Counsel & Secy 03/01/2021 54,722
MENELLY DENISE M. EVP, Head of Technology & Ops 03/01/2021 200,713
PLUMMER WAHIDA EVP & Chief Risk Officer 03/01/2021 75,297
PROIA GINA M. EVP & Head of Marketing 03/01/2021 64,170
Solk Steve President, Consumer Banking 03/01/2021 166,133
SPERLING EDWARD K EVP & Controller 03/01/2021 43,212
SPERLING EDWARD K EVP & Controller 03/02/2021 61,512
PLUMMER WAHIDA EVP & Chief Risk Officer 02/24/2021 242,996
Solk Steve President, Consumer Banking 02/04/2021 453,483
PLUMMER WAHIDA EVP & Chief Risk Officer 02/01/2021 17,472
Alemany Ellen R Chair & CEO 12/31/2020 513,298
Fawcett John J. EVP and Chief Financial Office 12/31/2020 187,937
DUFFY JAMES J EVP & Chief HR Officer 12/31/2020 75,677
HARNEY MARISA EVP & Chief Credit Officer 12/31/2020 58,732
MENELLY DENISE M. EVP, Head of Technology & Ops 12/31/2020 93,950
PLUMMER WAHIDA EVP & Chief Risk Officer 12/31/2020 30,084
PROIA GINA M. EVP & Head of Marketing 12/31/2020 43,260
Solk Steve President, Consumer Banking 12/31/2020 93,017
SPERLING EDWARD K EVP & Controller 12/31/2020 18,919
SPERLING EDWARD K EVP & Controller 11/25/2020 145,606
Dominguez Dorene Director 05/15/2020 16,082
HARNISCH DAVID Pres., Commercial Finance 10/30/2020 137,914
UNGER LAURA S Director 05/15/2020 10,046
TRAN KHANH T Director 05/15/2020 16,082
Stamps Sheila A Director 05/15/2020 10,046
RYAN JOHN R Director 05/15/2020 35,518
OATES R. BRAD Director 05/15/2020 11,473
FREEMAN WILLIAM M Director 05/15/2020 31,052
Dominguez Dorene Director 05/15/2020 9,090
Hubbard James R. EVP, General Counsel & Secy 05/01/2020 9,519
Dominguez Dorene Director 04/26/2020 1,512
Stamps Sheila A Director 03/24/2020 32,240
SPERLING EDWARD K EVP & Controller 03/23/2020 32,189
Frank Alan L Director 03/23/2020 32,100
CARPENTER MICHAEL A Director 03/20/2020 94,618
UNGER LAURA S Director 03/20/2020 27,883
UNGER LAURA S Director 03/20/2020 140,000
Fawcett John J. EVP and Chief Financial Office 03/20/2020 215,800
BROSNAN MICHAEL L. Director 03/20/2020 140,900
ROSENFELD GERALD Director 03/20/2020 99,820
Alemany Ellen R Chair & CEO 03/20/2020 514,150
Rubino Robert C. President, CIT Bank, N.A. 03/20/2020 139,642
OATES R. BRAD Director 03/20/2020 65,063
Frank Alan L Director 03/20/2020 102,830
Alemany Ellen R Chair & CEO 03/13/2020 201,700
DUFFY JAMES J EVP & Chief HR Officer 03/13/2020 31,382
Fawcett John J. EVP and Chief Financial Office 03/13/2020 71,466
HARNEY MARISA EVP & Chief Credit Officer 03/13/2020 18,432
MENELLY DENISE M. EVP, Head of Technology & Ops 03/13/2020 38,988
PLUMMER WAHIDA EVP & Chief Risk Officer 03/13/2020 14,800
PROIA GINA M. EVP & Head of Marketing 03/13/2020 15,074
Solk Steve President, Consumer Banking 03/13/2020 38,577
SPERLING EDWARD K EVP & Controller 03/13/2020 6,281
Frank Alan L Director 03/06/2020 35,585
Fawcett John J. EVP and Chief Financial Office 02/28/2020 158,296
Alemany Ellen R Chair & CEO 03/01/2020 603,155
Fawcett John J. EVP and Chief Financial Office 03/01/2020 215,030
Rubino Robert C. President, CIT Bank, N.A. 03/01/2020 436,333
DUFFY JAMES J EVP & Chief HR Officer 03/01/2020 86,568
HARNEY MARISA EVP & Chief Credit Officer 03/01/2020 48,287
MENELLY DENISE M. EVP, Head of Technology & Ops 03/01/2020 114,444
PLUMMER WAHIDA EVP & Chief Risk Officer 03/01/2020 38,876
PROIA GINA M. EVP & Head of Marketing 03/01/2020 76,680
Solk Steve President, Consumer Banking 03/01/2020 107,416
SPERLING EDWARD K EVP & Controller 03/01/2020 23,032
Alemany Ellen R Chair & CEO 02/20/2020 841,443
Fawcett John J. EVP and Chief Financial Office 02/20/2020 239,652
MENELLY DENISE M. EVP, Head of Technology & Ops 02/20/2020 139,122
Solk Steve President, Consumer Banking 02/20/2020 134,472
DUFFY JAMES J EVP & Chief HR Officer 02/20/2020 108,440
HARNEY MARISA EVP & Chief Credit Officer 02/20/2020 86,244
PROIA GINA M. EVP & Head of Marketing 02/20/2020 64,000
SPERLING EDWARD K EVP & Controller 02/20/2020 34,804
HARNEY MARISA EVP & Chief Credit Officer 02/01/2020 16,318
PLUMMER WAHIDA EVP & Chief Risk Officer 02/01/2020 21,072
Rubino Robert C. President, CIT Bank, N.A. 08/14/2019 100,019
Alemany Ellen R Chair & CEO 11/13/2019 750,000
Fawcett John J. EVP and Chief Financial Office 11/13/2019 350,000
HARNISCH DAVID Pres., Commercial & RE Finance 11/13/2019 115,000
Gifas James J. Head of Treasury Services 11/13/2019 50,000
McPhail Kenneth EVP, Chief Strategy Officer 11/13/2019 100,000
Robbins Philip Pres., Asset Mgmt & Cap Mkts 11/13/2019 100,000
PLUMMER WAHIDA EVP & Chief Risk Officer 11/13/2019 70,000
DUFFY JAMES J EVP & Chief HR Officer 08/30/2019 81,389
Solk Steve President, Consumer Banking 08/16/2019 84,900
Frank Alan L Director 08/15/2019 123,891
Lytle Jeffrey President, Rail Finance 08/14/2019 74,656
Rubino Robert C. President, CIT Bank, N.A. 08/13/2019 299,483
Fawcett John J. EVP and Chief Financial Office 08/14/2019 123,588
Alemany Ellen R Chair & CEO 08/13/2019 500,817
Fawcett John J. EVP and Chief Financial Office 08/13/2019 307,717
McPhail Kenneth EVP, Chief Strategy Officer 08/13/2019 43,139
PLUMMER WAHIDA EVP & Chief Risk Officer 08/01/2019 9,036
MENELLY DENISE M. EVP, Head of Technology & Ops 07/29/2019 324,856
McPhail Kenneth EVP, Chief Strategy Officer 06/14/2019 78,698
Dominguez Dorene Director 05/15/2019 32,264
FREEMAN WILLIAM M Director 05/15/2019 71,113
OATES R. BRAD Director 05/15/2019 40,723
RYAN JOHN R Director 05/15/2019 77,089
Stamps Sheila A Director 05/15/2019 66,048
UNGER LAURA S Director 05/15/2019 35,658
Dominguez Dorene Director 04/26/2019 4,605
Alemany Ellen R Chair & CEO 03/15/2019 442,698
Fawcett John J. EVP and Chief Financial Office 03/15/2019 156,857
DUFFY JAMES J EVP & Chief HR Officer 03/15/2019 47,774
GALLIGAN MATTHEW President, Real Estate Finance 03/15/2019 53,489
HARNEY MARISA EVP & Chief Credit Officer 03/15/2019 38,400
HUDAK JAMES L President, Commercial Banking 03/15/2019 83,667
McPhail Kenneth EVP, Chief Strategy Officer 03/15/2019 28,273
MENELLY DENISE M. EVP, Head of Technology & Ops 03/15/2019 85,572
PLUMMER WAHIDA EVP & Chief Risk Officer 03/15/2019 32,484
PROIA GINA M. EVP & Head of Marketing 03/15/2019 39,352
Solk Steve President, Consumer Banking 03/15/2019 84,670
SPERLING EDWARD K EVP & Controller 03/15/2019 13,786
GALLIGAN MATTHEW President, Real Estate Finance 03/08/2019 48,503
SPERLING EDWARD K EVP & Controller 03/06/2019 111,556
Alemany Ellen R Chair & CEO 03/01/2019 947,408
DUFFY JAMES J EVP & Chief HR Officer 03/01/2019 37,720
Fawcett John J. EVP and Chief Financial Office 03/01/2019 134,941
GALLIGAN MATTHEW President, Real Estate Finance 03/01/2019 116,286
HARNEY MARISA EVP & Chief Credit Officer 03/01/2019 30,289
HUDAK JAMES L President, Commercial Banking 03/01/2019 186,960
McPhail Kenneth EVP, Chief Strategy Officer 03/01/2019 24,241
MENELLY DENISE M. EVP, Head of Technology & Ops 03/01/2019 172,764
PLUMMER WAHIDA EVP & Chief Risk Officer 03/01/2019 12,146
PROIA GINA M. EVP & Head of Marketing 03/01/2019 293,048
Solk Steve President, Consumer Banking 03/01/2019 122,231
SPERLING EDWARD K EVP & Controller 03/01/2019 31,621
Lytle Jeffrey President, Rail Finance 03/01/2019 13,940
Jones Michael Sterling President, Business Capital 03/01/2019 10,660
GALLIGAN MATTHEW President, Real Estate Finance 02/25/2019 118,857
Alemany Ellen R Chair & CEO 02/21/2019 1,513,090
GALLIGAN MATTHEW President, Real Estate Finance 02/21/2019 144,262
HUDAK JAMES L President, Commercial Banking 02/21/2019 220,450
MENELLY DENISE M. EVP, Head of Technology & Ops 02/21/2019 195,496
Solk Steve President, Consumer Banking 02/21/2019 120,278
SPERLING EDWARD K EVP & Controller 02/21/2019 51,336
GALLIGAN MATTHEW President, Real Estate Finance 02/19/2019 273,168
GALLIGAN MATTHEW President, Real Estate Finance 02/01/2019 80,455
HARNEY MARISA EVP & Chief Credit Officer 02/01/2019 16,758
Jones Michael Sterling President, Business Capital 02/01/2019 18,354
Lytle Jeffrey President, Rail Finance 02/01/2019 64,261
PLUMMER WAHIDA EVP & Chief Risk Officer 02/01/2019 21,639
SPERLING EDWARD K EVP & Controller 02/01/2019 40,228
Alemany Ellen R Chair & CEO 05/12/2017 38,480
PLUMMER WAHIDA EVP & Chief Risk Officer 12/15/2018 9,140
Alderoty Stuart A EVP, General Counsel & Secy. 10/26/2018 137,338
McPhail Kenneth EVP, Chief Strategy Officer 09/01/2018 27,174
DUFFY JAMES J EVP & Chief HR Officer 08/30/2018 125,824
Frank Alan L Director 08/03/2018 13,467
RYAN JOHN R Director 07/29/2018 1,958
MENELLY DENISE M. EVP, Head of Technology & Ops 07/29/2018 313,763
SPERLING EDWARD K EVP & Controller 06/14/2018 90,786
Stamps Sheila A Director 06/07/2018 174,585
Dominguez Dorene Director 05/15/2018 18,214
FREEMAN WILLIAM M Director 05/15/2018 55,234
OATES R. BRAD Director 05/15/2018 22,996
RYAN JOHN R Director 05/15/2018 59,855
Stamps Sheila A Director 05/15/2018 52,387
UNGER LAURA S Director 05/15/2018 20,149
Alemany Ellen R Chair & CEO 05/12/2018 19,908
FREEMAN WILLIAM M Director 05/12/2018 20,283
RYAN JOHN R Director 05/12/2018 23,181
Dominguez Dorene Director 04/26/2018 4,620
Fawcett John J. EVP and Chief Financial Office 04/26/2018 166,150
Alemany Ellen R Chair & CEO 03/15/2018 476,874
Alderoty Stuart A EVP, General Counsel & Secy. 03/15/2018 44,118
DUFFY JAMES J EVP & Chief HR Officer 03/15/2018 51,462
GALLIGAN MATTHEW President, Real Estate Finance 03/15/2018 57,618
MENELLY DENISE M. EVP, Head of Technology & Ops 03/15/2018 84,780
PROIA GINA M. EVP & Head of Marketing 03/15/2018 29,430
Solk Steve President, Consumer Banking 03/15/2018 63,612
SPERLING EDWARD K EVP & Controller 03/15/2018 14,850
CASHMAN GEORGE D. President, Rail Finance 03/14/2018 316,134
CASHMAN GEORGE D. President, Rail Finance 03/15/2018 81,486
HUDAK JAMES L President, Commercial Banking 03/15/2018 90,126
HUDAK JAMES L President, Commercial Banking 03/14/2018 343,478
ROWE ROBERT EVP, Chief Risk Officer 03/15/2018 90,612
ROWE ROBERT EVP, Chief Risk Officer 03/14/2018 270,632
Alemany Ellen R Chair & CEO 03/08/2018 569,115
Alemany Ellen R Chair & CEO 03/01/2018 601,067
Alderoty Stuart A EVP, General Counsel & Secy. 03/01/2018 41,778
CASHMAN GEORGE D. President, Rail Finance 03/01/2018 102,715
GALLIGAN MATTHEW President, Real Estate Finance 03/01/2018 53,805
HUDAK JAMES L President, Commercial Banking 03/01/2018 113,571
HUDAK JAMES L President, Commercial Banking 03/01/2018 107,268
MENELLY DENISE M. EVP, Head of Technology & Ops 03/01/2018 70,570
PROIA GINA M. EVP & Head of Marketing 03/01/2018 163,066
ROWE ROBERT EVP, Chief Risk Officer 03/01/2018 79,457
Solk Steve President, Consumer Banking 03/01/2018 42,470
SPERLING EDWARD K EVP & Controller 03/01/2018 18,733
SPERLING EDWARD K EVP & Controller 02/01/2018 57,362
ROWE ROBERT EVP, Chief Risk Officer 02/01/2018 79,296
HUDAK JAMES L President, Commercial Banking 02/01/2018 91,123
GALLIGAN MATTHEW President, Real Estate Finance 02/01/2018 143,848
CASHMAN GEORGE D. President, Rail Finance 02/01/2018 83,725
Jones Michael Sterling President, Business Capital 02/01/2018 3,178
MENELLY DENISE M. EVP, Head of Technology & Ops 11/01/2017 419,285
ROSENFELD GERALD Director 10/26/2017 36,028
ROSENFELD GERALD Director 10/26/2017 36,009
Alderoty Stuart A EVP, General Counsel & Secy. 10/26/2017 183,097
DUFFY JAMES J EVP & Chief HR Officer 08/30/2017 112,255
Solk Steve President, Business Capital 08/25/2017 65,700
HUDAK JAMES L President, Commercial Banking 08/11/2017 96,988
Frank Alan L Director 08/03/2017 11,970
MENELLY DENISE M. EVP, Head of Technology & Ops 07/29/2017 335,502
RYAN JOHN R Director 07/29/2017 1,771
HUDAK JAMES L President, Commercial Banking 06/07/2017 28,391
BROSNAN MICHAEL L. Director 06/09/2017 1,096
HUDAK JAMES L President, Commercial Banking 06/05/2017 100,132
MORRELL KELLEY EVP, Chief Strategy Officer 05/30/2017 767,936
ROWE ROBERT EVP, Chief Risk Officer 05/30/2017 421,338
SPERLING EDWARD K EVP & Controller 05/26/2017 205,009
Alemany Ellen R Chair & CEO 03/17/2017 984,062
Alemany Ellen R Chair & CEO 03/17/2017 984,062
FREEMAN WILLIAM M Director 05/13/2017 19,545
FREEMAN WILLIAM M Director 05/12/2017 17,717
FREEMAN WILLIAM M Director 05/15/2017 28,386
PARRS MARIANNE M Director 05/12/2017 21,935
PARRS MARIANNE M Director 05/15/2017 30,752
PARRS MARIANNE M Director 05/13/2017 24,185
RYAN JOHN R Director 05/15/2017 30,752
RYAN JOHN R Director 05/12/2017 20,248
Stamps Sheila A Director 05/13/2017 19,545
Stamps Sheila A Director 05/15/2017 28,386
CASHMAN GEORGE D. President, Rail Finance 03/15/2017 75,860
HAYLES CAROL EVP & CFO 03/15/2017 93,078
HUDAK JAMES L President, Commercial Banking 03/15/2017 126,018
KNITTEL C JEFFREY President, Transportation Fin. 03/15/2017 414,735
ROWE ROBERT EVP, Chief Risk Officer 03/15/2017 97,487
Alemany Ellen R Chair & CEO 03/08/2017 462,487
CASHMAN GEORGE D. President, Rail Finance 02/01/2017 119,298
Stamps Sheila A Director 02/20/2017 4,022
Alemany Ellen R Chair & CEO 03/01/2017 521,054
GALLIGAN MATTHEW President, Real Estate Finance 03/01/2017 45,424
HUDAK JAMES L President, Commercial Banking 03/01/2017 97,129
MORRELL KELLEY EVP, Chief Strategy Officer 03/01/2017 29,521
ROWE ROBERT EVP, Chief Risk Officer 03/01/2017 97,656
Solk Steve President, Business Capital 03/01/2017 37,165
SPERLING EDWARD K EVP & Controller 03/01/2017 16,386
OATES R. BRAD Director 02/27/2017 300,743
HUDAK JAMES L President, Commercial Banking 02/22/2017 19,932
HUDAK JAMES L President, Commercial Banking 02/21/2017 591,251
GALLIGAN MATTHEW President, Real Estate Finance 02/06/2017 214,809
ROSENFELD GERALD Director 02/03/2017 36,031
ROSENFELD GERALD Director 02/03/2017 35,995
TOBIN PETER J Director 02/02/2017 150,071
TOBIN PETER J Director 02/02/2017 150,050
GALLIGAN MATTHEW President, Real Estate Finance 02/01/2017 164,794
HAYLES CAROL EVP & CFO 02/01/2017 152,045
HUDAK JAMES L President, Commercial Banking 02/01/2017 148,787
KNITTEL C JEFFREY President, Transportation Fin. 02/01/2017 322,745
MATSUMOTO RAYMOND D EVP 02/01/2017 35,069
MORRELL KELLEY EVP, Chief Strategy Officer 02/01/2017 58,407
ROWE ROBERT EVP, Chief Risk Officer 02/01/2017 136,283
SPERLING EDWARD K EVP & Controller 02/01/2017 62,073
Alemany Ellen R Chair & CEO 01/29/2017 16,819
PARRS MARIANNE M Director 11/30/2016 150,013
PARRS MARIANNE M Director 11/30/2016 150,004
UNGER LAURA S Director 11/18/2016 195,118
UNGER LAURA S Director 11/18/2016 206,723
OATES R. BRAD Director 11/16/2016 206,463
OATES R. BRAD Director 11/16/2016 206,415
FREEMAN WILLIAM M Director 11/15/2016 150,037
FREEMAN WILLIAM M Director 11/15/2016 150,004
RYAN JOHN R Director 11/14/2016 150,004
RYAN JOHN R Director 11/14/2016 150,345
ROSENFELD GERALD Director 10/27/2016 205,118
ROSENFELD GERALD Director 10/27/2016 205,091
Frank Alan L Director 08/03/2016 8,523
RYAN JOHN R Director 07/29/2016 1,279
GALLIGAN MATTHEW President, Real Estate Finance 02/26/2016 1,300
GALLIGAN MATTHEW President, Real Estate Finance 05/27/2016 1,324
Alemany Ellen R Chair & CEO 05/13/2016 9,691
Alemany Ellen R Chair & CEO 05/12/2016 16,741
FREEMAN WILLIAM M Director 05/13/2016 13,035
FREEMAN WILLIAM M Director 05/12/2016 12,122
FREEMAN WILLIAM M Director 05/14/2016 11,222
PARRS MARIANNE M Director 05/12/2016 15,009
PARRS MARIANNE M Director 05/14/2016 15,380
PARRS MARIANNE M Director 05/13/2016 16,130
RYAN JOHN R Director 05/12/2016 13,854
Stamps Sheila A Director 05/13/2016 13,035
MATSUMOTO RAYMOND D EVP 05/04/2016 188,964
SPERLING EDWARD K EVP & Controller 05/04/2016 23,849
THAIN JOHN A Chairman & CEO 03/15/2016 1,046,396
KNITTEL C JEFFREY President, Transportation Fin. 03/15/2016 323,932
HAYLES CAROL EVP & CFO 03/15/2016 35,577
Allen Bryan David EVP, Chief HR Officer 03/15/2016 11,219
GOODMAN STACEY EVP, CIO and Ops Officer 03/15/2016 24,780
HUDAK JAMES L President, Commercial Banking 03/15/2016 133,495
INGATO ROBERT J Exec VP and General Counsel 03/15/2016 83,837
ROWE ROBERT EVP, Chief Risk Officer 03/15/2016 31,089
Tutwiler Margaret D EVP, Marketing & Communication 03/15/2016 45,333
MATSUMOTO RAYMOND D EVP 03/08/2016 30,630
Alemany Ellen R Vice Chairman 03/08/2016 254,958
Stamps Sheila A Director 02/20/2016 2,597
MNUCHIN STEVEN T Vice Chairman 02/11/2016 2,051,232
MNUCHIN STEVEN T Vice Chairman 02/08/2016 3,208,508
MNUCHIN STEVEN T Vice Chairman 02/09/2016 787,827
MNUCHIN STEVEN T Vice Chairman 02/04/2016 3,183,276
THAIN JOHN A Chairman & CEO 02/04/2016 1,365,500
Alemany Ellen R Vice Chairman 02/04/2016 519,023
MNUCHIN STEVEN T Vice Chairman 02/04/2016 3,183,276
Frank Alan L Director 02/04/2016 55,440
GALLIGAN MATTHEW President, Real Estate Finance 02/01/2016 96,955
Allen Bryan David EVP, Chief HR Officer 02/01/2016 66,528
GALLIGAN MATTHEW President, Real Estate Finance 02/01/2016 106,988
GOODMAN STACEY EVP, CIO and Ops Officer 02/01/2016 126,517
HAYLES CAROL EVP & CFO 02/01/2016 160,945
HUDAK JAMES L President, Commercial Banking 02/01/2016 157,392
INGATO ROBERT J Exec VP and General Counsel 02/01/2016 116,514
KNITTEL C JEFFREY President, Transportation Fin. 02/01/2016 347,690
MORRELL KELLEY EVP, Chief Strategy Officer 02/01/2016 30,636
ROWE ROBERT EVP, Chief Risk Officer 02/01/2016 145,657
SPERLING EDWARD K EVP & Controller 02/01/2016 27,919
THAIN JOHN A Chairman & CEO 02/01/2016 1,291,385
Tutwiler Margaret D EVP, Marketing & Communication 02/01/2016 68,290
Alemany Ellen R Vice Chairman 01/29/2016 11,711
MNUCHIN STEVEN T Vice Chairman 08/03/2015 23,535,685
MNUCHIN STEVEN T Vice Chairman 08/03/2015 70,535,682
Frank Alan L Director 08/03/2015 113,086
Frank Alan L Director 08/03/2015 403,270
Otting Joseph M Co-President 08/03/2015 8,559,547
Stamps Sheila A Director 05/29/2015 138
PARRS MARIANNE M Director 05/15/2015 27,937
PARRS MARIANNE M Director 05/14/2015 22,615
FREEMAN WILLIAM M Director 05/14/2015 16,536
Stamps Sheila A Director 05/13/2015 19,261
PARRS MARIANNE M Director 05/13/2015 23,834
FREEMAN WILLIAM M Director 05/13/2015 19,261
Brandman Andrew Exec. Vice President & CAO 04/25/2015 1,057,564
Stamps Sheila A Director 02/20/2015 4,278
THAIN JOHN A Chairman & CEO 02/19/2015 1,718,252
Chai Nelson President 02/19/2015 773,216
PARKER SCOTT T EVP & Chief Financial Officer 02/19/2015 543,678
KNITTEL C JEFFREY President, Transportation Fin. 02/19/2015 430,813
POLSKY LISA Exec VP & Chief Risk Officer 02/19/2015 466,233
INGATO ROBERT J Exec VP and General Counsel 02/19/2015 138,741
Tutwiler Margaret D EVP, Marketing & Communication 02/19/2015 79,648
THAIN JOHN A Chairman & CEO 02/01/2015 1,292,909
Brandman Andrew Exec. Vice President & CAO 02/01/2015 143,291
Chai Nelson President 02/01/2015 961,498
HAYLES CAROL EVP & Controller 02/01/2015 232,421
INGATO ROBERT J Exec VP and General Counsel 02/01/2015 159,023
KNITTEL C JEFFREY President, Transportation Fin. 02/01/2015 586,312
PARKER SCOTT T EVP & Chief Financial Officer 02/01/2015 659,535
POLSKY LISA Exec VP & Chief Risk Officer 02/01/2015 578,117
Tutwiler Margaret D EVP, Marketing & Communication 02/01/2015 104,905
PARRS MARIANNE M Director 07/27/2014 5,111
STERNBERG SEYMOUR Director 07/27/2014 1,032
UNGER LAURA S Director 07/27/2014 2,064
FREEMAN WILLIAM M Director 05/14/2014 14,864
PARRS MARIANNE M Director 05/15/2014 25,531
PARRS MARIANNE M Director 05/14/2014 20,345
THAIN JOHN A Chairman & CEO 05/15/2014 1,661,548
UNGER LAURA S Director 05/10/2014 16,889
STERNBERG SEYMOUR Director 05/10/2014 16,889
FREEMAN WILLIAM M Director 05/10/2014 15,304
PARRS MARIANNE M Director 05/10/2014 16,889
THAIN JOHN A Chairman & CEO 02/16/2014 1,022,337
KNITTEL C JEFFREY President, Transportation Fin. 02/16/2014 245,857
PARKER SCOTT T EVP & Chief Financial Officer 02/16/2014 43,553
POLSKY LISA Exec VP & Chief Risk Officer 02/16/2014 49,009
INGATO ROBERT J Exec VP and General Counsel 02/16/2014 41,734
HAYLES CAROL EVP & Controller 02/16/2014 8,376
THAIN JOHN A Chairman & CEO 02/01/2014 672,368
Brandman Andrew Exec. Vice President & CAO 02/01/2014 84,628
Chai Nelson President 02/01/2014 696,155
HAYLES CAROL EVP & Controller 02/01/2014 168,139
INGATO ROBERT J Exec VP and General Counsel 02/01/2014 115,118
KNITTEL C JEFFREY President, Transportation Fin. 02/01/2014 406,056
PARKER SCOTT T EVP & Chief Financial Officer 02/01/2014 472,482
POLSKY LISA Exec VP & Chief Risk Officer 02/01/2014 413,876
Tutwiler Margaret D EVP, Marketing & Communication 02/01/2014 80,206
THAIN JOHN A Chairman & CEO 07/06/2013 79,315
THAIN JOHN A Chairman & CEO 07/20/2013 75,359
THAIN JOHN A Chairman & CEO 07/29/2013 1,020,993
THAIN JOHN A Chairman & CEO 08/03/2013 79,767
PARKER SCOTT T EVP & Chief Financial Officer 07/29/2013 674,892
HAYLES CAROL EVP & Controller 07/29/2013 137,072
Tutwiler Margaret D EVP, Marketing & Communication 08/02/2013 123,295
THAIN JOHN A Chairman & CEO 01/18/2014 12,375
THAIN JOHN A Chairman & CEO 01/04/2014 44,729
THAIN JOHN A Chairman & CEO 12/21/2013 64,389
THAIN JOHN A Chairman & CEO 12/07/2013 69,437
Quinlan Raymond J. EVP - Banking 12/06/2013 156,461
THAIN JOHN A Chairman & CEO 11/23/2013 71,221
THAIN JOHN A Chairman & CEO 11/09/2013 62,266
THAIN JOHN A Chairman & CEO 10/26/2013 65,552
THAIN JOHN A Chairman & CEO 10/12/2013 50
THAIN JOHN A Chairman & CEO 10/12/2013 68,795
THAIN JOHN A Chairman & CEO 09/28/2013 68,197
THAIN JOHN A Chairman & CEO 09/14/2013 72,017
THAIN JOHN A Chairman & CEO 08/31/2013 74,438
THAIN JOHN A Chairman & CEO 08/17/2013 75,137
THAIN JOHN A Chairman & CEO 08/03/2013 79,818
Tutwiler Margaret D EVP, Marketing & Communication 08/02/2013 123,346
THAIN JOHN A Chairman & CEO 07/29/2013 1,021,043
PARKER SCOTT T EVP & Chief Financial Officer 07/29/2013 674,942
HAYLES CAROL EVP & Controller 07/29/2013 137,122
MOFFETT DAVID M Director 07/29/2013 18,216
PARRS MARIANNE M Director 07/27/2013 5,181
STERNBERG SEYMOUR Director 07/27/2013 1,056
UNGER LAURA S Director 07/27/2013 2,062
THAIN JOHN A Chairman & CEO 07/20/2013 75,359
THAIN JOHN A Chairman & CEO 07/06/2013 79,315
THAIN JOHN A Chairman & CEO 06/22/2013 70,209
THAIN JOHN A Chairman & CEO 06/08/2013 75,191
Chai Nelson President 06/01/2013 823,035
THAIN JOHN A Chairman & CEO 05/25/2013 70,723
POLSKY LISA Exec VP & Chief Risk Officer 05/17/2013 504,241
PARRS MARIANNE M Director 05/15/2013 26,923
ROSENFELD GERALD Director 05/15/2013 45
THAIN JOHN A Chairman & CEO 05/11/2013 65,608
EMBLER MICHAEL J Director 05/11/2013 20,197
FREEMAN WILLIAM M Director 05/11/2013 18,244
FREEMAN WILLIAM M Director 05/10/2013 16,247
PARRS MARIANNE M Director 05/11/2013 20,197
PARRS MARIANNE M Director 05/10/2013 17,978
ROSENFELD GERALD Director 05/11/2013 20,197
RYAN JOHN R Director 05/11/2013 20,197
TOBIN PETER J Director 05/11/2013 20,197
OATES R. BRAD Director 05/11/2013 18,244
STERNBERG SEYMOUR Director 05/10/2013 17,978
STERNBERG SEYMOUR Director 05/11/2013 20,197
UNGER LAURA S Director 05/11/2013 20,197
UNGER LAURA S Director 05/10/2013 17,978
THAIN JOHN A Chairman & CEO 04/27/2013 60,292
THAIN JOHN A Chairman & CEO 04/13/2013 62,378
THAIN JOHN A Chairman & CEO 03/30/2013 63,698
THAIN JOHN A Chairman & CEO 03/16/2013 70,035
ARRINGTON RON G President, Vendor Finance 03/16/2013 42,217
CONNOLLY PETER Co-President, Corp. Finance 03/16/2013 103,069
HUDAK JAMES L Co-President, Corp. Finance 03/16/2013 119,162
INGATO ROBERT J Exec VP and General Counsel 03/16/2013 102,623