Zogenix Inc. (ZGNX) NASDAQ

$11.41 -0.29 (-2.48%)

Market Cap: $655.11M

As of 11/29/21 03:59 PM EST. Market closed.

(ZGNX)

Zogenix Inc. (ZGNX) NASDAQ

$11.41 -0.29 (-2.48%)

Market Cap: $655.11M

As of 11/29/21 03:59 PM EST. Market closed.

Zogenix is a global biopharmaceutical company committed to developing and commercializing therapies with the potential to transform the lives of patients and their families living with rare diseases. The company's first rare disease therapy, FINTEPLA® (fenfluramine) oral solution has been approved by the U.S. FDA and the European Medicines Agency and is in development in Japan for the treatment ... read more

Zogenix is a global biopharmaceutical company committed to developing and commercializing therapies with the potential to transform the lives of patients and their families living with rare diseases. The company's first rare disease therapy, FINTEPLA® (fenfluramine) oral solution has been approved by the U.S. FDA and the European Medicines Agency and is in development in Japan for the treatment of seizures associated with Dravet syndrome, a rare, severe lifelong epilepsy. The company has two additional late-stage development programs underway: one for FINTEPLA for the treatment of seizures associated with Lennox-Gastaut syndrome, another rare epilepsy, and one for MT1621, an investigational therapy for the treatment of a rare genetic disorder called TK2 deficiency. Zogenix is also collaborating with Tevard Biosciences to identify and develop potential next-generation gene therapies for Dravet syndrome and other genetic epilepsies. read less

COMPANY PROFILE
Sector
Manufacturing
Industry
Pharmaceutical Preparation Manufacturing
CEO
Stephen Farr
Full Time Employees
218
URL
Address
5959 Horton St Ste 500, California, Emeryville, 94608-2120.
Sector
Manufacturing
Industry
Pharmaceutical Preparation Manufacturing
CEO
Stephen Farr
Full Time Employees
218
CEO Compensation (Base)
$545,000
Address
5959 Horton St Ste 500, California, Emeryville, 94608-2120.
KEY STATS
Open
$11.41
Previous Close
$11.70
Days Range
$11.46 - $12.08
52 week range
$11.46 - $23.69
Volume
672,912
Avg. Volume (30 days)
560,143
Market Cap
$655.11M
Dividend Yield
0.00%
P/E
-2.70
Shares Outstanding
55,992,086
Open
$11.41
Previous Close
$11.70
Days Range
$11.46 - $12.08
52 week range
$11.46 - $23.69
Volume
672,912
Avg. Volume (30 days)
560,143
Market Cap
$655.11M
Dividend Yield
0.00%
P/E
-2.70
Shares Outstanding
55,992,086

Open in: SeekingAlpha Yahoo Finance Fidelity MorningStar

Open in: SeekingAlpha Yahoo Finance Fidelity MorningStar

INSIDER TRANSACTIONS FOR ZOGENIX INC
Owner Relationship Date Transaction Cost # Shares Value($) Total Shares Form 4
GARNER CAM L Director Aug 10, 2021 Buy $14.83 10,000 148,298 41,000 Aug 12, 2021, 09:06 PM
Sagrolikar Ashish M EVP & CHIEF COMMERCIAL OFFICER Jul 02, 2021 Option Exercise $17.74 1,114 19,762 16,145 Jul 06, 2021, 06:49 PM
TANNENBAUM RENEE P Director Jun 01, 2021 Buy $17.05 5,000 85,247 37,872 Jun 03, 2021, 07:20 PM
Waynick Denelle J Director Jun 01, 2021 Buy $17.07 584 9,969 584 Jun 03, 2021, 07:20 PM
Galer Bradley S. EVP/Chief Medical Officer Mar 15, 2021 Option Exercise $20.70 1,462 30,263 21,803 Mar 17, 2021, 04:04 PM
Smith Michael P EVP, CFO, Treasurer & Sec. Mar 15, 2021 Option Exercise $20.70 1,806 37,384 7,023 Mar 17, 2021, 04:03 PM
FARR STEPHEN J President and CEO Mar 15, 2021 Option Exercise $20.70 5,836 120,805 90,834 Mar 17, 2021, 04:03 PM
Farfel Gail M EVP/Chief Development Officer Mar 15, 2021 Option Exercise $20.70 1,864 38,585 14,776 Mar 17, 2021, 04:02 PM
Sagrolikar Ashish M EVP & CHIEF COMMERCIAL OFFICER Mar 15, 2021 Option Exercise $20.70 1,347 27,883 12,741 Mar 17, 2021, 04:02 PM
GARNER CAM L Director Nov 19, 2020 Buy $20.13 8,000 161,042 16,000 Nov 20, 2020, 05:15 PM
TANNENBAUM RENEE P Director Nov 17, 2020 Sale $20.74 15,000 311,065 32,872 Nov 18, 2020, 05:05 PM
Sagrolikar Ashish M EVP & CHIEF COMMERCIAL OFFICER Jul 02, 2020 Option Exercise $29.19 1,114 32,518 9,118 Jul 06, 2020, 04:37 PM
Farfel Gail M EVP/Chief Development Officer May 12, 2020 Sale $28.21 2,573 72,584 5,048 May 13, 2020, 05:39 PM
Sagrolikar Ashish M EVP & CHIEF COMMERCIAL OFFICER May 08, 2020 Buy $25.45 1,000 25,450 5,913 May 11, 2020, 06:18 PM
WIGGINS MARK C Director Mar 23, 2020 Buy $20.48 2,500 51,196 2,500 Mar 24, 2020, 04:38 PM
FARR STEPHEN J President and CEO Mar 19, 2020 Option Exercise $10.35 9,661 99,991 65,251 Mar 20, 2020, 04:01 PM
FARR STEPHEN J President and CEO Mar 19, 2020 Sale $18.51 6,158 113,964 55,590 Mar 20, 2020, 04:01 PM
Galer Bradley S. EVP/Chief Medical Officer Mar 18, 2020 Buy $19.68 1,000 19,685 10,015 Mar 20, 2020, 04:01 PM
GARNER CAM L Director Mar 13, 2020 Buy $21.83 8,000 174,647 8,000 Mar 18, 2020, 05:48 PM
FARR STEPHEN J President and CEO Mar 15, 2020 Option Exercise $22.01 4,960 109,170 61,748 Mar 17, 2020, 07:25 PM
Sagrolikar Ashish M EVP & CHIEF COMMERCIAL OFFICER Mar 15, 2020 Option Exercise $22.01 604 13,294 4,913 Mar 17, 2020, 07:25 PM
Galer Bradley S. EVP/Chief Medical Officer Mar 15, 2020 Option Exercise $22.01 987 21,724 9,015 Mar 17, 2020, 07:25 PM
Farfel Gail M EVP/Chief Development Officer Mar 15, 2020 Option Exercise $22.01 1,221 26,874 7,621 Mar 17, 2020, 07:24 PM
Smith Michael P EVP, CFO, Treasurer & Sec. Mar 15, 2020 Option Exercise $22.01 1,783 39,244 3,199 Mar 17, 2020, 07:24 PM
FARR STEPHEN J President and CEO Jan 08, 2020 Option Exercise $10.39 34,225 355,582 90,933 Jan 10, 2020, 04:15 PM
FARR STEPHEN J President and CEO Jan 08, 2020 Sale $51.89 34,225 1,775,921 61,978 Jan 10, 2020, 04:15 PM
Smith Michael P EVP, CFO, Treasurer & Sec. Jan 02, 2020 Option Exercise $10.35 22,500 232,875 23,887 Jan 03, 2020, 04:13 PM
Smith Michael P EVP, CFO, Treasurer & Sec. Jan 02, 2020 Sale $51.79 22,500 1,165,340 8,937 Jan 03, 2020, 04:13 PM
BREITMEYER JAMES B Director Dec 16, 2019 Option Exercise $8.99 5,000 44,950 6,250 Dec 18, 2019, 04:07 PM
BREITMEYER JAMES B Director Dec 16, 2019 Sale $50.00 5,000 250,000 1,250 Dec 18, 2019, 04:07 PM
FARR STEPHEN J President and CEO Nov 25, 2019 Option Exercise $10.35 34,225 354,229 90,752 Nov 27, 2019, 04:14 PM
FARR STEPHEN J President and CEO Nov 25, 2019 Sale $50.00 34,225 1,711,250 56,527 Nov 27, 2019, 04:14 PM
Smith Michael P EVP, CFO, Treasurer & Sec. Nov 25, 2019 Option Exercise $10.35 15,000 155,250 16,387 Nov 27, 2019, 04:14 PM
Smith Michael P EVP, CFO, Treasurer & Sec. Nov 25, 2019 Sale $48.00 15,000 720,000 1,387 Nov 27, 2019, 04:14 PM
BREITMEYER JAMES B Director Nov 25, 2019 Option Exercise $8.99 5,000 44,950 6,250 Nov 27, 2019, 04:13 PM
BREITMEYER JAMES B Director Nov 25, 2019 Sale $50.00 5,000 250,000 1,250 Nov 27, 2019, 04:13 PM
FARR STEPHEN J President and CEO Aug 29, 2019 Option Exercise $43.82 3,631 159,110 56,527 Aug 30, 2019, 04:10 PM
FARR STEPHEN J President and CEO Aug 29, 2019 Option Exercise $20.00 5,000 100,000 60,158 Aug 30, 2019, 04:10 PM
Farfel Gail M EVP/Chief Development Officer Aug 22, 2019 Sale $52.00 3,446 179,192 4,891 Aug 23, 2019, 04:09 PM
Smith Michael P EVP, CFO, Treasurer & Sec. Aug 09, 2019 Option Exercise $10.35 15,000 155,250 16,387 Aug 12, 2019, 05:51 PM
Smith Michael P EVP, CFO, Treasurer & Sec. Aug 09, 2019 Sale $50.00 15,000 750,000 1,387 Aug 12, 2019, 05:51 PM
WIGGINS MARK C Director Aug 09, 2019 Option Exercise $15.04 6,250 94,000 6,250 Aug 12, 2019, 05:51 PM
WIGGINS MARK C Director Aug 09, 2019 Sale $50.00 6,250 312,500 0 Aug 12, 2019, 05:51 PM
FARR STEPHEN J President and CEO Jul 03, 2019 Option Exercise $16.17 34,225 553,588 89,383 Jul 05, 2019, 07:12 PM
FARR STEPHEN J President and CEO Jul 03, 2019 Sale $48.01 34,225 1,643,161 75,030 Jul 05, 2019, 07:12 PM
Sagrolikar Ashish M EVP & CHIEF COMMERCIAL OFFICER Jul 02, 2019 Option Exercise $48.72 1,114 54,274 3,058 Jul 05, 2019, 07:11 PM
Smith Michael P EVP, CFO, Treasurer & Sec. Jun 27, 2019 Option Exercise $10.35 15,000 155,250 16,387 Jul 01, 2019, 08:43 PM
Smith Michael P EVP, CFO, Treasurer & Sec. Jun 27, 2019 Sale $46.32 15,000 694,800 1,387 Jul 01, 2019, 08:43 PM
HAWLEY ROGER Director Mar 29, 2019 Option Exercise $30.56 20,700 632,544 26,275 Apr 02, 2019, 05:12 PM
HAWLEY ROGER Director Mar 29, 2019 Sale $55.00 20,700 1,138,500 10,575 Apr 02, 2019, 05:12 PM
Smith Michael P EVP, CFO, Treasurer & Sec. Mar 15, 2019 Option Exercise $51.88 541 28,067 1,260 Mar 19, 2019, 07:01 PM
Galer Bradley S. EVP/Chief Medical Officer Mar 15, 2019 Option Exercise $51.88 429 22,257 5,783 Mar 19, 2019, 07:00 PM
FARR STEPHEN J President and CEO Mar 15, 2019 Option Exercise $52.00 2,479 128,908 54,715 Mar 19, 2019, 07:00 PM
Farfel Gail M EVP/Chief Development Officer Mar 15, 2019 Option Exercise $51.88 488 25,317 8,337 Mar 19, 2019, 06:59 PM
HAWLEY ROGER Director Mar 14, 2019 Sale $52.93 38,789 2,053,261 10,575 Mar 15, 2019, 05:21 PM
HAWLEY ROGER Director Mar 13, 2019 Sale $53.10 21,211 1,126,215 49,364 Mar 15, 2019, 05:21 PM
TANNENBAUM RENEE P Director Mar 06, 2019 Option Exercise $11.00 55,375 609,100 65,375 Mar 08, 2019, 04:48 PM
TANNENBAUM RENEE P Director Mar 06, 2019 Sale $50.65 17,503 886,474 47,872 Mar 08, 2019, 04:48 PM
HAWLEY ROGER Director Mar 01, 2019 Option Exercise $32.52 4,300 139,856 74,875 Mar 07, 2019, 05:14 PM
HAWLEY ROGER Director Mar 01, 2019 Sale $55.00 4,300 236,500 70,575 Mar 07, 2019, 05:14 PM
HAWLEY ROGER Director Mar 01, 2019 Option Exercise $32.52 4,300 139,856 74,875 Mar 05, 2019, 12:00 AM
GARNER CAM L Director Mar 01, 2019 Option Exercise $13.91 15,250 212,200 15,250 Mar 05, 2019, 12:00 AM
HAWLEY ROGER Director Mar 01, 2019 Sale $50.00 4,300 215,000 70,575 Mar 05, 2019, 12:00 AM
GARNER CAM L Director Mar 01, 2019 Sale $50.00 15,250 762,500 0 Mar 05, 2019, 12:00 AM
GARNER CAM L Director Feb 26, 2019 Option Exercise $12.00 4,756 57,072 4,756 Feb 28, 2019, 04:09 PM
GARNER CAM L Director Feb 27, 2019 Option Exercise $12.00 869 10,428 869 Feb 28, 2019, 04:09 PM
GARNER CAM L Director Feb 26, 2019 Sale $50.00 4,756 237,800 0 Feb 28, 2019, 04:09 PM
GARNER CAM L Director Feb 27, 2019 Sale $50.00 869 43,450 0 Feb 28, 2019, 04:09 PM
GARNER CAM L Director Feb 12, 2019 Option Exercise $17.29 12,405 214,436 12,405 Feb 14, 2019, 08:41 PM
GARNER CAM L Director Feb 12, 2019 Sale $46.85 12,405 581,147 0 Feb 14, 2019, 08:41 PM
FARR STEPHEN J President and CEO Jan 10, 2019 Option Exercise $10.29 90,313 929,500 106,947 Jan 11, 2019, 04:07 PM
FARR STEPHEN J President and CEO Jan 10, 2019 Sale $45.00 90,313 4,064,085 51,947 Jan 11, 2019, 04:07 PM
HAWLEY ROGER Director Dec 14, 2018 Sale $41.35 20,000 826,910 70,575 Dec 17, 2018, 04:13 PM
MAST ERLE T Director Nov 26, 2018 Sale $42.08 1,468 61,772 3,027 Nov 26, 2018, 09:33 PM
FARR STEPHEN J President and CEO Oct 18, 2018 Option Exercise $41.35 740 30,599 51,947 Oct 19, 2018, 05:20 PM
FARR STEPHEN J President and CEO Oct 18, 2018 Option Exercise $28.00 937 26,236 52,687 Oct 19, 2018, 05:20 PM
Farfel Gail M EVP/Chief Development Officer Oct 04, 2018 Option Exercise $13.96 6,961 97,176 14,104 Oct 09, 2018, 05:37 PM
Farfel Gail M EVP/Chief Development Officer Oct 04, 2018 Sale $43.23 6,961 300,928 12,004 Oct 09, 2018, 05:37 PM
MAST ERLE T Director Oct 02, 2018 Option Exercise $26.81 1,468 39,360 4,495 Oct 04, 2018, 04:05 PM
Farfel Gail M EVP/Chief Development Officer Sep 04, 2018 Option Exercise $13.96 7,000 97,720 14,143 Sep 05, 2018, 04:14 PM
Farfel Gail M EVP/Chief Development Officer Sep 04, 2018 Sale $47.58 7,000 333,042 9,443 Sep 05, 2018, 04:14 PM
PERCEPTIVE ADVISORS LLC 10% Owner Aug 10, 2018 Buy $52.00 100,000 5,200,000 4,070,357 Aug 14, 2018, 09:00 AM
Farfel Gail M EVP/Chief Development Officer Aug 08, 2018 Option Exercise $13.96 7,000 97,720 14,143 Aug 10, 2018, 04:06 PM
Farfel Gail M EVP/Chief Development Officer Aug 08, 2018 Sale $52.62 7,000 368,313 9,043 Aug 10, 2018, 04:06 PM
Farfel Gail M EVP/Chief Development Officer Jun 12, 2018 Option Exercise $13.96 5,000 69,800 12,261 Jun 13, 2018, 08:57 PM
Farfel Gail M EVP/Chief Development Officer Jun 12, 2018 Sale $45.00 5,118 230,310 7,143 Jun 13, 2018, 08:57 PM
GARNER CAM L Director May 16, 2018 Option Exercise $28.00 218 6,104 218 May 17, 2018, 04:12 PM
GARNER CAM L Director May 16, 2018 Sale $39.90 218 8,698 0 May 17, 2018, 04:12 PM
BOCK LOUIS C Director Mar 12, 2018 Option Exercise $15.72 24,498 385,040 24,716 Mar 14, 2018, 04:15 PM
BOCK LOUIS C Director Mar 12, 2018 Option Exercise $20.00 218 4,360 436 Mar 14, 2018, 04:15 PM
BOCK LOUIS C Director Mar 12, 2018 Sale $44.83 24,716 1,108,134 0 Mar 14, 2018, 04:15 PM
HAWLEY ROGER Director Mar 12, 2018 Option Exercise $28.00 7,240 202,720 97,815 Mar 14, 2018, 04:15 PM
HAWLEY ROGER Director Mar 13, 2018 Option Exercise $16.19 27,760 449,424 118,335 Mar 14, 2018, 04:15 PM
HAWLEY ROGER Director Mar 13, 2018 Sale $44.65 27,760 1,239,437 90,575 Mar 14, 2018, 04:15 PM
HAWLEY ROGER Director Mar 12, 2018 Sale $44.97 7,240 325,550 90,575 Mar 14, 2018, 04:15 PM
Galer Bradley S. EVP/Chief Medical Officer Dec 13, 2017 Buy $36.59 1,346 49,245 4,033 Dec 15, 2017, 04:26 PM
HAWLEY ROGER Director Dec 08, 2017 Option Exercise $15.04 11,797 177,427 102,372 Dec 11, 2017, 08:13 PM
HAWLEY ROGER Director Dec 07, 2017 Option Exercise $11.57 56,370 652,217 110,575 Dec 11, 2017, 08:13 PM
HAWLEY ROGER Director Dec 11, 2017 Option Exercise $14.09 63,203 890,440 135,316 Dec 11, 2017, 08:13 PM
HAWLEY ROGER Director Dec 08, 2017 Sale $37.02 11,797 436,704 90,575 Dec 11, 2017, 08:13 PM
HAWLEY ROGER Director Dec 07, 2017 Sale $36.54 56,370 2,059,613 90,575 Dec 11, 2017, 08:13 PM
HAWLEY ROGER Director Dec 11, 2017 Sale $36.84 63,203 2,328,443 90,575 Dec 11, 2017, 08:13 PM
PERCEPTIVE ADVISORS LLC 10% Owner Oct 03, 2017 Buy $37.50 300,000 11,250,000 3,970,357 Oct 03, 2017, 02:52 PM
PERCEPTIVE ADVISORS LLC 10% Owner Sep 29, 2017 Buy $32.83 222,055 7,290,059 3,670,357 Oct 03, 2017, 08:45 AM
PERCEPTIVE ADVISORS LLC 10% Owner Jun 30, 2017 Buy $14.45 175,653 2,538,186 3,448,302 Jul 05, 2017, 05:55 PM
TANNENBAUM RENEE P Director Mar 16, 2017 Buy $11.00 5,000 55,000 10,000 Mar 20, 2017, 06:25 PM
HAWLEY ROGER Director Dec 15, 2015 Buy $13.74 10,000 137,431 90,575 Dec 18, 2015, 06:07 PM
HAWLEY ROGER Director Dec 15, 2015 Buy $13.74 10,000 137,431 1,404,447 Dec 16, 2015, 04:05 PM
TANNENBAUM RENEE P Director Dec 03, 2015 Buy $15.40 5,000 77,000 5,000 Dec 08, 2015, 04:51 PM
HAWLEY ROGER Director Jun 16, 2015 Buy $1.59 50,000 79,495 1,394,447 Jun 19, 2015, 04:16 PM
HAWLEY ROGER Chief Executive Officer Mar 16, 2015 Buy $1.31 140,000 183,680 1,344,447 Jun 19, 2015, 04:15 PM
HAWLEY ROGER Director Jun 16, 2015 Option Exercise $1.59 50,000 79,495 1,394,447 Jun 17, 2015, 04:05 PM
HAWLEY ROGER Chief Executive Officer Mar 16, 2015 Option Exercise $1.31 140,000 183,680 1,344,447 Mar 17, 2015, 05:16 PM
MAST ERLE T Director Mar 13, 2015 Option Exercise $1.31 7,500 9,825 24,221 Mar 17, 2015, 05:14 PM
GARNER CAM L Director Jun 13, 2014 Buy $1.66 30,000 49,740 326,750 Jun 16, 2014, 05:29 PM
Shively Richard Scott Chief Commercial Officer Jun 02, 2014 Sale $2.10 17,746 37,307 360,254 Jun 04, 2014, 04:29 PM
Shively Richard Scott Chief Commercial Officer Jun 03, 2014 Sale $2.03 1,483 3,007 358,790 Jun 04, 2014, 04:29 PM
RHOADS ANN D EVP, CFO, Treasurer & Sec. Jun 02, 2014 Sale $2.10 17,746 37,307 471,463 Jun 04, 2014, 04:29 PM
RHOADS ANN D EVP, CFO, Treasurer & Sec. Jun 03, 2014 Sale $2.03 1,483 3,007 469,999 Jun 04, 2014, 04:29 PM
HAWLEY ROGER Chief Executive Officer Jun 03, 2014 Sale $2.03 1,934 3,921 1,204,472 Jun 04, 2014, 04:29 PM
HAWLEY ROGER Chief Executive Officer Jun 02, 2014 Sale $2.10 23,144 48,656 1,206,381 Jun 04, 2014, 04:29 PM
FARR STEPHEN J President and COO Jun 03, 2014 Sale $2.03 1,612 3,268 902,230 Jun 04, 2014, 04:28 PM
FARR STEPHEN J President and COO Jun 02, 2014 Sale $2.10 19,288 40,549 903,821 Jun 04, 2014, 04:28 PM
Shively Richard Scott Chief Commercial Officer Nov 20, 2013 Buy $2.75 33,500 92,125 33,500 Nov 21, 2013, 07:40 PM
Shively Richard Scott Chief Commercial Officer Nov 20, 2013 Buy $2.83 33,500 94,805 79,500 Nov 21, 2013, 07:40 PM
Robinson Cynthia Y Chief Development Officer Dec 13, 2012 Buy $1.17 50,000 58,500 52,746 Dec 13, 2012, 07:18 PM
GARNER CAM L Director Dec 12, 2012 Buy $1.21 70,000 84,700 296,750 Dec 13, 2012, 07:16 PM
RHOADS ANN D EVP, CFO, Treasurer & Sec. Dec 12, 2012 Buy $1.19 17,500 20,825 150,742 Dec 12, 2012, 07:34 PM
MAST ERLE T Director Dec 11, 2012 Buy $1.15 10,000 11,500 16,721 Dec 11, 2012, 08:49 PM
BOCK LOUIS C Director Sep 21, 2011 Buy $2.00 1,250,000 2,500,000 5,321,546 Sep 22, 2011, 04:50 PM
Scale Venture Partners II, LP Former 10% Holder Sep 21, 2011 Buy $2.00 1,250,000 2,500,000 5,321,546 Sep 22, 2011, 04:47 PM
HAWLEY ROGER Chief Executive Officer Sep 21, 2011 Buy $2.00 50,000 100,000 50,000 Sep 21, 2011, 07:03 PM
RHOADS ANN D EVP, CFO, Treasurer & Sec. Sep 21, 2011 Buy $2.00 100,000 200,000 100,000 Sep 21, 2011, 07:02 PM
Clarus Lifesciences I, L.P. 10% Owner Sep 16, 2011 Buy $2.00 3,500,000 7,000,000 9,482,439 Sep 20, 2011, 03:56 PM
BLAIR JAMES C Director Sep 16, 2011 Buy $2.00 58,696 117,392 169,251 Sep 20, 2011, 03:16 PM
BLAIR JAMES C Director Sep 16, 2011 Buy $2.00 3,441,304 6,882,608 9,923,335 Sep 20, 2011, 03:16 PM
Halak Brian K 10% Owner Sep 16, 2011 Buy $2.00 58,696 117,392 169,251 Sep 20, 2011, 03:13 PM
Halak Brian K 10% Owner Sep 16, 2011 Buy $2.00 3,441,304 6,882,608 9,923,335 Sep 20, 2011, 03:13 PM
DP VII ASSOCIATES LP 10% Owner Sep 16, 2011 Buy $2.00 58,696 117,392 169,251 Sep 20, 2011, 03:10 PM
DOVEY BRIAN H 10% Owner Sep 16, 2011 Buy $2.00 58,696 117,392 169,251 Sep 20, 2011, 03:07 PM
DOVEY BRIAN H 10% Owner Sep 16, 2011 Buy $2.00 3,441,304 6,882,608 9,923,335 Sep 20, 2011, 03:07 PM
TREU JESSE I 10% Owner Sep 16, 2011 Buy $2.00 3,441,304 6,882,608 9,923,335 Sep 20, 2011, 03:02 PM
TREU JESSE I 10% Owner Sep 16, 2011 Buy $2.00 58,696 117,392 169,251 Sep 20, 2011, 03:02 PM
DOMAIN PARTERS VII L P 10% Owner Sep 16, 2011 Buy $2.00 3,441,304 6,882,608 9,923,335 Sep 20, 2011, 02:58 PM
SCHOEMAKER KATHLEEN K 10% Owner Sep 16, 2011 Buy $2.00 58,696 117,392 169,251 Sep 20, 2011, 02:50 PM
SCHOEMAKER KATHLEEN K 10% Owner Sep 16, 2011 Buy $2.00 3,441,304 6,882,608 9,923,335 Sep 20, 2011, 02:50 PM
VITULLO NICOLE 10% Owner Sep 16, 2011 Buy $2.00 58,696 117,392 169,251 Sep 20, 2011, 02:47 PM
VITULLO NICOLE 10% Owner Sep 16, 2011 Buy $2.00 3,441,304 6,882,608 9,923,335 Sep 20, 2011, 02:47 PM
RHOADS ANN D EVP, CFO, Treasurer & Sec. Dec 31, 2010 Option Exercise $4.00 17,000 68,000 17,000 Jan 03, 2011, 07:28 PM
MAST ERLE T Director Dec 13, 2010 Buy $5.84 3,221 18,821 5,721 Dec 14, 2010, 05:08 PM
MAST ERLE T Director Dec 10, 2010 Buy $5.85 2,500 14,622 2,500 Dec 14, 2010, 05:08 PM
MAST ERLE T Director Dec 14, 2010 Buy $5.75 1,000 5,750 6,721 Dec 14, 2010, 05:08 PM
HAWLEY ROGER Chief Executive Officer Dec 06, 2010 Buy $5.53 10,000 55,289 320,000 Dec 06, 2010, 08:29 PM
Halak Brian K 10% Owner Nov 29, 2010 Buy $4.00 2,310,589 9,242,356 6,482,031 Dec 01, 2010, 10:37 AM
Halak Brian K 10% Owner Nov 29, 2010 Buy $4.00 39,410 157,640 110,555 Dec 01, 2010, 10:37 AM
VITULLO NICOLE 10% Owner Nov 29, 2010 Buy $4.00 39,410 157,640 110,555 Dec 01, 2010, 10:32 AM
VITULLO NICOLE 10% Owner Nov 29, 2010 Buy $4.00 2,310,589 9,242,356 6,482,031 Dec 01, 2010, 10:32 AM
SCHOEMAKER KATHLEEN K 10% Owner Nov 29, 2010 Buy $4.00 2,310,589 9,242,356 6,482,031 Dec 01, 2010, 10:23 AM
SCHOEMAKER KATHLEEN K 10% Owner Nov 29, 2010 Buy $4.00 39,410 157,640 110,555 Dec 01, 2010, 10:23 AM
TREU JESSE I 10% Owner Nov 29, 2010 Buy $4.00 39,410 157,640 110,555 Dec 01, 2010, 10:19 AM
TREU JESSE I 10% Owner Nov 29, 2010 Buy $4.00 2,310,589 9,242,356 6,482,031 Dec 01, 2010, 10:19 AM
BLAIR JAMES C Director Nov 29, 2010 Buy $4.00 2,310,589 9,242,356 6,482,031 Dec 01, 2010, 10:14 AM
BLAIR JAMES C Director Nov 29, 2010 Buy $4.00 39,410 157,640 110,555 Dec 01, 2010, 10:14 AM
DOVEY BRIAN H 10% Owner Nov 29, 2010 Buy $4.00 39,410 157,640 110,555 Dec 01, 2010, 10:05 AM
DOVEY BRIAN H 10% Owner Nov 29, 2010 Buy $4.00 2,310,589 9,242,356 6,482,031 Dec 01, 2010, 10:05 AM
DP VII ASSOCIATES LP 10% Owner Nov 29, 2010 Buy $4.00 39,410 157,640 110,555 Dec 01, 2010, 09:49 AM
DOMAIN PARTERS VII L P 10% Owner Nov 29, 2010 Buy $4.00 2,310,589 9,242,356 6,482,031 Dec 01, 2010, 09:33 AM
Haas Ken Director Nov 29, 2010 Buy $4.00 4,250 17,000 19,849 Nov 30, 2010, 07:31 PM
Haas Ken Director Nov 29, 2010 Buy $4.00 495,750 1,983,000 2,315,369 Nov 30, 2010, 07:31 PM
WHEELER KURT Director Nov 29, 2010 Buy $4.00 1,750,000 7,000,000 5,982,439 Nov 30, 2010, 07:04 PM
Clarus Lifesciences I, L.P. 10% Owner Nov 29, 2010 Buy $4.00 1,750,000 7,000,000 5,982,439 Nov 30, 2010, 07:03 PM
THOMAS MCNERNEY & PARTNERS LP See Footnote (10) Nov 29, 2010 Buy $4.00 1,967 7,868 5,280 Nov 30, 2010, 12:26 PM
THOMAS MCNERNEY & PARTNERS LP See Footnote (10) Nov 29, 2010 Buy $4.00 5,476 21,904 14,700 Nov 30, 2010, 12:26 PM
THOMAS MCNERNEY & PARTNERS LP See Footnote (10) Nov 29, 2010 Buy $4.00 524,229 2,096,916 1,407,316 Nov 30, 2010, 12:26 PM
GARNER CAM L Director Nov 29, 2010 Buy $4.00 30,000 120,000 40,000 Nov 29, 2010, 09:48 PM
MINOCHERHOMJEE ARDA PHD Director Nov 29, 2010 Buy $4.00 550,000 2,200,000 2,962,327 Nov 29, 2010, 09:47 PM
Chicago Growth Partners II L P See Remarks Nov 29, 2010 Buy $4.00 550,000 2,200,000 2,962,327 Nov 29, 2010, 09:45 PM
THOMAS MCNERNEY & PARTNERS LP See Footnote (10) Nov 29, 2010 Buy $4.00 3,178 12,712 56,094 Nov 29, 2010, 09:43 PM
THOMAS MCNERNEY & PARTNERS LP See Footnote (10) Nov 29, 2010 Buy $4.00 173,399 693,596 1,663,193 Nov 29, 2010, 09:43 PM
THOMAS MCNERNEY & PARTNERS LP See Footnote (10) Nov 29, 2010 Buy $4.00 647 2,588 6,297 Nov 29, 2010, 09:43 PM
Scale Venture Partners II, LP 10% Owner Nov 29, 2010 Buy $4.00 1,250,000 5,000,000 4,071,546 Nov 29, 2010, 07:41 PM
Scale Venture Partners II, LP 10% Owner Nov 26, 2010 Buy $4.00 589,645 2,358,580 2,821,546 Nov 29, 2010, 07:41 PM
BOCK LOUIS C Director Nov 29, 2010 Buy $4.00 1,839,645 7,358,580 4,071,546 Nov 29, 2010, 07:39 PM
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Buy Sale Option Exercise
Owner Relationship Date Value($)
GARNER CAM L Director 08/10/2021 148,298
Sagrolikar Ashish M EVP & CHIEF COMMERCIAL OFFICER 07/02/2021 19,762
TANNENBAUM RENEE P Director 06/01/2021 85,247
Waynick Denelle J Director 06/01/2021 9,969
Galer Bradley S. EVP/Chief Medical Officer 03/15/2021 30,263
Smith Michael P EVP, CFO, Treasurer & Sec. 03/15/2021 37,384
FARR STEPHEN J President and CEO 03/15/2021 120,805
Farfel Gail M EVP/Chief Development Officer 03/15/2021 38,585
Sagrolikar Ashish M EVP & CHIEF COMMERCIAL OFFICER 03/15/2021 27,883
GARNER CAM L Director 11/19/2020 161,042
TANNENBAUM RENEE P Director 11/17/2020 311,065
Sagrolikar Ashish M EVP & CHIEF COMMERCIAL OFFICER 07/02/2020 32,518
Farfel Gail M EVP/Chief Development Officer 05/12/2020 72,584
Sagrolikar Ashish M EVP & CHIEF COMMERCIAL OFFICER 05/08/2020 25,450
WIGGINS MARK C Director 03/23/2020 51,196
FARR STEPHEN J President and CEO 03/19/2020 99,991
FARR STEPHEN J President and CEO 03/19/2020 113,964
Galer Bradley S. EVP/Chief Medical Officer 03/18/2020 19,685
GARNER CAM L Director 03/13/2020 174,647
FARR STEPHEN J President and CEO 03/15/2020 109,170
Sagrolikar Ashish M EVP & CHIEF COMMERCIAL OFFICER 03/15/2020 13,294
Galer Bradley S. EVP/Chief Medical Officer 03/15/2020 21,724
Farfel Gail M EVP/Chief Development Officer 03/15/2020 26,874
Smith Michael P EVP, CFO, Treasurer & Sec. 03/15/2020 39,244
FARR STEPHEN J President and CEO 01/08/2020 355,582
FARR STEPHEN J President and CEO 01/08/2020 1,775,921
Smith Michael P EVP, CFO, Treasurer & Sec. 01/02/2020 232,875
Smith Michael P EVP, CFO, Treasurer & Sec. 01/02/2020 1,165,340
BREITMEYER JAMES B Director 12/16/2019 44,950
BREITMEYER JAMES B Director 12/16/2019 250,000
FARR STEPHEN J President and CEO 11/25/2019 354,229
FARR STEPHEN J President and CEO 11/25/2019 1,711,250
Smith Michael P EVP, CFO, Treasurer & Sec. 11/25/2019 155,250
Smith Michael P EVP, CFO, Treasurer & Sec. 11/25/2019 720,000
BREITMEYER JAMES B Director 11/25/2019 44,950
BREITMEYER JAMES B Director 11/25/2019 250,000
FARR STEPHEN J President and CEO 08/29/2019 159,110
FARR STEPHEN J President and CEO 08/29/2019 100,000
Farfel Gail M EVP/Chief Development Officer 08/22/2019 179,192
Smith Michael P EVP, CFO, Treasurer & Sec. 08/09/2019 155,250
Smith Michael P EVP, CFO, Treasurer & Sec. 08/09/2019 750,000
WIGGINS MARK C Director 08/09/2019 94,000
WIGGINS MARK C Director 08/09/2019 312,500
FARR STEPHEN J President and CEO 07/03/2019 553,588
FARR STEPHEN J President and CEO 07/03/2019 1,643,161
Sagrolikar Ashish M EVP & CHIEF COMMERCIAL OFFICER 07/02/2019 54,274
Smith Michael P EVP, CFO, Treasurer & Sec. 06/27/2019 155,250
Smith Michael P EVP, CFO, Treasurer & Sec. 06/27/2019 694,800
HAWLEY ROGER Director 03/29/2019 632,544
HAWLEY ROGER Director 03/29/2019 1,138,500
Smith Michael P EVP, CFO, Treasurer & Sec. 03/15/2019 28,067
Galer Bradley S. EVP/Chief Medical Officer 03/15/2019 22,257
FARR STEPHEN J President and CEO 03/15/2019 128,908
Farfel Gail M EVP/Chief Development Officer 03/15/2019 25,317
HAWLEY ROGER Director 03/14/2019 2,053,261
HAWLEY ROGER Director 03/13/2019 1,126,215
TANNENBAUM RENEE P Director 03/06/2019 609,100
TANNENBAUM RENEE P Director 03/06/2019 886,474
HAWLEY ROGER Director 03/01/2019 139,856
HAWLEY ROGER Director 03/01/2019 236,500
HAWLEY ROGER Director 03/01/2019 139,856
GARNER CAM L Director 03/01/2019 212,200
HAWLEY ROGER Director 03/01/2019 215,000
GARNER CAM L Director 03/01/2019 762,500
GARNER CAM L Director 02/26/2019 57,072
GARNER CAM L Director 02/27/2019 10,428
GARNER CAM L Director 02/26/2019 237,800
GARNER CAM L Director 02/27/2019 43,450
GARNER CAM L Director 02/12/2019 214,436
GARNER CAM L Director 02/12/2019 581,147
FARR STEPHEN J President and CEO 01/10/2019 929,500
FARR STEPHEN J President and CEO 01/10/2019 4,064,085
HAWLEY ROGER Director 12/14/2018 826,910
MAST ERLE T Director 11/26/2018 61,772
FARR STEPHEN J President and CEO 10/18/2018 30,599
FARR STEPHEN J President and CEO 10/18/2018 26,236
Farfel Gail M EVP/Chief Development Officer 10/04/2018 97,176
Farfel Gail M EVP/Chief Development Officer 10/04/2018 300,928
MAST ERLE T Director 10/02/2018 39,360
Farfel Gail M EVP/Chief Development Officer 09/04/2018 97,720
Farfel Gail M EVP/Chief Development Officer 09/04/2018 333,042
PERCEPTIVE ADVISORS LLC 10% Owner 08/10/2018 5,200,000
Farfel Gail M EVP/Chief Development Officer 08/08/2018 97,720
Farfel Gail M EVP/Chief Development Officer 08/08/2018 368,313
Farfel Gail M EVP/Chief Development Officer 06/12/2018 69,800
Farfel Gail M EVP/Chief Development Officer 06/12/2018 230,310
GARNER CAM L Director 05/16/2018 6,104
GARNER CAM L Director 05/16/2018 8,698
BOCK LOUIS C Director 03/12/2018 385,040
BOCK LOUIS C Director 03/12/2018 4,360
BOCK LOUIS C Director 03/12/2018 1,108,134
HAWLEY ROGER Director 03/12/2018 202,720
HAWLEY ROGER Director 03/13/2018 449,424
HAWLEY ROGER Director 03/13/2018 1,239,437
HAWLEY ROGER Director 03/12/2018 325,550
Galer Bradley S. EVP/Chief Medical Officer 12/13/2017 49,245
HAWLEY ROGER Director 12/08/2017 177,427
HAWLEY ROGER Director 12/07/2017 652,217
HAWLEY ROGER Director 12/11/2017 890,440
HAWLEY ROGER Director 12/08/2017 436,704
HAWLEY ROGER Director 12/07/2017 2,059,613
HAWLEY ROGER Director 12/11/2017 2,328,443
PERCEPTIVE ADVISORS LLC 10% Owner 10/03/2017 11,250,000
PERCEPTIVE ADVISORS LLC 10% Owner 09/29/2017 7,290,059
PERCEPTIVE ADVISORS LLC 10% Owner 06/30/2017 2,538,186
TANNENBAUM RENEE P Director 03/16/2017 55,000
HAWLEY ROGER Director 12/15/2015 137,431
HAWLEY ROGER Director 12/15/2015 137,431
TANNENBAUM RENEE P Director 12/03/2015 77,000
HAWLEY ROGER Director 06/16/2015 79,495
HAWLEY ROGER Chief Executive Officer 03/16/2015 183,680
HAWLEY ROGER Director 06/16/2015 79,495
HAWLEY ROGER Chief Executive Officer 03/16/2015 183,680
MAST ERLE T Director 03/13/2015 9,825
GARNER CAM L Director 06/13/2014 49,740
Shively Richard Scott Chief Commercial Officer 06/02/2014 37,307
Shively Richard Scott Chief Commercial Officer 06/03/2014 3,007
RHOADS ANN D EVP, CFO, Treasurer & Sec. 06/02/2014 37,307
RHOADS ANN D EVP, CFO, Treasurer & Sec. 06/03/2014 3,007
HAWLEY ROGER Chief Executive Officer 06/03/2014 3,921
HAWLEY ROGER Chief Executive Officer 06/02/2014 48,656
FARR STEPHEN J President and COO 06/03/2014 3,268
FARR STEPHEN J President and COO 06/02/2014 40,549
Shively Richard Scott Chief Commercial Officer 11/20/2013 92,125
Shively Richard Scott Chief Commercial Officer 11/20/2013 94,805
Robinson Cynthia Y Chief Development Officer 12/13/2012 58,500
GARNER CAM L Director 12/12/2012 84,700
RHOADS ANN D EVP, CFO, Treasurer & Sec. 12/12/2012 20,825
MAST ERLE T Director 12/11/2012 11,500
BOCK LOUIS C Director 09/21/2011 2,500,000
Scale Venture Partners II, LP Former 10% Holder 09/21/2011 2,500,000
HAWLEY ROGER Chief Executive Officer 09/21/2011 100,000
RHOADS ANN D EVP, CFO, Treasurer & Sec. 09/21/2011 200,000
Clarus Lifesciences I, L.P. 10% Owner 09/16/2011 7,000,000
BLAIR JAMES C Director 09/16/2011 117,392
BLAIR JAMES C Director 09/16/2011 6,882,608
Halak Brian K 10% Owner 09/16/2011 117,392
Halak Brian K 10% Owner 09/16/2011 6,882,608
DP VII ASSOCIATES LP 10% Owner 09/16/2011 117,392
DOVEY BRIAN H 10% Owner 09/16/2011 117,392
DOVEY BRIAN H 10% Owner 09/16/2011 6,882,608
TREU JESSE I 10% Owner 09/16/2011 6,882,608
TREU JESSE I 10% Owner 09/16/2011 117,392
DOMAIN PARTERS VII L P 10% Owner 09/16/2011 6,882,608
SCHOEMAKER KATHLEEN K 10% Owner 09/16/2011 117,392
SCHOEMAKER KATHLEEN K 10% Owner 09/16/2011 6,882,608
VITULLO NICOLE 10% Owner 09/16/2011 117,392
VITULLO NICOLE 10% Owner 09/16/2011 6,882,608
RHOADS ANN D EVP, CFO, Treasurer & Sec. 12/31/2010 68,000
MAST ERLE T Director 12/13/2010 18,821
MAST ERLE T Director 12/10/2010 14,622
MAST ERLE T Director 12/14/2010 5,750
HAWLEY ROGER Chief Executive Officer 12/06/2010 55,289
Halak Brian K 10% Owner 11/29/2010 9,242,356
Halak Brian K 10% Owner 11/29/2010 157,640
VITULLO NICOLE 10% Owner 11/29/2010 157,640
VITULLO NICOLE 10% Owner 11/29/2010 9,242,356
SCHOEMAKER KATHLEEN K 10% Owner 11/29/2010 9,242,356
SCHOEMAKER KATHLEEN K 10% Owner 11/29/2010 157,640
TREU JESSE I 10% Owner 11/29/2010 157,640
TREU JESSE I 10% Owner 11/29/2010 9,242,356
BLAIR JAMES C Director 11/29/2010 9,242,356
BLAIR JAMES C Director 11/29/2010 157,640
DOVEY BRIAN H 10% Owner 11/29/2010 157,640
DOVEY BRIAN H 10% Owner 11/29/2010 9,242,356
DP VII ASSOCIATES LP 10% Owner 11/29/2010 157,640
DOMAIN PARTERS VII L P 10% Owner 11/29/2010 9,242,356
Haas Ken Director 11/29/2010 17,000
Haas Ken Director 11/29/2010 1,983,000
WHEELER KURT Director 11/29/2010 7,000,000
Clarus Lifesciences I, L.P. 10% Owner 11/29/2010 7,000,000
THOMAS MCNERNEY & PARTNERS LP See Footnote (10) 11/29/2010 7,868
THOMAS MCNERNEY & PARTNERS LP See Footnote (10) 11/29/2010 21,904
THOMAS MCNERNEY & PARTNERS LP See Footnote (10) 11/29/2010 2,096,916
GARNER CAM L Director 11/29/2010 120,000
MINOCHERHOMJEE ARDA PHD Director 11/29/2010 2,200,000
Chicago Growth Partners II L P See Remarks 11/29/2010 2,200,000
THOMAS MCNERNEY & PARTNERS LP See Footnote (10) 11/29/2010 12,712
THOMAS MCNERNEY & PARTNERS LP See Footnote (10) 11/29/2010 693,596
THOMAS MCNERNEY & PARTNERS LP See Footnote (10) 11/29/2010 2,588
Scale Venture Partners II, LP 10% Owner 11/29/2010 5,000,000
Scale Venture Partners II, LP 10% Owner 11/26/2010 2,358,580
BOCK LOUIS C Director 11/29/2010 7,358,580
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CHANGE IN SHARES OUTSTANDING
STOCK BUYBACKS
Period of Report
Previous Period
% Change in Shares
10-K/10-Q Filings
Quarter
09/30/2021
06/30/2021
0.07%
1Q
09/30/2021
03/31/2021
0.15%
2Q
09/30/2021
12/31/2020
3.96%
3Q
09/30/2021
09/30/2020
5.26%
4Q
09/30/2021
03/31/2020
15.87%
6Q
09/30/2021
12/31/2019
29.60%
7Q
09/30/2021
09/30/2019
31.13%
8Q
09/30/2021
06/30/2019
31.84%
9Q
09/30/2021
03/31/2019
32.19%
10Q
09/30/2021
12/31/2018
47.37%
11Q
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Period of Report: 09/30/2021

10-K/10-Q Filings: View

Previous Period
% Change in Shares
Quarter
06/30/2021
0.07%
1Q
03/31/2021
0.15%
2Q
12/31/2020
3.96%
3Q
09/30/2020
5.26%
4Q
03/31/2020
15.87%
6Q
12/31/2019
29.60%
7Q
09/30/2019
31.13%
8Q
06/30/2019
31.84%
9Q
03/31/2019
32.19%
10Q
12/31/2018
47.37%
11Q
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