StoneX Group Inc. (SNEX) NASDAQ
$66.26 1.44 (2.22%)
Market Cap: $2.05B
As of 04/19/24 03:01 PM EDT. Market open.
StoneX Group Inc. (SNEX)
NASDAQ
$66.26
1.44 (2.22%)
Market Cap: $2.05B
As of 04/19/24 03:01 PM EDT. Market open.
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we believe in connecting every company, every organization, every trader, and every investor to every advantage they need to succeed in today’s global markets ecosystem.that’s what we stand for. and that’s what we strive to deliver. we are ... read more
we believe in connecting every company, every organization, every trader, and every investor to every advantage they need to succeed in today’s global markets ecosystem.that’s what we stand for. and that’s what we strive to deliver. we are stonex. read less
COMPANY PROFILE
Sector
Industry
CEO
Sean O'Connor
Full Time Employees
2,384
Sector
Industry
CEO
Sean O'Connor
Full Time Employees
2,384
URL
Address
155 East 44th Street, Suite 900, New York, New York, 10017.
PRICE CHART FOR STONEX GROUP INC
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NEWS
INSIDEARBITRAGE ARTICLES
KEY STATS
Open
$65.29
Previous Close
$64.82
Days Range
$64.10 - $65.70
52 week range
$49.62 - $74.01
Volume
61,531
Avg. Volume (30 days)
119,309
Market Cap
$2.05B
Dividend Yield
-
P/E
9.17
Shares Outstanding
31,550,004
Open
$65.29
Previous Close
$64.82
Days Range
$64.10 - $65.70
52 week range
$49.62 - $74.01
Volume
61,531
Avg. Volume (30 days)
119,309
Market Cap
$2.05B
Dividend Yield
-
P/E
9.17
Shares Outstanding
31,550,004
FINANCIAL STATEMENTS FOR STONEX GROUP INC
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INSIDER TRANSACTIONS FOR STONEX GROUP INC
| Owner | Relationship | Date | Transaction | Cost | # Shares | Value($) | Total Shares | Form 4 |
| Smith Philip Andrew | Subsidiary CEO | Mar 21, 2024 | Sale | $69.73 | 7,000 | 488,141 | 233,898 | Mar 25, 2024, 04:33 PM |
| BRANCH SCOTT J | Retired Director | Mar 13, 2024 | Sale | $67.29 | 7,500 | 504,697 | 512,434 | Mar 15, 2024, 08:51 AM |
| Lyon Charles M | Subsidiary President and CEO | Mar 12, 2024 | Option Exercise | $30.00 | 6,787 | 203,610 | 68,344 | Mar 14, 2024, 08:28 AM |
| Lyon Charles M | Subsidiary President and CEO | Mar 12, 2024 | Sale | $67.52 | 6,787 | 458,285 | 61,557 | Mar 14, 2024, 08:28 AM |
| Lyon Charles M | Subsidiary President and CEO | Mar 11, 2024 | Option Exercise | $30.00 | 7,858 | 235,740 | 69,415 | Mar 12, 2024, 09:09 AM |
| Lyon Charles M | Subsidiary President and CEO | Mar 08, 2024 | Option Exercise | $30.00 | 10,338 | 310,140 | 71,895 | Mar 12, 2024, 09:09 AM |
| Lyon Charles M | Subsidiary President and CEO | Mar 08, 2024 | Sale | $68.53 | 10,338 | 708,428 | 61,557 | Mar 12, 2024, 09:09 AM |
| Lyon Charles M | Subsidiary President and CEO | Mar 11, 2024 | Sale | $68.11 | 7,858 | 535,225 | 61,557 | Mar 12, 2024, 09:09 AM |
| Lyon Charles M | Subsidiary President and CEO | Mar 07, 2024 | Option Exercise | $30.00 | 6,998 | 209,940 | 68,555 | Mar 08, 2024, 04:29 PM |
| Lyon Charles M | Subsidiary President and CEO | Mar 06, 2024 | Option Exercise | $30.00 | 9,178 | 275,340 | 70,735 | Mar 08, 2024, 04:29 PM |
| Lyon Charles M | Subsidiary President and CEO | Mar 07, 2024 | Sale | $68.59 | 6,998 | 479,970 | 61,557 | Mar 08, 2024, 04:29 PM |
| Lyon Charles M | Subsidiary President and CEO | Mar 06, 2024 | Sale | $68.22 | 9,178 | 626,099 | 61,557 | Mar 08, 2024, 04:29 PM |
| Lyon Charles M | Subsidiary President and CEO | Mar 05, 2024 | Option Exercise | $30.00 | 15,141 | 454,230 | 76,698 | Mar 06, 2024, 04:29 PM |
| Lyon Charles M | Subsidiary President and CEO | Mar 04, 2024 | Option Exercise | $30.00 | 4,852 | 145,560 | 66,409 | Mar 06, 2024, 04:29 PM |
| Lyon Charles M | Subsidiary President and CEO | Mar 05, 2024 | Sale | $68.68 | 15,141 | 1,039,829 | 61,557 | Mar 06, 2024, 04:29 PM |
| Lyon Charles M | Subsidiary President and CEO | Mar 04, 2024 | Sale | $68.62 | 4,852 | 332,949 | 61,557 | Mar 06, 2024, 04:29 PM |
| Lyon Charles M | President and CEO - subsidiary | Feb 12, 0024 | Option Exercise | $30.00 | 3,659 | 109,770 | 65,216 | Feb 14, 2024, 04:38 PM |
| Lyon Charles M | President and CEO - subsidiary | Feb 13, 2024 | Option Exercise | $30.00 | 15,552 | 466,560 | 77,109 | Feb 14, 2024, 04:38 PM |
| Lyon Charles M | President and CEO - subsidiary | Feb 12, 2024 | Sale | $67.29 | 3,659 | 246,203 | 61,557 | Feb 14, 2024, 04:38 PM |
| Lyon Charles M | President and CEO - subsidiary | Feb 13, 2024 | Sale | $65.11 | 15,552 | 1,012,530 | 61,557 | Feb 14, 2024, 04:38 PM |
| BRANCH SCOTT J | Director | Feb 07, 2024 | Sale | $63.87 | 7,500 | 479,005 | 519,934 | Feb 09, 2024, 04:37 PM |
| BRANCH SCOTT J | Director | Jan 08, 2024 | Sale | $70.09 | 7,500 | 525,644 | 527,434 | Jan 09, 2024, 04:17 PM |
| PARTHEMORE ERIC | Director | Dec 22, 2023 | Sale | $71.34 | 2,250 | 160,515 | 19,344 | Dec 27, 2023, 04:50 PM |
| Smith Philip Andrew | CEO - subsidiary entity | Dec 19, 2023 | Sale | $69.07 | 8,563 | 591,457 | 249,460 | Dec 21, 2023, 04:25 PM |
| Smith Philip Andrew | CEO - subsidiary entity | Dec 20, 2023 | Sale | $69.17 | 8,562 | 592,208 | 240,898 | Dec 21, 2023, 04:25 PM |
| PARTHEMORE ERIC | Director | Dec 14, 2023 | Sale | $68.00 | 2,140 | 145,520 | 21,594 | Dec 15, 2023, 04:45 PM |
| Maurer Mark Lowry | Chief Risk Officer | Dec 13, 2023 | Sale | $67.21 | 5,000 | 336,060 | 42,478 | Dec 15, 2023, 04:40 PM |
| FOWLER JOHN MOORE | Director | Dec 01, 2023 | Sale | $60.65 | 600 | 36,390 | 82,527 | Dec 01, 2023, 04:41 PM |
| PARTHEMORE ERIC | Director | Nov 14, 2023 | Sale | $102.00 | 73 | 7,446 | 15,823 | Nov 16, 2023, 04:04 PM |
| Smith Philip Andrew | CEO - subsidiary entity | Sep 20, 2023 | Sale | $94.56 | 3,000 | 283,694 | 154,196 | Sep 21, 2023, 04:36 PM |
| Lyon Charles M | President and CEO - subsidiary | Sep 14, 2023 | Sale | $93.09 | 7,631 | 710,380 | 33,900 | Sep 18, 2023, 04:18 PM |
| Lyon Charles M | President and CEO - subsidiary | Sep 15, 2023 | Sale | $93.08 | 2,369 | 220,498 | 31,531 | Sep 18, 2023, 04:18 PM |
| FOWLER JOHN MOORE | Director | Sep 01, 2023 | Sale | $93.93 | 300 | 28,179 | 55,291 | Sep 05, 2023, 04:45 PM |
| FOWLER JOHN MOORE | Director | Jun 13, 2023 | Sale | $90.00 | 300 | 27,000 | 55,459 | Jun 14, 2023, 05:06 PM |
| RADZIWILL JOHN | Chairman of the Board | Jun 09, 2023 | Buy | $86.90 | 962 | 83,594 | 40,992 | Jun 12, 2023, 05:36 PM |
| RADZIWILL JOHN | Chairman of the Board | Jun 08, 2023 | Buy | $87.25 | 1,000 | 87,250 | 40,030 | Jun 12, 2023, 05:36 PM |
| Smith Philip Andrew | CEO - subsidiary entity | May 22, 2023 | Sale | $84.77 | 3,500 | 296,697 | 157,196 | May 23, 2023, 06:23 PM |
| Stevens Glenn Henry | Head-Retail & Foreign Exchange | May 09, 2023 | Buy | $84.18 | 3,000 | 252,530 | 52,201 | May 11, 2023, 05:30 PM |
| Dunaway William J | Chief Financial Officer | Mar 08, 2023 | Sale | $105.37 | 165 | 17,386 | 66,847 | Mar 09, 2023, 06:30 PM |
| Schroeder Aaron | Chief Accounting Officer | Mar 08, 2023 | Sale | $104.91 | 1,395 | 146,349 | 14,484 | Mar 09, 2023, 04:52 PM |
| Smith Philip Andrew | CEO - subsidiary entity | Mar 01, 2023 | Sale | $101.98 | 3,000 | 305,935 | 160,696 | Mar 03, 2023, 08:09 AM |
| FOWLER JOHN MOORE | Director | Mar 01, 2023 | Sale | $100.53 | 300 | 30,159 | 54,642 | Mar 02, 2023, 08:16 AM |
| Dunaway William J | Chief Financial Officer | Feb 15, 2023 | Sale | $105.15 | 935 | 98,316 | 67,012 | Feb 17, 2023, 04:53 PM |
| Dunaway William J | Chief Financial Officer | Feb 10, 2023 | Sale | $103.12 | 736 | 75,895 | 67,947 | Feb 14, 2023, 04:32 PM |
| Dunaway William J | Chief Financial Officer | Feb 08, 2023 | Sale | $100.76 | 264 | 26,602 | 68,683 | Feb 10, 2023, 06:26 PM |
| Maurer Mark Lowry | Chief Risk Officer | Dec 30, 2022 | Sale | $95.27 | 4,381 | 417,361 | 31,652 | Jan 03, 2023, 04:31 PM |
| Dunaway William J | Chief Financial Officer | Dec 21, 2022 | Sale | $97.95 | 2,823 | 276,515 | 68,947 | Dec 22, 2022, 05:31 PM |
| Dunaway William J | Chief Financial Officer | Dec 15, 2022 | Sale | $91.95 | 600 | 55,170 | 72,770 | Dec 19, 2022, 05:19 PM |
| Maurer Mark Lowry | Chief Risk Officer | Dec 06, 2022 | Sale | $97.81 | 4,711 | 460,766 | 26,411 | Dec 08, 2022, 04:19 PM |
| FOWLER JOHN MOORE | Director | Dec 01, 2022 | Sale | $101.25 | 300 | 30,375 | 54,802 | Dec 02, 2022, 05:27 PM |
| OCONNOR SEAN MICHAEL | CEO/President | Nov 22, 2022 | Sale | $101.34 | 18,600 | 1,884,887 | 331,659 | Nov 23, 2022, 07:09 PM |
| OCONNOR SEAN MICHAEL | CEO/President | Nov 15, 2022 | Sale | $98.39 | 1,400 | 137,739 | 350,259 | Nov 17, 2022, 04:38 PM |
| Nguyen Xuong | Chief Operating Officer | Aug 12, 2022 | Sale | $95.00 | 10,000 | 950,000 | 36,953 | Aug 15, 2022, 07:05 PM |
| Lyon Charles M | President/CEO - subsidiary | Aug 11, 2022 | Sale | $92.65 | 4,489 | 415,922 | 29,050 | Aug 12, 2022, 05:04 PM |
| Lyon Charles M | President/CEO - subsidiary | Aug 10, 2022 | Sale | $92.27 | 3,511 | 323,948 | 33,539 | Aug 12, 2022, 05:04 PM |
| BRANCH SCOTT J | Director | Jul 29, 2022 | Sale | $88.07 | 25,000 | 2,201,750 | 376,165 | Aug 01, 2022, 04:50 PM |
| BRANCH SCOTT J | Director | Jul 28, 2022 | Sale | $87.02 | 25,000 | 2,175,500 | 401,165 | Aug 01, 2022, 04:50 PM |
| OCONNOR SEAN MICHAEL | CEO/President | Jul 27, 2022 | Sale | $85.38 | 6,200 | 529,363 | 364,557 | Jul 28, 2022, 05:27 PM |
| OCONNOR SEAN MICHAEL | CEO/President | Jul 26, 2022 | Sale | $85.05 | 602 | 51,198 | 370,757 | Jul 28, 2022, 05:27 PM |
| OCONNOR SEAN MICHAEL | CEO/President | Jul 28, 2022 | Sale | $86.31 | 12,898 | 1,113,262 | 351,659 | Jul 28, 2022, 05:27 PM |
| OCONNOR SEAN MICHAEL | CEO/President | Jul 19, 2022 | Sale | $85.15 | 300 | 25,546 | 371,359 | Jul 21, 2022, 04:39 PM |
| BRANCH SCOTT J | Director | Jul 19, 2022 | Sale | $84.06 | 15,000 | 1,260,906 | 426,165 | Jul 20, 2022, 04:28 PM |
| Nguyen Xuong | Chief Operating Officer | Jul 12, 2022 | Sale | $80.00 | 7,021 | 561,680 | 46,953 | Jul 13, 2022, 04:34 PM |
| Smith Philip Andrew | CEO - subsidiary entity | Jul 11, 2022 | Sale | $76.17 | 4,537 | 345,568 | 145,206 | Jul 12, 2022, 05:01 PM |
| Nguyen Xuong | Chief Operating Officer | Jul 01, 2022 | Sale | $80.00 | 11,262 | 900,960 | 53,974 | Jul 05, 2022, 04:55 PM |
| Nguyen Xuong | Chief Operating Officer | Jun 08, 2022 | Sale | $80.45 | 4,037 | 324,781 | 65,236 | Jun 10, 2022, 04:11 PM |
| PARTHEMORE ERIC | Director | Jun 07, 2022 | Sale | $80.00 | 2,500 | 200,000 | 14,641 | Jun 08, 2022, 05:13 PM |
| BRANCH SCOTT J | Director | Jun 06, 2022 | Sale | $79.07 | 15,000 | 1,186,050 | 441,165 | Jun 08, 2022, 04:38 PM |
| Smith Philip Andrew | CEO - subsidiary entity | Apr 18, 2022 | Sale | $71.32 | 4,500 | 320,932 | 149,743 | Apr 19, 2022, 07:19 PM |
| Perkins Abigail H | Chief Information Officer | Mar 11, 2022 | Buy | $71.79 | 250 | 17,947 | 250 | Mar 14, 2022, 04:25 PM |
| Perkins Abigail H | Chief Information Officer | Mar 11, 2022 | Buy | $71.74 | 750 | 53,805 | 4,153 | Mar 14, 2022, 04:25 PM |
| Stevens Glenn Henry | Head-Retail & Foreign Exchange | Mar 09, 2022 | Buy | $70.83 | 2,500 | 177,069 | 37,767 | Mar 10, 2022, 04:21 PM |
| Stevens Glenn Henry | Head-Retail & Foreign Exchange | Mar 08, 2022 | Buy | $69.45 | 2,500 | 173,622 | 35,267 | Mar 10, 2022, 04:21 PM |
| Rotsztain Diego | Chief Governance/Legal Officer | Mar 08, 2022 | Buy | $66.24 | 750 | 49,682 | 8,343 | Mar 09, 2022, 06:15 PM |
| Smith Philip Andrew | CEO - subsidiary entity | Feb 14, 2022 | Sale | $73.48 | 6,000 | 440,890 | 154,243 | Feb 15, 2022, 06:02 PM |
| Schroeder Aaron | Chief Accounting Officer | Feb 08, 2022 | Sale | $73.67 | 1,899 | 139,895 | 14,708 | Feb 09, 2022, 04:54 PM |
| PARTHEMORE ERIC | Director | Feb 08, 2022 | Sale | $72.50 | 5,000 | 362,500 | 15,650 | Feb 09, 2022, 04:54 PM |
| Perkins Abigail H | Chief Information Officer | Dec 22, 2021 | Buy | $59.30 | 1,250 | 74,124 | 3,403 | Dec 23, 2021, 04:05 PM |
| Rotsztain Diego | Chief Governance/Legal Officer | Dec 20, 2021 | Buy | $57.00 | 877 | 49,989 | 7,593 | Dec 22, 2021, 04:34 PM |
| Stevens Glenn Henry | Head-Retail & Foreign Exchange | Dec 20, 2021 | Buy | $57.48 | 1,500 | 86,217 | 32,767 | Dec 22, 2021, 04:33 PM |
| Maurer Mark Lowry | Chief Risk Officer | Dec 15, 2021 | Sale | $60.66 | 4,000 | 242,632 | 25,695 | Dec 16, 2021, 09:03 AM |
| Stevens Glenn Henry | Head-Retail & Foreign Exchange | Dec 10, 2021 | Buy | $59.92 | 2,500 | 149,789 | 25,000 | Dec 14, 2021, 04:53 PM |
| Smith Philip Andrew | CEO - subsidiary entity | Dec 10, 2021 | Option Exercise | $25.91 | 7,500 | 194,325 | 160,972 | Dec 13, 2021, 04:29 PM |
| Smith Philip Andrew | CEO - subsidiary entity | Dec 09, 2021 | Option Exercise | $25.91 | 7,500 | 194,325 | 160,972 | Dec 13, 2021, 04:29 PM |
| Smith Philip Andrew | CEO - subsidiary entity | Dec 10, 2021 | Sale | $59.91 | 7,500 | 449,341 | 153,472 | Dec 13, 2021, 04:29 PM |
| Smith Philip Andrew | CEO - subsidiary entity | Dec 09, 2021 | Sale | $61.64 | 7,500 | 462,299 | 153,472 | Dec 13, 2021, 04:29 PM |
| Dunaway William J | Chief Financial Officer | Dec 10, 2021 | Option Exercise | $25.91 | 13,332 | 345,432 | 71,653 | Dec 13, 2021, 04:28 PM |
| Dunaway William J | Chief Financial Officer | Dec 10, 2021 | Sale | $59.91 | 13,332 | 798,756 | 58,321 | Dec 13, 2021, 04:28 PM |
| Dunaway William J | Chief Financial Officer | Dec 09, 2021 | Option Exercise | $25.91 | 13,332 | 345,432 | 71,653 | Dec 10, 2021, 04:39 PM |
| Dunaway William J | Chief Financial Officer | Dec 08, 2021 | Option Exercise | $25.91 | 13,336 | 345,536 | 71,657 | Dec 10, 2021, 04:39 PM |
| Dunaway William J | Chief Financial Officer | Dec 08, 2021 | Sale | $63.59 | 13,336 | 848,078 | 58,321 | Dec 10, 2021, 04:39 PM |
| Dunaway William J | Chief Financial Officer | Dec 09, 2021 | Sale | $61.64 | 13,332 | 821,744 | 58,321 | Dec 10, 2021, 04:39 PM |
| Thamodaran Dhamu R. | Director | Dec 09, 2021 | Buy | $63.05 | 5,000 | 315,250 | 10,585 | Dec 10, 2021, 04:39 PM |
| Stevens Glenn Henry | Head-Retail & Foreign Exchange | Dec 06, 2021 | Buy | $64.02 | 2,500 | 160,051 | 22,500 | Dec 08, 2021, 04:23 PM |
| Thamodaran Dhamu R. | Director | Dec 03, 2021 | Buy | $61.25 | 5,000 | 306,250 | 5,585 | Dec 07, 2021, 04:44 PM |
| Smith Philip Andrew | CEO - subsidiary entity | Dec 02, 2021 | Option Exercise | $25.91 | 5,000 | 129,550 | 153,472 | Dec 06, 2021, 04:50 PM |
| Rotsztain Diego | Chief Governance/Legal Officer | Dec 02, 2021 | Buy | $62.02 | 1,214 | 75,294 | 4,422 | Dec 06, 2021, 04:50 PM |
| Smith Philip Andrew | CEO - subsidiary entity | Nov 03, 2021 | Sale | $72.00 | 3,000 | 216,006 | 148,472 | Nov 05, 2021, 04:33 PM |
| Harrod Patricia Marie | Retired Officer | Oct 26, 2021 | Sale | $71.08 | 4,221 | 300,044 | 12,066 | Oct 27, 2021, 04:26 PM |
| Dunaway William J | Chief Financial Officer | Oct 21, 2021 | Option Exercise | $25.91 | 3,583 | 92,836 | 61,904 | Oct 25, 2021, 04:17 PM |
| Dunaway William J | Chief Financial Officer | Oct 21, 2021 | Sale | $70.03 | 3,583 | 250,901 | 58,321 | Oct 25, 2021, 04:17 PM |
| Dunaway William J | Chief Financial Officer | Oct 18, 2021 | Option Exercise | $25.91 | 5,822 | 150,848 | 64,143 | Oct 20, 2021, 04:32 PM |
| Dunaway William J | Chief Financial Officer | Oct 18, 2021 | Sale | $70.00 | 5,822 | 407,546 | 58,321 | Oct 20, 2021, 04:32 PM |
| OCONNOR SEAN MICHAEL | CEO/President | Oct 15, 2021 | Option Exercise | $25.91 | 1,106 | 28,656 | 361,215 | Oct 18, 2021, 04:52 PM |
| OCONNOR SEAN MICHAEL | CEO/President | Oct 14, 2021 | Option Exercise | $25.91 | 3,375 | 87,446 | 362,536 | Oct 18, 2021, 04:52 PM |
| OCONNOR SEAN MICHAEL | CEO/President | Oct 15, 2021 | Sale | $68.70 | 800 | 54,958 | 360,415 | Oct 18, 2021, 04:52 PM |
| OCONNOR SEAN MICHAEL | CEO/President | Oct 14, 2021 | Sale | $68.85 | 2,427 | 167,097 | 360,109 | Oct 18, 2021, 04:52 PM |
| OCONNOR SEAN MICHAEL | CEO/President | Oct 13, 2021 | Option Exercise | $25.91 | 3,825 | 99,106 | 361,907 | Oct 14, 2021, 04:46 PM |
| OCONNOR SEAN MICHAEL | CEO/President | Oct 12, 2021 | Option Exercise | $25.91 | 3,069 | 79,518 | 360,282 | Oct 14, 2021, 04:46 PM |
| OCONNOR SEAN MICHAEL | CEO/President | Oct 13, 2021 | Sale | $67.94 | 2,746 | 186,564 | 359,161 | Oct 14, 2021, 04:46 PM |
| OCONNOR SEAN MICHAEL | CEO/President | Oct 12, 2021 | Sale | $68.24 | 2,200 | 150,134 | 358,082 | Oct 14, 2021, 04:46 PM |
| Dunaway William J | Chief Financial Officer | Oct 08, 2021 | Option Exercise | $25.91 | 4,035 | 104,547 | 62,356 | Oct 12, 2021, 05:16 PM |
| Dunaway William J | Chief Financial Officer | Oct 08, 2021 | Sale | $70.00 | 4,035 | 282,450 | 58,321 | Oct 12, 2021, 05:16 PM |
| OCONNOR SEAN MICHAEL | CEO/President | Oct 07, 2021 | Option Exercise | $25.91 | 7,850 | 203,393 | 360,557 | Oct 12, 2021, 04:13 PM |
| OCONNOR SEAN MICHAEL | CEO/President | Oct 11, 2021 | Option Exercise | $25.91 | 3,700 | 95,867 | 359,860 | Oct 12, 2021, 04:13 PM |
| OCONNOR SEAN MICHAEL | CEO/President | Oct 08, 2021 | Option Exercise | $25.91 | 4,245 | 109,988 | 359,193 | Oct 12, 2021, 04:13 PM |
| OCONNOR SEAN MICHAEL | CEO/President | Oct 07, 2021 | Sale | $69.08 | 5,609 | 387,445 | 354,948 | Oct 12, 2021, 04:13 PM |
| OCONNOR SEAN MICHAEL | CEO/President | Oct 11, 2021 | Sale | $68.66 | 2,647 | 181,752 | 357,213 | Oct 12, 2021, 04:13 PM |
| OCONNOR SEAN MICHAEL | CEO/President | Oct 08, 2021 | Sale | $69.60 | 3,033 | 211,083 | 356,160 | Oct 12, 2021, 04:13 PM |
| OCONNOR SEAN MICHAEL | CEO/President | Oct 06, 2021 | Option Exercise | $25.91 | 9,040 | 234,226 | 359,210 | Oct 07, 2021, 05:08 PM |
| OCONNOR SEAN MICHAEL | CEO/President | Oct 05, 2021 | Option Exercise | $25.91 | 19,400 | 502,654 | 364,187 | Oct 07, 2021, 05:08 PM |
| OCONNOR SEAN MICHAEL | CEO/President | Oct 06, 2021 | Sale | $67.26 | 6,503 | 437,370 | 352,707 | Oct 07, 2021, 05:08 PM |
| OCONNOR SEAN MICHAEL | CEO/President | Oct 05, 2021 | Sale | $66.14 | 14,017 | 927,041 | 350,170 | Oct 07, 2021, 05:08 PM |
| OCONNOR SEAN MICHAEL | CEO/President | Oct 04, 2021 | Option Exercise | $25.91 | 15,485 | 401,216 | 355,970 | Oct 05, 2021, 05:49 PM |
| OCONNOR SEAN MICHAEL | CEO/President | Oct 01, 2021 | Option Exercise | $25.91 | 5,171 | 133,981 | 344,214 | Oct 05, 2021, 05:49 PM |
| OCONNOR SEAN MICHAEL | CEO/President | Oct 01, 2021 | Sale | $66.42 | 3,729 | 247,665 | 340,485 | Oct 05, 2021, 05:49 PM |
| OCONNOR SEAN MICHAEL | CEO/President | Oct 04, 2021 | Sale | $66.00 | 11,183 | 738,078 | 344,787 | Oct 05, 2021, 05:49 PM |
| Smith Philip Andrew | CEO - subsidiary entity | Sep 24, 2021 | Option Exercise | $25.91 | 10,000 | 259,100 | 151,472 | Sep 27, 2021, 06:08 PM |
| OCONNOR SEAN MICHAEL | CEO/President | Sep 09, 2021 | Option Exercise | $25.91 | 13,807 | 357,739 | 348,520 | Sep 16, 2021, 04:34 PM |
| OCONNOR SEAN MICHAEL | CEO/President | Sep 10, 2021 | Option Exercise | $25.91 | 1,848 | 47,882 | 340,368 | Sep 16, 2021, 04:34 PM |
| OCONNOR SEAN MICHAEL | CEO/President | Sep 09, 2021 | Sale | $68.00 | 10,000 | 680,000 | 338,520 | Sep 16, 2021, 04:34 PM |
| OCONNOR SEAN MICHAEL | CEO/President | Sep 10, 2021 | Sale | $68.00 | 1,325 | 90,100 | 339,043 | Sep 16, 2021, 04:34 PM |
| OCONNOR SEAN MICHAEL | CEO/President | Sep 10, 2021 | Option Exercise | $25.91 | 1,835 | 47,545 | 342,574 | Sep 13, 2021, 04:17 PM |
| OCONNOR SEAN MICHAEL | CEO/President | Sep 09, 2021 | Option Exercise | $25.91 | 29,105 | 754,111 | 350,739 | Sep 13, 2021, 04:17 PM |
| OCONNOR SEAN MICHAEL | CEO/President | Sep 10, 2021 | Sale | $68.00 | 1,325 | 90,100 | 341,249 | Sep 13, 2021, 04:17 PM |
| OCONNOR SEAN MICHAEL | CEO/President | Sep 09, 2021 | Sale | $67.85 | 19,385 | 1,315,207 | 340,739 | Sep 13, 2021, 04:17 PM |
| Dunaway William J | Chief Financial Officer | Aug 31, 2021 | Option Exercise | $25.91 | 6,560 | 169,970 | 64,881 | Sep 02, 2021, 04:09 PM |
| Dunaway William J | Chief Financial Officer | Aug 31, 2021 | Sale | $70.00 | 6,560 | 459,200 | 58,321 | Sep 02, 2021, 04:09 PM |
| Schroeder Aaron | Chief Accounting Officer | Aug 31, 2021 | Sale | $70.00 | 1,000 | 70,000 | 15,310 | Sep 01, 2021, 05:28 PM |
| Smith Philip Andrew | CEO - subsidiary entity | Jul 27, 2021 | Option Exercise | $25.91 | 10,000 | 259,100 | 141,472 | Jul 29, 2021, 04:16 PM |
| Dunaway William J | Chief Financial Officer | Jun 15, 2021 | Option Exercise | $25.91 | 6,000 | 155,460 | 64,321 | Jun 17, 2021, 05:25 PM |
| Dunaway William J | Chief Financial Officer | Jun 16, 2021 | Option Exercise | $25.91 | 14,000 | 362,740 | 72,321 | Jun 17, 2021, 05:25 PM |
| Dunaway William J | Chief Financial Officer | Jun 16, 2021 | Sale | $65.16 | 14,000 | 912,198 | 58,321 | Jun 17, 2021, 05:25 PM |
| Dunaway William J | Chief Financial Officer | Jun 15, 2021 | Sale | $66.34 | 6,000 | 398,041 | 58,321 | Jun 17, 2021, 05:25 PM |
| Lyon Charles M | Executive VP - subsidiary | May 21, 2021 | Sale | $69.41 | 16,090 | 1,116,831 | 30,279 | May 25, 2021, 04:23 PM |
| OCONNOR SEAN MICHAEL | CEO/President | May 20, 2021 | Option Exercise | $25.91 | 2,851 | 73,869 | 333,073 | May 20, 2021, 09:34 PM |
| OCONNOR SEAN MICHAEL | CEO/President | May 18, 2021 | Option Exercise | $25.91 | 18,357 | 475,630 | 343,281 | May 20, 2021, 09:34 PM |
| OCONNOR SEAN MICHAEL | CEO/President | May 20, 2021 | Sale | $70.02 | 2,054 | 143,814 | 331,019 | May 20, 2021, 09:34 PM |
| OCONNOR SEAN MICHAEL | CEO/President | May 18, 2021 | Sale | $70.05 | 13,059 | 914,823 | 330,222 | May 20, 2021, 09:34 PM |
| Smith Philip Andrew | CEO - subsidiary entity | May 19, 2021 | Option Exercise | $25.91 | 325 | 8,421 | 131,797 | May 20, 2021, 05:32 PM |
| Smith Philip Andrew | CEO - subsidiary entity | May 18, 2021 | Option Exercise | $25.91 | 15,672 | 406,062 | 147,144 | May 20, 2021, 05:32 PM |
| Smith Philip Andrew | CEO - subsidiary entity | May 19, 2021 | Sale | $70.25 | 325 | 22,831 | 131,472 | May 20, 2021, 05:32 PM |
| Smith Philip Andrew | CEO - subsidiary entity | May 18, 2021 | Sale | $70.26 | 15,672 | 1,101,076 | 131,472 | May 20, 2021, 05:32 PM |
| FOWLER JOHN MOORE | Director | Mar 29, 2021 | Sale | $66.00 | 500 | 33,000 | 1,600 | Mar 30, 2021, 05:48 PM |
| Nguyen Xuong | Chief Operating Officer | Mar 18, 2021 | Option Exercise | $25.91 | 39,033 | 1,011,345 | 88,967 | Mar 22, 2021, 04:23 PM |
| Nguyen Xuong | Chief Operating Officer | Mar 18, 2021 | Sale | $65.00 | 29,357 | 1,908,254 | 63,305 | Mar 22, 2021, 04:23 PM |
| Nguyen Xuong | Chief Operating Officer | Mar 17, 2021 | Option Exercise | $25.91 | 5,410 | 140,173 | 56,742 | Mar 19, 2021, 04:11 PM |
| Nguyen Xuong | Chief Operating Officer | Mar 17, 2021 | Sale | $65.00 | 5,423 | 352,495 | 53,629 | Mar 19, 2021, 04:11 PM |
| Rotsztain Diego | Chief Governance/Legal Officer | Mar 16, 2021 | Buy | $63.68 | 1,500 | 95,520 | 2,481 | Mar 18, 2021, 04:39 PM |
| Stevens Glenn Henry | Head-Retail & Foreign Exchange | Mar 15, 2021 | Buy | $63.45 | 5,000 | 317,236 | 20,000 | Mar 16, 2021, 05:54 PM |
| Nguyen Xuong | Chief Operating Officer | Mar 12, 2021 | Option Exercise | $25.91 | 15,557 | 403,082 | 62,647 | Mar 16, 2021, 04:14 PM |
| Nguyen Xuong | Chief Operating Officer | Mar 12, 2021 | Sale | $65.00 | 13,000 | 845,000 | 53,642 | Mar 16, 2021, 04:14 PM |
| Smith Philip Andrew | CEO - subsidiary entity | Feb 22, 2021 | Option Exercise | $25.91 | 10,000 | 259,100 | 141,472 | Feb 24, 2021, 05:07 PM |
| Smith Philip Andrew | CEO - subsidiary entity | Feb 22, 2021 | Sale | $59.91 | 10,000 | 599,074 | 131,472 | Feb 24, 2021, 05:07 PM |
| OCONNOR SEAN MICHAEL | CEO/President | Jan 19, 2021 | Option Exercise | $25.91 | 2,598 | 67,314 | 322,752 | Jan 19, 2021, 04:37 PM |
| OCONNOR SEAN MICHAEL | CEO/President | Jan 15, 2021 | Option Exercise | $25.91 | 27,402 | 709,986 | 338,170 | Jan 19, 2021, 04:37 PM |
| OCONNOR SEAN MICHAEL | CEO/President | Jan 19, 2021 | Sale | $60.00 | 1,807 | 108,420 | 320,945 | Jan 19, 2021, 04:37 PM |
| OCONNOR SEAN MICHAEL | CEO/President | Jan 15, 2021 | Sale | $60.40 | 18,016 | 1,088,186 | 320,154 | Jan 19, 2021, 04:37 PM |
| OCONNOR SEAN MICHAEL | CEO/President | Dec 17, 2020 | Option Exercise | $25.91 | 30,000 | 777,300 | 331,268 | Dec 18, 2020, 04:25 PM |
| Stevens Glenn Henry | CEO - subsidiary entity | Dec 16, 2020 | Buy | $53.19 | 3,000 | 159,570 | 15,000 | Dec 16, 2020, 06:17 PM |
| Stevens Glenn Henry | CEO - subsidiary entity | Dec 15, 2020 | Buy | $52.44 | 6,000 | 314,640 | 12,000 | Dec 16, 2020, 06:17 PM |
| Stevens Glenn Henry | CEO - subsidiary entity | Dec 14, 2020 | Buy | $50.79 | 6,000 | 304,740 | 6,000 | Dec 16, 2020, 06:17 PM |
| Rotsztain Diego | Chief Governance/Legal Officer | Dec 14, 2020 | Buy | $50.92 | 981 | 49,957 | 981 | Dec 16, 2020, 06:00 PM |
| OCONNOR SEAN MICHAEL | CEO/President | Dec 09, 2020 | Sale | $65.00 | 5,234 | 340,218 | 277,768 | Dec 11, 2020, 05:07 PM |
| BRANCH SCOTT J | Director | Dec 08, 2020 | Sale | $64.20 | 4,390 | 281,838 | 391,487 | Dec 08, 2020, 04:21 PM |
| BRANCH SCOTT J | Director | Dec 07, 2020 | Sale | $64.26 | 13,223 | 849,722 | 395,877 | Dec 08, 2020, 04:21 PM |
| BRANCH SCOTT J | Director | Dec 04, 2020 | Sale | $64.20 | 7,387 | 474,245 | 409,100 | Dec 08, 2020, 04:21 PM |
| BRANCH SCOTT J | Director | Nov 24, 2020 | Sale | $62.20 | 25,000 | 1,554,887 | 416,487 | Nov 25, 2020, 04:34 PM |
| PARTHEMORE ERIC | Director | Nov 24, 2020 | Sale | $62.10 | 265 | 16,456 | 18,077 | Nov 25, 2020, 04:34 PM |
| PARTHEMORE ERIC | Director | Nov 18, 2020 | Sale | $62.00 | 1,528 | 94,736 | 18,342 | Nov 18, 2020, 06:04 PM |
| PARTHEMORE ERIC | Director | Nov 16, 2020 | Sale | $62.00 | 400 | 24,800 | 19,870 | Nov 18, 2020, 06:04 PM |
| PARTHEMORE ERIC | Director | Nov 11, 2020 | Sale | $62.00 | 307 | 19,034 | 20,270 | Nov 13, 2020, 04:29 PM |
| BRANCH SCOTT J | Director | Nov 10, 2020 | Sale | $60.40 | 5,038 | 304,296 | 441,487 | Nov 12, 2020, 04:39 PM |
| FOWLER JOHN MOORE | Director | Oct 22, 2020 | Sale | $56.10 | 992 | 55,651 | 57,977 | Oct 23, 2020, 05:05 PM |
| RADZIWILL JOHN | Chairman of the Board | Oct 16, 2020 | Sale | $54.97 | 4,444 | 244,300 | 424,515 | Oct 19, 2020, 05:00 PM |
| RADZIWILL JOHN | Chairman of the Board | Oct 14, 2020 | Sale | $54.60 | 5,326 | 290,775 | 428,959 | Oct 15, 2020, 04:51 PM |
| RADZIWILL JOHN | Chairman of the Board | Oct 13, 2020 | Sale | $54.79 | 1,194 | 65,414 | 434,285 | Oct 15, 2020, 04:51 PM |
| Smith Philip Andrew | CEO - subsidiary entity | Oct 14, 2020 | Option Exercise | $25.91 | 10,000 | 259,100 | 117,962 | Oct 15, 2020, 04:51 PM |
| RADZIWILL JOHN | Chairman of the Board | Oct 12, 2020 | Sale | $54.32 | 11,891 | 645,949 | 435,479 | Oct 13, 2020, 04:42 PM |
| RADZIWILL JOHN | Chairman of the Board | Oct 09, 2020 | Sale | $54.11 | 11,207 | 606,386 | 447,370 | Oct 13, 2020, 04:42 PM |
| RADZIWILL JOHN | Chairman of the Board | Oct 08, 2020 | Sale | $53.58 | 20,000 | 1,071,578 | 458,577 | Oct 09, 2020, 04:43 PM |
| RADZIWILL JOHN | Chairman of the Board | Oct 07, 2020 | Sale | $53.44 | 10,000 | 534,446 | 478,577 | Oct 09, 2020, 04:43 PM |
| RADZIWILL JOHN | Chairman of the Board | Oct 06, 2020 | Sale | $53.82 | 10,902 | 586,775 | 488,577 | Oct 07, 2020, 04:43 PM |
| RADZIWILL JOHN | Chairman of the Board | Oct 05, 2020 | Sale | $52.00 | 19,892 | 1,034,350 | 499,479 | Oct 07, 2020, 04:43 PM |
| RADZIWILL JOHN | Chairman of the Board | Sep 30, 2020 | Sale | $51.80 | 6,907 | 357,763 | 519,371 | Oct 01, 2020, 04:30 PM |
| RADZIWILL JOHN | Chairman of the Board | Sep 29, 2020 | Sale | $51.02 | 6,487 | 330,953 | 526,278 | Oct 01, 2020, 04:30 PM |
| FOWLER JOHN MOORE | Director | Oct 01, 2020 | Sale | $51.00 | 1,042 | 53,142 | 58,969 | Oct 01, 2020, 04:29 PM |
| BRANCH SCOTT J | Director | Aug 25, 2020 | Sale | $60.40 | 19,962 | 1,205,705 | 453,625 | Aug 26, 2020, 04:24 PM |
| Harrod Patricia Marie | Chief Risk Officer | Aug 11, 2020 | Sale | $59.24 | 2,863 | 169,609 | 11,134 | Aug 13, 2020, 04:42 PM |
| Smith Philip Andrew | CEO - subsidiary entity | Jul 06, 2020 | Sale | $59.21 | 5,043 | 298,611 | 107,962 | Jul 08, 2020, 04:14 PM |
| Henze Daryl K | Retired Director | Jul 06, 2020 | Sale | $59.00 | 1,000 | 59,000 | 21,080 | Jul 08, 2020, 04:14 PM |
| PARTHEMORE ERIC | Director | Jun 08, 2020 | Sale | $57.03 | 2,500 | 142,584 | 20,188 | Jun 10, 2020, 04:51 PM |
| Nguyen Xuong | Chief Operating Officer | Jun 08, 2020 | Option Exercise | $25.91 | 20,000 | 518,200 | 58,823 | Jun 10, 2020, 04:51 PM |
| Nguyen Xuong | Chief Operating Officer | Jun 08, 2020 | Sale | $57.18 | 20,000 | 1,143,680 | 38,823 | Jun 10, 2020, 04:51 PM |
| Smith Philip Andrew | CEO - subsidiary entity | Jun 05, 2020 | Sale | $55.17 | 5,506 | 303,769 | 113,005 | Jun 08, 2020, 05:03 PM |
| Smith Philip Andrew | CEO - subsidiary entity | Jun 03, 2020 | Sale | $52.23 | 4,458 | 232,841 | 118,511 | Jun 05, 2020, 04:57 PM |
| PARTHEMORE ERIC | Director | Jun 04, 2020 | Sale | $52.02 | 2,500 | 130,042 | 22,688 | Jun 05, 2020, 04:57 PM |
| BRANCH SCOTT J | Director | Mar 10, 2020 | Option Exercise | $25.91 | 60,000 | 1,554,600 | 82,009 | Mar 12, 2020, 05:06 PM |
| Smith Philip Andrew | CEO - subsidiary entity | Feb 19, 2020 | Sale | $52.23 | 292 | 15,251 | 122,969 | Feb 21, 2020, 04:07 PM |
| Smith Philip Andrew | CEO - subsidiary entity | Jan 22, 2020 | Sale | $52.23 | 250 | 13,057 | 123,261 | Jan 23, 2020, 04:47 PM |
| Smith Philip Andrew | CEO - subsidiary entity | Jan 08, 2020 | Sale | $49.92 | 1,195 | 59,655 | 127,316 | Jan 10, 2020, 04:16 PM |
| Smith Philip Andrew | CEO - subsidiary entity | Jan 09, 2020 | Sale | $49.93 | 3,805 | 189,965 | 123,511 | Jan 10, 2020, 04:16 PM |
| Nguyen Xuong | Chief Operating Officer | Dec 18, 2019 | Sale | $50.02 | 300 | 15,007 | 38,823 | Dec 19, 2019, 04:54 PM |
| Nguyen Xuong | Chief Operating Officer | Dec 17, 2019 | Sale | $50.25 | 1,700 | 85,427 | 39,123 | Dec 19, 2019, 04:54 PM |
| PARTHEMORE ERIC | Director | Sep 17, 2019 | Sale | $43.79 | 260 | 11,386 | 22,989 | Sep 18, 2019, 05:06 PM |
| Lyon Charles M | Executive VP - subsidiary | Sep 12, 2019 | Sale | $43.84 | 3,468 | 152,037 | 23,150 | Sep 12, 2019, 04:27 PM |
| Lyon Charles M | Executive VP - subsidiary | Sep 11, 2019 | Sale | $42.97 | 3,973 | 170,706 | 26,618 | Sep 12, 2019, 04:27 PM |
| BRANCH SCOTT J | Director | Aug 23, 2019 | Buy | $37.25 | 5,000 | 186,250 | 370,147 | Aug 27, 2019, 08:13 PM |
| BRANCH SCOTT J | Director | Aug 27, 2019 | Buy | $36.63 | 5,853 | 214,395 | 376,000 | Aug 27, 2019, 08:13 PM |
| Harrod Patricia Marie | Chief Risk Officer | Aug 27, 2019 | Sale | $36.97 | 1,091 | 40,329 | 8,153 | Aug 27, 2019, 04:42 PM |
| Smith Philip Andrew | CEO - subsidiary entity | Aug 19, 2019 | Sale | $38.20 | 6,067 | 231,764 | 118,802 | Aug 20, 2019, 04:36 PM |
| FOWLER JOHN MOORE | Director | Mar 28, 2019 | Buy | $38.75 | 500 | 19,375 | 2,100 | Mar 29, 2019, 04:24 PM |
| BRANCH SCOTT J | Director | Dec 20, 2018 | Option Exercise | $35.92 | 15,000 | 538,800 | 498,410 | Dec 21, 2018, 04:31 PM |
| OCONNOR SEAN MICHAEL | CEO/President | Dec 14, 2018 | Option Exercise | $37.56 | 750 | 28,170 | 317,452 | Dec 17, 2018, 08:05 PM |
| sephton brian T | Chief Legal Officer | Jul 18, 2018 | Sale | $55.00 | 5,000 | 275,000 | 108,137 | Jul 19, 2018, 04:53 PM |
| Dunaway William J | Chief Financial Officer | Jul 18, 2018 | Sale | $55.00 | 2,500 | 137,500 | 31,058 | Jul 19, 2018, 04:53 PM |
| Anderson Paul G | Director | Jul 05, 2018 | Sale | $51.54 | 1,320 | 68,034 | 17,867 | Jul 05, 2018, 04:42 PM |
| Anderson Paul G | Director | Jul 03, 2018 | Sale | $51.92 | 5,000 | 259,594 | 19,187 | Jul 05, 2018, 04:42 PM |
| Anderson Paul G | Director | Jul 02, 2018 | Sale | $51.56 | 3,000 | 154,680 | 24,187 | Jul 05, 2018, 04:42 PM |
| BRANCH SCOTT J | Director | Jun 29, 2018 | Option Exercise | $51.71 | 28,000 | 1,447,880 | 513,410 | Jul 02, 2018, 04:38 PM |
| FOWLER JOHN MOORE | Director | Jun 26, 2018 | Option Exercise | $51.98 | 200 | 10,396 | 55,065 | Jun 27, 2018, 04:32 PM |
| OCONNOR SEAN MICHAEL | CEO/President | Jun 18, 2018 | Sale | $52.00 | 19,215 | 999,180 | 299,139 | Jun 18, 2018, 05:00 PM |
| OCONNOR SEAN MICHAEL | CEO/President | Jun 14, 2018 | Sale | $52.00 | 10,585 | 550,420 | 318,354 | Jun 18, 2018, 05:00 PM |
| BRANCH SCOTT J | Director | Jun 18, 2018 | Sale | $52.18 | 44,884 | 2,341,868 | 541,410 | Jun 18, 2018, 05:00 PM |
| BRANCH SCOTT J | Director | Jun 14, 2018 | Sale | $52.00 | 1,516 | 78,832 | 586,294 | Jun 18, 2018, 05:00 PM |
| Schroeder Aaron | Chief Accounting Officer | Jun 14, 2018 | Option Exercise | $20.54 | 1,000 | 20,540 | 11,133 | Jun 14, 2018, 05:06 PM |
| Schroeder Aaron | Chief Accounting Officer | Jun 14, 2018 | Sale | $51.80 | 1,000 | 51,804 | 10,133 | Jun 14, 2018, 05:06 PM |
| FOWLER JOHN MOORE | Director | Jun 11, 2018 | Option Exercise | $51.45 | 500 | 25,725 | 55,265 | Jun 13, 2018, 04:37 PM |
| Nguyen Xuong | Chief Operating Officer | Jun 13, 2018 | Sale | $50.50 | 1,500 | 75,754 | 22,548 | Jun 13, 2018, 04:36 PM |
| BRANCH SCOTT J | Director | Jun 06, 2018 | Sale | $52.00 | 3,600 | 187,200 | 587,810 | Jun 08, 2018, 05:47 PM |
| OCONNOR SEAN MICHAEL | CEO/President | Jun 06, 2018 | Sale | $52.00 | 200 | 10,400 | 328,939 | Jun 08, 2018, 05:47 PM |
| Henze Daryl K | Director | Jun 07, 2018 | Sale | $51.34 | 1,046 | 53,706 | 20,368 | Jun 08, 2018, 05:46 PM |
| Dunaway William J | Chief Financial Officer | May 31, 2018 | Sale | $50.00 | 1,000 | 50,001 | 33,558 | Jun 01, 2018, 04:23 PM |
| Harrod Patricia Marie | Chief Risk Officer | May 22, 2018 | Option Exercise | $20.54 | 2,000 | 41,080 | 7,007 | May 23, 2018, 04:36 PM |
| Harrod Patricia Marie | Chief Risk Officer | May 22, 2018 | Sale | $48.75 | 2,000 | 97,507 | 5,007 | May 23, 2018, 04:36 PM |
| Lyon Charles M | Executive VP - subsidiary | May 11, 2018 | Sale | $46.57 | 19,622 | 913,889 | 19,950 | May 15, 2018, 07:23 PM |
| BRANCH SCOTT J | Director | May 10, 2018 | Sale | $47.03 | 25,804 | 1,213,518 | 591,410 | May 11, 2018, 06:07 PM |
| BRANCH SCOTT J | Director | May 09, 2018 | Sale | $47.00 | 24,196 | 1,137,299 | 617,214 | May 11, 2018, 06:07 PM |
| Smith Philip Andrew | CEO - subsidiary entity | May 10, 2018 | Sale | $47.06 | 1,100 | 51,761 | 114,278 | May 11, 2018, 06:06 PM |
| Smith Philip Andrew | CEO - subsidiary entity | May 09, 2018 | Sale | $47.03 | 3,260 | 153,310 | 115,378 | May 11, 2018, 06:06 PM |
| Dunaway William J | Chief Financial Officer | Mar 13, 2018 | Sale | $46.37 | 750 | 34,780 | 34,558 | Mar 14, 2018, 06:55 PM |
| Smith Philip Andrew | CEO - subsidiary entity | Mar 09, 2018 | Sale | $45.62 | 1,567 | 71,487 | 120,071 | Mar 13, 2018, 04:18 PM |
| Smith Philip Andrew | CEO - subsidiary entity | Mar 12, 2018 | Sale | $45.64 | 1,433 | 65,405 | 118,638 | Mar 13, 2018, 04:18 PM |
| sephton brian T | Chief Legal Officer | Mar 09, 2018 | Sale | $45.00 | 2,500 | 112,500 | 115,537 | Mar 12, 2018, 04:08 PM |
| BRANCH SCOTT J | Director | Mar 07, 2018 | Sale | $43.12 | 50,000 | 2,156,240 | 641,410 | Mar 08, 2018, 05:03 PM |
| sephton brian T | Chief Legal Officer | Mar 06, 2018 | Sale | $42.50 | 2,500 | 106,250 | 118,037 | Mar 07, 2018, 04:30 PM |
| Smith Philip Andrew | CEO - subsidiary entity | Jan 17, 2018 | Sale | $44.10 | 5,000 | 220,520 | 121,638 | Jan 18, 2018, 04:37 PM |
| Smith Philip Andrew | CEO - subsidiary entity | Jan 02, 2018 | Sale | $42.80 | 2,551 | 109,171 | 129,411 | Jan 04, 2018, 05:29 PM |
| Smith Philip Andrew | CEO - subsidiary entity | Jan 03, 2018 | Sale | $42.79 | 2,773 | 118,660 | 126,638 | Jan 04, 2018, 05:29 PM |
| Schroeder Aaron | Chief Accounting Officer | Dec 28, 2017 | Option Exercise | $19.24 | 1,000 | 19,240 | 10,594 | Dec 29, 2017, 04:18 PM |
| Schroeder Aaron | Chief Accounting Officer | Dec 28, 2017 | Sale | $42.63 | 461 | 19,651 | 10,133 | Dec 29, 2017, 04:18 PM |
| BRANCH SCOTT J | Director | Dec 22, 2017 | Option Exercise | $41.75 | 6,800 | 283,900 | 690,401 | Dec 26, 2017, 04:33 PM |
| Nguyen Xuong | Chief Operating Officer | Dec 15, 2017 | Option Exercise | $41.89 | 548 | 22,956 | 24,048 | Dec 18, 2017, 05:45 PM |
| Nguyen Xuong | Chief Operating Officer | Dec 14, 2017 | Option Exercise | $41.00 | 1,883 | 77,203 | 24,596 | Dec 18, 2017, 05:45 PM |
| Schroeder Aaron | Chief Accounting Officer | Dec 15, 2017 | Option Exercise | $41.89 | 200 | 8,378 | 8,666 | Dec 18, 2017, 05:44 PM |
| Schroeder Aaron | Chief Accounting Officer | Dec 14, 2017 | Option Exercise | $41.00 | 378 | 15,498 | 8,866 | Dec 18, 2017, 05:44 PM |
| Smith Philip Andrew | CEO - subsidiary entity | Dec 15, 2017 | Option Exercise | $41.89 | 1,297 | 54,331 | 131,962 | Dec 18, 2017, 05:44 PM |
| Smith Philip Andrew | CEO - subsidiary entity | Dec 14, 2017 | Option Exercise | $41.00 | 2,846 | 116,686 | 133,259 | Dec 18, 2017, 05:44 PM |
| Maurer Mark Lowry | CEO - subsidiary entity | Dec 14, 2017 | Option Exercise | $41.00 | 388 | 15,908 | 4,550 | Dec 18, 2017, 05:44 PM |
| Harrod Patricia Marie | Chief Risk Officer | Dec 15, 2017 | Option Exercise | $41.89 | 140 | 5,865 | 5,007 | Dec 18, 2017, 05:43 PM |
| Harrod Patricia Marie | Chief Risk Officer | Dec 14, 2017 | Option Exercise | $41.00 | 300 | 12,300 | 5,147 | Dec 18, 2017, 05:43 PM |
| Dunaway William J | Chief Financial Officer | Dec 15, 2017 | Option Exercise | $41.89 | 582 | 24,380 | 35,308 | Dec 18, 2017, 05:43 PM |
| Dunaway William J | Chief Financial Officer | Dec 14, 2017 | Option Exercise | $41.00 | 1,652 | 67,732 | 35,890 | Dec 18, 2017, 05:43 PM |
| sephton brian T | Chief Legal Officer | Dec 15, 2017 | Option Exercise | $41.89 | 464 | 19,437 | 122,937 | Dec 18, 2017, 05:43 PM |
| sephton brian T | Chief Legal Officer | Dec 14, 2017 | Option Exercise | $41.00 | 1,254 | 51,414 | 123,401 | Dec 18, 2017, 05:43 PM |
| Lyon Charles M | Executive VP - subsidiary | Dec 14, 2017 | Option Exercise | $41.00 | 1,495 | 61,295 | 39,572 | Dec 18, 2017, 05:43 PM |
| Maurer Mark Lowry | CEO - subsidiary entity | Aug 29, 2017 | Option Exercise | $19.24 | 3,000 | 57,720 | 6,596 | Aug 30, 2017, 04:39 PM |
| Maurer Mark Lowry | CEO - subsidiary entity | Aug 29, 2017 | Sale | $35.57 | 1,658 | 58,970 | 4,938 | Aug 30, 2017, 04:39 PM |
| Harrod Patricia Marie | Chief Risk Officer | Aug 04, 2017 | Option Exercise | $38.47 | 667 | 25,659 | 5,447 | Aug 07, 2017, 05:13 PM |
| Harrod Patricia Marie | Chief Risk Officer | Aug 04, 2017 | Option Exercise | $19.24 | 1,333 | 25,647 | 6,114 | Aug 07, 2017, 05:13 PM |
| FOWLER JOHN MOORE | Director | Jun 21, 2017 | Option Exercise | $37.80 | 400 | 15,120 | 54,234 | Jun 23, 2017, 04:42 PM |
| BRANCH SCOTT J | Director | Dec 20, 2016 | Option Exercise | $41.42 | 20,000 | 828,400 | 696,105 | Dec 21, 2016, 04:33 PM |
| BRANCH SCOTT J | Director | Dec 19, 2016 | Option Exercise | $25.91 | 40,000 | 1,036,400 | 716,105 | Dec 21, 2016, 04:33 PM |
| Anderson Paul G | Director | Dec 20, 2016 | Option Exercise | $41.42 | 6,000 | 248,520 | 25,082 | Dec 21, 2016, 04:32 PM |
| Anderson Paul G | Director | Dec 20, 2016 | Sale | $41.62 | 13,377 | 556,741 | 31,082 | Dec 21, 2016, 04:32 PM |
| Anderson Paul G | Director | Dec 19, 2016 | Sale | $41.65 | 623 | 25,949 | 44,459 | Dec 21, 2016, 04:32 PM |
| Schroeder Aaron | Chief Accounting Officer | Dec 21, 2016 | Sale | $41.62 | 2,000 | 83,234 | 9,244 | Dec 21, 2016, 04:32 PM |
| Schroeder Aaron | Chief Accounting Officer | Dec 21, 2016 | Option Exercise | $19.24 | 2,000 | 38,480 | 11,244 | Dec 21, 2016, 04:32 PM |
| Lyon Charles M | Executive VP - subsidiary | Dec 19, 2016 | Sale | $41.64 | 5,819 | 242,303 | 41,067 | Dec 20, 2016, 04:39 PM |
| Wilde Malcolm James | CEO-subsidiary (retired) | Dec 16, 2016 | Option Exercise | $23.55 | 20,000 | 471,000 | 62,698 | Dec 19, 2016, 05:43 PM |
| Smith Philip Andrew | CEO - subsidiary entity | Nov 23, 2016 | Sale | $40.00 | 4,272 | 170,880 | 129,814 | Nov 23, 2016, 04:20 PM |
| Smith Philip Andrew | CEO - subsidiary entity | Nov 22, 2016 | Sale | $40.00 | 3,628 | 145,120 | 134,086 | Nov 23, 2016, 04:20 PM |
| Smith Philip Andrew | CEO - subsidiary entity | Nov 21, 2016 | Sale | $40.00 | 2,100 | 84,000 | 137,714 | Nov 23, 2016, 04:20 PM |
| OCONNOR SEAN MICHAEL | CEO/President | Nov 23, 2016 | Sale | $40.00 | 22,825 | 913,009 | 318,046 | Nov 23, 2016, 04:20 PM |
| OCONNOR SEAN MICHAEL | CEO/President | Nov 22, 2016 | Sale | $40.00 | 6,675 | 267,000 | 340,871 | Nov 23, 2016, 04:20 PM |
| OCONNOR SEAN MICHAEL | CEO/President | Nov 21, 2016 | Sale | $40.00 | 500 | 20,000 | 347,546 | Nov 23, 2016, 04:20 PM |
| BRANCH SCOTT J | Director | Nov 23, 2016 | Sale | $40.00 | 14,610 | 584,400 | 669,814 | Nov 23, 2016, 04:20 PM |
| BRANCH SCOTT J | Director | Nov 22, 2016 | Sale | $40.00 | 23,634 | 945,360 | 684,424 | Nov 23, 2016, 04:20 PM |
| BRANCH SCOTT J | Director | Nov 21, 2016 | Sale | $40.00 | 11,756 | 470,240 | 708,058 | Nov 23, 2016, 04:20 PM |
| Wilde Malcolm James | CEO-subsidiary (retired) | Nov 23, 2016 | Sale | $40.00 | 4,661 | 186,440 | 42,698 | Nov 23, 2016, 04:20 PM |
| Wilde Malcolm James | CEO-subsidiary (retired) | Nov 22, 2016 | Sale | $40.00 | 3,923 | 156,920 | 47,359 | Nov 23, 2016, 04:20 PM |
| Wilde Malcolm James | CEO-subsidiary (retired) | Nov 21, 2016 | Sale | $40.00 | 1,416 | 56,640 | 51,282 | Nov 23, 2016, 04:20 PM |
| Smith Philip Andrew | CEO - subsidiary entity | Sep 06, 2016 | Sale | $37.01 | 1,300 | 48,108 | 139,814 | Sep 07, 2016, 06:09 PM |
| Smith Philip Andrew | CEO - subsidiary entity | Aug 30, 2016 | Sale | $37.02 | 3,700 | 136,974 | 141,114 | Sep 01, 2016, 04:45 PM |
| Wilde Malcolm James | CEO - subsidiary entity | Aug 30, 2016 | Sale | $36.50 | 10,000 | 365,000 | 52,698 | Aug 30, 2016, 05:59 PM |
| Wilde Malcolm James | CEO - subsidiary entity | Aug 19, 2016 | Sale | $35.13 | 10,000 | 351,343 | 62,698 | Aug 23, 2016, 04:32 PM |
| Smith Philip Andrew | CEO - subsidiary entity | Aug 12, 2016 | Sale | $32.61 | 3,254 | 106,099 | 144,814 | Aug 12, 2016, 05:34 PM |
| Smith Philip Andrew | CEO - subsidiary entity | Aug 11, 2016 | Sale | $32.58 | 3,254 | 106,002 | 148,068 | Aug 12, 2016, 05:34 PM |
| Anderson Paul G | Director | Jun 02, 2016 | Option Exercise | $18.64 | 10,070 | 187,705 | 45,082 | Jun 06, 2016, 04:39 PM |
| Dunaway William J | Chief Financial Officer | May 31, 2016 | Option Exercise | $18.64 | 9,735 | 181,460 | 40,230 | Jun 02, 2016, 04:09 PM |
| Dunaway William J | Chief Financial Officer | May 31, 2016 | Sale | $27.92 | 7,628 | 212,988 | 32,602 | Jun 02, 2016, 04:09 PM |
| Harrod Patricia Marie | Chief Risk Officer | May 11, 2016 | Sale | $26.42 | 909 | 24,016 | 2,311 | May 11, 2016, 08:09 PM |
| Schroeder Aaron | Chief Accounting Officer | Mar 17, 2016 | Option Exercise | $18.64 | 2,000 | 37,280 | 9,486 | Mar 21, 2016, 04:34 PM |
| Schroeder Aaron | Chief Accounting Officer | Mar 17, 2016 | Sale | $27.17 | 1,656 | 44,994 | 7,830 | Mar 21, 2016, 04:34 PM |
| Lyon Charles M | Executive VP - subsidiary | Feb 12, 2016 | Buy | $25.18 | 6,000 | 151,106 | 40,595 | Feb 12, 2016, 05:10 PM |
| Lyon Charles M | Executive VP - subsidiary | Feb 12, 2016 | Buy | $25.18 | 6,000 | 151,106 | 40,595 | Feb 12, 2016, 04:17 PM |
| Anderson Paul G | Director | Dec 10, 2015 | Option Exercise | $18.64 | 6,330 | 117,991 | 47,395 | Dec 14, 2015, 09:26 AM |
| Anderson Paul G | Director | Dec 10, 2015 | Sale | $36.11 | 6,330 | 228,547 | 41,065 | Dec 14, 2015, 09:26 AM |
| Anderson Paul G | Director | Dec 07, 2015 | Option Exercise | $18.64 | 2,600 | 48,464 | 43,665 | Dec 09, 2015, 08:44 AM |
| Anderson Paul G | Director | Dec 07, 2015 | Sale | $36.11 | 2,600 | 93,896 | 41,065 | Dec 09, 2015, 08:44 AM |
| Anderson Paul G | Director | Dec 02, 2015 | Option Exercise | $18.64 | 2,700 | 50,328 | 43,765 | Dec 03, 2015, 05:30 PM |
| Anderson Paul G | Director | Dec 02, 2015 | Sale | $36.01 | 2,700 | 97,236 | 41,065 | Dec 03, 2015, 05:30 PM |
| Anderson Paul G | Director | Nov 30, 2015 | Option Exercise | $18.64 | 100 | 1,864 | 41,165 | Dec 01, 2015, 04:32 PM |
| Anderson Paul G | Director | Nov 27, 2015 | Option Exercise | $18.64 | 1,940 | 36,162 | 43,005 | Dec 01, 2015, 04:32 PM |
| Anderson Paul G | Director | Nov 27, 2015 | Sale | $36.04 | 2,040 | 73,522 | 41,065 | Dec 01, 2015, 04:32 PM |
| Smith Philip Andrew | CEO - subsidiary entity | Nov 06, 2015 | Sale | $34.06 | 5,000 | 170,300 | 139,454 | Nov 10, 2015, 04:25 PM |
| Anderson Paul G | Director | Nov 06, 2015 | Option Exercise | $18.64 | 20,000 | 372,800 | 61,065 | Nov 09, 2015, 04:25 PM |
| Anderson Paul G | Director | Nov 06, 2015 | Sale | $33.00 | 20,000 | 660,000 | 41,065 | Nov 09, 2015, 04:25 PM |
| KREHBIEL BRUCE | Director | Oct 23, 2015 | Option Exercise | $18.64 | 6,480 | 120,787 | 23,684 | Oct 27, 2015, 05:00 PM |
| KREHBIEL BRUCE | Director | Oct 26, 2015 | Option Exercise | $18.64 | 6,500 | 121,160 | 23,704 | Oct 27, 2015, 05:00 PM |
| KREHBIEL BRUCE | Director | Oct 23, 2015 | Sale | $31.80 | 6,480 | 206,032 | 17,204 | Oct 27, 2015, 05:00 PM |
| KREHBIEL BRUCE | Director | Oct 26, 2015 | Sale | $31.70 | 6,500 | 206,069 | 17,204 | Oct 27, 2015, 05:00 PM |
| Anderson Paul G | Director | Oct 13, 2015 | Option Exercise | $18.64 | 20,000 | 372,800 | 61,065 | Oct 14, 2015, 05:13 PM |
| Anderson Paul G | Director | Oct 13, 2015 | Sale | $30.00 | 20,000 | 600,000 | 41,065 | Oct 14, 2015, 05:13 PM |
| sephton brian T | Chief Legal Officer | Sep 16, 2015 | Buy | $25.99 | 4,000 | 103,960 | 10,800 | Sep 16, 2015, 05:25 PM |
| sephton brian T | Chief Legal Officer | Sep 16, 2015 | Sale | $25.99 | 8,000 | 207,920 | 110,907 | Sep 16, 2015, 05:25 PM |
| sephton brian T | Chief Legal Officer | Aug 27, 2015 | Sale | $26.04 | 4,548 | 118,433 | 118,907 | Aug 28, 2015, 06:02 PM |
| sephton brian T | Chief Legal Officer | Aug 24, 2015 | Sale | $26.15 | 15,000 | 392,294 | 123,455 | Aug 25, 2015, 05:49 PM |
| sephton brian T | Chief Legal Officer | Aug 17, 2015 | Option Exercise | $28.40 | 4,000 | 113,600 | 128,455 | Aug 19, 2015, 04:51 PM |
| Smith Philip Andrew | CEO - subsidiary entity | Aug 14, 2015 | Sale | $29.01 | 5,000 | 145,053 | 144,454 | Aug 18, 2015, 05:14 PM |
| Lyon Charles M | Executive VP - subsidiary | Aug 11, 2015 | Buy | $28.08 | 2,319 | 65,121 | 24,500 | Aug 12, 2015, 04:27 PM |
| Lyon Charles M | Executive VP - subsidiary | Aug 10, 2015 | Buy | $28.16 | 3,500 | 98,562 | 22,181 | Aug 12, 2015, 04:27 PM |
| OCONNOR SEAN MICHAEL | CEO | May 11, 2015 | Sale | $35.00 | 30,000 | 1,050,000 | 326,642 | May 13, 2015, 05:22 PM |
| BRANCH SCOTT J | President | May 11, 2015 | Sale | $35.00 | 30,000 | 1,050,000 | 720,410 | May 13, 2015, 05:22 PM |
| PARTHEMORE ERIC | Director | May 08, 2015 | Option Exercise | $18.64 | 9,912 | 184,760 | 25,314 | May 11, 2015, 04:58 PM |
| PARTHEMORE ERIC | Director | May 08, 2015 | Sale | $34.00 | 9,912 | 337,008 | 15,402 | May 11, 2015, 04:58 PM |
| BRANCH SCOTT J | President | Apr 07, 2015 | Sale | $30.00 | 12,008 | 360,240 | 750,410 | Apr 07, 2015, 04:42 PM |
| BRANCH SCOTT J | President | Apr 06, 2015 | Sale | $30.00 | 17,992 | 539,760 | 762,418 | Apr 07, 2015, 04:42 PM |
| BRANCH SCOTT J | President | Mar 12, 2015 | Sale | $30.20 | 10,000 | 301,975 | 780,410 | Mar 16, 2015, 04:17 PM |
| Schroeder Aaron | Group Controller | Mar 12, 2015 | Option Exercise | $18.64 | 1,392 | 25,947 | 6,930 | Mar 16, 2015, 04:17 PM |
| Schroeder Aaron | Group Controller | Mar 12, 2015 | Sale | $30.27 | 1,392 | 42,131 | 5,538 | Mar 16, 2015, 04:17 PM |
| sephton brian T | Chief Legal Officer | Mar 11, 2015 | Sale | $29.55 | 3,815 | 112,733 | 132,455 | Mar 11, 2015, 04:33 PM |
| OCONNOR SEAN MICHAEL | CEO | Mar 05, 2015 | Sale | $29.00 | 20,000 | 580,000 | 356,642 | Mar 06, 2015, 04:35 PM |
| Anderson Paul G | Director | Mar 03, 2015 | Option Exercise | $18.64 | 1,050 | 19,572 | 42,115 | Mar 05, 2015, 04:25 PM |
| Anderson Paul G | Director | Mar 04, 2015 | Option Exercise | $18.64 | 32,900 | 613,256 | 73,965 | Mar 05, 2015, 04:25 PM |
| Anderson Paul G | Director | Mar 05, 2015 | Option Exercise | $18.64 | 1,050 | 19,572 | 42,115 | Mar 05, 2015, 04:25 PM |
| Anderson Paul G | Director | Mar 03, 2015 | Sale | $27.87 | 1,050 | 29,266 | 41,065 | Mar 05, 2015, 04:25 PM |
| Anderson Paul G | Director | Mar 04, 2015 | Sale | $27.48 | 32,900 | 903,931 | 41,065 | Mar 05, 2015, 04:25 PM |
| Anderson Paul G | Director | Mar 05, 2015 | Sale | $27.63 | 1,050 | 29,011 | 41,065 | Mar 05, 2015, 04:25 PM |
| OCONNOR SEAN MICHAEL | CEO | Feb 19, 2015 | Sale | $25.00 | 4,012 | 100,300 | 376,642 | Feb 20, 2015, 04:24 PM |
| OCONNOR SEAN MICHAEL | CEO | Feb 18, 2015 | Sale | $25.00 | 15,988 | 399,700 | 380,654 | Feb 20, 2015, 04:24 PM |
| Nguyen Xuong | CEO - subsidiary entity | Feb 19, 2015 | Sale | $25.00 | 1,900 | 47,500 | 7,484 | Feb 20, 2015, 04:24 PM |
| Nguyen Xuong | CEO - subsidiary entity | Feb 18, 2015 | Sale | $25.00 | 2,125 | 53,125 | 9,384 | Feb 20, 2015, 04:24 PM |
| Lyon Charles M | CEO - subsidiary entity | Feb 13, 2015 | Buy | $23.31 | 7,080 | 165,059 | 18,681 | Feb 17, 2015, 09:34 PM |
| OCONNOR SEAN MICHAEL | CEO | Feb 12, 2015 | Option Exercise | $22.97 | 1,200 | 27,564 | 416,642 | Feb 17, 2015, 08:51 AM |
| OCONNOR SEAN MICHAEL | CEO | Feb 13, 2015 | Sale | $23.00 | 20,000 | 460,000 | 396,642 | Feb 17, 2015, 08:51 AM |
| Lyon Charles M | CEO - subsidiary entity | Dec 31, 2014 | Buy | $20.54 | 452 | 9,284 | 8,633 | Jan 05, 2015, 04:45 PM |
| OCONNOR SEAN MICHAEL | CEO | Dec 19, 2014 | Sale | $20.04 | 28,967 | 580,531 | 418,842 | Dec 22, 2014, 05:17 PM |
| OCONNOR SEAN MICHAEL | CEO | Dec 18, 2014 | Sale | $20.00 | 1,033 | 20,660 | 447,809 | Dec 22, 2014, 05:17 PM |
| BRANCH SCOTT J | President | Dec 19, 2014 | Option Exercise | $20.12 | 2,500 | 50,300 | 365,147 | Dec 22, 2014, 05:17 PM |
| sephton brian T | Chief Legal Officer | Dec 17, 2014 | Option Exercise | $20.00 | 6,000 | 120,000 | 136,270 | Dec 17, 2014, 05:09 PM |
| OCONNOR SEAN MICHAEL | CEO | Dec 16, 2014 | Option Exercise | $19.01 | 1,300 | 24,713 | 448,842 | Dec 17, 2014, 05:09 PM |
| Smith Philip Andrew | CEO - subsidiary entity | Dec 15, 2014 | Sale | $18.27 | 10,000 | 182,668 | 153,118 | Dec 17, 2014, 05:08 PM |
| Smith Philip Andrew | CEO - subsidiary entity | Dec 16, 2014 | Sale | $18.91 | 3,664 | 69,289 | 150,899 | Dec 17, 2014, 05:08 PM |
| RADZIWILL JOHN | Chairman of the Board | Dec 04, 2014 | Option Exercise | $6.99 | 5,000 | 34,925 | 20,224 | Dec 05, 2014, 04:53 PM |
| OCONNOR SEAN MICHAEL | CEO | Nov 26, 2014 | Option Exercise | $18.08 | 39,950 | 722,296 | 437,070 | Dec 01, 2014, 04:29 PM |
| OCONNOR SEAN MICHAEL | CEO | Nov 26, 2014 | Option Exercise | $7.28 | 80,000 | 582,560 | 477,020 | Dec 01, 2014, 04:29 PM |
| Smith Philip Andrew | CEO - subsidiary entity | Nov 19, 2014 | Option Exercise | $17.11 | 13,664 | 233,791 | 154,839 | Nov 21, 2014, 04:24 PM |
| Smith Philip Andrew | CEO - subsidiary entity | Nov 19, 2014 | Option Exercise | $6.62 | 35,315 | 233,785 | 168,503 | Nov 21, 2014, 04:24 PM |
| sephton brian T | Chief Legal Officer | Nov 20, 2014 | Option Exercise | $17.07 | 25,782 | 440,099 | 137,186 | Nov 21, 2014, 04:24 PM |
| sephton brian T | Chief Legal Officer | Nov 20, 2014 | Option Exercise | $6.62 | 60,000 | 397,200 | 162,968 | Nov 21, 2014, 04:24 PM |
| FOWLER JOHN MOORE | Director | Sep 15, 2014 | Option Exercise | $6.35 | 1,666 | 10,579 | 48,835 | Sep 16, 2014, 04:29 PM |
| FOWLER JOHN MOORE | Director | Jun 13, 2014 | Sale | $19.00 | 1,600 | 30,400 | 1,600 | Jun 16, 2014, 04:44 PM |
| Nessler Peter J. Jr. | Formerly Executive VP | Apr 28, 2014 | Option Exercise | $18.64 | 4,425 | 82,482 | 4,425 | Apr 29, 2014, 05:35 PM |
| BRANCH SCOTT J | President | Mar 14, 2014 | Option Exercise | $7.28 | 80,000 | 582,560 | 777,338 | Mar 18, 2014, 05:12 PM |
| Smith Philip Andrew | CEO - subsidiary entity | Mar 06, 2014 | Buy | $18.49 | 220 | 4,068 | 128,293 | Mar 10, 2014, 04:36 PM |
| Smith Philip Andrew | CEO - subsidiary entity | Mar 07, 2014 | Option Exercise | $6.62 | 4,895 | 32,405 | 133,188 | Mar 10, 2014, 04:36 PM |
| Nessler Peter J. Jr. | Formerly Executive VP | Feb 13, 2014 | Sale | $17.77 | 14,667 | 260,628 | 0 | Feb 14, 2014, 04:41 PM |
| VEITIA DIEGO J | Director | Jan 17, 2014 | Sale | $18.76 | 20,209 | 379,202 | 0 | Jan 21, 2014, 04:12 PM |
| VEITIA DIEGO J | Director | Jan 16, 2014 | Sale | $18.64 | 3,333 | 62,123 | 6,835 | Jan 21, 2014, 04:12 PM |
| VEITIA DIEGO J | Director | Jan 16, 2014 | Option Exercise | $6.35 | 3,333 | 21,165 | 10,168 | Jan 21, 2014, 04:12 PM |
| Smith Philip Andrew | CEO - subsidiary entity | Nov 22, 2013 | Option Exercise | $15.56 | 11,445 | 178,084 | 124,174 | Nov 25, 2013, 04:36 PM |
| Hanley George P. | Former CEO - subsidiary entity | Oct 16, 2013 | Sale | $20.61 | 43,332 | 892,964 | 68,757 | Oct 18, 2013, 06:11 PM |
| Smith Philip Andrew | CEO - subsidiary entity | Oct 11, 2013 | Option Exercise | $6.62 | 10,000 | 66,200 | 112,729 | Oct 11, 2013, 04:35 PM |
| OCONNOR SEAN MICHAEL | CEO | Sep 10, 2013 | Sale | $20.00 | 11,449 | 228,980 | 390,847 | Sep 10, 2013, 05:33 PM |
| OCONNOR SEAN MICHAEL | CEO | Aug 26, 2013 | Sale | $20.00 | 3,551 | 71,020 | 402,296 | Aug 28, 2013, 04:04 PM |
| OCONNOR SEAN MICHAEL | CEO | Jul 17, 2013 | Sale | $18.52 | 76 | 1,408 | 405,847 | Jul 17, 2013, 04:19 PM |
| OCONNOR SEAN MICHAEL | CEO | Jul 16, 2013 | Sale | $18.50 | 14,924 | 276,095 | 405,923 | Jul 17, 2013, 04:19 PM |
| OCONNOR SEAN MICHAEL | CEO | Jul 11, 2013 | Sale | $18.00 | 1,769 | 31,842 | 420,847 | Jul 15, 2013, 05:49 PM |
| OCONNOR SEAN MICHAEL | CEO | Jun 12, 2013 | Sale | $18.00 | 764 | 13,752 | 422,795 | Jun 13, 2013, 05:34 PM |
| OCONNOR SEAN MICHAEL | CEO | Jun 11, 2013 | Sale | $18.00 | 2,100 | 37,800 | 423,559 | Jun 13, 2013, 05:34 PM |
| OCONNOR SEAN MICHAEL | CEO | Jun 13, 2013 | Sale | $18.00 | 179 | 3,222 | 422,616 | Jun 13, 2013, 05:34 PM |
| OCONNOR SEAN MICHAEL | CEO | Jun 10, 2013 | Sale | $18.00 | 4,182 | 75,276 | 425,659 | Jun 10, 2013, 06:37 PM |
| OCONNOR SEAN MICHAEL | CEO | Jun 07, 2013 | Sale | $18.00 | 212 | 3,816 | 429,841 | Jun 10, 2013, 06:37 PM |
| OCONNOR SEAN MICHAEL | CEO | Jun 06, 2013 | Sale | $18.00 | 794 | 14,292 | 430,053 | Jun 10, 2013, 06:37 PM |
| FRIEDMAN JACK | Former Director | May 03, 2013 | Buy | $17.25 | 200 | 3,450 | 20,498 | May 03, 2013, 04:21 PM |
| FOWLER JOHN MOORE | Director | Mar 20, 2013 | Sale | $17.25 | 2,000 | 34,503 | 3,200 | Mar 22, 2013, 09:11 AM |
| Tivy James William | Formerly Group Controller | Mar 14, 2013 | Sale | $17.40 | 4,335 | 75,416 | 126 | Mar 14, 2013, 04:32 PM |
| OCONNOR SEAN MICHAEL | CEO | Mar 08, 2013 | Sale | $17.79 | 3,100 | 55,162 | 430,847 | Mar 11, 2013, 05:31 PM |
| OCONNOR SEAN MICHAEL | CEO | Mar 07, 2013 | Sale | $17.76 | 7,200 | 127,889 | 433,947 | Mar 11, 2013, 05:31 PM |
| OCONNOR SEAN MICHAEL | CEO | Mar 06, 2013 | Sale | $17.75 | 200 | 3,550 | 411,147 | Mar 06, 2013, 04:58 PM |
| OCONNOR SEAN MICHAEL | CEO | Mar 05, 2013 | Sale | $17.79 | 2,600 | 46,259 | 411,347 | Mar 06, 2013, 04:58 PM |
| OCONNOR SEAN MICHAEL | CEO | Mar 04, 2013 | Option Exercise | $2.50 | 36,993 | 92,483 | 413,947 | Mar 06, 2013, 04:58 PM |
| OCONNOR SEAN MICHAEL | CEO | Mar 06, 2013 | Option Exercise | $2.50 | 30,000 | 75,000 | 441,147 | Mar 06, 2013, 04:58 PM |
| OCONNOR SEAN MICHAEL | CEO | Feb 27, 2013 | Sale | $18.50 | 9 | 167 | 376,954 | Feb 27, 2013, 05:46 PM |
| OCONNOR SEAN MICHAEL | CEO | Feb 26, 2013 | Sale | $18.50 | 100 | 1,850 | 376,954 | Feb 27, 2013, 05:46 PM |
| OCONNOR SEAN MICHAEL | CEO | Feb 25, 2013 | Sale | $18.50 | 1,272 | 23,532 | 376,954 | Feb 27, 2013, 05:46 PM |
| OCONNOR SEAN MICHAEL | CEO | Feb 25, 2013 | Option Exercise | $2.50 | 1,272 | 3,180 | 378,226 | Feb 27, 2013, 05:46 PM |
| OCONNOR SEAN MICHAEL | CEO | Feb 27, 2013 | Option Exercise | $2.50 | 9 | 23 | 376,963 | Feb 27, 2013, 05:46 PM |
| OCONNOR SEAN MICHAEL | CEO | Feb 26, 2013 | Option Exercise | $2.50 | 100 | 250 | 377,054 | Feb 27, 2013, 05:46 PM |
| Tivy James William | Formerly Group Controller | Dec 28, 2012 | Sale | $17.28 | 1,780 | 30,757 | 4,461 | Dec 28, 2012, 04:20 PM |
| FOWLER JOHN MOORE | Director | Dec 20, 2012 | Option Exercise | $6.35 | 3,334 | 21,171 | 41,013 | Dec 21, 2012, 04:42 PM |
| VEITIA DIEGO J | Director | Sep 24, 2012 | Sale | $19.37 | 4,405 | 85,309 | 5,238 | Sep 24, 2012, 04:56 PM |
| VEITIA DIEGO J | Director | Sep 21, 2012 | Sale | $19.26 | 10,000 | 192,558 | 9,643 | Sep 24, 2012, 04:56 PM |
| MILLER ROBERT A | Retired Director | Jul 05, 2012 | Sale | $19.86 | 117 | 2,324 | 25,630 | Jul 09, 2012, 08:29 AM |
| MILLER ROBERT A | Retired Director | Jul 06, 2012 | Sale | $19.26 | 2,179 | 41,968 | 23,451 | Jul 09, 2012, 08:29 AM |
| OCONNOR SEAN MICHAEL | CEO | Apr 09, 2012 | Option Exercise | $2.50 | 44,126 | 110,315 | 371,678 | Apr 10, 2012, 04:11 PM |
| VEITIA DIEGO J | Director | Mar 29, 2012 | Sale | $21.34 | 5,432 | 115,914 | 20,176 | Apr 02, 2012, 04:32 PM |
| VEITIA DIEGO J | Director | Mar 22, 2012 | Sale | $21.84 | 1,875 | 40,959 | 25,608 | Mar 23, 2012, 04:39 PM |
| VEITIA DIEGO J | Director | Mar 21, 2012 | Sale | $22.03 | 2,517 | 55,449 | 27,483 | Mar 23, 2012, 04:39 PM |
| VEITIA DIEGO J | Director | Mar 15, 2012 | Sale | $22.26 | 5,000 | 111,287 | 35,000 | Mar 19, 2012, 04:21 PM |
| VEITIA DIEGO J | Director | Mar 16, 2012 | Sale | $22.25 | 5,000 | 111,266 | 30,000 | Mar 19, 2012, 04:21 PM |
| BRANCH SCOTT J | COO | Mar 13, 2012 | Sale | $22.13 | 10,500 | 232,331 | 685,889 | Mar 14, 2012, 04:05 PM |
| BRANCH SCOTT J | COO | Mar 13, 2012 | Option Exercise | $2.50 | 53,374 | 133,435 | 696,389 | Mar 14, 2012, 04:05 PM |
| Bolte David Albert | Secretary | Mar 12, 2012 | Buy | $22.12 | 100 | 2,212 | 600 | Mar 13, 2012, 05:00 PM |
| Bolte David Albert | Secretary | Mar 12, 2012 | Buy | $22.10 | 400 | 8,840 | 8,704 | Mar 13, 2012, 05:00 PM |
| VEITIA DIEGO J | Director | Mar 09, 2012 | Sale | $22.25 | 5,000 | 111,238 | 40,000 | Mar 13, 2012, 05:00 PM |
| VEITIA DIEGO J | Director | Mar 08, 2012 | Sale | $22.00 | 5,501 | 121,022 | 45,000 | Mar 09, 2012, 04:14 PM |
| VEITIA DIEGO J | Director | Mar 07, 2012 | Sale | $22.00 | 9,499 | 208,978 | 50,501 | Mar 09, 2012, 04:14 PM |
| MILLER ROBERT A | Retired Director | Mar 06, 2012 | Option Exercise | $6.35 | 3,333 | 21,165 | 25,747 | Mar 08, 2012, 04:17 PM |
| FOWLER JOHN MOORE | Director | Mar 05, 2012 | Option Exercise | $21.95 | 200 | 4,390 | 5,200 | Mar 06, 2012, 04:40 PM |
| VEITIA DIEGO J | Director | Mar 05, 2012 | Sale | $22.05 | 10,000 | 220,546 | 60,000 | Mar 06, 2012, 04:40 PM |
| FOWLER JOHN MOORE | Director | Mar 02, 2012 | Option Exercise | $22.60 | 200 | 4,520 | 5,000 | Mar 05, 2012, 04:12 PM |
| MILLER ROBERT A | Retired director | Mar 02, 2012 | Sale | $22.47 | 6,175 | 138,736 | 22,414 | Mar 05, 2012, 04:12 PM |
| VEITIA DIEGO J | Director | Feb 27, 2012 | Sale | $23.26 | 10,000 | 232,624 | 70,000 | Feb 28, 2012, 04:30 PM |
| FOWLER JOHN MOORE | Director | Feb 22, 2012 | Option Exercise | $22.83 | 500 | 11,413 | 4,800 | Feb 24, 2012, 08:58 AM |
| FOWLER JOHN MOORE | Director | Feb 15, 2012 | Option Exercise | $22.62 | 2,300 | 52,026 | 35,208 | Feb 17, 2012, 04:14 PM |
| FOWLER JOHN MOORE | Director | Feb 14, 2012 | Option Exercise | $22.75 | 2,200 | 50,048 | 32,908 | Feb 15, 2012, 04:28 PM |
| FOWLER JOHN MOORE | Director | Feb 13, 2012 | Option Exercise | $22.86 | 500 | 11,430 | 4,300 | Feb 15, 2012, 04:28 PM |
| FOWLER JOHN MOORE | Director | Feb 13, 2012 | Option Exercise | $22.73 | 500 | 11,363 | 30,708 | Feb 15, 2012, 04:28 PM |
| McMurtry Nancey M. | VP | Feb 09, 2012 | Option Exercise | $1.40 | 3,000 | 4,200 | 48,909 | Feb 10, 2012, 04:09 PM |
| VEITIA DIEGO J | Director | Jan 06, 2012 | Sale | $23.90 | 1,550 | 37,045 | 16,660 | Jan 09, 2012, 04:48 PM |
| RADZIWILL JOHN | Director | Dec 22, 2011 | Buy | $23.00 | 666 | 15,318 | 282,437 | Dec 23, 2011, 04:05 PM |
| McMurtry Nancey M. | VP | Dec 22, 2011 | Sale | $24.34 | 3,000 | 73,022 | 45,909 | Dec 23, 2011, 04:05 PM |
| Wheeler Justin Rex | Director | Dec 21, 2011 | Option Exercise | $23.74 | 5,500 | 130,570 | 5,957 | Dec 22, 2011, 04:58 PM |
| sephton brian T | Chief Legal Officer | Dec 21, 2011 | Option Exercise | $23.74 | 1,600 | 37,984 | 98,476 | Dec 22, 2011, 04:57 PM |
| MILLER ROBERT A | Director | Dec 20, 2011 | Option Exercise | $6.35 | 1,667 | 10,585 | 30,061 | Dec 22, 2011, 04:57 PM |
| MILLER ROBERT A | Director | Dec 20, 2011 | Sale | $23.27 | 1,667 | 38,787 | 28,394 | Dec 22, 2011, 04:57 PM |
| VEITIA DIEGO J | Director | Sep 29, 2011 | Sale | $21.41 | 5,000 | 107,058 | 80,000 | Sep 30, 2011, 05:48 PM |
| VEITIA DIEGO J | Director | Sep 28, 2011 | Sale | $21.02 | 5,000 | 105,120 | 85,000 | Sep 29, 2011, 04:15 PM |
| VEITIA DIEGO J | Director | Sep 27, 2011 | Sale | $22.16 | 5,000 | 110,790 | 18,008 | Sep 28, 2011, 04:44 PM |
| Tivy James William | Group Controller | Jun 16, 2011 | Sale | $23.45 | 2,000 | 46,899 | 6,241 | Jun 20, 2011, 04:21 PM |
| Bolte David Albert | Secretary | Jun 14, 2011 | Buy | $24.47 | 1,000 | 24,466 | 7,777 | Jun 15, 2011, 04:10 PM |
| Tivy James William | Group Controller | Jun 10, 2011 | Sale | $24.22 | 875 | 21,195 | 8,241 | Jun 14, 2011, 04:34 PM |
| VEITIA DIEGO J | Director | Jun 09, 2011 | Sale | $24.70 | 700 | 17,290 | 23,600 | Jun 10, 2011, 04:07 PM |
| VEITIA DIEGO J | Director | Jun 10, 2011 | Sale | $24.62 | 800 | 19,696 | 22,800 | Jun 10, 2011, 04:07 PM |
| McMurtry Nancey M. | VP | Jun 06, 2011 | Sale | $25.02 | 1,000 | 25,020 | 48,909 | Jun 07, 2011, 01:09 PM |
| McMurtry Nancey M. | VP | May 17, 2011 | Sale | $25.08 | 2,000 | 50,158 | 49,909 | May 19, 2011, 04:52 PM |
| VEITIA DIEGO J | Director | May 17, 2011 | Sale | $25.20 | 615 | 15,498 | 24,300 | May 18, 2011, 05:08 PM |
| VEITIA DIEGO J | Director | May 16, 2011 | Sale | $24.79 | 385 | 9,544 | 24,915 | May 18, 2011, 05:08 PM |
| OCONNOR SEAN MICHAEL | CEO | May 13, 2011 | Option Exercise | $25.14 | 800 | 20,112 | 310,587 | May 16, 2011, 05:10 PM |
| Tivy James William | Group Controller | Mar 04, 2011 | Sale | $25.30 | 1,976 | 49,993 | 9,116 | Mar 07, 2011, 04:41 PM |
| VEITIA DIEGO J | Director | Feb 28, 2011 | Sale | $24.25 | 1,000 | 24,253 | 25,108 | Mar 02, 2011, 04:36 PM |
| Bolte David Albert | Secretary | Feb 16, 2011 | Buy | $24.78 | 350 | 8,674 | 500 | Feb 18, 2011, 04:16 PM |
| Bolte David Albert | Secretary | Feb 16, 2011 | Buy | $24.89 | 150 | 3,733 | 809 | Feb 18, 2011, 04:16 PM |
| BRANCH SCOTT J | COO | Feb 09, 2011 | Option Exercise | $2.50 | 25,000 | 62,500 | 625,070 | Feb 11, 2011, 04:26 PM |
| OCONNOR SEAN MICHAEL | CEO | Jan 28, 2011 | Option Exercise | $2.50 | 20,000 | 50,000 | 311,387 | Feb 01, 2011, 01:10 PM |
| MILLER ROBERT A | Director | Jan 24, 2011 | Option Exercise | $0.90 | 1,000 | 900 | 27,820 | Jan 26, 2011, 09:05 AM |
| MILLER ROBERT A | Director | Jan 24, 2011 | Sale | $24.43 | 1,000 | 24,430 | 26,820 | Jan 26, 2011, 09:05 AM |
| OCONNOR SEAN MICHAEL | CEO | Jan 14, 2011 | Sale | $25.00 | 14,284 | 357,100 | 291,387 | Jan 14, 2011, 04:26 PM |
| OCONNOR SEAN MICHAEL | CEO | Jan 12, 2011 | Sale | $25.00 | 716 | 17,900 | 305,671 | Jan 14, 2011, 04:26 PM |
| McMurtry Nancey M. | VP | Dec 17, 2010 | Sale | $23.27 | 500 | 11,636 | 43,209 | Dec 20, 2010, 06:14 PM |
| Tivy James William | Group Controller | Nov 30, 2010 | Option Exercise | $23.49 | 280 | 6,577 | 11,092 | Dec 10, 2010, 05:43 PM |
| McMurtry Nancey M. | VP | Nov 30, 2010 | Option Exercise | $23.49 | 280 | 6,577 | 43,709 | Dec 10, 2010, 05:42 PM |
| RADZIWILL JOHN | Director | Nov 22, 2010 | Buy | $23.00 | 2,001 | 46,023 | 6,118 | Nov 24, 2010, 12:51 PM |
| FOWLER JOHN MOORE | Director | Oct 19, 2010 | Buy | $21.68 | 1,000 | 21,680 | 3,000 | Oct 21, 2010, 04:04 PM |
| MILLER ROBERT A | Director | Oct 18, 2010 | Option Exercise | $0.90 | 1,000 | 900 | 27,707 | Oct 20, 2010, 04:03 PM |
| MILLER ROBERT A | Director | Oct 18, 2010 | Sale | $21.99 | 1,000 | 21,986 | 26,707 | Oct 20, 2010, 04:03 PM |
| MILLER ROBERT A | Director | Oct 18, 2010 | Sale | $21.99 | 1,000 | 21,986 | 25,707 | Oct 19, 2010, 04:23 PM |
| VEITIA DIEGO J | Chairman | Oct 08, 2010 | Sale | $19.96 | 2,579 | 51,476 | 89,495 | Oct 12, 2010, 04:27 PM |
| VEITIA DIEGO J | Chairman | Oct 07, 2010 | Sale | $19.71 | 2,116 | 41,698 | 92,190 | Oct 12, 2010, 04:27 PM |
| VEITIA DIEGO J | Chairman | Oct 07, 2010 | Sale | $19.85 | 1,500 | 29,782 | 24,807 | Oct 12, 2010, 04:27 PM |
| MILLER ROBERT A | Director | Sep 23, 2010 | Option Exercise | $0.90 | 1,000 | 900 | 27,707 | Sep 24, 2010, 04:40 PM |
| MILLER ROBERT A | Director | Sep 23, 2010 | Sale | $18.20 | 1,000 | 18,202 | 26,707 | Sep 24, 2010, 04:40 PM |
Load More Insider Transactions
Buy
Sale
Option Exercise
| Owner | Relationship | Date | Value($) |
| Smith Philip Andrew | Subsidiary CEO | 03/21/2024 | 488,141 |
| BRANCH SCOTT J | Retired Director | 03/13/2024 | 504,697 |
| Lyon Charles M | Subsidiary President and CEO | 03/12/2024 | 203,610 |
| Lyon Charles M | Subsidiary President and CEO | 03/12/2024 | 458,285 |
| Lyon Charles M | Subsidiary President and CEO | 03/11/2024 | 235,740 |
| Lyon Charles M | Subsidiary President and CEO | 03/08/2024 | 310,140 |
| Lyon Charles M | Subsidiary President and CEO | 03/08/2024 | 708,428 |
| Lyon Charles M | Subsidiary President and CEO | 03/11/2024 | 535,225 |
| Lyon Charles M | Subsidiary President and CEO | 03/07/2024 | 209,940 |
| Lyon Charles M | Subsidiary President and CEO | 03/06/2024 | 275,340 |
| Lyon Charles M | Subsidiary President and CEO | 03/07/2024 | 479,970 |
| Lyon Charles M | Subsidiary President and CEO | 03/06/2024 | 626,099 |
| Lyon Charles M | Subsidiary President and CEO | 03/05/2024 | 454,230 |
| Lyon Charles M | Subsidiary President and CEO | 03/04/2024 | 145,560 |
| Lyon Charles M | Subsidiary President and CEO | 03/05/2024 | 1,039,829 |
| Lyon Charles M | Subsidiary President and CEO | 03/04/2024 | 332,949 |
| Lyon Charles M | President and CEO - subsidiary | 02/12/0024 | 109,770 |
| Lyon Charles M | President and CEO - subsidiary | 02/13/2024 | 466,560 |
| Lyon Charles M | President and CEO - subsidiary | 02/12/2024 | 246,203 |
| Lyon Charles M | President and CEO - subsidiary | 02/13/2024 | 1,012,530 |
| BRANCH SCOTT J | Director | 02/07/2024 | 479,005 |
| BRANCH SCOTT J | Director | 01/08/2024 | 525,644 |
| PARTHEMORE ERIC | Director | 12/22/2023 | 160,515 |
| Smith Philip Andrew | CEO - subsidiary entity | 12/19/2023 | 591,457 |
| Smith Philip Andrew | CEO - subsidiary entity | 12/20/2023 | 592,208 |
| PARTHEMORE ERIC | Director | 12/14/2023 | 145,520 |
| Maurer Mark Lowry | Chief Risk Officer | 12/13/2023 | 336,060 |
| FOWLER JOHN MOORE | Director | 12/01/2023 | 36,390 |
| PARTHEMORE ERIC | Director | 11/14/2023 | 7,446 |
| Smith Philip Andrew | CEO - subsidiary entity | 09/20/2023 | 283,694 |
| Lyon Charles M | President and CEO - subsidiary | 09/14/2023 | 710,380 |
| Lyon Charles M | President and CEO - subsidiary | 09/15/2023 | 220,498 |
| FOWLER JOHN MOORE | Director | 09/01/2023 | 28,179 |
| FOWLER JOHN MOORE | Director | 06/13/2023 | 27,000 |
| RADZIWILL JOHN | Chairman of the Board | 06/09/2023 | 83,594 |
| RADZIWILL JOHN | Chairman of the Board | 06/08/2023 | 87,250 |
| Smith Philip Andrew | CEO - subsidiary entity | 05/22/2023 | 296,697 |
| Stevens Glenn Henry | Head-Retail & Foreign Exchange | 05/09/2023 | 252,530 |
| Dunaway William J | Chief Financial Officer | 03/08/2023 | 17,386 |
| Schroeder Aaron | Chief Accounting Officer | 03/08/2023 | 146,349 |
| Smith Philip Andrew | CEO - subsidiary entity | 03/01/2023 | 305,935 |
| FOWLER JOHN MOORE | Director | 03/01/2023 | 30,159 |
| Dunaway William J | Chief Financial Officer | 02/15/2023 | 98,316 |
| Dunaway William J | Chief Financial Officer | 02/10/2023 | 75,895 |
| Dunaway William J | Chief Financial Officer | 02/08/2023 | 26,602 |
| Maurer Mark Lowry | Chief Risk Officer | 12/30/2022 | 417,361 |
| Dunaway William J | Chief Financial Officer | 12/21/2022 | 276,515 |
| Dunaway William J | Chief Financial Officer | 12/15/2022 | 55,170 |
| Maurer Mark Lowry | Chief Risk Officer | 12/06/2022 | 460,766 |
| FOWLER JOHN MOORE | Director | 12/01/2022 | 30,375 |
| OCONNOR SEAN MICHAEL | CEO/President | 11/22/2022 | 1,884,887 |
| OCONNOR SEAN MICHAEL | CEO/President | 11/15/2022 | 137,739 |
| Nguyen Xuong | Chief Operating Officer | 08/12/2022 | 950,000 |
| Lyon Charles M | President/CEO - subsidiary | 08/11/2022 | 415,922 |
| Lyon Charles M | President/CEO - subsidiary | 08/10/2022 | 323,948 |
| BRANCH SCOTT J | Director | 07/29/2022 | 2,201,750 |
| BRANCH SCOTT J | Director | 07/28/2022 | 2,175,500 |
| OCONNOR SEAN MICHAEL | CEO/President | 07/27/2022 | 529,363 |
| OCONNOR SEAN MICHAEL | CEO/President | 07/26/2022 | 51,198 |
| OCONNOR SEAN MICHAEL | CEO/President | 07/28/2022 | 1,113,262 |
| OCONNOR SEAN MICHAEL | CEO/President | 07/19/2022 | 25,546 |
| BRANCH SCOTT J | Director | 07/19/2022 | 1,260,906 |
| Nguyen Xuong | Chief Operating Officer | 07/12/2022 | 561,680 |
| Smith Philip Andrew | CEO - subsidiary entity | 07/11/2022 | 345,568 |
| Nguyen Xuong | Chief Operating Officer | 07/01/2022 | 900,960 |
| Nguyen Xuong | Chief Operating Officer | 06/08/2022 | 324,781 |
| PARTHEMORE ERIC | Director | 06/07/2022 | 200,000 |
| BRANCH SCOTT J | Director | 06/06/2022 | 1,186,050 |
| Smith Philip Andrew | CEO - subsidiary entity | 04/18/2022 | 320,932 |
| Perkins Abigail H | Chief Information Officer | 03/11/2022 | 17,947 |
| Perkins Abigail H | Chief Information Officer | 03/11/2022 | 53,805 |
| Stevens Glenn Henry | Head-Retail & Foreign Exchange | 03/09/2022 | 177,069 |
| Stevens Glenn Henry | Head-Retail & Foreign Exchange | 03/08/2022 | 173,622 |
| Rotsztain Diego | Chief Governance/Legal Officer | 03/08/2022 | 49,682 |
| Smith Philip Andrew | CEO - subsidiary entity | 02/14/2022 | 440,890 |
| Schroeder Aaron | Chief Accounting Officer | 02/08/2022 | 139,895 |
| PARTHEMORE ERIC | Director | 02/08/2022 | 362,500 |
| Perkins Abigail H | Chief Information Officer | 12/22/2021 | 74,124 |
| Rotsztain Diego | Chief Governance/Legal Officer | 12/20/2021 | 49,989 |
| Stevens Glenn Henry | Head-Retail & Foreign Exchange | 12/20/2021 | 86,217 |
| Maurer Mark Lowry | Chief Risk Officer | 12/15/2021 | 242,632 |
| Stevens Glenn Henry | Head-Retail & Foreign Exchange | 12/10/2021 | 149,789 |
| Smith Philip Andrew | CEO - subsidiary entity | 12/10/2021 | 194,325 |
| Smith Philip Andrew | CEO - subsidiary entity | 12/09/2021 | 194,325 |
| Smith Philip Andrew | CEO - subsidiary entity | 12/10/2021 | 449,341 |
| Smith Philip Andrew | CEO - subsidiary entity | 12/09/2021 | 462,299 |
| Dunaway William J | Chief Financial Officer | 12/10/2021 | 345,432 |
| Dunaway William J | Chief Financial Officer | 12/10/2021 | 798,756 |
| Dunaway William J | Chief Financial Officer | 12/09/2021 | 345,432 |
| Dunaway William J | Chief Financial Officer | 12/08/2021 | 345,536 |
| Dunaway William J | Chief Financial Officer | 12/08/2021 | 848,078 |
| Dunaway William J | Chief Financial Officer | 12/09/2021 | 821,744 |
| Thamodaran Dhamu R. | Director | 12/09/2021 | 315,250 |
| Stevens Glenn Henry | Head-Retail & Foreign Exchange | 12/06/2021 | 160,051 |
| Thamodaran Dhamu R. | Director | 12/03/2021 | 306,250 |
| Smith Philip Andrew | CEO - subsidiary entity | 12/02/2021 | 129,550 |
| Rotsztain Diego | Chief Governance/Legal Officer | 12/02/2021 | 75,294 |
| Smith Philip Andrew | CEO - subsidiary entity | 11/03/2021 | 216,006 |
| Harrod Patricia Marie | Retired Officer | 10/26/2021 | 300,044 |
| Dunaway William J | Chief Financial Officer | 10/21/2021 | 92,836 |
| Dunaway William J | Chief Financial Officer | 10/21/2021 | 250,901 |
| Dunaway William J | Chief Financial Officer | 10/18/2021 | 150,848 |
| Dunaway William J | Chief Financial Officer | 10/18/2021 | 407,546 |
| OCONNOR SEAN MICHAEL | CEO/President | 10/15/2021 | 28,656 |
| OCONNOR SEAN MICHAEL | CEO/President | 10/14/2021 | 87,446 |
| OCONNOR SEAN MICHAEL | CEO/President | 10/15/2021 | 54,958 |
| OCONNOR SEAN MICHAEL | CEO/President | 10/14/2021 | 167,097 |
| OCONNOR SEAN MICHAEL | CEO/President | 10/13/2021 | 99,106 |
| OCONNOR SEAN MICHAEL | CEO/President | 10/12/2021 | 79,518 |
| OCONNOR SEAN MICHAEL | CEO/President | 10/13/2021 | 186,564 |
| OCONNOR SEAN MICHAEL | CEO/President | 10/12/2021 | 150,134 |
| Dunaway William J | Chief Financial Officer | 10/08/2021 | 104,547 |
| Dunaway William J | Chief Financial Officer | 10/08/2021 | 282,450 |
| OCONNOR SEAN MICHAEL | CEO/President | 10/07/2021 | 203,393 |
| OCONNOR SEAN MICHAEL | CEO/President | 10/11/2021 | 95,867 |
| OCONNOR SEAN MICHAEL | CEO/President | 10/08/2021 | 109,988 |
| OCONNOR SEAN MICHAEL | CEO/President | 10/07/2021 | 387,445 |
| OCONNOR SEAN MICHAEL | CEO/President | 10/11/2021 | 181,752 |
| OCONNOR SEAN MICHAEL | CEO/President | 10/08/2021 | 211,083 |
| OCONNOR SEAN MICHAEL | CEO/President | 10/06/2021 | 234,226 |
| OCONNOR SEAN MICHAEL | CEO/President | 10/05/2021 | 502,654 |
| OCONNOR SEAN MICHAEL | CEO/President | 10/06/2021 | 437,370 |
| OCONNOR SEAN MICHAEL | CEO/President | 10/05/2021 | 927,041 |
| OCONNOR SEAN MICHAEL | CEO/President | 10/04/2021 | 401,216 |
| OCONNOR SEAN MICHAEL | CEO/President | 10/01/2021 | 133,981 |
| OCONNOR SEAN MICHAEL | CEO/President | 10/01/2021 | 247,665 |
| OCONNOR SEAN MICHAEL | CEO/President | 10/04/2021 | 738,078 |
| Smith Philip Andrew | CEO - subsidiary entity | 09/24/2021 | 259,100 |
| OCONNOR SEAN MICHAEL | CEO/President | 09/09/2021 | 357,739 |
| OCONNOR SEAN MICHAEL | CEO/President | 09/10/2021 | 47,882 |
| OCONNOR SEAN MICHAEL | CEO/President | 09/09/2021 | 680,000 |
| OCONNOR SEAN MICHAEL | CEO/President | 09/10/2021 | 90,100 |
| OCONNOR SEAN MICHAEL | CEO/President | 09/10/2021 | 47,545 |
| OCONNOR SEAN MICHAEL | CEO/President | 09/09/2021 | 754,111 |
| OCONNOR SEAN MICHAEL | CEO/President | 09/10/2021 | 90,100 |
| OCONNOR SEAN MICHAEL | CEO/President | 09/09/2021 | 1,315,207 |
| Dunaway William J | Chief Financial Officer | 08/31/2021 | 169,970 |
| Dunaway William J | Chief Financial Officer | 08/31/2021 | 459,200 |
| Schroeder Aaron | Chief Accounting Officer | 08/31/2021 | 70,000 |
| Smith Philip Andrew | CEO - subsidiary entity | 07/27/2021 | 259,100 |
| Dunaway William J | Chief Financial Officer | 06/15/2021 | 155,460 |
| Dunaway William J | Chief Financial Officer | 06/16/2021 | 362,740 |
| Dunaway William J | Chief Financial Officer | 06/16/2021 | 912,198 |
| Dunaway William J | Chief Financial Officer | 06/15/2021 | 398,041 |
| Lyon Charles M | Executive VP - subsidiary | 05/21/2021 | 1,116,831 |
| OCONNOR SEAN MICHAEL | CEO/President | 05/20/2021 | 73,869 |
| OCONNOR SEAN MICHAEL | CEO/President | 05/18/2021 | 475,630 |
| OCONNOR SEAN MICHAEL | CEO/President | 05/20/2021 | 143,814 |
| OCONNOR SEAN MICHAEL | CEO/President | 05/18/2021 | 914,823 |
| Smith Philip Andrew | CEO - subsidiary entity | 05/19/2021 | 8,421 |
| Smith Philip Andrew | CEO - subsidiary entity | 05/18/2021 | 406,062 |
| Smith Philip Andrew | CEO - subsidiary entity | 05/19/2021 | 22,831 |
| Smith Philip Andrew | CEO - subsidiary entity | 05/18/2021 | 1,101,076 |
| FOWLER JOHN MOORE | Director | 03/29/2021 | 33,000 |
| Nguyen Xuong | Chief Operating Officer | 03/18/2021 | 1,011,345 |
| Nguyen Xuong | Chief Operating Officer | 03/18/2021 | 1,908,254 |
| Nguyen Xuong | Chief Operating Officer | 03/17/2021 | 140,173 |
| Nguyen Xuong | Chief Operating Officer | 03/17/2021 | 352,495 |
| Rotsztain Diego | Chief Governance/Legal Officer | 03/16/2021 | 95,520 |
| Stevens Glenn Henry | Head-Retail & Foreign Exchange | 03/15/2021 | 317,236 |
| Nguyen Xuong | Chief Operating Officer | 03/12/2021 | 403,082 |
| Nguyen Xuong | Chief Operating Officer | 03/12/2021 | 845,000 |
| Smith Philip Andrew | CEO - subsidiary entity | 02/22/2021 | 259,100 |
| Smith Philip Andrew | CEO - subsidiary entity | 02/22/2021 | 599,074 |
| OCONNOR SEAN MICHAEL | CEO/President | 01/19/2021 | 67,314 |
| OCONNOR SEAN MICHAEL | CEO/President | 01/15/2021 | 709,986 |
| OCONNOR SEAN MICHAEL | CEO/President | 01/19/2021 | 108,420 |
| OCONNOR SEAN MICHAEL | CEO/President | 01/15/2021 | 1,088,186 |
| OCONNOR SEAN MICHAEL | CEO/President | 12/17/2020 | 777,300 |
| Stevens Glenn Henry | CEO - subsidiary entity | 12/16/2020 | 159,570 |
| Stevens Glenn Henry | CEO - subsidiary entity | 12/15/2020 | 314,640 |
| Stevens Glenn Henry | CEO - subsidiary entity | 12/14/2020 | 304,740 |
| Rotsztain Diego | Chief Governance/Legal Officer | 12/14/2020 | 49,957 |
| OCONNOR SEAN MICHAEL | CEO/President | 12/09/2020 | 340,218 |
| BRANCH SCOTT J | Director | 12/08/2020 | 281,838 |
| BRANCH SCOTT J | Director | 12/07/2020 | 849,722 |
| BRANCH SCOTT J | Director | 12/04/2020 | 474,245 |
| BRANCH SCOTT J | Director | 11/24/2020 | 1,554,887 |
| PARTHEMORE ERIC | Director | 11/24/2020 | 16,456 |
| PARTHEMORE ERIC | Director | 11/18/2020 | 94,736 |
| PARTHEMORE ERIC | Director | 11/16/2020 | 24,800 |
| PARTHEMORE ERIC | Director | 11/11/2020 | 19,034 |
| BRANCH SCOTT J | Director | 11/10/2020 | 304,296 |
| FOWLER JOHN MOORE | Director | 10/22/2020 | 55,651 |
| RADZIWILL JOHN | Chairman of the Board | 10/16/2020 | 244,300 |
| RADZIWILL JOHN | Chairman of the Board | 10/14/2020 | 290,775 |
| RADZIWILL JOHN | Chairman of the Board | 10/13/2020 | 65,414 |
| Smith Philip Andrew | CEO - subsidiary entity | 10/14/2020 | 259,100 |
| RADZIWILL JOHN | Chairman of the Board | 10/12/2020 | 645,949 |
| RADZIWILL JOHN | Chairman of the Board | 10/09/2020 | 606,386 |
| RADZIWILL JOHN | Chairman of the Board | 10/08/2020 | 1,071,578 |
| RADZIWILL JOHN | Chairman of the Board | 10/07/2020 | 534,446 |
| RADZIWILL JOHN | Chairman of the Board | 10/06/2020 | 586,775 |
| RADZIWILL JOHN | Chairman of the Board | 10/05/2020 | 1,034,350 |
| RADZIWILL JOHN | Chairman of the Board | 09/30/2020 | 357,763 |
| RADZIWILL JOHN | Chairman of the Board | 09/29/2020 | 330,953 |
| FOWLER JOHN MOORE | Director | 10/01/2020 | 53,142 |
| BRANCH SCOTT J | Director | 08/25/2020 | 1,205,705 |
| Harrod Patricia Marie | Chief Risk Officer | 08/11/2020 | 169,609 |
| Smith Philip Andrew | CEO - subsidiary entity | 07/06/2020 | 298,611 |
| Henze Daryl K | Retired Director | 07/06/2020 | 59,000 |
| PARTHEMORE ERIC | Director | 06/08/2020 | 142,584 |
| Nguyen Xuong | Chief Operating Officer | 06/08/2020 | 518,200 |
| Nguyen Xuong | Chief Operating Officer | 06/08/2020 | 1,143,680 |
| Smith Philip Andrew | CEO - subsidiary entity | 06/05/2020 | 303,769 |
| Smith Philip Andrew | CEO - subsidiary entity | 06/03/2020 | 232,841 |
| PARTHEMORE ERIC | Director | 06/04/2020 | 130,042 |
| BRANCH SCOTT J | Director | 03/10/2020 | 1,554,600 |
| Smith Philip Andrew | CEO - subsidiary entity | 02/19/2020 | 15,251 |
| Smith Philip Andrew | CEO - subsidiary entity | 01/22/2020 | 13,057 |
| Smith Philip Andrew | CEO - subsidiary entity | 01/08/2020 | 59,655 |
| Smith Philip Andrew | CEO - subsidiary entity | 01/09/2020 | 189,965 |
| Nguyen Xuong | Chief Operating Officer | 12/18/2019 | 15,007 |
| Nguyen Xuong | Chief Operating Officer | 12/17/2019 | 85,427 |
| PARTHEMORE ERIC | Director | 09/17/2019 | 11,386 |
| Lyon Charles M | Executive VP - subsidiary | 09/12/2019 | 152,037 |
| Lyon Charles M | Executive VP - subsidiary | 09/11/2019 | 170,706 |
| BRANCH SCOTT J | Director | 08/23/2019 | 186,250 |
| BRANCH SCOTT J | Director | 08/27/2019 | 214,395 |
| Harrod Patricia Marie | Chief Risk Officer | 08/27/2019 | 40,329 |
| Smith Philip Andrew | CEO - subsidiary entity | 08/19/2019 | 231,764 |
| FOWLER JOHN MOORE | Director | 03/28/2019 | 19,375 |
| BRANCH SCOTT J | Director | 12/20/2018 | 538,800 |
| OCONNOR SEAN MICHAEL | CEO/President | 12/14/2018 | 28,170 |
| sephton brian T | Chief Legal Officer | 07/18/2018 | 275,000 |
| Dunaway William J | Chief Financial Officer | 07/18/2018 | 137,500 |
| Anderson Paul G | Director | 07/05/2018 | 68,034 |
| Anderson Paul G | Director | 07/03/2018 | 259,594 |
| Anderson Paul G | Director | 07/02/2018 | 154,680 |
| BRANCH SCOTT J | Director | 06/29/2018 | 1,447,880 |
| FOWLER JOHN MOORE | Director | 06/26/2018 | 10,396 |
| OCONNOR SEAN MICHAEL | CEO/President | 06/18/2018 | 999,180 |
| OCONNOR SEAN MICHAEL | CEO/President | 06/14/2018 | 550,420 |
| BRANCH SCOTT J | Director | 06/18/2018 | 2,341,868 |
| BRANCH SCOTT J | Director | 06/14/2018 | 78,832 |
| Schroeder Aaron | Chief Accounting Officer | 06/14/2018 | 20,540 |
| Schroeder Aaron | Chief Accounting Officer | 06/14/2018 | 51,804 |
| FOWLER JOHN MOORE | Director | 06/11/2018 | 25,725 |
| Nguyen Xuong | Chief Operating Officer | 06/13/2018 | 75,754 |
| BRANCH SCOTT J | Director | 06/06/2018 | 187,200 |
| OCONNOR SEAN MICHAEL | CEO/President | 06/06/2018 | 10,400 |
| Henze Daryl K | Director | 06/07/2018 | 53,706 |
| Dunaway William J | Chief Financial Officer | 05/31/2018 | 50,001 |
| Harrod Patricia Marie | Chief Risk Officer | 05/22/2018 | 41,080 |
| Harrod Patricia Marie | Chief Risk Officer | 05/22/2018 | 97,507 |
| Lyon Charles M | Executive VP - subsidiary | 05/11/2018 | 913,889 |
| BRANCH SCOTT J | Director | 05/10/2018 | 1,213,518 |
| BRANCH SCOTT J | Director | 05/09/2018 | 1,137,299 |
| Smith Philip Andrew | CEO - subsidiary entity | 05/10/2018 | 51,761 |
| Smith Philip Andrew | CEO - subsidiary entity | 05/09/2018 | 153,310 |
| Dunaway William J | Chief Financial Officer | 03/13/2018 | 34,780 |
| Smith Philip Andrew | CEO - subsidiary entity | 03/09/2018 | 71,487 |
| Smith Philip Andrew | CEO - subsidiary entity | 03/12/2018 | 65,405 |
| sephton brian T | Chief Legal Officer | 03/09/2018 | 112,500 |
| BRANCH SCOTT J | Director | 03/07/2018 | 2,156,240 |
| sephton brian T | Chief Legal Officer | 03/06/2018 | 106,250 |
| Smith Philip Andrew | CEO - subsidiary entity | 01/17/2018 | 220,520 |
| Smith Philip Andrew | CEO - subsidiary entity | 01/02/2018 | 109,171 |
| Smith Philip Andrew | CEO - subsidiary entity | 01/03/2018 | 118,660 |
| Schroeder Aaron | Chief Accounting Officer | 12/28/2017 | 19,240 |
| Schroeder Aaron | Chief Accounting Officer | 12/28/2017 | 19,651 |
| BRANCH SCOTT J | Director | 12/22/2017 | 283,900 |
| Nguyen Xuong | Chief Operating Officer | 12/15/2017 | 22,956 |
| Nguyen Xuong | Chief Operating Officer | 12/14/2017 | 77,203 |
| Schroeder Aaron | Chief Accounting Officer | 12/15/2017 | 8,378 |
| Schroeder Aaron | Chief Accounting Officer | 12/14/2017 | 15,498 |
| Smith Philip Andrew | CEO - subsidiary entity | 12/15/2017 | 54,331 |
| Smith Philip Andrew | CEO - subsidiary entity | 12/14/2017 | 116,686 |
| Maurer Mark Lowry | CEO - subsidiary entity | 12/14/2017 | 15,908 |
| Harrod Patricia Marie | Chief Risk Officer | 12/15/2017 | 5,865 |
| Harrod Patricia Marie | Chief Risk Officer | 12/14/2017 | 12,300 |
| Dunaway William J | Chief Financial Officer | 12/15/2017 | 24,380 |
| Dunaway William J | Chief Financial Officer | 12/14/2017 | 67,732 |
| sephton brian T | Chief Legal Officer | 12/15/2017 | 19,437 |
| sephton brian T | Chief Legal Officer | 12/14/2017 | 51,414 |
| Lyon Charles M | Executive VP - subsidiary | 12/14/2017 | 61,295 |
| Maurer Mark Lowry | CEO - subsidiary entity | 08/29/2017 | 57,720 |
| Maurer Mark Lowry | CEO - subsidiary entity | 08/29/2017 | 58,970 |
| Harrod Patricia Marie | Chief Risk Officer | 08/04/2017 | 25,659 |
| Harrod Patricia Marie | Chief Risk Officer | 08/04/2017 | 25,647 |
| FOWLER JOHN MOORE | Director | 06/21/2017 | 15,120 |
| BRANCH SCOTT J | Director | 12/20/2016 | 828,400 |
| BRANCH SCOTT J | Director | 12/19/2016 | 1,036,400 |
| Anderson Paul G | Director | 12/20/2016 | 248,520 |
| Anderson Paul G | Director | 12/20/2016 | 556,741 |
| Anderson Paul G | Director | 12/19/2016 | 25,949 |
| Schroeder Aaron | Chief Accounting Officer | 12/21/2016 | 83,234 |
| Schroeder Aaron | Chief Accounting Officer | 12/21/2016 | 38,480 |
| Lyon Charles M | Executive VP - subsidiary | 12/19/2016 | 242,303 |
| Wilde Malcolm James | CEO-subsidiary (retired) | 12/16/2016 | 471,000 |
| Smith Philip Andrew | CEO - subsidiary entity | 11/23/2016 | 170,880 |
| Smith Philip Andrew | CEO - subsidiary entity | 11/22/2016 | 145,120 |
| Smith Philip Andrew | CEO - subsidiary entity | 11/21/2016 | 84,000 |
| OCONNOR SEAN MICHAEL | CEO/President | 11/23/2016 | 913,009 |
| OCONNOR SEAN MICHAEL | CEO/President | 11/22/2016 | 267,000 |
| OCONNOR SEAN MICHAEL | CEO/President | 11/21/2016 | 20,000 |
| BRANCH SCOTT J | Director | 11/23/2016 | 584,400 |
| BRANCH SCOTT J | Director | 11/22/2016 | 945,360 |
| BRANCH SCOTT J | Director | 11/21/2016 | 470,240 |
| Wilde Malcolm James | CEO-subsidiary (retired) | 11/23/2016 | 186,440 |
| Wilde Malcolm James | CEO-subsidiary (retired) | 11/22/2016 | 156,920 |
| Wilde Malcolm James | CEO-subsidiary (retired) | 11/21/2016 | 56,640 |
| Smith Philip Andrew | CEO - subsidiary entity | 09/06/2016 | 48,108 |
| Smith Philip Andrew | CEO - subsidiary entity | 08/30/2016 | 136,974 |
| Wilde Malcolm James | CEO - subsidiary entity | 08/30/2016 | 365,000 |
| Wilde Malcolm James | CEO - subsidiary entity | 08/19/2016 | 351,343 |
| Smith Philip Andrew | CEO - subsidiary entity | 08/12/2016 | 106,099 |
| Smith Philip Andrew | CEO - subsidiary entity | 08/11/2016 | 106,002 |
| Anderson Paul G | Director | 06/02/2016 | 187,705 |
| Dunaway William J | Chief Financial Officer | 05/31/2016 | 181,460 |
| Dunaway William J | Chief Financial Officer | 05/31/2016 | 212,988 |
| Harrod Patricia Marie | Chief Risk Officer | 05/11/2016 | 24,016 |
| Schroeder Aaron | Chief Accounting Officer | 03/17/2016 | 37,280 |
| Schroeder Aaron | Chief Accounting Officer | 03/17/2016 | 44,994 |
| Lyon Charles M | Executive VP - subsidiary | 02/12/2016 | 151,106 |
| Lyon Charles M | Executive VP - subsidiary | 02/12/2016 | 151,106 |
| Anderson Paul G | Director | 12/10/2015 | 117,991 |
| Anderson Paul G | Director | 12/10/2015 | 228,547 |
| Anderson Paul G | Director | 12/07/2015 | 48,464 |
| Anderson Paul G | Director | 12/07/2015 | 93,896 |
| Anderson Paul G | Director | 12/02/2015 | 50,328 |
| Anderson Paul G | Director | 12/02/2015 | 97,236 |
| Anderson Paul G | Director | 11/30/2015 | 1,864 |
| Anderson Paul G | Director | 11/27/2015 | 36,162 |
| Anderson Paul G | Director | 11/27/2015 | 73,522 |
| Smith Philip Andrew | CEO - subsidiary entity | 11/06/2015 | 170,300 |
| Anderson Paul G | Director | 11/06/2015 | 372,800 |
| Anderson Paul G | Director | 11/06/2015 | 660,000 |
| KREHBIEL BRUCE | Director | 10/23/2015 | 120,787 |
| KREHBIEL BRUCE | Director | 10/26/2015 | 121,160 |
| KREHBIEL BRUCE | Director | 10/23/2015 | 206,032 |
| KREHBIEL BRUCE | Director | 10/26/2015 | 206,069 |
| Anderson Paul G | Director | 10/13/2015 | 372,800 |
| Anderson Paul G | Director | 10/13/2015 | 600,000 |
| sephton brian T | Chief Legal Officer | 09/16/2015 | 103,960 |
| sephton brian T | Chief Legal Officer | 09/16/2015 | 207,920 |
| sephton brian T | Chief Legal Officer | 08/27/2015 | 118,433 |
| sephton brian T | Chief Legal Officer | 08/24/2015 | 392,294 |
| sephton brian T | Chief Legal Officer | 08/17/2015 | 113,600 |
| Smith Philip Andrew | CEO - subsidiary entity | 08/14/2015 | 145,053 |
| Lyon Charles M | Executive VP - subsidiary | 08/11/2015 | 65,121 |
| Lyon Charles M | Executive VP - subsidiary | 08/10/2015 | 98,562 |
| OCONNOR SEAN MICHAEL | CEO | 05/11/2015 | 1,050,000 |
| BRANCH SCOTT J | President | 05/11/2015 | 1,050,000 |
| PARTHEMORE ERIC | Director | 05/08/2015 | 184,760 |
| PARTHEMORE ERIC | Director | 05/08/2015 | 337,008 |
| BRANCH SCOTT J | President | 04/07/2015 | 360,240 |
| BRANCH SCOTT J | President | 04/06/2015 | 539,760 |
| BRANCH SCOTT J | President | 03/12/2015 | 301,975 |
| Schroeder Aaron | Group Controller | 03/12/2015 | 25,947 |
| Schroeder Aaron | Group Controller | 03/12/2015 | 42,131 |
| sephton brian T | Chief Legal Officer | 03/11/2015 | 112,733 |
| OCONNOR SEAN MICHAEL | CEO | 03/05/2015 | 580,000 |
| Anderson Paul G | Director | 03/03/2015 | 19,572 |
| Anderson Paul G | Director | 03/04/2015 | 613,256 |
| Anderson Paul G | Director | 03/05/2015 | 19,572 |
| Anderson Paul G | Director | 03/03/2015 | 29,266 |
| Anderson Paul G | Director | 03/04/2015 | 903,931 |
| Anderson Paul G | Director | 03/05/2015 | 29,011 |
| OCONNOR SEAN MICHAEL | CEO | 02/19/2015 | 100,300 |
| OCONNOR SEAN MICHAEL | CEO | 02/18/2015 | 399,700 |
| Nguyen Xuong | CEO - subsidiary entity | 02/19/2015 | 47,500 |
| Nguyen Xuong | CEO - subsidiary entity | 02/18/2015 | 53,125 |
| Lyon Charles M | CEO - subsidiary entity | 02/13/2015 | 165,059 |
| OCONNOR SEAN MICHAEL | CEO | 02/12/2015 | 27,564 |
| OCONNOR SEAN MICHAEL | CEO | 02/13/2015 | 460,000 |
| Lyon Charles M | CEO - subsidiary entity | 12/31/2014 | 9,284 |
| OCONNOR SEAN MICHAEL | CEO | 12/19/2014 | 580,531 |
| OCONNOR SEAN MICHAEL | CEO | 12/18/2014 | 20,660 |
| BRANCH SCOTT J | President | 12/19/2014 | 50,300 |
| sephton brian T | Chief Legal Officer | 12/17/2014 | 120,000 |
| OCONNOR SEAN MICHAEL | CEO | 12/16/2014 | 24,713 |
| Smith Philip Andrew | CEO - subsidiary entity | 12/15/2014 | 182,668 |
| Smith Philip Andrew | CEO - subsidiary entity | 12/16/2014 | 69,289 |
| RADZIWILL JOHN | Chairman of the Board | 12/04/2014 | 34,925 |
| OCONNOR SEAN MICHAEL | CEO | 11/26/2014 | 722,296 |
| OCONNOR SEAN MICHAEL | CEO | 11/26/2014 | 582,560 |
| Smith Philip Andrew | CEO - subsidiary entity | 11/19/2014 | 233,791 |
| Smith Philip Andrew | CEO - subsidiary entity | 11/19/2014 | 233,785 |
| sephton brian T | Chief Legal Officer | 11/20/2014 | 440,099 |
| sephton brian T | Chief Legal Officer | 11/20/2014 | 397,200 |
| FOWLER JOHN MOORE | Director | 09/15/2014 | 10,579 |
| FOWLER JOHN MOORE | Director | 06/13/2014 | 30,400 |
| Nessler Peter J. Jr. | Formerly Executive VP | 04/28/2014 | 82,482 |
| BRANCH SCOTT J | President | 03/14/2014 | 582,560 |
| Smith Philip Andrew | CEO - subsidiary entity | 03/06/2014 | 4,068 |
| Smith Philip Andrew | CEO - subsidiary entity | 03/07/2014 | 32,405 |
| Nessler Peter J. Jr. | Formerly Executive VP | 02/13/2014 | 260,628 |
| VEITIA DIEGO J | Director | 01/17/2014 | 379,202 |
| VEITIA DIEGO J | Director | 01/16/2014 | 62,123 |
| VEITIA DIEGO J | Director | 01/16/2014 | 21,165 |
| Smith Philip Andrew | CEO - subsidiary entity | 11/22/2013 | 178,084 |
| Hanley George P. | Former CEO - subsidiary entity | 10/16/2013 | 892,964 |
| Smith Philip Andrew | CEO - subsidiary entity | 10/11/2013 | 66,200 |
| OCONNOR SEAN MICHAEL | CEO | 09/10/2013 | 228,980 |
| OCONNOR SEAN MICHAEL | CEO | 08/26/2013 | 71,020 |
| OCONNOR SEAN MICHAEL | CEO | 07/17/2013 | 1,408 |
| OCONNOR SEAN MICHAEL | CEO | 07/16/2013 | 276,095 |
| OCONNOR SEAN MICHAEL | CEO | 07/11/2013 | 31,842 |
| OCONNOR SEAN MICHAEL | CEO | 06/12/2013 | 13,752 |
| OCONNOR SEAN MICHAEL | CEO | 06/11/2013 | 37,800 |
| OCONNOR SEAN MICHAEL | CEO | 06/13/2013 | 3,222 |
| OCONNOR SEAN MICHAEL | CEO | 06/10/2013 | 75,276 |
| OCONNOR SEAN MICHAEL | CEO | 06/07/2013 | 3,816 |
| OCONNOR SEAN MICHAEL | CEO | 06/06/2013 | 14,292 |
| FRIEDMAN JACK | Former Director | 05/03/2013 | 3,450 |
| FOWLER JOHN MOORE | Director | 03/20/2013 | 34,503 |
| Tivy James William | Formerly Group Controller | 03/14/2013 | 75,416 |
| OCONNOR SEAN MICHAEL | CEO | 03/08/2013 | 55,162 |
| OCONNOR SEAN MICHAEL | CEO | 03/07/2013 | 127,889 |
| OCONNOR SEAN MICHAEL | CEO | 03/06/2013 | 3,550 |
| OCONNOR SEAN MICHAEL | CEO | 03/05/2013 | 46,259 |
| OCONNOR SEAN MICHAEL | CEO | 03/04/2013 | 92,483 |
| OCONNOR SEAN MICHAEL | CEO | 03/06/2013 | 75,000 |
| OCONNOR SEAN MICHAEL | CEO | 02/27/2013 | 167 |
| OCONNOR SEAN MICHAEL | CEO | 02/26/2013 | 1,850 |
| OCONNOR SEAN MICHAEL | CEO | 02/25/2013 | 23,532 |
| OCONNOR SEAN MICHAEL | CEO | 02/25/2013 | 3,180 |
| OCONNOR SEAN MICHAEL | CEO | 02/27/2013 | 23 |
| OCONNOR SEAN MICHAEL | CEO | 02/26/2013 | 250 |
| Tivy James William | Formerly Group Controller | 12/28/2012 | 30,757 |
| FOWLER JOHN MOORE | Director | 12/20/2012 | 21,171 |
| VEITIA DIEGO J | Director | 09/24/2012 | 85,309 |
| VEITIA DIEGO J | Director | 09/21/2012 | 192,558 |
| MILLER ROBERT A | Retired Director | 07/05/2012 | 2,324 |
| MILLER ROBERT A | Retired Director | 07/06/2012 | 41,968 |
| OCONNOR SEAN MICHAEL | CEO | 04/09/2012 | 110,315 |
| VEITIA DIEGO J | Director | 03/29/2012 | 115,914 |
| VEITIA DIEGO J | Director | 03/22/2012 | 40,959 |
| VEITIA DIEGO J | Director | 03/21/2012 | 55,449 |
| VEITIA DIEGO J | Director | 03/15/2012 | 111,287 |
| VEITIA DIEGO J | Director | 03/16/2012 | 111,266 |
| BRANCH SCOTT J | COO | 03/13/2012 | 232,331 |
| BRANCH SCOTT J | COO | 03/13/2012 | 133,435 |
| Bolte David Albert | Secretary | 03/12/2012 | 2,212 |
| Bolte David Albert | Secretary | 03/12/2012 | 8,840 |
| VEITIA DIEGO J | Director | 03/09/2012 | 111,238 |
| VEITIA DIEGO J | Director | 03/08/2012 | 121,022 |
| VEITIA DIEGO J | Director | 03/07/2012 | 208,978 |
| MILLER ROBERT A | Retired Director | 03/06/2012 | 21,165 |
| FOWLER JOHN MOORE | Director | 03/05/2012 | 4,390 |
| VEITIA DIEGO J | Director | 03/05/2012 | 220,546 |
| FOWLER JOHN MOORE | Director | 03/02/2012 | 4,520 |
| MILLER ROBERT A | Retired director | 03/02/2012 | 138,736 |
| VEITIA DIEGO J | Director | 02/27/2012 | 232,624 |
| FOWLER JOHN MOORE | Director | 02/22/2012 | 11,413 |
| FOWLER JOHN MOORE | Director | 02/15/2012 | 52,026 |
| FOWLER JOHN MOORE | Director | 02/14/2012 | 50,048 |
| FOWLER JOHN MOORE | Director | 02/13/2012 | 11,430 |
| FOWLER JOHN MOORE | Director | 02/13/2012 | 11,363 |
| McMurtry Nancey M. | VP | 02/09/2012 | 4,200 |
| VEITIA DIEGO J | Director | 01/06/2012 | 37,045 |
| RADZIWILL JOHN | Director | 12/22/2011 | 15,318 |
| McMurtry Nancey M. | VP | 12/22/2011 | 73,022 |
| Wheeler Justin Rex | Director | 12/21/2011 | 130,570 |
| sephton brian T | Chief Legal Officer | 12/21/2011 | 37,984 |
| MILLER ROBERT A | Director | 12/20/2011 | 10,585 |
| MILLER ROBERT A | Director | 12/20/2011 | 38,787 |
| VEITIA DIEGO J | Director | 09/29/2011 | 107,058 |
| VEITIA DIEGO J | Director | 09/28/2011 | 105,120 |
| VEITIA DIEGO J | Director | 09/27/2011 | 110,790 |
| Tivy James William | Group Controller | 06/16/2011 | 46,899 |
| Bolte David Albert | Secretary | 06/14/2011 | 24,466 |
| Tivy James William | Group Controller | 06/10/2011 | 21,195 |
| VEITIA DIEGO J | Director | 06/09/2011 | 17,290 |
| VEITIA DIEGO J | Director | 06/10/2011 | 19,696 |
| McMurtry Nancey M. | VP | 06/06/2011 | 25,020 |
| McMurtry Nancey M. | VP | 05/17/2011 | 50,158 |
| VEITIA DIEGO J | Director | 05/17/2011 | 15,498 |
| VEITIA DIEGO J | Director | 05/16/2011 | 9,544 |
| OCONNOR SEAN MICHAEL | CEO | 05/13/2011 | 20,112 |
| Tivy James William | Group Controller | 03/04/2011 | 49,993 |
| VEITIA DIEGO J | Director | 02/28/2011 | 24,253 |
| Bolte David Albert | Secretary | 02/16/2011 | 8,674 |
| Bolte David Albert | Secretary | 02/16/2011 | 3,733 |
| BRANCH SCOTT J | COO | 02/09/2011 | 62,500 |
| OCONNOR SEAN MICHAEL | CEO | 01/28/2011 | 50,000 |
| MILLER ROBERT A | Director | 01/24/2011 | 900 |
| MILLER ROBERT A | Director | 01/24/2011 | 24,430 |
| OCONNOR SEAN MICHAEL | CEO | 01/14/2011 | 357,100 |
| OCONNOR SEAN MICHAEL | CEO | 01/12/2011 | 17,900 |
| McMurtry Nancey M. | VP | 12/17/2010 | 11,636 |
| Tivy James William | Group Controller | 11/30/2010 | 6,577 |
| McMurtry Nancey M. | VP | 11/30/2010 | 6,577 |
| RADZIWILL JOHN | Director | 11/22/2010 | 46,023 |
| FOWLER JOHN MOORE | Director | 10/19/2010 | 21,680 |
| MILLER ROBERT A | Director | 10/18/2010 | 900 |
| MILLER ROBERT A | Director | 10/18/2010 | 21,986 |
| MILLER ROBERT A | Director | 10/18/2010 | 21,986 |
| VEITIA DIEGO J | Chairman | 10/08/2010 | 51,476 |
| VEITIA DIEGO J | Chairman | 10/07/2010 | 41,698 |
| VEITIA DIEGO J | Chairman | 10/07/2010 | 29,782 |
| MILLER ROBERT A | Director | 09/23/2010 | 900 |
| MILLER ROBERT A | Director | 09/23/2010 | 18,202 |
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FUNDS WITH A POSITION IN STONEX GROUP INC
| Fund | # Shares Owned | % of Portfolio | % Change | Investing Style |
|---|---|---|---|---|
| BLACKROCK INC. | 4,361,833 | 0.00821% | 61.37% | Other |
| GEODE CAPITAL MANAGEMENT, LLC | 586,952 | 0.00453% | 57.75% | Other |
| PRIVATE CAPITAL MANAGEMENT, LLC | 555,572 | 4.56% | 50.88% | Value |
| ASHFORD CAPITAL MANAGEMENT INC | 329,803 | 3.26% | 28.97% | Growth |
| BARES CAPITAL MANAGEMENT, INC. | 165,000 | 0.48% | 3.77% | Growth |
| AQR CAPITAL MANAGEMENT LLC | 161,070 | 0.02% | 45.06% | Other |
| MOTLEY FOOL ASSET MANAGEMENT LLC | 134,181 | 0.74% | 56.4% | Growth At A Reasonable Price |
| ROYCE & ASSOCIATES LP | 113,618 | 0.08% | 23.09% | Value |
| RENAISSANCE TECHNOLOGIES LLC | 78,544 | 0.00898% | 162.72% | Other |
| D. E. SHAW & CO., INC. | 58,837 | 0.0038% | 77.93% | Other |
CHANGE IN SHARES OUTSTANDING FOR STONEX GROUP INC
STOCK BUYBACKS FOR STONEX GROUP INC
Period of Report
Previous Period
% Change in Shares
10-K/10-Q Filings
Quarter
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Period of Report: 12/31/2023
10-K/10-Q Filings: View
Previous Period
% Change in Shares
Quarter
09/30/2023
0.52%
1Q
06/30/2023
0.95%
2Q
03/31/2023
1.11%
3Q
12/31/2022
1.71%
4Q
09/30/2022
2.63%
5Q
06/30/2022
3.68%
6Q
03/31/2022
4.18%
7Q
12/31/2021
4.99%
8Q
09/30/2021
5.81%
9Q
06/30/2021
5.01%
10Q
03/31/2021
5.99%
11Q
12/31/2020
7.08%
12Q
09/30/2020
7.73%
13Q
06/30/2020
9.14%
14Q
03/31/2020
8.65%
15Q
12/31/2019
9.31%
16Q
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BUYBACK ANNOUNCEMENT(S) FOR STONEX GROUP INC
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