. (SCMP)

$18 0 (0.00%)

Market Cap: $0

As of 07/22/19 12:00 AM EDT. Market closed.

(SCMP)

. (SCMP)

$18 0 (0.00%)

Market Cap: $0

As of 07/22/19 12:00 AM EDT. Market closed.

COMPANY PROFILE
Sector
Industry
URL
Address
.
Sector
Industry
URL
Address
.
PRICE CHART
1w
1m
3m
6m
YTD
1y
5y
MAX
From: To:
NEWS
KEY STATS
Open
$0
Previous Close
$18
Days Range
$0 - $0
52 week range
$0 - $0
Volume
0
Avg. Volume (30 days)
0
Market Cap
$0
Dividend Yield
0.00%
P/E
-
Shares Outstanding
0
Open
$0
Previous Close
$18
Days Range
$0 - $0
52 week range
$0 - $0
Volume
0
Avg. Volume (30 days)
0
Market Cap
$0
Dividend Yield
0.00%
P/E
-
Shares Outstanding
0

Open in: SeekingAlpha Yahoo Finance Fidelity MorningStar

Open in: SeekingAlpha Yahoo Finance Fidelity MorningStar

INSIDER TRANSACTIONS FOR
Owner Relationship Date Transaction Cost # Shares Value($) Total Shares Form 4
Kuno Sachiko 10% Owner Feb 13, 2018 Option Exercise $18.00 5,137,344 92,472,192 0 Feb 14, 2018, 05:50 PM
Ueno Ryuji 10% Owner Feb 13, 2018 Option Exercise $18.00 5,406,585 97,318,530 0 Feb 14, 2018, 05:47 PM
OCONNELL MAUREEN Director Feb 13, 2018 Option Exercise $18.00 5,130 92,340 0 Feb 13, 2018, 04:59 PM
Walbert Timothy P Director Feb 13, 2018 Option Exercise $18.00 5,130 92,340 0 Feb 13, 2018, 04:59 PM
Spiegel Robert J. Director Feb 13, 2018 Option Exercise $18.00 5,130 92,340 0 Feb 13, 2018, 04:57 PM
Edick Paul R Director Feb 13, 2018 Option Exercise $18.00 14,930 268,740 0 Feb 13, 2018, 04:54 PM
Donley Matthew Maxwell EVP, Global HR, IT & Strategy Feb 13, 2018 Option Exercise $18.00 36,975 665,550 36,975 Feb 13, 2018, 04:54 PM
Greenleaf Peter Chief Executive Officer Feb 13, 2018 Option Exercise $18.00 129,729 2,335,122 0 Feb 13, 2018, 04:54 PM
JOHNSON JOHN Director Feb 13, 2018 Option Exercise $18.00 5,130 92,340 0 Feb 13, 2018, 04:52 PM
Kiener Peter A Chief Science Officer Feb 13, 2018 Option Exercise $18.00 44,856 807,408 0 Feb 13, 2018, 04:51 PM
Lichtlen Peter Chief Medical Officer Feb 13, 2018 Option Exercise $18.00 24,000 432,000 0 Feb 13, 2018, 04:48 PM
PFREUNDSCHUH PETER P. CFO Feb 13, 2018 Option Exercise $18.00 263 4,734 0 Feb 13, 2018, 04:47 PM
Bryan Jones W. Sr. Vice Pres., BD & Licensing Feb 13, 2018 Option Exercise $18.00 5,139 92,502 0 Feb 13, 2018, 04:44 PM
Meyenburg Jason Patrick Chief Commercial Officer Feb 13, 2018 Option Exercise $18.00 30,228 544,104 0 Feb 13, 2018, 04:41 PM
Driggs Alex General Counsel & Corp. Sec. Feb 13, 2018 Option Exercise $18.00 6,084 109,512 0 Feb 13, 2018, 04:41 PM
PFREUNDSCHUH PETER P. CFO Dec 31, 2017 Option Exercise $9.10 263 2,393 263 Jan 12, 2018, 06:05 PM
PFREUNDSCHUH PETER P. CFO Sep 30, 2017 Option Exercise $9.10 131 1,192 131 Jan 12, 2018, 06:05 PM
Bryan Jones W. Sr. Vice Pres., BD & Licensing Dec 31, 2017 Option Exercise $10.24 439 4,495 5,139 Jan 12, 2018, 04:36 PM
Greenleaf Peter Chief Executive Officer Dec 31, 2017 Option Exercise $9.10 171 1,556 4,792 Jan 04, 2018, 05:16 PM
Kiener Peter A Chief Science Officer Dec 31, 2017 Option Exercise $9.10 329 2,994 44,856 Jan 04, 2018, 05:16 PM
Donley Matthew Maxwell EVP, Global HR, IT & Strategy Dec 31, 2017 Option Exercise $9.10 330 3,003 36,975 Jan 04, 2018, 05:15 PM
Driggs Alex General Counsel & Corp. Sec. Dec 31, 2017 Option Exercise $9.10 660 6,006 6,084 Jan 04, 2018, 05:15 PM
Kiener Peter A Chief Science Officer Dec 28, 2017 Option Exercise $17.98 27,496 494,378 44,527 Jan 02, 2018, 05:00 PM
Donley Matthew Maxwell EVP, Global HR, IT & Strategy Dec 28, 2017 Option Exercise $17.98 19,353 347,967 36,645 Jan 02, 2018, 04:58 PM
Driggs Alex General Counsel & Corp. Sec. Dec 28, 2017 Option Exercise $17.98 2,025 36,409 5,424 Jan 02, 2018, 04:56 PM
Kiener Peter A Chief Science Officer Dec 07, 2017 Option Exercise $8.33 50,000 416,500 52,023 Dec 11, 2017, 05:30 PM
Kiener Peter A Chief Science Officer Dec 07, 2017 Sale $16.50 50,000 825,000 2,023 Dec 11, 2017, 05:30 PM
Kiener Peter A Chief Science Officer Sep 30, 2017 Option Exercise $9.10 330 3,003 2,023 Oct 05, 2017, 04:40 PM
Donley Matthew Maxwell EVP, Global HR, IT & Strategy Sep 30, 2017 Option Exercise $9.10 330 3,003 2,998 Oct 05, 2017, 04:37 PM
Driggs Alex General Counsel & Corp. Sec. Sep 30, 2017 Option Exercise $9.10 659 5,997 1,331 Oct 05, 2017, 04:35 PM
Greenleaf Peter CEO Sep 30, 2017 Option Exercise $9.10 659 5,997 4,621 Oct 05, 2017, 04:32 PM
Ueno Ryuji 10% Owner Sep 11, 2017 Sale $12.00 1,000,000 12,000,000 8,006,585 Sep 13, 2017, 05:50 PM
Kuno Sachiko 10% Owner Sep 11, 2017 Sale $12.00 1,000,000 12,000,000 7,137,344 Sep 13, 2017, 05:50 PM
Meyenburg Jason Patrick Chief Commercial Officer Sep 06, 2017 Buy $12.13 4,000 48,500 30,228 Sep 08, 2017, 04:40 PM
Bryan Jones W. Sr. Vice Pres., BD & Licensing Aug 04, 2017 Buy $10.60 4,700 49,820 4,700 Aug 07, 2017, 04:35 PM
Kiener Peter A Chief Science Officer Jun 30, 2017 Option Exercise $8.93 336 3,000 1,693 Jul 07, 2017, 04:46 PM
Greenleaf Peter CEO Jun 30, 2017 Option Exercise $8.93 673 6,010 3,962 Jul 07, 2017, 04:45 PM
Driggs Alex Acting General Counsel Jun 30, 2017 Option Exercise $8.93 672 6,001 672 Jul 07, 2017, 04:40 PM
Donley Matthew Maxwell EVP, Global HR, IT & Strategy Jun 30, 2017 Option Exercise $8.93 336 3,000 2,668 Jul 07, 2017, 04:35 PM
Alder Matthias EVP, Gen. Council & Sec. Jun 30, 2017 Option Exercise $8.93 673 6,010 4,763 Jul 07, 2017, 04:30 PM
Kiener Peter A Chief Science Officer Mar 31, 2017 Option Exercise $9.35 321 3,001 1,357 May 10, 2017, 04:03 PM
Greenleaf Peter CEO Mar 31, 2017 Option Exercise $9.35 641 5,993 3,289 May 10, 2017, 04:02 PM
Donley Matthew Maxwell EVP, Global HR, IT & Strategy Mar 31, 2017 Option Exercise $9.35 321 3,001 2,332 May 10, 2017, 04:02 PM
Alder Matthias EVP, Gen. Council & Sec. Mar 31, 2017 Option Exercise $9.35 641 5,993 4,224 May 10, 2017, 04:01 PM
Smith Andrew P Chief Financial Officer Dec 31, 2016 Option Exercise $10.46 143 1,496 491 Jan 06, 2017, 04:03 PM
Kiener Peter A Chief Scientific Officer Dec 31, 2016 Option Exercise $10.46 287 3,002 1,036 Jan 06, 2017, 04:03 PM
Greenleaf Peter Chief Executive Officer Dec 31, 2016 Option Exercise $10.46 135 1,412 2,648 Jan 06, 2017, 04:02 PM
Donley Matthew Maxwell Exec.VicePres,HumanResources Dec 31, 2016 Option Exercise $10.46 286 2,992 2,011 Jan 06, 2017, 04:02 PM
Alder Matthias EVP, Bus. Dev.&Lic, G.C. &Sec. Dec 31, 2016 Option Exercise $10.46 134 1,402 3,583 Jan 06, 2017, 04:01 PM
Greenleaf Peter CEO Nov 28, 2016 Option Exercise $6.75 117,541 793,402 120,054 Nov 30, 2016, 04:01 PM
Greenleaf Peter CEO Nov 29, 2016 Option Exercise $6.75 82,459 556,598 84,972 Nov 30, 2016, 04:01 PM
Greenleaf Peter CEO Nov 29, 2016 Sale $16.75 82,459 1,381,188 2,513 Nov 30, 2016, 04:01 PM
Greenleaf Peter CEO Nov 28, 2016 Sale $16.91 117,541 1,987,618 2,513 Nov 30, 2016, 04:01 PM
Getman Daniel P Director Nov 29, 2016 Option Exercise $6.80 3,799 25,833 3,799 Nov 30, 2016, 04:01 PM
Getman Daniel P Director Nov 28, 2016 Option Exercise $6.80 16,201 110,167 16,201 Nov 30, 2016, 04:01 PM
Getman Daniel P Director Nov 29, 2016 Sale $16.75 3,799 63,633 0 Nov 30, 2016, 04:01 PM
Getman Daniel P Director Nov 28, 2016 Sale $16.89 16,201 273,635 0 Nov 30, 2016, 04:01 PM
Alder Matthias EVP, Bus. Dev.&Lic, G.C. &Sec. Nov 28, 2016 Option Exercise $8.33 24,975 208,042 28,424 Nov 28, 2016, 09:30 PM
Alder Matthias EVP, Bus. Dev.&Lic, G.C. &Sec. Nov 25, 2016 Option Exercise $8.33 99,025 824,878 102,474 Nov 28, 2016, 09:30 PM
Alder Matthias EVP, Bus. Dev.&Lic, G.C. &Sec. Nov 23, 2016 Option Exercise $8.33 26,000 216,580 29,449 Nov 28, 2016, 09:30 PM
Alder Matthias EVP, Bus. Dev.&Lic, G.C. &Sec. Nov 28, 2016 Sale $16.73 24,975 417,832 3,449 Nov 28, 2016, 09:30 PM
Alder Matthias EVP, Bus. Dev.&Lic, G.C. &Sec. Nov 25, 2016 Sale $15.88 99,025 1,572,517 3,449 Nov 28, 2016, 09:30 PM
Alder Matthias EVP, Bus. Dev.&Lic, G.C. &Sec. Nov 23, 2016 Sale $15.77 26,000 410,020 3,449 Nov 28, 2016, 09:30 PM
Smith Andrew P Chief Financial Officer Nov 15, 2016 Sale $15.58 1,766 27,514 348 Nov 16, 2016, 04:01 PM
Smith Andrew P Chief Financial Officer Sep 30, 2016 Option Exercise $9.38 160 1,501 2,114 Oct 21, 2016, 04:06 PM
Kiener Peter A Chief Scientific Officer Sep 30, 2016 Option Exercise $9.38 320 3,002 749 Oct 21, 2016, 04:06 PM
Greenleaf Peter Chief Executive Officer Sep 30, 2016 Option Exercise $9.38 640 6,003 2,513 Oct 21, 2016, 04:06 PM
Donley Matthew Maxwell Exec.VicePres,HumanResources Sep 30, 2016 Option Exercise $9.38 320 3,002 1,725 Oct 21, 2016, 04:05 PM
Alder Matthias EVP, Bus. Dev.&Lic, G.C. &Sec. Sep 30, 2016 Option Exercise $9.38 639 5,994 3,449 Oct 21, 2016, 04:05 PM
Smith Andrew P Chief Financial Officer Jun 30, 2016 Option Exercise $9.32 188 1,752 1,954 Jul 18, 2016, 05:06 PM
Kiener Peter A Chief Scientific Officer Jun 30, 2016 Option Exercise $9.32 300 2,796 429 Jul 18, 2016, 05:06 PM
Greenleaf Peter Chief Executive Officer Jun 30, 2016 Option Exercise $9.32 751 6,999 1,873 Jul 18, 2016, 05:05 PM
Donley Matthew Maxwell Exec. V.P., Human Resources Mar 31, 2016 Option Exercise $9.32 376 3,504 1,405 Jul 18, 2016, 05:05 PM
Alder Matthias EVP, Bus. Dev.&Lic, G.C. &Sec. Jun 30, 2016 Option Exercise $9.32 752 7,009 2,810 Jul 18, 2016, 05:05 PM
Smith Andrew P Chief Financial Officer Mar 31, 2016 Option Exercise $9.29 161 1,496 1,766 Jun 16, 2016, 04:31 PM
Kiener Peter A Chief Scientific Officer Mar 31, 2016 Option Exercise $9.29 129 1,198 129 Jun 16, 2016, 04:31 PM
Greenleaf Peter Chief Executive Officer Mar 31, 2016 Option Exercise $9.29 646 6,001 1,122 Jun 16, 2016, 04:31 PM
Donley Matthew Maxwell Exec. V.P., Human Resources Mar 31, 2016 Option Exercise $9.29 323 3,001 1,029 Jun 16, 2016, 04:30 PM
Alder Matthias EVP, Bus.Dev.&Lic, G.C. &Sec. Mar 31, 2016 Option Exercise $9.29 645 5,992 2,058 Jun 16, 2016, 04:30 PM
Greenleaf Peter Chief Executive Officer Dec 31, 2015 Option Exercise $14.70 476 6,997 476 Mar 04, 2016, 05:56 PM
Donley Matthew Maxwell Exec. V.P., Human Resources Dec 31, 2015 Option Exercise $14.70 238 3,499 706 Mar 04, 2016, 05:44 PM
Alder Matthias EVP, Business Dev. & Licensing Dec 31, 2015 Option Exercise $14.70 477 7,012 1,413 Mar 04, 2016, 05:40 PM
Miele Stanley G Chief Commercial Officer Sep 30, 2015 Option Exercise $14.52 41 595 93 Nov 20, 2015, 04:09 PM
Miele Stanley G Chief Commercial Officer Jun 30, 2015 Option Exercise $13.37 52 695 52 Nov 20, 2015, 04:09 PM
Alder Matthias EVP, Business Dev. & Licensing Sep 30, 2015 Option Exercise $14.52 413 5,997 936 Nov 20, 2015, 04:08 PM
Alder Matthias EVP, Business Dev. & Licensing Jun 30, 2015 Option Exercise $13.37 523 6,993 523 Nov 20, 2015, 04:08 PM
Donley Matthew Maxwell Exec. V.P., Human Resources Sep 30, 2015 Option Exercise $14.52 207 3,006 468 Nov 20, 2015, 04:05 PM
Donley Matthew Maxwell Exec. V.P., Human Resources Jun 30, 2015 Option Exercise $13.37 261 3,490 261 Nov 20, 2015, 04:05 PM
Smith Andrew P Chief Financial Officer Nov 16, 2015 Buy $17.03 1,605 27,333 1,605 Nov 18, 2015, 04:01 PM
Getman Daniel P Director Aug 28, 2015 Option Exercise $3.20 30,000 96,000 30,000 Aug 31, 2015, 04:57 PM
Getman Daniel P Director Aug 28, 2015 Sale $28.14 30,000 844,200 0 Aug 31, 2015, 04:57 PM
Knapp Thomas J Former Officer Jul 20, 2015 Option Exercise $12.38 64,528 798,714 45,000 Jul 22, 2015, 04:58 PM
Knapp Thomas J Former Officer Jul 20, 2015 Sale $23.43 64,528 1,511,891 0 Jul 22, 2015, 04:58 PM
Kuno Sachiko 10% Owner Mar 31, 2015 Sale $14.00 353,530 4,949,420 0 Apr 02, 2015, 05:58 PM
Kuno Sachiko 10% Owner Mar 31, 2015 Sale $14.00 60,357 844,998 0 Apr 02, 2015, 05:58 PM
Kuno Sachiko 10% Owner Mar 31, 2015 Sale $14.00 1,186,113 16,605,582 20,274,689 Apr 02, 2015, 05:58 PM
S&R Technology Holdings, LLC 10% Owner Mar 31, 2015 Sale $14.00 1,186,113 16,605,582 20,274,689 Apr 02, 2015, 05:51 PM
Ueno Ryuji 10% Owner Mar 31, 2015 Sale $14.00 1,186,113 16,605,582 20,274,689 Apr 02, 2015, 05:49 PM
Ueno Ryuji 10% Owner Mar 31, 2015 Sale $14.00 60,357 844,998 0 Apr 02, 2015, 05:49 PM
Ueno Ryuji 10% Owner Mar 31, 2015 Sale $14.00 353,530 4,949,420 0 Apr 02, 2015, 05:49 PM
Celeste Anthony C. Director Mar 11, 2015 Option Exercise $7.29 65,966 480,942 20,000 Mar 18, 2015, 09:38 PM
Celeste Anthony C. Director Mar 11, 2015 Sale $17.34 65,966 1,143,850 0 Mar 18, 2015, 09:38 PM
Ashton William Director Mar 11, 2015 Option Exercise $4.46 74,004 329,741 30,000 Mar 18, 2015, 09:37 PM
Ashton William Director Mar 12, 2015 Option Exercise $7.76 55,762 432,959 20,000 Mar 18, 2015, 09:37 PM
Ashton William Director Mar 12, 2015 Sale $17.55 55,762 978,623 0 Mar 18, 2015, 09:37 PM
Ashton William Director Mar 11, 2015 Sale $17.32 74,004 1,281,749 0 Mar 18, 2015, 09:37 PM
Claiborne Cary J Dec 15, 2014 Option Exercise $4.07 7,100 28,897 9,964 Dec 17, 2014, 05:34 PM
Claiborne Cary J Dec 16, 2014 Option Exercise $4.07 42,900 174,603 45,764 Dec 17, 2014, 05:34 PM
Claiborne Cary J Dec 15, 2014 Sale $12.89 7,100 91,519 2,864 Dec 17, 2014, 05:34 PM
Claiborne Cary J Dec 16, 2014 Sale $12.91 42,900 553,839 2,864 Dec 17, 2014, 05:34 PM
S&R Technology Holdings, LLC 10% Owner Aug 07, 2014 Sale $6.31 66,961 422,845 22,460,802 Aug 07, 2014, 06:08 PM
S&R Technology Holdings, LLC 10% Owner Aug 06, 2014 Sale $6.32 30,523 193,000 22,527,763 Aug 07, 2014, 06:08 PM
S&R Technology Holdings, LLC 10% Owner Aug 05, 2014 Sale $6.24 84,243 525,744 22,558,286 Aug 07, 2014, 06:08 PM
Ueno Ryuji 10% Owner Aug 06, 2014 Sale $6.32 30,523 193,000 22,527,763 Aug 07, 2014, 06:02 PM
Ueno Ryuji 10% Owner Aug 05, 2014 Sale $6.24 84,243 525,744 22,558,286 Aug 07, 2014, 06:02 PM
Ueno Ryuji 10% Owner Aug 07, 2014 Sale $6.31 66,961 422,845 22,460,802 Aug 07, 2014, 06:02 PM
Kuno Sachiko 10% Owner Aug 07, 2014 Sale $6.31 66,961 422,845 22,460,802 Aug 07, 2014, 06:00 PM
Kuno Sachiko 10% Owner Aug 06, 2014 Sale $6.32 30,523 193,000 22,527,763 Aug 07, 2014, 06:00 PM
Kuno Sachiko 10% Owner Aug 05, 2014 Sale $6.24 84,243 525,744 22,558,286 Aug 07, 2014, 06:00 PM
Kuno Sachiko 10% Owner Aug 01, 2014 Sale $6.01 94,480 567,778 22,688,922 Aug 05, 2014, 07:04 PM
Kuno Sachiko 10% Owner Aug 04, 2014 Sale $6.03 46,393 279,856 22,642,529 Aug 05, 2014, 07:04 PM
S&R Technology Holdings, LLC 10% Owner Aug 04, 2014 Sale $6.03 46,393 279,856 22,642,529 Aug 05, 2014, 07:03 PM
S&R Technology Holdings, LLC 10% Owner Aug 01, 2014 Sale $6.01 94,480 567,778 22,688,922 Aug 05, 2014, 07:03 PM
Ueno Ryuji 10% Owner Aug 04, 2014 Sale $6.03 46,393 279,856 22,642,529 Aug 05, 2014, 06:59 PM
Ueno Ryuji 10% Owner Aug 01, 2014 Sale $6.01 94,480 567,778 22,688,922 Aug 05, 2014, 06:59 PM
S&R Technology Holdings, LLC 10% Owner Jul 31, 2014 Sale $6.25 100 625 22,783,402 Aug 01, 2014, 08:04 PM
S&R Technology Holdings, LLC 10% Owner Jul 30, 2014 Sale $6.25 300 1,875 22,783,502 Aug 01, 2014, 08:04 PM
Kuno Sachiko 10% Owner Jul 31, 2014 Sale $6.25 100 625 22,783,402 Aug 01, 2014, 07:58 PM
Kuno Sachiko 10% Owner Jul 30, 2014 Sale $6.25 300 1,875 22,783,502 Aug 01, 2014, 07:58 PM
Ueno Ryuji 10% Owner Jul 30, 2014 Sale $6.25 300 1,875 22,783,502 Aug 01, 2014, 07:57 PM
Ueno Ryuji 10% Owner Jul 31, 2014 Sale $6.25 100 625 22,783,402 Aug 01, 2014, 07:57 PM
S&R Technology Holdings, LLC 10% Owner Jul 25, 2014 Sale $6.25 555 3,469 22,783,802 Jul 28, 2014, 08:48 PM
S&R Technology Holdings, LLC 10% Owner Jul 24, 2014 Sale $6.26 15,600 97,622 22,784,357 Jul 28, 2014, 08:48 PM
Kuno Sachiko 10% Owner Jul 24, 2014 Sale $6.26 15,600 97,622 22,784,357 Jul 28, 2014, 08:45 PM
Kuno Sachiko 10% Owner Jul 25, 2014 Sale $6.25 555 3,469 22,783,802 Jul 28, 2014, 08:45 PM
Ueno Ryuji 10% Owner Jul 25, 2014 Sale $6.25 555 3,469 22,783,802 Jul 28, 2014, 08:45 PM
Ueno Ryuji 10% Owner Jul 24, 2014 Sale $6.26 15,600 97,622 22,784,357 Jul 28, 2014, 08:45 PM
S&R Technology Holdings, LLC 10% Owner Jul 23, 2014 Sale $6.32 3,245 20,507 22,799,957 Jul 23, 2014, 06:33 PM
S&R Technology Holdings, LLC 10% Owner Jul 22, 2014 Sale $6.25 2,500 15,634 22,803,202 Jul 23, 2014, 06:33 PM
S&R Technology Holdings, LLC 10% Owner Jul 21, 2014 Sale $6.25 100 625 22,805,702 Jul 23, 2014, 06:33 PM
Kuno Sachiko 10% Owner Jul 23, 2014 Sale $6.32 3,245 20,507 22,799,957 Jul 23, 2014, 06:31 PM
Kuno Sachiko 10% Owner Jul 22, 2014 Sale $6.25 2,500 15,634 22,803,202 Jul 23, 2014, 06:31 PM
Kuno Sachiko 10% Owner Jul 21, 2014 Sale $6.25 100 625 22,805,702 Jul 23, 2014, 06:31 PM
Ueno Ryuji 10% Owner Jul 23, 2014 Sale $6.32 3,245 20,507 22,799,957 Jul 23, 2014, 06:30 PM
Ueno Ryuji 10% Owner Jul 22, 2014 Sale $6.25 2,500 15,634 22,803,202 Jul 23, 2014, 06:30 PM
Ueno Ryuji 10% Owner Jul 21, 2014 Sale $6.25 100 625 22,805,702 Jul 23, 2014, 06:30 PM
Kuno Sachiko 10% Owner Jul 18, 2014 Sale $6.27 7,400 46,370 22,805,802 Jul 21, 2014, 06:48 PM
Kuno Sachiko 10% Owner Jul 17, 2014 Sale $6.27 7,600 47,669 22,813,202 Jul 21, 2014, 06:48 PM
S&R Technology Holdings, LLC 10% Owner Jul 18, 2014 Sale $6.27 7,400 46,370 22,805,802 Jul 21, 2014, 06:40 PM
S&R Technology Holdings, LLC 10% Owner Jul 17, 2014 Sale $6.27 7,600 47,669 22,813,202 Jul 21, 2014, 06:40 PM
Ueno Ryuji 10% Owner Jul 18, 2014 Sale $6.27 7,400 46,370 22,805,802 Jul 21, 2014, 06:38 PM
Ueno Ryuji 10% Owner Jul 17, 2014 Sale $6.27 7,600 47,669 22,813,202 Jul 21, 2014, 06:38 PM
Claiborne Cary J Chief Financial Officer Jun 30, 2014 Option Exercise $6.56 267 1,752 2,621 Jul 10, 2014, 12:45 PM
Claiborne Cary J Chief Financial Officer Mar 31, 2014 Option Exercise $6.79 220 1,494 2,354 Jul 10, 2014, 12:43 PM
Ueno Ryuji 10% Owner May 21, 2014 Option Exercise $4.41 205,000 904,050 353,530 May 23, 2014, 02:48 PM
Ueno Ryuji 10% Owner Apr 29, 2014 Sale $6.63 16,467 109,237 22,820,802 Apr 30, 2014, 06:01 PM
Ueno Ryuji 10% Owner Apr 28, 2014 Sale $6.65 97,133 646,274 22,837,269 Apr 30, 2014, 06:01 PM
Kuno Sachiko 10% Owner Apr 29, 2014 Sale $6.63 16,467 109,237 22,820,802 Apr 30, 2014, 05:55 PM
Kuno Sachiko 10% Owner Apr 28, 2014 Sale $6.65 97,133 646,274 22,837,269 Apr 30, 2014, 05:55 PM
S&R Technology Holdings, LLC 10% Owner Apr 28, 2014 Sale $6.65 97,133 646,274 22,837,269 Apr 30, 2014, 05:55 PM
S&R Technology Holdings, LLC 10% Owner Apr 29, 2014 Sale $6.63 16,467 109,237 22,820,802 Apr 30, 2014, 05:55 PM
Ueno Ryuji 10% Owner Apr 25, 2014 Sale $6.62 51,300 339,437 22,934,402 Apr 25, 2014, 06:25 PM
Ueno Ryuji 10% Owner Apr 24, 2014 Sale $6.77 28,700 194,351 22,985,702 Apr 25, 2014, 06:25 PM
Ueno Ryuji 10% Owner Apr 23, 2014 Sale $6.73 38,700 260,478 23,014,402 Apr 25, 2014, 06:25 PM
S&R Technology Holdings, LLC 10% Owner Apr 25, 2014 Sale $6.62 51,300 339,437 22,934,402 Apr 25, 2014, 06:25 PM
S&R Technology Holdings, LLC 10% Owner Apr 24, 2014 Sale $6.77 28,700 194,351 22,985,702 Apr 25, 2014, 06:25 PM
S&R Technology Holdings, LLC 10% Owner Apr 23, 2014 Sale $6.73 38,700 260,478 23,014,402 Apr 25, 2014, 06:25 PM
Kuno Sachiko 10% Owner Apr 23, 2014 Sale $6.73 38,700 260,478 23,014,402 Apr 25, 2014, 06:21 PM
Kuno Sachiko 10% Owner Apr 25, 2014 Sale $6.62 51,300 339,437 22,934,402 Apr 25, 2014, 06:21 PM
Kuno Sachiko 10% Owner Apr 24, 2014 Sale $6.77 28,700 194,351 22,985,702 Apr 25, 2014, 06:21 PM
S&R Technology Holdings, LLC 10% Owner Apr 22, 2014 Sale $6.82 75,400 514,590 23,053,102 Apr 22, 2014, 08:29 PM
S&R Technology Holdings, LLC 10% Owner Apr 21, 2014 Sale $6.71 23,800 159,800 23,128,502 Apr 22, 2014, 08:29 PM
S&R Technology Holdings, LLC 10% Owner Apr 17, 2014 Sale $6.74 28,500 192,079 23,152,302 Apr 22, 2014, 08:29 PM
Ueno Ryuji 10% Owner Apr 21, 2014 Sale $6.71 23,800 159,800 23,128,502 Apr 22, 2014, 08:21 PM
Ueno Ryuji 10% Owner Apr 17, 2014 Sale $6.74 28,500 192,079 23,152,302 Apr 22, 2014, 08:21 PM
Ueno Ryuji 10% Owner Apr 22, 2014 Sale $6.82 75,400 514,590 23,053,102 Apr 22, 2014, 08:21 PM
Kuno Sachiko 10% Owner Apr 22, 2014 Sale $6.82 75,400 514,590 23,053,102 Apr 22, 2014, 08:20 PM
Kuno Sachiko 10% Owner Apr 21, 2014 Sale $6.71 23,800 159,800 23,128,502 Apr 22, 2014, 08:20 PM
Kuno Sachiko 10% Owner Apr 17, 2014 Sale $6.74 28,500 192,079 23,152,302 Apr 22, 2014, 08:20 PM
Dolecek Gayle R Director Mar 18, 2014 Option Exercise $4.41 1,200 5,292 1,200 Mar 21, 2014, 09:16 AM
Dolecek Gayle R Director Mar 18, 2014 Sale $8.03 1,200 9,636 0 Mar 21, 2014, 09:16 AM
Claiborne Cary J Chief Financial Officer Feb 27, 2014 Option Exercise $4.07 2,500 10,175 2,500 Feb 28, 2014, 06:53 PM
Claiborne Cary J Chief Financial Officer Feb 27, 2014 Sale $9.00 2,500 22,507 110 Feb 28, 2014, 06:53 PM
Dolecek Gayle R Director Feb 18, 2014 Option Exercise $4.41 9,067 39,985 9,067 Feb 21, 2014, 03:57 PM
Dolecek Gayle R Director Feb 18, 2014 Sale $8.04 9,067 72,899 0 Feb 21, 2014, 03:57 PM
Celeste Anthony C. Director Feb 14, 2014 Option Exercise $4.47 63,800 285,058 68,800 Feb 19, 2014, 11:28 AM
Dolecek Gayle R Director Jan 13, 2014 Option Exercise $4.41 9,066 39,981 9,066 Jan 23, 2014, 07:33 AM
Dolecek Gayle R Director Jan 13, 2014 Sale $9.21 9,066 83,498 0 Jan 23, 2014, 07:33 AM
S&R Technology Holdings, LLC 10% Owner Jan 17, 2014 Sale $10.36 360,000 3,728,412 24,180,802 Jan 22, 2014, 06:08 PM
Kuno Sachiko 10% Owner Jan 17, 2014 Sale $10.36 360,000 3,728,412 24,180,802 Jan 22, 2014, 06:04 PM
Ueno Ryuji CEO, Chief Scientific Officer Jan 17, 2014 Sale $10.36 360,000 3,728,412 24,180,802 Jan 22, 2014, 05:55 PM
Claiborne Cary J Chief Financial Officer Jan 07, 2014 Option Exercise $4.40 2,500 10,991 2,500 Jan 09, 2014, 05:05 PM
Claiborne Cary J Chief Financial Officer Jan 07, 2014 Sale $9.00 2,500 22,500 0 Jan 09, 2014, 05:05 PM
Claiborne Cary J Chief Financial Officer Dec 31, 2013 Option Exercise $8.93 196 1,750 2,134 Jan 06, 2014, 02:39 PM
Dolecek Gayle R Director Dec 16, 2013 Option Exercise $8.00 54,400 435,200 332,700 Dec 18, 2013, 07:34 PM
Claiborne Cary J Chief financial officer Nov 25, 2013 Option Exercise $7.64 12,989 99,236 109,898 Nov 26, 2013, 04:25 PM
Claiborne Cary J Chief financial officer Nov 22, 2013 Option Exercise $7.46 3,511 26,192 122,887 Nov 26, 2013, 04:25 PM
Miele Stanley G SVP, Sales & Marketing Nov 22, 2013 Option Exercise $7.50 50,000 375,000 173,400 Nov 26, 2013, 02:08 PM
Ueno Ryuji CEO, Chief Scientific Officer Oct 16, 2013 Sale $6.35 360,000 2,287,116 24,540,802 Oct 18, 2013, 04:11 PM
Kuno Sachiko 10% Owner Oct 16, 2013 Sale $6.35 360,000 2,287,116 24,540,802 Oct 18, 2013, 04:11 PM
S&R Technology Holdings, LLC 10% Owner Oct 16, 2013 Sale $6.35 360,000 2,287,116 24,540,802 Oct 18, 2013, 04:07 PM
Claiborne Cary J Chief financial officer Sep 30, 2013 Option Exercise $5.93 253 1,500 1,938 Oct 01, 2013, 04:24 PM
S&R Technology Holdings, LLC 10% Owner Sep 18, 2013 Sale $5.69 11,200 63,754 24,900,802 Sep 18, 2013, 07:58 PM
S&R Technology Holdings, LLC 10% Owner Sep 17, 2013 Sale $5.73 12,600 72,207 24,912,002 Sep 18, 2013, 07:58 PM
S&R Technology Holdings, LLC 10% Owner Sep 16, 2013 Sale $5.64 14,662 82,700 24,924,602 Sep 18, 2013, 07:58 PM
Kuno Sachiko 10% Owner Sep 16, 2013 Sale $5.64 14,662 82,700 24,924,602 Sep 18, 2013, 07:52 PM
Kuno Sachiko 10% Owner Sep 18, 2013 Sale $5.69 11,200 63,754 24,900,802 Sep 18, 2013, 07:52 PM
Kuno Sachiko 10% Owner Sep 17, 2013 Sale $5.73 12,600 72,207 24,912,002 Sep 18, 2013, 07:52 PM
Ueno Ryuji CEO, Chief Scientific Officer Sep 17, 2013 Sale $5.73 12,600 72,207 24,912,002 Sep 18, 2013, 07:51 PM
Ueno Ryuji CEO, Chief Scientific Officer Sep 16, 2013 Sale $5.64 14,662 82,700 24,924,602 Sep 18, 2013, 07:51 PM
Ueno Ryuji CEO, Chief Scientific Officer Sep 18, 2013 Sale $5.69 11,200 63,754 24,900,802 Sep 18, 2013, 07:51 PM
S&R Technology Holdings, LLC 10% Owner Sep 03, 2013 Sale $5.59 38,462 214,887 24,939,264 Sep 05, 2013, 05:31 PM
Kuno Sachiko 10% Owner Sep 03, 2013 Sale $5.59 38,462 214,887 24,939,264 Sep 05, 2013, 05:27 PM
Ueno Ryuji CEO, Chief Scientific Officer Sep 03, 2013 Sale $5.59 38,462 214,887 24,939,264 Sep 05, 2013, 05:22 PM
Kuno Sachiko 10% Owner Aug 19, 2013 Sale $6.04 38,462 232,257 24,977,726 Aug 21, 2013, 01:42 PM
S&R Technology Holdings, LLC 10% Owner Aug 19, 2013 Sale $6.04 38,462 232,257 24,977,726 Aug 21, 2013, 01:39 PM
Ueno Ryuji CEO, Chief Scientific Officer Aug 19, 2013 Sale $6.04 38,462 232,257 24,977,726 Aug 21, 2013, 01:38 PM
Ueno Ryuji CEO, Chief Scientific Officer Aug 06, 2013 Sale $6.21 24,100 149,671 25,016,188 Aug 07, 2013, 01:59 PM
Ueno Ryuji CEO, Chief Scientific Officer Aug 05, 2013 Sale $6.20 14,362 88,991 25,040,288 Aug 07, 2013, 01:59 PM
S&R Technology Holdings, LLC 10% Owner Aug 06, 2013 Sale $6.21 24,100 149,671 25,016,188 Aug 07, 2013, 01:59 PM
S&R Technology Holdings, LLC 10% Owner Aug 05, 2013 Sale $6.20 14,362 88,991 25,040,288 Aug 07, 2013, 01:59 PM
Kuno Sachiko 10% Owner Aug 06, 2013 Sale $6.21 24,100 149,671 25,016,188 Aug 07, 2013, 01:55 PM
Kuno Sachiko 10% Owner Aug 05, 2013 Sale $6.20 14,362 88,991 25,040,288 Aug 07, 2013, 01:55 PM
S&R Technology Holdings, LLC 10% Owner Jul 24, 2013 Sale $6.46 20,700 133,805 25,054,650 Jul 24, 2013, 07:57 PM
S&R Technology Holdings, LLC 10% Owner Jul 23, 2013 Sale $6.60 12,300 81,158 25,075,350 Jul 24, 2013, 07:57 PM
S&R Technology Holdings, LLC 10% Owner Jul 22, 2013 Sale $6.57 5,462 35,873 25,087,650 Jul 24, 2013, 07:57 PM
Kuno Sachiko 10% Owner Jul 24, 2013 Sale $6.46 20,700 133,805 25,054,650 Jul 24, 2013, 07:53 PM
Kuno Sachiko 10% Owner Jul 23, 2013 Sale $6.60 12,300 81,158 25,075,350 Jul 24, 2013, 07:53 PM
Kuno Sachiko 10% Owner Jul 22, 2013 Sale $6.57 5,462 35,873 25,087,650 Jul 24, 2013, 07:53 PM
Ueno Ryuji CEO, Chief Scientific Officer Jul 24, 2013 Sale $6.46 20,700 133,805 25,054,650 Jul 24, 2013, 07:49 PM
Ueno Ryuji CEO, Chief Scientific Officer Jul 23, 2013 Sale $6.60 12,300 81,158 25,075,350 Jul 24, 2013, 07:49 PM
Ueno Ryuji CEO, Chief Scientific Officer Jul 22, 2013 Sale $6.57 5,462 35,873 25,087,650 Jul 24, 2013, 07:49 PM
Ueno Ryuji CEO, Chief Scientific Officer Jul 09, 2013 Sale $6.49 10,300 66,810 25,093,112 Jul 10, 2013, 06:49 PM
Ueno Ryuji CEO, Chief Scientific Officer Jul 08, 2013 Sale $6.48 28,162 182,450 25,103,412 Jul 10, 2013, 06:49 PM
Kuno Sachiko 10% Owner Jul 09, 2013 Sale $6.49 10,300 66,810 25,093,112 Jul 10, 2013, 06:47 PM
Kuno Sachiko 10% Owner Jul 08, 2013 Sale $6.48 28,162 182,450 25,103,412 Jul 10, 2013, 06:47 PM
S&R Technology Holdings, LLC 10% Owner Jul 08, 2013 Sale $6.48 28,162 182,450 25,103,412 Jul 10, 2013, 06:46 PM
S&R Technology Holdings, LLC 10% Owner Jul 09, 2013 Sale $6.49 10,300 66,810 25,093,112 Jul 10, 2013, 06:46 PM
Claiborne Cary J Chief financial officer Jun 28, 2013 Option Exercise $6.25 280 1,750 1,685 Jul 02, 2013, 05:41 PM
Ueno Ryuji CEO, Chief Scientific Officer Jun 24, 2013 Sale $6.61 38,462 254,234 25,131,574 Jun 26, 2013, 05:49 PM
Kuno Sachiko 10% Owner Jun 24, 2013 Sale $6.61 38,462 254,234 25,131,574 Jun 26, 2013, 05:48 PM
S&R Technology Holdings, LLC 10% Owner Jun 24, 2013 Sale $6.61 38,462 254,234 25,131,574 Jun 26, 2013, 05:48 PM
Ueno Ryuji CEO, Chief Scientific Officer Jun 10, 2013 Sale $7.29 38,462 280,384 25,170,036 Jun 12, 2013, 06:05 PM
S&R Technology Holdings, LLC 10% Owner Jun 10, 2013 Sale $7.29 38,462 280,384 25,170,036 Jun 12, 2013, 05:59 PM
Kuno Sachiko 10% Owner Jun 10, 2013 Sale $7.29 38,462 280,384 25,170,036 Jun 12, 2013, 05:58 PM
MAUDLIN TIMOTHY I Director May 15, 2013 Buy $9.82 32,870 322,783 32,870 Jun 05, 2013, 03:43 PM
S&R Technology Holdings, LLC 10% Owner May 28, 2013 Sale $8.79 38,462 338,193 25,208,498 May 30, 2013, 06:48 PM
Kuno Sachiko 10% Owner May 28, 2013 Sale $8.79 38,462 338,193 25,208,498 May 30, 2013, 06:44 PM
Ueno Ryuji CEO, Chief Scientific Officer May 28, 2013 Sale $8.79 38,462 338,193 25,208,498 May 30, 2013, 06:43 PM
Claiborne Cary J Chief financial officer May 24, 2013 Option Exercise $9.00 10,300 92,735 125,865 May 29, 2013, 04:05 PM
Claiborne Cary J Chief Financial Officer May 21, 2013 Sale $9.55 2,400 22,914 136,165 May 22, 2013, 05:06 PM
Claiborne Cary J Chief Financial Officer May 20, 2013 Sale $9.50 2,240 21,280 138,565 May 22, 2013, 05:06 PM
Miele Stanley G SVP, Sales and Marketing May 20, 2013 Sale $9.60 6,400 61,454 223,200 May 21, 2013, 01:25 PM
Miele Stanley G SVP, Sales and Marketing May 16, 2013 Sale $9.67 48,600 470,035 229,600 May 17, 2013, 01:42 PM
Ueno Ryuji CEO, Chief Scientific Officer May 13, 2013 Sale $9.27 38,462 356,585 25,246,960 May 15, 2013, 06:18 PM
S&R Technology Holdings, LLC 10% Owner May 13, 2013 Sale $9.27 38,462 356,585 25,246,960 May 15, 2013, 06:13 PM
Kuno Sachiko 10% Owner May 13, 2013 Sale $9.27 38,462 356,585 25,246,960 May 15, 2013, 06:09 PM
Ueno Ryuji CEO, Chief Scientific Officer Apr 29, 2013 Sale $9.28 38,462 357,062 25,285,422 May 01, 2013, 04:36 PM
S&R Technology Holdings, LLC 10% Owner Apr 29, 2013 Sale $9.28 38,462 357,062 25,285,422 May 01, 2013, 04:33 PM
Kuno Sachiko 10% Owner Apr 29, 2013 Sale $9.28 38,462 357,062 25,285,422 May 01, 2013, 04:32 PM
Ueno Ryuji CEO, Chief Scientific Officer Apr 15, 2013 Sale $6.87 35,862 246,300 25,326,484 Apr 17, 2013, 05:36 PM
Ueno Ryuji CEO, Chief Scientific Officer Apr 16, 2013 Sale $6.81 2,600 17,702 25,323,884 Apr 17, 2013, 05:36 PM
S&R Technology Holdings, LLC 10% Owner Apr 16, 2013 Sale $6.81 2,600 17,702 25,323,884 Apr 17, 2013, 05:33 PM
S&R Technology Holdings, LLC 10% Owner Apr 15, 2013 Sale $6.87 35,862 246,300 25,326,484 Apr 17, 2013, 05:33 PM
Kuno Sachiko 10% Owner Apr 16, 2013 Sale $6.81 2,600 17,702 25,323,884 Apr 17, 2013, 05:32 PM
Kuno Sachiko 10% Owner Apr 15, 2013 Sale $6.87 35,862 246,300 25,326,484 Apr 17, 2013, 05:32 PM
Claiborne Cary J Chief financial officer Mar 28, 2013 Option Exercise $6.21 242 1,504 1,405 Apr 05, 2013, 01:30 PM
S&R Technology Holdings, LLC 10% Owner Apr 01, 2013 Sale $6.25 38,462 240,476 25,362,346 Apr 03, 2013, 04:19 PM
Ueno Ryuji CEO, Chief Scientific Officer Apr 01, 2013 Sale $6.25 38,462 240,476 25,362,346 Apr 03, 2013, 04:15 PM
S&R Technology Holdings, LLC 10% Owner Mar 18, 2013 Sale $5.28 38,462 203,218 25,400,808 Mar 20, 2013, 05:30 PM
Ueno Ryuji CEO, Chief Scientific Officer Mar 18, 2013 Sale $5.28 38,462 203,218 25,400,808 Mar 20, 2013, 05:29 PM
Kuno Sachiko 10% Owner Mar 18, 2013 Sale $5.28 38,462 203,218 25,400,808 Mar 20, 2013, 05:25 PM
S&R Technology Holdings, LLC 10% Owner Mar 04, 2013 Sale $5.04 38,462 193,752 25,439,270 Mar 06, 2013, 03:30 PM
Kuno Sachiko 10% Owner Mar 04, 2013 Sale $5.04 38,462 193,752 25,439,270 Mar 06, 2013, 03:29 PM
Ueno Ryuji CEO, Chief Scientific Officer Mar 04, 2013 Sale $5.04 38,462 193,752 25,439,270 Mar 06, 2013, 03:26 PM
Ueno Ryuji CEO, Chief Scientific Officer Feb 19, 2013 Sale $5.14 38,462 197,729 25,477,732 Feb 21, 2013, 06:51 PM
Ueno Ryuji CEO, Chief Scientific Officer Jan 08, 2013 Sale $5.00 29,307 146,626 25,516,194 Feb 21, 2013, 06:51 PM
Ueno Ryuji CEO, Chief Scientific Officer Nov 02, 2012 Sale $5.00 867 4,339 25,545,501 Feb 21, 2013, 06:51 PM
Kuno Sachiko 10% Owner Feb 19, 2013 Sale $5.14 38,462 197,729 25,477,732 Feb 21, 2013, 06:50 PM
Kuno Sachiko 10% Owner Jan 08, 2013 Sale $5.00 29,307 146,626 25,516,194 Feb 21, 2013, 06:50 PM
Kuno Sachiko 10% Owner Nov 02, 2012 Sale $5.00 867 4,339 25,545,501 Feb 21, 2013, 06:50 PM
S&R Technology Holdings, LLC 10% Owner Feb 19, 2013 Sale $5.14 38,462 197,729 25,477,732 Feb 21, 2013, 06:49 PM
S&R Technology Holdings, LLC 10% Owner Jan 08, 2013 Sale $5.00 29,307 146,626 25,516,194 Feb 21, 2013, 06:49 PM
S&R Technology Holdings, LLC 10% Owner Nov 02, 2012 Sale $5.00 867 4,339 25,545,501 Feb 21, 2013, 06:49 PM
Kuno Sachiko 10% Owner Feb 04, 2013 Sale $5.22 38,462 200,729 25,546,368 Feb 06, 2013, 04:38 PM
Ueno Ryuji CEO, Chief Scientific Officer Feb 04, 2013 Sale $5.22 38,462 200,729 25,546,368 Feb 06, 2013, 04:35 PM
S&R Technology Holdings, LLC 10% Owner Feb 04, 2013 Sale $5.22 38,462 200,729 25,546,368 Feb 06, 2013, 04:32 PM
Kuno Sachiko 10% Owner Jan 22, 2013 Sale $5.21 38,462 200,252 25,584,830 Jan 24, 2013, 05:58 PM
Ueno Ryuji CEO, Chief Scientific Officer Jan 22, 2013 Sale $5.21 38,462 200,252 25,584,830 Jan 24, 2013, 05:54 PM
S&R Technology Holdings, LLC 10% Owner Jan 22, 2013 Sale $5.21 38,462 200,252 25,584,830 Jan 24, 2013, 05:54 PM
Ueno Ryuji CEO, Chief Scientific Officer Jan 09, 2013 Sale $5.04 4,776 24,067 25,623,292 Jan 11, 2013, 04:13 PM
Kuno Sachiko 10% Owner Jan 09, 2013 Sale $5.04 4,776 24,067 25,623,292 Jan 11, 2013, 04:05 PM
S&R Technology Holdings, LLC 10% Owner Jan 09, 2013 Sale $5.04 4,776 24,067 25,623,292 Jan 11, 2013, 03:59 PM
S&R Technology Holdings, LLC 10% Owner Jan 07, 2013 Sale $5.00 4,379 21,895 25,628,068 Jan 09, 2013, 06:40 PM
Ueno Ryuji CEO, Chief Scientific Officer Jan 07, 2013 Sale $5.00 4,379 21,895 25,628,068 Jan 09, 2013, 06:38 PM
Kuno Sachiko 10% Owner Jan 07, 2013 Sale $5.00 4,379 21,895 25,628,068 Jan 09, 2013, 06:37 PM
Claiborne Cary J Chief Financial Officer Dec 31, 2012 Option Exercise $4.66 376 1,750 1,163 Jan 04, 2013, 05:24 PM
Kuno Sachiko 10% Owner Jan 03, 2013 Sale $5.01 9,000 45,069 25,632,447 Jan 04, 2013, 02:12 PM
Kuno Sachiko 10% Owner Jan 02, 2013 Sale $5.00 9,200 46,014 25,641,447 Jan 04, 2013, 02:12 PM
Ueno Ryuji CEO, Chief Scientific Officer Jan 02, 2013 Sale $5.00 9,200 46,014 25,641,447 Jan 04, 2013, 02:10 PM
Ueno Ryuji CEO, Chief Scientific Officer Jan 03, 2013 Sale $5.01 9,000 45,069 25,632,447 Jan 04, 2013, 02:10 PM
S&R Technology Holdings, LLC 10% Owner Jan 03, 2013 Sale $5.01 9,000 45,069 25,632,447 Jan 04, 2013, 02:08 PM
S&R Technology Holdings, LLC 10% Owner Jan 02, 2013 Sale $5.00 9,200 46,014 25,641,447 Jan 04, 2013, 02:08 PM
S&R Technology Holdings, LLC 10% Owner Dec 26, 2012 Sale $5.00 4,346 21,732 26,150,647 Dec 27, 2012, 10:30 AM
S&R Technology Holdings, LLC 10% Owner Dec 24, 2012 Sale $5.01 15,916 79,793 26,154,993 Dec 27, 2012, 10:30 AM
Ueno Ryuji CEO, Chief Scientific Officer Dec 26, 2012 Sale $5.00 4,346 21,732 26,150,647 Dec 27, 2012, 10:28 AM
Ueno Ryuji CEO, Chief Scientific Officer Dec 24, 2012 Sale $5.01 15,916 79,793 26,154,993 Dec 27, 2012, 10:28 AM
Kuno Sachiko 10% Owner Dec 26, 2012 Sale $5.00 4,346 21,732 26,150,647 Dec 27, 2012, 10:28 AM
Kuno Sachiko 10% Owner Dec 24, 2012 Sale $5.01 15,916 79,793 26,154,993 Dec 27, 2012, 10:28 AM
Kuno Sachiko 10% Owner Dec 12, 2012 Sale $5.28 38,462 203,141 26,170,909 Dec 14, 2012, 06:24 PM
Ueno Ryuji CEO, Chief Scientific Officer Dec 12, 2012 Sale $5.28 38,462 203,141 26,170,909 Dec 14, 2012, 06:22 PM
S&R Technology Holdings, LLC 10% Owner Dec 12, 2012 Sale $5.28 38,462 203,141 26,170,909 Dec 14, 2012, 06:20 PM
Kuno Sachiko 10% Owner Dec 06, 2012 Option Exercise $4.41 8,320 36,691 60,357 Dec 10, 2012, 06:45 PM
S&R Technology Holdings, LLC 10% Owner Nov 29, 2012 Sale $5.03 24,029 120,967 26,209,371 Nov 30, 2012, 04:56 PM
S&R Technology Holdings, LLC 10% Owner Nov 28, 2012 Sale $5.02 28,028 140,619 26,233,400 Nov 30, 2012, 04:56 PM
Kuno Sachiko 10% Owner Nov 28, 2012 Sale $5.02 28,028 140,619 26,233,400 Nov 30, 2012, 04:55 PM
Kuno Sachiko 10% Owner Nov 29, 2012 Sale $5.03 24,029 120,967 26,209,371 Nov 30, 2012, 04:55 PM
Ueno Ryuji CEO, Chief Scientific Officer Nov 29, 2012 Sale $5.03 24,029 120,967 26,209,371 Nov 30, 2012, 04:52 PM
Ueno Ryuji CEO, Chief Scientific Officer Nov 28, 2012 Sale $5.02 28,028 140,619 26,233,400 Nov 30, 2012, 04:52 PM
Kuno Sachiko 10% Owner Nov 23, 2012 Sale $5.00 3,000 15,007 26,270,633 Nov 27, 2012, 08:03 PM
Kuno Sachiko 10% Owner Nov 27, 2012 Sale $5.00 2,800 14,002 26,261,428 Nov 27, 2012, 08:03 PM
Kuno Sachiko 10% Owner Nov 26, 2012 Sale $5.00 6,405 32,025 26,264,228 Nov 27, 2012, 08:03 PM
Ueno Ryuji CEO, Chief Scientific Officer Nov 27, 2012 Sale $5.00 2,800 14,002 26,261,428 Nov 27, 2012, 06:59 PM
Ueno Ryuji CEO, Chief Scientific Officer Nov 26, 2012 Sale $5.00 6,405 32,025 26,264,228 Nov 27, 2012, 06:59 PM
Ueno Ryuji CEO, Chief Scientific Officer Nov 23, 2012 Sale $5.00 3,000 15,007 26,270,633 Nov 27, 2012, 06:59 PM
S&R Technology Holdings, LLC 10% Owner Nov 26, 2012 Sale $5.00 6,405 32,025 26,264,228 Nov 27, 2012, 06:58 PM
S&R Technology Holdings, LLC 10% Owner Nov 23, 2012 Sale $5.00 3,000 15,007 26,270,633 Nov 27, 2012, 06:58 PM
S&R Technology Holdings, LLC 10% Owner Nov 27, 2012 Sale $5.00 2,800 14,002 26,261,428 Nov 27, 2012, 06:58 PM
Kuno Sachiko 10% Owner Nov 14, 2012 Sale $5.01 700 3,504 26,273,633 Nov 16, 2012, 04:56 PM
Ueno Ryuji CEO, Chief Scientific Officer Nov 14, 2012 Sale $5.01 700 3,504 26,273,633 Nov 16, 2012, 04:55 PM
S&R Technology Holdings, LLC 10% Owner Nov 14, 2012 Sale $5.01 700 3,504 26,273,633 Nov 16, 2012, 04:53 PM
S&R Technology Holdings, LLC 10% Owner Nov 13, 2012 Sale $5.00 8,362 41,825 26,274,333 Nov 14, 2012, 04:45 PM
S&R Technology Holdings, LLC 10% Owner Nov 12, 2012 Sale $5.00 3,600 18,004 26,282,695 Nov 14, 2012, 04:45 PM
Ueno Ryuji CEO, Chief Scientific Officer Nov 12, 2012 Sale $5.00 3,600 18,004 26,282,695 Nov 14, 2012, 04:45 PM
Ueno Ryuji CEO, Chief Scientific Officer Nov 13, 2012 Sale $5.00 8,362 41,825 26,274,333 Nov 14, 2012, 04:45 PM
Kuno Sachiko 10% Owner Nov 13, 2012 Sale $5.00 8,362 41,825 26,274,333 Nov 14, 2012, 04:43 PM
Kuno Sachiko 10% Owner Nov 12, 2012 Sale $5.00 3,600 18,004 26,282,695 Nov 14, 2012, 04:43 PM
S&R Technology Holdings, LLC 10% Owner Nov 01, 2012 Sale $5.02 23,910 119,952 26,286,295 Nov 02, 2012, 07:26 PM
S&R Technology Holdings, LLC 10% Owner Oct 31, 2012 Sale $5.13 13,685 70,214 26,310,205 Nov 02, 2012, 07:26 PM
Ueno Ryuji CEO, Chief Scientific Officer Nov 01, 2012 Sale $5.02 23,910 119,952 26,286,295 Nov 02, 2012, 07:25 PM
Ueno Ryuji CEO, Chief Scientific Officer Oct 31, 2012 Sale $5.13 13,685 70,214 26,310,205 Nov 02, 2012, 07:25 PM
Kuno Sachiko 10% Owner Oct 31, 2012 Sale $5.13 13,685 70,214 26,310,205 Nov 02, 2012, 07:22 PM
Kuno Sachiko 10% Owner Nov 01, 2012 Sale $5.02 23,910 119,952 26,286,295 Nov 02, 2012, 07:22 PM
Kuno Sachiko 10% Owner Oct 15, 2012 Sale $5.86 38,462 225,518 26,323,890 Oct 17, 2012, 10:35 AM
Ueno Ryuji CEO, Chief Scientific Officer Oct 15, 2012 Sale $5.86 38,462 225,518 26,323,890 Oct 17, 2012, 10:32 AM
S&R Technology Holdings, LLC 10% Owner Oct 15, 2012 Sale $5.86 38,462 225,518 26,323,890 Oct 17, 2012, 10:31 AM
S&R Technology Holdings, LLC 10% Owner Oct 01, 2012 Sale $5.15 38,450 198,194 26,362,352 Oct 03, 2012, 06:05 PM
Ueno Ryuji CEO, Chief Scientific Officer Oct 01, 2012 Sale $5.15 38,450 198,194 26,362,352 Oct 03, 2012, 06:02 PM
Claiborne Cary J Chief Financial Officer Sep 28, 2012 Option Exercise $4.78 313 1,496 787 Oct 02, 2012, 01:29 PM
Claiborne Cary J Chief Financial Officer Jun 29, 2012 Option Exercise $6.68 263 1,756 474 Jul 20, 2012, 02:38 PM
Nantahala Capital Management, LLC 10% Owner Apr 23, 2012 Sale $8.25 124,389 1,026,346 371,662 Apr 24, 2012, 06:07 PM
Nantahala Capital Management, LLC 10% Owner Apr 23, 2012 Sale $8.25 61,891 510,669 275,640 Apr 24, 2012, 06:07 PM
Nantahala Capital Management, LLC 10% Owner Apr 23, 2012 Sale $8.25 33,620 277,402 97,788 Apr 24, 2012, 06:07 PM
Claiborne Cary J Chief Financial Officer Mar 30, 2012 Option Exercise $7.08 211 1,493 211 Apr 06, 2012, 09:41 AM
Load More Insider Transactions
Buy Sale Option Exercise
Owner Relationship Date Value($)
Kuno Sachiko 10% Owner 02/13/2018 92,472,192
Ueno Ryuji 10% Owner 02/13/2018 97,318,530
OCONNELL MAUREEN Director 02/13/2018 92,340
Walbert Timothy P Director 02/13/2018 92,340
Spiegel Robert J. Director 02/13/2018 92,340
Edick Paul R Director 02/13/2018 268,740
Donley Matthew Maxwell EVP, Global HR, IT & Strategy 02/13/2018 665,550
Greenleaf Peter Chief Executive Officer 02/13/2018 2,335,122
JOHNSON JOHN Director 02/13/2018 92,340
Kiener Peter A Chief Science Officer 02/13/2018 807,408
Lichtlen Peter Chief Medical Officer 02/13/2018 432,000
PFREUNDSCHUH PETER P. CFO 02/13/2018 4,734
Bryan Jones W. Sr. Vice Pres., BD & Licensing 02/13/2018 92,502
Meyenburg Jason Patrick Chief Commercial Officer 02/13/2018 544,104
Driggs Alex General Counsel & Corp. Sec. 02/13/2018 109,512
PFREUNDSCHUH PETER P. CFO 12/31/2017 2,393
PFREUNDSCHUH PETER P. CFO 09/30/2017 1,192
Bryan Jones W. Sr. Vice Pres., BD & Licensing 12/31/2017 4,495
Greenleaf Peter Chief Executive Officer 12/31/2017 1,556
Kiener Peter A Chief Science Officer 12/31/2017 2,994
Donley Matthew Maxwell EVP, Global HR, IT & Strategy 12/31/2017 3,003
Driggs Alex General Counsel & Corp. Sec. 12/31/2017 6,006
Kiener Peter A Chief Science Officer 12/28/2017 494,378
Donley Matthew Maxwell EVP, Global HR, IT & Strategy 12/28/2017 347,967
Driggs Alex General Counsel & Corp. Sec. 12/28/2017 36,409
Kiener Peter A Chief Science Officer 12/07/2017 416,500
Kiener Peter A Chief Science Officer 12/07/2017 825,000
Kiener Peter A Chief Science Officer 09/30/2017 3,003
Donley Matthew Maxwell EVP, Global HR, IT & Strategy 09/30/2017 3,003
Driggs Alex General Counsel & Corp. Sec. 09/30/2017 5,997
Greenleaf Peter CEO 09/30/2017 5,997
Ueno Ryuji 10% Owner 09/11/2017 12,000,000
Kuno Sachiko 10% Owner 09/11/2017 12,000,000
Meyenburg Jason Patrick Chief Commercial Officer 09/06/2017 48,500
Bryan Jones W. Sr. Vice Pres., BD & Licensing 08/04/2017 49,820
Kiener Peter A Chief Science Officer 06/30/2017 3,000
Greenleaf Peter CEO 06/30/2017 6,010
Driggs Alex Acting General Counsel 06/30/2017 6,001
Donley Matthew Maxwell EVP, Global HR, IT & Strategy 06/30/2017 3,000
Alder Matthias EVP, Gen. Council & Sec. 06/30/2017 6,010
Kiener Peter A Chief Science Officer 03/31/2017 3,001
Greenleaf Peter CEO 03/31/2017 5,993
Donley Matthew Maxwell EVP, Global HR, IT & Strategy 03/31/2017 3,001
Alder Matthias EVP, Gen. Council & Sec. 03/31/2017 5,993
Smith Andrew P Chief Financial Officer 12/31/2016 1,496
Kiener Peter A Chief Scientific Officer 12/31/2016 3,002
Greenleaf Peter Chief Executive Officer 12/31/2016 1,412
Donley Matthew Maxwell Exec.VicePres,HumanResources 12/31/2016 2,992
Alder Matthias EVP, Bus. Dev.&Lic, G.C. &Sec. 12/31/2016 1,402
Greenleaf Peter CEO 11/28/2016 793,402
Greenleaf Peter CEO 11/29/2016 556,598
Greenleaf Peter CEO 11/29/2016 1,381,188
Greenleaf Peter CEO 11/28/2016 1,987,618
Getman Daniel P Director 11/29/2016 25,833
Getman Daniel P Director 11/28/2016 110,167
Getman Daniel P Director 11/29/2016 63,633
Getman Daniel P Director 11/28/2016 273,635
Alder Matthias EVP, Bus. Dev.&Lic, G.C. &Sec. 11/28/2016 208,042
Alder Matthias EVP, Bus. Dev.&Lic, G.C. &Sec. 11/25/2016 824,878
Alder Matthias EVP, Bus. Dev.&Lic, G.C. &Sec. 11/23/2016 216,580
Alder Matthias EVP, Bus. Dev.&Lic, G.C. &Sec. 11/28/2016 417,832
Alder Matthias EVP, Bus. Dev.&Lic, G.C. &Sec. 11/25/2016 1,572,517
Alder Matthias EVP, Bus. Dev.&Lic, G.C. &Sec. 11/23/2016 410,020
Smith Andrew P Chief Financial Officer 11/15/2016 27,514
Smith Andrew P Chief Financial Officer 09/30/2016 1,501
Kiener Peter A Chief Scientific Officer 09/30/2016 3,002
Greenleaf Peter Chief Executive Officer 09/30/2016 6,003
Donley Matthew Maxwell Exec.VicePres,HumanResources 09/30/2016 3,002
Alder Matthias EVP, Bus. Dev.&Lic, G.C. &Sec. 09/30/2016 5,994
Smith Andrew P Chief Financial Officer 06/30/2016 1,752
Kiener Peter A Chief Scientific Officer 06/30/2016 2,796
Greenleaf Peter Chief Executive Officer 06/30/2016 6,999
Donley Matthew Maxwell Exec. V.P., Human Resources 03/31/2016 3,504
Alder Matthias EVP, Bus. Dev.&Lic, G.C. &Sec. 06/30/2016 7,009
Smith Andrew P Chief Financial Officer 03/31/2016 1,496
Kiener Peter A Chief Scientific Officer 03/31/2016 1,198
Greenleaf Peter Chief Executive Officer 03/31/2016 6,001
Donley Matthew Maxwell Exec. V.P., Human Resources 03/31/2016 3,001
Alder Matthias EVP, Bus.Dev.&Lic, G.C. &Sec. 03/31/2016 5,992
Greenleaf Peter Chief Executive Officer 12/31/2015 6,997
Donley Matthew Maxwell Exec. V.P., Human Resources 12/31/2015 3,499
Alder Matthias EVP, Business Dev. & Licensing 12/31/2015 7,012
Miele Stanley G Chief Commercial Officer 09/30/2015 595
Miele Stanley G Chief Commercial Officer 06/30/2015 695
Alder Matthias EVP, Business Dev. & Licensing 09/30/2015 5,997
Alder Matthias EVP, Business Dev. & Licensing 06/30/2015 6,993
Donley Matthew Maxwell Exec. V.P., Human Resources 09/30/2015 3,006
Donley Matthew Maxwell Exec. V.P., Human Resources 06/30/2015 3,490
Smith Andrew P Chief Financial Officer 11/16/2015 27,333
Getman Daniel P Director 08/28/2015 96,000
Getman Daniel P Director 08/28/2015 844,200
Knapp Thomas J Former Officer 07/20/2015 798,714
Knapp Thomas J Former Officer 07/20/2015 1,511,891
Kuno Sachiko 10% Owner 03/31/2015 4,949,420
Kuno Sachiko 10% Owner 03/31/2015 844,998
Kuno Sachiko 10% Owner 03/31/2015 16,605,582
S&R Technology Holdings, LLC 10% Owner 03/31/2015 16,605,582
Ueno Ryuji 10% Owner 03/31/2015 16,605,582
Ueno Ryuji 10% Owner 03/31/2015 844,998
Ueno Ryuji 10% Owner 03/31/2015 4,949,420
Celeste Anthony C. Director 03/11/2015 480,942
Celeste Anthony C. Director 03/11/2015 1,143,850
Ashton William Director 03/11/2015 329,741
Ashton William Director 03/12/2015 432,959
Ashton William Director 03/12/2015 978,623
Ashton William Director 03/11/2015 1,281,749
Claiborne Cary J 12/15/2014 28,897
Claiborne Cary J 12/16/2014 174,603
Claiborne Cary J 12/15/2014 91,519
Claiborne Cary J 12/16/2014 553,839
S&R Technology Holdings, LLC 10% Owner 08/07/2014 422,845
S&R Technology Holdings, LLC 10% Owner 08/06/2014 193,000
S&R Technology Holdings, LLC 10% Owner 08/05/2014 525,744
Ueno Ryuji 10% Owner 08/06/2014 193,000
Ueno Ryuji 10% Owner 08/05/2014 525,744
Ueno Ryuji 10% Owner 08/07/2014 422,845
Kuno Sachiko 10% Owner 08/07/2014 422,845
Kuno Sachiko 10% Owner 08/06/2014 193,000
Kuno Sachiko 10% Owner 08/05/2014 525,744
Kuno Sachiko 10% Owner 08/01/2014 567,778
Kuno Sachiko 10% Owner 08/04/2014 279,856
S&R Technology Holdings, LLC 10% Owner 08/04/2014 279,856
S&R Technology Holdings, LLC 10% Owner 08/01/2014 567,778
Ueno Ryuji 10% Owner 08/04/2014 279,856
Ueno Ryuji 10% Owner 08/01/2014 567,778
S&R Technology Holdings, LLC 10% Owner 07/31/2014 625
S&R Technology Holdings, LLC 10% Owner 07/30/2014 1,875
Kuno Sachiko 10% Owner 07/31/2014 625
Kuno Sachiko 10% Owner 07/30/2014 1,875
Ueno Ryuji 10% Owner 07/30/2014 1,875
Ueno Ryuji 10% Owner 07/31/2014 625
S&R Technology Holdings, LLC 10% Owner 07/25/2014 3,469
S&R Technology Holdings, LLC 10% Owner 07/24/2014 97,622
Kuno Sachiko 10% Owner 07/24/2014 97,622
Kuno Sachiko 10% Owner 07/25/2014 3,469
Ueno Ryuji 10% Owner 07/25/2014 3,469
Ueno Ryuji 10% Owner 07/24/2014 97,622
S&R Technology Holdings, LLC 10% Owner 07/23/2014 20,507
S&R Technology Holdings, LLC 10% Owner 07/22/2014 15,634
S&R Technology Holdings, LLC 10% Owner 07/21/2014 625
Kuno Sachiko 10% Owner 07/23/2014 20,507
Kuno Sachiko 10% Owner 07/22/2014 15,634
Kuno Sachiko 10% Owner 07/21/2014 625
Ueno Ryuji 10% Owner 07/23/2014 20,507
Ueno Ryuji 10% Owner 07/22/2014 15,634
Ueno Ryuji 10% Owner 07/21/2014 625
Kuno Sachiko 10% Owner 07/18/2014 46,370
Kuno Sachiko 10% Owner 07/17/2014 47,669
S&R Technology Holdings, LLC 10% Owner 07/18/2014 46,370
S&R Technology Holdings, LLC 10% Owner 07/17/2014 47,669
Ueno Ryuji 10% Owner 07/18/2014 46,370
Ueno Ryuji 10% Owner 07/17/2014 47,669
Claiborne Cary J Chief Financial Officer 06/30/2014 1,752
Claiborne Cary J Chief Financial Officer 03/31/2014 1,494
Ueno Ryuji 10% Owner 05/21/2014 904,050
Ueno Ryuji 10% Owner 04/29/2014 109,237
Ueno Ryuji 10% Owner 04/28/2014 646,274
Kuno Sachiko 10% Owner 04/29/2014 109,237
Kuno Sachiko 10% Owner 04/28/2014 646,274
S&R Technology Holdings, LLC 10% Owner 04/28/2014 646,274
S&R Technology Holdings, LLC 10% Owner 04/29/2014 109,237
Ueno Ryuji 10% Owner 04/25/2014 339,437
Ueno Ryuji 10% Owner 04/24/2014 194,351
Ueno Ryuji 10% Owner 04/23/2014 260,478
S&R Technology Holdings, LLC 10% Owner 04/25/2014 339,437
S&R Technology Holdings, LLC 10% Owner 04/24/2014 194,351
S&R Technology Holdings, LLC 10% Owner 04/23/2014 260,478
Kuno Sachiko 10% Owner 04/23/2014 260,478
Kuno Sachiko 10% Owner 04/25/2014 339,437
Kuno Sachiko 10% Owner 04/24/2014 194,351
S&R Technology Holdings, LLC 10% Owner 04/22/2014 514,590
S&R Technology Holdings, LLC 10% Owner 04/21/2014 159,800
S&R Technology Holdings, LLC 10% Owner 04/17/2014 192,079
Ueno Ryuji 10% Owner 04/21/2014 159,800
Ueno Ryuji 10% Owner 04/17/2014 192,079
Ueno Ryuji 10% Owner 04/22/2014 514,590
Kuno Sachiko 10% Owner 04/22/2014 514,590
Kuno Sachiko 10% Owner 04/21/2014 159,800
Kuno Sachiko 10% Owner 04/17/2014 192,079
Dolecek Gayle R Director 03/18/2014 5,292
Dolecek Gayle R Director 03/18/2014 9,636
Claiborne Cary J Chief Financial Officer 02/27/2014 10,175
Claiborne Cary J Chief Financial Officer 02/27/2014 22,507
Dolecek Gayle R Director 02/18/2014 39,985
Dolecek Gayle R Director 02/18/2014 72,899
Celeste Anthony C. Director 02/14/2014 285,058
Dolecek Gayle R Director 01/13/2014 39,981
Dolecek Gayle R Director 01/13/2014 83,498
S&R Technology Holdings, LLC 10% Owner 01/17/2014 3,728,412
Kuno Sachiko 10% Owner 01/17/2014 3,728,412
Ueno Ryuji CEO, Chief Scientific Officer 01/17/2014 3,728,412
Claiborne Cary J Chief Financial Officer 01/07/2014 10,991
Claiborne Cary J Chief Financial Officer 01/07/2014 22,500
Claiborne Cary J Chief Financial Officer 12/31/2013 1,750
Dolecek Gayle R Director 12/16/2013 435,200
Claiborne Cary J Chief financial officer 11/25/2013 99,236
Claiborne Cary J Chief financial officer 11/22/2013 26,192
Miele Stanley G SVP, Sales & Marketing 11/22/2013 375,000
Ueno Ryuji CEO, Chief Scientific Officer 10/16/2013 2,287,116
Kuno Sachiko 10% Owner 10/16/2013 2,287,116
S&R Technology Holdings, LLC 10% Owner 10/16/2013 2,287,116
Claiborne Cary J Chief financial officer 09/30/2013 1,500
S&R Technology Holdings, LLC 10% Owner 09/18/2013 63,754
S&R Technology Holdings, LLC 10% Owner 09/17/2013 72,207
S&R Technology Holdings, LLC 10% Owner 09/16/2013 82,700
Kuno Sachiko 10% Owner 09/16/2013 82,700
Kuno Sachiko 10% Owner 09/18/2013 63,754
Kuno Sachiko 10% Owner 09/17/2013 72,207
Ueno Ryuji CEO, Chief Scientific Officer 09/17/2013 72,207
Ueno Ryuji CEO, Chief Scientific Officer 09/16/2013 82,700
Ueno Ryuji CEO, Chief Scientific Officer 09/18/2013 63,754
S&R Technology Holdings, LLC 10% Owner 09/03/2013 214,887
Kuno Sachiko 10% Owner 09/03/2013 214,887
Ueno Ryuji CEO, Chief Scientific Officer 09/03/2013 214,887
Kuno Sachiko 10% Owner 08/19/2013 232,257
S&R Technology Holdings, LLC 10% Owner 08/19/2013 232,257
Ueno Ryuji CEO, Chief Scientific Officer 08/19/2013 232,257
Ueno Ryuji CEO, Chief Scientific Officer 08/06/2013 149,671
Ueno Ryuji CEO, Chief Scientific Officer 08/05/2013 88,991
S&R Technology Holdings, LLC 10% Owner 08/06/2013 149,671
S&R Technology Holdings, LLC 10% Owner 08/05/2013 88,991
Kuno Sachiko 10% Owner 08/06/2013 149,671
Kuno Sachiko 10% Owner 08/05/2013 88,991
S&R Technology Holdings, LLC 10% Owner 07/24/2013 133,805
S&R Technology Holdings, LLC 10% Owner 07/23/2013 81,158
S&R Technology Holdings, LLC 10% Owner 07/22/2013 35,873
Kuno Sachiko 10% Owner 07/24/2013 133,805
Kuno Sachiko 10% Owner 07/23/2013 81,158
Kuno Sachiko 10% Owner 07/22/2013 35,873
Ueno Ryuji CEO, Chief Scientific Officer 07/24/2013 133,805
Ueno Ryuji CEO, Chief Scientific Officer 07/23/2013 81,158
Ueno Ryuji CEO, Chief Scientific Officer 07/22/2013 35,873
Ueno Ryuji CEO, Chief Scientific Officer 07/09/2013 66,810
Ueno Ryuji CEO, Chief Scientific Officer 07/08/2013 182,450
Kuno Sachiko 10% Owner 07/09/2013 66,810
Kuno Sachiko 10% Owner 07/08/2013 182,450
S&R Technology Holdings, LLC 10% Owner 07/08/2013 182,450
S&R Technology Holdings, LLC 10% Owner 07/09/2013 66,810
Claiborne Cary J Chief financial officer 06/28/2013 1,750
Ueno Ryuji CEO, Chief Scientific Officer 06/24/2013 254,234
Kuno Sachiko 10% Owner 06/24/2013 254,234
S&R Technology Holdings, LLC 10% Owner 06/24/2013 254,234
Ueno Ryuji CEO, Chief Scientific Officer 06/10/2013 280,384
S&R Technology Holdings, LLC 10% Owner 06/10/2013 280,384
Kuno Sachiko 10% Owner 06/10/2013 280,384
MAUDLIN TIMOTHY I Director 05/15/2013 322,783
S&R Technology Holdings, LLC 10% Owner 05/28/2013 338,193
Kuno Sachiko 10% Owner 05/28/2013 338,193
Ueno Ryuji CEO, Chief Scientific Officer 05/28/2013 338,193
Claiborne Cary J Chief financial officer 05/24/2013 92,735
Claiborne Cary J Chief Financial Officer 05/21/2013 22,914
Claiborne Cary J Chief Financial Officer 05/20/2013 21,280
Miele Stanley G SVP, Sales and Marketing 05/20/2013 61,454
Miele Stanley G SVP, Sales and Marketing 05/16/2013 470,035
Ueno Ryuji CEO, Chief Scientific Officer 05/13/2013 356,585
S&R Technology Holdings, LLC 10% Owner 05/13/2013 356,585
Kuno Sachiko 10% Owner 05/13/2013 356,585
Ueno Ryuji CEO, Chief Scientific Officer 04/29/2013 357,062
S&R Technology Holdings, LLC 10% Owner 04/29/2013 357,062
Kuno Sachiko 10% Owner 04/29/2013 357,062
Ueno Ryuji CEO, Chief Scientific Officer 04/15/2013 246,300
Ueno Ryuji CEO, Chief Scientific Officer 04/16/2013 17,702
S&R Technology Holdings, LLC 10% Owner 04/16/2013 17,702
S&R Technology Holdings, LLC 10% Owner 04/15/2013 246,300
Kuno Sachiko 10% Owner 04/16/2013 17,702
Kuno Sachiko 10% Owner 04/15/2013 246,300
Claiborne Cary J Chief financial officer 03/28/2013 1,504
S&R Technology Holdings, LLC 10% Owner 04/01/2013 240,476
Ueno Ryuji CEO, Chief Scientific Officer 04/01/2013 240,476
S&R Technology Holdings, LLC 10% Owner 03/18/2013 203,218
Ueno Ryuji CEO, Chief Scientific Officer 03/18/2013 203,218
Kuno Sachiko 10% Owner 03/18/2013 203,218
S&R Technology Holdings, LLC 10% Owner 03/04/2013 193,752
Kuno Sachiko 10% Owner 03/04/2013 193,752
Ueno Ryuji CEO, Chief Scientific Officer 03/04/2013 193,752
Ueno Ryuji CEO, Chief Scientific Officer 02/19/2013 197,729
Ueno Ryuji CEO, Chief Scientific Officer 01/08/2013 146,626
Ueno Ryuji CEO, Chief Scientific Officer 11/02/2012 4,339
Kuno Sachiko 10% Owner 02/19/2013 197,729
Kuno Sachiko 10% Owner 01/08/2013 146,626
Kuno Sachiko 10% Owner 11/02/2012 4,339
S&R Technology Holdings, LLC 10% Owner 02/19/2013 197,729
S&R Technology Holdings, LLC 10% Owner 01/08/2013 146,626
S&R Technology Holdings, LLC 10% Owner 11/02/2012 4,339
Kuno Sachiko 10% Owner 02/04/2013 200,729
Ueno Ryuji CEO, Chief Scientific Officer 02/04/2013 200,729
S&R Technology Holdings, LLC 10% Owner 02/04/2013 200,729
Kuno Sachiko 10% Owner 01/22/2013 200,252
Ueno Ryuji CEO, Chief Scientific Officer 01/22/2013 200,252
S&R Technology Holdings, LLC 10% Owner 01/22/2013 200,252
Ueno Ryuji CEO, Chief Scientific Officer 01/09/2013 24,067
Kuno Sachiko 10% Owner 01/09/2013 24,067
S&R Technology Holdings, LLC 10% Owner 01/09/2013 24,067
S&R Technology Holdings, LLC 10% Owner 01/07/2013 21,895
Ueno Ryuji CEO, Chief Scientific Officer 01/07/2013 21,895
Kuno Sachiko 10% Owner 01/07/2013 21,895
Claiborne Cary J Chief Financial Officer 12/31/2012 1,750
Kuno Sachiko 10% Owner 01/03/2013 45,069
Kuno Sachiko 10% Owner 01/02/2013 46,014
Ueno Ryuji CEO, Chief Scientific Officer 01/02/2013 46,014
Ueno Ryuji CEO, Chief Scientific Officer 01/03/2013 45,069
S&R Technology Holdings, LLC 10% Owner 01/03/2013 45,069
S&R Technology Holdings, LLC 10% Owner 01/02/2013 46,014
S&R Technology Holdings, LLC 10% Owner 12/26/2012 21,732
S&R Technology Holdings, LLC 10% Owner 12/24/2012 79,793
Ueno Ryuji CEO, Chief Scientific Officer 12/26/2012 21,732
Ueno Ryuji CEO, Chief Scientific Officer 12/24/2012 79,793
Kuno Sachiko 10% Owner 12/26/2012 21,732
Kuno Sachiko 10% Owner 12/24/2012 79,793
Kuno Sachiko 10% Owner 12/12/2012 203,141
Ueno Ryuji CEO, Chief Scientific Officer 12/12/2012 203,141
S&R Technology Holdings, LLC 10% Owner 12/12/2012 203,141
Kuno Sachiko 10% Owner 12/06/2012 36,691
S&R Technology Holdings, LLC 10% Owner 11/29/2012 120,967
S&R Technology Holdings, LLC 10% Owner 11/28/2012 140,619
Kuno Sachiko 10% Owner 11/28/2012 140,619
Kuno Sachiko 10% Owner 11/29/2012 120,967
Ueno Ryuji CEO, Chief Scientific Officer 11/29/2012 120,967
Ueno Ryuji CEO, Chief Scientific Officer 11/28/2012 140,619
Kuno Sachiko 10% Owner 11/23/2012 15,007
Kuno Sachiko 10% Owner 11/27/2012 14,002
Kuno Sachiko 10% Owner 11/26/2012 32,025
Ueno Ryuji CEO, Chief Scientific Officer 11/27/2012 14,002
Ueno Ryuji CEO, Chief Scientific Officer 11/26/2012 32,025
Ueno Ryuji CEO, Chief Scientific Officer 11/23/2012 15,007
S&R Technology Holdings, LLC 10% Owner 11/26/2012 32,025
S&R Technology Holdings, LLC 10% Owner 11/23/2012 15,007
S&R Technology Holdings, LLC 10% Owner 11/27/2012 14,002
Kuno Sachiko 10% Owner 11/14/2012 3,504
Ueno Ryuji CEO, Chief Scientific Officer 11/14/2012 3,504
S&R Technology Holdings, LLC 10% Owner 11/14/2012 3,504
S&R Technology Holdings, LLC 10% Owner 11/13/2012 41,825
S&R Technology Holdings, LLC 10% Owner 11/12/2012 18,004
Ueno Ryuji CEO, Chief Scientific Officer 11/12/2012 18,004
Ueno Ryuji CEO, Chief Scientific Officer 11/13/2012 41,825
Kuno Sachiko 10% Owner 11/13/2012 41,825
Kuno Sachiko 10% Owner 11/12/2012 18,004
S&R Technology Holdings, LLC 10% Owner 11/01/2012 119,952
S&R Technology Holdings, LLC 10% Owner 10/31/2012 70,214
Ueno Ryuji CEO, Chief Scientific Officer 11/01/2012 119,952
Ueno Ryuji CEO, Chief Scientific Officer 10/31/2012 70,214
Kuno Sachiko 10% Owner 10/31/2012 70,214
Kuno Sachiko 10% Owner 11/01/2012 119,952
Kuno Sachiko 10% Owner 10/15/2012 225,518
Ueno Ryuji CEO, Chief Scientific Officer 10/15/2012 225,518
S&R Technology Holdings, LLC 10% Owner 10/15/2012 225,518
S&R Technology Holdings, LLC 10% Owner 10/01/2012 198,194
Ueno Ryuji CEO, Chief Scientific Officer 10/01/2012 198,194
Claiborne Cary J Chief Financial Officer 09/28/2012 1,496
Claiborne Cary J Chief Financial Officer 06/29/2012 1,756
Nantahala Capital Management, LLC 10% Owner 04/23/2012 1,026,346
Nantahala Capital Management, LLC 10% Owner 04/23/2012 510,669
Nantahala Capital Management, LLC 10% Owner 04/23/2012 277,402
Claiborne Cary J Chief Financial Officer 03/30/2012 1,493
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