. (KCG)
$20 0 (0.00%)
Market Cap: $0
As of 07/22/19 12:00 AM EDT. Market closed.
. (KCG)
$20 0 (0.00%)
Market Cap: $0
As of 07/22/19 12:00 AM EDT. Market closed.
COMPANY PROFILE
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Industry
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Address
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Sector
Industry
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Address
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PRICE CHART
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KEY STATS
Open
$0
Previous Close
$20
Days Range
$0 - $0
52 week range
$0 - $0
Volume
0
Avg. Volume (30 days)
0
Market Cap
$0
Dividend Yield
0.00%
P/E
-
Shares Outstanding
0
Open
$0
Previous Close
$20
Days Range
$0 - $0
52 week range
$0 - $0
Volume
0
Avg. Volume (30 days)
0
Market Cap
$0
Dividend Yield
0.00%
P/E
-
Shares Outstanding
0
Open in:
Open in:
INSIDER TRANSACTIONS FOR
| Owner | Relationship | Date | Transaction | Cost | # Shares | Value($) | Total Shares | Form 4 |
| HALDEMAN CHARLES E | Director | Jul 20, 2017 | Option Exercise | $20.00 | 365,867 | 7,317,340 | 0 | Jul 21, 2017, 05:04 PM |
| Coleman Daniel | Chief Executive Officer | Jul 20, 2017 | Option Exercise | $20.00 | 1,837,827 | 36,756,540 | 0 | Jul 20, 2017, 06:36 PM |
| Tusar Gregory A | See Remarks | Jul 20, 2017 | Option Exercise | $20.00 | 173,354 | 3,467,080 | 0 | Jul 20, 2017, 06:35 PM |
| Chrapaty Debra J. | Director | Jul 20, 2017 | Option Exercise | $20.00 | 16,324 | 326,480 | 0 | Jul 20, 2017, 06:34 PM |
| McCarthy John A | General Counsel | Jul 20, 2017 | Option Exercise | $20.00 | 106,071 | 2,121,420 | 0 | Jul 20, 2017, 06:33 PM |
| Allison Philip | CEO of KCG Europe Limited | Jul 20, 2017 | Option Exercise | $20.00 | 254,690 | 5,093,800 | 0 | Jul 20, 2017, 06:32 PM |
| Ogurtsov Nick | COO and Chief Risk Officer | Jul 20, 2017 | Option Exercise | $20.00 | 124,923 | 2,498,460 | 0 | Jul 20, 2017, 06:32 PM |
| Morris John C. | Director | Jul 20, 2017 | Option Exercise | $20.00 | 20,267 | 405,340 | 0 | Jul 20, 2017, 06:31 PM |
| Morris John C. | Director | Jul 20, 2017 | Option Exercise | $20.00 | 4,023 | 80,460 | 0 | Jul 20, 2017, 06:31 PM |
| KERN RENE M | Director | Jul 20, 2017 | Option Exercise | $20.00 | 14,178 | 283,560 | 0 | Jul 20, 2017, 06:30 PM |
| Rampell Alastair | Director | Jul 20, 2017 | Option Exercise | $20.00 | 16,324 | 326,480 | 0 | Jul 20, 2017, 06:29 PM |
| SMITH COLIN | Director | Jul 20, 2017 | Option Exercise | $20.00 | 9,893 | 197,860 | 0 | Jul 20, 2017, 06:29 PM |
| Milde James T | Director | Jul 20, 2017 | Option Exercise | $20.00 | 40,882 | 817,640 | 0 | Jul 20, 2017, 06:28 PM |
| Fisher Peter R. | Director | Jul 20, 2017 | Option Exercise | $20.00 | 27,393 | 547,860 | 0 | Jul 20, 2017, 06:27 PM |
| Schmitt Daniel F | Director | Jul 20, 2017 | Option Exercise | $20.00 | 37,855 | 757,100 | 0 | Jul 20, 2017, 06:26 PM |
| SHAHON LAURIE M | Director | Jul 20, 2017 | Option Exercise | $20.00 | 36,265 | 725,300 | 0 | Jul 20, 2017, 06:25 PM |
| Parratt Steffen | Chief Financial Officer | Jul 20, 2017 | Option Exercise | $20.00 | 114,879 | 2,297,580 | 0 | Jul 20, 2017, 06:25 PM |
| Alexopoulos Heather Tookes | Director | Jul 20, 2017 | Option Exercise | $20.00 | 9,893 | 197,860 | 0 | Jul 20, 2017, 06:22 PM |
| WELLER ADRIAN | Director | Jul 20, 2017 | Option Exercise | $20.00 | 9,893 | 197,860 | 0 | Jul 20, 2017, 06:22 PM |
| Primmer Ryan F | See Remarks | Jul 20, 2017 | Option Exercise | $20.00 | 521,661 | 10,433,220 | 0 | Jul 20, 2017, 06:21 PM |
| BLUM MICHAEL L. | Chief Technology Officer | Jul 20, 2017 | Option Exercise | $20.00 | 76,537 | 1,530,740 | 0 | Jul 20, 2017, 06:19 PM |
| Coleman Daniel | Chief Executive Officer | Jun 05, 2017 | Sale | $19.86 | 31,643 | 628,430 | 1,620,694 | Jun 30, 2017, 04:16 PM |
| Ogurtsov Nick | COO and Chief Risk Officer | May 17, 2017 | Sale | $19.85 | 58,549 | 1,162,198 | 0 | May 19, 2017, 05:35 PM |
| WELLER ADRIAN | Director | May 11, 2017 | Option Exercise | $19.89 | 4,023 | 80,017 | 9,893 | May 15, 2017, 05:45 PM |
| Alexopoulos Heather Tookes | Director | May 11, 2017 | Option Exercise | $19.89 | 4,023 | 80,017 | 9,893 | May 15, 2017, 05:43 PM |
| Fisher Peter R. | Director | May 11, 2017 | Option Exercise | $19.89 | 4,023 | 80,017 | 9,893 | May 15, 2017, 05:43 PM |
| Chrapaty Debra J. | Director | May 11, 2017 | Option Exercise | $19.89 | 4,023 | 80,017 | 10,112 | May 15, 2017, 05:41 PM |
| Morris John C. | Director | May 11, 2017 | Option Exercise | $19.89 | 4,023 | 80,017 | 10,112 | May 15, 2017, 05:40 PM |
| HALDEMAN CHARLES E | Director | May 11, 2017 | Option Exercise | $19.89 | 16,089 | 320,010 | 40,443 | May 15, 2017, 05:40 PM |
| Milde James T | Director | May 11, 2017 | Option Exercise | $19.89 | 4,023 | 80,017 | 10,112 | May 15, 2017, 05:40 PM |
| SMITH COLIN | Director | May 11, 2017 | Option Exercise | $19.89 | 4,023 | 80,017 | 9,893 | May 15, 2017, 05:39 PM |
| Schmitt Daniel F | Director | May 11, 2017 | Option Exercise | $19.89 | 4,023 | 80,017 | 10,112 | May 15, 2017, 05:35 PM |
| Rampell Alastair | Director | May 11, 2017 | Option Exercise | $19.89 | 4,023 | 80,017 | 10,112 | May 15, 2017, 05:28 PM |
| SHAHON LAURIE M | Director | May 11, 2017 | Option Exercise | $19.89 | 4,023 | 80,017 | 10,112 | May 15, 2017, 05:19 PM |
| McCarthy John A | General Counsel | May 02, 2017 | Sale | $19.94 | 26,951 | 537,403 | 34,878 | May 04, 2017, 04:19 PM |
| Coleman Daniel | Chief Executive Officer | Feb 05, 2017 | Option Exercise | $14.24 | 33,436 | 476,129 | 1,598,626 | Feb 07, 2017, 09:00 PM |
| Coleman Daniel | Chief Executive Officer | Feb 04, 2017 | Option Exercise | $14.24 | 15,877 | 226,088 | 1,547,826 | Feb 07, 2017, 09:00 PM |
| Coleman Daniel | Chief Executive Officer | Feb 03, 2017 | Option Exercise | $14.24 | 48,158 | 685,770 | 1,532,929 | Feb 07, 2017, 09:00 PM |
| Ogurtsov Nick | COO and Chief Risk Officer | Feb 03, 2017 | Option Exercise | $14.24 | 19,268 | 274,376 | 128,264 | Feb 07, 2017, 08:55 PM |
| Ogurtsov Nick | COO and Chief Risk Officer | Feb 05, 2017 | Option Exercise | $14.24 | 11,601 | 165,198 | 162,570 | Feb 07, 2017, 08:55 PM |
| Ogurtsov Nick | COO and Chief Risk Officer | Feb 04, 2017 | Option Exercise | $14.24 | 11,286 | 160,713 | 142,959 | Feb 07, 2017, 08:55 PM |
| McCarthy John A | General Counsel | Feb 04, 2017 | Option Exercise | $14.24 | 5,010 | 71,342 | 52,272 | Feb 07, 2017, 08:55 PM |
| McCarthy John A | General Counsel | Feb 03, 2017 | Option Exercise | $14.24 | 7,955 | 113,279 | 43,679 | Feb 07, 2017, 08:55 PM |
| McCarthy John A | General Counsel | Feb 05, 2017 | Option Exercise | $14.24 | 5,547 | 78,989 | 61,767 | Feb 07, 2017, 08:55 PM |
| Primmer Ryan F | See Remarks | Feb 05, 2017 | Option Exercise | $14.24 | 13,646 | 194,319 | 339,105 | Feb 07, 2017, 08:54 PM |
| Primmer Ryan F | See Remarks | Feb 04, 2017 | Option Exercise | $14.24 | 10,278 | 146,359 | 315,146 | Feb 07, 2017, 08:54 PM |
| Primmer Ryan F | See Remarks | Feb 03, 2017 | Option Exercise | $14.24 | 33,163 | 472,241 | 304,509 | Feb 07, 2017, 08:54 PM |
| Parratt Steffen | Chief Financial Officer | Feb 03, 2017 | Option Exercise | $14.24 | 7,073 | 100,720 | 54,019 | Feb 07, 2017, 08:53 PM |
| Tusar Gregory A | See Remarks | Feb 04, 2017 | Option Exercise | $14.24 | 7,780 | 110,787 | 212,570 | Feb 07, 2017, 08:50 PM |
| Tusar Gregory A | See Remarks | Feb 03, 2017 | Option Exercise | $14.24 | 28,677 | 408,360 | 199,435 | Feb 07, 2017, 08:50 PM |
| Allison Philip | CEO of KCG Europe Limited | Feb 04, 2017 | Option Exercise | $14.24 | 14,173 | 201,824 | 463,443 | Feb 07, 2017, 08:50 PM |
| Allison Philip | CEO of KCG Europe Limited | Feb 03, 2017 | Option Exercise | $14.24 | 29,803 | 424,395 | 447,440 | Feb 07, 2017, 08:50 PM |
| Parratt Steffen | Chief Financial Officer | Jan 06, 2017 | Option Exercise | $13.85 | 5,675 | 78,599 | 42,044 | Jan 10, 2017, 04:16 PM |
| BLUM MICHAEL L. | Chief Technology Officer | Jan 04, 2017 | Option Exercise | $13.75 | 2,603 | 35,791 | 4,118 | Jan 06, 2017, 04:14 PM |
| Allison Philip | CEO of KCG Europe Limited | Sep 22, 2016 | Option Exercise | $14.53 | 117,420 | 1,706,113 | 413,788 | Sep 26, 2016, 04:15 PM |
| Tusar Gregory A | See Remarks | Aug 20, 2016 | Option Exercise | $14.36 | 52,338 | 751,574 | 167,532 | Aug 23, 2016, 04:58 PM |
| GAP Coinvestments CDA, L.P. | 10% Owner | Aug 05, 2016 | Sale | $14.85 | 1,500,000 | 22,275,001 | 18,709,027 | Aug 09, 2016, 05:03 PM |
| KERN RENE M | Director | Aug 05, 2016 | Sale | $14.85 | 1,500,000 | 22,275,001 | 18,709,027 | Aug 09, 2016, 05:02 PM |
| GA-GTCO Interholdco, LLC | 10% Owner | Aug 05, 2016 | Sale | $14.85 | 1,500,000 | 22,275,001 | 18,709,027 | Aug 09, 2016, 05:01 PM |
| Primmer Ryan F | See Remarks | Jul 15, 2016 | Option Exercise | $13.97 | 71,098 | 993,239 | 272,491 | Jul 19, 2016, 04:05 PM |
| McCarthy John A | General Counsel | Jul 05, 2016 | Option Exercise | $13.13 | 1,424 | 18,697 | 30,093 | Jul 07, 2016, 04:26 PM |
| Coleman Daniel | Chief Executive Officer | Jul 05, 2016 | Option Exercise | $13.13 | 33,568 | 440,748 | 1,487,907 | Jul 07, 2016, 04:24 PM |
| Ross Jonathan | Chief Technology Officer | Jul 05, 2016 | Option Exercise | $13.13 | 4,145 | 54,424 | 237,686 | Jul 07, 2016, 04:23 PM |
| McCarthy John A | General Counsel | Jul 01, 2016 | Option Exercise | $13.41 | 7,369 | 98,818 | 28,654 | Jul 06, 2016, 04:24 PM |
| Ross Jonathan | Chief Technology Officer | Jul 01, 2016 | Option Exercise | $13.41 | 13,222 | 177,307 | 234,401 | Jul 06, 2016, 04:23 PM |
| Ogurtsov Nick | COO and Chief Risk Officer | Jul 01, 2016 | Option Exercise | $13.41 | 19,849 | 266,175 | 110,250 | Jul 06, 2016, 04:23 PM |
| SHAHON LAURIE M | Director | May 12, 2016 | Option Exercise | $13.14 | 6,089 | 80,009 | 12,064 | May 16, 2016, 04:21 PM |
| Schmitt Daniel F | Director | May 12, 2016 | Option Exercise | $13.14 | 6,089 | 80,009 | 12,064 | May 16, 2016, 04:20 PM |
| Chrapaty Debra J. | Director | May 12, 2016 | Option Exercise | $13.14 | 6,089 | 80,009 | 12,301 | May 16, 2016, 04:18 PM |
| HALDEMAN CHARLES E | Non-Executive Chairman | May 12, 2016 | Option Exercise | $13.14 | 24,354 | 320,012 | 48,253 | May 16, 2016, 04:16 PM |
| Morris John C. | Director | May 12, 2016 | Option Exercise | $13.14 | 6,089 | 80,009 | 6,089 | May 16, 2016, 04:16 PM |
| Rampell Alastair | Director | May 12, 2016 | Option Exercise | $13.14 | 6,089 | 80,009 | 12,301 | May 16, 2016, 04:14 PM |
| Milde James T | Director | May 12, 2016 | Option Exercise | $13.14 | 6,089 | 80,009 | 12,064 | May 16, 2016, 04:14 PM |
| Ross Jonathan | Chief Technology Officer | Feb 05, 2016 | Option Exercise | $10.48 | 17,968 | 188,305 | 223,920 | Feb 09, 2016, 04:26 PM |
| Primmer Ryan F | See Remarks | Feb 05, 2016 | Option Exercise | $10.48 | 18,988 | 198,994 | 197,958 | Feb 09, 2016, 04:24 PM |
| Ogurtsov Nick | COO and Chief Risk Officer | Feb 05, 2016 | Option Exercise | $10.48 | 16,082 | 168,539 | 91,581 | Feb 09, 2016, 04:24 PM |
| McCarthy John A | General Counsel | Feb 05, 2016 | Option Exercise | $10.48 | 5,069 | 53,123 | 21,209 | Feb 09, 2016, 04:22 PM |
| Coleman Daniel | Chief Executive Officer | Feb 05, 2016 | Option Exercise | $10.48 | 43,213 | 452,872 | 1,456,475 | Feb 09, 2016, 04:19 PM |
| Ross Jonathan | Chief Technology Officer | Feb 04, 2016 | Option Exercise | $10.49 | 12,589 | 132,059 | 209,829 | Feb 08, 2016, 05:27 PM |
| Tusar Gregory A | See Remarks | Feb 04, 2016 | Option Exercise | $10.49 | 10,835 | 113,659 | 118,860 | Feb 08, 2016, 05:23 PM |
| Allison Philip | CEO of KCG Europe Limited | Feb 04, 2016 | Option Exercise | $10.49 | 14,170 | 148,643 | 281,208 | Feb 08, 2016, 05:22 PM |
| Primmer Ryan F | See Remarks | Feb 04, 2016 | Option Exercise | $10.49 | 10,561 | 110,785 | 179,341 | Feb 08, 2016, 05:22 PM |
| McCarthy John A | General Counsel | Feb 04, 2016 | Option Exercise | $10.49 | 4,584 | 48,086 | 11,236 | Feb 08, 2016, 05:20 PM |
| Coleman Daniel | Chief Executive Officer | Feb 04, 2016 | Option Exercise | $10.49 | 11,492 | 120,551 | 1,415,452 | Feb 08, 2016, 05:19 PM |
| Ogurtsov Nick | COO and Chief Risk Officer | Feb 04, 2016 | Option Exercise | $10.49 | 10,944 | 114,803 | 76,450 | Feb 08, 2016, 05:19 PM |
| Parratt Steffen | Chief Financial Officer | Jan 06, 2016 | Option Exercise | $12.01 | 5,317 | 63,857 | 33,701 | Jan 08, 2016, 04:53 PM |
| Schuler Stephen | Director | Nov 04, 2015 | Sale | $12.89 | 1,897,593 | 24,459,974 | 0 | Nov 06, 2015, 05:09 PM |
| Schuler Stephen | Director | Oct 29, 2015 | Sale | $12.50 | 7,050 | 88,125 | 2,513,499 | Oct 30, 2015, 04:58 PM |
| Schuler Stephen | Director | Oct 26, 2015 | Sale | $12.50 | 35,488 | 443,600 | 2,783,111 | Oct 27, 2015, 04:17 PM |
| Schuler Stephen | Director | Oct 15, 2015 | Sale | $12.50 | 5,312 | 66,400 | 3,254,697 | Oct 19, 2015, 04:07 PM |
| Schuler Stephen | Director | Oct 15, 2015 | Sale | $12.50 | 5,312 | 66,400 | 3,254,697 | Oct 19, 2015, 04:07 PM |
| Allison Philip | CEO of KCG Europe Limited | Sep 22, 2015 | Option Exercise | $10.94 | 117,393 | 1,284,279 | 265,201 | Sep 24, 2015, 04:19 PM |
| Tusar Gregory A | See Remarks | Aug 20, 2015 | Option Exercise | $10.82 | 49,962 | 540,589 | 108,779 | Aug 24, 2015, 04:56 PM |
| HALDEMAN CHARLES E | Non-Executive Chairman | Aug 18, 2015 | Buy | $10.40 | 50,000 | 520,000 | 301,525 | Aug 19, 2015, 04:12 PM |
| Parratt Steffen | Chief Financial Officer | Aug 11, 2015 | Buy | $9.92 | 400,000 | 3,968,000 | 25,000 | Aug 12, 2015, 06:18 PM |
| Primmer Ryan F | See Remarks | Jul 15, 2015 | Option Exercise | $12.01 | 73,542 | 883,239 | 168,986 | Jul 16, 2015, 05:13 PM |
| Ross Jonathan | Chief Technology Officer | Jul 05, 2015 | Option Exercise | $12.46 | 4,166 | 51,908 | 195,600 | Jul 07, 2015, 04:15 PM |
| McCarthy John A | General Counsel | Jul 05, 2015 | Option Exercise | $12.46 | 1,007 | 12,547 | 42,217 | Jul 07, 2015, 04:13 PM |
| Coleman Daniel | Chief Executive Officer | Jul 05, 2015 | Option Exercise | $12.46 | 33,602 | 418,681 | 1,396,170 | Jul 07, 2015, 04:13 PM |
| Ogurtsov Nick | See Remarks | Jul 01, 2015 | Option Exercise | $12.42 | 21,484 | 266,831 | 61,413 | Jul 02, 2015, 06:01 PM |
| Ross Jonathan | Chief Technology Officer | Jul 01, 2015 | Option Exercise | $12.42 | 13,288 | 165,037 | 192,335 | Jul 02, 2015, 06:01 PM |
| Allison Philip | CEO of KCG Europe Limited | Jul 01, 2015 | Option Exercise | $12.42 | 117,406 | 1,458,183 | 132,594 | Jul 02, 2015, 05:59 PM |
| McCarthy John A | General Counsel | Jul 01, 2015 | Option Exercise | $12.42 | 5,207 | 64,671 | 40,360 | Jul 02, 2015, 05:57 PM |
| KERN RENE M | Director | Jun 08, 2015 | Sale | $14.00 | 8,284,916 | 115,988,824 | 20,209,027 | Jun 10, 2015, 09:20 PM |
| GAP Coinvestments CDA, L.P. | 10% Owner | Jun 08, 2015 | Sale | $14.00 | 106,476 | 1,490,664 | 232,098 | Jun 10, 2015, 09:18 PM |
| GA-GTCO Interholdco, LLC | 10% Owner | Jun 08, 2015 | Sale | $14.00 | 8,284,916 | 115,988,824 | 20,209,027 | Jun 10, 2015, 09:17 PM |
| Schuler Stephen | Director | Jun 08, 2015 | Sale | $14.00 | 2,099 | 29,386 | 12,079 | Jun 10, 2015, 06:58 PM |
| Schuler Stephen | Director | Jun 08, 2015 | Sale | $14.00 | 1,336,476 | 18,710,664 | 3,260,009 | Jun 10, 2015, 06:58 PM |
| Tierney Daniel | Director | Jun 08, 2015 | Sale | $14.00 | 2,099 | 29,386 | 12,079 | Jun 10, 2015, 06:56 PM |
| JEFFERIES LLC | 10% Owner | Jun 08, 2015 | Option Exercise | $14.00 | 6,532,743 | 91,458,402 | 15,935,031 | Jun 10, 2015, 04:00 PM |
| Daniel V. Tierney 2011 Trust | Former 10% Owner | May 11, 2015 | Sale | $13.46 | 98,947 | 1,331,827 | 7,458,667 | May 12, 2015, 03:58 PM |
| Daniel V. Tierney 2011 Trust | Former 10% Owner | May 08, 2015 | Sale | $13.44 | 51,312 | 689,633 | 7,557,614 | May 12, 2015, 03:58 PM |
| Daniel V. Tierney 2011 Trust | 10% Owner | May 07, 2015 | Sale | $13.45 | 57,046 | 767,269 | 7,608,926 | May 08, 2015, 01:52 PM |
| Daniel V. Tierney 2011 Trust | 10% Owner | May 06, 2015 | Sale | $13.46 | 61,039 | 821,585 | 7,665,972 | May 08, 2015, 01:52 PM |
| Schuler Stephen | Director | May 06, 2015 | Sale | $13.50 | 7,300 | 98,550 | 5,800,200 | May 07, 2015, 04:08 PM |
| Daniel V. Tierney 2011 Trust | 10% Owner | May 05, 2015 | Sale | $13.50 | 89,772 | 1,211,922 | 7,727,011 | May 06, 2015, 04:33 PM |
| Daniel V. Tierney 2011 Trust | 10% Owner | May 04, 2015 | Sale | $13.53 | 102,529 | 1,387,217 | 7,816,783 | May 06, 2015, 04:33 PM |
| Daniel V. Tierney 2011 Trust | 10% Owner | May 01, 2015 | Sale | $13.57 | 242,997 | 3,297,469 | 7,919,312 | May 04, 2015, 04:13 PM |
| Daniel V. Tierney 2011 Trust | 10% Owner | Apr 30, 2015 | Sale | $12.96 | 34,088 | 441,780 | 8,162,309 | May 04, 2015, 04:13 PM |
| Daniel V. Tierney 2011 Trust | 10% Owner | Apr 29, 2015 | Sale | $13.07 | 43,313 | 566,101 | 8,196,397 | Apr 30, 2015, 01:53 PM |
| Daniel V. Tierney 2011 Trust | 10% Owner | Apr 28, 2015 | Sale | $13.07 | 33,000 | 431,310 | 8,239,710 | Apr 30, 2015, 01:53 PM |
| Daniel V. Tierney 2011 Trust | 10% Owner | Apr 27, 2015 | Sale | $13.03 | 48,756 | 635,291 | 8,272,710 | Apr 28, 2015, 01:24 PM |
| Daniel V. Tierney 2011 Trust | 10% Owner | Apr 24, 2015 | Sale | $13.07 | 80,402 | 1,050,854 | 8,321,466 | Apr 28, 2015, 01:24 PM |
| Daniel V. Tierney 2011 Trust | 10% Owner | Apr 22, 2015 | Sale | $12.76 | 19,400 | 247,544 | 8,437,229 | Apr 24, 2015, 03:58 PM |
| Daniel V. Tierney 2011 Trust | 10% Owner | Apr 23, 2015 | Sale | $12.91 | 35,361 | 456,511 | 8,401,868 | Apr 24, 2015, 03:58 PM |
| Daniel V. Tierney 2011 Trust | 10% Owner | Apr 21, 2015 | Sale | $12.66 | 29,285 | 370,748 | 8,456,629 | Apr 22, 2015, 01:16 PM |
| Daniel V. Tierney 2011 Trust | 10% Owner | Apr 20, 2015 | Sale | $12.44 | 17,288 | 215,063 | 8,485,914 | Apr 22, 2015, 01:16 PM |
| Daniel V. Tierney 2011 Trust | 10% Owner | Apr 16, 2015 | Sale | $12.37 | 20,400 | 252,348 | 8,516,602 | Apr 20, 2015, 01:34 PM |
| Daniel V. Tierney 2011 Trust | 10% Owner | Apr 17, 2015 | Sale | $12.28 | 13,400 | 164,552 | 8,503,202 | Apr 20, 2015, 01:34 PM |
| Daniel V. Tierney 2011 Trust | 10% Owner | Apr 15, 2015 | Sale | $12.32 | 15,200 | 187,264 | 8,537,002 | Apr 16, 2015, 01:36 PM |
| Daniel V. Tierney 2011 Trust | 10% Owner | Apr 14, 2015 | Sale | $12.31 | 15,314 | 188,515 | 8,552,202 | Apr 16, 2015, 01:36 PM |
| Daniel V. Tierney 2011 Trust | 10% Owner | Apr 10, 2015 | Sale | $12.25 | 15,075 | 184,669 | 8,579,617 | Apr 14, 2015, 11:24 AM |
| Daniel V. Tierney 2011 Trust | 10% Owner | Apr 13, 2015 | Sale | $12.35 | 12,101 | 149,447 | 8,567,516 | Apr 14, 2015, 11:24 AM |
| Daniel V. Tierney 2011 Trust | 10% Owner | Apr 09, 2015 | Sale | $12.29 | 15,000 | 184,350 | 8,594,692 | Apr 10, 2015, 10:51 AM |
| Daniel V. Tierney 2011 Trust | 10% Owner | Apr 08, 2015 | Sale | $12.33 | 11,300 | 139,329 | 8,609,692 | Apr 10, 2015, 10:51 AM |
| Daniel V. Tierney 2011 Trust | 10% Owner | Apr 07, 2015 | Sale | $12.28 | 10,653 | 130,819 | 8,620,992 | Apr 08, 2015, 02:12 PM |
| Daniel V. Tierney 2011 Trust | 10% Owner | Apr 06, 2015 | Sale | $12.41 | 15,414 | 191,288 | 8,631,645 | Apr 08, 2015, 02:12 PM |
| Daniel V. Tierney 2011 Trust | 10% Owner | Apr 02, 2015 | Sale | $12.47 | 12,122 | 151,161 | 8,647,059 | Apr 06, 2015, 03:29 PM |
| Daniel V. Tierney 2011 Trust | 10% Owner | Apr 01, 2015 | Sale | $12.36 | 18,913 | 233,765 | 8,659,181 | Apr 02, 2015, 11:34 AM |
| Daniel V. Tierney 2011 Trust | 10% Owner | Mar 31, 2015 | Sale | $12.32 | 18,514 | 228,092 | 8,678,094 | Apr 02, 2015, 11:34 AM |
| Daniel V. Tierney 2011 Trust | 10% Owner | Mar 30, 2015 | Sale | $12.37 | 29,619 | 366,387 | 8,696,608 | Mar 31, 2015, 02:26 PM |
| Daniel V. Tierney 2011 Trust | 10% Owner | Mar 27, 2015 | Sale | $12.41 | 16,883 | 209,518 | 8,726,227 | Mar 31, 2015, 02:26 PM |
| Daniel V. Tierney 2011 Trust | 10% Owner | Mar 26, 2015 | Sale | $12.47 | 16,100 | 200,767 | 8,743,110 | Mar 27, 2015, 02:23 PM |
| Daniel V. Tierney 2011 Trust | 10% Owner | Mar 25, 2015 | Sale | $12.49 | 22,806 | 284,847 | 8,759,210 | Mar 27, 2015, 02:23 PM |
| Daniel V. Tierney 2011 Trust | 10% Owner | Mar 24, 2015 | Sale | $12.55 | 9,700 | 121,735 | 8,782,016 | Mar 25, 2015, 02:07 PM |
| Daniel V. Tierney 2011 Trust | 10% Owner | Mar 23, 2015 | Sale | $12.63 | 18,000 | 227,340 | 8,791,716 | Mar 25, 2015, 02:07 PM |
| Daniel V. Tierney 2011 Trust | 10% Owner | Mar 20, 2015 | Sale | $12.57 | 28,536 | 358,698 | 8,809,716 | Mar 23, 2015, 03:14 PM |
| Daniel V. Tierney 2011 Trust | 10% Owner | Mar 19, 2015 | Sale | $12.44 | 19,883 | 247,345 | 8,838,252 | Mar 23, 2015, 03:14 PM |
| Daniel V. Tierney 2011 Trust | 10% Owner | Mar 18, 2015 | Sale | $12.67 | 21,251 | 269,250 | 8,858,135 | Mar 19, 2015, 12:37 PM |
| Daniel V. Tierney 2011 Trust | 10% Owner | Mar 17, 2015 | Sale | $12.87 | 50,093 | 644,697 | 8,879,386 | Mar 19, 2015, 12:37 PM |
| Daniel V. Tierney 2011 Trust | 10% Owner | Mar 16, 2015 | Sale | $12.57 | 28,700 | 360,759 | 8,929,479 | Mar 17, 2015, 04:00 PM |
| Daniel V. Tierney 2011 Trust | 10% Owner | Mar 13, 2015 | Sale | $12.54 | 41,100 | 515,394 | 8,958,179 | Mar 17, 2015, 04:00 PM |
| Daniel V. Tierney 2011 Trust | 10% Owner | Mar 12, 2015 | Sale | $12.54 | 23,000 | 288,420 | 8,999,279 | Mar 13, 2015, 02:50 PM |
| Daniel V. Tierney 2011 Trust | 10% Owner | Mar 11, 2015 | Sale | $12.38 | 33,777 | 418,159 | 9,022,279 | Mar 13, 2015, 02:50 PM |
| Daniel V. Tierney 2011 Trust | 10% Owner | Mar 09, 2015 | Sale | $12.32 | 23,600 | 290,752 | 9,089,636 | Mar 11, 2015, 12:13 PM |
| Daniel V. Tierney 2011 Trust | 10% Owner | Mar 10, 2015 | Sale | $12.20 | 33,580 | 409,676 | 9,056,056 | Mar 11, 2015, 12:13 PM |
| Daniel V. Tierney 2011 Trust | 10% Owner | Mar 06, 2015 | Sale | $12.45 | 15,978 | 198,926 | 9,113,236 | Mar 09, 2015, 04:58 PM |
| Daniel V. Tierney 2011 Trust | 10% Owner | Mar 05, 2015 | Sale | $12.47 | 15,201 | 189,556 | 9,129,214 | Mar 09, 2015, 04:58 PM |
| Daniel V. Tierney 2011 Trust | 10% Owner | Mar 04, 2015 | Sale | $12.41 | 32,699 | 405,795 | 9,144,415 | Mar 05, 2015, 03:57 PM |
| Daniel V. Tierney 2011 Trust | 10% Owner | Mar 03, 2015 | Sale | $12.65 | 10,500 | 132,825 | 9,177,114 | Mar 05, 2015, 03:57 PM |
| DiBacco John | See Remarks | Feb 05, 2015 | Option Exercise | $12.47 | 7,158 | 89,260 | 48,934 | Feb 09, 2015, 04:49 PM |
| Ross Jonathan | Chief Technology Officer | Feb 05, 2015 | Option Exercise | $12.47 | 14,384 | 179,368 | 181,919 | Feb 09, 2015, 04:46 PM |
| Ogurtsov Nick | See Remarks | Feb 05, 2015 | Option Exercise | $12.47 | 13,510 | 168,470 | 44,378 | Feb 09, 2015, 04:46 PM |
| Primmer Ryan F | See Remarks | Feb 05, 2015 | Option Exercise | $12.47 | 13,483 | 168,133 | 96,897 | Feb 09, 2015, 04:43 PM |
| McCarthy John A | General Counsel | Feb 05, 2015 | Option Exercise | $12.47 | 5,070 | 63,223 | 30,752 | Feb 09, 2015, 04:42 PM |
| Coleman Daniel | Chief Executive Officer | Feb 05, 2015 | Option Exercise | $12.47 | 35,149 | 438,308 | 1,364,772 | Feb 09, 2015, 04:39 PM |
| Sohos George | See Remarks | Feb 05, 2015 | Option Exercise | $12.47 | 35,226 | 439,268 | 143,027 | Feb 09, 2015, 04:35 PM |
| McCarthy John A | General Counsel | Feb 04, 2015 | Sale | $12.41 | 80,000 | 992,800 | 20,779 | Feb 05, 2015, 07:12 PM |
| Sohos George | See Remarks | Jan 31, 2015 | Option Exercise | $12.17 | 28,723 | 349,559 | 110,262 | Feb 03, 2015, 06:52 PM |
| Tusar Gregory A | Head of Client Services | Aug 20, 2014 | Option Exercise | $11.69 | 43,280 | 505,727 | 202,020 | Aug 21, 2014, 04:43 PM |
| DiBacco John | See Remarks | Jul 15, 2014 | Option Exercise | $12.10 | 6,102 | 73,834 | 96,476 | Jul 17, 2014, 06:03 PM |
| Primmer Ryan F | See Remarks | Jul 15, 2014 | Option Exercise | $11.35 | 72,858 | 826,938 | 404,078 | Jul 17, 2014, 04:15 PM |
| Coleman Daniel | Chief Executive Officer | Jul 05, 2014 | Option Exercise | $12.11 | 24,193 | 292,977 | 382,708 | Jul 08, 2014, 04:13 PM |
| Ross Jonathan | Chief Technology Officer | Jul 05, 2014 | Option Exercise | $12.11 | 2,551 | 30,893 | 158,444 | Jul 08, 2014, 04:12 PM |
| McCarthy John A | General Counsel | Jul 05, 2014 | Option Exercise | $12.11 | 966 | 11,698 | 80,483 | Jul 08, 2014, 04:11 PM |
| Sohos George | See Remarks | Jul 01, 2014 | Option Exercise | $12.10 | 9,211 | 111,453 | 354,801 | Jul 03, 2014, 01:17 PM |
| Ogurtsov Nick | See Remarks | Jul 01, 2014 | Option Exercise | $12.10 | 15,865 | 191,967 | 170,765 | Jul 03, 2014, 01:16 PM |
| McCarthy John A | General Counsel | Jul 01, 2014 | Option Exercise | $12.10 | 4,994 | 60,427 | 83,347 | Jul 03, 2014, 01:16 PM |
| Ross Jonathan | Chief Technology Officer | Jul 01, 2014 | Option Exercise | $12.10 | 9,642 | 116,668 | 165,875 | Jul 03, 2014, 01:15 PM |
| Bisgay Steven | Chief Financial Officer | Jul 01, 2014 | Option Exercise | $12.10 | 46,051 | 557,217 | 341,430 | Jul 03, 2014, 01:15 PM |
| Sohos George | See Remarks | May 27, 2014 | Sale | $12.10 | 68,957 | 834,380 | 72,782 | May 29, 2014, 04:15 PM |
| Sohos George | See Remarks | May 23, 2014 | Sale | $11.99 | 22,425 | 268,786 | 141,739 | May 27, 2014, 04:15 PM |
| Sohos George | See Remarks | May 22, 2014 | Sale | $11.97 | 4,100 | 49,077 | 164,164 | May 27, 2014, 04:15 PM |
| HALDEMAN CHARLES E | Non-Executive Chairman | May 15, 2014 | Option Exercise | $11.50 | 27,827 | 320,011 | 56,596 | May 19, 2014, 08:32 PM |
| Tierney Daniel | Director | May 15, 2014 | Option Exercise | $11.50 | 6,957 | 80,006 | 14,178 | May 19, 2014, 08:31 PM |
| Schmitt Daniel F | Director | May 15, 2014 | Option Exercise | $11.50 | 6,957 | 80,006 | 14,178 | May 19, 2014, 08:31 PM |
| SHAHON LAURIE M | Director | May 15, 2014 | Option Exercise | $11.50 | 6,957 | 80,006 | 14,178 | May 19, 2014, 08:31 PM |
| Schuler Stephen | Director | May 15, 2014 | Option Exercise | $11.50 | 6,957 | 80,006 | 14,178 | May 19, 2014, 08:30 PM |
| KERN RENE M | Director | May 15, 2014 | Option Exercise | $11.50 | 6,957 | 80,006 | 14,178 | May 19, 2014, 08:30 PM |
| Morris John C. | Director | May 15, 2014 | Option Exercise | $11.50 | 6,957 | 80,006 | 14,178 | May 19, 2014, 08:30 PM |
| Milde James T | Director | May 15, 2014 | Option Exercise | $11.50 | 6,957 | 80,006 | 14,178 | May 19, 2014, 08:30 PM |
| Schmitt Daniel F | Director | May 15, 2014 | Buy | $11.25 | 5,000 | 56,250 | 7,590 | May 15, 2014, 04:00 PM |
| HALDEMAN CHARLES E | Non-Executive Chairman | May 07, 2014 | Buy | $10.95 | 41,957 | 459,639 | 194,929 | May 08, 2014, 06:30 PM |
| Schuler Stephen | Director | Mar 03, 2014 | Sale | $11.00 | 3,000,000 | 33,000,000 | 7,161,251 | Mar 04, 2014, 03:16 PM |
| Serenity Investments, LLC | Former 10% Owner | Mar 03, 2014 | Sale | $11.00 | 3,000,000 | 33,000,000 | 7,161,251 | Mar 04, 2014, 03:15 PM |
| Daniel V. Tierney 2011 Trust | 10% Owner | Mar 03, 2014 | Sale | $11.00 | 3,000,000 | 33,000,000 | 9,187,614 | Mar 04, 2014, 03:14 PM |
| JEFFERIES LLC | 10% Owner | Mar 03, 2014 | Buy | $11.00 | 6,000,000 | 66,000,000 | 22,467,774 | Mar 04, 2014, 12:07 PM |
| Daniel V. Tierney 2011 Trust | 10% Owner | Feb 26, 2014 | Sale | $12.00 | 100 | 1,200 | 12,187,614 | Feb 28, 2014, 06:27 PM |
| Daniel V. Tierney 2011 Trust | 10% Owner | Feb 24, 2014 | Sale | $12.00 | 6,034 | 72,408 | 12,187,714 | Feb 26, 2014, 01:18 PM |
| Daniel V. Tierney 2011 Trust | 10% Owner | Feb 18, 2014 | Sale | $12.00 | 300 | 3,600 | 12,193,748 | Feb 20, 2014, 06:07 AM |
| Daniel V. Tierney 2011 Trust | 10% Owner | Feb 13, 2014 | Sale | $11.81 | 15,652 | 184,850 | 12,218,465 | Feb 18, 2014, 04:44 PM |
| Daniel V. Tierney 2011 Trust | 10% Owner | Feb 14, 2014 | Sale | $11.87 | 24,417 | 289,830 | 12,194,048 | Feb 18, 2014, 04:44 PM |
| McCarthy John A | General Counsel | Feb 05, 2014 | Option Exercise | $11.08 | 45,127 | 500,007 | 98,162 | Feb 06, 2014, 04:19 PM |
| Bisgay Steven | Chief Financial Officer | Feb 05, 2014 | Option Exercise | $11.08 | 97,586 | 1,081,253 | 430,319 | Feb 06, 2014, 04:14 PM |
| Coleman Daniel | Chief Executive Officer | Feb 05, 2014 | Option Exercise | $11.08 | 252,708 | 2,800,005 | 447,708 | Feb 06, 2014, 04:13 PM |
| Primmer Ryan F | See Remarks | Feb 05, 2014 | Option Exercise | $11.08 | 112,816 | 1,250,001 | 549,710 | Feb 06, 2014, 04:11 PM |
| Ogurtsov Nick | See Remarks | Feb 05, 2014 | Option Exercise | $11.08 | 93,638 | 1,037,509 | 209,194 | Feb 06, 2014, 04:07 PM |
| DiBacco John | See Remarks | Feb 05, 2014 | Option Exercise | $11.08 | 60,921 | 675,005 | 114,254 | Feb 06, 2014, 04:06 PM |
| Ross Jonathan | Chief Technology Officer | Feb 05, 2014 | Option Exercise | $11.08 | 96,176 | 1,065,630 | 189,579 | Feb 06, 2014, 04:05 PM |
| Sohos George | See Remarks | Feb 05, 2014 | Option Exercise | $11.08 | 203,972 | 2,260,010 | 372,579 | Feb 06, 2014, 04:05 PM |
| Serenity Investments, LLC | 10% Owner | Feb 03, 2014 | Sale | $11.04 | 425,000 | 4,693,828 | 10,161,251 | Feb 05, 2014, 05:26 PM |
| Schuler Stephen | Director | Feb 03, 2014 | Sale | $11.04 | 425,000 | 4,693,828 | 10,161,251 | Feb 05, 2014, 05:03 PM |
| Daniel V. Tierney 2011 Trust | 10% Owner | Feb 03, 2014 | Sale | $11.04 | 425,000 | 4,693,828 | 12,234,117 | Feb 04, 2014, 06:45 PM |
| Sohos George | See Remarks | Jan 31, 2014 | Option Exercise | $10.85 | 29,859 | 323,821 | 168,607 | Feb 04, 2014, 04:25 PM |
| Bisgay Steven | Chief Financial Officer | Jan 31, 2014 | Option Exercise | $10.85 | 17,113 | 185,590 | 332,733 | Feb 04, 2014, 04:20 PM |
| Coleman Daniel | Chief Executive Officer | Feb 03, 2014 | Buy | $11.04 | 805,000 | 8,890,662 | 1,274,878 | Feb 04, 2014, 01:11 PM |
| McCarthy John A | General Counsel | Feb 03, 2014 | Sale | $11.04 | 30,000 | 331,329 | 89,060 | Feb 04, 2014, 01:11 PM |
| HALDEMAN CHARLES E | Director | Feb 03, 2014 | Buy | $11.04 | 100,000 | 1,104,430 | 152,972 | Feb 04, 2014, 01:10 PM |
| Bisgay Steven | Chief Financial Officer | Feb 03, 2014 | Sale | $11.04 | 25,000 | 276,108 | 2,387 | Feb 04, 2014, 01:09 PM |
| Daniel V. Tierney 2011 Trust | 10% Owner | Jan 24, 2014 | Sale | $11.82 | 693 | 8,191 | 12,659,117 | Jan 28, 2014, 05:32 PM |
| Daniel V. Tierney 2011 Trust | 10% Owner | Jan 23, 2014 | Sale | $11.86 | 30,400 | 360,544 | 12,659,810 | Jan 24, 2014, 06:01 AM |
| Daniel V. Tierney 2011 Trust | 10% Owner | Jan 22, 2014 | Sale | $11.83 | 12,197 | 144,291 | 12,690,210 | Jan 24, 2014, 06:01 AM |
| Daniel V. Tierney 2011 Trust | 10% Owner | Jan 21, 2014 | Sale | $11.81 | 600 | 7,086 | 12,702,407 | Jan 22, 2014, 06:56 PM |
| Daniel V. Tierney 2011 Trust | 10% Owner | Jan 17, 2014 | Sale | $11.84 | 2,110 | 24,982 | 12,703,007 | Jan 22, 2014, 06:56 PM |
| Daniel V. Tierney 2011 Trust | 10% Owner | Jan 16, 2014 | Sale | $11.85 | 16,661 | 197,433 | 12,705,117 | Jan 17, 2014, 04:00 PM |
| Daniel V. Tierney 2011 Trust | 10% Owner | Jan 15, 2014 | Sale | $11.84 | 15,416 | 182,525 | 12,721,778 | Jan 17, 2014, 04:00 PM |
| Daniel V. Tierney 2011 Trust | 10% Owner | Jan 14, 2014 | Sale | $11.80 | 14,510 | 171,218 | 12,737,194 | Jan 15, 2014, 04:00 PM |
| Daniel V. Tierney 2011 Trust | 10% Owner | Jan 13, 2014 | Sale | $11.82 | 44,747 | 528,910 | 12,751,704 | Jan 15, 2014, 04:00 PM |
| Daniel V. Tierney 2011 Trust | 10% Owner | Jan 10, 2014 | Sale | $11.86 | 45,979 | 545,311 | 12,796,451 | Jan 13, 2014, 04:05 PM |
| Daniel V. Tierney 2011 Trust | 10% Owner | Jan 09, 2014 | Sale | $11.94 | 78,546 | 937,839 | 12,842,430 | Jan 13, 2014, 04:05 PM |
| Daniel V. Tierney 2011 Trust | 10% Owner | Jan 07, 2014 | Sale | $12.45 | 75,405 | 938,792 | 13,031,013 | Jan 09, 2014, 05:58 PM |
| Daniel V. Tierney 2011 Trust | 10% Owner | Jan 08, 2014 | Sale | $12.00 | 110,037 | 1,320,444 | 12,920,976 | Jan 09, 2014, 05:58 PM |
| Daniel V. Tierney 2011 Trust | 10% Owner | Jan 06, 2014 | Sale | $12.35 | 83,248 | 1,028,113 | 13,106,418 | Jan 07, 2014, 05:52 PM |
| Daniel V. Tierney 2011 Trust | 10% Owner | Jan 03, 2014 | Sale | $11.92 | 36,100 | 430,312 | 13,189,666 | Jan 07, 2014, 05:52 PM |
| Daniel V. Tierney 2011 Trust | 10% Owner | Jan 02, 2014 | Sale | $11.91 | 35,970 | 428,403 | 13,225,766 | Jan 03, 2014, 06:00 AM |
| Daniel V. Tierney 2011 Trust | 10% Owner | Dec 31, 2013 | Sale | $11.86 | 25,900 | 307,174 | 13,261,736 | Jan 03, 2014, 06:00 AM |
| Daniel V. Tierney 2011 Trust | 10% Owner | Dec 30, 2013 | Sale | $11.86 | 31,044 | 368,182 | 13,287,636 | Dec 31, 2013, 11:39 AM |
| Daniel V. Tierney 2011 Trust | 10% Owner | Dec 27, 2013 | Sale | $11.81 | 41,014 | 484,375 | 13,318,680 | Dec 31, 2013, 11:39 AM |
| Daniel V. Tierney 2011 Trust | 10% Owner | Dec 26, 2013 | Sale | $12.06 | 33,104 | 399,234 | 13,359,694 | Dec 27, 2013, 03:57 PM |
| Daniel V. Tierney 2011 Trust | 10% Owner | Dec 24, 2013 | Sale | $12.07 | 19,638 | 237,031 | 13,392,798 | Dec 27, 2013, 03:57 PM |
| Daniel V. Tierney 2011 Trust | 10% Owner | Dec 23, 2013 | Sale | $12.00 | 76,199 | 914,388 | 13,412,436 | Dec 24, 2013, 05:32 PM |
| Daniel V. Tierney 2011 Trust | 10% Owner | Dec 20, 2013 | Sale | $11.59 | 74,533 | 863,837 | 13,488,635 | Dec 24, 2013, 05:32 PM |
| Daniel V. Tierney 2011 Trust | 10% Owner | Dec 19, 2013 | Sale | $11.26 | 36,155 | 407,105 | 13,563,168 | Dec 20, 2013, 04:15 PM |
| Daniel V. Tierney 2011 Trust | 10% Owner | Dec 18, 2013 | Sale | $11.49 | 65,083 | 747,804 | 13,599,323 | Dec 20, 2013, 04:15 PM |
| Daniel V. Tierney 2011 Trust | 10% Owner | Dec 17, 2013 | Sale | $11.49 | 57,090 | 655,964 | 13,664,406 | Dec 18, 2013, 04:54 PM |
| Daniel V. Tierney 2011 Trust | 10% Owner | Dec 16, 2013 | Sale | $11.42 | 22,021 | 251,480 | 13,721,496 | Dec 18, 2013, 04:54 PM |
| Serenity Investments, LLC | 10% Owner | Dec 11, 2013 | Sale | $11.45 | 407,934 | 4,670,844 | 12,043,517 | Dec 12, 2013, 06:07 PM |
| Serenity Investments, LLC | 10% Owner | Dec 10, 2013 | Sale | $11.74 | 75,000 | 880,500 | 12,451,451 | Dec 12, 2013, 06:07 PM |
| Schuler Stephen | Director | Dec 10, 2013 | Sale | $11.74 | 75,000 | 880,500 | 12,451,451 | Dec 12, 2013, 04:15 PM |
| Schuler Stephen | Director | Dec 11, 2013 | Sale | $11.45 | 407,934 | 4,670,844 | 12,043,517 | Dec 12, 2013, 04:15 PM |
| Serenity Investments, LLC | 10% Owner | Dec 09, 2013 | Sale | $11.87 | 300,000 | 3,561,000 | 12,526,451 | Dec 10, 2013, 06:25 PM |
| Serenity Investments, LLC | 10% Owner | Dec 06, 2013 | Sale | $11.48 | 300,000 | 3,444,000 | 12,826,451 | Dec 10, 2013, 06:25 PM |
| Schuler Stephen | Director | Dec 09, 2013 | Sale | $11.87 | 300,000 | 3,561,000 | 12,526,451 | Dec 10, 2013, 04:15 PM |
| Schuler Stephen | Director | Dec 06, 2013 | Sale | $11.48 | 300,000 | 3,444,000 | 12,826,451 | Dec 10, 2013, 04:15 PM |
| Serenity Investments, LLC | 10% Owner | Dec 05, 2013 | Sale | $11.35 | 100,000 | 1,135,000 | 13,126,451 | Dec 06, 2013, 07:25 PM |
| Serenity Investments, LLC | 10% Owner | Dec 04, 2013 | Sale | $11.35 | 148,428 | 1,684,658 | 13,226,451 | Dec 06, 2013, 07:25 PM |
| Schuler Stephen | Director | Dec 05, 2013 | Sale | $11.35 | 100,000 | 1,135,000 | 13,126,451 | Dec 06, 2013, 05:23 PM |
| Schuler Stephen | Director | Dec 04, 2013 | Sale | $11.35 | 148,428 | 1,684,658 | 13,226,451 | Dec 06, 2013, 05:23 PM |
| Serenity Investments, LLC | 10% Owner | Dec 03, 2013 | Sale | $11.48 | 266,444 | 3,058,777 | 13,374,879 | Dec 04, 2013, 04:24 PM |
| Serenity Investments, LLC | 10% Owner | Dec 02, 2013 | Sale | $11.85 | 102,194 | 1,210,999 | 13,641,323 | Dec 04, 2013, 04:24 PM |
| Schuler Stephen | Director | Dec 03, 2013 | Sale | $11.48 | 266,444 | 3,058,777 | 13,374,879 | Dec 04, 2013, 04:05 PM |
| Schuler Stephen | Director | Dec 02, 2013 | Sale | $11.85 | 102,194 | 1,210,999 | 13,641,323 | Dec 04, 2013, 04:05 PM |
| HALDEMAN CHARLES E | Director | Nov 05, 2013 | Buy | $9.44 | 17,802 | 168,069 | 52,972 | Nov 07, 2013, 04:15 PM |
| HALDEMAN CHARLES E | Director | Nov 04, 2013 | Buy | $9.44 | 5,201 | 49,123 | 35,170 | Nov 05, 2013, 04:33 PM |
| HALDEMAN CHARLES E | Director | Nov 01, 2013 | Buy | $8.86 | 29,969 | 265,555 | 29,969 | Nov 05, 2013, 04:33 PM |
| HALDEMAN CHARLES E | See Remarks | Nov 01, 2013 | Option Exercise | $8.69 | 28,769 | 250,003 | 28,769 | Nov 01, 2013, 09:15 AM |
| Ogurtsov Nick | Chief Risk Officer | Aug 12, 2013 | Option Exercise | $8.24 | 115,556 | 952,181 | 115,556 | Aug 14, 2013, 06:21 PM |
| McCarthy John A | General Counsel | Aug 12, 2013 | Option Exercise | $8.24 | 44,444 | 366,219 | 53,035 | Aug 14, 2013, 05:44 PM |
| DiBacco John | See Remarks | Aug 12, 2013 | Option Exercise | $8.24 | 53,333 | 439,464 | 53,333 | Aug 14, 2013, 05:43 PM |
| Bisgay Steven | Chief Financial Officer | Aug 12, 2013 | Option Exercise | $8.24 | 266,667 | 2,197,336 | 365,766 | Aug 14, 2013, 05:29 PM |
| Sohos George | See Remarks | Aug 12, 2013 | Option Exercise | $8.24 | 53,333 | 439,464 | 226,243 | Aug 14, 2013, 05:28 PM |
| Ross Jonathan | Chief Technology Officer | Aug 12, 2013 | Option Exercise | $8.24 | 71,111 | 585,955 | 93,403 | Aug 14, 2013, 05:28 PM |
| Tierney Daniel | Director | Jul 16, 2013 | Option Exercise | $11.08 | 7,221 | 80,009 | 7,221 | Jul 18, 2013, 06:05 PM |
| Morris John C. | Director | Jul 16, 2013 | Option Exercise | $11.08 | 7,221 | 80,009 | 7,221 | Jul 18, 2013, 06:01 PM |
| SHAHON LAURIE M | Director | Jul 16, 2013 | Option Exercise | $11.08 | 7,221 | 80,009 | 7,221 | Jul 18, 2013, 05:58 PM |
| Schuler Stephen | Director | Jul 16, 2013 | Option Exercise | $11.08 | 7,221 | 80,009 | 7,221 | Jul 18, 2013, 05:56 PM |
| Milde James T | Director | Jul 16, 2013 | Option Exercise | $11.08 | 7,221 | 80,009 | 7,221 | Jul 18, 2013, 05:56 PM |
| Schmitt Daniel F | Director | Jul 16, 2013 | Option Exercise | $11.08 | 7,221 | 80,009 | 7,221 | Jul 18, 2013, 05:55 PM |
| KERN RENE M | Director | Jul 16, 2013 | Option Exercise | $11.08 | 7,221 | 80,009 | 7,221 | Jul 18, 2013, 05:55 PM |
Load More Insider Transactions
Buy
Sale
Option Exercise
| Owner | Relationship | Date | Value($) |
| HALDEMAN CHARLES E | Director | 07/20/2017 | 7,317,340 |
| Coleman Daniel | Chief Executive Officer | 07/20/2017 | 36,756,540 |
| Tusar Gregory A | See Remarks | 07/20/2017 | 3,467,080 |
| Chrapaty Debra J. | Director | 07/20/2017 | 326,480 |
| McCarthy John A | General Counsel | 07/20/2017 | 2,121,420 |
| Allison Philip | CEO of KCG Europe Limited | 07/20/2017 | 5,093,800 |
| Ogurtsov Nick | COO and Chief Risk Officer | 07/20/2017 | 2,498,460 |
| Morris John C. | Director | 07/20/2017 | 405,340 |
| Morris John C. | Director | 07/20/2017 | 80,460 |
| KERN RENE M | Director | 07/20/2017 | 283,560 |
| Rampell Alastair | Director | 07/20/2017 | 326,480 |
| SMITH COLIN | Director | 07/20/2017 | 197,860 |
| Milde James T | Director | 07/20/2017 | 817,640 |
| Fisher Peter R. | Director | 07/20/2017 | 547,860 |
| Schmitt Daniel F | Director | 07/20/2017 | 757,100 |
| SHAHON LAURIE M | Director | 07/20/2017 | 725,300 |
| Parratt Steffen | Chief Financial Officer | 07/20/2017 | 2,297,580 |
| Alexopoulos Heather Tookes | Director | 07/20/2017 | 197,860 |
| WELLER ADRIAN | Director | 07/20/2017 | 197,860 |
| Primmer Ryan F | See Remarks | 07/20/2017 | 10,433,220 |
| BLUM MICHAEL L. | Chief Technology Officer | 07/20/2017 | 1,530,740 |
| Coleman Daniel | Chief Executive Officer | 06/05/2017 | 628,430 |
| Ogurtsov Nick | COO and Chief Risk Officer | 05/17/2017 | 1,162,198 |
| WELLER ADRIAN | Director | 05/11/2017 | 80,017 |
| Alexopoulos Heather Tookes | Director | 05/11/2017 | 80,017 |
| Fisher Peter R. | Director | 05/11/2017 | 80,017 |
| Chrapaty Debra J. | Director | 05/11/2017 | 80,017 |
| Morris John C. | Director | 05/11/2017 | 80,017 |
| HALDEMAN CHARLES E | Director | 05/11/2017 | 320,010 |
| Milde James T | Director | 05/11/2017 | 80,017 |
| SMITH COLIN | Director | 05/11/2017 | 80,017 |
| Schmitt Daniel F | Director | 05/11/2017 | 80,017 |
| Rampell Alastair | Director | 05/11/2017 | 80,017 |
| SHAHON LAURIE M | Director | 05/11/2017 | 80,017 |
| McCarthy John A | General Counsel | 05/02/2017 | 537,403 |
| Coleman Daniel | Chief Executive Officer | 02/05/2017 | 476,129 |
| Coleman Daniel | Chief Executive Officer | 02/04/2017 | 226,088 |
| Coleman Daniel | Chief Executive Officer | 02/03/2017 | 685,770 |
| Ogurtsov Nick | COO and Chief Risk Officer | 02/03/2017 | 274,376 |
| Ogurtsov Nick | COO and Chief Risk Officer | 02/05/2017 | 165,198 |
| Ogurtsov Nick | COO and Chief Risk Officer | 02/04/2017 | 160,713 |
| McCarthy John A | General Counsel | 02/04/2017 | 71,342 |
| McCarthy John A | General Counsel | 02/03/2017 | 113,279 |
| McCarthy John A | General Counsel | 02/05/2017 | 78,989 |
| Primmer Ryan F | See Remarks | 02/05/2017 | 194,319 |
| Primmer Ryan F | See Remarks | 02/04/2017 | 146,359 |
| Primmer Ryan F | See Remarks | 02/03/2017 | 472,241 |
| Parratt Steffen | Chief Financial Officer | 02/03/2017 | 100,720 |
| Tusar Gregory A | See Remarks | 02/04/2017 | 110,787 |
| Tusar Gregory A | See Remarks | 02/03/2017 | 408,360 |
| Allison Philip | CEO of KCG Europe Limited | 02/04/2017 | 201,824 |
| Allison Philip | CEO of KCG Europe Limited | 02/03/2017 | 424,395 |
| Parratt Steffen | Chief Financial Officer | 01/06/2017 | 78,599 |
| BLUM MICHAEL L. | Chief Technology Officer | 01/04/2017 | 35,791 |
| Allison Philip | CEO of KCG Europe Limited | 09/22/2016 | 1,706,113 |
| Tusar Gregory A | See Remarks | 08/20/2016 | 751,574 |
| GAP Coinvestments CDA, L.P. | 10% Owner | 08/05/2016 | 22,275,001 |
| KERN RENE M | Director | 08/05/2016 | 22,275,001 |
| GA-GTCO Interholdco, LLC | 10% Owner | 08/05/2016 | 22,275,001 |
| Primmer Ryan F | See Remarks | 07/15/2016 | 993,239 |
| McCarthy John A | General Counsel | 07/05/2016 | 18,697 |
| Coleman Daniel | Chief Executive Officer | 07/05/2016 | 440,748 |
| Ross Jonathan | Chief Technology Officer | 07/05/2016 | 54,424 |
| McCarthy John A | General Counsel | 07/01/2016 | 98,818 |
| Ross Jonathan | Chief Technology Officer | 07/01/2016 | 177,307 |
| Ogurtsov Nick | COO and Chief Risk Officer | 07/01/2016 | 266,175 |
| SHAHON LAURIE M | Director | 05/12/2016 | 80,009 |
| Schmitt Daniel F | Director | 05/12/2016 | 80,009 |
| Chrapaty Debra J. | Director | 05/12/2016 | 80,009 |
| HALDEMAN CHARLES E | Non-Executive Chairman | 05/12/2016 | 320,012 |
| Morris John C. | Director | 05/12/2016 | 80,009 |
| Rampell Alastair | Director | 05/12/2016 | 80,009 |
| Milde James T | Director | 05/12/2016 | 80,009 |
| Ross Jonathan | Chief Technology Officer | 02/05/2016 | 188,305 |
| Primmer Ryan F | See Remarks | 02/05/2016 | 198,994 |
| Ogurtsov Nick | COO and Chief Risk Officer | 02/05/2016 | 168,539 |
| McCarthy John A | General Counsel | 02/05/2016 | 53,123 |
| Coleman Daniel | Chief Executive Officer | 02/05/2016 | 452,872 |
| Ross Jonathan | Chief Technology Officer | 02/04/2016 | 132,059 |
| Tusar Gregory A | See Remarks | 02/04/2016 | 113,659 |
| Allison Philip | CEO of KCG Europe Limited | 02/04/2016 | 148,643 |
| Primmer Ryan F | See Remarks | 02/04/2016 | 110,785 |
| McCarthy John A | General Counsel | 02/04/2016 | 48,086 |
| Coleman Daniel | Chief Executive Officer | 02/04/2016 | 120,551 |
| Ogurtsov Nick | COO and Chief Risk Officer | 02/04/2016 | 114,803 |
| Parratt Steffen | Chief Financial Officer | 01/06/2016 | 63,857 |
| Schuler Stephen | Director | 11/04/2015 | 24,459,974 |
| Schuler Stephen | Director | 10/29/2015 | 88,125 |
| Schuler Stephen | Director | 10/26/2015 | 443,600 |
| Schuler Stephen | Director | 10/15/2015 | 66,400 |
| Schuler Stephen | Director | 10/15/2015 | 66,400 |
| Allison Philip | CEO of KCG Europe Limited | 09/22/2015 | 1,284,279 |
| Tusar Gregory A | See Remarks | 08/20/2015 | 540,589 |
| HALDEMAN CHARLES E | Non-Executive Chairman | 08/18/2015 | 520,000 |
| Parratt Steffen | Chief Financial Officer | 08/11/2015 | 3,968,000 |
| Primmer Ryan F | See Remarks | 07/15/2015 | 883,239 |
| Ross Jonathan | Chief Technology Officer | 07/05/2015 | 51,908 |
| McCarthy John A | General Counsel | 07/05/2015 | 12,547 |
| Coleman Daniel | Chief Executive Officer | 07/05/2015 | 418,681 |
| Ogurtsov Nick | See Remarks | 07/01/2015 | 266,831 |
| Ross Jonathan | Chief Technology Officer | 07/01/2015 | 165,037 |
| Allison Philip | CEO of KCG Europe Limited | 07/01/2015 | 1,458,183 |
| McCarthy John A | General Counsel | 07/01/2015 | 64,671 |
| KERN RENE M | Director | 06/08/2015 | 115,988,824 |
| GAP Coinvestments CDA, L.P. | 10% Owner | 06/08/2015 | 1,490,664 |
| GA-GTCO Interholdco, LLC | 10% Owner | 06/08/2015 | 115,988,824 |
| Schuler Stephen | Director | 06/08/2015 | 29,386 |
| Schuler Stephen | Director | 06/08/2015 | 18,710,664 |
| Tierney Daniel | Director | 06/08/2015 | 29,386 |
| JEFFERIES LLC | 10% Owner | 06/08/2015 | 91,458,402 |
| Daniel V. Tierney 2011 Trust | Former 10% Owner | 05/11/2015 | 1,331,827 |
| Daniel V. Tierney 2011 Trust | Former 10% Owner | 05/08/2015 | 689,633 |
| Daniel V. Tierney 2011 Trust | 10% Owner | 05/07/2015 | 767,269 |
| Daniel V. Tierney 2011 Trust | 10% Owner | 05/06/2015 | 821,585 |
| Schuler Stephen | Director | 05/06/2015 | 98,550 |
| Daniel V. Tierney 2011 Trust | 10% Owner | 05/05/2015 | 1,211,922 |
| Daniel V. Tierney 2011 Trust | 10% Owner | 05/04/2015 | 1,387,217 |
| Daniel V. Tierney 2011 Trust | 10% Owner | 05/01/2015 | 3,297,469 |
| Daniel V. Tierney 2011 Trust | 10% Owner | 04/30/2015 | 441,780 |
| Daniel V. Tierney 2011 Trust | 10% Owner | 04/29/2015 | 566,101 |
| Daniel V. Tierney 2011 Trust | 10% Owner | 04/28/2015 | 431,310 |
| Daniel V. Tierney 2011 Trust | 10% Owner | 04/27/2015 | 635,291 |
| Daniel V. Tierney 2011 Trust | 10% Owner | 04/24/2015 | 1,050,854 |
| Daniel V. Tierney 2011 Trust | 10% Owner | 04/22/2015 | 247,544 |
| Daniel V. Tierney 2011 Trust | 10% Owner | 04/23/2015 | 456,511 |
| Daniel V. Tierney 2011 Trust | 10% Owner | 04/21/2015 | 370,748 |
| Daniel V. Tierney 2011 Trust | 10% Owner | 04/20/2015 | 215,063 |
| Daniel V. Tierney 2011 Trust | 10% Owner | 04/16/2015 | 252,348 |
| Daniel V. Tierney 2011 Trust | 10% Owner | 04/17/2015 | 164,552 |
| Daniel V. Tierney 2011 Trust | 10% Owner | 04/15/2015 | 187,264 |
| Daniel V. Tierney 2011 Trust | 10% Owner | 04/14/2015 | 188,515 |
| Daniel V. Tierney 2011 Trust | 10% Owner | 04/10/2015 | 184,669 |
| Daniel V. Tierney 2011 Trust | 10% Owner | 04/13/2015 | 149,447 |
| Daniel V. Tierney 2011 Trust | 10% Owner | 04/09/2015 | 184,350 |
| Daniel V. Tierney 2011 Trust | 10% Owner | 04/08/2015 | 139,329 |
| Daniel V. Tierney 2011 Trust | 10% Owner | 04/07/2015 | 130,819 |
| Daniel V. Tierney 2011 Trust | 10% Owner | 04/06/2015 | 191,288 |
| Daniel V. Tierney 2011 Trust | 10% Owner | 04/02/2015 | 151,161 |
| Daniel V. Tierney 2011 Trust | 10% Owner | 04/01/2015 | 233,765 |
| Daniel V. Tierney 2011 Trust | 10% Owner | 03/31/2015 | 228,092 |
| Daniel V. Tierney 2011 Trust | 10% Owner | 03/30/2015 | 366,387 |
| Daniel V. Tierney 2011 Trust | 10% Owner | 03/27/2015 | 209,518 |
| Daniel V. Tierney 2011 Trust | 10% Owner | 03/26/2015 | 200,767 |
| Daniel V. Tierney 2011 Trust | 10% Owner | 03/25/2015 | 284,847 |
| Daniel V. Tierney 2011 Trust | 10% Owner | 03/24/2015 | 121,735 |
| Daniel V. Tierney 2011 Trust | 10% Owner | 03/23/2015 | 227,340 |
| Daniel V. Tierney 2011 Trust | 10% Owner | 03/20/2015 | 358,698 |
| Daniel V. Tierney 2011 Trust | 10% Owner | 03/19/2015 | 247,345 |
| Daniel V. Tierney 2011 Trust | 10% Owner | 03/18/2015 | 269,250 |
| Daniel V. Tierney 2011 Trust | 10% Owner | 03/17/2015 | 644,697 |
| Daniel V. Tierney 2011 Trust | 10% Owner | 03/16/2015 | 360,759 |
| Daniel V. Tierney 2011 Trust | 10% Owner | 03/13/2015 | 515,394 |
| Daniel V. Tierney 2011 Trust | 10% Owner | 03/12/2015 | 288,420 |
| Daniel V. Tierney 2011 Trust | 10% Owner | 03/11/2015 | 418,159 |
| Daniel V. Tierney 2011 Trust | 10% Owner | 03/09/2015 | 290,752 |
| Daniel V. Tierney 2011 Trust | 10% Owner | 03/10/2015 | 409,676 |
| Daniel V. Tierney 2011 Trust | 10% Owner | 03/06/2015 | 198,926 |
| Daniel V. Tierney 2011 Trust | 10% Owner | 03/05/2015 | 189,556 |
| Daniel V. Tierney 2011 Trust | 10% Owner | 03/04/2015 | 405,795 |
| Daniel V. Tierney 2011 Trust | 10% Owner | 03/03/2015 | 132,825 |
| DiBacco John | See Remarks | 02/05/2015 | 89,260 |
| Ross Jonathan | Chief Technology Officer | 02/05/2015 | 179,368 |
| Ogurtsov Nick | See Remarks | 02/05/2015 | 168,470 |
| Primmer Ryan F | See Remarks | 02/05/2015 | 168,133 |
| McCarthy John A | General Counsel | 02/05/2015 | 63,223 |
| Coleman Daniel | Chief Executive Officer | 02/05/2015 | 438,308 |
| Sohos George | See Remarks | 02/05/2015 | 439,268 |
| McCarthy John A | General Counsel | 02/04/2015 | 992,800 |
| Sohos George | See Remarks | 01/31/2015 | 349,559 |
| Tusar Gregory A | Head of Client Services | 08/20/2014 | 505,727 |
| DiBacco John | See Remarks | 07/15/2014 | 73,834 |
| Primmer Ryan F | See Remarks | 07/15/2014 | 826,938 |
| Coleman Daniel | Chief Executive Officer | 07/05/2014 | 292,977 |
| Ross Jonathan | Chief Technology Officer | 07/05/2014 | 30,893 |
| McCarthy John A | General Counsel | 07/05/2014 | 11,698 |
| Sohos George | See Remarks | 07/01/2014 | 111,453 |
| Ogurtsov Nick | See Remarks | 07/01/2014 | 191,967 |
| McCarthy John A | General Counsel | 07/01/2014 | 60,427 |
| Ross Jonathan | Chief Technology Officer | 07/01/2014 | 116,668 |
| Bisgay Steven | Chief Financial Officer | 07/01/2014 | 557,217 |
| Sohos George | See Remarks | 05/27/2014 | 834,380 |
| Sohos George | See Remarks | 05/23/2014 | 268,786 |
| Sohos George | See Remarks | 05/22/2014 | 49,077 |
| HALDEMAN CHARLES E | Non-Executive Chairman | 05/15/2014 | 320,011 |
| Tierney Daniel | Director | 05/15/2014 | 80,006 |
| Schmitt Daniel F | Director | 05/15/2014 | 80,006 |
| SHAHON LAURIE M | Director | 05/15/2014 | 80,006 |
| Schuler Stephen | Director | 05/15/2014 | 80,006 |
| KERN RENE M | Director | 05/15/2014 | 80,006 |
| Morris John C. | Director | 05/15/2014 | 80,006 |
| Milde James T | Director | 05/15/2014 | 80,006 |
| Schmitt Daniel F | Director | 05/15/2014 | 56,250 |
| HALDEMAN CHARLES E | Non-Executive Chairman | 05/07/2014 | 459,639 |
| Schuler Stephen | Director | 03/03/2014 | 33,000,000 |
| Serenity Investments, LLC | Former 10% Owner | 03/03/2014 | 33,000,000 |
| Daniel V. Tierney 2011 Trust | 10% Owner | 03/03/2014 | 33,000,000 |
| JEFFERIES LLC | 10% Owner | 03/03/2014 | 66,000,000 |
| Daniel V. Tierney 2011 Trust | 10% Owner | 02/26/2014 | 1,200 |
| Daniel V. Tierney 2011 Trust | 10% Owner | 02/24/2014 | 72,408 |
| Daniel V. Tierney 2011 Trust | 10% Owner | 02/18/2014 | 3,600 |
| Daniel V. Tierney 2011 Trust | 10% Owner | 02/13/2014 | 184,850 |
| Daniel V. Tierney 2011 Trust | 10% Owner | 02/14/2014 | 289,830 |
| McCarthy John A | General Counsel | 02/05/2014 | 500,007 |
| Bisgay Steven | Chief Financial Officer | 02/05/2014 | 1,081,253 |
| Coleman Daniel | Chief Executive Officer | 02/05/2014 | 2,800,005 |
| Primmer Ryan F | See Remarks | 02/05/2014 | 1,250,001 |
| Ogurtsov Nick | See Remarks | 02/05/2014 | 1,037,509 |
| DiBacco John | See Remarks | 02/05/2014 | 675,005 |
| Ross Jonathan | Chief Technology Officer | 02/05/2014 | 1,065,630 |
| Sohos George | See Remarks | 02/05/2014 | 2,260,010 |
| Serenity Investments, LLC | 10% Owner | 02/03/2014 | 4,693,828 |
| Schuler Stephen | Director | 02/03/2014 | 4,693,828 |
| Daniel V. Tierney 2011 Trust | 10% Owner | 02/03/2014 | 4,693,828 |
| Sohos George | See Remarks | 01/31/2014 | 323,821 |
| Bisgay Steven | Chief Financial Officer | 01/31/2014 | 185,590 |
| Coleman Daniel | Chief Executive Officer | 02/03/2014 | 8,890,662 |
| McCarthy John A | General Counsel | 02/03/2014 | 331,329 |
| HALDEMAN CHARLES E | Director | 02/03/2014 | 1,104,430 |
| Bisgay Steven | Chief Financial Officer | 02/03/2014 | 276,108 |
| Daniel V. Tierney 2011 Trust | 10% Owner | 01/24/2014 | 8,191 |
| Daniel V. Tierney 2011 Trust | 10% Owner | 01/23/2014 | 360,544 |
| Daniel V. Tierney 2011 Trust | 10% Owner | 01/22/2014 | 144,291 |
| Daniel V. Tierney 2011 Trust | 10% Owner | 01/21/2014 | 7,086 |
| Daniel V. Tierney 2011 Trust | 10% Owner | 01/17/2014 | 24,982 |
| Daniel V. Tierney 2011 Trust | 10% Owner | 01/16/2014 | 197,433 |
| Daniel V. Tierney 2011 Trust | 10% Owner | 01/15/2014 | 182,525 |
| Daniel V. Tierney 2011 Trust | 10% Owner | 01/14/2014 | 171,218 |
| Daniel V. Tierney 2011 Trust | 10% Owner | 01/13/2014 | 528,910 |
| Daniel V. Tierney 2011 Trust | 10% Owner | 01/10/2014 | 545,311 |
| Daniel V. Tierney 2011 Trust | 10% Owner | 01/09/2014 | 937,839 |
| Daniel V. Tierney 2011 Trust | 10% Owner | 01/07/2014 | 938,792 |
| Daniel V. Tierney 2011 Trust | 10% Owner | 01/08/2014 | 1,320,444 |
| Daniel V. Tierney 2011 Trust | 10% Owner | 01/06/2014 | 1,028,113 |
| Daniel V. Tierney 2011 Trust | 10% Owner | 01/03/2014 | 430,312 |
| Daniel V. Tierney 2011 Trust | 10% Owner | 01/02/2014 | 428,403 |
| Daniel V. Tierney 2011 Trust | 10% Owner | 12/31/2013 | 307,174 |
| Daniel V. Tierney 2011 Trust | 10% Owner | 12/30/2013 | 368,182 |
| Daniel V. Tierney 2011 Trust | 10% Owner | 12/27/2013 | 484,375 |
| Daniel V. Tierney 2011 Trust | 10% Owner | 12/26/2013 | 399,234 |
| Daniel V. Tierney 2011 Trust | 10% Owner | 12/24/2013 | 237,031 |
| Daniel V. Tierney 2011 Trust | 10% Owner | 12/23/2013 | 914,388 |
| Daniel V. Tierney 2011 Trust | 10% Owner | 12/20/2013 | 863,837 |
| Daniel V. Tierney 2011 Trust | 10% Owner | 12/19/2013 | 407,105 |
| Daniel V. Tierney 2011 Trust | 10% Owner | 12/18/2013 | 747,804 |
| Daniel V. Tierney 2011 Trust | 10% Owner | 12/17/2013 | 655,964 |
| Daniel V. Tierney 2011 Trust | 10% Owner | 12/16/2013 | 251,480 |
| Serenity Investments, LLC | 10% Owner | 12/11/2013 | 4,670,844 |
| Serenity Investments, LLC | 10% Owner | 12/10/2013 | 880,500 |
| Schuler Stephen | Director | 12/10/2013 | 880,500 |
| Schuler Stephen | Director | 12/11/2013 | 4,670,844 |
| Serenity Investments, LLC | 10% Owner | 12/09/2013 | 3,561,000 |
| Serenity Investments, LLC | 10% Owner | 12/06/2013 | 3,444,000 |
| Schuler Stephen | Director | 12/09/2013 | 3,561,000 |
| Schuler Stephen | Director | 12/06/2013 | 3,444,000 |
| Serenity Investments, LLC | 10% Owner | 12/05/2013 | 1,135,000 |
| Serenity Investments, LLC | 10% Owner | 12/04/2013 | 1,684,658 |
| Schuler Stephen | Director | 12/05/2013 | 1,135,000 |
| Schuler Stephen | Director | 12/04/2013 | 1,684,658 |
| Serenity Investments, LLC | 10% Owner | 12/03/2013 | 3,058,777 |
| Serenity Investments, LLC | 10% Owner | 12/02/2013 | 1,210,999 |
| Schuler Stephen | Director | 12/03/2013 | 3,058,777 |
| Schuler Stephen | Director | 12/02/2013 | 1,210,999 |
| HALDEMAN CHARLES E | Director | 11/05/2013 | 168,069 |
| HALDEMAN CHARLES E | Director | 11/04/2013 | 49,123 |
| HALDEMAN CHARLES E | Director | 11/01/2013 | 265,555 |
| HALDEMAN CHARLES E | See Remarks | 11/01/2013 | 250,003 |
| Ogurtsov Nick | Chief Risk Officer | 08/12/2013 | 952,181 |
| McCarthy John A | General Counsel | 08/12/2013 | 366,219 |
| DiBacco John | See Remarks | 08/12/2013 | 439,464 |
| Bisgay Steven | Chief Financial Officer | 08/12/2013 | 2,197,336 |
| Sohos George | See Remarks | 08/12/2013 | 439,464 |
| Ross Jonathan | Chief Technology Officer | 08/12/2013 | 585,955 |
| Tierney Daniel | Director | 07/16/2013 | 80,009 |
| Morris John C. | Director | 07/16/2013 | 80,009 |
| SHAHON LAURIE M | Director | 07/16/2013 | 80,009 |
| Schuler Stephen | Director | 07/16/2013 | 80,009 |
| Milde James T | Director | 07/16/2013 | 80,009 |
| Schmitt Daniel F | Director | 07/16/2013 | 80,009 |
| KERN RENE M | Director | 07/16/2013 | 80,009 |
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