. (DFR)
- - (-)
Market Cap: -
As of 12/31/69 07:00 PM EST. Market closed.
. (DFR)
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- (-)
Market Cap: -
As of 12/31/69 07:00 PM EST. Market closed.
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FINANCIAL STATEMENTS FOR
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INSIDER TRANSACTIONS FOR
| Owner | Relationship | Date | Transaction | Cost | # Shares | Value($) | Total Shares | Form 4 |
| Agarwal Rahul N | Chief Financial Officer | Dec 31, 2015 | Option Exercise | $5.58 | 6,840 | 38,167 | 20,591 | Jan 05, 2016, 07:04 PM |
| Wriedt Oliver | Co-President | Dec 02, 2015 | Buy | $6.75 | 200 | 1,350 | 72,876 | Dec 04, 2015, 05:11 PM |
| Wriedt Oliver | Co-President | Dec 03, 2015 | Buy | $6.85 | 9,800 | 67,130 | 82,676 | Dec 04, 2015, 05:11 PM |
| Wriedt Oliver | Co-President | Nov 23, 2015 | Buy | $6.75 | 10,000 | 67,500 | 72,676 | Nov 24, 2015, 06:06 PM |
| Wriedt Oliver | Co-President | Nov 17, 2015 | Buy | $6.81 | 2,000 | 13,620 | 292,861 | Nov 19, 2015, 04:35 PM |
| Wriedt Oliver | Co-President | Nov 17, 2015 | Buy | $6.80 | 10,000 | 68,000 | 62,676 | Nov 19, 2015, 04:35 PM |
| Wriedt Oliver | Co-President | Jun 01, 2015 | Buy | $7.80 | 5,000 | 39,000 | 52,676 | Jun 03, 2015, 04:53 PM |
| Wriedt Oliver | Co-President | May 26, 2015 | Buy | $7.85 | 2,532 | 19,876 | 284,861 | May 27, 2015, 04:17 PM |
| Wriedt Oliver | Co-President | May 22, 2015 | Buy | $7.85 | 463 | 3,635 | 282,329 | May 27, 2015, 04:17 PM |
| Wriedt Oliver | Co-President | May 20, 2015 | Buy | $7.85 | 5 | 39 | 281,866 | May 21, 2015, 04:07 PM |
| Wriedt Oliver | Co-President | May 19, 2015 | Buy | $8.02 | 11,413 | 91,532 | 281,861 | May 21, 2015, 04:07 PM |
| Wriedt Oliver | Co-President | May 14, 2015 | Buy | $7.89 | 1,100 | 8,675 | 270,448 | May 18, 2015, 04:18 PM |
| Wriedt Oliver | Co-President | May 12, 2015 | Buy | $7.55 | 3,728 | 28,146 | 269,348 | May 13, 2015, 04:42 PM |
| Wriedt Oliver | Co-President | May 11, 2015 | Buy | $7.26 | 9,649 | 70,066 | 265,620 | May 13, 2015, 04:42 PM |
| Wriedt Oliver | Co-President | Apr 08, 2013 | Buy | $8.04 | 2 | 16 | 47,676 | Apr 01, 2015, 05:10 PM |
| Wriedt Oliver | Co-President | Feb 19, 2015 | Option Exercise | $4.83 | 25,000 | 120,750 | 252,971 | Feb 23, 2015, 04:59 PM |
| Vaccaro Stephen J | Co-Pres & CIO | Jan 20, 2015 | Option Exercise | $8.88 | 29,777 | 264,420 | 78,223 | Jan 22, 2015, 04:22 PM |
| Wriedt Oliver | Co-President | Dec 17, 2014 | Option Exercise | $4.83 | 20,000 | 96,600 | 165,971 | Dec 19, 2014, 05:24 PM |
| Bounty Investments, LLC | 10% Owner | Jul 12, 2014 | Option Exercise | $6.07 | 4,132,231 | 25,082,643 | 18,790,817 | Jul 16, 2014, 04:47 PM |
| DFR Holdings, LLC | 10% Owner | Jul 12, 2014 | Option Exercise | $6.07 | 4,132,231 | 25,082,643 | 18,790,817 | Jul 16, 2014, 04:46 PM |
| Wriedt Oliver | Co-Pres & Head Cap Mgmt&Distr | Apr 07, 2014 | Buy | $7.60 | 2,000 | 15,200 | 145,971 | Apr 08, 2014, 07:05 PM |
| Wriedt Oliver | Co-Pres & Head Cap Mgmt&Distr | Apr 04, 2014 | Buy | $7.80 | 5,000 | 38,996 | 143,971 | Apr 07, 2014, 07:05 PM |
| Wriedt Oliver | Co-Pres & Head Cap Mgmt&Distr | Apr 03, 2014 | Buy | $7.88 | 65 | 512 | 138,971 | Apr 04, 2014, 11:55 AM |
| Wriedt Oliver | Co-Pres & Head Cap Mgmt&Distr | Apr 02, 2014 | Buy | $7.85 | 700 | 5,495 | 138,906 | Apr 04, 2014, 11:55 AM |
| Wriedt Oliver | Co-Pres & Head Cap Mgmt&Distr | Mar 31, 2014 | Buy | $8.00 | 2,100 | 16,798 | 138,206 | Apr 02, 2014, 10:17 AM |
| Wriedt Oliver | Head of Cap Mgmt and Distrbn | Feb 26, 2014 | Option Exercise | $4.83 | 50,000 | 241,500 | 136,106 | Feb 28, 2014, 07:38 PM |
| Wriedt Oliver | Head of Cap Mgmt and Distrbn | Feb 18, 2014 | Option Exercise | $4.83 | 50,000 | 241,500 | 86,106 | Feb 28, 2014, 07:33 PM |
| Wriedt Oliver | Head of Cap Mgmt and Distrbn | Feb 18, 2014 | Option Exercise | $4.83 | 50,000 | 241,500 | 133,780 | Feb 20, 2014, 08:03 PM |
| DFR Holdings, LLC | 10% Owner | Dec 31, 2013 | Buy | $9.00 | 1,000,000 | 9,000,000 | 14,658,586 | Jan 02, 2014, 09:20 AM |
| Bounty Investments, LLC | 10% Owner | Dec 31, 2013 | Buy | $9.00 | 1,000,000 | 9,000,000 | 13,658,586 | Jan 02, 2014, 09:13 AM |
| CIFC Parent Holdings LLC | Director | Dec 18, 2013 | Sale | $9.00 | 9,090,909 | 81,818,181 | 0 | Dec 19, 2013, 05:59 PM |
| Bounty Investments, LLC | 10% Owner | Dec 18, 2013 | Buy | $9.00 | 9,090,909 | 81,818,181 | 13,658,586 | Dec 19, 2013, 05:28 PM |
| DFR Holdings, LLC | 10% Owner | Dec 18, 2013 | Buy | $9.00 | 9,090,909 | 81,818,181 | 13,658,586 | Dec 19, 2013, 05:14 PM |
| Wriedt Oliver | Head of Cap Mgmt and Distrbn | Apr 09, 2013 | Option Exercise | $8.26 | 4,963 | 40,994 | 47,674 | Apr 11, 2013, 03:44 PM |
| Wriedt Oliver | Head of Cap Mgmt and Distrbn | Apr 05, 2013 | Option Exercise | $8.07 | 1,627 | 13,130 | 42,711 | Apr 08, 2013, 04:52 PM |
| Wriedt Oliver | Head of Cap Mgmt and Distrbn | Apr 03, 2013 | Option Exercise | $8.07 | 984 | 7,941 | 41,084 | Apr 04, 2013, 03:36 PM |
| Vaccaro Stephen J | Chief Investment Officer | Nov 28, 2012 | Option Exercise | $6.75 | 46,000 | 310,330 | 46,000 | Nov 29, 2012, 06:49 PM |
| Wriedt Oliver | Head of Cap Mgmt and Distrbn | Nov 28, 2012 | Option Exercise | $6.75 | 9,500 | 64,100 | 40,100 | Nov 29, 2012, 05:15 PM |
| Wriedt Oliver | Head of Cap Mgmt and Distrbn | Nov 27, 2012 | Option Exercise | $6.77 | 600 | 4,062 | 30,600 | Nov 29, 2012, 05:15 PM |
| Wriedt Oliver | Head of Cap Mgmt and Distrbn | Aug 24, 2012 | Option Exercise | $7.40 | 1,055 | 7,807 | 36,106 | Aug 27, 2012, 04:43 PM |
| Wriedt Oliver | Head of Cap Mgmt and Distrbn | Aug 22, 2012 | Option Exercise | $7.49 | 2,085 | 15,615 | 35,051 | Aug 22, 2012, 05:56 PM |
| Wriedt Oliver | Head of Cap Mgmt and Distrbn | Aug 21, 2012 | Option Exercise | $7.50 | 22 | 165 | 32,966 | Aug 22, 2012, 05:56 PM |
| Wriedt Oliver | Head of Cap Mgmt and Distrbn | Aug 20, 2012 | Option Exercise | $7.50 | 2,893 | 21,698 | 32,944 | Aug 22, 2012, 04:40 PM |
| Wriedt Oliver | Head of Cap Mgmt and Distrbn | May 03, 2012 | Option Exercise | $5.93 | 2,993 | 17,744 | 30,051 | May 07, 2012, 11:27 AM |
| Wriedt Oliver | Head of Cap Mgmt and Distrbn | May 02, 2012 | Option Exercise | $5.76 | 3,570 | 20,571 | 27,058 | May 03, 2012, 03:38 PM |
| Wriedt Oliver | Head of Cap Mgmt and Distrbn | Apr 26, 2012 | Option Exercise | $5.94 | 2,000 | 11,884 | 23,488 | Apr 30, 2012, 04:08 PM |
| Wriedt Oliver | Head of Cap Mgmt and Distrbn | Apr 25, 2012 | Option Exercise | $5.97 | 6,475 | 38,686 | 21,488 | Apr 26, 2012, 05:49 PM |
| Wriedt Oliver | Head of Cap Mgmt and Distrbn | Apr 24, 2012 | Option Exercise | $5.88 | 3,062 | 18,001 | 15,013 | Apr 25, 2012, 04:40 PM |
| Wriedt Oliver | Head of Cap Mgmt and Distrbn | Apr 23, 2012 | Option Exercise | $5.55 | 1,900 | 10,538 | 11,951 | Apr 25, 2012, 04:40 PM |
| Wriedt Oliver | Head of Cap Mgmt and Distrbn | Apr 10, 2012 | Option Exercise | $5.82 | 20,000 | 116,376 | 30,000 | Apr 11, 2012, 07:14 PM |
| Gleysteen Peter | CEO and President | Sep 01, 2011 | Buy | $5.32 | 10,000 | 53,225 | 10,000 | Sep 02, 2011, 04:26 PM |
| Milton Robert C. III | General Counsel (Asset Mgmt.) | Sep 01, 2011 | Buy | $5.35 | 2,500 | 13,371 | 2,500 | Sep 02, 2011, 04:25 PM |
| Peck Aaron Daniel | (see below) | Mar 03, 2011 | Option Exercise | $6.32 | 2,543 | 16,072 | 5,933 | Mar 04, 2011, 04:28 PM |
| Trutter Jonathan W | Chief Executive Officer | Mar 03, 2011 | Option Exercise | $6.32 | 20,245 | 127,948 | 62,507 | Mar 04, 2011, 04:25 PM |
| Contreras Robert Anthony | Sr. VP, Gen. Counsel & Sec | Mar 03, 2011 | Option Exercise | $6.32 | 1,768 | 11,174 | 3,609 | Mar 04, 2011, 04:20 PM |
| ORAN STUART I | Director | Aug 25, 2010 | Sale | $5.32 | 405 | 2,155 | 0 | Aug 25, 2010, 05:03 PM |
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Buy
Sale
Option Exercise
| Owner | Relationship | Date | Value($) |
| Agarwal Rahul N | Chief Financial Officer | 12/31/2015 | 38,167 |
| Wriedt Oliver | Co-President | 12/02/2015 | 1,350 |
| Wriedt Oliver | Co-President | 12/03/2015 | 67,130 |
| Wriedt Oliver | Co-President | 11/23/2015 | 67,500 |
| Wriedt Oliver | Co-President | 11/17/2015 | 13,620 |
| Wriedt Oliver | Co-President | 11/17/2015 | 68,000 |
| Wriedt Oliver | Co-President | 06/01/2015 | 39,000 |
| Wriedt Oliver | Co-President | 05/26/2015 | 19,876 |
| Wriedt Oliver | Co-President | 05/22/2015 | 3,635 |
| Wriedt Oliver | Co-President | 05/20/2015 | 39 |
| Wriedt Oliver | Co-President | 05/19/2015 | 91,532 |
| Wriedt Oliver | Co-President | 05/14/2015 | 8,675 |
| Wriedt Oliver | Co-President | 05/12/2015 | 28,146 |
| Wriedt Oliver | Co-President | 05/11/2015 | 70,066 |
| Wriedt Oliver | Co-President | 04/08/2013 | 16 |
| Wriedt Oliver | Co-President | 02/19/2015 | 120,750 |
| Vaccaro Stephen J | Co-Pres & CIO | 01/20/2015 | 264,420 |
| Wriedt Oliver | Co-President | 12/17/2014 | 96,600 |
| Bounty Investments, LLC | 10% Owner | 07/12/2014 | 25,082,643 |
| DFR Holdings, LLC | 10% Owner | 07/12/2014 | 25,082,643 |
| Wriedt Oliver | Co-Pres & Head Cap Mgmt&Distr | 04/07/2014 | 15,200 |
| Wriedt Oliver | Co-Pres & Head Cap Mgmt&Distr | 04/04/2014 | 38,996 |
| Wriedt Oliver | Co-Pres & Head Cap Mgmt&Distr | 04/03/2014 | 512 |
| Wriedt Oliver | Co-Pres & Head Cap Mgmt&Distr | 04/02/2014 | 5,495 |
| Wriedt Oliver | Co-Pres & Head Cap Mgmt&Distr | 03/31/2014 | 16,798 |
| Wriedt Oliver | Head of Cap Mgmt and Distrbn | 02/26/2014 | 241,500 |
| Wriedt Oliver | Head of Cap Mgmt and Distrbn | 02/18/2014 | 241,500 |
| Wriedt Oliver | Head of Cap Mgmt and Distrbn | 02/18/2014 | 241,500 |
| DFR Holdings, LLC | 10% Owner | 12/31/2013 | 9,000,000 |
| Bounty Investments, LLC | 10% Owner | 12/31/2013 | 9,000,000 |
| CIFC Parent Holdings LLC | Director | 12/18/2013 | 81,818,181 |
| Bounty Investments, LLC | 10% Owner | 12/18/2013 | 81,818,181 |
| DFR Holdings, LLC | 10% Owner | 12/18/2013 | 81,818,181 |
| Wriedt Oliver | Head of Cap Mgmt and Distrbn | 04/09/2013 | 40,994 |
| Wriedt Oliver | Head of Cap Mgmt and Distrbn | 04/05/2013 | 13,130 |
| Wriedt Oliver | Head of Cap Mgmt and Distrbn | 04/03/2013 | 7,941 |
| Vaccaro Stephen J | Chief Investment Officer | 11/28/2012 | 310,330 |
| Wriedt Oliver | Head of Cap Mgmt and Distrbn | 11/28/2012 | 64,100 |
| Wriedt Oliver | Head of Cap Mgmt and Distrbn | 11/27/2012 | 4,062 |
| Wriedt Oliver | Head of Cap Mgmt and Distrbn | 08/24/2012 | 7,807 |
| Wriedt Oliver | Head of Cap Mgmt and Distrbn | 08/22/2012 | 15,615 |
| Wriedt Oliver | Head of Cap Mgmt and Distrbn | 08/21/2012 | 165 |
| Wriedt Oliver | Head of Cap Mgmt and Distrbn | 08/20/2012 | 21,698 |
| Wriedt Oliver | Head of Cap Mgmt and Distrbn | 05/03/2012 | 17,744 |
| Wriedt Oliver | Head of Cap Mgmt and Distrbn | 05/02/2012 | 20,571 |
| Wriedt Oliver | Head of Cap Mgmt and Distrbn | 04/26/2012 | 11,884 |
| Wriedt Oliver | Head of Cap Mgmt and Distrbn | 04/25/2012 | 38,686 |
| Wriedt Oliver | Head of Cap Mgmt and Distrbn | 04/24/2012 | 18,001 |
| Wriedt Oliver | Head of Cap Mgmt and Distrbn | 04/23/2012 | 10,538 |
| Wriedt Oliver | Head of Cap Mgmt and Distrbn | 04/10/2012 | 116,376 |
| Gleysteen Peter | CEO and President | 09/01/2011 | 53,225 |
| Milton Robert C. III | General Counsel (Asset Mgmt.) | 09/01/2011 | 13,371 |
| Peck Aaron Daniel | (see below) | 03/03/2011 | 16,072 |
| Trutter Jonathan W | Chief Executive Officer | 03/03/2011 | 127,948 |
| Contreras Robert Anthony | Sr. VP, Gen. Counsel & Sec | 03/03/2011 | 11,174 |
| ORAN STUART I | Director | 08/25/2010 | 2,155 |
Load More Insider Transactions
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