Assured Guaranty Ltd. (AGO) NEW YORK STOCK EXCHANGE INC.

$87.25 (0.10) (-0.11%)

Market Cap: $4.84B

As of 03/28/24 04:00 PM EDT. Market closed.

(AGO)

Assured Guaranty Ltd. (AGO)
NEW YORK STOCK EXCHANGE INC.

$87.25
(0.10) (-0.11%)

Market Cap: $4.84B

As of 03/28/24 04:00 PM EDT. Market closed.

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assured guaranty is the leading provider of municipal bond insurance and other applications of financial guaranty insurance. we guarantee scheduled principal and interest payments when due on municipal, public infrastructure and structured financings. for more information, visit ... read more

assured guaranty is the leading provider of municipal bond insurance and other applications of financial guaranty insurance. we guarantee scheduled principal and interest payments when due on municipal, public infrastructure and structured financings. for more information, visit assuredguaranty.com read less

COMPANY PROFILE
Sector
Finance and Insurance
Industry
Direct Property and Casualty Insurance Carriers
CEO Compensation (Base)
$1.25M
CEO Compensation (Total)
$12.77M
URL
Address
5th Floor, Pembroke, 30 Woodbourne Avenue, HM 08.
Sector
Finance and Insurance
Industry
Direct Property and Casualty Insurance Carriers
CEO
Dominic Frederico
CEO Compensation (Base)
$1.25M
CEO Compensation (Total)
$12.77M
Address
5th Floor, Pembroke, 30 Woodbourne Avenue, HM 08.
PRICE CHART FOR ASSURED GUARANTY LTD
1w
1m
3m
6m
YTD
1y
5y
MAX
From: To:
NEWS
INSIDEARBITRAGE ARTICLES
KEY STATS
Open
$87.89
Previous Close
$87.35
Days Range
$87.08 - $88.21
52 week range
$48.43 - $96.27
Volume
786,620
Avg. Volume (30 days)
485,170
Market Cap
$4.84B
Dividend Yield
1.31%
P/E
6.60
Shares Outstanding
55,461,633
Open
$87.89
Previous Close
$87.35
Days Range
$87.08 - $88.21
52 week range
$48.43 - $96.27
Volume
786,620
Avg. Volume (30 days)
485,170
Market Cap
$4.84B
Dividend Yield
1.31%
P/E
6.60
Shares Outstanding
55,461,633
FINANCIAL STATEMENTS FOR ASSURED GUARANTY LTD
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INSIDER TRANSACTIONS FOR ASSURED GUARANTY LTD
OwnerRelationshipDateTransactionCost# SharesValue($)Total SharesForm 4
FREDERICO DOMINICPresident/CEO/Deputy ChairmanMar 20, 2024 Sale$92.4355,0005,083,9141,472,891Mar 21, 2024, 04:48 PM
Bieling LauraChief Accounting OfficerMar 11, 2024 Option Exercise$89.49716,35419,937Mar 12, 2024, 06:07 PM
Rosenblum Benjamin G.CFOFeb 26, 2024 Option Exercise$85.691,444123,73666,088Feb 28, 2024, 05:41 PM
Donnarumma StephenChief Credit OfficerFeb 26, 2024 Option Exercise$85.694,251364,268109,186Feb 28, 2024, 05:34 PM
Bieling LauraChief Accounting OfficerFeb 26, 2024 Option Exercise$85.6937131,79120,008Feb 28, 2024, 05:32 PM
Horn HollyChief Surveillance OfficerFeb 26, 2024 Option Exercise$85.6935230,16336,038Feb 28, 2024, 05:30 PM
Chow LingGeneral Counsel and SecretaryFeb 26, 2024 Option Exercise$85.697,822670,267160,789Feb 28, 2024, 05:15 PM
Bailenson RobertChief Operating OfficerFeb 26, 2024 Option Exercise$85.699,418807,028334,835Feb 28, 2024, 05:13 PM
FREDERICO DOMINICPresident/CEO/Deputy ChairmanFeb 26, 2024 Option Exercise$85.6933,4412,865,5591,505,824Feb 28, 2024, 05:09 PM
Gana Jorge A.Chief Risk OfficerFeb 26, 2024 Option Exercise$85.6931426,90724,465Feb 28, 2024, 05:01 PM
FREDERICO DOMINICPresident/CEO/Deputy ChairmanFeb 24, 2024 Option Exercise$84.9346,0863,914,0841,397,335Feb 28, 2024, 04:36 PM
Gana Jorge A.Chief Risk OfficerFeb 24, 2024 Option Exercise$84.9330826,15824,779Feb 26, 2024, 07:02 PM
Gana Jorge A.Chief Risk OfficerFeb 23, 2024 Option Exercise$84.9332027,17825,087Feb 26, 2024, 07:02 PM
Gana Jorge A.Chief Risk OfficerFeb 22, 2024 Option Exercise$85.2639934,01925,407Feb 26, 2024, 07:02 PM
Horn HollyChief Surveillance OfficerFeb 23, 2024 Option Exercise$84.9349742,21036,732Feb 26, 2024, 07:00 PM
Horn HollyChief Surveillance OfficerFeb 24, 2024 Option Exercise$84.9334229,04636,390Feb 26, 2024, 07:00 PM
Bailenson RobertChief Operating OfficerFeb 24, 2024 Option Exercise$84.9321,7571,847,822312,318Feb 26, 2024, 06:58 PM
Chow LingGeneral Counsel and SecretaryFeb 24, 2024 Option Exercise$84.9317,9811,527,126144,281Feb 26, 2024, 06:56 PM
FREDERICO DOMINICPresident/CEO/Deputy ChairmanFeb 24, 2024 Option Exercise$84.9397,5448,284,4121,376,644Feb 26, 2024, 06:54 PM
Donnarumma StephenChief Credit OfficerFeb 24, 2024 Option Exercise$84.939,764829,257100,257Feb 26, 2024, 06:51 PM
Bieling LauraChief Accounting OfficerFeb 24, 2024 Option Exercise$84.9340534,39720,379Feb 26, 2024, 06:49 PM
Bieling LauraChief Accounting OfficerFeb 23, 2024 Option Exercise$84.9341134,90620,784Feb 26, 2024, 06:49 PM
Bieling LauraChief Accounting OfficerFeb 22, 2024 Option Exercise$85.2639733,84821,195Feb 26, 2024, 06:49 PM
Rosenblum Benjamin G.CFOFeb 24, 2024 Option Exercise$84.931,556132,15167,532Feb 26, 2024, 06:45 PM
Rosenblum Benjamin G.CFOFeb 23, 2024 Option Exercise$84.931,220103,61569,088Feb 26, 2024, 06:45 PM
Rosenblum Benjamin G.CFOFeb 22, 2024 Option Exercise$85.261,712145,96570,308Feb 26, 2024, 06:45 PM
BUHL G LAWRENCEDirectorDec 15, 2023 Sale$71.262,500178,15043,507Dec 18, 2023, 05:21 PM
Donnarumma StephenChief Credit OfficerDec 08, 2023 Sale$69.9615,0001,049,40094,774Dec 11, 2023, 04:27 PM
FREDERICO DOMINICPresident/CEO/Deputy ChairmanDec 05, 2023 Sale$68.7020,4841,407,2511,330,509Dec 07, 2023, 09:19 AM
FREDERICO DOMINICPresident/CEO/Deputy ChairmanDec 06, 2023 Sale$68.069,516647,6361,322,343Dec 07, 2023, 09:19 AM
FREDERICO DOMINICPresident/CEO/Deputy ChairmanSep 14, 2023 Sale$61.3520,0231,228,4111,350,993Sep 15, 2023, 06:29 PM
FREDERICO DOMINICPresident/CEO/Deputy ChairmanSep 13, 2023 Sale$61.1329,9771,832,4941,371,016Sep 15, 2023, 06:29 PM
Bailenson RobertChief Financial OfficerAug 24, 2023 Sale$58.3310,000583,275297,730Aug 28, 2023, 04:56 PM
Bailenson RobertChief Financial OfficerAug 23, 2023 Sale$57.3510,000573,500306,936Aug 24, 2023, 04:47 PM
Bailenson RobertChief Financial OfficerAug 22, 2023 Sale$57.1910,000571,900316,936Aug 24, 2023, 04:47 PM
Bieling LauraChief Accounting OfficerMay 07, 2023 Option Exercise$52.691397,32419,324May 09, 2023, 04:36 PM
Shea Courtney C.DirectorMay 02, 2023 Option Exercise$52.7752227,5464,131May 04, 2023, 06:22 PM
Radtke LorinDirectorMay 02, 2023 Option Exercise$52.7752227,5464,131May 04, 2023, 06:21 PM
Omura YukikoDirectorMay 02, 2023 Option Exercise$52.771,07056,46419,615May 04, 2023, 06:19 PM
Leathes Simon WDirectorMay 02, 2023 Option Exercise$52.771,29868,49524,392May 04, 2023, 06:17 PM
Kreczko Alan JDirectorMay 02, 2023 Option Exercise$52.771,20363,48255,062May 04, 2023, 06:16 PM
KENNY PATRICK WDirectorMay 02, 2023 Option Exercise$52.7757930,55475,836May 04, 2023, 06:14 PM
JONES THOMAS WDirectorMay 02, 2023 Option Exercise$52.7752227,54640,685May 04, 2023, 06:12 PM
Howard Bonnie L.DirectorMay 02, 2023 Option Exercise$52.7752227,54640,781May 04, 2023, 06:09 PM
BUHL G LAWRENCEDirectorMay 02, 2023 Option Exercise$52.7738520,31644,232May 04, 2023, 06:07 PM
BORGES FRANCISCO LDirectorMay 02, 2023 Option Exercise$52.771,82796,411283,118May 04, 2023, 06:05 PM
Bieling LauraChief Accounting OfficerMar 11, 2023 Option Exercise$53.51713,79919,463Mar 14, 2023, 04:40 PM
Donnarumma StephenChief Credit OfficerFeb 27, 2023 Option Exercise$62.051,977122,673109,608Mar 01, 2023, 05:13 PM
Bailenson RobertChief Financial OfficerFeb 27, 2023 Option Exercise$62.054,563283,134326,936Mar 01, 2023, 05:10 PM
Chow LingGeneral Counsel and SecretaryFeb 27, 2023 Option Exercise$62.053,295204,455134,734Mar 01, 2023, 05:07 PM
Bieling LauraChief Accounting OfficerFeb 27, 2023 Option Exercise$62.0524815,38819,534Mar 01, 2023, 05:05 PM
Gana Jorge A.Chief Risk OfficerFeb 27, 2023 Option Exercise$62.0528417,62222,375Mar 01, 2023, 04:58 PM
Horn HollyChief Surveillance OfficerFeb 27, 2023 Option Exercise$62.0530518,92533,197Mar 01, 2023, 04:56 PM
FREDERICO DOMINICPresident/CEO/Deputy ChairmanFeb 27, 2023 Option Exercise$62.0514,527901,4001,424,327Mar 01, 2023, 04:53 PM
BUZEN DAVID A.Head of Asset Management*Feb 27, 2023 Option Exercise$62.052,282141,598119,457Mar 01, 2023, 04:51 PM
Donnarumma StephenChief Credit OfficerFeb 26, 2023 Option Exercise$62.557,358460,243103,899Feb 28, 2023, 05:51 PM
Bailenson RobertChief Financial OfficerFeb 26, 2023 Option Exercise$62.5516,1871,012,497313,051Feb 28, 2023, 05:49 PM
Chow LingGeneral Counsel and SecretaryFeb 26, 2023 Option Exercise$62.5513,476842,924123,885Feb 28, 2023, 05:46 PM
Bieling LauraChief Accounting OfficerFeb 26, 2023 Option Exercise$62.5536823,01819,782Feb 28, 2023, 05:44 PM
Bieling LauraChief Accounting OfficerFeb 24, 2023 Option Exercise$62.5544828,02220,150Feb 28, 2023, 05:44 PM
Gana Jorge A.Chief Risk OfficerFeb 26, 2023 Option Exercise$62.5531019,39022,659Feb 28, 2023, 05:42 PM
Gana Jorge A.Chief Risk OfficerFeb 24, 2023 Option Exercise$62.5533921,20422,969Feb 28, 2023, 05:42 PM
Horn HollyChief Surveillance OfficerFeb 26, 2023 Option Exercise$62.5535121,95533,502Feb 28, 2023, 05:40 PM
Horn HollyChief Surveillance OfficerFeb 24, 2023 Option Exercise$62.5534821,76733,853Feb 28, 2023, 05:40 PM
FREDERICO DOMINICPresident/CEO/Deputy ChairmanFeb 26, 2023 Option Exercise$62.5557,2973,583,9271,355,839Feb 28, 2023, 05:37 PM
BUZEN DAVID A.Head of Asset Management*Feb 26, 2023 Option Exercise$62.558,102506,780112,515Feb 28, 2023, 05:34 PM
Horn HollyChief Surveillance OfficerFeb 23, 2023 Option Exercise$62.3350331,35234,201Feb 24, 2023, 05:11 PM
Gana Jorge A.Chief Risk OfficerFeb 23, 2023 Option Exercise$62.3336522,75023,308Feb 24, 2023, 05:09 PM
Bieling LauraChief Accounting OfficerFeb 23, 2023 Option Exercise$62.3342326,36620,598Feb 24, 2023, 04:58 PM
Albert HowardChief Risk OfficerDec 01, 2022 Sale$66.2835,0002,319,80058,950Dec 05, 2022, 07:10 PM
BUZEN DAVID A.Head of Asset Management*Aug 05, 2022 Buy$50.504,000202,0004,000Aug 09, 2022, 04:31 PM
BUZEN DAVID A.Head of Asset Management*Aug 05, 2022 Buy$50.501,80090,90011,943Aug 09, 2022, 04:31 PM
FREDERICO DOMINICPresident/CEO/Deputy ChairmanJun 27, 2022 Sale$57.2186,0004,920,0421,293,691Jun 29, 2022, 07:49 PM
Bieling LauraChief Accounting OfficerMay 07, 2022 Option Exercise$58.111388,01918,208May 09, 2022, 06:32 PM
Shea Courtney C.DirectorMay 03, 2022 Option Exercise$57.7160935,1452,215May 05, 2022, 09:21 PM
Radtke LorinDirectorMay 03, 2022 Option Exercise$57.7160935,1452,215May 05, 2022, 09:18 PM
Omura YukikoDirectorMay 03, 2022 Option Exercise$57.711,24471,79118,247May 05, 2022, 09:16 PM
O Kane Michael TDirectorMay 03, 2022 Option Exercise$57.7145025,96967,858May 05, 2022, 09:13 PM
McCloskey MichelleDirectorMay 03, 2022 Option Exercise$57.711387,9642,784May 05, 2022, 09:11 PM
Leathes Simon WDirectorMay 03, 2022 Option Exercise$57.711,24471,79122,747May 05, 2022, 09:08 PM
Kreczko Alan JDirectorMay 03, 2022 Option Exercise$57.711,39880,67950,800May 05, 2022, 09:05 PM
KENNY PATRICK WDirectorMay 03, 2022 Option Exercise$57.7174042,70575,535May 05, 2022, 09:03 PM
JONES THOMAS WDirectorMay 03, 2022 Option Exercise$57.7160935,14538,769May 05, 2022, 08:58 PM
Howard Bonnie L.DirectorMay 03, 2022 Option Exercise$57.7160935,14538,865May 05, 2022, 08:55 PM
BUHL G LAWRENCEDirectorMay 03, 2022 Option Exercise$57.7145025,96944,311May 05, 2022, 08:53 PM
BORGES FRANCISCO LDirectorMay 03, 2022 Option Exercise$57.711,58491,413276,706May 05, 2022, 08:50 PM
BUHL G LAWRENCEDirectorMar 31, 2022 Sale$64.963,643236,64944,761Apr 04, 2022, 07:10 PM
Bieling LauraChief Accounting OfficerMar 11, 2022 Option Exercise$57.41714,07616,567Mar 14, 2022, 04:48 PM
Donnarumma StephenChief Credit OfficerMar 03, 2022 Sale$60.8025,0001,520,00097,213Mar 04, 2022, 05:57 PM
Bailenson RobertChief Financial OfficerMar 02, 2022 Sale$59.836,583393,861299,236Mar 02, 2022, 05:43 PM
Bailenson RobertChief Financial OfficerMar 01, 2022 Sale$58.9033,4171,968,261305,819Mar 02, 2022, 05:43 PM
Bieling LauraChief Accounting OfficerFeb 28, 2022 Sale$62.082,000124,16016,638Mar 02, 2022, 05:40 PM
Albert HowardChief Risk OfficerMar 01, 2022 Sale$59.3360,0003,559,558126,127Mar 02, 2022, 05:37 PM
Horn HollyChief Surveillance OfficerFeb 26, 2022 Option Exercise$63.6435122,33831,127Mar 01, 2022, 06:30 PM
Horn HollyChief Surveillance OfficerFeb 27, 2022 Option Exercise$63.6430519,41030,822Mar 01, 2022, 06:30 PM
FREDERICO DOMINICPresident/CEO/Deputy ChairmanFeb 27, 2022 Option Exercise$63.6460,6233,858,0481,358,682Mar 01, 2022, 06:28 PM
Donnarumma StephenChief Credit OfficerFeb 27, 2022 Option Exercise$63.648,320529,485118,638Mar 01, 2022, 06:24 PM
Chow LingGeneral Counsel and SecretaryFeb 27, 2022 Option Exercise$63.6413,791877,659108,923Mar 01, 2022, 06:22 PM
BUZEN DAVID A.Head of Asset Management*Feb 27, 2022 Option Exercise$63.649,552607,88992,935Mar 01, 2022, 06:19 PM
Bieling LauraChief Accounting OfficerFeb 27, 2022 Option Exercise$63.6424415,52818,638Mar 01, 2022, 06:17 PM
Bieling LauraChief Accounting OfficerFeb 26, 2022 Option Exercise$63.6438024,18318,882Mar 01, 2022, 06:17 PM
Bailenson RobertChief Financial OfficerFeb 27, 2022 Option Exercise$63.6419,1011,215,588330,299Mar 01, 2022, 06:14 PM
Albert HowardChief Risk OfficerFeb 27, 2022 Option Exercise$63.647,685489,073162,352Mar 01, 2022, 06:11 PM
Horn HollyChief Surveillance OfficerFeb 24, 2022 Option Exercise$56.2034419,33331,478Feb 25, 2022, 06:50 PM
Bieling LauraChief Accounting OfficerFeb 24, 2022 Option Exercise$56.2044825,17819,262Feb 25, 2022, 06:37 PM
Chow LingGeneral Counsel and SecretaryFeb 21, 2022 Option Exercise$57.201,860106,39298,912Feb 23, 2022, 06:20 PM
Bieling LauraChief Accounting OfficerFeb 21, 2022 Option Exercise$57.2027915,95916,711Feb 23, 2022, 06:17 PM
BUHL G LAWRENCEDirectorNov 09, 2021 Sale$54.2120,0001,084,20048,404Nov 10, 2021, 05:33 PM
Brewer Russell B. IIChief Surveillance OfficerMay 20, 2021 Sale$47.001,14153,627217,447May 20, 2021, 06:58 PM
Brewer Russell B. IIChief Surveillance OfficerMay 18, 2021 Sale$47.0018,859886,373218,588May 20, 2021, 06:58 PM
Bieling LauraChief Accounting OfficerMay 07, 2021 Option Exercise$48.601336,46416,990May 11, 2021, 06:19 PM
Omura YukikoDirectorMay 04, 2021 Option Exercise$51.742,287118,32916,667May 06, 2021, 06:49 PM
Leathes Simon WDirectorMay 04, 2021 Option Exercise$51.743,167163,86121,167May 06, 2021, 06:41 PM
Bieling LauraChief Accounting OfficerMar 11, 2021 Option Exercise$43.80682,97817,123Mar 15, 2021, 04:47 PM
FREDERICO DOMINICPresident/CEO/Deputy ChairmanMar 08, 2021 Sale$44.24118,0005,220,8751,339,626Mar 10, 2021, 06:28 PM
FREDERICO DOMINICPresident/CEO/Deputy ChairmanMar 05, 2021 Sale$43.7625,0061,094,2631,403,721Mar 08, 2021, 06:36 PM
FREDERICO DOMINICPresident/CEO/Deputy ChairmanMar 04, 2021 Sale$43.764,903214,5551,428,727Mar 08, 2021, 06:36 PM
FREDERICO DOMINICPresident/CEO/Deputy ChairmanMar 03, 2021 Sale$43.9658,5812,575,2211,433,630Mar 04, 2021, 07:06 PM
FREDERICO DOMINICPresident/CEO/Deputy ChairmanMar 02, 2021 Sale$44.3843,5101,931,0171,496,672Mar 04, 2021, 07:06 PM
Bieling LauraChief Accounting OfficerFeb 26, 2021 Option Exercise$44.2239417,42317,454Mar 02, 2021, 12:00 AM
Bieling LauraChief Accounting OfficerFeb 27, 2021 Option Exercise$44.2226311,63017,191Mar 02, 2021, 12:00 AM
Donnarumma StephenChief Credit OfficerFeb 21, 2021 Option Exercise$39.5012,843507,299105,979Feb 23, 2021, 08:26 PM
Brewer Russell B. IIChief Surveillance OfficerFeb 21, 2021 Option Exercise$39.5021,614853,753223,930Feb 23, 2021, 08:22 PM
Bailenson RobertChief Financial OfficerFeb 21, 2021 Option Exercise$39.5029,3911,160,945298,322Feb 23, 2021, 08:19 PM
Chow LingGeneral Counsel and SecretaryFeb 22, 2021 Option Exercise$39.611,28650,93887,796Feb 23, 2021, 08:16 PM
Chow LingGeneral Counsel and SecretaryFeb 21, 2021 Option Exercise$39.5015,654618,33389,082Feb 23, 2021, 08:16 PM
Bieling LauraChief Accounting OfficerFeb 21, 2021 Option Exercise$39.5026910,62614,913Feb 23, 2021, 08:12 PM
Bieling LauraChief Accounting OfficerFeb 22, 2021 Option Exercise$39.612469,74414,667Feb 23, 2021, 08:12 PM
Albert HowardChief Risk OfficerFeb 21, 2021 Option Exercise$39.5012,803505,719199,481Feb 23, 2021, 08:07 PM
FREDERICO DOMINICPresident/CEO/Deputy ChairmanFeb 21, 2021 Option Exercise$39.5093,4283,690,4061,460,025Feb 23, 2021, 08:02 PM
BUZEN DAVID A.Head of Asset Management*Feb 21, 2021 Option Exercise$39.5014,698580,57174,748Feb 23, 2021, 07:57 PM
Chow LingGeneral Counsel and SecretaryNov 16, 2020 Option Exercise$32.283,312106,91188,026Nov 18, 2020, 04:29 PM
Chow LingGeneral Counsel and SecretaryNov 16, 2020 Option Exercise$21.883,89885,28891,338Nov 18, 2020, 04:29 PM
Bieling LauraChief Accounting OfficerNov 09, 2020 Option Exercise$30.501,66950,90515,182Nov 12, 2020, 04:24 PM
Bieling LauraChief Accounting OfficerNov 09, 2020 Option Exercise$21.881,94942,64416,851Nov 12, 2020, 04:24 PM
Bieling LauraChief Accounting OfficerMay 07, 2020 Option Exercise$29.441333,91614,902May 08, 2020, 04:53 PM
KENNY PATRICK WDirectorMay 05, 2020 Option Exercise$28.8058916,96368,360May 07, 2020, 08:12 PM
Omura YukikoDirectorMay 05, 2020 Option Exercise$28.801,36639,34113,798May 07, 2020, 08:09 PM
O Kane Michael TDirectorMay 05, 2020 Option Exercise$28.8047913,79560,328May 07, 2020, 08:06 PM
Leathes Simon WDirectorMay 05, 2020 Option Exercise$28.801,36639,34117,222May 07, 2020, 08:03 PM
Kreczko Alan JDirectorMay 05, 2020 Option Exercise$28.801,13932,80334,310May 07, 2020, 08:02 PM
JONES THOMAS WDirectorMay 05, 2020 Option Exercise$28.8047913,79531,398May 07, 2020, 07:52 PM
Howard Bonnie L.DirectorMay 05, 2020 Option Exercise$28.8047913,79531,751May 07, 2020, 07:50 PM
BUHL G LAWRENCEDirectorMay 05, 2020 Option Exercise$28.8047913,79560,424May 07, 2020, 07:49 PM
BORGES FRANCISCO LDirectorMay 05, 2020 Option Exercise$28.801,74550,256251,321May 07, 2020, 07:48 PM
JONES THOMAS WDirectorMar 31, 2020 Buy$26.815,000134,06031,877Apr 02, 2020, 05:19 PM
Feldstein Andrew TChief Investment OfficerMar 27, 2020 Buy$25.981,50038,97079,124Mar 31, 2020, 05:45 PM
Feldstein Andrew TChief Investment OfficerMar 27, 2020 Buy$25.983,50090,930108,314Mar 31, 2020, 05:45 PM
Feldstein Andrew TChief Investment OfficerMar 27, 2020 Buy$25.983,50090,930586,309Mar 31, 2020, 05:45 PM
JONES THOMAS WDirectorMar 30, 2020 Buy$28.303,00084,91026,877Mar 31, 2020, 05:39 PM
JONES THOMAS WDirectorMar 27, 2020 Buy$26.542,00053,08023,877Mar 31, 2020, 05:39 PM
Feldstein Andrew TChief Investment OfficerMar 24, 2020 Buy$22.903,50080,150104,814Mar 25, 2020, 05:21 PM
Feldstein Andrew TChief Investment OfficerMar 24, 2020 Buy$22.903,50080,150582,809Mar 25, 2020, 05:21 PM
Feldstein Andrew TChief Investment OfficerMar 23, 2020 Buy$19.123,00057,37276,124Mar 25, 2020, 05:21 PM
Feldstein Andrew TChief Investment OfficerMar 23, 2020 Buy$19.127,000133,869101,314Mar 25, 2020, 05:21 PM
Feldstein Andrew TChief Investment OfficerMar 23, 2020 Buy$19.127,000133,869579,309Mar 25, 2020, 05:21 PM
Feldstein Andrew TChief Investment OfficerMar 24, 2020 Buy$22.901,50034,35077,624Mar 25, 2020, 05:21 PM
Feldstein Andrew TChief Investment OfficerMar 20, 2020 Buy$20.7610,500217,980572,309Mar 23, 2020, 04:57 PM
Feldstein Andrew TChief Investment OfficerMar 19, 2020 Buy$18.8711,392215,01868,624Mar 23, 2020, 04:57 PM
Feldstein Andrew TChief Investment OfficerMar 19, 2020 Buy$18.8726,580501,68583,814Mar 23, 2020, 04:57 PM
Feldstein Andrew TChief Investment OfficerMar 19, 2020 Buy$18.8726,580501,685561,809Mar 23, 2020, 04:57 PM
Feldstein Andrew TChief Investment OfficerMar 20, 2020 Buy$20.764,50093,42073,124Mar 23, 2020, 04:57 PM
Feldstein Andrew TChief Investment OfficerMar 20, 2020 Buy$20.7610,500217,98094,314Mar 23, 2020, 04:57 PM
BORGES FRANCISCO LDirectorMar 18, 2020 Option Exercise$19.007,658145,502253,066Mar 20, 2020, 04:28 PM
BORGES FRANCISCO LDirectorMar 18, 2020 Buy$25.9610,000259,600245,408Mar 20, 2020, 04:28 PM
KENNY PATRICK WDirectorMar 17, 2020 Option Exercise$19.004,95594,14568,949Mar 19, 2020, 04:34 PM
Feldstein Andrew TChief Investment OfficerMar 17, 2020 Buy$29.619,737288,31357,232Mar 18, 2020, 04:36 PM
Feldstein Andrew TChief Investment OfficerMar 17, 2020 Buy$29.619,737288,31357,234Mar 18, 2020, 04:36 PM
Feldstein Andrew TChief Investment OfficerMar 17, 2020 Buy$29.619,737288,313535,229Mar 18, 2020, 04:36 PM
Feldstein Andrew TChief Investment OfficerMar 16, 2020 Buy$30.006,929207,87047,495Mar 18, 2020, 04:36 PM
Feldstein Andrew TChief Investment OfficerMar 16, 2020 Buy$30.006,930207,90047,497Mar 18, 2020, 04:36 PM
Feldstein Andrew TChief Investment OfficerMar 16, 2020 Buy$30.006,930207,900525,492Mar 18, 2020, 04:36 PM
Feldstein Andrew TChief Investment OfficerMar 12, 2020 Buy$32.8315,356504,13840,566Mar 16, 2020, 04:21 PM
Feldstein Andrew TChief Investment OfficerMar 12, 2020 Buy$32.8315,356504,13840,567Mar 16, 2020, 04:21 PM
Feldstein Andrew TChief Investment OfficerMar 12, 2020 Buy$32.8315,356504,138518,562Mar 16, 2020, 04:21 PM
Feldstein Andrew TChief Investment OfficerMar 09, 2020 Buy$37.8213,210499,60225,210Mar 10, 2020, 05:47 PM
Feldstein Andrew TChief Investment OfficerMar 09, 2020 Buy$37.8213,211499,64025,211Mar 10, 2020, 05:47 PM
Feldstein Andrew TChief Investment OfficerMar 09, 2020 Buy$37.8213,211499,640503,206Mar 10, 2020, 05:47 PM
BUHL G LAWRENCEDirectorMar 05, 2020 Option Exercise$19.003,15359,90760,903Mar 06, 2020, 04:19 PM
Feldstein Andrew TChief Investment OfficerMar 02, 2020 Buy$41.2912,000495,48012,000Mar 04, 2020, 05:46 PM
Feldstein Andrew TChief Investment OfficerMar 02, 2020 Buy$41.2912,000495,48012,000Mar 04, 2020, 05:46 PM
Feldstein Andrew TChief Investment OfficerMar 02, 2020 Buy$41.2912,000495,480489,995Mar 04, 2020, 05:46 PM
Bieling LauraChief Accounting OfficerFeb 27, 2020 Option Exercise$41.6826310,96214,483Feb 28, 2020, 04:27 PM
FREDERICO DOMINICPresident/CEO/Deputy ChairmanFeb 22, 2020 Option Exercise$46.3078,8923,652,7001,348,622Feb 25, 2020, 06:33 PM
Donnarumma StephenChief Credit OfficerFeb 22, 2020 Option Exercise$46.3011,172517,26497,813Feb 25, 2020, 06:30 PM
Chow LingGeneral Counsel and SecretaryFeb 24, 2020 Option Exercise$45.341,36361,79877,727Feb 25, 2020, 06:28 PM
Chow LingGeneral Counsel and SecretaryFeb 22, 2020 Option Exercise$46.301,28559,49579,090Feb 25, 2020, 06:28 PM
Chow LingGeneral Counsel and SecretaryFeb 21, 2020 Option Exercise$46.301,80283,43380,375Feb 25, 2020, 06:28 PM
Brewer Russell B. IIChief Surveillance OfficerFeb 22, 2020 Option Exercise$46.3018,805870,671207,553Feb 25, 2020, 06:26 PM
Bieling LauraChief Accounting OfficerFeb 24, 2020 Option Exercise$45.341396,30211,845Feb 25, 2020, 06:24 PM
Bieling LauraChief Accounting OfficerFeb 22, 2020 Option Exercise$46.3024611,39011,984Feb 25, 2020, 06:24 PM
Bieling LauraChief Accounting OfficerFeb 21, 2020 Option Exercise$46.3026912,45512,230Feb 25, 2020, 06:24 PM
Bailenson RobertChief Financial OfficerFeb 22, 2020 Option Exercise$46.3022,1831,027,073276,482Feb 25, 2020, 06:22 PM
Albert HowardChief Risk OfficerFeb 22, 2020 Option Exercise$46.3010,710495,873190,506Feb 25, 2020, 06:20 PM
O Kane Michael TDirectorJan 07, 2020 Option Exercise$48.591,23359,91160,807Jan 09, 2020, 04:57 PM
O Kane Michael TDirectorJan 07, 2020 Option Exercise$19.003,15359,90762,040Jan 09, 2020, 04:57 PM
FREDERICO DOMINICPresident/CEO/Deputy ChairmanDec 11, 2019 Option Exercise$49.5265,1203,224,7421,305,185Dec 13, 2019, 05:07 PM
FREDERICO DOMINICPresident/CEO/Deputy ChairmanDec 11, 2019 Option Exercise$19.79100,0001,979,0001,370,305Dec 13, 2019, 05:07 PM
Bieling LauraChief Accounting OfficerDec 03, 2019 Option Exercise$19.242,80053,87215,299Dec 05, 2019, 04:23 PM
Bieling LauraChief Accounting OfficerDec 03, 2019 Sale$49.152,800137,62012,499Dec 05, 2019, 04:23 PM
Feldstein Andrew TChief Investment OfficerNov 27, 2019 Buy$49.798,525424,460477,995Dec 02, 2019, 04:31 PM
Feldstein Andrew TChief Investment OfficerNov 26, 2019 Buy$49.4912,780632,482469,470Nov 27, 2019, 04:14 PM
Feldstein Andrew TChief Investment OfficerNov 25, 2019 Buy$49.1212,780627,754456,690Nov 26, 2019, 04:26 PM
Feldstein Andrew TChief Investment OfficerNov 22, 2019 Buy$48.6512,780621,747443,910Nov 26, 2019, 04:26 PM
Feldstein Andrew TChief Investment OfficerNov 21, 2019 Buy$48.6612,780621,875431,130Nov 22, 2019, 05:17 PM
Feldstein Andrew TChief Investment OfficerNov 20, 2019 Buy$48.7212,780622,642418,350Nov 22, 2019, 05:17 PM
Feldstein Andrew TChief Investment OfficerNov 18, 2019 Buy$48.5512,780620,469392,790Nov 20, 2019, 04:26 PM
Feldstein Andrew TChief Investment OfficerNov 19, 2019 Buy$48.7912,780623,536405,570Nov 20, 2019, 04:26 PM
Feldstein Andrew TChief Investment OfficerNov 15, 2019 Buy$48.4012,611610,372380,010Nov 18, 2019, 04:25 PM
Feldstein Andrew TChief Investment OfficerNov 14, 2019 Buy$48.3412,611609,616367,399Nov 18, 2019, 04:25 PM
Feldstein Andrew TChief Investment OfficerNov 13, 2019 Buy$48.3112,611609,237354,788Nov 14, 2019, 05:04 PM
Feldstein Andrew TChief Investment OfficerNov 12, 2019 Buy$48.3012,611609,111342,177Nov 14, 2019, 05:04 PM
Stern Bruce E.Executive OfficerNov 12, 2019 Option Exercise$19.5418,202355,706177,196Nov 14, 2019, 04:58 PM
Stern Bruce E.Executive OfficerNov 12, 2019 Sale$48.0712,713611,057172,144Nov 14, 2019, 04:58 PM
Bailenson RobertChief Financial OfficerNov 11, 2019 Option Exercise$19.6526,835527,305289,767Nov 12, 2019, 05:08 PM
Bailenson RobertChief Financial OfficerNov 11, 2019 Sale$47.0226,8351,261,655269,767Nov 12, 2019, 05:08 PM
Feldstein Andrew TChief Investment OfficerNov 11, 2019 Buy$47.4812,611598,722329,566Nov 12, 2019, 05:02 PM
Feldstein Andrew TChief Investment OfficerNov 08, 2019 Buy$48.9312,238598,756316,955Nov 12, 2019, 05:02 PM
Feldstein Andrew TChief Investment OfficerNov 07, 2019 Buy$48.4012,238592,319304,717Nov 12, 2019, 05:02 PM
Feldstein Andrew TChief Investment OfficerNov 05, 2019 Buy$47.7412,238584,242280,241Nov 07, 2019, 04:48 PM
Feldstein Andrew TChief Investment OfficerNov 06, 2019 Buy$48.2512,238590,484292,479Nov 07, 2019, 04:48 PM
Feldstein Andrew TChief Investment OfficerNov 04, 2019 Buy$47.5312,238581,672268,003Nov 05, 2019, 04:39 PM
Feldstein Andrew TChief Investment OfficerNov 01, 2019 Buy$47.349,935470,323255,765Nov 04, 2019, 05:14 PM
Feldstein Andrew TChief Investment OfficerOct 31, 2019 Buy$46.941,63076,512245,830Nov 04, 2019, 05:14 PM
Feldstein Andrew TChief Investment OfficerOct 30, 2019 Buy$47.2611,400538,764244,200Oct 31, 2019, 04:27 PM
Feldstein Andrew TChief Investment OfficerOct 29, 2019 Buy$47.1311,400537,282232,800Oct 31, 2019, 04:27 PM
Feldstein Andrew TChief Investment OfficerOct 28, 2019 Buy$46.8311,400533,862221,400Oct 29, 2019, 08:52 PM
Feldstein Andrew TChief Investment OfficerOct 25, 2019 Buy$46.6811,500536,820210,000Oct 29, 2019, 08:52 PM
Feldstein Andrew TChief Investment OfficerOct 24, 2019 Buy$46.7611,500537,740198,500Oct 25, 2019, 04:11 PM
Feldstein Andrew TChief Investment OfficerOct 23, 2019 Buy$46.5411,500535,210187,000Oct 25, 2019, 04:11 PM
Feldstein Andrew TChief Investment OfficerOct 22, 2019 Buy$46.8011,500538,200175,500Oct 23, 2019, 04:42 PM
Feldstein Andrew TChief Investment OfficerOct 21, 2019 Buy$47.1111,500541,765164,000Oct 23, 2019, 04:42 PM
Feldstein Andrew TChief Investment OfficerOct 17, 2019 Buy$46.6811,700546,156140,800Oct 21, 2019, 04:40 PM
Feldstein Andrew TChief Investment OfficerOct 18, 2019 Buy$46.8411,700548,028152,500Oct 21, 2019, 04:40 PM
Feldstein Andrew TChief Investment OfficerOct 16, 2019 Buy$46.3211,700541,944129,100Oct 17, 2019, 04:27 PM
Feldstein Andrew TChief Investment OfficerOct 15, 2019 Buy$46.2111,700540,657117,400Oct 17, 2019, 04:27 PM
Feldstein Andrew TChief Investment OfficerOct 14, 2019 Buy$45.4711,700531,999105,700Oct 15, 2019, 05:23 PM
Feldstein Andrew TChief Investment OfficerOct 11, 2019 Buy$45.8811,600532,20894,000Oct 15, 2019, 05:23 PM
Feldstein Andrew TChief Investment OfficerOct 10, 2019 Buy$45.2711,600525,13282,400Oct 15, 2019, 05:23 PM
Feldstein Andrew TChief Investment OfficerOct 09, 2019 Buy$44.8011,600519,68070,800Oct 10, 2019, 04:38 PM
Feldstein Andrew TChief Investment OfficerOct 08, 2019 Buy$44.0911,600511,44459,200Oct 10, 2019, 04:38 PM
Feldstein Andrew TChief Investment OfficerOct 07, 2019 Buy$44.1711,600512,37247,600Oct 08, 2019, 04:32 PM
Feldstein Andrew TChief Investment OfficerOct 04, 2019 Buy$43.6112,000523,32036,000Oct 08, 2019, 04:32 PM
Feldstein Andrew TChief Investment OfficerOct 03, 2019 Buy$43.4512,000521,40024,000Oct 04, 2019, 04:15 PM
Feldstein Andrew TChief Investment OfficerOct 02, 2019 Buy$43.2912,000519,48012,000Oct 04, 2019, 04:15 PM
Chow LingGeneral Counsel and SecretarySep 12, 2019 Option Exercise$45.316,374288,80682,177Sep 13, 2019, 06:07 PM
Chow LingGeneral Counsel and SecretarySep 12, 2019 Option Exercise$19.408,700168,76386,051Sep 13, 2019, 06:07 PM
Donnarumma StephenChief Credit OfficerSep 12, 2019 Option Exercise$19.558,844172,90999,205Sep 13, 2019, 06:04 PM
Donnarumma StephenChief Credit OfficerSep 12, 2019 Sale$45.156,628299,27495,445Sep 13, 2019, 06:04 PM
Albert HowardChief Risk OfficerSep 10, 2019 Option Exercise$19.6314,058275,976197,085Sep 12, 2019, 04:42 PM
Albert HowardChief Risk OfficerSep 10, 2019 Sale$44.2714,058622,329187,085Sep 12, 2019, 04:42 PM
Bieling LauraChief Accounting Officer*Sep 05, 2019 Option Exercise$43.512,725118,56512,499Sep 06, 2019, 06:16 PM
Bieling LauraChief Accounting Officer*Sep 05, 2019 Option Exercise$16.314,00065,24015,224Sep 06, 2019, 06:16 PM
FREDERICO DOMINICPresident/CEO/Deputy ChairmanAug 22, 2019 Sale$43.7030,3001,324,1101,270,305Aug 23, 2019, 04:50 PM
Omura YukikoDirectorMay 07, 2019 Option Exercise$46.211,80083,17812,010May 09, 2019, 06:01 PM
O Kane Michael TDirectorMay 07, 2019 Option Exercise$46.2188340,80355,733May 09, 2019, 05:56 PM
Leathes Simon WDirectorMay 07, 2019 Option Exercise$46.211,80083,17815,434May 09, 2019, 05:48 PM
Kreczko Alan JDirectorMay 07, 2019 Option Exercise$46.211,83284,65728,381May 09, 2019, 05:45 PM
KENNY PATRICK WDirectorMay 07, 2019 Option Exercise$46.211,13652,49562,038May 09, 2019, 05:43 PM
JONES THOMAS WDirectorMay 07, 2019 Option Exercise$46.2188340,80318,723May 09, 2019, 05:40 PM
Howard Bonnie L.DirectorMay 07, 2019 Option Exercise$46.2188340,80329,076May 09, 2019, 05:38 PM
BUHL G LAWRENCEDirectorMay 07, 2019 Option Exercise$46.2188340,80354,596May 09, 2019, 05:32 PM
BORGES FRANCISCO LDirectorMay 07, 2019 Option Exercise$46.213,066141,680224,751May 09, 2019, 05:29 PM
KENNY PATRICK WDirectorMar 29, 2019 Option Exercise$11.132,15323,96363,174Apr 01, 2019, 05:03 PM
BUHL G LAWRENCEDirectorMar 05, 2019 Option Exercise$11.133,87343,10659,352Mar 06, 2019, 04:33 PM
BUHL G LAWRENCEDirectorMar 05, 2019 Sale$43.773,873169,52155,479Mar 06, 2019, 04:33 PM
Chow LingGeneral Counsel and SecretaryFeb 24, 2019 Option Exercise$41.5597940,67769,876Feb 26, 2019, 06:17 PM
Chow LingGeneral Counsel and SecretaryFeb 22, 2019 Option Exercise$41.5592338,35170,855Feb 26, 2019, 06:17 PM
Brewer Russell B. IIChief Surveillance OfficerFeb 24, 2019 Option Exercise$41.5533,3231,384,571190,933Feb 26, 2019, 06:17 PM
Bailenson RobertChief Financial OfficerFeb 24, 2019 Option Exercise$41.5533,2861,383,033254,804Feb 26, 2019, 06:16 PM
Albert HowardChief Risk OfficerFeb 24, 2019 Option Exercise$41.5519,721819,408181,100Feb 26, 2019, 06:14 PM
Stern Bruce E.Executive OfficerFeb 24, 2019 Option Exercise$41.5521,226881,940159,022Feb 26, 2019, 06:13 PM
FREDERICO DOMINICPresident/CEO/Deputy ChairmanFeb 24, 2019 Option Exercise$41.55127,7615,308,4691,250,379Feb 26, 2019, 06:13 PM
Donnarumma StephenChief Credit OfficerFeb 24, 2019 Option Exercise$41.5516,442683,16587,244Feb 26, 2019, 06:12 PM
Chow LingGeneral Counsel and SecretaryFeb 21, 2019 Option Exercise$41.531,25251,99671,778Feb 22, 2019, 01:04 PM
KENNY PATRICK WDirectorFeb 13, 2019 Option Exercise$11.132,15323,96361,021Feb 14, 2019, 05:14 PM
Chow LingGeneral Counsel and SecretaryFeb 04, 2019 Option Exercise$40.4986334,94373,030Feb 05, 2019, 05:10 PM
Donnarumma StephenChief Credit OfficerJan 23, 2019 Option Exercise$39.893,237129,12483,092Jan 24, 2019, 05:51 PM
Donnarumma StephenChief Credit OfficerJan 23, 2019 Option Exercise$7.445,00037,20086,329Jan 24, 2019, 05:51 PM
O Kane Michael TDirectorJan 03, 2019 Option Exercise$37.881,13843,10756,616Jan 04, 2019, 05:22 PM
O Kane Michael TDirectorJan 03, 2019 Option Exercise$11.133,87343,10657,754Jan 04, 2019, 05:22 PM
Stern Bruce E.Executive OfficerDec 10, 2018 Option Exercise$17.446,723117,249150,684Dec 11, 2018, 07:08 PM
Donnarumma StephenChief Credit OfficerDec 03, 2018 Option Exercise$10.537,24176,28383,322Dec 06, 2018, 05:31 PM
Donnarumma StephenChief Credit OfficerDec 03, 2018 Sale$41.834,713197,12980,850Dec 06, 2018, 05:31 PM
Chow LingGeneral Counsel and SecretarySep 21, 2018 Option Exercise$42.284,085172,71473,893Sep 24, 2018, 06:38 PM
Chow LingGeneral Counsel and SecretarySep 21, 2018 Option Exercise$11.036,24168,84375,737Sep 24, 2018, 06:38 PM
Brewer Russell B. IIChief Surveillance OfficerSep 21, 2018 Option Exercise$18.8829,362554,290208,314Sep 24, 2018, 06:36 PM
Brewer Russell B. IIChief Surveillance OfficerSep 21, 2018 Sale$42.3629,3621,243,774178,952Sep 24, 2018, 06:36 PM
Bailenson RobertChief Financial OfficerSep 13, 2018 Option Exercise$11.4616,723191,649259,509Sep 14, 2018, 05:29 PM
Bailenson RobertChief Financial OfficerSep 13, 2018 Sale$40.4216,723675,944242,786Sep 14, 2018, 05:29 PM
KENNY PATRICK WDirectorSep 06, 2018 Option Exercise$11.134,30047,85963,768Sep 07, 2018, 04:49 PM
KENNY PATRICK WDirectorSep 06, 2018 Sale$41.214,300177,20359,468Sep 07, 2018, 04:49 PM
FREDERICO DOMINICPresident/CEO/Deputy ChairmanSep 04, 2018 Option Exercise$17.4435,932626,6541,208,060Sep 04, 2018, 07:52 PM
FREDERICO DOMINICPresident/CEO/Deputy ChairmanAug 31, 2018 Option Exercise$13.88118,2941,641,3371,290,422Sep 04, 2018, 07:52 PM
FREDERICO DOMINICPresident/CEO/Deputy ChairmanAug 30, 2018 Option Exercise$7.4457,829430,2481,229,957Sep 04, 2018, 07:52 PM
FREDERICO DOMINICPresident/CEO/Deputy ChairmanSep 04, 2018 Sale$40.7035,9321,462,4321,172,128Sep 04, 2018, 07:52 PM
FREDERICO DOMINICPresident/CEO/Deputy ChairmanAug 31, 2018 Sale$40.73118,2944,818,1151,172,128Sep 04, 2018, 07:52 PM
FREDERICO DOMINICPresident/CEO/Deputy ChairmanAug 30, 2018 Sale$41.0857,8292,375,6151,172,128Sep 04, 2018, 07:52 PM
Albert HowardChief Risk OfficerJun 13, 2018 Option Exercise$9.9613,361133,016183,331Jun 14, 2018, 04:32 PM
Albert HowardChief Risk OfficerJun 13, 2018 Sale$37.7013,361503,645173,331Jun 14, 2018, 04:32 PM
Omura YukikoDirectorMay 01, 2018 Option Exercise$36.521,67661,2089,732May 03, 2018, 08:40 PM
O Kane Michael TDirectorMay 01, 2018 Option Exercise$36.5281629,80049,803May 03, 2018, 08:38 PM
Leathes Simon WDirectorMay 01, 2018 Option Exercise$36.521,67661,20813,156May 03, 2018, 08:37 PM
Kreczko Alan JDirectorMay 01, 2018 Option Exercise$36.521,70662,30321,917May 03, 2018, 08:35 PM
KENNY PATRICK WDirectorMay 01, 2018 Option Exercise$36.521,43952,55255,466May 03, 2018, 08:33 PM
JONES THOMAS WDirectorMay 01, 2018 Option Exercise$36.5281629,80015,528May 03, 2018, 08:31 PM
Howard Bonnie L.DirectorMay 01, 2018 Option Exercise$36.5281629,80025,881May 03, 2018, 08:30 PM
BUHL G LAWRENCEDirectorMay 01, 2018 Option Exercise$36.5281629,80051,401May 03, 2018, 08:27 PM
BORGES FRANCISCO LDirectorMay 01, 2018 Option Exercise$36.522,863104,557214,037May 03, 2018, 08:23 PM
Chow LingGeneral Counsel and SecretaryFeb 24, 2018 Option Exercise$36.6797935,90071,737Feb 26, 2018, 06:20 PM
Chow LingGeneral Counsel and SecretaryFeb 22, 2018 Option Exercise$37.1991333,95472,716Feb 23, 2018, 04:55 PM
FREDERICO DOMINICPresident/CEO/Deputy ChairmanFeb 13, 2018 Option Exercise$35.14160,8795,653,2881,104,003Feb 15, 2018, 04:56 PM
FREDERICO DOMINICPresident/CEO/Deputy ChairmanFeb 13, 2018 Option Exercise$23.27200,0004,654,0001,264,882Feb 15, 2018, 04:56 PM
Albert HowardChief Risk OfficerFeb 04, 2018 Option Exercise$35.1917,350610,546164,035Feb 06, 2018, 04:45 PM
Stern Bruce E.Executive OfficerFeb 04, 2018 Option Exercise$35.1917,347610,441132,519Feb 06, 2018, 04:42 PM
FREDERICO DOMINICPresident/CEO/Deputy ChairmanFeb 04, 2018 Option Exercise$35.19109,7503,862,1021,064,882Feb 06, 2018, 04:37 PM
Chow LingGeneral Counsel and SecretaryFeb 05, 2018 Option Exercise$35.382097,39451,147Feb 06, 2018, 04:36 PM
Chow LingGeneral Counsel and SecretaryFeb 04, 2018 Option Exercise$35.1986330,36951,356Feb 06, 2018, 04:36 PM
Bailenson RobertChief Financial OfficerFeb 04, 2018 Option Exercise$35.1928,8151,014,000221,333Feb 06, 2018, 04:34 PM
Brewer Russell B. IIChief Surveillance OfficerFeb 04, 2018 Option Exercise$35.1925,390893,474163,220Feb 06, 2018, 04:31 PM
FREDERICO DOMINICPresident/CEO/Deputy ChairmanSep 28, 2017 Sale$37.601381,014,720Sep 29, 2017, 05:03 PM
Bailenson RobertChief Financial OfficerJun 20, 2017 Option Exercise$41.757,857328,030211,054Jun 21, 2017, 04:27 PM
Bailenson RobertChief Financial OfficerJun 20, 2017 Option Exercise$23.2710,000232,700218,911Jun 21, 2017, 04:27 PM
Albert HowardChief Risk OfficerMay 10, 2017 Option Exercise$23.2712,000279,240169,314May 11, 2017, 04:24 PM
Albert HowardChief Risk OfficerMay 10, 2017 Sale$39.1912,000470,280157,314May 11, 2017, 04:24 PM
Omura YukikoDirectorMay 02, 2017 Option Exercise$38.022,07278,7777,585May 04, 2017, 04:59 PM
O Kane Michael TDirectorMay 02, 2017 Option Exercise$38.021,01638,62846,796May 04, 2017, 04:58 PM
Leathes Simon WDirectorMay 02, 2017 Option Exercise$38.022,07278,77711,009May 04, 2017, 04:57 PM
Kreczko Alan JDirectorMay 02, 2017 Option Exercise$38.022,33688,81515,846May 04, 2017, 04:55 PM
KENNY PATRICK WDirectorMay 02, 2017 Option Exercise$38.021,28048,66652,714May 04, 2017, 04:54 PM
JONES THOMAS WDirectorMay 02, 2017 Option Exercise$38.021,01638,62812,521May 04, 2017, 04:53 PM
Howard Bonnie L.DirectorMay 02, 2017 Option Exercise$38.021,01638,62822,874May 04, 2017, 04:51 PM
BUHL G LAWRENCEDirectorMay 02, 2017 Option Exercise$38.021,01638,62850,939May 04, 2017, 04:50 PM
BORGES FRANCISCO LDirectorMay 02, 2017 Option Exercise$38.023,172120,599203,981May 04, 2017, 04:48 PM
MICHENER JAMES MGeneral Counsel and SecretaryMar 02, 2017 Option Exercise$41.1664,9302,672,519338,045Mar 06, 2017, 04:23 PM
MICHENER JAMES MGeneral Counsel and SecretaryMar 02, 2017 Option Exercise$20.6689,3621,846,090360,775Mar 06, 2017, 04:23 PM
MICHENER JAMES MGeneral Counsel and SecretaryFeb 05, 2017 Option Exercise$40.0120,023801,120301,019Feb 07, 2017, 04:46 PM
Stern Bruce E.Executive OfficerFeb 05, 2017 Option Exercise$40.0114,107564,421116,953Feb 07, 2017, 04:44 PM
FREDERICO DOMINICPresident/CEO/Deputy ChairmanFeb 05, 2017 Option Exercise$40.01100,5304,022,205944,885Feb 07, 2017, 04:42 PM
Brewer Russell B. IIChief Surveillance OfficerFeb 05, 2017 Option Exercise$40.0120,883835,529139,572Feb 07, 2017, 04:39 PM
Bailenson RobertChief Financial OfficerFeb 05, 2017 Option Exercise$40.0121,816872,858192,538Feb 07, 2017, 04:37 PM
Albert HowardChief Risk OfficerFeb 05, 2017 Option Exercise$40.0112,523501,045149,442Feb 07, 2017, 04:36 PM
MICHENER JAMES MGeneral Counsel and SecretaryJan 06, 2017 Option Exercise$38.7323,062893,191293,650Jan 09, 2017, 04:44 PM
FREDERICO DOMINICPresident/CEO/Deputy ChairmanJan 06, 2017 Option Exercise$38.73297,13111,507,883902,173Jan 09, 2017, 04:39 PM
MICHENER JAMES MGeneral Counsel and SecretaryNov 04, 2016 Option Exercise$31.8045,5851,449,603316,712Nov 08, 2016, 07:10 PM
MICHENER JAMES MGeneral Counsel and SecretaryNov 04, 2016 Option Exercise$26.7050,0001,335,000362,297Nov 08, 2016, 07:10 PM
FREDERICO DOMINICPresident/CEO/Deputy ChairmanNov 07, 2016 Option Exercise$32.10151,1924,853,2631,199,304Nov 08, 2016, 07:10 PM
FREDERICO DOMINICPresident/CEO/Deputy ChairmanNov 07, 2016 Option Exercise$26.70166,6674,450,0091,349,697Nov 08, 2016, 07:10 PM
Bailenson RobertChief Financial OfficerNov 04, 2016 Option Exercise$31.8014,758469,304187,646Nov 08, 2016, 07:09 PM
Bailenson RobertChief Financial OfficerNov 04, 2016 Option Exercise$26.7016,000427,200202,404Nov 08, 2016, 07:09 PM
Albert HowardChief Risk OfficerNov 07, 2016 Option Exercise$26.7016,000427,200161,739Nov 08, 2016, 07:08 PM
Albert HowardChief Risk OfficerNov 07, 2016 Sale$32.0016,000512,000146,231Nov 08, 2016, 07:08 PM
O Kane Michael TDirectorAug 31, 2016 Option Exercise$27.77772,13856,083Sep 02, 2016, 08:35 AM
KENNY PATRICK WDirectorAug 31, 2016 Option Exercise$27.771263,49970,440Sep 02, 2016, 08:33 AM
BUHL G LAWRENCEDirectorAug 31, 2016 Option Exercise$27.77732,02759,809Sep 02, 2016, 08:31 AM
BORGES FRANCISCO LDirectorAug 31, 2016 Option Exercise$27.7732889210,621Sep 02, 2016, 08:29 AM
BORGES FRANCISCO LDirectorAug 23, 2016 Buy$27.391835,012210,589Sep 02, 2016, 08:29 AM
BORGES FRANCISCO LDirectorJun 21, 2016 Buy$25.4020508210,406Sep 02, 2016, 08:29 AM
BORGES FRANCISCO LDirectorMay 31, 2016 Buy$26.858215210,386Sep 02, 2016, 08:29 AM
BORGES FRANCISCO LDirectorMay 23, 2016 Buy$25.8211284210,378Sep 02, 2016, 08:29 AM
O Kane Michael TDirectorJun 01, 2016 Option Exercise$27.25782,12656,005Jun 02, 2016, 04:39 PM
KENNY PATRICK WDirectorJun 01, 2016 Option Exercise$27.251283,48871,519Jun 02, 2016, 04:37 PM
BUHL G LAWRENCEDirectorJun 01, 2016 Option Exercise$27.25742,01759,736Jun 02, 2016, 04:35 PM
BORGES FRANCISCO LDirectorJun 01, 2016 Option Exercise$27.2533899210,367Jun 02, 2016, 04:33 PM
FREDERICO DOMINICPresident/CEO/Deputy ChairmanMay 13, 2016 Buy$25.1013,000326,3001,199,550May 17, 2016, 04:11 PM
Omura YukikoDirectorMay 03, 2016 Option Exercise$25.722,01351,7744,964May 05, 2016, 05:46 PM
Leathes Simon WDirectorMay 03, 2016 Option Exercise$25.722,01351,7748,388May 05, 2016, 05:45 PM
Kreczko Alan JDirectorMay 03, 2016 Option Exercise$25.722,12954,7587,623May 05, 2016, 05:45 PM
KENNY PATRICK WDirectorMay 03, 2016 Option Exercise$25.721,23431,73865,526May 05, 2016, 05:44 PM
JONES THOMAS WDirectorMay 03, 2016 Option Exercise$25.721,03226,5438,844May 05, 2016, 05:43 PM
Howard Bonnie L.DirectorMay 03, 2016 Option Exercise$25.7297425,05119,197May 05, 2016, 05:43 PM
COZEN STEPHEN ADirectorMay 03, 2016 Option Exercise$25.7297425,05170,083May 05, 2016, 05:42 PM
BUHL G LAWRENCEDirectorMay 03, 2016 Option Exercise$25.7297425,05154,968May 05, 2016, 05:41 PM
O Kane Michael TDirectorMar 23, 2016 Option Exercise$25.23842,11952,208Mar 24, 2016, 01:55 PM
KENNY PATRICK WDirectorMar 23, 2016 Option Exercise$25.231373,45766,760Mar 24, 2016, 01:54 PM
COZEN STEPHEN ADirectorMar 23, 2016 Option Exercise$25.23802,01871,057Mar 24, 2016, 01:53 PM
BUHL G LAWRENCEDirectorMar 23, 2016 Option Exercise$25.23802,01855,942Mar 24, 2016, 01:52 PM
BORGES FRANCISCO LDirectorMar 23, 2016 Option Exercise$25.2335883199,154Mar 24, 2016, 01:50 PM
Stern Bruce E.Executive Officer,*Feb 07, 2016 Option Exercise$23.736,009142,59497,184Feb 09, 2016, 05:11 PM
MICHENER JAMES MGeneral Counsel and SecretaryFeb 07, 2016 Option Exercise$23.736,515154,601295,204Feb 09, 2016, 05:10 PM
Brewer Russell B. IIChief Surveillance OfficerFeb 07, 2016 Option Exercise$23.737,766184,287109,761Feb 09, 2016, 05:06 PM
Bailenson RobertChief Financial OfficerFeb 07, 2016 Option Exercise$23.735,663134,383163,752Feb 09, 2016, 05:04 PM
Albert HowardChief Risk OfficerFeb 07, 2016 Option Exercise$23.732,77865,922132,353Feb 09, 2016, 05:02 PM
O Kane Michael TDirectorDec 02, 2015 Option Exercise$26.37741,95152,124Dec 03, 2015, 05:15 PM
KENNY PATRICK WDirectorDec 02, 2015 Option Exercise$26.371203,16466,623Dec 03, 2015, 05:15 PM
COZEN STEPHEN ADirectorDec 02, 2015 Option Exercise$26.37701,84670,977Dec 03, 2015, 05:14 PM
BUHL G LAWRENCEDirectorDec 02, 2015 Option Exercise$26.37701,84655,862Dec 03, 2015, 05:13 PM
BORGES FRANCISCO LDirectorDec 02, 2015 Option Exercise$26.3731817199,119Dec 03, 2015, 05:13 PM
O Kane Michael TDirectorSep 02, 2015 Option Exercise$25.99751,94952,050Sep 03, 2015, 05:11 PM
KENNY PATRICK WDirectorSep 02, 2015 Option Exercise$25.991223,17166,502Sep 03, 2015, 05:10 PM
COZEN STEPHEN ADirectorSep 02, 2015 Option Exercise$25.99711,84570,907Sep 03, 2015, 05:10 PM
BUHL G LAWRENCEDirectorSep 02, 2015 Option Exercise$25.99711,84555,792Sep 03, 2015, 05:09 PM
BORGES FRANCISCO LDirectorSep 02, 2015 Option Exercise$25.9931806199,088Sep 03, 2015, 05:08 PM
O Kane Michael TDirectorJun 03, 2015 Option Exercise$28.93671,93851,975Jun 04, 2015, 06:40 PM
KENNY PATRICK WDirectorJun 03, 2015 Option Exercise$28.931093,15366,381Jun 04, 2015, 06:40 PM
COZEN STEPHEN ADirectorJun 03, 2015 Option Exercise$28.93641,85270,836Jun 04, 2015, 06:39 PM
BUHL G LAWRENCEDirectorJun 03, 2015 Option Exercise$28.93641,85255,721Jun 04, 2015, 06:38 PM
BORGES FRANCISCO LDirectorJun 03, 2015 Option Exercise$28.9328810199,056Jun 04, 2015, 06:37 PM
COZEN STEPHEN ADirectorMay 12, 2015 Sale$26.9717,000458,49070,772May 14, 2015, 04:30 PM
COZEN STEPHEN ADirectorMay 05, 2015 Option Exercise$25.9987122,63783,155May 07, 2015, 04:22 PM
BORGES FRANCISCO LDirectorMay 05, 2015 Option Exercise$25.991,95050,680184,984May 07, 2015, 04:21 PM
BUHL G LAWRENCEDirectorMay 05, 2015 Option Exercise$25.9987122,63751,040May 07, 2015, 04:21 PM
Howard Bonnie L.DirectorMay 05, 2015 Option Exercise$25.9987122,63715,554May 07, 2015, 04:16 PM
KENNY PATRICK WDirectorMay 05, 2015 Option Exercise$25.991,15329,96660,501May 07, 2015, 04:16 PM
Leathes Simon WDirectorMay 05, 2015 Option Exercise$25.991,81047,0425,784May 07, 2015, 04:15 PM
Monro-Davies RobinDirectorMay 05, 2015 Option Exercise$25.991,81047,04266,868May 07, 2015, 04:14 PM
O Kane Michael TDirectorMay 05, 2015 Option Exercise$25.9987122,63747,291May 07, 2015, 04:13 PM
Omura YukikoDirectorMay 05, 2015 Option Exercise$25.991,81047,0422,360May 07, 2015, 04:12 PM
MICHENER JAMES MGeneral Counsel and SecretaryApr 07, 2015 Option Exercise$27.4711,985329,228288,049Apr 09, 2015, 04:56 PM
MICHENER JAMES MGeneral Counsel and SecretaryApr 07, 2015 Option Exercise$7.4420,000148,800300,034Apr 09, 2015, 04:56 PM
O Kane Michael TDirectorMar 04, 2015 Option Exercise$26.04741,92752,162Mar 06, 2015, 04:26 PM
Monro-Davies RobinDirectorMar 04, 2015 Option Exercise$26.04741,92768,678Mar 06, 2015, 04:26 PM
KENNY PATRICK WDirectorMar 04, 2015 Option Exercise$26.041203,12561,654Mar 06, 2015, 04:26 PM
COZEN STEPHEN ADirectorMar 04, 2015 Option Exercise$26.04701,82384,026Mar 06, 2015, 04:26 PM
BUHL G LAWRENCEDirectorMar 04, 2015 Option Exercise$26.04701,82351,911Mar 06, 2015, 04:24 PM
BORGES FRANCISCO LDirectorMar 04, 2015 Option Exercise$26.0431807186,934Mar 06, 2015, 04:24 PM
Stern Bruce E.Executive Officer,*Feb 09, 2015 Option Exercise$25.228,077203,70291,651Feb 11, 2015, 05:00 PM
Brewer Russell B. IIChief Surveillance OfficerFeb 09, 2015 Option Exercise$25.229,722245,189103,857Feb 11, 2015, 05:00 PM
Albert HowardChief Risk OfficerFeb 09, 2015 Option Exercise$25.22125126,872Feb 11, 2015, 04:59 PM
Albert HowardChief Risk OfficerFeb 09, 2015 Option Exercise$25.224,093103,225129,459Feb 11, 2015, 04:59 PM
MILLS ROBERT BChief Operating OfficerFeb 09, 2015 Option Exercise$25.226,702169,024248,519Feb 11, 2015, 04:59 PM
FREDERICO DOMINICPresident/CEO/Deputy ChairmanFeb 09, 2015 Option Exercise$25.22254,7336,424,3661,105,780Feb 11, 2015, 04:58 PM
FREDERICO DOMINICPresident/CEO/Deputy ChairmanFeb 09, 2015 Option Exercise$18.03166,6673,005,0061,246,314Feb 11, 2015, 04:58 PM
Bailenson RobertChief Financial OfficerFeb 09, 2015 Option Exercise$25.227,549190,386159,334Feb 11, 2015, 04:58 PM
MICHENER JAMES MGeneral Counsel and SecretaryFeb 09, 2015 Option Exercise$25.228,087203,954280,034Feb 11, 2015, 04:57 PM
Monro-Davies RobinDirectorDec 03, 2014 Option Exercise$25.56691,76468,604Dec 05, 2014, 04:47 PM
Brewer Russell B. IIChief Surveillance OfficerDec 03, 2014 Option Exercise$25.563589585,041Dec 05, 2014, 04:46 PM
Stern Bruce E.Executive Officer,*Dec 03, 2014 Option Exercise$25.563589579,630Dec 05, 2014, 04:46 PM
Albert HowardChief Risk OfficerDec 03, 2014 Option Exercise$25.5617435117,223Dec 05, 2014, 04:45 PM
MILLS ROBERT BChief Operating OfficerDec 03, 2014 Option Exercise$25.5629741247,969Dec 05, 2014, 04:45 PM
MICHENER JAMES MGeneral Counsel and SecretaryDec 03, 2014 Option Exercise$25.5635895259,582Dec 05, 2014, 04:45 PM
FREDERICO DOMINICPresident/CEO/Deputy ChairmanDec 03, 2014 Option Exercise$25.561854,729968,676Dec 05, 2014, 04:44 PM
Bailenson RobertChief Financial OfficerDec 03, 2014 Option Exercise$25.5629741139,126Dec 05, 2014, 04:44 PM
O Kane Michael TDirectorDec 03, 2014 Option Exercise$25.56691,76452,088Dec 05, 2014, 04:44 PM
KENNY PATRICK WDirectorDec 03, 2014 Option Exercise$25.561122,86365,265Dec 05, 2014, 04:43 PM
COZEN STEPHEN ADirectorDec 03, 2014 Option Exercise$25.56651,66183,956Dec 05, 2014, 04:43 PM
BUHL G LAWRENCEDirectorDec 03, 2014 Option Exercise$25.56651,66151,841Dec 05, 2014, 04:42 PM
BORGES FRANCISCO LDirectorDec 03, 2014 Option Exercise$25.5629741186,903Dec 05, 2014, 04:42 PM
Albert HowardChief Risk OfficerNov 17, 2014 Option Exercise$18.0315,000270,450132,206Nov 19, 2014, 05:37 PM
Albert HowardChief Risk OfficerNov 17, 2014 Sale$24.8815,000373,200117,206Nov 19, 2014, 05:37 PM
Bailenson RobertChief Financial OfficerNov 13, 2014 Option Exercise$24.868,669215,511139,097Nov 14, 2014, 05:28 PM
Bailenson RobertChief Financial OfficerNov 13, 2014 Option Exercise$18.0310,000180,300147,766Nov 14, 2014, 05:28 PM
MICHENER JAMES MGeneral Counsel and SecretaryNov 12, 2014 Option Exercise$24.7242,6901,055,297259,548Nov 14, 2014, 05:27 PM
MICHENER JAMES MGeneral Counsel and SecretaryNov 12, 2014 Option Exercise$18.0350,000901,500302,238Nov 14, 2014, 05:27 PM
Stern Bruce E.Executive Officer,*Sep 03, 2014 Option Exercise$24.413687979,595Sep 04, 2014, 06:31 PM
Brewer Russell B. IIChief Surveillance OfficerSep 03, 2014 Option Exercise$24.413687985,006Sep 04, 2014, 06:31 PM
Albert HowardChief Risk OfficerSep 03, 2014 Option Exercise$24.4118439117,206Sep 04, 2014, 06:30 PM
MILLS ROBERT BChief Operating OfficerSep 03, 2014 Option Exercise$24.4130732237,157Sep 04, 2014, 06:30 PM
MILLS ROBERT BChief Operating OfficerSep 03, 2014 Option Exercise$24.4169,8741,705,624247,940Sep 04, 2014, 06:30 PM
MILLS ROBERT BChief Operating OfficerSep 03, 2014 Option Exercise$18.0380,0001,442,400317,157Sep 04, 2014, 06:30 PM
MICHENER JAMES MGeneral Counsel and SecretarySep 03, 2014 Option Exercise$24.4136879252,238Sep 04, 2014, 06:30 PM
FREDERICO DOMINICPresident/CEO/Deputy ChairmanSep 03, 2014 Option Exercise$24.411934,711968,491Sep 04, 2014, 06:30 PM
Bailenson RobertChief Financial OfficerSep 03, 2014 Option Exercise$24.4130732137,766Sep 04, 2014, 06:29 PM
O Kane Michael TDirectorSep 03, 2014 Option Exercise$24.41721,75852,019Sep 04, 2014, 06:29 PM
Monro-Davies RobinDirectorSep 03, 2014 Option Exercise$24.41721,75868,535Sep 04, 2014, 06:29 PM
KENNY PATRICK WDirectorSep 03, 2014 Option Exercise$24.411172,85665,153Sep 04, 2014, 06:29 PM
COZEN STEPHEN ADirectorSep 03, 2014 Option Exercise$24.41681,66083,891Sep 04, 2014, 06:28 PM
BUHL G LAWRENCEDirectorSep 03, 2014 Option Exercise$24.41681,66051,776Sep 04, 2014, 06:28 PM
BORGES FRANCISCO LDirectorSep 03, 2014 Option Exercise$24.4130732186,874Sep 04, 2014, 06:28 PM
Stern Bruce E.Executive Officer,*Jun 04, 2014 Option Exercise$25.083587878,649Jun 05, 2014, 06:10 PM
Brewer Russell B. IIChief Surveillance OfficerJun 04, 2014 Option Exercise$25.083587884,970Jun 05, 2014, 06:10 PM
Albert HowardChief Risk OfficerJun 04, 2014 Option Exercise$25.0818451116,683Jun 05, 2014, 06:10 PM
MILLS ROBERT BChief Operating OfficerJun 04, 2014 Option Exercise$25.0829727237,127Jun 05, 2014, 06:10 PM
MICHENER JAMES MGeneral Counsel and SecretaryJun 04, 2014 Option Exercise$25.0835878252,201Jun 05, 2014, 06:09 PM
FREDERICO DOMINICPresident/CEO/Deputy ChairmanJun 04, 2014 Option Exercise$25.081874,690980,992Jun 05, 2014, 06:09 PM
Bailenson RobertChief Financial OfficerJun 04, 2014 Option Exercise$25.0829727137,736Jun 05, 2014, 06:09 PM
O Kane Michael TDirectorJun 04, 2014 Option Exercise$25.08701,75651,947Jun 05, 2014, 06:08 PM
Monro-Davies RobinDirectorJun 04, 2014 Option Exercise$25.08701,75668,463Jun 05, 2014, 06:08 PM
KENNY PATRICK WDirectorJun 04, 2014 Option Exercise$25.081132,83465,037Jun 05, 2014, 06:08 PM
COZEN STEPHEN ADirectorJun 04, 2014 Option Exercise$25.08661,65583,822Jun 05, 2014, 06:08 PM
BUHL G LAWRENCEDirectorJun 04, 2014 Option Exercise$25.08661,65551,707Jun 05, 2014, 06:07 PM
BORGES FRANCISCO LDirectorJun 04, 2014 Option Exercise$25.0829727186,844Jun 05, 2014, 06:07 PM
Howard Bonnie L.DirectorMay 06, 2014 Option Exercise$23.434029,41912,255May 08, 2014, 05:57 PM
ROSS WILBUR L JRDirectorMay 06, 2014 Option Exercise$23.434029,41915,064May 08, 2014, 05:29 PM
Leathes Simon WDirectorMay 06, 2014 Option Exercise$23.4388620,7593,424May 08, 2014, 05:25 PM
O Kane Michael TDirectorMay 06, 2014 Option Exercise$23.434029,41947,708May 08, 2014, 05:25 PM
Monro-Davies RobinDirectorMay 06, 2014 Option Exercise$23.4388620,75964,224May 08, 2014, 05:25 PM
KENNY PATRICK WDirectorMay 06, 2014 Option Exercise$23.4349911,69259,503May 08, 2014, 05:24 PM
COZEN STEPHEN ADirectorMay 06, 2014 Option Exercise$23.434029,41979,586May 08, 2014, 05:24 PM
BUHL G LAWRENCEDirectorMay 06, 2014 Option Exercise$23.434029,41947,471May 08, 2014, 05:23 PM
BORGES FRANCISCO LDirectorMay 06, 2014 Option Exercise$23.4388720,782177,849May 08, 2014, 05:23 PM
BARON NEILDirectorMay 06, 2014 Option Exercise$23.434029,41939,702May 08, 2014, 05:23 PM
ROSS WILBUR L JRDirectorMar 19, 2014 Sale$25.435,695144,82415,466Mar 20, 2014, 11:56 AM
ROSS WILBUR L JRDirectorMar 19, 2014 Sale$25.433,994,305101,575,17710,848,183Mar 20, 2014, 11:56 AM
Stern Bruce E.Executive Officer,*Mar 05, 2014 Option Exercise$26.14561,46478,626Mar 07, 2014, 04:46 PM
Stern Bruce E.Executive Officer,*Mar 05, 2014 Option Exercise$26.1412678,614Mar 07, 2014, 04:46 PM
Stern Bruce E.Executive Officer,*Mar 05, 2014 Option Exercise$26.141231478,614Mar 07, 2014, 04:46 PM
Brewer Russell B. IIChief Surveillance OfficerMar 05, 2014 Option Exercise$26.14561,46484,948Mar 07, 2014, 04:46 PM
Brewer Russell B. IIChief Surveillance OfficerMar 05, 2014 Option Exercise$26.1412684,935Mar 07, 2014, 04:46 PM
Brewer Russell B. IIChief Surveillance OfficerMar 05, 2014 Option Exercise$26.141231484,936Mar 07, 2014, 04:46 PM
Albert HowardChief Risk OfficerMar 05, 2014 Option Exercise$26.14391,019116,678Mar 07, 2014, 04:45 PM
Albert HowardChief Risk OfficerMar 05, 2014 Option Exercise$26.14126116,665Mar 07, 2014, 04:45 PM
Albert HowardChief Risk OfficerMar 05, 2014 Option Exercise$26.1412314116,666Mar 07, 2014, 04:45 PM
MILLS ROBERT BChief Operating OfficerMar 05, 2014 Option Exercise$26.14621,621237,116Mar 07, 2014, 04:45 PM
MILLS ROBERT BChief Operating OfficerMar 05, 2014 Option Exercise$26.1418471237,098Mar 07, 2014, 04:45 PM
MICHENER JAMES MGeneral Counsel and SecretaryMar 05, 2014 Option Exercise$26.14681,778260,083Mar 07, 2014, 04:45 PM
MICHENER JAMES MGeneral Counsel and SecretaryMar 05, 2014 Option Exercise$26.1416418260,067Mar 07, 2014, 04:45 PM
FREDERICO DOMINICPresident/CEO/Deputy ChairmanMar 05, 2014 Option Exercise$26.142927,633980,858Mar 07, 2014, 04:44 PM
FREDERICO DOMINICPresident/CEO/Deputy ChairmanMar 05, 2014 Option Exercise$26.14126980,805Mar 07, 2014, 04:44 PM
FREDERICO DOMINICPresident/CEO/Deputy ChairmanMar 05, 2014 Option Exercise$26.14521,359980,806Mar 07, 2014, 04:44 PM
Bailenson RobertChief Financial OfficerMar 05, 2014 Option Exercise$26.14511,333137,720Mar 07, 2014, 04:44 PM
Bailenson RobertChief Financial OfficerMar 05, 2014 Option Exercise$26.14126137,707Mar 07, 2014, 04:44 PM
Bailenson RobertChief Financial OfficerMar 05, 2014 Option Exercise$26.1412314137,708Mar 07, 2014, 04:44 PM
O Kane Michael TDirectorMar 05, 2014 Option Exercise$26.14661,72548,110Mar 07, 2014, 04:44 PM
KENNY PATRICK WDirectorMar 05, 2014 Option Exercise$26.141082,82360,002Mar 07, 2014, 04:43 PM
Monro-Davies RobinDirectorMar 05, 2014 Option Exercise$26.14661,72565,110Mar 07, 2014, 04:43 PM
COZEN STEPHEN ADirectorMar 05, 2014 Option Exercise$26.14631,64779,988Mar 07, 2014, 04:43 PM
BUHL G LAWRENCEDirectorMar 05, 2014 Option Exercise$26.14631,64747,873Mar 07, 2014, 04:42 PM
BORGES FRANCISCO LDirectorMar 05, 2014 Option Exercise$26.1428732178,736Mar 07, 2014, 04:42 PM
BARON NEILDirectorMar 05, 2014 Option Exercise$26.14802,09140,104Mar 07, 2014, 04:42 PM
Stern Bruce E.Executive Officer,*Feb 24, 2014 Option Exercise$23.6812478,570Feb 26, 2014, 04:38 PM
Stern Bruce E.Executive Officer,*Feb 24, 2014 Option Exercise$23.681,99747,28978,571Feb 26, 2014, 04:38 PM
Brewer Russell B. IIChief Surveillance OfficerFeb 24, 2014 Option Exercise$23.6812484,891Feb 26, 2014, 04:38 PM
Brewer Russell B. IIChief Surveillance OfficerFeb 24, 2014 Option Exercise$23.681,99747,28984,892Feb 26, 2014, 04:38 PM
Albert HowardChief Risk OfficerFeb 24, 2014 Option Exercise$23.68124116,638Feb 26, 2014, 04:38 PM
Albert HowardChief Risk OfficerFeb 24, 2014 Option Exercise$23.681,97946,863116,639Feb 26, 2014, 04:38 PM
MILLS ROBERT BChief Operating OfficerFeb 24, 2014 Option Exercise$23.682,99570,922237,054Feb 26, 2014, 04:37 PM
MICHENER JAMES MGeneral Counsel and SecretaryFeb 24, 2014 Option Exercise$23.682,46258,300260,015Feb 26, 2014, 04:37 PM
FREDERICO DOMINICPresident/CEO/Deputy ChairmanFeb 24, 2014 Option Exercise$23.6811,828280,087980,566Feb 26, 2014, 04:37 PM
Bailenson RobertChief Financial OfficerFeb 24, 2014 Option Exercise$23.68124137,669Feb 26, 2014, 04:36 PM
Bailenson RobertChief Financial OfficerFeb 24, 2014 Option Exercise$23.681,99747,289137,670Feb 26, 2014, 04:36 PM
Stern Bruce E.Executive Officer,*Feb 09, 2014 Option Exercise$22.1712280,568Feb 11, 2014, 05:02 PM
Stern Bruce E.Executive Officer,*Feb 09, 2014 Option Exercise$22.173,08568,39480,569Feb 11, 2014, 05:02 PM
Brewer Russell B. IIChief Surveillance OfficerFeb 09, 2014 Option Exercise$22.1712286,889Feb 11, 2014, 05:02 PM
Brewer Russell B. IIChief Surveillance OfficerFeb 09, 2014 Option Exercise$22.173,07768,21786,890Feb 11, 2014, 05:02 PM
Albert HowardChief Risk OfficerFeb 09, 2014 Option Exercise$22.171,62335,982118,618Feb 11, 2014, 05:02 PM
MILLS ROBERT BChief Operating OfficerFeb 09, 2014 Option Exercise$22.172,53756,245240,050Feb 11, 2014, 05:01 PM
FREDERICO DOMINICPresident/CEO/Deputy ChairmanFeb 09, 2014 Option Exercise$22.1713,248293,708992,394Feb 11, 2014, 05:01 PM
Bailenson RobertChief Financial OfficerFeb 09, 2014 Option Exercise$22.172,56356,822139,667Feb 11, 2014, 05:01 PM
MICHENER JAMES MGeneral Counsel and SecretaryFeb 09, 2014 Option Exercise$22.17122262,477Feb 11, 2014, 05:01 PM
MICHENER JAMES MGeneral Counsel and SecretaryFeb 09, 2014 Option Exercise$22.172,62358,152262,478Feb 11, 2014, 05:01 PM
Stern Bruce E.Executive Officer,*Dec 05, 2013 Option Exercise$24.08882,11971,381Dec 06, 2013, 05:33 PM
Brewer Russell B. IIChief Surveillance OfficerDec 05, 2013 Option Exercise$24.08882,11973,770Dec 06, 2013, 05:33 PM
Albert HowardChief Risk OfficerDec 05, 2013 Option Exercise$24.08551,324110,898Dec 06, 2013, 05:33 PM
MILLS ROBERT BChief Operating OfficerDec 05, 2013 Option Exercise$24.08882,119229,370Dec 06, 2013, 05:33 PM
MICHENER JAMES MGeneral Counsel and SecretaryDec 05, 2013 Option Exercise$24.08992,384248,904Dec 06, 2013, 05:32 PM
Bailenson RobertChief Financial OfficerDec 05, 2013 Option Exercise$24.08771,854126,806Dec 06, 2013, 05:32 PM
Bailenson RobertChief Financial OfficerDec 05, 2013 Sale$24.08124126,805Dec 06, 2013, 05:32 PM
O Kane Michael TDirectorDec 05, 2013 Option Exercise$24.08651,56548,043Dec 06, 2013, 05:32 PM
Monro-Davies RobinDirectorDec 05, 2013 Option Exercise$24.08651,56565,043Dec 06, 2013, 05:32 PM
KENNY PATRICK WDirectorDec 05, 2013 Option Exercise$24.081062,55264,894Dec 06, 2013, 05:31 PM
COZEN STEPHEN ADirectorDec 05, 2013 Option Exercise$24.08621,49379,925Dec 06, 2013, 05:31 PM
BUHL G LAWRENCEDirectorDec 05, 2013 Option Exercise$24.08621,49347,810Dec 06, 2013, 05:31 PM
BORGES FRANCISCO LDirectorDec 05, 2013 Option Exercise$24.0827650178,708Dec 06, 2013, 05:31 PM
BARON NEILDirectorDec 05, 2013 Option Exercise$24.08781,87840,024Dec 06, 2013, 05:30 PM
FREDERICO DOMINICPresident/CEO/Deputy ChairmanDec 05, 2013 Option Exercise$24.0846211,125922,637Dec 06, 2013, 05:30 PM
FREDERICO DOMINICPresident/CEO/Deputy ChairmanDec 04, 2013 Option Exercise$24.65426,09510,503,242921,035Dec 06, 2013, 05:30 PM
FREDERICO DOMINICPresident/CEO/Deputy ChairmanDec 04, 2013 Option Exercise$18.00500,0009,000,0001,347,130Dec 06, 2013, 05:30 PM
MILLS ROBERT BChief Operating OfficerDec 02, 2013 Option Exercise$23.92211,2345,052,717273,241Dec 04, 2013, 04:16 PM
MILLS ROBERT BChief Operating OfficerDec 02, 2013 Option Exercise$18.00240,0004,320,000484,475Dec 04, 2013, 04:16 PM
MILLS ROBERT BChief Operating OfficerDec 02, 2013 Sale$24.0045,0001,080,000228,241Dec 04, 2013, 04:16 PM
MICHENER JAMES MGeneral Counsel and SecretaryNov 19, 2013 Option Exercise$23.44142,0723,330,168249,804Nov 20, 2013, 04:54 PM
MICHENER JAMES MGeneral Counsel and SecretaryNov 19, 2013 Option Exercise$18.00160,0002,880,000391,876Nov 20, 2013, 04:54 PM
Bailenson RobertChief Financial OfficerNov 18, 2013 Option Exercise$23.3622,222519,106126,729Nov 20, 2013, 04:54 PM
Bailenson RobertChief Financial OfficerNov 18, 2013 Option Exercise$18.0025,000450,000148,951Nov 20, 2013, 04:54 PM
Albert HowardChief Risk OfficerNov 13, 2013 Option Exercise$23.3143,8721,022,656110,044Nov 15, 2013, 05:02 PM
Albert HowardChief Risk OfficerNov 14, 2013 Option Exercise$23.556,128144,314116,172Nov 15, 2013, 05:02 PM
Albert HowardChief Risk OfficerNov 13, 2013 Option Exercise$18.0050,000900,000153,916Nov 15, 2013, 05:02 PM
Albert HowardChief Risk OfficerNov 14, 2013 Sale$23.666,128145,018110,844Nov 15, 2013, 05:02 PM
O Kane Michael TDirectorSep 04, 2013 Option Exercise$20.36771,56847,978Sep 06, 2013, 04:50 PM
Monro-Davies RobinDirectorSep 04, 2013 Option Exercise$20.36771,56864,978Sep 06, 2013, 04:50 PM
KENNY PATRICK WDirectorSep 04, 2013 Option Exercise$20.361252,54564,788Sep 06, 2013, 04:50 PM
COZEN STEPHEN ADirectorSep 04, 2013 Option Exercise$20.36731,48679,863Sep 06, 2013, 04:49 PM
BUHL G LAWRENCEDirectorSep 04, 2013 Option Exercise$20.36731,48647,748Sep 06, 2013, 04:49 PM
BORGES FRANCISCO LDirectorSep 04, 2013 Option Exercise$20.3632652178,681Sep 06, 2013, 04:49 PM
Stern Bruce E.Executive Officer,*Sep 04, 2013 Option Exercise$20.361042,11771,293Sep 06, 2013, 04:48 PM
Brewer Russell B. IIChief Surveillance OfficerSep 04, 2013 Option Exercise$20.361042,11773,682Sep 06, 2013, 04:48 PM
BARON NEILDirectorSep 04, 2013 Option Exercise$20.36921,87339,946Sep 06, 2013, 04:48 PM
Albert HowardChief Risk OfficerSep 04, 2013 Option Exercise$20.36651,323103,916Sep 06, 2013, 04:47 PM
MILLS ROBERT BChief Operating OfficerSep 04, 2013 Option Exercise$20.361042,117244,475Sep 06, 2013, 04:47 PM
MICHENER JAMES MGeneral Counsel and SecretarySep 04, 2013 Option Exercise$20.361172,382231,876Sep 06, 2013, 04:47 PM
FREDERICO DOMINICPresident/CEO/Deputy ChairmanSep 04, 2013 Option Exercise$20.3654411,076848,838Sep 06, 2013, 04:46 PM
Bailenson RobertChief Financial OfficerSep 04, 2013 Option Exercise$20.36911,853123,951Sep 06, 2013, 04:46 PM
O Kane Michael TDirectorJun 05, 2013 Option Exercise$22.25701,55847,901Jun 07, 2013, 01:00 PM
Monro-Davies RobinDirectorJun 05, 2013 Option Exercise$22.25701,55864,901Jun 07, 2013, 12:59 PM
KENNY PATRICK WDirectorJun 05, 2013 Option Exercise$22.251142,53764,663Jun 07, 2013, 12:58 PM
COZEN STEPHEN ADirectorJun 05, 2013 Option Exercise$22.25661,46979,790Jun 07, 2013, 12:57 PM
BUHL G LAWRENCEDirectorJun 05, 2013 Option Exercise$22.25661,46947,675Jun 07, 2013, 12:55 PM
BORGES FRANCISCO LDirectorJun 05, 2013 Option Exercise$22.2529645178,649Jun 07, 2013, 12:53 PM
BARON NEILDirectorJun 05, 2013 Option Exercise$22.25841,86939,854Jun 07, 2013, 12:47 PM
Stern Bruce E.Executive Officer,*Jun 05, 2013 Option Exercise$22.25942,09271,189Jun 07, 2013, 12:38 PM
Brewer Russell B. IIChief Surveillance OfficerJun 05, 2013 Option Exercise$22.25942,09273,578Jun 07, 2013, 12:36 PM
Albert HowardChief Risk OfficerJun 05, 2013 Option Exercise$22.25591,313103,851Jun 07, 2013, 12:35 PM
MILLS ROBERT BChief Operating OfficerJun 05, 2013 Option Exercise$22.25952,114244,371Jun 07, 2013, 12:33 PM
MICHENER JAMES MGeneral Counsel and SecretaryJun 05, 2013 Option Exercise$22.251062,359231,760Jun 07, 2013, 12:31 PM
FREDERICO DOMINICPresident/CEO/Deputy ChairmanJun 05, 2013 Option Exercise$22.2549611,036848,294Jun 07, 2013, 12:28 PM
Bailenson RobertChief Financial OfficerJun 05, 2013 Option Exercise$22.25831,847123,860Jun 07, 2013, 12:27 PM
El Vedado, LLC10% OwnerMay 31, 2013 Sale$21.944,992,882109,543,83412,350,902Jun 03, 2013, 08:43 PM
WL Ross Group, L.P.10% OwnerMay 31, 2013 Sale$21.944,992,882109,543,83412,350,902Jun 03, 2013, 08:42 PM
ROSS WILBUR L JRDirectorMay 31, 2013 Sale$21.947,118156,16921,161Jun 03, 2013, 08:30 PM
ROSS WILBUR L JRDirectorMay 31, 2013 Sale$21.944,992,882109,543,83414,842,488Jun 03, 2013, 08:30 PM
BUHL G LAWRENCEDirectorMay 15, 2013 Sale$24.535,556136,28947,609May 16, 2013, 05:39 PM
BARON NEILDirectorMay 15, 2013 Sale$24.413,00073,23039,770May 16, 2013, 05:38 PM
Stern Bruce E.Executive Officer,*Mar 07, 2013 Option Exercise$20.241292,61171,095Mar 11, 2013, 11:56 AM
Brewer Russell B. IIChief Surveillance OfficerMar 07, 2013 Option Exercise$20.241292,61173,484Mar 11, 2013, 11:55 AM
Albert HowardChief Risk OfficerMar 07, 2013 Option Exercise$20.24911,842103,792Mar 11, 2013, 11:55 AM
MILLS ROBERT BChief Operating OfficerMar 07, 2013 Option Exercise$20.241422,874244,277Mar 11, 2013, 11:54 AM
MICHENER JAMES MGeneral Counsel and SecretaryMar 07, 2013 Option Exercise$20.241553,137231,653Mar 11, 2013, 11:54 AM
FREDERICO DOMINICPresident/CEO/Deputy ChairmanMar 07, 2013 Option Exercise$20.2467213,601847,798Mar 11, 2013, 11:53 AM
Bailenson RobertChief Financial OfficerMar 07, 2013 Option Exercise$20.241162,348123,777Mar 11, 2013, 11:53 AM
SCOTT WALTER ADirectorMar 07, 2013 Option Exercise$20.241222,46994,427Mar 11, 2013, 11:52 AM
O Kane Michael TDirectorMar 07, 2013 Option Exercise$20.24771,55843,521Mar 11, 2013, 11:52 AM
Monro-Davies RobinDirectorMar 07, 2013 Option Exercise$20.24771,55860,521Mar 11, 2013, 11:51 AM
KENNY PATRICK WDirectorMar 07, 2013 Option Exercise$20.241252,53059,377Mar 11, 2013, 11:51 AM
COZEN STEPHEN ADirectorMar 07, 2013 Option Exercise$20.24731,47875,414Mar 11, 2013, 11:51 AM
BUHL G LAWRENCEDirectorMar 07, 2013 Option Exercise$20.24731,47848,855Mar 11, 2013, 11:50 AM
BORGES FRANCISCO LDirectorMar 07, 2013 Option Exercise$20.2432648169,998Mar 11, 2013, 11:50 AM
BARON NEILDirectorMar 07, 2013 Option Exercise$20.24921,86238,460Mar 11, 2013, 11:50 AM
Stern Bruce E.Executive Officer,*Feb 24, 2013 Option Exercise$18.801,95136,67970,966Feb 26, 2013, 11:03 AM
Brewer Russell B. IIChief Surveillance OfficerFeb 24, 2013 Option Exercise$18.801,95136,67973,355Feb 26, 2013, 11:02 AM
Albert HowardChief Risk OfficerFeb 24, 2013 Option Exercise$18.801,93836,434103,701Feb 26, 2013, 11:01 AM
MILLS ROBERT BChief Operating OfficerFeb 24, 2013 Option Exercise$18.80119244,134Feb 26, 2013, 11:00 AM
MILLS ROBERT BChief Operating OfficerFeb 24, 2013 Option Exercise$18.802,92655,009244,135Feb 26, 2013, 11:00 AM
MICHENER JAMES MGeneral Counsel and SecretaryFeb 24, 2013 Option Exercise$18.80119231,498Feb 26, 2013, 10:59 AM
MICHENER JAMES MGeneral Counsel and SecretaryFeb 24, 2013 Option Exercise$18.802,39144,951231,499Feb 26, 2013, 10:59 AM
FREDERICO DOMINICPresident/CEO/Deputy ChairmanFeb 24, 2013 Option Exercise$18.80119847,127Feb 26, 2013, 10:58 AM
FREDERICO DOMINICPresident/CEO/Deputy ChairmanFeb 24, 2013 Option Exercise$18.8011,932224,322847,127Feb 26, 2013, 10:58 AM
Bailenson RobertChief Financial OfficerFeb 24, 2013 Option Exercise$18.801,95136,679123,661Feb 26, 2013, 10:57 AM
Stern Bruce E.Executive Officer,*Feb 09, 2013 Option Exercise$19.003,05658,06472,499Feb 12, 2013, 02:49 PM
Brewer Russell B. IIChief Surveillance OfficerFeb 09, 2013 Option Exercise$19.003,04557,85575,306Feb 12, 2013, 02:49 PM
Albert HowardChief Risk OfficerFeb 09, 2013 Option Exercise$19.00119105,639Feb 12, 2013, 02:49 PM
Albert HowardChief Risk OfficerFeb 09, 2013 Option Exercise$19.001,50928,671105,640Feb 12, 2013, 02:49 PM
MILLS ROBERT BChief Operating OfficerFeb 09, 2013 Option Exercise$19.00119247,061Feb 12, 2013, 02:49 PM
MILLS ROBERT BChief Operating OfficerFeb 09, 2013 Option Exercise$19.002,40445,676247,061Feb 12, 2013, 02:49 PM
MICHENER JAMES MGeneral Counsel and SecretaryFeb 09, 2013 Option Exercise$19.002,45746,683233,890Feb 12, 2013, 02:48 PM
FREDERICO DOMINICPresident/CEO/Deputy ChairmanFeb 09, 2013 Option Exercise$19.00119859,059Feb 12, 2013, 02:48 PM
FREDERICO DOMINICPresident/CEO/Deputy ChairmanFeb 09, 2013 Option Exercise$19.0012,822243,618859,060Feb 12, 2013, 02:48 PM
Bailenson RobertChief Financial OfficerFeb 09, 2013 Option Exercise$19.00119125,612Feb 12, 2013, 02:48 PM
Bailenson RobertChief Financial OfficerFeb 09, 2013 Option Exercise$19.002,36844,992125,613Feb 12, 2013, 02:48 PM
Albert HowardChief Risk OfficerFeb 05, 2013 Option Exercise$17.75118104,674Feb 07, 2013, 03:59 PM
Albert HowardChief Risk OfficerFeb 05, 2013 Option Exercise$17.7579614,129103,840Feb 07, 2013, 03:59 PM
MILLS ROBERT BChief Operating OfficerFeb 05, 2013 Option Exercise$17.753,15355,966244,626Feb 07, 2013, 03:58 PM
MICHENER JAMES MGeneral Counsel and SecretaryFeb 05, 2013 Option Exercise$17.752,67847,535229,347Feb 07, 2013, 03:58 PM
Bailenson RobertChief Financial OfficerFeb 05, 2013 Option Exercise$17.751,70530,264122,981Feb 07, 2013, 03:58 PM
FREDERICO DOMINICPresident/CEO/Deputy ChairmanFeb 05, 2013 Option Exercise$17.7512,619223,9871,005,955Feb 07, 2013, 03:58 PM
SCOTT WALTER ADirectorDec 05, 2012 Option Exercise$13.851592,20294,305Dec 07, 2012, 10:25 AM
O Kane Michael TDirectorDec 05, 2012 Option Exercise$13.851001,38543,445Dec 07, 2012, 10:25 AM
Monro-Davies RobinDirectorDec 05, 2012 Option Exercise$13.851001,38560,445Dec 07, 2012, 10:25 AM
KENNY PATRICK WDirectorDec 05, 2012 Option Exercise$13.851632,25859,252Dec 07, 2012, 10:25 AM
COZEN STEPHEN ADirectorDec 05, 2012 Option Exercise$13.85951,31675,341Dec 07, 2012, 10:25 AM
BUHL G LAWRENCEDirectorDec 05, 2012 Option Exercise$13.85951,31648,782Dec 07, 2012, 10:24 AM
BORGES FRANCISCO LDirectorDec 05, 2012 Option Exercise$13.8542582169,966Dec 07, 2012, 10:24 AM
BARON NEILDirectorDec 05, 2012 Option Exercise$13.851201,66238,368Dec 07, 2012, 10:24 AM
Stern Bruce E.Executive Officer,*Dec 05, 2012 Option Exercise$13.852193,03370,255Dec 07, 2012, 10:24 AM
Brewer Russell B. IIChief Surveillance OfficerDec 05, 2012 Option Exercise$13.852193,03371,351Dec 07, 2012, 10:24 AM
Albert HowardChief Risk OfficerDec 05, 2012 Option Exercise$13.851562,161104,636Dec 07, 2012, 10:23 AM
MILLS ROBERT BChief Operating OfficerDec 05, 2012 Option Exercise$13.852803,878247,779Dec 07, 2012, 10:23 AM
MICHENER JAMES MGeneral Counsel and SecretaryDec 05, 2012 Option Exercise$13.853054,224232,025Dec 07, 2012, 10:22 AM
FREDERICO DOMINICPresident/CEO/Deputy ChairmanDec 05, 2012 Option Exercise$13.851,40719,487881,738Dec 07, 2012, 10:22 AM
Bailenson RobertChief Financial OfficerDec 05, 2012 Option Exercise$13.852203,047124,686Dec 07, 2012, 10:22 AM
SCOTT WALTER ADirectorAug 29, 2012 Option Exercise$13.191662,19094,146Aug 31, 2012, 02:37 PM
O Kane Michael TDirectorAug 29, 2012 Option Exercise$13.191041,37243,344Aug 31, 2012, 02:37 PM
Monro-Davies RobinDirectorAug 29, 2012 Option Exercise$13.191041,37260,344Aug 31, 2012, 02:36 PM
KENNY PATRICK WDirectorAug 29, 2012 Option Exercise$13.191702,24259,090Aug 31, 2012, 02:36 PM
COZEN STEPHEN ADirectorAug 29, 2012 Option Exercise$13.19991,30675,246Aug 31, 2012, 02:36 PM
BUHL G LAWRENCEDirectorAug 29, 2012 Option Exercise$13.19991,30648,687Aug 31, 2012, 02:36 PM
BORGES FRANCISCO LDirectorAug 29, 2012 Option Exercise$13.1944580169,924Aug 31, 2012, 02:35 PM
BARON NEILDirectorAug 29, 2012 Option Exercise$13.191251,64938,249Aug 31, 2012, 02:35 PM
Brewer Russell B. IIChief Surveillance OfficerAug 29, 2012 Option Exercise$13.192293,02171,132Aug 31, 2012, 02:35 PM
MICHENER JAMES MGeneral Counsel and SecretaryAug 29, 2012 Option Exercise$13.193184,194231,720Aug 31, 2012, 02:34 PM
Bailenson RobertChief Financial OfficerAug 29, 2012 Option Exercise$13.192303,034124,466Aug 31, 2012, 02:34 PM
Stern Bruce E.Executive Officer,*Aug 29, 2012 Option Exercise$13.192293,02170,036Aug 31, 2012, 02:34 PM
Albert HowardChief Risk OfficerAug 29, 2012 Option Exercise$13.191622,137104,480Aug 31, 2012, 02:33 PM
MILLS ROBERT BChief Operating OfficerAug 29, 2012 Option Exercise$13.192923,851247,499Aug 31, 2012, 02:33 PM
FREDERICO DOMINICDeputy Chairman/President/CEOAug 29, 2012 Option Exercise$13.191,46719,350880,332Aug 31, 2012, 02:33 PM
SCOTT WALTER ADirectorJun 06, 2012 Option Exercise$12.551732,17193,981Jun 08, 2012, 09:04 AM
O Kane Michael TDirectorJun 06, 2012 Option Exercise$12.551091,36843,240Jun 08, 2012, 09:04 AM
Monro-Davies RobinDirectorJun 06, 2012 Option Exercise$12.551091,36860,240Jun 08, 2012, 09:03 AM
KENNY PATRICK WDirectorJun 06, 2012 Option Exercise$12.551772,22158,920Jun 08, 2012, 09:03 AM
COZEN STEPHEN ADirectorJun 06, 2012 Option Exercise$12.551031,29375,147Jun 08, 2012, 09:03 AM
BUHL G LAWRENCEDirectorJun 06, 2012 Option Exercise$12.551031,29348,588Jun 08, 2012, 09:03 AM
BORGES FRANCISCO LDirectorJun 06, 2012 Option Exercise$12.5546577169,880Jun 08, 2012, 09:02 AM
BARON NEILDirectorJun 06, 2012 Option Exercise$12.551301,63238,124Jun 08, 2012, 09:02 AM
Stern Bruce E.Executive Officer,*Jun 06, 2012 Option Exercise$12.552853,57768,432Jun 08, 2012, 08:56 AM
Brewer Russell B. IIChief Surveillance OfficerJun 06, 2012 Option Exercise$12.552983,74070,963Jun 08, 2012, 08:56 AM
Albert HowardChief Risk OfficerJun 06, 2012 Option Exercise$12.552062,585103,479Jun 08, 2012, 08:56 AM
MILLS ROBERT BChief Operating OfficerJun 06, 2012 Option Exercise$12.553053,828246,070Jun 08, 2012, 08:55 AM
MICHENER JAMES MGeneral Counsel and SecretaryJun 06, 2012 Option Exercise$12.553324,167231,402Jun 08, 2012, 08:55 AM
FREDERICO DOMINICDeputy Chairman/President/CEOJun 06, 2012 Option Exercise$12.551,53119,214877,684Jun 08, 2012, 08:55 AM
Bailenson RobertChief Financial OfficerJun 06, 2012 Option Exercise$12.552392,999124,236Jun 08, 2012, 08:54 AM
Stern Bruce E.Executive Officer,*Apr 01, 2012 Option Exercise$16.522,34738,77268,147Apr 03, 2012, 03:04 PM
Brewer Russell B. IIChief Surveillance OfficerApr 01, 2012 Option Exercise$16.5211770,665Apr 03, 2012, 03:03 PM
Brewer Russell B. IIChief Surveillance OfficerApr 01, 2012 Option Exercise$16.523,00149,57770,666Apr 03, 2012, 03:03 PM
BARON NEILDirectorMar 29, 2012 Sale$16.392,50040,97529,551Mar 30, 2012, 10:11 AM
BARON NEILDirectorMar 08, 2012 Option Exercise$17.07951,62232,051Mar 12, 2012, 09:11 AM
BORGES FRANCISCO LDirectorMar 08, 2012 Option Exercise$17.0733563154,486Mar 12, 2012, 09:11 AM
BUHL G LAWRENCEDirectorMar 08, 2012 Option Exercise$17.07761,29740,809Mar 12, 2012, 09:11 AM
COZEN STEPHEN ADirectorMar 08, 2012 Option Exercise$17.07761,29767,368Mar 12, 2012, 09:10 AM
KENNY PATRICK WDirectorMar 08, 2012 Option Exercise$17.071302,21948,382Mar 12, 2012, 09:10 AM
LAYTON DONALD HDirectorMar 08, 2012 Option Exercise$17.075899039,876Mar 12, 2012, 09:10 AM
Monro-Davies RobinDirectorMar 08, 2012 Option Exercise$17.07801,36652,456Mar 12, 2012, 09:09 AM
O Kane Michael TDirectorMar 08, 2012 Option Exercise$17.07801,36635,456Mar 12, 2012, 09:09 AM
SCOTT WALTER ADirectorMar 08, 2012 Option Exercise$17.071262,15186,133Mar 12, 2012, 09:09 AM
Bailenson RobertChief Financial OfficerMar 08, 2012 Option Exercise$17.072023,448123,997Mar 12, 2012, 09:08 AM
FREDERICO DOMINICDeputy Chairman/President/CEOMar 08, 2012 Option Exercise$17.071,25421,406876,153Mar 12, 2012, 09:08 AM
FREDERICO DOMINICDeputy Chairman/President/CEOMar 08, 2012 Sale$16.96117876,153Mar 12, 2012, 09:08 AM
MICHENER JAMES MGeneral Counsel and SecretaryMar 08, 2012 Option Exercise$17.072834,831231,070Mar 12, 2012, 09:08 AM
Albert HowardChief Risk OfficerMar 08, 2012 Option Exercise$17.071512,578103,273Mar 12, 2012, 09:07 AM
Brewer Russell B. IIChief Surveillance OfficerMar 08, 2012 Option Exercise$17.072454,18273,667Mar 12, 2012, 09:07 AM
Stern Bruce E.Executive Officer,*Mar 08, 2012 Option Exercise$17.072354,01170,494Mar 12, 2012, 09:07 AM
MILLS ROBERT BChief Operating OfficerMar 08, 2012 Option Exercise$17.072634,489245,765Mar 12, 2012, 09:07 AM
Albert HowardChief Risk OfficerFeb 24, 2012 Option Exercise$17.711,85032,763103,122Feb 27, 2012, 05:39 PM
Stern Bruce E.Executive Officer,*Feb 24, 2012 Option Exercise$17.711,85032,76370,259Feb 27, 2012, 05:39 PM
Brewer Russell B. IIChief Surveillance OfficerFeb 24, 2012 Option Exercise$17.711,85032,76373,422Feb 27, 2012, 05:39 PM
MILLS ROBERT BChief Operating OfficerFeb 24, 2012 Option Exercise$17.712,77549,145245,502Feb 27, 2012, 05:39 PM
MICHENER JAMES MGeneral Counsel and SecretaryFeb 24, 2012 Option Exercise$17.712,29140,574230,787Feb 27, 2012, 05:38 PM
FREDERICO DOMINICDeputy Chairman/President/CEOFeb 24, 2012 Option Exercise$17.71118874,899Feb 27, 2012, 05:38 PM
FREDERICO DOMINICDeputy Chairman/President/CEOFeb 24, 2012 Option Exercise$17.7110,237181,297874,900Feb 27, 2012, 05:38 PM
Bailenson RobertChief Financial OfficerFeb 24, 2012 Option Exercise$17.711,85032,763123,795Feb 27, 2012, 05:38 PM
MILLS ROBERT BChief Operating OfficerFeb 14, 2012 Option Exercise$17.361,90833,123248,277Feb 16, 2012, 10:34 AM
MICHENER JAMES MGeneral Counsel and SecretaryFeb 14, 2012 Option Exercise$17.361,18820,624233,078Feb 16, 2012, 10:33 AM
FREDERICO DOMINICDeputy Chairman/President/CEOFeb 14, 2012 Option Exercise$17.36117885,137Feb 16, 2012, 10:33 AM
FREDERICO DOMINICDeputy Chairman/President/CEOFeb 14, 2012 Option Exercise$17.365,28491,730885,138Feb 16, 2012, 10:33 AM
Bailenson RobertChief Financial OfficerFeb 14, 2012 Option Exercise$17.36117125,645Feb 16, 2012, 10:33 AM
Bailenson RobertChief Financial OfficerFeb 14, 2012 Option Exercise$17.364778,281125,646Feb 16, 2012, 10:33 AM
Albert HowardChief Risk OfficerFeb 14, 2012 Option Exercise$17.36117104,972Feb 16, 2012, 10:33 AM
Albert HowardChief Risk OfficerFeb 14, 2012 Option Exercise$17.365749,965104,973Feb 16, 2012, 10:33 AM
Albert HowardChief Risk OfficerFeb 09, 2012 Option Exercise$17.441,44625,218102,946Feb 13, 2012, 05:16 PM
Stern Bruce E.Executive Officer,*Feb 09, 2012 Option Exercise$17.442,92150,94266,907Feb 13, 2012, 05:16 PM
Brewer Russell B. IIChief Surveillance OfficerFeb 09, 2012 Option Exercise$17.442,92050,92568,336Feb 13, 2012, 05:16 PM
MILLS ROBERT BChief Operating OfficerFeb 09, 2012 Option Exercise$17.44117245,850Feb 13, 2012, 05:15 PM
MILLS ROBERT BChief Operating OfficerFeb 09, 2012 Option Exercise$17.442,28739,885245,851Feb 13, 2012, 05:15 PM
MICHENER JAMES MGeneral Counsel and SecretaryFeb 09, 2012 Option Exercise$17.442,24839,205227,330Feb 13, 2012, 05:15 PM
FREDERICO DOMINICDeputy Chairman/President/CEOFeb 09, 2012 Option Exercise$17.44117803,725Feb 13, 2012, 05:15 PM
FREDERICO DOMINICDeputy Chairman/President/CEOFeb 09, 2012 Option Exercise$17.4412,317214,808803,726Feb 13, 2012, 05:15 PM
Bailenson RobertChief Financial OfficerFeb 09, 2012 Option Exercise$17.44117120,921Feb 13, 2012, 05:14 PM
Bailenson RobertChief Financial OfficerFeb 09, 2012 Option Exercise$17.442,28739,885120,922Feb 13, 2012, 05:14 PM
MILLS ROBERT BChief Operating OfficerFeb 03, 2012 Option Exercise$16.46116248,138Feb 09, 2012, 05:30 PM
MILLS ROBERT BChief Operating OfficerFeb 03, 2012 Option Exercise$16.463,00549,462247,708Feb 09, 2012, 05:30 PM
MICHENER JAMES MGeneral Counsel and SecretaryFeb 03, 2012 Option Exercise$16.46116229,578Feb 09, 2012, 05:30 PM
MICHENER JAMES MGeneral Counsel and SecretaryFeb 03, 2012 Option Exercise$16.462,63543,372229,579Feb 09, 2012, 05:30 PM
FREDERICO DOMINICDeputy Chairman/President/CEOFeb 03, 2012 Option Exercise$16.46116816,043Feb 09, 2012, 05:30 PM
FREDERICO DOMINICDeputy Chairman/President/CEOFeb 03, 2012 Option Exercise$16.4611,844194,952815,644Feb 09, 2012, 05:30 PM
MILLS ROBERT BChief Operating OfficerFeb 03, 2012 Option Exercise$16.46116248,004Feb 06, 2012, 05:50 PM
MILLS ROBERT BChief Operating OfficerFeb 03, 2012 Option Exercise$16.463,13951,668247,574Feb 06, 2012, 05:50 PM
MICHENER JAMES MGeneral Counsel and SecretaryFeb 03, 2012 Option Exercise$16.46116229,444Feb 06, 2012, 05:50 PM
MICHENER JAMES MGeneral Counsel and SecretaryFeb 03, 2012 Option Exercise$16.462,76945,578229,445Feb 06, 2012, 05:50 PM
FREDERICO DOMINICDeputy Chairman/President/CEOFeb 03, 2012 Option Exercise$16.46116815,909Feb 06, 2012, 05:50 PM
FREDERICO DOMINICDeputy Chairman/President/CEOFeb 03, 2012 Option Exercise$16.4611,978197,158815,510Feb 06, 2012, 05:50 PM
Bailenson RobertChief Financial OfficerFeb 03, 2012 Option Exercise$16.461,58326,056123,209Feb 06, 2012, 05:49 PM
Bailenson RobertChief Financial OfficerDec 20, 2011 Option Exercise$13.1937,907499,993124,792Dec 21, 2011, 01:56 PM
ROSS WILBUR L JRDirectorDec 02, 2011 Buy$11.22464,1845,208,14519,835,370Dec 05, 2011, 04:46 PM
ROSS WILBUR L JRDirectorDec 01, 2011 Buy$11.172,000,00022,340,00019,371,186Dec 05, 2011, 04:46 PM
Bailenson RobertChief Financial OfficerNov 30, 2011 Option Exercise$9.702302,23186,885Dec 01, 2011, 05:08 PM
FREDERICO DOMINICDeputy Chairman/President/CEONov 30, 2011 Option Exercise$9.701,52814,822827,488Dec 01, 2011, 05:07 PM
MILLS ROBERT BChief Operating OfficerNov 30, 2011 Option Exercise$9.703213,114250,713Dec 01, 2011, 05:07 PM
MICHENER JAMES MGeneral Counsel and SecretaryNov 30, 2011 Option Exercise$9.703383,279232,214Dec 01, 2011, 05:06 PM
SCOTT WALTER ADirectorNov 30, 2011 Option Exercise$9.701111,07786,007Dec 01, 2011, 05:06 PM
O Kane Michael TDirectorNov 30, 2011 Option Exercise$9.707067935,377Dec 01, 2011, 05:06 PM
Monro-Davies RobinDirectorNov 30, 2011 Option Exercise$9.707067952,377Dec 01, 2011, 05:05 PM
LAYTON DONALD HDirectorNov 30, 2011 Option Exercise$9.705149539,817Dec 01, 2011, 05:05 PM
KENNY PATRICK WDirectorNov 30, 2011 Option Exercise$9.701131,09648,252Dec 01, 2011, 05:05 PM
COZEN STEPHEN ADirectorNov 30, 2011 Option Exercise$9.706664067,293Dec 01, 2011, 05:04 PM
BUHL G LAWRENCEDirectorNov 30, 2011 Option Exercise$9.706664040,734Dec 01, 2011, 05:04 PM
BORGES FRANCISCO LDirectorNov 30, 2011 Option Exercise$9.7029281154,452Dec 01, 2011, 05:03 PM
BARON NEILDirectorNov 30, 2011 Option Exercise$9.708481531,956Dec 01, 2011, 05:03 PM
MILLS ROBERT BChief Financial OfficerAug 31, 2011 Option Exercise$13.492303,103250,392Sep 01, 2011, 02:51 PM
MICHENER JAMES MGeneral Counsel and SecretaryAug 31, 2011 Option Exercise$13.492423,265231,876Sep 01, 2011, 02:51 PM
FREDERICO DOMINICDeputy Chairman/President/CEOAug 31, 2011 Option Exercise$13.491,09514,772825,959Sep 01, 2011, 02:50 PM
Bailenson RobertChief Accounting OfficerAug 31, 2011 Option Exercise$13.491652,22686,655Sep 01, 2011, 02:50 PM
SCOTT WALTER ADirectorAug 31, 2011 Option Exercise$13.49791,06685,896Sep 01, 2011, 02:50 PM
O Kane Michael TDirectorAug 31, 2011 Option Exercise$13.495067435,307Sep 01, 2011, 02:49 PM
Monro-Davies RobinDirectorAug 31, 2011 Option Exercise$13.495067452,307Sep 01, 2011, 02:49 PM
LAYTON DONALD HDirectorAug 31, 2011 Option Exercise$13.493749939,766Sep 01, 2011, 02:49 PM
KENNY PATRICK WDirectorAug 31, 2011 Option Exercise$13.49811,09348,139Sep 01, 2011, 02:48 PM
COZEN STEPHEN ADirectorAug 31, 2011 Option Exercise$13.494763467,226Sep 01, 2011, 02:48 PM
BUHL G LAWRENCEDirectorAug 31, 2011 Option Exercise$13.494763440,667Sep 01, 2011, 02:48 PM
BORGES FRANCISCO LDirectorAug 31, 2011 Option Exercise$13.4921283154,423Sep 01, 2011, 02:47 PM
BARON NEILDirectorAug 31, 2011 Option Exercise$13.496080931,872Sep 01, 2011, 02:47 PM
ROSS WILBUR L JRDirectorAug 25, 2011 Buy$11.956,69079,94517,371,186Aug 29, 2011, 02:07 PM
ROSS WILBUR L JRDirectorAug 24, 2011 Buy$11.8880,000950,40017,364,496Aug 24, 2011, 07:31 PM
ROSS WILBUR L JRDirectorAug 23, 2011 Buy$11.61322,5003,744,22517,284,496Aug 24, 2011, 07:31 PM
ROSS WILBUR L JRDirectorAug 22, 2011 Buy$11.3350,000566,50016,961,996Aug 24, 2011, 07:31 PM
ROSS WILBUR L JRDirectorAug 19, 2011 Buy$11.53120,0001,383,60016,911,996Aug 22, 2011, 03:46 PM
ROSS WILBUR L JRDirectorAug 18, 2011 Buy$11.60256,0002,969,60016,791,996Aug 22, 2011, 03:46 PM
ROSS WILBUR L JRDirectorAug 16, 2011 Buy$12.00400,0004,800,00016,535,996Aug 18, 2011, 03:52 PM
ROSS WILBUR L JRDirectorAug 15, 2011 Buy$11.793,60042,44416,135,996Aug 16, 2011, 06:01 PM
ROSS WILBUR L JRDirectorAug 12, 2011 Buy$11.34116,0001,315,44016,132,396Aug 16, 2011, 06:01 PM
MICHENER JAMES MGeneral Counsel and SecretaryAug 11, 2011 Option Exercise$10.8423,062249,992231,634Aug 12, 2011, 03:54 PM
FREDERICO DOMINICDeputy Chairman/President/CEOAug 11, 2011 Option Exercise$10.84115,3131,249,993823,891Aug 12, 2011, 03:54 PM
BORGES FRANCISCO LDirectorAug 11, 2011 Buy$10.4150,000520,500154,402Aug 11, 2011, 03:38 PM
ROSS WILBUR L JRDirectorMay 04, 2011 Option Exercise$16.544,23269,99716,294Jun 16, 2011, 12:48 PM
MILLS ROBERT BChief Financial OfficerJun 01, 2011 Option Exercise$16.721853,093249,218Jun 03, 2011, 10:54 AM
MICHENER JAMES MGeneral Counsel and SecretaryJun 01, 2011 Option Exercise$16.721953,260208,572Jun 03, 2011, 10:53 AM
FREDERICO DOMINICDeputy Chairman/President/CEOJun 01, 2011 Option Exercise$16.7288114,730708,578Jun 03, 2011, 10:53 AM
Bailenson RobertChief Accounting OfficerJun 01, 2011 Option Exercise$16.721332,22486,489Jun 03, 2011, 10:52 AM
SCOTT WALTER ADirectorJun 01, 2011 Option Exercise$16.72641,07085,817Jun 03, 2011, 10:48 AM
O Kane Michael TDirectorJun 01, 2011 Option Exercise$16.724066935,257Jun 03, 2011, 10:47 AM
Monro-Davies RobinDirectorJun 01, 2011 Option Exercise$16.724066952,257Jun 03, 2011, 10:47 AM
LAYTON DONALD HDirectorJun 01, 2011 Option Exercise$16.722948539,730Jun 03, 2011, 10:46 AM
KENNY PATRICK WDirectorJun 01, 2011 Option Exercise$16.72651,08748,058Jun 03, 2011, 10:46 AM
COZEN STEPHEN ADirectorJun 01, 2011 Option Exercise$16.723863567,179Jun 03, 2011, 10:46 AM
BUHL G LAWRENCEDirectorJun 01, 2011 Option Exercise$16.723863540,620Jun 03, 2011, 10:45 AM
BORGES FRANCISCO LDirectorJun 01, 2011 Option Exercise$16.7217284104,402Jun 03, 2011, 10:45 AM
BARON NEILDirectorJun 01, 2011 Option Exercise$16.724880331,812Jun 03, 2011, 10:44 AM
Bailenson RobertChief Accounting OfficerMay 11, 2011 Buy$15.881,60025,40886,357May 12, 2011, 01:00 PM
FREDERICO DOMINICDeputy Chairman/President/CEOMay 11, 2011 Buy$15.791,15018,160136,836May 12, 2011, 12:59 PM
FREDERICO DOMINICDeputy Chairman/President/CEOMay 11, 2011 Buy$15.806009,478707,697May 12, 2011, 12:59 PM
FREDERICO DOMINICDeputy Chairman/President/CEOMay 11, 2011 Buy$15.801,42022,432210,279May 12, 2011, 12:59 PM
McCarthy SeanChief Operating Officer*Mar 31, 2011 Option Exercise$14.9065,286972,76170,688Apr 01, 2011, 09:09 AM
McCarthy SeanChief Operating OfficerMar 09, 2011 Option Exercise$14.373054,383223,589Mar 11, 2011, 04:15 PM
MILLS ROBERT BChief Financial OfficerMar 09, 2011 Option Exercise$14.372383,420249,033Mar 11, 2011, 04:15 PM
MICHENER JAMES MGeneral Counsel and SecretaryMar 09, 2011 Option Exercise$14.372503,592208,377Mar 11, 2011, 04:14 PM
FREDERICO DOMINICDeputy Chairman/President/CEOMar 09, 2011 Option Exercise$14.371,10115,821707,097Mar 11, 2011, 04:14 PM
Bailenson RobertChief Accounting OfficerMar 09, 2011 Option Exercise$14.371702,44384,757Mar 11, 2011, 04:14 PM
BORGES FRANCISCO LDirectorMar 09, 2011 Option Exercise$14.372028794,107Mar 11, 2011, 04:13 PM
LAYTON DONALD HDirectorMar 09, 2011 Option Exercise$14.373448935,468Mar 11, 2011, 04:13 PM
SCOTT WALTER ADirectorMar 09, 2011 Option Exercise$14.37741,06375,475Mar 11, 2011, 04:13 PM
O Kane Michael TDirectorMar 09, 2011 Option Exercise$14.374767530,985Mar 11, 2011, 04:13 PM
Monro-Davies RobinDirectorMar 09, 2011 Option Exercise$14.374767547,985Mar 11, 2011, 04:12 PM
KENNY PATRICK WDirectorMar 09, 2011 Option Exercise$14.37761,09240,737Mar 11, 2011, 04:12 PM
COZEN STEPHEN ADirectorMar 09, 2011 Option Exercise$14.374463262,909Mar 11, 2011, 04:12 PM
BUHL G LAWRENCEDirectorMar 09, 2011 Option Exercise$14.374463236,350Mar 11, 2011, 04:11 PM
BARON NEILDirectorMar 09, 2011 Option Exercise$14.375680527,532Mar 11, 2011, 04:11 PM
McCarthy SeanChief Operating OfficerFeb 24, 2011 Option Exercise$15.38115223,284Feb 25, 2011, 02:51 PM
McCarthy SeanChief Operating OfficerFeb 24, 2011 Option Exercise$15.384,12963,504223,285Feb 25, 2011, 02:51 PM
MILLS ROBERT BChief Financial OfficerFeb 24, 2011 Option Exercise$15.382,74642,233248,795Feb 25, 2011, 02:51 PM
MICHENER JAMES MGeneral Counsel and SecretaryFeb 24, 2011 Option Exercise$15.382,21834,113208,128Feb 25, 2011, 02:51 PM
FREDERICO DOMINICDeputy Chairman/President/CEOFeb 24, 2011 Option Exercise$15.389,746149,893705,997Feb 25, 2011, 02:50 PM
Bailenson RobertChief Accounting OfficerFeb 24, 2011 Option Exercise$15.3811584,587Feb 25, 2011, 02:49 PM
Bailenson RobertChief Accounting OfficerFeb 24, 2011 Option Exercise$15.381,83028,14584,588Feb 25, 2011, 02:49 PM
MILLS ROBERT BChief Financial OfficerFeb 14, 2011 Option Exercise$15.091,88928,505251,541Feb 15, 2011, 03:28 PM
MICHENER JAMES MGeneral Counsel and SecretaryFeb 14, 2011 Option Exercise$15.09115210,346Feb 15, 2011, 03:28 PM
MICHENER JAMES MGeneral Counsel and SecretaryFeb 14, 2011 Option Exercise$15.091,14917,338210,346Feb 15, 2011, 03:28 PM
FREDERICO DOMINICDeputy Chairman/President/CEOFeb 14, 2011 Option Exercise$15.09115715,743Feb 15, 2011, 03:27 PM
FREDERICO DOMINICDeputy Chairman/President/CEOFeb 14, 2011 Option Exercise$15.094,33165,355715,743Feb 15, 2011, 03:27 PM
Bailenson RobertChief Accounting OfficerFeb 14, 2011 Option Exercise$15.0911586,418Feb 15, 2011, 03:27 PM
Bailenson RobertChief Accounting OfficerFeb 14, 2011 Option Exercise$15.094737,13886,418Feb 15, 2011, 03:27 PM
MILLS ROBERT BChief Financial OfficerFeb 08, 2011 Option Exercise$15.053,62254,511228,430Feb 10, 2011, 02:39 PM
MICHENER JAMES MGeneral Counsel and SecretaryFeb 08, 2011 Option Exercise$15.051,82327,436181,495Feb 10, 2011, 02:39 PM
FREDERICO DOMINICDeputy Chairman/President/CEOFeb 08, 2011 Option Exercise$15.055,99090,150768,933Feb 10, 2011, 02:39 PM
Bailenson RobertChief Accounting OfficerFeb 08, 2011 Option Exercise$15.0577611,67961,891Feb 10, 2011, 02:38 PM
MILLS ROBERT BChief Financial OfficerFeb 04, 2011 Option Exercise$14.88115231,969Feb 08, 2011, 02:15 PM
MILLS ROBERT BChief Financial OfficerFeb 04, 2011 Option Exercise$14.882,98644,432231,970Feb 08, 2011, 02:15 PM
MICHENER JAMES MGeneral Counsel and SecretaryFeb 04, 2011 Option Exercise$14.88115183,318Feb 08, 2011, 02:14 PM
MICHENER JAMES MGeneral Counsel and SecretaryFeb 04, 2011 Option Exercise$14.882,29234,105183,319Feb 08, 2011, 02:14 PM
FREDERICO DOMINICDeputy Chairman/President/CEOFeb 04, 2011 Option Exercise$14.88115774,923Feb 08, 2011, 02:14 PM
FREDERICO DOMINICDeputy Chairman/President/CEOFeb 04, 2011 Option Exercise$14.8811,125165,540774,924Feb 08, 2011, 02:14 PM
Bailenson RobertChief Accounting OfficerFeb 04, 2011 Option Exercise$14.8811562,667Feb 08, 2011, 02:13 PM
Bailenson RobertChief Accounting OfficerFeb 04, 2011 Option Exercise$14.881,56723,31762,668Feb 08, 2011, 02:13 PM
SCOTT WALTER ADirectorDec 02, 2010 Option Exercise$17.60601,05675,401Dec 03, 2010, 04:30 PM
O Kane Michael TDirectorDec 02, 2010 Option Exercise$17.603866930,938Dec 03, 2010, 04:30 PM
Monro-Davies RobinDirectorDec 02, 2010 Option Exercise$17.603866947,938Dec 03, 2010, 04:29 PM
LAYTON DONALD HDirectorDec 02, 2010 Option Exercise$17.602849335,434Dec 03, 2010, 04:29 PM
KENNY PATRICK WDirectorDec 02, 2010 Option Exercise$17.60621,09140,661Dec 03, 2010, 04:29 PM
COZEN STEPHEN ADirectorDec 02, 2010 Option Exercise$17.603663462,864Dec 03, 2010, 04:29 PM
BUHL G LAWRENCEDirectorDec 02, 2010 Option Exercise$17.603663439,305Dec 03, 2010, 04:28 PM
BORGES FRANCISCO LDirectorDec 02, 2010 Option Exercise$17.601628294,088Dec 03, 2010, 04:28 PM
BARON NEILDirectorDec 02, 2010 Option Exercise$17.605495027,476Dec 03, 2010, 04:28 PM
McCarthy SeanChief Operating OfficerDec 02, 2010 Option Exercise$17.601031,813170,414Dec 03, 2010, 04:27 PM
MILLS ROBERT BChief Financial OfficerDec 02, 2010 Option Exercise$17.601632,869234,956Dec 03, 2010, 04:27 PM
MICHENER JAMES MGeneral Counsel and SecretaryDec 02, 2010 Option Exercise$17.601572,763185,611Dec 03, 2010, 04:27 PM
FREDERICO DOMINICDeputy Chairman/President/CEODec 02, 2010 Option Exercise$17.6062110,930786,049Dec 03, 2010, 04:26 PM
Bailenson RobertChief Accounting OfficerDec 02, 2010 Option Exercise$17.60881,54964,235Dec 03, 2010, 04:26 PM
FREDERICO DOMINICDeputy Chairman/President/CEOSep 02, 2010 Option Exercise$16.3166810,895785,428Sep 07, 2010, 02:36 PM
FREDERICO DOMINICDeputy Chairman/President/CEOSep 02, 2010 Option Exercise$16.3166810,895785,428Sep 07, 2010, 02:36 PM
LAYTON DONALD HDirectorSep 02, 2010 Option Exercise$16.313048935,406Sep 07, 2010, 02:19 PM
LAYTON DONALD HDirectorSep 02, 2010 Option Exercise$16.313048935,406Sep 07, 2010, 02:19 PM
SCOTT WALTER ADirectorSep 02, 2010 Option Exercise$16.31651,06075,340Sep 07, 2010, 02:19 PM
SCOTT WALTER ADirectorSep 02, 2010 Option Exercise$16.31651,06075,340Sep 07, 2010, 02:19 PM
O Kane Michael TDirectorSep 02, 2010 Option Exercise$16.314166930,900Sep 07, 2010, 02:18 PM
O Kane Michael TDirectorSep 02, 2010 Option Exercise$16.314166930,900Sep 07, 2010, 02:18 PM
Monro-Davies RobinDirectorSep 02, 2010 Option Exercise$16.314166947,900Sep 07, 2010, 02:18 PM
Monro-Davies RobinDirectorSep 02, 2010 Option Exercise$16.314166947,900Sep 07, 2010, 02:18 PM
KENNY PATRICK WDirectorSep 02, 2010 Option Exercise$16.31661,07640,600Sep 07, 2010, 02:17 PM
KENNY PATRICK WDirectorSep 02, 2010 Option Exercise$16.31661,07640,600Sep 07, 2010, 02:17 PM
COZEN STEPHEN ADirectorSep 02, 2010 Option Exercise$16.313963662,828Sep 07, 2010, 02:17 PM
COZEN STEPHEN ADirectorSep 02, 2010 Option Exercise$16.313963662,828Sep 07, 2010, 02:17 PM
BUHL G LAWRENCEDirectorSep 02, 2010 Option Exercise$16.313963639,269Sep 07, 2010, 02:17 PM
BUHL G LAWRENCEDirectorSep 02, 2010 Option Exercise$16.313963639,269Sep 07, 2010, 02:17 PM
BORGES FRANCISCO LDirectorSep 02, 2010 Option Exercise$16.311727794,072Sep 07, 2010, 02:17 PM
BORGES FRANCISCO LDirectorSep 02, 2010 Option Exercise$16.311727794,072Sep 07, 2010, 02:17 PM
BARON NEILDirectorSep 02, 2010 Option Exercise$16.315894627,422Sep 07, 2010, 02:16 PM
BARON NEILDirectorSep 02, 2010 Option Exercise$16.315894627,422Sep 07, 2010, 02:16 PM
McCarthy SeanChief Operating OfficerSep 02, 2010 Option Exercise$16.311111,810170,311Sep 07, 2010, 02:16 PM
McCarthy SeanChief Operating OfficerSep 02, 2010 Option Exercise$16.311111,810170,311Sep 07, 2010, 02:16 PM
Bailenson RobertChief Accounting OfficerSep 02, 2010 Option Exercise$16.31951,54964,147Sep 07, 2010, 02:16 PM
Bailenson RobertChief Accounting OfficerSep 02, 2010 Option Exercise$16.31951,54964,147Sep 07, 2010, 02:16 PM
MILLS ROBERT BChief Financial OfficerSep 02, 2010 Option Exercise$16.311762,871234,793Sep 07, 2010, 02:15 PM
MILLS ROBERT BChief Financial OfficerSep 02, 2010 Option Exercise$16.311762,871234,793Sep 07, 2010, 02:15 PM
MICHENER JAMES MGeneral Counsel and SecretarySep 02, 2010 Option Exercise$16.311682,740185,454Sep 07, 2010, 02:15 PM
MICHENER JAMES MGeneral Counsel and SecretarySep 02, 2010 Option Exercise$16.311682,740185,454Sep 07, 2010, 02:15 PM
Load More Insider Transactions
Buy Sale Option Exercise
OwnerRelationshipDateValue($)
FREDERICO DOMINICPresident/CEO/Deputy Chairman03/20/20245,083,914
Bieling LauraChief Accounting Officer03/11/20246,354
Rosenblum Benjamin G.CFO02/26/2024123,736
Donnarumma StephenChief Credit Officer02/26/2024364,268
Bieling LauraChief Accounting Officer02/26/202431,791
Horn HollyChief Surveillance Officer02/26/202430,163
Chow LingGeneral Counsel and Secretary02/26/2024670,267
Bailenson RobertChief Operating Officer02/26/2024807,028
FREDERICO DOMINICPresident/CEO/Deputy Chairman02/26/20242,865,559
Gana Jorge A.Chief Risk Officer02/26/202426,907
FREDERICO DOMINICPresident/CEO/Deputy Chairman02/24/20243,914,084
Gana Jorge A.Chief Risk Officer02/24/202426,158
Gana Jorge A.Chief Risk Officer02/23/202427,178
Gana Jorge A.Chief Risk Officer02/22/202434,019
Horn HollyChief Surveillance Officer02/23/202442,210
Horn HollyChief Surveillance Officer02/24/202429,046
Bailenson RobertChief Operating Officer02/24/20241,847,822
Chow LingGeneral Counsel and Secretary02/24/20241,527,126
FREDERICO DOMINICPresident/CEO/Deputy Chairman02/24/20248,284,412
Donnarumma StephenChief Credit Officer02/24/2024829,257
Bieling LauraChief Accounting Officer02/24/202434,397
Bieling LauraChief Accounting Officer02/23/202434,906
Bieling LauraChief Accounting Officer02/22/202433,848
Rosenblum Benjamin G.CFO02/24/2024132,151
Rosenblum Benjamin G.CFO02/23/2024103,615
Rosenblum Benjamin G.CFO02/22/2024145,965
BUHL G LAWRENCEDirector12/15/2023178,150
Donnarumma StephenChief Credit Officer12/08/20231,049,400
FREDERICO DOMINICPresident/CEO/Deputy Chairman12/05/20231,407,251
FREDERICO DOMINICPresident/CEO/Deputy Chairman12/06/2023647,636
FREDERICO DOMINICPresident/CEO/Deputy Chairman09/14/20231,228,411
FREDERICO DOMINICPresident/CEO/Deputy Chairman09/13/20231,832,494
Bailenson RobertChief Financial Officer08/24/2023583,275
Bailenson RobertChief Financial Officer08/23/2023573,500
Bailenson RobertChief Financial Officer08/22/2023571,900
Bieling LauraChief Accounting Officer05/07/20237,324
Shea Courtney C.Director05/02/202327,546
Radtke LorinDirector05/02/202327,546
Omura YukikoDirector05/02/202356,464
Leathes Simon WDirector05/02/202368,495
Kreczko Alan JDirector05/02/202363,482
KENNY PATRICK WDirector05/02/202330,554
JONES THOMAS WDirector05/02/202327,546
Howard Bonnie L.Director05/02/202327,546
BUHL G LAWRENCEDirector05/02/202320,316
BORGES FRANCISCO LDirector05/02/202396,411
Bieling LauraChief Accounting Officer03/11/20233,799
Donnarumma StephenChief Credit Officer02/27/2023122,673
Bailenson RobertChief Financial Officer02/27/2023283,134
Chow LingGeneral Counsel and Secretary02/27/2023204,455
Bieling LauraChief Accounting Officer02/27/202315,388
Gana Jorge A.Chief Risk Officer02/27/202317,622
Horn HollyChief Surveillance Officer02/27/202318,925
FREDERICO DOMINICPresident/CEO/Deputy Chairman02/27/2023901,400
BUZEN DAVID A.Head of Asset Management*02/27/2023141,598
Donnarumma StephenChief Credit Officer02/26/2023460,243
Bailenson RobertChief Financial Officer02/26/20231,012,497
Chow LingGeneral Counsel and Secretary02/26/2023842,924
Bieling LauraChief Accounting Officer02/26/202323,018
Bieling LauraChief Accounting Officer02/24/202328,022
Gana Jorge A.Chief Risk Officer02/26/202319,390
Gana Jorge A.Chief Risk Officer02/24/202321,204
Horn HollyChief Surveillance Officer02/26/202321,955
Horn HollyChief Surveillance Officer02/24/202321,767
FREDERICO DOMINICPresident/CEO/Deputy Chairman02/26/20233,583,927
BUZEN DAVID A.Head of Asset Management*02/26/2023506,780
Horn HollyChief Surveillance Officer02/23/202331,352
Gana Jorge A.Chief Risk Officer02/23/202322,750
Bieling LauraChief Accounting Officer02/23/202326,366
Albert HowardChief Risk Officer12/01/20222,319,800
BUZEN DAVID A.Head of Asset Management*08/05/2022202,000
BUZEN DAVID A.Head of Asset Management*08/05/202290,900
FREDERICO DOMINICPresident/CEO/Deputy Chairman06/27/20224,920,042
Bieling LauraChief Accounting Officer05/07/20228,019
Shea Courtney C.Director05/03/202235,145
Radtke LorinDirector05/03/202235,145
Omura YukikoDirector05/03/202271,791
O Kane Michael TDirector05/03/202225,969
McCloskey MichelleDirector05/03/20227,964
Leathes Simon WDirector05/03/202271,791
Kreczko Alan JDirector05/03/202280,679
KENNY PATRICK WDirector05/03/202242,705
JONES THOMAS WDirector05/03/202235,145
Howard Bonnie L.Director05/03/202235,145
BUHL G LAWRENCEDirector05/03/202225,969
BORGES FRANCISCO LDirector05/03/202291,413
BUHL G LAWRENCEDirector03/31/2022236,649
Bieling LauraChief Accounting Officer03/11/20224,076
Donnarumma StephenChief Credit Officer03/03/20221,520,000
Bailenson RobertChief Financial Officer03/02/2022393,861
Bailenson RobertChief Financial Officer03/01/20221,968,261
Bieling LauraChief Accounting Officer02/28/2022124,160
Albert HowardChief Risk Officer03/01/20223,559,558
Horn HollyChief Surveillance Officer02/26/202222,338
Horn HollyChief Surveillance Officer02/27/202219,410
FREDERICO DOMINICPresident/CEO/Deputy Chairman02/27/20223,858,048
Donnarumma StephenChief Credit Officer02/27/2022529,485
Chow LingGeneral Counsel and Secretary02/27/2022877,659
BUZEN DAVID A.Head of Asset Management*02/27/2022607,889
Bieling LauraChief Accounting Officer02/27/202215,528
Bieling LauraChief Accounting Officer02/26/202224,183
Bailenson RobertChief Financial Officer02/27/20221,215,588
Albert HowardChief Risk Officer02/27/2022489,073
Horn HollyChief Surveillance Officer02/24/202219,333
Bieling LauraChief Accounting Officer02/24/202225,178
Chow LingGeneral Counsel and Secretary02/21/2022106,392
Bieling LauraChief Accounting Officer02/21/202215,959
BUHL G LAWRENCEDirector11/09/20211,084,200
Brewer Russell B. IIChief Surveillance Officer05/20/202153,627
Brewer Russell B. IIChief Surveillance Officer05/18/2021886,373
Bieling LauraChief Accounting Officer05/07/20216,464
Omura YukikoDirector05/04/2021118,329
Leathes Simon WDirector05/04/2021163,861
Bieling LauraChief Accounting Officer03/11/20212,978
FREDERICO DOMINICPresident/CEO/Deputy Chairman03/08/20215,220,875
FREDERICO DOMINICPresident/CEO/Deputy Chairman03/05/20211,094,263
FREDERICO DOMINICPresident/CEO/Deputy Chairman03/04/2021214,555
FREDERICO DOMINICPresident/CEO/Deputy Chairman03/03/20212,575,221
FREDERICO DOMINICPresident/CEO/Deputy Chairman03/02/20211,931,017
Bieling LauraChief Accounting Officer02/26/202117,423
Bieling LauraChief Accounting Officer02/27/202111,630
Donnarumma StephenChief Credit Officer02/21/2021507,299
Brewer Russell B. IIChief Surveillance Officer02/21/2021853,753
Bailenson RobertChief Financial Officer02/21/20211,160,945
Chow LingGeneral Counsel and Secretary02/22/202150,938
Chow LingGeneral Counsel and Secretary02/21/2021618,333
Bieling LauraChief Accounting Officer02/21/202110,626
Bieling LauraChief Accounting Officer02/22/20219,744
Albert HowardChief Risk Officer02/21/2021505,719
FREDERICO DOMINICPresident/CEO/Deputy Chairman02/21/20213,690,406
BUZEN DAVID A.Head of Asset Management*02/21/2021580,571
Chow LingGeneral Counsel and Secretary11/16/2020106,911
Chow LingGeneral Counsel and Secretary11/16/202085,288
Bieling LauraChief Accounting Officer11/09/202050,905
Bieling LauraChief Accounting Officer11/09/202042,644
Bieling LauraChief Accounting Officer05/07/20203,916
KENNY PATRICK WDirector05/05/202016,963
Omura YukikoDirector05/05/202039,341
O Kane Michael TDirector05/05/202013,795
Leathes Simon WDirector05/05/202039,341
Kreczko Alan JDirector05/05/202032,803
JONES THOMAS WDirector05/05/202013,795
Howard Bonnie L.Director05/05/202013,795
BUHL G LAWRENCEDirector05/05/202013,795
BORGES FRANCISCO LDirector05/05/202050,256
JONES THOMAS WDirector03/31/2020134,060
Feldstein Andrew TChief Investment Officer03/27/202038,970
Feldstein Andrew TChief Investment Officer03/27/202090,930
Feldstein Andrew TChief Investment Officer03/27/202090,930
JONES THOMAS WDirector03/30/202084,910
JONES THOMAS WDirector03/27/202053,080
Feldstein Andrew TChief Investment Officer03/24/202080,150
Feldstein Andrew TChief Investment Officer03/24/202080,150
Feldstein Andrew TChief Investment Officer03/23/202057,372
Feldstein Andrew TChief Investment Officer03/23/2020133,869
Feldstein Andrew TChief Investment Officer03/23/2020133,869
Feldstein Andrew TChief Investment Officer03/24/202034,350
Feldstein Andrew TChief Investment Officer03/20/2020217,980
Feldstein Andrew TChief Investment Officer03/19/2020215,018
Feldstein Andrew TChief Investment Officer03/19/2020501,685
Feldstein Andrew TChief Investment Officer03/19/2020501,685
Feldstein Andrew TChief Investment Officer03/20/202093,420
Feldstein Andrew TChief Investment Officer03/20/2020217,980
BORGES FRANCISCO LDirector03/18/2020145,502
BORGES FRANCISCO LDirector03/18/2020259,600
KENNY PATRICK WDirector03/17/202094,145
Feldstein Andrew TChief Investment Officer03/17/2020288,313
Feldstein Andrew TChief Investment Officer03/17/2020288,313
Feldstein Andrew TChief Investment Officer03/17/2020288,313
Feldstein Andrew TChief Investment Officer03/16/2020207,870
Feldstein Andrew TChief Investment Officer03/16/2020207,900
Feldstein Andrew TChief Investment Officer03/16/2020207,900
Feldstein Andrew TChief Investment Officer03/12/2020504,138
Feldstein Andrew TChief Investment Officer03/12/2020504,138
Feldstein Andrew TChief Investment Officer03/12/2020504,138
Feldstein Andrew TChief Investment Officer03/09/2020499,602
Feldstein Andrew TChief Investment Officer03/09/2020499,640
Feldstein Andrew TChief Investment Officer03/09/2020499,640
BUHL G LAWRENCEDirector03/05/202059,907
Feldstein Andrew TChief Investment Officer03/02/2020495,480
Feldstein Andrew TChief Investment Officer03/02/2020495,480
Feldstein Andrew TChief Investment Officer03/02/2020495,480
Bieling LauraChief Accounting Officer02/27/202010,962
FREDERICO DOMINICPresident/CEO/Deputy Chairman02/22/20203,652,700
Donnarumma StephenChief Credit Officer02/22/2020517,264
Chow LingGeneral Counsel and Secretary02/24/202061,798
Chow LingGeneral Counsel and Secretary02/22/202059,495
Chow LingGeneral Counsel and Secretary02/21/202083,433
Brewer Russell B. IIChief Surveillance Officer02/22/2020870,671
Bieling LauraChief Accounting Officer02/24/20206,302
Bieling LauraChief Accounting Officer02/22/202011,390
Bieling LauraChief Accounting Officer02/21/202012,455
Bailenson RobertChief Financial Officer02/22/20201,027,073
Albert HowardChief Risk Officer02/22/2020495,873
O Kane Michael TDirector01/07/202059,911
O Kane Michael TDirector01/07/202059,907
FREDERICO DOMINICPresident/CEO/Deputy Chairman12/11/20193,224,742
FREDERICO DOMINICPresident/CEO/Deputy Chairman12/11/20191,979,000
Bieling LauraChief Accounting Officer12/03/201953,872
Bieling LauraChief Accounting Officer12/03/2019137,620
Feldstein Andrew TChief Investment Officer11/27/2019424,460
Feldstein Andrew TChief Investment Officer11/26/2019632,482
Feldstein Andrew TChief Investment Officer11/25/2019627,754
Feldstein Andrew TChief Investment Officer11/22/2019621,747
Feldstein Andrew TChief Investment Officer11/21/2019621,875
Feldstein Andrew TChief Investment Officer11/20/2019622,642
Feldstein Andrew TChief Investment Officer11/18/2019620,469
Feldstein Andrew TChief Investment Officer11/19/2019623,536
Feldstein Andrew TChief Investment Officer11/15/2019610,372
Feldstein Andrew TChief Investment Officer11/14/2019609,616
Feldstein Andrew TChief Investment Officer11/13/2019609,237
Feldstein Andrew TChief Investment Officer11/12/2019609,111
Stern Bruce E.Executive Officer11/12/2019355,706
Stern Bruce E.Executive Officer11/12/2019611,057
Bailenson RobertChief Financial Officer11/11/2019527,305
Bailenson RobertChief Financial Officer11/11/20191,261,655
Feldstein Andrew TChief Investment Officer11/11/2019598,722
Feldstein Andrew TChief Investment Officer11/08/2019598,756
Feldstein Andrew TChief Investment Officer11/07/2019592,319
Feldstein Andrew TChief Investment Officer11/05/2019584,242
Feldstein Andrew TChief Investment Officer11/06/2019590,484
Feldstein Andrew TChief Investment Officer11/04/2019581,672
Feldstein Andrew TChief Investment Officer11/01/2019470,323
Feldstein Andrew TChief Investment Officer10/31/201976,512
Feldstein Andrew TChief Investment Officer10/30/2019538,764
Feldstein Andrew TChief Investment Officer10/29/2019537,282
Feldstein Andrew TChief Investment Officer10/28/2019533,862
Feldstein Andrew TChief Investment Officer10/25/2019536,820
Feldstein Andrew TChief Investment Officer10/24/2019537,740
Feldstein Andrew TChief Investment Officer10/23/2019535,210
Feldstein Andrew TChief Investment Officer10/22/2019538,200
Feldstein Andrew TChief Investment Officer10/21/2019541,765
Feldstein Andrew TChief Investment Officer10/17/2019546,156
Feldstein Andrew TChief Investment Officer10/18/2019548,028
Feldstein Andrew TChief Investment Officer10/16/2019541,944
Feldstein Andrew TChief Investment Officer10/15/2019540,657
Feldstein Andrew TChief Investment Officer10/14/2019531,999
Feldstein Andrew TChief Investment Officer10/11/2019532,208
Feldstein Andrew TChief Investment Officer10/10/2019525,132
Feldstein Andrew TChief Investment Officer10/09/2019519,680
Feldstein Andrew TChief Investment Officer10/08/2019511,444
Feldstein Andrew TChief Investment Officer10/07/2019512,372
Feldstein Andrew TChief Investment Officer10/04/2019523,320
Feldstein Andrew TChief Investment Officer10/03/2019521,400
Feldstein Andrew TChief Investment Officer10/02/2019519,480
Chow LingGeneral Counsel and Secretary09/12/2019288,806
Chow LingGeneral Counsel and Secretary09/12/2019168,763
Donnarumma StephenChief Credit Officer09/12/2019172,909
Donnarumma StephenChief Credit Officer09/12/2019299,274
Albert HowardChief Risk Officer09/10/2019275,976
Albert HowardChief Risk Officer09/10/2019622,329
Bieling LauraChief Accounting Officer*09/05/2019118,565
Bieling LauraChief Accounting Officer*09/05/201965,240
FREDERICO DOMINICPresident/CEO/Deputy Chairman08/22/20191,324,110
Omura YukikoDirector05/07/201983,178
O Kane Michael TDirector05/07/201940,803
Leathes Simon WDirector05/07/201983,178
Kreczko Alan JDirector05/07/201984,657
KENNY PATRICK WDirector05/07/201952,495
JONES THOMAS WDirector05/07/201940,803
Howard Bonnie L.Director05/07/201940,803
BUHL G LAWRENCEDirector05/07/201940,803
BORGES FRANCISCO LDirector05/07/2019141,680
KENNY PATRICK WDirector03/29/201923,963
BUHL G LAWRENCEDirector03/05/201943,106
BUHL G LAWRENCEDirector03/05/2019169,521
Chow LingGeneral Counsel and Secretary02/24/201940,677
Chow LingGeneral Counsel and Secretary02/22/201938,351
Brewer Russell B. IIChief Surveillance Officer02/24/20191,384,571
Bailenson RobertChief Financial Officer02/24/20191,383,033
Albert HowardChief Risk Officer02/24/2019819,408
Stern Bruce E.Executive Officer02/24/2019881,940
FREDERICO DOMINICPresident/CEO/Deputy Chairman02/24/20195,308,469
Donnarumma StephenChief Credit Officer02/24/2019683,165
Chow LingGeneral Counsel and Secretary02/21/201951,996
KENNY PATRICK WDirector02/13/201923,963
Chow LingGeneral Counsel and Secretary02/04/201934,943
Donnarumma StephenChief Credit Officer01/23/2019129,124
Donnarumma StephenChief Credit Officer01/23/201937,200
O Kane Michael TDirector01/03/201943,107
O Kane Michael TDirector01/03/201943,106
Stern Bruce E.Executive Officer12/10/2018117,249
Donnarumma StephenChief Credit Officer12/03/201876,283
Donnarumma StephenChief Credit Officer12/03/2018197,129
Chow LingGeneral Counsel and Secretary09/21/2018172,714
Chow LingGeneral Counsel and Secretary09/21/201868,843
Brewer Russell B. IIChief Surveillance Officer09/21/2018554,290
Brewer Russell B. IIChief Surveillance Officer09/21/20181,243,774
Bailenson RobertChief Financial Officer09/13/2018191,649
Bailenson RobertChief Financial Officer09/13/2018675,944
KENNY PATRICK WDirector09/06/201847,859
KENNY PATRICK WDirector09/06/2018177,203
FREDERICO DOMINICPresident/CEO/Deputy Chairman09/04/2018626,654
FREDERICO DOMINICPresident/CEO/Deputy Chairman08/31/20181,641,337
FREDERICO DOMINICPresident/CEO/Deputy Chairman08/30/2018430,248
FREDERICO DOMINICPresident/CEO/Deputy Chairman09/04/20181,462,432
FREDERICO DOMINICPresident/CEO/Deputy Chairman08/31/20184,818,115
FREDERICO DOMINICPresident/CEO/Deputy Chairman08/30/20182,375,615
Albert HowardChief Risk Officer06/13/2018133,016
Albert HowardChief Risk Officer06/13/2018503,645
Omura YukikoDirector05/01/201861,208
O Kane Michael TDirector05/01/201829,800
Leathes Simon WDirector05/01/201861,208
Kreczko Alan JDirector05/01/201862,303
KENNY PATRICK WDirector05/01/201852,552
JONES THOMAS WDirector05/01/201829,800
Howard Bonnie L.Director05/01/201829,800
BUHL G LAWRENCEDirector05/01/201829,800
BORGES FRANCISCO LDirector05/01/2018104,557
Chow LingGeneral Counsel and Secretary02/24/201835,900
Chow LingGeneral Counsel and Secretary02/22/201833,954
FREDERICO DOMINICPresident/CEO/Deputy Chairman02/13/20185,653,288
FREDERICO DOMINICPresident/CEO/Deputy Chairman02/13/20184,654,000
Albert HowardChief Risk Officer02/04/2018610,546
Stern Bruce E.Executive Officer02/04/2018610,441
FREDERICO DOMINICPresident/CEO/Deputy Chairman02/04/20183,862,102
Chow LingGeneral Counsel and Secretary02/05/20187,394
Chow LingGeneral Counsel and Secretary02/04/201830,369
Bailenson RobertChief Financial Officer02/04/20181,014,000
Brewer Russell B. IIChief Surveillance Officer02/04/2018893,474
FREDERICO DOMINICPresident/CEO/Deputy Chairman09/28/201738
Bailenson RobertChief Financial Officer06/20/2017328,030
Bailenson RobertChief Financial Officer06/20/2017232,700
Albert HowardChief Risk Officer05/10/2017279,240
Albert HowardChief Risk Officer05/10/2017470,280
Omura YukikoDirector05/02/201778,777
O Kane Michael TDirector05/02/201738,628
Leathes Simon WDirector05/02/201778,777
Kreczko Alan JDirector05/02/201788,815
KENNY PATRICK WDirector05/02/201748,666
JONES THOMAS WDirector05/02/201738,628
Howard Bonnie L.Director05/02/201738,628
BUHL G LAWRENCEDirector05/02/201738,628
BORGES FRANCISCO LDirector05/02/2017120,599
MICHENER JAMES MGeneral Counsel and Secretary03/02/20172,672,519
MICHENER JAMES MGeneral Counsel and Secretary03/02/20171,846,090
MICHENER JAMES MGeneral Counsel and Secretary02/05/2017801,120
Stern Bruce E.Executive Officer02/05/2017564,421
FREDERICO DOMINICPresident/CEO/Deputy Chairman02/05/20174,022,205
Brewer Russell B. IIChief Surveillance Officer02/05/2017835,529
Bailenson RobertChief Financial Officer02/05/2017872,858
Albert HowardChief Risk Officer02/05/2017501,045
MICHENER JAMES MGeneral Counsel and Secretary01/06/2017893,191
FREDERICO DOMINICPresident/CEO/Deputy Chairman01/06/201711,507,883
MICHENER JAMES MGeneral Counsel and Secretary11/04/20161,449,603
MICHENER JAMES MGeneral Counsel and Secretary11/04/20161,335,000
FREDERICO DOMINICPresident/CEO/Deputy Chairman11/07/20164,853,263
FREDERICO DOMINICPresident/CEO/Deputy Chairman11/07/20164,450,009
Bailenson RobertChief Financial Officer11/04/2016469,304
Bailenson RobertChief Financial Officer11/04/2016427,200
Albert HowardChief Risk Officer11/07/2016427,200
Albert HowardChief Risk Officer11/07/2016512,000
O Kane Michael TDirector08/31/20162,138
KENNY PATRICK WDirector08/31/20163,499
BUHL G LAWRENCEDirector08/31/20162,027
BORGES FRANCISCO LDirector08/31/2016889
BORGES FRANCISCO LDirector08/23/20165,012
BORGES FRANCISCO LDirector06/21/2016508
BORGES FRANCISCO LDirector05/31/2016215
BORGES FRANCISCO LDirector05/23/2016284
O Kane Michael TDirector06/01/20162,126
KENNY PATRICK WDirector06/01/20163,488
BUHL G LAWRENCEDirector06/01/20162,017
BORGES FRANCISCO LDirector06/01/2016899
FREDERICO DOMINICPresident/CEO/Deputy Chairman05/13/2016326,300
Omura YukikoDirector05/03/201651,774
Leathes Simon WDirector05/03/201651,774
Kreczko Alan JDirector05/03/201654,758
KENNY PATRICK WDirector05/03/201631,738
JONES THOMAS WDirector05/03/201626,543
Howard Bonnie L.Director05/03/201625,051
COZEN STEPHEN ADirector05/03/201625,051
BUHL G LAWRENCEDirector05/03/201625,051
O Kane Michael TDirector03/23/20162,119
KENNY PATRICK WDirector03/23/20163,457
COZEN STEPHEN ADirector03/23/20162,018
BUHL G LAWRENCEDirector03/23/20162,018
BORGES FRANCISCO LDirector03/23/2016883
Stern Bruce E.Executive Officer,*02/07/2016142,594
MICHENER JAMES MGeneral Counsel and Secretary02/07/2016154,601
Brewer Russell B. IIChief Surveillance Officer02/07/2016184,287
Bailenson RobertChief Financial Officer02/07/2016134,383
Albert HowardChief Risk Officer02/07/201665,922
O Kane Michael TDirector12/02/20151,951
KENNY PATRICK WDirector12/02/20153,164
COZEN STEPHEN ADirector12/02/20151,846
BUHL G LAWRENCEDirector12/02/20151,846
BORGES FRANCISCO LDirector12/02/2015817
O Kane Michael TDirector09/02/20151,949
KENNY PATRICK WDirector09/02/20153,171
COZEN STEPHEN ADirector09/02/20151,845
BUHL G LAWRENCEDirector09/02/20151,845
BORGES FRANCISCO LDirector09/02/2015806
O Kane Michael TDirector06/03/20151,938
KENNY PATRICK WDirector06/03/20153,153
COZEN STEPHEN ADirector06/03/20151,852
BUHL G LAWRENCEDirector06/03/20151,852
BORGES FRANCISCO LDirector06/03/2015810
COZEN STEPHEN ADirector05/12/2015458,490
COZEN STEPHEN ADirector05/05/201522,637
BORGES FRANCISCO LDirector05/05/201550,680
BUHL G LAWRENCEDirector05/05/201522,637
Howard Bonnie L.Director05/05/201522,637
KENNY PATRICK WDirector05/05/201529,966
Leathes Simon WDirector05/05/201547,042
Monro-Davies RobinDirector05/05/201547,042
O Kane Michael TDirector05/05/201522,637
Omura YukikoDirector05/05/201547,042
MICHENER JAMES MGeneral Counsel and Secretary04/07/2015329,228
MICHENER JAMES MGeneral Counsel and Secretary04/07/2015148,800
O Kane Michael TDirector03/04/20151,927
Monro-Davies RobinDirector03/04/20151,927
KENNY PATRICK WDirector03/04/20153,125
COZEN STEPHEN ADirector03/04/20151,823
BUHL G LAWRENCEDirector03/04/20151,823
BORGES FRANCISCO LDirector03/04/2015807
Stern Bruce E.Executive Officer,*02/09/2015203,702
Brewer Russell B. IIChief Surveillance Officer02/09/2015245,189
Albert HowardChief Risk Officer02/09/201525
Albert HowardChief Risk Officer02/09/2015103,225
MILLS ROBERT BChief Operating Officer02/09/2015169,024
FREDERICO DOMINICPresident/CEO/Deputy Chairman02/09/20156,424,366
FREDERICO DOMINICPresident/CEO/Deputy Chairman02/09/20153,005,006
Bailenson RobertChief Financial Officer02/09/2015190,386
MICHENER JAMES MGeneral Counsel and Secretary02/09/2015203,954
Monro-Davies RobinDirector12/03/20141,764
Brewer Russell B. IIChief Surveillance Officer12/03/2014895
Stern Bruce E.Executive Officer,*12/03/2014895
Albert HowardChief Risk Officer12/03/2014435
MILLS ROBERT BChief Operating Officer12/03/2014741
MICHENER JAMES MGeneral Counsel and Secretary12/03/2014895
FREDERICO DOMINICPresident/CEO/Deputy Chairman12/03/20144,729
Bailenson RobertChief Financial Officer12/03/2014741
O Kane Michael TDirector12/03/20141,764
KENNY PATRICK WDirector12/03/20142,863
COZEN STEPHEN ADirector12/03/20141,661
BUHL G LAWRENCEDirector12/03/20141,661
BORGES FRANCISCO LDirector12/03/2014741
Albert HowardChief Risk Officer11/17/2014270,450
Albert HowardChief Risk Officer11/17/2014373,200
Bailenson RobertChief Financial Officer11/13/2014215,511
Bailenson RobertChief Financial Officer11/13/2014180,300
MICHENER JAMES MGeneral Counsel and Secretary11/12/20141,055,297
MICHENER JAMES MGeneral Counsel and Secretary11/12/2014901,500
Stern Bruce E.Executive Officer,*09/03/2014879
Brewer Russell B. IIChief Surveillance Officer09/03/2014879
Albert HowardChief Risk Officer09/03/2014439
MILLS ROBERT BChief Operating Officer09/03/2014732
MILLS ROBERT BChief Operating Officer09/03/20141,705,624
MILLS ROBERT BChief Operating Officer09/03/20141,442,400
MICHENER JAMES MGeneral Counsel and Secretary09/03/2014879
FREDERICO DOMINICPresident/CEO/Deputy Chairman09/03/20144,711
Bailenson RobertChief Financial Officer09/03/2014732
O Kane Michael TDirector09/03/20141,758
Monro-Davies RobinDirector09/03/20141,758
KENNY PATRICK WDirector09/03/20142,856
COZEN STEPHEN ADirector09/03/20141,660
BUHL G LAWRENCEDirector09/03/20141,660
BORGES FRANCISCO LDirector09/03/2014732
Stern Bruce E.Executive Officer,*06/04/2014878
Brewer Russell B. IIChief Surveillance Officer06/04/2014878
Albert HowardChief Risk Officer06/04/2014451
MILLS ROBERT BChief Operating Officer06/04/2014727
MICHENER JAMES MGeneral Counsel and Secretary06/04/2014878
FREDERICO DOMINICPresident/CEO/Deputy Chairman06/04/20144,690
Bailenson RobertChief Financial Officer06/04/2014727
O Kane Michael TDirector06/04/20141,756
Monro-Davies RobinDirector06/04/20141,756
KENNY PATRICK WDirector06/04/20142,834
COZEN STEPHEN ADirector06/04/20141,655
BUHL G LAWRENCEDirector06/04/20141,655
BORGES FRANCISCO LDirector06/04/2014727
Howard Bonnie L.Director05/06/20149,419
ROSS WILBUR L JRDirector05/06/20149,419
Leathes Simon WDirector05/06/201420,759
O Kane Michael TDirector05/06/20149,419
Monro-Davies RobinDirector05/06/201420,759
KENNY PATRICK WDirector05/06/201411,692
COZEN STEPHEN ADirector05/06/20149,419
BUHL G LAWRENCEDirector05/06/20149,419
BORGES FRANCISCO LDirector05/06/201420,782
BARON NEILDirector05/06/20149,419
ROSS WILBUR L JRDirector03/19/2014144,824
ROSS WILBUR L JRDirector03/19/2014101,575,177
Stern Bruce E.Executive Officer,*03/05/20141,464
Stern Bruce E.Executive Officer,*03/05/201426
Stern Bruce E.Executive Officer,*03/05/2014314
Brewer Russell B. IIChief Surveillance Officer03/05/20141,464
Brewer Russell B. IIChief Surveillance Officer03/05/201426
Brewer Russell B. IIChief Surveillance Officer03/05/2014314
Albert HowardChief Risk Officer03/05/20141,019
Albert HowardChief Risk Officer03/05/201426
Albert HowardChief Risk Officer03/05/2014314
MILLS ROBERT BChief Operating Officer03/05/20141,621
MILLS ROBERT BChief Operating Officer03/05/2014471
MICHENER JAMES MGeneral Counsel and Secretary03/05/20141,778
MICHENER JAMES MGeneral Counsel and Secretary03/05/2014418
FREDERICO DOMINICPresident/CEO/Deputy Chairman03/05/20147,633
FREDERICO DOMINICPresident/CEO/Deputy Chairman03/05/201426
FREDERICO DOMINICPresident/CEO/Deputy Chairman03/05/20141,359
Bailenson RobertChief Financial Officer03/05/20141,333
Bailenson RobertChief Financial Officer03/05/201426
Bailenson RobertChief Financial Officer03/05/2014314
O Kane Michael TDirector03/05/20141,725
KENNY PATRICK WDirector03/05/20142,823
Monro-Davies RobinDirector03/05/20141,725
COZEN STEPHEN ADirector03/05/20141,647
BUHL G LAWRENCEDirector03/05/20141,647
BORGES FRANCISCO LDirector03/05/2014732
BARON NEILDirector03/05/20142,091
Stern Bruce E.Executive Officer,*02/24/201424
Stern Bruce E.Executive Officer,*02/24/201447,289
Brewer Russell B. IIChief Surveillance Officer02/24/201424
Brewer Russell B. IIChief Surveillance Officer02/24/201447,289
Albert HowardChief Risk Officer02/24/201424
Albert HowardChief Risk Officer02/24/201446,863
MILLS ROBERT BChief Operating Officer02/24/201470,922
MICHENER JAMES MGeneral Counsel and Secretary02/24/201458,300
FREDERICO DOMINICPresident/CEO/Deputy Chairman02/24/2014280,087
Bailenson RobertChief Financial Officer02/24/201424
Bailenson RobertChief Financial Officer02/24/201447,289
Stern Bruce E.Executive Officer,*02/09/201422
Stern Bruce E.Executive Officer,*02/09/201468,394
Brewer Russell B. IIChief Surveillance Officer02/09/201422
Brewer Russell B. IIChief Surveillance Officer02/09/201468,217
Albert HowardChief Risk Officer02/09/201435,982
MILLS ROBERT BChief Operating Officer02/09/201456,245
FREDERICO DOMINICPresident/CEO/Deputy Chairman02/09/2014293,708
Bailenson RobertChief Financial Officer02/09/201456,822
MICHENER JAMES MGeneral Counsel and Secretary02/09/201422
MICHENER JAMES MGeneral Counsel and Secretary02/09/201458,152
Stern Bruce E.Executive Officer,*12/05/20132,119
Brewer Russell B. IIChief Surveillance Officer12/05/20132,119
Albert HowardChief Risk Officer12/05/20131,324
MILLS ROBERT BChief Operating Officer12/05/20132,119
MICHENER JAMES MGeneral Counsel and Secretary12/05/20132,384
Bailenson RobertChief Financial Officer12/05/20131,854
Bailenson RobertChief Financial Officer12/05/201324
O Kane Michael TDirector12/05/20131,565
Monro-Davies RobinDirector12/05/20131,565
KENNY PATRICK WDirector12/05/20132,552
COZEN STEPHEN ADirector12/05/20131,493
BUHL G LAWRENCEDirector12/05/20131,493
BORGES FRANCISCO LDirector12/05/2013650
BARON NEILDirector12/05/20131,878
FREDERICO DOMINICPresident/CEO/Deputy Chairman12/05/201311,125
FREDERICO DOMINICPresident/CEO/Deputy Chairman12/04/201310,503,242
FREDERICO DOMINICPresident/CEO/Deputy Chairman12/04/20139,000,000
MILLS ROBERT BChief Operating Officer12/02/20135,052,717
MILLS ROBERT BChief Operating Officer12/02/20134,320,000
MILLS ROBERT BChief Operating Officer12/02/20131,080,000
MICHENER JAMES MGeneral Counsel and Secretary11/19/20133,330,168
MICHENER JAMES MGeneral Counsel and Secretary11/19/20132,880,000
Bailenson RobertChief Financial Officer11/18/2013519,106
Bailenson RobertChief Financial Officer11/18/2013450,000
Albert HowardChief Risk Officer11/13/20131,022,656
Albert HowardChief Risk Officer11/14/2013144,314
Albert HowardChief Risk Officer11/13/2013900,000
Albert HowardChief Risk Officer11/14/2013145,018
O Kane Michael TDirector09/04/20131,568
Monro-Davies RobinDirector09/04/20131,568
KENNY PATRICK WDirector09/04/20132,545
COZEN STEPHEN ADirector09/04/20131,486
BUHL G LAWRENCEDirector09/04/20131,486
BORGES FRANCISCO LDirector09/04/2013652
Stern Bruce E.Executive Officer,*09/04/20132,117
Brewer Russell B. IIChief Surveillance Officer09/04/20132,117
BARON NEILDirector09/04/20131,873
Albert HowardChief Risk Officer09/04/20131,323
MILLS ROBERT BChief Operating Officer09/04/20132,117
MICHENER JAMES MGeneral Counsel and Secretary09/04/20132,382
FREDERICO DOMINICPresident/CEO/Deputy Chairman09/04/201311,076
Bailenson RobertChief Financial Officer09/04/20131,853
O Kane Michael TDirector06/05/20131,558
Monro-Davies RobinDirector06/05/20131,558
KENNY PATRICK WDirector06/05/20132,537
COZEN STEPHEN ADirector06/05/20131,469
BUHL G LAWRENCEDirector06/05/20131,469
BORGES FRANCISCO LDirector06/05/2013645
BARON NEILDirector06/05/20131,869
Stern Bruce E.Executive Officer,*06/05/20132,092
Brewer Russell B. IIChief Surveillance Officer06/05/20132,092
Albert HowardChief Risk Officer06/05/20131,313
MILLS ROBERT BChief Operating Officer06/05/20132,114
MICHENER JAMES MGeneral Counsel and Secretary06/05/20132,359
FREDERICO DOMINICPresident/CEO/Deputy Chairman06/05/201311,036
Bailenson RobertChief Financial Officer06/05/20131,847
El Vedado, LLC10% Owner05/31/2013109,543,834
WL Ross Group, L.P.10% Owner05/31/2013109,543,834
ROSS WILBUR L JRDirector05/31/2013156,169
ROSS WILBUR L JRDirector05/31/2013109,543,834
BUHL G LAWRENCEDirector05/15/2013136,289
BARON NEILDirector05/15/201373,230
Stern Bruce E.Executive Officer,*03/07/20132,611
Brewer Russell B. IIChief Surveillance Officer03/07/20132,611
Albert HowardChief Risk Officer03/07/20131,842
MILLS ROBERT BChief Operating Officer03/07/20132,874
MICHENER JAMES MGeneral Counsel and Secretary03/07/20133,137
FREDERICO DOMINICPresident/CEO/Deputy Chairman03/07/201313,601
Bailenson RobertChief Financial Officer03/07/20132,348
SCOTT WALTER ADirector03/07/20132,469
O Kane Michael TDirector03/07/20131,558
Monro-Davies RobinDirector03/07/20131,558
KENNY PATRICK WDirector03/07/20132,530
COZEN STEPHEN ADirector03/07/20131,478
BUHL G LAWRENCEDirector03/07/20131,478
BORGES FRANCISCO LDirector03/07/2013648
BARON NEILDirector03/07/20131,862
Stern Bruce E.Executive Officer,*02/24/201336,679
Brewer Russell B. IIChief Surveillance Officer02/24/201336,679
Albert HowardChief Risk Officer02/24/201336,434
MILLS ROBERT BChief Operating Officer02/24/201319
MILLS ROBERT BChief Operating Officer02/24/201355,009
MICHENER JAMES MGeneral Counsel and Secretary02/24/201319
MICHENER JAMES MGeneral Counsel and Secretary02/24/201344,951
FREDERICO DOMINICPresident/CEO/Deputy Chairman02/24/201319
FREDERICO DOMINICPresident/CEO/Deputy Chairman02/24/2013224,322
Bailenson RobertChief Financial Officer02/24/201336,679
Stern Bruce E.Executive Officer,*02/09/201358,064
Brewer Russell B. IIChief Surveillance Officer02/09/201357,855
Albert HowardChief Risk Officer02/09/201319
Albert HowardChief Risk Officer02/09/201328,671
MILLS ROBERT BChief Operating Officer02/09/201319
MILLS ROBERT BChief Operating Officer02/09/201345,676
MICHENER JAMES MGeneral Counsel and Secretary02/09/201346,683
FREDERICO DOMINICPresident/CEO/Deputy Chairman02/09/201319
FREDERICO DOMINICPresident/CEO/Deputy Chairman02/09/2013243,618
Bailenson RobertChief Financial Officer02/09/201319
Bailenson RobertChief Financial Officer02/09/201344,992
Albert HowardChief Risk Officer02/05/201318
Albert HowardChief Risk Officer02/05/201314,129
MILLS ROBERT BChief Operating Officer02/05/201355,966
MICHENER JAMES MGeneral Counsel and Secretary02/05/201347,535
Bailenson RobertChief Financial Officer02/05/201330,264
FREDERICO DOMINICPresident/CEO/Deputy Chairman02/05/2013223,987
SCOTT WALTER ADirector12/05/20122,202
O Kane Michael TDirector12/05/20121,385
Monro-Davies RobinDirector12/05/20121,385
KENNY PATRICK WDirector12/05/20122,258
COZEN STEPHEN ADirector12/05/20121,316
BUHL G LAWRENCEDirector12/05/20121,316
BORGES FRANCISCO LDirector12/05/2012582
BARON NEILDirector12/05/20121,662
Stern Bruce E.Executive Officer,*12/05/20123,033
Brewer Russell B. IIChief Surveillance Officer12/05/20123,033
Albert HowardChief Risk Officer12/05/20122,161
MILLS ROBERT BChief Operating Officer12/05/20123,878
MICHENER JAMES MGeneral Counsel and Secretary12/05/20124,224
FREDERICO DOMINICPresident/CEO/Deputy Chairman12/05/201219,487
Bailenson RobertChief Financial Officer12/05/20123,047
SCOTT WALTER ADirector08/29/20122,190
O Kane Michael TDirector08/29/20121,372
Monro-Davies RobinDirector08/29/20121,372
KENNY PATRICK WDirector08/29/20122,242
COZEN STEPHEN ADirector08/29/20121,306
BUHL G LAWRENCEDirector08/29/20121,306
BORGES FRANCISCO LDirector08/29/2012580
BARON NEILDirector08/29/20121,649
Brewer Russell B. IIChief Surveillance Officer08/29/20123,021
MICHENER JAMES MGeneral Counsel and Secretary08/29/20124,194
Bailenson RobertChief Financial Officer08/29/20123,034
Stern Bruce E.Executive Officer,*08/29/20123,021
Albert HowardChief Risk Officer08/29/20122,137
MILLS ROBERT BChief Operating Officer08/29/20123,851
FREDERICO DOMINICDeputy Chairman/President/CEO08/29/201219,350
SCOTT WALTER ADirector06/06/20122,171
O Kane Michael TDirector06/06/20121,368
Monro-Davies RobinDirector06/06/20121,368
KENNY PATRICK WDirector06/06/20122,221
COZEN STEPHEN ADirector06/06/20121,293
BUHL G LAWRENCEDirector06/06/20121,293
BORGES FRANCISCO LDirector06/06/2012577
BARON NEILDirector06/06/20121,632
Stern Bruce E.Executive Officer,*06/06/20123,577
Brewer Russell B. IIChief Surveillance Officer06/06/20123,740
Albert HowardChief Risk Officer06/06/20122,585
MILLS ROBERT BChief Operating Officer06/06/20123,828
MICHENER JAMES MGeneral Counsel and Secretary06/06/20124,167
FREDERICO DOMINICDeputy Chairman/President/CEO06/06/201219,214
Bailenson RobertChief Financial Officer06/06/20122,999
Stern Bruce E.Executive Officer,*04/01/201238,772
Brewer Russell B. IIChief Surveillance Officer04/01/201217
Brewer Russell B. IIChief Surveillance Officer04/01/201249,577
BARON NEILDirector03/29/201240,975
BARON NEILDirector03/08/20121,622
BORGES FRANCISCO LDirector03/08/2012563
BUHL G LAWRENCEDirector03/08/20121,297
COZEN STEPHEN ADirector03/08/20121,297
KENNY PATRICK WDirector03/08/20122,219
LAYTON DONALD HDirector03/08/2012990
Monro-Davies RobinDirector03/08/20121,366
O Kane Michael TDirector03/08/20121,366
SCOTT WALTER ADirector03/08/20122,151
Bailenson RobertChief Financial Officer03/08/20123,448
FREDERICO DOMINICDeputy Chairman/President/CEO03/08/201221,406
FREDERICO DOMINICDeputy Chairman/President/CEO03/08/201217
MICHENER JAMES MGeneral Counsel and Secretary03/08/20124,831
Albert HowardChief Risk Officer03/08/20122,578
Brewer Russell B. IIChief Surveillance Officer03/08/20124,182
Stern Bruce E.Executive Officer,*03/08/20124,011
MILLS ROBERT BChief Operating Officer03/08/20124,489
Albert HowardChief Risk Officer02/24/201232,763
Stern Bruce E.Executive Officer,*02/24/201232,763
Brewer Russell B. IIChief Surveillance Officer02/24/201232,763
MILLS ROBERT BChief Operating Officer02/24/201249,145
MICHENER JAMES MGeneral Counsel and Secretary02/24/201240,574
FREDERICO DOMINICDeputy Chairman/President/CEO02/24/201218
FREDERICO DOMINICDeputy Chairman/President/CEO02/24/2012181,297
Bailenson RobertChief Financial Officer02/24/201232,763
MILLS ROBERT BChief Operating Officer02/14/201233,123
MICHENER JAMES MGeneral Counsel and Secretary02/14/201220,624
FREDERICO DOMINICDeputy Chairman/President/CEO02/14/201217
FREDERICO DOMINICDeputy Chairman/President/CEO02/14/201291,730
Bailenson RobertChief Financial Officer02/14/201217
Bailenson RobertChief Financial Officer02/14/20128,281
Albert HowardChief Risk Officer02/14/201217
Albert HowardChief Risk Officer02/14/20129,965
Albert HowardChief Risk Officer02/09/201225,218
Stern Bruce E.Executive Officer,*02/09/201250,942
Brewer Russell B. IIChief Surveillance Officer02/09/201250,925
MILLS ROBERT BChief Operating Officer02/09/201217
MILLS ROBERT BChief Operating Officer02/09/201239,885
MICHENER JAMES MGeneral Counsel and Secretary02/09/201239,205
FREDERICO DOMINICDeputy Chairman/President/CEO02/09/201217
FREDERICO DOMINICDeputy Chairman/President/CEO02/09/2012214,808
Bailenson RobertChief Financial Officer02/09/201217
Bailenson RobertChief Financial Officer02/09/201239,885
MILLS ROBERT BChief Operating Officer02/03/201216
MILLS ROBERT BChief Operating Officer02/03/201249,462
MICHENER JAMES MGeneral Counsel and Secretary02/03/201216
MICHENER JAMES MGeneral Counsel and Secretary02/03/201243,372
FREDERICO DOMINICDeputy Chairman/President/CEO02/03/201216
FREDERICO DOMINICDeputy Chairman/President/CEO02/03/2012194,952
MILLS ROBERT BChief Operating Officer02/03/201216
MILLS ROBERT BChief Operating Officer02/03/201251,668
MICHENER JAMES MGeneral Counsel and Secretary02/03/201216
MICHENER JAMES MGeneral Counsel and Secretary02/03/201245,578
FREDERICO DOMINICDeputy Chairman/President/CEO02/03/201216
FREDERICO DOMINICDeputy Chairman/President/CEO02/03/2012197,158
Bailenson RobertChief Financial Officer02/03/201226,056
Bailenson RobertChief Financial Officer12/20/2011499,993
ROSS WILBUR L JRDirector12/02/20115,208,145
ROSS WILBUR L JRDirector12/01/201122,340,000
Bailenson RobertChief Financial Officer11/30/20112,231
FREDERICO DOMINICDeputy Chairman/President/CEO11/30/201114,822
MILLS ROBERT BChief Operating Officer11/30/20113,114
MICHENER JAMES MGeneral Counsel and Secretary11/30/20113,279
SCOTT WALTER ADirector11/30/20111,077
O Kane Michael TDirector11/30/2011679
Monro-Davies RobinDirector11/30/2011679
LAYTON DONALD HDirector11/30/2011495
KENNY PATRICK WDirector11/30/20111,096
COZEN STEPHEN ADirector11/30/2011640
BUHL G LAWRENCEDirector11/30/2011640
BORGES FRANCISCO LDirector11/30/2011281
BARON NEILDirector11/30/2011815
MILLS ROBERT BChief Financial Officer08/31/20113,103
MICHENER JAMES MGeneral Counsel and Secretary08/31/20113,265
FREDERICO DOMINICDeputy Chairman/President/CEO08/31/201114,772
Bailenson RobertChief Accounting Officer08/31/20112,226
SCOTT WALTER ADirector08/31/20111,066
O Kane Michael TDirector08/31/2011674
Monro-Davies RobinDirector08/31/2011674
LAYTON DONALD HDirector08/31/2011499
KENNY PATRICK WDirector08/31/20111,093
COZEN STEPHEN ADirector08/31/2011634
BUHL G LAWRENCEDirector08/31/2011634
BORGES FRANCISCO LDirector08/31/2011283
BARON NEILDirector08/31/2011809
ROSS WILBUR L JRDirector08/25/201179,945
ROSS WILBUR L JRDirector08/24/2011950,400
ROSS WILBUR L JRDirector08/23/20113,744,225
ROSS WILBUR L JRDirector08/22/2011566,500
ROSS WILBUR L JRDirector08/19/20111,383,600
ROSS WILBUR L JRDirector08/18/20112,969,600
ROSS WILBUR L JRDirector08/16/20114,800,000
ROSS WILBUR L JRDirector08/15/201142,444
ROSS WILBUR L JRDirector08/12/20111,315,440
MICHENER JAMES MGeneral Counsel and Secretary08/11/2011249,992
FREDERICO DOMINICDeputy Chairman/President/CEO08/11/20111,249,993
BORGES FRANCISCO LDirector08/11/2011520,500
ROSS WILBUR L JRDirector05/04/201169,997
MILLS ROBERT BChief Financial Officer06/01/20113,093
MICHENER JAMES MGeneral Counsel and Secretary06/01/20113,260
FREDERICO DOMINICDeputy Chairman/President/CEO06/01/201114,730
Bailenson RobertChief Accounting Officer06/01/20112,224
SCOTT WALTER ADirector06/01/20111,070
O Kane Michael TDirector06/01/2011669
Monro-Davies RobinDirector06/01/2011669
LAYTON DONALD HDirector06/01/2011485
KENNY PATRICK WDirector06/01/20111,087
COZEN STEPHEN ADirector06/01/2011635
BUHL G LAWRENCEDirector06/01/2011635
BORGES FRANCISCO LDirector06/01/2011284
BARON NEILDirector06/01/2011803
Bailenson RobertChief Accounting Officer05/11/201125,408
FREDERICO DOMINICDeputy Chairman/President/CEO05/11/201118,160
FREDERICO DOMINICDeputy Chairman/President/CEO05/11/20119,478
FREDERICO DOMINICDeputy Chairman/President/CEO05/11/201122,432
McCarthy SeanChief Operating Officer*03/31/2011972,761
McCarthy SeanChief Operating Officer03/09/20114,383
MILLS ROBERT BChief Financial Officer03/09/20113,420
MICHENER JAMES MGeneral Counsel and Secretary03/09/20113,592
FREDERICO DOMINICDeputy Chairman/President/CEO03/09/201115,821
Bailenson RobertChief Accounting Officer03/09/20112,443
BORGES FRANCISCO LDirector03/09/2011287
LAYTON DONALD HDirector03/09/2011489
SCOTT WALTER ADirector03/09/20111,063
O Kane Michael TDirector03/09/2011675
Monro-Davies RobinDirector03/09/2011675
KENNY PATRICK WDirector03/09/20111,092
COZEN STEPHEN ADirector03/09/2011632
BUHL G LAWRENCEDirector03/09/2011632
BARON NEILDirector03/09/2011805
McCarthy SeanChief Operating Officer02/24/201115
McCarthy SeanChief Operating Officer02/24/201163,504
MILLS ROBERT BChief Financial Officer02/24/201142,233
MICHENER JAMES MGeneral Counsel and Secretary02/24/201134,113
FREDERICO DOMINICDeputy Chairman/President/CEO02/24/2011149,893
Bailenson RobertChief Accounting Officer02/24/201115
Bailenson RobertChief Accounting Officer02/24/201128,145
MILLS ROBERT BChief Financial Officer02/14/201128,505
MICHENER JAMES MGeneral Counsel and Secretary02/14/201115
MICHENER JAMES MGeneral Counsel and Secretary02/14/201117,338
FREDERICO DOMINICDeputy Chairman/President/CEO02/14/201115
FREDERICO DOMINICDeputy Chairman/President/CEO02/14/201165,355
Bailenson RobertChief Accounting Officer02/14/201115
Bailenson RobertChief Accounting Officer02/14/20117,138
MILLS ROBERT BChief Financial Officer02/08/201154,511
MICHENER JAMES MGeneral Counsel and Secretary02/08/201127,436
FREDERICO DOMINICDeputy Chairman/President/CEO02/08/201190,150
Bailenson RobertChief Accounting Officer02/08/201111,679
MILLS ROBERT BChief Financial Officer02/04/201115
MILLS ROBERT BChief Financial Officer02/04/201144,432
MICHENER JAMES MGeneral Counsel and Secretary02/04/201115
MICHENER JAMES MGeneral Counsel and Secretary02/04/201134,105
FREDERICO DOMINICDeputy Chairman/President/CEO02/04/201115
FREDERICO DOMINICDeputy Chairman/President/CEO02/04/2011165,540
Bailenson RobertChief Accounting Officer02/04/201115
Bailenson RobertChief Accounting Officer02/04/201123,317
SCOTT WALTER ADirector12/02/20101,056
O Kane Michael TDirector12/02/2010669
Monro-Davies RobinDirector12/02/2010669
LAYTON DONALD HDirector12/02/2010493
KENNY PATRICK WDirector12/02/20101,091
COZEN STEPHEN ADirector12/02/2010634
BUHL G LAWRENCEDirector12/02/2010634
BORGES FRANCISCO LDirector12/02/2010282
BARON NEILDirector12/02/2010950
McCarthy SeanChief Operating Officer12/02/20101,813
MILLS ROBERT BChief Financial Officer12/02/20102,869
MICHENER JAMES MGeneral Counsel and Secretary12/02/20102,763
FREDERICO DOMINICDeputy Chairman/President/CEO12/02/201010,930
Bailenson RobertChief Accounting Officer12/02/20101,549
FREDERICO DOMINICDeputy Chairman/President/CEO09/02/201010,895
FREDERICO DOMINICDeputy Chairman/President/CEO09/02/201010,895
LAYTON DONALD HDirector09/02/2010489
LAYTON DONALD HDirector09/02/2010489
SCOTT WALTER ADirector09/02/20101,060
SCOTT WALTER ADirector09/02/20101,060
O Kane Michael TDirector09/02/2010669
O Kane Michael TDirector09/02/2010669
Monro-Davies RobinDirector09/02/2010669
Monro-Davies RobinDirector09/02/2010669
KENNY PATRICK WDirector09/02/20101,076
KENNY PATRICK WDirector09/02/20101,076
COZEN STEPHEN ADirector09/02/2010636
COZEN STEPHEN ADirector09/02/2010636
BUHL G LAWRENCEDirector09/02/2010636
BUHL G LAWRENCEDirector09/02/2010636
BORGES FRANCISCO LDirector09/02/2010277
BORGES FRANCISCO LDirector09/02/2010277
BARON NEILDirector09/02/2010946
BARON NEILDirector09/02/2010946
McCarthy SeanChief Operating Officer09/02/20101,810
McCarthy SeanChief Operating Officer09/02/20101,810
Bailenson RobertChief Accounting Officer09/02/20101,549
Bailenson RobertChief Accounting Officer09/02/20101,549
MILLS ROBERT BChief Financial Officer09/02/20102,871
MILLS ROBERT BChief Financial Officer09/02/20102,871
MICHENER JAMES MGeneral Counsel and Secretary09/02/20102,740
MICHENER JAMES MGeneral Counsel and Secretary09/02/20102,740
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FUNDS WITH A POSITION IN ASSURED GUARANTY LTD
Fund# Shares Owned% of Portfolio% ChangeInvesting Style
BLACKROCK INC.7,048,5560.01%-1.57%Other
FULLER & THALER ASSET MANAGEMENT, INC.1,058,4810.4%-3.94%Other
KAHN BROTHERS GROUP INC987,37211.64%-3.4%Value
ROYCE & ASSOCIATES LP818,7190.57%-7.86%Value
GEODE CAPITAL MANAGEMENT, LLC825,1240.00646%1.35%Other
AQR CAPITAL MANAGEMENT LLC327,3940.05%19.75%Other
D. E. SHAW & CO., INC.119,7990.00783%-22.73%Other
HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC126,5850.03%-6.01%Value
BRIDGEWATER ASSOCIATES, LP95,9970.04%-2.68%Other
GOTHAM ASSET MANAGEMENT, LLC71,2020.1%12.24%Other
TUDOR INVESTMENT CORP ET AL50,2670.03%ExitedEvent Driven, Other
EJF CAPITAL LLC28,3121.11%-24.05%Other
RENAISSANCE TECHNOLOGIES LLC35,9000.0037%ExitedOther
BALYASNY ASSET MANAGEMENT L.P.9,7660.00137%NewEvent Driven
CHANGE IN SHARES OUTSTANDING FOR ASSURED GUARANTY LTD
STOCK BUYBACKS FOR ASSURED GUARANTY LTD
Period of Report
Previous Period
% Change in Shares
10-K/10-Q Filings
Quarter
12/31/2023
09/30/2023
-2.31%
1Q
12/31/2023
06/30/2023
-3.51%
2Q
12/31/2023
03/31/2023
-3.05%
3Q
12/31/2023
12/31/2022
-4.56%
4Q
12/31/2023
09/30/2022
-7.57%
5Q
12/31/2023
06/30/2022
-10.72%
6Q
12/31/2023
03/31/2022
-13.32%
7Q
12/31/2023
12/31/2021
-18.03%
8Q
12/31/2023
09/30/2021
-21.57%
9Q
12/31/2023
06/30/2021
-24.07%
10Q
12/31/2023
03/31/2021
-25.30%
11Q
12/31/2023
12/31/2020
-29.14%
12Q
12/31/2023
09/30/2020
-31.46%
13Q
12/31/2023
06/30/2020
-34.12%
14Q
12/31/2023
03/31/2020
-38.16%
15Q
12/31/2023
12/31/2019
-39.98%
16Q
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Period of Report: 12/31/2023

10-K/10-Q Filings: View

Previous Period
% Change in Shares
Quarter
09/30/2023
-2.31%
1Q
06/30/2023
-3.51%
2Q
03/31/2023
-3.05%
3Q
12/31/2022
-4.56%
4Q
09/30/2022
-7.57%
5Q
06/30/2022
-10.72%
6Q
03/31/2022
-13.32%
7Q
12/31/2021
-18.03%
8Q
09/30/2021
-21.57%
9Q
06/30/2021
-24.07%
10Q
03/31/2021
-25.30%
11Q
12/31/2020
-29.14%
12Q
09/30/2020
-31.46%
13Q
06/30/2020
-34.12%
14Q
03/31/2020
-38.16%
15Q
12/31/2019
-39.98%
16Q
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BUYBACK ANNOUNCEMENT(S) FOR ASSURED GUARANTY LTD
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