AllianceBernstein Holding Lp. (AB) NEW YORK STOCK EXCHANGE INC.
$33.78 0.13 (0.37%)
Market Cap: $3.85B
As of 04/23/24 01:45 PM EDT. Market open.
AllianceBernstein Holding Lp. (AB)
NEW YORK STOCK EXCHANGE INC.
$33.78
0.13 (0.37%)
Market Cap: $3.85B
As of 04/23/24 01:45 PM EDT. Market open.
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ab is a leading global investment-management and research firm. we bring together a wide range of insights, expertise and innovations to advance the interests of our clients around the world. ab delivers a comprehensive range of investment strategies across the capital structure. partnering closely with our clients, we shape the most appropriate solutions for their investment needs today, ... read more
COMPANY PROFILE
Sector
Finance and Insurance
Industry
Securities and Commodity Exchanges
CEO
Seth Perry Bernstein
Full Time Employees
5,347
Sector
Finance and Insurance
Industry
Securities and Commodity Exchanges
CEO
Seth Perry Bernstein
Full Time Employees
5,347
URL
Address
1345 Avenue of the Americas, NY, New York, 10105.
PRICE CHART FOR ALLIANCEBERNSTEIN HOLDING LP
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NEWS
INSIDEARBITRAGE ARTICLES
KEY STATS
Open
$33.42
Previous Close
$33.65
Days Range
$33 - $33.73
52 week range
$25.24 - $35.43
Volume
166,510
Avg. Volume (30 days)
305,035
Market Cap
$3.85B
Dividend Yield
7.75%
P/E
-
Shares Outstanding
114,436,091
Open
$33.42
Previous Close
$33.65
Days Range
$33 - $33.73
52 week range
$25.24 - $35.43
Volume
166,510
Avg. Volume (30 days)
305,035
Market Cap
$3.85B
Dividend Yield
7.75%
P/E
-
Shares Outstanding
114,436,091
FINANCIAL STATEMENTS FOR ALLIANCEBERNSTEIN HOLDING LP
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INSIDER TRANSACTIONS FOR ALLIANCEBERNSTEIN HOLDING LP
| Owner | Relationship | Date | Transaction | Cost | # Shares | Value($) | Total Shares | Form 4 |
| Siemers William R | SVP, Interim CFO | Feb 28, 2024 | Option Exercise | $33.18 | 21,873 | 725,746 | 13,416 | Mar 01, 2024, 04:22 PM |
| Siemers William R | SVP, Interim CFO | Feb 28, 2024 | Option Exercise | $33.18 | 16,546 | 548,996 | 56,568 | Mar 01, 2024, 04:22 PM |
| Simeone Thomas | Chief Accounting Officer | Dec 01, 2023 | Option Exercise | $29.09 | 1,566 | 45,555 | 22,616 | Jan 24, 2024, 12:32 PM |
| Simeone Thomas | Chief Accounting Officer | Dec 01, 2023 | Option Exercise | $29.09 | 2,071 | 60,245 | 2,141 | Jan 24, 2024, 12:32 PM |
| Simeone Thomas | Chief Accounting Officer | Dec 12, 2023 | Option Exercise | $30.56 | 3,068 | 93,758 | 5,209 | Dec 14, 2023, 03:40 PM |
| Erzan Onur | Head, Gl. Cl. Grp. & Pr. Wlth. | Dec 12, 2023 | Option Exercise | $30.56 | 80,362 | 2,455,863 | 193,050 | Dec 14, 2023, 03:30 PM |
| Sprules Karl | Chief Operating Officer | Dec 12, 2023 | Option Exercise | $30.56 | 51,538 | 1,575,001 | 87,882 | Dec 14, 2023, 03:17 PM |
| MANLEY MARK R | General Counsel & Corp Sec | Dec 12, 2023 | Option Exercise | $30.56 | 11,289 | 344,992 | 22,235 | Dec 14, 2023, 03:06 PM |
| Siemers William R | SVP, Interim CFO | Dec 12, 2023 | Option Exercise | $30.56 | 8,344 | 254,993 | 35,289 | Dec 14, 2023, 02:55 PM |
| BERNSTEIN SETH P | President and CEO | Dec 12, 2023 | Option Exercise | $30.56 | 136,289 | 4,164,992 | 422,300 | Dec 14, 2023, 02:40 PM |
| MANLEY MARK R | Gl Head of Compl & Gen Counsel | Dec 11, 2023 | Option Exercise | $29.82 | 1,600 | 47,712 | 74,100 | Dec 13, 2023, 12:13 PM |
| Erzan Onur | Head, Gl. Cl. Grp. & Pr. Wlth. | Dec 01, 2023 | Option Exercise | $29.09 | 24,577 | 714,945 | 112,688 | Dec 04, 2023, 06:18 PM |
| Erzan Onur | Head, Gl. Cl. Grp. & Pr. Wlth. | Dec 01, 2023 | Option Exercise | $29.09 | 14,178 | 412,438 | 21,134 | Dec 04, 2023, 06:18 PM |
| Siemers William R | SVP, Controller & CAO | Dec 01, 2023 | Option Exercise | $29.09 | 3,642 | 105,946 | 40,022 | Dec 04, 2023, 06:16 PM |
| Siemers William R | SVP, Controller & CAO | Dec 01, 2023 | Option Exercise | $29.09 | 4,815 | 140,068 | 26,945 | Dec 04, 2023, 06:16 PM |
| Simeone Thomas | Chief Accounting Officer | Dec 01, 2023 | Option Exercise | $29.09 | 1,566 | 45,555 | 19,484 | Dec 04, 2023, 06:15 PM |
| Simeone Thomas | Chief Accounting Officer | Dec 01, 2023 | Option Exercise | $29.09 | 2,071 | 60,245 | 2,141 | Dec 04, 2023, 06:15 PM |
| Sprules Karl | Head of Global Tech and Ops | Dec 01, 2023 | Option Exercise | $29.09 | 25,607 | 744,908 | 93,916 | Dec 04, 2023, 06:14 PM |
| Sprules Karl | Head of Global Tech and Ops | Dec 01, 2023 | Option Exercise | $29.09 | 35,861 | 1,043,196 | 36,344 | Dec 04, 2023, 06:14 PM |
| BERNSTEIN SETH P | President and CEO | Dec 01, 2023 | Option Exercise | $29.09 | 31,964 | 929,833 | 256,634 | Dec 04, 2023, 06:13 PM |
| BERNSTEIN SETH P | President and CEO | Dec 01, 2023 | Option Exercise | $29.09 | 71,510 | 2,080,226 | 286,011 | Dec 04, 2023, 06:13 PM |
| MANLEY MARK R | Gl Head of Compl & Gen Counsel | Dec 01, 2023 | Option Exercise | $29.09 | 8,131 | 236,531 | 75,700 | Dec 04, 2023, 06:12 PM |
| MANLEY MARK R | Gl Head of Compl & Gen Counsel | Dec 01, 2023 | Option Exercise | $29.09 | 10,854 | 315,743 | 10,946 | Dec 04, 2023, 06:12 PM |
| Kaye Daniel G | Director | May 24, 2023 | Option Exercise | $33.89 | 5,017 | 170,026 | 39,710 | Aug 14, 2023, 01:43 PM |
| Burke Kate C | Former COO & CFO | Aug 10, 2023 | Sale | $29.56 | 5,000 | 147,799 | 110,205 | Aug 14, 2023, 01:36 PM |
| LAMMTENNANT JOAN M | Director | May 24, 2023 | Option Exercise | $33.89 | 5,017 | 170,026 | 11,233 | May 26, 2023, 02:15 PM |
| Walthall Todd | Director | May 24, 2023 | Option Exercise | $33.89 | 5,017 | 170,026 | 11,635 | May 26, 2023, 02:10 PM |
| Domenici Nella | Director | May 24, 2023 | Option Exercise | $33.89 | 5,017 | 170,026 | 22,865 | May 26, 2023, 02:07 PM |
| Narayandas Das | Director | May 24, 2023 | Option Exercise | $33.89 | 5,017 | 170,026 | 35,676 | May 26, 2023, 02:04 PM |
| Kaye Daniel G | Director | May 24, 2023 | Option Exercise | $33.89 | 5,017 | 170,026 | 39,810 | May 26, 2023, 02:02 PM |
| Stonehill Charles G.T. | Director | May 24, 2023 | Option Exercise | $33.89 | 5,017 | 170,026 | 24,931 | May 26, 2023, 11:18 AM |
| Burke Kate C | COO & CFO | May 24, 2023 | Sale | $33.79 | 12,500 | 422,375 | 115,205 | May 26, 2023, 10:56 AM |
| Burke Kate C | COO & CFO | Mar 22, 2023 | Sale | $35.04 | 12,500 | 438,000 | 127,705 | Mar 23, 2023, 04:38 PM |
| BERNSTEIN SETH P | President and CEO | Jan 31, 2023 | Option Exercise | $37.91 | 75,403 | 2,858,528 | 357,520 | Feb 02, 2023, 07:09 PM |
| Sprules Karl | Head of Global Tech and Ops | Dec 14, 2022 | Sale | $38.76 | 77,000 | 2,984,249 | 127,027 | Dec 16, 2022, 04:21 PM |
| MANLEY MARK R | Gl Head of Compl & Gen Counsel | Dec 15, 2022 | Option Exercise | $40.70 | 700 | 28,490 | 67,569 | Dec 16, 2022, 04:16 PM |
| Siemers William R | SVP, Controller & CAO | Dec 12, 2022 | Option Exercise | $38.84 | 4,506 | 175,013 | 31,760 | Dec 14, 2022, 07:04 PM |
| Sprules Karl | Head of Global Tech and Ops | Dec 12, 2022 | Option Exercise | $38.84 | 28,450 | 1,104,998 | 72,205 | Dec 14, 2022, 06:57 PM |
| MANLEY MARK R | Gl Head of Compl & Gen Counsel | Dec 12, 2022 | Option Exercise | $38.84 | 8,883 | 345,016 | 21,800 | Dec 14, 2022, 06:49 PM |
| Erzan Onur | Head, Gl. Cl. Grp. & Pr. Wlth. | Dec 12, 2022 | Option Exercise | $38.84 | 38,771 | 1,505,866 | 137,265 | Dec 14, 2022, 06:43 PM |
| Burke Kate C | COO & CFO | Dec 12, 2022 | Option Exercise | $38.84 | 41,195 | 1,600,014 | 94,095 | Dec 14, 2022, 06:35 PM |
| BERNSTEIN SETH P | President and CEO | Dec 12, 2022 | Option Exercise | $38.84 | 117,791 | 4,575,002 | 507,389 | Dec 14, 2022, 06:12 PM |
| Siemers William R | SVP, Controller & CAO | Dec 01, 2022 | Option Exercise | $40.70 | 5,283 | 215,018 | 27,254 | Dec 05, 2022, 06:38 PM |
| Sprules Karl | Head of Global Tech and Ops | Dec 01, 2022 | Option Exercise | $40.70 | 73,964 | 3,010,335 | 43,755 | Dec 05, 2022, 06:19 PM |
| MANLEY MARK R | Gl Head of Compl & Gen Counsel | Dec 01, 2022 | Option Exercise | $40.70 | 17,449 | 710,174 | 12,917 | Dec 05, 2022, 06:05 PM |
| Erzan Onur | Head, Gl. Cl. Grp. & Pr. Wlth. | Dec 01, 2022 | Option Exercise | $40.70 | 4,697 | 191,168 | 98,495 | Dec 05, 2022, 05:54 PM |
| Burke Kate C | COO & CFO | Dec 01, 2022 | Option Exercise | $40.70 | 77,037 | 3,135,406 | 52,900 | Dec 05, 2022, 05:41 PM |
| BERNSTEIN SETH P | President and CEO | Dec 01, 2022 | Option Exercise | $40.70 | 28,689 | 1,167,642 | 389,598 | Dec 05, 2022, 05:29 PM |
| MANLEY MARK R | Gl Head of Compl & Gen Counsel | Nov 23, 2022 | Sale | $40.88 | 5,000 | 204,400 | 39,334 | Nov 25, 2022, 01:01 PM |
| Stonehill Charles G.T. | Director | Jun 13, 2022 | Sale | $40.61 | 1,400 | 56,854 | 19,914 | Jun 13, 2022, 04:02 PM |
| MANLEY MARK R | Gl Head of Compl & Gen Counsel | May 11, 2022 | Sale | $38.98 | 5,000 | 194,900 | 44,334 | May 23, 2022, 05:02 PM |
| Kaye Daniel G | Director | May 19, 2022 | Option Exercise | $38.55 | 4,410 | 170,005 | 34,693 | May 23, 2022, 04:52 PM |
| Domenici Nella | Director | May 19, 2022 | Option Exercise | $38.55 | 4,410 | 170,005 | 17,848 | May 23, 2022, 04:48 PM |
| Stonehill Charles G.T. | Director | May 19, 2022 | Option Exercise | $38.55 | 4,410 | 170,005 | 21,314 | May 23, 2022, 04:45 PM |
| Walthall Todd | Director | May 19, 2022 | Option Exercise | $38.55 | 4,410 | 170,005 | 6,618 | May 23, 2022, 04:42 PM |
| Matus Kristi Ann | Director | May 19, 2022 | Option Exercise | $38.55 | 4,410 | 170,005 | 20,254 | May 23, 2022, 04:40 PM |
| LAMMTENNANT JOAN M | Director | May 19, 2022 | Option Exercise | $38.55 | 4,410 | 170,005 | 6,216 | May 23, 2022, 04:37 PM |
| Narayandas Das | Director | May 19, 2022 | Option Exercise | $38.55 | 4,410 | 170,005 | 30,659 | May 23, 2022, 04:35 PM |
| Siemers William R | SVP, Interim CFO, Cntr. & CAO | Apr 03, 2022 | Option Exercise | $45.72 | 21,873 | 1,000,034 | 48,545 | Apr 05, 2022, 05:06 PM |
| Burke Kate C | COO & Head of Private Wealth | Dec 10, 2021 | Option Exercise | $50.94 | 35,826 | 1,824,976 | 239,774 | Dec 14, 2021, 08:07 PM |
| Sprules Karl | Head of Global Tech and Ops | Dec 10, 2021 | Option Exercise | $50.94 | 25,029 | 1,274,977 | 228,117 | Dec 14, 2021, 08:03 PM |
| Dibadj Ali | CFO and Head of Strategy | Dec 10, 2021 | Option Exercise | $50.94 | 30,919 | 1,575,014 | 46,456 | Dec 14, 2021, 08:00 PM |
| BERNSTEIN SETH P | President and CEO | Dec 10, 2021 | Option Exercise | $50.94 | 102,572 | 5,225,018 | 441,476 | Dec 14, 2021, 07:57 PM |
| Siemers William R | SVP, Controller & CAO | Dec 10, 2021 | Option Exercise | $50.94 | 2,699 | 137,487 | 26,672 | Dec 14, 2021, 07:54 PM |
| Cranch Laurence E | Chief Legal Officer | Dec 10, 2021 | Option Exercise | $50.94 | 11,288 | 575,011 | 226,196 | Dec 14, 2021, 07:50 PM |
| Sprules Karl | Head of Global Tech and Ops | Dec 01, 2021 | Option Exercise | $49.95 | 11,796 | 589,210 | 203,088 | Dec 03, 2021, 07:23 PM |
| Siemers William R | SVP, Controller & CAO | Dec 01, 2021 | Option Exercise | $49.95 | 1,031 | 51,498 | 23,973 | Dec 03, 2021, 07:15 PM |
| Cranch Laurence E | Chief Legal Officer | Dec 01, 2021 | Option Exercise | $49.95 | 4,312 | 215,384 | 214,908 | Dec 03, 2021, 07:06 PM |
| BERNSTEIN SETH P | President and CEO | Dec 01, 2021 | Option Exercise | $49.95 | 19,959 | 996,952 | 338,904 | Dec 03, 2021, 05:17 PM |
| Burke Kate C | COO & Head of Private Wealth | Dec 01, 2021 | Option Exercise | $50.79 | 10,678 | 542,336 | 203,948 | Dec 03, 2021, 05:04 PM |
| Dibadj Ali | CFO and Head of Strategy | Dec 01, 2021 | Option Exercise | $49.95 | 2,195 | 109,640 | 15,537 | Dec 03, 2021, 04:53 PM |
| Dibadj Ali | CFO and Head of Strategy | Dec 03, 2021 | Option Exercise | $50.79 | 1,720 | 87,359 | 105,392 | Dec 03, 2021, 04:53 PM |
| OLIVEIRA RAMON DE | Director | May 20, 2021 | Option Exercise | $43.40 | 3,918 | 170,041 | 30,283 | May 24, 2021, 04:05 PM |
| Dibadj Ali | CFO and Head of Strategy | May 13, 2021 | Option Exercise | $43.11 | 1,250 | 53,888 | 104,128 | May 17, 2021, 04:02 PM |
| Cranch Laurence E | Chief Legal Officer | Mar 08, 2021 | Sale | $37.71 | 9,154 | 345,197 | 0 | Mar 09, 2021, 05:58 PM |
| Weisenseel John C | Chief Financial Officer | Jan 29, 2021 | Option Exercise | $35.35 | 7,913 | 279,725 | 231,846 | Feb 02, 2021, 04:03 PM |
| Siemers William R | SVP, Controller & CAO | Dec 11, 2020 | Option Exercise | $32.10 | 4,673 | 150,003 | 28,071 | Dec 15, 2020, 04:58 PM |
| Weisenseel John C | Chief Financial Officer | Dec 11, 2020 | Option Exercise | $32.10 | 26,246 | 842,497 | 260,833 | Dec 15, 2020, 04:46 PM |
| BERNSTEIN SETH P | President and CEO | Dec 11, 2020 | Option Exercise | $32.10 | 119,470 | 3,834,987 | 538,392 | Dec 15, 2020, 04:34 PM |
| Burke Kate C | Chief Operating Officer | Dec 11, 2020 | Option Exercise | $32.10 | 40,031 | 1,284,995 | 231,185 | Dec 15, 2020, 04:21 PM |
| Cranch Laurence E | Chief Legal Officer | Dec 11, 2020 | Option Exercise | $32.10 | 20,561 | 660,008 | 226,663 | Dec 15, 2020, 04:08 PM |
| BERNSTEIN SETH P | President and CEO | Dec 01, 2020 | Option Exercise | $32.60 | 18,512 | 603,491 | 418,922 | Dec 03, 2020, 05:14 PM |
| Burke Kate C | Chief Operating Officer | Dec 01, 2020 | Option Exercise | $32.60 | 6,977 | 227,450 | 191,154 | Dec 03, 2020, 05:02 PM |
| Siemers William R | SVP, Controller & CAO | Dec 01, 2020 | Option Exercise | $32.60 | 945 | 30,807 | 23,398 | Dec 03, 2020, 04:51 PM |
| Cranch Laurence E | Chief Legal Officer | Dec 01, 2020 | Option Exercise | $32.60 | 4,033 | 131,476 | 206,102 | Dec 03, 2020, 04:41 PM |
| Burke Kate C | Chief Operating Officer | Aug 07, 2020 | Sale | $27.90 | 9,244 | 257,908 | 0 | Aug 10, 2020, 04:19 PM |
| Gingrich James A | Chief Operating Officer | Jun 05, 2020 | Sale | $27.37 | 2,344 | 64,155 | 67,090 | Jun 09, 2020, 04:24 PM |
| Gingrich James A | Chief Operating Officer | Jun 03, 2020 | Sale | $26.60 | 30,000 | 798,000 | 69,434 | Jun 04, 2020, 04:05 PM |
| Gingrich James A | Chief Operating Officer | Jun 02, 2020 | Sale | $26.04 | 30,000 | 781,200 | 99,434 | Jun 04, 2020, 04:05 PM |
| Stonehill Charles G.T. | Director | May 20, 2020 | Option Exercise | $23.69 | 7,176 | 169,999 | 12,986 | May 22, 2020, 04:14 PM |
| Matus Kristi Ann | Director | May 20, 2020 | Option Exercise | $23.69 | 7,176 | 169,999 | 11,926 | May 22, 2020, 04:10 PM |
| Domenici Nella | Director | May 20, 2020 | Option Exercise | $23.69 | 7,176 | 169,999 | 9,520 | May 22, 2020, 04:06 PM |
| Narayandas Das | Director | May 20, 2020 | Option Exercise | $23.69 | 7,176 | 169,999 | 22,331 | May 21, 2020, 08:13 PM |
| Kaye Daniel G | Director | May 20, 2020 | Option Exercise | $23.69 | 7,176 | 169,999 | 26,365 | May 21, 2020, 08:07 PM |
| OLIVEIRA RAMON DE | Director | May 20, 2020 | Option Exercise | $23.69 | 7,176 | 169,999 | 26,365 | May 21, 2020, 07:59 PM |
| AUDET PAUL | Director | May 20, 2020 | Option Exercise | $23.69 | 7,176 | 169,999 | 22,331 | May 21, 2020, 07:43 PM |
| Cranch Laurence E | General Counsel | May 20, 2020 | Sale | $23.74 | 10,876 | 258,196 | 0 | May 21, 2020, 07:34 PM |
| BERNSTEIN SETH P | President and CEO | Mar 13, 2020 | Buy | $23.66 | 15,000 | 354,900 | 15,000 | Mar 16, 2020, 06:45 AM |
| Gingrich James A | Chief Operating Officer | Mar 04, 2020 | Sale | $32.28 | 75,000 | 2,421,000 | 129,434 | Mar 06, 2020, 07:55 AM |
| Gingrich James A | Chief Operating Officer | Mar 03, 2020 | Sale | $32.50 | 22,522 | 731,965 | 204,434 | Mar 04, 2020, 05:31 PM |
| Gingrich James A | Chief Operating Officer | Mar 02, 2020 | Sale | $32.02 | 75,000 | 2,401,500 | 226,956 | Mar 04, 2020, 05:31 PM |
| Gingrich James A | Chief Operating Officer | Feb 25, 2020 | Sale | $33.43 | 2,643 | 88,355 | 301,956 | Feb 26, 2020, 06:30 PM |
| Gingrich James A | Chief Operating Officer | Feb 20, 2020 | Sale | $35.84 | 50,000 | 1,792,000 | 335,872 | Feb 24, 2020, 12:00 AM |
| Gingrich James A | Chief Operating Officer | Feb 21, 2020 | Sale | $34.54 | 31,273 | 1,080,169 | 304,599 | Feb 24, 2020, 12:00 AM |
| Gingrich James A | Chief Operating Officer | Feb 19, 2020 | Sale | $35.59 | 50,000 | 1,779,500 | 385,872 | Feb 19, 2020, 06:47 PM |
| Gingrich James A | Chief Operating Officer | Feb 18, 2020 | Sale | $35.30 | 50,000 | 1,765,000 | 435,872 | Feb 19, 2020, 06:47 PM |
| Gingrich James A | Chief Operating Officer | Feb 14, 2020 | Sale | $34.35 | 25,000 | 858,750 | 485,872 | Feb 18, 2020, 04:00 PM |
| Gingrich James A | Chief Operating Officer | Feb 13, 2020 | Sale | $34.86 | 13,209 | 460,466 | 510,872 | Feb 18, 2020, 04:00 PM |
| Weisenseel John C | Chief Financial Officer | Jan 31, 2020 | Option Exercise | $32.75 | 7,764 | 254,271 | 273,123 | Feb 04, 2020, 04:29 PM |
| Gingrich James A | Chief Operating Officer | Jan 31, 2020 | Option Exercise | $32.75 | 12,923 | 423,228 | 658,881 | Feb 04, 2020, 04:13 PM |
| Cranch Laurence E | General Counsel | Nov 29, 2019 | Option Exercise | $28.97 | 9,207 | 266,727 | 196,332 | Feb 04, 2020, 12:00 AM |
| Weisenseel John C | Chief Financial Officer | Dec 10, 2019 | Option Exercise | $28.75 | 29,304 | 842,490 | 299,622 | Dec 12, 2019, 04:55 PM |
| Siemers William R | SVP, Controller & CAO | Dec 10, 2019 | Option Exercise | $28.75 | 4,981 | 143,204 | 27,006 | Dec 12, 2019, 04:53 PM |
| Cranch Laurence E | General Counsel | Dec 10, 2019 | Option Exercise | $28.75 | 22,957 | 660,014 | 219,289 | Dec 12, 2019, 04:51 PM |
| Burke Kate C | Chief Administrative Officer | Dec 10, 2019 | Option Exercise | $28.75 | 36,000 | 1,035,000 | 211,940 | Dec 12, 2019, 04:49 PM |
| BERNSTEIN SETH P | President and CEO | Dec 10, 2019 | Option Exercise | $28.75 | 139,130 | 3,999,988 | 453,704 | Dec 12, 2019, 04:47 PM |
| Siemers William R | SVP, Controller & CAO | Nov 29, 2019 | Option Exercise | $28.97 | 873 | 25,291 | 22,025 | Dec 03, 2019, 06:35 PM |
| Burke Kate C | Chief Administrative Officer | Nov 29, 2019 | Option Exercise | $28.97 | 4,562 | 132,161 | 175,940 | Dec 03, 2019, 06:26 PM |
| Cranch Laurence E | General Counsel | Nov 29, 2019 | Option Exercise | $28.97 | 9,207 | 266,727 | 196,332 | Dec 03, 2019, 06:17 PM |
| Gingrich James A | Chief Operating Officer | Nov 29, 2019 | Option Exercise | $28.97 | 423,836 | 12,278,529 | 698,629 | Dec 03, 2019, 06:06 PM |
| Weisenseel John C | Chief Financial Officer | Jul 30, 2019 | Sale | $29.66 | 12,723 | 377,364 | 0 | Jul 30, 2019, 05:44 PM |
| Weisenseel John C | Chief Financial Officer | Jul 29, 2019 | Sale | $29.53 | 10,000 | 295,300 | 12,723 | Jul 30, 2019, 05:44 PM |
| Weisenseel John C | Chief Financial Officer | Jul 26, 2019 | Sale | $29.63 | 10,000 | 296,300 | 22,723 | Jul 30, 2019, 05:44 PM |
| Burke Kate C | Chief Administrative Officer | Jun 12, 2019 | Sale | $28.75 | 18,897 | 543,289 | 0 | Jun 12, 2019, 05:21 PM |
| Leibowitz Shelley | Director | May 14, 2019 | Option Exercise | $29.26 | 5,810 | 170,001 | 21,955 | May 16, 2019, 08:16 PM |
| OLIVEIRA RAMON DE | Director | May 14, 2019 | Option Exercise | $29.26 | 5,810 | 170,001 | 19,189 | May 16, 2019, 08:09 PM |
| AUDET PAUL | Director | May 14, 2019 | Option Exercise | $29.26 | 5,810 | 170,001 | 15,155 | May 16, 2019, 08:03 PM |
| Narayandas Das | Director | May 14, 2019 | Option Exercise | $29.26 | 5,810 | 170,001 | 15,155 | May 16, 2019, 07:57 PM |
| Kaye Daniel G | Director | May 14, 2019 | Option Exercise | $29.26 | 5,810 | 170,001 | 19,189 | May 16, 2019, 07:46 PM |
| Stonehill Charles G.T. | Director | May 14, 2019 | Option Exercise | $29.26 | 5,810 | 170,001 | 5,810 | May 16, 2019, 07:40 PM |
| Fallon-Walsh Barbara | Director | May 14, 2019 | Option Exercise | $29.26 | 5,810 | 170,001 | 19,189 | May 16, 2019, 07:35 PM |
| Gingrich James A | Chief Operating Officer | Feb 26, 2019 | Sale | $29.04 | 24,909 | 723,357 | 0 | Feb 27, 2019, 04:01 PM |
| Gingrich James A | Chief Operating Officer | Feb 25, 2019 | Sale | $29.38 | 20,000 | 587,600 | 24,909 | Feb 27, 2019, 04:01 PM |
| Gingrich James A | Chief Operating Officer | Feb 22, 2019 | Sale | $29.76 | 25,000 | 744,000 | 44,909 | Feb 25, 2019, 12:00 AM |
| Gingrich James A | Chief Operating Officer | Feb 21, 2019 | Sale | $30.35 | 25,000 | 758,750 | 69,909 | Feb 25, 2019, 12:00 AM |
| Cranch Laurence E | General Counsel | Feb 21, 2019 | Sale | $30.30 | 17,913 | 542,764 | 0 | Feb 22, 2019, 04:01 PM |
| Gingrich James A | Chief Operating Officer | Jan 31, 2019 | Option Exercise | $30.49 | 30,277 | 923,146 | 1,619,721 | Feb 21, 2019, 04:04 PM |
| Gingrich James A | Chief Operating Officer | Feb 20, 2019 | Sale | $30.15 | 25,000 | 753,750 | 94,909 | Feb 21, 2019, 04:04 PM |
| Gingrich James A | Chief Operating Officer | Feb 19, 2019 | Sale | $30.11 | 15,000 | 451,650 | 119,909 | Feb 21, 2019, 04:04 PM |
| Cranch Laurence E | General Counsel | Jan 31, 2019 | Option Exercise | $30.49 | 8,283 | 252,549 | 216,415 | Feb 20, 2019, 05:57 PM |
| Cranch Laurence E | General Counsel | Feb 19, 2019 | Sale | $30.01 | 122,601 | 3,679,256 | 17,913 | Feb 20, 2019, 05:57 PM |
| Siemers William R | SVP, Controller & CAO | Dec 11, 2018 | Option Exercise | $26.69 | 3,653 | 97,499 | 25,043 | Dec 31, 2018, 02:15 PM |
| Weisenseel John C | Chief Financial Officer | Dec 11, 2018 | Option Exercise | $26.69 | 31,566 | 842,497 | 270,318 | Dec 31, 2018, 02:13 PM |
| BERNSTEIN SETH P | President and CEO | Dec 11, 2018 | Option Exercise | $26.69 | 149,868 | 3,999,977 | 314,574 | Dec 31, 2018, 02:11 PM |
| Cranch Laurence E | General Counsel | Dec 11, 2018 | Option Exercise | $26.69 | 24,728 | 659,990 | 242,611 | Dec 31, 2018, 02:10 PM |
| Burke Kate C | Head of Human Capital and CTO | Dec 11, 2018 | Option Exercise | $26.69 | 16,486 | 440,011 | 189,746 | Dec 31, 2018, 02:08 PM |
| AXA Equitable Holdings, Inc. | See Remarks | Dec 21, 2018 | Buy | $24.95 | 254,675 | 6,354,141 | 2,566,838 | Dec 21, 2018, 04:05 PM |
| Weisenseel John C | Chief Financial Officer | Nov 30, 2018 | Option Exercise | $30.21 | 1,752 | 52,928 | 238,752 | Dec 04, 2018, 04:14 PM |
| Siemers William R | SVP, Controller & CAO | Nov 30, 2018 | Option Exercise | $30.21 | 858 | 25,920 | 21,390 | Dec 04, 2018, 04:13 PM |
| Gingrich James A | Chief Operating Officer | Nov 30, 2018 | Option Exercise | $30.21 | 27,286 | 824,310 | 1,695,216 | Dec 04, 2018, 04:10 PM |
| Cranch Laurence E | General Counsel | Nov 30, 2018 | Option Exercise | $30.21 | 10,688 | 322,884 | 217,883 | Dec 04, 2018, 04:09 PM |
| Burke Kate C | Head of Human Capital and CTO | Nov 30, 2018 | Option Exercise | $30.21 | 4,356 | 131,595 | 173,260 | Dec 04, 2018, 04:07 PM |
| Siemers William R | SVP, Controller & CAO | Jul 16, 2018 | Option Exercise | $29.30 | 17,065 | 500,004 | 23,913 | Aug 03, 2018, 08:11 PM |
| Zoellick Robert B. | Director | May 15, 2018 | Option Exercise | $26.90 | 15,800 | 425,020 | 47,100 | May 15, 2018, 06:23 PM |
| Leibowitz Shelley | Director | May 15, 2018 | Option Exercise | $26.90 | 6,320 | 170,008 | 16,145 | May 15, 2018, 06:14 PM |
| OLIVEIRA RAMON DE | Director | May 15, 2018 | Option Exercise | $26.90 | 6,320 | 170,008 | 13,379 | May 15, 2018, 05:44 PM |
| AUDET PAUL | Director | May 15, 2018 | Option Exercise | $26.90 | 6,320 | 170,008 | 9,345 | May 15, 2018, 05:40 PM |
| Narayandas Das | Director | May 15, 2018 | Option Exercise | $26.90 | 6,320 | 170,008 | 9,345 | May 15, 2018, 05:34 PM |
| Kaye Daniel G | Director | May 15, 2018 | Option Exercise | $26.90 | 6,320 | 170,008 | 13,379 | May 15, 2018, 05:30 PM |
| Fallon-Walsh Barbara | Director | May 15, 2018 | Option Exercise | $26.90 | 6,320 | 170,008 | 13,379 | May 15, 2018, 05:26 PM |
| Weisenseel John C | Chief Financial Officer | Apr 24, 2018 | Option Exercise | $26.35 | 151,803 | 4,000,009 | 243,909 | Apr 30, 2018, 05:51 PM |
| Gingrich James A | Chief Operating Officer | Apr 24, 2018 | Option Exercise | $26.35 | 531,310 | 14,000,019 | 1,751,528 | Apr 30, 2018, 05:50 PM |
| Cranch Laurence E | General Counsel | Apr 24, 2018 | Option Exercise | $26.35 | 151,803 | 4,000,009 | 237,965 | Apr 30, 2018, 05:47 PM |
| Burke Kate C | Head of Human Capital and CTO | Apr 24, 2018 | Option Exercise | $26.35 | 151,803 | 4,000,009 | 184,656 | Apr 30, 2018, 05:45 PM |
| Cranch Laurence E | General Counsel | Mar 05, 2018 | Option Exercise | $17.05 | 37,500 | 639,375 | 150,707 | Mar 06, 2018, 04:46 PM |
| Cranch Laurence E | General Counsel | Mar 05, 2018 | Sale | $26.32 | 37,500 | 987,041 | 113,207 | Mar 06, 2018, 04:46 PM |
| Cranch Laurence E | General Counsel | Mar 01, 2018 | Option Exercise | $17.05 | 21,062 | 359,107 | 134,269 | Mar 02, 2018, 08:38 PM |
| Cranch Laurence E | General Counsel | Mar 02, 2018 | Option Exercise | $17.05 | 19,786 | 337,351 | 132,993 | Mar 02, 2018, 08:38 PM |
| Cranch Laurence E | General Counsel | Mar 01, 2018 | Sale | $26.25 | 21,062 | 552,918 | 113,207 | Mar 02, 2018, 08:38 PM |
| Cranch Laurence E | General Counsel | Mar 02, 2018 | Sale | $26.26 | 19,786 | 519,663 | 113,207 | Mar 02, 2018, 08:38 PM |
| AXA Equitable Holdings, Inc. | See Remarks | Dec 15, 2017 | Buy | $24.95 | 1,240,983 | 30,962,527 | 2,312,163 | Feb 02, 2018, 04:10 PM |
| Cranch Laurence E | General Counsel | Jan 31, 2018 | Option Exercise | $27.30 | 10,511 | 286,950 | 86,162 | Feb 02, 2018, 04:04 PM |
| Gingrich James A | Chief Operating Officer | Jan 31, 2018 | Option Exercise | $27.30 | 5,986 | 163,418 | 1,220,218 | Feb 02, 2018, 04:02 PM |
| AXA Equitable Holdings, Inc. | See Remarks | Dec 15, 2017 | Buy | $24.95 | 124,983 | 3,118,326 | 2,312,163 | Dec 15, 2017, 04:16 PM |
| Weisenseel John C | Chief Financial Officer | Dec 12, 2017 | Option Exercise | $24.95 | 31,463 | 785,002 | 92,106 | Dec 14, 2017, 04:07 PM |
| FARRELL EDWARD J | SVP and Controller | Dec 12, 2017 | Option Exercise | $24.95 | 8,818 | 220,009 | 22,499 | Dec 14, 2017, 04:05 PM |
| Cranch Laurence E | General Counsel | Dec 12, 2017 | Option Exercise | $24.95 | 26,453 | 660,002 | 115,465 | Dec 14, 2017, 04:04 PM |
| Burke Kate C | Head of Human Capital and CTO | Dec 12, 2017 | Option Exercise | $24.95 | 16,433 | 410,003 | 32,853 | Dec 14, 2017, 04:00 PM |
| Weisenseel John C | Chief Financial Officer | Dec 01, 2017 | Option Exercise | $24.85 | 3,784 | 94,032 | 60,643 | Dec 08, 2017, 07:55 AM |
| van Brugge Robert P | Chairman and CEO, SCB LLC | Dec 01, 2017 | Option Exercise | $24.85 | 34,511 | 857,598 | 107,396 | Dec 08, 2017, 07:52 AM |
| Gingrich James A | Chief Operating Officer | Dec 01, 2017 | Option Exercise | $24.85 | 50,816 | 1,262,778 | 1,239,148 | Dec 08, 2017, 07:49 AM |
| FARRELL EDWARD J | SVP and Controller | Dec 01, 2017 | Option Exercise | $24.85 | 3,480 | 86,478 | 13,681 | Dec 08, 2017, 07:47 AM |
| Cranch Laurence E | General Counsel | Dec 01, 2017 | Option Exercise | $24.85 | 7,519 | 186,847 | 89,012 | Dec 08, 2017, 07:45 AM |
| Burke Kate C | Head of Human Capital and CTO | Dec 01, 2017 | Option Exercise | $24.85 | 3,551 | 88,242 | 16,420 | Dec 08, 2017, 07:43 AM |
| FARRELL EDWARD J | SVP and Controller | Nov 28, 2017 | Sale | $25.20 | 10,000 | 252,000 | 19,147 | Nov 29, 2017, 04:00 PM |
| van Brugge Robert P | Chairman and CEO, SCB LLC | Nov 10, 2017 | Sale | $24.86 | 7,000 | 174,019 | 92,609 | Nov 13, 2017, 07:39 AM |
| van Brugge Robert P | Chairman and CEO, SCB LLC | Nov 09, 2017 | Sale | $24.73 | 3,000 | 74,205 | 101,609 | Nov 13, 2017, 07:39 AM |
| Gingrich James A | Chief Operating Officer | Oct 17, 2017 | Sale | $25.00 | 5,659 | 141,475 | 0 | Oct 17, 2017, 04:00 PM |
| Gingrich James A | Chief Operating Officer | Oct 16, 2017 | Sale | $24.96 | 10,000 | 249,650 | 12,159 | Oct 16, 2017, 04:12 PM |
| Gingrich James A | Chief Operating Officer | Oct 13, 2017 | Sale | $25.00 | 10,000 | 250,000 | 15,659 | Oct 16, 2017, 04:12 PM |
| Gingrich James A | Chief Operating Officer | Oct 12, 2017 | Sale | $25.05 | 10,000 | 250,500 | 25,659 | Oct 16, 2017, 04:12 PM |
| Gingrich James A | Chief Operating Officer | Oct 11, 2017 | Sale | $24.95 | 10,000 | 249,475 | 42,159 | Oct 11, 2017, 08:41 PM |
| Gingrich James A | Chief Operating Officer | Oct 10, 2017 | Sale | $24.98 | 10,000 | 249,825 | 52,159 | Oct 11, 2017, 08:41 PM |
| Gingrich James A | Chief Operating Officer | Oct 09, 2017 | Sale | $24.70 | 3,500 | 86,450 | 55,659 | Oct 11, 2017, 08:41 PM |
| Gingrich James A | Chief Operating Officer | Oct 06, 2017 | Sale | $24.70 | 3,500 | 86,450 | 59,159 | Oct 06, 2017, 04:00 PM |
| Gingrich James A | Chief Operating Officer | Oct 05, 2017 | Sale | $24.70 | 3,500 | 86,450 | 62,659 | Oct 06, 2017, 04:00 PM |
| Gingrich James A | Chief Operating Officer | Oct 04, 2017 | Sale | $24.45 | 3,500 | 85,575 | 66,159 | Oct 04, 2017, 04:08 PM |
| Gingrich James A | Chief Operating Officer | Oct 03, 2017 | Sale | $24.10 | 3,500 | 84,350 | 69,659 | Oct 04, 2017, 04:08 PM |
| Gingrich James A | Chief Operating Officer | Oct 02, 2017 | Sale | $24.40 | 3,500 | 85,400 | 73,159 | Oct 04, 2017, 04:08 PM |
| Gingrich James A | Chief Operating Officer | Sep 28, 2017 | Sale | $24.35 | 3,500 | 85,225 | 80,159 | Sep 29, 2017, 04:16 PM |
| Gingrich James A | Chief Operating Officer | Sep 27, 2017 | Sale | $24.35 | 3,500 | 85,225 | 83,659 | Sep 29, 2017, 04:16 PM |
| Gingrich James A | Chief Operating Officer | Sep 29, 2017 | Sale | $24.35 | 3,500 | 85,225 | 76,659 | Sep 29, 2017, 04:16 PM |
| Gingrich James A | Chief Operating Officer | Sep 26, 2017 | Sale | $24.45 | 3,500 | 85,575 | 87,159 | Sep 26, 2017, 05:28 PM |
| Gingrich James A | Chief Operating Officer | Sep 25, 2017 | Sale | $24.30 | 3,500 | 85,050 | 90,659 | Sep 26, 2017, 05:28 PM |
| Gingrich James A | Chief Operating Officer | Sep 22, 2017 | Sale | $23.80 | 3,500 | 83,300 | 94,159 | Sep 26, 2017, 05:28 PM |
| Gingrich James A | Chief Operating Officer | Sep 19, 2017 | Sale | $24.35 | 3,500 | 85,225 | 104,659 | Sep 21, 2017, 08:59 PM |
| Gingrich James A | Chief Operating Officer | Sep 21, 2017 | Sale | $24.15 | 3,500 | 84,525 | 97,659 | Sep 21, 2017, 08:59 PM |
| Gingrich James A | Chief Operating Officer | Sep 20, 2017 | Sale | $24.30 | 3,500 | 85,050 | 101,159 | Sep 21, 2017, 08:59 PM |
| Hicks Weston M | Former Director | Sep 18, 2017 | Sale | $24.40 | 15,627 | 381,299 | 0 | Sep 20, 2017, 04:01 PM |
| Hicks Weston M | Former Director | Sep 18, 2017 | Sale | $24.40 | 31,254 | 762,598 | 10,842 | Sep 19, 2017, 07:33 AM |
| Gingrich James A | Chief Operating Officer | Sep 18, 2017 | Sale | $24.20 | 3,500 | 84,700 | 108,159 | Sep 18, 2017, 04:06 PM |
| Gingrich James A | Chief Operating Officer | Sep 15, 2017 | Sale | $23.80 | 3,500 | 83,300 | 111,659 | Sep 18, 2017, 04:06 PM |
| Gingrich James A | Chief Operating Officer | Sep 14, 2017 | Sale | $23.85 | 3,500 | 83,475 | 115,159 | Sep 18, 2017, 04:06 PM |
| Gingrich James A | Chief Operating Officer | Sep 13, 2017 | Sale | $23.70 | 3,500 | 82,950 | 118,659 | Sep 13, 2017, 04:28 PM |
| Gingrich James A | Chief Operating Officer | Sep 12, 2017 | Sale | $23.65 | 3,500 | 82,775 | 122,159 | Sep 13, 2017, 04:28 PM |
| Gingrich James A | Chief Operating Officer | Sep 11, 2017 | Sale | $23.50 | 3,500 | 82,250 | 125,659 | Sep 13, 2017, 04:28 PM |
| Weisenseel John C | Chief Financial Officer | Sep 08, 2017 | Sale | $23.25 | 2,000 | 46,500 | 22,869 | Sep 08, 2017, 04:02 PM |
| Weisenseel John C | Chief Financial Officer | Sep 07, 2017 | Sale | $23.55 | 2,000 | 47,100 | 24,869 | Sep 08, 2017, 04:02 PM |
| Weisenseel John C | Chief Financial Officer | Sep 06, 2017 | Sale | $23.40 | 2,000 | 46,800 | 26,869 | Sep 08, 2017, 04:02 PM |
| Gingrich James A | Chief Operating Officer | Sep 06, 2017 | Option Exercise | $17.05 | 3,500 | 59,675 | 139,659 | Sep 08, 2017, 04:00 PM |
| Gingrich James A | Chief Operating Officer | Sep 08, 2017 | Option Exercise | $17.05 | 2,784 | 47,467 | 131,943 | Sep 08, 2017, 04:00 PM |
| Gingrich James A | Chief Operating Officer | Sep 07, 2017 | Option Exercise | $17.05 | 3,500 | 59,675 | 136,159 | Sep 08, 2017, 04:00 PM |
| Gingrich James A | Chief Operating Officer | Sep 06, 2017 | Sale | $23.40 | 7,000 | 163,800 | 136,159 | Sep 08, 2017, 04:00 PM |
| Gingrich James A | Chief Operating Officer | Sep 08, 2017 | Sale | $23.25 | 6,284 | 146,103 | 129,159 | Sep 08, 2017, 04:00 PM |
| Gingrich James A | Chief Operating Officer | Sep 07, 2017 | Sale | $23.55 | 7,000 | 164,850 | 132,659 | Sep 08, 2017, 04:00 PM |
| Weisenseel John C | Chief Financial Officer | Sep 01, 2017 | Sale | $23.35 | 2,000 | 46,700 | 30,869 | Sep 05, 2017, 04:15 PM |
| Weisenseel John C | Chief Financial Officer | Aug 31, 2017 | Sale | $23.25 | 2,000 | 46,500 | 32,869 | Sep 05, 2017, 04:15 PM |
| Weisenseel John C | Chief Financial Officer | Sep 05, 2017 | Sale | $23.35 | 2,000 | 46,700 | 28,869 | Sep 05, 2017, 04:15 PM |
| Gingrich James A | Chief Operating Officer | Sep 01, 2017 | Option Exercise | $17.05 | 3,500 | 59,675 | 146,659 | Sep 05, 2017, 04:12 PM |
| Gingrich James A | Chief Operating Officer | Aug 31, 2017 | Option Exercise | $17.05 | 3,500 | 59,675 | 150,159 | Sep 05, 2017, 04:12 PM |
| Gingrich James A | Chief Operating Officer | Sep 05, 2017 | Option Exercise | $17.05 | 3,500 | 59,675 | 143,159 | Sep 05, 2017, 04:12 PM |
| Gingrich James A | Chief Operating Officer | Sep 05, 2017 | Sale | $23.35 | 7,000 | 163,450 | 139,659 | Sep 05, 2017, 04:12 PM |
| Gingrich James A | Chief Operating Officer | Sep 01, 2017 | Sale | $23.35 | 7,000 | 163,450 | 143,159 | Sep 05, 2017, 04:12 PM |
| Gingrich James A | Chief Operating Officer | Aug 31, 2017 | Sale | $23.25 | 7,000 | 162,750 | 146,659 | Sep 05, 2017, 04:12 PM |
| AXA AMERICA HOLDINGS, INC. | See Remarks | Sep 01, 2017 | Buy | $22.90 | 1,071,180 | 24,530,022 | 1,071,180 | Sep 01, 2017, 11:19 AM |
| Weisenseel John C | Chief Financial Officer | Aug 30, 2017 | Sale | $23.10 | 2,000 | 46,200 | 34,869 | Aug 30, 2017, 05:42 PM |
| Weisenseel John C | Chief Financial Officer | Aug 29, 2017 | Sale | $23.00 | 2,000 | 46,000 | 36,869 | Aug 30, 2017, 05:42 PM |
| Weisenseel John C | Chief Financial Officer | Aug 28, 2017 | Sale | $23.35 | 2,000 | 46,700 | 38,869 | Aug 30, 2017, 05:42 PM |
| Gingrich James A | Chief Operating Officer | Aug 29, 2017 | Option Exercise | $17.05 | 3,500 | 59,675 | 157,159 | Aug 30, 2017, 05:39 PM |
| Gingrich James A | Chief Operating Officer | Aug 28, 2017 | Option Exercise | $17.05 | 3,500 | 59,675 | 160,659 | Aug 30, 2017, 05:39 PM |
| Gingrich James A | Chief Operating Officer | Aug 30, 2017 | Option Exercise | $17.05 | 3,500 | 59,675 | 153,659 | Aug 30, 2017, 05:39 PM |
| Gingrich James A | Chief Operating Officer | Aug 29, 2017 | Sale | $23.00 | 7,000 | 161,000 | 153,659 | Aug 30, 2017, 05:39 PM |
| Gingrich James A | Chief Operating Officer | Aug 28, 2017 | Sale | $23.35 | 7,000 | 163,450 | 157,159 | Aug 30, 2017, 05:39 PM |
| Gingrich James A | Chief Operating Officer | Aug 30, 2017 | Sale | $23.10 | 7,000 | 161,700 | 150,159 | Aug 30, 2017, 05:39 PM |
| Weisenseel John C | Chief Financial Officer | Aug 23, 2017 | Sale | $23.25 | 2,000 | 46,500 | 44,869 | Aug 25, 2017, 06:54 PM |
| Weisenseel John C | Chief Financial Officer | Aug 25, 2017 | Sale | $23.30 | 2,000 | 46,600 | 40,869 | Aug 25, 2017, 06:54 PM |
| Weisenseel John C | Chief Financial Officer | Aug 24, 2017 | Sale | $23.65 | 2,000 | 47,300 | 42,869 | Aug 25, 2017, 06:54 PM |
| Gingrich James A | Chief Operating Officer | Aug 25, 2017 | Option Exercise | $17.05 | 3,500 | 59,675 | 164,159 | Aug 25, 2017, 06:51 PM |
| Gingrich James A | Chief Operating Officer | Aug 24, 2017 | Option Exercise | $17.05 | 3,500 | 59,675 | 167,659 | Aug 25, 2017, 06:51 PM |
| Gingrich James A | Chief Operating Officer | Aug 23, 2017 | Option Exercise | $17.05 | 3,500 | 59,675 | 171,159 | Aug 25, 2017, 06:51 PM |
| Gingrich James A | Chief Operating Officer | Aug 23, 2017 | Sale | $23.25 | 7,000 | 162,750 | 167,659 | Aug 25, 2017, 06:51 PM |
| Gingrich James A | Chief Operating Officer | Aug 25, 2017 | Sale | $23.30 | 7,000 | 163,100 | 160,659 | Aug 25, 2017, 06:51 PM |
| Gingrich James A | Chief Operating Officer | Aug 24, 2017 | Sale | $23.65 | 7,000 | 165,550 | 164,159 | Aug 25, 2017, 06:51 PM |
| Weisenseel John C | Chief Financial Officer | Aug 22, 2017 | Sale | $23.20 | 2,000 | 46,400 | 46,869 | Aug 22, 2017, 04:14 PM |
| Weisenseel John C | Chief Financial Officer | Aug 21, 2017 | Sale | $23.05 | 2,000 | 46,100 | 48,869 | Aug 22, 2017, 04:14 PM |
| Weisenseel John C | Chief Financial Officer | Aug 18, 2017 | Sale | $23.00 | 2,000 | 46,000 | 50,869 | Aug 22, 2017, 04:14 PM |
| Gingrich James A | Chief Operating Officer | Aug 18, 2017 | Option Exercise | $17.05 | 3,500 | 59,675 | 181,659 | Aug 22, 2017, 04:12 PM |
| Gingrich James A | Chief Operating Officer | Aug 22, 2017 | Option Exercise | $17.05 | 3,500 | 59,675 | 174,659 | Aug 22, 2017, 04:12 PM |
| Gingrich James A | Chief Operating Officer | Aug 21, 2017 | Option Exercise | $17.05 | 3,500 | 59,675 | 178,159 | Aug 22, 2017, 04:12 PM |
| Gingrich James A | Chief Operating Officer | Aug 21, 2017 | Sale | $23.05 | 7,000 | 161,350 | 174,659 | Aug 22, 2017, 04:12 PM |
| Gingrich James A | Chief Operating Officer | Aug 18, 2017 | Sale | $23.00 | 7,000 | 161,000 | 178,159 | Aug 22, 2017, 04:12 PM |
| Gingrich James A | Chief Operating Officer | Aug 22, 2017 | Sale | $23.20 | 7,000 | 162,400 | 171,159 | Aug 22, 2017, 04:12 PM |
| Weisenseel John C | Chief Financial Officer | Aug 17, 2017 | Sale | $23.45 | 2,000 | 46,900 | 52,869 | Aug 17, 2017, 06:36 PM |
| Weisenseel John C | Chief Financial Officer | Aug 16, 2017 | Sale | $23.80 | 2,000 | 47,600 | 54,869 | Aug 17, 2017, 06:36 PM |
| Weisenseel John C | Chief Financial Officer | Aug 15, 2017 | Sale | $24.00 | 3,000 | 72,000 | 56,869 | Aug 17, 2017, 06:36 PM |
| Gingrich James A | Chief Operating Officer | Aug 17, 2017 | Option Exercise | $17.05 | 3,500 | 59,675 | 185,159 | Aug 17, 2017, 06:27 PM |
| Gingrich James A | Chief Operating Officer | Aug 16, 2017 | Option Exercise | $17.05 | 3,500 | 59,675 | 188,659 | Aug 17, 2017, 06:27 PM |
| Gingrich James A | Chief Operating Officer | Aug 15, 2017 | Option Exercise | $17.05 | 3,500 | 59,675 | 192,159 | Aug 17, 2017, 06:27 PM |
| Gingrich James A | Chief Operating Officer | Aug 17, 2017 | Sale | $23.45 | 7,000 | 164,150 | 181,659 | Aug 17, 2017, 06:27 PM |
| Gingrich James A | Chief Operating Officer | Aug 16, 2017 | Sale | $23.80 | 7,000 | 166,600 | 185,159 | Aug 17, 2017, 06:27 PM |
| Gingrich James A | Chief Operating Officer | Aug 15, 2017 | Sale | $24.00 | 7,000 | 168,000 | 188,659 | Aug 17, 2017, 06:27 PM |
| Gingrich James A | Chief Operating Officer | Aug 11, 2017 | Option Exercise | $17.05 | 3,500 | 59,675 | 199,159 | Aug 14, 2017, 04:37 PM |
| Gingrich James A | Chief Operating Officer | Aug 10, 2017 | Option Exercise | $17.05 | 3,500 | 59,675 | 202,659 | Aug 14, 2017, 04:37 PM |
| Gingrich James A | Chief Operating Officer | Aug 14, 2017 | Option Exercise | $17.05 | 3,500 | 59,675 | 195,659 | Aug 14, 2017, 04:37 PM |
| Gingrich James A | Chief Operating Officer | Aug 14, 2017 | Sale | $23.90 | 7,000 | 167,300 | 192,159 | Aug 14, 2017, 04:37 PM |
| Gingrich James A | Chief Operating Officer | Aug 11, 2017 | Sale | $23.40 | 7,000 | 163,800 | 195,659 | Aug 14, 2017, 04:37 PM |
| Gingrich James A | Chief Operating Officer | Aug 10, 2017 | Sale | $24.45 | 7,000 | 171,150 | 199,159 | Aug 14, 2017, 04:37 PM |
| Weisenseel John C | Chief Financial Officer | Aug 11, 2017 | Sale | $23.40 | 2,000 | 46,800 | 62,869 | Aug 14, 2017, 04:27 PM |
| Weisenseel John C | Chief Financial Officer | Aug 10, 2017 | Sale | $24.45 | 3,000 | 73,350 | 64,869 | Aug 14, 2017, 04:27 PM |
| Weisenseel John C | Chief Financial Officer | Aug 14, 2017 | Sale | $23.93 | 3,000 | 71,800 | 60,869 | Aug 14, 2017, 04:27 PM |
| Gingrich James A | Chief Operating Officer | Aug 07, 2017 | Option Exercise | $17.05 | 3,500 | 59,675 | 213,159 | Aug 09, 2017, 04:26 PM |
| Gingrich James A | Chief Operating Officer | Aug 09, 2017 | Option Exercise | $17.05 | 3,500 | 59,675 | 206,159 | Aug 09, 2017, 04:26 PM |
| Gingrich James A | Chief Operating Officer | Aug 08, 2017 | Option Exercise | $17.05 | 3,500 | 59,675 | 209,659 | Aug 09, 2017, 04:26 PM |
| Gingrich James A | Chief Operating Officer | Aug 07, 2017 | Sale | $24.20 | 7,000 | 169,400 | 209,659 | Aug 09, 2017, 04:26 PM |
| Gingrich James A | Chief Operating Officer | Aug 09, 2017 | Sale | $24.50 | 7,000 | 171,500 | 202,659 | Aug 09, 2017, 04:26 PM |
| Gingrich James A | Chief Operating Officer | Aug 08, 2017 | Sale | $24.65 | 7,000 | 172,550 | 206,159 | Aug 09, 2017, 04:26 PM |
| Gingrich James A | Chief Operating Officer | Aug 04, 2017 | Option Exercise | $17.05 | 3,500 | 59,675 | 216,659 | Aug 04, 2017, 05:15 PM |
| Gingrich James A | Chief Operating Officer | Aug 03, 2017 | Option Exercise | $17.05 | 3,500 | 59,675 | 220,159 | Aug 04, 2017, 05:15 PM |
| Gingrich James A | Chief Operating Officer | Aug 02, 2017 | Option Exercise | $17.05 | 3,500 | 59,675 | 223,659 | Aug 04, 2017, 05:15 PM |
| Gingrich James A | Chief Operating Officer | Aug 02, 2017 | Sale | $24.85 | 7,000 | 173,950 | 220,159 | Aug 04, 2017, 05:15 PM |
| Gingrich James A | Chief Operating Officer | Aug 04, 2017 | Sale | $24.30 | 7,000 | 170,100 | 213,159 | Aug 04, 2017, 05:15 PM |
| Gingrich James A | Chief Operating Officer | Aug 03, 2017 | Sale | $24.05 | 7,000 | 168,350 | 216,659 | Aug 04, 2017, 05:15 PM |
| Gingrich James A | Chief Operating Officer | Aug 01, 2017 | Option Exercise | $17.05 | 8,499 | 144,908 | 232,158 | Aug 01, 2017, 05:02 PM |
| Gingrich James A | Chief Operating Officer | Jul 31, 2017 | Option Exercise | $17.05 | 3,500 | 59,675 | 232,081 | Aug 01, 2017, 05:02 PM |
| Gingrich James A | Chief Operating Officer | Jul 28, 2017 | Option Exercise | $17.05 | 3,500 | 59,675 | 235,581 | Aug 01, 2017, 05:02 PM |
| Gingrich James A | Chief Operating Officer | Jul 28, 2017 | Sale | $24.15 | 7,000 | 169,050 | 232,081 | Aug 01, 2017, 05:02 PM |
| Gingrich James A | Chief Operating Officer | Aug 01, 2017 | Sale | $24.87 | 13,421 | 333,774 | 223,659 | Aug 01, 2017, 05:02 PM |
| Gingrich James A | Chief Operating Officer | Jul 31, 2017 | Sale | $24.25 | 7,000 | 169,750 | 228,581 | Aug 01, 2017, 05:02 PM |
| Gingrich James A | Chief Operating Officer | Jul 27, 2017 | Option Exercise | $17.05 | 10,000 | 170,500 | 245,581 | Jul 27, 2017, 04:15 PM |
| Gingrich James A | Chief Operating Officer | Jul 26, 2017 | Option Exercise | $17.05 | 10,000 | 170,500 | 255,581 | Jul 27, 2017, 04:15 PM |
| Gingrich James A | Chief Operating Officer | Jul 25, 2017 | Option Exercise | $17.05 | 10,000 | 170,500 | 265,581 | Jul 27, 2017, 04:15 PM |
| Gingrich James A | Chief Operating Officer | Jul 27, 2017 | Sale | $25.00 | 20,000 | 500,000 | 235,581 | Jul 27, 2017, 04:15 PM |
| Gingrich James A | Chief Operating Officer | Jul 26, 2017 | Sale | $25.00 | 20,000 | 500,000 | 245,581 | Jul 27, 2017, 04:15 PM |
| Gingrich James A | Chief Operating Officer | Jul 25, 2017 | Sale | $24.91 | 20,000 | 498,250 | 255,581 | Jul 27, 2017, 04:15 PM |
| Gingrich James A | Chief Operating Officer | Jul 24, 2017 | Option Exercise | $17.05 | 3,500 | 59,675 | 269,081 | Jul 24, 2017, 06:27 PM |
| Gingrich James A | Chief Operating Officer | Jul 21, 2017 | Option Exercise | $17.05 | 3,500 | 59,675 | 272,581 | Jul 24, 2017, 06:27 PM |
| Gingrich James A | Chief Operating Officer | Jul 20, 2017 | Option Exercise | $17.05 | 3,500 | 59,675 | 276,081 | Jul 24, 2017, 06:27 PM |
| Gingrich James A | Chief Operating Officer | Jul 24, 2017 | Sale | $25.15 | 7,000 | 176,050 | 265,581 | Jul 24, 2017, 06:27 PM |
| Gingrich James A | Chief Operating Officer | Jul 21, 2017 | Sale | $24.60 | 7,000 | 172,200 | 269,081 | Jul 24, 2017, 06:27 PM |
| Gingrich James A | Chief Operating Officer | Jul 20, 2017 | Sale | $24.50 | 7,000 | 171,500 | 272,581 | Jul 24, 2017, 06:27 PM |
| Gingrich James A | Chief Operating Officer | Jul 18, 2017 | Option Exercise | $17.05 | 3,500 | 59,675 | 283,081 | Jul 19, 2017, 05:43 PM |
| Gingrich James A | Chief Operating Officer | Jul 17, 2017 | Option Exercise | $17.05 | 3,500 | 59,675 | 286,581 | Jul 19, 2017, 05:43 PM |
| Gingrich James A | Chief Operating Officer | Jul 19, 2017 | Option Exercise | $17.05 | 3,500 | 59,675 | 279,581 | Jul 19, 2017, 05:43 PM |
| Gingrich James A | Chief Operating Officer | Jul 19, 2017 | Sale | $24.65 | 7,000 | 172,550 | 276,081 | Jul 19, 2017, 05:43 PM |
| Gingrich James A | Chief Operating Officer | Jul 18, 2017 | Sale | $24.50 | 7,000 | 171,500 | 279,581 | Jul 19, 2017, 05:43 PM |
| Gingrich James A | Chief Operating Officer | Jul 17, 2017 | Sale | $24.30 | 7,000 | 170,100 | 283,081 | Jul 19, 2017, 05:43 PM |
| Gingrich James A | Chief Operating Officer | Jul 13, 2017 | Option Exercise | $17.05 | 3,500 | 59,675 | 293,581 | Jul 14, 2017, 04:03 PM |
| Gingrich James A | Chief Operating Officer | Jul 12, 2017 | Option Exercise | $17.05 | 3,500 | 59,675 | 297,081 | Jul 14, 2017, 04:03 PM |
| Gingrich James A | Chief Operating Officer | Jul 14, 2017 | Option Exercise | $17.05 | 3,500 | 59,675 | 290,081 | Jul 14, 2017, 04:03 PM |
| Gingrich James A | Chief Operating Officer | Jul 14, 2017 | Sale | $24.45 | 7,000 | 171,150 | 286,581 | Jul 14, 2017, 04:03 PM |
| Gingrich James A | Chief Operating Officer | Jul 13, 2017 | Sale | $24.25 | 7,000 | 169,750 | 290,081 | Jul 14, 2017, 04:03 PM |
| Gingrich James A | Chief Operating Officer | Jul 12, 2017 | Sale | $24.05 | 7,000 | 168,350 | 293,581 | Jul 14, 2017, 04:03 PM |
| Gingrich James A | Chief Operating Officer | Jul 10, 2017 | Option Exercise | $17.05 | 3,500 | 59,675 | 304,081 | Jul 11, 2017, 04:29 PM |
| Gingrich James A | Chief Operating Officer | Jul 07, 2017 | Option Exercise | $17.05 | 3,500 | 59,675 | 307,581 | Jul 11, 2017, 04:29 PM |
| Gingrich James A | Chief Operating Officer | Jul 11, 2017 | Option Exercise | $17.05 | 3,500 | 59,675 | 300,581 | Jul 11, 2017, 04:29 PM |
| Gingrich James A | Chief Operating Officer | Jul 10, 2017 | Sale | $23.90 | 7,000 | 167,300 | 300,581 | Jul 11, 2017, 04:29 PM |
| Gingrich James A | Chief Operating Officer | Jul 07, 2017 | Sale | $23.55 | 7,000 | 164,850 | 304,081 | Jul 11, 2017, 04:29 PM |
| Gingrich James A | Chief Operating Officer | Jul 11, 2017 | Sale | $24.05 | 7,000 | 168,350 | 297,081 | Jul 11, 2017, 04:29 PM |
| Gingrich James A | Chief Operating Officer | Jul 05, 2017 | Option Exercise | $17.05 | 3,500 | 59,675 | 314,581 | Jul 06, 2017, 06:10 PM |
| Gingrich James A | Chief Operating Officer | Jul 03, 2017 | Option Exercise | $17.05 | 3,500 | 59,675 | 318,081 | Jul 06, 2017, 06:10 PM |
| Gingrich James A | Chief Operating Officer | Jul 06, 2017 | Option Exercise | $17.05 | 3,500 | 59,675 | 311,081 | Jul 06, 2017, 06:10 PM |
| Gingrich James A | Chief Operating Officer | Jul 05, 2017 | Sale | $23.75 | 7,000 | 166,250 | 311,081 | Jul 06, 2017, 06:10 PM |
| Gingrich James A | Chief Operating Officer | Jul 03, 2017 | Sale | $23.60 | 7,000 | 165,200 | 314,581 | Jul 06, 2017, 06:10 PM |
| Gingrich James A | Chief Operating Officer | Jul 06, 2017 | Sale | $23.50 | 7,000 | 164,500 | 307,581 | Jul 06, 2017, 06:10 PM |
| Gingrich James A | Chief Operating Officer | Jun 29, 2017 | Option Exercise | $17.05 | 3,500 | 59,675 | 325,081 | Jun 30, 2017, 04:01 PM |
| Gingrich James A | Chief Operating Officer | Jun 28, 2017 | Option Exercise | $17.05 | 3,500 | 59,675 | 328,581 | Jun 30, 2017, 04:01 PM |
| Gingrich James A | Chief Operating Officer | Jun 30, 2017 | Option Exercise | $17.05 | 3,500 | 59,675 | 321,581 | Jun 30, 2017, 04:01 PM |
| Gingrich James A | Chief Operating Officer | Jun 29, 2017 | Sale | $23.35 | 7,000 | 163,450 | 321,581 | Jun 30, 2017, 04:01 PM |
| Gingrich James A | Chief Operating Officer | Jun 28, 2017 | Sale | $23.25 | 7,000 | 162,750 | 325,081 | Jun 30, 2017, 04:01 PM |
| Gingrich James A | Chief Operating Officer | Jun 30, 2017 | Sale | $23.25 | 7,000 | 162,750 | 318,081 | Jun 30, 2017, 04:01 PM |
| Gingrich James A | Chief Operating Officer | Jun 23, 2017 | Option Exercise | $17.05 | 3,500 | 59,675 | 339,081 | Jun 27, 2017, 04:37 PM |
| Gingrich James A | Chief Operating Officer | Jun 27, 2017 | Option Exercise | $17.05 | 3,500 | 59,675 | 332,081 | Jun 27, 2017, 04:37 PM |
| Gingrich James A | Chief Operating Officer | Jun 26, 2017 | Option Exercise | $17.05 | 3,500 | 59,675 | 335,581 | Jun 27, 2017, 04:37 PM |
| Gingrich James A | Chief Operating Officer | Jun 26, 2017 | Sale | $23.65 | 7,000 | 165,550 | 332,081 | Jun 27, 2017, 04:37 PM |
| Gingrich James A | Chief Operating Officer | Jun 23, 2017 | Sale | $23.45 | 7,000 | 164,150 | 335,581 | Jun 27, 2017, 04:37 PM |
| Gingrich James A | Chief Operating Officer | Jun 27, 2017 | Sale | $23.55 | 7,000 | 164,850 | 328,581 | Jun 27, 2017, 04:37 PM |
| Gingrich James A | Chief Operating Officer | Jun 20, 2017 | Option Exercise | $17.05 | 3,500 | 59,675 | 349,581 | Jun 22, 2017, 04:35 PM |
| Gingrich James A | Chief Operating Officer | Jun 22, 2017 | Option Exercise | $17.05 | 3,500 | 59,675 | 342,581 | Jun 22, 2017, 04:35 PM |
| Gingrich James A | Chief Operating Officer | Jun 21, 2017 | Option Exercise | $17.05 | 3,500 | 59,675 | 346,081 | Jun 22, 2017, 04:35 PM |
| Gingrich James A | Chief Operating Officer | Jun 21, 2017 | Sale | $23.20 | 7,000 | 162,400 | 342,581 | Jun 22, 2017, 04:35 PM |
| Gingrich James A | Chief Operating Officer | Jun 20, 2017 | Sale | $22.95 | 7,000 | 160,650 | 346,081 | Jun 22, 2017, 04:35 PM |
| Gingrich James A | Chief Operating Officer | Jun 22, 2017 | Sale | $23.25 | 7,000 | 162,750 | 339,081 | Jun 22, 2017, 04:35 PM |
| Gingrich James A | Chief Operating Officer | Jun 15, 2017 | Option Exercise | $17.05 | 3,500 | 59,675 | 360,081 | Jun 19, 2017, 04:02 PM |
| Gingrich James A | Chief Operating Officer | Jun 19, 2017 | Option Exercise | $17.05 | 3,500 | 59,675 | 353,081 | Jun 19, 2017, 04:02 PM |
| Gingrich James A | Chief Operating Officer | Jun 16, 2017 | Option Exercise | $17.05 | 3,500 | 59,675 | 356,581 | Jun 19, 2017, 04:02 PM |
| Gingrich James A | Chief Operating Officer | Jun 15, 2017 | Sale | $23.10 | 7,000 | 161,700 | 356,581 | Jun 19, 2017, 04:02 PM |
| Gingrich James A | Chief Operating Officer | Jun 19, 2017 | Sale | $23.30 | 7,000 | 163,100 | 349,581 | Jun 19, 2017, 04:02 PM |
| Gingrich James A | Chief Operating Officer | Jun 16, 2017 | Sale | $23.00 | 7,000 | 161,000 | 353,081 | Jun 19, 2017, 04:02 PM |
| Gingrich James A | Chief Operating Officer | Jun 12, 2017 | Option Exercise | $17.05 | 3,500 | 59,675 | 370,581 | Jun 14, 2017, 04:10 PM |
| Gingrich James A | Chief Operating Officer | Jun 14, 2017 | Option Exercise | $17.05 | 3,500 | 59,675 | 363,581 | Jun 14, 2017, 04:10 PM |
| Gingrich James A | Chief Operating Officer | Jun 13, 2017 | Option Exercise | $17.05 | 3,500 | 59,675 | 367,081 | Jun 14, 2017, 04:10 PM |
| Gingrich James A | Chief Operating Officer | Jun 12, 2017 | Sale | $23.10 | 7,000 | 161,700 | 367,081 | Jun 14, 2017, 04:10 PM |
| Gingrich James A | Chief Operating Officer | Jun 14, 2017 | Sale | $23.10 | 7,000 | 161,700 | 360,081 | Jun 14, 2017, 04:10 PM |
| Gingrich James A | Chief Operating Officer | Jun 13, 2017 | Sale | $23.05 | 7,000 | 161,350 | 363,581 | Jun 14, 2017, 04:10 PM |
| Gingrich James A | Chief Operating Officer | Jun 07, 2017 | Option Exercise | $17.05 | 3,500 | 59,675 | 381,081 | Jun 09, 2017, 04:38 PM |
| Gingrich James A | Chief Operating Officer | Jun 09, 2017 | Option Exercise | $17.05 | 3,500 | 59,675 | 374,081 | Jun 09, 2017, 04:38 PM |
| Gingrich James A | Chief Operating Officer | Jun 08, 2017 | Option Exercise | $17.05 | 3,500 | 59,675 | 377,581 | Jun 09, 2017, 04:38 PM |
| Gingrich James A | Chief Operating Officer | Jun 08, 2017 | Sale | $22.92 | 7,000 | 160,475 | 374,081 | Jun 09, 2017, 04:38 PM |
| Gingrich James A | Chief Operating Officer | Jun 07, 2017 | Sale | $22.88 | 7,000 | 160,125 | 377,581 | Jun 09, 2017, 04:38 PM |
| Gingrich James A | Chief Operating Officer | Jun 09, 2017 | Sale | $23.00 | 7,000 | 161,000 | 370,581 | Jun 09, 2017, 04:38 PM |
| FARRELL EDWARD J | SVP and Controller | Jun 08, 2017 | Sale | $23.15 | 10,000 | 231,500 | 29,147 | Jun 09, 2017, 04:37 PM |
| Gingrich James A | Chief Operating Officer | Jun 06, 2017 | Option Exercise | $17.05 | 1,750 | 29,837 | 382,831 | Jun 07, 2017, 07:27 AM |
| Gingrich James A | Chief Operating Officer | Jun 05, 2017 | Option Exercise | $17.05 | 1,750 | 29,837 | 384,581 | Jun 07, 2017, 07:27 AM |
| Gingrich James A | Chief Operating Officer | Jun 05, 2017 | Sale | $22.75 | 3,500 | 79,625 | 382,831 | Jun 07, 2017, 07:27 AM |
| Gingrich James A | Chief Operating Officer | Jun 06, 2017 | Sale | $22.50 | 3,500 | 78,750 | 381,081 | Jun 07, 2017, 07:27 AM |
| Gingrich James A | Chief Operating Officer | Jun 02, 2017 | Option Exercise | $17.05 | 1,750 | 29,837 | 386,331 | Jun 05, 2017, 04:10 PM |
| Gingrich James A | Chief Operating Officer | Jun 01, 2017 | Option Exercise | $17.05 | 3,500 | 59,675 | 389,831 | Jun 05, 2017, 04:10 PM |
| Gingrich James A | Chief Operating Officer | Jun 02, 2017 | Sale | $22.63 | 3,500 | 79,188 | 384,581 | Jun 05, 2017, 04:10 PM |
| Gingrich James A | Chief Operating Officer | Jun 01, 2017 | Sale | $22.77 | 7,000 | 159,425 | 386,331 | Jun 05, 2017, 04:10 PM |
| SLUTSKY LORIE A | Former Director | Jun 02, 2017 | Sale | $22.63 | 9,759 | 220,846 | 10,407 | Jun 05, 2017, 08:36 AM |
| ELLIOTT STEVEN G | Former Director | May 30, 2017 | Sale | $22.18 | 15,627 | 346,579 | 0 | May 31, 2017, 04:15 PM |
| Zoellick Robert B. | Director | May 30, 2017 | Buy | $21.84 | 11,300 | 246,848 | 31,300 | May 30, 2017, 04:02 PM |
| Hechinger Deborah S | Former Director | May 24, 2017 | Sale | $21.05 | 7,814 | 164,485 | 0 | May 25, 2017, 04:01 PM |
| ELLIOTT STEVEN G | Former Director | May 19, 2017 | Option Exercise | $14.58 | 16,349 | 238,368 | 31,976 | May 23, 2017, 05:59 PM |
| ELLIOTT STEVEN G | Former Director | May 19, 2017 | Sale | $21.08 | 16,349 | 344,555 | 15,627 | May 23, 2017, 05:59 PM |
| SCHOEN SCOTT A | Former Director | May 22, 2017 | Sale | $20.91 | 15,627 | 326,682 | 0 | May 23, 2017, 07:20 AM |
| Zoellick Robert B. | Director | May 16, 2017 | Option Exercise | $21.25 | 20,000 | 425,000 | 20,000 | May 18, 2017, 05:19 PM |
| OLIVEIRA RAMON DE | Director | May 16, 2017 | Option Exercise | $21.25 | 7,059 | 150,004 | 7,059 | May 18, 2017, 05:17 PM |
| Hechinger Deborah S | Former Director | May 17, 2017 | Sale | $21.02 | 10,380 | 218,188 | 7,814 | May 18, 2017, 05:15 PM |
| Kaye Daniel G | Director | May 16, 2017 | Option Exercise | $21.25 | 7,059 | 150,004 | 7,059 | May 18, 2017, 05:13 PM |
| Fallon-Walsh Barbara | Director | May 16, 2017 | Option Exercise | $21.25 | 7,059 | 150,004 | 7,059 | May 18, 2017, 05:11 PM |
| BERNSTEIN SETH P | President and CEO | May 16, 2017 | Option Exercise | $21.25 | 164,706 | 3,500,003 | 164,706 | May 18, 2017, 05:09 PM |
| SCHOEN SCOTT A | Director | May 12, 2017 | Sale | $21.09 | 24,500 | 516,705 | 53,112 | May 15, 2017, 06:45 PM |
| SCHOEN SCOTT A | Director | May 15, 2017 | Sale | $21.28 | 37,485 | 797,681 | 15,627 | May 15, 2017, 06:45 PM |
| SLUTSKY LORIE A | Former Director | May 11, 2017 | Sale | $21.01 | 12,663 | 266,088 | 20,166 | May 15, 2017, 08:43 AM |
| ELLIOTT STEVEN G | Former Director | May 04, 2017 | Sale | $20.49 | 11,414 | 233,873 | 15,627 | May 08, 2017, 06:24 PM |
| Gingrich James A | Chief Operating Officer | Feb 13, 2017 | Option Exercise | $23.76 | 883,653 | 21,000,013 | 1,337,685 | Feb 22, 2017, 04:04 PM |
| SCHOEN SCOTT A | Director | May 19, 2016 | Option Exercise | $22.64 | 6,626 | 150,013 | 68,112 | Feb 02, 2017, 05:28 PM |
| SCHOEN SCOTT A | Director | May 20, 2016 | Buy | $23.09 | 11,500 | 265,535 | 77,612 | Feb 02, 2017, 05:28 PM |
| Cranch Laurence E | General Counsel | Jan 31, 2017 | Option Exercise | $23.35 | 39,683 | 926,598 | 102,481 | Feb 02, 2017, 05:04 PM |
| Gingrich James A | Chief Operating Officer | Jan 31, 2017 | Option Exercise | $23.35 | 6,554 | 153,036 | 454,032 | Feb 02, 2017, 04:56 PM |
| Weisenseel John C | Chief Financial Officer | Dec 09, 2016 | Option Exercise | $23.20 | 28,987 | 672,498 | 70,876 | Dec 13, 2016, 04:19 PM |
| van Brugge Robert P | Chairman and CEO, SCB LLC | Dec 09, 2016 | Option Exercise | $23.20 | 69,397 | 1,610,010 | 175,804 | Dec 13, 2016, 04:17 PM |
| Gingrich James A | Chief Operating Officer | Dec 09, 2016 | Option Exercise | $23.20 | 140,517 | 3,259,995 | 472,962 | Dec 13, 2016, 04:15 PM |
| FARRELL EDWARD J | SVP and Controller | Dec 09, 2016 | Option Exercise | $23.20 | 9,052 | 210,006 | 23,094 | Dec 13, 2016, 04:13 PM |
| Cranch Laurence E | General Counsel | Dec 09, 2016 | Option Exercise | $23.20 | 26,293 | 609,998 | 188,390 | Dec 13, 2016, 04:09 PM |
| HICKS WESTON M | Director | Aug 04, 2016 | Sale | $21.50 | 4,539 | 97,589 | 15,627 | Dec 05, 2016, 04:29 PM |
| HICKS WESTON M | Director | May 19, 2016 | Option Exercise | $22.64 | 6,626 | 150,013 | 20,166 | Dec 05, 2016, 04:27 PM |
| Weisenseel John C | Chief Financial Officer | Dec 01, 2016 | Option Exercise | $22.90 | 4,917 | 112,599 | 41,889 | Dec 05, 2016, 04:25 PM |
| van Brugge Robert P | Chairman and CEO, SCB LLC | Dec 01, 2016 | Option Exercise | $22.90 | 35,351 | 809,538 | 106,407 | Dec 05, 2016, 04:24 PM |
| Gingrich James A | Chief Operating Officer | Dec 01, 2016 | Option Exercise | $22.90 | 61,866 | 1,416,731 | 332,445 | Dec 05, 2016, 04:21 PM |
| FARRELL EDWARD J | SVP and Controller | Dec 01, 2016 | Option Exercise | $22.90 | 3,639 | 83,333 | 14,042 | Dec 05, 2016, 04:14 PM |
| Cranch Laurence E | General Counsel | Dec 01, 2016 | Option Exercise | $22.90 | 6,018 | 137,812 | 162,097 | Dec 05, 2016, 04:06 PM |
| HICKS WESTON M | Director | Aug 04, 2016 | Sale | $21.50 | 4,539 | 97,589 | 26,469 | Aug 04, 2016, 04:00 PM |
| FARRELL EDWARD J | SVP and Controller | Jun 08, 2016 | Sale | $23.61 | 5,000 | 118,050 | 32,945 | Jun 09, 2016, 04:42 PM |
| WEINREICH JOSHUA | Director | May 19, 2016 | Option Exercise | $22.64 | 6,626 | 150,013 | 16,870 | May 23, 2016, 04:13 PM |
| SLUTSKY LORIE A | Director | May 19, 2016 | Option Exercise | $22.64 | 6,626 | 150,013 | 32,829 | May 23, 2016, 04:11 PM |
| SCHOEN SCOTT A | Director | May 19, 2016 | Option Exercise | $22.64 | 6,626 | 150,013 | 68,112 | May 23, 2016, 04:10 PM |
| SCHOEN SCOTT A | Director | May 20, 2016 | Buy | $23.09 | 11,500 | 265,535 | 79,612 | May 23, 2016, 04:10 PM |
| Messer Heidi S | Director | May 19, 2016 | Option Exercise | $22.64 | 6,626 | 150,013 | 10,407 | May 23, 2016, 04:08 PM |
| HICKS WESTON M | Director | May 19, 2016 | Option Exercise | $22.64 | 6,626 | 150,013 | 31,008 | May 23, 2016, 04:06 PM |
| Hechinger Deborah S | Director | May 19, 2016 | Option Exercise | $22.64 | 3,313 | 75,006 | 18,194 | May 23, 2016, 04:05 PM |
| ELLIOTT STEVEN G | Director | May 19, 2016 | Option Exercise | $22.64 | 6,626 | 150,013 | 27,041 | May 23, 2016, 04:02 PM |
| CONDRON CHRISTOPHER M | Director | May 19, 2016 | Option Exercise | $22.64 | 3,313 | 75,006 | 61,959 | May 23, 2016, 04:00 PM |
| HICKS WESTON M | Director | May 10, 2016 | Sale | $23.36 | 10,842 | 253,269 | 13,540 | May 11, 2016, 05:15 PM |
| Gingrich James A | Chief Operating Officer | Jan 29, 2016 | Option Exercise | $18.44 | 6,554 | 120,856 | 452,409 | Feb 02, 2016, 04:05 PM |
| Massad Lori A | Senior Vice President | Dec 11, 2015 | Option Exercise | $23.02 | 9,991 | 229,993 | 53,088 | Dec 22, 2015, 04:15 PM |
| Weisenseel John C | Chief Financial Officer | Dec 11, 2015 | Option Exercise | $23.02 | 26,499 | 610,007 | 55,188 | Dec 15, 2015, 04:19 PM |
| van Brugge Robert P | Chairman and CEO, SCB LLC | Dec 11, 2015 | Option Exercise | $23.02 | 76,455 | 1,759,994 | 177,609 | Dec 15, 2015, 04:17 PM |
| Massad Lori A | Senior Vice President | Dec 11, 2015 | Option Exercise | $23.02 | 4,023 | 92,609 | 47,120 | Dec 15, 2015, 04:16 PM |
| Gingrich James A | Chief Operating Officer | Dec 11, 2015 | Option Exercise | $23.02 | 158,992 | 3,659,996 | 471,339 | Dec 15, 2015, 04:14 PM |
| FARRELL EDWARD J | SVP and Controller | Dec 11, 2015 | Option Exercise | $23.02 | 9,123 | 210,011 | 23,883 | Dec 15, 2015, 04:13 PM |
| Cranch Laurence E | General Counsel | Dec 11, 2015 | Option Exercise | $23.02 | 27,585 | 635,007 | 176,066 | Dec 15, 2015, 04:11 PM |
| Weisenseel John C | Chief Financial Officer | Dec 01, 2015 | Option Exercise | $24.06 | 11,353 | 273,153 | 28,689 | Dec 03, 2015, 04:09 PM |
| van Brugge Robert P | Chairman and CEO, SCB LLC | Dec 01, 2015 | Option Exercise | $24.06 | 33,698 | 810,774 | 101,154 | Dec 03, 2015, 04:08 PM |
| Massad Lori A | Senior Vice President | Dec 01, 2015 | Option Exercise | $24.06 | 11,498 | 276,642 | 43,097 | Dec 03, 2015, 04:07 PM |
| Gingrich James A | Chief Operating Officer | Dec 01, 2015 | Option Exercise | $24.06 | 68,192 | 1,640,699 | 312,347 | Dec 03, 2015, 04:05 PM |
| FARRELL EDWARD J | SVP and Controller | Dec 01, 2015 | Option Exercise | $24.06 | 4,564 | 109,810 | 14,760 | Dec 03, 2015, 04:04 PM |
| Cranch Laurence E | General Counsel | Dec 01, 2015 | Option Exercise | $24.06 | 9,242 | 222,363 | 148,481 | Dec 03, 2015, 04:02 PM |
| FARRELL EDWARD J | SVP and Controller | Jun 12, 2015 | Sale | $31.10 | 5,000 | 155,500 | 30,165 | Jun 17, 2015, 08:51 AM |
| WEINREICH JOSHUA | May 21, 2015 | Option Exercise | $31.74 | 3,781 | 120,009 | 10,244 | May 26, 2015, 04:02 PM | |
| SLUTSKY LORIE A | Director | May 21, 2015 | Option Exercise | $31.74 | 3,781 | 120,009 | 26,203 | May 26, 2015, 04:02 PM |
| SCHOEN SCOTT A | Director | May 21, 2015 | Option Exercise | $31.74 | 3,781 | 120,009 | 61,486 | May 26, 2015, 04:02 PM |
| Messer Heidi S | Director | May 21, 2015 | Option Exercise | $31.74 | 3,781 | 120,009 | 3,781 | May 26, 2015, 04:01 PM |
| HICKS WESTON M | Director | May 21, 2015 | Option Exercise | $31.74 | 3,781 | 120,009 | 24,382 | May 26, 2015, 04:01 PM |
| ELLIOTT STEVEN G | Director | May 21, 2015 | Option Exercise | $31.74 | 3,781 | 120,009 | 20,415 | May 26, 2015, 04:01 PM |
| Hechinger Deborah S | Director | May 21, 2015 | Option Exercise | $31.74 | 1,891 | 60,020 | 14,881 | May 26, 2015, 04:00 PM |
| CONDRON CHRISTOPHER M | Director | May 21, 2015 | Option Exercise | $31.74 | 1,891 | 60,020 | 58,646 | May 26, 2015, 04:00 PM |
| Cranch Laurence E | General Counsel | Jan 30, 2015 | Option Exercise | $24.16 | 2,848 | 68,808 | 165,036 | Feb 03, 2015, 04:59 PM |
| Gingrich James A | Chief Operating Officer | Jan 30, 2015 | Option Exercise | $24.16 | 6,554 | 158,345 | 444,577 | Feb 03, 2015, 04:59 PM |
| Cranch Laurence E | General Counsel | Dec 12, 2014 | Option Exercise | $24.24 | 26,197 | 635,015 | 172,361 | Dec 16, 2014, 08:22 PM |
| FARRELL EDWARD J | SVP and Controller | Dec 12, 2014 | Option Exercise | $24.24 | 9,324 | 226,014 | 27,104 | Dec 16, 2014, 07:39 PM |
| Gingrich James A | Chief Operating Officer | Dec 12, 2014 | Option Exercise | $24.24 | 150,991 | 3,660,022 | 463,507 | Dec 16, 2014, 07:38 PM |
| Massad Lori A | SVP & Head of Human Capital | Dec 12, 2014 | Option Exercise | $24.24 | 27,228 | 660,007 | 74,197 | Dec 16, 2014, 07:36 PM |
| van Brugge Robert P | Chairman and CEO, SCB LLC | Dec 12, 2014 | Option Exercise | $24.24 | 68,482 | 1,660,004 | 168,851 | Dec 16, 2014, 07:35 PM |
| Weisenseel John C | Chief Financial Officer | Dec 12, 2014 | Option Exercise | $24.24 | 20,628 | 500,023 | 59,396 | Dec 16, 2014, 07:32 PM |
| Weisenseel John C | Chief Financial Officer | Dec 01, 2014 | Option Exercise | $26.43 | 9,447 | 249,684 | 38,769 | Dec 03, 2014, 04:01 PM |
| van Brugge Robert P | Chairman and CEO, SCB LLC | Dec 01, 2014 | Option Exercise | $26.43 | 32,810 | 867,168 | 100,370 | Dec 03, 2014, 04:01 PM |
| Massad Lori A | SVP & Head of Human Capital | Dec 01, 2014 | Option Exercise | $26.43 | 13,876 | 366,743 | 46,970 | Dec 03, 2014, 04:01 PM |
| Gingrich James A | Chief Operating Officer | Dec 01, 2014 | Option Exercise | $26.43 | 72,801 | 1,924,130 | 312,517 | Dec 03, 2014, 04:00 PM |
| FARRELL EDWARD J | SVP and Controller | Dec 01, 2014 | Option Exercise | $26.43 | 4,957 | 131,014 | 17,780 | Dec 03, 2014, 04:00 PM |
| Cranch Laurence E | General Counsel | Dec 01, 2014 | Option Exercise | $26.43 | 8,984 | 237,447 | 146,164 | Dec 03, 2014, 04:00 PM |
| HICKS WESTON M | Director | Oct 27, 2014 | Sale | $25.80 | 5,000 | 128,985 | 20,601 | Oct 28, 2014, 04:03 PM |
| WEINREICH JOSHUA | Director | May 15, 2014 | Option Exercise | $22.99 | 5,220 | 120,008 | 6,463 | May 20, 2014, 04:07 PM |
| SLUTSKY LORIE A | Director | May 15, 2014 | Option Exercise | $22.99 | 5,220 | 120,008 | 22,422 | May 20, 2014, 04:07 PM |
| SCHOEN SCOTT A | May 15, 2014 | Option Exercise | $22.99 | 5,220 | 120,008 | 57,705 | May 20, 2014, 04:07 PM | |
| HICKS WESTON M | May 15, 2014 | Option Exercise | $22.99 | 5,220 | 120,008 | 25,601 | May 20, 2014, 04:06 PM | |
| Hechinger Deborah S | Director | May 15, 2014 | Option Exercise | $22.99 | 2,610 | 60,004 | 12,990 | May 20, 2014, 04:06 PM |
| ELLIOTT STEVEN G | May 15, 2014 | Option Exercise | $22.99 | 5,220 | 120,008 | 16,634 | May 20, 2014, 04:06 PM | |
| CONDRON CHRISTOPHER M | Director | May 15, 2014 | Option Exercise | $22.99 | 2,610 | 60,004 | 56,755 | May 20, 2014, 04:05 PM |
| Gingrich James A | Chief Operating Officer | Jan 31, 2014 | Option Exercise | $22.34 | 8,922 | 199,317 | 453,686 | Feb 04, 2014, 05:02 PM |
| FARRELL EDWARD J | Jan 31, 2014 | Option Exercise | $22.34 | 3,708 | 82,837 | 31,186 | Feb 04, 2014, 05:02 PM | |
| Cranch Laurence E | General Counsel | Jan 31, 2014 | Option Exercise | $22.34 | 813 | 18,162 | 162,197 | Feb 04, 2014, 05:01 PM |
| SCHOEN SCOTT A | Director | Sep 13, 2013 | Option Exercise | $20.12 | 2,485 | 49,998 | 52,485 | Jan 29, 2014, 04:03 PM |
| WEINREICH JOSHUA | Director | Sep 13, 2013 | Option Exercise | $20.12 | 1,243 | 25,009 | 1,243 | Jan 29, 2014, 04:03 PM |
| Weisenseel John C | Dec 12, 2013 | Option Exercise | $21.67 | 20,305 | 440,009 | 64,319 | Dec 16, 2013, 04:39 PM | |
| van Brugge Robert P | Dec 12, 2013 | Option Exercise | $21.67 | 59,299 | 1,285,009 | 165,939 | Dec 16, 2013, 04:39 PM | |
| Massad Lori A | SVP & Head of Human Capital | Dec 12, 2013 | Option Exercise | $21.67 | 30,457 | 660,003 | 82,909 | Dec 16, 2013, 04:38 PM |
| Gingrich James A | Chief Operating Officer | Dec 12, 2013 | Option Exercise | $21.67 | 168,897 | 3,659,998 | 479,457 | Dec 16, 2013, 04:38 PM |
| FARRELL EDWARD J | SVP and Controller | Dec 12, 2013 | Option Exercise | $21.67 | 10,152 | 219,994 | 41,895 | Dec 16, 2013, 04:37 PM |
| Cranch Laurence E | General Counsel | Dec 12, 2013 | Option Exercise | $21.67 | 29,303 | 634,996 | 164,288 | Dec 16, 2013, 04:37 PM |
| Smith A W Pete Jr | Former Director | Dec 11, 2013 | Sale | $22.26 | 2,912 | 64,812 | 15,488 | Dec 11, 2013, 04:32 PM |
| Weisenseel John C | Chief Financial Officer | Nov 29, 2013 | Option Exercise | $22.19 | 7,570 | 167,978 | 44,014 | Dec 03, 2013, 04:18 PM |
| van Brugge Robert P | Chairman and CEO, SCB LLC | Nov 29, 2013 | Option Exercise | $22.19 | 33,173 | 736,109 | 106,640 | Dec 03, 2013, 04:17 PM |
| Massad Lori A | SVP & Head of Human Capital | Nov 29, 2013 | Option Exercise | $22.19 | 14,033 | 311,392 | 52,452 | Dec 03, 2013, 04:16 PM |
| Gingrich James A | Chief Operating Officer | Nov 29, 2013 | Option Exercise | $22.19 | 51,027 | 1,132,289 | 310,560 | Dec 03, 2013, 04:14 PM |
| FARRELL EDWARD J | SVP and Controller | Nov 29, 2013 | Option Exercise | $22.19 | 4,018 | 89,159 | 31,743 | Dec 03, 2013, 04:12 PM |
| Cranch Laurence E | General Counsel | Nov 29, 2013 | Option Exercise | $22.19 | 9,242 | 205,080 | 134,985 | Dec 03, 2013, 04:11 PM |
| Smith A W Pete Jr | Director | Sep 11, 2013 | Sale | $20.35 | 1,000 | 20,350 | 15,900 | Sep 12, 2013, 04:34 PM |
| SCHOEN SCOTT A | Director | Aug 29, 2013 | Buy | $19.61 | 50,000 | 980,640 | 50,000 | Sep 03, 2013, 04:09 PM |
| FARRELL EDWARD J | SVP and Controller | Jun 10, 2013 | Sale | $25.01 | 5,227 | 130,721 | 12,865 | Jun 11, 2013, 04:02 PM |
| SLUTSKY LORIE A | Director | Jun 04, 2013 | Option Exercise | $18.27 | 3,112 | 56,856 | 19,942 | Jun 04, 2013, 04:10 PM |
| SLUTSKY LORIE A | Director | Jun 04, 2013 | Sale | $24.93 | 3,112 | 77,598 | 16,830 | Jun 04, 2013, 04:10 PM |
| TOBIN PETER J | Director | May 20, 2013 | Option Exercise | $26.44 | 4,539 | 120,011 | 16,042 | May 22, 2013, 04:24 PM |
| Smith A W Pete Jr | Director | May 20, 2013 | Option Exercise | $26.44 | 4,539 | 120,011 | 16,900 | May 22, 2013, 04:23 PM |
| SLUTSKY LORIE A | Director | May 20, 2013 | Option Exercise | $26.44 | 4,539 | 120,011 | 16,830 | May 22, 2013, 04:23 PM |
| HICKS WESTON M | Director | May 20, 2013 | Option Exercise | $26.44 | 4,539 | 120,011 | 20,381 | May 22, 2013, 04:22 PM |
| ELLIOTT STEVEN G | Director | May 20, 2013 | Option Exercise | $26.44 | 4,539 | 120,011 | 11,414 | May 22, 2013, 04:21 PM |
| CONDRON CHRISTOPHER M | Director | May 20, 2013 | Option Exercise | $26.44 | 2,270 | 60,019 | 54,145 | May 22, 2013, 04:21 PM |
| van Brugge Robert P | Chairman and CEO, SCB LLC | Feb 19, 2013 | Sale | $22.70 | 30,011 | 681,316 | 0 | Feb 20, 2013, 04:00 PM |
| Gingrich James A | Chief Operating Officer | Jan 31, 2013 | Option Exercise | $20.36 | 2,205 | 44,894 | 409,030 | Feb 04, 2013, 05:16 PM |
| FARRELL EDWARD J | SVP, Controller & CAO | Jan 31, 2013 | Option Exercise | $20.36 | 2,198 | 44,751 | 42,611 | Feb 04, 2013, 05:16 PM |
| Cranch Laurence E | General Counsel | Jan 31, 2013 | Option Exercise | $20.36 | 431 | 8,775 | 150,923 | Feb 04, 2013, 05:15 PM |
| Weisenseel John C | Chief Financial Officer | Jan 18, 2013 | Option Exercise | $19.97 | 12,265 | 244,957 | 64,487 | Jan 22, 2013, 07:20 PM |
| van Brugge Robert P | Chairman and CEO, SCB LLC | Jan 18, 2013 | Option Exercise | $19.97 | 80,574 | 1,609,224 | 170,408 | Jan 22, 2013, 07:20 PM |
| Massad Lori A | SVP & Head of Human Capital | Jan 18, 2013 | Option Exercise | $19.97 | 29,792 | 595,006 | 90,410 | Jan 22, 2013, 07:20 PM |
| Gingrich James A | Chief Operating Officer | Jan 18, 2013 | Option Exercise | $19.97 | 155,968 | 3,114,993 | 415,397 | Jan 22, 2013, 07:19 PM |
| FARRELL EDWARD J | SVP and Controller | Jan 18, 2013 | Option Exercise | $19.97 | 10,765 | 214,999 | 48,958 | Jan 22, 2013, 07:19 PM |
| Cranch Laurence E | General Counsel | Jan 18, 2013 | Option Exercise | $19.97 | 28,290 | 565,008 | 152,031 | Jan 22, 2013, 07:18 PM |
| Kraus Peter S | Chairman and CEO | Dec 19, 2012 | Option Exercise | $16.86 | 273,947 | 4,618,747 | 3,266,463 | Dec 21, 2012, 04:45 PM |
| Weisenseel John C | Chief Financial Officer | Nov 30, 2012 | Option Exercise | $17.58 | 6,279 | 110,385 | 52,222 | Dec 04, 2012, 04:25 PM |
| van Brugge Robert P | Chairman and CEO, SCB LLC | Nov 30, 2012 | Option Exercise | $17.58 | 19,072 | 335,286 | 89,834 | Dec 04, 2012, 04:24 PM |
| Massad Lori A | SVP & Head of Human Capital | Nov 30, 2012 | Option Exercise | $17.58 | 11,204 | 196,966 | 60,618 | Dec 04, 2012, 04:24 PM |
| Gingrich James A | Chief Operating Officer | Nov 30, 2012 | Option Exercise | $17.58 | 26,209 | 460,754 | 259,429 | Dec 04, 2012, 04:23 PM |
| FARRELL EDWARD J | SVP and Controller | Nov 30, 2012 | Option Exercise | $17.58 | 2,950 | 51,861 | 38,193 | Dec 04, 2012, 04:23 PM |
| Cranch Laurence E | General Counsel | Nov 30, 2012 | Option Exercise | $17.58 | 3,823 | 67,208 | 123,741 | Dec 04, 2012, 04:23 PM |
| Kraus Peter S | Chairman and CEO | Jun 21, 2012 | Option Exercise | $12.17 | 2,722,052 | 33,127,373 | 3,810,873 | Jun 21, 2012, 05:04 PM |
| van Brugge Robert P | Chairman and CEO, SCB LLC | Jan 31, 2012 | Option Exercise | $15.22 | 1,829 | 27,837 | 136,043 | May 17, 2012, 04:09 PM |
| TOBIN PETER J | Director | May 15, 2012 | Option Exercise | $14.58 | 4,116 | 60,011 | 11,503 | May 17, 2012, 04:08 PM |
| Smith A W Pete Jr | Director | May 15, 2012 | Option Exercise | $14.58 | 4,116 | 60,011 | 12,361 | May 17, 2012, 04:07 PM |
| SLUTSKY LORIE A | Director | May 15, 2012 | Option Exercise | $14.58 | 4,116 | 60,011 | 12,291 | May 17, 2012, 04:06 PM |
| HICKS WESTON M | Director | May 15, 2012 | Option Exercise | $14.58 | 4,116 | 60,011 | 15,842 | May 17, 2012, 04:06 PM |
| Hechinger Deborah S | Director | May 15, 2012 | Option Exercise | $14.58 | 4,116 | 60,011 | 10,380 | May 17, 2012, 04:05 PM |
| Gingrich James A | Chief Operating Officer | Jan 31, 2012 | Option Exercise | $15.22 | 2,075 | 31,582 | 318,725 | May 17, 2012, 04:04 PM |
| FARRELL EDWARD J | SVP, Controller & CAO | Jan 31, 2012 | Option Exercise | $15.22 | 1,376 | 20,943 | 46,042 | May 17, 2012, 04:02 PM |
| ELLIOTT STEVEN G | Director | May 15, 2012 | Option Exercise | $14.58 | 4,116 | 60,011 | 6,875 | May 17, 2012, 04:01 PM |
| CONDRON CHRISTOPHER M | Director | May 15, 2012 | Option Exercise | $14.58 | 4,116 | 60,011 | 51,875 | May 17, 2012, 04:01 PM |
| STEYN DAVID A | Former Chief Operating Officer | Jan 20, 2012 | Option Exercise | $14.90 | 46,192 | 688,076 | 231,219 | Jan 24, 2012, 05:50 PM |
| van Brugge Robert P | Chairman and CEO, SCB LLC | Jan 20, 2012 | Option Exercise | $14.90 | 62,433 | 930,002 | 140,746 | Jan 24, 2012, 05:50 PM |
| Massad Lori A | Head, Hum Cap & Cf. Talent Off | Jan 20, 2012 | Option Exercise | $14.90 | 36,923 | 550,005 | 91,678 | Jan 24, 2012, 05:49 PM |
| Gingrich James A | Chief Operating Officer | Jan 20, 2012 | Option Exercise | $14.90 | 128,558 | 1,915,000 | 324,622 | Jan 24, 2012, 05:48 PM |
| FARRELL EDWARD J | SVP, Controller & Interim CFO | Jan 20, 2012 | Option Exercise | $14.90 | 19,133 | 285,005 | 49,967 | Jan 24, 2012, 05:47 PM |
| Cranch Laurence E | General Counsel | Jan 20, 2012 | Option Exercise | $14.90 | 37,930 | 565,005 | 132,670 | Jan 24, 2012, 05:47 PM |
| TOBIN PETER J | Director | May 11, 2011 | Option Exercise | $21.75 | 2,759 | 60,008 | 7,387 | Dec 27, 2011, 06:15 PM |
| Smith A W Pete Jr | Director | May 11, 2011 | Option Exercise | $21.75 | 2,759 | 60,008 | 8,245 | Dec 27, 2011, 06:14 PM |
| SLUTSKY LORIE A | Director | May 11, 2011 | Option Exercise | $21.75 | 2,759 | 60,008 | 8,175 | Dec 27, 2011, 06:14 PM |
| HICKS WESTON M | Director | May 11, 2011 | Option Exercise | $21.75 | 2,759 | 60,008 | 11,726 | Dec 27, 2011, 06:13 PM |
| Hechinger Deborah S | Director | May 11, 2011 | Option Exercise | $21.75 | 2,759 | 60,008 | 6,264 | Dec 27, 2011, 06:13 PM |
| ELLIOTT STEVEN G | Director | May 11, 2011 | Option Exercise | $21.75 | 2,759 | 60,008 | 2,759 | Dec 27, 2011, 06:13 PM |
| CONDRON CHRISTOPHER M | Director | May 11, 2011 | Option Exercise | $21.75 | 2,759 | 60,008 | 47,759 | Dec 27, 2011, 06:12 PM |
| Kraus Peter S | Chairman and CEO | Dec 19, 2011 | Option Exercise | $13.01 | 274,764 | 3,574,680 | 1,088,821 | Dec 20, 2011, 05:07 PM |
| STEYN DAVID A | Chief Operating Officer | Dec 01, 2011 | Option Exercise | $13.26 | 38,403 | 509,224 | 62,921 | Dec 05, 2011, 05:20 PM |
| Massad Lori A | SVP & Head of Human Capital | Dec 01, 2011 | Option Exercise | $13.26 | 7,908 | 104,860 | 20,965 | Dec 05, 2011, 05:19 PM |
| Gingrich James A | Chairman and CEO, SCB LLC | Dec 01, 2011 | Option Exercise | $13.26 | 10,310 | 136,711 | 55,609 | Dec 05, 2011, 05:18 PM |
| FARRELL EDWARD J | SVP, Controller & Interim CFO | Dec 01, 2011 | Option Exercise | $13.26 | 1,230 | 16,310 | 6,120 | Dec 05, 2011, 05:18 PM |
| CONDRON CHRISTOPHER M | Director | Feb 17, 2011 | Buy | $22.47 | 5,000 | 112,364 | 45,000 | Feb 17, 2011, 04:08 PM |
| FARRELL EDWARD J | SVP, Controller & Interim CFO | Jan 31, 2011 | Option Exercise | $21.18 | 497 | 10,526 | 33,448 | Feb 02, 2011, 06:40 PM |
| STEYN DAVID A | Chief Operating Officer | Dec 10, 2010 | Option Exercise | $23.72 | 149,315 | 3,541,752 | 258,877 | Dec 20, 2010, 06:03 PM |
| Massad Lori A | SVP and Head of Human Capital | Dec 10, 2010 | Option Exercise | $23.72 | 46,585 | 1,104,996 | 76,585 | Dec 20, 2010, 06:02 PM |
| Kraus Peter S | Chairman and CEO | Dec 17, 2010 | Option Exercise | $22.62 | 277,487 | 6,276,756 | 1,633,231 | Dec 20, 2010, 06:01 PM |
| HOWARD JOHN B | SVP & Chief Financial Officer | Dec 10, 2010 | Option Exercise | $23.72 | 163,243 | 3,872,124 | 163,243 | Dec 20, 2010, 05:59 PM |
| Gingrich James A | Chairman & CEO, SCB LLC | Dec 10, 2010 | Option Exercise | $23.72 | 111,252 | 2,638,897 | 222,468 | Dec 20, 2010, 05:58 PM |
| Cranch Laurence E | General Counsel | Dec 10, 2010 | Option Exercise | $23.72 | 47,376 | 1,123,759 | 94,048 | Dec 20, 2010, 05:58 PM |
| STEYN DAVID A | Chief Operating Officer | Dec 01, 2010 | Option Exercise | $23.17 | 18,626 | 431,564 | 109,562 | Dec 03, 2010, 04:25 PM |
| Massad Lori A | SVP and Head of Human Capital | Dec 01, 2010 | Option Exercise | $23.17 | 3,689 | 85,474 | 30,000 | Dec 03, 2010, 04:25 PM |
| Lane Nick | Director | Aug 20, 2010 | Buy | $25.00 | 100 | 2,500 | 100 | Aug 24, 2010, 04:56 PM |
Load More Insider Transactions
Buy
Sale
Option Exercise
| Owner | Relationship | Date | Value($) |
| Siemers William R | SVP, Interim CFO | 02/28/2024 | 725,746 |
| Siemers William R | SVP, Interim CFO | 02/28/2024 | 548,996 |
| Simeone Thomas | Chief Accounting Officer | 12/01/2023 | 45,555 |
| Simeone Thomas | Chief Accounting Officer | 12/01/2023 | 60,245 |
| Simeone Thomas | Chief Accounting Officer | 12/12/2023 | 93,758 |
| Erzan Onur | Head, Gl. Cl. Grp. & Pr. Wlth. | 12/12/2023 | 2,455,863 |
| Sprules Karl | Chief Operating Officer | 12/12/2023 | 1,575,001 |
| MANLEY MARK R | General Counsel & Corp Sec | 12/12/2023 | 344,992 |
| Siemers William R | SVP, Interim CFO | 12/12/2023 | 254,993 |
| BERNSTEIN SETH P | President and CEO | 12/12/2023 | 4,164,992 |
| MANLEY MARK R | Gl Head of Compl & Gen Counsel | 12/11/2023 | 47,712 |
| Erzan Onur | Head, Gl. Cl. Grp. & Pr. Wlth. | 12/01/2023 | 714,945 |
| Erzan Onur | Head, Gl. Cl. Grp. & Pr. Wlth. | 12/01/2023 | 412,438 |
| Siemers William R | SVP, Controller & CAO | 12/01/2023 | 105,946 |
| Siemers William R | SVP, Controller & CAO | 12/01/2023 | 140,068 |
| Simeone Thomas | Chief Accounting Officer | 12/01/2023 | 45,555 |
| Simeone Thomas | Chief Accounting Officer | 12/01/2023 | 60,245 |
| Sprules Karl | Head of Global Tech and Ops | 12/01/2023 | 744,908 |
| Sprules Karl | Head of Global Tech and Ops | 12/01/2023 | 1,043,196 |
| BERNSTEIN SETH P | President and CEO | 12/01/2023 | 929,833 |
| BERNSTEIN SETH P | President and CEO | 12/01/2023 | 2,080,226 |
| MANLEY MARK R | Gl Head of Compl & Gen Counsel | 12/01/2023 | 236,531 |
| MANLEY MARK R | Gl Head of Compl & Gen Counsel | 12/01/2023 | 315,743 |
| Kaye Daniel G | Director | 05/24/2023 | 170,026 |
| Burke Kate C | Former COO & CFO | 08/10/2023 | 147,799 |
| LAMMTENNANT JOAN M | Director | 05/24/2023 | 170,026 |
| Walthall Todd | Director | 05/24/2023 | 170,026 |
| Domenici Nella | Director | 05/24/2023 | 170,026 |
| Narayandas Das | Director | 05/24/2023 | 170,026 |
| Kaye Daniel G | Director | 05/24/2023 | 170,026 |
| Stonehill Charles G.T. | Director | 05/24/2023 | 170,026 |
| Burke Kate C | COO & CFO | 05/24/2023 | 422,375 |
| Burke Kate C | COO & CFO | 03/22/2023 | 438,000 |
| BERNSTEIN SETH P | President and CEO | 01/31/2023 | 2,858,528 |
| Sprules Karl | Head of Global Tech and Ops | 12/14/2022 | 2,984,249 |
| MANLEY MARK R | Gl Head of Compl & Gen Counsel | 12/15/2022 | 28,490 |
| Siemers William R | SVP, Controller & CAO | 12/12/2022 | 175,013 |
| Sprules Karl | Head of Global Tech and Ops | 12/12/2022 | 1,104,998 |
| MANLEY MARK R | Gl Head of Compl & Gen Counsel | 12/12/2022 | 345,016 |
| Erzan Onur | Head, Gl. Cl. Grp. & Pr. Wlth. | 12/12/2022 | 1,505,866 |
| Burke Kate C | COO & CFO | 12/12/2022 | 1,600,014 |
| BERNSTEIN SETH P | President and CEO | 12/12/2022 | 4,575,002 |
| Siemers William R | SVP, Controller & CAO | 12/01/2022 | 215,018 |
| Sprules Karl | Head of Global Tech and Ops | 12/01/2022 | 3,010,335 |
| MANLEY MARK R | Gl Head of Compl & Gen Counsel | 12/01/2022 | 710,174 |
| Erzan Onur | Head, Gl. Cl. Grp. & Pr. Wlth. | 12/01/2022 | 191,168 |
| Burke Kate C | COO & CFO | 12/01/2022 | 3,135,406 |
| BERNSTEIN SETH P | President and CEO | 12/01/2022 | 1,167,642 |
| MANLEY MARK R | Gl Head of Compl & Gen Counsel | 11/23/2022 | 204,400 |
| Stonehill Charles G.T. | Director | 06/13/2022 | 56,854 |
| MANLEY MARK R | Gl Head of Compl & Gen Counsel | 05/11/2022 | 194,900 |
| Kaye Daniel G | Director | 05/19/2022 | 170,005 |
| Domenici Nella | Director | 05/19/2022 | 170,005 |
| Stonehill Charles G.T. | Director | 05/19/2022 | 170,005 |
| Walthall Todd | Director | 05/19/2022 | 170,005 |
| Matus Kristi Ann | Director | 05/19/2022 | 170,005 |
| LAMMTENNANT JOAN M | Director | 05/19/2022 | 170,005 |
| Narayandas Das | Director | 05/19/2022 | 170,005 |
| Siemers William R | SVP, Interim CFO, Cntr. & CAO | 04/03/2022 | 1,000,034 |
| Burke Kate C | COO & Head of Private Wealth | 12/10/2021 | 1,824,976 |
| Sprules Karl | Head of Global Tech and Ops | 12/10/2021 | 1,274,977 |
| Dibadj Ali | CFO and Head of Strategy | 12/10/2021 | 1,575,014 |
| BERNSTEIN SETH P | President and CEO | 12/10/2021 | 5,225,018 |
| Siemers William R | SVP, Controller & CAO | 12/10/2021 | 137,487 |
| Cranch Laurence E | Chief Legal Officer | 12/10/2021 | 575,011 |
| Sprules Karl | Head of Global Tech and Ops | 12/01/2021 | 589,210 |
| Siemers William R | SVP, Controller & CAO | 12/01/2021 | 51,498 |
| Cranch Laurence E | Chief Legal Officer | 12/01/2021 | 215,384 |
| BERNSTEIN SETH P | President and CEO | 12/01/2021 | 996,952 |
| Burke Kate C | COO & Head of Private Wealth | 12/01/2021 | 542,336 |
| Dibadj Ali | CFO and Head of Strategy | 12/01/2021 | 109,640 |
| Dibadj Ali | CFO and Head of Strategy | 12/03/2021 | 87,359 |
| OLIVEIRA RAMON DE | Director | 05/20/2021 | 170,041 |
| Dibadj Ali | CFO and Head of Strategy | 05/13/2021 | 53,888 |
| Cranch Laurence E | Chief Legal Officer | 03/08/2021 | 345,197 |
| Weisenseel John C | Chief Financial Officer | 01/29/2021 | 279,725 |
| Siemers William R | SVP, Controller & CAO | 12/11/2020 | 150,003 |
| Weisenseel John C | Chief Financial Officer | 12/11/2020 | 842,497 |
| BERNSTEIN SETH P | President and CEO | 12/11/2020 | 3,834,987 |
| Burke Kate C | Chief Operating Officer | 12/11/2020 | 1,284,995 |
| Cranch Laurence E | Chief Legal Officer | 12/11/2020 | 660,008 |
| BERNSTEIN SETH P | President and CEO | 12/01/2020 | 603,491 |
| Burke Kate C | Chief Operating Officer | 12/01/2020 | 227,450 |
| Siemers William R | SVP, Controller & CAO | 12/01/2020 | 30,807 |
| Cranch Laurence E | Chief Legal Officer | 12/01/2020 | 131,476 |
| Burke Kate C | Chief Operating Officer | 08/07/2020 | 257,908 |
| Gingrich James A | Chief Operating Officer | 06/05/2020 | 64,155 |
| Gingrich James A | Chief Operating Officer | 06/03/2020 | 798,000 |
| Gingrich James A | Chief Operating Officer | 06/02/2020 | 781,200 |
| Stonehill Charles G.T. | Director | 05/20/2020 | 169,999 |
| Matus Kristi Ann | Director | 05/20/2020 | 169,999 |
| Domenici Nella | Director | 05/20/2020 | 169,999 |
| Narayandas Das | Director | 05/20/2020 | 169,999 |
| Kaye Daniel G | Director | 05/20/2020 | 169,999 |
| OLIVEIRA RAMON DE | Director | 05/20/2020 | 169,999 |
| AUDET PAUL | Director | 05/20/2020 | 169,999 |
| Cranch Laurence E | General Counsel | 05/20/2020 | 258,196 |
| BERNSTEIN SETH P | President and CEO | 03/13/2020 | 354,900 |
| Gingrich James A | Chief Operating Officer | 03/04/2020 | 2,421,000 |
| Gingrich James A | Chief Operating Officer | 03/03/2020 | 731,965 |
| Gingrich James A | Chief Operating Officer | 03/02/2020 | 2,401,500 |
| Gingrich James A | Chief Operating Officer | 02/25/2020 | 88,355 |
| Gingrich James A | Chief Operating Officer | 02/20/2020 | 1,792,000 |
| Gingrich James A | Chief Operating Officer | 02/21/2020 | 1,080,169 |
| Gingrich James A | Chief Operating Officer | 02/19/2020 | 1,779,500 |
| Gingrich James A | Chief Operating Officer | 02/18/2020 | 1,765,000 |
| Gingrich James A | Chief Operating Officer | 02/14/2020 | 858,750 |
| Gingrich James A | Chief Operating Officer | 02/13/2020 | 460,466 |
| Weisenseel John C | Chief Financial Officer | 01/31/2020 | 254,271 |
| Gingrich James A | Chief Operating Officer | 01/31/2020 | 423,228 |
| Cranch Laurence E | General Counsel | 11/29/2019 | 266,727 |
| Weisenseel John C | Chief Financial Officer | 12/10/2019 | 842,490 |
| Siemers William R | SVP, Controller & CAO | 12/10/2019 | 143,204 |
| Cranch Laurence E | General Counsel | 12/10/2019 | 660,014 |
| Burke Kate C | Chief Administrative Officer | 12/10/2019 | 1,035,000 |
| BERNSTEIN SETH P | President and CEO | 12/10/2019 | 3,999,988 |
| Siemers William R | SVP, Controller & CAO | 11/29/2019 | 25,291 |
| Burke Kate C | Chief Administrative Officer | 11/29/2019 | 132,161 |
| Cranch Laurence E | General Counsel | 11/29/2019 | 266,727 |
| Gingrich James A | Chief Operating Officer | 11/29/2019 | 12,278,529 |
| Weisenseel John C | Chief Financial Officer | 07/30/2019 | 377,364 |
| Weisenseel John C | Chief Financial Officer | 07/29/2019 | 295,300 |
| Weisenseel John C | Chief Financial Officer | 07/26/2019 | 296,300 |
| Burke Kate C | Chief Administrative Officer | 06/12/2019 | 543,289 |
| Leibowitz Shelley | Director | 05/14/2019 | 170,001 |
| OLIVEIRA RAMON DE | Director | 05/14/2019 | 170,001 |
| AUDET PAUL | Director | 05/14/2019 | 170,001 |
| Narayandas Das | Director | 05/14/2019 | 170,001 |
| Kaye Daniel G | Director | 05/14/2019 | 170,001 |
| Stonehill Charles G.T. | Director | 05/14/2019 | 170,001 |
| Fallon-Walsh Barbara | Director | 05/14/2019 | 170,001 |
| Gingrich James A | Chief Operating Officer | 02/26/2019 | 723,357 |
| Gingrich James A | Chief Operating Officer | 02/25/2019 | 587,600 |
| Gingrich James A | Chief Operating Officer | 02/22/2019 | 744,000 |
| Gingrich James A | Chief Operating Officer | 02/21/2019 | 758,750 |
| Cranch Laurence E | General Counsel | 02/21/2019 | 542,764 |
| Gingrich James A | Chief Operating Officer | 01/31/2019 | 923,146 |
| Gingrich James A | Chief Operating Officer | 02/20/2019 | 753,750 |
| Gingrich James A | Chief Operating Officer | 02/19/2019 | 451,650 |
| Cranch Laurence E | General Counsel | 01/31/2019 | 252,549 |
| Cranch Laurence E | General Counsel | 02/19/2019 | 3,679,256 |
| Siemers William R | SVP, Controller & CAO | 12/11/2018 | 97,499 |
| Weisenseel John C | Chief Financial Officer | 12/11/2018 | 842,497 |
| BERNSTEIN SETH P | President and CEO | 12/11/2018 | 3,999,977 |
| Cranch Laurence E | General Counsel | 12/11/2018 | 659,990 |
| Burke Kate C | Head of Human Capital and CTO | 12/11/2018 | 440,011 |
| AXA Equitable Holdings, Inc. | See Remarks | 12/21/2018 | 6,354,141 |
| Weisenseel John C | Chief Financial Officer | 11/30/2018 | 52,928 |
| Siemers William R | SVP, Controller & CAO | 11/30/2018 | 25,920 |
| Gingrich James A | Chief Operating Officer | 11/30/2018 | 824,310 |
| Cranch Laurence E | General Counsel | 11/30/2018 | 322,884 |
| Burke Kate C | Head of Human Capital and CTO | 11/30/2018 | 131,595 |
| Siemers William R | SVP, Controller & CAO | 07/16/2018 | 500,004 |
| Zoellick Robert B. | Director | 05/15/2018 | 425,020 |
| Leibowitz Shelley | Director | 05/15/2018 | 170,008 |
| OLIVEIRA RAMON DE | Director | 05/15/2018 | 170,008 |
| AUDET PAUL | Director | 05/15/2018 | 170,008 |
| Narayandas Das | Director | 05/15/2018 | 170,008 |
| Kaye Daniel G | Director | 05/15/2018 | 170,008 |
| Fallon-Walsh Barbara | Director | 05/15/2018 | 170,008 |
| Weisenseel John C | Chief Financial Officer | 04/24/2018 | 4,000,009 |
| Gingrich James A | Chief Operating Officer | 04/24/2018 | 14,000,019 |
| Cranch Laurence E | General Counsel | 04/24/2018 | 4,000,009 |
| Burke Kate C | Head of Human Capital and CTO | 04/24/2018 | 4,000,009 |
| Cranch Laurence E | General Counsel | 03/05/2018 | 639,375 |
| Cranch Laurence E | General Counsel | 03/05/2018 | 987,041 |
| Cranch Laurence E | General Counsel | 03/01/2018 | 359,107 |
| Cranch Laurence E | General Counsel | 03/02/2018 | 337,351 |
| Cranch Laurence E | General Counsel | 03/01/2018 | 552,918 |
| Cranch Laurence E | General Counsel | 03/02/2018 | 519,663 |
| AXA Equitable Holdings, Inc. | See Remarks | 12/15/2017 | 30,962,527 |
| Cranch Laurence E | General Counsel | 01/31/2018 | 286,950 |
| Gingrich James A | Chief Operating Officer | 01/31/2018 | 163,418 |
| AXA Equitable Holdings, Inc. | See Remarks | 12/15/2017 | 3,118,326 |
| Weisenseel John C | Chief Financial Officer | 12/12/2017 | 785,002 |
| FARRELL EDWARD J | SVP and Controller | 12/12/2017 | 220,009 |
| Cranch Laurence E | General Counsel | 12/12/2017 | 660,002 |
| Burke Kate C | Head of Human Capital and CTO | 12/12/2017 | 410,003 |
| Weisenseel John C | Chief Financial Officer | 12/01/2017 | 94,032 |
| van Brugge Robert P | Chairman and CEO, SCB LLC | 12/01/2017 | 857,598 |
| Gingrich James A | Chief Operating Officer | 12/01/2017 | 1,262,778 |
| FARRELL EDWARD J | SVP and Controller | 12/01/2017 | 86,478 |
| Cranch Laurence E | General Counsel | 12/01/2017 | 186,847 |
| Burke Kate C | Head of Human Capital and CTO | 12/01/2017 | 88,242 |
| FARRELL EDWARD J | SVP and Controller | 11/28/2017 | 252,000 |
| van Brugge Robert P | Chairman and CEO, SCB LLC | 11/10/2017 | 174,019 |
| van Brugge Robert P | Chairman and CEO, SCB LLC | 11/09/2017 | 74,205 |
| Gingrich James A | Chief Operating Officer | 10/17/2017 | 141,475 |
| Gingrich James A | Chief Operating Officer | 10/16/2017 | 249,650 |
| Gingrich James A | Chief Operating Officer | 10/13/2017 | 250,000 |
| Gingrich James A | Chief Operating Officer | 10/12/2017 | 250,500 |
| Gingrich James A | Chief Operating Officer | 10/11/2017 | 249,475 |
| Gingrich James A | Chief Operating Officer | 10/10/2017 | 249,825 |
| Gingrich James A | Chief Operating Officer | 10/09/2017 | 86,450 |
| Gingrich James A | Chief Operating Officer | 10/06/2017 | 86,450 |
| Gingrich James A | Chief Operating Officer | 10/05/2017 | 86,450 |
| Gingrich James A | Chief Operating Officer | 10/04/2017 | 85,575 |
| Gingrich James A | Chief Operating Officer | 10/03/2017 | 84,350 |
| Gingrich James A | Chief Operating Officer | 10/02/2017 | 85,400 |
| Gingrich James A | Chief Operating Officer | 09/28/2017 | 85,225 |
| Gingrich James A | Chief Operating Officer | 09/27/2017 | 85,225 |
| Gingrich James A | Chief Operating Officer | 09/29/2017 | 85,225 |
| Gingrich James A | Chief Operating Officer | 09/26/2017 | 85,575 |
| Gingrich James A | Chief Operating Officer | 09/25/2017 | 85,050 |
| Gingrich James A | Chief Operating Officer | 09/22/2017 | 83,300 |
| Gingrich James A | Chief Operating Officer | 09/19/2017 | 85,225 |
| Gingrich James A | Chief Operating Officer | 09/21/2017 | 84,525 |
| Gingrich James A | Chief Operating Officer | 09/20/2017 | 85,050 |
| Hicks Weston M | Former Director | 09/18/2017 | 381,299 |
| Hicks Weston M | Former Director | 09/18/2017 | 762,598 |
| Gingrich James A | Chief Operating Officer | 09/18/2017 | 84,700 |
| Gingrich James A | Chief Operating Officer | 09/15/2017 | 83,300 |
| Gingrich James A | Chief Operating Officer | 09/14/2017 | 83,475 |
| Gingrich James A | Chief Operating Officer | 09/13/2017 | 82,950 |
| Gingrich James A | Chief Operating Officer | 09/12/2017 | 82,775 |
| Gingrich James A | Chief Operating Officer | 09/11/2017 | 82,250 |
| Weisenseel John C | Chief Financial Officer | 09/08/2017 | 46,500 |
| Weisenseel John C | Chief Financial Officer | 09/07/2017 | 47,100 |
| Weisenseel John C | Chief Financial Officer | 09/06/2017 | 46,800 |
| Gingrich James A | Chief Operating Officer | 09/06/2017 | 59,675 |
| Gingrich James A | Chief Operating Officer | 09/08/2017 | 47,467 |
| Gingrich James A | Chief Operating Officer | 09/07/2017 | 59,675 |
| Gingrich James A | Chief Operating Officer | 09/06/2017 | 163,800 |
| Gingrich James A | Chief Operating Officer | 09/08/2017 | 146,103 |
| Gingrich James A | Chief Operating Officer | 09/07/2017 | 164,850 |
| Weisenseel John C | Chief Financial Officer | 09/01/2017 | 46,700 |
| Weisenseel John C | Chief Financial Officer | 08/31/2017 | 46,500 |
| Weisenseel John C | Chief Financial Officer | 09/05/2017 | 46,700 |
| Gingrich James A | Chief Operating Officer | 09/01/2017 | 59,675 |
| Gingrich James A | Chief Operating Officer | 08/31/2017 | 59,675 |
| Gingrich James A | Chief Operating Officer | 09/05/2017 | 59,675 |
| Gingrich James A | Chief Operating Officer | 09/05/2017 | 163,450 |
| Gingrich James A | Chief Operating Officer | 09/01/2017 | 163,450 |
| Gingrich James A | Chief Operating Officer | 08/31/2017 | 162,750 |
| AXA AMERICA HOLDINGS, INC. | See Remarks | 09/01/2017 | 24,530,022 |
| Weisenseel John C | Chief Financial Officer | 08/30/2017 | 46,200 |
| Weisenseel John C | Chief Financial Officer | 08/29/2017 | 46,000 |
| Weisenseel John C | Chief Financial Officer | 08/28/2017 | 46,700 |
| Gingrich James A | Chief Operating Officer | 08/29/2017 | 59,675 |
| Gingrich James A | Chief Operating Officer | 08/28/2017 | 59,675 |
| Gingrich James A | Chief Operating Officer | 08/30/2017 | 59,675 |
| Gingrich James A | Chief Operating Officer | 08/29/2017 | 161,000 |
| Gingrich James A | Chief Operating Officer | 08/28/2017 | 163,450 |
| Gingrich James A | Chief Operating Officer | 08/30/2017 | 161,700 |
| Weisenseel John C | Chief Financial Officer | 08/23/2017 | 46,500 |
| Weisenseel John C | Chief Financial Officer | 08/25/2017 | 46,600 |
| Weisenseel John C | Chief Financial Officer | 08/24/2017 | 47,300 |
| Gingrich James A | Chief Operating Officer | 08/25/2017 | 59,675 |
| Gingrich James A | Chief Operating Officer | 08/24/2017 | 59,675 |
| Gingrich James A | Chief Operating Officer | 08/23/2017 | 59,675 |
| Gingrich James A | Chief Operating Officer | 08/23/2017 | 162,750 |
| Gingrich James A | Chief Operating Officer | 08/25/2017 | 163,100 |
| Gingrich James A | Chief Operating Officer | 08/24/2017 | 165,550 |
| Weisenseel John C | Chief Financial Officer | 08/22/2017 | 46,400 |
| Weisenseel John C | Chief Financial Officer | 08/21/2017 | 46,100 |
| Weisenseel John C | Chief Financial Officer | 08/18/2017 | 46,000 |
| Gingrich James A | Chief Operating Officer | 08/18/2017 | 59,675 |
| Gingrich James A | Chief Operating Officer | 08/22/2017 | 59,675 |
| Gingrich James A | Chief Operating Officer | 08/21/2017 | 59,675 |
| Gingrich James A | Chief Operating Officer | 08/21/2017 | 161,350 |
| Gingrich James A | Chief Operating Officer | 08/18/2017 | 161,000 |
| Gingrich James A | Chief Operating Officer | 08/22/2017 | 162,400 |
| Weisenseel John C | Chief Financial Officer | 08/17/2017 | 46,900 |
| Weisenseel John C | Chief Financial Officer | 08/16/2017 | 47,600 |
| Weisenseel John C | Chief Financial Officer | 08/15/2017 | 72,000 |
| Gingrich James A | Chief Operating Officer | 08/17/2017 | 59,675 |
| Gingrich James A | Chief Operating Officer | 08/16/2017 | 59,675 |
| Gingrich James A | Chief Operating Officer | 08/15/2017 | 59,675 |
| Gingrich James A | Chief Operating Officer | 08/17/2017 | 164,150 |
| Gingrich James A | Chief Operating Officer | 08/16/2017 | 166,600 |
| Gingrich James A | Chief Operating Officer | 08/15/2017 | 168,000 |
| Gingrich James A | Chief Operating Officer | 08/11/2017 | 59,675 |
| Gingrich James A | Chief Operating Officer | 08/10/2017 | 59,675 |
| Gingrich James A | Chief Operating Officer | 08/14/2017 | 59,675 |
| Gingrich James A | Chief Operating Officer | 08/14/2017 | 167,300 |
| Gingrich James A | Chief Operating Officer | 08/11/2017 | 163,800 |
| Gingrich James A | Chief Operating Officer | 08/10/2017 | 171,150 |
| Weisenseel John C | Chief Financial Officer | 08/11/2017 | 46,800 |
| Weisenseel John C | Chief Financial Officer | 08/10/2017 | 73,350 |
| Weisenseel John C | Chief Financial Officer | 08/14/2017 | 71,800 |
| Gingrich James A | Chief Operating Officer | 08/07/2017 | 59,675 |
| Gingrich James A | Chief Operating Officer | 08/09/2017 | 59,675 |
| Gingrich James A | Chief Operating Officer | 08/08/2017 | 59,675 |
| Gingrich James A | Chief Operating Officer | 08/07/2017 | 169,400 |
| Gingrich James A | Chief Operating Officer | 08/09/2017 | 171,500 |
| Gingrich James A | Chief Operating Officer | 08/08/2017 | 172,550 |
| Gingrich James A | Chief Operating Officer | 08/04/2017 | 59,675 |
| Gingrich James A | Chief Operating Officer | 08/03/2017 | 59,675 |
| Gingrich James A | Chief Operating Officer | 08/02/2017 | 59,675 |
| Gingrich James A | Chief Operating Officer | 08/02/2017 | 173,950 |
| Gingrich James A | Chief Operating Officer | 08/04/2017 | 170,100 |
| Gingrich James A | Chief Operating Officer | 08/03/2017 | 168,350 |
| Gingrich James A | Chief Operating Officer | 08/01/2017 | 144,908 |
| Gingrich James A | Chief Operating Officer | 07/31/2017 | 59,675 |
| Gingrich James A | Chief Operating Officer | 07/28/2017 | 59,675 |
| Gingrich James A | Chief Operating Officer | 07/28/2017 | 169,050 |
| Gingrich James A | Chief Operating Officer | 08/01/2017 | 333,774 |
| Gingrich James A | Chief Operating Officer | 07/31/2017 | 169,750 |
| Gingrich James A | Chief Operating Officer | 07/27/2017 | 170,500 |
| Gingrich James A | Chief Operating Officer | 07/26/2017 | 170,500 |
| Gingrich James A | Chief Operating Officer | 07/25/2017 | 170,500 |
| Gingrich James A | Chief Operating Officer | 07/27/2017 | 500,000 |
| Gingrich James A | Chief Operating Officer | 07/26/2017 | 500,000 |
| Gingrich James A | Chief Operating Officer | 07/25/2017 | 498,250 |
| Gingrich James A | Chief Operating Officer | 07/24/2017 | 59,675 |
| Gingrich James A | Chief Operating Officer | 07/21/2017 | 59,675 |
| Gingrich James A | Chief Operating Officer | 07/20/2017 | 59,675 |
| Gingrich James A | Chief Operating Officer | 07/24/2017 | 176,050 |
| Gingrich James A | Chief Operating Officer | 07/21/2017 | 172,200 |
| Gingrich James A | Chief Operating Officer | 07/20/2017 | 171,500 |
| Gingrich James A | Chief Operating Officer | 07/18/2017 | 59,675 |
| Gingrich James A | Chief Operating Officer | 07/17/2017 | 59,675 |
| Gingrich James A | Chief Operating Officer | 07/19/2017 | 59,675 |
| Gingrich James A | Chief Operating Officer | 07/19/2017 | 172,550 |
| Gingrich James A | Chief Operating Officer | 07/18/2017 | 171,500 |
| Gingrich James A | Chief Operating Officer | 07/17/2017 | 170,100 |
| Gingrich James A | Chief Operating Officer | 07/13/2017 | 59,675 |
| Gingrich James A | Chief Operating Officer | 07/12/2017 | 59,675 |
| Gingrich James A | Chief Operating Officer | 07/14/2017 | 59,675 |
| Gingrich James A | Chief Operating Officer | 07/14/2017 | 171,150 |
| Gingrich James A | Chief Operating Officer | 07/13/2017 | 169,750 |
| Gingrich James A | Chief Operating Officer | 07/12/2017 | 168,350 |
| Gingrich James A | Chief Operating Officer | 07/10/2017 | 59,675 |
| Gingrich James A | Chief Operating Officer | 07/07/2017 | 59,675 |
| Gingrich James A | Chief Operating Officer | 07/11/2017 | 59,675 |
| Gingrich James A | Chief Operating Officer | 07/10/2017 | 167,300 |
| Gingrich James A | Chief Operating Officer | 07/07/2017 | 164,850 |
| Gingrich James A | Chief Operating Officer | 07/11/2017 | 168,350 |
| Gingrich James A | Chief Operating Officer | 07/05/2017 | 59,675 |
| Gingrich James A | Chief Operating Officer | 07/03/2017 | 59,675 |
| Gingrich James A | Chief Operating Officer | 07/06/2017 | 59,675 |
| Gingrich James A | Chief Operating Officer | 07/05/2017 | 166,250 |
| Gingrich James A | Chief Operating Officer | 07/03/2017 | 165,200 |
| Gingrich James A | Chief Operating Officer | 07/06/2017 | 164,500 |
| Gingrich James A | Chief Operating Officer | 06/29/2017 | 59,675 |
| Gingrich James A | Chief Operating Officer | 06/28/2017 | 59,675 |
| Gingrich James A | Chief Operating Officer | 06/30/2017 | 59,675 |
| Gingrich James A | Chief Operating Officer | 06/29/2017 | 163,450 |
| Gingrich James A | Chief Operating Officer | 06/28/2017 | 162,750 |
| Gingrich James A | Chief Operating Officer | 06/30/2017 | 162,750 |
| Gingrich James A | Chief Operating Officer | 06/23/2017 | 59,675 |
| Gingrich James A | Chief Operating Officer | 06/27/2017 | 59,675 |
| Gingrich James A | Chief Operating Officer | 06/26/2017 | 59,675 |
| Gingrich James A | Chief Operating Officer | 06/26/2017 | 165,550 |
| Gingrich James A | Chief Operating Officer | 06/23/2017 | 164,150 |
| Gingrich James A | Chief Operating Officer | 06/27/2017 | 164,850 |
| Gingrich James A | Chief Operating Officer | 06/20/2017 | 59,675 |
| Gingrich James A | Chief Operating Officer | 06/22/2017 | 59,675 |
| Gingrich James A | Chief Operating Officer | 06/21/2017 | 59,675 |
| Gingrich James A | Chief Operating Officer | 06/21/2017 | 162,400 |
| Gingrich James A | Chief Operating Officer | 06/20/2017 | 160,650 |
| Gingrich James A | Chief Operating Officer | 06/22/2017 | 162,750 |
| Gingrich James A | Chief Operating Officer | 06/15/2017 | 59,675 |
| Gingrich James A | Chief Operating Officer | 06/19/2017 | 59,675 |
| Gingrich James A | Chief Operating Officer | 06/16/2017 | 59,675 |
| Gingrich James A | Chief Operating Officer | 06/15/2017 | 161,700 |
| Gingrich James A | Chief Operating Officer | 06/19/2017 | 163,100 |
| Gingrich James A | Chief Operating Officer | 06/16/2017 | 161,000 |
| Gingrich James A | Chief Operating Officer | 06/12/2017 | 59,675 |
| Gingrich James A | Chief Operating Officer | 06/14/2017 | 59,675 |
| Gingrich James A | Chief Operating Officer | 06/13/2017 | 59,675 |
| Gingrich James A | Chief Operating Officer | 06/12/2017 | 161,700 |
| Gingrich James A | Chief Operating Officer | 06/14/2017 | 161,700 |
| Gingrich James A | Chief Operating Officer | 06/13/2017 | 161,350 |
| Gingrich James A | Chief Operating Officer | 06/07/2017 | 59,675 |
| Gingrich James A | Chief Operating Officer | 06/09/2017 | 59,675 |
| Gingrich James A | Chief Operating Officer | 06/08/2017 | 59,675 |
| Gingrich James A | Chief Operating Officer | 06/08/2017 | 160,475 |
| Gingrich James A | Chief Operating Officer | 06/07/2017 | 160,125 |
| Gingrich James A | Chief Operating Officer | 06/09/2017 | 161,000 |
| FARRELL EDWARD J | SVP and Controller | 06/08/2017 | 231,500 |
| Gingrich James A | Chief Operating Officer | 06/06/2017 | 29,837 |
| Gingrich James A | Chief Operating Officer | 06/05/2017 | 29,837 |
| Gingrich James A | Chief Operating Officer | 06/05/2017 | 79,625 |
| Gingrich James A | Chief Operating Officer | 06/06/2017 | 78,750 |
| Gingrich James A | Chief Operating Officer | 06/02/2017 | 29,837 |
| Gingrich James A | Chief Operating Officer | 06/01/2017 | 59,675 |
| Gingrich James A | Chief Operating Officer | 06/02/2017 | 79,188 |
| Gingrich James A | Chief Operating Officer | 06/01/2017 | 159,425 |
| SLUTSKY LORIE A | Former Director | 06/02/2017 | 220,846 |
| ELLIOTT STEVEN G | Former Director | 05/30/2017 | 346,579 |
| Zoellick Robert B. | Director | 05/30/2017 | 246,848 |
| Hechinger Deborah S | Former Director | 05/24/2017 | 164,485 |
| ELLIOTT STEVEN G | Former Director | 05/19/2017 | 238,368 |
| ELLIOTT STEVEN G | Former Director | 05/19/2017 | 344,555 |
| SCHOEN SCOTT A | Former Director | 05/22/2017 | 326,682 |
| Zoellick Robert B. | Director | 05/16/2017 | 425,000 |
| OLIVEIRA RAMON DE | Director | 05/16/2017 | 150,004 |
| Hechinger Deborah S | Former Director | 05/17/2017 | 218,188 |
| Kaye Daniel G | Director | 05/16/2017 | 150,004 |
| Fallon-Walsh Barbara | Director | 05/16/2017 | 150,004 |
| BERNSTEIN SETH P | President and CEO | 05/16/2017 | 3,500,003 |
| SCHOEN SCOTT A | Director | 05/12/2017 | 516,705 |
| SCHOEN SCOTT A | Director | 05/15/2017 | 797,681 |
| SLUTSKY LORIE A | Former Director | 05/11/2017 | 266,088 |
| ELLIOTT STEVEN G | Former Director | 05/04/2017 | 233,873 |
| Gingrich James A | Chief Operating Officer | 02/13/2017 | 21,000,013 |
| SCHOEN SCOTT A | Director | 05/19/2016 | 150,013 |
| SCHOEN SCOTT A | Director | 05/20/2016 | 265,535 |
| Cranch Laurence E | General Counsel | 01/31/2017 | 926,598 |
| Gingrich James A | Chief Operating Officer | 01/31/2017 | 153,036 |
| Weisenseel John C | Chief Financial Officer | 12/09/2016 | 672,498 |
| van Brugge Robert P | Chairman and CEO, SCB LLC | 12/09/2016 | 1,610,010 |
| Gingrich James A | Chief Operating Officer | 12/09/2016 | 3,259,995 |
| FARRELL EDWARD J | SVP and Controller | 12/09/2016 | 210,006 |
| Cranch Laurence E | General Counsel | 12/09/2016 | 609,998 |
| HICKS WESTON M | Director | 08/04/2016 | 97,589 |
| HICKS WESTON M | Director | 05/19/2016 | 150,013 |
| Weisenseel John C | Chief Financial Officer | 12/01/2016 | 112,599 |
| van Brugge Robert P | Chairman and CEO, SCB LLC | 12/01/2016 | 809,538 |
| Gingrich James A | Chief Operating Officer | 12/01/2016 | 1,416,731 |
| FARRELL EDWARD J | SVP and Controller | 12/01/2016 | 83,333 |
| Cranch Laurence E | General Counsel | 12/01/2016 | 137,812 |
| HICKS WESTON M | Director | 08/04/2016 | 97,589 |
| FARRELL EDWARD J | SVP and Controller | 06/08/2016 | 118,050 |
| WEINREICH JOSHUA | Director | 05/19/2016 | 150,013 |
| SLUTSKY LORIE A | Director | 05/19/2016 | 150,013 |
| SCHOEN SCOTT A | Director | 05/19/2016 | 150,013 |
| SCHOEN SCOTT A | Director | 05/20/2016 | 265,535 |
| Messer Heidi S | Director | 05/19/2016 | 150,013 |
| HICKS WESTON M | Director | 05/19/2016 | 150,013 |
| Hechinger Deborah S | Director | 05/19/2016 | 75,006 |
| ELLIOTT STEVEN G | Director | 05/19/2016 | 150,013 |
| CONDRON CHRISTOPHER M | Director | 05/19/2016 | 75,006 |
| HICKS WESTON M | Director | 05/10/2016 | 253,269 |
| Gingrich James A | Chief Operating Officer | 01/29/2016 | 120,856 |
| Massad Lori A | Senior Vice President | 12/11/2015 | 229,993 |
| Weisenseel John C | Chief Financial Officer | 12/11/2015 | 610,007 |
| van Brugge Robert P | Chairman and CEO, SCB LLC | 12/11/2015 | 1,759,994 |
| Massad Lori A | Senior Vice President | 12/11/2015 | 92,609 |
| Gingrich James A | Chief Operating Officer | 12/11/2015 | 3,659,996 |
| FARRELL EDWARD J | SVP and Controller | 12/11/2015 | 210,011 |
| Cranch Laurence E | General Counsel | 12/11/2015 | 635,007 |
| Weisenseel John C | Chief Financial Officer | 12/01/2015 | 273,153 |
| van Brugge Robert P | Chairman and CEO, SCB LLC | 12/01/2015 | 810,774 |
| Massad Lori A | Senior Vice President | 12/01/2015 | 276,642 |
| Gingrich James A | Chief Operating Officer | 12/01/2015 | 1,640,699 |
| FARRELL EDWARD J | SVP and Controller | 12/01/2015 | 109,810 |
| Cranch Laurence E | General Counsel | 12/01/2015 | 222,363 |
| FARRELL EDWARD J | SVP and Controller | 06/12/2015 | 155,500 |
| WEINREICH JOSHUA | 05/21/2015 | 120,009 | |
| SLUTSKY LORIE A | Director | 05/21/2015 | 120,009 |
| SCHOEN SCOTT A | Director | 05/21/2015 | 120,009 |
| Messer Heidi S | Director | 05/21/2015 | 120,009 |
| HICKS WESTON M | Director | 05/21/2015 | 120,009 |
| ELLIOTT STEVEN G | Director | 05/21/2015 | 120,009 |
| Hechinger Deborah S | Director | 05/21/2015 | 60,020 |
| CONDRON CHRISTOPHER M | Director | 05/21/2015 | 60,020 |
| Cranch Laurence E | General Counsel | 01/30/2015 | 68,808 |
| Gingrich James A | Chief Operating Officer | 01/30/2015 | 158,345 |
| Cranch Laurence E | General Counsel | 12/12/2014 | 635,015 |
| FARRELL EDWARD J | SVP and Controller | 12/12/2014 | 226,014 |
| Gingrich James A | Chief Operating Officer | 12/12/2014 | 3,660,022 |
| Massad Lori A | SVP & Head of Human Capital | 12/12/2014 | 660,007 |
| van Brugge Robert P | Chairman and CEO, SCB LLC | 12/12/2014 | 1,660,004 |
| Weisenseel John C | Chief Financial Officer | 12/12/2014 | 500,023 |
| Weisenseel John C | Chief Financial Officer | 12/01/2014 | 249,684 |
| van Brugge Robert P | Chairman and CEO, SCB LLC | 12/01/2014 | 867,168 |
| Massad Lori A | SVP & Head of Human Capital | 12/01/2014 | 366,743 |
| Gingrich James A | Chief Operating Officer | 12/01/2014 | 1,924,130 |
| FARRELL EDWARD J | SVP and Controller | 12/01/2014 | 131,014 |
| Cranch Laurence E | General Counsel | 12/01/2014 | 237,447 |
| HICKS WESTON M | Director | 10/27/2014 | 128,985 |
| WEINREICH JOSHUA | Director | 05/15/2014 | 120,008 |
| SLUTSKY LORIE A | Director | 05/15/2014 | 120,008 |
| SCHOEN SCOTT A | 05/15/2014 | 120,008 | |
| HICKS WESTON M | 05/15/2014 | 120,008 | |
| Hechinger Deborah S | Director | 05/15/2014 | 60,004 |
| ELLIOTT STEVEN G | 05/15/2014 | 120,008 | |
| CONDRON CHRISTOPHER M | Director | 05/15/2014 | 60,004 |
| Gingrich James A | Chief Operating Officer | 01/31/2014 | 199,317 |
| FARRELL EDWARD J | 01/31/2014 | 82,837 | |
| Cranch Laurence E | General Counsel | 01/31/2014 | 18,162 |
| SCHOEN SCOTT A | Director | 09/13/2013 | 49,998 |
| WEINREICH JOSHUA | Director | 09/13/2013 | 25,009 |
| Weisenseel John C | 12/12/2013 | 440,009 | |
| van Brugge Robert P | 12/12/2013 | 1,285,009 | |
| Massad Lori A | SVP & Head of Human Capital | 12/12/2013 | 660,003 |
| Gingrich James A | Chief Operating Officer | 12/12/2013 | 3,659,998 |
| FARRELL EDWARD J | SVP and Controller | 12/12/2013 | 219,994 |
| Cranch Laurence E | General Counsel | 12/12/2013 | 634,996 |
| Smith A W Pete Jr | Former Director | 12/11/2013 | 64,812 |
| Weisenseel John C | Chief Financial Officer | 11/29/2013 | 167,978 |
| van Brugge Robert P | Chairman and CEO, SCB LLC | 11/29/2013 | 736,109 |
| Massad Lori A | SVP & Head of Human Capital | 11/29/2013 | 311,392 |
| Gingrich James A | Chief Operating Officer | 11/29/2013 | 1,132,289 |
| FARRELL EDWARD J | SVP and Controller | 11/29/2013 | 89,159 |
| Cranch Laurence E | General Counsel | 11/29/2013 | 205,080 |
| Smith A W Pete Jr | Director | 09/11/2013 | 20,350 |
| SCHOEN SCOTT A | Director | 08/29/2013 | 980,640 |
| FARRELL EDWARD J | SVP and Controller | 06/10/2013 | 130,721 |
| SLUTSKY LORIE A | Director | 06/04/2013 | 56,856 |
| SLUTSKY LORIE A | Director | 06/04/2013 | 77,598 |
| TOBIN PETER J | Director | 05/20/2013 | 120,011 |
| Smith A W Pete Jr | Director | 05/20/2013 | 120,011 |
| SLUTSKY LORIE A | Director | 05/20/2013 | 120,011 |
| HICKS WESTON M | Director | 05/20/2013 | 120,011 |
| ELLIOTT STEVEN G | Director | 05/20/2013 | 120,011 |
| CONDRON CHRISTOPHER M | Director | 05/20/2013 | 60,019 |
| van Brugge Robert P | Chairman and CEO, SCB LLC | 02/19/2013 | 681,316 |
| Gingrich James A | Chief Operating Officer | 01/31/2013 | 44,894 |
| FARRELL EDWARD J | SVP, Controller & CAO | 01/31/2013 | 44,751 |
| Cranch Laurence E | General Counsel | 01/31/2013 | 8,775 |
| Weisenseel John C | Chief Financial Officer | 01/18/2013 | 244,957 |
| van Brugge Robert P | Chairman and CEO, SCB LLC | 01/18/2013 | 1,609,224 |
| Massad Lori A | SVP & Head of Human Capital | 01/18/2013 | 595,006 |
| Gingrich James A | Chief Operating Officer | 01/18/2013 | 3,114,993 |
| FARRELL EDWARD J | SVP and Controller | 01/18/2013 | 214,999 |
| Cranch Laurence E | General Counsel | 01/18/2013 | 565,008 |
| Kraus Peter S | Chairman and CEO | 12/19/2012 | 4,618,747 |
| Weisenseel John C | Chief Financial Officer | 11/30/2012 | 110,385 |
| van Brugge Robert P | Chairman and CEO, SCB LLC | 11/30/2012 | 335,286 |
| Massad Lori A | SVP & Head of Human Capital | 11/30/2012 | 196,966 |
| Gingrich James A | Chief Operating Officer | 11/30/2012 | 460,754 |
| FARRELL EDWARD J | SVP and Controller | 11/30/2012 | 51,861 |
| Cranch Laurence E | General Counsel | 11/30/2012 | 67,208 |
| Kraus Peter S | Chairman and CEO | 06/21/2012 | 33,127,373 |
| van Brugge Robert P | Chairman and CEO, SCB LLC | 01/31/2012 | 27,837 |
| TOBIN PETER J | Director | 05/15/2012 | 60,011 |
| Smith A W Pete Jr | Director | 05/15/2012 | 60,011 |
| SLUTSKY LORIE A | Director | 05/15/2012 | 60,011 |
| HICKS WESTON M | Director | 05/15/2012 | 60,011 |
| Hechinger Deborah S | Director | 05/15/2012 | 60,011 |
| Gingrich James A | Chief Operating Officer | 01/31/2012 | 31,582 |
| FARRELL EDWARD J | SVP, Controller & CAO | 01/31/2012 | 20,943 |
| ELLIOTT STEVEN G | Director | 05/15/2012 | 60,011 |
| CONDRON CHRISTOPHER M | Director | 05/15/2012 | 60,011 |
| STEYN DAVID A | Former Chief Operating Officer | 01/20/2012 | 688,076 |
| van Brugge Robert P | Chairman and CEO, SCB LLC | 01/20/2012 | 930,002 |
| Massad Lori A | Head, Hum Cap & Cf. Talent Off | 01/20/2012 | 550,005 |
| Gingrich James A | Chief Operating Officer | 01/20/2012 | 1,915,000 |
| FARRELL EDWARD J | SVP, Controller & Interim CFO | 01/20/2012 | 285,005 |
| Cranch Laurence E | General Counsel | 01/20/2012 | 565,005 |
| TOBIN PETER J | Director | 05/11/2011 | 60,008 |
| Smith A W Pete Jr | Director | 05/11/2011 | 60,008 |
| SLUTSKY LORIE A | Director | 05/11/2011 | 60,008 |
| HICKS WESTON M | Director | 05/11/2011 | 60,008 |
| Hechinger Deborah S | Director | 05/11/2011 | 60,008 |
| ELLIOTT STEVEN G | Director | 05/11/2011 | 60,008 |
| CONDRON CHRISTOPHER M | Director | 05/11/2011 | 60,008 |
| Kraus Peter S | Chairman and CEO | 12/19/2011 | 3,574,680 |
| STEYN DAVID A | Chief Operating Officer | 12/01/2011 | 509,224 |
| Massad Lori A | SVP & Head of Human Capital | 12/01/2011 | 104,860 |
| Gingrich James A | Chairman and CEO, SCB LLC | 12/01/2011 | 136,711 |
| FARRELL EDWARD J | SVP, Controller & Interim CFO | 12/01/2011 | 16,310 |
| CONDRON CHRISTOPHER M | Director | 02/17/2011 | 112,364 |
| FARRELL EDWARD J | SVP, Controller & Interim CFO | 01/31/2011 | 10,526 |
| STEYN DAVID A | Chief Operating Officer | 12/10/2010 | 3,541,752 |
| Massad Lori A | SVP and Head of Human Capital | 12/10/2010 | 1,104,996 |
| Kraus Peter S | Chairman and CEO | 12/17/2010 | 6,276,756 |
| HOWARD JOHN B | SVP & Chief Financial Officer | 12/10/2010 | 3,872,124 |
| Gingrich James A | Chairman & CEO, SCB LLC | 12/10/2010 | 2,638,897 |
| Cranch Laurence E | General Counsel | 12/10/2010 | 1,123,759 |
| STEYN DAVID A | Chief Operating Officer | 12/01/2010 | 431,564 |
| Massad Lori A | SVP and Head of Human Capital | 12/01/2010 | 85,474 |
| Lane Nick | Director | 08/20/2010 | 2,500 |
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FUNDS WITH A POSITION IN ALLIANCEBERNSTEIN HOLDING LP
| Fund | # Shares Owned | % of Portfolio | % Change | Investing Style |
|---|---|---|---|---|
| GABELLI FUNDS LLC | 108,500 | 0.03% | No change | Event Driven, Growth, Activists |
| INFRASTRUCTURE CAPITAL ADVISORS, LLC | 40,477 | 0.18% | 9.8% | Other |
| BLACKROCK INC. | 6 | 0% | No change | Other |
CHANGE IN SHARES OUTSTANDING FOR ALLIANCEBERNSTEIN HOLDING LP
STOCK BUYBACKS FOR ALLIANCEBERNSTEIN HOLDING LP
Period of Report
Previous Period
% Change in Shares
10-K/10-Q Filings
Quarter
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Period of Report: 12/31/2023
10-K/10-Q Filings: View
Previous Period
% Change in Shares
Quarter
09/30/2023
-1.55%
1Q
06/30/2023
-1.48%
2Q
03/31/2023
-1.76%
3Q
12/31/2022
11.35%
4Q
09/30/2022
14.94%
5Q
06/30/2022
12.25%
6Q
03/31/2022
12.62%
7Q
12/31/2021
13.21%
8Q
09/30/2021
12.01%
9Q
06/30/2021
11.25%
10Q
03/31/2021
13.70%
11Q
12/31/2020
16.24%
12Q
09/30/2020
15.93%
13Q
06/30/2020
14.32%
14Q
03/31/2020
13.86%
15Q
12/31/2019
16.46%
16Q
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BUYBACK ANNOUNCEMENT(S) FOR ALLIANCEBERNSTEIN HOLDING LP
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