| Symbol | Company | Owner | Relationship | Date | Transaction | Cost | # Shares | Value ($) | Total Shares | Filing | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| XCOM | XTERA COMMUNICATIONS, INC. | WELLCOME TRUST LTD (THE) as trustee of the WELLCOME TRUST | 10% Owner | Aug 24, 2016 | Sale | $0.78 | 2,472,813 | 1,919,892 | 0 | Aug 26, 2016, 06:58 AM | |
| XCOM | XTERA COMMUNICATIONS, INC. | Barkley Les | EVP Managing Director, EMEA | Jan 15, 2016 | Option Exercise | $0.52 | 38,462 | 20,000 | 38,462 | Jan 20, 2016, 05:04 PM | |
| XCOM | XTERA COMMUNICATIONS, INC. | BAYLESS JON W | Director | Nov 17, 2015 | Buy | $5.00 | 200,000 | 1,000,000 | 1,325,118 | Nov 18, 2015, 09:13 PM | |
| XCOM | XTERA COMMUNICATIONS, INC. | PHIPPS CHARLES H | 10% Owner | Nov 17, 2015 | Buy | $5.00 | 200,000 | 1,000,000 | 1,210,984 | Nov 18, 2015, 09:12 PM | |
| XCOM | XTERA COMMUNICATIONS, INC. | SEVIN ROSEN FUND VII LP | 10% Owner | Nov 17, 2015 | Buy | $5.00 | 200,000 | 1,000,000 | 1,210,787 | Nov 18, 2015, 09:01 PM | |
| XCOM | XTERA COMMUNICATIONS, INC. | LAZARUS STEVEN | 10% Owner | Nov 17, 2015 | Buy | $5.00 | 300,000 | 1,500,000 | 1,885,090 | Nov 18, 2015, 08:01 PM | |
| XCOM | XTERA COMMUNICATIONS, INC. | ARCH ENTREPRENEURS FUND LP | 10% Owner | Nov 17, 2015 | Buy | $5.00 | 300,000 | 1,500,000 | 1,885,090 | Nov 18, 2015, 07:55 PM | |
| XCOM | XTERA COMMUNICATIONS, INC. | WELLCOME TRUST LTD (THE) as trustee of the WELLCOME TRUST | 10% Owner | Nov 17, 2015 | Buy | $5.00 | 600,000 | 3,000,000 | 694,921 | Nov 18, 2015, 06:44 PM | |
| XCOM | XTERA COMMUNICATIONS, INC. | Hopper Jon R | President and CEO | Nov 17, 2015 | Buy | $5.00 | 100,000 | 500,000 | 584,520 | Nov 18, 2015, 06:41 PM | |
| XCOM | XTERA COMMUNICATIONS, INC. | BARRIS PETER J | 10% Owner | Nov 17, 2015 | Buy | $5.00 | 214,065 | 1,070,325 | 971,733 | Nov 18, 2015, 06:39 PM | |
| XCOM | XTERA COMMUNICATIONS, INC. | BARRIS PETER J | 10% Owner | Nov 17, 2015 | Buy | $5.00 | 585,935 | 2,929,675 | 2,659,804 | Nov 18, 2015, 06:39 PM | |
| XCOM | XTERA COMMUNICATIONS, INC. | NEW ENTERPRISE ASSOCIATES 9 L P | 10% Owner | Nov 17, 2015 | Buy | $5.00 | 585,935 | 2,929,675 | 2,659,804 | Nov 18, 2015, 06:39 PM | |
| XCOM | XTERA COMMUNICATIONS, INC. | BYBEE CLINTON | Director | Nov 17, 2015 | Buy | $5.00 | 300,000 | 1,500,000 | 1,885,090 | Nov 18, 2015, 06:36 PM |
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