| Symbol | Company | Owner | Relationship | Date | Transaction | Cost | # Shares | Value ($) | Total Shares | Filing | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| ELDN | Eledon Pharmaceuticals, Inc. | Perrin Steven | President | Nov 23, 2022 | Buy | $2.60 | 1,000 | 2,597 | 1,000 | Nov 23, 2022, 04:05 PM | |
| ELDN | Eledon Pharmaceuticals, Inc. | Gros David-Alexandre C | Chief Executive Officer | Dec 20, 2021 | Buy | $4.48 | 2,000 | 8,960 | 9,000 | Dec 21, 2021, 04:05 PM | |
| ELDN | Eledon Pharmaceuticals, Inc. | Gros David-Alexandre C | Chief Executive Officer | Aug 17, 2021 | Buy | $6.21 | 4,000 | 24,840 | 7,000 | Aug 19, 2021, 04:05 PM | |
| ELDN | Eledon Pharmaceuticals, Inc. | Gros David-Alexandre C | Chief Executive Officer | Jun 09, 2021 | Buy | $8.01 | 3,000 | 24,030 | 3,000 | Jun 10, 2021, 05:25 PM | |
| NVUS | Novus Therapeutics, Inc. | OrbiMed Israel GP Ltd. | 10% Owner | Dec 02, 2020 | Sale | $21.60 | 103,200 | 2,229,120 | 73,650 | Dec 04, 2020, 05:17 PM | |
| NVUS | Novus Therapeutics, Inc. | Logos Global Management LP | 10% Owner | Oct 30, 2020 | Buy | $25.59 | 105,009 | 2,687,272 | 224,071 | Nov 06, 2020, 06:46 PM | |
| NVUS | Novus Therapeutics, Inc. | TURKEL CATHERINE C. | President | May 20, 2019 | Sale | $1.96 | 7,623 | 14,953 | 90,576 | May 22, 2019, 04:12 PM | |
| NVUS | Novus Therapeutics, Inc. | TURKEL CATHERINE C. | President | May 21, 2019 | Sale | $1.91 | 1,914 | 3,658 | 88,662 | May 22, 2019, 04:12 PM | |
| NVUS | Novus Therapeutics, Inc. | Kuwahara Jon | See Remarks | May 21, 2019 | Sale | $1.91 | 1,058 | 2,022 | 5,974 | May 22, 2019, 04:02 PM | |
| NVUS | Novus Therapeutics, Inc. | Kuwahara Jon | See Remarks | May 20, 2019 | Sale | $1.96 | 4,218 | 8,274 | 7,032 | May 22, 2019, 04:02 PM | |
| NVUS | Novus Therapeutics, Inc. | FLESHER GREGORY J. | Chief Executive Officer | May 20, 2019 | Sale | $1.96 | 11,701 | 22,953 | 159,855 | May 22, 2019, 04:01 PM | |
| NVUS | Novus Therapeutics, Inc. | FLESHER GREGORY J. | Chief Executive Officer | May 21, 2019 | Sale | $1.91 | 2,937 | 5,614 | 156,918 | May 22, 2019, 04:01 PM | |
| NVUS | Novus Therapeutics, Inc. | OrbiMed Israel GP Ltd. | Director | May 02, 2019 | Buy | $3.10 | 646,204 | 2,003,232 | 3,183,314 | May 06, 2019, 05:30 PM | |
| NVUS | Novus Therapeutics, Inc. | Chimovits Erez | Director | May 02, 2019 | Buy | $3.10 | 646,204 | 2,003,232 | 3,183,314 | May 06, 2019, 05:28 PM | |
| NVUS | Novus Therapeutics, Inc. | YOOK PAUL | 10% Owner | Apr 30, 2019 | Sale | $2.70 | 200 | 540 | 1,065,867 | May 02, 2019, 04:47 PM | |
| NVUS | Novus Therapeutics, Inc. | TURKEL CATHERINE C. | President | Sep 11, 2018 | Buy | $4.56 | 17,048 | 77,671 | 61,567 | Sep 13, 2018, 08:00 PM | |
| NVUS | Novus Therapeutics, Inc. | TURKEL CATHERINE C. | President | Sep 12, 2018 | Buy | $5.02 | 16,632 | 83,476 | 78,199 | Sep 13, 2018, 08:00 PM | |
| NVUS | Novus Therapeutics, Inc. | TURKEL CATHERINE C. | President | Sep 05, 2018 | Buy | $3.97 | 805 | 3,193 | 805 | Sep 07, 2018, 08:00 PM | |
| NVUS | Novus Therapeutics, Inc. | FLESHER GREGORY J. | Chief Executive Officer | May 10, 2017 | Buy | $9.99 | 58,959 | 589,000 | 115,856 | May 11, 2017, 08:36 PM | |
| NVUS | Novus Therapeutics, Inc. | TURKEL CATHERINE C. | Chief Development Officer | May 10, 2017 | Buy | $9.99 | 11,111 | 110,999 | 24,519 | May 11, 2017, 08:33 PM | |
| NVUS | Novus Therapeutics, Inc. | OCAMPO CHRISTINE | See Remarks | May 10, 2017 | Buy | $9.99 | 10,010 | 100,000 | 21,590 | May 11, 2017, 08:30 PM | |
| TKAI | Tokai Pharmaceuticals Inc | Buckley Stephen Jr. | Director | Mar 15, 2016 | Buy | $5.74 | 8,000 | 45,920 | 11,000 | Mar 15, 2016, 04:02 PM | |
| TKAI | Tokai Pharmaceuticals Inc | Morrison Jodie Pope | President and CEO | Jan 08, 2016 | Option Exercise | $1.16 | 28,015 | 32,449 | 57,566 | Jan 08, 2016, 04:01 PM | |
| TKAI | Tokai Pharmaceuticals Inc | Buckley Stephen Jr. | Director | Nov 11, 2015 | Buy | $11.25 | 3,000 | 33,750 | 3,000 | Nov 12, 2015, 09:06 AM | |
| TKAI | Tokai Pharmaceuticals Inc | McBride John S. | Chief Operating Officer | Sep 21, 2015 | Option Exercise | $9.10 | 27,000 | 245,700 | 13,500 | Sep 22, 2015, 04:31 PM | |
| TKAI | Tokai Pharmaceuticals Inc | Kalowski Lee | Chief Financial Officer | Sep 08, 2015 | Sale | $13.13 | 4,668 | 61,291 | 40,953 | Sep 08, 2015, 04:23 PM | |
| TKAI | Tokai Pharmaceuticals Inc | Kalowski Lee | Chief Financial Officer | Sep 02, 2015 | Sale | $12.96 | 2,158 | 27,968 | 45,621 | Sep 04, 2015, 04:03 PM | |
| TKAI | Tokai Pharmaceuticals Inc | Morrison Jodie Pope | President and CEO | Jul 28, 2015 | Sale | $7.64 | 24,000 | 183,360 | 31,551 | Jul 30, 2015, 05:33 PM | |
| TKAI | Tokai Pharmaceuticals Inc | Morrison Jodie Pope | President and CEO | Jul 29, 2015 | Option Exercise | $1.54 | 11,128 | 17,138 | 29,551 | Jul 30, 2015, 05:33 PM | |
| TKAI | Tokai Pharmaceuticals Inc | Morrison Jodie Pope | President and CEO | Jul 22, 2015 | Option Exercise | $1.06 | 10,000 | 10,624 | 19,551 | Jul 24, 2015, 04:23 PM | |
| TKAI | Tokai Pharmaceuticals Inc | NOVARTIS AG | 10% Owner | Jul 15, 2015 | Sale | $14.26 | 3,566 | 50,844 | 4,493,458 | Jul 17, 2015, 04:05 PM | |
| TKAI | Tokai Pharmaceuticals Inc | Novartis Bioventures Ltd | 10% Owner | Jul 14, 2015 | Sale | $14.41 | 55,722 | 802,954 | 4,497,024 | Jul 15, 2015, 04:18 PM | |
| TKAI | Tokai Pharmaceuticals Inc | Novartis Bioventures Ltd | 10% Owner | Jul 13, 2015 | Sale | $14.20 | 41,222 | 585,435 | 4,524,885 | Jul 15, 2015, 04:18 PM | |
| TKAI | Tokai Pharmaceuticals Inc | Morrison Jodie Pope | President and CEO | Jun 26, 2015 | Sale | $7.70 | 16,000 | 123,280 | 17,551 | Jun 30, 2015, 04:48 PM | |
| TKAI | Tokai Pharmaceuticals Inc | Morrison Jodie Pope | President and CEO | Jun 29, 2015 | Sale | $7.64 | 16,000 | 122,240 | 17,551 | Jun 30, 2015, 04:48 PM | |
| TKAI | Tokai Pharmaceuticals Inc | McBride John S. | Chief Operating Officer | Jun 23, 2015 | Option Exercise | $9.10 | 13,400 | 121,873 | 6,700 | Jun 24, 2015, 04:27 PM | |
| TKAI | Tokai Pharmaceuticals Inc | McBride John S. | Chief Operating Officer | Jun 24, 2015 | Sale | $9.19 | 600 | 5,517 | 300 | Jun 24, 2015, 04:27 PM | |
| TKAI | Tokai Pharmaceuticals Inc | McBride John S. | Chief Operating Officer | Jun 22, 2015 | Option Exercise | $9.11 | 4,000 | 36,420 | 2,000 | Jun 24, 2015, 04:27 PM | |
| TKAI | Tokai Pharmaceuticals Inc | Novartis Bioventures Ltd | 10% Owner | Jun 16, 2015 | Sale | $14.27 | 1,120 | 15,982 | 4,545,496 | Jun 18, 2015, 12:54 PM | |
| TKAI | Tokai Pharmaceuticals Inc | Novartis Bioventures Ltd | 10% Owner | Jun 15, 2014 | Sale | $14.20 | 14,777 | 209,833 | 4,546,616 | Jun 16, 2015, 04:17 PM | |
| TKAI | Tokai Pharmaceuticals Inc | Novartis Bioventures Ltd | 10% Owner | Jun 12, 2015 | Sale | $14.20 | 5,919 | 84,050 | 4,561,393 | Jun 16, 2015, 04:17 PM | |
| TKAI | Tokai Pharmaceuticals Inc | Novartis Bioventures Ltd | 10% Owner | Jun 11, 2015 | Sale | $14.20 | 27,875 | 395,825 | 4,567,312 | Jun 12, 2015, 04:05 PM | |
| TKAI | Tokai Pharmaceuticals Inc | Kalowski Lee | Chief Financial Officer | Apr 16, 2015 | Sale | $13.00 | 4,567 | 59,371 | 47,779 | Apr 20, 2015, 05:08 PM | |
| TKAI | Tokai Pharmaceuticals Inc | Kalowski Lee | Chief Financial Officer | Apr 02, 2015 | Sale | $11.45 | 2,258 | 25,854 | 52,346 | Apr 06, 2015, 05:23 PM | |
| TKAI | Tokai Pharmaceuticals Inc | NOVARTIS AG | 10% Owner | Mar 18, 2015 | Sale | $14.50 | 3,000 | 43,500 | 4,641,328 | Mar 20, 2015, 02:37 PM | |
| TKAI | Tokai Pharmaceuticals Inc | Novartis Bioventures Ltd | 10% Owner | Mar 19, 2015 | Sale | $14.50 | 46,141 | 669,045 | 4,595,187 | Mar 20, 2015, 02:37 PM | |
| TKAI | Tokai Pharmaceuticals Inc | Satter Muneer A | 10% Owner | Sep 22, 2014 | Buy | $15.00 | 150,000 | 2,250,000 | 1,771,688 | Sep 24, 2014, 05:54 PM | |
| TKAI | Tokai Pharmaceuticals Inc | Apple Tree Partners II - Annex, L.P. | Director | Sep 22, 2014 | Buy | $15.00 | 237,500 | 3,562,500 | 3,568,438 | Sep 24, 2014, 05:52 PM | |
| TKAI | Tokai Pharmaceuticals Inc | Harrison Seth Loring | Director | Sep 22, 2014 | Buy | $15.00 | 362,500 | 5,437,500 | 7,912,079 | Sep 24, 2014, 05:44 PM | |
| TKAI | Tokai Pharmaceuticals Inc | NOVARTIS AG | 10% Owner | Sep 22, 2014 | Buy | $15.00 | 325,000 | 4,875,000 | 4,644,328 | Sep 24, 2014, 05:42 PM |
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